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Changes to Project CC

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  1. project_cc.yaml +78 -68
project_cc.yaml CHANGED
@@ -1,3 +1,4 @@
 
1
  # Information related to high-level characteristics of AI project, including the role of the operator, market status, and type of AI
2
 
3
  operator_role:
@@ -36,64 +37,6 @@ ai_system:
36
  verbose: 'AI project is a machine-based system that is designed to operate with varying levels of autonomy and that may exhibit adaptiveness after deployment, and that, for explicit or implicit objectives, infers, from the input it receives, how to generate outputs such as predictions, content, recommendations, or decisions that can influence physical or virtual environments'
37
  value: !!bool false
38
 
39
- # Information to help determine if the AI project is a high-risk AI system
40
-
41
- high_risk_ai_system:
42
- safety_component: # Art. 6(1)(a)
43
- verbose: 'AI project is intended to be used as a safety component of a product'
44
- value: !!bool false
45
- product_regulated_machinery: # Art. 6(1)(b); Annex I
46
- verbose: 'AI project is itself a product that is covered by Directive 2006/42/EC of the European Parliament and of the Council of 17 May 2006 on machinery, and amending Directive 95/16/EC (OJ L 157, 9.6.2006, p. 24) [as repealed by the Machinery Regulation]'
47
- value: !!bool false
48
- product_regulated_toy: # Art. 6(1)(b); Annex I
49
- verbose: 'AI project is itself a product that is covered by Directive 2009/48/EC of the European Parliament and of the Council of 18 June 2009 on the safety of toys (OJ L 170, 30.6.2009, p. 1)'
50
- value: !!bool false
51
- product_regulated_watercraft: # Art. 6(1)(b); Annex I
52
- verbose: 'AI project is itself a product that is covered by Directive 2013/53/EU of the European Parliament and of the Council of 20 November 2013 on recreational craft and personal watercraft and repealing Directive 94/25/EC (OJ L 354, 28.12.2013, p. 90)'
53
- value: !!bool false
54
- biometric_categorization: # Art. 6(2); Annex III(1)(b)
55
- verbose: 'AI project is intended to be used for biometric categorisation, according to sensitive or protected attributes or characteristics based on the inference of those attributes or characteristics'
56
- value: !!bool false
57
- emotion_recognition: # Art. 6(2); Annex III(1)(c)
58
- verbose: 'AI project is intended to be used for emotion recognition'
59
- value: !!bool false
60
- critical_infrastructure: # Art. 6(2); Annex III(2)
61
- verbose: 'AI project is intended to be used as a safety component in the management and operation of critical digital infrastructure, road traffic, or in the supply of water, gas, heating or electricity'
62
- value: !!bool false
63
- admission: # Art. 6(2); Annex III(3)(a)
64
- verbose: 'AI project is intended to be used to determine access or admission or to assign natural persons to educational and vocational training institutions at all levels'
65
- value: !!bool false
66
- recruitment: # Art. 6(2); Annex III(4)(a)
67
- verbose: 'AI project is intended to be used for the recruitment or selection of natural persons, in particular to place targeted job advertisements, to analyse and filter job applications, and to evaluate candidates'
68
- value: !!bool false
69
- public_assistance: # Art. 6(2); Annex III(5)(a)
70
- verbose: 'AI project is intended to be used by public authorities or on behalf of public authorities to evaluate the eligibility of natural persons for essential public assistance benefits and services, including healthcare services, as well as to grant, reduce, revoke, or reclaim such benefits and services'
71
- value: !!bool false
72
- victim_assessment: # Art. 6(2); Annex III(6)(a)
73
- verbose: 'AI project is intended to be used by or on behalf of law enforcement authorities, or by Union institutions, bodies, offices or agencies in support of law enforcement authorities or on their behalf to assess the risk of a natural person becoming the victim of criminal offences'
74
- value: !!bool false
75
- polygraph: # Art. 6(2); Annex III(7)(a)
76
