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Title: Estimating the reproductive number, total outbreak size, and reporting rates for Zika epidemics in South and Central America, Abstract: As South and Central American countries prepare for increased birth defects from Zika virus outbreaks and plan for mitigation strategies to minimize ongoing and future outbreaks, understanding important characteristics of Zika outbreaks and how they vary across regions is a challenging and important problem. We developed a mathematical model for the 2015 Zika virus outbreak dynamics in Colombia, El Salvador, and Suriname. We fit the model to publicly available data provided by the Pan American Health Organization, using Approximate Bayesian Computation to estimate parameter distributions and provide uncertainty quantification. An important model input is the at-risk susceptible population, which can vary with a number of factors including climate, elevation, population density, and socio-economic status. We informed this initial condition using the highest historically reported dengue incidence modified by the probable dengue reporting rates in the chosen countries. The model indicated that a country-level analysis was not appropriate for Colombia. We then estimated the basic reproduction number, or the expected number of new human infections arising from a single infected human, to range between 4 and 6 for El Salvador and Suriname with a median of 4.3 and 5.3, respectively. We estimated the reporting rate to be around 16% in El Salvador and 18% in Suriname with estimated total outbreak sizes of 73,395 and 21,647 people, respectively. The uncertainty in parameter estimates highlights a need for research and data collection that will better constrain parameter ranges.
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Title: A systematic study of the class imbalance problem in convolutional neural networks, Abstract: In this study, we systematically investigate the impact of class imbalance on classification performance of convolutional neural networks (CNNs) and compare frequently used methods to address the issue. Class imbalance is a common problem that has been comprehensively studied in classical machine learning, yet very limited systematic research is available in the context of deep learning. In our study, we use three benchmark datasets of increasing complexity, MNIST, CIFAR-10 and ImageNet, to investigate the effects of imbalance on classification and perform an extensive comparison of several methods to address the issue: oversampling, undersampling, two-phase training, and thresholding that compensates for prior class probabilities. Our main evaluation metric is area under the receiver operating characteristic curve (ROC AUC) adjusted to multi-class tasks since overall accuracy metric is associated with notable difficulties in the context of imbalanced data. Based on results from our experiments we conclude that (i) the effect of class imbalance on classification performance is detrimental; (ii) the method of addressing class imbalance that emerged as dominant in almost all analyzed scenarios was oversampling; (iii) oversampling should be applied to the level that completely eliminates the imbalance, whereas the optimal undersampling ratio depends on the extent of imbalance; (iv) as opposed to some classical machine learning models, oversampling does not cause overfitting of CNNs; (v) thresholding should be applied to compensate for prior class probabilities when overall number of properly classified cases is of interest.
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Title: New simple lattices in products of trees and their projections, Abstract: Let $\Gamma \leq \mathrm{Aut}(T_{d_1}) \times \mathrm{Aut}(T_{d_2})$ be a group acting freely and transitively on the product of two regular trees of degree $d_1$ and $d_2$. We develop an algorithm which computes the closure of the projection of $\Gamma$ on $\mathrm{Aut}(T_{d_t})$ under the hypothesis that $d_t \geq 6$ is even and that the local action of $\Gamma$ on $T_{d_t}$ contains $\mathrm{Alt}(d_t)$. We show that if $\Gamma$ is torsion-free and $d_1 = d_2 = 6$, exactly seven closed subgroups of $\mathrm{Aut}(T_6)$ arise in this way. We also construct two new infinite families of virtually simple lattices in $\mathrm{Aut}(T_{6}) \times \mathrm{Aut}(T_{4n})$ and in $\mathrm{Aut}(T_{2n}) \times \mathrm{Aut}(T_{2n+1})$ respectively, for all $n \geq 2$. In particular we provide an explicit presentation of a torsion-free infinite simple group on $5$ generators and $10$ relations, that splits as an amalgamated free product of two copies of $F_3$ over $F_{11}$. We include information arising from computer-assisted exhaustive searches of lattices in products of trees of small degrees. In an appendix by Pierre-Emmanuel Caprace, some of our results are used to show that abstract and relative commensurator groups of free groups are almost simple, providing partial answers to questions of Lubotzky and Lubotzky-Mozes-Zimmer.
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Title: The Memory Function Formalism: A Review, Abstract: An introduction to the Zwanzig-Mori-Götze-Wölfle memory function formalism (or generalized Drude formalism) is presented. This formalism is used extensively in analyzing the experimentally obtained optical conductivity of strongly correlated systems like cuprates and Iron based superconductors etc. For a broader perspective both the generalised Langevin equation approach and the projection operator approach for the memory function formalism are given. The Götze-Wölfle perturbative expansion of memory function is presented and its application to the computation of the dynamical conductivity of metals is also reviewd. This review of the formalism contains all the mathematical details for pedagogical purposes.
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Title: RIPML: A Restricted Isometry Property based Approach to Multilabel Learning, Abstract: The multilabel learning problem with large number of labels, features, and data-points has generated a tremendous interest recently. A recurring theme of these problems is that only a few labels are active in any given datapoint as compared to the total number of labels. However, only a small number of existing work take direct advantage of this inherent extreme sparsity in the label space. By the virtue of Restricted Isometry Property (RIP), satisfied by many random ensembles, we propose a novel procedure for multilabel learning known as RIPML. During the training phase, in RIPML, labels are projected onto a random low-dimensional subspace followed by solving a least-square problem in this subspace. Inference is done by a k-nearest neighbor (kNN) based approach. We demonstrate the effectiveness of RIPML by conducting extensive simulations and comparing results with the state-of-the-art linear dimensionality reduction based approaches.
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Title: Erratum to: Medial axis and singularities, Abstract: We correct one erroneous statement made in our recent paper "Medial axis and singularities".
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Title: AP-initiated Multi-User Transmissions in IEEE 802.11ax WLANs, Abstract: Next-generation 802.11ax WLANs will make extensive use of multi-user communications in both downlink (DL) and uplink (UL) directions to achieve high and efficient spectrum utilization in scenarios with many user stations per access point. It will become possible with the support of multi-user (MU) multiple input, multiple output (MIMO) and orthogonal frequency division multiple access (OFDMA) transmissions. In this paper, we first overview the novel characteristics introduced by IEEE 802.11ax to implement AP-initiated OFDMA and MU-MIMO transmissions in both downlink and uplink directions. Namely, we describe the changes made at the physical layer and at the medium access control layer to support OFDMA, the use of \emph{trigger frames} to schedule uplink multi-user transmissions, and the new \emph{multi-user RTS/CTS mechanism} to protect large multi-user transmissions from collisions. Then, in order to study the achievable throughput of an 802.11ax network, we use both mathematical analysis and simulations to numerically quantify the benefits of MU transmissions and the impact of 802.11ax overheads on the WLAN saturation throughput. Results show the advantages of MU transmissions in scenarios with many user stations, also providing some novel insights on the conditions in which 802.11ax WLANs are able to maximize their performance, such as the existence of an optimal number of active user stations in terms of throughput, or the need to provide strict prioritization to AP-initiated MU transmissions to avoid collisions with user stations.
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Title: Evidence of new twinning modes in magnesium questioning the shear paradigm, Abstract: Twinning is an important deformation mode of hexagonal close-packed metals. The crystallographic theory is based on the 150-years old concept of simple shear. The habit plane of the twin is the shear plane, it is invariant. Here we present Electron BackScatter Diffraction observations and crystallographic analysis of a millimeter size twin in a magnesium single crystal whose straight habit plane, unambiguously determined both the parent crystal and in its twin, is not an invariant plane. This experimental evidence demonstrates that macroscopic deformation twinning can be obtained by a mechanism that is not a simple shear. Beside, this unconventional twin is often co-formed with a new conventional twin that exhibits the lowest shear magnitude ever reported in metals. The existence of unconventional twinning introduces a shift of paradigm and calls for the development of a new theory for the displacive transformations
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Title: Assessment of learning tomography using Mie theory, Abstract: In Optical diffraction tomography, the multiply scattered field is a nonlinear function of the refractive index of the object. The Rytov method is a linear approximation of the forward model, and is commonly used to reconstruct images. Recently, we introduced a reconstruction method based on the Beam Propagation Method (BPM) that takes the nonlinearity into account. We refer to this method as Learning Tomography (LT). In this paper, we carry out simulations in order to assess the performance of LT over the linear iterative method. Each algorithm has been rigorously assessed for spherical objects, with synthetic data generated using the Mie theory. By varying the RI contrast and the size of the objects, we show that the LT reconstruction is more accurate and robust than the reconstruction based on the linear model. In addition, we show that LT is able to correct distortion that is evident in Rytov approximation due to limitations in phase unwrapping. More importantly, the capacity of LT in handling multiple scattering problem are demonstrated by simulations of multiple cylinders using the Mie theory and confirmed by experimental results of two spheres.
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Title: Single Molecule Studies Under Constant Force Using Model Based Robust Control Design, Abstract: Optical tweezers have enabled important insights into intracellular transport through the investigation of motor proteins, with their ability to manipulate particles at the microscale, affording femto Newton force resolution. Its use to realize a constant force clamp has enabled vital insights into the behavior of motor proteins under different load conditions. However, the varying nature of disturbances and the effect of thermal noise pose key challenges to force regulation. Furthermore, often the main aim of many studies is to determine the motion of the motor and the statistics related to the motion, which can be at odds with the force regulation objective. In this article, we propose a mixed objective H2-Hinfinity optimization framework using a model-based design, that achieves the dual goals of force regulation and real time motion estimation with quantifiable guarantees. Here, we minimize the Hinfinity norm for the force regulation and error in step estimation while maintaining the H2 norm of the noise on step estimate within user specified bounds. We demonstrate the efficacy of the framework through extensive simulations and an experimental implementation using an optical tweezer setup with live samples of the motor protein kinesin; where regulation of forces below 1 pico Newton with errors below 10 percent is obtained while simultaneously providing real time estimates of motor motion.
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Title: Affective Neural Response Generation, Abstract: Existing neural conversational models process natural language primarily on a lexico-syntactic level, thereby ignoring one of the most crucial components of human-to-human dialogue: its affective content. We take a step in this direction by proposing three novel ways to incorporate affective/emotional aspects into long short term memory (LSTM) encoder-decoder neural conversation models: (1) affective word embeddings, which are cognitively engineered, (2) affect-based objective functions that augment the standard cross-entropy loss, and (3) affectively diverse beam search for decoding. Experiments show that these techniques improve the open-domain conversational prowess of encoder-decoder networks by enabling them to produce emotionally rich responses that are more interesting and natural.
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Title: Composite fermion basis for M-component Bose gases, Abstract: The composite fermion (CF) formalism produces wave functions that are not always linearly independent. This is especially so in the low angular momentum regime in the lowest Landau level, where a subclass of CF states, known as simple states, gives a good description of the low energy spectrum. For the two-component Bose gas, explicit bases avoiding the large number of redundant states have been found. We generalize one of these bases to the $M$-component Bose gas and prove its validity. We also show that the numbers of linearly independent simple states for different values of angular momentum are given by coefficients of $q$-multinomials.
