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+[House Hearing, 108 Congress] +[From the U.S. Government Publishing Office] + + + + DISEASE SURVEILLANCE SYSTEMS + +======================================================================= + + HEARING + + of the + + SUBCOMMITTEE ON EMERGENCY PREPAREDNESS AND RESPONSE + + of the + + SELECT COMMITTEE ON HOMELAND SECURITY + HOUSE OF REPRESENTATIVES + + ONE HUNDRED EIGHTH CONGRESS + + FIRST SESSION + + __________ + + SEPTEMBER 24, 2003 + + __________ + + Serial No. 108-27 + + __________ + + Printed for the use of the Select Committee on Homeland Security + + + Available via the World Wide Web: http://www.access.gpo.gov/congress/ + house + + __________ + + + U.S. GOVERNMENT PRINTING OFFICE +20-168 WASHINGTON : 2005 +_____________________________________________________________________________ +For Sale by the Superintendent of Documents, U.S. Government Printing Office +Internet: bookstore.gpo.gov Phone: toll free (866) 512-1800; (202) 512�091800 +Fax: (202) 512�092250 Mail: Stop SSOP, Washington, DC 20402�0900012005 + + + SELECT COMMITTEE ON HOMELAND SECURITY + + CHRISTOPHER COX, California, Chairman + +JENNIFER DUNN, Washington JIM TURNER, Texas, Ranking Member +C.W. BILL YOUNG, Florida BENNIE G. THOMPSON, Mississippi +DON YOUNG, Alaska LORETTA SANCHEZ, California +F. JAMES SENSENBRENNER, JR., EDWARD J. MARKEY, Massachusetts +Wisconsin NORMAN D. DICKS, Washington +W.J. (BILLY) TAUZIN, Louisiana BARNEY FRANK, Massachusetts +DAVID DREIER, California JANE HARMAN, California +DUNCAN HUNTER, California BENJAMIN L. CARDIN, Maryland +HAROLD ROGERS, Kentucky LOUISE McINTOSH SLAUGHTER, +SHERWOOD BOEHLERT, New York New York +LAMAR S. SMITH, Texas PETER A. DeFAZIO, Oregon +CURT WELDON, Pennsylvania NITA M. LOWEY, New York +CHRISTOPHER SHAYS, Connecticut ROBERT E. ANDREWS, New Jersey +PORTER J. GOSS, Florida ELEANOR HOLMES NORTON, +DAVE CAMP, Michigan District of Columbia +LINCOLN DIAZ-BALART, Florida ZOE LOFGREN, California +BOB GOODLATTE, Virginia KAREN McCARTHY, Missouri +ERNEST J. ISTOOK, Jr., Oklahoma SHEILA JACKSON-LEE, Texas +PETER T. KING, New York BILL PASCRELL, JR., New Jersey +JOHN LINDER, Georgia DONNA M. CHRISTENSEN, +JOHN B. SHADEGG, Arizona U.S. Virgin Islands +MARK E. SOUDER, Indiana BOB ETHERIDGE, North Carolina +MAC THORNBERRY, Texas CHARLES GONZALEZ, Texas +JIM GIBBONS, Nevada KEN LUCAS, Kentucky +KAY GRANGER, Texas JAMES R. LANGEVIN, Rhode Island +PETE SESSIONS, Texas KENDRICK B. MEEK, Florida +JOHN E. SWEENEY, New York + + JOHN GANNON, Chief of Staff + + UTTAM DHILLON, Chief Counsel and Deputy Staff Director + + DAVID H. SCHANZER, Democrat Staff Director + + MICHAEL S. TWINCHEK, Chief Clerk + + ______ + + Subcommittee on Emergency Preparedness and Response + + JOHN SHADEGG, Arizona, Chairman + +CURT WELDON, Pennsylvania, BENNIE G. THOMPSON, Mississippi +W.J. ``BILLY'' TAUZIN, Louisiana JANE HARMAN, California +CHRISTOPHER SHAYS, Connecticut BENJAMIN L. CARDIN, Maryland +DAVE CAMP, Michigan PETER A. DeFAZIO, Oregon +LINCOLN DIAZ-BALART, Florida NITA M. LOWEY, New York +PETER KING, New York ELEANOR HOLMES NORTON, District of +MARK SOUDER, Indiana Columbia +MAC THORNBERRY, Texas BILL PASCRELL, JR., New Jersey +JIM GIBBONS, Nevada DONNA M. CHRISTENSEN, U.S. Virgin +KAY GRANGER, Texas Islands +PETE SESSIONS, Texas BOB ETHERIDGE, North Carolina +CHRISTOPHER COX, California, ex KEN LUCAS, Kentucky +officio JIM TURNER, Texas, ex officio + + (ii) + CONTENTS + + ---------- + Page + + STATEMENTS + +The Honorable John B. Shadegg, a Representative in Congress From + the State of Arizona, and Chairman, Subcommittee on Emergency + Preparedness and Response...................................... 1 +The Honorable Christopher Cox, a Representative in Congress From + the State of California, and Chairman, Select Committee on + Homeland Committee + Oral Statement................................................. 3 + Prepared Statement............................................. 4 +The Honorable Bennie G. Thompson, a Representative in Congress + From the State of Mississippi, and Ranking Member, Subcommittee + on Emergency Preparedness and Response......................... 2 +The Honorable Jim Turner, a Representative in Congress From the + State of Texas, and Ranking Member, Select Committee on + Homeland Security.............................................. 69 +The Honorable Donna M. Christensen, a Delegate From the U.S. + Virgin Islands................................................. 71 +The Honorable Jennifer Dunn, a Representative in Congress From + the State of Washington........................................ 67 +The Honorable Jim Gibbons, a Representative in Congress From the + State of Nevada, Prepared Statement............................ 6 +The Honorable Christopher Shays, a Representative in Congress + From the State of Connecticut.................................. 74 + + WITNESSES + +Ms. Janet Heinrich, Director, Public Health Issues, U.S. General + Accounting Office + Oral Statement................................................. 27 + Prepared Statement............................................. 28 +Mr. Joseph Henderson, Associate Director for Terrorism + Preparedness and Response, Centers for Disease Control + Oral Statement................................................. 7 + Prepared Statement............................................. 10 +Guest: Dr. John Loonsk........................................... 75 +Dr. Paul Keim, Cowden Endowed Chair in Microbiology, Northern + Arizona University and Director, Pathogen Genomics at T-Gen.... 63 +Dr. Richard Platt, Chair of the Ambulatory Care and Prevention, + Harvard Health Plan + Oral Statement................................................. 40 + Prepared Statement............................................. 48 +Dr. Jonathon Temte, Infectious Disease Specialist, American + Academy of Family Physicians + Oral Statement................................................. 56 + Prepared Statement............................................. 58 +Mr. Jeffrey Trent, President of the Translational Genomics + Research Institute and Former Director, National Human Genome + Research Institute + Oral Statement................................................. 61 + Prepared Statement............................................. 62 + + APPENDIX + Material Submitted for the Record + +Prepared Statement of the Honorable Shelley Berkley, a + Representative in Congress from the State of Nevada............ 83 +Questions and Responses from Ms. Janet Heinrich, Director, Health + Care, Public Health Issues..................................... 85 +Prepared Statement of Mr. Christopher K. Lake, Director, + Hospital, Preparedness, Nevada Hospital Association............ 122 +Questions and Responses from Dr. Richard Platt, Chair of the + Ambulatory Care and Prevention, Harvard Health Plan............ 86 +Questions and Responses from Dr. Jonathan L. Temte............... 87 + + + HOW CAN THEY HELP US + PREPARE FOR BIOTERRORISM? + + ---------- + + + WEDNESDAY, SEPTEMBER 24, 2003 + + U.S. House of Representatives, + Subcommittee on Emergency + Preparedness and Response, + Select Committee on Homeland Security, + Washington, DC. + The subcommittee met, pursuant to call, at 2:54 p.m., in +Room 2318, Rayburn House Office Building, Hon. John Shadegg +[chairman of the subcommittee] presiding. + Present: Representatives Shadegg, Shays, Diaz-Balart, +Thornberry, Gibbons, Thompson, Norton, Christensen, Etheridge, +Lucas of Kentucky, Cox, Turner and Dunn. + Mr. Shadegg. [Presiding.] The committee will come to order. +I would like to welcome our panel. I apologize for the slight +delay in starting. As you know, we had a series of votes on the +floor. I am certain there will be members trickling in over the +next few minutes. + Today, we will be examining the role of disease +surveillance systems in preparing our nation for bioterrorism. +Clearly, the most preventive action we can take in terms of +bioterrorism prevention and preparedness is to develop +countermeasures against them so that even if terrorists strike, +their intentions would be thwarted because the American public +would be immune. + The committee and the House took a critically important +step by passing Project Bioshield, an effort to stimulate +investment in bioterror countermeasures. I am pleased that +funding for that important program was approved as a part of +the homeland security appropriations conference report passed +just earlier today. + While we wait for the innovation of biotech, pharmaceutical +and medical device companies to develop those countermeasures, +however, the second most preventive thing we can do is to be +looking at ways in which to be able to detect a potential +outbreak through either surveillance systems or monitors so +that we can take proactive steps to stem its spread. That is +the focus of our hearing today. + Whether terrorists choose to spread a pathogen through the +air, through our food supply or through our water supply, +although sensors are being developed and tested, we likely +would not know that such an attack had occurred until many +citizens showed symptoms of that disease or that sickness. But +how would we know that these symptoms are more than just an +outbreak of the flu or a series of colds? How would we know, +indeed, that patient symptoms were the result of a release of a +bioterror agent? Would our primary care and emergency +department physicians, the so-called ``canaries in the coal +mine,'' be able to decipher the difference? Or would we have to +wait for additional investigation by health plans and insurers +to take place before we were able to recognize a pattern of +sickness as in fact a bioterror attack? + Today, our expert panel will help us answer these questions +and walk us through how disease surveillance systems work and +what can be done to improve them and our nation's ability to +detect bioterror attacks. With passage of the Bioterrorism Act +of 2002 and subsequent appropriations, Congress has invested +over $2 billion in bioterrorism preparedness and response. The +bulk of that money has gone to the Center for Disease Control +which spent over $1 billion upgrading public health laboratory +capacity. Some of this money was spent to update and modernize +many State and public health labs and computer equipment for +improved communications ability. The CDC has been working to +establish several information surveillance systems to move +disease reporting from a paper-based system to one that +capitalizes on new technologies. We hope to learn what sort of +real-time analysis capabilities exist within our system today. + Again, in the fiscal year scheduled to start next week, we +will likely invest close to another $1 billion in bioterrorism +preparedness grants. As members of this committee have +discovered over the past 6 months, communication is critical in +our ability to successfully secure the homeland. For these +disease surveillance systems to work, people must be willing +and able to communicate. Healthcare professionals will have to +be able to share information because CDC's ability to connect +the dots is largely dependent upon the quality and the quantity +of the information that is collected. + Last, what is the role of technology? How can we capitalize +on America's ingenuity and our unparalleled advances in health +research? I hope that Dr. Trent from own State of Arizona will +be able to shed some light on this important aspect, given his +experience serving as direct of the National Human Genome +Research Institute at the NIH, and his current experience +working on pathogen diagnostics at the Translational Genomics +Research Institute. + I am pleased to have the panel with us today. By agreement, +we have agreed to limit the opening statements to the Chairman +and the Ranking Member of both the subcommittee and the full +committee. I will now turn to the Ranking Member of the +subcommittee, Mr. Thompson, for his opening statement. + Mr. Thompson. Thank you, Mr. Chairman. + Almost 2 years ago, the Congress faced head-on the impacts +of bioterrorism when both the Senate and House were infected +with a weaponized strain of anthrax sent through the U.S. mail +system. The lives that were lost as a result of this terrorist +attack were a terrible tragedy, and we must never forget our +experiences during the response to that attack. It is critical +that Congress and the Administration work to ensure that in the +event of future bio-attacks we do everything within our power +to prevent the loss of life and to identify those responsible +for those unconscionable acts of terrorism. + Therefore I am pleased to have the distinguished witnesses +with us to describe the role of disease surveillance systems in +our preparedness for and in response to acts of bioterrorism. I +am very interested in the testimony we will hear today and I +hope that our witnesses would discuss both the recent advances +in disease surveillance systems and perhaps more important, the +need for additional resources or focus on the issue in order to +ensure that we are fully prepared for the next bioterrorism +incident. + As we will hear from our witnesses today, the Center for +Disease Control and Prevention, RCDC, manages a complex +national network of surveillance systems designed to monitor +the emergence of certain diseases such as the flu. However, I +remain concerned about the capabilities of our disease +surveillance system because they represent the first line of +defense to responding to acts of bioterrorism. These systems +will provide us with the first indication that there is a +problem, and will guide our response to that incident. A robust +surveillance system will also allow us to quickly get vital +information out to the public health providers and the public +at large about a disease outbreak, and will help prevent the +further spread of disease. + When a person becomes ill, he or she most often seeks +treatment from a primary care physician. However, there are +significant communication disconnects between individual +doctors and the public health community in reporting diseases. +If surveillance is to work effectively, doctors must report +timely and accurate diagnoses in a standardized manner. In +2000, the Institute of Medicine convened workshops to follow +their report emphasizing this point. For example, even when +individual doctors are required by law to report certain +diseases such as flu, they are, according to the Institute, +notoriously lax in reporting such information to the public +health authorities. One of the issues I will ask later is, when +they are lax, what do we do? Slap them on the wrist, or just +say better luck next time? + We must move faster, Mr. Chairman, and we must be stronger +in our efforts to protect and defend the United States of +America against acts of bioterrorism. I hope the testimony we +hear today will assist us in developing a roadmap for doing so. + Mr. Shadegg. Thank you. + I call upon the Chairman of the full committee, Chris Cox, +for his opening statement. Chairman Cox? + Mr. Cox. Thank you, Mr. Chairman. I want to thank you for +assembling a fine panel to assist us today in considering how +disease surveillance system can be of better use in the war on +terror. + We know from several commissioned studies that we had +information prior to 9-11 that, had we only pieced it together +differently, might have permitted us, if not to learn of the +terrorist plot before it was executed, at least to interrupt +it. We might have taken enough of the individuals who were +involved in it out of commission so that 9-11 might not have +happened. Our government and the American people possessed +information that they just did not put together because we were +not thinking about this problem in this way. + We have I think the same problem presented to us today. +Happily, the United States has not been hit with a bioterror +attack on the scale that we saw on September 11, but I have to +forecast that were such an attack to occur today, we have +commissioned reports on its aftermath that would tell us that +we did not piece together the information that we had in the +early moments of that crisis that would have permitted us to +respond to it and prevent it from causing the damage that +ultimately it would carry out. + We can learn, and this committee will learn when we have a +complete report on Top-Off 2 from exercises. We know that our +emergency room physicians are going to be heavily involved in +the early stages of response. We also know that our emergency +rooms are very overcrowded. They are going to be especially +overcrowded when people are all coming at a time of crisis. We +have to consider how the emergency rooms not only are going to +put information into this system so it can be analyzed and +dispersed across the nation rapidly, but also how they are +going to respond if called upon to do so. + At least some of the testimony that we will hear today is +going to ask us to take a look at the role of primary care +physicians. The truth is that we have not been accustomed to +thinking of primary care physicians as first responders in the +same fashion that we have the ER physicians, but we know from +Top-Off 2 and we know from the fact that our emergency rooms +are overcrowded that they will be. As a matter of fact, they +will be in the first line of casualties if they are not +properly inoculated. This, too, is something that we have got +to take a look at. + What we will learn today from the testimony that our +witnesses have already provided to us, and even more so from +the interaction during questioning, is that there is a lot that +we can do with data collection and dispersal and analysis. +There is also a question then that will remain for our +committee, and that is what exactly should be the role of the +Department of Homeland Security in taking advantage of these +good ideas and carrying them into effect. + So I want to congratulate you, Mr. Chairman, for placing a +focus on bioterrorism before it happens in this committee, and +for assembling this panel of expert witnesses. + Thank you, Mr. Chairman. I yield back. + + PREPARED OPENING STATEMENT OF THE HONORABLE CHRISTOPHER COX, A +REPRESENTATIVE IN CONGRESS FROM THE STATE OF CALIFORNIA, AND CHAIRMAN, + SELECT COMMITTEE ON HOMELAND COMMUNITY + + I would like to thank Chairman Shadegg and ranking member Thompson +for their leadership in organizing today's hearing and recognizing the +enormity of the bioterror threat. Many of us gathered here today +witnessed first hand the effects ofbioterrorism in the fall of 2001, +when Congress became a target of a biological attack. However, we are +fortunate that only about 22 people were exposed to Bacillus anthracis, +and as tragic as' any death is, that no more than 5 people died. One of +the lessons that we learned from that event was that bioterrorism does +not need a large body count to terrify our citizens, damage our +economy, and threaten our democracy. Any terrorist with minimum +technical sophistication and with some basic microbiology tools can +accomplish the goal of bioterror- to inflict enormous social and +economic disruption. + The recent SARS outbreak has taught us that natural emerging and +reemerging diseases can cause widespread economic losses, devastating +death tolls, and a heavy strain on the public health infrastructure. +This outbreak provides a window into the damage that can be done by +a"thinking" enemy using a biological weapon with a deliberate plan to +harm our citizens. + It should be noted that of the almost 8,500 SARS cases world wide +and almost 800 deaths, the US reported no deaths during this outbreak. +This is a direct credit to our front line clinicians, public healthcare +workers and the leadership of Secretary Thompson in providing nearly $1 +billion dollars from the Department of Health and Human Service over +the past year for States and localities to develop bioterrorism +response capabilities. + The members of this Committee, just last Spring, worked in a strong +bipartisan manner to pass the President's BioShield legislation. This +legislation not only provides for DHS and HHS to collaborate to provide +countermeasures for potential biological weapons, but it also +incentivizes the private sector to leverage its superior technology to +produce vaccines and other countermeasures to help protect our +citizens. Already, our focus in this area is paying dividends; recently +we learned of a breakthrough in developing a vaccine against Ebola, a +virus for which there is no other treatment. As a nation, we are making +concrete strides in developing countermeasures and the technology to +better prepare ourselves for a potential bioterror attack. + Our best defense, of course, is early detection. The sooner we have +the capability to detect a bioterror attack, the more time we will have +to intervene and lessen the effects on our society. I look forward to +the testimony that each of you will offer in the area of early +diagnosis and the status of public health systems, which will screen +for trends in large numbers of patients. Early recognition is crucial +to curbing the spread of a bioterror attack and administering +treatments. + The dedication that each of you have shown in this area not only +enhances our capability to respond effectively to a bioterror event but +strengthens our healthcare infrastructure and the capacity to deal with +natural epidemics. + + Mr. Shadegg. I thank the gentleman for his opening +statement. I now call upon the Ranking Member of the full +committee, the gentleman from Texas, Mr. Turner. + Mr. Turner. Thank you, Mr. Chairman. + I appreciate our distinguished panel being with us today. +In my view, the threat of biological attack is perhaps the most +troubling, the most disturbing, potentially most catastrophic +event that could ever occur as a result from terrorism. I am +also firmly of the opinion that as we try to deal with the +threat of terrorism, that we have to look further ahead into +the future and anticipate what our terrorist enemies may try to +do and have the capability to do in the future, than we are +today. + For that reason, I commend the Chairman for his foresight +in holding this hearing. There is no doubt that if we are going +to plan to deal with bioterrorism, we have to start working on +it now. + I also believe that when we look at bioterrorism, we know +that we probably have a greater need to make a commitment of +financial resources today than in any other area in terms of +the terrorist threat. When we reviewed our legislation that +this Committee dealt with just a few weeks ago, Project +Bioshield, we were acutely aware that that legislation dealt +with the tail-end of the vaccine production inresponse to a +bioterrorist attack. What I think we need to be doing a better +job of is dealing with the front end--dealing with the +development of detection capabilities and developing the +response capacities to biological pathogens that our terrorist +enemies may be able to produce. + There is no question that trying to defeat bioterrorism up +front is very difficult, because it can all be done within the +confines of a small lab and spread by humans who may travel +into our country by air or other method, and simply walk around +among our populace, infecting literally tens of thousands of +people in a very short period of time. So this is a threat that +we must take very seriously. I am very pleased that our panel +is here today to help us with this most important challenge. I +am confident that with your help, we can bring the right amount +of public and congressional attention to this issue to allow us +to begin to move forward on an issue that we must address now. +It not only deals with our survival, but perhaps the survival +of the entire world. + So thank you, Mr. Chairman, for calling this hearing today. + Mr. Shadegg. I thank the gentleman for his opening remarks. + Without objection, the opening statements of all members +will be included in the record. In that regard, I would ask +unanimous consent to enter the opening statement of our +colleague Mr. Gibbons who could not be with us here today. +Without objection, so ordered. + I also ask unanimous consent that Mrs. Dunn, the Vice +Chairman of the full committee, be allowed to sit and ask +questions at today's hearings. Without objection, so ordered. + Now, to address the topic of disease surveillance systems +and how they can help us prepared for bioterrorism, it is my +privilege to welcome and introduce our distinguished panel. +First, we have Joseph Henderson, associate director of +terrorism preparedness and response at the Centers for Disease +Control. Thank you for being here. Next is Janet Heinrich, +pubic health specialist at the General Accounting Office; Dr. +Richard Platt, chair of the Ambulatory Care and Prevention +Department at Harvard Medical School and Harvard Pilgrim Health +Plan. Thank you for being here. Dr. Jonathan Temte, infectious +disease specialist with the American Academy of Family +Physicians and associate professor at the University of +Wisconsin; Dr. Jeffrey Trent, president and scientific director +of T-Gen, the Translational Genomics Research Institute. + Ladies and gentlemen, we appreciate your being here today. +At this point, we would appreciate your opening statements. We +will not hold you strictly to 5 minutes, but hope that you will +endeavor to stay somewhere close to that time limit. + [The statement of Mr. Gibbons follows:] + + PREPARED STATEMENT OF THE HON. JIM GIBBONS + + Mr. Chairman, thank you for your leadership and the insight to +establish a panel with such knowledge on this critically important +issue. I welcome the members of the panel and look forward to the +information they will provide on the best proactive techniques and +measures available to improve homeland security. + Different from biologic warfare which attempts to kill, +bioterrorism thrives on public fear, potentially immobilizing or +demoralizing a population. Countering such fears are public knowledge, +and purposeful scientific and political pre-event action. + In the years since the attacks on the World Trade Center and the +Pentagon, in big cities and in small towns, on bridges and at border +crossings, Americans have been mustering resources in preparation for +an assault from the shadows, recalculating the realm of possibilities. + In a sense, the effort to shore up the home front against terrorism +is an exercise in seeking balance: between added security and reduced +openness and convenience; between the likelihood a threat might +materialize and the cost of eliminating it.. + Bioterrorism involves the intentional or threatened uses of +viruses, bacteria, fungi, toxins from living organisms, or chemicals, +to produce death or disease in humans, animals, or plants. Many +biological agents could be used to make weapons, however most experts +agree that only a limited number of well-known biological agents would +cause widespread illness and death. + As I understand the process, an announced event will be evaluated +at the time by primary health care providers, public health and law +enforcement. An unannounced event will be detected by private health +care providers, infection control and/or public health surveillance as +an unusual disease or death occurrence, once the disease starts to +manifest itself in the victims. Prompt recognition and reporting is +important to prevent spread and control future cases. + The Question we seek answers to today: How do best identify a +bioterrorist attack and minimize the post-action effects? + Again, I welcome our witnesses and look forward to their keen +perceptions on the latest disease surveillance systems. + + Mr. Shadegg. We will begin with you, Mr. Henderson. + + STATEMENT OF MR. JOSEPH HENDERSON, ASSOCIATE DIRECTOR FOR + TERRORISM PREPAREDNESS AND RESPONSE, CENTERS FOR DISEASE + CONTROL + + Mr. Henderson. Good afternoon, Mr. Chairman and members of +the subcommittee. I am Joseph Henderson, director of the Office +of Terrorism Preparedness and Emergency Response at the Centers +for Disease Control and Prevention. I am accompanied by Dr. +John Loonsk who is CDC's associate director for informatics. + Thank you for this opportunity to discuss how disease +surveillance systems can help to detect a potential terrorist +attack. Disease surveillance systems or disease detection +systems address one important aspect of our nation's overall +public health preparedness strategy. The CDC, working with our +Federal, State and local partners, is working to build systems +that can rapidly detect an outbreak or an attack in our +communities, mobilize the appropriate response to contain the +event, and assure that our affected communities return to a +sense of normalcy following the attack. + As requested by the subcommittee, I will focus on the rapid +detection component of this overall preparedness system. +Surveillance for diseases in the population is best described +as the ongoing identification, reporting, collection, analysis +and dissemination of critical public health data. These data +inform public health officials of disease in their communities, +enabling them to intervene, leading to control and containment +of the disease. Without these systems, intervention would be +significantly delayed, having much higher impact by way of +increased illness, injury and in some cases death. + Recent events such as SARS and monkeypox have underscored +the essential role early detection systems play in mobilizing +rapid response. Detection of a disease almost always occurs at +the local level where healthcare professionals and encounter +patients seeking medical assessment or treatment. A clinician's +ability to quickly recognize and identify symptoms of unusual +illnesses on the frontline has been critical to CDC's ability +to recognize unfolding disease events and implement containment +measures. + Today, I will address three critical components of our +disease detection systems: our current state of national +disease detection capability; the public health information +network which is our IT framework to enable and amplify +detection and reporting capacities; and I will provide a brief +glimpse of our global disease detection initiatives. I will try +to do this within 5 minutes. + The most vital link in our current disease detection and +reporting chain is the trained and astute clinician who would +be the first to assess and diagnose individuals who are ill +requiring care and treatment. CDC has been working with our +State and local public health agencies, school and universities +and numerous professional organizations across the country to +educate our nation's health protectors. Frontline workers armed +with the appropriate knowledge and information allows for rapid +disease detection in our communities, whether naturally +occurring or intentional, such as an act of terrorism. +Clinicians and laboratorians report diseases to State and local +agencies, in many cases required by law, which in turn share +information with the CDC. The CDC and our State and local +public health colleagues define conditions that should be +reported and develop and disseminate guidelines to healthcare +providers, infection control practitioners, emergency +department physicians, laboratorians, and other members of the +healthcare system to enable effective reporting. + However, improvements are necessary to do this work faster +and with a higher degree of accuracy. Many local reporters of +disease still report to public health agencies via fax. +Reporting systems are largely paper-based and burdensome to all +levels of the reporting effort. A comprehensive surveillance +system requires a strong foundation at all levels of local, +State and Federal public health agencies. Since September 11, +2001, the Administration had budgeted for and Congress has +approved over $2 billion to develop and sustain State and local +public health readiness, specifically to enhance capacities to +detect, respond, contain and recover from biological, chemical +and radiological acts of terrorism and other public health +emergencies. States are spending significant portions of these +funds to enhance epidemiological and event detection capacities +and to develop and leverage information technology and systems +to support various public health functions. A number of +examples