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The World Is Not Enough (song)
| 1,170,600,701 |
Theme of the James Bond film The World Is Not Enough
|
[
"1990s ballads",
"1999 singles",
"1999 songs",
"Electronic rock songs",
"Garbage (band) songs",
"Music videos featuring gynoids",
"Number-one singles in Iceland",
"Radioactive Records singles",
"Rock ballads",
"Song recordings produced by Butch Vig",
"Song recordings produced by David Arnold",
"Songs from James Bond films",
"Songs involved in plagiarism controversies",
"Songs with lyrics by Don Black (lyricist)",
"Songs written by David Arnold",
"The World Is Not Enough"
] |
"The World Is Not Enough" is the theme song for the 1999 James Bond film The World Is Not Enough, performed by American rock band Garbage. The song was written by composer David Arnold (who also scored the film) and lyricist Don Black, previously responsible for four other Bond songs, and was produced by Garbage and Arnold. "The World Is Not Enough" was composed in the style of the series' title songs, in contrast with the post-modern production and genre-hopping of Garbage's first two albums. The group recorded most of "The World Is Not Enough" while touring Europe in support of their album Version 2.0, telephoning Arnold as he recorded the orchestral backing in London before travelling to England. Garbage later finished recording and mixing the song at Armoury Studios in Canada. The lyrics reflect the film's plot (told from the viewpoint of antagonist Elektra King), with themes of world domination and seduction.
The song and its accompanying soundtrack were released internationally by Radioactive Records when the film premiered worldwide at the end of November 1999. "The World Is Not Enough" was praised by reviewers; it reached the top 40 of ten singles charts and the top 10 of four. It was included on the James Bond compilation The Best of Bond... James Bond and Garbage's greatest hits album, Absolute Garbage.
## Development
### Background
In September 1998 Michael G. Wilson and Barbara Broccoli, owners of Eon Productions and long-time producers of James Bond films, chose David Arnold to compose the score for the nineteenth Bond movie (scheduled for release in November of the following year). Arnold composed the score for Tomorrow Never Dies, the previous film, and oversaw the recording of Shaken and Stirred: The David Arnold James Bond Project (an album of cover versions recorded by contemporary artists including Pulp, Aimee Mann and David McAlmont). Arnold and the film's production team wanted an early rough draft of the song so elements of its melody could be incorporated into the main score. Director Michael Apted thought the use of "Nobody Does It Better" as a love theme throughout The Spy Who Loved Me very effective, and he wanted Arnold to use that as a reference point.
### Composition
Arnold wanted a theme song marrying the "classic Bond sound" with the electronica that would influence most of his score. An orchestra would be required as audiences expect traditional elements in a Bond film, and without them The World Is Not Enough would be seen as a generic action movie. Getting the balance right might be a "poisoned chalice", since the results could sound too much or too little like a Bond theme. Arnold collaborated with lyricist Don Black on the song. Black, with 30 years of experience writing Bond themes, wrote the lyrics to Tom Jones's "Thunderball", Shirley Bassey's "Diamonds Are Forever", Lulu's "The Man with the Golden Gun" and k.d. lang's closing credits theme, "Surrender", from Tomorrow Never Dies. Arnold and Black met several times to discuss lyrics for "The World Is Not Enough", also collaborating by phone, fax and email. According to Arnold, he "strung some la-las together, and all of a sudden the [song] came to life". By the end of 1998 he and Black finished the music and lyrics, except for the bridge (a contrasting section of about eight bars).
The lyrics are from the viewpoint of Elektra King, the Bond girl revealed as the mastermind of the villainous scheme. Its underlying themes are seduction and domination, described by Arnold as "a steel fist in a velvet glove. It beckons you in with its crooked finger." Black added that although the lyrics reflected the film's plot, they were "of course all about world domination" and "a lot more personal and intense", evoking a "ballady and dramatic" mood. A line of dialogue from the film, "There's no point in living if you can't feel alive," was included in the lyrics.
`By the first week of January 1999, Arnold completed the song's outline and made a synthesizer-arranged demo recording in his recording studio. He played the demo for Wilson, Broccoli and Apted, who were "extremely pleased" with the results. Arnold's agent then presented the demo to MGM executives in Los Angeles, who initially disliked it because it was a ballad and they expected a more uptempo song. MGM asked Arnold to rewrite a three-note sequence considered too similar to a motif in earlier Bond themes.`
That month Arnold offered the theme to Garbage lead singer Shirley Manson, who was very enthusiastic; Arnold said he "never heard someone screaming down the phone". A week later he sent the band the rough demo, which they approved. Manson requested a small change in the lyrics, disliking the line "I know when to kiss and I know when to kill", so Arnold and Black changed "I" to "we" for the final version.
Garbage drummer and co-producer Butch Vig said that when the group contributed to film soundtracks, "one of our fantasies would be to do the Bond theme or do the new Bond song." Manson called herself a fan of the series, "an institution I admire and has always captured my imagination since I was a child", and the films had a "sensibility quite similar to how we approach making music". The chance to record a Bond theme appealed to her because "you know it's going down in movie history", and coming from Scotland, like original Bond Sean Connery, "that's very close and inherent in our culture. It's not Bond if it's not Scottish!" The singer considered Garbage's music and the series' concepts "something that you can enjoy on the surface, but underneath there are lots of conflicting themes you can get into."
At the beginning of August Garbage's involvement was confirmed in a press release from MGM and Radioactive Records, Shirley Manson's record label, which would release the soundtrack and the single. Although Music Week reported that Jamiroquai, Robbie Williams, Sharleen Spiteri, Björk and Melanie C were rejected by the producers before Garbage was chosen, Arnold denied that the other artists had auditioned; the single was suitable only for a film, and was not created with a particular artist in mind.
### Recording
The first recordings were made during the European leg of Garbage's Version 2.0 world tour. After listening to the orchestral demo, the band worked on the key and tempo. Garbage used a portable studio from a number of European cities to record material for Arnold, keeping in touch by phone as he produced the song's string arrangement in London. Since the strings carried the structure of the song, they had to be finalised and recorded before Manson could sing her parts. Arnold recorded the strings with a 60-piece orchestra in one day at London's Metropolis Studios.
Garbage flew to London for a day to record the basic tracks, laying down electric guitar, bass guitar and Manson's vocals with the orchestra. Manson called working with the orchestra "exhilarating". That night, the band flew to Switzerland to resume their tour for three weeks.
The final recording was made in August at Armoury Studios in Vancouver, Canada, where Garbage built upon their first mix of the song, adding and subtracting parts, and completed final recording and mixing. The band kept the arrangement tight to preserve the song's dynamic, sweeping melody. "The orchestra took up so much space and really dictated where the song was going dynamically," keeping the recording simple, Vig recalled. "Besides the drums and bass and some percussive loops, there's a little bit of guitar that Duke and Steve did. There's not a lot of miscellaneous tracks on there. There's a few little ear-candy things that we did, but it's all meant to work around Shirley's singing." Although Garbage owned its own recording studio in Madison, Wisconsin, for legal reasons the song could not be recorded in a U.S. studio. "The World Is Not Enough" was completed, mixed and mastered at the end of the month, and the group returned to their recording studio in Madison to record their mix of the song. Garbage's version (the "chilled-out remix") downplayed the classic Bond sound in favor of the band's style. Vig later said about the original recording, "We're pretty pleased with how it turned out. To Garbage fans, it sounds like a Garbage song. And to Bond fans, it's a Bond song." However, Manson noted that the version featured in the film "got our hopes and joys squashed," as "they had completely screwed with all the stems of mix and it sounded completely different."
### Copyright infringement case
Two songwriters, Frank P. Fogerty and Nathan Crow, sued Eon, MGM, Universal Music and Universal Studios for copyright infringement over "The World Is Not Enough", alleging that it derived from their song "This Game We Play", which was submitted to MGM executives in February 1999 for consideration for the soundtrack of The Thomas Crown Affair. Their claim centered on a four-note sequence in "The World Is Not Enough" which they alleged was identical to part of "This Game We Play". When the songwriters were gathering evidence, one posed as an employee of composer James Horner to contact Don Black and solicit his services for Ocean's Eleven. They recorded their conversation with Black, trying to get him to disclose when he and Arnold composed "The World Is Not Enough", and contacted Shirley Manson in a similar manner.
The case was argued in the United States District Court for the Middle District of Tennessee in June 2004. The court rejected the plaintiffs' claim, concluding that Arnold independently composed "The World Is Not Enough" and it did not share a passage with "This Game We Play". The plaintiffs conceded that Arnold did not have access to "This Game We Play" after journal entries, delivery invoices, telephone and computer records, written declarations from Michael G. Wilson and Barbara Broccoli and testimony from David Arnold, Don Black, Shirley Manson and Arnold's personal assistant provided "irrefutable evidence" that "The World Is Not Enough" had already been written and was not changed significantly—other than a lyrical alteration (the removal of one line to accommodate Shirley Manson) and an amendment to the score (the removal of the "three-note motif" to accommodate the MGM executives)—from the date that "This Game We Play" was submitted to MGM.
## Music video
`The music video for "The World Is Not Enough" was directed by Philipp Stölzl for Oil Factory Films and filmed at Black Island Studios in London from September 23–24, 1999. Manson's android shots (the laboratory, kissing and driving scenes) were filmed on the first day, with the pyrotechnic scenes shot on the second. For her "death", Manson kissed a lookalike model. The University of London's Senate House was the exterior for the fictional New Globe Theatre. Post-production and editing were completed two weeks later.`
In the video (set in 1964) terrorists build an android replica of Shirley Manson, who can kill her targets with a kiss, on an unnamed Pacific island. The android is fitted with a bomb, primed before it leaves on its mission. The android makes its way to Chicago's New Globe Theater and lets itself into Shirley Manson's dressing room, killing Manson and assuming her identity to perform the coda of a song on a large steel globe. As the android and the band receive a standing ovation from the audience, the bomb counts down. Smiling, the android Manson thrusts its arms in the air; the screen blacks out as the timer reaches zero, and an explosion is heard.
`Stölzl (chosen by Garbage) drew up a treatment liked by the band, but MGM and Eon (who commissioned the video) did not consider it "Bond enough". Stölzl's reworked storyboard featured Manson as an android clone who kills her human counterpart, a concept the band also liked. He provided a special-effects company with sketches of the android, and a replica was constructed with aircraft and missile parts, tubing, metal and plastic. The android was combined with Manson in post-production to show its mechanical interior. "It reminds me of The Man Who Knew Too Much. Some of the shots look like Stanley Kubrick", recalled Vig. "For us it was just important that the music video was also a Garbage video." "[It's] like a mini-Bond action-packed film, where an android removes evil from the world and sacrifices herself in the process like a kamikaze warrior. That's as close as we'll ever get [to being in a Bond movie]," Manson later said.`
The video's filming was documented by a Making the Video camera crew, and premiered on MTV after the program on October 20, 1999; it debuted in the United Kingdom and on Total Request Live the following day. A version of the video featuring footage from the film was shown in some countries; to preserve the video's narrative, the film footage appeared on a split screen. "The World Is Not Enough" video was included on the film's 2000 DVD release and Garbage's 2007 greatest-hits DVD compilation, Absolute Garbage.
## Release and reception
### Single release
In North America, Radioactive distributed both versions of "The World Is Not Enough" to AAA, alternative, modern adult and modern rock radio stations on October 4, 1999. Originally planned for introduction a week later, the radio date was moved up when a Los Angeles station broadcast a ripped, low-quality MP3 of the Chilled Out remix circulated on file-sharing networks early. The single's release coincided with Garbage's return to North America to headline an MTV-sponsored Campus Invasion Tour. The band introduced "The World Is Not Enough" on October 20 during a concert at the University of Denver. On November 1, Garbage performed the song live on the Late Show with David Letterman.
Radioactive released "The World Is Not Enough" in the United Kingdom on November 15, 1999, as a limited-edition digipak CD single and a cassette single. Both formats were backed with "Ice Bandits", an orchestral track from the David Arnold film score. The CD also included a remix produced by trip hop act Unkle. After one week, "The World Is Not Enough" debuted at number 11 on the UK Singles Chart, Garbage's 10th top-40 single. It remained on the UK chart for nine weeks. In Ireland, "The World Is Not Enough" peaked at number 30.
The song's music video was aired before the November 11 worldwide live broadcast of the MTV Europe Music Awards. MTV heavily promoted the film during the awards, giving away a BMW Z8 (Bond's car in the film and Shirley Manson's in the video). Radioactive released the single in Europe from November 15 as a three-track CD digipak and a two-track card-sleeve single, backed with "Ice Bandits".
In late November 1999, "The World Is Not Enough" debuted at number three in Iceland, reaching number one the following week. It debuted at number 54 in Sweden at number seven in Norway, and number 10 in Finland, where it peaked at number seven in its second week. In the Netherlands the single debuted at number 74, rising to number 48 two weeks later. It debuted at number 55 in France and number 12 in Belgium's Wallonia. In December the song debuted at number 40 in Austria, remaining there for four weeks. It debuted at number 22 in Switzerland, rising to number 16 four weeks later at the beginning of January 2000. At the end of December, the song debuted at number 18 in Italy before peaking at number six in February 2000. Also in December, "The World Is Not Enough" peaked at number 38 in Germany and number 12 in Spain.