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Title: An FPT Algorithm Beating 2-Approximation for $k$-Cut, Abstract: In the $k$-Cut problem, we are given an edge-weighted graph $G$ and an integer $k$, and have to remove a set of edges with minimum total weight so that $G$ has at least $k$ connected components. Prior work on this problem gives, for all $h \in [2,k]$, a $(2-h/k)$-approximation algorithm for $k$-cut that runs in time $n^{O(h)}$. Hence to get a $(2 - \varepsilon)$-approximation algorithm for some absolute constant $\varepsilon$, the best runtime using prior techniques is $n^{O(k\varepsilon)}$. Moreover, it was recently shown that getting a $(2 - \varepsilon)$-approximation for general $k$ is NP-hard, assuming the Small Set Expansion Hypothesis. If we use the size of the cut as the parameter, an FPT algorithm to find the exact $k$-Cut is known, but solving the $k$-Cut problem exactly is $W[1]$-hard if we parameterize only by the natural parameter of $k$. An immediate question is: \emph{can we approximate $k$-Cut better in FPT-time, using $k$ as the parameter?} We answer this question positively. We show that for some absolute constant $\varepsilon > 0$, there exists a $(2 - \varepsilon)$-approximation algorithm that runs in time $2^{O(k^6)} \cdot \widetilde{O} (n^4)$. This is the first FPT algorithm that is parameterized only by $k$ and strictly improves the $2$-approximation.
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Title: Bias Correction For Paid Search In Media Mix Modeling, Abstract: Evaluating the return on ad spend (ROAS), the causal effect of advertising on sales, is critical to advertisers for understanding the performance of their existing marketing strategy as well as how to improve and optimize it. Media Mix Modeling (MMM) has been used as a convenient analytical tool to address the problem using observational data. However it is well recognized that MMM suffers from various fundamental challenges: data collection, model specification and selection bias due to ad targeting, among others \citep{chan2017,wolfe2016}. In this paper, we study the challenge associated with measuring the impact of search ads in MMM, namely the selection bias due to ad targeting. Using causal diagrams of the search ad environment, we derive a statistically principled method for bias correction based on the \textit{back-door} criterion \citep{pearl2013causality}. We use case studies to show that the method provides promising results by comparison with results from randomized experiments. We also report a more complex case study where the advertiser had spent on more than a dozen media channels but results from a randomized experiment are not available. Both our theory and empirical studies suggest that in some common, practical scenarios, one may be able to obtain an approximately unbiased estimate of search ad ROAS.
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Title: Neville's algorithm revisited, Abstract: Neville's algorithm is known to provide an efficient and numerically stable solution for polynomial interpolations. In this paper, an extension of this algorithm is presented which includes the derivatives of the interpolating polynomial.
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Title: Forecasting and Granger Modelling with Non-linear Dynamical Dependencies, Abstract: Traditional linear methods for forecasting multivariate time series are not able to satisfactorily model the non-linear dependencies that may exist in non-Gaussian series. We build on the theory of learning vector-valued functions in the reproducing kernel Hilbert space and develop a method for learning prediction functions that accommodate such non-linearities. The method not only learns the predictive function but also the matrix-valued kernel underlying the function search space directly from the data. Our approach is based on learning multiple matrix-valued kernels, each of those composed of a set of input kernels and a set of output kernels learned in the cone of positive semi-definite matrices. In addition to superior predictive performance in the presence of strong non-linearities, our method also recovers the hidden dynamic relationships between the series and thus is a new alternative to existing graphical Granger techniques.
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Title: Multi-task Learning with Gradient Guided Policy Specialization, Abstract: We present a method for efficient learning of control policies for multiple related robotic motor skills. Our approach consists of two stages, joint training and specialization training. During the joint training stage, a neural network policy is trained with minimal information to disambiguate the motor skills. This forces the policy to learn a common representation of the different tasks. Then, during the specialization training stage we selectively split the weights of the policy based on a per-weight metric that measures the disagreement among the multiple tasks. By splitting part of the control policy, it can be further trained to specialize to each task. To update the control policy during learning, we use Trust Region Policy Optimization with Generalized Advantage Function (TRPOGAE). We propose a modification to the gradient update stage of TRPO to better accommodate multi-task learning scenarios. We evaluate our approach on three continuous motor skill learning problems in simulation: 1) a locomotion task where three single legged robots with considerable difference in shape and size are trained to hop forward, 2) a manipulation task where three robot manipulators with different sizes and joint types are trained to reach different locations in 3D space, and 3) locomotion of a two-legged robot, whose range of motion of one leg is constrained in different ways. We compare our training method to three baselines. The first baseline uses only joint training for the policy, the second trains independent policies for each task, and the last randomly selects weights to split. We show that our approach learns more efficiently than each of the baseline methods.
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Title: Mean square in the prime geodesic theorem, Abstract: We prove upper bounds for the mean square of the remainder in the prime geodesic theorem, for every cofinite Fuchsian group, which improve on average on the best known pointwise bounds. The proof relies on the Selberg trace formula. For the modular group we prove a refined upper bound by using the Kuznetsov trace formula.
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Title: An Application of Deep Neural Networks in the Analysis of Stellar Spectra, Abstract: Spectroscopic surveys require fast and efficient analysis methods to maximize their scientific impact. Here we apply a deep neural network architecture to analyze both SDSS-III APOGEE DR13 and synthetic stellar spectra. When our convolutional neural network model (StarNet) is trained on APOGEE spectra, we show that the stellar parameters (temperature, gravity, and metallicity) are determined with similar precision and accuracy as the APOGEE pipeline. StarNet can also predict stellar parameters when trained on synthetic data, with excellent precision and accuracy for both APOGEE data and synthetic data, over a wide range of signal-to-noise ratios. In addition, the statistical uncertainties in the stellar parameter determinations are comparable to the differences between the APOGEE pipeline results and those determined independently from optical spectra. We compare StarNet to other data-driven methods; for example, StarNet and the Cannon 2 show similar behaviour when trained with the same datasets, however StarNet performs poorly on small training sets like those used by the original Cannon. The influence of the spectral features on the stellar parameters is examined via partial derivatives of the StarNet model results with respect to the input spectra. While StarNet was developed using the APOGEE observed spectra and corresponding ASSET synthetic data, we suggest that this technique is applicable to other wavelength ranges and other spectral surveys.
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Title: Analysis of Service-oriented Modeling Approaches for Viewpoint-specific Model-driven Development of Microservice Architecture, Abstract: Microservice Architecture (MSA) is a novel service-based architectural style for distributed software systems. Compared to Service-oriented Architecture (SOA), MSA puts a stronger focus on self-containment of services. Each microservice is responsible for realizing exactly one business or technological capability that is distinct from other services' capabilities. Additionally, on the implementation and operation level, microservices are self-contained in that they are developed, tested, deployed and operated independently from each other. Next to these characteristics that distinguish MSA from SOA, both architectural styles rely on services as building blocks of distributed software architecture and hence face similar challenges regarding, e.g., service identification, composition and provisioning. However, in contrast to MSA, SOA may rely on an extensive body of knowledge to tackle these challenges. Thus, due to both architectural styles being service-based, the question arises to what degree MSA might draw on existing findings of SOA research and practice. In this paper we address this question in the field of Model-driven Development (MDD) for design and operation of service-based architectures. Therefore, we present an analysis of existing MDD approaches to SOA, which comprises the identification and semantic clustering of modeling concepts for SOA design and operation. For each concept cluster, the analysis assesses its applicability to MDD of MSA (MSA-MDD) and assigns it to a specific modeling viewpoint. The goal of the presented analysis is to provide a conceptual foundation for an MSA-MDD metamodel.
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Title: A cyclic system with delay and its characteristic equation, Abstract: A nonlinear cyclic system with delay and the overall negative feedback is considered. The characteristic equation of the linearized system is studied in detail. Sufficient conditions for the oscillation of all solutions and for the existence of monotone solutions are derived in terms of roots of the characteristic equation.
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Title: Object Detection and Motion Planning for Automated Welding of Tubular Joints, Abstract: Automatic welding of tubular TKY joints is an important and challenging task for the marine and offshore industry. In this paper, a framework for tubular joint detection and motion planning is proposed. The pose of the real tubular joint is detected using RGB-D sensors, which is used to obtain a real-to-virtual mapping for positioning the workpiece in a virtual environment. For motion planning, a Bi-directional Transition based Rapidly exploring Random Tree (BiTRRT) algorithm is used to generate trajectories for reaching the desired goals. The complete framework is verified with experiments, and the results show that the robot welding torch is able to transit without collision to desired goals which are close to the tubular joint.
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Title: Bayesian uncertainty quantification in linear models for diffusion MRI, Abstract: Diffusion MRI (dMRI) is a valuable tool in the assessment of tissue microstructure. By fitting a model to the dMRI signal it is possible to derive various quantitative features. Several of the most popular dMRI signal models are expansions in an appropriately chosen basis, where the coefficients are determined using some variation of least-squares. However, such approaches lack any notion of uncertainty, which could be valuable in e.g. group analyses. In this work, we use a probabilistic interpretation of linear least-squares methods to recast popular dMRI models as Bayesian ones. This makes it possible to quantify the uncertainty of any derived quantity. In particular, for quantities that are affine functions of the coefficients, the posterior distribution can be expressed in closed-form. We simulated measurements from single- and double-tensor models where the correct values of several quantities are known, to validate that the theoretically derived quantiles agree with those observed empirically. We included results from residual bootstrap for comparison and found good agreement. The validation employed several different models: Diffusion Tensor Imaging (DTI), Mean Apparent Propagator MRI (MAP-MRI) and Constrained Spherical Deconvolution (CSD). We also used in vivo data to visualize maps of quantitative features and corresponding uncertainties, and to show how our approach can be used in a group analysis to downweight subjects with high uncertainty. In summary, we convert successful linear models for dMRI signal estimation to probabilistic models, capable of accurate uncertainty quantification.
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Title: Analysis of Distributed ADMM Algorithm for Consensus Optimization in Presence of Error, Abstract: ADMM is a popular algorithm for solving convex optimization problems. Applying this algorithm to distributed consensus optimization problem results in a fully distributed iterative solution which relies on processing at the nodes and communication between neighbors. Local computations usually suffer from different types of errors, due to e.g., observation or quantization noise, which can degrade the performance of the algorithm. In this work, we focus on analyzing the convergence behavior of distributed ADMM for consensus optimization in presence of additive node error. We specifically show that (a noisy) ADMM converges linearly under certain conditions and also examine the associated convergence point. Numerical results are provided which demonstrate the effectiveness of the presented analysis.
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Title: Jet determination of smooth CR automorphisms and generalized stationary discs, Abstract: We prove finite jet determination for (finitely) smooth CR diffeomorphisms of (finitely) smooth Levi degenerate hypersurfaces in $\mathbb{C}^{n+1}$ by constructing generalized stationary discs glued to such hypersurfaces.
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Title: A Well-Tempered Landscape for Non-convex Robust Subspace Recovery, Abstract: We present a mathematical analysis of a non-convex energy landscape for robust subspace recovery. We prove that an underlying subspace is the only stationary point and local minimizer in a specified neighborhood under deterministic conditions on a dataset. If the deterministic condition is satisfied, we further show that a geodesic gradient descent method over the Grassmannian manifold can exactly recover the underlying subspace when the method is properly initialized. Proper initialization by principal component analysis is guaranteed with a similar deterministic condition. Under slightly stronger assumptions, the gradient descent method with a special shrinking step size scheme achieves linear convergence. The practicality of the deterministic condition is demonstrated on some statistical models of data, and the method achieves almost state-of-the-art recovery guarantees on the Haystack Model for different regimes of sample size and ambient dimension. In particular, when the ambient dimension is fixed and the sample size is large enough, we show that our gradient method can exactly recover the underlying subspace for any fixed fraction of outliers (less than 1).