- verbose: 'AI project is intended to be used by or on behalf of competent public authorities or by Union institutions, bodies, offices or agencies as polygraphs or similar tools'
77
- value: !!bool false
78
- judicial: # Art. 6(2); Annex III(8)(a)
79
- verbose: 'AI project is intended to be used by a judicial authority or on their behalf to assist a judicial authority in researching and interpreting facts and the law and in applying the law to a concrete set of facts, or to be used in a similar way in alternative dispute resolution'
80
- value: !!bool false
81
- filter_exception_rights: # Art. 6(3)
82
- verbose: 'The AI initiate does not pose a significant risk of harm to the health, safety or fundamental rights of natural persons, including by not materially influencing the outcome of decision making'
83
- value: !!bool false
84
- filter_exception_narrow: # Art. 6(3)(a)
85
- verbose: 'The AI project is intended to perform a narrow procedural task'
86
- value: !!bool false
87
- filter_exception_human: # Art. 6(3)(b)
88
- verbose: 'the AI project is intended to improve the result of a previously completed human activity'
89
- value: !!bool false
90
- filter_exception_deviation: # Art. 6(3)(c)
91
- verbose: 'the AI project is intended to detect decision-making patterns or deviations from prior decision-making patterns and is not meant to replace or influence the previously completed human assessment, without proper human review'
92
- value: !!bool false
93
- filter_exception_prep: # Art. 6(3)(d)
94
- verbose: 'the AI project is intended to perform a preparatory task to an assessment relevant for the purposes of the use cases listed in Annex III.'
95
- value: !!bool false
96
-
97
  gpai_model:
98
  gpai_model: # Art. 3(63)
99
  verbose: 'AI project is an AI model, including where such an AI model is trained with a large amount of data using self-supervision at scale, that displays significant generality and is capable of competently performing a wide range of distinct tasks regardless of the way the model is placed on the market and that can be integrated into a variety of downstream systems or applications, except AI models that are used for research, development or prototyping activities before they are placed on the market'
@@ -116,10 +59,8 @@ transparency_related:
116
  value: !!bool false
117
  exception_obvious:
118
  verbose: 'When interacting with the AI project, it would be obvious from the point of view of a natural person who is reasonably well-informed, observant and circumspect, taking into account the circumstances and the context of use that they are interacting with AI'
119
- value: !!bool false
120
  exception_law:
121
  verbose: 'The AI project is authorised by law to detect, prevent, investigate or prosecute criminal offences, subject to appropriate safeguards for the rights and freedoms of third parties, and is not available for the public to report a criminal offence'
122
- value: !!bool false
123
  synthetic content: # Art. 50(2)
124
  verbose: 'The AI project generates synthetic audio, image, video or text content'
125
  value: !!bool false
@@ -186,15 +127,68 @@ prohibited_practice:
186
  value: !!bool false
187
  real_time_exception_threat:
188
  verbose: 'The AI project involves use of ‘real-time’ remote biometric identification systems in publicly accessible spaces for the purposes of law enforcement stricly for the prevention of a specific, substantial and imminent threat to the life or physical safety of natural persons or a genuine and present or genuine and foreseeable threat of a terrorist attack'
189
- value: !!bool false
190
  real_time_exception_investigation:
191
  verbose: 'The AI project involves use of ‘real-time’ remote biometric identification systems in publicly accessible spaces for the purposes of law enforcement stricly for the localisation or identification of a person suspected of having committed a criminal offence, for the purpose of conducting a criminal investigation or prosecution or executing a criminal penalty for offences referred to in Annex II and punishable in the Member State concerned by a custodial sentence or a detention order for a maximum period of at least four years.'
192
  value: !!bool false
193
 
