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+ Chapter Vll: Scholastic Ethics and Politics
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+ 1. The Ethics of the Schoolmen. THE Ethics and Politics of the Schoolmen are founded upon the Nicomachean Ethics and the Politics of Aristotle. Nevertheless, being Christian, the School did not depend upon the ancient Greeks for ethical teaching so much as for logic and metaphysics. The Aristotelian ethics stood alone, complete, but isolated. The Schoolmen added to them a science of Deontology, and thereby brought them into connection with Theology. They added to Aristotelian virtues such notions as Duty, Obligation, Sin, a Sovereign Lawgiver and Judge, Reward and Punishment in a life to come. They brought ethical conduct under a law, and for that law they provided an adequate sanction. Aristotelian Ethics make a system of Eudaemonism, but stop short of Deontology. Aristotle points out the road to happiness (eudaemonia), but makes little or no attempt to characterise that road as the path of duty (deon). If the fellow does not want to be rationally happy, Aristotle would say, he is a fool, and must be expelled my lectures. The Schoolman says more. The man who will not take the road of rational happiness is a law-breaker. He breaks a law, formulated indeed by his own conscience, but imposed by an authority from without, which is the authority of the Supreme Reason, God, Creator and Lord. In refusing the way of virtue and rational happiness man not only plays the fool, he commits sin. And sinning, he must be punished. This punishment is radically natural, inasmuch as by sinning and depraving himself, man becomes unfit for rational happiness, and stores in his frame the elements of misery. This is an ethical consideration. The punishment is, further, a positive infliction, proceeding from the will and judicial sentence of the offended Legislator. This is a theological consideration. And similarly of happiness and reward. To do right conscientiously and systematically is to build up habits of virtue; it is to form to oneself a character of goodness; it is to become naturally a fit subject for happiness, and positively to merit an award of happiness from the just Eternal Judge.
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+ About the best thing that Scholasticism has done is the perfecting of the Aristotelian scheme of happiness, and the adaptation of it to the Christian promises, contained in Scripture and Church tradition, as set forth in many a glowing page of St. Augustine. Plato and Aristotle, Augustine and Aquinas, here felicitously join hands. Plato with his vision of Beauty in the Symposium, Aristotle with his account of the crowning happiness of contemplation in the tenth <|endoftext|>BOOK of the Ethics,* Augustine on the vision of God in the latter books of his Confessions, finally St. Thomas, Contra Gentiles, iii. 17-63, all come together in anticipating the prophecy, We shall see him as he is (I John, iii. 2): And they shall see his face, and his name upon their foreheads (Rev. xxii 4).
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+ St. Thomas altogether takes up the Aristotelian argument, that man's last and highest happiness consists in theoria, or the contemplation of the understanding for contemplation's sake; for theoria alone fulfils the requisite of perfect happiness, to be self-sufficient, not useful to a further end, and to be proper to man as man, or rather, proper to man in respect of the highest element of his being. The only point in which this contemplation fails to meet requirements is this, that, taking life as it is, our contemplation cannot be continual, it is fitful and uncertain. To this objection Aristotle coolly replies that it only shows that happiness in full perfection is beyond the reach of man to attain; he must make the best of a bad adventure, and realise this ideal of happiness in such transient and inadequate fashion as he may; better an hour of that than fifty years of any other occupation; better, no doubt, an eternity of it, but eternity is not to be had; man must be content in a mortal life to play the immortal. This we do by philosophising. pursuing science and scholarship for its own sake, not for any vulgar utility. In fact Aristotle places happiness precisely in what are now called 'useless studies.' And because few men have leisure and ability for such pursuits, Aristotelians say that few men can be happy. As the flower and fruit is but a small part of the plant, and still the plant may be said to be for the flower and the fruit, so the vast organism of human society exists for the sake of these few 'useless' but happy students. Philosophers are the flower of humanity. This view, however, did not wholly satisfy Aristotle's great exponents, Greek and Arabian, Alexander and Averroes, each honoris causa named 'the Commentator.' They looked for the realisation of his theoria not to any ordinary study of sciences, but to a mystical union with a higher Intelligence. Upon these aspirations St. Thomas writes: 'Alexander and Averroes laid it down that the final happiness of man is not in such knowledge as is possible to man through the speculative sciences, but in a knowledge gained by conjunction with a separately subsistent Intelligence, which conjunction they supposed to be possible to man in this life. But because Aristotle saw that there was no other knowledge for man in this life than that which is through the speculative sciences, he supposed man not to gain perfect happiness, but a limited happiness suited to his state. In all which investigation it sufficiently appears how hard pressed on this side and on that those fine geniuses were. From this stress of difficulty we shall escape in positing, according to proofs already furnished, that man can arrive at true happiness after this life, the soul of man being immortal. In this disembodied state the soul of man will understand in the way in which pure spirits understand. The final happiness of man, then, will be in the knowledge of God, which the human soul has after this life according to the manner in which pure spirits know him' (Contra Gentiles, iii. 48).*