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Title: Intrinsic entropies of log-concave distributions, Abstract: The entropy of a random variable is well-known to equal the exponential growth rate of the volumes of its typical sets. In this paper, we show that for any log-concave random variable $X$, the sequence of the $\lfloor n\theta \rfloor^{\text{th}}$ intrinsic volumes of the typical sets of $X$ in dimensions $n \geq 1$ grows exponentially with a well-defined rate. We denote this rate by $h_X(\theta)$, and call it the $\theta^{\text{th}}$ intrinsic entropy of $X$. We show that $h_X(\theta)$ is a continuous function of $\theta$ over the range $[0,1]$, thereby providing a smooth interpolation between the values 0 and $h(X)$ at the endpoints 0 and 1, respectively.
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Title: Iteratively Linearized Reweighted Alternating Direction Method of Multipliers for a Class of Nonconvex Problems, Abstract: In this paper, we consider solving a class of nonconvex and nonsmooth problems frequently appearing in signal processing and machine learning research. The traditional alternating direction method of multipliers encounters troubles in both mathematics and computations in solving the nonconvex and nonsmooth subproblem. In view of this, we propose a reweighted alternating direction method of multipliers. In this algorithm, all subproblems are convex and easy to solve. We also provide several guarantees for the convergence and prove that the algorithm globally converges to a critical point of an auxiliary function with the help of the Kurdyka-{\L}ojasiewicz property. Several numerical results are presented to demonstrate the efficiency of the proposed algorithm.
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Title: Understanding Group Event Scheduling via the OutWithFriendz Mobile Application, Abstract: The wide adoption of smartphones and mobile applications has brought significant changes to not only how individuals behave in the real world, but also how groups of users interact with each other when organizing group events. Understanding how users make event decisions as a group and identifying the contributing factors can offer important insights for social group studies and more effective system and application design for group event scheduling. In this work, we have designed a new mobile application called OutWithFriendz, which enables users of our mobile app to organize group events, invite friends, suggest and vote on event time and venue. We have deployed OutWithFriendz at both Apple App Store and Google Play, and conducted a large-scale user study spanning over 500 users and 300 group events. Our analysis has revealed several important observations regarding group event planning process including the importance of user mobility, individual preferences, host preferences, and group voting process.
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Title: Energy Level Alignment at Hybridized Organic-metal Interfaces: the Role of Many-electron Effects, Abstract: Hybridized molecule/metal interfaces are ubiquitous in molecular and organic devices. The energy level alignment (ELA) of frontier molecular levels relative to the metal Fermi level (EF) is critical to the conductance and functionality of these devices. However, a clear understanding of the ELA that includes many-electron self-energy effects is lacking. Here, we investigate the many-electron effects on the ELA using state-of-the-art, benchmark GW calculations on prototypical chemisorbed molecules on Au(111), in eleven different geometries. The GW ELA is in good agreement with photoemission for monolayers of benzene-diamine on Au(111). We find that in addition to static image charge screening, the frontier levels in most of these geometries are renormalized by additional screening from substrate-mediated intermolecular Coulomb interactions. For weakly chemisorbed systems, such as amines and pyridines on Au, this additional level renormalization (~1.5 eV) comes solely from static screened exchange energy, allowing us to suggest computationally more tractable schemes to predict the ELA at such interfaces. However, for more strongly chemisorbed thiolate layers, dynamical effects are present. Our ab initio results constitute an important step towards the understanding and manipulation of functional molecular/organic systems for both fundamental studies and applications.
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Title: Bandit Regret Scaling with the Effective Loss Range, Abstract: We study how the regret guarantees of nonstochastic multi-armed bandits can be improved, if the effective range of the losses in each round is small (e.g. the maximal difference between two losses in a given round). Despite a recent impossibility result, we show how this can be made possible under certain mild additional assumptions, such as availability of rough estimates of the losses, or advance knowledge of the loss of a single, possibly unspecified arm. Along the way, we develop a novel technique which might be of independent interest, to convert any multi-armed bandit algorithm with regret depending on the loss range, to an algorithm with regret depending only on the effective range, while avoiding predictably bad arms altogether.
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Title: Resource Allocation for Containing Epidemics from Temporal Network Data, Abstract: We study the problem of containing epidemic spreading processes in temporal networks. We specifically focus on the problem of finding a resource allocation to suppress epidemic infection, provided that an empirical time-series data of connectivities between nodes is available. Although this problem is of practical relevance, it has not been clear how an empirical time-series data can inform our strategy of resource allocations, due to the computational complexity of the problem. In this direction, we present a computationally efficient framework for finding a resource allocation that satisfies a given budget constraint and achieves a given control performance. The framework is based on convex programming and, moreover, allows the performance measure to be described by a wide class of functionals called posynomials with nonnegative exponents. We illustrate our theoretical results using a data of temporal interaction networks within a primary school.
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Title: Learning for New Visual Environments with Limited Labels, Abstract: In computer vision applications, such as domain adaptation (DA), few shot learning (FSL) and zero-shot learning (ZSL), we encounter new objects and environments, for which insufficient examples exist to allow for training "models from scratch," and methods that adapt existing models, trained on the presented training environment, to the new scenario are required. We propose a novel visual attribute encoding method that encodes each image as a low-dimensional probability vector composed of prototypical part-type probabilities. The prototypes are learnt to be representative of all training data. At test-time we utilize this encoding as an input to a classifier. At test-time we freeze the encoder and only learn/adapt the classifier component to limited annotated labels in FSL; new semantic attributes in ZSL. We conduct extensive experiments on benchmark datasets. Our method outperforms state-of-art methods trained for the specific contexts (ZSL, FSL, DA).
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Title: Modulation of High-Energy Particles and the Heliospheric Current Sheet Tilts throughout 1976-2014, Abstract: Cosmic ray intensities (CRIs) recorded by sixteen neutron monitors have been used to study its dependence on the tilt angles (TA) of the heliospheric current sheet (HCS) during period 1976-2014, which covers three solar activity cycles 21, 22 and 23. The median primary rigidity covers the range 16-33 GV. Our results have indicated that the CRIs are directly sensitive to, and organized by, the interplanetary magnetic field (IMF) and its neutral sheet inclinations. The observed differences in the sensitivity of cosmic ray intensity to changes in the neutral sheet tilt angles before and after the reversal of interplanetary magnetic field polarity have been studied. Much stronger intensity-tilt angle correlation was found when the solar magnetic field in the North Polar Region was directed inward than it was outward. The rigidity dependence of sensitivities of cosmic rays differs according to the IMF polarity, for the periods 1981-1988 and 2001-2008 (qA < 0) it was R-1.00 and R-1.48 respectively, while for the 1991-1998 epoch (qA > 0) it was R-1.35. Hysteresis loops between TA and CRIs have been examined during three solar activity cycles 21, 22 and 23. A consider differences in time lags during qA > 0 and qA < 0 polarity states of the heliosphere have been observed. We also found that the cosmic ray intensity decreases at much faster rate with increase of tilt angle during qA < 0 than qA > 0, indicating stronger response to the tilt angle changes during qA < 0. Our results are discussed in the light of 3D modulation models including the gradient, curvature drifts and the tilt of the heliospheric current sheet.
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Title: Detecting the impact of public transit on the transmission of epidemics, Abstract: In many developing countries, public transit plays an important role in daily life. However, few existing methods have considered the influence of public transit in their models. In this work, we present a dual-perspective view of the epidemic spreading process of the individual that involves both contamination in places (such as work places and homes) and public transit (such as buses and trains). In more detail, we consider a group of individuals who travel to some places using public transit, and introduce public transit into the epidemic spreading process. A novel modeling framework is proposed considering place-based infections and the public-transit-based infections. In the urban scenario, we investigate the public transit trip contribution rate (PTTCR) in the epidemic spreading process of the individual, and assess the impact of the public transit trip contribution rate by evaluating the volume of infectious people. Scenarios for strategies such as public transit and school closure were tested and analyzed. Our simulation results suggest that individuals with a high public transit trip contribution rate will increase the volume of infectious people when an infectious disease outbreak occurs by affecting the social network through the public transit trip contribution rate.
[ 1, 0, 0, 0, 0, 0 ]
Title: The Hamiltonian Dynamics of Magnetic Confinement in Toroidal Domains, Abstract: We consider a class of magnetic fields defined over the interior of a manifold $M$ which go to infinity at its boundary and whose direction near the boundary of $M$ is controlled by a closed 1-form $\sigma_\infty \in \Gamma(T^*\partial M)$. We are able to show that charged particles in the interior of $M$ under the influence of such fields can only escape the manifold through the zero locus of $\sigma_\infty$. In particular in the case where the 1-form is nowhere vanishing we conclude that the particles become confined to its interior for all time.
[ 0, 0, 1, 0, 0, 0 ]
Title: Multi-robot motion-formation distributed control with sensor self-calibration: experimental validation, Abstract: In this paper, we present the design and implementation of a robust motion formation distributed control algorithm for a team of mobile robots. The primary task for the team is to form a geometric shape, which can be freely translated and rotated at the same time. This approach makes the robots to behave as a cohesive whole, which can be useful in tasks such as collaborative transportation. The robustness of the algorithm relies on the fact that each robot employs only local measurements from a laser sensor which does not need to be off-line calibrated. Furthermore, robots do not need to exchange any information with each other. Being free of sensor calibration and not requiring a communication channel helps the scaling of the overall system to a large number of robots. In addition, since the robots do not need any off-board localization system, but require only relative positions with respect to their neighbors, it can be aimed to have a full autonomous team that operates in environments where such localization systems are not available. The computational cost of the algorithm is inexpensive and the resources from a standard microcontroller will suffice. This fact makes the usage of our approach appealing as a support for other more demanding algorithms, e.g., processing images from onboard cameras. We validate the performance of the algorithm with a team of four mobile robots equipped with low-cost commercially available laser scanners.
[ 1, 0, 0, 0, 0, 0 ]
Title: The maximum of the 1-measurement of a metric measure space, Abstract: For a metric measure space, we treat the set of distributions of 1-Lipschitz functions, which is called the 1-measurement. On the 1-measurement, we have a partial order relation by the Lipschitz order introduced by Gromov. The aim of this paper is to study the maximum and maximal elements of the 1-measurement with respect to the Lipschitz order. We present a necessary condition of a metric measure space for the existence of the maximum of the 1-measurement. We also consider a metric measure space that has the maximum of its 1-measurement.
[ 0, 0, 1, 0, 0, 0 ]
Title: Limits to Arbitrage in Markets with Stochastic Settlement Latency, Abstract: Distributed ledger technologies rely on consensus protocols confronting traders with random waiting times until the transfer of ownership is accomplished. This time-consuming settlement process exposes arbitrageurs to price risk and imposes limits to arbitrage. We derive theoretical arbitrage boundaries under general assumptions and show that they increase with expected latency, latency uncertainty, spot volatility, and risk aversion. Using high-frequency data from the Bitcoin network, we estimate arbitrage boundaries due to settlement latency of on average 124 basis points, covering 88 percent of the observed cross-exchange price differences. Settlement through decentralized systems thus induces non-trivial frictions affecting market efficiency and price formation.
