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<title>LISP Tutorial Lecture 4: Imperative Programming</title> | |
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<h1>LISP Tutorial Lecture 4: Imperative Programming</h1> | |
<h2>Imperative vs Functional Programming</em> | |
<p>The fragment of LISP we have learned so far is purely functional. | |
We program by defining mathematical functions. Programming this way | |
has the benefit of <em>referential transparency</em>, which means that | |
an experession has the same value and the same behavior, no matter | |
where it is located, and how many times it is invoked. For example, | |
the following function always returns 4 when an input 2 is supplied: | |
<pre> | |
(defun double (x) (* 2 x)) | |
</pre> | |
Such programs are easy to develop and debug. The only effect of calling | |
a function is the returned value. Functions become a lot harder to | |
understand and debug when we allow them to produce <em>side effects</em>, that | |
is, affecting subsequent computation in ways other than returning a value. | |
This style of programming, in which side effect is not only permissible | |
but is also the primary means by which we program, is | |
called <em>imperative programming</em>. This is not something new, but | |
is in fact the very kind of programming habits that you have acquired since | |
you learned your first programming language (e.g. C/C++, Pascal, Java). | |
Because of this, we intentionally leave the topic of imperative programming to | |
the end of this series of tutorials. We do so since you already know so | |
much about imperative programming, and since, in my taste, teaching it | |
before teaching functional programming would only reinforce some of | |
the bad habits programmers usually have, and thereby luring you to | |
write C code with LISP, which, of course, make it harder to finish | |
your assignment on time. | |
<h2>Variables</h2> | |
<p>Imperative programming is made possible by the notion of | |
<em>program state</em>. The behavior of an expression depends | |
on the exact state a program is in. In turn, the state of | |
a program is defined by, guess what, <em>variables</em>. | |
<p>Suppose we want to create a global counter to keep track of the | |
times some computational events occur. | |
Common LISP allows us to define global variables as follows. | |
<pre> | |
USER(7): (defparameter *counter* 0 "Counter to keep track of ....") | |
*COUNTER* | |
USER(8): (setf *counter* (1+ *counter*)) | |
1 | |
USER(9): *counter* | |
1 | |
USER(10): (setf *counter* (1+ *counter*)) | |
2 | |
USER(11): *counter* | |
200 | |
</pre> | |
We use the <tt>defparameter</tt> special form to define | |
a global variable <tt>*counter*</tt>, with zero as its | |
initial value. We also decorate the declaration by a | |
documentation string. We then use the <tt>setf</tt> | |
special form to assign new values to the variable. | |
The <tt>setf</tt> special form returns the new value of | |
the variable. | |
Lastly, evaluating the variable gives its current value. | |
Notice that <tt>*counter*</tt> is evaluated to two different values | |
at different point of time. This is something you will never see if | |
you work with purely functional programs. | |
<p>Suppose we actually want this counter to reset to zero when it | |
reaches a user defined threshold. We would encapsulate this | |
service into the following definitions: | |
<pre> | |
(defparameter *counter* 0 | |
"Counter to keep track of ....") | |
(defparameter *threshold* 4 | |
"Counter will be reset to zero when its value reaches this threshold.") | |
(defun counter-inc () | |
"Increment global counter by one." | |
(if (>= (1+ *counter*) *threshold*) | |
(setf *counter* 0) | |
(setf *counter* (1+ *counter*)))) | |
(defun counter-value () | |
"Return current value of global counter." | |
*counter*) | |
(defun counter-threshold () | |
"Return current threshold of global counter." | |
*threshold*) | |
</pre> | |
<pre> | |
USER(24): (counter-value) | |
0 | |
USER(25): (counter-inc) | |
1 | |
USER(26): (counter-inc) | |
2 | |
USER(27): (counter-inc) | |
3 | |
USER(28): (counter-threshold) | |
4 | |
USER(29): (counter-inc) | |
0 | |
</pre> | |
<p>The function <tt>counter-inc</tt> can also be defined as follows: | |
<pre> | |
(defun counter-inc () | |
"Increment global counter by one." | |
(if (>= (1+ *counter*) *threshold*) | |
(setf *counter* 0) | |