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+ If any one would see for himself the blend of Aristotelian with Christian virtues, of virtues with commandments, of moral deformity with sin, he may read it at length in what is called the Secunda Secundae of St. Thomas's Summa Theologiae.* One remark about Casuistry, or the study of cases of conscience, principally in view, of the practice of the confessional. The principles of the science are to be met with in the great Schoolmen, but the developments are not due to them. Casuistry interested the human mind chiefly in the seventeenth century, when the star of Scholasticism had paled before Descartes. 2. The Politics of the Schoolmen. For a thousand years and more -- for some fourteen centuries in the East -- the State to the Church meant the Roman Empire. There were, to be sure, barbarian kings many and lords many, Persian, Gothic, Hun, Saxon: these were but faint copies, or distorted caricatures of the Majesty that dwelt, or had dwelt, in Rome. There was no king but Caesar, however he might be girt with a Persian scimitar at his side, or swing in his rude hand a German battle-axe. Did not the ninth-century monarch of Wessex or Northumbria inscribe on his coins basileus, the Greek name of the Roman Emperor, to imply that he was the Augustus Caesar of Britain? The treatment that the Church experienced at the hands of the Roman State for three centuries was an uncertain tolerance, interrupted by outbursts of fierce persecution. Then the Empire became officially Christian, and at times did the Church more harm by its patronage than it had done by its hostility. Still Church and State hung together, and when the barbarians broke up the Empire of the West, Church missionaries went among them bearing in their right hand the Gospels and in their left Roman law and Roman social institutions. When a great Christian ruler of many peoples appeared in the person of Charlemagne, the Church gladly bestowed upon him, as a sacred gift, the consecration and name of Roman Emperor. He was declared 'Caesar, the unconquered, ever Augustus.' When his posterity lapsed into feebleness, the Church in the middle of the tenth century, a hundred and fifty years after Charlemagne, saluted a new Roman Emperor in the person of Otto the First.* Thence to the end of the eighteenth century there was ever a Holy Roman Empire by the side of the Holy Roman Church. On the whole the two powers got on ill together. In the most flourishing period of Scholasticism, Christendom was distracted by the strife of Papacy and Empire. We have seen a prince of the School, William Ockham, abandon his professorial chair to turn Imperial partisan. The political science of the Schoolmen, then, was conditioned by the political situation of their times. In their idea Christendom somehow was one, not one religious body merely, but one political body, a Christian commonwealth. True, there were various princes and nationalities, but in an age of feudalism no very close coherence of parts was thought necessary to form a kingdom, no very definite unity of authority, no intense centralisation. The Roman Emperor was in theory the political chief of a united Christendom. The English, of course, were insular, and claimed that their island was beyond the bounds of the Empire: they were tolerated as outer barbarians, amiable men with queer notions; and besides, from the time of John, their land was held to be a fief of the Holy See: indeed all islands, Ireland as well as England, were considered by some canonists to be appanages of the See of Rome. While Scholasticism was at its best, in the thirteenth and fourteenth centuries, kings indeed went to war, and their vassals followed them, but nation had not yet risen against nation: the very name 'nation' did not signify a distinct State, but only a difference of race, or less than that, merely of geographical position. Thus Picardy was a 'nation' at the University of Paris; and in that of Oxford there were two 'nations,' the northern and the southern English, Scotland going with the former, and Ireland and Wales with the latter. When what we call nations emerged towards the end of the fifteenth century, Scholasticism was already in its decline. The best mediaeval scholastic intellect was never given to a Europe such as lies before our view. Consequently there is a certain archaeism in Scholastic Politics. The Hugo Grotius of the Schoolmen is Francis Suarez, with his treatise, De Legibus, and that was written in the early seventeenth century.
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+ The antithesis before the Schoolman was not Church and State: it was Pope and Emperor -- in England and France, Pope and King. These were the two luminaries in the firmament of heaven, the greater and the lesser. Whence the greater came, every one in those days knew: but what was the origin of the lesser luminary? From the devil, said some; it was a consequence of the Fall; had we remained in paradise, there would have been no kings. 'They all put on diadems, and their sons after them for many years, and evils multiplied upon the earth' (I Maccabees, i. 9). It was remembered how Rome owed its origin to the asylum, said to have been opened by Romulus on the Palatine for robbers and murderers. Nevertheless it was admitted that kingly power was a necessity in our present condition, and must be endured, as the necessity for wearing clothes, and consulting physicians, which things would not have been had we kept our innocence.