Radioactive followed the single with The World Is Not Enough's soundtrack album, featuring "Ice Bandits" and "Only Myself to Blame" (a second David Arnold-Don Black composition, sung by Scott Walker during the end credits). The album was released in North America on November 9, and then internationally. "The World Is Not Enough" was included as a bonus track on the Japanese version of Garbage's third album, Beautiful Garbage, and was remastered for Absolute Garbage. It was also included in three editions of the James Bond music compilation The Best of Bond... James Bond: in 2002, 2008, 2012 and 2018.
In 2022, "The World Is Not Enough" was remastered by Heba Kadry for inclusion in Garbage's third best of compilation Anthology, out on October 28. The 2022 remaster was released as digital single with new artwork on YouTube Music on September 13, on Amazon Music and Apple Music on September 22, and on Spotify the following day. On October 4, Garbage performed "The World Is Not Enough" at the Royal Albert Hall in London with the Royal Philharmonic Orchestra as part of The Sound of 007: Live at the Royal Albert Hall curated by David Arnold, marking the 60th anniversary of the Bond franchise. The event was made available for streaming on Prime Video on October 5. A documentary by Matt Whitecross titled The Sound of 007 featuring an interview with Garbage premiered on Prime Video the same day.
### Critical reception
"The World Is Not Enough" received mainly positive reviews from music critics. Kerrang! magazine noted that "Nothing takes a band into the truly immortal like a Bond theme, and Garbage's ever-burgeoning celebrity will be done no harm whatsoever by this appropriately lush and orchestral anthem." A Radio Times reviewer wrote that the song "sounds like Shirley Bassey revisited", while AllMusic's Steve Thomas Erlewine wrote that Garbage "expertly modernized the classic Bond sound, while turning in a strong melodic tune. A first class theme song". PopMatters called the song a "top-notch Bond theme", following the Shirley Bassey template. In a Billboard review, Chuck Taylor wrote that Garbage was an inspired choice and the song "rings of international intrigue, with the slinky gait, noir-ish guitar line and grand chorus we have come to expect ... the song's darkly sexy, electronic ambience is wholly in keeping with Garbage's distinctive soundprint. [It is] not only the best 007 theme in eons, it is a great Garbage track that should thrill fans of band and Bond alike". IGN ranked "The World Is Not Enough" ninth on its list of top 10 James Bond songs, stating, "Shirley Manson's warbling croon is a perfect fit for an opening sequence and her bandmates gel well with Arnold's sweeping symphonics."
Negative reviews revolved around the theme's classic Bond sound. LAUNCHcast's James Poletti called the song a "perfectly competent Bond theme", but "the formula seems a little too easy. Perhaps they would have done better to rise to the challenge of doing something a little different, something a little more knowingly tongue-in-cheek." Melody Maker stated, "You know what this sounds like before you hear it. If the people in charge want Garbage, then why not let them do what Garbage do?" In its review of Absolute Garbage, Pitchfork called the song a "predictable 'Goldfinger' permutation signaling the band's limitless affinity for big-budget theatrics."
The song appeared in two "best of 1999" radio-station polls: number 87 in 89X's Top 89 Songs of 1999 and number 100 in Q101's Top 101 of 1999. In 2012 Grantland ranked "The World Is Not Enough" the second-best Bond song of all time, behind "Goldfinger".
### Cover versions
In 2002, "The World Is Not Enough" was covered by Canadian singer Diana Krall for The Songs of Bond, a UK television special. Four years later Turkish folk musician Müslüm Gürses covered the song on his album Aşk Tesadüfleri Sever (Love Loves Coincidences). The song was re-arranged with Turkish lyrics and re-titled "Bir Ömür Yetmez (A Life Is Not Enough)".
In 2017, Chris Collingwood, lead singer of Fountains of Wayne, recorded the song with his new band, Look Park, for the multi-artist compilation album Songs, Bond Songs: The Music of 007.
In 2022, the song was covered by Belgian-Egyptian artist Tamino for the French TV show Reprise.
## Track listings
- UK CD single Radioactive RAXTD-40
- European CD maxi Radioactive 155 672-2
1. "The World Is Not Enough" – 3:57
2. "The World Is Not Enough – U.N.K.L.E. Remix" – 5:13
3. "Ice Bandits" – 3:42
- UK cassette single Radioactive RAXC-40
- European CD single Radioactive 155 675-2
1. "The World Is Not Enough" – 3:57
2. "Ice Bandits" – 3:42
## Credits and personnel
- Music: David Arnold
- Lyrics: Don Black
- Produced: Garbage & David Arnold
- Performed & mixed: Garbage
- Vocals: Shirley Manson
- Guitar: Steve Marker, Duke Erikson
- Bass: Duke Erikson
- Drums: Butch Vig
- Audio engineering: Billy Bush
- Assistant Engineer (UK): Matt Lawrence
- Assistant Engineer (Canada): Paul Forgues
- Additional Bass: Daniel Shulman
- Recorded at Metropolis Studios in London, UK and Armoury Studios, Vancouver, Canada.
- Mastering : Scott Hull (Classic Sound, New York)
## Charts
### Weekly charts
### Year-end charts
## Release history
## See also
- Outline of James Bond
|
1,698,040 |
Lisa del Giocondo
| 1,172,850,489 |
Italian noblewoman and subject of the Mona Lisa (1479–1542)
|
[
"1479 births",
"1542 deaths",
"15th-century Italian women",
"16th-century Italian women",
"Italian artists' models",
"Models from Florence",
"Mona Lisa",
"Nobility from Florence"
] |
Lisa del Giocondo (; ; June 15, 1479 – July 15, 1542) was an Italian noblewoman and member of the Gherardini family of Florence and Tuscany. Her name was given to the Mona Lisa, her portrait commissioned by her husband and painted by Leonardo da Vinci during the Italian Renaissance.
Giocondo was born in Florence. She married in her teens to a cloth and silk merchant who later became a local official, she was a mother to five children and led what is thought to have been a comfortable and ordinary life. Lisa outlived her husband, who was considerably her senior.
In the centuries after Lisa's death, the Mona Lisa became the world's most famous painting. In 2005, Lisa was definitively identified as the model for the Mona Lisa.
## Early life
Giocondo's Florentine family was old and aristocratic but over time had lost their influence. They were well off but not wealthy, and lived on farm income in a city where there were great disparities in wealth among its inhabitants.
Antonmaria di Noldo Gherardini, Lisa's father, came from a family who had lived on properties near San Donato in Poggio and only recently moved to the city. Gherardini at one time owned or rented six farms in Chianti that produced wheat, wine and olive oil and where livestock was raised.
Gherardini lost two wives, Lisa di Giovanni Filippo de' Carducci, who he married in 1465, and Caterina di Mariotto Rucellai, who he married in 1473, both of whom died at birth. Lisa's mother was Lucrezia del Caccia, daughter of Piera Spinelli, and Gherardini's wife by his third marriage in 1476.
Lisa was born in Florence on June 15, 1479, on Via Maggio, although for many years it was thought she was born on Villa Vignamaggio just outside Greve, one of the family's rural properties. She was named for Lisa, a wife of her paternal grandfather. The eldest of seven children, Lisa had three sisters, one of whom was named Ginevra, and three brothers, Giovangualberto, Francesco, and Noldo.
The family lived in Florence, originally near Santa Trinita and later in rented space near Santo Spirito, likely because they were unable to afford repairs when their first house was damaged. Lisa's family moved to what today is called Via dei Pepi, and then near Santa Croce, where they lived near Ser Piero da Vinci, Leonardo's father.
They also owned a small country home in St. Donato in the village of Poggio about 32 kilometres (20 mi) south of the city. Noldo, Gherardini's father and Lisa's grandfather, had bequeathed a farm in Chianti to the Santa Maria Nuova hospital. Gherardini secured a lease for another of the hospital's farms; the family spent summers there at the house named Ca' di Pesa, so that Gherardini could oversee the wheat harvest.
## Marriage and later life
On March 5, 1495, 15-year-old Lisa married Francesco di Bartolomeo del Giocondo, a modestly successful cloth and silk merchant, becoming his third wife. Lisa's dowry was 170 florins and the San Silvestro farm near her family's country home, which lies between Castellina and San Donato in Poggio, near two farms later owned by Michelangelo. The modest dowry may be a sign that the Gherardini family was not wealthy at the time and lends reason to think she and her husband loved each other.
Neither poor nor among the most well-to-do in Florence, the couple lived a middle-class life. Lisa's marriage may have increased her social status because her husband's family may have been richer than her own. Francesco is thought to have benefited because Gherardini is an "old name".
They lived in shared accommodation until 5 March 1503, when Francesco was able to buy a house next door to his family's old home in the Via della Stufa. Leonardo is thought to have begun painting Lisa's portrait the same year.
Lisa and Francesco had five children: Piero, Piera, Camilla, Marietta, and Andrea between 1496 and 1502. Lisa lost a baby daughter in 1499. Lisa also raised Bartolomeo, the son of Francesco and his first wife Camilla di Mariotto Rucellai, who died shortly after the birth. The second wife of Lisa's father, Caterina di Mariotto Rucellai, and Francesco's first wife were sisters, members of the Rucellai family.
Camilla and Marietta became nuns. Camilla took the name Suor Beatrice and entered the convent of San Domenico di Cafaggio, where she was entrusted to the care of Antonmaria's sister Suor Albiera and Lisa's sister Suor Camilla (who was acquitted in a scandalous visitation by four men at the convent) and Suor Alessandra. Beatrice died at age 18 and was buried in the Basilica di Santa Maria Novella. Lisa developed a relationship with Sant'Orsola, a convent held in high regard in Florence, where she was able to place Marietta in 1521. Marietta took the name Suor Ludovica and became a respected member of the convent in a position of some responsibility.
Francesco became an official in Florence. He was elected to the Dodici Buonomini in 1499 and to the Signoria in 1512, where he was confirmed as a Priore in 1524. He may have had ties to Medici family political or business interests. In 1512, when the government of Florence feared the return of the Medici from exile, Francesco was imprisoned and fined 1,000 florins. He was released in September when the Medici returned.
In June 1537, by his last will and testament, Francesco returned Lisa's dowry to her, gave her personal clothing and jewelry and provided for her future. Upon entrusting her care to their daughter Ludovica and, should she be incapable, his son Bartolomeo, Francesco wrote, "Given the affection and love of the testator towards Mona Lisa, his beloved wife; in consideration of the fact that Lisa has always acted with a noble spirit and as a faithful wife; wishing that she shall have all she needs..."
## Death
In one account, Francesco died in the plague of 1538. Lisa fell ill and was taken by her daughter Ludovica to the convent of Sant'Orsola, where she died on July 15, 1542, at the age of 63. In a scholarly account of their lives, Francesco was nearly 80 years old when he died, and Lisa may have lived until at least 1551, when she would have been 71 or 72.
## Mona Lisa
Like other Florentines of their financial means, Francesco's family members were art lovers and patrons. His son Bartolomeo asked Antonio di Donnino Mazzieri to paint a fresco at the family's burial site in the Basilica della Santissima Annunziata di Firenze. Andrea del Sarto painted a Madonna for another member of his family. Francesco gave commissions to Leonardo for a portrait of his wife and to Domenico Puligo for a painting of Saint Francis of Assisi. He is thought to have commissioned Lisa's portrait to celebrate both Andrea's birth and the purchase of the family's home.
The Mona Lisa fulfilled 15th- and early 16th century requirements for portraying a woman of virtue. Lisa is portrayed as a faithful wife through gesture—her right hand rests over her left. Leonardo also presented Lisa as fashionable and successful, perhaps more well-off than she was. Her dark garments and black veil were Spanish-influenced high fashion; they are not a depiction of mourning for her first daughter, as some scholars have proposed. The portrait is strikingly large; its size is equal to that of commissions acquired by wealthier art patrons of the time. This extravagance has been explained as a sign of Francesco and Lisa's social aspiration.
During the spring of 1503, Leonardo had no income source, which may in part explain his interest in a private portrait. But later that year, he most likely had to delay his work on Mona Lisa when he received payment for starting The Battle of Anghiari, which was a more valuable commission and one he was contracted to complete by February 1505. In 1506, Leonardo considered the portrait unfinished. He was not paid for the work and did not deliver it to his client. The artist's paintings travelled with him throughout his life, and he may have completed the Mona Lisa many years later in France, in one estimation by 1516.
The painting's title dates to 1550. An acquaintance of at least some of Francesco's family, Giorgio Vasari, wrote, "Leonardo undertook to paint, for Francesco del Giocondo, the portrait of Mona Lisa, his wife" (Italian: Prese Lionardo a fare per Francesco del Giocondo il ritratto di mona Lisa sua moglie.). The portrait's Italian name La Gioconda is the feminine form of her married name. In French it is known by the variant La Joconde. Though derived from Lisa's married name there is the added significance that the name derives from the word for "happy" (in English, "jocund") or "the happy one".
Speculation assigned Lisa's name to at least four different paintings and her identity to at least ten different people. The theft of the Mona Lisa from the Louvre in 1911 and its travels to Asia and North America during the 1960s and 1970s contributed to the painting's iconization and fame. By the end of the 20th century, the painting was a global icon that had been used in more than 300 other paintings and in 2,000 advertisements, appearing at an average of one new advertisement each week. In 2005, an expert at the Heidelberg University Library discovered a marginal note in a book in the library's collection that they claim establishes the traditional view that the sitter was Lisa. The note, written by Agostino Vespucci in 1503, states that Leonardo was working on a portrait of Lisa del Giocondo.