194
-
195
-
196
  # Requirements for those projects which involve high-risk AI systems
197
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
198
  risk_management_system:
199
  established: # Article 9
200
  verbose: 'A risk management system has been established, implemented, documented and maintained for the AI project'
@@ -415,7 +409,7 @@ fundamental_rights_assessment:
415
  verbose: 'AI project has been subject to a fundamental rights impact assessment that includes a description of the deployer’s processes in which the AI project will be used in line with its intended purpose'
416
  value: !!bool false
417
  time_period: # Art. 27(1)(b)
418
- verbose: 'AI project has been subject to a fundamental rights impact assessment that includes a description of the period of time within which, and the frequency with which, each high-risk AI project is intended to be used'
419
  value: !!bool false
420
  persons_affected: # Art. 27(1)(c)
421
  verbose: 'AI project has been subject to a fundamental rights impact assessment that describes the categories of natural persons and groups likely to be affected by its use in the specific context'
@@ -435,8 +429,7 @@ fundamental_rights_assessment:
435
  transparency_obligations:
436
  synthetic_content: # Art. 50(1)
437
  verbose: 'The AI project designed and developed in such a way that the natural persons concerned are informed that they are interacting with AI'
438
- value: !!bool false
439
- synthetic_content2: # Art. 50(2)
440
  verbose: 'The outputs of the AI project are marked in a machine-readable format and detectable as artificially generated or manipulated'
441
  value: !!bool false
442
  marking_solutions: # Art. 50(2)
@@ -490,5 +483,22 @@ obligations_for_gpai_models_with_systemic_risk:
490
  verbose: 'Adequate cybersecurity protection for any models and infrastructures in the AI project was ensured'
491
  value: !!bool false
492
 
493
-
494
-
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+
2
  # Information related to high-level characteristics of AI project, including the role of the operator, market status, and type of AI
3
 
4
  operator_role:
 
37
  verbose: 'AI project is a machine-based system that is designed to operate with varying levels of autonomy and that may exhibit adaptiveness after deployment, and that, for explicit or implicit objectives, infers, from the input it receives, how to generate outputs such as predictions, content, recommendations, or decisions that can influence physical or virtual environments'
38
  value: !!bool false
39
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
40
  gpai_model:
41
  gpai_model: # Art. 3(63)
42
  verbose: 'AI project is an AI model, including where such an AI model is trained with a large amount of data using self-supervision at scale, that displays significant generality and is capable of competently performing a wide range of distinct tasks regardless of the way the model is placed on the market and that can be integrated into a variety of downstream systems or applications, except AI models that are used for research, development or prototyping activities before they are placed on the market'
 
59
  value: !!bool false
60
  exception_obvious:
61
  verbose: 'When interacting with the AI project, it would be obvious from the point of view of a natural person who is reasonably well-informed, observant and circumspect, taking into account the circumstances and the context of use that they are interacting with AI'
 
62
  exception_law:
63
  verbose: 'The AI project is authorised by law to detect, prevent, investigate or prosecute criminal offences, subject to appropriate safeguards for the rights and freedoms of third parties, and is not available for the public to report a criminal offence'
 
64
  synthetic content: # Art. 50(2)
65
  verbose: 'The AI project generates synthetic audio, image, video or text content'
66
  value: !!bool false
 
127
  value: !!bool false
128
  real_time_exception_threat:
129
  verbose: 'The AI project involves use of ‘real-time’ remote biometric identification systems in publicly accessible spaces for the purposes of law enforcement stricly for the prevention of a specific, substantial and imminent threat to the life or physical safety of natural persons or a genuine and present or genuine and foreseeable threat of a terrorist attack'
 
130
  real_time_exception_investigation:
131
  verbose: 'The AI project involves use of ‘real-time’ remote biometric identification systems in publicly accessible spaces for the purposes of law enforcement stricly for the localisation or identification of a person suspected of having committed a criminal offence, for the purpose of conducting a criminal investigation or prosecution or executing a criminal penalty for offences referred to in Annex II and punishable in the Member State concerned by a custodial sentence or a detention order for a maximum period of at least four years.'
132
  value: !!bool false
133
 