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+ No, said others, the king's power is a holy thing, the gift of Christ to Peter; and Peter's successor has given it to the Emperor, and so to Christian Kings who owe the Emperor reverence. So said Augustinus Triumphus and Alvarius Pelagius, and sundry others, but no great Schoolman took this view: it is censured by the poet of Scholasticism, Dante, Purgatorio, c. xvi.
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+ The Roman Jurists gravely asserted that all Imperial and Royal power is the gift of the People. The People, whose is the sovereignty by original right, finding themselves too unwieldy a body to administer it efficiently, have made it over by a lex regia, 'a king-making law,' to the Emperor. He is their vicarius, or representative.* Whether this power had been transferred to the Emperor without reserve, whether it had been transferred irrevocably or could for any just cause be resumed, was a point on which the Jurists were not agreed. This theory of the original sovereignty of the people came into remarkable prominence in the Jesuit schools during the century following the Reformation. At that epoch Protestant Sovereigns entirely, and even Catholic Sovereigns partially, had possessed themselves of ecclesiastical power. The theory, then, was resuscitated by Bellarmine and Suarez in the interest of the Church, to curb the pretensions of those princes of reigning with God-given prerogative, the immediate, irresponsible ministers of the Most High. Suarez was by no means the inventor of this theory, which is exposed in his work, called Defensio Fidei, written against James i. in 1612. This ancient theory, be it observed, knows nothing of any Social Contract to live in society: it agrees with Aristotle in taking man to be a social or political animal by nature: it is not the theory of Rousseau.*
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+ This theory of the Jurists must have been well-known to St. Thomas. He neither repudiates nor explicitly accepts it. He deals with the further question, how there came to be such a thing as authority at all. In his answer he closely follows Aristotle's Politics, giving them a theological turn. Authority is necessary to human society, and society is a necessity of man's nature. In solitude and isolation from his fellows man is not a man, as a dead hand is not a hand, except in an analogical sense. A hermit must be either a brute or an angel: he is not in the category of human kind. Man is a social animal more than any bee or ant. Bees and ants are gregarious, but man is social: he absolutely requires to be a member of a rational community. Nor is the community of family life sufficient: families must form societies, and the society of families is ultimately the State. One State, one authority. Anarchy is the destruction of the State, and thereby the ruin of the individual. The individual can only thrive as the citizen. So far Aristotle and St. Thomas.
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+ Suarez and modern Schoolmen continue thus. We regard God as the author of nature, and whatever is necessary for human nature to work out its essential development is the ordinance of God. So then civil society, and its consequent civil authority, is the ordinance of God. The powers that be are ordained of God. To disobey them is to disobey Him who is the author of that nature to which they are a necessity. God forbids anarchy as severely as He forbids any excess against temperance. Thus the civil ruler is of God, not in virtue of any positive institution or revelation from heaven, but by virtue of God having created a nature to the proper unfolding of which the State and the civil ruler is indispensable. In whose hands the civil power shall reside, that is not argued here. That depends upon history and individualising circumstances. The distribution of power will be various, but some civil power there must be. The specific ratio of civil authority is from God: the individual who wields that authority is of God only inasmuch as in him, here and now for the present, such civil authority becomes an actuality.
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+ The assignment of a rational or natural basis to the State sets aside two of the theories that have been mentioned. It sets aside the notion that the State is of the Evil One, or is a necessary evil, the consequence of the Fall. Not the mere evil, but the good of human nature it is that bids the civil ruler take and hold his place. Also it overturns the notion that civil government is a property of Christianity as such, and therefore belongs in chief to the living Head of Christendom, the Pope, whose vicars, or vassals, all kings must be. Not as a Christian, but as man simply, is man a social animal for the purposes of this life. The State is a natural institution, not a supernatural or spiritual entity: the State, therefore, as such, does not belong to the Pope, just as land, houses, money, and other property are not all given over into the hand of the successor of St. Peter. To Caesar the things that are Caesar's. Nevertheless 'the Church laid it down that, while the civil and ecclesiastical polities existed in different orders and for different purposes, and were so far forth independent of one another as their orders and purposes were different, yet the spiritual order was superior to the temporal, salvation of more consequence than political well-being.'* 'Man is not subservient to the political community to the extent of his whole self, all that he is and all that he has,' writes St. Thomas. Not throughout the whole range of his nature is man a political being. He is a citizen and more than a citizen. He is, or may be, philosopher, poet, artist, father, friend; and in all these capacities he is something over and above a limb of the State. The State has neither ability nor right to control his thoughts. If he has an immortal soul, he belongs already by anticipation to a world in which there is no State. He shall outlive the State, and must look forward to the time when the State for him shall be no more. Even then while he still lives one of its components, he cannot wholly be contained in the State. This doctrine involves a certain aloofness of the individual from the State, and prevents his entire absorption in it. There are traces of this aloofness in pre-Christian philosophy, much more in Christianity, and therefore in Scholasticism.
