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+[House Hearing, 114 Congress] +[From the U.S. Government Publishing Office] + + + + + + + + [H.A.S.C. No. 114-120] + + HEARING + + ON + + NATIONAL DEFENSE AUTHORIZATION ACT + + FOR FISCAL YEAR 2017 + + AND + + OVERSIGHT OF PREVIOUSLY AUTHORIZED PROGRAMS + + BEFORE THE + + COMMITTEE ON ARMED SERVICES + + HOUSE OF REPRESENTATIVES + + ONE HUNDRED FOURTEENTH CONGRESS + + SECOND SESSION + + __________ + + SUBCOMMITTEE ON STRATEGIC FORCES HEARING + + ON + + THE MISSILE DEFEAT POSTURE AND + + STRATEGY OF THE UNITED STATES-- + + THE FISCAL YEAR 2017 PRESIDENT'S BUDGET REQUEST + + __________ + + HEARING HELD + APRIL 14, 2016 + + + +[GRAPHIC(S) NOT AVAILABLE IN TIFF FORMAT] + + + ______ + + U.S. GOVERNMENT PUBLISHING OFFICE + +20-080 WASHINGTON : 2017 +----------------------------------------------------------------------- + For sale by the Superintendent of Documents, U.S. Government Publishing + Office Internet: bookstore.gpo.gov Phone: toll free (866) 512-1800; + DC area (202) 512-1800 Fax: (202) 512-2104 Mail: Stop IDCC, + Washington, DC 20402-0001 + + + + + + + + + + + + + + + + SUBCOMMITTEE ON STRATEGIC FORCES + + MIKE ROGERS, Alabama, Chairman + +TRENT FRANKS, Arizona JIM COOPER, Tennessee +DOUG LAMBORN, Colorado, Vice Chair LORETTA SANCHEZ, California +MIKE COFFMAN, Colorado RICK LARSEN, Washington +MO BROOKS, Alabama JOHN GARAMENDI, California +JIM BRIDENSTINE, Oklahoma MARK TAKAI, Hawaii +J. RANDY FORBES, Virginia BRAD ASHFORD, Nebraska +ROB BISHOP, Utah PETE AGUILAR, California +MICHAEL R. TURNER, Ohio +JOHN FLEMING, Louisiana + Tim Morrison, Counsel + Leonor Tomero, Counsel + Mike Gancio, Clerk + + + + + + + + + + + + + + + + + + + + C O N T E N T S + + ---------- + Page + +STATEMENTS PRESENTED BY MEMBERS OF CONGRESS + +Cooper, Hon. Jim, a Representative from Tennessee, Ranking + Member, Subcommittee on Strategic Forces....................... 0 +Rogers, Hon. Mike, a Representative from Alabama, Chairman, + Subcommittee on Strategic Forces...............................1 deg. + + WITNESSES + +Cashman, RDML Edward, USN, Director, Joint Integrated Air and + Missile Defense Organization +Gortney, ADM William E., USN, Commander, North American Aerospace + Defense Command, U.S. Northern Command +McKeon, Hon. Brian P., Principal Deputy Under Secretary of + Defense for Policy, Department of Defense +Pike, Barry J., Program Executive Officer, Missiles and Space, + U.S. Army +Syring, VADM James D., USN, Director, Missile Defense Agency + + APPENDIX + +Prepared Statements: + + Cashman, RDML Edward......................................... 98 + Gortney, ADM William E....................................... 39 + McKeon, Hon. Brian P......................................... 29 + Pike, Barry J................................................ 89 + Rogers, Hon. Mike, a Representative from Alabama, Chairman, + Subcommittee on Strategic Forces........................... 27 + Syring, VADM James D......................................... 51 + +Documents Submitted for the Record: + + [There were no Documents submitted.] + +Witness Responses to Questions Asked During the Hearing: + + Mr. Garamendi................................................ 109 + +Questions Submitted by Members Post Hearing: + + Mr. Bishop................................................... 129 + Mr. Cooper................................................... 128 + Mr. Forbes................................................... 129 + Mr. Rogers................................................... 113 + + + + + + + + + + + + + THE MISSILE DEFEAT POSTURE AND STRATEGY OF THE UNITED STATES--THE + FISCAL YEAR 2017 PRESIDENT'S BUDGET REQUEST + + ---------- + + House of Representatives, + Committee on Armed Services, + Subcommittee on Strategic Forces, + Washington, DC, Thursday, April 14, 2016. + The committee met, pursuant to call, at 2:00 p.m., in room +2118, Rayburn House Office Building, Hon. Mike Rogers (chairman +of the subcommittee) presiding. + Mr. Rogers. I call this hearing of the House Armed Services +Subcommittee on Strategic Forces to order. Welcome everybody +here today. Today we are holding an oversight hearing on the +missile defeat posture strategy of the United States, the +fiscal year 2017 President's budget request. + And, unfortunately, votes are going to be called on the +House floor between 3:00 and 3:30. So in order to make sure we +can get to the meat of the hearing, which is the Q and A +period, the ranking member and I have agreed that we are going +to dispense with our opening statements and the witnesses' +opening statements, so they will be submitted for the record in +their entirety, and we will go straight to questions. + [The prepared statements can be found in the Appendix +beginning on page 27.] + Mr. Rogers. We are very fortunate today to have a very +distinguished panel. The witnesses we have are the Honorable +Brian McKeon, Principal Deputy Under Secretary for Defense +Policy, Department of Defense; Admiral Bill Gortney, Commander, +North American Aerospace Defense Command, U.S. Northern +Command; Vice Admiral James Syring, Director, Missile Defense +Agency; Mr. Barry Pike, Principal Executive Officer, Missiles +and Space, U.S. Army; and Rear Admiral Edward Cashman, +Director, Joint Integrated Air and Missile Defense +Organization. + And Lieutenant General Mann is here somewhere. Or maybe +not. I think--well, that is for the closed session. That is +right. We will have Lieutenant General Mann here for the closed +session. + All right. And with that, like I said, we will dispense +with the opening statements and I will go directly to +recognizing myself for the first series of questions. + This will be for Admiral Syring and Admiral Gortney. Is the +Iran ballistic missile threat to the region, including Israel +or the United States, slowing in any respect since last year? +Admiral Gortney, would you like to go first? + Admiral Gortney. Sir, we have seen, as a result of JCPOA +[Joint Comprehensive Plan of Action], the nuclear issue +temporarily, potentially permanently, taken off the table, but +we see them to continue to develop the propellent, the rocket +motor, and we assume they are continuing to develop a reentry +vehicle. So we see, of the three pieces that they need, a +nuclear weapon miniaturized to put on it, a delivery-capable +booster, and a reentry vehicle. We don't see the latter two +being slowed. + Mr. Rogers. Admiral Syring, did you want to offer anything +in addition to that? + Admiral Syring. I agree. I do not see it slowing in any +way. + Mr. Rogers. Great. Admiral Syring, we often talk about the +combatant commanders and military services for the unfunded +requirements list. Do you have an unfunded requirements list? + Admiral Syring. So there are gaps in the BMDS [Ballistic +Missile Defense System], but our---- + Mr. Rogers. Please pull the microphone closer. + Admiral Syring. Sure. There are gaps in the BMDS currently +that are not funded, and they include advanced technology, a +space layer, and additional sensor capability as well. + Mr. Rogers. What funding do you require to meet the +combatant command requirement for THAAD [Terminal High Altitude +Area Defense] and SM-3s [Standard Missile 3]? + Admiral Syring. I am building seven THAAD batteries. The +stated requirement from the Army is nine. So I have a two- +battery gap today to the stated requirement. I am building at a +rate to fill out the seven batteries by the end of the FYDP +[Future Years Defense Plan]. + Mr. Rogers. What about the Aegis system? + Admiral Syring. The Aegis system, 33 BMD [ballistic missile +defense] ships today, going to over 40 by the end of 2020, +2021; SM-3s, IAs and IBs, about 170 on path to 415 through the +FYDP. I do not have an end inventory objective yet for Aegis. + Mr. Rogers. Great. Are you funded to develop and deploy +defense against boost-glide missiles like those being developed +by Russia and China? How much would such development cost? + Admiral Syring. I am not funded. + Mr. Rogers. How much would it cost to do that? + Admiral Syring. I have asked for $23 million to begin a +low-power laser demonstrator this year to demonstrate the +feasibility by 2021. + Mr. Rogers. And let's see. Mr. Pike, I would like to call +your attention to the screens. You will see red, yellow, and +green highlighted areas which represent different decades of +key systems to the current Patriot radar employed by the U.S. +forces. I note these are the systems employed by the U.S. and +not our partner nations in the Patriot program. + [The graphics referred to are retained in the subcommittee +files and can be viewed upon request.] + Mr. Rogers. If the green represents the radar hardware that +is with 1990s vintage, which are expected to be obsolete in +2010, and it is now 2016, of course, would I be correct to say +that even under your radar digital processor programs, some of +the newest equipment in the radar, in this radar, the green +shaded area, will be older than any air defender who uses it? + Mr. Pike. Sir, I haven't done the math on that, but it is +aging technology, sir. + Mr. Rogers. So if I am correct, and we are to assume that +2028 initial funding of a new Patriot radar will occur, we will +have a radar system with components, in some cases, that are 58 +years old? + Mr. Pike. Sir, we are continuing to modify and request +funds to modify the existing Patriot radar until we are able to +field the lower tier air missile defense sensor. The schedule +is not really established yet. It is 2028. The Army is meeting +this afternoon as a part of the Army Requirements Oversight +Council to establish the actual operational requirement. And +once that operational requirement is established, we will be +able to assess the maturity of the technology against the +requirement. And so that schedule that you have seen is not set +in stone. + Mr. Rogers. But you see what I have described. It is +completely unacceptable. Aren't there systems that we have +available that have been developed already that could meet the +needs that this system should be meeting that are available for +us to access from the private marketplace? + Mr. Pike. Sir, the Army conducted an analysis of +alternatives. It was a very broad analysis across all the +department, assessed all the available radars within the +Department of Defense, modifications to those existing radars +and the new radars all together. That analysis of alternatives +is complete through the Army. However, it is within OSD [Office +of the Secretary of Defense] for a sufficiency evaluation. And, +again, once that analysis of alternatives is complete and +delivered to the Congress as a part of the law, then we will be +able to go forward with an acquisition strategy, and a formal +schedule, and a materiel solution, none of which we have +currently today. + Mr. Rogers. I just want to be clear. Speaking only for +myself, I am not turning loose of this one. It is going to have +to be remedied. + Admiral Syring, if MDA [Missile Defense Agency] was +developing and procuring these radars with the missile--with +the acquisitions authorities you have, how much time would it +take for you to take care--or take care of this problem? + Admiral Syring. Mr. Chairman, I haven't---- + Mr. Rogers. Please pull the mike. + Admiral Syring. I haven't looked at their specific +technology, their specific schedule, but I can talk to what we +did with LRDR [Long Range Discrimination Radar], which is the +current radar that is under contract today, where we had a very +defined requirement from the Joint Staff and had that under our +umbrella, had the technology proven actually through the Navy's +AMDR [Air and Missile Defense Radar] competition. So we didn't +have to go through any of the Milestone A to B activity. It is +going to take us 6\1/2\ years from start to finish. + Mr. Rogers. Okay. With that, I yield to the ranking member +for any questions he may have. + Mr. Cooper. Thank you, Mr. Chairman. + Admiral Syring, the level of funding for MDA is lower than +in previous years. Can you explain this reduction for fiscal +year 2017? + Admiral Syring. Sir, it is lower and it is part of the +overall DOD [Department of Defense] top line reduction as well. +My share of that has lowered, you know, not an equal +percentage, but a similar percentage. + Mr. Cooper. Admiral, do you support successfully flight +testing the redesigned kill vehicle before making a final +production decision? + Admiral Syring. Completely. + Mr. Cooper. Again, Admiral Syring, is the schedule-driven +requirement of deploying 44 ground-based interceptors driving +undue risk in concurrency for acquiring and upgrading the +interceptors? + Admiral Syring. No, sir. We will flight test the last +configuration that will complete the 44 by 2017 in a very +complex ICBM [intercontinental ballistic missile] intercept +test later this year. + Mr. Cooper. Admiral Gortney, do you remain confident in the +national missile defense system's capability? The Government +Accountability Office stated in its February 2016 report that, +quote, ``several key aspects of missile defense have not been +demonstrated through flight testing,'' end of quote. Do you +agree? + Admiral Gortney. Sir, I am confident of the systems that I +am responsible for, the ballistic missile defense for the +homeland, and that---- + Mr. Cooper. Is your mike on? + Admiral Gortney [continuing]. And that--the ballistic +missile defense for the homeland that I work with MDA, and also +the National Capital Region-Integrated Air and Missile Defense +System, high confidence in its ability to engage the threats +that it is designed to go against. + Mr. Cooper. Admiral Gortney and Admiral Syring, how many +successful flight intercept tests are needed to demonstrate +that interceptors work as intended and are reliable? + Admiral Syring. Sir, going forward, we have scheduled and +it is funded in the program to test before we field. For +example, the version that will go in next year will be flight +tested later this year. For the redesigned kill vehicle, we +have a nonintercept flight test and then an intercept flight +test followed by a second intercept flight test in 2020 before +that configuration will be fielded. + Mr. Cooper. So two successful flight tests make it +reliable? + Admiral Syring. It will be one nonintercept test, which we +will learn a lot, and then two intercept tests. And based on +the engineering that we get from the flight tests, along with +the ground testing that we will do, it will be a complete body +of evidence that will give us confidence in a decision to go to +full production. + Mr. Cooper. Admiral Syring, what is the appropriate level +of investment for boost phase missile defense? + Admiral Syring. I don't know, is the answer, sir. And I +don't know because I need to get to a technology feasibility +demonstration with some confidence in the next 4 to 5 years to +go prove that it is, one, technically feasible and, two, the +cost estimates that I am getting from industry for a long-term +program are affordable. + Mr. Cooper. Mr. Pike, it is kind of shocking that the plan +for Patriot modernization is expected to take 12 years, and +that is assuming, I guess, you get approval this afternoon from +your committee. I join in the chairman's assessment we need to +do what we can to make that much faster. + All witnesses, should we start building an east coast +missile defense site? + Mr. McKeon. Mr. Cooper, we are aware of the requirement in +the NDAA [National Defense Authorization Act] to look at this +and have something for a radar by 2020, and we have done the +work on environmental impact statement [EIS] for a possible +east coast site pursuant to a prior NDAA. It is not where we +would spend our next dollar in this budget, but it is something +we will be postured to do after the EIS, if a decision is made +to do that. + Mr. Cooper. Any other opinions? + Admiral Syring. I will speak before the commander. + Not at this time. Not this year, is the way I would +respond. + Mr. Cooper. Admiral Syring, a final question. Would +upgrading the Hawaii-based Aegis Ashore testing facility to a +fully operational site improve U.S. missile defense in the +region? + Admiral Syring. Yes, sir, potentially. Any sensor +improvement for Hawaii and, frankly, in the kill chain for the +BMDS, you know, east and west will improve our sensor and +discrimination capability. + Mr. Cooper. But you are talking sensors, not missiles? + Admiral Syring. Sensors first, sir, yes. + Mr. Cooper. Okay. Thank you, Mr. Chairman. + Mr. Lamborn [presiding]. Representative Franks. + Mr. Franks. Well, thank you, Mr. Chairman. And thank all of +you. Thank you those that are wearing uniform for your +commitment to protecting America and human freedom. I never +want to miss that moment to tell you how much we appreciate +you. + Admiral Syring, I for one am very grateful that a man of +your acumen is in the position that he is in. In 2011, the +Institute for Defense Analyses conducted a study, and in it, it +concluded a space-based interceptor layer would help defend +against the more challenging missile threats, including direct +ascent antisatellite missiles and antiship missiles. Now, I +know that it is imperative that at the right times we time the +development of these things. It is always good to be looking at +them and being potentially aware of the challenges that we may +face. But can you explain to this committee why this capability +might someday be important and it might be helpful to defend +not only our satellites, but potentially against antiship +missiles? + Admiral Syring. Mr. Franks, we have not in the recent years +studied that in great detail. We have done some costing +analysis of what a program may take and have some idea of the +technical challenges to the said interceptor layer. Obviously, +fielded interceptors in space worldwide from 20, 30 years ago, +work had been done to show that that could help, but, sir, we +haven't looked at it in the Department other than costing it +against the range of alternatives. And, frankly, the cost has +been overwhelming on what it would take