 
 
134
  # Requirements for those projects which involve high-risk AI systems
135
 
136
+ high_risk_ai_system:
137
+ safety_component: # Art. 6(1)(a)
138
+ verbose: 'AI project is intended to be used as a safety component of a product'
139
+ value: !!bool false
140
+ product_covered_by_machinery_regulation: # Art. 6(1)(b); Annex I
141
+ verbose: 'AI project is itself a product that is covered by Directive 2006/42/EC of the European Parliament and of the Council of 17 May 2006 on machinery, and amending Directive 95/16/EC (OJ L 157, 9.6.2006, p. 24) [as repealed by the Machinery Regulation]'
142
+ value: !!bool false
143
+ product_covered_by_toy_safety_regulation: # Art. 6(1)(b); Annex I
144
+ verbose: 'AI project is itself a product that is covered by Directive 2009/48/EC of the European Parliament and of the Council of 18 June 2009 on the safety of toys (OJ L 170, 30.6.2009, p. 1)'
145
+ value: !!bool false
146
+ product_covered_by_watercraft_regulation: # Art. 6(1)(b); Annex I
147
+ verbose: 'AI project is itself a product that is covered by Directive 2013/53/EU of the European Parliament and of the Council of 20 November 2013 on recreational craft and personal watercraft and repealing Directive 94/25/EC (OJ L 354, 28.12.2013, p. 90)'
148
+ value: !!bool false
149
+ biometric_categorization: # Art. 6(2); Annex III(1)(b)
150
+ verbose: 'AI project is intended to be used for biometric categorisation, according to sensitive or protected attributes or characteristics based on the inference of those attributes or characteristics'
151
+ value: !!bool false
152
+ emotion_recognition: # Art. 6(2); Annex III(1)(c)
153
+ verbose: 'AI project is intended to be used for emotion recognition'
154
+ value: !!bool false
155
+ critical_infrastructure: # Art. 6(2); Annex III(2)
156
+ verbose: 'AI project is intended to be used as a safety component in the management and operation of critical digital infrastructure, road traffic, or in the supply of water, gas, heating or electricity'
157
+ value: !!bool false
158
+ admission: # Art. 6(2); Annex III(3)(a)
159
+ verbose: 'AI project is intended to be used to determine access or admission or to assign natural persons to educational and vocational training institutions at all levels'
160
+ value: !!bool false
161
+ recruitment: # Art. 6(2); Annex III(4)(a)
162
+ verbose: 'AI project is intended to be used for the recruitment or selection of natural persons, in particular to place targeted job advertisements, to analyse and filter job applications, and to evaluate candidates'
163
+ value: !!bool false
164
+ public_assistance: # Art. 6(2); Annex III(5)(a)
165
+ verbose: 'AI project is intended to be used by public authorities or on behalf of public authorities to evaluate the eligibility of natural persons for essential public assistance benefits and services, including healthcare services, as well as to grant, reduce, revoke, or reclaim such benefits and services'
166
+ value: !!bool false
167
+ victim_assessment: # Art. 6(2); Annex III(6)(a)
168
+ verbose: 'AI project is intended to be used by or on behalf of law enforcement authorities, or by Union institutions, bodies, offices or agencies in support of law enforcement authorities or on their behalf to assess the risk of a natural person becoming the victim of criminal offences'
169
+ value: !!bool false
170
+ polygraph: # Art. 6(2); Annex III(7)(a)
171
+ verbose: 'AI project is intended to be used by or on behalf of competent public authorities or by Union institutions, bodies, offices or agencies as polygraphs or similar tools'
172
+ value: !!bool false
173
+ judicial: # Art. 6(2); Annex III(8)(a)
174
+ verbose: 'AI project is intended to be used by a judicial authority or on their behalf to assist a judicial authority in researching and interpreting facts and the law and in applying the law to a concrete set of facts, or to be used in a similar way in alternative dispute resolution'
175
+ value: !!bool false
176
+ filter_exception_rights: # Art. 6(3)
177
+ verbose: 'The AI initiate does not pose a significant risk of harm to the health, safety or fundamental rights of natural persons, including by not materially influencing the outcome of decision making'
178
+ value: !!bool false
179
+ filter_exception_narrow: # Art. 6(3)(a)
180
+ verbose: 'The AI project is intended to perform a narrow procedural task'
181
+ value: !!bool false
182
+ filter_exception_human: # Art. 6(3)(b)
183
+ verbose: 'the AI project is intended to improve the result of a previously completed human activity'
184
+ value: !!bool false
185
+ filter_exception_deviation: # Art. 6(3)(c)
186
+ verbose: 'the AI project is intended to detect decision-making patterns or deviations from prior decision-making patterns and is not meant to replace or influence the previously completed human assessment, without proper human review'
187
+ value: !!bool false
188
+ filter_exception_prep: # Art. 6(3)(d)
189
+ verbose: 'the AI project is intended to perform a preparatory task to an assessment relevant for the purposes of the use cases listed in Annex III.'
190
+ value: !!bool false
191
+
192
  risk_management_system:
193
  established: # Article 9
194
  verbose: 'A risk management system has been established, implemented, documented and maintained for the AI project'
 