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+ This train of thought brings us within sight of some hope of removing from Scholasticism a reproach, which more than any other cause has prejudiced the modern mind against it, and is the greatest obstacle to its propagation. I mean the reproach of being pledged to foregone conclusions, of being tethered to orthodoxy like a captive balloon to the earth. This reproach grows greater with the lapse of time, as the attaching ropes are multiplied and made stronger by new condemnations of error and new definitions of faith. The reproach may be removed by this reflection, that definitions of faith fall upon judgments, not upon reasonings; not upon speculations, but upon assents. It is a rule of the Higher Philosophy to speculate freely, but to assent cautiously, to think much but believe little. Faith challenges our belief, not our logic: it does not say, this is proved, but this is. You may call Scholasticism, or any orthodox philosophy, a captive balloon, but for tentative ascents, for exploration and reconnoitring purposes, the ropes that hold it stretch to infinity. You may see and meditate all that can be said for any condemned doctrine, provided you do not hold the doctrine itself.* You may sound all the depths of Hegelianism, and see with your mind's eye all the gloomy visions of Schopenhauer, provided you hold fast to the Nicene Creed and Vatican Council, and do not deny, however little in some respects you may be able to justify, the Providence of God. Nor is it quite exact to say that the dogmas of faith are forgone conclusions. They are forgone truths. They are not presented to our belief as conclusions. We may never be able to reach them by way of conclusion. Some are confessedly inaccessible to conclusive argument, as the doctrine of the Triune God. Some may be accessible, but I cannot find the way. There is a way up the Matterhorn, others have gone to the top, I start and fail. I have to take the feasibility of the ascent on the word of others. So with such a doctrine as the immortality of the soul. I have not the least doubt that the soul is immortal: my faith tells me so. But I am as free as any other man in judging of the value of the arguments for immortality. I may search them all, and condemn them all; and, with Scotus, I may have to fall back upon my faith as the one sure guarantee of my immortality. A truth of faith can never be in question; but my ability rationally to vindicate a given truth of faith is a very open question indeed. I am satisfied with the word of God; but my own philosophical, or critical and historical speculations, may fail to satisfy me, at least for the present. Perhaps I may reason better to-morrow: meanwhile I will believe, even to-day.
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+ A Catholic will say: this free philosophical speculation, trying all conclusions, but holding aloof from assents, where the word of the Church forbids them, is a dangerous game. It is dangerous. Alpine climbing is dangerous, and foxhunting. All the stronger efforts of man's body and mind are fraught with danger, not excluding the paths of higher sanctity. There is danger of broken limbs, of lunacy, of intellectual pride and apostasy. If Scholasticism is to revive -- and Popes have bidden it live again -- the Neo-Scholastic who shall lead the movement of revival will need to be a man of great faith, fearless speculation, and absolute reliance on the word of God.
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+ 'What makes against the faith, either as a consideration in the mind of the believer, or in the way of exterior persecution, augments the merit of faith, so far forth as it reveals a will more prompt and firm in the faith. Therefore also the martyrs had greater merit in faith, not receding from the faith for persecutions; and likewise men of learning have greater merit of faith, not receding from the faith for the reasons of philosophers or heretics alleged against it.' -- (St. Thomas, Summa Theologiae, 2a-2ae , q. 2, art. 10).
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+ Monarchy: Friend of Liberty
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+ Leland B. Yeager
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+ A Classically Liberal CASE FOR MONARCHY
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+ Democracy and Other Good Things
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+ Clear thought and discussion suffer when all sorts of good things, like liberty, equality, fraternity, rights, majority rule, and general welfare–some in tension with others–are marketed together under the portmanteau label “democracy”. Democracy’s core meaning is a particular method of choosing, replacing, and influencing government officials (Schumpeter 1950/1962). It is not a doctrine of what government should and should not do. Nor is it the same thing as personal freedom or a free society or an egalitarian social ethos. True enough, some classical liberals, like Thomas Paine (1791-1792/1989) and Ludwig von Mises (1919/1983), did scorn hereditary monarchy and did express touching faith that representative democracy would choose excellent leaders and adopt policies truly serving the common interest. Experience has taught us better, as the American Founders already knew when constructing a government of separated and limited powers and of only filtered democracy.
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+ As an exercise, and without claiming that my arguments are decisive, I’ll contend that constitutional monarchy can better preserve people’s freedom and opportunities than democracy as it has turned out in practice.1 My case holds only for countries where maintaining or restoring (or conceivably installing) monarchy is a live option.2 We Americans have sounder hope of reviving respect for the philosophy of our Founders. Our traditions could serve some of the functions of monarchy in other countries.
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+ An unelected absolute ruler could conceivably be a thoroughgoing classical liberal. Although a wise, benevolent, and liberal-minded dictatorship would not be a contradiction in terms, no way is actually available to assure such a regime and its continuity, including frictionless succession.