The Mona Lisa has been in France since the 16th century, when Leonardo moved to King Francis I's court and the king acquired it; since the French Revolution, it has been part of a French national collection. Today about six million people visit the painting each year at the Louvre in Paris.
|
437,415 |
Pontiac's War
| 1,167,731,379 |
1763 conflict by Native Americans against the British in Canada
|
[
"1760s in Canada",
"1760s in the Thirteen Colonies",
"18th-century rebellions",
"Battles involving Native Americans",
"Battles involving the Iroquois",
"Colonial American and Indian wars",
"First Nations history in Ontario",
"Military history of Michigan",
"Native American genocide",
"Native American history of Illinois",
"Native American history of Indiana",
"Native American history of Michigan",
"Native American history of Ohio",
"Native American history of Pennsylvania",
"Native American history of Wisconsin",
"Odawa",
"Pontiac's War",
"Rebellions against the British Empire"
] |
Pontiac's Rebellion (also known as Pontiac's Conspiracy or Pontiac's War) was launched in 1763 by a loose confederation of Native Americans who were dissatisfied with British rule in the Great Lakes region following the French and Indian War (1754–1763). Warriors from numerous nations joined in an effort to drive British soldiers and settlers out of the region. The war is named after Odawa leader Pontiac, the most prominent of many indigenous leaders in the conflict.
The war began in May 1763 when Native Americans, alarmed by policies imposed by British General Jeffrey Amherst, attacked a number of British forts and settlements. Eight forts were destroyed, and hundreds of colonists were killed or captured, with many more fleeing the region. Hostilities came to an end after British Army expeditions in 1764 led to peace negotiations over the next two years. The Natives were unable to drive away the British, but the uprising prompted the British government to modify the policies that had provoked the conflict.
Warfare on the North American frontier was brutal, and the killing of prisoners, the targeting of civilians, and other atrocities were widespread. In an incident that became well-known and frequently debated, British officers at Fort Pitt attempted to infect besieging Indians with blankets that had been exposed to smallpox. The ruthlessness of the conflict was a reflection of a growing racial divide between indigenous peoples and British colonists. The British government sought to prevent further racial violence by issuing the Royal Proclamation of 1763, which created a boundary between colonists and Natives.
## Naming the war
The conflict is named after its most well-known participant, the Odawa leader named Pontiac. An early name for the war was the "Kiyasuta and Pontiac War," "Kiyasuta" being an alternate spelling for Guyasuta, an influential Seneca/Mingo leader. The war became widely known as "Pontiac's Conspiracy" after the 1851 publication of Francis Parkman's The Conspiracy of Pontiac. Parkman's book was the definitive account of the war for nearly a century and is still in print.
In the 20th century, some historians argued that Parkman exaggerated the extent of Pontiac's influence in the conflict, so it was misleading to name the war after him. Francis Jennings (1988) wrote that "Pontiac was only a local Ottawa war chief in a 'resistance' involving many tribes." Alternate titles for the war have been proposed, such as "Pontiac's War for Indian Independence," the "Western Indians' Defensive War" and "The Amerindian War of 1763." Historians generally continue to use "Pontiac's War" or "Pontiac's Rebellion," with some 21st century scholars arguing that 20th century historians had underestimated Pontiac's importance.
## Origins
In the decades before Pontiac's War, France and Great Britain participated in a series of wars in Europe that involved the French and Indian Wars in North America. The largest of these wars was the worldwide Seven Years' War, in which France lost New France in North America to Great Britain. Most fighting in the North American theater of the war, generally called the French and Indian War in the United States, or the War of Conquest (French: Guerre de la Conquête) in French Canada, came to an end after British General Jeffrey Amherst captured French Montréal in 1760.
British troops occupied forts in the Ohio Country and Great Lakes region previously garrisoned by the French. Even before the war officially ended with the Treaty of Paris (1763), the British Crown began to implement policy changes to administer its vastly expanded American territory. The French had long cultivated alliances amongst indigenous polities, but the British post-war approach essentially treated the indigenous nations as conquered peoples. Before long, Native Americans found themselves dissatisfied with the British occupation.
### Tribes involved
Indigenous people involved in Pontiac's War lived in a vaguely defined region of New France known as the pays d'en haut ("the upper country"), which was claimed by France until the Paris peace treaty of 1763. Natives of the pays d'en haut were from many different tribal nations. These tribes were linguistic or ethnic groupings of anarchic communities rather than centralized political powers; no individual chief spoke for an entire tribe, and no nations acted in unison. For example, Ottawas did not go to war as a tribe: Some Ottawa leaders chose to do so, while other Ottawa leaders denounced the war and stayed clear of the conflict.
The tribes of the pays d'en haut consisted of three basic groups. The first group was composed of tribes of the Great Lakes region: Ottawas, Ojibwes, and Potawatomis, who spoke Algonquian languages, and Hurons, who spoke an Iroquoian language. They had long been allied with French habitants with whom they lived, traded, and intermarried. Great Lakes Indians were alarmed to learn they were under British sovereignty after the French loss of North America. When a British garrison took possession of Fort Detroit from the French in 1760, local Indians cautioned them that "this country was given by God to the Indians." When the first Englishman reached Fort Michilimackinac, Ojibwe chief Minavavana told him "Englishman, although you have conquered the French, you have not yet conquered us!"
The second group was made up of tribes from eastern Illinois Country, which included Miamis, Weas, Kickapoos, Mascoutens, and Piankashaws. Like the Great Lakes tribes, these people had a long history of close relations with the French. Throughout the war, the British were unable to project military power into the Illinois Country, which was on the remote western edge of the conflict. The Illinois tribes were the last to come to terms with the British.
The third group consisted of tribes of the Ohio Country: Delawares (Lenape), Shawnees, Wyandots, and Mingos. These people had migrated to the Ohio valley earlier in the century to escape British, French, and Iroquois domination. Unlike the Great Lakes and Illinois Country tribes, Ohio tribes had no great attachment to the French regime, though they had fought as French allies in the previous war in an effort to drive away the British. They made a separate peace with the British with the understanding that the British Army would withdraw. But after the departure of the French, the British strengthened their forts rather than abandoning them, and so the Ohioans went to war in 1763 in another attempt to drive out the British.
Outside the pays d'en haut, the influential Iroquois did not, as a group, participate in Pontiac's War because of their alliance with the British, known as the Covenant Chain. However, the westernmost Iroquois nation, the Seneca tribe, had become disaffected with the alliance. As early as 1761, Senecas began to send out war messages to the Great Lakes and Ohio Country tribes, urging them to unite in an attempt to drive out the British. When the war finally came in 1763, many Senecas were quick to take action.
### Amherst's policies
General Jeffrey Amherst, the British commander-in-chief in North America, was in charge of administering policy towards American Indians, which involved military matters and regulation of the fur trade. Amherst believed that, with France out of the picture, the Indians would have to accept British rule. He also believed the Indians were incapable of offering any serious resistance to the British Army. Therefore, of the 8,000 troops under his command in North America, only about 500 were stationed in the region where the war erupted. Amherst and officers such as Major Henry Gladwin, commander at Fort Detroit, made little effort to conceal their contempt for Indians; those involved in the uprising frequently complained that the British treated them no better than slaves or dogs.
Additional Indian resentment came from Amherst's decision in February 1761 to cut back on gifts given to the Indians. Gift giving had been an integral part of the relationship between the French and the tribes of the pays d'en haut. Following an Indian custom that carried important symbolic meaning, the French gave presents (such as guns, knives, tobacco, and clothing) to village chiefs, who distributed them to their people. The chiefs gained stature this way, enabling them to maintain the alliance with the French. The Indians regarded this as "a necessary part of diplomacy which involved accepting gifts in return for others sharing their lands." Amherst considered this to be bribery that was no longer necessary, especially as he was under pressure to cut expenses after the war. Many Indians regarded this change in policy as an insult and an indication the British looked upon them as conquered people rather than as allies.
Amherst also began to restrict the amount of ammunition and gunpowder that traders could sell to Indians. While the French had always made these supplies available, Amherst did not trust Indians, particularly after the "Cherokee Rebellion" of 1761, in which Cherokee warriors took up arms against their former British allies. The Cherokee war effort had failed due to a shortage of gunpowder; Amherst hoped future uprisings could be prevented by limiting its distribution. This created resentment and hardship because gunpowder and ammunition helped Indians provide food for their families and skins for the fur trade. Many Indians believed the British were disarming them as a prelude to war. Sir William Johnson, the Superintendent of the Indian Department, warned Amherst of the danger of cutting back on presents and gunpowder, to no avail.
### Land and religion
Land was also an issue in the coming of Pontiac's War. While the French colonists had always been relatively few, there seemed to be no end of settlers in the British colonies. Shawnees and Delawares in the Ohio Country had been displaced by British colonists in the east, and this motivated their involvement in the war. Indians in the Great Lakes region and the Illinois Country had not been greatly affected by white settlement, although they were aware of the experiences of tribes in the east. Dowd (2002) argues that most Indians involved in Pontiac's War were not immediately threatened with displacement by white settlers, and that historians have overemphasized British colonial expansion as a cause of the war. Dowd believes that the presence, attitude, and policies of the British Army, which the Indians found threatening and insulting, were more important factors.
Also contributing to the outbreak of war was a religious awakening which swept through Indian settlements in the early 1760s. The movement was fed by discontent with the British as well as food shortages and epidemic disease. The most influential individual in this phenomenon was Neolin, known as the "Delaware Prophet," who called upon Indians to shun the trade goods, alcohol, and weapons of the colonists. Melding Christian doctrines with traditional Indian beliefs, Neolin said the Master of Life was displeased with Indians for taking up the bad habits of white men, and that the British posed a threat to their very existence. "If you suffer the English among you," said Neolin, "you are dead men. Sickness, smallpox, and their poison [alcohol] will destroy you entirely." It was a powerful message for a people whose world was being changed by forces that seemed beyond their control.
## Outbreak of war, 1763
### Planning the war
Although fighting in Pontiac's War began in 1763, rumors reached British officials as early as 1761 that discontented American Indians were planning an attack. Senecas of the Ohio Country (Mingos) circulated messages ("war belts" made of wampum) calling for the tribes to form a confederacy and drive away the British. The Mingos, led by Guyasuta and Tahaiadoris, were concerned about being surrounded by British forts. Similar war belts originated from Detroit and the Illinois Country. The Indians were not unified, and in June 1761, natives at Detroit informed the British commander of the Seneca plot. William Johnson held a large council with the tribes at Detroit in September 1761, which provided a tenuous peace, but war belts continued to circulate. Violence finally erupted after the Indians learned in early 1763 of the imminent French cession of the pays d'en haut to the British.
The war began at Fort Detroit under the leadership of Pontiac and quickly spread throughout the region. Eight British forts were taken; others, including Fort Detroit and Fort Pitt, were unsuccessfully besieged. Francis Parkman's The Conspiracy of Pontiac portrayed these attacks as a coordinated operation planned by Pontiac. Parkman's interpretation remains well known, but later historians argued there is no clear evidence the attacks were part of a master plan or overall "conspiracy." Rather than being planned in advance, modern scholars believe the uprising spread as word of Pontiac's actions at Detroit traveled throughout the pays d'en haut, inspiring discontented Indians to join the revolt. The attacks on British forts were not simultaneous: most Ohio Indians did not enter the war until nearly a month after Pontiac began the siege at Detroit.
Early historians believed French colonists had secretly instigated the war by stirring up the Indians to make trouble for the British. This belief was held by British officials at the time, but subsequent historians found no evidence of official French involvement in the uprising. According to Dowd (2002), "Indians sought French intervention and not the other way around." Indian leaders frequently spoke of the imminent return of French power and the revival of the Franco-Indian alliance; Pontiac even flew a French flag in his village. Indian leaders apparently hoped to inspire the French to rejoin the struggle against the British. Although some French colonists and traders supported the uprising, the war was launched by American Indians for their own objectives.
Middleton (2007) argues that Pontiac's vision, courage, persistence, and organizational abilities allowed him to activate an unprecedented coalition of Indian nations prepared to fight against the British. Tahaiadoris and Guyasuta originated the idea to gain independence for all Indians west of the Allegheny Mountains, although Pontiac appeared to embrace the idea by February 1763. At an emergency council meeting, he clarified his military support of the broad Seneca plan and worked to galvanize other tribes into the military operation he helped to lead, in direct contradiction to traditional Indian leadership and tribal structure. He achieved this coordination through the distribution of war belts, first to the northern Ojibwa and Ottawa near Michilimackinac, and then to the Mingo (Seneca) on the upper Allegheny River, the Ohio Delaware near Fort Pitt, and the more westerly Miami, Kickapoo, Piankashaw, and Wea peoples.
### Siege of Fort Detroit
Pontiac spoke at a council on the banks of the Ecorse River on April 27, 1763, about 10 miles (15 km) southwest of Detroit. Using the teachings of Neolin to inspire his listeners, Pontiac convinced a number of Ottawas, Ojibwas, Potawatomis, and Hurons to join him in an attempt to seize Fort Detroit. On May 1, he visited the fort with 50 Ottawas to assess the strength of the garrison. According to a French chronicler, in a second council Pontiac proclaimed:
> It is important for us, my brothers, that we exterminate from our lands this nation which seeks only to destroy us. You see as well as I that we can no longer supply our needs, as we have done from our brothers, the French.... Therefore, my brothers, we must all swear their destruction and wait no longer. Nothing prevents us; they are few in numbers, and we can accomplish it.