of these efforts can be found in my written statement. + For many years, CDC has supported the development and +implementation of information technology systems for State and +local health agencies to improve the practice of public health. +Many of these systems operate in isolation, not capitalizing on +the potential for cross-fertilization of data exchange. A +cross-cutting and unifying framework is needed to better +integrate these data systems to support early detection of +public health conditions and emergencies. The Public Health +Information Network, or PHIN, provides this framework. The PHIN +will enable consistent collection and exchange of response, +health and disease tracking data among public health partners. + PHIN encompasses four components: detection and monitoring; +analysis and interpretation; information dissemination and +knowledge management; and public health response, which is +described here on this poster. I will briefly describe each of +these particular components. + Detection and monitoring. The CDC is in the proof of +concept stage for a project called BioSense, which proposes +early event detection associated with a possible bioterrorist +threat. BioSense could establish the capability for rapid, +around-the-clock electronic transmission of data to local, +State and Federal public health agencies from national, +regional and local health data sources such as clinical +laboratories, hospital systems, health plans, the Department of +Defense, VA medical treatment facilities, and pharmaceutical +chains. + This proposal is based on utilizing existing data and +information so as not to add to existing reporting burdens. The +National Electronic Disease Surveillance System, or NEDSS, is +another system that falls under the PHIN framework, supporting +the development of real-time reporting of information for +public health action. NEDSS requires adherence to standards- +based approaches such as Federal e-government standards to +ensure data and information are collected and disseminated as +effectively and as efficiently as possible. The CDC strategy +for implementation of the NEDSS system is to allow State and +local health agencies to develop their own systems compatible +with the established standards or utilize a CDC-developed +version of NEDSS. + Currently, two States have fully implemented the CDC NEDSS +system and 30 other States have requested assistance from CDC +in installing this particular system. Other State and local +health agencies continue to build or modify their disease +surveillance systems to conform to our national standards. + Analysis and interpretation. CDC depends on its scientific +and epidemiological expertise to interpret the volume of data +received to ensure accurate conclusions are developed and +disseminated to public health colleagues in a timely manner to +impact health decisions. To ensure this effort is robust and +can effectively deal with the increasing amount of data and +information CDC receives, a bio-intelligence center is being +conceptualized. This center would provide a centralized +approach to analyzing and interpreting data and information, +and will enable communications to ensure that this information +and the conclusions drawn from the analysis are provided back +to State and local health officials to enable appropriate +action and support decisionmaking. + Information dissemination and knowledge management. Within +this component of PHIN is CDC's health alerting capability, +formally referred to as the Health Alert Network. Through this +system CDC has the capacity to reach all State and local health +officials and many other key responders such as hospitals, +before, during and after any crisis that occurs within our +communities. This system has been used to alert our colleagues +of public health threats and emergencies over 150 times since +September 11, 2001, reaching over 1.5 million recipients. Most +recently the alerting capability was used to communicate +critical health information in response to Hurricane Isabel. + CDC, through the PHIN, also supports the Epidemic +Information Exchange Program, or EPI-x. EPI-x facilitates +critical public health communication through a secure network +between and among public health responders. Currently, there +are approximately 1,800 users to subscribe to this service +nationally. + Public health response. Since the majority of data +management needs come after a disease is detected, CDC through +the PHIN framework is developing new and improved systems to +support public health response. Primarily, these efforts are +supporting CDC's emergency operations, outfitting deployed +staff with state-of-the-art information management tools, and +supporting State and local efforts. These systems have been +used to support the SARS outbreaks and special events such as +the 2002 Winter Olympics in Salt Lake City. CDC has also +developed the Pre-Event Vaccine System to support the National +Smallpox Vaccination Program, which has proved and continues to +prove to be a valuable information management tool. + The emergence of SARS, a previously unrecognized infectious +disease, has provided a strong reminder of the threats posed by +emerging infectious diseases and their global impact. CDC +continues to build upon our strong relations with the World +Health Organization, the Pan American Health Organization, and +many other global partners to create a comprehensive global +disease detection and reporting network. Currently, CDC has +field epidemiology training programs, we call them FETPs, in 30 +countries, supporting disease detection, providing an essential +link in global surveillance. + CDC has also created two International Emerging Infections +Programs, one in Thailand, which we created in 2001, and one in +Kenya, which is projected to be up and running by the end of +this calendar year. These programs will help to foster the next +generation of international public health leaders, while +providing high-quality disease surveillance data and rapid +response capacity for new and emerging diseases. + This year we are also providing increased levels of funding +to enhance disease detection and response capacity with our +Mexican and Canadian neighbors to enhance the disease +surveillance over the borders. + In conclusion, CDC is committed to working with Federal, +State and local partners to protect the nation's health. Our +best public health strategy against disease is to develop the +systems needed to rapidly identify the causative organism, and +then unleash a control and containment strategy that will +minimize illness and death. Keep in mind that the astute +clinician remains the critical link in this disease detection +and reporting strategy. The first case of West Nile virus in +1999 and the first case of anthrax reported in early October +2001 were identified by these astute clinicians. Training and +education of these frontline health protectors remains a high +priority for the Department of Health and Human Services and +CDC, and will continue to be a priority as we strive to improve +all components of the nation's disease detection system. While +we have made substantial progress towards enhancing the +nation's capability to rapidly detect diseases within our +communities, respond and contain outbreaks of disease, and +recover from these tragic events, much remains to be done. CDC +is extremely grateful for the congressional support received to +date and looks forward to working with members of Congress, +especially this committee, as we strive to protect the public's +health from terrorism and other public health emergencies. + Thank you for your attention. I would be happy to take +questions. + [The statement of Mr. Henderson follows:] + + PREPARED STATEMENT OF JOSEPH M. HENDERSON, M.P.A + + CDC's Disease Surveillance Systems Efforts + + Good morning, Mr. Chairman and Members of the Subcommittee. I am +Joseph M. Henderson, Director of the Office of Terrorism Preparedness +and Emergency Response at the Centers for Disease Control and +Prevention (CDC). As the nation's disease prevention and control +agency, CDC, working with state and local public health agencies is +charged with detecting and responding to illnesses, both man-made and +naturally occurring. This task is an integral part of CDC's overall +mission to monitor and protect the health of the U.S. population. + Thank you for the opportunity to discuss how disease surveillance +systems can prepare the nation for potential terrorist threats. +``Disease surveillance systems'' or disease detection systems, address +one important aspect of our nation's overall public health +preparedness. CDC, working with our federal, state, and local partners +is working to build systems that can: (1) rapidly detect an event in +our communities; (2) mobilize the appropriate response to contain the +event, and (3) ensure affected communities return to a sense of +normalcy. These are what we refer to as our foundations of public +health readiness. My testimony will focus on rapid detection of an +event, which is the topic of discussion for this sub-committee today. + National disease detection can best be described as the ongoing +collection, analysis and dissemination of public health data related to +illness and injury. These ongoing data collection and analysis +activities enable public health officials to detect disease early, thus +resulting in faster intervention to control and contain the +consequences created by the causative agents. Without these early +detection systems, the consequences of outbreaks of infectious disease +and human exposures to agents such as chemicals and radiation would +take a much greater toll by way of increased illness, injury, and in +some cases death. Recent events, such as the SARS and Monkeypox +outbreaks, have underscored the essential role early detection systems +play in mobilizing rapid response. Detection of a disease almost always +occurs at the local level where health care professionals encounter +patients seeking medical assessment or treatment. A clinician's ability +to quickly recognize and identify symptoms of unusual illnesses on the +frontline has been critical to the CDC's ability to recognize unfolding +disease events and implement containment measures to prevent further +spread of disease, thus mitigating further harm to the public. Today, I +will address three critical components of our disease detection +systems: (1) Current state of national disease detection systems; (2) +the Public Health Information Network--PHIN; and (3) global disease +surveillance. +Current State of National Disease Detection Systems + One key to successful defense against any threat to the nation's +public health, whether naturally occurring or deliberately caused, +continues to be accurate, early recognition of the problem. + Awareness and diagnosis of a condition by a clinician or laboratory +is a key element of our current disease detection systems. Clinicians +and laboratories report diseases to state and local health departments, +which in turn share information with CDC. CDC works with its public +health partners to define conditions that should be reported +nationally. Health departments share these definitions and guidelines +with health care providers, infection control practitioners, emergency +department physicians, laboratorians, and other members of the health +care system to ensure accurate and timely reporting. + Many local reporters of disease incidence still report to public +health authorities on paper via facsimile. If a case of illness is +particularly unusual or severe (such as a case of anthrax), the local +health care worker may call the local health department immediately to +report the case. Current reporting systems are largely paper-based and +burdensome to both providers and health departments, often resulting in +reports which are neither complete nor timely. In addition to initial +detection, these detection and reporting systems play a pivotal role in +the detection of subsequent cases and help support the management of +the event once a response/investigation are initiated. Such information +is vital to coordinating response decisions, which ultimately lead to +the containment of an outbreak. + A comprehensive surveillance system requires a strong foundation at +all levels of local, state, and federal public health agencies. CDC has +been working with state and local health agencies for many years to +build the public health infrastructure to improve disease detection and +reporting systems. Since September 11, 2001, the Administration has +budgeted for and the Congress has appropriated over $2 billion to +develop and sustain state and local public health readiness, +specifically to enhance capacities to detect, respond, contain and +recover from biological, chemical, and radiological acts of terrorism. +States estimate that they are spending significant portions of this +funding in both fiscal year 2002 and fiscal year 2003, to: 1) enhance +epidemiological and surveillance capacity and 2) develop and leverage +information technology and systems to support various public health +functions. + + Some examples of how states used their funding in these areas +include: +Michigan has begun implementation of a secure web- + based disease surveillance system to improve the timeliness and + accuracy of disease reporting. + Missouri has implemented a new hospital tracking + system to detect possible outbreaks by monitoring the number of + patient admissions and ambulance diversions at hospitals. This + system provides a way for hospitals to obtain instant messages + and alerts. + Virginia, Maryland, Washington DC, and Pennsylvania + are all developing early warning systems based on symptom data + from emergency departments to detect unusual patterns of + illness and automatically alert hospitals and public health + agencies when the incidence of disease exceeds a critical + threshold. Use of such early warning systems might enable the + earliest possible response and intervention before an outbreak + or epidemic spreads. + + Other related activities useful for early detection of emerging +infections or other critical biological agents include CDC's Emerging +Infections Programs (EIP). Through the EIP, state and local health +departments receive funds to conduct population-based surveillance that +goes beyond their routine function to develop ``next generation'' +surveillance science, and often involves partnerships among public +health agencies and academic medical centers. In addition, CDC has +established networks of clinicians that serve as ``early warning +systems'' for public health by providing information about unusual +cases encountered in the clinical practices. As noted earlier, these +relationships, particularly between health care providers and local +health departments, are the foundation on which disease detection +systems operate. + +Public Health Information Network + For many years CDC has made significant achievements in building or +enabling state and local health agencies to build information systems +that support the practice of public health. However, many of these +systems operate in isolation, not capitalizing on the potential for a +cross-fertilization of data exchange. A crosscutting and unifying +framework is needed to better integrate these data streams for early +detection of public health issues and emergencies. The Public Health +Information Network (PHIN) provides this framework. Through defined +data, vocabulary standards and strong collaborative relationships, the +PHIN will enable consistent collection and exchange of response, +health, and disease tracking data among public health partners. +Ensuring the security of this information is critical as is the ability +of the network to work reliably in times of national crisis. PHIN +encompasses four key components: (1) detection and monitoring;(2) +analysis and interpretation; (3) information dissemination and +knowledge management; and (4) public health response. Each of these +components is briefly described below. + Public health information systems must support functions that +include: + Early event detection--BioSense is being developed to + support early event detection activities associated with a + possible Bioterrorism threat. Regional health data will be sent + to authorized health officials detailing health trends that + could be related to a possible Bioterrorism attack. + Routine public health surveillance--NEDSS supports + routine surveillance activities associated with the rapid + reporting of disease trends to control outbreaks. The NEDSS + platform allows states to enter, update and electronically + transmit demographic and notifiable disease data. + Secure communications among public health partners-- + Epi-X technology allows for the secure exchange of + communications between participating public health partners via + the web by providing up-to-the-minute information, reports, + alerts, and discussions about terrorist events, toxic + exposures, disease outbreaks, and other public health events. + Management and dissemination of information and + knowledge--HAN's architecture upgraded the capacity of state + and local health agencies to communicate different health + threats such as emerging infectious and chronic diseases, + environmental hazards, as well as Bioterrorism related threats. + Other functions include--Analysis and interpretation + of relevant public health data and public health response + systems. + PHIN will provide the framework for these functions to serve as +part of an integrated and interoperable network critical in +establishing a more effective public health system. + +Detection and Monitorinq + The CDC is in the proof-of-concept stage of BioSense--a proposal in +development to enhance early event detection for public health +emergencies such as bioterrorism. BioSense is proposed to enhance the +nation's capabilities to rapidly detect and quantify public health +emergencies by enabling rapid access to, and analysis of, diagnostic +and pre-diagnostic health data. BioSense could establish the capability +for rapid, around the-clock electronic transmission of data to local, +state and federal public health agencies from national, regional and +local health data sources such as clinical laboratories, hospital +systems, health plans, DoD and VA medical treatment facilities, and +pharmacy chains. Many of the pre-diagnostic data sources need to be +rigorously evaluated to determine which are most effective, but +importantly, the initiative is based on the use of existing data and +will not add to the reporting burden of clinical care or other +healthcare professionals. BioSense data would not include patient names +or personal identifiers, but may allow for the identification of early +signs of a possible bioterrorist attack and facilitate appropriate +public health investigation and follow-up by public health authorities. +As proposed, BioSense will provide public health professionals a daily +picture of normal diagnostic and therapeutic activities, provide +indications of abnormal activities and also provide a way to rapidly +investigate events to discern true concerns from false alarms. + Some early detection activities are currently occurring in local +jurisdictions. BioWatch, which is a locally managed activity, is one +source of data supporting BioSense. BioWatch involves the deployment of +environmental air samplers in key locations throughout a city. Filters +from these air samples are routinely gathered and analyzed by public +health laboratories to determine if a potential release of a biological +agent has occurred. Currently, many metropolitan areas within the +United States participate in this project which is led by the +Department of Homeland Security with support from CDC and our state and +local public health partners. + CDC has initiated the development of the National Electronic +Disease Surveillance System (NEDSS) which is a part of PHIN. The +ultimate goal of NEDSS is the electronic, real-time reporting of +information for public health action. NEDSS will include direct +electronic linkages with the health care system allowing medical +information, such as diagnostic tests, to be shared electronically with +public health officials as soon as a clinical laboratory receives a +specimen or makes a diagnosis of a condition of public health +importance. + NEDSS integrates the numerous existing disease detection and +monitoring systems using a standards-based approach with standards for +data, information architecture, security, and information technology. +This adherence to standards will ensure that data be entered once at +the point of patient care, without a need for re-entry of data at each +level of reporting. Use of standards is critical in ensuring that +public health practices use technology more effectively and +collaboratively. The NEDSS strategy provides for state implementation +of the CDC-developed version of NEDSS or state systems compatible with +NEDSS. Some states are building their own NEDSS compatible systems. Two +states have fully implemented the CDC NEDSS system and thirty other +states have requested installation of the CDC-developed system. + As NEDSS progresses, we need to ensure that the data standards we +use are compatible with those used in the health care delivery system. +This will ensure ease of adaptation to future advancements in the field +and ease of use for all levels of the clinical and public health +systems. Moreover, NEDSS is fully consistent with Secretary Thompson's +recently announced Consolidated Health Informatics (CHI) standards. +These are health data interoperability standards established under one +of the Administration's electronic government projects covering the +federal health care enterprise. In addition, a standard information and +security architecture will enable public health partners to share data +while ensuring patients' privacy. The reliance on industry standards +for information technology ensures the ability to interface with +multiple commercial products to meet the needs of the public health +community, including state-of-the-art analytic tools and geographic +information system capacity. + +Analysis and Interpretation + CDC depends on its scientific and epidemiological expertise to +interpret the volume of data received to ensure accurate conclusions +are developed and disseminated to our public health colleagues in a +timely manner to impact public health decisions. As we develop more +integrated systems and open new channels of data and information, more +powerful tools and systems will be needed to rapidly and accurately +perform this critical public health task. CDC's concept of this effort +is a Bio-Intelligence center or BIC. The center would provide a +centralized approach to analyzing and interpreting data and information +and will assure appropriate communication channels are established to +provide this information and analysis back to state and local health +officials. In fiscal year 2004, CDC will continue to develop and +investigate this concept. + +Information Dissemination and Knowledge Management + Since September 11,2001, the anthrax attacks, and more recently the +SARS and Monkeypox outbreaks, the general public, the first responder +community, laboratory professionals, and our state and local partners +have become more and more reliant upon the CDC website (www.cdc.gov) +for critical public health information and knowledge resources. CDC +will continue to refine this national resource as we improve our +ability to provide information across the web. + Within this particular component of the PHIN is CDC's health +alerting capability(formerly referred to as the Health Alert Network). +Through this program all fifty states, four large cities and eight +territories are receiving funding and technical assistance from + CDC to strengthen core infrastructure for information access, +communications, and training at the community level. This effort has +built the foundation nationwide for: 1) continuous, high-speed Internet +connectivity to support rapid information access; 2) broadcast capacity +to support emergency communication; and 3) distance-learning +infrastructure to support just-in-time training. + On September 11, 2001, CDC issued the first Health Alert Network +message advising state and local health agencies of the need to enhance +their disease detection systems to look for any unusual signs or +symptoms related to a bioterrorist event. Since 9/11, CDC has issued +over one-hundred fifty health alerts and advisories reaching 1.5 +million health care professionals, as well as other first responder +communities, on topics such as bioterrorism, West Nile virus, SARS, +patient safety, and smallpox vaccination. Over 95% of our nation's +public health agencies have the capability to receive and/or further +distribute critical health alerts to their community stakeholders. The +ability to access the web has allowed state and local health +departments to utilize CDC's web based resources including CDC's secure +communication system, Epi-X. + Epi-X (the Epidemic Information Exchange) is CDC's secure web-based +communications system for public health professionals. This network +provides secure communication of preliminary information regarding new +health threats to a limited audience of authorized public health +officials. Epi-X was created to provide a single source of up-to-the- +minute alerts, reports, discussions, and comments contributed by their +peers, and it is moderated by medical epidemiologists at CDC. Its +primary goal is to inform health officials about important public +health events, help them respond to public health emergencies, and to +encourage exchange of information. Through Epi-X, health officials at +CDC, other federal agencies, state and local health departments, poison +control centers, and the military share preliminary health surveillance +information--quickly and securely. Users are notified immediately of +breaking health events as they occur. Currently, Epi-X has +approximately 1800 users nationwide. Since its inception in December +2000, health officials have posted approximately 1500 reports of +disease outbreaks. Epi-X highlights include local and national +responses to terrorism, responses to emerging diseases such as severe +acute respiratory syndrome (SARS) and monkeypox, West Nile virus +surveillance, influenza surveillance, foodborne outbreaks and food +recalls that affected residents in multiple states, and investigations +of travelers with contagious illnesses. + +Public Health Response + Since the majority of the data management needs come after disease +is detected, CDC through PHIN is investing in information systems to +support our public health response teams, our Director's Emergency +Operations Center in Atlanta and to assist state and local health +agencies in tracking and managing vital public health information +before, during, and after an event has occurred. These systems have +been used to support the SARS outbreak, special events such as the 2002 +Winter Olympics in Salt Lake City, and other events that could +potentially be targets of a terrorist attack. + +Global Disease Surveillance + The emergence of SARS, a previously unrecognized infectious disease +outbreak, has provided a strong reminder of threats posed by emerging +infectious diseases. In March 2003, the Institute of Medicine (I0M) +published Microbial Threats to Health: Emergence, Detection, and +Response, a report describing the spectrum of microbial threats to +national and global health, factors affecting their emergence or +resurgence, and measures needed to address them effectively. Although +much progress has been made, especially in the areas of strengthened +surveillance and laboratory capacity, CDC is taking steps to make +further improvements both domestically and internationally. + CDC is intensifying its efforts to work with the World Health +Organization (WHO) and other partners to create a comprehensive global +network that detects and controls outbreaks before they grow into +worldwide pandemics. Currently, there are Field Epidemiology Training +Programs (FETP's) in thirty countries throughout the world that support +disease detection activities and provide an essential link in global +surveillance. The FETP program is modeled after CDC's Epidemic +Intelligence Service (EIS) training program which focuses on training +public health practitioners in epidemiology and surveillance and their +application as a means to detect and control outbreaks and to implement +interventions to prevent the further spread of disease. Additionally, +there is a concerted effort to develop and expand regional disease +surveillance networks that include less developed nations as members. + CDC has also created two International Emerging Infections Programs +(IEIPs)--one in Thailand (established in 2001) and one in Kenya +(scheduled to open in 2003)--that are modeled on the domestic EIP +Programs described earlier which have been so successful in the United +States. The IEIPs will help to foster the next generation of +international public health leaders while providing high quality +disease surveillance data and rapid response capacity for new and +emerging diseases. + +Conclusion + CDC is committed to working with federal, state and local partners +to protect the nation's health. Our best public health strategy against +disease is the development, organization, and enhancement of public +health disease detection systems, tools, and the people needed to wield +them. The astute clinician remains the critical link in disease +detection and reporting. The first case of West Nile in 1999, and the +first case of anthrax reported in early October 2001, were identified +by astute clinicians. Training and education of these front-line health +protectors remains a high priority for CDC and will continue to be a +priority as we strive to improve all components of the nation's disease +detection systems. + While we have made substantial progress towards enhancing the +nation's capability to rapidly detect disease within our communities, +improving our response and containment strategies, and developing plans +to recover from tragic events, much remains to be done. CDC is very +grateful for the congressional support received to date and looks +forward to working with the Members of Congress, especially this +committee as we strive to protect the public's health from terrorism +and other public health emergencies. + Thank you very much for your attention. I will be happy to answer +any questions you may have. + +[GRAPHIC] [TIFF OMITTED] T0168.038 + +[GRAPHIC] [TIFF OMITTED] T0168.039 + +[GRAPHIC] [TIFF OMITTED] T0168.040 + +[GRAPHIC] [TIFF OMITTED] T0168.041 + +[GRAPHIC] [TIFF OMITTED] T0168.042 + +[GRAPHIC] [TIFF OMITTED] T0168.043 + +[GRAPHIC] [TIFF OMITTED] T0168.044 + +[GRAPHIC] [TIFF OMITTED] T0168.045 + +[GRAPHIC] [TIFF OMITTED] T0168.046 + +[GRAPHIC] [TIFF OMITTED] T0168.047 + +[GRAPHIC] [TIFF OMITTED] T0168.048 + + Mr. Shadegg. Thank you, Mr. Henderson. + Next we will hear from Janet Heinrich, director of public +health issues at the U.S. General Accounting Office. + + STATEMENT OF MS. JANET HEINRICH, DIRECTOR, PUBLIC HEALTH + ISSUES, U.S. GENERAL ACCOUNTING OFFICE + + Ms. Heinrich. Mr. Chairman and members of the subcommittee, +I appreciate the opportunity to discuss State and local +preparedness to manage outbreaks of infectious diseases, be +they naturally occurring or the product of bioterrorism. + Recent challenges such as the SARS outbreak and the anthrax +incidents of 2001 have raised concerns about the nation's +preparedness to manage a disease outbreak or a bioterrorism +event. Existing surveillance systems have weaknesses such as +chronic underreporting and outdated laboratory facilities, +which have raised concerns about the ability of State and local +agencies to quickly detect infection disease outbreaks. + My remarks will focus on the preparedness of State and +local public health agencies for responding to infectious +disease outbreaks, and the contributions of hospital +preparedness for such an event. To assess bioterrorism +preparedness, we conducted visits to seven cities and their +respective State governments from December 2001 through March +2002. We are currently reviewing the summer 2003 CDC and HRSA +applications and progress reports, as well as interviewing +State and local officials from these jurisdictions, and from a +few additional States and two major municipalities. + In order to be prepared for infectious disease outbreaks, +State and local public health agencies need to have several +basic capabilities such as disease surveillance systems and +epidemiologists to detect clusters of suspicious symptoms or +diseases, laboratories with adequate capacity and staff to test +clinical and environmental samples, and communications systems +to easily communicate with other health care providers. +Hospitals need the necessary capacity to treat infectious +diseases, and emergency department staff needs to be able to +recognize and report unusual illness patterns. + State and local officials for the cities we visited +recognized and were attempting to address inadequacies in their +surveillance systems. They were developing systems using +electronic databases and several cities were evaluating the use +of non-traditional data sources such as pharmacy sales. +Officials reported that CDC funds have enabled them to make +improvements, including the Web-based reporting that we just +heard about and active surveillance. + According to preliminary data from our review this year, +improvements have also been made in the laboratory +infrastructure, including upgrading facilities, purchasing +reagents and equipment, and improving capabilities to test for +select biologic agents. Most of the cities we visited have +purchased communication systems that allow officers and +officials from different organizations to communicate with one +another in an emergency. In addition, they have been working +with CDC to build their capability with HAN, the Health Alert +Network, which provides the high-speed Internet connectivity. + However, workforce shortages continue to be a major +concern. Officials report concerns about not having enough +epidemiologists to complete investigations, as well as +retaining trained laboratory personnel. A continuing concern +for response organization officials was the lack of planning at +the regional level. There continues to be a lack of +coordination between States that would severely hamper a +response to an infectious disease outbreak. + Our surveillance capabilities also depend in large part on +the capabilities of hospitals and trained staff in emergency +departments. In our survey of over 2,000 metropolitan hospitals +most hospitals reported training staff in biological agents, +but fewer than half have participated in drills or exercises +related to bioterrorism. We also found that most emergency +departments have experienced some degree of overcrowding, which +is more pronounced in the largest metropolitan areas and where +there has been high population growth. Hospital capacity is +expected to be strained if, for example, there were another +SARS outbreak during the winter months when you have peak loads +of patients with influenza. + In conclusion, efforts at the State and local level have +improved their ability to identify and respond to infectious +disease outbreaks and bioterrorism. Despite these improvements, +gaps in preparedness remain. Some disease surveillance systems +need to be upgraded. There are shortages of key personnel and +hospital emergency departments across the country lack capacity +for managing infectious disease outbreaks. + Mr. Chairman, that completes my prepared statement. I am +happy to answer any questions you may have. + [The statement of Ms. Heinrich follows:] + + UNITED STATE GENERAL ACCOUNTING OFFICE + + INFECTIOUS DISEASES + + Gaps Remain in Surveillance Capabilities of State and Local Agencies + + Prepared Statement of Janet Heinrich, Director, Health Care--Public + Health Issues + + Mr. Chairman and Members of the Subcommittee: + I appreciate the opportunity to be here today to discuss the work +we have done on state and local preparedness to manage outbreaks of +infectious diseases, which may be naturally occurring or the product +ofbioterrorism. In order to be adequately prepared for such a major +public health threat, state and local public health agencies need to +have several basic capabilities, including disease surveillance +systems.