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+ Some element of democracy is therefore necessary; totally replacing it would be dangerous. Democracy allows people some influence on who their rulers are and what policies they pursue. Elections, if not subverted, can oust bad rulers peacefully. Citizens who care about such things can enjoy a sense of participation in public affairs.
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+ Anyone who believes in limiting government power for the sake of personal freedom should value also having some nondemocratic element of government besides courts respectful of their own narrow authority. While some monarchists are reactionaries or mystics, others (like Erik von Kuehnelt-Leddihn and Sean Gabb, cited below) do come across as a genuine classical liberals.
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+ Shortcomings of Democracy
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+ Democracy has glaring defects.3 As various paradoxes of voting illustrate, there is no such thing as any coherent “will of the people”. Government itself is more likely to supply the content of any supposed general will (Constant 1814-15/1988, p. 179). Winston Churchill reputedly said: “The best argument against democracy is a five-minute conversation with the average voter” (BrainyQuote and several similar sources on the Internet). The ordinary voter knows that his vote will not be decisive and has little reason to waste time and effort becoming well informed anyway.
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+ This “rational ignorance”, so called in the public-choice literature, leaves corresponding influence to other-than-ordinary voters (Campbell 1999). Politics becomes a squabble among rival special interests. Coalitions form to gain special privileges. Legislators engage in logrolling and enact omnibus spending bills. Politics itself becomes the chief weapon in a Hobbesian war of all against all (Gray 1993, pp. 211-212). The diffusion of costs while benefits are concentrated reinforces apathy among ordinary voters.
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+ Politicians themselves count among the special-interest groups. People who drift into politics tend to have relatively slighter qualifications for other work. They are entrepreneurs pursuing the advantages of office. These are not material advantages alone, for some politicians seek power to do good as they understand it. Gratifying their need to act and to feel important, legislators multiply laws to deal with discovered or contrived problems–and fears. Being able to raise vast sums by taxes and borrowing enhances their sense of power, and moral responsibility wanes (as Benjamin Constant, pp. 194-196, 271-272, already recognized almost two centuries ago).
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+ Democratic politicians have notoriously short time horizons. (Hoppe (2001) blames not just politicians in particular but democracy in general for high time preference–indifference to the long run–which contributes to crime, wasted lives, and a general decline of morality and culture.) Why worry if popular policies will cause crises only when one is no longer running for reelection? Evidence of fiscal irresponsibility in the United States includes chronic budget deficits, the explicit national debt, and the still huger excesses of future liabilities over future revenues on account of Medicare and Social Security. Yet politicians continue offering new plums. Conflict of interest like this far overshadows the petty kinds that nevertheless arouse more outrage.
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+ Responsibility is diffused in democracy not only over time but also among participants. Voters can think that they are only exercising their right to mark their ballots, politicians that they are only responding to the wishes of their constituents. The individual legislator bears only a small share of responsibility fragmented among his colleagues and other government officials.
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+ Democracy and liberty coexist in tension. Nowadays the United States government restricts political speech. The professed purpose of campaign-finance reform is to limit the power of interest groups and of money in politics, but increased influence of the mass media and increased security of incumbent politicians are likelier results. A broader kind of tension is that popular majorities can lend an air of legitimacy to highly illiberal measures. “Bv the sheer weight of numbers and by its ubiquity the rule of 99 per cent is more ‘hermetic’ and more oppressive than the rule of 1 per cent” (Kuehnelt-Leddihn 1952, p. 88). When majority rule is thought good in its own right and the fiction prevails that “we”ordinary citizens are the government, an elected legislature and executive can get away with impositions that monarchs of the past would scarcely have ventured. Louis XIV of France, autocrat though he was, would hardly have dared prohibit alcoholic beverages, conscript soldiers, and levy an income tax (Kuehnelt-Leddihn, pp. 280-281)–or, we might add, wage war on drugs. Not only constitutional limitations on a king’s powers but also his4 not having an electoral mandate is a restraint.
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+ At its worst, the democratic dogma can abet totalitarianism. History records totalitarian democracies or democratically supported dictatorships. Countries oppressed by communist regimes included words like “democratic” or “popular” in their official names. Totalitarian parties have portrayed their leaders as personifying the common man and the whole nation. German National Socialism, as Kuehnelt-Leddihn reminds us, was neither a conservative nor a reactionary movement but a synthesis of revolutionary ideas tracing to before 1789 (pp. 131, 246-247, 268). He suggests that antimonarchical sentiments in the background of the French Revolution, the Spanish republic of 1931, and Germany’s Weimar Republic paved the way for Robespierre and Napoleon, for Negrin and Franco, and for Hitler (p. 90). Winston Churchill reportedly judged that had the Kaiser remained German Head of State, Hitler could not have gained power, or at least not have kept it (International Monarchist League). “[M]onarchists, conservatives, clerics and other ‘reactionaries’ were always in bad grace with the Nazis” (Kuehnelt-Leddihn, p. 248).