On May 7, Pontiac entered Fort Detroit with about 300 men carrying concealed weapons, hoping to take the stronghold by surprise. The British had learned of his plan, however, and were armed and ready. His strategy foiled, Pontiac withdrew after a brief council and, two days later, laid siege to the fort. He and his allies killed British soldiers and settlers they found outside of the fort, including women and children. They ritually cannibalized one of the soldiers, as was the custom in some Great Lakes Indian cultures. They directed their violence at the British and generally left French colonists alone. Eventually more than 900 warriors from a half-dozen tribes joined the siege.
After receiving reinforcements, the British attempted to make a surprise attack on Pontiac's encampment. Pontiac was ready and defeated them at the Battle of Bloody Run on July 31, 1763. The situation remained a stalemate at Fort Detroit, and Pontiac's influence among his followers began to wane. Groups of Indians began to abandon the siege, some of them making peace with the British before departing. Pontiac lifted the siege on October 31, 1763, convinced that the French would not come to his aid at Detroit, and removed to the Maumee River where he continued his efforts to rally resistance against the British.
### Small forts taken
In 1763, before other British outposts had learned of Pontiac's siege at Detroit, Indians captured five small forts in attacks between May 16 and June 2. Additional attacks occurred up until June 19.
### Siege of Fort Pitt
Colonists in western Pennsylvania fled to the safety of Fort Pitt after the outbreak of the war. Nearly 550 people crowded inside, including more than 200 women and children. Simeon Ecuyer, the Swiss-born British officer in command, wrote that "We are so crowded in the fort that I fear disease... the smallpox is among us." Delawares and others attacked the fort on June 22, 1763, and kept it under siege throughout July. Meanwhile, Delaware and Shawnee war parties raided into Pennsylvania, taking captives and killing unknown numbers of settlers. Indians sporadically fired on Fort Bedford and Fort Ligonier, smaller strongholds linking Fort Pitt to the east, but they never took them.
Before the war, Amherst had dismissed the possibility that Indians would offer any effective resistance to British rule, but that summer he found the military situation becoming increasingly grim. He wrote the commander at Fort Detroit that captured enemy Indians should "immediately be put to death, their extirpation being the only security for our future safety." To Colonel Henry Bouquet, who was preparing to lead an expedition to relieve Fort Pitt, Amherst wrote on about June 29, 1763: "Could it not be contrived to send the small pox among the disaffected tribes of Indians? We must on this occasion use every stratagem in our power to reduce them." Bouquet responded that he would try to spread smallpox to the Indians by giving them blankets that had been exposed to the disease. Amherst replied to Bouquet on July 16, endorsing the plan.
As it turned out, officers at Fort Pitt had already attempted what Amherst and Bouquet were discussing, apparently without having been ordered by Amherst or Bouquet. During a parley at Fort Pitt on June 24, Captain Ecuyer gave representatives of the besieging Delawares two blankets and a handkerchief that had been exposed to smallpox, hoping to spread the disease to the Indians and end the siege. William Trent, the fort's militia commander, wrote in his journal that "we gave them two Blankets and an Handkerchief out of the Small Pox Hospital. I hope it will have the desired effect." Trent submitted an invoice to the British Army, writing that the items had been "taken from people in the Hospital to Convey the Smallpox to the Indians." The expense was approved by Ecuyer, and ultimately by General Thomas Gage, Amherst's successor.
Historian and folklorist Adrienne Mayor (1995) wrote that the smallpox blanket incident "has taken on legendary overtones as believers and nonbelievers continue to argue over the facts and their interpretation." Peckham (1947), Jennings (1988), and Nester (2000) concluded the attempt to deliberately infect Indians with smallpox was successful, resulting in numerous deaths that hampered the Indian war effort. Fenn (2000) argued that "circumstantial evidence" suggests the attempt was successful.
Other scholars have expressed doubts about whether the attempt was effective. McConnell (1992) argued the smallpox outbreak among the Indians preceded the blanket incident, with limited effect, since Indians were familiar with the disease and adept at isolating the infected. Ranlet (2000) wrote that previous historians had overlooked that the Delaware chiefs who handled the blankets were in good health a month later; he believed the attempt to infect the Indians had been a "total failure." Dixon (2005) argued that if the scheme had been successful, the Indians would have broken off the siege of Fort Pitt, but they kept it up for weeks after receiving the blankets. Medical writers have expressed reservations about the efficacy of spreading smallpox through blankets and the difficulty of determining if the outbreak was intentional or naturally occurring.
### Bushy Run and Devil's Hole
On August 1, 1763, most of the Indians broke off the siege at Fort Pitt to intercept 500 British troops marching to the fort under Colonel Bouquet. On August 5, these two forces met at the Battle of Bushy Run. Although his force suffered heavy casualties, Bouquet fought off the attack and relieved Fort Pitt on August 20, bringing the siege to an end. His victory at Bushy Run was celebrated by the British; church bells rang through the night in Philadelphia, and King George praised him.
This victory was followed by a costly defeat. Fort Niagara, one of the most important western forts, was not assaulted, but on September 14, 1763, at least 300 Senecas, Ottawas, and Ojibwas attacked a supply train along the Niagara Falls portage. Two companies sent from Fort Niagara to rescue the supply train were also defeated. More than 70 soldiers and teamsters were killed in these actions, which colonists dubbed the "Devil's Hole Massacre," the deadliest engagement for British soldiers during the war.
## Paxton Boys
The violence and terror of Pontiac's War convinced many Pennsylvanians that their government was not doing enough to protect them. This discontentment was manifested most seriously in an uprising led by a vigilante group known as the Paxton Boys, so-called because they were primarily from the area around the Pennsylvania village of Paxton (or Paxtang). The Paxton Boys turned their anger towards the Susquehannock and the Moravian Lenape and Mohican who lived peacefully in small enclaves near white Pennsylvanian settlements. Prompted by rumors that a raiding party had been seen at the Susquehannock village of Conestoga Town, a group of 50 or more Paxton Boys rode there on December 14, 1763 and murdered the six individuals they found there. Pennsylvania officials placed the remaining 14 Susquehannock in protective custody in Lancaster, but the Paxton Boys broke into the workhouse on December 27 and killed them. Governor John Penn issued bounties for the ringleaders, but none of the Paxton Boys were arrested.
The Paxton Boys then set their sights on the Moravian Lenape and Mohican, who had been brought to Philadelphia for protection. Several hundred Paxton Boys and their followers marched on Philadelphia in February 1764, but the presence of British troops and Philadelphia associators dissuaded them from committing more violence. Benjamin Franklin, who had helped organize the defense, negotiated with the Paxton leaders and brought an end to the crisis. Afterwards, Franklin published a scathing indictment of the Paxton Boys. "If an Indian injures me," he asked, "does it follow that I may revenge that Injury on all Indians?"
## British response, 1764–1766
Indian raids on frontier settlements escalated in the spring and summer of 1764. The hardest hit colony was Virginia, where more than 100 settlers were killed. On May 26 in Maryland, 15 colonists working in a field near Fort Cumberland were killed. On June 14, about 13 settlers near Fort Loudoun in Pennsylvania were killed and their homes burned. The most notorious raid occurred on July 26, when four Delaware warriors killed and scalped a school teacher and ten children in what is now Franklin County, Pennsylvania. Incidents such as these prompted the Pennsylvania Assembly, with the approval of Governor Penn, to reintroduce the scalp bounties offered during the French and Indian War, which paid money for every enemy Indian killed above the age of ten, including women.
General Amherst, held responsible for the uprising by the Board of Trade, was recalled to London in August 1763 and replaced by Major General Thomas Gage. In 1764, Gage sent two expeditions into the west to crush the rebellion, rescue British prisoners, and arrest the Indians responsible for the war. According to historian Fred Anderson, Gage's campaign, which had been designed by Amherst, prolonged the war for more than a year because it focused on punishing the Indians rather than ending the war. Gage's one significant departure from Amherst's plan was to allow William Johnson to conduct a peace treaty at Niagara, giving Indians an opportunity to "bury the hatchet."
### Fort Niagara treaty
From July to August 1764, Johnson conducted a treaty at Fort Niagara with about 2,000 Indians in attendance, primarily Iroquois. Although most Iroquois had stayed out of the war, Senecas from the Genesee River valley had taken up arms against the British, and Johnson worked to bring them back into the Covenant Chain alliance. As restitution for the Devil's Hole ambush, the Senecas were compelled to cede the strategically important Niagara portage to the British. Johnson even convinced the Iroquois to send a war party against the Ohio Indians. This Iroquois expedition captured a number of Delawares and destroyed abandoned Delaware and Shawnee towns in the Susquehanna Valley, but otherwise the Iroquois did not contribute to the war effort as much as Johnson had desired.
### Two expeditions
Having secured the area around Fort Niagara, the British launched two military expeditions into the west. The first expedition, led by Colonel John Bradstreet, was to travel by boat across Lake Erie and reinforce Detroit. Bradstreet was to subdue the Indians around Detroit before marching south into the Ohio Country. The second expedition, commanded by Colonel Bouquet, was to march west from Fort Pitt and form a second front in the Ohio Country.
Bradstreet left Fort Schlosser in early August 1764 with about 1,200 soldiers and a large contingent of Indian allies enlisted by Sir William Johnson. Bradstreet felt that he did not have enough troops to subdue enemy Indians by force, and so when strong winds on Lake Erie forced him to stop at Fort Presque Isle on August 12, he decided to negotiate a treaty with a delegation of Ohio Indians led by Guyasuta. Bradstreet exceeded his authority by conducting a peace treaty rather than a simple truce, and by agreeing to halt Bouquet's expedition, which had not yet left Fort Pitt. Gage, Johnson, and Bouquet were outraged when they learned what Bradstreet had done. Gage rejected the treaty, believing that Bradstreet had been duped into abandoning his offensive in the Ohio Country. Gage may have been correct: the Ohio Indians did not return prisoners as promised in a second meeting with Bradstreet in September, and some Shawnees were trying to enlist French aid in order to continue the war.
Bradstreet continued westward, unaware his unauthorized diplomacy was angering his superiors. He reached Fort Detroit on August 26, where he negotiated another treaty. In an attempt to discredit Pontiac, who was not present, Bradstreet chopped up a peace belt Pontiac had sent to the meeting. According to historian Richard White, "such an act, roughly equivalent to a European ambassador's urinating on a proposed treaty, had shocked and offended the gathered Indians." Bradstreet also claimed the Indians had accepted British sovereignty as a result of his negotiations, but Johnson believed this had not been fully explained to the Indians and that further councils would be needed. Bradstreet had successfully reinforced and reoccupied British forts in the region, but his diplomacy proved to be controversial and inconclusive.
Colonel Bouquet, delayed in Pennsylvania while mustering the militia, finally set out from Fort Pitt on October 3, 1764, with 1,150 men. He marched to the Muskingum River in the Ohio Country, within striking distance of a number of Indian villages. Treaties had been negotiated at Fort Niagara and Fort Detroit, so the Ohio Indians were isolated and, with some exceptions, ready to make peace. In a council which began on October 17, Bouquet demanded that the Ohio Indians return all captives, including those not yet returned from the French and Indian War. Guyasuta and other leaders reluctantly handed over more than 200 captives, many of whom had been adopted into Indian families. Not all of the captives were present, so the Indians were compelled to surrender hostages as a guarantee that the other captives would be returned. The Ohio Indians agreed to attend a more formal peace conference with William Johnson, which was finalized in July 1765.
### Treaty with Pontiac
Although the military conflict essentially ended with the 1764 expeditions, Indians still called for resistance in the Illinois Country, where British troops had yet to take possession of Fort de Chartres from the French. A Shawnee war chief named Charlot Kaské emerged as the most strident anti-British leader in the region, temporarily surpassing Pontiac in influence. Kaské traveled as far south as New Orleans in an effort to enlist French aid against the British.
In 1765, the British decided that the occupation of the Illinois Country could only be accomplished by diplomatic means. As Gage commented to one of his officers, he was determined to have "none our enemy" among the Indian peoples, and that included Pontiac, to whom he now sent a wampum belt suggesting peace talks. Pontiac had become less militant after hearing of Bouquet's truce with the Ohio country Indians. Johnson's deputy, George Croghan, accordingly traveled to the Illinois country in the summer of 1765, and although he was injured along the way in an attack by Kickapoos and Mascoutens, he managed to meet and negotiate with Pontiac. While Charlot Kaské wanted to burn Croghan at the stake, Pontiac urged moderation and agreed to travel to New York, where he made a formal treaty with William Johnson at Fort Ontario on July 25, 1766. It was hardly a surrender: no lands were ceded, no prisoners returned, and no hostages were taken. Rather than accept British sovereignty, Kaské left British territory by crossing the Mississippi River with other French and Native refugees.
## Aftermath
The total loss of life resulting from Pontiac's War is unknown. About 400 British soldiers were killed in action and perhaps 50 were captured and tortured to death. George Croghan estimated that 2,000 settlers had been killed or captured, a figure sometimes repeated as 2,000 settlers killed. The violence compelled approximately 4,000 settlers from Pennsylvania and Virginia to flee their homes. American Indian losses went mostly unrecorded, but it has been estimated at least 200 warriors were killed in battle, with additional deaths if germ warfare initiated at Fort Pitt was successful.
Pontiac's War has traditionally been portrayed as a defeat for the Indians, but scholars now usually view it as a military stalemate: while the Indians had failed to drive away the British, the British were unable to conquer the Indians. Negotiation and accommodation, rather than success on the battlefield, ultimately brought an end to the war. The Indians had won a victory of sorts by compelling the British government to abandon Amherst's policies and create a relationship with the Indians modeled on the Franco-Indian alliance.
