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Note: In preparing a Form FRA F 6180.55a for a fatality involving a trespasser, the |
railroad is responsible for acquiring additional documentation with regard to cause of |
death. |
The specific requirements for completing the various types of accident/incident forms are |
described in the chapters addressing the individual forms. A single form is usually sufficient to |
report most events; however, there are situations when multiple report forms are necessary. An |
example is a highway-rail grade crossing collision resulting in reportable injuries. An accident |
of this type would require the completion of a Form FRA F 6180.55a for each FRA reportable |
injury sustained, and a Form FRA F 6180.57. In addition, if reportable on-track equipment and |
track damage in this accident exceeds the current monetary threshold for train accidents, then a |
Form FRA F 6180.54 must also be prepared. |
Reports are to be arranged in the following order: |
1. Form FRA F 6180.55 |
2. Form FRA F 6180.55a |
3. Form FRA F 6180.54 (Attach Form FRA F 6180.81 when applicable) |
4. Form FRA F 6180.57 |
5. Form FRA F 6180.56 (December report only) |
1.2.4 Late, Amended, and Updated Reports |
Late Reports. When a railroad finds that an accident/incident was omitted from a previous |
month’s submission, a completed report and a letter explaining the reason for the late filing are |
to be sent to FRA. The late report and letter are to be forwarded no later than the next monthly |
filing. See § 225.13. |
Late reports are not to be attached to or included in counts of reports prepared for the current |
month. Any late report is to be filed for the year and month in which the original event occurred. |
Take, for example, the following scenario: An employee sustains a minor injury in June, but |
none of the reporting criteria are satisfied. He or she is reexamined in July because of |
complications and is instructed to take prescription medication and remain off work for 3 days. |
In this instance, a late report for the month of June must be prepared. |
Amended Reports. When a railroad discovers that an accident/incident has been improperly |
reported on a previous month’s submission, then an amended report must be submitted to FRA |
with a letter of explanation. The amended report and letter are to be forwarded no later than the |
next monthly filing. See § 225.13. The report should have the notation “Amended Report” at |
the top of the form, and items being changed are to be circled in red. |
FRA Guide for Preparing Accident/Incident Reports |
8 |
Accident/Incident Recordkeeping and Reporting Requirements |
When a railroad discovers that a report has been erroneously submitted for a non-reportable |
event, a copy of the report is to be submitted with the notation “DELETE – Non-reportable” in |
red. Those who submit reports electronically using Accident/Incident Report Generator (AIRG) |
software provided by FRA must print out a copy of the report that is to be deleted as nonreportable, and note in red “DELETE – Non-reportable,” and submit this copy to FRA. |
Close of the Calendar Year. FRA publishes final accident/incident counts following the |
conclusion of a reporting year. Submission of the December report concludes the reporting year. |
However, railroads are still required to provide to FRA late reports of unreported |
accidents/incidents, and amended reports that correct or update earlier submissions. |
FRA will receive and process late and amended reports for a period of 5 years following the |
calendar year to which an amended or late report relates. This accommodation does not relieve a |
railroad of its obligation to promptly file a late or amended report upon becoming aware of an |
omission, mistake or otherwise, in accordance with § 225.13 and the late and amended reporting |
guidance set forth in this Guide. FRA will continue to publish its Annual Report of Railroad |
Safety Statistics; because the accident/incident databases will remain open for updating for a |
period of 5 years, the statistics published in the Annual Report will be subject to change. The |
authoritative source for rail safety statistics will now be the Office of Railroad Safety’s Web site: |
http://safetydata.fra.dot.gov/OfficeofSafety. |
To clarify: |
(1) Railroads must file amended reports with FRA (unless otherwise specified in paragraph 3 |
below) through December 1 of the year following the year in which the accident/incident |
was initially reported. |
(2) Railroads must file late reports with FRA for 5 years (following the end of the calendar |
year to which the accident/incident relates) for all unreported accident/incidents. |
(3) Railroads must file amended reports for 5 years after the end of the calendar year to |
which they relate for the following changes: |
a) Railroad Injury and Illness Summary (Continuation Sheet) (Form FRA F 6180.55a): |
Change from Injury to Fatality (only if the injured person dies within 180 days from |
the date of the injury). |
b) Highway-Rail Grade Crossing Accident/Incident Report (Form FRA F 6180.57): |
Change from Injury to Fatality, change in Grade Crossing ID, change in the Rail |
Equipment Involved. |
c) Rail Equipment Accident/Incident Report (Form FRA F 6180.54): Change from |
Injury to Fatality, change in Grade Crossing ID, Rail Equipment Involved, Primary |
Cause Code, Contributing Cause Code, Type of Territory, Number of Cars Releasing |
Hazardous Material or Evacuation. |
FRA Guide for Preparing Accident/Incident Reports |
9 |
Accident/Incident Recordkeeping and Reporting Requirements |
d) Railroad Injury and Illness Summary (Continuation Sheet) (Form FRA F 6180.55a): |
A significant change in the number of reportable days away from work or days |
restricted; a significant change is at least a 10% variance in the number of actual |
reportable days away from work or days restricted compared to the number of days |
already reported. |
e) Railroad Equipment Accident/Incident Report (Form FRA F 6180.54): A significant |
change in the damage costs for reportable rail equipment accidents/incidents; a |
significant change is a 10% variance between the damage amount reported to FRA |
and the current cost figures. |
Computer Submission of Reports. In order to assist railroads in maintaining and submitting |
records and reports required by this rule, FRA developed the AIRG software package for |
personal computers that have Microsoft Windows-based operating systems. See 61 FR 59485 |
(Nov. 22, 1996). FRA will provide copies of this software free of charge upon request by the |
reporting officer. You can find information on how to obtain AIRG by referring to |
http://safetydata.fra.dot.gov/OfficeofSafety and clicking on “Click Here for Changes in |
Accident/Incident Recordkeeping and Reporting.” From that page, click on the |
Forms/Publications tab and then click on the link “Current Railroad Accident/Incident |
Recordkeeping and Reporting Procedures.” Finally, click the link in Answer 5 that says “Click |
here for AIRG Request Form.” You can also access this information by clicking on the |
Forms/Publications tab and clicking the link for FRA Forms. From the FRA Forms page, choose |
Accident Incident Report Generator Request Form, then download and print. See Appendix K to |
this FRA Guide. |
Applicable Reporting/Recording Standards/Forms. When determining whether (and which |
form(s) to use) to report/record an accident/incident, a railroad must use the forms and standards |
that were in effect on the date that the accident/incident occurred. Therefore any reports, |
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