[ 0, 0, 0, 0, 0, 1 ]
Title: Is One Hyperparameter Optimizer Enough?, Abstract: Hyperparameter tuning is the black art of automatically finding a good combination of control parameters for a data miner. While widely applied in empirical Software Engineering, there has not been much discussion on which hyperparameter tuner is best for software analytics. To address this gap in the literature, this paper applied a range of hyperparameter optimizers (grid search, random search, differential evolution, and Bayesian optimization) to defect prediction problem. Surprisingly, no hyperparameter optimizer was observed to be `best' and, for one of the two evaluation measures studied here (F-measure), hyperparameter optimization, in 50\% cases, was no better than using default configurations. We conclude that hyperparameter optimization is more nuanced than previously believed. While such optimization can certainly lead to large improvements in the performance of classifiers used in software analytics, it remains to be seen which specific optimizers should be applied to a new dataset.
[ 1, 0, 0, 0, 0, 0 ]
Title: Deep Generalized Canonical Correlation Analysis, Abstract: We present Deep Generalized Canonical Correlation Analysis (DGCCA) -- a method for learning nonlinear transformations of arbitrarily many views of data, such that the resulting transformations are maximally informative of each other. While methods for nonlinear two-view representation learning (Deep CCA, (Andrew et al., 2013)) and linear many-view representation learning (Generalized CCA (Horst, 1961)) exist, DGCCA is the first CCA-style multiview representation learning technique that combines the flexibility of nonlinear (deep) representation learning with the statistical power of incorporating information from many independent sources, or views. We present the DGCCA formulation as well as an efficient stochastic optimization algorithm for solving it. We learn DGCCA representations on two distinct datasets for three downstream tasks: phonetic transcription from acoustic and articulatory measurements, and recommending hashtags and friends on a dataset of Twitter users. We find that DGCCA representations soundly beat existing methods at phonetic transcription and hashtag recommendation, and in general perform no worse than standard linear many-view techniques.
[ 1, 0, 0, 1, 0, 0 ]
Title: Faithfulness of Probability Distributions and Graphs, Abstract: A main question in graphical models and causal inference is whether, given a probability distribution $P$ (which is usually an underlying distribution of data), there is a graph (or graphs) to which $P$ is faithful. The main goal of this paper is to provide a theoretical answer to this problem. We work with general independence models, which contain probabilistic independence models as a special case. We exploit a generalization of ordering, called preordering, of the nodes of (mixed) graphs. This allows us to provide sufficient conditions for a given independence model to be Markov to a graph with the minimum possible number of edges, and more importantly, necessary and sufficient conditions for a given probability distribution to be faithful to a graph. We present our results for the general case of mixed graphs, but specialize the definitions and results to the better-known subclasses of undirected (concentration) and bidirected (covariance) graphs as well as directed acyclic graphs.
[ 0, 0, 1, 1, 0, 0 ]
Title: Low Resolution Face Recognition Using a Two-Branch Deep Convolutional Neural Network Architecture, Abstract: We propose a novel couple mappings method for low resolution face recognition using deep convolutional neural networks (DCNNs). The proposed architecture consists of two branches of DCNNs to map the high and low resolution face images into a common space with nonlinear transformations. The branch corresponding to transformation of high resolution images consists of 14 layers and the other branch which maps the low resolution face images to the common space includes a 5-layer super-resolution network connected to a 14-layer network. The distance between the features of corresponding high and low resolution images are backpropagated to train the networks. Our proposed method is evaluated on FERET data set and compared with state-of-the-art competing methods. Our extensive experimental results show that the proposed method significantly improves the recognition performance especially for very low resolution probe face images (11.4% improvement in recognition accuracy). Furthermore, it can reconstruct a high resolution image from its corresponding low resolution probe image which is comparable with state-of-the-art super-resolution methods in terms of visual quality.
[ 1, 0, 0, 0, 0, 0 ]
Title: Some algebraic invariants of edge ideal of circulant graphs, Abstract: Let $G$ be the circulant graph $C_n(S)$ with $S\subseteq\{ 1,\ldots,\left \lfloor\frac{n}{2}\right \rfloor\}$ and let $I(G)$ be its edge ideal in the ring $K[x_0,\ldots,x_{n-1}]$. Under the hypothesis that $n$ is prime we : 1) compute the regularity index of $R/I(G)$; 2) compute the Castelnuovo-Mumford regularity when $R/I(G)$ is Cohen-Macaulay; 3) prove that the circulant graphs with $S=\{1,\ldots,s\}$ are sequentially $S_2$ . We end characterizing the Cohen-Macaulay circulant graphs of Krull dimension $2$ and computing their Cohen-Macaulay type and Castelnuovo-Mumford regularity.
[ 0, 0, 1, 0, 0, 0 ]
Title: Efficient Pricing of Barrier Options on High Volatility Assets using Subset Simulation, Abstract: Barrier options are one of the most widely traded exotic options on stock exchanges. In this paper, we develop a new stochastic simulation method for pricing barrier options and estimating the corresponding execution probabilities. We show that the proposed method always outperforms the standard Monte Carlo approach and becomes substantially more efficient when the underlying asset has high volatility, while it performs better than multilevel Monte Carlo for special cases of barrier options and underlying assets. These theoretical findings are confirmed by numerous simulation results.
[ 0, 0, 0, 1, 0, 1 ]
Title: Gaia and VLT astrometry of faint stars: Precision of Gaia DR1 positions and updated VLT parallaxes of ultracool dwarfs, Abstract: We compared positions of the Gaia first data release (DR1) secondary data set at its faint limit with CCD positions of stars in 20 fields observed with the VLT/FORS2 camera. The FORS2 position uncertainties are smaller than one milli-arcsecond (mas) and allowed us to perform an independent verification of the DR1 astrometric precision. In the fields that we observed with FORS2, we projected the Gaia DR1 positions into the CCD plane, performed a polynomial fit between the two sets of matching stars, and carried out statistical analyses of the residuals in positions. The residual RMS roughly matches the expectations given by the Gaia DR1 uncertainties, where we identified three regimes in terms of Gaia DR1 precision: for G = 17-20 stars we found that the formal DR1 position uncertainties of stars with DR1 precisions in the range of 0.5-5 mas are underestimated by 63 +/- 5\%, whereas the DR1 uncertainties of stars in the range 7-10 mas are overestimated by a factor of two. For the best-measured and generally brighter G = 16-18 stars with DR1 positional uncertainties of <0.5 mas, we detected 0.44 +/- 0.13 mas excess noise in the residual RMS, whose origin can be in both FORS2 and Gaia DR1. By adopting Gaia DR1 as the absolute reference frame we refined the pixel scale determination of FORS2, leading to minor updates to the parallaxes of 20 ultracool dwarfs that we published previously. We also updated the FORS2 absolute parallax of the Luhman 16 binary brown dwarf system to 501.42 +/- 0.11 mas
[ 0, 1, 0, 0, 0, 0 ]
Title: Spectral Projector-Based Graph Fourier Transforms, Abstract: The paper presents the graph Fourier transform (GFT) of a signal in terms of its spectral decomposition over the Jordan subspaces of the graph adjacency matrix $A$. This representation is unique and coordinate free, and it leads to unambiguous definition of the spectral components ("harmonics") of a graph signal. This is particularly meaningful when $A$ has repeated eigenvalues, and it is very useful when $A$ is defective or not diagonalizable (as it may be the case with directed graphs). Many real world large sparse graphs have defective adjacency matrices. We present properties of the GFT and show it to satisfy a generalized Parseval inequality and to admit a total variation ordering of the spectral components. We express the GFT in terms of spectral projectors and present an illustrative example for a real world large urban traffic dataset.
[ 1, 0, 0, 0, 0, 0 ]
Title: Midgar: Detection of people through computer vision in the Internet of Things scenarios to improve the security in Smart Cities, Smart Towns, and Smart Homes, Abstract: Could we use Computer Vision in the Internet of Things for using pictures as sensors? This is the principal hypothesis that we want to resolve. Currently, in order to create safety areas, cities, or homes, people use IP cameras. Nevertheless, this system needs people who watch the camera images, watch the recording after something occurred, or watch when the camera notifies them of any movement. These are the disadvantages. Furthermore, there are many Smart Cities and Smart Homes around the world. This is why we thought of using the idea of the Internet of Things to add a way of automating the use of IP cameras. In our case, we propose the analysis of pictures through Computer Vision to detect people in the analysed pictures. With this analysis, we are able to obtain if these pictures contain people and handle the pictures as if they were sensors with two possible states. Notwithstanding, Computer Vision is a very complicated field. This is why we needed a second hypothesis: Could we work with Computer Vision in the Internet of Things with a good accuracy to automate or semi-automate this kind of events? The demonstration of these hypotheses required a testing over our Computer Vision module to check the possibilities that we have to use this module in a possible real environment with a good accuracy. Our proposal, as a possible solution, is the analysis of entire sequence instead of isolated pictures for using pictures as sensors in the Internet of Things.
[ 1, 0, 0, 0, 0, 0 ]
Title: On the Performance of a Canonical Labeling for Matching Correlated Erdős-Rényi Graphs, Abstract: Graph matching in two correlated random graphs refers to the task of identifying the correspondence between vertex sets of the graphs. Recent results have characterized the exact information-theoretic threshold for graph matching in correlated Erdős-Rényi graphs. However, very little is known about the existence of efficient algorithms to achieve graph matching without seeds. In this work we identify a region in which a straightforward $O(n^2\log n)$-time canonical labeling algorithm, initially introduced in the context of graph isomorphism, succeeds in matching correlated Erdős-Rényi graphs. The algorithm has two steps. In the first step, all vertices are labeled by their degrees and a trivial minimum distance matching (i.e., simply sorting vertices according to their degrees) matches a fixed number of highest degree vertices in the two graphs. Having identified this subset of vertices, the remaining vertices are matched using a matching algorithm for bipartite graphs.
[ 0, 0, 0, 1, 0, 0 ]
Title: Semantic Evolutionary Concept Distances for Effective Information Retrieval in Query Expansion, Abstract: In this work several semantic approaches to concept-based query expansion and reranking schemes are studied and compared with different ontology-based expansion methods in web document search and retrieval. In particular, we focus on concept-based query expansion schemes, where, in order to effectively increase the precision of web document retrieval and to decrease the users browsing time, the main goal is to quickly provide users with the most suitable query expansion. Two key tasks for query expansion in web document retrieval are to find the expansion candidates, as the closest concepts in web document domain, and to rank the expanded queries properly. The approach we propose aims at improving the expansion phase for better web document retrieval and precision. The basic idea is to measure the distance between candidate concepts using the PMING distance, a collaborative semantic proximity measure, i.e. a measure which can be computed by using statistical results from web search engine. Experiments show that the proposed technique can provide users with more satisfying expansion results and improve the quality of web document retrieval.
