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+[House Hearing, 116 Congress] +[From the U.S. Government Publishing Office] + + + + + [H.A.S.C. No. 116-4] + + MILITARY SERVICE ACADEMIES' + + ACTION PLANS TO ADDRESS THE + + RESULTS OF SEXUAL ASSAULT + + AND VIOLENCE REPORT AT THE + + MILITARY SERVICE ACADEMIES + + __________ + + HEARING + + BEFORE THE + + SUBCOMMITTEE ON MILITARY PERSONNEL + + OF THE + + COMMITTEE ON ARMED SERVICES + + HOUSE OF REPRESENTATIVES + + ONE HUNDRED SIXTEENTH CONGRESS + + FIRST SESSION + + __________ + + HEARING HELD + + FEBRUARY 13, 2019 + + +[GRAPHIC NOT AVAILABLE IN TIFF FORMAT] + + __________ + + + U.S. GOVERNMENT PUBLISHING OFFICE +35-337 WASHINGTON : 2020 + +-------------------------------------------------------------------------------------- + + + + + SUBCOMMITTEE ON MILITARY PERSONNEL + + JACKIE SPEIER, California, Chairwoman + +SUSAN A. DAVIS, California TRENT KELLY, Mississippi +RUBEN GALLEGO, Arizona RALPH LEE ABRAHAM, Louisiana +GILBERT RAY CISNEROS, Jr., LIZ CHENEY, Wyoming + California, Vice Chair PAUL MITCHELL, Michigan +VERONICA ESCOBAR, Texas JACK BERGMAN, Michigan +DEBRA A. HAALAND, New Mexico MATT GAETZ, Florida +LORI TRAHAN, Massachusetts +ELAINE G. LURIA, Virginia + Jamie Jackson, Deputy General Counsel + Dan Sennott, Counsel + Danielle Steitz, Clerk + + + C O N T E N T S + + ---------- + Page + + STATEMENTS PRESENTED BY MEMBERS OF CONGRESS + +Kelly, Hon. Trent, a Representative from Mississippi, Ranking + Member, Subcommittee on Military Personnel..................... 4 +Speier, Hon. Jackie, a Representative from California, + Chairwoman, Subcommittee on Military Personnel................. 1 + + WITNESSES + +Carter VADM Walter E., Jr., USN, Superintendent, United States + Naval Academy.................................................. 30 +Christensen, Col Don, USAF (Ret.), President, Protect Our + Defenders...................................................... 5 +Morris, COL Lawrence J., USA (Ret.), Chief of Staff, The Catholic + University of America.......................................... 6 +Silveria, Lt Gen Jay B., USAF, Superintendent, United States Air + Force Academy.................................................. 31 +Van Winkle, Dr. Elizabeth P., Executive Director, Office of Force + Resiliency, Office of the Under Secretary of Defense for + Personnel and Readiness........................................ 26 +Williams, LTG Darryl A., USA, Superintendent, United States + Military Academy............................................... 28 + + APPENDIX + +Prepared Statements: + + Carter VADM Walter E., Jr.................................... 89 + Christensen, Col Don......................................... 60 + Morris, COL Lawrence J....................................... 64 + Silveria, Lt Gen Jay B....................................... 100 + Speier, Hon. Jackie.......................................... 57 + Van Winkle, Dr. Elizabeth P.................................. 68 + Williams, LTG Darryl A....................................... 74 + +Documents Submitted for the Record: + + Air Force Academy email submitted by Ms. Speier.............. 123 + +Witness Responses to Questions Asked During the Hearing: + + Dr. Abraham.................................................. 127 + +Questions Submitted by Members Post Hearing: + + Mr. Bergman.................................................. 134 + Ms. Escobar.................................................. 132 + Ms. Speier................................................... 131 + + + MILITARY SERVICE ACADEMIES' ACTION PLANS + + TO ADDRESS THE RESULTS OF SEXUAL ASSAULT + + AND VIOLENCE REPORT AT THE MILITARY + + SERVICE ACADEMIES + + ---------- + + House of Representatives, + Committee on Armed Services, + Subcommittee on Military Personnel, + Washington, DC, Wednesday, February 13, 2019. + The subcommittee met, pursuant to call, at 2:13 p.m., in +room 2212, Rayburn House Office Building, Hon. Jackie Speier +(chairwoman of the subcommittee) presiding. + +OPENING STATEMENT OF HON. JACKIE SPEIER, A REPRESENTATIVE FROM + CALIFORNIA, CHAIRWOMAN, SUBCOMMITTEE ON MILITARY PERSONNEL + + Ms. Speier. Welcome, everyone. We are somewhat late in +starting this hearing because all the women of the House and +Senate take a picture every year to draw attention to women's +heart health, and that is why we are all dressed in red today. +So if you see members who are of the distaff version coming in, +that is because that picture is still being taken right now. + But I think, without any objection, we will start with them +in absentia, and move forward. So this meeting will come to +order. My name is Jackie Speier, I am the chair of the +Subcommittee on Military Personnel, and I welcome all of you +who are here today, those who are witnesses, and those as +members of the audience. + I was profoundly disturbed when I read the Annual Report on +Sexual Harassment and Violence at the Military Service +Academies. The results show that after a decade-plus of +concerted efforts to address sexual harassment and assault, the +problem has only grown worse. I believe we all appreciate how +alarming these numbers are. I cannot stress enough that this +survey is among the best measures of the prevalence of unwanted +sexual contact and harassment at any university, company, or +organization. + The survey has been administered for over a decade with the +same questions and an expert-approved measurement. Sixty-eight +percent of the students participated. This isn't a blip, a +#MeToo bump, or some accident. It is a clear illustration of a +destructive trend and a systemic problem. + The report says that in 4 years, occurrences of unwanted +sexual contact increased from 327 to 747, more than doubling +the number of sexual assaults at the military academies. Now, +the term ``unwanted sexual contact'' is being defined in the +survey by asking very specific questions, which I am going to +read now, lest any of us think that this is some mild tap on +the buttocks. + The questions are: Sexually touched--the question is: +Unwanted sexual contact behavior. Sexually touched you, for +example, intentionally touching of genitalia, buttocks, breasts +if you are a woman, or made you sexually touch them. Attempted +to make you have sexual intercourse but was not successful. +Made you have sexual intercourse. Attempted to make you perform +or receive oral sex, anal sex, or penetration by a finger or +object, but was not successful. Made you perform or receive +oral sex, anal sex, or penetration by a finger or object. + Those were the questions asked and the answers to those in +questions doubled from 327 to 747. What makes this even more +disturbing is that the number of reported sexual assaults +occurring at the academies remained stagnant. That means the +numbers went up dramatically, but the numbers who actually +reported stayed the same. + Only 12 percent of assaulted individuals formally reported. +So we have to ask the question: Why is it that only 12 percent +of those who have been sexually assaulted, in the terms that I +have just spoken, did not come forward? Low report should be no +surprise given that half of those who did report were +retaliated against. + Thirty-seven percent of those who reported experienced +social ostracism, reflecting a culture defined by victim- +blaming. Out of these 747-plus assaults and 69 unrestricted +reports, the academies only convicted 4 perpetrators. Victims +report at their own peril. That is the message that is being +sent, because they are more likely to face consequences than +their perpetrators. + The case of Ariana Ballard and Stephanie Gross, former West +Point students who are presently--who had previously appeared +before this subcommittee, demonstrate the problem. Ariana, a +top swimming recruit was ostracized by her peers when she +reported that fellow swim team members had sexually harassed +her as a freshman. So who was punished? She was. She had to +train alone. + Stephanie was violently raped the same year, and an +investigation found insufficient evidence to bring charges +against her rapist. After Stephanie was raped again, she +considered not reporting, fearing that, again, no one would +believe her. Stephanie reported anyway and her attacker was +convicted of assault, but not sexual assault. + Stephanie and Ariana faced mounting retaliation in the form +of mental fitness and drug tests until they chose to leave the +academy. This type of treatment for the brave few that do +report deters the rest. Meanwhile, half of all women at the +academies reported being pervasively or severely sexually +harassed in the 2017-2018 academic year. + Think about that for a minute. One-half of the women cadets +and midshipmen reported being sexually harassed. That is 1,622 +future officers who start their careers being harassed by their +peers. None of them reported formally, not one. Sex harassment +can be a precursor to assault. We need to appreciate that. + The survey also found that only 56 percent of the cadets +and midshipmen think their peer leaders make honest and +reasonable efforts to stop assault. So if the peer leaders are +not people you can trust, it shouldn't surprise us that they +are not reporting. + And despite the Department touting relatively high trust in +uniformed leadership, that number of 70 percent is worse than +it was 2 years ago. To live, study, and learn in an environment +where harassment is so pervasive, expected, and accepted, that +half of all women are harassed and none report is a stunning +rebuke in the confidence of the system and a stunning example +of perseverance by the young women. + My colleagues and I have had the privilege to appoint high +school seniors for admission to the academies. That is one of +the great privileges we have as Members of Congress. They are +consistently among the best, brightest, and most accomplished +young people in our communities. They are earnest, respectful, +and dedicated, and then they go away to school and we get this. +I wonder if we are missing something when we recommend them, if +we should be looking more closely at their moral fitness, or if +the culture at these schools is that corrupting. Perhaps it is +a little bit of both. + I do know this: Three out of the four high school seniors +that I recommended for admission this year are women. Women +will continue to attend the academies and serve our country. +All three academies' freshman class have at least 24 percent. +And I understand that next year, the numbers will grow. So the +number of women coming to the academies is only going to grow, +and that is why it is essential that we fix this problem. + These results don't call for tweaks and adjustments. The +superintendents have been touting incremental fixes made after +this survey were administered, but there is no reason we should +expect adjustments to change the overall trend. This report is +a scathing indictment of the academies' culture. We need to +expand our toolbox and use both carrots and sticks to hold +perpetrators accountable, and to deter others through serious +repercussions. + Academy leaders must promote a strong culture of dignity, +respect, educate students on right and wrong, and have zero +tolerance for violations. The superintendents have said they +are doing much of this, but the problem has gotten worse. +Leaders must earn students' trust by making good on promises to +impose severe penalties on predators. They must treat survivors +uniformly, modeling best practices from other academies. And +they must address the issues that stem from over 25 percent of +the students self-identifying as being problematic drinkers. + I guess my message really is quite simple. I am putting the +academies on notice. We are putting all of you in the situation +where it is time for us to recognize that this is a crisis, and +I intend to watch it like a hawk. You know, it is time for us +to elevate the brave women, and some men, who come forward, and +knowing full well that retaliation is likely, and instead, take +the kinds of actions against perpetrators that will finally rid +us of this rot. + Today we have two panels. During the first panel we will +have the opportunity to hear from outside experts who have +dedicated their careers to these sensitive issues. During the +second panel, the Department of Defense and the superintendents +of our military service academies will explain why their +current approach to this problem have failed, and how we can +rethink our approaches to sexual violence at our academies. + I look forward to hearing from all of you today. But before +I introduce our first panel, let me offer Ranking Member Kelly +an opportunity to make some opening remarks. + [The prepared statement of Ms. Speier can be found in the +Appendix on page 57.] + + STATEMENT OF HON. TRENT KELLY, A REPRESENTATIVE FROM + MISSISSIPPI, RANKING MEMBER, SUBCOMMITTEE ON MILITARY + PERSONNEL. + + Mr. Kelly. Thank you to the Chair. First, I want to +congratulate Representative Speier on becoming the chairwoman +of this very important subcommittee on the very important Armed +Services Committee. I want to welcome our fellow members of the +subcommittee on both sides. I look forward to working with each +of you on all the issues impacting our service members and +their families. + I also am very troubled by the results of this year's +Annual Report on Sexual Harassment and Violence at the Military +Service Academies. Just as the nation continues to struggle +with an increase in sexual violence, it is clear that the +military and our service academies are not immune from this +crisis. Every cadet and midshipman is told from day one that +they must rely on each other in order to succeed at the +academy. + The vast majority of cadets and midshipmen treat each other +with dignity and respect and go on to distinguished careers in +the military. However, when a cadet or midshipman preys on +another through sexual assault or harassment, the betrayal is +profound and shakes the institution to its core. + These horrific crimes not only deeply impact the victim, +they do wide-ranging damage to the entire academy and to our +society as a whole. The academies have put enormous resources +and attention towards improving sexual assault prevention and +response; nonetheless, the problem seems to be getting worse. +While this is a multifaceted and difficult issue, one thing is +clear: The results of this survey are unacceptable, and the +leadership of the military service academies must redouble +their efforts in order to fix this immediately. + Therefore, I look forward to hearing from both of our +panels today about how to improve sexual assault prevention and +response. I am particularly interested to hear from the +superintendents about their plans to address this increase in +prevalence. I am interested to hear more about the efforts to +enhance preadmission screening in order to accurately identify +candidates who have character issues that may preclude their +admissions. I would also like to hear more about how the +academies are improving prevention and intervention efforts to +ensure they resonate with young cadets and midshipmen. + Finally, as a former district attorney who has prosecuted +sex crimes, I would like to learn more about how the academies +use the judicial and administrative authorities they have to +hold perpetrators accountable. One case of sexual assault, +violence, or harassment is one too many. And one case of sexual +assault that is not reported because of systemic problems is +unacceptable. + I want to hear how each of the service academies is +proceeding to address this critical issue. With that, I look +forward to hearing from both of our panels, and I yield back. +Thank you, Ms. Speier. + Ms. Speier. Thank you, Ranking Member Kelly. Each witness +will have the opportunity to present his or her testimony, and +each member will have an opportunity to question the witnesses +for 5 minutes. We respectfully ask the witnesses to summarize +their testimony in 5 minutes. Your written comments and +statements will be made part of the record. + So now we will welcome our first panel. First, Retired +Colonel Don Christensen, United States Air Force, who is +president of Protect our Defenders. And, second, Retired +Colonel Lawrence Morris of the U.S. Army, Chief of Staff now to +The Catholic University of America. Welcome to both of you. + And, Colonel Christensen, you can begin. + + STATEMENT OF COL DON CHRISTENSEN, USAF (RET.), PRESIDENT, + PROTECT OUR DEFENDERS + + Colonel Christensen. Chairwoman Speier and Ranking Member +Kelly, thank you for the opportunity to appear before you on +this vitally important topic for our nation's security. As a +brief introduction, I retired after 23 years' service as an Air +Force JAG [judge advocate general]. During that time, I served +twice as a defense counsel, multiple times as a prosecutor, +including as the chief prosecutor for Europe and Southwest +Asia, and as the chief prosecutor for the United States Air +Force. I have served as a trial judge, and I had been selected +to serve as an appellate judge when I elected to retire. + For the last 4 years I have been the president of Protect +our Defenders, a human rights organization dedicated to +advocating for victims of military sexual trauma. We provide +attorneys free of charge, and I, myself, represent clients who +are going through the often hostile military justice process. +During this time, I have talked with hundreds of survivors, +including those from all the service academies. + As Congresswoman Speier has very succinctly and very +correctly identified, there is a huge problem with sexual +assault at the academies. The one thing that I really think +needs to be brought to this committee's attention is these +rates compared to the Active Duty force. Sixteen percent, just +about 16 percent of the women at the academies are sexually +assaulted. That is four times the rate of the Active Duty +force. For men, 2.4 percent. That is three times the rate of +the Active Duty force. These are sobering estimates, especially +when we compare to the Active Duty force. + Yet accountability for perpetrators is almost nonexistent. +Last year, only four offenders were convicted at a court +martial for their offenses, and a tiny handful were discharged. +This should be a wake-up call for academy leadership. The +failure to weed out perpetrators means that hundreds of sex +offenders are commissioned into the Active Force every year. +That should be very sobering. Every year, hundreds of sex +offenders are commissioned into the Active Force. + We can only imagine the impact this has on the military's +ability to address sexual assault and harassment throughout the +services. A service academy commission undoubtedly gives an +officer an advantage for the competition for promotions, +command, and ultimately the attainment of general and flag +rank. + The last three Chiefs of Staff of the Air Force and five of +the last seven have been Air Force Academy grads. The current +Chief of Naval Operations is a Naval Academy grad. The +academies have an impact on the Active Force much greater than +the actual numbers of their graduates. It is for this very +reason that Congress, the President, and the American people +must demand solutions to what is going on. + However, I fear the reality of the rampant epidemic of +sexual harassment and assault is not being accepted by +leadership. I also fear that leadership does not understand the +level of distrust that the survivors have of the chain of +command. When I talked to academy survivors, the constant I +hear is the fear of leadership: the fear that leadership won't +believe them; the fear that leadership will not hold the +offender accountable; the fear that leadership will drive them +from the academies if they report, and the numbers bear witness +to that. + Thirty-one percent of the Air Force Academy women, and 32 +percent of the women at the Naval Academy, do not believe that +senior leadership is making honest and reasonable efforts to +stop sexual assault. Almost a third of the women attending +those two institutions do not trust senior leadership. Is it +any wonder that women are reluctant to report when they are +more likely to be forced out of the academies and then end up +paying hundreds of thousands of dollars in tuition than they +are to see their perpetrator held accountable? + Despite sexual assault being up 50 percent from 2 years, +and over double from 4 years ago, report rates as a percentage +have plummeted. Unrestricted reports, the kind of report that +allows us to prosecute a case, are actually down to 8 percent; +92 percent of the victims do not report in a way that can +result in an investigation. + We cannot solve this crisis if men and women are afraid to +report. And, again, what does this mean? That the perpetrators +are commissioned officers and future leaders on our Active +Force. Leadership controls every aspect of the discipline +process. It is time for them to acknowledge that this is in +their control, and it is time for them to ask, and for you to +ask, What tool have they not had for the last 20 years that +they need now? And what promise are they going to make that +they are actually going to carry out? + Thank you, and I look forward to your questions. + [The prepared statement of Colonel Christensen can be found +in the Appendix on page 60.] + Ms. Speier. Thank you, Colonel Christensen. + Colonel Morris. + + STATEMENT OF COL LAWRENCE J. MORRIS, USA (RET.), CHIEF OF + STAFF, THE CATHOLIC UNIVERSITY OF AMERICA + + Colonel Morris. Thanks, Chairwoman Speier and members. I +will just try to highlight a couple of things from my prepared +remarks. It was my great honor to serve 30 years in uniform, 27 +of them as an Active Duty judge advocate and 3 as a reservist +tanker in Milwaukee while I was in law school. I had a pretty +typical Army career, trying cases all over the world, later +supervising people who tried cases in normal installations and +in Bosnia, Southwest Asia. I had the privilege of advising +commanders, and later on, supervising counsel on both sides of +the courtroom, including when I served as the Army's chief +defense counsel, the one job that I did seek during my career. + I also was the chief prosecutor at Guantanamo Bay, and the +SJA [staff judge advocate] or general counsel at West Point. I +helped initiate the Army's training program regarding sexual +assault for prosecutors and defense counsel after I left the +Army, and then I have been at Catholic University since then. + I also served on the Response Systems panel from 2012 to +2014. I am the son and father of West Pointers, and the father +of a Marine. Today, I am just here giving my own opinions. + The four matters I would like to mention--and, first off, I +expect that I differ little in my biases and expectations from +Colonel Christensen. We had parallel careers in many respects, +starting from the same law school in Wisconsin, and I think we +both have a particular affection for and loyalty to people who +serve. + The first point about data. I am not an expert in looking +at the data that has been produced, and think at least it has +to be taken for the idea that there is an intractability to +this problem. It