and the technical +challenges. + Mr. Franks. Yeah. Well, I guess that might be part of why +some of us would kind of like to begin to reorient at least our +awareness in that direction. + As detailed in a 2014 ``Defense One'' article, in both 2007 +and 2014, China, as I know you well know, tested rockets to +launch kinetic kill vehicles against satellites in low and high +orbits respectively. And both of these tests appear to indicate +that they have the capability to attack our space assets. And +in defending U.S. space assets against those direct ascent +antisatellite weapons, is that something that defending these +assets is ultimately included in the MDA mission? + Admiral Syring. Sir, if we can defer the answer to +classified session, I think we would---- + Mr. Franks. All right. + Admiral Syring [continuing]. Have a very constructive +discussion on that point. + Mr. Franks. Okay. Would it be appropriate to ask if any +other agency has any concurrent mission in research and +development against to--the means to defend against these types +of weapons? + Admiral Syring. Sir, if I can defer that to a classified +session as well. + Mr. Franks. Okay. So let me rephrase this here a little, +because I think you are absolutely right. But it is appropriate +in this setting to suggest that a ballistic missile defense +layer in space would provide not just the U.S. the ultimate +high ground, it could provide a means to defending our space +systems from these ballistic ASATs [antisatellite weapons]. Is +that correct? + Admiral Syring. Sir, if it could--if it was technologically +feasible and affordable, which I think both, in my mind---- + Mr. Franks. Important question. + Admiral Syring [continuing]. At this point are no; the +answer would be yes to your question. I have serious concerns +about the technical feasibility of interceptors in space, and I +have serious concerns about the long-term affordability of a +program like that. + Admiral Gortney. But, sir, that does not mean that the +Department is not looking at another alternative to go after +that problem set. There may be another mechanism, another way +to do that, and I know the Department is working on that. + Mr. Franks. Would you suggest that there is some efficacy +in maintaining an eye on that possibility? + Admiral Gortney. It is a little bit out of my lane here, +but, of course. We are going to look at what is the requirement +and then what is the way, the mechanism that gives us the best +value that is the most effective in order to solve that +particular problem set. And sometimes one overarching system +may be technically very hard and very expensive. But we can +talk to the other mechanisms we are using when we go +classified, sir. + Mr. Franks. Okay. And at this time--well, yeah. Perhaps I +would be running into the same challenge. + So, Mr. Chairman, I am going to yield back here. And thank +you all. + Mr. Lamborn. Okay. Representative Garamendi. + Mr. Garamendi. Thank you. And first, I apologize for not +being here for the opening statements. So I may be covering +some turf already handled. + Missile defense can be done in a couple of different ways. +The one I want to really focus on is directed energy. We have +talked about that in both classified and in open hearing. In +this open hearing, can you bring me up to date on where we are +with the directed energy issue? + Admiral Syring. Yes, sir. Working on two primary +technologies within MDA, the DPALs [diode pumped alkali laser] +technology that is being risk mitigated out at Livermore and +fiber combined laser technology at MIT [Massachusetts Institute +of Technology]. And, frankly, industry has been brought in over +the last year to 18 months in a big way in terms of what they +could potentially do with laser technology. We have asked this +year for funding support for a low-power laser demonstrator to +start this year to test in the 2020, 2021 timeframe to go prove +directed energy in a boost phase mode. + Mr. Garamendi. How much money have you asked for? + Admiral Syring. $23 million in fiscal year 2017 budget. + Mr. Garamendi. Did you miss some zeros? + Admiral Syring. No, sir. The---- + Mr. Garamendi. And what will the $23 million do? + Admiral Syring. The 5-year program is $278 million; $23 +million is the initial increment of funding required to get +concepts and contractors awarded. + Mr. Garamendi. And that is requested for this year's +budget? + Admiral Syring. That is correct, sir. + Mr. Garamendi. I recall something--didn't we do that last +year also? + Admiral Syring. Last year as well, sir. + Mr. Garamendi. Did you get it? + Admiral Syring. No, sir. + Mr. Garamendi. It was in---- + Admiral Syring. It was not appropriated. It was supported +by this committee and the authorizers, both House and Senate, +but was not appropriated. + Mr. Garamendi. Did the House appropriate it? + Admiral Syring. I will have to take that for the record in +terms of what their mark was before conference, but in the end, +it was---- + [The information referred to can be found in the Appendix +on page 109.] + Mr. Garamendi. Well, I guess I am looking for names. + Admiral Syring. Sir---- + Mr. Garamendi. Who killed it? + Admiral Syring. So, sir, part of this is this is new, it +was new last year, and I think there has been an education +required on our part to go explain to people exactly what this +demonstrator will do and that it is not a new airborne laser +747 project, which actually had benefit. But this is a very +much smaller scale demonstration to inform a future program, +and that is all. There is nothing more, nothing less. And I +believe industry is capable of competing and fielding a +technology demonstrator. + Mr. Garamendi. We have a classified session. I will wait +till that point. Thank you. + Mr. Rogers. The gentleman yields back. + The Chair now recognizes the gentleman from Colorado, Mr. +Lamborn, for 5 minutes. + Mr. Lamborn. Yeah. Thank you, Mr. Chairman. + And, Admiral Syring, I would like to ask you about foreign +military sales [FMS] of an advanced THAAD system to United Arab +Emirates [UAE], and then get the Department's perspective on +that afterwards. But is that something, if they are willing to +front some of the cost of that, that we can afford? And are +there people on record, and including yourself, perhaps, that +would be in favor of this project? + Admiral Syring. Sure. Right now in the budget, we are at +the beginning concept feasibility level in terms of funding. I +don't have a complete program even in my budget yet for THAAD- +ER [Terminal High Altitude Area Defense-Extended Range]. The-- +or a follow-on THAAD. There is industry concepts on it and, +frankly, some good thinking on that, and that, you know, there +would be policy involvement with this question as well in terms +of either a cooperative development on it or a full FMS case on +a development program. But I don't have a stated requirement +yet from the UAE for this capability. But certainly if we got +it, we would consider that along with policy. + Mr. Lamborn. Yeah, Mr. McKeon. + Mr. McKeon. Mr. Lamborn, as a matter of general policy, our +regional missile defense approach is to seek cooperative +partners. So in theory, we certainly would want to encourage +that kind of cooperation, and as Admiral Syring said, we don't +have a program to go market with the Emirates, and nor have we +gotten a request from them for this. So if we got to that +stage, we would obviously need to look at some technology +releasability issues and the funding issues on each side. But +in theory, it is something we would certainly be open to. + Mr. Lamborn. Okay. That is helpful. Thank you both for +saying that. + And, Admiral Syring, let me shift gears and ask about +concurrency. Both the MDA and special forces have some unique +capabilities in terms of rapid acquisition processes, and I +believe concurrency is part of that. And can you talk about how +that has been helpful to the MDA and what your perspective is? + Admiral Syring. Sir, there has been some great examples +recently that the agency has delivered in terms of meeting both +policy and State Department requirements and combatant +commander requirements. The example that comes to mind is +Romania and how quickly we were able to design, build, produce, +test, and field a system from an announcement that was back in +2009. And to do that in a foreign country with the cooperation +of the Romanian government, and all of the work that went in +not just with MDA, but whole-of-department approach on this, +including the Army Corps of Engineers, including many parts of +OSD, OSD Policy, it was remarkable in terms of us being able to +do that quickly with contracts--requirements, contracts, award, +and production and fielding. And I believe our authorities +enabled that. + Mr. Lamborn. Well, I for one will go on record and say that +I think this is something we need to examine to make broader +than just MDA and special forces as we talk about acquisition +reform, which the chairman of the full committee, to his +credit, is very much wanting to push. So I think that this is +something we need to look at and expand it within the +Department of Defense. + Admiral Syring. Sir, if I can just--you had also asked +about concurrency. I think that is an important point. I think +that is the risk of what I talked about, to make sure that we +are managing concurrency as we go fast properly and not taking +excessive risk with either technology or funding. + Mr. Lamborn. All right. Very good. + Does anyone else want to comment on that concept? + Okay. Thank you very much, Mr. Chairman. I yield back. + Mr. Rogers. I thank the gentleman. + The Chair recognizes Mr. Larsen for 5 minutes. + Mr. Larsen. Thank you. Admiral Syring, you are very popular +this afternoon, but I will warn Secretary McKeon, I have a +question for you, so---- + The first question, though, for admiral is back to Mr. +Cooper's question on RKV [redesigned kill vehicle]. And I +understand how you answered it, but I want you to take a little +bit different approach on this and I want to ask you how are +you reducing acquisition risk itself for the RKV? + Admiral Syring. Yes, sir. Great question. The first--the +first part of acquisition of risk starts with design and system +engineering. And if we rush the cycle we are in now without +proper maturity and without meeting the proper technology or +design gates in terms of deliverables at certain points in the +design, you will fail in the end. + So this foundation that we are building with rigor and +depth on the system engineering that are going into the design +of the RKV is, in my view, the most important part. And what my +direction has been to the team that is working this, which is a +fantastic team, cross-industry team working this, is that we +will not proceed past major design review points if the +deliverables have not been met, and not been delivered, and do +not meet our entrance and exit criterias. And, sir, I can get +this to you. There is a very lengthy entrance and exit criteria +list for all of our design reviews and all of the gates that +this design has to pass through. + And the design maturity in the end, sir, will drive when +this thing is ready for test. I am planning for an end of 2018 +test, but if the design maturity is not such, I will not test +in 2018. And to me, that is where we need to hold the line +here, is early on. And rushing programs through the design +phase, they are absolutely doomed to fail. + Mr. Larsen. Also, we had a conversation earlier. And just +help me understand this issue on THAAD and South Korea from a +technical operational perspective. + Admiral Syring. Yes, sir. I will leave the policy and the +State Department discussion to the Secretary. I will speak to +it from a materiel standpoint. There is no doubt that the +system can provide fantastic coverage capability for not only +our ally there, but our U.S. deployed forces. And I am +confident in the design of that system and its intercept +record. And if the decision were to be made, I stand by that it +is the right materiel solution. + Mr. Larsen. Yeah. Great. Well, then the follow-up is on the +policy, especially now in light of the National Assembly +election yesterday where the president's party lost the +majority and what the implications are. And so where are we +from a policy perspective with the South Koreans? + Mr. McKeon. As you know, Congressman, I think even we +discussed it last time I was here, we have made a decision to +begin the formal consultations with our Korean partners. And I +know there have been some meetings out in Korea looking at the +siting and the funding issues. I am not an expert on Korean +politics. I don't think this changes things for President Park +and her approach to this. So I think we are optimistic we will +get to a decision. I just don't have a timeline for you. + Mr. Larsen. Yeah. Okay. All right. + GAO [Government Accountability Office]? Is GAO here? No. +Okay. So we just have a report from GAO on this. Okay. I have +it right here. That is fine. + Who can answer the question for me, the difference between +what used to be called spiral development and now seems to be +called concurrency? Are those the same things? + Admiral Syring. Let me take that, and then maybe Mr. Pike +can add. When we talk of--when I think about--I will give you +my view. When I think about spiral development, I think about +fielding a capability and then improving the capability over +time. + Concurrency is the initial problem in developing that +initial capability, in terms of assuming too much technical or +cost risk as you develop an end item. And to me, they are two +different things. + Mr. Larsen. Mr. Pike. + Mr. Pike. Sir, I absolutely concur. + Mr. Larsen. You concur with concurrency? + All right. Well, I just--with the few seconds, I just don't +believe we had a very good experience with spiral development. +Others may disagree with me on that. It sort of became a +moniker for getting things in the ground before they were +ready. That is my definition of it. And so I guess I would +differ with a few folks here that concurrency is something that +is different than that. + Admiral Syring. Sir, if I can just comment on that. That we +have testified, I have testified in this committee that the +direction was given to field this system quickly, and that very +foundation that I talked about in terms of maybe doing another +design turn or two before it was fielded, everybody says would +have benefited that program. And everything that we are doing +now is to work to improve what has been fielded, and I believe +we are on the right path. + Mr. Larsen. All right. Thank you. + Mr. Rogers. I thank the gentleman. + The Chair recognizes the gentleman from Alabama, Mr. +Brooks, for 5 minutes. + Mr. Brooks. Thank you, Mr. Chairman. + Admiral Gortney and Admiral Syring, am I correct that under +the current plan for the Ground-based Midcourse Defense [GMD] +system, there are no operational spare ground-based +interceptors and that there will not be for at least 5 or 6 +years? + Admiral Syring. Sir, we are--that is a correct statement. +We are using everything that has been put under contract in +terms of materiel buys to make our 44 by 2017, and to have +enough interceptors to do the testing that we need to do over +the next 3 or 4 years. Again, the new design, Mr. Brooks, is +paramount to buying additional interceptors. I do not want to +buy more of the same--of the old design. + Mr. Brooks. In your judgment, when exactly will there be +operational spares based on whatever is best designed? + Admiral Syring. Sir, as part of this budget, our first +priority is to get the redesigned kill vehicle tested and get +the older interceptors, the CE-1 interceptors, recapped with +that new design. And then as we work through that upgrade and +fielding path, there will be spares that are generated in +procurement to have some margin against the current inventory. + Mr. Brooks. Do you have a judgment as to what calendar year +we are talking about before we start building up the inventory +and have operational spares? + Admiral Syring. It will be in the 2025 timeframe most +likely, with our priority being fixing what is in the field +first. + Mr. Brooks. Is there anything that we in Congress should be +doing to expedite the availability of operational spares over +the next 9 years? + Admiral Syring. Sir, I would ask you to wait until we prove +the new kill vehicle design and the new booster design and test +it, and then we can talk about buying beyond what is in the +budget today. + Mr. Brooks. Admiral Gortney, do you have anything to add to +what Admiral Syring has just stated? + Admiral Gortney. No, sir. Again, the priorities that +Admiral Syring has put in place, I fully support. We need to +make that which we have as good as we can possibly make it +while we then go to the next stage, and those are the proper +investments. + Mr. Brooks. All right. Back to Admiral Syring. Yesterday +you mentioned in the Senate Subcommittee on Strategic Forces +that MDA made the decision to pivot back to the GMD program and +to increase the capacity and capability of the Ground-based +Midcourse Defense system. With a decrease of $75 million for +fiscal year 2017, what aspect of the Ground-based Midcourse +Defense system will assume the most risk? + Admiral Syring. Sir, if I can, we pivoted back to 44 by +2017, the Secretary of Defense made that decision, and we are +implementing it as MDA. That was a 2013 announcement by +Secretary Hagel in March. The 70, I think it was $79 million, +in terms of less funding than what we requested in 2017 for +GMD, there are no components of that that are going to accept +any appreciable risk because of that reduction. + We requested a large amount of funding in 2016 to get many +of the efforts that had not been started in GMD started, and +you have been very supportive of that request. And then over +time, some of those estimates have been refined. In addition, +the cut that we took in the endgame, based on the budget +agreement, in late 2015 had some effect on the GMD program +carrying part of that cut. + Mr. Brooks. North Korea has been testing ballistic missiles +at an unprecedented rate. And with a projected $800 million +reduction to Future Years Defense Program, what capabilities +are we delaying into the future with respect to the ground +systems and fire control on the one hand and the program +operations on the other? + Admiral Syring. We are not delaying anything that we +planned for or programmed in 2016, based on that reduction. +What we are delaying is--or taking a risk with specifically was +increasing the SM-3 procurement. Nothing associated with the +GMD system in terms of the planned modernization of the ground +system, operations and support, safety, any of those aspects +that are mission critical, have not been affected by that. + Sir, I was planning in fiscal year 2016 for $7.8 billion in +2017. And based on the budget agreement that came down in the +end, at the end of 2015, my number in the President's budget +was reduced to $7.5 billion as my share of the Department cut. +So it is really not 8.3 to 7.5. My President's budget request +in 2016 was actually 8.1. What was enacted was 8.3. So it was-- +my request was 8.1, 7.8. It was enacted at 8.3. I would have +been 7.8 without the budget agreement. Budget agreement kicked +me down $300 million, kicked us down $300 million. + Mr. Brooks. Thank you, Mr. Chairman. + Thank you, Admiral Syring and Admiral Gortney. + Mr. Rogers. I thank the gentleman. + Admiral Syring, what are the risks of legislating or +setting in stone a requirement to conduct a set number of tests +before the RKV final production decision? + Admiral Syring. Obviously, in this budget, we have a +proposal and in our acquisition strategy that was signed by Mr. +Kendall that there will be one nonintercept and one intercept +test conducted to inform a production decision by him, not me. +There will be another intercept in 2020 that will happen before +really anything is fielded. + I would ask that you let us go through where we are in the +early stages of design and some of the testing of the +components, all of it very methodical and very laid out in +terms of the ground testing that will accompany our confidence +before a flight test, before we legislate that it needs to be +three or four or five flight tests. + I think what will happen, sir, is that certainly at a +minimum of two, the third flight test will give the warfighter +the final confidence that the configuration is ready to be +fielded. And I would say the third flight test, although not +necessary for an acquisition decision, will be an important +point for us before we go start pulling CE-1 interceptors out +of the ground with new RKVs. + Mr. Rogers. Thank you. + The Chair now recognizes the gentleman from Hawaii, Mr. +Takai, for 5 minutes. + Mr. Takai. Thank you, Mr. Chairman. And, Admiral Syring, it +is great to see you. + I have questions for you, Admiral. The first is, +alarmingly, this year North Korea conducted its fourth nuclear +test and also launched a satellite into orbit using long-range +ballistic missile technology. From your perspective, is there a +gap when it comes to missile defense for Hawaii right now due +to this threat? + Admiral Syring. If I can ask the commander to speak to +that, sir. + Mr. Takai. Okay. + Admiral Gortney. No, sir, I do not think there is a gap to +that particular threat. We are prepared to engage and protect +Hawaii, Alaska, and all the rest of the States with the +existing system, and have high confidence in its success. + Mr. Takai. Okay. Thank you. + An Advanced Missile Defense Radar, or AMDR, prototype is +being tested at PMRF [Pacific Missile Range Facility] in 2016. +The AMDR radar would provide significant capability to detect +and track advanced long-range ballistic missile threats. The +prototype will be moved from PMRF for combat systems +integration in 2017 unless a replacement radar is funded. I +have submitted an amendment for advanced funding for planning +and design to get a discriminating radar to Hawaii faster. + Are you, Admiral Syring, supportive of this effort? + Admiral Syring. Sir, as you know, Admiral Harris has been +open about the need for additional sensor capability in Hawaii. +And we are obviously very well aware of that requirement and +are looking at what the sensor options could be. But right now +it is a test site, and it has been a very effective test site. +I think it is fair to say that we in the Department will look +at options, to include sensoring, to see if there is a way to +answer the combatant commander's requirement in this area. + Mr. Takai. Okay. Thank you. + And my final question has to do with the transitioning of +this test site from a testing facility to an operational one. +So in order to operationalize the PMRF, and specifically the +Aegis Ashore facility at PMRF in Kauai, a capability already in +place, it must first be certified against the very ICBMs and +the long-range missile technology that North Korea is +developing and testing. What are the plans to do this? + Admiral Syring. Right now there are no plans to do it, sir, +simply. And I would just characterize it a little differently, +if I can, sir, in terms of the sensor sort of options in that +part of the discussion with Admiral Harris is what additional +sensor capability can we provide the existing Ground-based +Midcourse Defense system in terms of more capability against a +more complex threat for Hawaii specifically. And that is the +discussion that I think needs to happen. And right now there +are no plans moving forward outside the Department to do that. +Not that we haven't heard and don't understand the combatant +commander's desire; it is a matter of what materiel solutions +are available and when, and how much do they cost, frankly. And +then what are the operational impacts, what are the secondary +effects. Operationalizing an Aegis Ashore site is no easy step. +There would be many parts of that in that equation. + And, sir, I don't know if you want to add. + Admiral Gortney. We cover Hawaii today with the sensors +that we have. But one of our key investment strategies in the +way ahead is sensors improvement, because if we get sensor +improvement, not just for Hawaii, but for the entire system, +for the east coast as well, then we drive our effectiveness up, +which drives our reliability way up, which drives our costs +down, when we get that sensor discrimination that we need to +continue to outpace the threat. So where the threat is today, +with the investments that we have, we are confident we can +continue to protect all of the States. And should that change, +then we will adjust fires on that investment strategy. + Mr. Takai. Right. So for us in Hawaii, as well as +discussions occurring in the media, and I think Admiral Harris +has been part of those discussions, there is some indication of +support and interest in operationalizing the facility on Kauai, +number one, and, number two, to use the Aegis Ashore platform +as the way forward. + I guess my question is--oh. I don't have--let me just say +this. I think we can't wait until North Korea launches +something that has precision that can detect and hit something +similar to Hawaii. We have got to be a little bit more +proactive. + Admiral Syring. Sir, let me just add to finish, if I can, +Mr. Chairman---- + Mr. Takai. Okay. + Admiral Syring [continuing]. That there is an ongoing +sensor analysis of alternatives, that is extensive, looking at +all sensor gaps around the world for not just us, but for other +agencies and services, and certainly the Hawaii sensor +capability is part of it. + Mr. Takai. Okay. Thank you. + Thank you, Mr. Chairman. + Mr. Rogers. The gentleman yields back. + The Chair now recognizes the gentleman from Ohio, Chairman +Turner, for 5 minutes. + Mr. Turner. Thank you, Mr. Chairman. + Admiral, when you were asked about whether or not we need +an east coast missile defense site, your answer was, ``not at +this time,'' meaning we don't need it now, which is a good +thing we don't need it now, because we can't possibly have one, +because there is a long lead time within which we need to +construct one. + I would like to work with you to clarify your answer, +because I think there are those with your answer of ``we don't +need it at this time'' or ``we don't need it now,'' who might +use that as an answer to indicate that the preparation that +this committee has undertaken for an east coast missile defense +site is needless or unnecessary. You don't mean that, right? +You don't mean that the work that Congress has done to prepare +for an east coast missile defense site is needless or +unnecessary? + Admiral Syring. Absolutely not. + Mr. Turner. Secondly, as you have articulated, I think, +very, very well, the rising threats from North Korea and Iran +are increasing threats that we are seeing that are happening at +just almost a frightening pace. Do you foresee a time at which +we might need the capability to respond to these threats of an +east coast missile defense site? + Admiral Syring. If I---- + Mr. Turner. I was asking you, Admiral, because, again, they +were asking in a manner, I think, to utilize---- + Admiral Syring. Okay. + Mr. Turner [continuing]. Your statement---- + Admiral Syring. Yes, sir. + Mr. Turner [continuing]. To indicate that it is not +necessary. + Admiral Syring. Let me take that. We have a very systematic +investment plan, which we have talked about, in terms of how we +are improving the current fielded interceptors, and that is +extensive and has required funding and budget this committee +has supported, sir. And you are---- + Mr. Turner. Well, you are looking out for the future---- + Admiral Syring. Absolutely. + Mr. Turner [continuing]. You are looking out, and you do +see a time---- + Admiral Syring. I do. + Mr. Turner [continuing]. Where that additional capability +would be? + Admiral Syring. I see a time when additional capacity will +need to be talked about---- + Mr. Turner. Thank you. + Admiral Syring [continuing]. Depending on where Iran goes +with their threat development. + Mr. Turner. Thank you, Admiral. + Mr. McKeon, this committee is charged with the +responsibility of looking at our architecture to be able to see +what our adversaries are doing and also respond to what our +adversaries see we are doing. One of the areas that we are +concerned with, obviously, is the Open Skies Treaty and Russia. +General Stewart, head of the DIA [Defense Intelligence Agency], +testified that Russia gets, quote, ``incredible foundational +intelligence on critical infrastructure, bases, ports, all of +our facilities. So my perspective,'' again being his, ``it +gives them a significant advantage, and I would love to deny +the Russians having that capability.'' + Mr. McKeon, is Russia permitting overflights of +Kaliningrad, which of course are permitted under the treaty? + Mr. McKeon. No. They have placed restrictions on flights +over Kaliningrad. + Mr. Turner. Is that a violation of the Open Skies Treaty? + Mr. McKeon. We have raised that as a compliance concern, +Mr. Turner, and I believe it is highlighted a little +differently in the compliance report we have just submitted to +you. + Mr. Turner. Have you personally advocated that, as in your +role, you make a recommendation that Russia be found in +violation? + Mr. McKeon. Sir, I hesitate to talk about what I recommend +to my Secretary in internal deliberations. What I can say to +you here, and I would be happy to discuss in a little more +detail in the closed session, is we have expressed concern as a +government about Russia's compliance with Open Skies. We have +taken a view within our government that while we have +obligations under the treaty, we will perform under those +obligations and no more; that is, we will not give them any +extra benefit. + Mr. Turner. Well, Mr. McKeon, obviously the concern that we +have is if there are those who believe, perhaps yourself even-- +because our indication is that we are hearing that you do +believe that they are violating the Open Skies Treaty, and +there are others who do believe so as a result of issues like +Kaliningrad and overflights--that by our continued compliance, +especially in light of General Stewart saying that it puts it +as a distinct advantage, that we are in fact, you know, showing +all of our cards while we are allowing them to restrict our +capabilities. I mean, isn't that a significant concern, is we +are letting somebody else see what we are doing and we are not +getting to see what they are doing, supposedly that was +permitted under a treaty? + Mr. McKeon. Well, Congressman, we are overflying the +Russian Federation territory. In fact, we have more Open Skies +flights over Russia than Russia does over the United States. +There are restrictions, as you---- + Mr. Turner. I think it isn't an issue just of number of +flights, but isn't it an issue of advanced sensors? I mean, +hasn't the Supreme Allied Commander indicated he has concerns +over the advanced sensors that might be used in overflights +over Europe? + Mr. McKeon. Yes. As you will recall, Congressman, a couple +of years ago, the Russians sought to certify an electro-optical +sensor on the plane they used to fly over Europe. It is a +digital rather than using wet film. And we went through the +certification process on that and learned a lot of lessons from +that for possible certification of a plane that would overfly +the United States with a similar capability. + Mr. Turner. Mr. McKeon, obviously since we have concerns +that Russia may be violating the Open Skies Treaty, and from +the testimonies we have been receiving, there are serious +concerns about what Russia learns in the Open Skies Treaty. And +also the administration now, although it took forever, is +finally acknowledging Russia's violating of the INF Treaty. + Shouldn't there be a concern for a pause in extending the +START [Strategic Arms Reduction] Treaty for an additional 5 +years? And could you please tell us if you believe it is +premature of the administration? I understand that they are +pushing for a 5-year extension of the New START Treaty. Is +there concern that we might be needing to evaluate Russia's +actions, especially in their aggressiveness that we are seeing +in Ukraine and the overflights? We all just watched the news +and watched their planes buzzing us. Is there a point where we +might--should be pausing? + Mr. McKeon. Congressman, as an administration, we have not +made a decision about whether to seek the extension of the New +START Treaty, which does not expire until 2021. I think---- + Mr. Turner. Would your recommendation be that it is +premature to do that now? + Mr. McKeon. Again, sir, I don't want to give you what my +recommendation would be in internal deliberations. What I would +say is that one of the factors that we need to take into +account is the concerns that you have identified and---- + Mr. Turner. Mr. McKeon, I just want you to know that---- + Mr. McKeon [continuing]. We share. + Mr. Turner [continuing]. I think it is really difficult for +us as policymakers to have people like yourself that have such +important positions as the Principal Deputy Under Secretary of +Defense for Policy to say that you don't want to tell us what +your recommendations are with respect to policy. + Thank you, Mr. Chairman. + Mr. Rogers. The gentleman's time has expired. + The Chair now recognizes the gentleman from Louisiana, Mr. +Fleming, for 5 minutes. + Dr. Fleming. Thank you, Mr. Chairman. + And, Admirals Gortney and Syring, this question is for you. +Recently, Bill Gertz of the Washington Free Beacon reported +that North Korea has displayed a new road-mobile ICBM. And does +North Korea, in fact, have such capability and is it testing +solid rocket motors for such a missile? + Admiral Gortney. Sir, the Intel [Intelligence] Community +assesses the probability of North Korea fielding a successful +road-mobile ICBM with a miniaturized nuclear device that can +range the homeland as low. + As the commander accountable for defending the homeland, I +choose to assess that he does have that capability. And I think +it is the prudent course of action, it is what I think the +American people would like me to base my readiness assessment +on, to be prepared to engage it. So we are prepared to engage +it today, 24 hours a day, 365 days out of the year. + As it progresses, the real key piece here is he hasn't +tested the end-to-end capability in order to do it. He has +displayed the ability through the TD-2 space launch to put that +in there, but the reentry vehicle that needs to go with it, the +solid rocket fuel, we need to see that test, that end-to-end +test. But I am not waiting for that end-to-end test on my +assessment. + Dr. Fleming. Okay. And sort of an extension of that +question, can North Korea's KN-08 road-mobile ICBM target all +of the United States if indeed--or I guess a better way to put +it based on your response is, are you assuming that it can +target anywhere in the United States, including the continental +United States? + Admiral Gortney. Yes, sir. I assess that it can range the +homeland that I am tasked to defend, and we are prepared to +engage it for the area that we assess it to be able to reach. + Dr. Fleming. Okay. And can you remind this committee why +road-mobile missiles are a defense challenge for us? + Admiral Gortney. Because they are mobile and they are very +easy to conceal. Previously, you know, when North Korea +assembles a rocket, we have intel that we can detect through +all forms of intel. When you get into a road-mobile target, it +is very, very difficult to be able to track, quickly set up, +and shoot. Most of my career, I dropped bombs for a living, and +mobile targets are what always caused me pause. And that is +exactly why this is a tough challenge for us. + Dr. Fleming. So while it may be difficult to detect, you +suggested a little earlier that its payload may not be as +significant as something that would be ground based. Would that +be fair to say, or what is your opinion on that? + Admiral Gortney. No, sir. We assess that they have the +ability on the KN-08 