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+ Separation of Powers
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+ A nonelected part of government contributes to the separation of powers. By retaining certain constitutional powers or denying them to others, it can be a safeguard against abuses.5 This is perhaps the main modern justification of hereditary monarchy: to put some restraint on politicians rather than let them pursue their own special interests complacent in the thought that their winning elections demonstrates popular approval. When former president Theodore Roosevelt visited Emperor Franz Joseph in 1910 and asked him what he thought the role of monarchy was in the twentieth century, the emperor reportedly replied: “To protect my peoples from their governments” (quoted in both Thesen and Purcell 2003). Similarly, Lord Bernard Weatherill, former speaker of the House of Commons, said that the British monarchy exists not to exercise power but to keep other people from having the power; it is a great protection for our democracy (interview with Brian Lamb on C-Span, 26 November 1999).
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+ The history of England shows progressive limitation of royal power in favor of parliament; but, in my view, a welcome trend went too far. Almost all power, limited only by traditions fortunately continuing as an unwritten constitution, came to be concentrated not only in parliament but even in the leader of the parliamentary majority. Democratization went rather too far, in my opinion, in the Continental monarchies also.
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+ Continuity
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+ A monarch, not dependent on being elected and reelected, embodies continuity, as does the dynasty and the biological process. “Constitutional monarchy offers us ... that neutral power so indispensable for all regular liberty. In a free country the king is a being apart, superior to differences of opinion, having no other interest than the maintenance of order and liberty. He can never return to the common condition, and is consequently inaccessible to all the passions that such a condition generates, and to all those that the perspective of finding oneself once again within it, necessarily creates in those agents who are invested with temporary power.” It is a master stroke to create a neutral power that can terminate some political danger by constitutional means (Constant, pp. 186-187). In a settled monarchy–but no regime whatever can be guaranteed perpetual existence–the king need not worry about clinging to power. In a republic, “The very head of the state, having no title to his office save that which lies in the popular will, is forced to haggle and bargain like the lowliest office-seeker” (Mencken 1926, p. 181).
23
+ Dynastic continuity parallels the rule of law. The king symbolizes a state of affairs in which profound political change, though eventually possible, cannot occur without ample time for considering it. The king stands in contrast with legislators and bureaucrats, who are inclined to think, by the very nature of their jobs, that diligent performance means multiplying laws and regulations. Continuity in the constitutional and legal regime provides a stable framework favorable to personal and business planning and investment and to innovation in science, technology, enterprise, and culture. Continuity is neither rigidity nor conservatism.
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+ The heir to the throne typically has many years of preparation and is not dazzled by personal advancement when he finally inherits the office. Before and while holding office he accumulates a fund of experience both different from and greater than what politicians, who come and go, can ordinarily acquire. Even when the king comes to the throne as a youth or, at the other extreme, as an old man with only a few active years remaining, he has the counsel of experienced family members and advisors. If the king is very young (Louis XV, Alfonso XIII) or insane (the elderly George III, Otto of Bavaria), a close relative serves as regent.6 The regent will have had some of the opportunities to perform ceremonial functions and to accumulate experience that an heir or reigning monarch has.
25
+ Objections and Rebuttals
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+ Some arguments occasionally employed for monarchy are questionable. If the monarch or his heir may marry only a member of a princely family (as Kuehnelt-Leddihn seems to recommend), chances are that he or she will marry a foreigner, providing international connections and a cosmopolitan way of thinking. Another dubious argument (also used by Kuehnelt-Leddihn) is that the monarch will have the blessing of and perhaps be the head of the state religion. Some arguments are downright absurd, for example: “Monarchy fosters art and culture. Austria was culturally much richer around 1780 than today! Just think of Mozart!” (Thesen).
27
+ But neither all arguments for nor all objections to monarchy are fallacious. The same is true of democracy. In the choice of political institutions, as in many decisions of life, all one can do is weigh the pros and cons of the options and choose what seems best or least bad on balance.
28
+ Some objections to monarchy apply to democracy also or otherwise invite comments that, while not actual refutations, do strengthen the case in its favor. Monarchy is charged with being government-from-above (Kuehnelt-Leddihn, p. 276). But all governments, even popularly elected ones, except perhaps small direct democracies like ancient Athens, are rule by a minority. (Robert Michels and others recognized an “iron law of oligarchy”; Jenkin 1968, p. 282.) Although democracy allows the people some influence over the government, they do not and cannot actually run it. Constitutional monarchy combines some strengths of democracy and authoritarian monarchy while partially neutralizing the defects of those polar options.