is not unique to the military, it is not +unique to the academies, but it is stark in the way it presents +itself, and poses the question of how to care for, make people +feel protected and confident in the system. + It caught my eye, though, that also there is a relatively +high level of confidence by the cadets and midshipmen in their +senior leaders. So we do expect more of the academies--but that +was a notable contrast. + Second, on training. The training is not a panacea, but it +does work and is part of the solution. I think in the military +we have what is sometimes considered the conceit that we can +train out of anything, and train to most any standard and +ambition or behavior. Tougher to do. Sexual behavior is harder +to train out of than, let's say, smoking or drug and alcohol +abuse and those sorts of things. And, in addition, society's +messages regarding sexuality are not always clear or consistent +to the emerging adult, and our students at the service +academies come from that same culture. Still, training plus +accountability is part of the approach. + Third point, on administering discipline. Where the +military is unique and particularly well-suited to the range of +sexual offenses because it has a uniquely rich range of +administrative and disciplinary options, it gives the +opportunity, rightly exercised, to snuff out the sort of +precursor behavior and hold somebody accountable, and send a +message of accountability to survivors and observers, besides +the person himself who sees the system against him. + I am sure as well, though, that my experience isn't unique +in having taken to trial in military courts cases that civilian +authorities would not pursue. + Last points on some fundamentals of the system and some +cautions. It seems that one of the key questions you are +tangling with is whether and how much to trust commanders and +their counsel to rightly exercise the considerable justice- +based instruments available to them. If you think commanders +are unsuited by training, not being lawyers, or perspective-- +considering they might be self-protective or, for some reason, +disinclined to attack sexual misconduct--then you might want +another system or a great change to the current system. + My sense is that commanders are pledged to care for, +enforce good order and discipline, and that uniting of command +authority with discipline authority leavened by the required +and appropriate involvement of judge advocates along the way, +is appropriate to the requirements of the service and the +expectations of command. So disassociating that authority would +reduce accountability, and not enhance discipline in general, +nor in the realm of sexual misconduct in particular. + Last point, defending soldiers and coaching and training +defense counsel was the hardest and most rewarding work I did +in my career. I am also aware of the risks of unlawful command +influence, and believe, unlike our appellate courts, there is +such a thing as they call command influence in the air, that +some participants in the system might be inclined to convict or +adjudicate harsher punishment based on a perception of a +commander's predilections. + So in fixing the system, it is important still to take care +to preserve the integrity of that system for all participants. + Finally, we should be cautious in seeking justice-related +metrics such as preferral rates, conviction rates, average +sentences. They might provide some insight into the workings of +the system, but alone shouldn't be the major indicators of +success in combating sexual assault. + Thanks for the opportunity to be here. + [The prepared statement of Colonel Morris can be found in +the Appendix on page 64.] + Ms. Speier. Thank you, Colonel Morris. + Colonel Christensen, what is stunning to me about this +report is that we see the increase in sexual assault go up +100--I mean, 50 percent. And we see the incidents of +retaliation being such a factor in the unwillingness to report. +Why, in your estimation, has the prevalence of assault at the +academies gone up so much? + Colonel Christensen. Well, from my conversations with +cadets at the academy, there is a perception among many that +senior leadership does not care. And as you see, there is such +a lack of accountability. So for perpetrators, they understand +that the odds of them ever being punished are almost zero. They +probably have a better chance of being struck by lightning. + So there is absolutely nothing to dissuade those who would +commit a sexual assault from doing so. And then you have the +problem of trust. When the women and the men do not feel that +they can come forward and report without them suffering more +consequences than their perpetrator suffers, they won't come +forward. + Last, I believe 2 weeks ago, the Air Force Academy finally +got a conviction of a cadet for digitally penetrating another +cadet without her consent. He got a whole whopping 75 days of +confinement, while facing 30 years of confinement. So we have a +process that doesn't deliver a sentence that deters. And then +after this happened, from several sources at the academy, +cadets who have contacted me and said that there is a rampant +social media campaign shaming the victims. And that is the kind +of stuff that has to stop. + And it has to be an acceptance by leadership that this is +going on. I think one of the biggest problems is, is that +leadership hears these numbers but they truly do not +internalize them as a problem. And I am not necessarily talking +about the superintendents, I am talking about the people in +between the superintendents and the cadets. + I had an opportunity to meet with the vice commandant of +cadets at the Air Force Academy last year. I was representing a +young cadet that they were talking about kicking out after she +reported. I asked him, have you ever talked to a survivor when +it wasn't an adversarial process? And he said, I don't have +time for that. And to me, that was such the wrong answer, +because you will never know what survivors are going through if +the only time you talk to them is when you are trying to kick +them out of the institution. + So I think that those people that are in the middle need to +accept that there is a problem, and they need to be willing to +ferret out those who are shaming victims. + Ms. Speier. One of the issues that comes to my mind, having +spent time with all of the superintendents over the last few +days, is that there is really a difference that exists in how +they handle the cases. For instance, in some of the academies, +a victim can take a sabbatical. In others, they cannot. Some +may want to transfer to another academy, and that hasn't been +an opportunity made available to them. Some have wanted to--in +some situations, there is going to be recoupment, not just at +the junior and senior level, but at the freshman and sophomore +level where a cadet is found to have sexually assaulted. + Do you have any thoughts on whether it is time for us to +make sure that all the academies follow a similar process in +terms of the kinds of resources that are available to the +victim survivors? + Colonel Christensen. Absolutely. I think it is time for +them to have a unified front. That cadets and midshipmen +understand that they are going to be treated the same no matter +where they are going to school. You know, this has been a +complex issue that they have taken individually versus in a +unified manner. So therefore, you know, I don't think there is +enough of an effort to see what is working at West Point. Is +that going to work at Annapolis? Is that going to work at the +Air Force Academy? + I also, you know, one of the difficulties that we face in +the military is we have what we call the uniform military code +of justice, and the ``uniform'' doesn't mean what we are +wearing, it means that it is supposed to be the same. And each +service has their own way of doing things that often pull apart +what is actually supposed to be uniform. And I think there +would be great benefit for, especially in the academies, each +one of them, focusing on how do we do this jointly. + Ms. Speier. Thank you. Ranking Member Kelly. + Mr. Kelly. Thank you again, Chairwoman Speier. I am of the +view that we need to fully acknowledge the problem, and we have +a problem, and I think we are doing that. But we need to get to +work on fixing it immediately. + Mr. Christensen, what are some of the specific things that +service academies are not doing that they had should be doing +to reduce sexual assault and sexual harassment, from your +perspective? + Colonel Christensen. Well, I think the number one thing is +trust, and that trust results in reports. So, for example, in +the Air Force Academy last year, they had 29 reports of sexual +assault out of over 200 actual cases. Of those 29, 20 of them +are restricted reports, which for those, if you don't +understand, that means they can't be prosecuted. That means +only 9 people out of over 200 actually reported. And what did +that get? Well, it finally got one conviction. + I think that there is a definite value to training, I am +not anti-training, I just don't think it is the panacea. And I +think one of those things, as a prosecutor talking to a +prosecutor, is to acknowledge that prosecution is one way to +deter crime. Prosecution is another way to send a message to +survivors that we are going to take you seriously. + The second thing I would say is that I think this is a +problem across both the Active Force and at the academies, is +experience levels of the people who are acting as investigators +and acting as the prosecutors. The services have to commit to +making sure that we have the most experienced and best people +doing those jobs. We have a ton of talent in the military, but +they often get rotated out of those jobs very quickly. + And as a prosecutor I think you would agree with this, that +90 percent of the case is won or lost before it ever reaches +you by the great work done by investigators. And if they don't +uncover what you need, it is kind of tough to finish it up at +trial. So we need to make sure we have the best investigators +possible. And again, this isn't a slam on the people who are +doing it, they are very dedicated, very hardworking, but they +don't stay in those positions long enough to become the experts +they should be. + Mr. Kelly. Thank you very much. You know, as a former +commander who has administered UCMJ [Uniform Code of Military +Justice] up to the brigade level, and also as a former district +attorney and has seen the inside of both the grand jury and a +courtroom, I think that is very important to look at--how do we +collect the facts? How do we get the evidence? Because the case +is only as strong--so very good point, Colonel Christensen. + Mr. Morris, you have experience in dealing with these +issues in both the service academy setting and a civilian +university setting. What are the differences between how +civilian universities handle sexual assault and harassment +claims versus service academies? And are there any best +practices that civilian universities are using that we can +adopt? + Colonel Morris. The way in which they are differing is the +adjudicative process, the way in which they are similar and +should be--I am the rookie here. + There is similarity in prevention and education, and the +great difference is in adjudication. So I don't think there is +much difference in the way you have to smother your student +population with information about sexual assault and about +prevention and about dignity and respect and all of those +factors that contribute to somebody's behavior. + And as I mentioned before, you are taking a product of +society, and to some degree, reorienting those individuals. In +the adjudicative process, though, a great difference. Under +title 10, of course, there is the expectation since the ``Dear +Colleague'' letter produced by the Obama administration in +2011, to essentially set up amateur informal court systems, +adjudicative systems, and they have proved to be really tough +to manage. All coming from the right impulse of attacking this +behavior and having a system that has enough credibility that +it cares for the survivor and sends a message to the other +students that this process has the possibility of bringing +about justice. That it stings enough to correct that person's +behavior, hold that person accountable, and deter others. + The difficulty there is it is really quasi in being quasi- +judicial. You know, you are allowed to have counsel there, but +they can't speak. There is not direct cross-examination. All of +the things that are limited because they are just--they are +created and kind of cooked out of the university's processes. + So the contrast is the military system, of course, has that +full range of administrative and nonjudicial options and +corrective training and all that available to it, besides the +cases that are appropriate to get to a court-martial. + Mr. Kelly. I agree with Mr. Christensen that training +alone--we just can't train ourselves out of this crisis. But I +am at a loss to see how removing the commander and the +authority of a commander, which has many more tools than--I can +tell you as a former district attorney and prosecutor, has many +more tools available than just a prosecution side. + I am at a loss to see--do you know any way, Mr. Morris, in +which removing the commander from sexual assault prosecutions +improves this situation? + Colonel Morris. I think I understand where the impulse is +coming from, because it comes from a point of frustration of +feeling like we are many years into this and haven't been able +to crack it. While understanding that, my sense is almost to go +more in the other direction, to hold commanders more +accountable, to be still more demanding on those leaders to +turn this around, and to use all of the levers that are +available to them. + So the removal of them then makes them less accountable, +disincentivizes them, as opposed to providing extra incentives +and the appropriate pressure that the system can bring. + Mr. Kelly. Then my final question, Chairwoman Speier, and +this one I think is really important. Meeting with all the +service academy superintendents over the last week, one of the +things that--and DOD [Department of Defense], senior DOD +officials. One of the things that is apparent is you have got +dual competing chains of leadership, of leaders. You have, +number one, the superintendents and all the cadre that are +professional officers and soldiers and should conduct +themselves that way. And then you have the peer chain of +command and the peer pressure from a group. And having three +children of my own, I understand sometimes the peer pressure +can be greater than parental or teacher pressure. + And so what can we do to reduce the amount of peer pressure +so that they feel comfortable among their peers reporting, and +also feel that same peer pressure to keep them from doing +sexual assaults or harassment. And that is to both--to Mr. +Morris also, I guess. + Colonel Morris. I mean, one of the unhappy results of this +long-term struggle at all institutes of higher education is +that there is a pretty well-understood set of best practices in +terms of education and prevention. You can vary from school to +school, but there is an understanding of hitting them--I mean, +at our school, you have to do some online training before you +walk into class your first day of school in August. And then +they have mandatory training all along the way. There is this +thought of what the industry calls booster shots at each year. +So that as their perspectives on their world change, you are +catching them again, and you are trying to reinforce the right +behavior. + So it is the sustained aspect of it more than anything +else. + Mr. Kelly. Thank you, Chairwoman Speier, and I yield back. + Ms. Speier. Thank you. Mr. Cisneros. + Mr. Cisneros. Thank you, Madam Chairwoman. Colonel +Christensen, could you explain to me just the difference +between restricted and unrestricted reports? + Colonel Christensen. Sure, I would be happy to. So about +2004-2005 timeframe, Congress looked at the reporting problems, +and one of the problems was that many victims were looking for +mental health treatment or medical treatment, talk to an +attorney, talk to a chaplain or something. But when they did +that, because we don't have, for example, medical privilege in +the military, they would go to the ER [emergency room], say, I +was just raped, I just want treatment, I am not looking for an +investigation, but they had to be reported. + So Congress said, Hey, we need to do something about that. +So they gave the option of restricted reporting. And so +restricted reporting allows the survivor to go to mental +health, go to medical, go to the SARC [Sexual Assault Response +Coordinator], go to a victim advocate, go to an attorney, go to +the chaplain, and get whatever service they believe they need +without it starting a corresponding investigation. + An unrestricted report is if the military finds out in any +other way that there has been a sexual assault, by law that +must result in an investigation, and by law that investigation +must be done by one of the criminal investigative services, +NCIS [Naval Criminal Investigative Service], CID [Army Criminal +Investigation Command], OSI [Air Force Office of Special +Investigations]. And so, if a survivor tells her commander, +that is unrestricted. If a survivor tells a friend, that is +unrestricted. If a survivor tells OSI, that is unrestricted. + Ms. Speier. But that victim also still gets services as +well? + Colonel Christensen. Yes. Yes. + Mr. Cisneros. So you just kind of said--can you go through +that again? Who are mandatory reports? If a victim comes to an +individual there at the academy, or even the military, who is +required to report that sexual assault? + Colonel Christensen. Anybody other than--anybody who is +wearing a uniform, other than the SARC, the victim advocate, +attorney, such as a special victims attorney, medical, mental +health, chaplain. So if they tell anyone else, that is a +mandatory report. + Mr. Cisneros. So according to this report and according to +your statement, 92 percent of the victims are choosing to do a +restricted report rather than to go and tell somebody who would +have to then report it? + Colonel Christensen. Well, what--actually 92 percent aren't +telling anyone. + Mr. Cisneros. Okay. + Colonel Christensen. About 4 percent, depending on which +academy you are at, about 4 to 8 percent are doing restricted +reports, and somewhere around 6 to 8 percent are doing +unrestricted reports. + Mr. Cisneros. Okay. Colonel Morris, with your experience at +a university--a civilian university, if somebody came to an +individual or doctor there at the university, would that +doctor, physician, counselor, be required to report that +assault? + Colonel Morris. They would not, only under the narrow areas +in the law where there is mandatory reporting, and of course, +that is mainly of minors. + Mr. Cisneros. Okay. All right. So one of the problems I +see, and I understand the concern of the victim, right? We want +to take care of the victim and have their privacy, but if the +numbers are continuing to increase where they don't feel +comfortable to where they can report it and it is going to be-- +people are going to go and be held accountable for their +actions, we are in a situation now, like you said, where sexual +harassers, people who commit sexual assault are going out into +the military service now, more or less maybe with the +opportunity to do it again and commit that crime again. + What recommendation would you have to get around this to +where we can go and make the victim feel comfortable where they +can do an unrestricted report? + Colonel Christensen. Number one is understand what a +survivor is going through. You know, somebody who has been +sexually assaulted is usually suffering from PTSD [post- +traumatic stress disorder], PTSD that is going to affect their +ability to succeed. A lot of times it can result in minor +misconduct. It can also result in counterintuitive behavior and +destructive behavior. + What we see too often is that the academies turn that +natural impulse from being a survivor into a reason to kick you +out, and that is the message that is being sent. The second +thing I would say is making sure survivors understand that if +they choose to want to pursue justice through a court-martial, +that that is something that if the evidence is there, it is +going to be taken seriously and done. + I think commanders have a role, regardless of who makes the +ultimate decision to prosecute. I just think that the person +who makes the ultimate decision to prosecute should be a very +experienced, seasoned JAG, not a commander. What needs to be +understood is that within the military there are 14,000 or so +commanders. There are only about 400 of them that have general +court-martial convening authority, and only about 140 of them +actually use it. + So commanders have a role every day that comes short of +prosecution. And when we talk about non-judicial punishment, we +talk about administrative actions that Colonel Morris talked +about, those all still exist. But a member--but a survivor has +to have faith. There was a survey done by the Iraq-Afghanistan +Veterans of America that was just released a couple weeks ago, +and they asked thousands of veterans and Active Duty members, +would you be more likely to report if a prosecutor made the +decision than a commander? Over 50 percent said yes, only 3 +percent said no. + So I think professionalizing the justice system would go a +long ways to doing that. + Ms. Speier. All right. Your time has expired. + Mr. Cisneros. I yield back my time. + Ms. Speier. Mr. Abraham. + Dr. Abraham. Thank you, Madam Chair. As a medical doctor, I +can tell you it takes extreme courage to--when you are an +assault victim and survivor to step out of the shadows and tell +your story. So I agree. This question is for both of you +gentlemen. + I do believe the academies are trying to work this out and +find the right solution. Specifically, for both of you, what +programs have you seen that work? And what programs would you +change to help allow that survivor, that victim to step out? + Colonel Morris. I don't have a program as such to +recommend, I just have watched programs now, particularly when +I served at West Point, and then watching it in the civilian +world. The greatest thing is to make no assumptions about the +experience or perspective of these 17-, 18-, and 19-year-olds +as they come through the door. And to work from a standpoint +kind of institutional humility on information they would need +to make right decisions. + We have a little more freedom at a private Catholic school +to fully bring out issues of how those choices are made and +framed. But the biggest thing is to have a plan that isn't +perceived by the students as sort of this obligatory burst of +stuff, and then they don't hear about it again or then there +is, you know, a display or something later in the year. + It is a, you know, prepared, planned out, sustained program +that grows as the student works its