409
  verbose: 'AI project has been subject to a fundamental rights impact assessment that includes a description of the deployer’s processes in which the AI project will be used in line with its intended purpose'
410
  value: !!bool false
411
  time_period: # Art. 27(1)(b)
412
+ value: 'AI project has been subject to a fundamental rights impact assessment that includes a description of the period of time within which, and the frequency with which, each high-risk AI project is intended to be used'
413
  value: !!bool false
414
  persons_affected: # Art. 27(1)(c)
415
  verbose: 'AI project has been subject to a fundamental rights impact assessment that describes the categories of natural persons and groups likely to be affected by its use in the specific context'
 
429
  transparency_obligations:
430
  synthetic_content: # Art. 50(1)
431
  verbose: 'The AI project designed and developed in such a way that the natural persons concerned are informed that they are interacting with AI'
432
+ synthetic_content: # Art. 50(2)
 
433
  verbose: 'The outputs of the AI project are marked in a machine-readable format and detectable as artificially generated or manipulated'
434
  value: !!bool false
435
  marking_solutions: # Art. 50(2)
 
483
  verbose: 'Adequate cybersecurity protection for any models and infrastructures in the AI project was ensured'
484
  value: !!bool false
485
 
486
+ additional_provider_obligations: # apply these only if operator == provider and ai_project_type == high_risk_ai_system
487
+ contact: # Article 16 (b)
488
+ verbose: 'It is indicated on the AI project or, if that is not possible, on its packaging or its accompanying documentation, as applicable, the name of the provider as well as their registered trade name or registered trade mark and the address at which they can be contacted;'
489
+ value: !!bool false
490
+ conformity_assessment: # Article 16 (f)
491
+ verbose: 'The provider has ensured that the AI project has undergone a conformity assessment procedure'
492
+ value: !!bool false
493
+ conformity_declaration: # Article 16 (g)
494
+ verbose: 'The provider has drawn up an EU declaration of conformity'
495
+ value: !!bool false
496
+ conformity_marking: # Article 16 (h)
497
+ verbose: 'The provider has affixed a Conformité Européenne marking to the AI project or, if that is not possible, on its packaging or its accompanying documentation, to indicate conformity with the Act'
498
+ value: !!bool false
499
+ registration: # Article 16 (i)
500
+ verbose: 'The provider or their representative have registered the AI project in the EU database for high-risk AI systems'
501
+ value: !!bool false
502
+ accessibility: # Article 16 (l)
503
+ verbose: 'The AI project complies with accessibility requirements in accordance with Directives (EU) 2016/2102 and (EU) 2019/882'
504
+ value: !!bool false