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H510 Automatic brake, insufficient (H001) -- see note after cause H599 |
H511 Automatic brake, excessive (H002) |
H512 Automatic brake, failure to use split reduction (H003) |
H513 Automatic brake, other improper use (H004) |
H514 Failure to allow air brakes to fully release before proceeding (H005) |
H515 Failure to properly cut-out brake valves on locomotives (H006) |
H516 Failure to properly cut-in brake valves on locomotives (H007) |
H517 Dynamic brake, insufficient (H009) |
H518 Dynamic brake, excessive (H010) |
H519 Dynamic brake, too rapid adjustment (H011) |
H520 Dynamic brake, excessive axles (H012) |
H521 Dynamic brake, other improper use (H013) |
H522 Throttle (power), improper use (H014) |
H523 Throttle (power), too rapid adjustment (H015) |
APPENDIX C - Continued |
Train Accident Appendix C - 9 Cause Codes |
FRA Guide for Preparing Accident/Incident Reports |
H524 Excessive horsepower (H016) |
H525 Independent (engine) brake, improper use (except actuation) (H023) |
H526 Failure to actuate off independent brake (H024) |
H599 Other causes relating to train handling or makeup (Provide detailed description in narrative) |
Note: The description of the causes for codes H510 through H526 were originally found in |
subgroup “Brakes, Use of.” It has been decided that these causes are more |
appropriate to the “Train Handling/Train Makeup” subgroup. Consequently, it |
was necessary to assign new codes in order to maintain the coding convention and to |
simplify grouping of causes by computer. The original code has been appended to |
the description to aid in data conversion. |
Speed |
H601 Coupling speed excessive |
H602 Switching movement, excessive speed |
H603 Train on main track inside yard limits, excessive speed |
H604 Train outside yard limits, in block signal or interlocking territory, excessive speed |
H605 Failure to comply with restricted speed in connection with the restrictive indication of a block or |
interlocking signal. |
H606 Train outside yard limits in nonblock territory, excessive speed |
H607 Failure to comply with restricted speed or its equivalent not in connection with a block or interlocking |
signal. |
H699 Speed, other (Provide detailed description in narrative) |
Switches, Use of |
H701 Spring Switch not cleared before reversing |
H702 Switch improperly lined |
H703 Switch not latched or locked |
H704 Switch previously run through |
H705 Moveable point switch frog improperly lined |
H706 Switch improperly lined, radio controlled |
H707 Radio controlled switch not locked effectively (Human Error) |
H799 Use of switches, other (Provide detailed description in narrative) |
Cab Signals |
H821 Automatic cab signal, failure to comply |
H822 Automatic cab signal cut out |
H823 Automatic train-stop device cut out |
H824 Automatic train control device cut out |
H899 Other causes relating to cab signals (provide detailed description in narrative) |
Miscellaneous |
H991 Tampering with safety/protective device(s) |
H992 Operation of locomotive by uncertified/unqualified person |
H993 Human Factor - track |
APPENDIX C - Continued |
Train Accident Appendix C - 10 Cause Codes |
FRA Guide for Preparing Accident/Incident Reports |
Example: Track is inspected and an FRA defect is found; however, the track supervisor decides to |
delay repairs and does not slow order that location. A derailment occurs which is attributable to the |
defective track condition. |
Example: A railroad employee (or a contracted employee), while using a bulldozer to rerail cars, |
caused damage to the rail on an adjacent main track. A train passing on this adjacent main track |
derailed due to the damage caused by the bulldozer operated by the railroad employee (or an |
employee contracted by the railroad). |
H994 Human Factor - Signal installation or maintenance error (field) |
Example: A signal maintainer was servicing the signal system. It was later determined during the |
investigation of a rear-end collision that the signal maintainer made an installation/maintenance |
error resulting in an incorrect aspect being displayed in the wayside signal or cab signal. |
H99A Human Factor - Signal - Train Control - Installation or maintenance error (shop). |
H99B Human Factor - Signal - Train Control - Operator Input On-board computer incorrect data entry. |
H99C Human Factor - Signal - Train Control - Operator Input On-board computer incorrect data provided |
H99D Computer system design error (non vendor) |
H99E Computer system configuration/management error (non vendor) |
H995 Human Factor - Motive power and equipment |
Example: A car inspector observes an obvious thin flange wheel that normally requires the car to be |
removed from service. However, because the train is ready to leave, he elects to leave in service. The |
wheel splits the next switch point and the car derails. |
H996 Oversized loads or Excess Height/Width cars, misrouted or switched. |
H997 Motor car or other on-track equipment rules (other than main track authority) - Failure to Comply. |
H999 Other train operation/human factors (Provide detailed description in narrative) |
MISCELLANEOUS CAUSES NOT OTHERWISE LISTED |
Environmental Conditions |
M101 Snow, ice, mud, gravel, coal, sand, etc. on track |
M102 Extreme environmental condition - TORNADO |
M103 Extreme environmental condition - FLOOD |
M104 Extreme environmental condition - DENSE FOG |
M105 Extreme environmental condition - EXTREME WIND VELOCITY |
M199 Other extreme environmental conditions (Provide detailed description in narrative) |
Loading Procedures |
M201 Load shifted |
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