to--I assess that he has the ability to +miniaturize a nuclear weapon and range to homeland with that +warhead. + Dr. Fleming. I see. Okay. + Admiral Gortney. Again, but we have not seen the end-to-end +test of that. + Dr. Fleming. Right. Okay. Thank you, and I yield back. + Mr. Rogers. I thank the gentleman. + The Chair now recognizes the gentleman from Colorado, Mr. +Coffman, for 5 minutes. + Mr. Coffman. Thank you, Mr. Chairman. + Mr. McKeon and Admiral Gortney, in your written statement, +you both mentioned, quote, ``left-of-launch,'' unquote, +capabilities. Can you elaborate? Are you talking about +destroying ballistic missiles on the ground before they are +launched at us? Is that the point? + Admiral Gortney. I can go into some detail at the unclass +[unclassified] level and I will go into much greater detail for +you in the classified level. But the current path that we are +on with both theater ballistic missile defense and ballistic +missile defense for the homeland against the ICBM threat is a +very expensive approach. We are shooting down with very +expensive rockets, potentially very inexpensive rockets, and we +are only engaging it in midcourse. For both types of threats it +is midcourse as we go forward. + What we need to be able to do is engage it throughout its +particular kill chain, so keep them from getting on the rails, +detect them, and get them on the rails, hit them while they are +still on the rails before launch, provided we have the rules of +engagement to do that; boost phase engagement, which is why the +laser designation--laser approach that MDA is doing is so +important, multiple times, knock down the raid count; and then +continue to engage it in midcourse, but with more warheads in +space, smarter, more reliable multi-object kill vehicle, maybe +five warheads in space that are actually communicating with +each other to drive the raid count down significantly. And +those are the investments that MDA, with your all's full +support, have put in place to see which of those technologies +throughout a flight of the missile is so important for us. + Mr. Coffman. Okay. What kind of intelligence would we need +for the President to order a preemptive attack against a state +preparing to launch a missile against the United States? + Admiral Gortney. I am going to have to take that at the +classified level. + Mr. Coffman. Okay. How well are we postured to execute +left-of-launch operations? Could we execute left-of-launch +operations today if we had to? + Admiral Gortney. I will defer to the classified session and +answer you there, sir. + Mr. Coffman. What more can Congress do to ensure our +military forces have the capabilities and intelligence they +would need to execute left-of-launch operations? + Admiral Gortney. Continue to make the investments from the +MDA realm, support those investments that we are asking for, +particularly the--make what we have the best as what we +possibly can make it, and then those investments in R&D +[research and development]. + Now, there is another avenue that we can talk about in +classified for those same sorts of investments are absolutely +critical. But I also think it is important to highlight that +what Admiral Syring has put in the budget is research and +development to see what technologies will play out. Once we +make a decision of which of those are going to give us the best +value, then we will be having to come to your committee again +for investments to actually field those capabilities. + Mr. Coffman. Thank you, Mr. Chairman. I yield back. + Mr. Rogers. I thank the gentleman. + Admiral Syring, how much longer would it take and how much +more would it cost for you to develop, test, and field a long- +range discrimination radar in the 5000 series in a redesigned +kill vehicle? + Admiral Syring. If I can just clarify, Mr. Chairman, in DOD +5000? + Mr. Rogers. Yes. + Admiral Syring. Sir, I haven't done that analysis, but I +would be happy to. We were able to--and I will just reiterate +this. We were able to, with Mr. Kendall's help, Admiral +Winnefeld's help at the time, turn our requirement through the +JROC [Joint Requirements Oversight Council] process in about 6 +weeks, 6 weeks, and that is giving me the top cover for this +radar. + And our decision to use existing technology, I thought, was +huge in terms of not having to go through the risk reduction +phase between Milestone A and B, where we chose--and I think I +got a question over here--the similar GaN [gallium nitride], S- +band technology that is in the AMDR [Air and Missile Defense] +radar. So there were some decisions that we made both in the +requirement and in the technology that we chose that enabled us +to go to contract award in less than 2 years. + Mr. Rogers. Okay. Admiral, recently the press reported that +Russian Foreign Minister Lavrov said he had obtained an +agreement with Secretary Kerry to launch a dialogue about the +U.S. missile defense shield in Eastern Europe. Moscow argues +the system is a threat to its security. + As the director of Missile Defense Agency, what do you know +about this dialogue and what has the United States signed up to +discuss? + Admiral Syring. I am not aware of the dialogue, and my +answer is, nothing. + Mr. Rogers. Mr. McKeon, what can you tell us about that, if +anything? + Mr. McKeon. Mr. Chairman, we have been talking to the +Russians on and off since 2009 about what the EPAA [European +Phased Adaptive Approach] is and is not. And I think they have +a pretty clear understanding of the system, but they continue +to make various arguments that it is a threat to them or a +violation of the INF [Intermediate-Range Nuclear Forces] +Treaty, or other statements that we don't agree with and find +unacceptable. Just in the last couple of days, there was an +assertion made by some senior Russian security official that we +were going to put nuclear warheads on missiles at the site in +Romania and threaten Russia, which is just nonsense. + Mr. Rogers. Mr. McKeon, do you understand that in any way +that the United States is willing to depart from its current +position on the EPAA, what we will have laid out to happen with +that? + Mr. McKeon. No. + Mr. Rogers. Okay. Admiral Syring, Secretary Kerry has been +spending quite a bit of time focused on missile defense lately. +He has also invited the People's Republic of China to receive +technical briefings on the capability of THAAD, including if +deployed in South Korea. What do you know about the briefings +the Secretary has offered, if anything? + Admiral Syring. Nothing, sir. We haven't been asked. + Mr. Rogers. All right. Admiral, you are aware of MDA or MDA +contractors being targeted or, quote, ``hacked,'' by groups or +entities linked to China or the Chinese military? + Admiral Syring. Yes, sir. + Mr. Rogers. You are. Can you tell us anything about that in +open session? + Admiral Syring. Let me just give you the answer +unclassified, and then we can go deeper classified, if that is +okay, Mr. Chairman. + Mr. Rogers. Okay. + Admiral Syring. I testified yesterday that I viewed the +cyber threat that I specifically faced with MDA and the systems +that we are fielding on par with any intercontinental ballistic +missile threat that either Iran or North Korea possess. We have +taken inordinate steps to protect both our classified and +unclassified networks from attack, constant 24/7 monitoring +with teams in place, plus good materiel protections of those +systems. + My biggest concern remains in our cleared defense +contractor base and their protections. I think my view is, is +that they are continuing to try to attack my government +networks every day, classified and unclassified, but where they +are going next, and we have gotten examples of this, is to my +cleared defense contractors with the unclassified controlled +technical information. And what we have got to do is get them +up to where we are in terms of our protection levels. And I +view it as a very near term, very real requirement across the +BMDS [Ballistic Missile Defense System]. + Mr. Rogers. Thank you. + The ranking member is recognized for any additional +questions he may have. + Mr. Cooper. Thank you, Mr. Chairman. I appreciate the +expeditious nature of this public portion of the hearing. I am +going to hold my further questions to the classified session. + Mr. Rogers. Are there any other members that have questions +in this open session? + Mr. McKeon. Mr. Chairman, I could address the question you +gave to Admiral Syring about---- + Mr. Rogers. Please do. + Mr. McKeon [continuing]. Secretary Kerry and China and +THAAD. + Mr. Rogers. Please. + Mr. McKeon. Similar to the Russians, we have offered to +explain to them what THAAD is and is not and why it is not a +threat to their deterrent were we to deploy it in the Republic +of Korea. They have not taken us up on this offer. We have a +firm view, as expressed previously, this is about protecting +our deployed forces and our Korean partners, and has nothing to +do with China or China's deterrent, and they shouldn't worry +about it. + Mr. Rogers. But we are going to talk more about that in the +classified session, but I appreciate that comment. + We are supposed to be called for votes at any minute, so I +think what I will do is rather than get us into the classified +setting and then have to be pulled away, we will just adjourn +until 10 minutes after the next vote series concludes. If they +call us in the next 5 or 6 minutes, you are looking at about 45 +minutes after that, so it will be around 3:45 to 3:50 when we +reconvene for the classified portion of this hearing. + And with that, this hearing is suspend--no, it is not +adjourned. We are not---- + Admiral Gortney. Recessed. + Mr. Rogers. Recessed. There you go. I knew you was good for +something. + [Whereupon, at 3:00 p.m., the subcommittee proceeded in +closed session.] + + + + +======================================================================= + + + + + A P P E N D I X + + + +======================================================================= + + + PREPARED STATEMENTS SUBMITTED FOR THE RECORD + + April 14, 2016 + +======================================================================= + + +[GRAPHIC(S) NOT AVAILABLE IN TIFF FORMAT] + + + +======================================================================= + + + WITNESS RESPONSES TO QUESTIONS ASKED DURING + + THE HEARING + + April 14, 2016 + +======================================================================= + + + + RESPONSES TO QUESTIONS SUBMITTED BY MR. GARAMENDI + + Admiral Syring. Yes, the House Appropriations Committee supported +MDA's PB16 Request of $19.9 million for Directed Energy Prototype +Development in the Technology Maturation Initiatives program element. +[See page 7.] + + + + +======================================================================= + + + QUESTIONS SUBMITTED BY MEMBERS POST HEARING + + April 14, 2016 + +======================================================================= + + + + QUESTIONS SUBMITTED BY MR. ROGERS + + Mr. Rogers. Is the United States willing to depart in any way from +the EPAA as laid out and planned today? + Mr. McKeon. Our commitment to EPAA remains firm. The approach is +specifically designed to be able to adapt to the ballistic missile +threat posed to our deployed forces and allies in Europe. That said, we +have no plans to depart from the deployment and sustainment of the +missile defense sites in Europe, or any other part of the EPAA, as it +is planned today. + Mr. Rogers. As the ranking DOD witness here today, does the +Department support a partnership between the UAE and the U.S. to +develop a missile defense capability to respond to emerging threats +(e.g., an evolved extended-range THAAD system)? + Mr. McKeon. DOD does support a partnership between UAE and the +United States to develop or acquire missile defense capabilities to +respond to emerging threats. It is premature to speculate on the +specific systems that might be appropriate for addressing those +threats. + Mr. Rogers. I understand the U.S. is discussing a Foreign Military +Sales case with Qatar for THAAD. Why is this case important for Qatar +and THAAD? Can we work together to accelerate this case to make sure +Qatar has these critical missile defense systems prior to the World Cup +in 2022? How? + Mr. McKeon. Qatar is an important partner in missile defense +activities in the Gulf region that has demonstrated its commitment to +acquiring a layered missile defense architecture by purchasing PATRIOT +PAC-3 systems and exploring the possibility of buying the Terminal +High-Altitude Air Defense (THAAD) system and an early warning radar. +Qatar has expressed a desire to phase acquisition of these elements. +Qatar signed a Foreign Military Sales (FMS) case with the United States +Army for PATRIOT PAC-3 and is in ongoing discussions concerning an +early warning radar. The Department will continue to support Qatar's +acquisition of ballistic missile defense capabilities. Additionally, we +will continue working with Qatar within the context of the Gulf +Cooperation Council to increase interoperable regional missile defense +capabilities. + Mr. Rogers. Why is it important that the European Phased Adaptive +Approach reach its Initial Operating Capability, especially the Romania +Aegis Ashore Site, at the Warsaw Summit this summer? Why is that +important for the United States, our allies, and the NATO alliance +itself? + Mr. McKeon. NATO Ballistic Missile Defense (BMD) remains critical +to U.S. and Allied security. As long as Iran continues to develop and +deploy ballistic missiles, the United States will work with our allies +and partners to defend against this threat. The aim of NATO BMD is to +provide full coverage and protection of all NATO European populations +and U.S. forces in Europe from ballistic missiles originating from the +Middle East. Moreover, NATO's declaration of BMD Initial Operational +Capability (IOC) at Warsaw sends three important messages: first, that +the United States is committed to the defense of our deployed forces +and Allies by increasing the capability of NATO BMD; second, that +Allies recognize the importance of this contribution; third, that NATO +follows through on its commitments to field a missile defense command +and control capability. + Mr. Rogers. What is left-of-launch capability? In other words, +you're talking about destroying ballistic missiles on the ground before +they're launched at us? + Mr. McKeon. Left-of-launch capabilities contribute to defeating or +degrading ballistic missiles before they are launched. These +capabilities may be non-kinetic or kinetic; they span a wide range of +tools developed across the Department, and include both active and +passive activities. These capabilities provide U.S. decision-makers +additional tools and opportunities to defeat missiles across the entire +kill-chain. This reduces the burden on our ``right-of-launch'' +ballistic missile defenses. Taken together, ``left-of-launch'' and +``right-of-launch'' capabilities will lead to a more effective and +resilient approach to defeat adversary ballistic missile threats. + Mr. Rogers. Please detail any exercises, table top exercises, or +war games you have participated in concerning left-of-launch ballistic +missile defeat. In such exercises, were there any areas in which it was +observed that policy guidance was required to successfully carry out +such capability? If so, please identify and describe such observed +areas needing policy guidance from OSD. + Mr. McKeon. Although I have not personally participated in a policy +wargame involving left-of-launch missile defense, the recently- +completed NIMBLE TITAN 16 wargame examined left-of-launch missile +defeat, to include the circumstances under which several partners and +allies would support left-of-launch efforts. + I believe we have sufficient policy guidance at this time to carry +out left-of-launch ballistic missile defeat successfully. + Mr. Rogers. Can the KN-08 road-mobile ICBM target all of the United +States, including the continental United States? Please reply in +detail. Please ensure your response is unclassified to the maximum +extent possible. + Admiral Gortney. DIA assesses at the unclassified level that the +KN08 ICBM has a maximum range of over 12,000 kilometers, which would +enable it to strike all of the continental United States if +successfully deployed. + Mr. Rogers. Recently, Bill Gertz of the Washington Free Beacon has +reported that North Korea has displayed a new road-mobile ICBM. Does +North Korea have a new road-mobile ICBM? Is it testing solid-rocket +motors for such a missile? Please reply in detail. Please ensure your +response is unclassified to the maximum extent possible. + Admiral Gortney. During a parade in October 2015, North Korea +displayed a multi-stage missile that differed in design from the KN08 +ICBMs that were featured in previous parades. However, we don't know +how the new missile is configured, what propulsion system it uses, or +whether it represents a workable missile design. + Mr. Rogers. Can you remind this committee why road-mobile missiles +are a defense challenge for us? And what about such missiles with solid +fuel? + Admiral Gortney. Mobile missiles increase an adversary's +operational flexibility and survivability. This complicates active +defense planning. Changes to fuel types indicate some level of +programmatic advancement, potentially increasing their reliability. + Mr. Rogers. Who is integrating the homeland cruise missile defense +program for the DOD? We have Army systems, Air Force systems, Navy +systems. Who is in charge? Is there a single acquisition authority? + Admiral Gortney. NORAD conducts aerospace warning and control of +North America and, in conjunction with USNORTHCOM, determines the +operational requirements for defense against aerospace threats, to +include cruise missiles. In turn, the Services provide the capabilities +to meet the approved defense requirements, and NORAD operationally +integrates the homeland cruise missile defense capabilities for the +U.S. and Canada. Recommend your acquisition authority questions be +addressed to OUSD (AT&L). + Mr. Rogers. Is JLENS important? Why? Is there a gap in our security +architecture without it? Please reply in detail. Please ensure your +response is unclassified to the maximum extent possible. + Admiral Gortney. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Am I correct that under the current plan for the +ground-based midcourse defense system, there are no operational spares +GBIs for, is it 5 or 6 years? It's well into the 2020s, right? What +happens if there is an unplanned failure? Please reply in detail. +Please ensure your response is unclassified to the maximum extent +possible. + Admiral Gortney. The Missile Defense Agency (MDA) is leading this +effort and thus we recommend contacting VADM Syring for sparing +specifics. MDA remains on track for 44 GBIs emplaced and available by +2017, in accordance with Secretary of Defense direction. + Mr. Rogers. Is this reality (the lack of operational spares +referenced in the previous question) an artifact of years of under- +investment in the GMD system? What is the best way to mitigate this +risk? + Admiral Gortney. This question is specific to Ballistic Missile +Defense System programmatics; recommend contacting the Missile Defense +Agency regarding investments in the GMD system. + Mr. Rogers. What is left-of-launch capability? In other words, +you're talking about destroying ballistic missiles on the ground before +they're launched at us? + Admiral Gortney. Left-of-launch capabilities encompass all military +efforts to deny the adversary the ability to launch ballistic missiles. +The development of left-of-launch capabilities provides the U.S. +decision-makers additional tools and opportunities to defeat ballistic +missiles before they are launched. + Mr. Rogers. Please detail any exercises, table top exercises, or +war games you have participated in concerning left-of-launch ballistic +missile defeat. In such exercises, were there any areas in which it was +observed that policy guidance was required to successfully carry out +such capability? If so, please identify and describe such observed +areas needing policy guidance from OSD. + Admiral Gortney. USNORTHCOM participated in the Joint Staff-hosted +NIMBLE STAR II TTX (March 2015), as well as the PACAF-hosted NEPTUNE +HAWK TTX (July 2015). For execution of our homeland Ballistic Missile +Defense mission, we have sufficient policy guidance. + Mr. Rogers. What kind of intelligence do we need to possess in +order for the President to order a preemptive attack on a state +possessing nuclear weapons? + Admiral Gortney. The President would likely need timely and +reliable intelligence on the adversary's intentions, as well as +persistent tracking of the adversary's strategic assets to ensure +preemptive attack success and also to mitigate risk of retaliation. + Mr. Rogers. Are we outpacing the threat? How do you evaluate +``outpacing'' the threat? Based on what criteria? Please provide a +detailed list of adversary developments regarding ballistic missile +capability that affected our ability to ``outpace'' the threat. What +developments by adversaries, if any, have surprised you? Please reply +in detail. Please ensure your response is unclassified to the maximum +extent possible. + Admiral Gortney. The Ground-based Mid-course Defense (GMD) system +is capable of defeating the ICBM threat currently posed by North Korea. +However, the North Korean threat continues to mature, while +developments within the Iranian missile program could lead to the +emergence of an ICBM threat from that country in the coming years as +well. We believe that continued funding of programs, such as the Re- +designed Kill Vehicle, Long Range Discrimination Radar, two/three-stage +selectable Ground-based Interceptor, and the Space-based Kill +Assessment experiment, is necessary to maintain our strategic +advantage. + Mr. Rogers. It has been widely asserted that one of the most likely +ballistic missile threats to U.S. forces would be a raid scenario +involving several enemy ballistic missiles fired near simultaneously. +How is the MDA preparing for this scenario and what testing is planned +to validate our BMDS capabilities against this threat? + Admiral Syring. The BMDS and each of the elements (including +Ground-based Midcourse Defense (GMD); Terminal High Altitude Area +Defense (THAAD); Aegis; and Command and Control, Battle Management, and +Communications (C2BMC)) are designed and tested to provide performance +against raids with multiple ballistic missile threats in the air +simultaneously. The BMDS Specification includes raid requirements that +are allocated to element-level specifications. + MDA has demonstrated raid defense capability in both ground tests +and flight tests at the system and element levels. MDA has successfully +conducted testing for homeland and regional defense against raids in +numerous integrated ground tests that incorporate hardware-in-the-loop +assets and threat injection, as well as distributed ground tests that +incorporate deployed operational assets. MDA has conducted Flight Test +Standard Missile (FTM) 13, demonstrating Aegis against two near +simultaneous missile launches. For the THAAD system, MDA conducted +Flight Test THAAD (FTT) 12, successfully demonstrating THAAD against +multiple near simultaneous missile launches. At the system level, MDA +conducted Flight Test Integrated (FTI) 01 in 2012 with Aegis, THAAD, +and Patriot engaging three ballistic missile targets and two cruise +missile targets. MDA conducted Flight Test Operational (FTO)-01 in 2013 +with Aegis and THAAD each engaging a ballistic missile target. MDA +conducted Flight Test Operational (FTO) 02 Event 2a in 2015 with Aegis +and THAAD engaging two ballistic missile targets and one cruise missile +target. + MDA will continue to validate BMDS capabilities against raids in +future ground testing. In addition, MDA has planned several flight +tests in the Integrated Master Test Plan version 17.1 that involve +ballistic missile raid scenarios. FTO 03 Event 1 will test Aegis and +Aegis Ashore against two ballistic missiles. FTO 03 Event 2 will test +Aegis, THAAD, and Patriot against three ballistic missiles and two +cruise missiles. FTO 04 will test GMD simultaneously engaging two long- +range ballistic missiles. + Mr. Rogers. We know that the MDA has utilized several low cost +target options to meet schedule and testing requirements against short- +range and medium-range range threats in recent years. What steps is the +MDA taking to identify and develop new low cost target options to meet +emerging testing requirements for intermediate-range (IRBM) and inter- +continental (ICBM) ballistic missile threat scenarios. + Admiral Syring. The Missile Defense Agency (MDA) is coordinating +with the Intelligence Community to understand assessments related to +emerging threats in order to establish requirements for all target +development and testing needs using intermediate-range ballistic +missile (IRBM) and intercontinental ballistic missile (ICBM) class +targets. Regarding lowering the costs of the current IRBM and ICBM +targets, MDA has implemented innovative solutions to address near-term +threat changes by leveraging previously incurred non-recurring +engineering and making incremental upgrades to meet target requirements +related to evolving missions and threat. Additionally, MDA is +conducting market research through a request for information to +determine interest and capability to design, develop, produce, and +launch multiple range-class targets. The market research will shape +future target acquisition decisions to reduce the cost of flight tests. + Mr. Rogers. We understand that the MDA has successfully flown low +cost, subscale targets utilizing surplus solid rocket motor assets to +meet specific mission requirements and critical schedule milestones. Is +the MDA taking steps to assure that solid rocket motors will continue +to be available to be used for low cost targets in support of BMDS +testing? + Admiral Syring. Current Missile Defense Agency (MDA) Integrated +Master Test Plan baseline includes low cost targets utilizing surplus +solid rocket motors through fiscal year 2022. As a part of the MDA +objective to reduce the cost of targets, the program continually +monitors U.S. Government surplus and solid rocket motor industry +production for applicability to meet MDA's testing requirements to meet +current and future acquisition needs. + Mr. Rogers. Please identify and summarize the studies MDA has +conducted or participated in evaluating missile defense options and +limitations against boost-glide systems and maneuvering systems. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Are you funded to develop and deploy a defense against +boost-glide missiles, like those being developed by Russia and China? +What are the anticipated ranges of potential defensive options that +have been considered? + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Please identify each CAPE review of an MDA program or +proposed program over the past five years and the length/duration of +such review and its cost to MDA. + Admiral Syring. The CAPE reviews from 2006 through 2014 are listed +below. The total cost to MDA is approximately $430,000. + +[GRAPHIC(S) NOT AVAILABLE IN TIFF FORMAT] + + + + .epsMr. Rogers. What are current requirements for CAPE AOAs of MDA +programs or proposed programs? What document, memoranda, or regulation +requires such CAPE AOA review of an MDA program? + Admiral Syring. There are no requirements that require CAPE led +Analysis of Alternatives (AOA) for MDA programs. However, MDA and CAPE +periodically receive guidance, and mutually agree to conduct analysis +of MDA programs. In addition, Congress periodically mandates CAPE led +studies of MDA programs. + Mr. Rogers. How much do GAO reviews cost MDA each year? + Admiral Syring. The total approximate annual amount that MDA spends +on GAO reviews is $1,754,008. This calculation is based on total man +hours needed to support varying requirements for audits, including +activities such as composing answers to numerous questions, locating +and transmitting previously approved documentation, and supporting +various meetings and reviews. + Mr. Rogers. Are there duplicative reporting requirements that could +be consolidated or eliminated? If yes, please identify. + Admiral Syring. The Missile Defense Agency (MDA) does not currently +have any duplicative congressional reporting requirements. However, +proposed language in the House FY 2017 National Defense Authorization +Act, H.R. 4909, Section 1664, would place significant duplicative +reporting requirements on MDA. This provision requires semi-annual +reporting on the Ballistic Missile Defense System (BMDS) test plan, +costs and test plan changes and rationale, which duplicates existing +reporting accomplished through annual submission of the Integrated +Master Test Plan and BMDS Accountability Report, the BMDS Quarterly +Update briefings and annual Staffer Day presentations. + Mr. Rogers. We often ask the combatant commanders and military +services for their unfunded requirements list. Do you have an unfunded +requirements list? What capabilities were requested in the cocom IPLs +for FY13-FY17 that didn't appear on the coordinated PCL or ACL? Please +reply in detail. Please ensure your response is unclassified to the +maximum extent possible. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. What would be the total funding required, by system, to +meet the combatant command requirement for THAAD and SM-3s and Aegis +BMD software and hardware sets? Please reply in detail. Please ensure +your response is unclassified to the maximum extent possible. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Are there program gaps in ballistic missile defense? +Are there gaps you have not yet focused on? Please reply in detail. +Please ensure your response is unclassified to the maximum extent +possible. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. If MDA was developing and procuring these new Patriot +radars with the acquisition authorities you have, how much time would +it take you to do it? + Admiral Syring. Acquisition timelines for development programs vary +considerably depending on the maturity of the components being +developed and the amount of integration and testing required prior to +deployment. It is difficult to predict acquisition schedules without a +prior knowledge of these variables. For example, Long Range +Discrimination Radar (LRDR) is developing and integrating relatively +mature technology. The LRDR program plan for development and +integration is less than five years from contract award to Initial +Fielding. + Mr. Rogers. During a recent hearing before the House Armed Services +Committee, Under Secretary Sean Stackley testified that, because of the +MDA's unique acquisition authorities, you were able to successfully +deploy in almost record time the Aegis Ashore site in Romania. Do you +agree with this assessment? + Admiral Syring. Yes, MDA's streamlined acquisition authorities +contributed to the rapid development, installation, and deployment of +the Romania Aegis Ashore site. Another significant contributor to the +shortened timeline is the close collaborative relationship between the +MDA Aegis Ashore program office and Navy, including leveraging existing +Navy contracts for acquisition of Aegis Ashore weapon system equipment +common with Aegis BMD ships. + Mr. Rogers. How much longer would it take and how much more would +it cost to develop, test and field Poland Aegis Ashore site on the +planned timeline in the normal 5000 series rules and regulations? Would +MDA be able to meet the President's 2018 goal? + Admiral Syring. It is difficult to assess the additional cost and +schedule required to field the Poland Aegis Ashore site under standard +5000-series ``rules.'' Poland-specific activity is estimated to be +completed within four years. Initial hardware components were procured +in 4th quarter fiscal year 2014 (4QFY14) and first fabrication on site +was 1QFY16 with planned operations in 1QFY18. Fielding the Poland site +is accelerated because of lessons learned from developing and deploying +Aegis Ashore sites at the Hawaiian Pacific Missile Range Facility and +Romania. Without this advantage and MDA's streamlined processes and +decision making authority, it would be difficult to maintain the +aggressive timeline to meet the European Phased Adaptive Approach Phase +3 requirement of December 2018. + Mr. Rogers. How much longer would it take and how much more would +it cost to develop, test and field Long-Range Discrimination Radar in +the normal 5000 series and the Redesigned Kill Vehicle? + Admiral Syring. Acquisition timelines for development programs vary +considerably depending on the maturity of the components being +developed and the amount of integration and testing required prior to +deployment. It is difficult to specify the exact differences but MDA +estimates development programs such as LRDR and RKV would take at least +25 percent longer without the streamlined and tailored MDA acquisition +processes. + In the case of RKV, the formal OUSD(AT&L) gated reviews required by +DOD 5000 series acquisition requirements are estimated to add +approximately one year and $200M to the development effort and initial +deployment costs. The RKV Acquisition Strategy signed by USD(AT&L) in +October, 2015 accounts for streamlined acquisition processes. + Mr. Rogers. I think you're aware of the planned radar modernization +of the Patriot system, which will take as long as 12 years to provide +an improved radar to our soldiers; how long would a comparable effort +take MDA? I ask you to answer this using in your role as the technical +integration authority for IAMD. + Admiral Syring. Acquisition timelines for development programs vary +considerably depending on the maturity of the components being +developed and the amount of integration and testing required prior to +deployment. It is difficult to predict acquisition schedules without a +prior knowledge of these variables. For example, Long Range +Discrimination Radar (LRDR) is developing and integrating relatively +mature technology. The LRDR program plan for development and +integration is less than five years from contract award to Initial +Fielding. + Mr. Rogers. Please provide a detailed explanation of changes to MDA +AQ processes with respect to the 5000 series AQ regulations or JCIDS +process in your tenure as Director. + Admiral Syring. MDA's processes are completely consistent with the +principles of DOD Directive 5000.01 and DOD Instruction 5000.02, but +tailored to match Ballistic Missile Defense System (BMDS)-unique +acquisition and requirements characteristics. + The BMDS warfighter requirements generation is explicitly exempt +from JCIDS (SecDef memorandum dated January 2, 2002). The BMDS +requirements generation process is the USSTRATCOM-led Warfighter +Involvement Process (WIP) (ref: STRATCOM Special Instruction 538-1). +The WIP is focused on BMD and Integrated Air and Missile Defense. + No significant changes were made to MDA's acquisition or +requirements generation processes during my tenure; however several +improvements and tailoring updates have been implemented the past +several years to include: + Incorporation of guidance from the recent Defense +Acquisition of Services Instruction (DOD Instruction 5000.74, dated +January 5, 2016) into MDA acquisition policy and processes. + Validated that same streamlined processes outlined in the +recent update to DOD Instruction 5000.02 (January 7, 2015) are +incorporated in MDA processes. For example, the new DOD Instruction +5000.02 describes several acquisition ``models'' or ``tracks'' that +development programs may follow. Several of these tracks have been in +MDA acquisition policy and process since 2009. + STRATCOM increased frequency of updates to the +Prioritized Capability List (annual vice biannual) to better +synchronize with the POM cycle. + Generation of a BMD Homeland Defense Capability Document +(CD) which was endorsed by the Joint Requirements