[ 1, 0, 1, 0, 0, 0 ]
Title: An example related to the slicing inequality for general measures, Abstract: For $n\in \mathbb{N}$ let $S_n$ be the smallest number $S>0$ satisfying the inequality $$ \int_K f \le S \cdot |K|^{\frac 1n} \cdot \max_{\xi\in S^{n-1}} \int_{K\cap \xi^\bot} f $$ for all centrally-symmetric convex bodies $K$ in $\mathbb{R}^n$ and all even, continuous probability densities $f$ on $K$. Here $|K|$ is the volume of $K$. It was proved by the second-named author that $S_n\le 2\sqrt{n}$, and in analogy with Bourgain's slicing problem, it was asked whether $S_n$ is bounded from above by a universal constant. In this note we construct an example showing that $S_n\ge c\sqrt{n}/\sqrt{\log \log n},$ where $c > 0$ is an absolute constant. Additionally, for any $0 < \alpha < 2$ we describe a related example that satisfies the so-called $\psi_{\alpha}$-condition.
[ 0, 0, 1, 0, 0, 0 ]
Title: Two-level schemes for the advection equation, Abstract: The advection equation is the basis for mathematical models of continuum mechanics. In the approximate solution of nonstationary problems it is necessary to inherit main properties of the conservatism and monotonicity of the solution. In this paper, the advection equation is written in the symmetric form, where the advection operator is the half-sum of advection operators in conservative (divergent) and non-conservative (characteristic) forms. The advection operator is skew-symmetric. Standard finite element approximations in space are used. The standart explicit two-level scheme for the advection equation is absolutly unstable. New conditionally stable regularized schemes are constructed, on the basis of the general theory of stability (well-posedness) of operator-difference schemes, the stability conditions of the explicit Lax-Wendroff scheme are established. Unconditionally stable and conservative schemes are implicit schemes of the second (Crank-Nicolson scheme) and fourth order. The conditionally stable implicit Lax-Wendroff scheme is constructed. The accuracy of the investigated explicit and implicit two-level schemes for an approximate solution of the advection equation is illustrated by the numerical results of a model two-dimensional problem.
[ 1, 0, 0, 0, 0, 0 ]
Title: Estimating functional time series by moving average model fitting, Abstract: Functional time series have become an integral part of both functional data and time series analysis. Important contributions to methodology, theory and application for the prediction of future trajectories and the estimation of functional time series parameters have been made in the recent past. This paper continues this line of research by proposing a first principled approach to estimate invertible functional time series by fitting functional moving average processes. The idea is to estimate the coefficient operators in a functional linear filter. To do this a functional Innovations Algorithm is utilized as a starting point to estimate the corresponding moving average operators via suitable projections into principal directions. In order to establish consistency of the proposed estimators, asymptotic theory is developed for increasing subspaces of these principal directions. For practical purposes, several strategies to select the number of principal directions to include in the estimation procedure as well as the choice of order of the functional moving average process are discussed. Their empirical performance is evaluated through simulations and an application to vehicle traffic data.
[ 0, 0, 0, 1, 0, 0 ]
Title: Characterizing correlations and synchronization in collective dynamics, Abstract: Synchronization, that occurs both for non-chaotic and chaotic systems, is a striking phenomenon with many practical implications in natural phenomena. However, even before synchronization, strong correlations occur in the collective dynamics of complex systems. To characterize their nature is essential for the understanding of phenomena in physical and social sciences. The emergence of strong correlations before synchronization is illustrated in a few piecewise linear models. They are shown to be associated to the behavior of ergodic parameters which may be exactly computed in some models. The models are also used as a testing ground to find general methods to characterize and parametrize the correlated nature of collective dynamics.
[ 0, 1, 0, 0, 0, 0 ]
Title: On the Optimality of Kernel-Embedding Based Goodness-of-Fit Tests, Abstract: The reproducing kernel Hilbert space (RKHS) embedding of distributions offers a general and flexible framework for testing problems in arbitrary domains and has attracted considerable amount of attention in recent years. To gain insights into their operating characteristics, we study here the statistical performance of such approaches within a minimax framework. Focusing on the case of goodness-of-fit tests, our analyses show that a vanilla version of the kernel-embedding based test could be suboptimal, and suggest a simple remedy by moderating the embedding. We prove that the moderated approach provides optimal tests for a wide range of deviations from the null and can also be made adaptive over a large collection of interpolation spaces. Numerical experiments are presented to further demonstrate the merits of our approach.
[ 0, 0, 1, 1, 0, 0 ]
Title: The influence of contrarians in the dynamics of opinion formation, Abstract: In this work we consider the presence of contrarian agents in discrete 3-state kinetic exchange opinion models. The contrarians are individuals that adopt the choice opposite to the prevailing choice of their contacts, whatever this choice is. We consider binary as well as three-agent interactions, with stochastic parameters, in a fully-connected population. Our numerical results suggest that the presence of contrarians destroys the absorbing state of the original model, changing the transition to the para-ferromagnetic type. In this case, the consequence for the society is that the three opinions coexist in the population, in both phases (ordered and disordered). Furthermore, the order-disorder transition is suppressed for a sufficient large fraction of contrarians. In some cases the transition is discontinuous, and it changes to continuous before it is suppressed. Some of our results are complemented by analytical calculations based on the master equation.
[ 0, 1, 0, 0, 0, 0 ]
Title: Singular Spectrum and Recent Results on Hierarchical Operators, Abstract: We use trace class scattering theory to exclude the possibility of absolutely continuous spectrum in a large class of self-adjoint operators with an underlying hierarchical structure and provide applications to certain random hierarchical operators and matrices. We proceed to contrast the localizing effect of the hierarchical structure in the deterministic setting with previous results and conjectures in the random setting. Furthermore, we survey stronger localization statements truly exploiting the disorder for the hierarchical Anderson model and report recent results concerning the spectral statistics of the ultrametric random matrix ensemble.
[ 0, 1, 1, 0, 0, 0 ]
Title: Kinetic approach to relativistic dissipation, Abstract: Despite a long record of intense efforts, the basic mechanisms by which dissipation emerges from the microscopic dynamics of a relativistic fluid still elude a complete understanding. In particular, no unique pathway from kinetic theory to hydrodynamics has been identified as yet, with different approaches leading to different values of the transport coefficients. In this Letter, we approach the problem by matching data from lattice kinetic simulations with analytical predictions. Our numerical results provide neat evidence in favour of the Chapman-Enskog procedure, as suggested by recently theoretical analyses, along with qualitative hints at the basic reasons why the Chapman-Enskog expansion might be better suited than Grad's method to capture the emergence of dissipative effects in relativistic fluids.
[ 0, 1, 0, 0, 0, 0 ]
Title: DiSAN: Directional Self-Attention Network for RNN/CNN-Free Language Understanding, Abstract: Recurrent neural nets (RNN) and convolutional neural nets (CNN) are widely used on NLP tasks to capture the long-term and local dependencies, respectively. Attention mechanisms have recently attracted enormous interest due to their highly parallelizable computation, significantly less training time, and flexibility in modeling dependencies. We propose a novel attention mechanism in which the attention between elements from input sequence(s) is directional and multi-dimensional (i.e., feature-wise). A light-weight neural net, "Directional Self-Attention Network (DiSAN)", is then proposed to learn sentence embedding, based solely on the proposed attention without any RNN/CNN structure. DiSAN is only composed of a directional self-attention with temporal order encoded, followed by a multi-dimensional attention that compresses the sequence into a vector representation. Despite its simple form, DiSAN outperforms complicated RNN models on both prediction quality and time efficiency. It achieves the best test accuracy among all sentence encoding methods and improves the most recent best result by 1.02% on the Stanford Natural Language Inference (SNLI) dataset, and shows state-of-the-art test accuracy on the Stanford Sentiment Treebank (SST), Multi-Genre natural language inference (MultiNLI), Sentences Involving Compositional Knowledge (SICK), Customer Review, MPQA, TREC question-type classification and Subjectivity (SUBJ) datasets.
[ 1, 0, 0, 0, 0, 0 ]
Title: Theoretical Properties for Neural Networks with Weight Matrices of Low Displacement Rank, Abstract: Recently low displacement rank (LDR) matrices, or so-called structured matrices, have been proposed to compress large-scale neural networks. Empirical results have shown that neural networks with weight matrices of LDR matrices, referred as LDR neural networks, can achieve significant reduction in space and computational complexity while retaining high accuracy. We formally study LDR matrices in deep learning. First, we prove the universal approximation property of LDR neural networks with a mild condition on the displacement operators. We then show that the error bounds of LDR neural networks are as efficient as general neural networks with both single-layer and multiple-layer structure. Finally, we propose back-propagation based training algorithm for general LDR neural networks.
[ 1, 0, 0, 1, 0, 0 ]
Title: Maximum Number of Modes of Gaussian Mixtures, Abstract: Gaussian mixture models are widely used in Statistics. A fundamental aspect of these distributions is the study of the local maxima of the density, or modes. In particular, it is not known how many modes a mixture of $k$ Gaussians in $d$ dimensions can have. We give a brief account of this problem's history. Then, we give improved lower bounds and the first upper bound on the maximum number of modes, provided it is finite.
[ 0, 0, 1, 1, 0, 0 ]
Title: Dynamic Clearing and Contagion in Financial Networks, Abstract: In this paper we will consider a generalized extension of the Eisenberg-Noe model of financial contagion to allow for time dynamics in both discrete and continuous time. Derivation and interpretation of the financial implications will be provided. Emphasis will be placed on the continuous-time framework and its formulation as a differential equation driven by the operating cash flows. Mathematical results on existence and uniqueness of firm wealths under the discrete and continuous-time models will be provided. Finally, the financial implications of time dynamics will be considered. The focus will be on how the dynamic clearing solutions differ from those of the static Eisenberg-Noe model.
[ 0, 0, 0, 0, 0, 1 ]
Title: A Theory of Solvability for Lossless Power Flow Equations -- Part I: Fixed-Point Power Flow, Abstract: This two-part paper details a theory of solvability for the power flow equations in lossless power networks. In Part I, we derive a new formulation of the lossless power flow equations, which we term the fixed-point power flow. The model is stated for both meshed and radial networks, and is parameterized by several graph-theoretic matrices -- the power network stiffness matrices -- which quantify the internal coupling strength of the network. The model leads immediately to an explicit approximation of the high-voltage power flow solution. For standard test cases, we find that iterates of the fixed-point power flow converge rapidly to the high-voltage power flow solution, with the approximate solution yielding accurate predictions near base case loading. In Part II, we leverage the fixed-point power flow to study power flow solvability, and for radial networks we derive conditions guaranteeing the existence and uniqueness of a high-voltage power flow solution. These conditions (i) imply exponential convergence of the fixed-point power flow iteration, and (ii) properly generalize the textbook two-bus system results.
[ 0, 0, 1, 0, 0, 0 ]
Title: Narcissus: Deriving Correct-By-Construction Decoders and Encoders from Binary Formats, Abstract: It is a neat result from functional programming that libraries of parser combinators can support rapid construction of decoders for quite a range of formats. With a little more work, the same combinator program can denote both a decoder and an encoder. Unfortunately, the real world is full of gnarly formats, as with the packet formats that make up the standard Internet protocol stack. Most past parser-combinator approaches cannot handle these formats, and the few exceptions require redundancy -- one part of the natural grammar needs to be hand-translated into hints in multiple parts of a parser program. We show how to recover very natural and nonredundant format specifications, covering all popular network packet formats and generating both decoders and encoders automatically. The catch is that we use the Coq proof assistant to derive both kinds of artifacts using tactics, automatically, in a way that guarantees that they form inverses of each other. We used our approach to reimplement packet processing for a full Internet protocol stack, inserting our replacement into the OCaml-based MirageOS unikernel, resulting in minimal performance degradation.