(incf *counter*))) | |
</pre> | |
<h2>Sequencing</h2> | |
<p>With the possibility of state alteration, we also need a new kind | |
of programming construct --- <em>sequencing</em>. This allows us to | |
perform multiple state-alterating operations, one after another. | |
For example, we might want to introduce another function to our global | |
counter abstraction: a function to modify the value of <tt>*threshold*</tt> | |
on the fly: | |
<pre> | |
(defun counter-set-threshold (th) | |
"Set counter threshold to TH." | |
(setf *threshold* th) | |
(if (>= *counter* *threshold*) | |
(setf *counter* 0)) | |
*threshold*) | |
</pre> | |
The function sets the global value of <tt>*threshold*</tt> to a new value, | |
and then checks if the current counter value has exceeded the new threshold. | |
If the check succeeds, then the counter is reset to zero. Lastly, the | |
function evaluates and returns the last expression, which is simply the | |
new value of <tt>*threshold*</tt>. Notice that | |
in this example the body of a function is no longer one expression, but | |
a sequence of expressions. They are evaluated in order, and the value | |
of the last expression is returned as a value of the sequence. | |
The effect is demonstrated as in the following trace: | |
<pre> | |
USER(2): (counter-value) | |
0 | |
USER(3): (counter-inc) | |
1 | |
USER(4): (counter-inc) | |
2 | |
USER(5): (counter-inc) | |
3 | |
USER(6): (counter-inc) | |
0 | |
USER(7): (counter-inc) | |
1 | |
USER(8): (counter-inc) | |
2 | |
USER(9): (counter-set-threshold 2) | |
0 | |
USER(10): (counter-value) | |
0 | |
</pre> | |
<p>In fact, forms like <tt>let</tt>, <tt>let*</tt>, <tt>when</tt> and | |
<tt>unless</tt> all admit sequences as their bodies. The <tt>cond</tt> | |
form allows sequencing in the body of each alternative. The exception | |
is <tt>if</tt>, due to its syntax. However, you can always get around | |
by introducing a <tt>let</tt> form in the alternatives or by using | |
other conditional forms. | |
<p>Before we move on, notice that we can rewrite the <tt>counter-inc</tt> | |
function as follows: | |
<pre> | |
(defun counter-inc () | |
"Increment global counter by one." | |
(if (>= (1+ *counter*) *threshold*) | |
(setf *counter* 0) | |
(incf *counter*))) | |
</pre> | |
The <tt>(incf x)</tt> form is simply a shorthand for <tt>(setf x (+ x 1))</tt>. | |
In general, the following are useful shorthands when developing imperative | |
programs: | |
<p> | |
<table border=1> | |
<tr> | |
<th>Shorthand</th><th>Meaning</th> | |
</tr> | |
<tr> | |
<td><tt>(incf x delta)</tt></td> | |
<td><tt>(setf x (+ x delta))</td> | |
</tr> | |
<tr> | |
<td><tt>(incf x)</tt></td> | |
<td><tt>(incf x 1)</tt></td> | |
</tr> | |
<tr> | |
<td><tt>(decf x delta)</tt></td> | |
<td><tt>(setf x (- x delta))</tt></td> | |
</tr> | |
<tr> | |
<td><tt>(decf x)</tt></td> | |
<td><tt>(decf x 1)</tt></td> | |
</tr> | |
<tr> | |
<td><tt>(push e x)</tt></td> | |
<td><tt>(setf x (cons e x))</tt></td> | |
</tr> | |
<tr> | |
<td><tt>(pop x)</tt></td> | |
<td><tt>(let ((e (first x))) (setf x (rest x)) e)</tt></td> | |
</tr> | |
</table> | |
<p><hr><b>Exercise:</b> Create a global stack abstraction, with | |
interface functions for performing pushing and poping. | |
<hr> | |
<h2>Closures</h2> | |
<p>The above method for defining an abstraction is not good enough. | |
For one, the global variables are not encapsulated. There is | |
nothing to forbid a careless user to change the value of <tt>*counter*</tt> | |
in ways violating the invariants of the counter abstraction. | |
To enforce this, we make use of <em>local variables</em> and <em>closures</em>. | |
<p>As one would expect, the names introduced by a <tt>let</tt> form turns | |
out not to be a name binding to some immutable values. The names refer | |
to local variables. Such variables follow typical <em>lexical scoping | |
rules</em>, so that LISP always looks up the innermost variable definition | |
when a variable name is to be evaluated. | |
<p>What is more interesting is that, due to the ability to return | |
functions as values, the local variable has a life span longer than | |
the expression defining it. Consider the following example: | |
<pre> | |
USER(20): (setf inc (let ((counter 0)) | |
#'(lambda () | |
(incf counter)))) | |
#<Interpreted Closure (unnamed) @ #x53688a> | |
USER(21): (funcall inc) | |
1 | |
USER(22): (funcall inc) | |
2 | |