29
+ Another objection condemns monarchy as a divisive symbol of inequality; it bars “an ideal society in which everyone will be equal in status, and in which everyone will have the right, if not the ability, to rise to the highest position” (Gabb 2002, who replies that attempts to create such a society have usually ended in attacks on the wealthy and even the well-off). Michael Prowse (2001), calling for periodic referendums on whether to keep the British monarchy, invokes what he considers the core idea of democracy: all persons equally deserve respect and consideration, and no one deserves to dominate others. The royal family and the aristocracy, with their titles, demeanor, and self-perpetuation, violate this democratic spirit. In a republican Britain, every child might aspire to every public position, even head of state.
30
+ So arguing, Prowse stretches the meaning of democracy from a particular method of choosing and influencing rulers to include an egalitarian social ethos. But monarchy need not obstruct easy relations among persons of different occupations and backgrounds; a suspicious egalitarianism is likelier to do that. In no society can all persons have the same status. A more realistic goal is that everyone have a chance to achieve distinction in some narrow niche important to him. Even in a republic, most people by far cannot realistically aspire to the highest position. No one need feel humbled or ashamed at not ascending to an office that simply was not available. A hereditary monarch can be like “the Alps”(Thesen), something just “there”. Perhaps it is the king’s good luck, perhaps his bad luck, to have inherited the privileges but also the limitations of his office; but any question of unfairness pales in comparison with advantages for the country.
31
+ Prowse complains of divisiveness. But what about an election? It produces losers as well as winners, disappointed voters as well as happy ones. A king, however, cannot symbolize defeat to supporters of other candidates, for there were none. “A monarch mounting the throne of his ancestors follows a path on which he has not embarked of his own will.” Unlike a usurper, he need not justify his elevation (Constant, p. 88). He has no further political opportunities or ambitions except to do his job well and maintain the good name of his dynasty. Standing neutral above party politics, he has a better chance than an elected leader of becoming the personified symbol of his country, a focus of patriotism and even of affection.
32
+ The monarch and his family can assume ceremonial functions that elected rulers would otherwise perform as time permitted. Separating ceremonial functions from campaigning and policymaking siphons off glamor or adulation that would otherwise accrue to politicians and especially to demagogues. The occasional Hitler does arouse popular enthusiasm, and his opponents must prudently keep a low profile. A monarch, whose power is preservative rather than active (Constant, pp. 191-192), is safer for people’s freedom.
33
+ Prowse is irritated rather than impressed by the pomp and opulence surrounding the Queen. Clinging to outmoded forms and ascribing importance to unimportant things reeks of “collective bad faith” and “corrosive hypocrisy”. Yet a monarchy need not rest on pretense. On the contrary, my case for monarchy is a utilitarian one, not appealing to divine right or any such fiction. Not all ritual is to be scorned. Even republics have Fourth of July parades and their counterparts. Ceremonial trappings that may have become functionless or comical can evolve or be reformed. Not all monarchies, as Prowse recognizes, share with the British the particular trappings that irritate him.
34
+ A case, admittedly inconclusive, can be made for titles of nobility (especially for close royal relatives) and for an upper house of parliament of limited powers whose members, or some of them, hold their seats by inheritance or royal appointment (e.g., Constant, pp. 198-200). “The glory of a legitimate monarch is enhanced by the glory of those around him. ... He has no competition to fear. ... But where the monarch sees supporters, the usurper sees enemies.” (Constant, p. 91; on the precarious position of a nonhereditary autocrat, compare Tullock 1987). As long as the nobles are not exempt from the laws, they can serve as a kind of framework of the monarchy. They can be a further element of diversity in the social structure. They can provide an alternative to sheer wealth or notoriety as a source of distinction and so dilute the fawning over celebrities characteristic of modern democracies. Ordinary persons need no more feel humiliated by not being born into the nobility than by not being born heir to the throne. On balance, though, I am ambivalent about a nobility.
35
+ A King’s Powers
36
+ Michael Prowse’s complaint about the pretended importance of unimportant things suggests a further reason why the monarch’s role should go beyond the purely symbolic and ceremonial. The king should not be required (as the Queen of England is required at the opening of parliament) merely to read words written by the cabinet. At least he should have the three rights that Walter Bagehot identified in the British monarchy: “the right to be consulted, the right to encourage, the right to warn. And a king of great sense and sagacity would want no others. He would find that his having no others would enable him to use these with singular effect” (Bagehot (1867/1872/1966, p. 111).
37
+ When Bagehot wrote, the Prime Minister was bound to keep the Queen well informed about the passing politics of the nation. “She has by rigid usage a right to complain if she does not know of every great act of her Ministry, not only before it is done, but while there is yet time to consider it – while it is still possible that it may not be done.”