\1\ I Surveillance is public health officials' most important +tool for detecting and monitoring both existing and emerging +infections. Effective surveillance can facilitate timely action to +control outbreaks and inform allocation of resources to meet changing +disease conditions. Without adequate surveillance, local, state, and +federal officials cannot know the true scope of existing health +problems and may not recognize new diseases until many people have been +affected. +--------------------------------------------------------------------------- + \1\ Disease surveillance uses systems that provide for the ongoing +collection, analysis, and dissemination of health-related data to +identify, prevent, and control disease. +--------------------------------------------------------------------------- + Recent challenges, such as the SARS \2\ outbreak and the anthrax +incidents in the fall of 2001, have raised concerns about the nation's +preparedness to manage a disease outbreak or a bioterrorist event +should it reach large-scale proportions. Existing surveillance systems +have weaknesses, such as chronic underreporting and outdated laboratory +facilities, which raise concerns about the ability of state and local +agencies to detect emerging diseases or a bioterrorist event. As a +result, state and local response agencies and organizations have +recognized the need to strengthen their public health infrastructure +and capacity. The improvements they are making are intended to +strengthen their ability to identify and respond to major public health +threats, including naturally occurring infectious disease outbreaks and +acts of bioterrorism. +--------------------------------------------------------------------------- + \2\ SARS is the abbreviation for severe acute respiratory syndrome. +--------------------------------------------------------------------------- + To assist the Subcommittee in its consideration of our nation's +capacity to detect and monitor an outbreak of an infectious disease, my +remarks today will focus on (1) the preparedness of state and local +public health agencies for responding to an infectious disease +outbreak, and (2) the contributions of hospitals to preparedness for an +infectious disease outbreak. + My testimony today is based largely on our recent work, including a +report on state and local preparedness for a bioterrorist attack.\3\ +For that report, we conducted site visits in December 2001 through +March 2002 to seven cities and their respective state governments. We +also reviewed each state's spring 2002 applications for bioterrorism +preparedness funding to the Department of Health and Human Services' +(HHS) Centers for Disease Control and Prevention (CDC) and Health +Resources and Services Administration (HRSA), and each state's fall +2002 progress report on the use of that funding. In addition, I will +discuss some preliminary findings trom our current work that provides +updated information on the preparedness of state and local public +health agencies. For that work, we are reviewing the summer 2003 +applications and progress reports and interviewing public health +officials trom 10 states and two major municipalities. I also will +present some findings from a survey we conducted in 2002 on hospital +emergency department capacity and emergency preparedness.\4\ We +conducted our work in accordance with generally accepted government +auditing standards. +--------------------------------------------------------------------------- + \3\ U.S. General Accounting Office, Bioterrorism: Preparedness +Varied across State and Local Jurisdictions, GAO-03-373 (Washington, +D.C.: Apr. 7, 2003). + \4\ Findings from the survey include those related to emergency +department capacity, which we reported in U.S. General Accounting +Office, Hospital Emergency Departments: Crowded Conditions Vary among +Hospitals and Communities, GAO-03-460 (Washington, D.C.: Mar. 14, 2003) +and to hospital emergency preparedness for mass casualty incidents, +which we reported in U.S. General Accounting Office, Hospital +Preparedness: Most Urban Hospitals Have Emergency Plans but Lack +Certain Capacities/or Bioterrorism Response, GAO-03-924 (Washington, +D.C.: Aug.6,2003). +--------------------------------------------------------------------------- + In summary, state and local officials in the cities we visited +reported varying levels of public health preparedness to respond to +outbreaks of emerging infectious diseases such as SARS. They recognized +gaps in preparedness elements that have been difficult to address, +including the disease surveillance and laboratory systems and the +response capacity of the workforce. They also were beginning to address +gaps in preparedness elements such as communication. We found that +planning for regional coordination was lacking between states. + Because those with symptoms of an infectious disease might go to +emergency departments for treatment, hospital personnel would likely be +some ofthe first healthcare workers with the opportunity to identify an +infectious disease outbreak. Therefore, the disease surveillance +capacities of many state and local public health systems may depend, in +part, on the surveillance capabilities of hospitals. Most hospitals +reported training their staff and planning coordination efforts with +other public health entities. However, even with these preparations in +place, hospitals lacked the capacity to respond to large-scale +infectious disease outbreaks. +Background + Infectious diseases include naturally occurring outbreaks, such as +SARS, as well as diseases from biological agents that are intentionally +released by a terrorist, such as smallpox.\5\ An infectious disease +outbreak, either naturally occurring or from an intentional release, +may not be recognized for a week or more because symptoms may not +appear for several days after the initial exposure, during which time a +communicable disease could be spread to those who were not initially +exposed. +--------------------------------------------------------------------------- + \5\ CDC developed a critical agent list that focuses on the +biological agents that would have the greatest impact on public health. +This list includes a category of agents identified by CDC as most +likely to be used in a bioterrorist attack and includes communicable +diseases such as smallpox and pneumonic plague. +--------------------------------------------------------------------------- + The initial response to an infectious disease of any type, +including a bioterrorist attack, is generally a local responsibility +that could involve multiple jurisdictions in a region, with states +providing additional support when needed. Figure 1 presents the +probable series of responses to a covert release of a biological agent. +Just as in a naturally occurring outbreak, exposed individuals would +seek out local health care providers, such as private physicians or +medical staff in hospital emergency departments or public clinics. +Health care providers would report any illness patterns or diagnostic +clues that might indicate an unusual infectious disease outbreak +associated with the intentional release of a biologic agent to their +state or local health departments. + +[GRAPHIC] [TIFF OMITTED] T0168.026 + +[GRAPHIC] [TIFF OMITTED] T0168.027 + + In order to be adequately prepared for emerging infectious +diseases in the United States, state and local public health agencies +need to have several basic capabilities, whether they possess them +directly or have access to them through regional agreements. Public +health departments need to have disease surveillance systems and +epidemiologists to detect clusters of suspicious symptoms or diseases +in order to facilitate early detection of disease and treatment of +victims. Laboratories need to have adequate capacity and necessary +staff to test clinical and environmental samples in order to identify +an agent promptly so that proper treatment can be started and +infectious diseases prevented from spreading. All organizations +involved in the response must be able to communicate easily with one +another as events unfold and critical information is acquired, +especially in a large-scale infectious disease outbreak. + In the event of an outbreak, hospitals and their emergency +departments would be on the front line, and their personnel would take +on the role of first responders. Because hospital emergency departments +are open 24 hours a day, 7 days a week, exposed individuals would be +likely to seek treatment from the medical staff on duty. Staff would +need to be able to recognize and report any illness patterns or +diagnostic clues that might indicate an unusual infectious disease +outbreak to their state or local health department. Hospitals would +need to have the capacity and staff necessary to treat severely ill +patients and limit the spread of infectious disease. + The federal government also has a role in preparedness for and +response to major public health threats. It becomes involved in +investigating the cause of the disease, as it is doing with SARS. In +addition, the federal government provides funding and resources to +state and local entities to support preparedness and response efforts. +CDC's Public Health Preparedness and Response for Bioterrorism program +provided funding through cooperative agreements in fiscal year 2002 +totaling $918 million to states and municipalities to improve +bioterrorism preparedness and response, as well as other public health +emergency preparedness activities. The funding supported development +and improvements in a number of areas CDC considers critical to +preparedness and response, including surveillance capacity to rapidly +detect outbreaks of illness that may be the result of bioterrorism or +other public health threats. + HRSA's Bioterrorism Hospital Preparedness Program provided funding +through cooperative agreements in fiscal year 2002 of approximately +$125 million to states and municipalities to enhance the capacity of +hospitals and associated health care entities to respond to +bioterrorist attacks. Earlier this month, HHS announced that +approximately $870 million and $498 million have been provided for +fiscal year 2003 through the CDC and HRSA programs, respectively, to +states and municipalities to continue these efforts. +Despite Improvements, Gaps Remain in Disease Surveillance Capabilities +of State and Local Public Health Agencies + In the cities we visited, state and local officials reported +varying levels of public health preparedness to respond to outbreaks of +emerging infectious diseases such as SARS. They recognized gaps in +preparedness elements that have been difficult to address, including +the disease surveillance and laboratory systems and the response +capacity of the workforce. They also were beginning to address gaps in +preparedness elements such as communication. We found that planning for +regional coordination was lacking between states. + +Progress Has Been Made in Elements of Public Health Preparedness, but +Gaps Remain + States and local areas had weaknesses in some public health +preparedness elements, including the disease surveillance and +laboratory systems and the response capacity of the workforce. Gaps in +capacity often are not amenable to solution in the short term because +either they require additional resources or the solution takes time to +implement. States and local areas were addressing gaps in +communication. + +Surveillance Systems + State and local officials for the cities we visited in early 2002 +recognized and were attempting to address inadequacies in their +surveillance systems. Local officials were concerned that their +surveillance systems were inadequate to detect a bioterrorist event, +and all of the states we visited were making efforts to improve their +disease surveillance systems. Six of the cities we visited used a +passive surveillance system \6\ to detect infectious disease +outbreaks.\7\ However, passive systems may be inadequate to identify a +rapidly spreading outbreak in its earliest and most manageable stage +because, as officials in three states noted, there is chronic +underreporting and a time lag between diagnosis of a condition and the +health department's receipt of the report. To improve disease +surveillance, six of the states and two of the cities we visited were +developing surveillance systems using electronic databases. Several +cities were also evaluating the use of nontraditional data sources, +such as pharmacy sales, to conduct surveillance.\8\ Three of the cities +we visited were attempting to improve their surveillance capabilities +by incorporating active surveillance components into their systems. For +our ongoing work, state and local officials told us that their +surveillance systems had improved somewhat. The officials reported that +CDC funds have enabled them make some of these improvements in their +surveillance systems, including the development of Web-based disease +reporting and active surveillance systems. +--------------------------------------------------------------------------- + \6\ Passive surveillance systems rely on laboratory and hospital +staff, physicians, and other relevant sources to take the initiative to +provide data on illnesses to the health department, where officials +analyze and interpret the information as it arrives. In contrast, in an +active disease surveillance system, public health officials contact +sources, such as laboratories, hospitals, and physicians, to obtain +information on conditions or diseases in order to identitY cases. +Active surveillance can provide more complete detection of disease +patterns than a system that is wholly dependent on voluntary reporting. + \7\ 0fficials in one city told us that although it had no local +disease surveillance, its state maintained a passive disease +surveillance system. + \8\ This type of active surveillance system in which the public +health department obtains information tTom such sources as hospitals +and pharmacies and conducts ongoing analysis of the data to search for +certain combinations of signs and symptoms, is sometimes referred to as +a syndromic surveillance system. A senior HHS official stated that +research examining the usefulness of syndromic surveillance needs to +continue. See S. Lillibridge, Disease Surveillance, Bioterrorism, and +Homeland Security, Conference Summary and Proceedings Prepared by the +Annapolis Center for Science-Based Public Policy (Annapolis, Md.: U.S. +Medicine Institute for Health Studies, Dec. 4, 2001). + +Laboratory Facilities + Officials from all of the states we visited in early 2002 reported +problems with their public health laboratory systems and said that they +needed to be upgraded. All states were planning to purchase the +equipment necessary for rapidly identifying a biological agent. State +and local officials in most of the areas that we visited told us that +the public health laboratory systems in their states were stressed, in +some cases severely, by the sudden and significant increases in +workload during the anthrax incidents in the fall of 2001. During these +incidents, the demand for laboratory testing was significant even in +states where no anthrax was found and affected the ability of the +laboratories to perform their routine public health functions. +Following the incidents, over 70,000 suspected anthrax samples were +tested in laboratories across the country. According to preliminary +data from our interviews and review of 2003 progress reports, officials +reported that CDC funds enabled them to make improvements to their +laboratory infrastructure, including upgrading their laboratory +facilities, purchasing reagents and equipment, and improving their +capability to test for select biologic agents. + Officials in the states we visited in 2002 were working on other +solutions to their laboratory problems. States were examining various +ways to manage peak loads, including entering into agreements with +other states to provide surge capacity, incorporating clinical +laboratories into cooperative laboratory systems, and purchasing new +equipment. One state was working to alleviate its laboratory problems +by upgrading two local public health laboratories to enable them to +process samples of more dangerous pathogens and by establishing +agreements with other states to provide backup capacity. Another state +reported that it was using the funding from CDC to increase the number +of pathogens the state laboratory could diagnose. The state also +reported that it has worked to identify laboratories in adjacent states +that are capable of being reached within 3 hours over surface roads. In +addition, all of the states reported that their laboratory response +plans had been revised to cover reporting and sharing laboratory +results with local public health and law enforcement agencies. + +Workforce + At the time of our early 2002 site visits, shortages in personnel +existed in state and local public health departments and laboratories +and were difficult to remedy. Officials from state and local health +departments told us that staffing shortages were a major concern. Two +of the states and cities that we visited were particularly concerned +that they did not have enough epidemiologists to do the appropriate +investigations in an emergency. Officials at one state department of +public health we visited said that the department had lost +approximately one-third of its staff because of budget cuts over the +past decade. This department had been attempting to hire more +epidemiologists. Barriers to finding and hiring epidemiologists +included noncompetitive salaries and a general shortage of people with +the necessary skills. + Workforce capacity issues may also hinder implementation of +infectious disease control measures. For example, the shortage of +epidemiologists could grow worse if, in the event of a severe outbreak, +existing health care workers became infected as a result of their more +frequent exposure to a contaminated environment or became exhausted +working longer hours. Workforce shortages could be further exacerbated +because of the need to conduct contact tracing.\9\ According to World +Health Organization officials, an individual infected with SARS came in +contact with, on average, 30 to 40 people in Asian countries--all of +whom had to be contacted and informed of their possible exposure. +--------------------------------------------------------------------------- + \9\ Contact tracing is the identification and tracking of +individuals who may have been exposed to a person with a specific +disease. +--------------------------------------------------------------------------- + During our site visits in early 2002, shortages in laboratory +personnel were also cited. Officials in one city noted that they had +difficulty filling and maintaining laboratory positions and that people +that accepted the positions often left the health department for +better-paying positions. Increased funding for hiring staff cannot +necessarily solve these shortages in the near term because for many +types of laboratory positions there are not enough trained individuals +in the workforce. According to the Association of Public Health +Laboratories, training laboratory personnel to provide them with the +necessary skills will take time and require a strategy for building the +needed workforce.\10\ For our current work updating these findings, +many of the state and local officials we interviewed cited shortages in +trained epidemiologists or laboratory personnel as persistent. +--------------------------------------------------------------------------- + \10\ Association of Public Health Laboratories, ``State Public +Health Laboratory Bioterrorism Capacity,'' Public Health Laboratory +Issues in Brief Bioterrorism Capacity (Washington, D.C.: October 2002). +--------------------------------------------------------------------------- + In 2002, state and local officials told us that sustained funding +would be necessary to address one important need-hiring and retaining +needed staff. They told us they would be reluctant to hire additional +staff unless they were confident that the funding would be sustained +and staff could be retained. These statements are consistent with the +findings of the Advisory Panel to Assess Domestic Response Capabilities +for Terrorism Involving Weapons of Mass Destruction, which recommended +that federal support for state and local public health preparedness and +infrastructure building be sustained at an annual rate of $1 billion +for the next 5 years to have a material impact on state and local +governments' preparedness for a bioterrorist event.\11\ We have noted +previously that federal, state, and local governments have a shared +responsibility in preparing for terrorist attacks and other +disasters.\12\ However, prior to the infusion of federal funds, few +states were investing in their public health infrastructure. +--------------------------------------------------------------------------- + \11\ Advisory Panel to Assess Domestic Response Capabilities for +Terrorism Involving Weapons of Mass Destruction, Fourth Annual Report +to the President and the Congress of the Advisory Panel to Assess +Domestic Response Capabilities for Terrorism Involving Weapons of Mass +Destruction (Arlington, Va.: RAND, Dec. 15,2002). The Advisory Panel +was established to assess federal agency efforts to enhance domestic +preparedness, the progress of federal training programs for local +emergency responses, and deficiencies in federal programs for response +to incidents involving weapons of mass destruction; to recommend +strategies for ensuring effective coordination of federal agency +response efforts and for ensuring fully effective local response +capabilities for weapons of mass destruction incidents; and to assess +appropriate state and local roles in funding effective local response +capabilities. The Advisory Panel issues annual reports to the President +and to the Congress and has submitted four annuals reports to date. + \12\ See U.S. General Accounting Office, Homeland Security: +Effective Intergovernmental Coordination Is Key to Success, GAO-02- +1013T (Washington, D.C.: Aug. 23,2002). + +Communication + We found that officials were beginning to address communication +problems. For example, six of the seven cities we visited in early 2002 +were examining how communication would take place in a public health +emergency. Many cities had purchased communication systems that allow +officials from different organizations to communicate with one another +in real time. In addition, state and local health agencies were working +with CDC to build the Health Alert Network (RAN), an information and +communication system. The nationwide RAN program has provided funding +to establish infrastructure at the local level to improve the +collection and transmission of information related to public health +preparedness. Goals of the RAN program include providing high-speed +Internet connectivity, broadcast capacity for emergency communication, +and distancelearning infrastructure for training. For our current work, +our preliminary review of the 2003 progress reports from 12 +jurisdictions shows that 11 reported that over 90 percent of their +population was covered by HAN. + +Some State and Local Contingency Planning Underway, but Regional +Coordination Is Lacking + As part of the effort to prepare for a possible outbreak of an +infectious disease, there is contingency planning at the state and +local levels. Health departments, for instance, are in the process of +developing contingency response plans for SARS. The SARS preparations +have been modeled after a checklist designed for pandemic influenza. To +facilitate these preparations, the Association of State and Territorial +Health Officials and the National Association of County and City Health +Officials, in collaboration with CDC, published a checklist for state +and local health officials to use in the event of a SARS resurgence. +The checklist encompasses a broad spectrum of preparedness activities, +such as legal issues related to isolation and quarantine, strategies +for communicating information to health care providers, and suggestions +for ensuring other community partners such as law enforcement and +school officials are prepared. + During our 2002 site visits, however, we found that response +organization officials were concerned about a lack of planning for +regional coordination between states during an infectious disease +outbreak. As called for by the guidance for the CDC and HRSA funding, +all of the states we visited in 2002 organized their planning on the +basis of regions within their states, assigning local areas to +particular regions for planning purposes. A concern for response +organization officials was the lack of planning for regional +coordination between states. A hospital official in one city we visited +said that state lines presented a ``real wall'' for planning purposes. +Hospital officials in one state reported that they had no agreements +with other states to share physicians. However, one local official +reported that he had been discussing these issues and had drafted +mutual aid agreements for hospitals and emergency medical services. +Public health officials from several states reported developing working +relationships with officials from other states to provide backup +laboratory capacity. + +Hospital Preparedness Improved, But Limitations in Response Capacity +Remain + Because those with symptoms of an infectious disease might go to +emergency departments for treatment, hospital personnel would likely be +some of the first health care workers with the opportunity to identiry +an emerging infectious disease outbreak. Therefore, the disease +surveillance capacities of many state and local public health systems +may depend, in part, on the surveillance capabilities of hospitals. +Most hospitals reported training their staff and planning coordination +efforts with other public health entities. However, even with these +preparations in place, hospitals lacked the capacity to respond to +large-scale infectious disease outbreaks. + +Hospitals Provide Vital Disease Surveillance Capacity + The disease surveillance capacities of many state and local public +health systems may depend, in part, on the surveillance capabilities of +hospitals. During the recent SARS outbreak in North America, for +instance, hospital emergency rooms played an important role in +identirying those who had the disease. According to hospital officials +in California and New York, hospital emergency room or other waiting +room staff routinely used questiomaires to screen incoming patients for +fever, cough, and travel to a country with active cases of SARS. They +said that hospitals' signs in various locations generally used by +incoming patients and visitors also asked individuals to identiry +themselves to hospital staff if they met these criteria. In Toronto, +which experienced a much greater prevalence of SARS than the United +States, everyone entering a hospital was required to answer screening +questions and to have their temperature checked before they were +allowed to enter. + +Most Hospitals Reported Planning and Training Efforts, but Fewer Than +Half Have Participated in Drills or Exercises + In our survey of over 2,000 metropolitan hospitals,\13\ most +reported that they have provided training to staff on biological +agents, but fewer than half have participated in drills or exercises +related to bioterrorism. Most hospitals we surveyed reported providing +training about identifying and diagnosing symptoms for the six +biological agents identified by the CDC as most likely to be used in a +bioterrorist attack. At least 90 percent of hospitals reported +providing training for two of these agents--smallpox and anthrax-and +approximately three-fourths of hospitals reported providing training +about the other four--plague, botulism, tularemia, and hemorrhagic +fever viruses. +--------------------------------------------------------------------------- + \13\ Between May and September 2002, we surveyed over 2,000 short- +term, nonfederal general medical and surgical hospitals with emergency +departments located in metropolitan statistical areas. (See U.S. +General Accounting Office, Hospital Emergency Departments: Crowded +Conditions Vary among Hospitals and Communities, GAO-03-460 +(Washington, D.C.: Mar. 14,2003) for information on the survey universe +and development ofthe survey.) For the part of the survey that +specificaIly addressed hospital preparedness for mass casualty +incidents, we obtained responses from 1,482 hospitals, a response rate +of about 73 percent. +--------------------------------------------------------------------------- + Our hospital survey found that 4 out of 5 hospitals reported having +a written emergency response plan for large-scale infectious disease +outbreaks. Of the hospitals with emergency response plans, most include +a description of how to achieve surge capacity for obtaining additional +pharmaceuticals, other supplies, and staff. In addition, almost all +hospitals reported participating in community interagency disaster +preparedness committees. + At the time of our site visits between December 2001 and March +2002, we found that hospitals were beginning to coordinate with other +local response organizations and collaborate with each other in local +planning efforts. Hospital officials in one city we visited told us +that until September 11,2001, hospitals were not seen as part of a +response to a terrorist event but that city officials had come to +realize that the first responders to a bioterrorism incident could be a +hospital's medical staff. Officials from the state began to emphasize +the need for a local approach to hospital preparedness. They said, +however, that it was difficult to impress the importance of cooperation +on hospitals because hospitals had not seen themselves as part of a +local response system. The local government officials were asking them +to create plans that integrated the city's hospitals and addressed such +issues as off-site triage of patients and off-site acute care. + +Most Emergency Departments Have Experienced Some Degree of Crowding + Our survey of metropolitan hospitals found that most emergency +departments have experienced some degree of overcrowding.