USER(23): (funcall inc) | |
3 | |
</pre> | |
We assign a value to the global variable <tt>inc</tt>. That value | |
is obtained by first | |
defining local variable <tt>counter</tt> using <tt>let</tt>, | |
and then within the lexical scope of the local variable, | |
a lambda expression is evaluated, | |
thereby creating an annonymous function, which is returned as a value | |
to be assigned to <tt>inc</tt>. The most interesting part | |
is in the body of that lambda expression --- it increments | |
the value of the local variable <tt>counter</tt>! When the lambda | |
expression is returned, the local variable persists, and is accessible | |
only through the annonymous function. | |
<p>The thing to remember from this example is that, in other kinds | |
of languages like Pascal and C/C++ the lexical scope of a local | |
variable somehow coincide with its life span. After executation | |
passes beyond the boundary of a lexical scope, all the local | |
variables defined within it cease to exist. This is not true | |
in languages supporting higher-order functions, in particular, | |
expressions that return functions as values. | |
However, that is not to say that lexical scoping does not | |
hold in such languages. In the contrary, lexical scoping is | |
enforced strictly, and therefore the only place from which | |
you can alter the value of <tt>counter</tt> is, as every | |
true believer of lexical scoping would agree, within the lexical | |
scope of the variable --- the lambda expression. As a result, | |
the counter state is effectively encapsulated. The only | |
way to modify it is by going through the annonymous function stored | |
in <tt>inc</tt>. The technical term to refer to this <em>thing</em> | |
that is stored in <tt>inc</tt>, this thing that at the same time | |
captures both the definition of a function and the variables | |
referenced within the function body is called a <em>function closure</em>. | |
<p>What if we want to define multiple interface functions for | |
the encapsulated counter? Simple, just return all of them: | |
<pre> | |
USER(34): (setf list-of-funcs (let ((counter 0)) | |
(list #'(lambda () | |
(incf counter)) | |
#'(lambda () | |
(setf counter 0))))) | |
(#<Interpreted Closure (unnamed) @ #x5408e2> | |
#<Interpreted Closure (unnamed) @ #x540912>) | |
USER(35): (setf inc (first list-of-funcs)) | |
#<Interpreted Closure (unnamed) @ #x5408e2> | |
USER(36): (setf reset (second list-of-funcs)) | |
#<Interpreted Closure (unnamed) @ #x540912> | |
USER(37): (funcall inc) | |
1 | |
USER(38): (funcall inc) | |
2 | |
USER(39): (funcall inc) | |
3 | |
USER(40): (funcall reset) | |
0 | |
USER(41): (funcall inc) | |
1 | |
</pre> | |
<p><hr><b>Exercise:</b> Define an encapsulated global stack. | |
<hr> | |
<h2>Poor-Man's Object</h2> | |
<p>Having only one instance of this encapsulated counter abstraction | |
is not good enough. Imagine cases when we need multiple instances | |
of such counters, each having its own state. Well, the answer | |
is simple, we just evaluate the function-returning <tt>let</tt> | |
form everytime we need a new instance of counter. Since, a new | |
local variable will be created everytime we evaluate the <tt>let</tt> | |
form, the function closure that is returned each time will be | |
associated with a different incarnation of the local variable <tt>counter</tt>. | |
To automate this process, of course we define a <em>constructor</em> | |
for such closures: | |
<pre> | |
(defun make-counter () | |
"Create a new instance of a counter object." | |
(let ((counter 0)) | |
(list #'(lambda () | |
(incf counter)) | |
#'(lambda () | |
(setf counter 0))))) | |
</pre> | |
Notice how this allows us to maintain independently encapsulated states: | |
<pre> | |
USER(44): (setf c1 (make-counter)) | |
(#<Interpreted Closure (:INTERNAL MAKE-COUNTER) @ #x543f00> | |
#<Interpreted Closure (:INTERNAL MAKE-COUNTER) @ #x543f30>) | |
USER(44): (setf c2 (make-counter)) | |
(#<Interpreted Closure (:INTERNAL MAKE-COUNTER) @ #x543f62> | |
#<Interpreted Closure (:INTERNAL MAKE-COUNTER) @ #x543f92>) | |
USER(45): (funcall (first c1)) | |
1 | |
USER(46): (funcall (first c1)) | |
2 | |
USER(47): (funcall (second c1)) | |
0 | |
USER(48): (funcall (first c2)) | |
1 | |
USER(49): (funcall (first c2)) | |
2 | |
USER(50): (funcall (first c2)) | |
3 | |
USER(51): (funcall (first c1)) | |
1 | |
USER(52): (funcall (first c1)) | |
2 | |
USER(53): (funcall (second c2)) | |