Relations between British colonists and American Indians, which had been severely strained during the French and Indian War, reached a new low during Pontiac's War. According to Dixon (2005), "Pontiac's War was unprecedented for its awful violence, as both sides seemed intoxicated with genocidal fanaticism." Richter (2001) characterizes the Indian attempt to drive out the British, and the effort of the Paxton Boys to eliminate Indians from their midst, as parallel examples of ethnic cleansing. People on both sides of the conflict had come to the conclusion that colonists and natives were inherently different and could not live with each other. According to Richter, the war saw the emergence of "the novel idea that all Native people were 'Indians,' that all Euro-Americans were 'Whites,' and that all on one side must unite to destroy the other."
The British government also came to the conclusion that colonists and Indians must be kept apart. On October 7, 1763, the Crown issued the Royal Proclamation of 1763, an effort to reorganize British North America after the Treaty of Paris. The Proclamation, already in the works when Pontiac's War erupted, was hurriedly issued after news of the uprising reached London. Officials drew a boundary line between the British colonies and American Indian lands west of the Appalachian Mountains, creating a vast "Indian Reserve" that stretched from the Appalachians to the Mississippi River and from Florida to Quebec. By forbidding colonists from trespassing on Indian lands, the British government hoped to avoid more conflicts like Pontiac's War. "The Royal Proclamation," writes Calloway (2006), "reflected the notion that segregation not interaction should characterize Indian-white relations."
The effects of Pontiac's War were long-lasting. Because the Proclamation officially recognized that indigenous people had certain rights to the lands they occupied, it has been called a Native American "Bill of Rights," and still informs the relationship between the Canadian government and First Nations. For British colonists and land speculators, however, the Proclamation seemed to deny them the fruits of victory—western lands—that had been won in the war with France. This created resentment, undermining colonial attachment to the Empire and contributing to the coming of the American Revolution. According to Calloway, "Pontiac's Revolt was not the last American war for independence—American colonists launched a rather more successful effort a dozen years later, prompted in part by the measures the British government took to try to prevent another war like Pontiac's."
For American Indians, Pontiac's War demonstrated the possibilities of pan-tribal cooperation in resisting Anglo-American colonial expansion. Although the conflict divided tribes and villages, the war also saw the first extensive multi-tribal resistance to European colonization in North America, and the first war between Europeans and American Indians that did not end in complete defeat for the Indians. The Proclamation of 1763 ultimately did not prevent British colonists and land speculators from expanding westward, and so Indians found it necessary to form new resistance movements. Beginning with conferences hosted by Shawnees in 1767, in the following decades leaders such as Joseph Brant, Alexander McGillivray, Blue Jacket, and Tecumseh would attempt to forge confederacies that would revive the resistance efforts of Pontiac's War.
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Satellite Science Fiction
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American science fiction magazine, published from 1956 to 1959
|
[
"Defunct science fiction magazines published in the United States",
"Magazines disestablished in 1959",
"Magazines established in 1956",
"Science fiction magazines established in the 1950s"
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Satellite Science Fiction was an American science-fiction magazine published from October 1956 to April 1959 by Leo Margulies' Renown Publications. Initially, Satellite was digest sized and ran a full-length novel in each issue with a handful of short stories accompanying it. The policy was intended to help it compete against paperbacks, which were taking a growing share of the market. Sam Merwin edited the first two issues; Margulies took over when Merwin left and then hired Frank Belknap Long for the February 1959 issue. That issue saw the format change to letter size, in the hope that the magazine would be more prominent on newsstands. The experiment was a failure and Margulies closed the magazine when the sales figures came in.
The novels included the original version of Philip K. Dick's first novel, The Cosmic Puppets, and well-received work by Algis Budrys and Jack Vance, though the quality was not always high. Isaac Asimov, Arthur C. Clarke, and L. Sprague de Camp were among the short story contributors. Sam Moskowitz wrote a series of articles on the early history of science fiction for Satellite; these were later to be revised as part of his book Explorers of the Infinite. In 1958 Margulies tracked down the first magazine publication of H. G. Wells' The Time Machine from 1894 to 1895 and reprinted a short excerpt from it that had been omitted by every subsequent printing.
## Publication history
In 1952, Leo Margulies and H. Lawrence Herbert founded King-Size Publications, which published Saint Detective Magazine and Fantastic Universe. By 1956 the company was in debt, and Margulies sold his share of the company to Herbert. With the money from the sale he founded Renown Publications, launching Michael Shayne Mystery Magazine in September 1956, and the first issue of Satellite Science Fiction in October. Satellite's distributor, PDC, was run by old friends of Margulies. The magazine began as a bimonthly, though Margulies hoped to make it monthly eventually. The first editor was Sam Merwin, with whom Margulies had worked since the 1930s. Margulies also hoped to launch a book imprint, Renown Books, with the goal of issuing four books a month. One title each month would be science fiction; the content would be featured in Satellite before it appeared in book form.
Merwin left after two issues and Margulies took over as the editor with the February 1957 issue. In an attempt to make Satellite more visible on the newsstands, Margulies changed the format from digest-size to letter-size with the February 1959 issue, handing over the editorship to Frank Belknap Long at the same time, and switching to a monthly schedule. This proved to be a mistake. The production costs for the new format were higher, and the sales figures for the first issue in the new format were weak; when Margulies saw the numbers he immediately closed down the magazine. The June 1959 issue was assembled but never printed, though a few galley proofs made their way into the hands of collectors. The end of the magazine also meant the end of Margulies' plans for Renown Books.
## Contents
Paperbacks were a growing share of the science fiction (sf) market in the mid-1950s; they were successful partly because they offered novels, which most readers preferred to short stories. Margulies decided to combat the threat from paperbacks by including a novel in every issue of the magazine. This was a strategy that had been used by pulp sf magazines like Startling Stories, for which Margulies had been editorial director. It was not common in digest magazines, where a story as short as 15,000 words might be listed as a novel on the contents page, but Margulies acquired true novel-length works, with an average length of about 40,000 words, for Satellite. Margulies used the slogan "The Magazine That Is a Book!" in advertisements for the magazine, and the tagline "A Complete Science Fiction Novel in Every Issue!" appeared on many of the covers.
The first two issues featured Algis Budrys's novel "The Man From Earth", and Philip K. Dick's debut novel, under the title "A Glass of Darkness". Both were revised and appeared as paperbacks in the next couple of years, titled Man of Earth and The Cosmic Puppets, respectively. The high standard of these two issues could not be maintained, and in the opinion of sf historians Malcolm Edwards and Mike Ashley the magazine's quality declined thereafter. Hal Clement's "Planet for Plunder", which appeared in the third issue, was told from the point of view of an alien on a mission to Earth. It was too short to fit Margulies' policy of publishing a lead novel, so Merwin wrote additional chapters from the human perspective, and alternated the two points of view in the published version. Ashley speaks highly of Clement's original novella, which was eventually published without the additions in 1972, and comments that Merwin's additions serve as "an object lesson in how to ruin a good story". Edwards and Ashley single out two other novels as worthy of mention: J. T. McIntosh's One Million Cities (in the August 1958 issue), and Jack Vance's The Languages of Pao (December 1957), described by sf critics Peter Nicholls and David Langford as "one of the most intelligent uses in genre sf" of the Whorf hypothesis – the theory that the language one speaks determines one's perception of reality. Frank Belknap Long's novel Mission to a Distant Star (February1958) was at one point considered for publication as the first novel in the planned Renown Books line.
The novels in the first five issues were all original, but in August 1957 the lead novel was a reprint: John Christopher's The Year of the Comet, which had been published in the UK in 1955, but had not yet appeared in the US. More reprints followed, including Charles Eric Maine's Wall of Fire, E. C. Tubb's The Resurrected Man, and Noel Loomis's The Man With Absolute Motion. Each had been published in the previous few years in the UK, but not in the US.
Since the word count for the whole magazine was only about 53,000 words, there was little space for other stories or for non-fiction features, and as a result the accompanying stories were usually very short expositions of an idea or joke; in Michael Shaara's "Four-Billion Dollar Door", the first crewed mission to the moon lands successfully but discovers that the door has frozen shut and cannot be opened. Arthur C. Clarke and Dal Stevens were frequent contributors of short fiction, and there were appearances by other well-known writers such as Isaac Asimov and L. Sprague de Camp. Margulies was aware that a couple of pages of H. G. Wells' 1895 novel The Time Machine had been omitted from every printing of the novel since its original serialization in 1894–1895 in The New Review, so he paid for a library search and was rewarded by the discovery of the magazine containing the missing pages in the New York Public Library, across the street from his office. The omitted material, which dealt with a far future where humans have degenerated to small, rabbit-like creatures, was reprinted in the August 1958 issue.
Sam Moskowitz began a book review column in February 1957 that quickly turned into a series of articles about early science fiction, beginning with "The Real Earth Satellite Story" in the June 1957 issue, about the idea of satellites in early sf. Moskowitz also suggested stories that could be reprinted to supplement the articles, such as Fitz-James O'Brien's 1864 short story "How I Overcame My Gravity", which accompanied the essay on O'Brien in the June 1958 issue. Most of these articles were later revised for his book, Explorers of the Infinite, though the illustrations, which reproduced early artwork or book covers, were omitted for the book version. Margulies wrote an editorial for every issue except the last one. In the April 1959 issue his essay argued that a letter column was a way to "[strengthen] the bond between writers and readers"; he accordingly introduced a letter column in the May 1959 issue, which proved to be the last. Satellite's artwork was unremarkable, in the opinion of Mike Ashley; he singles out Alex Schomburg's half-dozen covers for praise, but describes the interior art, much of it by Leo Morey, as "mediocre".
When the format changed, at the start of 1959, Margulies dropped the policy of having a full-length novel in every issue. He added a "Department of Lost Stories", which reprinted old stories, selected by reader's requests; the first to be reprinted was Ralph Milne Farley's 1932 short story "Abductor Minimi Digit", requested by Theodore Sturgeon. The June 1959 issue, which was never distributed, would have contained Philip José Farmer's "The Strange Birth", which eventually appeared in the May 1960 issue of The Magazine of Fantasy & Science Fiction, under the title "Open to Me, My Sister". A mockup of the cover for the July 1959 has survived, showing some of the planned contents; the two unpublished issues would have contained stories and articles by Arthur C. Clarke, A. E. van Vogt, and Frank Herbert, among others. Most of the stories and articles were eventually published elsewhere.
## Bibliographic details
Satellite was digest-sized for the first fourteen issues, and converted to letter-size for the last four. It maintained a regular bimonthly schedule until the switch to letter size, at which point it became monthly. There were three volumes of six numbers each. The digest issues were each 128 pages, and the letter-sized issues were 64 pages. The price was 35 cents throughout. Sam Merwin edited the first two issues; he was succeeded by Leo Margulies for the rest of the digest run. Frank Belknap Long took over as editor for the four letter-sized issues. Margulies' wife, Cylvia, was managing editor for all issues, under her maiden name, Cylvia Kleinman. The publisher for all issues was Renown Publications, which was wholly owned by Leo Margulies.
|
1,618,577 |
Sino-Roman relations
| 1,173,722,666 |
Bilateral international relationship
|
[
"Ancient international relations",
"Foreign relations of Imperial China",
"Foreign relations of ancient Rome",
"History of foreign trade in China"
] |
Sino-Roman relations comprised the (primarily indirect) contacts and flows of trade goods, of information, and of occasional travellers between the Roman Empire and the Han Empire of China, as well as between the later Eastern Roman Empire and various Chinese dynasties. These empires inched progressively closer to each other in the course of the Roman expansion into the ancient Near East and of the simultaneous Han Chinese military incursions into Central Asia. Mutual awareness remained low, and firm knowledge about each other was limited. Surviving records document only a few attempts at direct contact. Intermediate empires such as the Parthians and Kushans, seeking to maintain control over the lucrative silk trade, inhibited direct contact between these two Eurasian powers. In 97 AD the Chinese general Ban Chao tried to send his envoy Gan Ying to Rome, but Parthians dissuaded Gan from venturing beyond the Persian Gulf. Ancient Chinese historians recorded several alleged Roman emissaries to China. The first one on record, supposedly either from the Roman emperor Antoninus Pius or from his adopted son Marcus Aurelius, arrived in 166 AD. Others are recorded as arriving in 226 and 284 AD, followed by a long hiatus until the first recorded Byzantine embassy in 643 AD.
The indirect exchange of goods on land along the Silk Road and sea routes involved (for example) Chinese silk, Roman glassware and high-quality cloth. Roman coins minted from the 1st century AD onwards have been found in China, as well as a coin of Maximian (Roman emperor from 286 to 305 AD) and medallions from the reigns of Antoninus Pius (r. 138–161 AD) and Marcus Aurelius (r. 161–180 AD) in Jiaozhi (in present-day Vietnam), the same region at which Chinese sources claim the Romans first landed. Roman glassware and silverware have been discovered at Chinese archaeological sites dated to the Han period (202 BC to 220 AD). Roman coins and glass beads have also been found in the Japanese archipelago.
In classical sources, the problem of identifying references to ancient China is exacerbated by the interpretation of the Latin term Seres, whose meaning fluctuated and could refer to several Asian peoples in a wide arc from India over Central Asia to China. In Chinese records, the Roman Empire came to be known as Daqin or Great Qin. Chinese sources directly associated Daqin with the later Fulin (拂菻), which scholars such as Friedrich Hirth have identified as the Byzantine Empire. Chinese sources describe several embassies of Fulin (Byzantine Empire) arriving in China during the Tang dynasty (618–907 AD) and also mention the siege of Constantinople by the forces of Muawiyah I in 674–678 AD.