way through the school, is +the greatest part, because you don't lose them. And then they +have a sense that they really must take this seriously, they +are talking to me about this again. + Dr. Abraham. So a continuing education---- + Colonel Morris. Certainly. + Dr. Abraham [continuing]. So to speak. Colonel Christensen, +do you have any comments? + Colonel Christensen. Well, this isn't unique to the +academies, but I think one of the most important things that +has been done, and this is, again, a result of the action by +Congress, was the creation of Special Victims Counsel, Victims +Legal Counsel program. I think that is the most ground-changing +legislation that has been passed concerning military justice. +It is a game-changer for survivors because they have somebody +in their corner. And beyond that--I will give General Silveria +credit, he speaks passionately. I think those words need to be +heard. + One of the problems, though, with command being in charge +is if General Silveria speaks too passionately, speaks +critically of certain processes, or any of the other +superintendents do, as Colonel Morris rightfully talked about, +that creates the perception of unlawful command influence. And +it is one additional reason why I think commanders need to be +freed to be advocates for change without having the burden that +if they talk too much as a commander, too much as somebody who +says this is unacceptable, that it creates unlawful command +influence ideas. + Dr. Abraham. Okay. And the second question, but again, to +both of you, the way I understand it, most of the retaliation +is from the peers. What can we do to prevent that? Colonel +Morris, I will start with you. + Colonel Morris. And I don't have a particular perspective +on that other than in my prep for this, that really struck me, +that there seems to be a substantial amount of that, plus you +see the great contrast in the statistics between the cadet +trust of their peers and the cadet trust of the leaders, a +really high level, 80 percent, more or less, I guess, 70--in +the 70s and 80s of leaders, and in the 40s and 50s of their +peers. So as you are looking at how do we direct things, the +peers always have the greatest influence. And in the academies, +more so, because your life--you don't have much volition in how +you live. + So just looking at it as somebody who once served there and +looking at the new data, if I were to look where to +concentrate, it would be on building that trust and changing +whatever is afoot there that makes the peers not a trusted +source of support and encouragement and deterrence. + Dr. Abraham. Colonel Christensen, do you have a comment? + Colonel Christensen. I would say that there needs to be +greater attention to social media and the impact of social +media on shaming of victims. From the clients I talked to, that +is a huge problem is the social media bullying. I know that is +not necessarily easy for the academy to follow, but I think +they should make efforts to see what is going, and then when +they see that that is happening, for example, the people +shaming the victims in the case last week, that they need to +speak out about it--leadership needs to speak up. + Dr. Abraham. Thank you, Madam Chair. + Ms. Speier. For the new members, let me just point out that +when the plebes come to the academies, they are overseen by the +senior leadership of the institution. As they matriculate into +the sophomore and junior years, they are overseen by senior +leaders within the actual military academy, who are also +cadets. So it is cadet leadership that is overseeing +sophomores, juniors, and seniors for that matter. + All right. We will now go to Ms. Haaland. + Ms. Haaland. Thank you, Madam Chair. Thank you both for +being here today. And what roles and responsibilities do senior +academy leaders have in preventing and responding to +occurrences of sexual assault and sexual harassment at military +service academies? And, second, how do you believe senior +leaders should be held accountable for continued increased +rates of the USC [unwanted sexual contact] at those academies? + Colonel Christensen. Well, I think the role is the central +focus of each academy, what can the superintendent do? They are +the voice. For those who haven't served in the military, I know +many of you have, when you are a cadet, people like General +Silveria and the other superintendents are gods, and their +words matter. + And so being that vocal person, holding people accountable, +whether it is people on their staff who are retaliating, +holding cadets accountable who retaliate. I think retaliation +is just one of those huge problems that they really need to +tackle. + And I am sorry, your second question was? + Ms. Haaland. Excuse me. How do you believe senior leaders +should be held accountable for a continued increase in rates? + Colonel Christensen. Well, I say this mindful that they are +sitting next to me. I would say that there are certain times, +you know, we need to let people go, move them on if they aren't +getting the job done. There seems to be, institutionally now in +the military, a reluctance to hold senior leaders accountable. +You know, General Eisenhower during World War II fired, I +think, half his generals over the war. + It is almost rare--it is exceptionally rare that a general +is ever told now, you are just not getting the job done, time +to move on. And I think that is it. You know, how many times do +you get to fail before you are fired? + Ms. Haaland. Thank you. + Colonel Morris. I agree. I don't have much to add other +than the superintendents are just phenomenally in charge of +those institutions, even in some ways greater than a division +commander or some equivalent in the field. So they are able to +marshal all of that authority and prominence in constructive +ways. + When I was the staff judge advocate at West Point, one of +the things our superintendent did was went to a lot of women's +sports games more than he went to men's, just one micro piece +of making clear that we really all are part of the same team. +But it then requires at times to leverage that prominence and +that power to potentially be unpopular by being just inflexible +on matters like sexuality in particular, and driving home in +all of the ways you can with those peer and near-peer levels. +And accountability, same thing. The traditional Army military +methods of holding senior leaders accountable is, sure, an +appropriate outcome. + Ms. Haaland. Thank you so much. Madam Chair, I yield my +time. + Ms. Speier. Thank you. Mr. Bergman. + Mr. Bergman. Thank you, Madam Chair. And thanks to both +you, Colonel Christensen and Colonel Morris, for your decades +of service, because as SJAs, and as legal advice to commanders, +good commanders rely on you for good sage advice to make wise +decisions on behalf of whatever unit they are in command of. +That is not easy, and it is not exact. + Colonel Christensen, you mentioned--you used statistics +comparing academy to Active Duty. Did your Active Duty +statistics include a breakdown of officer and enlisted? + Colonel Christensen. It does, although I could not, off the +top of the head, tell you what it does or what those are. +Obviously, in the Active Force crime rates are higher among the +young---- + Mr. Bergman. The point is, you enter the academy at the age +of roughly 18? + Colonel Christensen. Right. + Mr. Bergman. You are coming out of high school. There is a +pretty good chance you are going to enter the enlisted ranks at +the age of 18 or fairly close? + Colonel Christensen. Correct. + Mr. Bergman. And if you are going into an officer program, +you know, you are going to enter--as you become an officer, it +is going to be, you know, you are going to be 22, 23. + Okay. Mr. Christensen, in your testimony you said that +Congress needs to either, quote, ``Empower military prosecutors +to lead the process and decide whether to prosecute cases, or +if necessary, turn over all academy cases to the relevant +civilian justice systems,'' end quote. However, back when you +were on Active Duty you successfully prosecuted many cases that +civilian jurisdictions simply refused to. + And my understanding is that the services still prosecute +sex-related offenses that would never be taken to trial by +civilian prosecutors. What is the basis then for believing, at +this point, that the civilian system would be better? + Colonel Christensen. Well, yes, I have prosecuted many +cases, and I have prosecuted cases that were declined by +civilian systems. I think to remember, too, is that there are +cases being prosecuted right now in the civilian system that +the military would not have prosecuted. + Mr. Bergman. What precipitated the change, because you were +on one side and you were successful. Is there some tool or +whatever that you used or the folks on your team used to +successfully do these that no longer exists in the military +side? + Colonel Christensen. There is no tool that--the difference, +but what we are looking at is a systemic failure at the +academies, and I did mention that---- + Mr. Bergman. So what you are--what I hear you saying then +is that we have a long-term systemic failure that has now +fallen outside the realm of the services' ability, in this +case, the academies' ability to utilize the UCMJ effectively? + Colonel Christensen. Well, it is clearly not being used +effectively, if you only have four convictions. There were +about 70 actual reports that were unrestricted, only 4 result +in a conviction. That tells me we are not doing a good job of +that. I am not---- + Mr. Bergman. What has changed? + Colonel Christensen. What has changed since when? + Mr. Bergman. Well, what caused the change? + Colonel Christensen. I am sorry. + Mr. Bergman. Well, if you were successful but now we are +not being successful, what has changed? + Colonel Christensen. Well, I can arrogantly say that I am +not there anymore, but---- + Mr. Bergman. That is a fair assessment. Any good commander +has good faith in their own ability. + Colonel Christensen [continuing]. That is not the case. + Mr. Bergman. Well, I will tell you what, before we run out +because my time is--Mr. Morris, do you have any comments on +that particular situation? + Colonel Morris. On the issue of---- + Mr. Bergman. Of basically transitioning the cases to +civilian as opposed to under, you know, under the UCMJ as we +would do it now. + Colonel Morris. I do, just because I have thought about it +a lot, and it is the thing that all of us discussed and argued +about among ourselves as we worked our way through the system +from both sides. So I have a pretty strong sense that a system +that reinforces the authority of commanders in military justice +is appropriate to the expectations we have of commanders. That +you have to unite the responsibility, you know, the +comprehensive responsibility that a commander has for his or +her people is like nothing else in society. And to extract the +ability to bring discipline from that makes that commander less +effective. + And it is not to say all commanders are the perfect fonts +of wisdom or anything. It is not a solitary undertaking. It is +understood to be, in most respects, with the counsel of a judge +advocate, and you know, the rules for court-martial require +that a judge advocate certify that there is sufficient evidence +to go forward in a case to begin with. + Mr. Bergman. Thank you. I see my time has expired, and I +yield back. + Ms. Speier. Thank you. + Mrs. Davis. + Mrs. Davis. Thank you very much, Madam Chair. + And thanks to you all for being here as well. Nice to see +you, Colonel Christensen, again. I know we were working on +these issues for many, many years, and rather than go back and +review some of that, there are a few more specific questions I +had. + One is, Colonel Christensen, you mentioned that one of the +good stories out of this is the special victims' advocate, and +I would agree with that. I think that we have at least had good +reports coming back from time to time, that the training and +the ability to actually testify on behalf of a victim was +very--made a big difference really in the way that the victim +was seen, I think, and understood. + Do you feel that that is so in the academies, that the role +of that Special Victims' Counsel is one that you see reflected +even for Active Duty the same, or is there a difference? + Colonel Christensen. I think they are probably similar. +Going back to what I talked about before though, what I see is +a lack of experience. Special Victims' Counsel, all the ones I +have dealt with, are very dedicated, fighting very hard for +their clients. But for many of them, the first survivor they +ever talked to is when they were Special Victims' Counsel, and +they never talked to one before. + I can't specifically speak to all the Special Victims' +Counsels and VLCs [Victims' Legal Counsel] at all three +institutions, but the ones I deal with are trying. But what I +have seen, my experience with them, is that mistakes made by a +lack of experience that have resulted in less justice than I +think could have been. + Mrs. Davis. Okay. Thank you. I wanted to double-check with +that. + And, Colonel Morris, I know that you have had that regular +university experience. It is a Catholic university, perhaps +there are some different expectations there as well. But could +you speak to really the differences that you see, because we +would think it would be cultural, perhaps. + I am particularly concerned that as sophomores, there is a +difference at the academies in the rate of reporting that we +have seen. One can suggest that perhaps the pressure on +students is different as freshmen. As sophomores there is a +little bit more freedom. + What do you think is different? Because I am wondering +whether--if you were to look at all that goes on in the +academies, is there any difference, you think, between the +pressure that young people are under? We know that it is tough, +academically it is tough, socially it is tough, physically it +is tough. I mean, there are differences in--how do you compare +that to university? + Colonel Morris. I think, no doubt, there is an intensity at +the academies that there isn't an equivalent to in many +civilian universities. The harder question out of that is then +what out of that entire package of, you know, heavy +regimentation, you know, a literal regimentation on so many +parts of your life, is there any correlation between all of +that and what looks to be some reluctance, or some lack of +confidence to report? + You know, does it relate to how we are running the academy? +Does it relate to always being in a minority, right? No matter +how high the numbers are, you still have three-quarters, 80 +percent, 20 percent split. And when you are looking at all the +peer relationships, which seems to be such an ongoing concern, +it is both with the men, but also with other women. You know, +and are there aspects of even energizing that subpopulation of +upper-class women to help to fix that---- + Mrs. Davis. Do you see any reluctance to take a look at +that on the part of the academies, on the part of others who +deal with this issue? I mean, how central is it? I am not +suggesting that that alone is something that we need to be +aware of, but I am just raising that question as we look at +those statistics. + You know, it is interesting to note the difference between +freshmen and sophomores and going onto juniors. So perhaps that +is something that--and I hope our superintendents are going to +address that in a little while. + What--my time is running out. What--any last-minute thought +about that? + Colonel Morris. I am outside my competence on current +academy operations. + Mrs. Davis. Okay. + Colonel Morris. But, you know, in--we have looked at--we +had, for a while, a declining order of confidence as people got +to be--as women got to be juniors and seniors. We expected it +to be otherwise. And what it reflected at that time was they +had kind of a legacy perspective of a not very strong reporting +culture. + And then we saw that change with the next wave who worked +through, which just reinforced the idea that a continued drum +beat, then we ended up with juniors and seniors, previously +with less faith, then increasing the faith through all 4 years, +increasing their trust in the system through those years. + Mrs. Davis. Okay. Thank you. I think my time is up, Madam +Chair. + Ms. Speier. Your time is expired. I would say, Mrs. Davis, +that one of the things we should look at, though, with the +Special Victims' Counsel, is how they are being utilized, +because with one of the victims that I spoke with, she only +ever talked to her Special Victims' Counsel by phone, so we +might want to evaluate the actual exchanges that take place and +whether we need more resources there. + Ms. Cheney, you are next. + Ms. Cheney. Thank you very much, Madam Chairwoman, and +thank you for holding this important hearing. I commend you and +our witnesses for being here today. + This is an incredibly difficult set of issues that both of +our witnesses, I think, have pointed to the fact that it is +something we are dealing with across the nation, certainly at +our service academies but at, you know, probably every single +institute of higher learning. And looking for ways that we can +address the issue, that we can effectively address the issue, +and that we can reduce the numbers is a priority for every one +of us. + I wanted to ask a couple of questions. Colonel Christensen, +you began talking about the issue of restricted reporting +versus unrestricted reporting. And it sounded to me like you +were saying that the numbers, in terms of cases that are +brought to prosecution, are clearly affected by the fact that +some of the reports are restricted. Can you address that? + And I think we all share the view that it is very important +for victims to be able to get help and support without telling +them they must absolutely go public. But it sounds to me like +you were suggesting that the restricted reporting is some sort +of a difficulty or a challenge. + Colonel Christensen. Yes. As a prosecutor, you are +frustrated by a restricted report because you know that there +is a crime out there that you can't address. And it is not +without controversy, restricted reporting versus unrestricted. + Ms. Cheney. But are you advocating changing that? + Colonel Christensen. No. No. And the reason I am not is +because for survivors, they tell us it is very important. + Ms. Cheney. Exactly. Thank you. I appreciate that. + And then, one of the topics that we haven't addressed yet, +and I would like to hear both of the witnesses' perspective on +this, is the issue of alcohol. And I think any conversation +about sexual harassment, sexual assault on college campuses, +including at the service academies, has to get into this issue +of alcohol. And I would be interested to hear both of your +perspectives on what we can better do at our academies on that +issue in particular, as it relates to these set of attacks? + Colonel Christensen. Yeah. I think that is a great +question, Representative Cheney. Obviously, alcohol is a +factor. I think it is too easy to look at as a panacea, if we +get rid of alcohol, it goes away. Well---- + Ms. Cheney. No, there is certainly no panacea on that. + Colonel Christensen. Yeah, it won't go away. + I do think de-glamorization of alcohol is important, you +know. And I think at the academies, it is particularly +important, because we are talking in a college atmosphere. And +I think that is where a lot of this responsibility goes on the +seniors at these academies, who are the legal drinking age, to +ensure that they are setting the right example. + So, for example, I have, you know, talked to academy grads +who have said, Yeah, I remember when I was a first-year being +ordered by the senior to find alcohol for him. And my job was +to bring him a case of alcohol, you know, and you were supposed +to leave it in the staircase. Okay. That is something that +needs to be rooted out. You can't have a culture that allows +that. + So, you know, getting at alcohol clearly is something that +reduces a risk factor for sexual assault. + Ms. Cheney. Thank you. + Colonel Morris. + Colonel Morris. I think you can't emphasize that enough. +Alcohol plus youth plus first-time unsupervised, there is a +giant correlation, and I think an indisputable one. And it is +both the formal stuff, how do you keep it away, the informal of +managing it even if a person is going to drink, and then +letting other things go on. + You know, there used to be a discussion at West Point +about, you know, when the Firstie Club would close and the +seniors would stream their way back to the barracks, not all of +them sober. You know, we always talk about the harder right. Is +the harder right some serious crackdown that makes clear to +those peer leaders that you don't, you know, take the guys to +New York City to drink underage, but you really do step up and +provide an example, you know, an unpopular, constructive +example that has an impact on things like the rates of assault +that you see. + Ms. Cheney. Thank you. And I think, again, I am sure all of +us on this panel agree that we need to do better across the +board. But I would like, Colonel Morris, to get your +perspective on, you know, as we are looking for ways to do +better and to improve the system, and we look at what is going +on in the civilian world and we are looking at the possibility +of removing these cases from the command authority, is there +something that you see in the civilian world, particularly on +our college campuses, that would make you think that would +somehow be more effective? + Colonel Morris. No. And we have had a lot of--we have a +good relationship with the MPD [Metropolitan Police Department] +here in Washington. But, of course, of course, there is a +reluctance to try the marginal case in the military. And I am +generalizing from my experience, but just not my personal one, +but of my time serving, is much more willing to try the close +case, willing to take a chance and lose the close case for the +collateral benefit of serious solidarity with the victim and a +person knowing you are still brought through the court martial +process, even if you escape un--not convicted. You have +exercised the process in a way that has an impact on those who +observe it, and not just the principals involved in that case. + Ms. Cheney. Thank you very much. My time is expired. + Ms. Speier. It is expired. + Mrs. Luria. + Mrs. Luria. Didn't the bell ring for votes? + Ms. Speier. They have called for votes, but there is 10 +minutes left and we are going to continue until about 5 minutes +before, because we want to try and finish this panel before we +bring the superintendents in. + So Mrs. Luria. + Mrs. Luria. Okay. Well, thank you very much for being here +today and talking about this important issue. + I just wanted to quote back Mr.