\14\ Persons +with symptoms of infectious disease would potentially go to emergency +departments for treatment, further stressing these facilities. The +problem of overcrowding is much more pronounced in some hospitals and +areas than in others. In general, hospitals that reported the most +problems with crowding were in the largest metropolitan statistical +areas (MSA) and in the MSAs with high population growth. For example, +in fiscal year 2001, hospitals in MSAs with populations of 2.5 million +or more had about 162 hours of diversion (an indicator of +crowding),\15\ compared with about 9 hours for hospitals in MSAs with +populations of less than 1 million. Also, the median number of hours of +diversion in fiscal year 2001 for hospitals in MSAs with a high +percentage population growth was about five times that for hospitals in +MSAs with lower percentage population growth. +--------------------------------------------------------------------------- + \14\GAO-03-460. + \15\ Diversions occur when hospitals request that en route +ambulances bypass their emergency departments and transport patients +that would have otherwise been taken to those emergency departments to +other medical facilities. +--------------------------------------------------------------------------- + Hospitals in the largest MSAs and in MSAs with high population +growth that have reported crowding in emergency departments may have +difficulty handling a large influx of patients during a potential +infectious disease outbreak, especially if this outbreak occurred in +the winter months when the incidence of influenza is quite high. For +example, public health officials with whom we spoke said that in the +event of a large-scale SARS outbreak, entire hospital wards may need to +be used as separate SARS isolation facilities. Moreover, certain +hospitals within a community may need to be designated as SARS +hospitals. + +Concluding Observations + Efforts at the state and local level have improved the ability to +identify and respond to infectious disease outbreaks and bioterrorism. +These improvements have included upgrades to laboratory facilities and +communication systems. Hospitals have also begun planning and training +efforts to respond to large-scale infectious disease outbreaks. Despite +these improvements, gaps in preparedness remain. We found that some +disease surveillance systems may be inadequate, that there are +shortages of key personnel in some localities, and that some hospital +emergency departments across the country have experienced some degree +of overcrowding which could be exacerbated during a disease outbreak. + Mr. Chairman, this completes my prepared statement. I + would be happy to respond to any questions you or other + Members of the Subcommittee may have at this time. +Contact and Staff Acknowledgments + For further information about this testimony, please contact Janet +Heinrich at (202) 512-7119. Angela Choy, Krister Friday, Martin T. +Gahart, Gay Hee Lee, and Deborah Miller also made key contributions to +this statement. + +Related GAO Products + Hospital Preparedness: Most Urban Hospitals Have + Emergency Plans but Lack Certain Capacities for + Bioterrorism Response. GAO-03-924. Washington, D.C.: + August 6,2003. + Severe Acute Respiratory Syndrome: Established + Infectious Disease Control Measures Helped Contain + Spread, But a Large-Scale Resurgence May Pose + Challenges. GAO-03-1058T. Washington, D.C.: July 30, + 2003. + Bioterrorism: Information Technology Strategy Could + Strengthen Federal Agencies' Abilities to Respond to + Public Health Emergencies. GAO-03-139. Washington, + D.C.: May 30, 2003. + SARS Outbreak: Improvements to Public Health Capacity + are Neededfor Responding to Bioterrorism and Emerging + Infectious Diseases. GAO-03-769T. Washington, D.C.: May + 7, 2003. + Smallpox Vaccination: Implementation of National + Program Faces Challenges. GAO-03-578. Washington, D.C.: + April 30, 2003. + Infectious Disease Outbreaks: Bioterrorism Preparedness + Efforts Have Improved Public Health Response Capacity, + but Gaps Remain. GAO-03-654T. Washington, D.C.: April + 9,2003. + Bioterrorism: Preparedness Varied across State and + Local Jurisdictions. GAO03-373. Washington, D.C.: April + 7, 2003. + Hospital Emergency Departments: Crowded Conditions Vary + among Hospitals and Communities. GAO-03-460. + Washington, D.C.: March 14, 2003. + Homeland Security: New Department Could Improve + Coordination but Transferring Control of Certain Public + Health Programs Raises Concerns. GAO-02-954T. + Washington, D.C.: July 16,2002. + Homeland Security: New Department Could Improve + Biomedical R&D Coordination but May Disrupt Dual- + Purpose Efforts. GAO-02-924T. Washington, D.C.: July 9, + 2002. + Homeland Security: New Department Could Improve + Coordination but May Complicate Priority Setting. GAO- + 02-893T. Washington, D.C.: + Homeland Security: New Department Could Improve + Coordination but May Complicate Public Health Priority + Setting. GAO-02-883T. Washington, D.C.: June 25, 2002. + Bioterrorism: The Centers for Disease Control and + Prevention's Role in Public Health Protection. GAO-02- + 235T. Washington, D.C.: November 15,2001. + Bioterrorism: Review of Public Health Preparedness + Programs. GAO-02-149T. Washington, D.C.: October + 10,2001. + Bioterrorism: Public Health and Medical Preparedness. + GAO-02-14IT. Washington, D.C.: October 9,2001. + Bioterrorism: Coordination and Preparedness. GAO-02- + 129T. Washington, D.C.: October 5, 2001. + Bioterrorism: Federal Research and Preparedness + Activities. GAO-01-915. Washington, D.C.: September + 28,2001. + West Nile Virus Outbreak: Lessons for Public Health + Preparedness. GAO/HEHS-00-180. Washington, D.C.: + September 11,2000. + Combating Terrorism: Need for Comprehensive Threat and + Risk Assessments of Chemical and Biological Attacks. + GAO/NSIAD-99-163. Washington, D.C.: September 14, 1999. + Combating Terrorism: Observations on Biological + Terrorism and Public Health Initiatives. GAO/T-NSIAD- + 99-112. Washington, D.C.: March 16, 1999. + + September 24, 2003 + + INFECTIOUS DISEASES + + Gaps Remain in Surveillance Capabilities of State and Local Agencies + + What GAO Found + The efforts of public health agencies and health care organizations +to increase their preparedness for infectious disease outbreaks and +bioterrorism have improved the nation's ability to recognize such +events. However, gaps remain in state and local disease surveillance +systems, which are essential to public health efforts to respond to +disease outbreaks or bioterrorist attacks. Other essential elements of +preparedness include laboratory facilities, workforce, and +communication systems. State and local officials report that they are +addressing gaps in communication systems. However, there are still +significant workforce shortages in state and local health departments +and laboratories. GAO also found that while contingency plans are being +developed at the state and local levels, planning for regional +coordination for disease outbreaks or bioterrorist events was lacking +between states. + The disease surveillance capacities of many state and local pubic +health systems depend, in part, on the surveillance capabilities of +hospitals. Whether a disease outbreak occurs naturally or due to the +intentional release of a harmful biological agent by a terrorist, much +of the initial response would occur at the local level, particularly at +hospitals and their emergency departments. Therefore, hospital +personnel would be some of the first healthcare workers with the +opportunity to identify an infectious disease outbreak or a +bioterrorist event. Most hospitals reported training their staff on +biological agents and planning coordination efforts with public health +entities; however, preparedness limitations may impact hospitals' +ability to conduct disease surveillance. In addition, hospitals still +lack the capacity to respond to large-scale infectious disease +outbreaks. Also, most emergency departments across the country have +experienced some degree of overcrowding, which could be exacerbated +during a disease outbreak or bioterrorist event if persons with +symptoms go to emergency departments for treatment. + + Mr. Shadegg. Thank you, Ms. Heinrich. + Next we will hear from Dr. Richard Platt, Chair, Department +of Ambulatory Care and Prevention, Harvard Pilgrim Health Care. +Dr. Platt? + + STATEMENT OF DR. RICHARD PLATT, CHAIR OF THE AMBULATORY CARE + AND PREVENTION, HARVARD HEALTH PLAN + + Dr. Platt. Thank you, Mr. Chairman and members of the +committee. + I should also say that although I am a professor at Harvard +Medical School, my medical school department is jointly +sponsored by a health plan, Harvard Pilgrim Health Care. I +appreciate the opportunity to talk with you today about the +CDC-sponsored National Bioterrorism Surveillance Demonstration +Program that my partners and I are undertaking. This is a +three-way partnership that involves the health plans, the +public health sector and the academic community. + The health plans bring to this partnership their rich +information sources and ability to communicate with large +numbers of clinicians and their patients. The public health +sector brings the ability to set priorities and coordinate +responses. The academic community is contributing its +information and knowledge and tools. + This partnership has been active for some time and has been +working on a number of important health problems, including +bioterrorism preparedness. My own experience in detecting +bioterrorism began in 2000 with a grant from the CDC to the +Massachusetts Department of Public Health. I should point out +that was before 9-11. We use information from the electronic +medical records of a large physician group to gather diagnoses +as soon as they are made, and then we analyze this information +for evidence of unusual disease activity and we communicate +that back to our public health colleagues. + You have handouts at your desk showing an example of the +kind of information we give to our pubic health colleagues. +This is a screen shot of our protected Web site showing the +disease activity in the Greater Boston area yesterday. This +information became available early this morning. It shows that +nothing unusual happened yesterday. The way it does that is to +highlight the five most unusual census tracts in the Greater +Boston area. In this way, our public health colleagues do not +have to evaluate a lot of numbers. They have to look at what is +unusual, and we get to this unusualness by taking into account +the number of health plan members who live in those census +tracts and the number of other factors that affect disease +incidence. + +[GRAPHIC] [TIFF OMITTED] T0168.028 + + This information provides early warning for both +bioterrorism and naturally occurring illnesses. The system is +also flexible enough to add additional purposes that we had not +originally planned. For instance, soon after we activated this +system, the State's influenza tracking branch asked us to track +influenza-like illness and we added that at no cost to the +system or to our sponsors, and report that on a regular basis +now. We are currently in discussions about ways that we might +monitor SARS if it appears in our community. + I believe that three major elements contribute to the +success of our program. The first is the availability of +electronic medical records. They are complete, they are +available immediately, and the process of obtaining information +does not require the clinicians to take any additional actions +beyond the regular care they deliver. + The second important element was the development of a +computerized method to identify potential outbreaks. The system +takes into account historical patterns of illness and allows us +to recognize unusual numbers of events as early as possible. +This is important because recognizing an outbreak can be like +viewing a mosaic while standing very close to it. At least +initially, the key may be the pattern of cases, rather than the +features of any individual case, and these patterns can differ +at different times and in different places, and therefore be +difficult to recognize early. Using computerized identification +methods also allows us to provide alerts to public health +officials so they do not have to examine the actual numbers of +illnesses each day, especially when there is no special +concern. + The third element of our success was the willingness of the +health plan and the physicians to share their medical record +information. The major reason for this is that we designed the +system so that they continue to be the custodians of their +patients's healthcare data. All that they provide to us is the +number of new cases of different kinds of illness in each area. +If we detect a potential cluster, then the health department +requests information from the health plan about the specific +cases that contribute to that cluster. We built a mechanism to +allow them to obtain that additional information very quickly. +This arrangement corresponds to the health plan's and +clinician's understanding of their patients's strong desire +that information about their individual medical visits be kept +private unless there is an immediate and compelling public +health need for it. + During the past year, the CDC has supported our work to +create a system that uses these principles to integrate +information from many health plans. Our principal partner in +this activity is the American Association of Health Plans, +which represents approximately 1,000 health plans that care for +over 170 million Americans. Additional participants include +health plans in Minnesota, Massachusetts, Colorado and Texas, +and the National Nurse Call Center that cares for individuals +in all 50 States. + The information on the second page of your handout shows +the data flow for this system, with health plans identifying +new episodes, communicating that to the data center using +protected Internet technology. The data center uses that count +information to identify unusual clusters. The information is +posted on a protected Web site. When there is a cluster, we can +notify both the health plan and the health department. The +health plan and the health department then interact with each +other to further their communication. Although we are still +creating some parts of this system, our preliminary evidence +indicates that it does identify outbreaks of public health +interest. + +[GRAPHIC] [TIFF OMITTED] T0168.029 + + If you take a look at the third sheet of the handout, +this is a national map showing the disease incidence in the +middle of last December. I picked this date because although +most of the nation, which is colored pink, is showing that +there is no unusual data, in Massachusetts there is quite an +impressive spike. It is hard to see on this sheet, but if you +look at the next page it shows that in Massachusetts you can +see that there are a number of zip codes in Massachusetts that +have an unusually high volume of new respiratory illnesses. By +our calculations, this was a once in 8-year event that lasted 4 +days and involved hundreds of people. + +[GRAPHIC] [TIFF OMITTED] T0168.030 + + We have several goals for the coming year. First, we +want to make the transition to a stable, ongoing system. In +addition, we are in discussion with our colleagues at the CDC +about ways that we can collaborate with Project BioSense to +adapt our detection methods to that system and to make the data +from our health plans available through BioSense. We also want +to work with CDC to improve health departments's ability to +communicate quickly and effectively with practicing clinicians +and the millions of individuals for whom they provide care. We +also hope to make use of new types of medical information and +to develop more sophisticated methods for developing disease +outbreaks at the earliest possible time. + In summary, we have learned that routinely collected health +plan data can be an important public health resource and it can +be used in ways that minimizes patients's privacy concerns. My +colleagues and I believe that this system can make a valuable +contribution to the public health system's ability to identify +and to respond to health threats at the earliest possible +moment. + I also believe that our work is even more important as an +example of the possibilities of the partnerships that we can +create between the private healthcare delivery system, the +public health sector, and the academic community. Because of +this, I believe that this three-way partnership has the +potential to transform the health of our society if we take the +proper steps to nurture it. + Thank you very much. + [The statement of Dr. Platt follows:] + + PREPARED STATEMENT OF RICHARD PLATT + + Good afternoon Mr. Chairman and members of the Subcommittee. My +name is Richard Platt; I am a Professor at Harvard Medical School, +where I chair the Department of Ambulatory Care and Prevention, a +department that is unique in being jointly sponsored by a medical +school and by a health plan, Harvard Pilgrim Health Care. I am also an +infectious diseases specialist, an epidemiologist, and a member of the +Board of Scientific Counselors of the Center for Disease Control and +Prevention's (CDC) National Center for Infectious Diseases. + I am very excited about this opportunity to discuss our National +Bioterrorism Surveillance Demonstration Program and the work we do +daily to detect and respond to both bioterrorism and naturally +occurring disease outbreaks. The National Demonstration Program is the +product of an evolving three-way partnership between private health +plans and physician groups, public health agencies, and the academic +community. This partnership makes an important contribution to +protecting the overall health of our nation by combining our unique +strengths: + the private health system's information infrastructure and its +ability to communicate both with clinicians and with the people for +whom they provide care; + the public sector's ability to set major health priorities and +coordinate a response; and + the academic community's skills in developing the knowledge +and tools to make the most of these capabilities. + In addition to the work I will describe today, this three-way +partnership is currently making important contributions to our ability +to prevent illness, treat disease, improve the safety of drugs and +vaccines, and improve the delivery of health care. + Before I describe our National Demonstration Program, I think it +will be helpful for you to know how it began. My work on detecting +bioterrorism began in 2000 when the Massachusetts State Epidemiologist, +Dr. Alfred DeMaria, and I developed a partnership between the +Massachusetts Department of Public Health, Harvard Pilgrim Health Care, +and Harvard Vanguard Medical Associates to enhance early-detection and +public health communication capabilities. This project was supported by +a bioterrorism preparedness grant from the CDC to the State of +Massachusetts. We had three major goals: first to quickly gather the +diagnoses made in everyday practice by hundreds of physicians in +eastern Massachusetts; then to analyze this information for evidence of +unusual disease activity; and finally to create a mechanism for public +health officials to communicate rapidly with clinicians to follow up +the outbreak signals we detected. Because of our early start, our +eastern Massachusetts detection system went ``live'' in October of +2001, within weeks of the anthrax attack that brought bioterrorism to +prominence. This system is described in articles in Emerging Infectious +Diseases (2002 Aug;8(8):753-60) and BMC Public Health (2001;1:9). + Our system has been active since then, identifying the census +tracts in our region with the most unusual number of new cases of +respiratory, gastrointestinal, and several other categories of illness, +which may indicate potential outbreaks. This information is displayed +via maps and tables on a secure internet site that is accessible to the +state health department. The following illustration shows the +information that public health officials view on a typical day. + +[GRAPHIC] [TIFF OMITTED] T0168.031 + + An important feature of this display is that it only highlights +areas with the most unusual number of people who have a new episode of +illness, after eliminating seasonal and other effects. On the majority +of days, nothing unusual occurs. However, when we observe an unusually +large number of cases in a specific locale, a clinician who works in +the medical practice that provides the information, and who is +responsible for public health reporting, provides additional +information to the health department. Fortunately, there have been no +cases of bioterrorism since our program became active. However, we +understood from the outset that this information would also serve a +separate purpose of providing routine, high quality, timely, +information to the public health department about naturally occurring +illnesses in these communities--earlier than is possible with +traditional physician reporting of diagnosed diseases. Using historical +data from the health plan and state records, we were able to +demonstrate that office visits for wintertime respiratory illness +increased about two weeks before an increase in respiratory +hospitalizations occurred. In addition, we have been able to identify +unusual clusters of respiratory infections, as shown in the following +figure, which illustrates a once-in-eight-year cluster involving +hundreds of people that occurred last December. + +[GRAPHIC] [TIFF OMITTED] T0168.032 + + Soon after we began providing routine reports to our colleagues +in the Massachusetts Department of Health, the department's influenza +tracking branch requested that we report a new disease category-- +influenza-like illness-- and we added this feature without any +additional resources from the clinical system or the state. We are +currently discussing with CDC ways to adapt this system to detect the +occurrence of Severe Acute Respiratory Syndrome (SARS) if it appears in +our region. The Institute of Medicine (10M) described this detection +system in Massachusetts as an example of the ability of the health care +delivery system to play an important role in disease detection and +reporting in its recent report, ``The Future of the Public's Health in +the 21st Century,'' (page 249). + Several critical elements contribute to the success of this +program. The first is the fact that a large physician group, Harvard +Vanguard Medical Associates, uses electronic medical records to provide +routine patient care. Therefore, information about diagnoses, symptoms, +and vital signs is available at the end of each day. Clinicians are not +required to collect any additional information, to record it in any +special way, or to take any additional steps to report needed +information. Thus, we avoid burdening already overloaded clinicians and +their support staff and we are confident that the clinical information +is complete. In addition, since we focus on health plan members, we +also know how many members are not sick. This provides added confidence +that the detection system will alert us to problems that occur in the +health plans' enrolled population. + The second important element was development of a method to +identify potential outbreaks. We accomplish this using a computerized +analysis program that takes into account historical patterns of illness +and allows us to recognize when unusual numbers of events occur. +Assessing patterns of illness is important because our system looks for +clusters of individual cases that may not seem unusual to the +clinicians who are providing care. The absence of distinguishing +features is often the case for conditions like SARS. It causes severe +symptoms in only a small fraction of infected people, yet detection of +the larger number of people who develop mild symptoms and then recover +may signal the arrival of the virus to an area. Additionally, even +life-threatening illnesses like anthrax and smallpox typically begin +with a few days of mild illness that cannot be distinguished in routine +practice from common illnesses. Even highly experienced epidemiologists +find it difficult to recognize unusual numbers of illnesses because of +the difficulty of taking into account multiple factors--the day of the +week, the season, whether it is the day after a holiday, the history of +incidence over prior years, and the typical patterns of care in +specific communities. An unusually high number of ill people on a +Wednesday in August may be quite ordinary for a Monday in January, and +a few cases in one community can be much more significant than a much +larger number in a nearby community. Thus, our cluster detection +analysis system is a key element in the system's effectiveness. + An additional reason to use computerized methods to identify +unusual situations is to provide alerts to public health officials. Our +public health colleagues have advised us that it is inefficient to +examine the actual numbers of illnesses each day, especially when there +is no special concern. In short, our detection system sifts and +analyzes huge volumes of data and only in rare cases alerts public +health officials to an unusual signal that requires attention. + A third important contributor to our success is the willingness of +the health plan and physicians' practice to share this critical health +information. One reason health plans and medical groups are willing to +do this is that we constructed the system so that they continue to be +custodians of their patients' health care data, providing only the +information that is needed for tracking the public's health. The only +information that health plans submit to us is the number of individuals +in each zip code or census tract with visits for respiratory, +gastrointestinal, or other types of medical problems. If the number of +cases is unusually large, the health department requests the +corresponding visit-by visit information, which is stored at the health +plan. The health department contacts a designated clinical responder in +the health plan for any additional information that is needed. The +clinician responds in a timely manner and has ready access to +information about the individual and the details of the illness. + Organizing the system this way is appealing to the health plans and +the public for two major reasons. First, it corresponds to the public's +desire for health plans and physicians to keep information about their +individual medical visits private unless there is a compelling public +health need for such information. Second, health plans know that visit +level information can be used for other purposes, such as litigation +and competitive purposes, and so they want to be as certain as possible +that the information they provide is accurate and used only for the +intended purpose--public health. Several health plans have had recent +experiences in which a public health agency has not been able to assure +the confidentiality of data that they provided. While many health plans +believe strongly in contributing actively to our nation's public +health, they also want to minimize the possibility that doing so will +breach confidentiality. + During the past year, we have developed the capacity to integrate +real-time bioterrorism and disease detection information from many +health plans. This National Demonstration Program has been supported by +the CDC through a grant to one of its Prevention Epicenters, which I +lead. The design of this program has been guided by our work in +Massachusetts, as well as the considerable experience of health plans +in Minnesota and Colorado. Our major partner in this work is the +American Association of Health Plans, which is the principal national +organization representing more than 1,000 health plans that provide +coverage for more than 170 million Americans nationwide. Additional +participants are four health plans or physician groups--Harvard Pilgrim +Health Care/Harvard Vanguard Medical Associates (Massachusetts), +HealthPartners (Minnesota), Kaiser Permanente Colorado, and +UnitedHealthcare's nurse call center, Optum. The coordinating center is +at Harvard Medical School's Channing Laboratory. + We also recently began working with three health providers in +Texas, Scott and White Healthcare System, the Austin Regional Clinic, +and Austin Diagnostic Clinic, after a local health officer asked us to +help him develop a disease surveillance system. The health officer +secured necessary funding from the Texas Association of Local Health +Organizations to support their participation. All of our health plan +partners have some form of electronic health information. Detailed +information about this program has been described in articles in the +Journal of Urban Health (2003;80 #2, Supplement l:i25-i31) and the +National Journal (April 19, 2003, p 1238-9). + We are making excellent progress and are enthusiastic about the +prospects of this detection program. We have created computer programs +that allow the health plans to automate the large majority of their +activities. These programs analyze daily clinical information and group +together visits with different diagnoses, for instance ``cough'' and +``bronchitis'', identify new episodes of illness so that repeat visits +for the same illness are not counted twice, assign the new episodes to +the zip codes where the patients live, count the number of new episodes +in each zip code, and then transmit only this summary information +automatically over a secure internet connection to the coordinating +center at Harvard. At the coordinating center, we combine the +information from different health plans and search for unusual patterns +of illness. The computer programs we have developed for the health +plans also maintain detailed lists of the clinical information that +underlies the numbers provided to the coordinating center. These +detailed lists are kept by the health