[ 1, 0, 0, 0, 0, 0 ]
Title: MATMPC - A MATLAB Based Toolbox for Real-time Nonlinear Model Predictive Control, Abstract: In this paper we introduce MATMPC, an open source software built in MATLAB for nonlinear model predictive control (NMPC). It is designed to facilitate modelling, controller design and simulation for a wide class of NMPC applications. MATMPC has a number of algorithmic modules, including automatic differentiation, direct multiple shooting, condensing, linear quadratic program (QP) solver and globalization. It also supports a unique Curvature-like Measure of Nonlinearity (CMoN) MPC algorithm. MATMPC has been designed to provide state-of-the-art performance while making the prototyping easy, also with limited programming knowledge. This is achieved by writing each module directly in MATLAB API for C. As a result, MATMPC modules can be compiled into MEX functions with performance comparable to plain C/C++ solvers. MATMPC has been successfully used in operating systems including WINDOWS, LINUX AND OS X. Selected examples are shown to highlight the effectiveness of MATMPC.
[ 1, 0, 0, 0, 0, 0 ]
Title: A Copula-based Imputation Model for Missing Data of Mixed Type in Multilevel Data Sets, Abstract: We propose a copula based method to handle missing values in multivariate data of mixed types in multilevel data sets. Building upon the extended rank likelihood of \cite{hoff2007extending} and the multinomial probit model, our model is a latent variable model which is able to capture the relationship among variables of different types as well as accounting for the clustering structure. We fit the model by approximating the posterior distribution of the parameters and the missing values through a Gibbs sampling scheme. We use the multiple imputation procedure to incorporate the uncertainty due to missing values in the analysis of the data. Our proposed method is evaluated through simulations to compare it with several conventional methods of handling missing data. We also apply our method to a data set from a cluster randomized controlled trial of a multidisciplinary intervention in acute stroke units. We conclude that our proposed copula based imputation model for mixed type variables achieves reasonably good imputation accuracy and recovery of parameters in some models of interest, and that adding random effects enhances performance when the clustering effect is strong.
[ 0, 0, 0, 1, 0, 0 ]
Title: Factoring the Cycle Aging Cost of Batteries Participating in Electricity Markets, Abstract: When participating in electricity markets, owners of battery energy storage systems must bid in such a way that their revenues will at least cover their true cost of operation. Since cycle aging of battery cells represents a substantial part of this operating cost, the cost of battery degradation must be factored in these bids. However, existing models of battery degradation either do not fit market clearing software or do not reflect the actual battery aging mechanism. In this paper we model battery cycle aging using a piecewise linear cost function, an approach that provides a close approximation of the cycle aging mechanism of electrochemical batteries and can be incorporated easily into existing market dispatch programs. By defining the marginal aging cost of each battery cycle, we can assess the actual operating profitability of batteries. A case study demonstrates the effectiveness of the proposed model in maximizing the operating profit of a battery energy storage system taking part in the ISO New England energy and reserve markets.
[ 0, 0, 1, 0, 0, 0 ]
Title: Hydrodynamic signatures of stationary Marangoni-driven surfactant transport, Abstract: We experimentally study steady Marangoni-driven surfactant transport on the interface of a deep water layer. Using hydrodynamic measurements, and without using any knowledge of the surfactant physico-chemical properties, we show that sodium dodecyl sulphate and Tergitol 15-S-9 introduced in low concentrations result in a flow driven by adsorbed surfactant. At higher surfactant concentration, the flow is dominated by the dissolved surfactant. Using Camphoric acid, whose properties are {\it a priori} unknown, we demonstrate this method's efficacy by showing its spreading is adsorption dominated.
[ 0, 1, 0, 0, 0, 0 ]
Title: R-boundedness Approach to linear third differential equations in a UMD Space, Abstract: The aim of this work is to study the existence of a periodic solutions of third order differential equations $z'''(t) = Az(t) + f(t)$ with the periodic condition $x(0) = x(2\pi), x'(0) = x'(2\pi)$ and $x''(0) = x''(2\pi)$. Our approach is based on the R-boundedness and $L^{p}$-multiplier of linear operators.
[ 0, 0, 1, 0, 0, 0 ]
Title: Data-Efficient Multirobot, Multitask Transfer Learning for Trajectory Tracking, Abstract: Transfer learning has the potential to reduce the burden of data collection and to decrease the unavoidable risks of the training phase. In this letter, we introduce a multirobot, multitask transfer learning framework that allows a system to complete a task by learning from a few demonstrations of another task executed on another system. We focus on the trajectory tracking problem where each trajectory represents a different task, since many robotic tasks can be described as a trajectory tracking problem. The proposed multirobot transfer learning framework is based on a combined $\mathcal{L}_1$ adaptive control and an iterative learning control approach. The key idea is that the adaptive controller forces dynamically different systems to behave as a specified reference model. The proposed multitask transfer learning framework uses theoretical control results (e.g., the concept of vector relative degree) to learn a map from desired trajectories to the inputs that make the system track these trajectories with high accuracy. This map is used to calculate the inputs for a new, unseen trajectory. Experimental results using two different quadrotor platforms and six different trajectories show that, on average, the proposed framework reduces the first-iteration tracking error by 74% when information from tracking a different single trajectory on a different quadrotor is utilized.
[ 1, 0, 0, 0, 0, 0 ]
Title: Soft Weight-Sharing for Neural Network Compression, Abstract: The success of deep learning in numerous application domains created the de- sire to run and train them on mobile devices. This however, conflicts with their computationally, memory and energy intense nature, leading to a growing interest in compression. Recent work by Han et al. (2015a) propose a pipeline that involves retraining, pruning and quantization of neural network weights, obtaining state-of-the-art compression rates. In this paper, we show that competitive compression rates can be achieved by using a version of soft weight-sharing (Nowlan & Hinton, 1992). Our method achieves both quantization and pruning in one simple (re-)training procedure. This point of view also exposes the relation between compression and the minimum description length (MDL) principle.
[ 0, 0, 0, 1, 0, 0 ]
Title: On the optimal design of grid-based binary holograms for matter wave lithography, Abstract: Grid based binary holography (GBH) is an attractive method for patterning with light or matter waves. It is an approximate technique in which different holographic masks can be used to produce similar patterns. Here we present an optimal design method for GBH masks that allows for freely selecting the fraction of open holes in the mask from below 10% to above 90%. Open-fraction is an important design parameter when making masks for use in lithography systems. The method also includes a rescaling feature that potentially enables a better contrast of the generated patterns. Through simulations we investigate the contrast and robustness of the patterns formed by masks generated by the proposed optimal design method. It is demonstrated that high contrast patterns are achievable for a wide range of open-fractions. We conclude that reaching a desired open-fraction is a trade-off with the contrast of the pattern generated by the mask.
[ 0, 1, 0, 0, 0, 0 ]
Title: Alternating Iteratively Reweighted Minimization Algorithms for Low-Rank Matrix Factorization, Abstract: Nowadays, the availability of large-scale data in disparate application domains urges the deployment of sophisticated tools for extracting valuable knowledge out of this huge bulk of information. In that vein, low-rank representations (LRRs) which seek low-dimensional embeddings of data have naturally appeared. In an effort to reduce computational complexity and improve estimation performance, LRR has been viewed via a matrix factorization (MF) perspective. Recently, low-rank MF (LRMF) approaches have been proposed for tackling the inherent weakness of MF i.e., the unawareness of the dimension of the low-dimensional space where data reside. Herein, inspired by the merits of iterative reweighted schemes for rank minimization, we come up with a generic low-rank promoting regularization function. Then, focusing on a specific instance of it, we propose a regularizer that imposes column-sparsity jointly on the two matrix factors that result from MF, thus promoting low-rankness on the optimization problem. The problems of denoising, matrix completion and non-negative matrix factorization (NMF) are redefined according to the new LRMF formulation and solved via efficient Newton-type algorithms with proven theoretical guarantees as to their convergence and rates of convergence to stationary points. The effectiveness of the proposed algorithms is verified in diverse simulated and real data experiments.
[ 1, 0, 0, 0, 0, 0 ]
Title: The formation of the Milky Way halo and its dwarf satellites, a NLTE-1D abundance analysis. I. Homogeneous set of atmospheric parameters, Abstract: We present a homogeneous set of accurate atmospheric parameters for a complete sample of very and extremely metal-poor stars in the dwarf spheroidal galaxies (dSphs) Sculptor, Ursa Minor, Sextans, Fornax, Boötes I, Ursa Major II, and Leo IV. We also deliver a Milky Way (MW) comparison sample of giant stars covering the -4 < [Fe/H] < -1.7 metallicity range. We show that, in the [Fe/H] > -3.5 regime, the non-local thermodynamic equilibrium (NLTE) calculations with non-spectroscopic effective temperature (Teff) and surface gravity (log~g) based on the photometric methods and known distance provide consistent abundances of the Fe I and Fe II lines. This justifies the Fe I/Fe II ionisation equilibrium method to determine log g for the MW halo giants with unknown distance. The atmospheric parameters of the dSphs and MW stars were checked with independent methods. In the [Fe/H] > -3.5 regime, the Ti I/Ti II ionisation equilibrium is fulfilled in the NLTE calculations. In the log~g - Teff plane, all the stars sit on the giant branch of the evolutionary tracks corresponding to [Fe/H] = -2 to -4, in line with their metallicities. For some of the most metal-poor stars of our sample, we hardly achieve consistent NLTE abundances from the two ionisation stages for both iron and titanium. We suggest that this is a consequence of the uncertainty in the Teff-colour relation at those metallicities. The results of these work provide the base for a detailed abundance analysis presented in a companion paper.
[ 0, 1, 0, 0, 0, 0 ]
Title: Converting topological insulators into topological metals within the tetradymite family, Abstract: We report the electronic band structures and concomitant Fermi surfaces for a family of exfoliable tetradymite compounds with the formula $T_2$$Ch_2$$Pn$, obtained as a modification to the well-known topological insulator binaries Bi$_2$(Se,Te)$_3$ by replacing one chalcogen ($Ch$) with a pnictogen ($Pn$) and Bi with the tetravalent transition metals $T$ $=$ Ti, Zr, or Hf. This imbalances the electron count and results in layered metals characterized by relatively high carrier mobilities and bulk two-dimensional Fermi surfaces whose topography is well-described by first principles calculations. Intriguingly, slab electronic structure calculations predict Dirac-like surface states. In contrast to Bi$_2$Se$_3$, where the surface Dirac bands are at the $\Gamma-$point, for (Zr,Hf)$_2$Te$_2$(P,As) there are Dirac cones of strong topological character around both the $\bar {\Gamma}$- and $\bar {M}$-points which are above and below the Fermi energy, respectively. For Ti$_2$Te$_2$P the surface state is predicted to exist only around the $\bar {M}$-point. In agreement with these predictions, the surface states that are located below the Fermi energy are observed by angle resolved photoemission spectroscopy measurements, revealing that they coexist with the bulk metallic state. Thus, this family of materials provides a foundation upon which to develop novel phenomena that exploit both the bulk and surface states (e.g., topological superconductivity).