--or, Colonel Morris, a +comment that you made in your opening remarks that you were not +an expert in looking at the data. And I just wanted to note +from my review of the data that there seemed to be some sharp +disparities in the data. + It seems that, you know, the number of women that the +academies over time--we just passed the 40-year mark of having +women at the academies. Myself, I am a graduate from +approximately 20 years ago. Are we normalizing this data at all +as the number of women at the service academies grows, based +off of the number of women in the population at the service +academies? + Colonel Morris. I can't answer that for you. + Mrs. Luria. Okay. And there was a reference by both of you +early on in your remarks that we have seen a 50 percent +increase over the last year. And I am looking at the data and I +am looking at, you know, first, the number of reports for West +Point, for the Military Academy, went from 43 to 48 reports. + And then--well, the way that it is estimated, so cadet-- +this is the blue dots on the chart--cadets estimated to have +experienced unwanted sexual contact based on the survey +prevalence rates. The best I can tell is that this is an +extrapolation from the number of reports to correlate to the +number of incidents that happened. + And if you look at that from the 2015-2016 academic year to +the 2017-2018 academic year at the Military Academy, for +example, it looks as though this jumped from 129 to 273, which +is an alarming amount. However, if you are basing it off the +number of reports, which more than doubled themselves, could +this not indicate that we have an improved reporting rate +versus an increased number of actual incidents? + It is very unclear the way the methodology of the report is +written and analyzing the data, you know, how such a +significant jump can take place in those--that 2-year period, +and to discount the fact that actually reporting has gone up, +because reading the comments of what the superintendents at +each academy has done, it actually shows that they have taken a +lot of creative measures to improve reporting. + And I did have the opportunity to sit down with the +superintendent from the Naval Academy earlier this week, and +just the simple effect of, you know, having moved the location +of the person that you go report to to a more out-of-the-way +spot that was not as visible, you know, when midshipmen wanted +to go report, had a significant impact on their, you know, +willingness to report in what they felt to be a more +confidential way. + And also during the earlier remarks, I heard you say that +senior leaders trust, so trust in senior leadership that people +would report, was an issue. And I read the report, and, you +know, I was actually quite pleased that at the Military Academy +it says 85 percent; at the Naval Academy, 76 percent; and at +the Air Force Academy, 80 percent have confidence that their +leadership is taking correct action in order to prevent these +types of incidents. + So, you know, I am hearing one tone in your remarks, but +that is not matching the data that is indicated here. Can you +explain the difference? + Colonel Christensen. So, first, on the data you just talked +about, so what I broke that down to was the women. And so the +overall academy rate, for example, might be 80 percent, but at +West Point and at--excuse me, at Annapolis and at Colorado +Springs, what you see is among women, who have the higher +sexual assault rate, their satisfaction rate or confidence rate +was about 60--or, excuse me, 70 percent. + So, now, you can say, wow, that is great, 70 percent think +you are doing good. When I was chief prosecutor, I had 20 +prosecutors working for me. If a third of my prosecutors +thought I wasn't doing a good job, I would think I was failing. +I don't think those are really good numbers, you know, glass +half full, glass half empty. + As for actual---- + Mrs. Luria. Okay. I think I understand your point on that +topic, that we disagree on the numbers of confidence that we +are reporting back---- + Colonel Christensen. Right. + Mrs. Luria [continuing]. From the midshipmen. And there is +a difference based off of gender, which, you know, could be +expected, based off of people interpreting the question +differently or having had different life experiences. + Colonel Morris, you also said, quote/unquote, ``I am +outside my competence in current academy operations.'' So I am +curious as to when the last time is you visited the academies +and spoke directly to leadership there, at either the +midshipmen leadership level, the company officer level, the +brigade officer level, or the senior leadership, superintendent +or commandant level to have an assessment from their +perspective on the effectiveness of these measures that they +are implementing. + Colonel Morris. None at all. No formal contact. I have been +up there a lot because I found people who have been there---- + Mrs. Luria. Okay. Thank you. I yield the balance of my +time. Thank you. + Ms. Speier. There is 6 minutes left in the vote. Mrs. +Trahan, you can go ahead if you would like or we can--no. Go +right ahead. + Mrs. Trahan. Thank you. + Thank you so much for your service, and thanks for being +here today. + The survey indicates that there are far more instances of +unwanted sexual contact than there are actual reports, +restricted or otherwise. And as you noted, it does seem clear +that accountability must be clear and consistent to make real +change. Men and women must feel as though they will be safe and +the perpetrators dealt justice if they are going to come out of +the shadows. + But you spoke about training being a constant over the +years while sexual assault numbers continue to rise. I am +curious to understand if you see any merit in the training +programs as they are designed today, and what other steps we +should be taking. + Colonel Christensen. Sure. I am not an expert on training. +I have sat through many of the trainings. I do think trainings +have important part of this. I think it aware--brings awareness +to issues. It makes people see things in a different way. + I leave it to what I believe are very dedicated experts in +the SAPR [Sexual Assault Prevention and Response] programs to +develop that training. I am not critical to training. I am just +saying, it is not going to end what we are doing. And so, I +think the right mix of training, how that is done, is left to +the experts, which I am not an expert on training. + As far as, you know, accountability and where we are and +things like that, you know, going back to the question earlier +about when--what has changed, well, when we talk about +accountability at the academies, it has never been good. + You know, in the 2003 crisis at the Air Force Academy, I +believe there were, like, 139 women who said they were sexually +assaulted, and zero had a prosecution out of it. So when we are +talking about differences, it is just a decades-long problem +that hasn't changed. And the question is, how many times are +you going to say, Well, we are going to change the program, and +we will get a different result. + Mrs. Trahan. Then, I guess, my only other question in terms +of, you know, culture often reinforces training, what cultural +factors at the service academies are at play in allowing these +crimes to continue? + Colonel Christensen. Well, I think one of the cultures we +have talked about is alcohol. I think another culture is there +is definitely perception there is a different accountability +level for athletes than there are for the rank-and-file +members. + There was a West Point, I think it was the starting +quarterback for West Point who had alcohol violations, +allegations of sexual assault. And, you know, he led West Point +to a game over--a victory over Navy. I know that is a big deal +for them. + And Navy felt--excuse me, Army failed to tout his virtues +as a cadet. He had some pretty serious misconduct in his +background, and so, when you look at victims who are being +forced out because of what is really minor misconduct, for them +it is very difficult to understand why there is this cultural +divide. + Mrs. Trahan. Great. Thank you. I yield back. + Ms. Speier. Thank you. + Ms. Escobar, there is still about 250 to 300 votes that +have not been recorded, so we still have time. So please go. + Ms. Escobar. Madam Chairwoman, thank you so much for having +this hearing. This is such an important topic. + And, gentlemen, thank you for your testimony here today. + You know, I--the military, obviously, is a very different +institution than any other institution, but are there other +male-dominated institutions that could offer some best +practices? I know, you know, training you mentioned, we are not +going to get ourselves out of this through training. But are +there some best practices that have not yet been embraced, +adopted, utilized as a way to try to attack the problem? + Colonel Christensen. If I were the superintendents, I would +have Terry Crews at my academies next week. They need to hear a +voice from somebody like him. He comes from the sports and +entertainment industry. He has been a survivor. What an amazing +human being. + I think the most important things for people to hear is +actual voices of survivors. And the difficulty is, it is very +difficult for a cadet survivor to stand up and talk to the +cadet wing, because of what they go through. But if you can +bring in somebody who has instant credibility--and if Terry +Crews can be sexually assaulted, anybody in the world can be +sexually assaulted--and so that--leaders like him, who can +speak powerfully to the issue. + Colonel Morris. Nothing to add, other than to--once you +have a sense of a program in place leave it in place long +enough to evaluate it. You know, there is always a lagging +indicator from any kind of training and any kind of +consciousness raising on most any behavior. + You know, the military saw it and attacked it with unusual +success, with drugs and alcohol and fitness and other things. +Sex is harder to do anyway. You know, it is not just subject to +sort of the solitary self-discipline that some of those other +behaviors relate to. + But there is no lack of really excellent programs that have +worked at places. But, you know, put it in place, have a set +of, you know, reliable metrics and monitors, and then let it +work long enough that you know you are evaluating a system that +has given you, you know, replicable results. + Ms. Escobar. You know, the other aspect that was mentioned +earlier that is very troubling is the sort of social media +bullying that happens as part of the retaliation, and that is +something that is obviously prevalent, you know, in every +aspect of our lives. I mean, you know, kids, middle school kids +deal with a lot of that in a way that my generation never did. +My children have had to deal with that in a way that my +generation never did. + But one of the things that I tried to teach my kids was +about being witnesses. When they witness something, when they +sense something, you know, about being an advocate. And many +times that is very, very difficult because then the advocate +himself or herself faces the same retaliation or similar, or +sometimes maybe even worse retaliation. + But is that a component of the training so that, you know, +individuals who are witnesses, either through what is happening +on social media, or witnesses to retaliation or bullying, that +they have an obligation to stand up and, you know, show that +strong moral character to speak out and act out? + Colonel Christensen. Yeah, absolutely. And to the academy +credit, all academies, I think they have emphasized very +strongly bystander training and the importance of bystander +intervention. The surveys indicate that the self-report of +people who are bystanders, that they do become involved. +Obviously, a lot of sexual assault doesn't incur in front of +somebody else. If it did, it would make it a lot easier to +prosecute. But, yes, I think, you know, stepping in---- + Ms. Escobar. But the retaliation---- + Colonel Christensen. Yeah. + Ms. Escobar [continuing]. Sometimes is--many times is not +in secret, especially on social media. + Colonel Christensen. Right. Right. And then I--and then +they have to feel comfortable that when they come forward to +leadership, say, I saw this--Boss, I saw this on whatever +social media site. This is what they are saying about cadet so- +and-so and bring that to them. And I don't know if they have +that confidence level. + Ms. Escobar. Anything to add? + Colonel Morris. Same thing. Social media has been a big and +recent part of the emphasis, because both of the chatter as +well as the sharing of images and that kind of stuff. And then +bystander, same thing. It seems to be one of the most tried and +true. You know, we show movies about, you know, accidentally +spilling a drink on somebody to just break the situation, so +the students then talk about that and realize that is +appropriate to them and a legitimate expectation of them as a +fellow student. + Ms. Escobar. I yield my time. + Ms. Speier. All right. Your time is expired. + And we are going to thank both Colonel Christensen and +Colonel Morris for their participation. + We are going to take about a half-hour break so everyone +can go vote, and then we will be joined by the Director of the +Department of Defense, Dr. Van Winkle, and the three +superintendents. Thank you. We are in recess. + [Recess.] + Ms. Speier. Welcome back, everyone. We are returning to our +second panel today, and I want to introduce each of them. I +know them well and have a great deal of respect for them as +individuals. And hopefully, this will be a very valuable +opportunity for all of us to get a new perspective on how we +can address this problem. + First on our panel is Dr. Elizabeth Van Winkle. She is the +Executive Director, Force Resiliency, at the Office of Under +Secretary of Defense for Personnel and Readiness. + Our second panelist is Lieutenant General Darryl Williams, +the Superintendent at the United States Military Academy. + Third, Vice Admiral Walter Carter, who is the +Superintendent of the Naval Academy. + Finally, Lieutenant General Jay Silveria, who is the +Superintendent of the U.S. Air Force Academy. + We welcome each of you now to make your opening statements. + + STATEMENT OF DR. ELIZABETH P. VAN WINKLE, EXECUTIVE DIRECTOR, + OFFICE OF FORCE RESILIENCY, OFFICE OF THE UNDER SECRETARY OF + DEFENSE FOR PERSONNEL AND READINESS + + Dr. Van Winkle. Thank you. Madam Chair, Ranking Member +Kelly, and other distinguished members of the subcommittee, +thank you for having me here today to discuss the results of +the DOD Annual Report on Sexual Harassment and Violence at the +Military Service Academies. + Two years ago I sat before you and pledged we would do more +to end sexual assault at our academies. Two years ago, I told +you how we were committed to promoting an environment where all +were treated with dignity and respect. I vowed we would work to +reinvigorate our prevention approaches. + I meant what I said, yet I sit before you and deliver news +too similar to what I reported 2 years ago. Sexual assault is +on the rise again at the academies. While each of the academies +developed and implemented action plans that were not yet fully +in place for the current assessment, Department leadership was +not complacent waiting for implementation, and therefore, +another increase in rates is simply unacceptable. + Preventing criminal behavior and other misconduct, +providing care for service members, and holding offenders +appropriately accountable, have been and continue to be top +priorities. And yet our most recent data indicates we have far +to go to eliminate this abhorrent crime. + It is devastating to be sitting here again to deliver this +most unwelcome report. Our data tells us that rates of unwanted +sexual contact increased by varying degrees across the +academies, all too high. Rates of sexual harassment also varied +among the academies, but are also unacceptably high, +particularly among women. + The data also indicated that across the three academies a +large majority of students think their senior leaders are +making honest and reasonable efforts to address these +behaviors, but not all do. These same students rate the efforts +of their peer leaders much lower, and additional data showed +declining rates for students watching out for each other to +prevent these crimes. + This tells us that despite our hard work, some cadets and +midshipmen still feel empowered to disrespect and victimize +others. And equally challenging, there are some who feel +neither empowered nor responsible in their daily peer +interactions to hold each other accountable. + The vast majority of cadets and midshipmen are good people +and will become the strong leaders our nation needs. Yet we +must show them how to leverage their moral courage to create an +environment where all can serve with dignity and respect. + There is no single fix for this. We cannot blame our way +out. We cannot train our way out. The Department, Congress, and +our nation as a whole, has been challenged to crack the code on +how to change behavior regarding sexual misconduct. But the +Department of Defense, we are the ones who have been entrusted +by the country to lead the way. We must lead, and we are +working to do just that. + We will change our approach. What we have done in the past +may not be abandoned, but we must determine what needs to be +done differently, what needs to be adjusted, and what needs to +be implemented anew. We are analyzing the breadth of data we +have, and we will continue to partner and collaborate with +other experts in this field who have found strategies that show +promise. + We have already taken some steps. We have hired prevention +specialists from the Centers for Disease Control and Prevention +to inform our efforts and assessments. We are enhancing +reporting procedures that will be available throughout the +Armed Forces but geared towards the unique concern of our +cadets and midshipmen and aim to address repeat offenders. + We will refocus our efforts and look at the full life cycle +of cadets and midshipmen from selection through to graduation, +and work to target our approaches accordingly. Our focus will +be to not only achieve progress, but to sustain it over time. I +am optimistic our new direction will render intended results, +and I sit before you today frustrated but resolved. + I have been working in this field for over 20 years, 10 in +the civilian sector and nearly 10 with the military. I left the +civilian sector because I felt I was spending too much of my +time fighting a system that seemed impervious to influence. + I am committed to stay with the Department of Defense +because I have the support of my leadership, and because I have +witnessed our system make changes over the past decade to +produce an infrastructure of policies, programs, and resources +that have benefited our military members and are not found in +the civilian sector. + We are not there yet, but we are committed. No one has +solved this, and if there were a single solution to eliminate +sexual assault, we would have done it already. We are +responsible for behavior change. We take individuals and we +mold them, we instill courage where there may have been none, +we impart discipline where there may have otherwise been +disorder, we create lethal global warriors from young women and +men who may have never even left their local communities. + Eliminating sexual misconduct from the ranks remains a +challenge, but one we refuse to run from. We will not tolerate +it, and we will not stop until we get this right. We appreciate +your concern and support as we work to protect the people who +volunteer to keep our nation safe. + Thank you for the opportunity to come and speak with you +today, and I look forward to your questions. + [The prepared statement of Dr. Van Winkle can be found in +the Appendix on page 68.] + Ms. Speier. Thank you, Dr. Van Winkle. + Next, Lieutenant General Williams. + + STATEMENT OF LTG DARRYL A. WILLIAMS, USA, SUPERINTENDENT, + UNITED STATES MILITARY ACADEMY + + General Williams. Madam Chair, Ranking Member Kelly, and +distinguished members of the subcommittee, thank you for the +opportunity today to talk about the very serious problem of +sexual assault and sexual harassment at the United States +Military Academy. + I wish I were here to tell you how we have solved this +problem at West Point, but I am not. Instead, I am here today +because this abhorrent behavior continues to manifest itself +within our ranks. Any case of unwanted sexual contact or sexual +harassment is unacceptable. + Our mission is to develop leaders of character for the Army +who will fight and win our nation's land conflicts, and who are +ready to lead in the crucible of ground combat. The issues I +will discuss today have a direct impact on Army readiness. +Sexual assault and harassment erode readiness and our ability +to accomplish the mission. + I am personally committed to preventing sexual assault and +harassment, and I am resolute in my commitment to continue to +seek solutions at West Point. + While I am here to talk to you about West Point, I +recognize this problem is not isolated to West Point and the +Army. The increase in the number of cadets experiencing +unwanted sexual conduct is unacceptable and troubles me +greatly. + These acts erode trust, are contrary to our Army's core +values, and impact readiness. These are situations that no one +should ever have to experience. As leaders, we must protect the +welfare of the victims who trusted us, while at the same time +holding the perpetrators accountable and appropriate for their +actions in--as appropriate for their actions in accordance with +due process of law. + As we continuously improve our program, we must also focus +on changing the culture to prevent these acts from occurring in +the first place. To that end, we are open and welcome to forums +such as these to find ideas we may not yet have considered. +While much of what we see within the survey is troubling, some +of the results are encouraging, and indicate our efforts so far +having some effect on trust in our organization. + Eighty-five percent of cadets surveyed indicated they +believe the academy senior leaders are taking honest and +reasonable efforts to stop sexual assault. The fact that cadets +trust their leadership is a direct result of our continued +efforts to address this problem. More troubling, though, is the +lack of trust they have in their peer leaders. This is a +cultural problem that we must address. + When cadets first report to West Point, they bring with +them a set of values developed over their past 18 years. Our +job is to take these young men and women and mold them into +leaders with the character that aligns with the ideals of West +Point and the values of our Army. + We frequently talk about our leader development program as +a 47-month developmental experience. But when it comes to +sexual harassment and sexual assault, we don't have 4 years to +shape their behavior and attitudes. We must prioritize our +prevention efforts early on in their cadet experience. + Moving forward, we will strengthen our education efforts to +provide cadets the knowledge and skills needed to define and +address the behaviors that are occurring. We will also continue +to address cultural challenges, like social media, and access +to illicit materials that impact