plan and are immediately +accessible to the clinical responders when a public health department +seeks additional information for investigation of a possible outbreak. +The information flow is shown in the following diagram. + +[GRAPHIC] [TIFF OMITTED] T0168.033 + + We are currently working with our state and local health +department partners to evaluate our surveillance system's capabilities +by comparing the clusters that we identify through health plan data to +confirmed past outbreaks that health departments have detected through +their usual method of identification. Our preliminary comparison +indicates that our system identifies the large majority of recognized +outbreaks that occurred during the past two years, and it also +highlights potential clusters that the public health system may not +have detected. + We are also developing the ability to notify health departments +automatically of clusters that they wish to know about, through pagers +or e-mail. We expect this will be the most efficient method of ensuring +that needed information is used by public health agencies at the +earliest possible opportunity. At present, we are waiting for the +public health departments to provide the specifications for these +automatic notifications. + In all of our activities, we try to use definitions and methods +that are consistent with evolving public health practice, with the goal +of making our information compatible with other detection and response +systems, including the ESSENCE system developed by the Department of +Defense, and the CDC's BioSense initiative. We are currently discussing +with CDC the contributions we can make to BioSense, both in adapting +our signal detection methods to the broad range of data types in +BioSense, and making data from our health plans available to the public +health community through BioSense. We look forward to working with CDC +and are certain that a continued public-private partnership provides +the greatest opportunity for improved homeland security. + We have just been notified that we will receive funding to continue +this program beyond its first year. Our goals include making the +transition from program development and testing to a stable, ongoing +system and collaborating with BioSense, as described above. We +especially want to work with CDC to improve public health departments' +ability to communicate quickly and effectively with the large majority +of practicing clinicians in this country and with over 170 million +individuals for whose care the health plans are responsible. We are +convinced there is important additional work to do in acquiring new +types of data, for instance emergency room visit information, +additional information from health plans, and in developing more +sophisticated mathematical models that will allow us to do a better job +combining information from different data sources within a single +health plan (for instance, regular office visits and emergency room +visits) and aggregate information from several plans that serve a +single area. We are also talking with other health plans and physician +groups that are interested in contributing their information to this +system. We also look forward to working with our public health partners +to creating a wide array of new uses for health plans' data and their +ability to communicate with clinicians and the people for whom they +provide care. We believe the framework we have created will facilitate +this development. + In conclusion, I want to thank you again for the opportunity to +discuss our work with you. My colleagues and I believe this system can +make a valuable contribution to the public health system's ability to +identify and respond to bioterrorism and other emerging threats at the +earliest possible moment and it can be expanded to report health plan +data nationally. I also believe it is even more important as an example +of the partnerships we can create between the private health care +delivery system, the public health sector, and the academic community. +I believe this three-way partnership has the potential to transform the +health of our society during the coming years if we take the right +steps to nurture it. + + Mr. Shadegg. Thank you, Doctor. + We will next hear from Dr. Jonathan L. Temte, infectious +disease specialist with the American Academy of Family +Physicians. Doctor? + +STATEMENT OF DR. JONATHAN TEMTE, INFECTIOUS DISEASE SPECIALIST, + AMERICAN ACADEMY OF FAMILY PHYSICIANS + + Dr. Temte. On behalf of the 94,000 members of the American +Academy of Family Physicians, I thank Chairman Shadegg and the +subcommittee for the opportunity to discuss detection of +bioterrorism in primary care. As Mrs. Christensen can probably +attest, family doctors like to talk a lot, but I will try and +keep my comments within the 5-minute limit. + My goal today is to leave you with these three main themes. +First, defense against bioterrorism is dependent upon frontline +physicians. Second, surveillance is necessary for bioterrorism, +but it is not sufficient. And third, there is a real and +growing threat to the integrity of our first line of defense. + The United States needs frontline primary care physicians. +Detection of bioterrorism requires that astute clinicians are +available whenever and wherever a victim first presents for +medical care. On October 2, 2001, an astute clinician made a +diagnosis of anthrax. Ten additional cases of inhalational +anthrax eventually presented to physicians from multiple +specialties in multiple states. In each case, the correct +diagnosis was made using usual medical care. In retrospect, no +additional cases were discovered. + On May 20, 2003, a 3-year-old girl was brought to her +primary care physician for evaluation of a bite wound to her +finger. Within 10 days of the initial visit, the diagnosis of +an unusual pox virus was made. The CDC confirmed the very first +case of monkeypox in the Western Hemisphere. This diagnosis was +made using the physicians and facilities in a town of 19,000 +people in rural Wisconsin. + In these examples, very rare diseases were detected by +astute clinicians doing no more than what they were trained to +do on a day-to-day basis. Will physicians immediately recognize +illnesses due to bioterrorism? The answer is no. Will the cases +of bioterrorism be identified through usual medical care? Here +the answer is yes, if those patients have access to well- +trained and competent physicians. + Family physicians are widely dispersed across America and +see patients regardless of age, gender or affected organ +system. It is estimated that family physicians evaluate and +manage a total of one billion individual medical problems each +year in this country, and can put these problems into context +because we know our patients and their families, and we know +their communities. Accordingly, in the event of future +bioterrorism events, the first cases will likely present to +family physicians and other primary care specialists. + Surveillance for bioterrorism events is totally necessary, +but it is not sufficient. For surveillance to be workable, it +has to be highly sensitive and have extreme timeliness of +detection. These two properties, however, come at an extremely +high price. When applied to things that are very, very rare, +and bioterrorism is rare, surveillance will produce a high rate +of false positive alarms and rapidly overwhelm everyone +involved. + Surveillance of disease trends, on the other hand, can +enhance the role of the astute clinician. Clinicians are better +able to evaluate their patients when informed of current trends +in infectious diseases. Moreover, established communications +systems between public health and primary care physicians that +are reliable and relevant can also be used to alert clinicians +of new and upcoming threats. + While we are facing some significant threats to our first +line of defense, primary care in the United States is +declining. Family physicians deal with an ever-increasing +number of problems, coupled with less compensation and +increased regulation. The number of graduating family +physicians peaked in 2000. More telling, the number of training +positions filled with U.S. medical school graduates peaked in +1997 and has been steadily declining ever since. + The message I would like to leave you with today is this. +Our nation is blessed with an abundance of well-trained, +competent and compassionate physicians. If an act of +bioterrorism occurs again, it is highly likely that an astute +primary care physician doing what he or she is trained to do, +will detect the first case and sound the alarm. Moreover, it is +highly likely that that physician and his or her colleagues +will not only provide the appropriate treatment to that +patient, but educate and reassure the other worried patients +that come in, and reduce the panic and terror that is +associated with bioterrorism. + Thank you. + [The statement of Dr. Temte follows:] + + PREPARED STATEMENT OF DR. JONATHAN L. TEMTE + + It is a great honor and privilege to represent the American Academy +of Family Physicians and its 94,300 members before the House Select +Homeland Security Subcommittee on Emergency Preparedness and Response. +We, along with our colleagues in pediatrics, general internal medicine, +and other medical specialties represent the first line of defense and +the cornerstone of defense against bioterrorism. We are primary care +physicians-or a term that I tend to prefer--comprehensive care +physicians. + I sit before you today to provide the viewpoint of a practicing +family physician on the primary care physician's role in the detection +and response to bioterrorism. + +Biodefense in Medical Practice + Much of today's real biodefense dates back to 1910--the year that +the Flexner Report was published. This report set into motion a system- +wide revolution in American medicine. It called for standardization in +medical education. Out of the recommendations of the Flexner Report +came what we expect and demand today from our physicians: comprehensive +and competent medical care. Through the review and accreditation of our +four-year medical schools and through the review and accreditation of +our post-graduate residency training programs, the American medical +system has yielded a wonderful fruit, and that is the realized +expectation that medical care is relatively stable across geographic, +economic, ethnic and cultural divisions. + That is not to say that disparities do not exist. We all know they +do. Nevertheless, I have the greatest confidence that were I to slump +over with chest pain here before you and were whisked off to a local +medical center, I would receive care similar to that which I would +receive at home. + Physicians are trained to interact with people, and once one +interacts with people, one faces uncertainty. Medical practice consists +of equal parts of science and art. We face uncertainty on a daily basis +and are trained to take the complaints and concerns placed before us +and make good choices regarding advice and treatment. The core product +of an encounter with a patient is the differential diagnosis--that set +of diagnostic possibilities that could explain our patient's symptoms +and findings. For example, in the case of inhalational anthrax, we have +shown that family physicians identify no less than 35 separate and +distinct diagnostic categories based on the initial presentation of +this disease. Once set, our job is to narrow the diagnosis using clues +from our experience, physical examination, the progression of the +disorder, laboratory tests, radiographs and other technological tools. +Across the nation, physicians approach similar problems in similar +ways. The first line of defense against bioterrorism, therefore, is +nothing more than the comprehensive, competent, complete and +compassionate application of medical knowledge, skill and experience. +This has been a given since 1910. Let me provide two examples: + On October 2, 2001, an incoherent, 63-year-old man with a fever +presented to a Florida emergency room. Meningitis was a possible +diagnosis, and later that day he underwent a spinal tap. An infectious +disease specialist examined the resulting fluid, and noted unusual- +appearing bacteria. A diagnosis of anthrax was first entertained. +Within two days, the Florida Department of Health Laboratory had +confirmed anthrax and CDC investigators were conducting epidemiological +investigations. On October 5, at the invitation of the American Academy +of Family Physicians, I provided a one-hour lecture about agents of +biological terrorism to an audience of 2,500 family physicians at the +Annual Scientific Assembly. Information flowed nearly instantaneously +onto the Academy's website. In various fashions, similar information +flowed out to physicians from all specialties across America. This same +day, the patient died. By the following day--October 6--an autopsy +confirmed a diagnosis of inhalational anthrax. . . and the dawn of +modem bioterrorism. + Within the course of four days, the cause of a patient's illness +was fully diagnosed, an epidemiological investigation initiated, and +information disseminated to thousands of practicing physicians. This +rapid identification occurred even though the last case of inhalational +anthrax in the United States occurred 23 years previously. + Eleven cases of inhalational anthrax eventually presented over wide +expanses of space and time, and to physicians from multiple +specialties; yet all cases were rapidly diagnosed and appropriately +treated. Despite widespread post-event assessments of unexpected +deaths, no additional cases of inhalational anthrax were found. + On May 13,2003, a three-year-old girl was bitten on her finger by a +pet prairie dog. One week later she was seen by her primary care +physician and was treated with antibiotics. Due to her worsening +condition and a rash, she was hospitalized two days later. On May 25, a +dermatologist was asked to see the girl. Biopsies showed +characteristics of a viral infection. On May 27, her mother developed a +similar rash and skin samples were taken for electron microscopy and +other testing. On May 30, the illness was shown to be due to a pox +virus and further testing was performed at the CDC. By June 12, CDC had +released a fact sheet on this disease. This was the first known case of +Monkeypox in the Western Hemisphere. It was diagnosed using the medical +facilities found in a small town of 19,000 people in rural Wisconsin. + In the fall of2001 and in the summer of2003, something right +happened and that something was found within the usual responses of +dedicated medical personnel. This is the legacy of Abraham Flexner. + In both of these episodes, rare diseases, with which there was no +previous experience, were identified by astute clinicians who did no +more than what physicians are trained to do on a day-to-day basis. We +start with undifferentiated symptoms and stories, use our training and +experience to consider the possibilities, exclude some diagnoses +through physical examination, the appropriate use of laboratory and +other testing and, sometimes, the passage of time. We narrow the +diagnosis. At each step, we depend on the context of our interactions +and our knowledge of our patients and their families. + The members of the American Academy of Family Physicians see +patients regardless of age, gender or affected organ system. We provide +care in America's urban areas and rural areas. In many rural areas, we +may be the only physicians that staff the emergency room, deliver +babies and operate on patients. We provide a great deal of care to the +indigent, the underserved and others left behind by our medical care +system. Without family physicians, 1332 of this nation's 3082 +counties--or 43 percent--would become Primary Care Health Personnel +Shortage Areas, joining the 25 percent of counties that already are +underserved. + + Surveillance + Disease surveillance and detection ultimately depend on the +patient-physician interaction. It is from this interaction that the +core ingredients of surveillance emerge. They may take the form of +individual patients matching a set of criteria, and those patients +being reported to a public health agency--known as sentinel +surveillance. They may be the one or two diagnostic codes that are +assigned to describe the entire interaction for billing purposes--often +used for mechanistic or electronic syndromic surveillance. They may be +in the form of the diagnostic tests that are ordered at an encounter, +forming the basis for laboratory surveillance. + Sentinel surveillance uses the human element to identify +individuals in the population fitting a set of characteristics. It can +be accurate and timely, but is limited by multiple demands placed on +the sentinels. Nevertheless, approximately 1,600 family physicians +currently participate in the U.S. Influenza Sentinel Provider +Surveillance Network, a nationwide program for influenza surveillance +run by the Influenza Branch of the CDC. + Mechanistic surveillance makes use of already collected data such +as billing codes, pharmacy sales, hospital admission diagnoses, or +other creative entities to rapidly identify changing patterns of +disease or utilization. Data quality, the knowledge of underlying +processes, and the reasonability of extrapolations limit mechanistic +surveillance. + Laboratory surveillance provides the highest quality data, often +using ``gold standard'' tests. It is limited by time delays, costs and +lack of sensitivity. + All these forms of surveillance are useful and vital in an age of +emerging microbial threats. The differing methods are complimentary. In +the context of biological terrorism, however, they are all cursed with +a fatal flaw. Biological terrorism demands extreme timeliness and high +sensitivity. When surveillance tools with these characteristics are +applied to extremely rare conditions, as is inherent in biological +terrorism, they will produce false alarms at extremely high rates. + False alarms are costly in terms of the subsequent epidemiological +investigations, the potential to create fear and panic, and the +tendency for habituation--that is, learning to ignore the alarms. + The greatest role played by physicians following the anthrax +release of 2001 was not treating cases of anthrax, but, rather, dealing +with the fear and panic of their patients. Allison McGeer--from one of +the Toronto hospitals affected by SARS--recently noted that it was +``easier to control the disease than fear.'' In the face of biological +terrorism, the reassurance of a trusted doctor is invaluable. + What, then, is the most compelling role of surveillance in +biodefense? I must reiterate that surveillance is essential and of +utmost importance for homeland security. Surveillance must first have +multiple use functions. For biological terrorism and other rare events +of public health, the primary role of surveillance is to set the +background against which unusual clinical events can be evaluated. A +well-informed astute clinician is better than an astute clinician. + Family physicians are at the core of biodefense by nature of their +widespread location, their permeation into rural and urban areas, the +scope of practice-from outpatient setting, to emergency rooms to +intensive care units-and by the volume of care offered to the American +populace. On average, family physicians see 90.7 patients per week in +outpatient settings and deal with an average of 3.05 problems per +patient encounter. Given the number of active family physicians, one +can estimate that family physicians may deal with well over one billion +separate medical problems each year in the United States. + When this number of problems is coupled with the contextual nature +of primary care relationships, and if background information can be +provided to clinicians on community trends in disease occurrence +through surveillance systems, the value of the astute clinician is +greatly enhanced. This is the core of rare disease detection and of +biodefense. In addition to the continued support of primary care +physicians, three additional components are necessary for biodefense: + (1) an understanding of the role and function of the public + health system. + There must be a core component of public health practice and + epidemiology within medical school curriculum and residency + training. + (2) connectivity of clinicians to sources of information on + emerging threats that are rapid, redundant, reliable and + relevant. + (3) easy and rapid means by which unusual cases and + presentations can be reported to public health personnel. + The ability of clinicians to fill the role of the astute clinician +is hampered by ever increasing demands of the medical care system. +Primary care physicians have less and less time to fully evaluate +patient concerns, faced with ever-increasing demands of workload and +paperwork, regulations and managed care organization compliance. + We are facing a decline in the number of clinicians choosing to +practice in the primary care fields. The number of positions for family +practice residents peaked in 1998; the number of graduating family +practice residents peaked in 2000. Because of the increasing costs +associated with medical school training and due to decreasing +reimbursement for the work that primary care physicians routinely do, +an increasing number of medical students are choosing other nonprimary +care medical specialties. National biodefense is dependent on a core of +well-trained and widely dispersed primary care physicians. + The current medical system in America is strong and has shown its +effectiveness in identifying and responding to rare emerging diseases. +It is essential, however, to acknowledge the key role played in the +defense against a new world of emerging pathogens by the thousands of +primary care physicians that dedicate their efforts to the health and +well-being of their patients and their communities. + I thank you for the opportunity to address the Subcommittee on +Emergency Preparedness and Response and thank the Honorable John +Shadegg for his invitation to provide this testimony. + + Mr. Shadegg. Thank you very much for your testimony. + Our final witness is Dr. Jeffrey Trent, president and +scientific director of the Translational Genomics Research +Institute. Dr. Trent? + +STATEMENT OF MR. JEFFREY TRENT, PRESIDENT OF THE TRANSLATIONAL +GENOMICS RESEARCH INSTITUTE AND FORMER DIRECTOR, NATIONAL HUMAN + GENOME RESEARCH INSTITUTE + + Mr. Trent. Good afternoon, Mr. Chairman and members of the +committee. Thank you for this opportunity to present. + My name is Dr. Jeffrey Trent and I am the president and +scientific director of the Translational Genomics Research +Institute in Phoenix. Prior to my move to Arizona 8 months ago, +I served for nearly a decade as the scientific director of the +Division of Intramural Research for the National Human Genome +Research Institute at the National Institutes of Health in +Bethesda. I am accompanied by Dr. Paul Keim of Northern Arizona +University, one of the foremost experts in the forensic +analysis of pathogens, and Dr. Paul Tracy of Stanford Research +Institute. + I have been asked to speak briefly on the dangers posed by +a biological outbreak and the need for comprehensive end-to-end +solutions to these events. I would like to emphasize several +points for your consideration. + First, if history repeats itself we will be presented at +the time of a bio-threat crisis with sick and dying people or +animals, and the answer will lie in how quickly we can detect +and identify these early cases. During the training of +physicians, you are often reminded that if you hear hoof beats +behind you, look for a horse and not a zebra. But to some +extent, this logic is reversed in bio-threat identification. +That is, it is important to develop new approaches and +diagnostic tests that might reliably separate a bio-threat from +a new pathogen from the background of the common cold or flu +which may cause similar symptoms. We believe that one +possibility for this is reading the signature of the pathogen +in the host as a critical feature. + Mr. Chairman, for nearly 20 years I have worked to create +and utilize tools, many from the human genome project, to +identify the genetic signature of killers. I have worked on +killers such as breast cancer, leukemia and melanoma. I had the +privilege at the National Institute of Health of also working +to identify the genetic signatures or molecular fingerprints of +killer viruses such as HIV, various T-cell leukemia viruses, +and in collaboration with investigators at Fort Dietrich, being +able to expose cells from individuals with the dreaded ebola +virus at different virulence to look at those effects. We +believe that molecular signatures of either naturally infecting +viruses or bio-weaponized strains can be identified by +surveying a response in the host. + So I can emphasize one critical element today, and that is +that early detection is the key. The reason that early +detection is the key is that it will mean faster diagnosis and +faster diagnosis will save lives, optimize treatment selection, +enable rapid triage of at-risk population, and as we have just +heard, will provide the vital goal of reassuring the worried- +well and reduce public panic. To achieve this goal, we believe +there are three major elements that in a systems approach must +be put in place: 1) the molecular signature that I have spoken +of previously; 2) very low-cost diagnostic platforms that can +work in a variety of clinical settings and including of course +the comprehensive care physicians; 3) a national information +architecture that allows incident progression and containment +action to be monitored and provided to relevant key +decisionmakers within the medical and public health community +and decision support systems. + This powerful end-to-end solution is really an obligate +demand for also including, as we have also heard today in +testimony, public-private partnerships in the solution to this. +It really requires that effort. In that regard, I have joined +my colleagues Dr. George Poste and Paul Keim, as well as +members from Amersham Biosciences and Stanford Research +Institute in trying to develop one of the types of end-to-end +solutions, something we call Project Zebra, as one of the +solutions for such a complex problem, to allow faster +mobilization of incident management as one piece in our early +detection network. + In closing, I would like to thank you, Mr. Chairman, for +convening this hearing on an extremely critical subject matter, +and offering the opportunity to testify before your +distinguished subcommittee. + Thank you. + [The statement of Mr. Trent follows:] + + PREPARED STATEMENT OF DR. JEFFREY TRENT + + Good morning, Mr. Chairman and Members of this subcommittee. My +name is Dr. Jeffrey Trent, and I am the President and Scientific +Director of the Translational Genomics Research Institute in Phoenix, +Arizona. Prior to my move to Arizona 8 months ago, I served for nearly +a decade as the Scientific Director of the Division of Intramural +Research of the National Human Genome Research Institute of the +National Institutes of Health in Bethesda, MD. I also wish to thank the +members of the Subcommittee on Emergency Preparedness & Response of the +House Select Committee on Homeland Security and Chairman, John Shadegg +for inviting us to testify at this hearing today. + I have been invited here today to speak briefly on the dangers +posed by a biological outbreak and the need for a comprehensive and +effective end-to-end solution. I commend you for your willingness to +hear from representatives of the medical and scientific community about +this serious and important issue. Both my colleague Paul Keim, and I +represent many who are ready to work toward addressing shortcomings of +our early detection and treatment capabilities. + Mr. Chairman, I would like to emphasize several points for your +consideration. + First, history tells us that pre-exposure detection is not +feasible--we will be presented at the time of a bio-threat crisis with +sick and dying people or animals, and the answer will lie in how +quickly we can detect and identify these early cases. + Also, the answer will lie in new approaches to diagnostic tests +that can reliably separate bio-threats of new pathogens (such as SARS) +from the background of the common cold/flu which may cause similar +symptoms--thus "reading the signature" of the pathogen in the host is +critical. Joshua Lederberg,\1\ a Nobel Laureate once said: ``The single +biggest threat to man's continued dominance on the planet is the +virus.'' With the September 11 terrorist attack and subsequent anthrax +attacks, what was once a topic popularized for science fiction is now a +startling reality for all of us. +--------------------------------------------------------------------------- + \1\ Dr. Lederberg is known for his studies of the genetic +mechanisms of bacteria. He shared with G.W. Beadle and E.L. Tatum the +1958 Nobel Prize in Physiology or Medicine for establishing that sexual +recombination occurs in bacteria. Lederberg showed that although +bacteria reproduce only by dividing, they are able to affect sexual +recombination by processes that result in exchange of genetic material +between different bacteria. In 1978, he joined Rockefeller Univ.; where +he served as president until 1990. +--------------------------------------------------------------------------- + Mr. Chairman for nearly 20 years I have worked to create and +utilize tools and techniques to identify the genetic signature of +killers. I have worked on killers such as breast cancer, leukemia and +malignant melanoma. While at the NIH I also worked on identifying the +genetic signatures--the molecular fingerprint--of killer viruses such +as HIV, human T-Iymphotropic virus type 1 (HTLV-1), human herpesvirus 8 +(kaposi's sarcoma-associated herpesvirus), and in collaboration with +investigators at Ft. Dietrich, the dreaded Ebola virus. We know now +that a molecular signature of a naturally infecting virus, or a +bioweaponized strain of anthrax--can be identified by surveying the +response in the host. + But, while there is hope that we may be able to identify by +diagnostic testing a biothreat's genetic signature--the most important +thing I can emphasize today is that an end-to-end solution is critical, +and that early detection is the key. Mr. Chairman and Committee +Members, the reason that early detection is the key is that it will +mean faster diagnosis--and faster diagnosis will: + Save lives + Optimize treatment selection, and + Enable the rapid triage of at risk populations +(which will provide the vital goal of reassurance to the worried well +(thereby reducing the risk of public panic). + To achieve this goal of early detection four elements must be in +place: and as this is a systems-based approach to the problem, the +failure to develop anyone of the four will not address the critical +needs in biodefense and improved public health and safety. + Molecular Signatures (BIOPRINT): Gene and + protein sequencing of selected pathogens; detection of + genomic, proteomic, and phenotypicsignatures of the + host immune response, and the creation of unique marks + for a broad range of biothreat. + Diagnostic Platform (ZPD): Incorporating the + signatures into a low-cost diagnostic platform suitable + for routine patient testing in a variety of clinical + settings. + National Information Architecture (Bioincident + Warning and Communications System--BWACS). Integrated + collection of data, syndromic surveillance, reliable + anomaly detection, and real-time alerting of local and + national decision-makers that a bioincident has + occurred and permit real-time assessment of incident + progression and the effectiveness of containment + actions. And, + Decision Support Systems--An infrastructure + linking key decision-makers with relevant medical and + public health authorities to ensure rapid launch of + optimum treatment protocols, rational allocation of + drugs and vaccines, and comprehensive incident + containment actions. + Mr. Chairman and Members of the Subcommittee, currently, health +providers do not have the necessary tools to distinguish between an +infection caused by a bio attack and .that