[ 0, 1, 0, 0, 0, 0 ]
Title: When Do Birds of a Feather Flock Together? k-Means, Proximity, and Conic Programming, Abstract: Given a set of data, one central goal is to group them into clusters based on some notion of similarity between the individual objects. One of the most popular and widely-used approaches is k-means despite the computational hardness to find its global minimum. We study and compare the properties of different convex relaxations by relating them to corresponding proximity conditions, an idea originally introduced by Kumar and Kannan. Using conic duality theory, we present an improved proximity condition under which the Peng-Wei relaxation of k-means recovers the underlying clusters exactly. Our proximity condition improves upon Kumar and Kannan, and is comparable to that of Awashti and Sheffet where proximity conditions are established for projective k-means. In addition, we provide a necessary proximity condition for the exactness of the Peng-Wei relaxation. For the special case of equal cluster sizes, we establish a different and completely localized proximity condition under which the Amini-Levina relaxation yields exact clustering, thereby having addressed an open problem by Awasthi and Sheffet in the balanced case. Our framework is not only deterministic and model-free but also comes with a clear geometric meaning which allows for further analysis and generalization. Moreover, it can be conveniently applied to analyzing various data generative models such as the stochastic ball models and Gaussian mixture models. With this method, we improve the current minimum separation bound for the stochastic ball models and achieve the state-of-the-art results of learning Gaussian mixture models.
[ 0, 0, 1, 0, 0, 0 ]
Title: Differentially Private Bayesian Learning on Distributed Data, Abstract: Many applications of machine learning, for example in health care, would benefit from methods that can guarantee privacy of data subjects. Differential privacy (DP) has become established as a standard for protecting learning results. The standard DP algorithms require a single trusted party to have access to the entire data, which is a clear weakness. We consider DP Bayesian learning in a distributed setting, where each party only holds a single sample or a few samples of the data. We propose a learning strategy based on a secure multi-party sum function for aggregating summaries from data holders and the Gaussian mechanism for DP. Our method builds on an asymptotically optimal and practically efficient DP Bayesian inference with rapidly diminishing extra cost.
[ 1, 0, 0, 1, 0, 0 ]
Title: Metastability and avalanche dynamics in strongly-correlated gases with long-range interactions, Abstract: We experimentally study the stability of a bosonic Mott-insulator against the formation of a density wave induced by long-range interactions, and characterize the intrinsic dynamics between these two states. The Mott-insulator is created in a quantum degenerate gas of 87-Rubidium atoms, trapped in a three-dimensional optical lattice. The gas is located inside and globally coupled to an optical cavity. This causes interactions of global range, mediated by photons dispersively scattered between a transverse lattice and the cavity. The scattering comes with an atomic density modulation, which is measured by the photon flux leaking from the cavity. We initialize the system in a Mott-insulating state and then rapidly increase the global coupling strength. We observe that the system falls into either of two distinct final states. One is characterized by a low photon flux, signaling a Mott insulator, and the other is characterized by a high photon flux, which we associate with a density wave. Ramping the global coupling slowly, we observe a hysteresis loop between the two states - a further signature of metastability. A comparison with a theoretical model confirms that the metastability originates in the competition between short- and global-range interactions. From the increasing photon flux monitored during the switching process, we find that several thousand atoms tunnel to a neighboring site on the time scale of the single particle dynamics. We argue that a density modulation, initially forming in the compressible surface of the trapped gas, triggers an avalanche tunneling process in the Mott-insulating region.
[ 0, 1, 0, 0, 0, 0 ]
Title: Skin Lesion Classification Using Deep Multi-scale Convolutional Neural Networks, Abstract: We present a deep learning approach to the ISIC 2017 Skin Lesion Classification Challenge using a multi-scale convolutional neural network. Our approach utilizes an Inception-v3 network pre-trained on the ImageNet dataset, which is fine-tuned for skin lesion classification using two different scales of input images.
[ 1, 0, 0, 0, 0, 0 ]
Title: Photographic dataset: playing cards, Abstract: This is a photographic dataset collected for testing image processing algorithms. The idea is to have images that can exploit the properties of total variation, therefore a set of playing cards was distributed on the scene. The dataset is made available at www.fips.fi/photographic_dataset2.php
[ 1, 1, 0, 0, 0, 0 ]
Title: Dynamic constraints on activity and connectivity during the learning of value, Abstract: Human learning is a complex process in which future behavior is altered via the modulation of neural activity. Yet, the degree to which brain activity and functional connectivity during learning is constrained across subjects, for example by conserved anatomy and physiology or by the nature of the task, remains unknown. Here, we measured brain activity and functional connectivity in a longitudinal experiment in which healthy adult human participants learned the values of novel objects over the course of four days. We assessed the presence of constraints on activity and functional connectivity using an inter-subject correlation approach. Constraints on activity and connectivity were greater in magnitude than expected in a non-parametric permutation-based null model, particularly in primary sensory and motor systems, as well as in regions associated with the learning of value. Notably, inter-subject connectivity in activity and connectivity displayed marked temporal variations, with inter-subject correlations in activity exceeding those in connectivity during early learning and \emph{visa versa} in later learning. Finally, individual differences in performance accuracy tracked the degree to which a subject's connectivity, but not activity, tracked subject-general patterns. Taken together, our results support the notion that brain activity and connectivity are constrained across subjects in early learning, with constraints on activity, but not connectivity, decreasing in later learning.
[ 0, 0, 0, 0, 1, 0 ]
Title: Smoothness-based Edge Detection using Low-SNR Camera for Robot Navigation, Abstract: In the emerging advancement in the branch of autonomous robotics, the ability of a robot to efficiently localize and construct maps of its surrounding is crucial. This paper deals with utilizing thermal-infrared cameras, as opposed to conventional cameras as the primary sensor to capture images of the robot's surroundings. For localization, the images need to be further processed before feeding them to a navigational system. The main motivation of this paper was to develop an edge detection methodology capable of utilizing the low-SNR poor output from such a thermal camera and effectively detect smooth edges of the surrounding environment. The enhanced edge detector proposed in this paper takes the raw image from the thermal sensor, denoises the images, applies Canny edge detection followed by CSS method. The edges are ranked to remove any noise and only edges of the highest rank are kept. Then, the broken edges are linked by computing edge metrics and a smooth edge of the surrounding is displayed in a binary image. Several comparisons are also made in the paper between the proposed technique and the existing techniques.
[ 1, 0, 0, 1, 0, 0 ]
Title: IDK Cascades: Fast Deep Learning by Learning not to Overthink, Abstract: Advances in deep learning have led to substantial increases in prediction accuracy but have been accompanied by increases in the cost of rendering predictions. We conjecture that fora majority of real-world inputs, the recent advances in deep learning have created models that effectively "overthink" on simple inputs. In this paper, we revisit the classic question of building model cascades that primarily leverage class asymmetry to reduce cost. We introduce the "I Don't Know"(IDK) prediction cascades framework, a general framework to systematically compose a set of pre-trained models to accelerate inference without a loss in prediction accuracy. We propose two search based methods for constructing cascades as well as a new cost-aware objective within this framework. The proposed IDK cascade framework can be easily adopted in the existing model serving systems without additional model re-training. We evaluate the proposed techniques on a range of benchmarks to demonstrate the effectiveness of the proposed framework.
[ 1, 0, 0, 0, 0, 0 ]
Title: Long-Range Interactions for Hydrogen: 6P-1S and 6P-2S, Abstract: The collisional shift of a transition constitutes an important systematic effect in high-precision spectroscopy. Accurate values for van der Waalsinteraction coefficients are required in order to evaluate the distance-dependent frequency shift. We here consider the interaction of excited hydrogen 6P atoms with metastable atoms (in the 2S state), in order to explore the influence of quasi-degenerate 2P, and 6S states on the dipole-dipole interaction. The motivation for the calculation is given by planned high-precision measurements of the transition. Due to the presence of quasi-degenerate levels, one can use the non-retarded approximation for the interaction terms over wide distance ranges.
[ 0, 1, 0, 0, 0, 0 ]
Title: Frustrated spin-1/2 molecular magnetism in the mixed-valence antiferromagnets Ba3MRu2O9 (M = In, Y, Lu), Abstract: We have performed magnetic susceptibility, heat capacity, muon spin relaxation, and neutron scattering measurements on three members of the family Ba3MRu2O9, where M = In, Y and Lu. These systems consist of mixed-valence Ru dimers on a triangular lattice with antiferromagnetic interdimer exchange. Although previous work has argued that charge order within the dimers or intradimer double exchange plays an important role in determining the magnetic properties, our results suggest that the dimers are better described as molecular units due to significant orbital hybridization, resulting in one spin-1/2 moment distributed equally over the two Ru sites. These molecular building blocks form a frustrated, quasi-two-dimensional triangular lattice. Our zero and longitudinal field muSR results indicate that the molecular moments develop a collective, static magnetic ground state, with oscillations of the zero field muon spin polarization indicative of long-range magnetic order in the Lu sample. The static magnetism is much more disordered in the Y and In samples, but they do not appear to be conventional spin glasses.
[ 0, 1, 0, 0, 0, 0 ]
Title: Data-Driven Model Predictive Control of Autonomous Mobility-on-Demand Systems, Abstract: The goal of this paper is to present an end-to-end, data-driven framework to control Autonomous Mobility-on-Demand systems (AMoD, i.e. fleets of self-driving vehicles). We first model the AMoD system using a time-expanded network, and present a formulation that computes the optimal rebalancing strategy (i.e., preemptive repositioning) and the minimum feasible fleet size for a given travel demand. Then, we adapt this formulation to devise a Model Predictive Control (MPC) algorithm that leverages short-term demand forecasts based on historical data to compute rebalancing strategies. We test the end-to-end performance of this controller with a state-of-the-art LSTM neural network to predict customer demand and real customer data from DiDi Chuxing: we show that this approach scales very well for large systems (indeed, the computational complexity of the MPC algorithm does not depend on the number of customers and of vehicles in the system) and outperforms state-of-the-art rebalancing strategies by reducing the mean customer wait time by up to to 89.6%.
[ 1, 0, 0, 1, 0, 0 ]
Title: Quantum models with energy-dependent potentials solvable in terms of exceptional orthogonal polynomials, Abstract: We construct energy-dependent potentials for which the Schroedinger equations admit solu- tions in terms of exceptional orthogonal polynomials. Our method of construction is based on certain point transformations, applied to the equations of exceptional Hermite, Jacobi and Laguerre polynomials. We present several examples of boundary-value problems with energy-dependent potentials that admit a discrete spectrum and the corresponding normalizable solutions in closed form.