our population, with the goal +of helping cadets think more critically about themselves and +their relationships. + Success in our prevention and education efforts must +permeate throughout the entire West Point community. Every +individual working or living at West Point needs to recognize +his or her role in contributing to this cultural change. Thank +you for the opportunity to share our work with the committee. + I appreciate your feedback and helping us find a solution +as we are in the business of developing leaders of character +for our Army and nation. We must set and continue to enforce +the highest of standards. I look forward to answering your +questions. + [The prepared statement of General Williams can be found in +the Appendix on page 74.] + Ms. Speier. Admiral Carter. + + STATEMENT OF VADM WALTER E. CARTER JR., USN, SUPERINTENDENT, + UNITED STATES NAVAL ACADEMY + + Admiral Carter. Madam Chair, Ranking Member Kelly, and +distinguished members of the subcommittee, thank you for the +opportunity to appear before you today on behalf of the United +States Naval Academy. + Our mission is to develop midshipmen morally, mentally, and +physically, and to imbue them with the highest ideals of duty, +honor, and loyalty. We have a responsibility to ensure that the +brigade of midshipmen has the opportunity to develop +professionally in an environment that fosters dignity and +respect. + Despite dedicated efforts by the Naval Academy leadership +and the brigade, we continue to experience incidents of +unwanted sexual contact within our ranks. I and the rest of my +leadership team have actively sought out professional advice +from the experts on the best strategies to reduce this scourge +within our student body. While we have made some productive +improvements, we must do better. + We initiated our plan of action this past summer. It is a +comprehensive approach from admission to graduation and +includes the following four primary components. + First, we continue our rigorous preadmission screening +process, which relies on required teacher recommendations and +police record checks to identify potential character challenges +of those applying to the Naval Academy. + Second, we continue to hone our sexual assault prevention +programs. In addition to updating our student-led training +program, this past year we launched an interdisciplinary +evaluation of the entire 4-year leadership curriculum, pulling +together all themes addressing life skills. This effort more +closely aligned all programs and resulted in publishing a life +skills handbook. + Third, we have launched several initiatives to promote +responsible alcohol choices, as we understand the strong +correlation between alcohol use and unwanted sexual contact. +Since we put these new initiatives into effect, we have +experienced a 49 percent fewer alcohol-related incidents. + Finally, we must continue to hold perpetrators +appropriately accountable. All allegations of sexual assault +are thoroughly investigated by the Naval Criminal Investigative +Service and receive careful legal review prior to me deciding +on a disposition. + We are not where I want us to be, nor where the Navy needs +us to be. The Naval Academy must produce leaders that not only +treat others with dignity and respect, but also demand the same +of those they lead. + Thank you for your time today. I am prepared to address +your questions. + [The prepared statement of Admiral Carter can be found in +the Appendix on page 89.] + Ms. Speier. Thank you, Vice Admiral. + Lieutenant General Jay Silveria. + + STATEMENT OF LT GEN JAY B. SILVERIA, USAF, SUPERINTENDENT, + UNITED STATES AIR FORCE ACADEMY + + General Silveria. Madam Chair, Ranking Member Kelly, and +other distinguished members of the committee, I appreciate the +opportunity today to discuss an issue that is fundamental to +the health and safety of our cadets at the United States Air +Force Academy, and of grave importance to our national +security. + Thank you for your dedication to confronting sexual +harassment and sexual assault, misconduct that has no place at +our academies or in our military, and for your concern about +the well-being of our cadets and cadet candidates. I can assure +you that these are concerns shared not only by myself and also +by our dedicated staff, faculty leadership, and most +importantly, the cadets. + As Superintendent of the Air Force Academy, I am here on +behalf of our 4,281 cadets and 203 preparatory school cadet +candidates, as well as the faculty and staff that are +developing them into the future of leaders of our Air Force. +But I am also here as an academy graduate, as a leader of +airmen privileged to wear this uniform for more than 33 years, +and as a father of two young members of this same generation we +are training and educating. + From each of these perspectives, the results of the recent +survey are disgusting. They do not reflect the standards we +hold ourselves to as leaders. They do not reflect the core +values of the United States Air Force or our academy, and we +are committed to addressing these issues head on, to be an +example for the Air Force, Department of Defense, and society. + It is clear our past efforts have not had the effects we +intended or expected. These results are unacceptable. There is +no question, even one instance of sexual assault or sexual +harassment at our academy is a problem. Far too many of our +cadets have had experiences along this spectrum of harmful +behaviors from sexual harassment to sexual assault. + The survey data shows that our cadets have been harmed, and +that too many feel they can't come forward for help and +support. It shows that cadets have harmed the peers they intend +to serve alongside in defense of our nation. The data does not +show us exactly why these egregious acts occurred, but we know +that these are people, not statistics, and that leadership is +the solution. + I am frustrated and angered by the results, but I will not +rest in my leadership until we get this right. In addition to +implementing direction from the Department of Defense and +Department of the Air Force, we are taking action with several +current and future programs I have highlighted in my written +testimony that we can elaborate on today and provide detailed +information on as requested. + Holding perpetrators of these crimes appropriately +accountable is key to our efforts. When a victim makes an +unrestricted report of sexual assault, we make sure the victim +is getting necessary care and support, and the Air Force Office +of Special Investigations begins to investigate. + In addition to courts-martial and administrative discipline +tools, we have a cadet discipline system that allows me to +disenroll cadets for misconduct, as well as boards of inquiry, +typically used for officer discharges. For those victims who +are hesitant to testify publicly, these processes give them a +voice in a nonpublic setting while affording those accused of +crimes their due process rights. + In recent years, this committee has heard testimony from +our academies' superintendents, from experts, and from +survivors on our progress, or really lack thereof, on this very +topic. I appreciate your continued vigilance on a serious +problem that requires steadfast attention. Your oversight is +rooted in a care for our cadets and our military that I +wholeheartedly share. + I also share your frustration, impatience, and anger that +you may have for the results we have seen this year. I have +personally met with many survivors, both men and women, one on +one that come to me voluntarily. I have learned and will +continue to learn a great deal about their survivor +experiences. As a commander, leader, airman, and father, their +stories and their faces rock me to the core. And my motivation +to change this culture--and they are my motivation to change +this culture and stop this crime. + We invite you to come visit our campus, see our programs +firsthand, please, and speak with faculty, staff, and cadets, +who hope that through these interactions, we can work together +towards improvements. + Thank you for this opportunity to discuss a topic so vital +to the future success of our academy and our military and to +the health and safety of our cadets. I look forward to your +questions. + [The prepared statement of General Silveria can be found in +the Appendix on page 100.] + Ms. Speier. Thank you, General Silveria. + I would like to begin by asking Dr. Van Winkle a general +question. You have been in this area for a very long time. You +have done a lot of research. You do a lot of analysis. In your +experience, what percentage of victims are telling the truth? + Dr. Van Winkle. Based on the data that we have, and this is +Active Duty and at the service academies, we see about 2 +percent of the reports of sexual assault to be unfounded, which +means that there is evidence that the crime did not occur. So +it is a vast minority. + Ms. Speier. So vast minority. It is 98 percent of those +that are coming forward are telling the truth? + Dr. Van Winkle. Well, what we know is there is a larger +proportion where we have an unsubstantiated report, and that +means there wasn't enough evidence to move forward with a case +of sexual assault, but that is very different than a false +report. That false report, meaning that the crime did not +occur, is at that 2 percent. + Ms. Speier. So one of the issues that I think we have to +address moving forward is the fact that there are so many +restricted reports, and they are restricted because of this +fear of retaliation. I think that if we get to a place where +that information is shared, maybe online with Callisto or some +other company that provides that kind of benefit so that the +victim can go online, put down information about their +experience, photographs if they want, identify the perpetrator, +and then if they see that that perpetrator is, in fact, +responsible for conducting himself or herself in the same +manner with others, they are more motivated either to come +forward in an unrestricted report and hopefully rid the +military of the predator. + Let me ask the three superintendents: Have each of you +spoken to your cadets and midshipmen about this report? Have +you had an actual information setting in which you have +provided them with this information? + General Williams. Yes, ma'am, I have electronically through +the whole corps. My commandant in the last week has. And I--we +are doing a full West Point stand-down. There will be no +classes. There will be no sports. There will be nothing but me +talking to the cadets on the 25th of February. I plan to shut +down everything and do what we call a stand-down. + So I have not had the opportunity to talk to the cadets, +but my commandant has in the last week. And I have talked and +sent a note to--immediately after the report came out, I sent a +note electronically to every single one of my cadets. + Ms. Speier. Vice Admiral Carter. + Admiral Carter. Madam Chair, I have. I have addressed the +entire brigade upon their reformation after holiday break. And +I rarely have the whole brigade together where I do not cover +this topic. But we covered this topic based on this report, and +they have heard the details of this report. And to be quite +frank, the reaction from the brigade was also the same reaction +that all of us have. It was one of shock. So I don't take that +as anything that changes that, except the brigade was surprised +by the results. + Ms. Speier. General Silveria. + General Silveria. Yes, ma'am. I have addressed the cadet +wing about this report, and part of that, I told them that I +was planning on discussing with them. Next week, I have +sessions planned with all of the classes to discuss this +testimony. Additionally, I opened up to all of them after I +explained the report to send me emails, and at this point, I +have so many that I can't get through. + Ms. Speier. General Silveria, I am in receipt of an email +from the vice commandant, which I would like to ask unanimous +consent that we submit for the record. And I think the copy has +been made available to you? Do you have it there? + General Silveria. Yes, ma'am, I have it here. + [The information referred to can be found in the Appendix +on page 123.] + Ms. Speier. So what troubles me about this email is it +appears that there has been a crest that has been stolen at the +academy, and I guess it is one of those pranks that happens not +all that rarely. + But the essence of the complaints, I guess, that have been +visited on Colonel Campbell is that there is more interest in +the concern about returning the class crest than in talking +about the results of the survey of sexual harassment and sexual +assault. + The one part of this email that is deeply troubling to me +that I want to read and get your comments on, is the last +paragraph, in which he says, ``you cadet leaders''--``Your +cadet leaders are not at fault for the information flow; I am. +If you want a target, it is me. They have no control over--on +this topic. If you are that passionate, my door is open. Come +on in and we can discuss. + ``If you want to attack from a platform or medium of +anonymity, then have at it. You are a coward and we aren't +listening. If you have a problem, bring a solution. There is no +room in our Air Force for those not willing to own their +opinions or positions. + ``If you don't like this idea, you are free to leave. I +will happily expedite your transition to the civilian world. We +hold higher standards here. If you don't like them, move on. +You don't deserve to lead our incredible airmen.'' + Do you have a comment about that? + General Silveria. Yes, ma'am. If I can add some context, +yes, it was a prank where the cadets, the freshmen, the fourth +classmen had stolen the crest. + Ms. Speier. I am not concerned about the crest. + General Silveria. Yes, ma'am. And so in the effort to +recover the crest, the cadet leadership was trying to find +through where--who had taken the crest. And in that, there was +a lot of conversation about the crest, and it was beginning to +take over a lot of the conversation among the cadet wing. + And so at the same time was the moment that I stepped in, +and I addressed the cadet wing about these results and told +them that I was going to testify. And so Colonel Campbell was +very concerned that the cadets perceive that there was a +perception that the crest was more important than the results +that I had discussed. + Ms. Speier. I understand all that, General. My concern is, +one of the issues that we are dealing with is this fear of +retaliation. And anonymity is often offered to these cadets in +a restricted report because of their fear of retaliation. + And the way I read that last paragraph, he is mocking those +who are commenting about the fact that there is more interest +and concern about the crest being stolen than about talking +about this issue of sexual assault and sexual harassment in the +academies. And the tone of that email is hostile. + And for anyone--if I was a cadet at the Air Force Academy, +which I would never have gotten into, but if I had--if I was a +cadet, and I read that paragraph, I would know full well the +last thing I would ever do is report a sexual assault. + General Silveria. Ma'am, in this case, the anonymity that +he is referring to is using anonymity to use it as a platform +to criticize. And that cyberbullying is what was going on that +he was addressing directly. We all have--at all of our +academies, we all have social media platforms that are +anonymous, and they continue to be a problem. There is all +sorts of different versions of them. + And so this anonymous platform was being used to be very +critical, very negative, and in his view, very cowardice. It +was not about the fact that they were--that they wouldn't have +a chance to report something anonymous. It was about the fact +that they were anonymously criticizing about that fact. Ma'am, +we fully support the idea of the restricted report. We fully +support the idea of Callisto and others to give cadets that +opportunity to report anonymously. + Ms. Speier. Okay. I don't know that I fully agree with you +in terms of the evaluation of that paragraph, but let's move +on. + I want to see uniformity of benefits for the victims. I +want to be able to say to each appointee that I make to the +academies that you are all going to be treated alike if you are +sexually assaulted or sexually harassed. + So let me ask you this: Would each of you offer to a cadet +or a midshipmen who has been sexually assaulted, either +restricted or unrestricted, either confirmed or unconfirmed, +the ability to take a sabbatical year? Lieutenant General +Williams, just go down the line, if you would. + General Williams. Madam Chair, I would. In fact, we do. We +do that now. It is called a medical leave of absence. + Ms. Speier. I don't know that we need to call it a medical +leave of absence, but I think a sabbatical is something that +doesn't take--carry with it a spin one way or the other. + Yes, Admiral. + Admiral Carter. Yes, ma'am. We initiated that program a +number of years ago, and it is alive and well. + General Silveria. Yes, ma'am. We have had it for a number +of years and it functions very well, 6 months and for a year. + Ms. Speier. And it is automatic if it is requested? + General Silveria. Yes, ma'am. + Ms. Speier. All right. How about a transfer to another +academy, General Williams? + General Williams. Ma'am, if it would help the victim and +help them heal in this process, I would support it, yes, ma'am. + Ms. Speier. But you don't have it presently, correct? + General Williams. We do not, Madam Chair. + Ms. Speier. Admiral. + Admiral Carter. We have not gathered our thoughts together +on the mechanism to do it. I am not opposed to it as +Superintendent of the Naval Academy. I do think that we would +have to understand that that would extend somebody's academic +time, but if it benefited them to get through the undergraduate +program at any of the service academies, I don't think any of +us would have an issue with it. + Ms. Speier. Thank you. + General. + General Silveria. Ma'am, I completely agree. If it +benefited a victim, we don't have that mechanism in place right +now, but if it benefited the victim, then I would fully +support. + Ms. Speier. All right. And how about--I know at least one +of the academies have taken a public position that you will +not--there will be no action taken against you for collateral +violations if you want to file a sexual assault or sexual +harassment report. Is that true for all of you? + General Williams. Yes, Madam Chair. + Ms. Speier. Has it been made public to all of the cadets? + General Williams. Yes, Madam Chair. + Ms. Speier. Admiral. + Admiral Carter. Madam Chair, we have the same program and +we--this is one of those events where collaborating and seeing +how the Air Force did it presented a much better idea than how +we were doing it. So we have incorporated their program and it +has been announced to our brigade. + Ms. Speier. So this is the first year it will be +operational? + Admiral Carter. Well, it is a slight difference. We don't +hold any of the victims to collateral misconduct during the +course of the investigation. But in light of the way we see how +Air Force did it, if the knowledge of misconduct comes up +during the course of the investigation, never be held against +the victim at all. We have been previously revisiting some +misconduct after adjudication, but not to a separation level. I +like the way I saw the Air Force Academy was doing it better, +and we have just instituted that. + Ms. Speier. All right. + General. + General Silveria. Ma'am, we did start that, initiate that, +as we call it, a safe-to-report policy that ensures that--no +collateral misconduct, that there is--no charges would be +brought or any, you know, any retribution in any way for some +misconduct if they were a sexual assault victim. + Ms. Speier. And, finally, I think one of the admirals--one +of the superintendents that I have spoken to in the last few +days indicated that you are about to implement recoupment from +first- or second-year cadets or midshipmen. Historically, it +has only been juniors or seniors. And I want to know to what +extent we can make that something that is going to be used in +each of the academies across the board where there is a +conviction. + General Silveria. Ma'am, I will start. That was me. We, as +you know, all of us seek recoupment for the last 2 years, but, +yes, we have changed that. So in the first 2 years, if you +commit serious misconduct, in this case, sexual assault or, you +know, drug offense or something, that you are disenrolled for +serious misconduct, then we will seek recoupment. + Ms. Speier. Admiral. + Admiral Carter. We have not explored that possibility. We +are now aware of it and we are very interested in understanding +how it works exactly. It should be the same. And as you know, +it is a recommendation by us to our Secretary of the Navy or +our service secretaries for that eventual decision. But I am in +full support of that option. + General Williams. Madam Chair, I would be open to that as +well, but we have not currently been in that space. + Ms. Speier. All right. And, finally, Dr. Van Winkle, having +gone over those various services for the--and benefits for the +victims, do you have any comments that you would like to make +about them? + Dr. Van Winkle. No. I would just say that at the--on the +OSD [Office of the Secretary of Defense] side, we obviously +understand that each of the academies have unique cultures and +may have some differences in their policies and protocols. But +where there is a promising practice, we support standardization +across the academies. + Ms. Speier. All right. Thank you. + Mr. Kelly. + Mr. Kelly. Thank you, Madam Chair. + The best way to prevent these crimes from happening is to +prevent those with character issues from entering the academies +to begin with. If each of you, starting with you, Dr. Van +Winkle, can tell me how we can improve the nomination process +as Members, and you as the academies who is overseeing them, to +ensure we have a good assessment of the candidate's character. + Dr. Van Winkle. Thank you for the question. + As you heard in my opening statement, we are looking at the +entire life cycle of the cadets and midshipmen, including +selection into the academies. This is not to say that the +current selection criteria is inadequate. What we are looking +at, and we are still in the infancy stages of evaluation on +this, is whether there are additional metrics that we could use +that get to that moral development and moral character that we +are looking for. + So we are, right now, just in the evaluation stage of the +data and what we are looking for and what metrics might be +feasible. But, again, it is important to note that we are in no +way saying that the selection criteria be changed. It would be +more of an enhancement. + General Williams. Thanks, Ranking Member Kelly. + I think this is a place where we owe you a better model. +Currently, when we admit cadets to West Point we know very well +their academic potential based on their academic performance, +their SATs, ACTs. We require