38
+ A sagacious king could warn his prime minister with possibly great effect. “He might not always turn his course, but he would always trouble his mind.” During a long reign he would acquire experience that few of his ministers could match. He could remind the prime minister of bad results some years earlier of a policy like one currently proposed. “The king would indeed have the advantage which a permanent under-secretary has over his superior the Parliamentary secretary – that of having shared in the proceedings of the previous Parliamentary secretaries. ... A pompous man easily sweeps away the suggestions of those beneath him. But though a minister may so deal with his subordinate, he cannot so deal with his king” (Bagehot, pp. 111-112). A prime minister would be disciplined, in short, by having to explain the objective (not merely the political) merits of his policies to a neutral authority.
39
+ The three rights that Bagehot listed should be interpreted broadly, in my view, or extended. Constant (p. 301) recommends the right to grant pardons as a final protection of the innocent. The king should also have power: to make some appointments, especially of his own staff, not subject to veto by politicians; to consult with politicians of all parties to resolve an impasse over who might obtain the support or acquiescence of a parliamentary majority; and to dismiss and temporarily replace the cabinet or prime minister in extreme cases. (I assume a parliamentary system, which usually does accompany modern monarchy; but the executive could be elected separately from the legislators and even subject to recall by special election.) Even dissolving parliament and calling new elections in an exceptional case is no insult to the rights of the people. “On the contrary, when elections are free, it is an appeal made to their rights in favor of their interests” (Constant, p.197). The king should try to rally national support in a constitutional crisis (as when King Juan Carlos intervened to foil an attempted military coup in 1981).
40
+ Kings and Politicians
41
+ What if the hereditary monarch is a child or is incompetent? Then, as already mentioned, a regency is available. What if the royal family, like some of the Windsors, flaunts unedifying personal behavior? Both dangers are just as real in a modern republic. Politicians have a systematic tendency to be incompetent or worse.7 For a democratic politician, understanding economics is a handicap.8 He either must take unpopular (because misunderstood) stands on issues or else speak and act dishonestly. The economically ignorant politician has the advantage of being able to take vote-catching stands with a more nearly clear conscience. Particularly in these days of television and of fascination with celebrities, the personal characteristics necessary to win elections are quite different from those of a public-spirited statesman. History does record great statesmen in less democratized parliamentary regimes of the past. Nowadays a Gresham’s Law operates: “the inferior human currency drives the better one out of circulation” (Kuehnelt-Leddihn, pp.115, 120). Ideal democratic government simply is not an available option. Our best hope is to limit the activities of government, a purpose to which monarchy can contribute.
42
+ Although some contemporary politicians are honorable and economically literate, even simple honesty can worsens one’s electoral chances. H. L. Mencken wrote acidly and with characteristic exaggeration: “No educated man, stating plainly the elementary notions that every educated man holds about the matters that principally concern government, could be elected to office in a democratic state, save perhaps by a miracle. ... it has become a psychic impossibility for a gentleman to hold office under the Federal Union, save by a combination of miracles that must tax the resourcefulness even of God. ... the man of native integrity is either barred from the public service altogether, or subjected to almost irresistible temptations after he gets in” (Mencken 1926, pp. 103, 106, 110). Under monarchy, the courtier need not “abase himself before swine”, “pretend that he is a worse man than he really is.” His sovereign has a certain respect for honor. “The courtier’s sovereign ... is apt to be a man of honour himself” (Mencken, p. 118, mentioning that the King of Prussia refused the German imperial crown offered him in 1849 by a mere popular parliament rather than by his fellow sovereign princes).
43
+ Mencken conceded that democracy has its charms: “The fraud of democracy ... is more amusing than any other–more amusing even, and by miles, than the fraud of religion. ... [The farce] greatly delights me. I enjoy democracy immensely. It is incomparably idiotic, and hence incomparably amusing” (pp. 209, 211). Conclusion
44
+ One argument against institutions with a venerable history is a mindless slogan betraying temporal provincialism, as if newer necessarily meant better: “Don’t turn back the clock.” Sounder advice is not to overthrow what exists because of abstract notions of what might seem logically or ideologically neater. In the vernacular, “If it ain’t broke, don’t fix it.” It is progress to learn from experience, including experience with inadequately filtered democracy. Where a monarchical element in government works well enough, the burden of proof lies against the republicans (cf. Gabb). Kuehnelt-Leddihn, writing in 1952 (p. 104), noted that “the royal, non-democratic alloy” has supported the relative success of several representative governments in Europe. Only a few nontotalitarian republics there and overseas have exhibited a record of stability, notably Switzerland, Finland, and the United States.9
45
+ Constitutional monarchy cannot solve all problems of government; nothing can. But it can help. Besides lesser arguments, two main ones recommend it. First, its very existence is a reminder that democracy is not the sort of thing of which more is necessarily better; it can help promote balanced thinking. Second, by contributing continuity, diluting democracy while supporting a healthy element of it, and furthering the separation of government powers, monarchy can help protect personal liberty.
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