Oversight Council +(JROC). The VCJCS-signed JROC Memorandum (October 28, 2014) +acknowledged that MDA is not bound by JCIDS. This CD specifically +addressed Long Range Discrimination Radar (LRDR) and redesigned kill +vehicle capability. The CD will be periodically reviewed for update. + Incorporation of LRDR program reporting in the Defense +Acquisition Executive Summary (DAES) on-line reporting system. LRDR is +a pilot program for BMDS reporting in DAES. + Mr. Rogers. Please provide the full list of NDPC-approved BMDS +information and sharing with Russia and China? + Admiral Syring. The Missile Defense Agency (MDA) submitted three +requests for Exception to United States National Disclosure Policy +(ENDP) from 2007-2011 seeking authority to disclose classified +information to the Russian Federation (RF) relating to three ballistic +missile defense flight test events. In each case, authority granted by +the NDPC was limited to oral and visual disclosure only under +controlled conditions. The RF sent attendees to two of the three test +events (in 2007 and 2010). No invitations were extended for the third +event (in August 2011), and no disclosure occurred. MDA has not +submitted any further requests for ENDP for the RF. + MDA has not sought ENDP for release of any information to the +People's Republic of China. + Mr. Rogers. Is the Russian Federation, under current NDPC policy, +permitted to receive any FOUO, ITAR, UCTI, SECRET or TOP SECRET +information about any U.S. missile defense system? If your answer is +other than ``no,'' please reply in detail. + Admiral Syring. No. National Disclosure Policy Committee (NDPC) +policy prohibits the release of classified information with a foreign +government without an explicit authorization, such as an Exception to +United States (U.S.) National Disclosure Policy (ENDP), and an +information sharing agreement. No such agreement exists with the +Russian Federation (RF). + We are not aware of any policy permitting the release of any +controlled unclassified information (such as FOUO) or classified +information to the RF on any U.S. missile defense system. We defer +further response to the Defense Technology Security Administration. + Mr. Rogers. Is the People's Republic of China, under current NDPC +policy, permitted to receive any FOUO, ITAR, UCTI, SECRET or TOP SECRET +information about THAAD? Any U.S. missile defense system? If your +answer is other than ``no,'' please reply in detail. + Admiral Syring. No. National Disclosure Policy Committee (NDPC) +policy prohibits the release of classified information with a foreign +government without an explicit authorization, such as an Exception to +United States (U.S.) National Disclosure Policy (ENDP), and an +information sharing agreement. No such agreement exists with the +People's Republic of China (PRC). + We are not aware of any policy permitting the release of any +controlled unclassified information (such as FOUO) or classified +information to the PRC on THAAD or any other U.S. missile defense +system. We defer further response to the Defense Technology Security +Administration. + Mr. Rogers. Do you support providing the People's Republic of China +with any detailed technical information on THAAD, including classified +information? Please reply in detail. Please ensure your response is +unclassified to the maximum extent possible. + Admiral Syring. We have not approved release of any controlled +unclassified information (such as FOUO) or classified information to +the Peoples Republic of China on THAAD or any other missile defense +system. + Mr. Rogers. Are you aware of MDA or MDA contractors being targeted +or ``hacked'' by groups or entities linked to China or the Chinese +military? Please reply in detail. Please ensure your response is +unclassified to the maximum extent possible. + Admiral Syring. If a loss, theft, or spillage of MDA Unclassified +Controlled Technical Information (UCTI) occurs, the Missile Defense +Agency (MDA) reviews whether the contractor was in compliance with the +contract terms and conditions established for cybersecurity. If the +review determines the contractor is non-compliant, they are assessed +penalties based on the performance assessment tools defined by the +contract. Penalties have ranged from award fee reductions to contract +termination based on the severity of the incident. MDA has also +utilized the Contractor Performance Assessment Reporting System (CPARS) +to rate contractors who do not manage in accordance with their contract +terms and conditions. CPARS is the Government-wide repository of +contractor performance information. A CPAR, required at least annually +during contract performance per Federal Acquisition Regulation (FAR) +42.1502, provides an official record of both positive and negative +contractor contract performance during a specific period of time. Past +performance information (including the ratings and supporting +narratives) is relevant information, for source selection purposes (FAR +Part 15), regarding a contractor's actions under previously awarded +contracts or orders. + MDA is teaming with our industry partners to strengthen network +protections and associated business practices to improve protection of +UCTI. MDA is working with industry to implement multiple cyber-related +efforts that will improve both the government and our industry partners +safeguard Ballistic Missile Defense System information. + Mr. Rogers. What are the capability gaps that could be filled by a +space sensor layer for the BMDS? Please reply in detail. Please ensure +your response is unclassified to the maximum extent possible. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Please identify the studies MDA has carried out on its +own or with other agencies or entities on space-based missile defense +sensors? + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. What are the options MDA has studied or is studying to +host a missile defense payload on a USG, allied, or commercial space +vehicle? + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Is it practical to expect MDA to develop and deploy a +missile defense-only space-based sensor architecture? + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Can you please describe for me why we see reductions in +SM-3 procurement quantities in your budget request for fiscal year +2017. Is this budgetary maneuver or is there something else this +committee should be aware of? + Admiral Syring. The Missile Defense Agency (MDA) PB16 input +contained an SM-3 Block IB Multi-Year Procurement plan. The decision +was made in PB17 to transition back to single year procurement as the +Agency completed Third Stage Rocket Motor (TSRM) Engineering Change +Proposal (ECP) verification and testing, and quantities were reduced to +remain within the Department's overall funding limits. To address SM-3 +manufacturing quality to ensure readiness for continued procurement, a +comprehensive quality, safety, and mission assurance assessment was +recently conducted. This assessment supported continued production of +SM-3s. + In addition, PB16 included procurement of 8 SM-3 Block IIA guided +missiles in FY17. Included in PB17 is a revised completion plan for SM- +3 Block IIA, and under this plan the 8 rounds planned for FY17 were +deferred to FY18 to match development milestones. FY17 funds were +realigned from Defense Wide Procurement to Research, Development, Test +and Evaluation in support of remaining SM-3 Block IIA development to +meet the European Phased Adaptive Approach Phase 3 timeline. + Mr. Rogers. What liability does the contractor bear for quality +control failures? Does that liability include costs of failed tests? +How much do those cost the taxpayer? + Admiral Syring. Specific liability is dependent on individual +contract terms and conditions including incentive structure. Most BMDS +testing is part of developmental tests conducted under cost plus-type +contracting vehicles. Tests failed as a result of contractor +performance or quality control issues reduce contractor award fee and/ +or incentive fee and potentially impact Contractor Performance +Assessment Report ratings. Additionally, MDA has delayed acceptance of +Contractor-produced hardware due to known quality issues. + Mr. Rogers. What is the current DOD regulation and policy +concerning MDA's role to develop and maintain BMD capability and its +transfer to the military services? Please detail what systems have been +transitioned to the military services and what systems are currently +undergoing transition study with the military services. + Admiral Syring. The Department is using the Deputy Secretary of +Defense's September 25, 2008, Ballistic Missile Defense System (BMDS) +Life Cycle Management Process (LCMP), and June 10, 2011 memorandum on +``Funding Responsibilities for BMDS Elements'' to guide program +planning and the transfer process. + Under the BMDS LCMP, DOD continues to transition BMDS capabilities +to the lead Military Departments. The lead Military Departments are +responsible for doctrine, organization, training, leadership, +education, personnel and facilities associated with those elements. MDA +retains the materiel acquisition responsibilities, unless a decision is +made to transfer all responsibilities (full Title 10 Transfer) to the +Military Department. + Figure 1 lists the fielded BMDS elements, lead Military Departments +and the dates elements entered the transition phase. The Department +uses the following terms and definitions to clarify the process, roles +and responsibilities: + + Entered Transition Phase: The BMDS element normally enters + the transition phase when the Deputy Secretary of Defense, or + delegated authority, designates a lead Military Department. If + not previously approved, entry into the transition phase is + coincident with the completion of the lead Military Department- + MDA overarching memorandum of agreement (MOA). + + Capability Transfer: The BMDS element capability is + transferred to the lead Military Department once the Military + Department accepts operational responsibility. After the + capability transfer, the Military Department and MDA will + assume responsibilities as agreed in the Military Department- + MDA overarching MOA and respective element annexes. Normally, + MDA will retain materiel responsibilities, including Research, + Development, Test and Evaluation, production, and sustainment + of BMD specific equipment. The lead Military Department + normally assumes responsibility for military pay and + allowances, base operations and operations, and sustainment of + common support equipment. + + Title 10 Transfer to Lead Service: BMDS element + responsibilities are transferred from MDA to the lead Military + Department. Unless otherwise specified, the lead Military + Department assumes all doctrine, organization, training, + materiel, leadership and education, personnel, and facilities + responsibilities. The Deputy Secretary of Defense, or a + delegated authority, approves the transfer. + + + Figure 1: BMDS Element Transition and Capability Transfer Status, October 2016 +---------------------------------------------------------------------------------------------------------------- + Entered Transition Title 10 Transfer + Element or Capability Lead Service Phase Capability Transfer to Lead Service +---------------------------------------------------------------------------------------------------------------- +Patriot Advanced Capability-3 (PAC Army N/A N/A February 2003 \1\ + 3) +---------------------------------------------------------------------------------------------------------------- +AN/TPY-2 (Forward Based Mode) Army February 2006 October 2013 Study ongoing \2\ +---------------------------------------------------------------------------------------------------------------- +Terminal High Altitude Area Defense Army November 2006 October 2014 Study ongoing \2\ + (THAAD) +---------------------------------------------------------------------------------------------------------------- +Ground Based Mid-Course Defense Army November 2006 N/A \3\ Not planned \3\ + (GMD) +---------------------------------------------------------------------------------------------------------------- +Standard Missile-3 (SM-3) Navy November 2006 October 2008 Not planned +---------------------------------------------------------------------------------------------------------------- +Aegis BMD 3.6.X Navy November 2006 October 2008 Not planned +---------------------------------------------------------------------------------------------------------------- +Aegis BMD 4.0.X Navy March 2007 March 2012 Not planned +---------------------------------------------------------------------------------------------------------------- +Aegis BMD 5.0 (Capability Upgrade) Navy January 2008 December 2015 Not planned \4\ +---------------------------------------------------------------------------------------------------------------- +Aegis BMD 5.1 Navy January 2008 FY 18 Not Planned \4\ +---------------------------------------------------------------------------------------------------------------- +Aegis Ashore (Romania) Navy January 2010 December 2015 Not planned +---------------------------------------------------------------------------------------------------------------- +Sea Based X-Band Radar (SBX) Navy December 2008 December 2011 Not planned +---------------------------------------------------------------------------------------------------------------- +Cobra Dane Air Force February 2006 February 2009 N/A \5\ +---------------------------------------------------------------------------------------------------------------- +Upgraded Early Warning Radars (UEWR) Air Force November 2006 September 2008 N/A \5\ +---------------------------------------------------------------------------------------------------------------- +Command and Control, Battle N/A \6\ N/A N/A N/A \6\ + Management and Communications + (C2BMC) +---------------------------------------------------------------------------------------------------------------- + + Notes: + \1\ PAC 3 was already fielded by the Army when MDA was established +in 2002 and was immediately transferred back to the Army by mutual +agreement. + \2\ Army and MDA have completed a study on the merits of a Title 10 +Transfer. DOD is reviewing the study results. + \3\ The GMD will not be transferred in the foreseeable future. Army +and MDA will coordinate on terms of transition and transfer when the +program is technically mature. + \4\ BMD 5.0CU and 5.1 software packages are integrated into Navy's +Aegis Baseline 9 combat system suite. MDA retains materiel developer +responsibilities for the BMD software. + \5\ Not applicable. Cobra Dane and the Upgraded Early Warning +Radars are previously fielded U.S. Air Force assets that were upgraded +and adapted by MDA for use with the BMDS. A Title 10 transfer is +therefore, unnecessary, + \6\ The C2BMC Tri-Service Structure was approved by the Deputy +Secretary of Defense in March 2014. + + Mr. Rogers. Virtually every part of DOD has been the subject of +cyber attacks, whether for espionage or other purposes. Is MDA any +different? Can you describe what you've done to keep MDA ahead of this +threat? Please reply in detail. Please ensure your response is +unclassified to the maximum extent possible. + Admiral Syring. The Missile Defense Agency (MDA) has been targeted +for cyber-attack like the rest of DOD; however, MDA has successfully +defended or mitigated cyber threats against our internal government +networks and systems. Similar to other DOD programs, persistent cyber +threats directed against defense industry base operated or owned +unclassified networks are a continual vulnerability. MDA is very +cognizant of the growing cyber threat and is aggressively working to +ensure the Ballistic Missile Defense System (BMDS) information is +protected, and that missile defenses can operate in a highly contested +cyber environment. To keep MDA ahead of the threat, we have implemented +a rigorous cybersecurity program as described below. + MDA is using and sharing cyber intelligence to reduce our +vulnerabilities. We use cyber intelligence to tune our cyber defenses +and focus our information protection efforts. These efforts are +accomplished in concert with DOD cyber forces (especially U.S. +Strategic Command's USCYBERCOM), intelligence community assets, and law +enforcement authorities. + MDA is improving the cyber hygiene of our missile defense +capabilities by ensuring our cybersecurity infrastructure has the +latest security upgrades and patches. MDA continually assesses our +systems, suppliers, and overall acquisition processes. We are ensuring +robust and secure configurations of our critical software and hardware +to reduce the risk of malicious activities. MDA also has a rigorous +cyber and Supply Chain Risk Management inspection program to examine +everything about our systems from the trusted supply chain to the +fielded capability. This ensures the highest possible levels of +compliance. + MDA is instituting the DOD Cybersecurity Discipline Implementation +Plan to mitigate risks for the information systems we own and manage. +MDA's program implements the DOD four Lines of Effort campaign: Strong +Authentication (to degrade the adversaries' ability to maneuver on DOD +information networks); Device Hardening (to reduce internal and +external attack vectors into DOD information networks); Reducing the +Attack Surface (to reduce external attack vectors into MDA information +networks); and Alignment to Cybersecurity/Computer Network Defense +Services (to improve detection of and response to adversary activity). +These efforts run across all facets of MDA and the BMDS mission systems +and general services infrastructures. + MDA has established an Insider Threat Program in accordance with +the DOD Directive 205.16, ``The DOD Insider Threat Program.'' MDA is +leveraging computer network defense capabilities, in addition to other +information streams, to proactively detect, mitigate, and defeat +potential insider threats. This program also ensures that only trusted +individuals have access