them to take a physical readiness +aspect. + What is missing, in my humble opinion in 7 months as the +superintendent, is more there. We owe you a better template. We +ask principals, teachers to write essays about cadet X, Y. I +think it is okay, but I think it could be more robust with more +rigor in that space. + Mr. Kelly. Admiral. + Admiral Carter. Sir, this is a tough problem to figure out, +but I will tell you what we are currently doing, where I think +we could maybe do a little bit more. We put a great deal of +stock in the teacher evaluations of prospective midshipmen. We +often pick out nuggets within those evaluations that are very +worthy for us to look at. + The interviews that we do, we have Blue and Gold +representatives. They represent me in the admission process +and, of course, interviews that either you or your staff do for +your prospective candidates from your voting districts. We look +at police records. + I would like to be able to tell you we have the access to +look at everybody's social media background. We certainly do +that for a number of the midshipmen that come to the Naval +Academy, but it is not 100 percent. That is a space that could +probably be looked at more. + And I will share with you that on occasion, we get an +anonymous letter about something that might have happened. And +when that happens, we take that very seriously, and we set up a +character review board on that individual. So, again, we are +doing as much as we can right now, but I think we could still +do a little bit more. + Mr. Kelly. And, General, real quickly. + General Silveria. Yes, sir. Sir, I think I would agree that +we owe you a better--that we need to work together better on +that with your staffs and with your nomination processes. That +all of us need to focus on qualities as opposed to +qualifications of an individual. And just like Admiral Carter +points out, we all look for the slightest hints and clues from +teachers, from coaches, from recommendation letters, we look +for the slightest, and we pursue those, whether it is social +media, police, you know, we pursue any slightest lead that we +have if there is any concern. + Mr. Kelly. The only thing I will say, and I know we already +have issues with this resource-wise and getting security +clearances for enough people, but that is much more in depth +and they are much better qualified. So I don't know if we can +morph that into something else or do something a little +different, but sometimes those folks, having gone through a +security clearance, may be able to do a similar thing that goes +beyond what just the teachers say. + As a former district attorney, I am aware how challenging +sexual assault offenses can be to prosecute. There are a litany +of reasons why victims don't come forward, some are +retaliatory, some are a whole different range of options of why +they don't come forward. + Can you explain the current options you have available to +hold the offenders accountable? And I will start with you, +General. What can you do as a commandant to hold a potential +offender--an offender accountable? + General Williams. Ranking Member Kelly, thank you. The +Uniform Code of Military Justice, as we spoke earlier, gives me +the options and tools I need as a commander. Short of that, you +have nonjudicial punishment. I have administrative actions I +can take as well, as well as working at echelon with my +commanders. + So the chain of command in this space is very valuable in +setting the right tone. Commanders set tone and expectations in +a command, and that is the tools that I most cherish in this +space. + Mr. Kelly. And I would also just encourage--encourage you +to understand that there is a code of moral and ethics and +honor at each of the academies, and sometimes you may not be +able to prove an unsubstantiated report against an offender, +but other things they are doing makes them unfit to serve as an +officer in the military service. And I would just encourage +you, when you have that opportunity, you can still have that +person go away if they have a course of conduct that you can't +substantiate the sexual assault, you maybe can do that +otherwise. + Developing morally and ethically strong officers is the +primary mission of all the service academies. Trust is +tantamount to good military orders, and especially among +leaders. How do you incorporate character development into the +curriculum at the academies, and if you can real quickly just +tell me that. Character in the curriculum. + General Williams. Ranking Member Kelly, we have the West +Point leader development system, which is focused primarily on +character. It is ingrained in all things we do, whether it is +in academics, whether it is in sports. Character is my number +one line of effort at the United States Military Academy. So we +do that both in terms of curriculum, in terms of pedagogy, but +also in terms of practically how we do it day-to-day from a +practitioner standpoint as well. + Admiral Carter. Sir, we have it embedded in our leadership +curriculum, but recently, just over the last couple of years, +it has taken us about 2 years, that we have completely revamped +our aptitude measuring system, which now encompasses everything +except academic performance and physical education performance +so that we can look at the character development specifically +of our midshipmen. They actually get a discrete grade in a very +subjective system that uses everything from peer ranking to +rankings by others that are in their sports teams, their clubs, +and ultimately the officer that is directly over them. So this +is relatively new and we find good progress. + General Silveria. Sir, we have a center for creative +leadership--a Center for Character and Leadership Development, +and we use that as an integrating function for character +elements across the curriculum, across the military training, +and across the athletic department so that it is integrated +everywhere that a cadet interacts; there is character +development and there is leadership responsibilities. + Mr. Kelly. And the final question, and I will start with +you, Dr. Van Winkle, but I want to preface this with a +statement. You guys are accountable to get this right and to +make this the right thing. Our job is to make sure you have +every tool available to you to make sure that we take care of +each and every soldier and so that we don't have one sexual +assault, especially not a sexual assault that is not reported. + So, Dr. Van Winkle, and each member, what tool can we give +you that will help you do that? And if you need to do that in +writing later, I am fine. But what tool can we give you as +Congress that helps you to do this mission? + Dr. Van Winkle. I can respond right now generally that your +partnership is extremely important. I do feel from the data +that we see that our infrastructure is sound. We have some +evidence that when somebody does make that courageous decision +to report, that our systems that are in place are good systems. +Eighty-one percent of the service academy students who came +forward to make a report said that they would make the same +decision again. + However, we have too few people reporting, and we have an +issue in terms of our culture and climate, and that we need to +look at our strategies. And we certainly appreciate your +feedback on that as our partners in this space. + General Williams. Ranking Member Kelly, 273 young men and +women spoke to us on this survey. You have given us what we +need, you have given us the resources. It is my responsibility +as the superintendent at West Point to take care of the sons +and daughters that you have given us. You have given us what we +need. We need to get an action plan and come back to you and +talk to you how we are going to fix this. + Admiral Carter. Sir, we are developing a multifaceted plan. +I don't know that I need to ask for more resources or more +capability in terms of us owning it, which we need to do. And I +think that is what you are hearing from us today. I have been +the superintendent for 5 years, and I have testified in front +of this committee before. And as Dr. Van Winkle said, I +committed myself to trying to improve in this. + I am frustrated. And I think that we can't educate our way +out of it, we can't train our way out of it. The accountability +piece is what is going to move the needle on this. And I am +committed to getting that part better and more right. I think I +have the resources to do that. But if we come up with something +that we could ask you for, we are going to send you a note, +sir. + General Silveria. Sir, I have the same sentiment. I have +the resources. I have the policy that I need. What I need is to +continue to build on the culture that I own and I am +responsible for as the leader. And it is clear from the survey, +one of the major areas that we have to work on is the peer-to- +peer relationship. And we are going to take that on. We already +have some plans to do that, and I will come back to you if I +need resources. But right now, sir, I have the resources I +need, but it is my responsibility as the leader to execute +this, and I do own this. + Mr. Kelly. Madam Chairman, I yield back. + Ms. Speier. Thank you, Ranking Member. + Since you have indicated that you have a resource issue +with reviewing the social media of applicants, why not ask the +Blue and Gold Officers to do that as they are spending time +interviewing the potential candidates? + Admiral Carter. I think we could certainly incorporate +that. In certain districts, it is just going to be a little +more time consuming, and I don't think there is anything that +prevents us from doing that. I don't think there is any legal +reason why we can't do that, so we will explore that. + Ms. Speier. All right. Mrs. Davis. + Mrs. Davis. Thank you, Madam Chair. And going to the social +media situation, and I know that--I think, Dr. Van Winkle, you +mentioned this as well. I remember a hearing that we held +several years ago actually, and General Neller was there, and +we asked that question basically. Are you monitoring Facebook +and Twitter, every possible account that a student has? And at +that time, quite honestly, they weren't. + And I know I had a discussion with the general just +recently about this, and it still sounds to me like they are +not doing as much as they could be doing in general recruiting, +and so I think when it comes to the academies as well. I am not +suggesting that that is a panacea here. But on the other hand, +I think even from a sense of entitlement that somebody might be +expressing on Twitter, which isn't blatant, I guess I would +read that and I would, you know, want to know a little bit +more. + And so I am really hopeful that if there are problems, if +there are barriers, let's address them, let's figure it out. I +can assure you that we don't have a barrier when we hire +someone in our office. We let them know that we are going to +take a look at their accounts. + And I just think that is important. I think it is important +for young people to know that for their future it is better, +and then not engage in that kind of behavior, even if they +think it is, you know, just cool. So I hope you do that. And +that, you know, could be helpful. + I also wanted to ask, I believe Admiral Carter, you +mentioned that you thought you were getting at the alcohol +problem or you were seeing improvements. Is that right, sir? +What are you doing, specifically? + Admiral Carter. Yes, ma'am. What we have done is, again, a +multifaceted approach. We went on this campaign in front of the +whole brigade to make them understand that this is part of +their professional life. We went to health and comfort +inspections in the large dormitory that they all live in called +Bancroft Hall. We have made sure that there is no alcohol +inside the dormitory. And there is a very well-stated policy +that if you are found with alcohol in your room, it is a +dismissal, meaning you will be separated from the Naval +Academy. + We put together a joint task force that actually helped in +putting together the education programs to show midshipmen why +responsible use of alcohol was needed. We put together a +program called the Midnight Teachable Moments, where we +actually use alcohol under controlled circumstances to show +midshipmen exactly what the results of those are. + So those are just some of the things that we have done. The +midshipmen themselves created a Guardian Angel program, these +are the seniors. So they go out in downtown Annapolis, which is +walking distance from our campus---- + Mrs. Davis. Right, I've heard of that. + Admiral Carter [continuing]. And they are preventing things +before they happen. Now, I will share one example with you. We +had an incident a couple weeks ago where a midshipman got out +of hand with alcohol and got into a little bit of an engagement +with one of these Guardian Angels. We secured liberty for the +entire brigade of midshipmen for 2 weeks. So one alcohol +incident was now treated to punish the entire brigade. I can +tell you, the brigade got that message very quickly. They had a +hard time understanding it. But we are now enforcing that type +of part of the program. And then, of course---- + Mrs. Davis. And do you think--I am sorry to sort of +interrupt, but do you think that that is being heard in sort of +the same context for men and women? + Admiral Carter. I don't have the breakout between men and +women. I know men at the Naval Academy have a higher tendency +to be involved in binge drinking than women. But in our case, +72 percent of all--this is by survey--of all of our unwanted +sexual contact has involved alcohol. I am not blaming alcohol +or saying if you take it away completely that these things +won't happen, but I know reducing that will have an impact. + Mrs. Davis. It does have--uh-huh. And the ``Safe to +Report'' that you mentioned--because I think that--my +understanding is that there are a number of women who feel that +they are held accountable if they had a few drinks, and +therefore, they will not report a sexual assault or harassment +because they are then transferred or something happens to them +that is negative. So the ``Safe to Report'' allows them to +report without that, is that correct, in terms of drinking? + Admiral Carter. Ma'am, I have never separated a female +victim for collateral misconduct. + Mrs. Davis. Okay. And, finally, we talk about peer leaders +and how important they are. Are we doing the same kind of +climate assessments of their leadership, so that if it is +determined that in fact they are not leading well, that their +advancement is hampered--called into question? How actively are +you doing that? How much--do they know you are doing that? And +how many people have you stopped in their career ladder because +of that behavior? + Admiral Carter. This is exactly why we created this new +aptitude measuring system. Part of that is to measure their +leadership capability, whether they are a junior or a senior. I +want to make sure that I didn't have anybody flying under the +radar that was meeting all the minimums academically and +physically and everything else looked okay because they didn't +have a conduct record. + This is a chance to have their peers and those that know +them best tell us about them. And I suspect, even though this +is relatively new, we are going to be putting midshipmen in +front of us that have problems that might not have shown up +before. So I am optimistic about this new approach for how to +look at that measuring system. + Mrs. Davis. Right. Thank you. Because sometimes people are +achieving, but that doesn't mean that they are acting +appropriately. Thank you. + Ms. Speier. Thank you. + I just want to make a point here that I think is important. +We are talking about alcohol, and we would be amiss if we +somehow want to place the blame on alcohol, because in the +actual survey, at West Point 45 percent of the women indicated +that the alleged offender had been drinking alcohol. So almost +half, but not a significant majority of cases. + At the Naval Academy it wasn't broken out quite the same +way, it just said nearly two-thirds. Sixty-four percent +indicated that they or their alleged offender had been drinking +alcohol. And then at the Air Force Academy it was 53 percent +who indicated the alleged offender had been drinking, and 51 +percent indicated that they had been drinking. So maybe it is +half, but it is not 65, 75, 85 percent. So I don't want us to +lose sight of that fact in looking at this issue. + Mr. Abraham. + Dr. Abraham. Thank you, Madam Chair. + Admiral, back to you and Mrs. Davis' exchange, the Navy has +been recognized for its prevention program in sexual assault +and sexual prevention. It is evidently doing some good stuff. +Was some of that that you mentioned some of the highlights of +that program, or would you wish to elaborate on maybe a couple +more that the committee could learn from? + Admiral Carter. The program that we have at the Naval +Academy is called SHAPE, it is Sexual Harassment and Assault +Prevention [Education]. It is evidence-based education that has +been developed by experts, we have been working on it for 12 +years. It is 20 hours of education and training across 4 years, +it starts on induction day. It is peer-led, small-group session +with fleet mentors and it has been updated. We have peer +educators. We have well over 130 that apply for 80 positions, +including varsity athletes, leaders within the brigade. They +receive an extensive 2-week program, and they lead nine +syllabus sessions during the course of each year. + We also have guides that are part of this program. These +are midshipmen embedded into each of the 30 companies, each +company is about 150 midshipmen, 2 per company, and they are +that resource that knows when somebody is having a problem, can +say, hey, here is where the resource is where you can get +counseling or make a report. They also receive an extensive 2- +week training program, and typically we have about 130 +applicants for that. So that is just a thumbnail of what that +education program looks like. + Dr. Abraham. And, General Silveria, is your HRT [Healthy +Relationship Training] and CHiPS [Cadet Healthy Interpersonal +Skills] program similar to that? Give me a little G2 +[intelligence] on that. + General Silveria. Sir, very similar in the elements that +they have in that we all know at this point that small group in +this subject matter works best. While initially when our cadets +and our midshipmen arrive, we need to get a lot of information +out quickly. But we move to--CHiPS is the Cadet Healthy +Interpersonal Skills, and it was recognized as a best practice +to the committee. And we have shown with evidence informed of +how that is beginning to change behavior in surveys after they +have had some of that. + Healthy Relationship Training, sir, is--a lot of the +programs that we have done in the past have been about what not +to do. And so we tell someone that they can't do this and they +can't touch this and they can't do that and they can't do it +without consent. Healthy Relationship Training takes a +different approach. It teaches them how to have a healthy +relationship between two people. What consent is, what +boundaries are. So it is an approach of how to, what to, how to +have a healthy relationship. So those are a little bit +different, sir. + Dr. Abraham. Dr. Van Winkle, I will take this for the +record, if you need, you can certainly answer it if you can. +But I was looking at your resume and it is quite impressive, +but you have a Ph.D. in applied experimental psychology. On +these predators, or whatever we want to call these people that +do these terrible things to these survivors, have you +analyzed--is there a blip on the radar screen in something they +have done in a personality previously? Just that marker that +won't certainly definitely say that they are going to go this +particular way, but maybe they might? + Dr. Van Winkle. I would have to take that for the record. +It is not within my area of expertise, and certainly there is +research to predict offending behaviors. It is certainly not a +settled science, but I can take that for the record and get you +the information we do have on that. + [The information referred to can be found in the Appendix +on page 127.] + Dr. Abraham. I would appreciate that. As a physician, it +would be interesting. + And my last question, and, General Williams, I will send it +to you, and we can certainly get the others' involvement. On +the last panel, Mr. Christensen mentioned in the last--one of +his talking points, if I understood that right, that athletes +are not held to the same level of accountability as other +cadets. Now, is that true? + General Williams. Congressman, that is not true. All +athletes, cadets, are handed the same standard at West Point, +and I am sure the other academies as well. There is no +sanctuary for athletes at the United States Military Academy. + Dr. Abraham. I understand. I see the others nod. + Madam Chair, I yield back. + Ms. Speier. All right. Mrs. Luria, you are next. Is it that +you would like to postpone? + Mrs. Luria. I will--I don't---- + Ms. Speier. All right. Let's then move on to Ms. Escobar. + Ms. Escobar. Thank you, Madam Chair. + Dr. Van Winkle, so in the report, one of the reasons why +women did not choose to report was, quote, that they would take +care of the problem themselves. Does this indicate that there +is a problem in the actual reporting process or that it is +cumbersome or that--what are your thoughts about that? Why--or +just a sense that it is, you know, too painful to go through +the process. + Dr. Van Winkle. I appreciate the question. The data doesn't +get at exactly what they mean by when they say that they took +care of the problem themselves, either by avoiding or +confronting the person. We know a few things, though, from our +focus groups. We do go out every other year to talk to the +cadets and midshipmen. We talk to them about the survey +results. We ask them questions about it. And often what we see +in our data is the reasons for not reporting are often very +personal reasons, less to do with the system in place, but much +more to do with wanting to forget about it and move on. + We also have concerns within the academy about gossiping +and peer response, which again, speaks to what we are trying to +do when we are engaging the cadets and midshipmen themselves. +And it also looks a little different than what we see in the +Active Duty. + What we hear in the focus groups is freshmen and sophomores +often say they would hesitate to report because they don't want +that to define them. They are only there for 4 years. Juniors +and seniors often say they don't want to report because they +don't want the investigation to follow them into the Active +Duty or be defined as they move into the Active Duty by this +report. + And all of them talk more about concerns about peer +reaction than, again, barriers in the actual system that is in +place. And I mentioned the data point that when we do get folks +to come forward and report, from our survey data, 81 percent +said that they would make the same decision again. It is +getting them to come