0 | |
USER(54): (funcall (first c1)) | |
3 | |
</pre> | |
<p>To make invoking counter interface functions easier, we can | |
define the following shorthands: | |
<pre> | |
(defun counter-increment (counter) | |
"Increment counter." | |
(funcall (first counter))) | |
(defun counter-reset (counter) | |
"Reset counter." | |
(funcall (second counter))) | |
</pre> | |
And now we have an all-rounded counter abstraction. | |
<pre> | |
USER(56): (counter-increment c1) | |
4 | |
USER(57): (counter-reset c1) | |
0 | |
</pre> | |
<p>The moral of this store is that, function closures are <em>encapsulated | |
states</em>. They are a poor-man's version of objects, which, after all, | |
are nothing but encapsulated states. (Yes, I am aware that Common LISP | |
has a Common LISP Object System (CLOS), and there is no point of | |
using closures in this manner if all we want is simply object orientation. | |
But No, I want you to understand what higher-order functions buy | |
you, and how they serve as a building block for other advanced | |
programming language constructs. Lastly, I don't want you to spend | |
time struggling to learn yet another object system.) | |
<p><hr><b>Exercise:</b> Implement a constructor for your encapsulated | |
stack abstraction. Define appropriate shorthands for | |
convenient invocation of interface functions. | |
<hr> | |
<h2>Iterative Constructs</h2> | |
<p>To round off this tutorial, we discuss something that you | |
know so much about --- iterations. We start with something | |
very simple: | |
<pre> | |
USER(1): (dotimes (i 10) (print i)) | |
0 | |
1 | |
2 | |
3 | |
4 | |
5 | |
6 | |
7 | |
8 | |
9 | |
NIL | |
</pre> | |
The <tt>(dotimes (<em>i</em> <em>n</em>) | |
<em>body</em>)</tt> form executes <em>body</em> <em>N</em> times. | |
In addition, it defines a local variable <em>i</em>, which receives | |
an integer value ranging from <em>0</em> to <em>n-1</em>. | |
The body of the form could be a sequence of expressions. The form | |
returns <tt>NIL</tt>. The <tt>(print <em>x</em>)</tt> form prints | |
the LISP object <em>x</em> to the console. | |
<p>A similar construct is defined for iterating through a list: | |
<pre> | |
USER(2): (dolist (i '(a b c d e)) (print i)) | |
A | |
B | |
C | |
D | |
E | |
NIL | |
</pre> | |
<p>The most general looping construct is the <tt>do</tt> form: | |
<pre> | |
(defun fibonacci (n) | |
"Compute the N'th Fibonacci number." | |
(do ((f1 0 f2) | |
(f2 1 (+ f1 f2)) | |
(i 0 (1+ i))) | |
((= i n) f2) | |
; empty body | |
)) | |
</pre> | |
The first list following the <tt>do</tt> keyword is a list of | |
local variables and their initializations and update forms. | |
Each member of this list has the format <tt>(<em>var</em> | |
<em>init-form</em> <em>update-form</em>)</tt>. | |
Within this loop are defined three local variables <tt>f1</tt>, | |
<tt>f2</tt> and <tt>i</tt>. The three initialization forms | |
0, 1 and 0 are evaluated first, and then assigned to the | |
three locals simultaneously. In each subsequent iteration, | |
the three update forms <tt>f2</tt>, <tt>(+ f1 f2)</tt> and | |
<tt>(1+ i)</tt> will be evaluated first, and then the values | |
are assigned to the three local variables simultaneously. | |
The second list following the <tt>do</tt> keyword | |
(i.e. <tt>((= i n) f2)</tt>) has the general format of | |
<tt>(<em>exit-condition</em> <em>return-form</em>)</tt>. | |
The exit condition <tt>(= i n)</tt> is checked after | |
the initialization is done, or after the update is performed | |
in subsequent iterations. If the test succeeds, then the | |
return form is evaluated, and its value is returned. Otherwise, | |
the body of the <tt>do</tt> form, which in this case is empty, | |
will be executed with the updated value of the local variables. | |
<p>Indefinite looping can be achieved using the <tt>(loop <em>body</em>)</tt> | |
form. One may exit from such loop using the <tt>return-from</tt> form: | |
<pre> | |
(defun fib (n) | |
"Compute the N'th Fibonacci number." | |
(let ((f1 0) | |
(f2 1) | |
(i 0)) | |
(loop | |
(if (= i n) | |
(return-from fib f2)) | |
; empty body | |
(psetf f1 f2 | |
f2 (+ f1 f2) | |
i (1+ i))))) | |
</pre> | |
The <tt>fib</tt> function has the same meaning as the <tt>fibonacci</tt> | |
function coded in terms of <tt>do</tt>. The <tt>psetf</tt> is a | |
variation of <tt>setf</tt> that implements "parallel" assignment. | |
</body> | |
</html> |