Geographers in the Roman Empire, such as Ptolemy in the second century AD, provided a rough sketch of the eastern Indian Ocean, including the Malay Peninsula and beyond this the Gulf of Thailand and the South China Sea. Ptolemy's "Cattigara" was most likely Óc Eo, Vietnam, where Antonine-era Roman items have been found. Ancient Chinese geographers demonstrated a general knowledge of West Asia and of Rome's eastern provinces. The 7th-century AD Byzantine historian Theophylact Simocatta wrote of China's reunification under the contemporary Sui dynasty (581 to 618 AD), noting that the northern and southern halves were separate nations recently at war. This mirrors both the conquest of Chen by Emperor Wen of Sui (r. 581–604 AD) as well as the names Cathay and Mangi used by later medieval Europeans in China during the Mongol-led Yuan dynasty (1271–1368) and the Han-Chinese Southern Song dynasty (1127–1279).
## Geographical accounts and cartography
### Roman geography
Beginning in the 1st century BC with Virgil, Horace, and Strabo, Roman historians offer only vague accounts of China and the silk-producing Seres people of the Far East, who were perhaps the ancient Chinese. The 1st-century AD geographer Pomponius Mela asserted that the lands of the Seres formed the centre of the coast of an eastern ocean, flanked to the south by India and to the north by the Scythians of the Eurasian Steppe. The 2nd-century AD Roman historian Florus seems to have confused the Seres with peoples of India, or at least noted that their skin complexions proved that they both lived "beneath another sky" than the Romans. Roman authors generally seem to have been confused about where the Seres were located, in either Central Asia or East Asia. The historian Ammianus Marcellinus (c. 330 – c. 400 AD) wrote that the land of the Seres was enclosed by "lofty walls" around a river called Bautis, possibly a description of the Yellow River.
The existence of China was known to Roman cartographers, but their understanding of it was less certain. Ptolemy's 2nd-century AD Geography separates the Land of Silk (Serica) at the end of the overland Silk Road from the land of the Qin (Sinae) reached by sea. The Sinae are placed on the northern shore of the Great Gulf (Magnus Sinus) east of the Golden Peninsula (Aurea Chersonesus, Malay Peninsula). Their chief port, Cattigara, seems to have been in the lower Mekong Delta. The Great Gulf served as a combined Gulf of Thailand and South China Sea, as Marinus of Tyre and Ptolemy's belief that the Indian Ocean was an inland sea caused them to bend the Cambodian coast south beyond the equator before turning west to join southern Libya (Africa). Much of this is given as unknown lands, but the north-eastern area is placed under the Sinae.
Classical geographers such as Strabo and Pliny the Elder were slow to incorporate new information into their works and, from their positions as esteemed scholars, were seemingly prejudiced against lowly merchants and their topographical accounts. Ptolemy's work represents a break from this, since he demonstrated an openness to their accounts and would not have been able to chart the Bay of Bengal so accurately without the input of traders. In the 1st-century AD Periplus of the Erythraean Sea, its anonymous Greek-speaking author, a merchant of Roman Egypt, provides such vivid accounts of eastern trade cities that it is clear he visited many of them. These include sites in Arabia, Pakistan, and India, including travel times from rivers and towns, where to drop anchor, the locations of royal courts, lifestyles of the locals and goods found in their markets, and favourable times of year to sail from Egypt to these places to catch the monsoon winds. The Periplus also mentions a great inland city, Thinae (or Sinae), in a country called This that perhaps stretched as far as the Caspian. The text notes that silk produced there travelled to neighbouring India via the Ganges and to Bactria by a land route. Marinus and Ptolemy had relied on the testimony of a Greek sailor named Alexander, probably a merchant, for how to reach Cattigara (most likely Óc Eo, Vietnam). Alexander (Greek: Alexandros) mentions that the main terminus for Roman traders was a Burmese city called Tamala on the north-west Malay Peninsula, where Indian merchants travelled overland across the Kra Isthmus to reach the Perimulic Gulf (the Gulf of Thailand). Alexandros claimed that it took twenty days to sail from Thailand to a port called "Zabia" (or Zaba) in southern Vietnam. According to him, one could continue along the coast (of southern Vietnam) from Zabia until reaching the trade port of Cattigara after an unspecified number of days (with "some" being interpreted as "many" by Marinus). More generally, modern historical scholars assert that merchants from the Eastern part of the Roman Empire were in contact with the peoples of China, Sri Lanka, India and the Kushana Empire.
Cosmas Indicopleustes, a 6th-century AD Eastern Roman (Byzantine) Greek monk from Alexandria and former merchant with experience in the Indian Ocean trade, was the first Roman to write clearly about China in his Christian Topography (c. 550 AD). He called it the country of Tzinista (comparable to Sanskrit Chinasthana and Syriac Sinistan from the 781 AD Nestorian Stele of Xi'an, China), located in easternmost Asia. He explained the maritime route towards it (first sailing east and then north up the southern coast of the Asian continent) and the fact that cloves came that way to Sri Lanka for sale. By the time of the Eastern Roman ruler Justinian I (r. 527–565 AD), the Byzantines purchased Chinese silk from Sogdian intermediaries. They also smuggled silkworms out of China with the help of Nestorian monks, who claimed that the land of Serindia was located north of India and produced the finest silk. By smuggling silkworms and producing silk of their own, the Byzantines could bypass the Chinese silk trade dominated by their chief rivals, the Sasanian Empire.
From Turkic peoples of Central Asia during the Northern Wei (386–535 AD) period the Eastern Romans acquired yet another name for China: Taugast (Old Turkic: Tabghach). Theophylact Simocatta, a historian during the reign of Heraclius (r. 610–641 AD), wrote that Taugast (or Taugas) was a great eastern empire colonised by Turkic people, with a capital city 2,400 kilometres (1,500 mi) northeast of India that he called Khubdan (from the Turkic word Khumdan used for the Sui and Tang capital Chang'an), where idolatry was practised but the people were wise and lived by just laws. He depicted the Chinese empire as being divided by a great river (the Yangzi) that served as the boundary between two rival nations at war; during the reign of Byzantine Emperor Maurice (582–602 AD) the northerners wearing "black coats" conquered the "red coats" of the south (black being a distinctive colour worn by the people of Shaanxi, location of the Sui capital Sui Chang'an, according to the 16th-century Persian traveller Hajji Mahomed, or Chaggi Memet). This account may correspond to the conquest of the Chen dynasty and reunification of China by Emperor Wen of Sui (r. 581–604 AD). Simocatta names their ruler as Taisson, which he claimed meant Son of God, either correlating to the Chinese Tianzi (Son of Heaven) or even the name of the contemporary ruler Emperor Taizong of Tang (r. 626–649 AD). Later medieval Europeans in China wrote of it as two separate countries, with Cathay in the north and Mangi in the south, during the period when the Yuan dynasty led by Mongol ruler Kublai Khan (r. 1260–1294 AD) conquered the Southern Song Dynasty.
### Chinese geography
Detailed geographical information about the Roman Empire, at least its easternmost territories, is provided in traditional Chinese historiography. The Shiji by Sima Qian (c. 145–86 BC) gives descriptions of countries in Central Asia and West Asia. These accounts became significantly more nuanced in the Book of Han, co-authored by Ban Gu and his sister Ban Zhao, younger siblings of the general Ban Chao, who led military exploits into Central Asia before returning to China in 102 AD. The westernmost territories of Asia as described in the Book of the Later Han compiled by Fan Ye (398–445 AD) formed the basis for almost all later accounts of Daqin. These accounts seem to be restricted to descriptions of the Levant, particularly Syria.
Historical linguist Edwin G. Pulleyblank explains that Chinese historians considered Daqin to be a kind of "counter-China" located at the opposite end of their known world. According to Pulleyblank, "the Chinese conception of Dà Qín was confused from the outset with ancient mythological notions about the far west". From the Chinese point of view, the Roman Empire was considered "a distant and therefore mystical country," according to Krisztina Hoppál. The Chinese histories explicitly related Daqin and Lijian (also "Li-kan", or Syria) as belonging to the same country; according to Yule, D. D. Leslie, and K. H. G. Gardiner, the earliest descriptions of Lijian in the Shiji distinguished it as the Hellenistic-era Seleucid Empire. Pulleyblank provides some linguistic analysis to dispute their proposal, arguing that Tiaozhi (條支) in the Shiji was most likely the Seleucid Empire and that Lijian, although still poorly understood, could be identified with either Hyrcania in Iran or even Alexandria in Egypt.
The Weilüe by Yu Huan (c. 239–265 AD), preserved in annotations to the Records of the Three Kingdoms (published in 429 AD by Pei Songzhi), also provides details about the easternmost portion of the Roman world, including mention of the Mediterranean Sea. For Roman Egypt, the book explains the location of Alexandria, travelling distances along the Nile and the tripartite division of the Nile Delta, Heptanomis, and Thebaid. In his Zhu Fan Zhi, the Song-era Quanzhou customs inspector Zhao Rugua (1170–1228 AD) described the ancient Lighthouse of Alexandria. Both the Book of the Later Han and the Weilüe mention the "flying" pontoon bridge (飛橋) over the Euphrates at Zeugma, Commagene in Roman Anatolia. The Weilüe also listed what it considered the most important dependent vassal states of the Roman Empire, providing travel directions and estimates for the distances between them (in Chinese miles, li). Friedrich Hirth (1885) identified the locations and dependent states of Rome named in the Weilüe; some of his identifications have been disputed. Hirth identified Si-fu (汜復) as Emesa; John E. Hill (2004) uses linguistic and situational evidence to argue it was Petra in the Nabataean Kingdom, which was annexed by Rome in 106 AD during the reign of Trajan.
The Old Book of Tang and New Book of Tang record that the Arabs (Da shi 大食) sent their commander Mo-yi (摩拽, pinyin: Móyè, i.e. Muawiyah I, governor of Syria and later Umayyad caliph, r. 661–680 AD) to besiege the Byzantine capital, Constantinople, and forced the Byzantines to pay them tribute. The same books also described Constantinople in some detail as having strong granite walls and a water clock mounted with a golden statue of man. Henry Yule noted that the name of the Byzantine negotiator "Yenyo" (the patrician John Pitzigaudes) was mentioned in Chinese sources, an envoy who was unnamed in Edward Gibbon's account of the man sent to Damascus to hold a parley with the Umayyads, followed a few years later by the increase of tributary demands on the Byzantines. The New Book of Tang and Wenxian Tongkao described the land of Nubia (either the Kingdom of Kush or Aksum) as a desert south-west of the Byzantine Empire that was infested with malaria, where the natives had black skin and consumed Persian dates. In discussing the three main religions of Nubia (the Sudan), the Wenxian Tongkao mentions the Daqin religion there and the day of rest occurring every seven days for those following the faith of the Da shi (the Muslim Arabs). It also repeats the claim in the New Book of Tang about the Eastern Roman surgical practice of trepanning to remove parasites from the brain. The descriptions of Nubia and Horn of Africa in the Wenxian Tongkao were ultimately derived from the Jingxingji of Du Huan (fl. 8th century AD), a Chinese travel writer whose text, preserved in the Tongdian of Du You, is perhaps the first Chinese source to describe Ethiopia (Laobosa), in addition to offering descriptions of Eritrea (Molin).
## Embassies and travel
### Prelude
Some contact may have occurred between Hellenistic Greeks and the Qin dynasty in the late 3rd century BC, following the Central Asian campaigns of Alexander the Great, king of Macedon, and the establishment of Hellenistic kingdoms relatively close to China, such as the Greco-Bactrian Kingdom. Excavations at the burial site of China's first Emperor Qin Shi Huang (r. 221–210 BC) suggest ancient Greeks may have paid tribute and submitted to the supreme universal rule of the Han Chinese Qin dynasty emperor by giving him gifts with Greek stylistic and technological influences in some of the artworks found buried there, including a few examples of the famous terracotta army. Cultural exchanges at such an early date are generally regarded as conjectural in academia, but excavations of a 4th-century BC tomb in Gansu province belonging to the state of Qin have yielded Western items such as glass beads and a blue-glazed (possibly faience) beaker of Mediterranean origin. Trade and diplomatic relations between China's Han Empire and remnants of Hellenistic Greek civilization under the rule of the nomadic Da Yuezhi began with the Central Asian journeys of the Han envoy Zhang Qian (d. 113 BC). He brought back reports to the court of Emperor Wu of Han about the "Dayuan" in the Fergana Valley, with Alexandria Eschate as its capital, and the "Daxia" of Bactria, in what is now Afghanistan and Tajikistan. The only well-known Roman traveller to have visited the easternmost fringes of Central Asia was Maes Titianus, a contemporary of Trajan in either the late 1st or early 2nd century AD who visited a "Stone Tower" that has been identified by historians as either Tashkurgan in the Chinese Pamirs or a similar monument in the Alai Valley just west of Kashgar, Xinjiang, China.
### Embassy to Augustus
The historian Florus described the visit of numerous envoys, including the "Seres" (possibly the Chinese) to the court of the first Roman Emperor Augustus (r. 27 BC – 14 AD):
> Even the rest of the nations of the world which were not subject to the imperial sway were sensible of its grandeur, and looked with reverence to the Roman people, the great conqueror of nations. Thus even Scythians and Sarmatians sent envoys to seek the friendship of Rome. Nay, the Seres came likewise, and the Indians who dwelt beneath the vertical sun, bringing presents of precious stones and pearls and elephants, but thinking all of less moment than the vastness of the journey which they had undertaken, and which they said had occupied four years. In truth it needed but to look at their complexion to see that they were people of another world than ours.