forward and report. That is a challenge we +are trying to address. + Ms. Escobar. That peer reaction, that is very interesting. +And I feel like that is where we as a society, whether it be in +the military or in the private sector or public sector, where +people need to feel accommodated and supported by their peers, +or that their peers will stand up to that retaliation. So we +have clearly still got a long way to go on that front in the +military. Thank you so much. + To the superintendents, so the four focus areas were +mentioned, the promoting responsible alcohol choices, +reinvigorating the prevention of sexual assault, and the third +one I am very curious about, enhancing a culture of respect. +Could each one of the superintendents just briefly tell me how +you are doing that? + General Williams. Congresswoman, yes. So as my colleague +mentioned, we have a Simon Center for Professional Military +Ethic as well. So I have an organization within the West Point +that is charged with designing character in this space about +trust. But the folks that really are going to get at this daily +are the cadets, our tactical officers, each company. We are +organized at West Point into company teams. In each one of the +companies there is a captain, a commissioned officer, and a +senior noncommissioned officer with that company, and then our +coaches and also our rotating faculty. + So all of those folks emulate what it means to be--what +respect looks like, what it means to be an officer or a cadet +in good standing. So by being good role models. But more +importantly, they have real conversations. + Last week, and it wasn't because of a result of this panel, +but I witnessed a--we had 119 classes last Wednesday during the +commandant's hour, what is called a Leader Challenge three, +where we had cadets, the company tactical officers, the +academic professors, led by the cadet leadership. Well, they +were talking about real issues. They were talking about sex and +healthy relationships that was mentioned earlier. + And so what is important is you get the cadets, the +faculty, the coaches, all of them pulling the same way in this +area. It can't be just the cadre, it can't be the cadets doing +this. It requires a comprehensive approach across the academy. + Admiral Carter. I will just briefly give two examples. One +is this life skills handbook that I mentioned in my verbal +testimony that we have now initiated. It not only dives down +into this understanding of what dignity or respect means from a +midshipman perspective, it also helps redefine that for all of +our influencers. So our coaches, our faculty, our staff, our +sponsor parents. I think it is really critical. And that is +built into our in-classroom curriculum. + And, finally, Sheryl Sandberg came and spoke to the Naval +Academy in 2013, and it is where she coined the phrase ``lean +in.'' And the Naval Academy has taken on ``lean-in circles,'' +and it is really starting to grow even more. There are +approximately 200 midshipmen that meet in 12 different circles, +and they cover every tough topic of what it means to be a +professional. Some of them are all women, some of the circles +are all men, some of them are mixed. I think this is a +grassroots growth program that we can continue to cultivate. +And, by the way, we have fleet mentors in there, so they are +helping them guide the conversation. + General Silveria. Ma'am---- + Ms. Escobar. My time has expired. Thank you very much. + Ms. Speier. General, you can respond. + General Silveria. Ma'am, for us what that means is that we +are looking about the whole person here. It is not just about +dignity and respect regarding another gender in the area of +sexual harassment or sexual assault, because what we have to +teach is that discrimination in all manners, whether it is +race, religion, background, sexuality, any discrimination in +any way takes away and degrades at that dignity and respect. + So we go out of our way to support and encourage a number +of affinity groups in the areas of LGB [lesbian, gay, bisexual] +and a number of race groups and ethnic groups that allow them +and the cadets interact in that way. I mean, just Friday night, +a couple weeks ago, I was with the Jewish cadets, as an +example. And so we have to continue to show that richness of +diversity. And I have spoken a lot about that to my cadets, +specifically about that richness of diversity. + We all have remarkably diverse campuses and remarkably +diverse student bodies that are continuing to grow that more. +That is what we are referring to. + Ms. Escobar. Thank you. + Ms. Speier. Thank you. + Mr. Bergman, you are next. + Mr. Bergman. Thank you, Madam Chair. + General Williams, I want to make sure I got this right. +Cadets lack trust in peer leaders? Did I get--could you just +expound on that for me, please? + General Williams. Congressman, thank you. Yes. The survey +suggests that cadets do not have the same respect or trust, and +this is about accountability. Part of being a professional, +whether it be an airman or--is about stewardship. And so they +are struggling with, depending on what their class is, +ownership for each other. This is a part of what we do in our +military--the ethos of our culture, the Army culture. + So the cadets work very hard in their 47-month experience. +They understand General Williams or Captain Smith, who is their +company tactical officer, but as they develop and are learning +to take ownership for their profession, they have a hard time +sometimes holding each other accountable. + Mr. Bergman. Is that something that has happened over time, +or because of their high school experience they are used to-- +they are not used to the hierarchy that maybe some of us who +are older and went to high school, you know, decades earlier, +where now everybody feels as though they--you know, the +participation trophy mentality? + General Williams. Congressman, I think that is part of it. +We are taking folks from all over America, and it is a tough +transition for some. Some need 47 months, some need a little +longer than 47 months to make that transition. + Mr. Bergman. So since we are talking about--we got Blue and +Gold. Do we have black and gold? And what does the Air Force +have? + General Silveria. Prop and Wings Officers, sir. + Mr. Bergman. Okay. So the point is, could any or all of you +just describe the--is this Blue and Gold or black and gold or, +you know, Prop? Is that a volunteer position? Is it a paid +position? Tell us a little bit about who these people are and +how much time they have to devote to, if you will, digging into +the background of an applicant? + Admiral Carter. Sir, I will answer first. Our Blue and Gold +Officers are representatives of the superintendent but work +through our admissions department. They are volunteers. They +are not always Naval Academy graduates. They are in every +voting district throughout the country. They are over 2,000 +strong. And they are the eyes on, they are the validation of +who we are looking at, beyond just what we see on paper, the +personal statement, the teacher recommendations, the grades, +all of it. + Mr. Bergman. Yeah, I don't want to dwell on this, but the +idea is they are volunteers? + Admiral Carter. Yes, sir. + Mr. Bergman. So their time--they are working probably a +full-time career doing something else, and because of their +passion for the service academies, they have volunteered their +time to interview, to interact with, et cetera, et cetera, and +to advise potential---- + Admiral Carter. And they are required to get training every +periodic moment--or every period of time, about 5 years, so +they understand what we are looking for. + Mr. Bergman. Okay. And then one final question that any or +all of you can answer. Is there any--or maybe, Dr. Van Winkle, +is there any comparative data to other nonmilitary, your basic +public, private colleges and universities, as to the type of +behavior, the type of at-risk behavior, if you will, that the +18- to 20-year-olds who are in those first couple of years, I +mean, is there comparative data out there that says the service +academies have more of a problem than XYZ college or +university? + Dr. Van Winkle. I can speak to that in general terms. We +don't typically have a good comparison point in civilian +colleges and universities, nor do we compare ourselves with +them. Certainly our mission space is different, our +expectations are different, our selection criteria is +different. + Mr. Bergman. But if we were just, you know--and I know my +time is going short here. The idea is, two friends graduate +from high school together, one goes to an academy, one goes to, +you know, some other school. They come in, they are matched +ideally, if you will, in their experience, their outlook, their +education, everything, they are a match, but then they split +and go down two different educational paths. + I am wondering, is the behavior of the individual who +chooses something other than a service academy, are we--do we +know, are there differences? + Dr. Van Winkle. What we do know in looking at colleges and +universities comes from a 2015 study sponsored by the American +Association of Universities, which looked at 27 colleges and +universities across the country. Looking at those rates, +comparing them to ours now, which again are slightly apples and +oranges in terms of metrics and scientific methods behind it, +we are about on par. But as I mentioned, we certainly hold +ourselves to a higher standard. + Mr. Bergman. Well, thank you very much. And I yield back. + Ms. Speier. All right. Dr. Van Winkle, you had indicated +that of those that do come forward, 80 percent of them are +happy with the way they were treated. Is that correct? Is that +how you put it? + Dr. Van Winkle. No. For clarification, I would say that 81 +percent--and this is from the survey, so this is an estimate-- +-- + Ms. Speier. Right. + Dr. Van Winkle. [continuing]. Of those who came forward and +reported would make the same decision to report again. + Ms. Speier. Thank you for that clarification. + What I think is important for us to point to, and it is +true in each of the academies, it is probably most true at the +Air Force Academy, is that women who have not come forward to +report do not have a high confidence that they will be +protected. + At the Military Academy, 55 percent of the women indicated +they would trust the academy to a large extent to ensure their +safety. At the Naval Academy, it was 46 percent. At the Air +Force Academy, it was 39 percent. So that would suggest to us +that there is not the confidence in the academy leadership that +their safety will be ensured if only half or less than half +have confidence in it. So that is something we should drill +down about later. + Mrs. Luria. + Mrs. Luria. Okay. Thank you for being here to testify +today. And I am trying to go through, you know, some of the +comments that have been made and rectify these, you know, in my +mind versus my personal experience, being that, you know, I +attended the Naval Academy and also spent 20 years in the +fleet, and as a commanding officer having to deal with these +types of situations for sailors who worked for me. + And there are several comments that have been made, but, +you know, I wanted to kind of touch on this in the setting of +the hearing because Admiral Carter and I discussed it in my +office earlier this week was, you know, how does this compare +relative to the fleet or to our Active Forces? And then, you +know, are there any lessons that have been done more +effectively within the fleet that we think we should be +transferring back to the academy setting? + And I will start with you, Admiral Carter, since we already +touched on that. + Admiral Carter. I certainly think there are things to learn +from the two living conditions and the demographics and the age +group. I think we could take ourselves down a dangerous path if +we think that the 17- to 21-year-old demographic of the fleet +is the exact same representative of what we see at the Naval +Academy. + Mrs. Luria. But, I mean, myself in command, and I know +yesterday when we spoke, you said you had been in command in +some capacity since 1999, and then you were the XO [executive +officer] when we served together on Truman shortly after that. +That is the demographic, at least from my experience, where +most recently these reports come in as far as fleet sailors as +well. So why do you consider there to be a difference? + Admiral Carter. The enlisted sailors that are coming in, +and that would be the demographic we are looking at, they are +changing, very different than when you and I served on Harry S. +Truman 20 years ago. They are better educated. Many more of +them are married, they live a different lifestyle. And then, of +course, once we send them out on a ship or on a deployment with +an air squad or on a submarine, they live in a very, very close +environment where they are controlled and they are watched in +their work environment, and there is no alcohol involved in +that. + So, you know, over the course of that time in that +environment, you are going to see a whole lot less of these +unwanted sexual contact data, and I am confident of that. The +midshipmen still are in an academic setting, even though they +are in a very controlled academic setting, and that is not to +make a pass for, you know, the type of lifestyle they have at +the Naval Academy, but it is just a different environment, as +you recall, living there. + But I think we can still look for best practices that come +from the fleet and see if they can apply to what we do at the +Naval Academy. + Mrs. Luria. Well, thank you. + And so out of all the comments that were made today, there +were a couple things that, you know, popped out, because I +think we are all scratching our head, these are not the results +that we wanted to hear. And something that did come up in the +earlier testimony was that, you know, the Victims' Legal +Counsels, for example, didn't have a lot of experience in +dealing with victims. So that is just a point of maybe an area +that we could look at what type of training they get. + And then, you know, on the side of medical professionals +and the faith community, with how they fit into the whole +picture of developing midshipmen morally, mentally, and +physically, that they tie into that picture with, you know, +dealing with the victims. + And, you know, I think my frustration as a commanding +officer in the fleet when I had sailors who dealt with this was +that I felt that the reticence of people to report was because +they thought nothing was going to ever happen. And the nothing +that was ever going to happen was not because the chain of +command didn't take it seriously, because we took it very +seriously, but it was more so that the process took so long for +anything to happen, it moved at a glacial speed. + And like you said, Dr. Van Winkle, you know, people are +worried about this in their second class midshipmen, so junior +year following through with them to the fleet. And so I don't +know how to crack that nut of, you know, a more expeditious +process to make sure that, you know, it is being handled, but +people know it is being handled, and, you know, what the +results are because---- + You know, Admiral Carter, as we spoke the other day, you +said accountability was the biggest issue. But if someone +reports something and nothing happens for 18 months or 2 years, +that is hard to draw the accountability back, because people's +memories are actually short. So I don't know if anyone has any +comments on that topic. + Admiral Carter. I will just say one brief thing. The Victim +Legal Counsel was brought on during my tenure here at the Naval +Academy. I thought it actually would change and really make a +difference for those that had stepped forward. And quite +honestly, I did not see more female victims actually go through +with the investigation or go through with the preliminary +hearing office. I didn't see that change. + That Victim Legal Counsel does not work for me. They are +independently assigned to the Naval Academy. They are +permanent. I found them to be very experienced, it is not their +first legal job. And they do meet with their survivors or +victims in person. + Mrs. Luria. Okay. Well, thank you for sharing that. That +was different than what was mentioned earlier. + I yield back my time. Thank you. + Ms. Speier. Ms. Cheney. + Ms. Cheney. Thank you very much, Madam Chairwoman. I wanted +to--and I appreciate that the chairwoman read or submitted for +the record the entire email from Colonel Campbell, but I wanted +to mention a couple of things that were not read. + In the first paragraph of the email, the colonel says that +the SAGR [Service Academy Gender Relations] report is, quote, +exceptionally important. In the second paragraph he says, +sexual assault and gender relations, the report is absolutely a +command priority. In the third paragraph, he says, don't for a +minute think we believe the class crest is more important than +sexual assault. And the paragraph that the chairwoman did read +has absolutely nothing to do with victim anonymity. And I think +it is very important that the record reflect that that is not a +conversation at all about victim anonymity. + And I think, in fact, victim anonymity is crucial, and I +think that it is very important that we not look towards +increasing the number of unrestricted reports as our only +measure of success here. I think, as Dr. Van Winkle mentioned, +there are a number of reasons why people don't report, a number +of reasons why they want to be able to report in a restricted +fashion, including that they don't want to have this follow +them for their life. They don't want to be known as a victim. +And I think that is very important. And I think that we need to +keep in mind that compassion for survivors and for victims, and +not look as though we are forcing everyone into a public +reporting setting. + Secondly, I would say that while it is true that the report +shows that alcohol was a factor in at least half of these +incidents that were reported, that is a huge issue. And I think +it would be reckless and irresponsible for us if we did not +address the issue of alcohol. It is not a silver bullet, it is +not a panacea, but when we have something that we know is +present in approximately half, in some cases a little over half +of these incidents that we know of, we have got to address it. + And so I would like to ask each of the superintendents if +you could talk specifically about the programs that you have in +place, the programs that you think you need to put in place, at +each of the academies to deal with this issue of alcohol abuse. + General Williams. Congresswoman, we have a long way to go +in this space. We have done everything from a cadet who has +created--or had some sort of misconduct and alcohol. We put him +in the alcohol substance abuse program. It was mentioned +earlier about the leader development program, if a cadet +commits some act in this space, he gets an F. He gets an +academic grade, F, it is part of his GPA [grade point average]. +So those are sort of one end of the spectrum. + The other end of the spectrum is every week they work this, +our TAC [company tactical officer] and TAC-NCOs [tactical non- +commissioned officers] work this really, really hard. Before +special events, before every weekend, they do briefings with +the cadets. But I am not satisfied where we are in terms of--I +am having my commandant look at all of our policies in term of +how long. We have a number of places on West Point where +cadets, if they are of age, they can't be underage, if they are +of age, where they can drink alcohol. + I am relooking at all our current policies. And so we are +looking at doing some changes in that respect. So we are doing +a lot right now, but we are not doing enough, and I am +relooking the whole thing. + Ms. Cheney. Thank you. + Admiral Carter. + Admiral Carter. Ma'am, I started to talk about some of our +programs, such as the Guardian Angel program, the Midnight +Teachable Moments, the task force that we stood up. I would +also tell you that accountability at this lower level of +problem before it turns into a potential assault. When you take +away the alcohol piece, as I said, won't take them all away, +but for us we think it has a significant part. We are +redefining what those are. + So, for example, if you get a DUI [driving under the +influence] at the Naval Academy, you will be separated from the +Naval Academy. Two alcohol-related incidents, whether they +happened plebe year and senior year, you will also be +dismissed. A failure from an alcohol treatment program will +also be cause for dismissal. A higher penalty for underage +drinking, even though it is not a zero-defect mentality, it is +one that we have to continue to go after. + And as we are hearing--as you are hearing us today, we all +meet and talk about our best practices and how we are doing it, +so that we can get to some more common themes so that we are +all doing it about the same way. + Ms. Cheney. Thank you. + General Silveria. + General Silveria. Yes, ma'am. After I arrived, I didn't +like the way that a lot of the alcohol was available and the +way that it was handled within the cadet wing, and so I made a +number of changes last year in the availability, how it was +served. And I made a number of changes increasing supervision, +both at events inside the academy and outside the academy with +supervision. + The other thing that we have done is we have created a +training program for our third classmen, our sophomores, +because that is the age when they become of age, for most of +them. So we have created a training program that focuses on +prevention of alcohol-related incidents. And all of the +commanders have availability, and they use it. If they get a +risk factor where they see that somebody has used it, they can +put someone in that prevention program, whether they are a +three-degree or not. So we are training and then the increased +supervision. + Ms. Cheney. Thank you very much. My time has expired. + Ms. Speier. All right. That brings us to the end of the +hearing. + Let me thank you very much for your participation today. I +really believe that you want to do the right thing. I also +worry that we have not found the formula that is going to +reduce the numbers. They can't keep going up. + And, Dr. Van Winkle, I am very heartened to hear you say +that we are not going to be able to train ourselves out of this +problem. We have got to recognize that there is something more +that needs to be done. + I do know, and in talking to a couple of the +superintendents, that you have also realized that once there is +a conviction or once someone is identified, some of these +cadets have turned into predators, where it wasn't just a once, +it was to a number of cadets that they had either sexually +harassed or sexually assaulted. So it is a very serious +problem, and these are our leaders for the next generation. We +have a responsibility. + So thank you for being here. Thank you for your commitment. +And I am hopeful that we will make a number of trips to the +academies over the course of the next year to work