caused by the average cold. +They must rely on a series of sequential, inefficient and cumbersome +actions that delay mobilization of prompt responses. + The requirement I believe is the pursuit of a purposeful end-to-end +solution of all four of the aforementioned system elements--something +that will require an obligate demand for public/private partnerships. + This is what has driven me to join my colleagues, Dr. George Poste +and Dr. Paul Keirn, in a consortium involving the three universities in +Arizona, linked with Dr. Michael Tracy and his team at the Stanford +Research Institute, International in Menlo Park, California, with the +involvement of one of the leading manufacturers of chip-based +technologies, Amersham Biosciences, in New Jersey, in the development +of a project called the Project Zebra, which can be part of the +solution for this complex problem, allowing faster mobilization of all +relevant incident management actions, a key piece in early detection. + In closing, I would like to thank you, Mr. Chairman, for convening +this hearing on an extremely critical subject matter and offering me +the opportunity to testify before your distinguished subcommittee. + + Mr. Shadegg. Thank you, Doctor. + I appreciate the testimony of all of our witnesses. + Before we begin our questioning, Dr. Trent I understand +that you would like to have Dr. Paul Keim, who is an expert in +anthrax and plague, join you and complement you in answering +any questions. Is that correct? + Mr. Trent. Yes, sir. + Mr. Shadegg. Dr. Keim, welcome. Would you state and spell +your name for the record please? + Mr. Keim. My name is Paul Keim. The last name is spelled +K-E-I-M. I am the Cowden Endowed Chair in Microbiology at +Northern Arizona University and the director of pathogen +genomics at T-Gen. + Mr. Shadegg. Thank you and welcome. + Let me begin the questioning. Mr. Henderson, let me begin +with you. You made a reference to BioWatch in your testimony. +BioWatch intrigues me. It is something I believe could go a +long ways toward protecting the American public. I would like +you to tell me about your work with the Department of Homeland +Security on the BioWatch Program, and how the investment in +disease surveillance fits into that equation. + Mr. Henderson. The BioWatch Program is a program that is a +collaboration. It is being led by the Department of Homeland +Security and CDC and the Department of Health and Human +Services are supporting the concept of BioWatch. Fundamentally, +what it is and how it works is there are a number of air +samplers placed in participating cities. This is right now a +proof of concept. We want to make sure it works and contributes +to the overall detection system in a particular community. + Staff from the public health laboratories will on a routine +basis collect the filters in these air samples that are placed +in strategic locations, subways et cetera, and they will run +tests across those filters to see if they detect any type of +pathogen. If they do in fact detect a pathogen, then there are +consequence management plans in place to execute or mobilize a +response to determine who may have been exposed, if there is +still agent in the atmosphere, et cetera. + Again, this is a proof-of-concept phase. It is taking place +in a number of cities. We are trying to build systems to assure +that once we have true positives, we can mobilize a response +rapidly, but also develop a system for false positives which we +feel could be a potential problem in the future. + Mr. Shadegg. I understand this is an airborne detection +system. + Mr. Henderson. Right. + Mr. Shadegg. Is there thought being given to other types of +detection systems, for example, in a water system? + Mr. Henderson. We have had discussions, but we have not yet +developed a program to begin monitoring water. + Mr. Shadegg. Okay. + Dr. Trent, Project Zebra. It seems to me this holds +tremendous potential. I would be interested in how genomics +links into Project Zebra and how realistic it is. Maybe you +should describe Project Zebra in a little greater detail and +how realistic the concept is in terms of creating a device +which could be used even in an individual doctor's office to +detect bioterror attack. + Mr. Trent. Sir, clearly as one piece of the puzzle, we just +heard environmental sensors are important, but we do think that +biomedical sensors are equally important. The focus on people +is as important as the focus on the environment. What we +strongly believe is as you have heard for the distribution +system of information within the health sector, that many of +the available components that we have today for recognizing the +signatures of pathogens and the type of hardware and software +that is needed for a comprehensive program is in fact in place +and capable. I think that my colleagues, Dr. Keim might have +also have a comment in regard to that, with your permission. + Mr. Shadegg. Certainly. + Mr. Keim. So how I can address that question best is based +upon our experience in the anthrax letter attacks. It may sound +crazy, but in fact we were better prepared for an anthrax +attack than any other pathogen, which is scary to think about. +We had very highly developed genomic analysis already in place. +In fact, we had analyzed the type of anthrax and knew probably +where it came from before the first victim died in Florida. +That type of very early-on information is really a type of +genomic signature which gives you the information that in fact +this was a bioterrorist attack. + There were in fact many naysayers in those first few days +that did not think that this was a bioterrorism attack, but the +identity of the strain and its probable source from a U.S. +laboratory put all that to rest. So Project Zebra is in fact an +information enhancement upon the current type of diagnostics +that we have. The more information we can get and the earlier- +on that we can get it about any type of disease, but in +particular in this case bio-threat pathogens, is just going to +lead us to better treatment and better response modalities. + Mr. Shadegg. You indicate that we already had the signature +on hand for anthrax. Are we developing those signatures for all +of the other pathogens that might present? + Mr. Keim. Absolutely, Chairman. We have been funded by the +Department of Homeland Security and its predecessors for nearly +a decade to do that. We are developing these signatures to work +in the framework of BioWatch so that we can get the information +such as I described from the very first moments of the +detection process. + Mr. Shadegg. Dr. Temte, there was an article which appeared +in the September-October issue of Health Affairs which surveyed +a number of physicians across America and found that only 20 +percent of physicians felt well-prepared to play a role in +handling a bioterrorist event. My first question is, do you +think that is an accurate result? Second, why is that the +situation and what can be done about it? + Dr. Temte. Very good questions, Mr. Chairman. I would agree +that that is probably a good estimate of the current state of +affairs. We ran a focus group of family physicians prior to the +anthrax events in March 2001. At that point in time, people +said we would not recognize any of the classic signs or +symptoms of anthrax and we are not prepared. We had the +opportunity to repeat that in March 2002. The big change was +that everybody said yes, we know the basic diagnostic pattern +of anthrax. We will recognize the chest x-rays and so on. We +are still not prepared. We do not know what to do with +preparedness planning. + So I think in the big picture, physicians in general have +very little training, very little information on what to do if +there are mass casualties, if there is mass panic. Whereas +hospitals are required for accreditation to have emergency +preparedness drills, most physicians do not participate. Most +physicians are not hospital-based, but are clinic-based, and +there is no incentive. To be honest with you, for most +physicians there is no time to take out of a very packed +schedule and participate in a half-day training exercise. + Mr. Shadegg. Thank you very much. + Mr. Thompson for questions? + Mr. Thompson. Thank you very much, Mr. Chairman. + Let me compliment the panelists on your presentations. Dr. +Keim? + Mr. Keim. Yes, sir. + Mr. Thompson. For someone who might not be as up on +pathogens as you would think, how many have we identified? + Mr. Keim. How many different types of anthrax? + Mr. Thompson. Yes. + Mr. Keim. In my laboratory, that is in fact exactly what we +do. We have developed highly precise genomic analysis for +identifying anthrax. We currently have a database that has +about 450 unique types of bacillus anthracis or anthrax. That +is based upon the world's largest collection of strains that +exist anywhere in the world, right there in Arizona. So we have +about 450. So in those early hours, we were able to zero in and +say this strain that came from the victim in Florida belongs to +this particular category, and that category has only been found +in nature once. I can tell you exactly where in Texas that +strain came from. I can tell you what cow it died from, and I +can tell you its pathway up until it got to the U.S. Army. +After that, I cannot tell you. + Mr. Thompson. Thank you. + Mr. Temte, what do you think we need to do to get +physicians brought up to the level that you would feel +comfortable in having them identify some of the problems we are +talking about? + Dr. Temte. In a roundabout way, a concern I have is the +direction that American medical practice took in diverging from +public health practice approximately 100 years ago. These two +practices, where as they have a lot of the same purpose and a +lot of the same goals, operate fairly parallel. The amount of +interaction has been far too little, especially I think we have +seen that in the last decade or so. + That being said, in standard medical training quite often +any approach to understanding epidemics, understanding the role +of community, understanding some of these trends that occur +beyond the level of the individual receive fairly short shrift. +I think what is necessary is for us to incorporate into not +only medical school training, but into residency training and +into practice the means by which we better interact with public +health. + Once someone gets into practice, one of the things that you +find is quite often it is very difficult to establish any +communication with public health. There was a mention of +physicians being poor about turning in forms for reportable +illnesses. I think if you polled most doctors out there, we +would not know which ones were reportable or not. Why is that? +Time and priorities. It is very difficult to sort out +priorities in a busy practice. I have an HMO telling me all the +guidelines I am not addressing with these certain patients. I +have my HIPPA compliance. I have to think is this a disclosure +or not. I have billing things. I have the ICD-9 codes which I +have to pick from a list so someone knows that diagnosis I am +making. All these things compete. So when it comes down to +trying to communicate with public health and find that the +person is not at the other end of the line, I get an answering +machine or someone that is not there, it gets to be very, very +difficult. + I think systems by which we can improve communication, and +this has to be a two-way flow of information coming from +clinicians to public health, to inform public health what is +going on, but also the flow back to clinicians on a day-to-day +basis about what is happening out there in the community. Are +we in the middle of a flu outbreak? If that is, that really +helps me address the concerns and the problems my patients are +dealing with. + So we have to build better communication and be cognizant +that communication systems need to be very succinct, very +clinically relevant for clinicians. They have to be redundant +and very reliable. + Mr. Thompson. Thank you. + One other question, Mr. Chairman. Dr. Platt, taking what +you just heard and applying it to your operation, have you been +able to streamline that? Have you been able to get the +reporting faster? I would also like to know if you do, to what +extent or what percentage of the country is using electronic +medical records these days, or whether we are still doing it by +hand? + Dr. Platt. Really, you have put your finger on both the +problems and the solutions, I think. In the systems where we +are working, many of the problems that Dr. Temte mentioned are +somewhat ameliorated. Stepping back a bit, I believe that our +nation has been building a very powerful adjunct to the +traditional public health system in the form of health plans. +They know all the people for whom they are responsible for +care. They have communications systems with the clinicians who +are taking care of their patients. Their communications are bi- +directional, though they are not as robust as they can and +should be. And an increasing number are using various +electronic methods to communicate information about their +patients. + The direct answer to your question about electronic medical +records on which we have built our system is that they are used +in a minority of practices now. It is hard to predict how soon +they will disseminate very broadly. On the other hand for +surveillance in communities, it is not necessary for the whole +community to be served by clinicians who are using electronic +medical records. Coverage of 10 percent of 30 percent would +probably serve very well to act as an alerting system. The +communications part-back from the public health system to the +clinicians, and through them to their patients-can be +substantially enhanced by the health plan's existing +communications mechanisms. + Mr. Thompson. Thank you. + Mr. Shadegg. Ms. Dunn to question. + Ms. Dunn. Thank you very much, Mr. Chairman. + A fascinating presentation, panel, thank you for being here +and giving us your time, because you are very helpful to us as +we try to put some things together. + I am interested, and I am not quite sure whom to ask this +question of, but I would like the broad-brush approach. Dr. +Platt has some excellent pieces of paper that show us where +there was a collection of outbreak of SARS, I think it was that +you were showing us. Was that what that was? + Dr. Platt. It was respiratory illness. There was no SARS in +Massachusetts that I am aware of. + Ms. Dunn. My interest is directly related to communications +with the Department of Homeland Security. So if you come up +with this sort of an indicator that there is an amazing +collection of illness in a particular part of our country, how +long does it take you to decide whether it is a terrorist +invasion, a biochemical or a chemical weapon of mass +destruction? How do you get that information to the Department +of Homeland Security? Do you have to wait until you know it is +a terrorist-caused outbreak? How do you determine that? What is +the process you go through, and perhaps Mr. Henderson needs to +be involved in this too, in reporting that? Let me just add to +the complications. What happens if we have this occurring on a +night like last Thursday night when communications were knocked +out all over the country? What is the process and are we sure +we are prepared now to be able to get this information where it +needs to be? + Dr. Platt. I will begin and then defer to Mr. Henderson. +The system that we have built is a real-time system. That is, +it is possible to know very soon after the clinical encounter +that there is a cluster. That is a considerable achievement. +Interpreting that cluster really lies within the domain of the +public health system. That is the point where I hand off. + Mr. Henderson. Nice segue. There are a couple of pieces to +this. In my testimony, I talked about the creation of a bio- +intelligence center, because we do need to have this data that +is collected locally, analyzed locally first, and then of +course captured on a national level and analyzed rapidly and +then disseminated back to all the stakeholders who have a stake +in making a decision to determine whether or not to fully +investigate what they would perceive to be a potential blip on +our radar that might indicate we have either a terrorist event +or we are starting to see a potential emerging infection +disease in our population. + So what we are looking to put in place as far as overall +infrastructure I think amplifies our abilities to do that. I +think today if you were to see clusters of disease, for +example, generally young healthy people showing up in emergency +departments, we are absolutely positively dependent upon those +clinicians to call, be suspicious, and then depend upon the +local and State health agencies to contact CDC so we can all +support whatever response may be needed to investigate that and +determine the extent of the potential issue in that community. + The question you raised about how soon would Homeland +Security know, the minute that we find out from CDC, our +emergency operations center communicates with the Secretary's +command center in Washington. They are our vital link to the +Department of Homeland Security. We essentially follow the +command and control procedures that you see with the national +incident management system. So there is that day-to-day ongoing +connectivity, even when we see cases of disease say a full- +blown illness outbreak, which we have been supporting at the +State and local and Federal level for years. We include that +information in our daily situation reports that go to Homeland +Security, so they always have a sense of our background level +of activity so that if they start to see an increase in that +activity, they can work with us to determine if we need +additional resources to contain and control the event. + Ms. Dunn. That is very helpful. How does that connect to +the Department of HHS, the stockpile, for example, of +antidotes? Does that come from the Department of Homeland +Security, the request to enter? + Mr. Henderson. Keep in mind the operational responsibility +for the strategic national stockpile is at CDC. We work very +closely with Homeland Security on managing the stockpile. We +have done this through exercises and we actually did this in a +few real circumstances. The request comes to CDC. We process +the request and get approvals from both the Secretary of Health +and Human Services and Homeland Security at the same time. When +we have done this through exercises, it is done literally in a +matter of just 1 or 2 hours. + Ms. Dunn. What happens if all communications are out? What +do you do then? + Mr. Henderson. We have redundant communications +capabilities. + Ms. Dunn. Good. + Mr. Henderson. That is very similar to the Secretary's +command center in Homeland Security and the National Command +Center in the Pentagon. We follow a pattern to have that +redundant communication capability. The one issue you brought +up that we realized during the blackout of a few weeks ago is +that our health alerting technologies are all dependent upon +electronic transmission of an e-mail, essentially. So we were +putting out health alert notices to talk about your water +systems, what to do with food that would spoil in your +refrigerator. Obviously, it is getting to all the people who +have electricity and not getting to those who don't. + Ms. Dunn. The ones that have the problem. + Mr. Henderson. Right. One of the lessons that we learned +from a visit to Israel was they have a standing public radio +station that is always there that people know to tune to, and +we have had discussions at Homeland Security about standing up +that radio station so that people would know in a power outage +when they pull out their family preparedness kits which include +a radio and batteries, they would know this particular channel +to tune to to get information in the absence of power. + Ms. Dunn. Good. Thank you very much. + Thank you, Mr. Chairman. + Mr. Shadegg. Mr. Turner to question. + Mr. Turner. Thank you, Mr. Chairman. + I want to direct my question to Dr. Trent and Dr. Keim. You +have heard, and I am sure you are very familiar with, the pilot +projects that place environmental sensors in different +locations in our country to collect air samples, which are then +collected and analyzed.. We could spend a lot of money doing +that. What I would like to know from you, and have your expert +opinion on, is whether it is better to proceed with investing +millions of dollars in environmental sensors, or should we-and +specifically can we-develop a biomedical center that could be +used for immediate detection of infectious diseases, whether it +is an engineered pathogen or a naturally occurring one; I'm +referencing a device that could provide a diagnose within +minutes after a blood sample was taken. Then whether we could +develop the capability to analyze that information and be able +to develop a response to it in a short period of time? + I know I am asking for the moon and the sky here, and I +know we all understand that our traditional patterns of +developing vaccines takes years, but if I was asking today for +what I think is the answer to dealing with the terrorist threat +that I know we are going to face just as soon as they gain that +capability, it seems to me that we have got to have an ability +to detect these threats once symptoms manifest themselves and +the ability to then rapidly develop a response, a treatment, or +an antibody. + I also would be interested not only in your advice as to +whether we have the capability to do that, but whether that +approach could also be helpful in dealing with ordinary +illnesses, so that we might not pass out quite as many +antibiotics in this country when, as all of us know, +antibiotics are over prescribed and over used. Could we find +some dual use in that kind of capability that would allow us as +a government save money in other areas of healthcare, simply +because we have been willing to make this kind of commitment to +protect Americans against terrorism? but also to protect us in +other public health areas. + I know this is a big wish list, but I just want to know if, +from your vantage point, it is feasible, what would the costs +be, and whether there are some offset savings. + Mr. Keim. That is a great question. I don't know where to +start on that, except to say that we will always in this +country need to have some type of environmental monitoring. The +Super Bowl is a good example, or the Olympics. There are places +where we are going to have environmental monitoring. But we are +not going to be able to protect this entire country through +environmental monitoring. The task is just incredible. The +spatial scale and the breadth of pathogens that we are talking +about that can be used in bio-crimes or bioterrorism events are +just too enormous. + However, if you focus upon the point, which is the patient +and the individual, and we start to use our genomic information +and knowledge about human response to pathogens, I think that +there is a real key here for where we can start to unify this +monitoring. Again, it starts with the clinicians at the public +health sectors, and then accumulating that information. A good +example of what you talk about are in fact these strep tests +that pediatricians use every day to try to decide if you give a +kid antibiotics, if you say it is a virus or if it is a +bacterial. So that is a very rapid, high-value of information +that comes back to physicians, allowing them to make clinical +decisions and therapy decisions right then and there. I think +that this is not going to be available in 6 months, but I think +it will be available in 2 to 5 years. I think that is the +scale, and we have to invest today if we are going to get there +in 2 to 5 years. + Mr. Turner. You are talking about a detection device that +could be made available to a local hospital or a local doctor's +office? + Mr. Keim. That is right. Your point is also very good about +branching out. If we are focusing upon the patient, we are +going to be moving beyond just whether it is anthrax or plague +or smallpox, which is really a very low return on your day-to- +day operations. But in fact if you are starting to get back +more information to physicians, it is just going to move over +into all of these different pathogens that they are going to be +using on a daily basis. That is the only type of system that is +going to be sustainable in the long term. If you going to focus +for the next smallpox attack, we are going to lose interest in +this country very quickly. Yet if you are monitoring and +physicians are getting feedback on these diseases on a daily or +even an hourly basis, they are going to use them and they are +going to use them on a regular basis. Then we will be ready for +when hopefully that one bioterrorism event occurs next. + Mr. Turner. So you can develop the device to know what you +are dealing with. + Mr. Keim. Absolutely. + Mr. Turner. That is within the realm of possibility? + Mr. Keim. Absolutely. + Mr. Turner. Can you answer the question I asked about once +a diagnosis is made whether we can develop a capability to +develop some response to it in a shorter period of time than we +normally have available today? + Mr. Keim. I think we have some great examples of where that +is already occurring. The response to HIV may have taken us a +decade, but we could not have done that 10 or 15 years ago. The +therapeutics that are available now for HIV-AIDS patients are +an amazing success story of our development of drugs in +response to infectious diseases. You are probably asking can we +do it in minutes. Well, if we have to respond in minutes, +physicians are going to have to go for what they have on the +shelf now, and in many cases that will be adequate. +Antibiotics, there are new antivirals cropping up. Even without +knowing exactly what that pathogen is, there have to be +strategies that would be preferred or more probable of having +success, given our knowledge of what is going on and how the +patient is responding to this event. + Mr. Turner. Who is responsible for detection the private +sector or the government? What entity is going to be +responsible for responding to the unknown? + Mr. Keim. Traditionally it has always been a partnership +between the private sector and government. Government usually +has to invest money into the high-risk aspects, and then the +private sector can pick up and run with the more commercially +viable commodities such as the drugs that can make money. Those +drugs would not be possible if the government does not sink +that investment money in it, and maybe years ahead of time. So +that is a very important component of the success in our +biomedical area. + Mr. Turner. Thank you. My time has expired. + Mr. Shadegg. Dr. Christensen to question. + Ms. Christensen. Thank you, Mr. Chairman. + I would like to just make a few comments for the record. I +want to thank you for this hearing. It is getting closer to +some of those critical issues that we have been advocating for +since this committee was established. While I am happy that we +have begun to look at some of the more basic and important +issues, I am still concerned that we are perhaps missing the +mark because we are not, at least at the same time, focusing on +the infrastructure needed to mount the response. I see my +fellow family physician nodding in assent, as I was during your +testimony. + If we know what we have and we are not able to respond +because the facilities are not prepared, labs are not up to +date, staff are not properly trained, we will not save lives. I +think when we even look at the SARS epidemic, it is plain old +ordinary public health and I am sure a lot of family physicians +and other primary care providers saved the day. So I still hope +that we will take a look at where our public health +infrastructure is, because that is really critical. + I know that in a demonstration program, Dr. Platt, if I +read it properly, it deals with people just in the plans. It is +a demonstration program, so it is really people in plans. As an +African American and knowing that people of color are over 50 +percent of the uninsured, and that our communities have the +worst public health infrastructure, I am concerned and I am +wondering how would we propose to do surveillance in +populations that wait until the last minute to get care because +they just avoid it, and those where there are not culturally +competent physicians, they may be understood, so diseases may +not be picked up. How do you propose to do that? If I was a +terrorist, I would go to the weakest place, right there. + Dr. Platt. You are touching on an enormously important and +difficult problem. Our horizon really is the medical care +system such as it is. The couple of things worth noting are +that all of the plans that we deal with have quite diverse +populations. On the other hand, they are all people who have +some kind of insurance. But we are also in discussion with +local health departments that are the providers of care of last +resort in many communities, and are far along in discussions +about having them behave like health plans with respect to the +system. + So it is our expectation that in the very near future we +will have a new major contributor of data that is a local +health department that is responsible for the care of the +indigent population. It is a little different from the usual +defined populations that we deal with. On the other hand, it is +a recognizable population, too. So it is our expectation that +to the extent that this mechanism proves to be useful, it can +also be a useful aggregator of information that comes from +those provider systems that deal with the traditionally +uninsured populations. + Ms. Christensen. I recognize that you stress the importance +of the public health, the private sector and academia working +together. This is a concern that I always have and I think we +all should have. + Dr. Temte, I quoted you in our press conference today. It +is always good to have a fellow family physician on the Hill. I +think Representative Thompson probably asked my question around +the communication between the CDC, for example, and the private +physicians. If you wanted to add to you answer, I would +appreciate it. But I was also wondering how much and how +accessible have you found training to be for physicians in +bioterrorism, and who has offered it, and have many physicians +in your community taken advantage of it? + Dr. Temte. I will answer your question, and I am going to +pick up a former point before that, and that is the whole area +of access to care, which I think is so very important not only +in urban clinics, in urban settings, but also rural areas. I +practice in a medically underserved area in an urban center in +Madison, Wisconsin, in a very diverse patient population. The +patients that I see that have disease that is far advanced, for +example, a diabetic coming in with a toe that is gangrene, are +my patients who have no insurance; who feel disconnected from +the community. + I absolutely agree with your statement that if I were a +smart bioterrorist, I would target an inner-city uninsured +group of people with a lot of illegal aliens. I would target +them with something that is contagious and it would brew there +and it would seed, and they would take it into emergency rooms +where they will sit for 10, 12, 14 hours and infect people +there. And a number of them, like a number of our patients once +they get sick, would head to Mexico because they can get care +there. So I really pick up on that point on access to care. We +have systems that will pick up things if someone is insured, +but we don't pick them up very well if they are not insured. + Another point was made about systems by which we can get +lab tests on all patients with respiratory illness, for +example. There are close to 800 million ambulatory care visits +in this country each year; 11 percent of those visits are for +acute respiratory infections. When you look at any laboratory +test, and especially if you have one that will give you the +answer on 300 different pathogens, I can assure you that a +number of those are going to be automatically falsely positive. +If I am a clinician and I do a test on a