In the entire corpus of Roman literature and historiography, Yule was unable to uncover any other mention of such a direct diplomatic encounter between the Romans and the Seres. He speculated that these people were more likely to have been private merchants than diplomats, since Chinese records insist that Gan Ying was the first Chinese to reach as far west as Tiaozhi (條支; Mesopotamia) in 97 AD. Yule notes that the 1st-century AD Periplus mentioned that people of Thinae (Sinae) were rarely seen, because of the difficulties of reaching that country. It states that their country, located under Ursa Minor and on the farthest unknown reaches of the Caspian Sea, was the origin of raw silk and fine silk cloth that was traded overland from Bactria to Barygaza, as well as down the Ganges.
### Envoy Gan Ying
The Eastern Han general Ban Chao (32–102 AD), in a series of military successes which brought the Western Regions (the Tarim Basin of Xinjiang) back under Chinese control and suzerainty, defeated the Da Yuezhi in 90 AD and the Northern Xiongnu in 91 AD, forcing the submission of city-states such as Kucha and Turfan, Khotan and Kashgar (Indo-European Tocharian and Saka settlements, respectively), and finally Karasahr in 94 AD. An embassy from the Parthian Empire had earlier arrived at the Han court in 89 AD and, while Ban was stationed with his army in Khotan, another Parthian embassy came in 101 AD, this time bringing exotic gifts such as ostriches.
In 97 AD, Ban Chao sent an envoy named Gan Ying to explore the far west. Gan made his way from the Tarim Basin to Parthia and reached the Persian Gulf. Gan left a detailed account of western countries; he apparently reached as far as Mesopotamia, then under the control of the Parthian Empire. He intended to sail to the Roman Empire, but was discouraged when told that the trip was dangerous and could take two years. Deterred, he returned to China bringing much new information on the countries to the west of Chinese-controlled territories, as far as the Mediterranean Basin.
Gan Ying is thought to have left an account of the Roman Empire (Daqin in Chinese) which relied on secondary sources—likely sailors in the ports which he visited. The Book of the Later Han locates it in Haixi ("west of the sea", or Roman Egypt; the sea is the one known to the Greeks and Romans as the Erythraean Sea, which included the Persian Gulf, the Arabian Sea, and Red Sea):
> Its territory extends for several thousands of li [a li during the Han dynasty equalled 415.8 metres]. They have established postal relays at intervals, which are all plastered and whitewashed. There are pines and cypresses, as well as trees and plants of all kinds. It has more than four hundred walled towns. There are several tens of smaller dependent kingdoms. The walls of the towns are made of stone.
The Book of the Later Han gives a positive, if inaccurate, view of Roman governance:
> Their kings are not permanent rulers, but they appoint men of merit. When a severe calamity visits the country, or untimely rain-storms, the king is deposed and replaced by another. The one relieved from his duties submits to his degradation without a murmur. The inhabitants of that country are tall and well-proportioned, somewhat like the Han [Chinese], whence they are called [Daqin].
Yule noted that although the description of the Roman Constitution and products was garbled, the Book of the Later Han offered an accurate depiction of the coral fisheries in the Mediterranean. Coral was a highly valued luxury item in Han China, imported among other items from India (mostly overland and perhaps also by sea), the latter region being where the Romans sold coral and obtained pearls. The original list of Roman products given in the Book of the Later Han, such as sea silk, glass, amber, cinnabar, and asbestos cloth, is expanded in the Weilüe. The Weilüe also claimed that in 134 AD the ruler of the Shule Kingdom (Kashgar), who had been a hostage at the court of the Kushan Empire, offered blue (or green) gems originating from Haixi as gifts to the Eastern Han court. Fan Ye, the editor of the Book of the Later Han, wrote that former generations of Chinese had never reached these far western regions, but that the report of Gan Ying revealed to the Chinese their lands, customs and products. The Book of the Later Han also asserts that the Parthians (Chinese: 安息; Anxi) wished "to control the trade in multi-coloured Chinese silks" and therefore intentionally blocked the Romans from reaching China.
### Possible Roman Greeks in Burma and China
It is possible that a group of Greek acrobatic performers, who claimed to be from a place "west of the seas" (Roman Egypt, which the Book of the Later Han related to the Daqin empire), were presented by a king of Burma to Emperor An of Han in 120 AD. It is known that in both the Parthian Empire and Kushan Empire of Asia, ethnic Greeks continued to be employed after the Hellenistic period as musicians and athletes. The Book of the Later Han states that Emperor An transferred these entertainers from his countryside residence to the capital Luoyang, where they gave a performance at his court and were rewarded with gold, silver, and other gifts. With regard to the origin of these entertainers, Raoul McLaughlin speculates that the Romans were selling slaves to the Burmese and that this is how the entertainers originally reached Burma before they were sent by the Burmese ruler to Emperor An in China. Meanwhile, Syrian jugglers were renowned in Western Classical literature, and Chinese sources from the 2nd century BC to the 2nd century AD seem to mention them as well.
### First Roman embassy
The first group of people claiming to be an ambassadorial mission of Romans to China was recorded as having arrived in 166 AD by the Book of the Later Han. The embassy came to Emperor Huan of Han China from "Andun" (Chinese: 安敦; Emperor Antoninus Pius or Marcus Aurelius Antoninus), "king of Daqin" (Rome):
> "... 其王常欲通使於漢,而安息欲以漢繒彩與之交市,故遮閡不得自達。至桓帝延熹九年,大秦王安敦遣使自日南徼外獻象牙、犀角、瑇瑁,始乃一通焉。其所表貢,並無珍異,疑傳者過焉。"
> "... The king of this state always wanted to enter into diplomatic relations with the Han. But Parthia ("Anxi") wanted to trade with them in Han silk and so put obstacles in their way, so that they could never have direct relations [with Han]. This continued until the ninth year of the Yanxi (延熹) reign period of Emperor Huan (桓) (A.D. 166), when Andun (安敦), king of Da Qin, sent an envoy from beyond the frontier of Rinan (日南) who offered elephant tusk, rhinoceros horn, and tortoise shell. It was only then that for the first time communication was established [between the two states]."
As Antoninus Pius died in 161 AD, leaving the empire to his adoptive son Marcus Aurelius Antoninus, and the envoy arrived in 166 AD, confusion remains about who sent the mission, as both emperors were named "Antoninus". The Roman mission came from the south (therefore probably by sea), entering China by the frontier of Rinan or Tonkin (present-day Vietnam). It brought presents of rhinoceros horns, ivory, and tortoise shell, probably acquired in Southern Asia. The text states that it was the first time there had been direct contact between the two countries. Yule speculated that the Roman visitors must have lost their original wares due to robbery or shipwreck and used the gifts instead, prompting Chinese sources to suspect them of withholding their more precious valuables, which Yule notes was the same criticism directed at papal missionary John of Montecorvino when he arrived in China in the late 13th century AD. Historians Rafe de Crespigny, Peter Fibiger Bang, and Warwick Ball believe that this was most likely a group of Roman merchants rather than official diplomats sent by Marcus Aurelius. Crespigny stresses that the presence of this Roman embassy as well as others from Tianzhu (in northern India) and Buyeo (in Manchuria) provided much-needed prestige for Emperor Huan, as he was facing serious political troubles and fallout for the forced suicide of politician Liang Ji, who had dominated the Han government well after the death of his sister Empress Liang Na. Yule emphasised that the Roman embassy was said to come by way of Jiaozhi in northern Vietnam, the same route that Chinese sources claimed the embassies from Tianzhu (northern India) had used in 159 and 161 AD.
### Other Roman embassies
The Weilüe and Book of Liang record the arrival in 226 AD of a merchant named Qin Lun (秦論) from the Roman Empire (Daqin) at Jiaozhou (Chinese-controlled northern Vietnam). Wu Miao, the Prefect of Jiaozhi, sent him to the court of Sun Quan (the ruler of Eastern Wu during the Three Kingdoms) in Nanjing, where Sun requested that he provide him with a report on his native country and its people. An expedition was mounted to return the merchant along with ten female and ten male "blackish coloured dwarfs" he had requested as a curiosity, as well as a Chinese officer, Liu Xian of Huiji (in Zhejiang), who died en route. According to the Weilüe and Book of Liang Roman merchants were active in Cambodia and Vietnam, a claim supported by modern archaeological finds of ancient Mediterranean goods in the Southeast Asian countries of Vietnam, Thailand, Malaysia, and Indonesia.
Yule mentions that in the early 3rd century AD a ruler of Daqin sent an envoy with gifts to the northern Chinese court of Cao Wei (220–266 AD) that included glassware of various colours. Several years later a Daqin craftsman is mentioned as showing the Chinese how to make "flints into crystal by means of fire", a curiosity to the Chinese.
Another embassy from Daqin is recorded as bringing tributary gifts to the Chinese Jin Empire (266–420 AD). This occurred in 284 AD during the reign of Emperor Wu of Jin (r. 266–290 AD), and was recorded in the Book of Jin, as well as the later Wenxian Tongkao. This embassy was presumably sent by the Emperor Carus (r. 282–283 AD), whose brief reign was preoccupied by war with Sasanian Persia.
### Fulin: Eastern Roman embassies
Chinese histories for the Tang dynasty (618–907 AD) record contacts with merchants from "Fulin" ([] Error: : no text (help)), the new name used to designate the Byzantine Empire. The first reported diplomatic contact took place in 643 AD during the reigns of Constans II (641–668 AD) and Emperor Taizong of Tang (626–649 AD). The Old Book of Tang, followed by the New Book of Tang, provides the name "Po-to-li" (波多力, pinyin: Bōduōlì) for Constans II, which Hirth conjectured to be a transliteration of Kōnstantinos Pogonatos, or "Constantine the Bearded", giving him the title of a king (王 wáng). Yule and S. A. M. Adshead offer a different transliteration stemming from "patriarch" or "patrician", possibly a reference to one of the acting regents for the 13-year-old Byzantine monarch. The Tang histories record that Constans II sent an embassy in the 17th year of the Zhenguan (貞觀) regnal period (643 AD), bearing gifts of red glass and green gemstones. Yule points out that Yazdegerd III (r. 632–651 AD), last ruler of the Sasanian Empire, sent diplomats to China to secure aid from Emperor Taizong (considered the suzerain over Ferghana in Central Asia) during the loss of the Persian heartland to the Islamic Rashidun Caliphate, which may also have prompted the Byzantines to send envoys to China amid their recent loss of Syria to the Muslims. Tang Chinese sources also recorded how Sasanian prince Peroz III (636–679 AD) fled to Tang China following the conquest of Persia by the growing Islamic caliphate.
Yule asserts that the additional Fulin embassies during the Tang period arrived in 711 and 719 AD, with another in 742 AD that may have been Nestorian monks. Adshead lists four official diplomatic contacts with Fulin in the Old Book of Tang as occurring in 643, 667, 701, and 719 AD. He speculates that the absence of these missions in Western literary sources can be explained by how the Byzantines typically viewed political relations with powers of the East, as well as the possibility that they were launched on behalf of frontier officials instead of the central government. Yule and Adshead concur that a Fulin diplomatic mission occurred during the reign of Justinian II (r. 685–695 AD; 705–711 AD). Yule claims it occurred in the year of the emperor's death, 711 AD, whereas Adshead contends that it took place in 701 AD during the usurpation of Leontios and the emperor's exile in Crimea, perhaps the reason for its omission in Byzantine records and the source for confusion in Chinese histories about precisely who sent this embassy. Justinian II regained the throne with the aid of Bulgars and a marriage alliance with the Khazars. Adshead therefore believes a mission sent to Tang China would be consistent with Justinian II's behaviour, especially if he had knowledge of the permission Empress Wu Zetian granted to Narsieh, son of Peroz III, to march against the Arabs in Central Asia at the end of the 7th century.
The 719 AD a Fulin embassy ostensibly came from Leo III the Isaurian (r. 717–741 AD) to the court of Emperor Xuanzong of Tang (r. 712–756 AD), during a time when the Byzantine emperor was again reaching out to Eastern powers with a renewed Khazar marriage alliance. It also came as Leo III had just defeated the Arabs in 717 CE. The Chinese annals record that "In the first month of the seventh year of the period Kaiyuan [719 CE] their lord [拂菻王, "the King of Fulin"] sent the Ta-shou-ling [an officer of high rank] of T'u-huo-lo [吐火羅, Tokhara] (...) to offer lions and ling-yang [antelopes], two of each. A few months after, he further sent Ta-te-seng ["priests of great virtue"] to our court with tribute." During its long voyage, this embassy probably visited the Turk Shahis king of Afghanistan, since the son of the king took the title "Fromo Kesaro" when he acceded to the throne in 739 CE. "Fromo Kesaro" is a phonetic transcription of "Roman Caesar", probably chosen in honor of "Caesar", the title of Leo III, who had defeated their common enemy the Arabs. In Chinese sources "Fromo Kesaro" was aptly transcribed "Fulin Jisuo" (拂菻罽娑), "Fulin" (拂菻) being the standard Tang Dynasty name for "Byzantine Empire". The year of this embassy coincided with Xuanzong's refusal to provide aid to the Sogdians of Bukhara and Samarkand against the Arab invasion force. An embassy from the Umayyad Caliphate was received by the Tang court in 732 AD. However, the Arab victory at the 751 AD Battle of Talas and the An Lushan Rebellion crippled Tang Chinese interventionist efforts in Central Asia.