with you. + With that, we will stand adjourned. + [Whereupon, at 6:13 p.m., the subcommittee was adjourned.] + + +======================================================================= + + A P P E N D I X + + February 13, 2019 + + +======================================================================= + + + PREPARED STATEMENTS SUBMITTED FOR THE RECORD + + February 13, 2019 + +======================================================================= + + + + [GRAPHICS NOT AVAILABLE IN TIFF FORMAT] + +======================================================================= + + + DOCUMENTS SUBMITTED FOR THE RECORD + + February 13, 2019 + +======================================================================= +[GRAPHICS NOT AVAILABLE IN TIFF FORMAT] + +======================================================================= + + + WITNESS RESPONSES TO QUESTIONS ASKED DURING + + THE HEARING + + February 13, 2019 + +======================================================================= + + + + RESPONSE TO QUESTIONS SUBMITTED BY DR. ABRAHAM + + Dr. Van Winkle. This is a very complex issue; however, the research +available to date is summarized as follows: Research with civilians +shows a significant minority of men perpetrate sexual violence. Most +men who use coercive tactics to obtain sex use those tactics repeatedly +over time; however, most rape perpetration occurs over a more limited +time frame. Hundreds of studies have examined risk factors for sexual +violence perpetration. Risk factors are behaviors, experiences, +attitudes, or cultural norms that are statistically associated with +self-reported sexual violence in research studies. Consistently +supported factors include: history of experiencing child abuse, a peer +group that supports forced sex, peer pressure to engage in sexual +activity, relationship conflict, sexual risk behaviors (early +initiation of sex, sexual promiscuity, casual sex), hostile views of +women, and attitudes supporting the use of violence. Studies have found +that a combination of risk factors expressed over time is more +predictive of sexual violence than single risk factors. Many risk +factors can be modified or mitigated, which facilitates reduction of +sexual violence. Multiple military studies have found that military +sexual violence perpetrators reflect similar risk factors and offending +patterns as civilian perpetrators. Similarities between sexual violence +perpetrated by military members and civilians suggests that civilian +research can be used to inform prevention approaches implemented in +military settings. The Department will continue to use this literature +to guide prevention planning and execution. [See page 43.] + + +======================================================================= + + + QUESTIONS SUBMITTED BY MEMBERS POST HEARING + + February 13, 2019 + +======================================================================= + + + + QUESTIONS SUBMITTED BY MS. SPEIER + + Ms. Speier. In at least 2016, the Academies and DOD considered +replacing the measure of unwanted sexual contact used in the Academy +survey with the UCMJ-linked measurement used in the active force +workplace and gender relations survey. The Academies and DOD reportedly +pushed back against adopting the active force measure. Why did the +Academies push back against the active force measurement? Why is the +unwanted sexual contact measure preferable? + Dr. Van Winkle. The Department determined that the Unwanted Sexual +Contact (USC) measure was a better fit for victim privacy and survey +administration considerations at the Academies. To better align with +language describing the sexual assault crimes defined in Article 120 of +the Uniform Code of Military Justice--and as part of its review and +administration of the Department's active duty sexual assault +prevalence survey in 2014--the RAND Corporation compared responses to +the existing USC measure to responses to the new sexual assault measure +it designed. RAND's comparison found no statistically significant +difference in how either measure estimated past-year prevalence of +sexual assault at the top-line. However, RAND's measure offered certain +advantages in conducting follow-on analysis of responses. In 2015, the +Department worked with the Academies to assess whether RAND's new +measure would be appropriate for administration of the Service Academy +Gender Relations (SAGR) survey. This assessment involved review of the +measure by Academy victim assistance staff and a small group of +selected cadets and midshipmen. Feedback obtained through this process +indicated that the new RAND measure was more explicit in language and +took much longer to complete than the USC measure. These observations +made use of the new RAND measure on the SAGR survey problematic in two +ways: 1. Administration time. The SAGR survey is administered in person +in a room with several hundred cadets and midshipmen at once. This is +done to keep response rates in the 70 to 80 percent range, as computer +administration has been associated with markedly lower response rates. +Students who may have experienced a past-year sexual assault would +spend a considerably longer time taking a survey with the RAND sexual +assault measure survey than a survey with the USC measure. The +Department concluded that increased administration time would likely +expose students taking a longer time with the survey to unwanted +scrutiny and/or assumptions about whether they were a victim of sexual +assault, which ultimately might impact a student's willingness to +disclose victimization on the survey. 2. Administration method. The +SAGR Survey is administered via paper and pencil rather than the +computer administration employed in the active and reserve components. +Again, by employing the in-person method, the Department has achieved +high response rates from cadets and midshipman on the SAGR Survey. +Active duty and reserve component members completing the survey via +computer can take a break and come back to it should the experience of +answering the RAND measure's very detailed questions become stressful +or troubling. However, similar breaks are not possible given the in- +person administration employed with the SAGR survey. Given the +anonymity of responses, there is no way for a student to take a break, +come back later, and finish the survey. The Department subsequently +asked the Academy Superintendents for their input on which measure the +SAGR should use to estimate past-year prevalence of sexual assault. The +Academy Superintendents unanimously requested the SAGR continue to +employ the USC measure to address not only survey administration time +and method concerns, but also consistency of their prevalence trend +information since 2006. Given this input, the DOD Sexual Assault +Prevention and Response Office and the Office of People Analytics +decided to keep the USC measure as the means for estimating past-year +prevalence of sexual assault on the SAGR Survey. The academy survey +continues to utilize the shorter unwanted sexual contact measure with +the scientific assurance that both measures yield similar, accurate +estimates of sexual assault prevalence. + Ms. Speier. In at least 2016, the Academies and DOD considered +replacing the measure of unwanted sexual contact used in the Academy +survey with the UCMJ-linked measurement used in the active force +workplace and gender relations survey. The Academies and DOD reportedly +pushed back against adopting the active force measure. Why did the +Academies push back against the active force measurement? Why is the +unwanted sexual contact measure preferable? + General Williams. USMA does not have record of ``pushing back'' +against the measures in the DOD survey. We understand these questions +mirror language from the UCMJ and we have no issues with them as +presented. Further, we do not have an opinion at this time if unwanted +sexual contact is the more preferable measure. As this is a DOD wide +policy, we believe it would be more appropriate for OSD to respond to +this question. + Ms. Speier. In at least 2016, the Academies and DOD considered +replacing the measure of unwanted sexual contact used in the Academy +survey with the UCMJ-linked measurement used in the active force +workplace and gender relations survey. The Academies and DOD reportedly +pushed back against adopting the active force measure. Why did the +Academies push back against the active force measurement? Why is the +unwanted sexual contact measure preferable? + Admiral Carter. USNA did not push back on the language or standards +used to measure USC in the survey. However, in considering any future +changes, it is important to consider consistency in language and +standards over a long period of time to better establish reliable +trends and keep historical data relevant to contemporary data. + Ms. Speier. In at least 2016, the Academies and DOD considered +replacing the measure of unwanted sexual contact used in the Academy +survey with the UCMJ-linked measurement used in the active force +workplace and gender relations survey. The Academies and DOD reportedly +pushed back against adopting the active force measure. Why did the +Academies push back against the active force measurement? Why is the +unwanted sexual contact measure preferable? + General Silveria. The Service Academy Gender Relations (SAGR) +survey is conducted every even numbered year at all the service +academies and reported with the release of the SH&V report. The SAGR +reveals data specific to sexual harassment and sexual assault at each +of the Military Service Academies including the U.S Air Force Academy +(USAFA). This survey has been conducted for over a decade which allows +for analysis and tracking of trends and patterns. During the previous +discussions regarding the questions related to ``Unwanted Sexual +Contact,'' the justification for not changing the definitions to match +the active duty force instrument was that it would adversely impact the +ability to make longitudinal comparisons. In other words, changing the +questions would prevent the services and Congress from being able to +accurately compare future data with past data. Certainly, there are +valid arguments to be made regarding the use of an active force measure +that allows more accurate comparisons be made between the Academies and +active duty force; however, at the time of the discussions, it was +viewed as more beneficial to be able to make longitudinal comparisons +amongst the Service Academies. As such, this is one of the longest +existing surveys on a college campus of its kind which can allow for +data driven strategies and operations. + ______ + + QUESTIONS SUBMITTED BY MS. ESCOBAR + Ms. Escobar. Dr. Van Winkle, what would you say contributed to the +nearly 50% increase in sexual harassment and sexual assault detailed in +the 2017-2018 Annual Report on Sexual Harassment and Violence at the +Military Service Academies? + Dr. Van Winkle. Survey results capture the experience of large +numbers of people with great scientific reliability and validity, but +they cannot isolate the causes behind those experiences or perceptions. +That said, the data indicate that academy approaches have not prevented +disrespectful, interpersonal conduct between cadets and midshipmen, +which is a driving force behind challenges in sustaining progress. +First, estimated rates of sexual harassment maintain at consistently +high rates, with 51 percent of academy women and 16 percent of academy +men indicating a past-year experience in APY 2017-2018. Second, marks +for confidence in the efforts of cadets and midshipmen peer leadership +continue to hover at relatively low rates. Finally, rates of alcohol +use among students continue to be a concern: More than half of sexual +assault incidents involved alcohol, and about 15 percent of women and +32 percent of men acknowledged heavy drinking in the past year. +However, the survey also found that most cadets and midshipmen believed +that Academy leadership make honest and reasonable efforts to stop +sexual assault and harassment. While the Department acknowledges the +high marks in Academy leadership, we recognize that this important +achievement is not by itself sufficient to combat these crimes. + To address unsatisfactory results, each of the Military Service +Academies have developed a plan of action that focuses on four key +lines of effort to address sexual assault and sexual harassment: +reinvigorating prevention efforts, improving sexual assault and +harassment reporting, enhancing a culture of respect, and promoting a +disciplined force. These plans will proactively engage with cadets and +midshipmen, especially at the student leadership level, and include: +Implementing policies, programs, and practices that +target and reduce sexual harassment and other forms of misconduct +between peers. + Focusing initiatives on improving cadet and midshipmen +leadership (e.g., selection criteria, how we train our student leaders +on sexual assault and harassment, how we hold student leaders +accountable). + In conjunction with these efforts, the Secretaries of the Military +Departments hosted a national university and college and US Academies +summit in April 2019 at the Naval Academy in Annapolis, Md., focused on +preventing sexual assault and sexual harassment. + Ms. Escobar. Dr. Van Winkle, in your opinion, what type of support +or resources do military service academies need from Congress to ensure +that students feel comfortable reporting sexual assault and harassment? + Dr. Van Winkle. The Military Service Academies (MSA) have developed +programs to provide students a professional response to all reported +allegations of sexual assault and sexual harassment. Upon making a +report of sexual assault, students may obtain victim assistance and +advocacy, healthcare, spiritual support, and confidential legal +counsel. The Department requires that Service leadership provide fully +resourced programs and oversight to ensure sexual assault prevention +and response programs function as designed. Likewise, students +reporting sexual harassment have a variety of services and support +options available to help them resolve complaints informally or +formally with direct command investigation and action. Should +legislative barriers arise, we would submit proposed legislative +remedies through the Department's legislative proposal process. + Ms. Escobar. Dr. Van Winkle, are victims aware of the variety of +support services available to them? Are there barriers in getting this +information out that Congress should be aware of? + Dr. Van Winkle. Students at each academy receive annual, mandatory +sexual assault training where they learn of the resources available to +them should they ever experience a sexual assault. During this +training, the academies introduce students to the sexual assault +response coordinator (SARC) as the single point of contact who can +provide information about the wide variety of resources available to +students who experience a sexual assault incident. In the event a +student experiences a sexual assault and files a report, the SARC +explains the options of both Restricted and Unrestricted reporting, as +well as the complete range of support services that are available to +the victim. DOD surveys indicate that there is a relatively high level +of fluency in the basic provisions of the Sexual Assault Prevention and +Response Program. There are no systemic barriers within the Department +to providing the sexual assault training and access to support +services. + Ms. Escobar. To the superintendents, what are the unique +circumstances of each academy that may have contributed to the dramatic +increase in sexual harassment and sexual assault? + General Williams. Based on the available data, USMA is unable to +identify any unique circumstances which would explain the increase in +prevalence or reporting at West Point during APY 17-18. We have +maintained vigilance over this and did not expect these results. We +have in fact noticed that the measures we took that were different than +previous years may have contributed to victim willingness to +anonymously report more incidents on the SAGR and for more victims to +report their incidents to SHARP personnel. Some of these actions +include (1) a deliberate focus on education to ensure our Cadets +understood the components of the crime itself, (2) creating the +conditions for victims to believe their voices mattered and needed to +be heard, and (3) to create safety and support for those willing to +come forward. In a very deliberate and focused manner, we examined the +following areas within our training and education program: + --The crime of sexual assault as it occurs in college settings + --Exploring the nuances of consent and the impact of alcohol in +relationship decision making + --Presenting information on male sexual assault, to destigmatize +this issue and create a common language and support to empower male +victims to report + --Breaking down the impact of victim blaming, to increase empathy +and support for victims + These actions are a few of the programmatic efforts and constitute +some measure of our continued efforts to create an integrated and +synchronized effort to create a culture of respect among our community. + Ms. Escobar. To the superintendents, what are the unique +circumstances of each academy that may have contributed to the dramatic +increase in sexual harassment and sexual assault? + Admiral Carter. While the United States Naval Academy did not +experience dramatic increases in sexual harassment and sexual assault +in the most recent survey, the survey demonstrates we have more work to +do. We are committed to eliminating sexual assault and sexual +harassment at the Naval Academy and we will continue to do all we can +to achieve that goal. USNA is unique among the Military Service +Academies in that it is physically located in a busy town with many +establishments serving alcohol and promoting a much more relaxed social +atmosphere than the professional atmosphere of our campus. The +immediate vicinity and easy access presents leadership challenges +different from West Point or Colorado Springs where there is a greater +distance and less interaction with immediate outside influences. +Historically, most of our incidents of USC and harassment occur off +campus and involve the use of alcohol. + Ms. Escobar. To the superintendents, what are the unique +circumstances of each academy that may have contributed to the dramatic +increase in sexual harassment and sexual assault? + General Silveria. When analyzing estimated sexual assault +prevalence data across the last decade, similar patterns emerge between +the service academies. In 2018 all academies had a significant increase +in estimated prevalence of sexual assault (women at US Naval Academy +(USNA) and USAFA and men at USNA). And in 2014 a significant drop in +estimated prevalence occurred across the three academies. When similar +patterns occur between institutions, particularly those that are +separated geographically and culturally, there likely other factors +that are impacting the data collected. We cannot rule out social +factors that go beyond each installation's gates. Numerous factors +including high profile military and civilian cases, leadership +turnover, and socio-cultural differences can influence estimated +prevalence and reporting data and impact our cadets' willingness to +exercise their voice, even on anonymous surveys. Examining general +trends over time between the academies supports the idea that something +larger than just what is occurring on the academy grounds may impact +the estimated sexual assault prevalence data. This is not to excuse us +from working on the solution or being responsible for what occurs on +our grounds, but does challenge us to open the aperture of what +prevention looks like. Determining the root cause of behavior is +challenging. We know that the specific population of college students +has a higher estimated rate of sexual assault. This year we saw an +increase in the instances of alcohol use by either or both the offender +and victim. Alcohol use and misuse is another factor within this aged +population that impacts estimated prevalence of sexual assault. USAFA +saw an increase in the number of cadets who enter into the academy +having already experienced sexual assault in their past. There is a +higher risk of re-victimization by those who have a past experience of +victimization. Additionally, cultural indicators such as victim blaming +beliefs increased this year according to the data from the SAGR survey. +These data points, though not specifically unique to USAFA, may all +impact the estimated prevalence of harassment and assault at USAFA. +Further analysis is needed and programs based on such analysis are +required to impact estimated rates of prevalence and related issues at +USAFA. + ______ + + QUESTIONS SUBMITTED BY MR. BERGMAN + Mr. Bergman. Mr. Christensen, in the hearing, you recounted a +conversation you had with the Vice Commandant of Cadets at the Air +Force Academy and that the Vice Commandant said he didn't have time to +meet with victims of sexual assault. I have since been made aware that +that particular conversation did not happen in the way you have +suggested. Could you please clarify your statement? + Colonel Christensen. You have asked about a conversation I +referenced during my testimony with the Vice Commandant of Cadets. +Contrary to the inference in the QFR, my testimony accurately reflected +my conversation. The conversation occurred as prelude to the Vice +Commandant meeting with my client in a hearing that could lead to her +being removed from the Academy. Based on my conversation with my +client, as well as many other survivors, I was and am concerned that +commanders rarely speak with survivors in other than adversarial +settings. I believe this colors their understanding of the impact of +trauma on victims. Very early during my meeting, I asked the Vice +Commandant if he had ever met with a victim in a non-adversarial +setting. He responded, as I testified, he had 4000 cadets and did not +have time to do that. After my testimony, the Vice Cadet reached out to +me to discuss my testimony, and I agreed to talk with him. After our +conversation I told him I would write a letter to the Chairwoman and +Ranking member. The Vice Commandant did not ask me to do this. I +drafted the letter and sent it to the Vice Commandant to see if he +thought it was fair. He agreed that it was. As I said in my letter, our +conversation was very productive and professional. We left the +conversation in a much better place than our previous meeting. We did +not reach an agreement on the words the Vice Commandant used; however, +my prior testimony accurately reflects my memory of the exchange, and I +stand by it. I did not send the letter to correct or diminish the words +I used in my testimony. Instead, I sent the letter because after our +most recent conversation I did not believe it was the Vice Commandant's +intent to indicate he did not have time to meet with victims. After +this conversation, I believed it was necessary to bring this to the +attention of the subcommittee to provide context. + + [all] +