to MDA program information and systems. + The MDA Computer Emergency Response Team (CERT) continues to +provide Computer Network Defense (CND) services as an accredited Tier +II CND Service Provider to MDA Programs of Record. The MDA CERT +executes a battle rhythm that includes daily monitoring and +collaboration with USCYBERCOM, Joint Force Headquarters-Department of +Defense Information Networks (JFHQ-DODIN), and other sources for the +latest threats to DOD and MDA. As a result MDA CERT tracked and managed +109 cyber taskings in fiscal year 2015 and approximately 77 cyber +taskings to date in fiscal year 2016, contributing to the overall +cybersecurity posture of MDA networks and resources. + MDA is incorporating cybersecurity requirements early into our +acquisition lifecycle. We are designing and building cybersecurity into +missile defenses, rather than adding it after the fact. MDA is ensuring +that we build cyber resilience into our systems and verifying +cybersecurity protection of deployed systems through realistic +cybersecurity testing. + We are working closely with our industry partners in the Defense +Industry Base (DIB) to ensure they can protect both classified and +unclassified information stored on their systems to prevent exposure to +potential adversaries. MDA knows that malicious cyber actors are +constantly attempting to exfiltrate information from U.S. Industry. We +will continue to work with our DIB partners, the FBI, and other +associates, to identify these issues and reduce the chances of success +for those responsible, in coordination with U.S. National Authorities +and in accordance with U.S. National Policy. + MDA continues to execute a rigorous cybersecurity controls +validation testing program on MDA networks and the BMDS in compliance +with the National Institute of Standards and Technology (NIST) Special +Publication 800-53, Revision 4, ``Security and Privacy Controls for +Federal Information Systems and Organizations.'' We recently +established a mandatory baseline set of technical cybersecurity +controls for implementation within the BMDS system specification. + Moreover, MDA is supporting BMD Warfighters with the joint +development of the Cyber BMD Concept of Operations (with Joint +Functional Component Command-Integrated Missile Defense and Joint +Functional Component Command-Space) to ensure cyber threats can be +rapidly detected, contained, and defeated. These efforts ensure the +Agency remains a strong mission partner, protects and defends MDA +information systems and networks, and optimizes cybersecurity +management and processes at a level commensurate with our critical +national defense mission. + Mr. Rogers. What consequences have there been for contractor +responsibility for such data loss/theft/spillage? + Admiral Syring. Available tools to address Contractor liability +include reducing award and incentive fee, negative Contractor +Performance Assessment Report ratings, decision to not exercise +contract options, and potential debarment from receiving Government +contracts. MDA has used these tools recently to hold Contractors +responsible for data lost/theft/spillage. MDA mandates the inclusion of +Defense Federal Acquisition Regulations Supplement clause 252.204-7012 +(Safeguarding of Unclassified Controlled Technical Information) in +existing and future contracts and other MDA-specific requirements + Mr. Rogers. How concerned are you that it is too easy for the bad +guys to get access to ``unclassified controlled technical information'' +about our missile defense systems? Have you seen examples of where they +have improved their systems thanks to this sort of U.S. data? If yes, +including if based on your suspicion, please provide as much detailed +information as possible concerning such examples. + Admiral Syring. We are very concerned about protecting Unclassified +Controlled Technical Information (UCTI). The Missile Defense Agency +(MDA) is working to ensure our Critical Covered Defense information is +appropriately protected and working Defense contractor supply chain to +implement oversight of defense contractor unclassified and development, +manufacturing, and administrative networks. + The Department issued a new Defense Federal Acquisition Regulation +Supplement clause in August 2015 to protect UCTI, which MDA is +incorporating into every new contract we award. + We have held an MDA Industry Day to discuss protection of UCTI and +appropriate program protection and cybersecurity controls. MDA has +formed an alliance with our key prime contractors and government +partners to assess both technical and non-technical protection +countermeasures that can be implemented to reduce the risk of +information loss and to help mitigate the risks of potential for cyber +exploitation. + A key part of this effort is the requirement to implement the +National Institute of Standards and Technology Special Publication 800- +71 security requirements by December 2017 and to implement appropriate +supply chain risk management countermeasures throughout our Defense +Industrial Base. These efforts should assist in providing enhanced +protection measures that are both cost-effective and reduce the risk of +critical information loss. MDA is leading an effort with our primes and +sub-contractors to identify where MDA specific covered defense +information (CDI) has the greatest protection risk and ensuring +additional security protection measures are implemented where +appropriate to provide better protection for both MDA and our industry +partners' critical information. + MDA defers to the Intelligence Community on how other countries +improve their systems. + Mr. Rogers. In a response to a request for information, MDA +indicated that planned Patriot-THAAD integration will consist of being +able to pass planning data between units via compact disc. It is +understandable that the document describes this as ``very limited THAAD +integration with IBCS''. Is that correct? Is that acceptable? Does this +demonstrate the Chairman of the Joint Chief's vision of integrated air +and missile defense? + Admiral Syring. MDA's response was accurate in that THAAD battle +plans are currently passed via compact discs to Army units. The +capability MDA and the Army are building for future increments does not +use CDs. The Army and MDA have jointly developed an initial integration +plan to provide shared defense design/battle planning and situational +awareness improvements by 2020. + The first integration step includes modification of THAAD software; +adding the Common Integrated Air and Missile Defense (IAMD) XML Schema +(CIXS) 3.6 interface to the THAAD Portable Planner; modification of the +IBCS Integrated Defense Design algorithms and user interface; and +remoting of THAAD workstations into a collocated IBCS Engagement +Operations Center functioning as the THAAD Battery command post. + Subsequent integration steps will be defined as part of the +requirements analysis in conjunction with the development of the Army +IAMD System of Systems Increment 3 Capabilities Production Document in +2018. This plan supports the Chairman of the Joint Chief's vision of +integrated air and missile defense. + Mr. Rogers. I understand the United Arab Emirates has indicated its +willingness to make a considerable investment in development of an +evolved extended-range THAAD system. Can you afford an extended-range +THAAD given your current budget profile? + Admiral Syring. The Department recently received a letter from the +United Arab Emirates (UAE) expressing interest in the Terminal High +Altitude Area Defense (THAAD) Extended Range (ER) concept. In response, +the Department clarified that while THAAD ER is not currently a program +of record, the Missile Defense Agency (MDA) is conducting a THAAD +follow-on study to assess alternative future capabilities to further +enhance the THAAD weapon system against current and future threats. The +Department committed to continue to keep the UAE informed through +ongoing dialogue. MDA is assessing affordability as part of the THAAD +follow-on study. + Mr. Rogers. Is it the case the Army Vice Chief of Staff and +STRATCOM have both stated that they need such a capability (e.g., an +evolved extended-range THAAD system)? What capability gaps have they +identified to MDA? Please reply in detail. Please ensure your response +is unclassified to the maximum extent possible. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Do you support such a partnership between the UAE and +the U.S. (e.g., to develop an evolved extended-range THAAD system)? + Admiral Syring. The United Arab Emirates is an important partner in +ballistic missile defense and leader in the region as the first country +to purchase THAAD batteries and interceptors through the Foreign +Military Sales program. While the Department of Defense is not +currently pursuing THAAD ER as a program of record, we are conducting a +THAAD follow-on study to assess alternative future capabilities to +further enhance the THAAD weapon system. As the Department evaluates +findings from the THAAD follow-on study, we have committed to keeping +the UAE informed and ensure that dialogue remains open. + Mr. Rogers. I understand the U.S. is discussing a Foreign Military +Sales case with Qatar for THAAD. Why is this case important for Qatar +and THAAD? Can we work together to accelerate this case to make sure +Qatar has these critical missile defense systems prior to the World Cup +in 2022? How? + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Recently, Bill Gertz of the Washington Free Beacon has +reported that North Korea has displayed a new road-mobile ICBM. Does +North Korea have a new road-mobile ICBM? Is it testing solid-rocket +motors for such a missile? Please reply in detail. Please ensure your +response is unclassified to the maximum extent possible. + Admiral Syring. The Missile Defense Agency defers to the Department +of Defense Intelligence Community. + Mr. Rogers. Can you remind this committee why road-mobile missiles +are a defense challenge for us? And what about such missiles with solid +fuel? + Admiral Syring. Mobile ballistic missile technology advances and +associated proliferation poses a growing threat to United States, our +allies, and partner forces and territory including the homeland. Road +mobile launchers enable potential adversaries to launch missiles from +unexpected locations. Solid fuel provides more flexibility to the +threats we face by reducing the time required to prepare and launch +these missiles + Mr. Rogers. Am I correct that under the current plan for the +ground-based midcourse defense system, there are no operational spares +GBIs for, is it 5 or 6 years? It's well into the 2020s, right? What +happens if there is an unplanned failure? Please reply in detail. +Please ensure your response is unclassified to the maximum extent +possible. + Admiral Syring. The Missile Defense Agency (MDA) will not have +operational spare Ground Based Interceptors (GBIs) until 2020. In +President's Budget 2017, MDA plans to deliver three initial production +Redesigned Kill Vehicle (RKV) units in fiscal year 2020 (FY20) and two +initial production Configuration 3 (C3) boost vehicles in FY23. One of +the RKVs and one of the C3 boosters will be designated as an +operations/test spare. + In the event of an unplanned failure for one of the operational +GBIs, Ground-based Midcourse Defense Program Manager for Readiness +would task the GBI contractor to repair the interceptor. During the +timeframe for the repair, the warfighter would lose one interceptor +from inventory. + Mr. Rogers. Is this reality (the lack of operational spares +referenced in the previous question) an artifact of years of under- +investment in the GMD system? What is the best way to mitigate this +risk? + Admiral Syring. The lack of operational spares is due to +significantly increasing the amount of operational Ground-based +Interceptors (GBIs). To achieve the SECDEF mandate of fielding 44 GBIs +by the end of calendar year 2017, MDA is emplacing all previously +planned spares in the operational fleet. The following table +illustrates the current program plan and the utilization of GBIs to +meet operational and test requirements. + +---------------------------------------------------------------------------------------------------------------- + Total Legacy contract (-0001) Deliveries 47 +---------------------------------------------------------------------------------------------------------------- +Total Development and Sustainment Contract 11 ............................................. + (DSC) Deliveries +---------------------------------------------------------------------------------------------------------------- + Total Deliveries 58 ............................................. +---------------------------------------------------------------------------------------------------------------- +Subtract Flight Tests and Stockpile (12) FTG-06, BVT-01, FTG-06a, CTV-01, CTV-02+, FTG- + Reliability Program (SRP) 07, FTG-06b, FTG-11a, FTG-11b, SRP (2), FTG- + 15 +---------------------------------------------------------------------------------------------------------------- + Total Available 46 ............................................. +---------------------------------------------------------------------------------------------------------------- +Emplace 30 ..................... (Original GM Plan) +---------------------------------------------------------------------------------------------------------------- +IF: 30 are emplaced; THEN: Subtract 30 RESULT: 16 GBIs available to support future + from 46 total Flight Tests, Spares and SRP. Provides 10 + available; 46-30=16 Flight Test assets for fiscal year 2020 + (FY20) through FY28 and 6 for Spares and SRP +---------------------------------------------------------------------------------------------------------------- +Emplace 44 ..................... (March 2013 SECDEF Mandate) +---------------------------------------------------------------------------------------------------------------- +IF: 44 are emplaced; THEN: Subtract 44 RESULT: 2 GBIs are available to support + from 46 total flight tests in FY20 and FY21 + available; 46-44=2 +---------------------------------------------------------------------------------------------------------------- + + + Our President's Budget 2017 plan mitigates this risk by providing +redesigned kill vehicle spares beginning in FY20 and Configuration 3 +spares in FY23. + Mr. Rogers. Please detail any exercises, table top exercises, or +war games you have participated in concerning left-of-launch ballistic +missile defeat. In such exercises, were there any areas in which it was +observed that policy guidance was required to successfully carry out +such capability? If so, please identify and describe such observed +areas needing policy guidance from OSD. + Admiral Syring. The Missile Defense Agency's (MDA's) wargame and +exercise support is primarily limited to providing modeling and +simulation focusing on right-of-launch ballistic missile defeat for +Warfighter-sponsored wargames and exercises. + MDA defers to the respective combatant commands for specific +details or questions regarding policy guidance observations or +requirements for executing Left-of-Launch activities. + Mr. Rogers. What kind of intelligence do we need to possess in +order for the President to order a preemptive attack on a state +possessing nuclear weapons? + Admiral Syring. This question would be best addressed by the U.S. +Strategic Command. + Mr. Rogers. What do potential adversaries like Russia, China, Iran +and other states know about THAAD and PATRIOT? Do they know more than +they should? What does that tell us about the security of data about +U.S. missile defense? Please reply in detail. Please ensure your +response is unclassified to the maximum extent possible. + Admiral Syring. The Missile Defense Agency defers to the Department +of Defense Intelligence Community. + Mr. Rogers. How much do the TD-2 and KN-08 have in common, in terms +of technology and systems? How much of the KN-08 is it safe to say has +been tested? Please reply in detail. Please ensure your response is +unclassified to the maximum extent possible + Admiral Syring. The Missile Defense Agency defers to the Department +of Defense Intelligence Community. + Mr. Rogers. Are we outpacing the threat? How do you evaluate +``outpacing'' the threat? Based on what criteria? Please provide a +detailed list of adversary developments regarding ballistic missile +capability that affected our ability to ``outpace'' the threat. What +developments by adversaries, if any, have surprised you? Please reply +in detail. Please ensure your response is unclassified to the maximum +extent possible. + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. How much control do you have over LCMD? How much +insight do you have over something that will go into a system for which +you are responsible? + Admiral Syring. Since 2015, the Missile Defense Agency has provided +technical support to the Office of the Secretary of Defense/Sandia +National Laboratory Low Cost Missile Defeat team, to include systems +engineering, Terminal High-Altitude Area Defense system design, +sensors, and cost estimating. We have also provided technical deep +dives and guidance on the Ballistic Missile Defense System +architecture, system requirements, concept of operations, safety and +mission assurance, and integration information. We will continue to +provide technical support through 2016 in support of a Systems +Requirements Review in July and activities leading to a Preliminary +Design Review. We participate in all of the major reviews and weekly +tag up meetings. + Mr. Rogers. Are there any other missile defense capabilities you +are aware of that are being developed outside of MDA? For example, by +the Strategic Capabilities Office? What is your level of insight and +technical authority over such capability developments. + Admiral Syring. The Missile Defense Agency (MDA) is an active team +member of the Hypervelocity Gun Weapon System (HGWS) Project sponsored +by the