[ 0, 0, 1, 0, 0, 0 ]
Title: Discovery of the most metal-poor damped Lyman-alpha system, Abstract: We report the discovery and analysis of the most metal-poor damped Lyman-alpha (DLA) system currently known, based on observations made with the Keck HIRES spectrograph. The metal paucity of this system has only permitted the determination of three element abundances: [C/H] = -3.43 +/- 0.06, [O/H] = -3.05 +/- 0.05, and [Si/H] = -3.21 +/- 0.05, as well as an upper limit on the abundance of iron: [Fe/H] < -2.81. This DLA is among the most carbon-poor environment currently known with detectable metals. By comparing the abundance pattern of this DLA to detailed models of metal-free nucleosynthesis, we find that the chemistry of the gas is consistent with the yields of a 20.5 M_sun metal-free star that ended its life as a core-collapse supernova; the abundances we measure are inconsistent with the yields of pair-instability supernovae. Such a tight constraint on the mass of the progenitor Population III star is afforded by the well-determined C/O ratio, which we show depends almost monotonically on the progenitor mass when the kinetic energy of the supernova explosion is E_exp > 1.5x10^51 erg. We find that the DLA presented here has just crossed the critical 'transition discriminant' threshold, rendering the DLA gas now suitable for low mass star formation. We also discuss the chemistry of this system in the context of recent models that suggest some of the most metal-poor DLAs are the precursors of the 'first galaxies', and are the antecedents of the ultra-faint dwarf galaxies.
[ 0, 1, 0, 0, 0, 0 ]
Title: A Concurrent Perspective on Smart Contracts, Abstract: In this paper, we explore remarkable similarities between multi-transactional behaviors of smart contracts in cryptocurrencies such as Ethereum and classical problems of shared-memory concurrency. We examine two real-world examples from the Ethereum blockchain and analyzing how they are vulnerable to bugs that are closely reminiscent to those that often occur in traditional concurrent programs. We then elaborate on the relation between observable contract behaviors and well-studied concurrency topics, such as atomicity, interference, synchronization, and resource ownership. The described contracts-as-concurrent-objects analogy provides deeper understanding of potential threats for smart contracts, indicate better engineering practices, and enable applications of existing state-of-the-art formal verification techniques.
[ 1, 0, 0, 0, 0, 0 ]
Title: Noise Models in the Nonlinear Spectral Domain for Optical Fibre Communications, Abstract: Existing works on building a soliton transmission system only encode information using the imaginary part of the eigenvalue, which fails to make full use of the signal degree-of-freedoms. Motivated by this observation, we make the first step of encoding information using (discrete) spectral amplitudes by proposing analytical noise models for the spectral amplitudes of $N$-solitons ($N\geq 1$). To our best knowledge, this is the first work in building an analytical noise model for spectral amplitudes, which leads to many interesting information theoretic questions, such as channel capacity analysis, and has a potential of increasing the transmission rate. The noise statistics of the spectral amplitude of a soliton are also obtained without the Gaussian approximation.
[ 1, 0, 1, 0, 0, 0 ]
Title: Shape analysis on Lie groups and homogeneous spaces, Abstract: In this paper we are concerned with the approach to shape analysis based on the so called Square Root Velocity Transform (SRVT). We propose a generalisation of the SRVT from Euclidean spaces to shape spaces of curves on Lie groups and on homogeneous manifolds. The main idea behind our approach is to exploit the geometry of the natural Lie group actions on these spaces.
[ 0, 0, 1, 0, 0, 0 ]
Title: Towards the ab initio based theory of the phase transformations in iron and steel, Abstract: Despite of the appearance of numerous new materials, the iron based alloys and steels continue to play an essential role in modern technology. The properties of a steel are determined by its structural state (ferrite, cementite, pearlite, bainite, martensite, and their combination) that is formed under thermal treatment as a result of the shear lattice reconstruction "gamma" (fcc) -> "alpha" (bcc) and carbon diffusion redistribution. We present a review on a recent progress in the development of a quantitative theory of the phase transformations and microstructure formation in steel that is based on an ab initio parameterization of the Ginzburg-Landau free energy functional. The results of computer modeling describe the regular change of transformation scenario under cooling from ferritic (nucleation and diffusion-controlled growth of the "alpha" phase to martensitic (the shear lattice instability "gamma" -> "alpha"). It has been shown that the increase in short-range magnetic order with decreasing the temperature plays a key role in the change of transformation scenarios. Phase-field modeling in the framework of a discussed approach demonstrates the typical transformation patterns.
[ 0, 1, 0, 0, 0, 0 ]
Title: Functional renormalization-group approach to the Pokrovsky-Talapov model via modified massive Thirring fermion model, Abstract: A possibility of the topological Kosterlitz-Thouless~(KT) transition in the Pokrovsky-Talapov~(PT) model is investigated by using the functional renormalization-group (RG) approach by Wetterich. Our main finding is that the nonzero misfit parameter of the model, which can be related with the linear gradient term (Dzyaloshinsky-Moriya interaction), makes such a transition impossible, what contradicts the previous consideration of this problem by non-perturbative RG methods. To support the conclusion the initial PT model is reformulated in terms of the 2D theory of relativistic fermions using an analogy between the 2D sine-Gordon and the massive Thirring models. In the new formalism the misfit parameter corresponds to an effective gauge field that enables to include it in the RG procedure on an equal footing with the other parameters of the theory. The Wetterich equation is applied to obtain flow equations for the parameters of the new fermionic action. We demonstrate that these equations reproduce the KT type of behavior if the misfit parameter is zero. However, any small nonzero value of the quantity rules out a possibility of the KT transition. To confirm the finding we develop a description of the problem in terms of the 2D Coulomb gas model. Within the approach the breakdown of the KT scenario gains a transparent meaning, the misfit gives rise to an effective in-plane electric field that prevents a formation of bound vortex-antivortex pairs.
[ 0, 1, 0, 0, 0, 0 ]
Title: Micromagnetic Simulations for Coercivity Improvement through Nano-Structuring of Rare-Earth Free L1$_0$-FeNi Magnets, Abstract: In this work we investigate the potential of tetragonal L1$_0$ ordered FeNi as candidate phase for rare earth free permanent magnets taking into account anisotropy values from recently synthesized, partially ordered FeNi thin films. In particular, we estimate the maximum energy product ($BH$)$_\mathrm{max}$ of L1$_0$-FeNi nanostructures using micromagnetic simulations. The maximum energy product is limited due to the small coercive field of partially ordered L1$_0$-FeNi. Nano-structured magnets consisting of 128 equi-axed, platelet-like and columnar-shaped grains show a theoretical maximum energy product of 228 kJ/m$^3$, 208 kJ/m$^3$, 252 kJ/m$^3$, respectively.
[ 0, 1, 0, 0, 0, 0 ]
Title: Influence of Resampling on Accuracy of Imbalanced Classification, Abstract: In many real-world binary classification tasks (e.g. detection of certain objects from images), an available dataset is imbalanced, i.e., it has much less representatives of a one class (a minor class), than of another. Generally, accurate prediction of the minor class is crucial but it's hard to achieve since there is not much information about the minor class. One approach to deal with this problem is to preliminarily resample the dataset, i.e., add new elements to the dataset or remove existing ones. Resampling can be done in various ways which raises the problem of choosing the most appropriate one. In this paper we experimentally investigate impact of resampling on classification accuracy, compare resampling methods and highlight key points and difficulties of resampling.
[ 1, 0, 0, 1, 0, 0 ]
Title: On smile properties of volatility derivatives and exotic products: understanding the VIX skew, Abstract: We develop a method to study the implied volatility for exotic options and volatility derivatives with European payoffs such as VIX options. Our approach, based on Malliavin calculus techniques, allows us to describe the properties of the at-the-money implied volatility (ATMI) in terms of the Malliavin derivatives of the underlying process. More precisely, we study the short-time behaviour of the ATMI level and skew. As an application, we describe the short-term behavior of the ATMI of VIX and realized variance options in terms of the Hurst parameter of the model, and most importantly we describe the class of volatility processes that generate a positive skew for the VIX implied volatility. In addition, we find that our ATMI asymptotic formulae perform very well even for large maturities. Several numerical examples are provided to support our theoretical results.
[ 0, 0, 0, 0, 0, 1 ]
Title: Risk-Sensitive Optimal Control of Queues, Abstract: We consider the problem of designing risk-sensitive optimal control policies for scheduling packet transmissions in a stochastic wireless network. A single client is connected to an access point (AP) through a wireless channel. Packet transmission incurs a cost $C$, while packet delivery yields a reward of $R$ units. The client maintains a finite buffer of size $B$, and a penalty of $L$ units is imposed upon packet loss which occurs due to finite queueing buffer. We show that the risk-sensitive optimal control policy for such a simple set-up is of threshold type, i.e., it is optimal to carry out packet transmissions only when $Q(t)$, i.e., the queue length at time $t$ exceeds a certain threshold $\tau$. It is also shown that the value of threshold $\tau$ increases upon increasing the cost per unit packet transmission $C$. Furthermore, it is also shown that a threshold policy with threshold equal to $\tau$ is optimal for a set of problems in which cost $C$ lies within an interval $[C_l,C_u]$. Equations that need to be solved in order to obtain $C_l,C_u$ are also provided.
[ 1, 0, 0, 0, 0, 0 ]
Title: SPECULOOS exoplanet search and its prototype on TRAPPIST, Abstract: One of the most significant goals of modern science is establishing whether life exists around other suns. The most direct path towards its achievement is the detection and atmospheric characterization of terrestrial exoplanets with potentially habitable surface conditions. The nearest ultracool dwarfs (UCDs), i.e. very-low-mass stars and brown dwarfs with effective temperatures lower than 2700 K, represent a unique opportunity to reach this goal within the next decade. The potential of the transit method for detecting potentially habitable Earth-sized planets around these objects is drastically increased compared to Earth-Sun analogs. Furthermore, only a terrestrial planet transiting a nearby UCD would be amenable for a thorough atmospheric characterization, including the search for possible biosignatures, with near-future facilities such as the James Webb Space Telescope. In this chapter, we first describe the physical properties of UCDs as well as the unique potential they offer for the detection of potentially habitable Earth-sized planets suitable for atmospheric characterization. Then, we present the SPECULOOS ground-based transit survey, that will search for Earth-sized planets transiting the nearest UCDs, as well as its prototype survey on the TRAPPIST telescopes. We conclude by discussing the prospects offered by the recent detection by this prototype survey of a system of seven temperate Earth-sized planets transiting a nearby UCD, TRAPPIST-1.
[ 0, 1, 0, 0, 0, 0 ]
Title: Small-dimensional representations of algebraic groups of type $A_l$, Abstract: For $G$ an algebraic group of type $A_l$ over an algebraically closed field of characteristic $p$, we determine all irreducible rational representations of $G$ in defining characteristic with dimensions $\le (l+1)^s$ for $s = 3, 4$, provided that $l > 18$, $l > 35$ respectively. We also give explicit descriptions of the corresponding modules for $s = 3$.
[ 0, 0, 1, 0, 0, 0 ]
Title: Generalized Biplots for Multidimensional Scaled Projections, Abstract: Dimension reduction and visualization is a staple of data analytics. Methods such as Principal Component Analysis (PCA) and Multidimensional Scaling (MDS) provide low dimensional (LD) projections of high dimensional (HD) data while preserving an HD relationship between observations. Traditional biplots assign meaning to the LD space of a PCA projection by displaying LD axes for the attributes. These axes, however, are specific to the linear projection used in PCA. MDS projections, which allow for arbitrary stress and dissimilarity functions, require special care when labeling the LD space. We propose an iterative scheme to plot an LD axis for each attribute based on the user-specified stress and dissimilarity metrics. We discuss the details of our general biplot methodology, its relationship with PCA-derived biplots, and provide examples using real data.
[ 0, 0, 0, 1, 0, 0 ]