patient and it shows +positive for anthrax, what happens if I go to my local news +media and say, hey, I have a patient here with anthrax; or hey, +I have somebody with smallpox. This is a reality of any lab +test. There are false positives and false negatives, and there +will always be false positives and negatives. + So you have to be very, very careful when you apply a test +to a broad population that is less than perfect and you are +looking for something incredibly rare. Responding to false +positives is incredibly expensive. We need to get some +information from our public health sector about how much it +costs to chase down false positives when they emerge. + I really got off the track there. + Ms. Christensen. I am glad that you took the time to give +that response as well. Go ahead. + Dr. Temte. I got so far off the track that I forgot the +question. My apologies. + Ms. Christensen. I was just wondering, as a practicing +family physician, how accessible is training for physicians in +bioterrorism? + Dr. Temte. An excellent question. To best define that, I +think you have to look at what type of training is appropriate. +There was a consultation at CDC in January 2002 looking at how +do we train clinicians for bioterrorism and other emerging +threats in the public health sector. There is a real +differentiation between just-in-case training and just-in-time +training. Just-in-case means going out and training clinicians +to be very aware of the symptoms of tularemia for example. I +have given talks on tularemia and I would have to go back to my +notes to look up what the symptoms are, because it is just not +important to me. + Just-in-time training, however, is when there is a threat +out there, then we can get information that is factual, that is +reliable, and that is very succinct and takes no more than a +minute for a busy clinician to look at. If we can get +information like that, and I will give a big nod to CDC, their +information on the Web pages for clinicians is wonderful. I +used that a lot for SARS. Because Wisconsin was the epicenter +of monkeypox, I used the information there and was up very +quickly. The information for clinicians on monkeypox was posted +on June 12. This is just within days of the diagnosis being +made. So the communication aspects to clinicians are very +important. + Let me give you one other example. I gave a grand rounds in +bioterrorism to my hospital in June 2000. I had a handful of +clinicians come. Their response was, this is interesting, but +not very relevant. In November 2001, I gave basically the same +talk to the best-attended-ever grand rounds at our hospital, +where not only were there family doctors and cardiac surgeons +and neurosurgeons, but the anesthesiologist and the support +nurses and everybody else was there. + There has to be systems to get information out very +quickly, train out very quickly, but I do not think it is going +to work very well to get training on multiple pathogens that +are irrelevant to everyday practice done in a advance. + Mr. Shadegg. The time of the gentlelady has expired. + Mr. Shays to question? + Mr. Shays. Thank you, Mr. Chairman. Mr. Chairman, thank you +for holding what is a very, very important hearing. I +appreciate our panelists who are all, I am sure, giving this a +heck of a lot of thought. + In my Subcommittee on National Security, we had a doctor +with a major medical magazine 4 years ago before September 11 +express at the end of the hearing his major fear, and his major +fear was that a small group of dedicated scientists could +create an altered biological agent that could wipe out humanity +as we know it. I am learning that that may be a fear that is +unlikely, but still possible. + When I was meeting with the World Health Organization in +Geneva, they told me SARS is going to be back, and that there +are 30 other new pathogens out there and who knows what. So I +am struck by the fact that whether it is man-induced or natural +causes, this has tremendous benefit for society and we probably +should have done it a long time ago, even if there wasn't the +threat of terrorism. + What I would like to know is a few things. I would like to +know how we fuse the non-patient specific data with the +patient-specific data, like pharmaceutical sales and health +plan nurse call-in topics and so on. How does that all get +integrated? I do not know who I should be asking. + Mr. Henderson. Probably I should be the first to touch on +this, and then Richard you may want to add something to it. + Right now, it does not happen. It happens in some +localities, for example New York City where they have looked at +data post-9-11 and they are trying to find ways to assimilate +that data and have it influence their decisionmaking. In my +testimony, I talked about the creation of the bio-intelligence +center which is a conceptual process at CDC where we are +looking to take these streams of data, have algorithms +developed that will allow us to look for any suspicious +clusters of disease presence in the population, and then +provide information back rapidly to States and local public +health agencies. We have not completely developed that yet, but +we are moving fast and furious to do that. + Mr. Shays. Will we have to pay people to provide this +information every day? Or will we just require it by law? + Mr. Henderson. That is a good question. I think the data +that we are talking about, at least as it supports this notion +of bio-science, is already existing streams of data that I +believe we are going to depend upon to help give us some +information. As we build our bio-intelligence center and we see +that there is other valuable data components that we would like +to feed into that, we may have to buy it. We may have to ask +for legislation, if in fact we find the data to be that +valuable. + Mr. Shays. I would think right now, though, that you would +find a lot of folks out there who want to cooperate. Is that a +fair statement? + Mr. Henderson. Yes. + Mr. Shays. Okay. Who could speak to the technology that is +involved in this effort? + Mr. Henderson. I could refer to Dr. John Loonsk, who is +with me. He is our director of informatics at CDC. Perhaps John +could add a few comments. + Mr. Loonsk. Thank you. I am John Loonsk. To partly address +your question about costs, there are a great number of people +who are interested in providing data for these purposes, but +there are still costs to get data out, to integrate the systems +to make them work together. That is one of the costs that we +face. + Technology is also an issue involved with what Dr. Platt +spoke about earlier, which is that electronic medical records +do not exist consistently nationally, and where they do exist +they do not always store the same data. When you are collecting +that data to use them together, that becomes an issue, so that +you want to compare similar data and use them in a similar way. +But there are a number of other data sources that are viable, +such as clinical testing that is done; there is interest in +over-the-counter drug sales and how they may be predictive for +populations that are not represented in traditional health care +as well. + Mr. Shays. And will we be collecting this information state +by state, or are we looking to do it nationally? What is the +model going to be? + Mr. Loonsk. Some of the data sources are very specific and +very local, an individual hospital. + Mr. Shays. I know it is local, but is it going to be sent +to a State repository or is it going to be sent to a national? + Mr. Loonsk. The proposal in BioSense is to share the data +at national, State and local levels, to be able to provide the +data to the jurisdiction that is analyzing those data. + Mr. Shays. I am a little confused by that. The model we are +using right now is it is going State and the State is then +sharing it with the Federal Government? Is that basically what +we anticipate happening or are we going to bypass the States +and just send it right nationally? Or do we know? + Mr. Loonsk. We anticipate both these paths actually to +exist for some time. The traditional path of clinical, local, +State, Federal and we think we can leverage data sources that +may be accumulated at the national or regional level and use a +single connection to that data source to then provide it to the +State level or to the local level. + Mr. Shays. Thank you. + Thank you, Mr. Chairman. + Mr. Shadegg. I thank the gentleman for his questions. + I am just going to advise the members of the panel that I +am at least going to ask one question in a second round, and I +have let Mr. Turner know that he may do so if he would like to. + I want to follow up quite frankly on Mr. Turner's +questioning. He asked some questions about the issue of +environmental sensing, and I understood Dr. Keim to say that +environmental testing was going to be a part of what we needed +to do, and certainly there would be areas where you could do +environmental testing. You mentioned sports arenas or something +of that nature. But that environmental testing of the entire +nation may be looking too far for that prospect. + I want to focus on the other type of testing, which is what +I understand Project Zebra to do, which is testing which occurs +on a patient-specific basis. There was some discussion here +which has confused me on false positives. When you do a lab +test, you can get a false positive. Everybody understands that. +What I am trying to get a clear understanding of is that as I +understand Project Zebra, it is the development of the analytic +information and the loading of information into a testing +device that could be inexpensively purchased and created, +inexpensively enough so that as I understand it it could go in +an average practitioners office or in an emergency room where +there were uninsured patients or illegal aliens or others in +the country who were not insured. And that through using +genomics, it can test for at least these bioterror pathogens +that we are interested in and give you a result back, and give +that result back, as I understand it, instantaneously. My +question is, is that correct, that understanding of the way +Project Zebra is working? And how realistic is it? + Finally, using genomics to perform those tests, do we +eliminate the possibility of false positives or false +negatives? Or do we diminish it dramatically? Where do we stand +with that? + Mr. Trent. Starting with the last question, you absolutely +will never eliminate entirely false positives or false +negatives from any test. Anyone who testifies to the contrary +would not gain credibility with anyone, I am sure, including +this committee. Certainly we recognize that. But there are +clearly going to be occasions, including for example the +unforeseen but difficult situation of thousands of individuals +presenting for triage within an emergency response center that +rapid identification may be an important component of the +triage process. + The power of genomic technology will allow us to identify +fingerprints for many pathogens. It won't eliminate completely +by any stretch of the imagination false positives. But if we +are looking for a Zebra of course to other common physiological +responses in the context of a smart physician looking more +broadly than just a single test. They don't do that now. They +look at a test, incorporate it with the rest of their +information, and then make a judgment. I think that we want to +be believe that these type of approaches will add value to the +practice setting in the combination through an educated +physician. + Mr. Shadegg. Is it practical to develop a machine at that +expense level? + Mr. Trent. I think so, absolutely. I think the goal for +this type of a project and others like it are to have the +testing cost driven down to a level to where it can occur +within a population base, and that the actual detector +instruments have to also be driven down in the cost estimates +to be able to be placed within the framework of physicians's +offices. So the answer is absolutely. + Mr. Shadegg. Thank you very much. + Mr. Turner? + Mr. Turner. Mr. Henderson, you mentioned that we are doing +some experimental work with those environmental sensors, called +BioWatch and we are funding that research, I assume. Are we +doing any research into these biomedical centers that Dr. Trent +is referencing? + Mr. Henderson. We are clearly supporting the research that +is being done. At CDC we have looked at a whole variety of +hand-held devices to determine whether or not it would actually +prove valuable. I have to say we have dedicated a lot of time +and effort in responding to events that were triggered by some +of the hand-held devices, not these particular devices, that +were all not true events, and created a lot of problems, +frankly, in our response systems. + The one thing I just wanted to mention because it seems to +me there is a theme forming around the use of these early +detection systems. When looking at detecting a pathogen in the +population, it is critically important that we have the tools +necessary to confirm a particular organism as soon as possible +for those first few cases. You will not continue to look to +detect and confirm in every single instance once you see you +have certain diseases in the population. This is where we +become more dependent upon case definitions, because then the +focus has to be on your response and how can you rapidly bring +about the countermeasures so that you can halt disease +transmission and reduce the severity of the illness and +hopefully prevent additional deaths. + I just bring that to the committee's attention because it +is important to know that. We would not look for hand-held +devices per se for every case where a person has certain +symptoms to confirm that this particular person is sick because +of this causative organism. It would be invaluable if we had +that, but we would be more focused on bringing the intervention +in to play so we can reduce the impact of the particular +outbreak in a population. + Mr. Turner. You mentioned hand-held devices. When I asked +Dr. Trent the question earlier, I was envisioning devices that +had a broader use than just detecting some of the traditionally +known biological agents that are cause for concern. This would +be something that would have a dual use capabilities, be +diagnostic in nature, and be available to hospitals, doctors,-- +something that might be placed in the offices where that kind +of diagnostic tool would quickly give a diagnosis. Is that an +area that is worth looking into, or worth doing a little +research on? + Mr. Henderson. I said ``hand-held,'' and really we are +talking about portable diagnostic tools that are there at the +point of service. You are seeing a person who is ill and +potentially you could confirm that they have a particular +causative organism, and you know it at the point of service. +That is an ideal situation. The CDC clearly would want to work +with any partners that are developing this technology, and we +have. We continue to do it today. + Mr. Turner. So there are people out there who are trying to +develop that? + Mr. Henderson. Lawrence-Livermore. There are a number of +labs that we are working with to look into these technologies. +Yes. + Mr. Turner. The second issue that I raised was once the +pathogen is identified by genetic signature, whether anyone is +researching development of a response capability or shortening +the time frame for developing an antibody or response to a +given biological agent? Are we still on this long track of +developing these vaccines? As you know with Project BioShield, +once we found the vaccine, then we are going to spend money to +produce it. + I am referencing the gap between detection of a dangerous +pathogen and response--how quickly we can develop a response. +Are we conducting any work in that area? + Mr. Henderson. I have to say, to defend my colleague Tony +Fauci at the National Institutes of Health, I always told him I +would talk about BioShield in a very positive way, because it +is very positive. I think it holds out great hope for us to be +able to rapidly develop the countermeasures that we might need +to deal with the types of threats and emergencies that we can +predict we would have to deal with in a very, very fast manner. + But if you look at diseases like SARS, where there still is +no treatment for SARS, we rapidly were able to confirm what the +causative organism was. That helps us determine the type of +supportive therapy that we would need to provide for the +patient, so that we could at least assure they would not die +from the particular illness. I think all of our response +strategies are looking at the same things that you are offering +here, is that how can we rapidly detect what the organism is +and then bring about the delivery of the countermeasure as +rapidly as possible so you do not have severe illness and +death. Everything we are doing is to try to minimize those time +lines. + If you asked me specifically what are we doing, we are +working with NIH in trying to push BioShield to the full +distance we think it needs to travel to help us in that +respect. + Mr. Turner. When you mentioned BioShield, I caught in your +inflection your acknowledgement that it does not deal with the +development or identification of a response. BioShield applies +after a response is identified--it deals with mass production +of the response. What I want to know is what kind of research, +what kind of investment are we making, whether through CDC or +NIH or, Ms. Heinrich, any areas that you research, what kind of +investment are we making to try to shorten that time frame +between the detection and the development of a response. + Mr. Henderson. Mr. Turner, can we get back to you in +writing with a response? + + Questions and Responses Submitted by Joseph Henderson + +Question: 1. Are we doing any research to try and shorten the time +frame for the development of an antibody or a response to a given +biological agent? Or are we still on this long track of developing +these vaccines? I am talking about the middle piece between the +detection of a dangerous pathogen and the determination as to what you +do to counteract it. Are we doing any work in that area? +Answer: 2. Combating emerging infectious disease is a long term process +that requires continuous research and scientific development to +identify appropriate countermeasures to prevent and treat illness. An +important piece of the long-term model is the development of vaccines +and drug therapies to fight emerging infections. However, the +development of countermeasures can be a long process. Take SARS as an +example. CDC was able to identify and type SARS within a relatively +short period of time (a matter of weeks). However, the development of a +vaccine is a much slower process that involves complicated, time +consuming scientific processes which may not produce a viable +biological countermeasure for quite some time. + In the absence of a drug or vaccine, several strategies that can be +implemented immediately have been developed to limit the effects of a +disease on the population. Between the point at which an illness is +identified and a countermeasure or cure is developed, the key to +protecting the public's health lies in effective interventions, such as +infection control, supportive therapies and containment strategies, to +prevent the disease's spread and limit the damage that it can do. + In this short-term time-frame, CDC engages in a variety of +activities to prevent the rise of illness in the population and to stem +the spread of infectious diseases. Once an infectious disease emerges, +CDC utilizes epidemiology to type the disease (its strain) and to +identify its cause, source, and mode of transmission. Once this +information is ascertained, CDC establishes treatment guidelines for +those who are ill and containment or infection control guidelines to +prevent the spread of the disease to additional populations. In cases +where countermeasures do exist, CDC deploys appropriate medical +supplies (medicine, vaccine, etc.) to localities for distribution. + Again, we can take SARS as an example of the use of effective +epidemiology and infection control practices to illustrate the benefit +of such strategies in the absence of biological countermeasures. Upon +the identification of the cause of SARS and an investigation into its +mode of transmission, CDC was able to implement highly effective +infection control measures (including the monitoring of international +passengers, use of information pamphlets to those entering the U.S. +from affected countries, standard infection control practices such as +hand hygiene in hospitals, schools and homes around the nation) that +kept the disease at bay in the United States. + In time, we do expect that biological countermeasures will be +developed to combat SARS. However, in the meantime, we will continue to +rely on public health measures to combat the re-emergence and spread of +SARS. + + Mr. Turner. That would be fine, but I want to know, does +that answer mean that we are not doing anything? Or does it +mean that you are just not aware of it? Or are you going to ask +somebody else? What does it mean? + Mr. Henderson. I am just not aware of it. I would have to +ask my colleagues at CDC. I want to give you a definitive +response because I believe there is research, but I do not have +the particulars to talk about today. + Mr. Turner. Ms. Heinrich, do you have knowledge of any of +those efforts? + Ms. Heinrich. From our previous work, we know that there +are a number of efforts underway at NIH at the National +Institute of Allergy and Infectious Diseases. There is a lot of +basic research that is going on to really understand the immune +system and the response to various pathogens. What I think you +are asking is when we have had a disease outbreak such as SARS, +is it possible to ramp-up both the public and the private +sector research capabilities to actually identify antidotes +that could be useful in the treatment and care of people that +have this particular infectious disease. + I think that using SARS as an example, it was really quite +phenomenal to see the work that went on internationally, +globally, in identifying the disease agent, as well as at CDC. +And then how that information was actually used by labs within +NIH, certainly, to begin to try to identify substances that in +fact could be helpful in the treatment of SARS. But I do not +think there is an answer to your question. I really think it is +going to be highly variable based on the disease agent, to be +quite honest. + Mr. Turner. I am just looking for the development of that +response capability. My distinct impression is that capability +does not exist in the public or the private sector. If we are +going to fight bioterrorism in the years ahead, we must have a +lab fully-funded somewhere with competent people who can deal +with that. I do not really think it is there, and if any of you +are aware of its existence in the public or private sector, I +would really appreciate the information. + Mr. Shadegg. I appreciate the gentleman's questions, and +would turn now to Mr. Shays for a second round. + Mr. Shays. Thank you. + I did not ask specifically a question I want on the record, +and I would like each of you to answer. The syndromic +surveillance system, it is something you think makes sense? +Should we be investing a lot of money in it or not? I would +like each of you to tell me what you think. + Mr. Henderson. Syndromic surveillance, it is a good +question. It is one of those programs that we find in some +jurisdictions it works very well. In other jurisdictions, it +doesn't. + Mr. Shays. Is it more the urban areas that it works better, +where you have more concentration of people? + Mr. Henderson. I think it really depends upon the people +who are standing up the system; the types of syndromes they are +looking to report; the reporting entry points; and are they +willing to put forth the effort to assure that they can capture +the information and put it into the system, and then maintain +that level of effort over time. + We have even seen some jurisdictions where they made an +investment in syndromic surveillance, but at this point it is a +waning thing. They just don't continue to see it as being +valuable. So we have a program at CDC where we are going out +evaluating the syndromic surveillance systems to see where in +fact we find value, what are their success factors, and maybe +that will help identify what is really needed to stand up a +syndromic surveillance system. + Mr. Shays. Thank you. Anybody else care to answer, express +an opinion? Yes, sir. + Dr. Temte. I believe syndromic surveillance is very +important in the practice of usual clinical medicine. In that, +the information flowing from syndromic surveillance can inform +clinicians about usual trends out there. I agree entirely with +Mr. Henderson in terms of it depends on what we are looking for +and what population. But things like syndromic surveillance for +influenza-like illness are invaluable because they inform us +when influenza is in the community. It informs us when we can +expect hospitals to be terribly crowded. It informs us about +appropriate care, because we know that when flu is around, it +really narrows down the diagnosis of patients that are +presenting with fever and a cough. + Mr. Shays. Thank you. Dr. Platt? + Dr. Platt. This is a concept that makes every kind of good +sense. We really have to do the hard work of understanding when +and under what circumstances it provides information that is +useful. Then I think we have to make the second decision about +where to spend scarce healthcare and public health dollars, +because the support that goes to syndromic surveillance or +other surveillance systems is support that is not going to many +other critical needs. We only started this conversation +seriously a couple of years ago, and I think we will be in a +much better position to answer your question in a year or two. + Mr. Shays. Thank you. That is very helpful. Thank you all. + Mr. Shadegg. I want to thank all the members of our panel. +This has been a very informative discussion. We certainly +appreciate your time and your thoughtful testimony. + We stand adjourned. + [Whereupon, at 4:45 p.m., the subcommittee was adjourned.] + + + A P P E N D I X + + ---------- + --________ + + Material Submmited for the Record + + Additional Member Statements + + Prepared Statement of the Honorable Shelley Berkley, a Representative + in Congress from the State of Nevada + + I would like to thank Chairman Shadegg and Ranking Member Thompson +for holding this important hearing to assess our nation's bioterrorism +preparedness and to investigate what further steps are needed to ensure +our state and local health officials are adequately prepared to respond +to a possibility that was unthinkable not that long ago. + Even before September 11th, we were concerned about the state of +our nation's health infrastructure. Of particular concern were +shortages of nurses, the availability of necessary technology, the lack +of adequate disease surveillance protocols and a generally overburdened +hospital system nationwide. September 11 th woke our nation to the fact +that we have enemies ready and willing to take dramatic and +unconventional action against the United States. This realization +brings our public health care crises into an even greater focus. + How would a fragile public health infrastructure respond to a +disaster involving mass casualties? A terrorist attack demands a +skilled and prepared workforce working within a broader public health +infrastructure that requires the tools to tackle such a tragedy. Our +country's first responders are on the front line of homeland security +and our government is taking steps to ensure their preparedness and +protection in the event of an attack, but it must be recognized that +our nation's hospitals are in the same chain as our first responders +when it comes to reacting to an attack. In fact, our hospitals are an +essential link in that chain and must be adequately funded to meet +potential challenges. + This past August I had the opportunity to hear from the University +Medical Center (UMC) in Las Vegas, Nevada, on their terrorism concerns. +UMC is the largest public hospital in Nevada. In fact, UMC serves a +10,000 square mile area covering parts of Nevada, California, Arizona +and Utah. This amounts to a service population of 1.5 million +residents, plus the 35 million visitors to Las Vegas every year. +Additionally, UMC is the only freestanding trauma center west of the +Mississippi River. If a bioterrorist attack was to occur in Las Vegas +or anywhere in the region, UMC would be on the front lines. However, +under our federal homeland security programs, public hospitals like UMC +are neglected. Public hospitals are excluded from receiving the +resources they need by narrow funding fonnulas and a lack of +recognition that they too are first responders. + In August, the Department of Homeland Security held Operation +Determined Promise 2003, the nation's largest bioterror drill to date, +in Southern Nevada. Federal, state and local agencies participated in +an event to test their responses to a possible bioterrorist attack on +Las Vegas. While this successful event focused on the vital ability of +our traditional first responders to react to such an attack, UMC +pointed out a few important factors that were not adequately addressed. + First, much of the concern during the drill was about +decontamination measures ``in the field,'' with very little concern +focused on decontamination ``on-site.'' In other words, funding and +training has been focused on protecting those working where the +contamination is first released, but not enough has been focused on the +ultimate destination of those contaminated, the hospital. In a +biological attack our nation's health workers will be among our first +responders, and we will be relying on them to treat those affected and +to prevent any potential spread of disease or contamination. On-site +decontamination equipment and facilities are important to protect our +doctors and nurses, and ultimately our communities. + Second, public hospitals are essentially excluded from our federal +homeland security funding programs. Currently, homeland security grants +administered by the Department of Justice and Department of Homeland +Security are very strict about what entities a state may award those +funds. These approved entities do not include public hospitals. There +is a pressing need for our federal homeland security grant programs to +be expanded and made more flexible to include our vital public +hospitals. + As we have heard from our first responders, such as police and +firefighters, interoperability of communications must be enhanced. UMC +also has an essential need for improved communications between the +hospital and the various levels of first responders, including police, +fire and emergency medical personnel, in the event of an attack. +Additionally, UMC requires personal protective equipment, special +isolation capacity, security-related technology, mobile hospital +facilities, increased training and specialized personnel. Under our +current grant programs, these needs go virtually unaddressed. + Again, thank you Mr. Chairman for this hearing and for the +opportunity to speak to what I feel is one of the most important +homeland security issues our nation faces. I look forward to working +with you and the Committee to ensure that our public hospitals are +adequately funded and that we avoid depleting existing resources used +for the everyday treatment of patients in order to meet our +preparedness needs as we move forward to meet our nation's security +challenges. + United States General Accounting Office + Washington, DC, November 14, 2003 +Hon. John Shadegg +Chairman, Subcommittee on Emergency Preparedness and Response, + Washington, DC 20515 + Dear Chairman Shadegg: Thank you for the opportunity to +appear before the Subcommittee on Emergency Preparedness and +Response hearing entitled ``Disease Surveillance Systems: How +Can They Help Prepare the Nation for Bioterrorism?'' on +September 24, 2003. Subsequent to the hearing, you forwarded +additional questions from Representative Jim