Office of Secretary of Defense Strategic Capabilities Office +(SCO). MDA supports the HGWS systems engineering efforts and is +developing a Prototype Fire Control Radar to support system level +demonstrations in the fiscal year 2018-2019 time frame. MDA actively +participates in Integrated Air and Missile Defense architecture and +requirements development, ballistic missile defense mission performance +analysis, and HGWS system-level test planning, as well as 3-Star-level +Sensor Steering Committee meetings. + In addition, MDA is partnering with SCO on other projects at higher +classification levels. + Mr. Rogers. I would like to give you an opportunity to clarify a +response to a question during the 14 April hearing, are you funded to +develop and deploy defense against boost-glide missiles like those +being developed by Russia and China? How much would such development +cost? + Admiral Syring. [The information referred to is classified and +retained in the committee files.] + Mr. Rogers. Am I correct that, if we assume a 2028 initial fielding +of a new Patriot radar, we will have a radar system with components, in +some cases, that are 58 years old? + Mr. Pike. The average age of all Patriot ground equipment including +the radars and their components across the U.S. Army fleet is 7.5 +years. This average age is achieved through the Patriot +recapitalization program and the Patriot modification efforts and is +cost-effectively enabled by new radar production for foreign partners +and continuous obsolescence management. The Patriot recapitalization +program is a complete depot overhaul effort that returns one battalion +set of Patriot ground system equipment per year (including radars) to +like-new (zero miles/zero hours) condition. The recapitalization +program is conducted at the Letterkenny Army Depot in Pennsylvania and +is funded with Operations and Maintenance Army funding. While the +original design heritage of Patriot goes back to the 1970s, the Army +has implemented a continuous and robust hardware and software +modification effort over the years to address performance, readiness, +and obsolescence. These modification efforts not only replace older +components, but also leverage the substantial investment of our foreign +partners and most recently included the new Radar Digital Processor, +new Modern Adjunct Processor, and the new Modern Man Station. These +components also enable adaptation to the Army's Integrated Air and +Missile Defense Battle Command System (IBCS). + The materiel solution for the Lower Tier Air and Missile Defense +Sensor (LTAMDS) has not been determined nor has a program baseline +(cost, schedule, performance) been established. The LTAMDS effort could +result in an upgrade to the current Patriot radar or a new radar to +replace the Patriot radar. The Army's plan is to conduct a full and +open competition to allow industry to propose and demonstrate materiel +solutions that address the approved LTAMDS requirements. While LTAMDS +is being developed and fielded, Patriot readiness and performance will +be maintained through the recapitalization, modification, and +obsolescence management efforts described above. + Mr. Rogers. How many requirements or objectives can Patriot not +meet today due to obsolescence or adversary threat developments? Please +provide me the complete list. Please reply in detail. Please ensure +your response is unclassified to the maximum extent possible. + Mr. Pike. [The information referred to is classified and retained +in the committee files.] + Mr. Rogers. When you testified, you stated the Army Requirements +Oversight Council was meeting that week to establish an actual +operational requirement for the LTAMD radar. Did it? Please provide +such AROC-approved requirement if so. + Mr. Pike. [The information referred to is classified and retained +in the committee files.] + Mr. Rogers. Please provide the operational availability information +for each Patriot battery for the most recent year for which it is +available. Please reply in detail. Please ensure your response is +unclassified to the maximum extent possible. + Mr. Pike. Over the last twelve months, Operational Readiness was +the driver of availability of Patriot units. Operational Readiness is +reported monthly for the worldwide U.S. Army Patriot fleet and is also +broken out by the following regions: Korea, Pacific Command (PACOM), +Continental United States (CONUS), Europe (USAREUR), and Southwest Asia +(SWA). + The Army's Operational Readiness goal for Patriot is 90 percent. +The most current Operational Readiness data available for the last +twelve months is provided below ending May 2016: + + Worldwide 92.67% + Korea 97.75% + PACOM 79.83% +--------------------------------------------------------------------------- + PACOM failures were in radar, heavy and medium wheeled +vehicles, and trailers. There were three separate months that affected +the PACOM Operational Readiness rate. Radar faults occurred in August +2015 and were corrected by the end of the month. Issues with vehicles +occurred in October 2015 and were corrected by the end of that month. +Radar faults and trailer issues occurred in APR 2016 and were corrected +later that same month. The most recent month's (May 2016) Operational +Readiness rate for PACOM was reported as 96 percent. +--------------------------------------------------------------------------- + CONUS 93.42% + USAREUR 91.17% + SWA 93.25% + + Mr. Rogers. What is the risk that, due to obsolescence, the Army +will not be able to keep the Patriot radar fully functional to your +planned 2028 initial fielding plan? Please explain your answer in +detail and cite Army analysis/analyses that has been conducted to +inform your answer. Please reply in detail. Please ensure your response +is unclassified to the maximum extent possible. + Mr. Pike. Due to the recapitalization program, the modification +efforts, and continuous monitoring as well as the extensive new +production for our foreign partners, the Army categorizes the risk to +Patriot radar functionality (performance and operational readiness) as +low. + The Army continuously monitors component obsolescence in all +Patriot end items. Commercially-available databases are utilized to +assess the availability of electronic components used in the +manufacture, modification, and recapitalization of the radar. The +modification efforts to maintain performance and readiness against the +evolving threat (functionality) produce the latest configuration of the +Patriot ground system (including radars) for the U.S. Army fleet called +Configuration 3+ (C3+). The C3+ modification effort results in a 49.3 +percent reduction in obsolete parts associated with the Patriot radar +compared to the previous radar configuration. The overall obsolescence +percentage of the C3+ radar is assessed at 4.3 percent of the total +radar parts. The Army also monitors field failure data to ensure that +spare and repair programs are not affected by obsolescence issues. + Although the U.S. Army does not currently plan to procure any new +Patriot radars, there is an extensive C3+ production program for our +foreign partners. The new production enables a cost-effective supply +chain to support performance, readiness, and sustainment of the U.S. +Army capability, resolves certain obsolescence issues, and provides +opportunity to reduce obsolescence even further. + Mr. Rogers. Can you please tell me, if you begin fielding the new +radar in 2028, when will it be fully deployed to our Army air +defenders? + Mr. Pike. The Lower Tier Air and Missile Defense Sensor effort has +not yet been established/approved as an acquisition program. Therefore, +the program baseline (cost, schedule, performance) has not yet been +established. The program baseline will be informed by results of the +full and open competition using the Army's approved operational +requirements. + Mr. Rogers. As the acquisition lead for the Army for Patriot, can +you please assure us that at the end of the Lower Tier Army Missile +Defense radar modernization program that all, all, capability and +objective requirements gaps will be closed so that they are covered for +our soldiers and joint warfighters who depend upon this system? If not, +what capability and requirement gaps will not be met? Please reply in +detail. Please ensure your response is unclassified to the maximum +extent possible. + Mr. Pike. The Army's approved operational requirement for the Lower +Tier Air and Missile Defense Sensor (LTAMDS) addresses all of the known +capability gaps based on current threat projections for future years. +The LTAMDS program will be structured to achieve the Army's operational +requirements which will close the gaps. However, threat projections are +simply that--today's predictions of the future threat which may or may +not accurately reflect the threat in the future. Threat projections and +capability gaps are updated on a recurring basis. As the threat +evolves, additional capability gaps and objective requirements may be +identified during development, production, fielding, and/or sustainment +of LTAMDS. Any necessary improvements to address the updated threat +projections/emergent gaps will likely be implemented through +evolutionary software development and hardware modifications (or +product improvement programs) if required based on operational risk +assessments. This is the same process that has been successfully +accomplished in Patriot for decades. + Mr. Rogers. In a response to a request for information, MDA +indicated that planned Patriot-THAAD integration will consist of being +able to pass planning data between units via compact disc. It is +understandable that the document describes this as ``very limited THAAD +integration with IBCS''. Is that correct? Is that acceptable? Does this +demonstrate the Chairman of the Joint Chief's vision of integrated air +and missile defense? + Mr. Pike. Planned Patriot-THAAD integration does not consist of +passing planning data between units via compact disc. Missile Defense +Agency's (MDA) response was accurate in that THAAD battle plans are +currently passed via compact discs to Army units for non-real time +planning purposes. Near real-time target data and engagement status is +currently shared between THAAD and Army mission command elements +automatically via tactical data links. Additionally, the Army and MDA +are building capabilities for future increments of non-real time battle +planning that eliminates the need for compact discs. The Army and the +MDA have jointly developed an initial integration plan to provide +shared defense design/battle planning and situational awareness +improvements by 2020. The work includes modification of THAAD software; +adding the Common IAMD Extensible Markup Language Schema 3.6 interface +to the THAAD Portable Planner; modification of the IBCS Integrated +Defense Design algorithms and user interface; and remoting of THAAD +workstations into a collocated IBCS Engagement Operations Center +functioning as the THAAD battery command post. Subsequent integration +steps will be defined as part of the requirements analysis in +conjunction with the development of the Army IAMD System of Systems +Increment 3 Capabilities Production Document in 2018. This plan +supports the Chairman of the Joint Chief's vision of integrated air and +missile defense. + ______ + + QUESTIONS SUBMITTED BY MR. COOPER + Mr. Cooper. Please give us your views on the efforts to change the +decades-long missile defense policy of defending against a limited +missile defense attack. Would expanding this policy to defense against +all missile defense attacks, including large-scale attacks from China +or Russia, be possible and cost-effective? What would the strategic +stability implications be of such a change in policy? Is there an +operational requirement for this? How do we deter Russian and Chinese +attacks? + Mr. McKeon. It has been long-standing U.S. policy not to seek to +build missile defense capabilities that could threaten China's or +Russia's strategic deterrent. Every U.S. Administration has instead +relied on our nuclear Triad to ensure credible deterrence against +Chinese and Russian Intercontinental Ballistic Missile (ICBM) attack +against our homeland. Changing this policy would raise profound +questions about whether the United States is now pursuing the +development and deployment of large-scale, advanced missile defense +capabilities to negate either Russia's or China's strategic deterrent. +This development could undermine strategic stability with regard to +both countries, and could lead them to respond by accelerating and +expanding their strategic nuclear forces, or by developing a more +advanced asymmetrical response capability. + Furthermore, the technical challenges and interceptor inventories +associated with building missile defenses to cope with a large-scale, +sophisticated Russian or Chinese missile attack would make the project +cost-prohibitive. + DOD continues to believe that the most effective and reliable means +to deter an attack on the United States by a major nuclear power is to +sustain and modernize our strategic nuclear Triad. + Mr. Cooper. Admiral Syring, you noted that Space Based Interceptors +are neither technically nor financially feasible. Please explain these +feasibility concerns. + Admiral Syring. At a conceptual level, Space Based Interceptors +(SBI) could provide on-demand boost and early post-boost access against +certain classes of threats even in places where terrestrial weapons +would be geographically constrained or politically precluded. However, +the basic feasibility of an SBI layer with operational utility has not +yet been shown in the relevant environment of space and on the +compressed engagement timelines required.\1\ Essential SBI technologies +have been worked only sporadically over the years and consequently are +not feasible to procure, deploy, or operate in the near- to mid-term. +--------------------------------------------------------------------------- + \1\ Note: Delta 180 (Vector Sum) did demonstrate in 1986 the +principle of intercepting in space a target during powered flight +--------------------------------------------------------------------------- + Cost has traditionally been a barrier to space based defenses. +Feasible solutions would depend upon aggressive incorporation of light- +weight technologies, low-cost access to orbit, and selection of a +mission that is bounded enough to be affordable and at the same time +militarily useful. The 2011 IDA report showed costs ranging from $26B +for a limited mission, to greater than $60B for a ``medium'' capability +system that could perform against near-term threats, to over $200B for +a full global defense. + Mr. Cooper. Please give us your views on the efforts to change the +decades-long missile defense policy of defending against a limited +missile defense attack. Would expanding this policy to defense against +all missile defense attacks, including large-scale attacks from China +or Russia, be possible and cost-effective? Is it technologically +feasible? What would the cost be? + Admiral Syring. The Office of the Secretary of Defense for Policy +is the most appropriate organization to respond to questions concerning +a change in missile defense policy. + ______ + + QUESTIONS SUBMITTED BY MR. FORBES + Mr. Forbes. We understand that the Department of Defense is +considering deploying JLENS in the Mid-Atlantic region. Would Wallops +Island, Virginia, be a suitable location to deploy JLENS in support of +NORTHCOM/NORAD missions? + Admiral Gortney. A number of sites were considered when planning +for the three-year JLENS Operational Exercise (OPEX) from FY15 through +FY17. Wallops Island was one of the sites considered; however, due to a +number of variables, including current availability of restricted +airspace and the timeframe required to develop new restricted airspace, +Wallops Island was not deemed suitable to support the OPEX in the given +timeframe. The objective of the JLENS OPEX was to assess JLENS +contribution to cruise missile defense within the National Capital +Region and inform an enduring mission decision. If the OPEX results had +supported an enduring mission requirement, an assessment of optimal +JLENS locations, including additional site surveys if necessary, would +be part of the JLENS enduring mission decision. + ______ + + QUESTIONS SUBMITTED BY MR. BISHOP + Mr. Bishop. It is my understanding that you are on schedule to +ensure that 44 Ground Based Interceptors (GBI) are fielded by the end +of 2017. Can you describe for the committee how many back-up boosters +and kill vehicles MDA plans to acquire to support the 44 GBI fleet? + Admiral Syring. The Missile Defense Agency is on track to field 44 +GBIs by the end of 2017. The Agency plans to acquire three spare +redesigned kill vehicles and two spare Configuration 3 boosters from +calendar years 2020-2025 to support the 44 GBI fleet. + Mr. Bishop. Do you believe that you are on schedule to ensure that +the upgraded booster, known as C3, will be able to support the new +Redesigned Kill Vehicle (RKV) fielding in the 2020-2022 time frame? How +much funding in FY17 is requested to begin C3 development? + Admiral Syring. No, the Configuration 3 (C3) booster will not be +delivered to support RKV fielding from 2020-2022. In order to maximize +system reliability as quickly as possible and to meet the 2016 National +Defense Authorization Act requirement to replace all Capability +Enhancement-1 (CE-I) exoatmospheric kill vehicles (EKV) by 2022, the +Missile Defense Agency (MDA) will initially recap C1 boosters with +RKVs. Beginning in 2023, MDA will deliver C3 boosters with RKVs and +continue until all CE-2 EKVs are replaced. Beginning in 2024, the first +18 RKVs that were placed on C1 boosters will receive their C3 booster. +This strategy focuses resources on the highest priority GBI component +(replacing all CE-I kill vehicles) while phasing in the C3 booster in +an efficient manner. In PB17, the Agency has requested $20.8 million in +fiscal year 2017 to begin C3 development. + + [all] +