Turner, the +Ranking Member of the Select Committee on Homeland Security. +Here are Mr. Turner's questions and my response. + (1) What role does international disease surveillance + play in detecting bioterrorism or naturally-occurring + diseases? Could it also be very useful for detecting + terrorist experimentation with bioweapons? What work is + CDC doing with the World Health Organization or other + international organizations to promote international + disease surveillance? + (2) What Department of Defense programs exist for + disease surveillance and how are these being integrated + with CDC? How do you see the DOD programs fitting into + civilian surveillance programs? How can they be + coordinated with civilian systems? Is there ny + unnecessary duplication of capabilities? + Unfortunately, I am not able to provide specific answers to +most aspects of these questions now. At the request of Senator +Norm Coleman, Chairman, Permanent Subcommittee on +Investigations, Committee on Governmental Affairs, United +States Senate, we have recently begun a study of both U.S. and +international infectious disease surveillance systems. Among +other issues, the study will examine the coordination between +different surveillance systems, including the CDC and DOD +systems. + I can tell you that the CDC works closely with WHO to +improve international diseases surveillance capabilities. CDC +is a major partner in WHO's Global Alert and Response Network +(GOARN) and provides resources (e.g. staff, laboratory +materials, etc.) and expertise to WHO in epidemiological +investigations. For example, CDC played a major role in the +global response to SARS, providing technical consultations and +deploying staff overseas. On an ongoing basis, CDC also serves +as a technical consultant to ministries of health on projects +that address disease surveillance. Through its Field +Epidemiology Training Programs, the Epidemic Intelligence +Service, and other programs, CDC has also supported research +and public health education on disease surveillance around the +world. + Sincerely yours, + + Janet Heinrich, + Director, Health Care, Public Health Issues + + ------------------ + + Dr. Platt Response to additional questions from the House Select + Committee on Homeland Security, Subcommittee on Preparedness and + Response + +Subcommittee Ranking Member-Bennie G. Thompson +Question: 1. In response to a question from the subcommittee regarding +strategies for improving disease surveillance among local +practitioners, you briefly described a potential solution that would +utilize existing health plans to provide better communications and +interaction with the public health syStem. + Please briefly expand upon this solution, specifically identifying +any strategies that might benefit from legislative action at the State +or Federal level. + Congressional action may be needed to stabilize and increase +funding for advancing a health information infrastructure that supports +early detection and improved interactions between the private and +public sectors. Efforts at the State and Federal level that support +current health information technology initiatives and enhance the +dissemination of electronic health records and other health +communications rely on stable funding from Federal or state +demonstration projects and/or financial incentives to build compatible +information systems. In addition, promulgating the development of IT +standards will be instrumental in transforming health care generally, +and improving our ability to detect unusual outbreaks of disease and +bioterrorist threats. + Second, it will be important to ensure sufficient funding to allow +state and local departments of health to fully implement the technology +improvements that are being developed as part of the Public Health +Information Network (PHIN), including the National Electronic Disease . +Surveillance System (NEDSS), and rapid public health communications +systems. + Third, it will be worthwhile to create incentives for software +vendors to incorporate public health surveillance and reporting +capabilities into their products. These reporting capabilities should +be under the control of the clinicians and health plans, so that they +can modify their reporting to accommodate state and local reporting +needs as well as their own needs. My partners and I believe there is +special value in enabling providers and health plans to report +routinely at various levels of detail, including simply the counts of +new episodes of illness that are the basis of the National +Demonstration Program I described in my testimony and refer below to +the model we have developed to provide high level protection to +individual level data, by having the health plans retain possession of +individual level data unless there is a need to evaluate a specific +apparent cluster of illness. + +Subcommittee Member-Dave Camp +Question: 1. In your written testimony you discussed Harvard's National +Bioterrorism Surveillance Demonstration Program. Does your program +receive any intelligence information or threat assessments from the +federal government to help focus or supplement your surveillance? + Our project does not receive intelligence information or threat +assessments. We recommend this information be provided to public health +agencies, which can then lower the threshold above which they respond +to unusual clusters of illness in specific locales. This would allow +public health officials to evaluate clusters of illness in a particular +area of interest that they might otherwise choose not to evaluate +because of other priorities. + We have asked that our partnering public health agencies ``set the +threshold'' for detecting possible outbreaks according to their needs. +One state may want to look more closely at an alert that statistically +is expected to occur twice per year. Others may want to set the +threshold very high (once in two years) or very low (once in a month). +Intelligence or threat estimates could prove useful in establishing a +more appropriate threshold level as threats are recognized. + +Question: 2. Have you encountered difficulties in acquiring the +necessary data from some hospitals and community health centers that do +not have adequate or appropriate computer systems or technology? Is any +progress being made to facilitate sharing this information? What +recommendations can you give to improve real-time data reporting from +these facilities? + As mentioned above, adoption of an electronic medical record that +captures patient level information during the delivery of care is a key +requirement to performing ``real-time'' assessments. + Our project is based on health plans, clinicians, and public health +volunteering to participate in the demonstration program. The +participating groups in Texas began their participation due to the +efforts of a local public health official interested in developing +their capacity to support improved disease surveillance. + We are in discussion with community health centers that have +electronic medical records and an interest in supporting this work. +Community health centers serve both a ``known'' and a ``dropin'' +population presenting unique challenges and opportunities for improving +our surveillance net. Many academic centers sponsor community health +centers and currently have, or are in the process of implementing, an +electronic medical record system. These centers are good candidates for +joining our program. + Because our system primarily focuses on ambulatory care data, we +have not actively sought out participation from hospitals. The +advantage of this is that sick individuals may seek care sooner in +ambulatory settings than at hospitals or emergency rooms. Additionally, +our system benefits from knowing how many people are at risk for +illness in each zip code (members of a health plan); this improves our +analytical accuracy for detecting a possible outbreak. + We have developed a detailed plan to evaluate the relative value of +a wide variety of data streams for bioterrorism surveillance (e.g., +nurse call centers, ambulatory care, emergency rooms, hospital +admissions, pharmacy, laboratory and radiology). However, we currently +do not have funding to carry out this evaluation. + +Full Committee Ranking Member-Jim Turner +Question: 1. How do we avoid ``false alarms'' from syndromic +surveillance systems? Too many of these could undermine the public's +confidence and might desensitize them to an actual attack. How will +followup investigations be conducted so as not to overly alarm the +public? + There is a tradeoff in setting the ``alarm threshold'' to find +signals at the earliest possible time while avoiding too many false +alarms. Our system allows public health officials to set the alarm +threshold that best meets their local needs. Because our system alerts +public health and the health plan simultaneously about an unusual +number of illnesses, there is an opportunity to use the full electronic +medical records to determine quickly and at minimal cost if an alert is +a false alarm. + One of our evaluation approaches to helping health departments set +the alarm threshold has been to use known infectious disease clusters +that have occurred in the past and use this data to test our current +system. The combination of these tests with the actual experience of +investigating unusual events will mitigate some of the negative impact +of false alarms. + +Question: 2. How is the privacy of the individual patient's medical +information ensured in your systems? Do you know if other surveillance +systems have considered privacy issues in their development? + Privacy of the individual patient's medical information is a key +feature of our program. We have avoided many problems that other +surveillance systems must address because our participating health +plans do not share the confidential health information of their +members, unless there is specific evidence of a cluster of illness that +requires follow-up by public health officials. We accomplish this by +having the health plans routinely report only the number of people with +new episodes of illness. This is sufficient to alert health departments +about potential problems and to trigger follow-up. Investigation of +specific events has been standard public health practice for many +years. + Our model thus provides a new method to balance individuals' right +to privacy and the public health system's need to investigate a likely +threat. + It is my understanding that other surveillance systems have +considered privacy issues in different ways. + +Questions and Responses from Dr. Jonathan L. Temte to Member's Written + Questions + +Response to Subcommittee Ranking Member Bennie G. Thompson. +Re: Strategies for improving disease surveillance among local +practitioners + +i: Enhanced medical education on disease surveillance + At present, there is little guarantee that medical students and/or +medical residents in any specialty receive meaningful training in the +purpose, role, and practices of the public health system in the United +States, including issues of disease surveillance. Accordingly, the +patient-focused healthcare system and the public health system often +function in parallel instead of interactively. A basic understanding of +population approaches to health, emergency response, and disaster +preparedness is an essential component of homeland security. For +example, a recent study conducted by the American Academy of Family +Physicians has indicated that prior training of clinicians in +bioterrorism preparedness was associated with significant enhancement +of comfort and communication around potential bioterrorism events. + In 2002, the Accreditation Council for Graduate Medical Education +(ACGME) mandated that all graduate medical education (i.e., residency) +programs in the United States must assure that their trainees attain +competence in six areas: + + Patient Care that is compassionate, appropriate, and + effective for the treatment of health problems and the + promotion of health + Medical Knowledge about established and evolving + biomedical, clinical, and cognate (e.g. epidemiological and + social-behavioral) sciences and the application of this + knowledge to patient care + Practice-Based Learning and Improvement that involves + investigation and evaluation of their own patient care, + appraisal and assimilation of scientific evidence, and + improvements in patient care + Interpersonal and Communication Skills that result in + effective information exchange and teaming with patients, their + families, and other health professionals + Professionalism, as manifested through a commitment to + carrying out professional responsibilities, adherence to + ethical principles, and sensitivity to a diverse patient + population + Systems-Based Practice, as manifested by actions that + demonstrate an awareness of and responsiveness to the larger + context and system of health care and the ability to + effectively call on system resources to provide care that is of + optimal value + + None of these competencies appropriately addresses an understanding +of public health function or the interaction of public health resources +within traditional patient care models. + + Proposed Enhancements: +1. Work with the American Association of Medical Colleges [AAMC] to +support curriculum development and implementation into all U. S. based +medical schools. Please refer to information available at http:// +www.aamc.org/preparedness/start.htm for information on initiatives +already underway at the AAMC. +2. Work with the Accreditation Council for Graduate Medical Education +[ACGME] to expand the current six core competencies to include a 7th +competency on public health function, emergency preparedness and +disaster response. +3. It may be the appropriate time for Congress to commission an in- +depth strategic report--similar to the Flexner Report of 1910--that +addresses the gap between public health practice and individually +oriented medical care and makes recommendations as to the required +training components and competencies that should become incorporated +into the training of both public health professionals and medical +professionals. + +ii: Improve public health system interaction with local practitioners + This is an area where there has been little directed study. +Accordingly, recommendations on improving health system interactions +are limited. A recent Agency for Healthcare Research and Quality (AHRQ) +funded evidence report on training clinicians for response to +bioterrorist attacks (available at http://www.ahra.gov/clinic/tp/ +biotrtp.htm) concluded that there existed only modest evidence about +effective ways to train clinicians as to how to respond to bioterrorist +attacks. + There are, however, several success stories of ongoing interactions +between public health systems and local practitioners. Perhaps the best +example is the U. S. Influenza Sentinel Provider Surveillance Network, +which exists as a cooperative effort between the Influenza Branch at +the CDC and approximately 1,600 volunteer primary care clinicians +scattered across the United States. This low-cost surveillance system +has functioned successfully over the past 30 years, informing public +health professional and clinicians on the presence and intensity of +influenza. + +Proposed Enhancements: + 1. Ensure sufficient and longitudinal funding for continuation and +expansion of the CDC's U.S. Influenza Sentinel Provide Surveillance +Network. This support requires core support of the Influenza Branch at +CDC, support of state influenza surveillance coordinators, and support +for primary care liaisons to function as mediators between public +health and primary care communities. Such funding also ensures an +ongoing system that can function to detect events that share +significant features with bioterrorist agents. + 2. Enhance funding through the Agency for Healthcare Research and +Quality to provide direct research grants for studying effective means +of enhancing primary care clinician education and performance in issues +relevant to public health and bioterrorism response. It is highly +important to evaluate this function of primary care clinicians within +the United States--the venue wherein most citizens receive most of +their care most of the time. + +iii: Provide better understanding of public health processes to local +practitioners + There are few opportunities for healthcare providers to interact in +meaningful ways with local and state public health professionals. Most +interaction currently occur around the mandated reporting of cases of +public health interested (usually communicable disease or significant +environmental exposures). Few clinicians understand the vital role +played by public health agencies in outbreak investigation, disease +control, and public education. + Participation in sentinel surveillance--in which the clinician +actively detects cases, reports to a central agency, and receives +clinically relevant feedback--is a clear example of a means to enhance +better understanding of public health function. Participation in +influenza surveillance activities is especially beneficial in this +regard because response to influenza involves a wide cross section of +public health activities: local, regional, national and international +surveillance, vaccination policy, utilization of health care +facilities, public education. Added benefits lie in the fact that +influenza-related activities are extremely clinically-relevant, +especially in primary care medicine. Cases of influenza are commonly +seen by almost all clinicians and almost every year. + +Proposed Enhancements: + 1. Provide funding to enhance influenza surveillance and create +incentives for the participation of clinicians that will be developed +into liaison roles, thus helping to bridge the gap between clinicians +and public health professionals. This could be done at state and +national levels. A reasonable goal may be two to four surveillance +clinicians per each U. S. Congressional district. + 2. Create funded, short-term fellowships in public health for +primary care and other interested clinicians. These could take the form +of abbreviated ``Epidemiologic Intelligence Service'' training through +the CDC. The goal would be the creation of a cohort of clinicians that +would mediate between patient care and public health agendas. + +iv: Improve and regularize communications between public health systems +and clinicians + There are no systems that currently exist for the purpose of +regular communication between public health agencies and clinicians. +Information tends to flow to select clinicians regularly (via +publications such as MMWR) or irregularly (via local or regional public +health alerts). Most information to public health agencies from +clinicians occurs in the form of mandated, reportable illness case +reports. There is good evidence that many reportable cases go +unreported and that action steps taken by public health in response to +reports are not communicated back to the clinician. + Ongoing information exchange between public health agencies and +clinicians around topics that are clinically relevant can serve to +maintain appropriate, bi-directional conduits for communication. +Excellent examples of this exchange again are found in functional +influenza and respiratory virus surveillance systems such as the U.S. +Influenza Sentinel Provider Surveillance System or the National +Respiratory and Enteric Virus Surveillance System (htp://www.cdc.gov/ +ncidod/dvrd/revb/nrevss/rsvtre1.htm). These systems are currently +limited, however, in the amount of information flow to clinicians. + A proposed, complete surveillance system is illustrated below +demonstrating not only reporting of surveillance information to public +health agencies and feeding back clinically-relevant information to +clinicians, but also serving as a means to rapidly provide clinicians +with ``Just in time'' information and education and encouraging +clinicians to report ``unusual'' events. + +[GRAPHIC] [TIFF OMITTED] T0168.034 + + One key deficiency is the lack of a reliable and redundant +communication pathways (e.g., e-mail addresses, fax numbers, telephone +numbers) of all clinicians. + +Proposed Enhancements: + 1. Create a national priority, coupled with adequate funding, to +establish systems of common disease sentinel surveillance, which could +be utilized for special circumstance surveillance (e.g., bioterrorism). +Such a system is ultimately dependent on the availability and flow of +clinically relevant information to clinicians. A potential first step +would be to provide funding to demonstration and evaluative projects +involving primary care, practice-based research networks. Mechanisms +for such funding currently exist through the Agency for Healthcare +Research and Quality. + 2. Legislate mandated reporting of each clinician's e-mail address, +fax number and telephone number as a part of state and territorial +level licensure procedures to maintain direct and redundant conduits of +communication. + +Response to Subcommittee Member Dave Camp. +Re: Tbe role of primary care physicians in alleviating the fear and +panic accompanying bioterrorism threats and attacks + Whereas the subcommittee hearing focused on the detection of and +surveillance for agents of biological terrorism, an equally important +component of response exists in the control of panic. To quote from +Sidell FR et al: ``The real force multiplier in BW (biological warfare) +is the panic, misinformation and paranoia associated with it.'' [Sidell +FR, Patrick WC, Dashiell TR. Jane's Chem-Bio Handbook, Jane's +Information Group, Alexandria, VA, 1998]. And so it goes with +bioterrorism. + In the days following the October 2001 anthrax attacks, wholesale +panic gripped the American public. As a family physician practicing +hundreds of miles from the nearest case of inhalational anthrax, I was +amazed at the number of questions regarding white powder that patients +brought to our clinic. Likewise, the Wisconsin State Laboratory of +Hygiene was inundated with samples of powder for anthrax testing (see +figure). The + +[GRAPHIC] [TIFF OMITTED] T0168.035 + +temporal pattern of specimens submitted for testing also describes +panic well. As the general public was reassured, the level of comfort +increased, and panic, hysteria and fear declined. To manage +bioterrorism, one needs to focus on the terror as much as on the +detection and treatment of bioterrorism related disease. + To best understand the role of primary care physicians in +countering the fear and panic associated with bioterrorist threats and +events, one must first understand the structure and function of the +U.S. medical system-often referred to as the ecology of medical care +and the widespread location of primary care physicians. The ecology of +medical care in the U.S. has been relatively stable for the last 40 +years. Each month, approximately 32.7% of Americans consider a medical +care visit. Of those seeing a physician, more than half see a primary +care physician. + +[GRAPHIC] [TIFF OMITTED] T0168.036 + + It is estimated that family physicians evaluate and manage +about one billion medical concerns each year in the United States. Many +of these concerns are best addressed with reassurance, education and +anticipatory guidance. Primary care physicians, due to basic core +values, provide longitudinal care to individuals and communities across +the spectrums of age, gender, ethnicity and race, and affected organ +system. A central tenet of the primary care physician's relationship +with his/her patients is trust. Accordingly, it is to trusted +healthcare providers that patients come with issues resulting from +fear. + The widespread location of primary care physicians, and +specifically family physicians, is noteworthy. Bioterrorist events have +been and will likely be rather limited in geographic distribution. The +specific locations of covert bioterrorist events are not predictable, +but the venue of fear and panic is incredibly widespread. The graphics +on the following page underscore the wide distribution of family +physicians in the U.S. + In summary, following a bioterrorism event, or under the threat +thereof, individuals with significant fear and panic will greatly +outnumber individuals affected with a biological agent. These ``worried +well'' will commonly seek out trusted and available physicians. The +essential role of the primary care physician, equipped with appropriate +and up-todate ('just-in-time'') information, is to use the patient- +physicians relationship from which to provide reassurance, education +and comfort. Efforts to ensure the future supply of well-trained, +competent and compassionate primary care physicians are of paramount +important to biological defense and homeland security. + +[GRAPHIC] [TIFF OMITTED] T0168.037 + +[GRAPHIC] [TIFF OMITTED] T0168.001 + +[GRAPHIC] [TIFF OMITTED] T0168.002 + +[GRAPHIC] [TIFF OMITTED] T0168.003 + +[GRAPHIC] [TIFF OMITTED] T0168.004 + +[GRAPHIC] [TIFF OMITTED] T0168.005 + +[GRAPHIC] [TIFF OMITTED] T0168.006 + +[GRAPHIC] [TIFF OMITTED] T0168.007 + +[GRAPHIC] [TIFF OMITTED] T0168.008 + +[GRAPHIC] [TIFF OMITTED] T0168.009 + +[GRAPHIC] [TIFF OMITTED] T0168.010 + +[GRAPHIC] [TIFF OMITTED] T0168.011 + +[GRAPHIC] [TIFF OMITTED] T0168.012 + +[GRAPHIC] [TIFF OMITTED] T0168.013 + +[GRAPHIC] [TIFF OMITTED] T0168.014 + +[GRAPHIC] [TIFF OMITTED] T0168.015 + +[GRAPHIC] [TIFF OMITTED] T0168.016 + +[GRAPHIC] [TIFF OMITTED] T0168.017 + +[GRAPHIC] [TIFF OMITTED] T0168.018 + +[GRAPHIC] [TIFF OMITTED] T0168.019 + +[GRAPHIC] [TIFF OMITTED] T0168.020 + +[GRAPHIC] [TIFF OMITTED] T0168.021 + +[GRAPHIC] [TIFF OMITTED] T0168.022 + +[GRAPHIC] [TIFF OMITTED] T0168.023 + +[GRAPHIC] [TIFF OMITTED] T0168.024 + +[GRAPHIC] [TIFF OMITTED] T0168.025 + + PREPARED STATEMENT OF CHRISTOPHER K. LAKE, DIRECTOR, HOSPITAL + PREPAREDNESS, NEVADA HOSPITAL ASSOCIATION + + Thank you, Mr. Chairman for holding this important hearing today on +bioterrorism preparedness efforts, and for giving the Nevada Hospital +Association the opportunity to be heard. For our nation's hospitals, +preparing for an outbreak, whether from a bioterror event or from an +emerging disease such as SARs is of paramount importance. + The Nevada Hospital Association is one of the nation's National +Bioterrorism Hospital Preparedness Program administrators. As such we +work collaboratively with all hospitals, city, county and state +governmental units and emergency response organizations within Nevada +and in neighboring jurisdictions. We are responsible for evaluating the +needs of hospitals and health systems and for the implementation of new +technologies and equipment providing early identification of potential +terrorist events as well as to protect our nurses, doctors and other +biological terror first response personnel. + In April of last year, we conducted a comprehensive hospital +assessment and analysis that identifies the strengths, weaknesses, +opportunities and threats to our healthcare system as related +specifically to bioterrorism preparedness. Disease and syndromic +surveillance as well as various technology implementation projects were +found to be an area where some opportunities exist. + The assessment documented that more then half of the hospitals +conduct syndromic surveillance activities and have policies in place +for practitioners to notify appropriate infection control professionals +as well as public health officials when needed. The most common +syndromes that are monitored at regular intervals include: influenza- +like illnesses, rashes with fever, gastroenteritis, sepsis and septic +shock, unexplained deaths, and undifferentiated pneumonias. It is +believed that these types of patient presentations at our hospital's +emergency departments (EDs) will be recognized first by an astute nurse +or physician and they will in most cases alert the appropriate +personnel that closer study and evaluation may be warranted. + It is difficult to automate real time disease and syndrome +surveillance activities for a number of reasons. One of the primary +reasons that automation remains complicated is the possibility that the +initial number of patients that present at EDs will be low as the +outbreak starts to take off and thus may not trigger any alarms that +are programmed based on statistically significant variations in patient +populations or complaint type. When the numbers become high enough to +trigger an alarm, the outbreak would be large enough for physicians to +easily identify without the use of the new technology. + Recognizing these hurdles, the Nevada Hospital Association has +begun implementing a multi--Prong solution. The first prong is to +continually reinforce to all healthcare providers, if you see unusual +clinical presentations or unusually high numbers of the same medical +complaint think outbreak and alert the appropriate infection control +personnel. Our second priority is to standardize the syndromes and +patient presentations that hospitals continually monitor so that all +hospitals are watching for the same group of diseases affording us the +ability to identify possibly subtle or smaller clusters of patients +located within a single metropolitan service area. The third prong in +our approach will involve the use of technology and the real time +collection of ED data. + Nevada EDs are all receiving internet based communications tools +that will allow each facility the ability to monitor the current status +of all hospitals within our state. This program will provide a +magnitude of benefits to help coordinate any healthcare response to +terrorism including: the ability for hospitals to send alerts to each +other or to groups of provides requesting help, equipment or supplies +with the click of a button; the ability to monitor surge capacity +within the system and; the ability to monitor system- wide critical +inventories just to highlight a few. + We are also working with our vendor to develop a biosurveillance +module that will collect real time data regarding the types of patients +that are being seen in the hospitals. This device will give doctors and +nurses an easy to use, non-laborious and quick tool in which to send +data to public health agencies and track identified potential bioweapon +syndromes and clinical presentations. The concept of operations is +simple. Each hospital's communication screen will have a series of +touch buttons that represent the clinical syndromes to be watched. If a +physician or nurse sees a patient that presents with one of these +syndromes they will simply touch the screen. The computer will track +how many individuals at that particular hospital as well as within the +State are seeing those types of patients within the last 24 hours. + Local public health departments and state officials will also have +the ability to see and monitor all of the syndromes and or each +hospital individually or in user defined groups. Each agency will be +able to set alarms if defined thresholds are reached and will also have +the ability to run reports, query the database and or export the data +into other health department computer programs. + We believe this approach will provide the type of information that +epidemiologist require to begin an investigation. The collection method +will be fast, simple and non-time consuming freeing up the doctors and +nurses to be with the patient and not in front of the computer. Lastly +and perhaps most importantly the system keeps the clinical +interpretation of potential syndromes with the practitioners and does +not shift them to a computer routine that could not functionally be +programmed with all of the possible medical scenarios. + In conclusion, disease surveillance is a tool which lends itself to +the use of technology. However, as with most elements of medicine the +hospitals and individual practitioners remain the first line of defense +and the primary identifiers of suspected syndromes. Balancing of +priorities is critical to ensure that any desire to fund new or +unproven surveillance technology will not compete with the fundamental +need to adequately protect and equip our hospitals, nurses and doctors +to respond and treat the patients that will be inevitable during any +terrorist attack or emerging contagious disease. Thank you Mr. +Chairman. + + + +