The last diplomatic contacts with Fulin are recorded as having taken place in the 11th century AD. From the Wenxian Tongkao, written by historian Ma Duanlin (1245–1322), and from the History of Song, it is known that the Byzantine emperor Michael VII Parapinakēs Caesar (滅力沙靈改撒, Mie li sha ling kai sa) of Fulin sent an embassy to China's Song dynasty that arrived in 1081 AD, during the reign of Emperor Shenzong of Song (r. 1067–1085 AD). The History of Song described the tributary gifts given by the Byzantine embassy as well as the products made in Byzantium. It also described punishments used in Byzantine law, such as the capital punishment of being stuffed into a "feather bag" and thrown into the sea, probably the Romano-Byzantine practice of poena cullei (from Latin 'penalty of the sack'). The final recorded embassy arrived in 1091 AD, during the reign of Alexios I Komnenos (r. 1081–1118 AD); this event is only mentioned in passing.
The History of Yuan offers a biography of a Byzantine man named Ai-sie (transliteration of either Joshua or Joseph), who originally served the court of Güyük Khan but later became a head astronomer and physician for the court of Kublai Khan, the Mongol founder of the Yuan dynasty (1271–1368 AD), at Khanbaliq (modern Beijing). He was eventually granted the title Prince of Fulin (拂菻王, Fúlǐn wáng) and his children were listed with their Chinese names, which seem to match with transliterations of the Christian names Elias, Luke, and Antony. Kublai Khan is also known to have sent Nestorian monks, including Rabban Bar Sauma, to the court of Byzantine ruler Andronikos II Palaiologos (r. 1282–1328 AD), whose half-sisters were married to the great-grandsons of Genghis Khan, making this Byzantine ruler an in-law with the Mongol ruler in Beijing.
Within the Mongol Empire, which eventually included all of China, there were enough Westerners travelling there that in 1340 AD Francesco Balducci Pegolotti compiled a guide book for fellow merchants on how to exchange silver for paper money to purchase silk in Khanbaliq (Beijing). By this stage the Eastern Roman Empire, temporarily dismantled by the Latin Empire, had shrunk to the size of a rump state in parts of Greece and Anatolia. Ma Duanlin, author of the Wenxian Tongkao, noted the shifting political boundaries, albeit based on generally inaccurate and distorted political geography. He wrote that historians of the Tang Dynasty considered "Daqin" and "Fulin" to be the same country, but he had his reservations about this due to discrepancies in geographical accounts and other concerns (Wade–Giles spelling):
> During the sixth year of Yuan-yu [1091] they sent two embassies, and their king was presented, by Imperial order, with 200 pieces of cloth, pairs of silver vases, and clothing with gold bound in a girdle. According to the historians of the T'ang dynasty, the country of Fulin was held to be identical with the ancient Ta-ts'in. It should be remarked, however, that, although Ta-ts'in has from the Later Han dynasty when Zhongguo was first communicated with, till down to the Chin and T'ang dynasties has offered tribute without interruption, yet the historians of the "four reigns" of the Sung dynasty, in their notices of Fulin, hold that this country has not sent tribute to court up to the time of Yuan-feng [1078–1086] when they sent their first embassy offering local produce. If we, now, hold together the two accounts of Fulin as transmitted by the two different historians, we find that, in the account of the T'ang dynasty, this country is said "to border on the great sea in the west"; whereas the Sung account says that "in the west you have still thirty days' journey to the sea;" and the remaining boundaries do also not tally in the two accounts; nor do the products and the customs of the people. I suspect that we have before us merely an accidental similarity of the name, and that the country is indeed not identical with Ta-ts'in. I have, for this reason, appended the Fulin account of the T'ang dynasty to my chapter on Ta-ts'in, and represented this Fulin of the Sung dynasty as a separate country altogether.
The History of Ming expounds how the Hongwu Emperor, founder of the Ming dynasty (1368–1644 AD), sent a merchant of Fulin named "Nieh-ku-lun" (捏古倫) back to his native country with a letter announcing the founding of the Ming dynasty. It is speculated that the merchant was a former archbishop of Khanbaliq called Nicolaus de Bentra (who succeeded John of Montecorvino for that position). The History of Ming goes on to explain that contacts between China and Fulin ceased after this point and an envoy of the great western sea (the Mediterranean Sea) did not appear in China again until the 16th century AD, with the 1582 AD arrival of the Italian Jesuit missionary Matteo Ricci in Portuguese Macau.
## Trade relations
### Roman exports to China
Direct trade links between the Mediterranean lands and India had been established in the late 2nd century BC by the Hellenistic Ptolemaic Kingdom of Egypt. Greek navigators learned to use the regular pattern of the monsoon winds for their trade voyages in the Indian Ocean. The lively sea trade in Roman times is confirmed by the excavation of large deposits of Roman coins along much of the coast of India. Many trading ports with links to Roman communities have been identified in India and Sri Lanka along the route used by the Roman mission. Archaeological evidence stretching from the Red Sea ports of Roman Egypt to India suggests that Roman commercial activity in the Indian Ocean and Southeast Asia declined heavily with the Antonine Plague of 166 AD, the same year as the first Roman embassy to Han China, where similar plague outbreaks had occurred from 151 AD.
High-quality glass from Roman manufacturers in Alexandria and Syria was exported to many parts of Asia, including Han China. The first Roman glassware discovered in China is a blue soda-lime glass bowl dating to the early 1st century BC and excavated from a Western Han tomb in the southern port city of Guangzhou, which may have come there via the Indian Ocean and South China Sea. Other Roman glass items include a mosaic-glass bowl found in a prince's tomb near Nanjing dated to 67 AD and a glass bottle with opaque white streaks found in an Eastern Han tomb of Luoyang. Roman and Persian glassware has been found in a 5th-century AD tomb of Gyeongju, Korea, capital of ancient Silla, east of China. Roman glass beads have been discovered as far as Japan, within the 5th-century AD Kofun-era Utsukushi burial mound near Kyoto.
From Chinese sources it is known that other Roman luxury items were esteemed by the Chinese. These include gold-embroidered rugs and gold-coloured cloth, amber, asbestos cloth, and sea silk, which was a cloth made from the silk-like hairs of a Mediterranean shellfish, the Pinna nobilis. As well as silver and bronze items found throughout China dated to the 3rd–2nd centuries BC and perhaps originating from the Seleucid Empire, there is also a Roman gilded silver plate dated to the 2nd–3rd centuries AD and found in Jingyuan County, Gansu, with a raised relief image in the centre depicting the Greco-Roman god Dionysus resting on a feline creature.
A maritime route opened up with the Chinese-controlled port of Rinan in Jiaozhi (centred in modern Vietnam) and the Khmer kingdom of Funan by the 2nd century AD, if not earlier. Jiaozhi was proposed by Ferdinand von Richthofen in 1877 to have been the port known to the Greco-Roman geographer Ptolemy as Cattigara, situated near modern Hanoi. Ptolemy wrote that Cattigara lay beyond the Golden Chersonese (the Malay Peninsula) and was visited by a Greek sailor named Alexander, most likely a merchant. Richthofen's identification of Cattigara as Hanoi was widely accepted until archaeological discoveries at Óc Eo (near Ho Chi Minh City) in the Mekong Delta during the mid-20th century suggested this may have been its location. At this place, which was once located along the coastline, Roman coins were among the vestiges of long-distance trade discovered by the French archaeologist Louis Malleret in the 1940s. These include Roman golden medallions from the reigns of Antoninus Pius and his successor Marcus Aurelius. Furthermore, Roman goods and native jewellery imitating Antonine Roman coins have been found there, and Granville Allen Mawer states that Ptolemy's Cattigara seems to correspond with the latitude of modern Óc Eo. In addition, Ancient Roman glass beads and bracelets were also found at the site.
The trade connection from Cattigara extended, via ports on the coasts of India and Sri Lanka, all the way to Roman-controlled ports in Egypt and the Nabataean territories on the north-eastern coast of the Red Sea. The archaeologist Warwick Ball does not consider discoveries such as the Roman and Roman-inspired goods at Óc Eo, a coin of Roman emperor Maximian found in Tonkin, and a Roman bronze lamp at P'ong Tuk in the Mekong Delta, to be conclusive proof that Romans visited these areas and suggests that the items could have been introduced by Indian merchants. While observing that the Romans had a recognised trading port in Southeast Asia, Dougald O'Reilly writes that there is little evidence to suggest Cattigara was Óc Eo. He argues that the Roman items found there only indicate that the Indian Ocean trade network extended to the ancient Kingdom of Funan.
### Chinese silk in the Roman Empire
Chinese trade with the Roman Empire, confirmed by the Roman desire for silk, started in the 1st century BC. The Romans knew of wild silk harvested on Cos (coa vestis), but they did not at first make the connection with the silk that was produced in the Pamir Sarikol kingdom. There were few direct trade contacts between Romans and Han Chinese, as the rival Parthians and Kushans were each protecting their lucrative role as trade intermediaries.
During the 1st century BC silk was still a rare commodity in the Roman world; by the 1st century AD this valuable trade item became much more widely available. In his Natural History (77–79 AD), Pliny the Elder lamented the financial drain of coin from the Roman economy to purchase this expensive luxury. He remarked that Rome's "womankind" and the purchase of luxury goods from India, Arabia, and the Seres of the Far East cost the empire roughly 100 million sesterces per year, and claimed that journeys were made to the Seres to acquire silk cloth along with pearl diving in the Red Sea. Despite the claims by Pliny the Elder about the trade imbalance and quantity of Rome's coinage used to purchase silk, Warwick Ball asserts that the Roman purchase of other foreign commodities, particularly spices from India, had a much greater impact on the Roman economy. In 14 AD the Senate issued an edict prohibiting the wearing of silk by men, but it continued to flow unabated into the Roman world. Beyond the economic concerns that the import of silk caused a huge outflow of wealth, silk clothes were also considered to be decadent and immoral by Seneca the Elder:
> I can see clothes of silk, if materials that do not hide the body, nor even one's decency, can be called clothes ... Wretched flocks of maids labour so that the adulteress may be visible through her thin dress, so that her husband has no more acquaintance than any outsider or foreigner with his wife's body.
Trade items such as spice and silk had to be paid for with Roman gold coinage. There was some demand in China for Roman glass; the Han Chinese also produced glass in certain locations. Chinese-produced glassware date back to the Western Han era (202 BC – 9 AD). In dealing with foreign states such as the Parthian Empire, the Han Chinese were perhaps more concerned with diplomatically outmaneuvering their chief enemies, the nomadic Xiongnu, than with establishing trade, since mercantile pursuits and the merchant class were frowned upon by the gentry who dominated the Han government.
### Roman and Byzantine currency discovered in China
Valerie Hansen wrote in 2012 that no Roman coins from the Roman Republic (509–27 BC) or the Principate (27 BC – 284 AD) era of the Roman Empire have been found in China. Nevertheless, Warwick Ball (2016) cites two studies from 1978 summarizing the discovery at Xi'an, China (the site of the Han capital Chang'an) of a hoard of sixteen Roman coins from the reigns of Tiberius (14–37 AD) to Aurelian (270–275 AD). The Roman coins found at Óc Eo, Vietnam, near Chinese-controlled Jiaozhou, date to the mid-2nd century AD. A coin of Maximian (r. 286–305 AD) was also discovered in Tonkin. As a note, Roman coins of the 3rd and 4th centuries AD have been discovered in Japan; they were unearthed from Katsuren Castle (in Uruma, Okinawa), which was built from the 12th to 15th centuries AD.
Shortly after the smuggling of silkworm eggs into the Byzantine Empire from China by Nestorian Christian monks, the 6th-century AD Byzantine historian Menander Protector wrote of how the Sogdians attempted to establish a direct trade of Chinese silk with the Byzantine Empire. After forming an alliance with the Sasanian Persian ruler Khosrow I to defeat the Hephthalite Empire, Istämi, the Göktürk ruler of the First Turkic Khaganate, was approached by Sogdian merchants requesting permission to seek an audience with the Sasanian king of kings for the privilege of travelling through Persian territories to trade with the Byzantines. Istämi refused the first request, but when he sanctioned the second one and had the Sogdian embassy sent to the Sasanian king, the latter had the members of the embassy killed by poison. Maniakh, a Sogdian diplomat, convinced Istämi to send an embassy directly to Byzantium's capital Constantinople, which arrived in 568 AD and offered not only silk as a gift to Byzantine ruler Justin II, but also an alliance against Sasanian Persia. Justin II agreed and sent an embassy under Zemarchus to the Turkic Khaganate, ensuring the direct silk trade desired by the Sogdians. The small number of Roman and Byzantine coins found during excavations of Central Asian and Chinese archaeological sites from this era suggests that direct trade with the Sogdians remained limited. This was despite the fact that ancient Romans imported Han Chinese silk, and discoveries in contemporary tombs indicate that the Han-dynasty Chinese imported Roman glassware.
The earliest gold solidus coins from the Eastern Roman Empire found in China date to the reign of Byzantine emperor Theodosius II (r. 408–450 AD) and altogether only forty-eight of them have been found (compared to 1300 silver coins) in Xinjiang and the rest of China. The use of silver coins in Turfan persisted long after the Tang campaign against Karakhoja and Chinese conquest of 640 AD, with a gradual adoption of Chinese bronze coinage during the 7th century AD. Hansen maintains that these Eastern Roman coins were almost always found with Sasanian Persian silver coins and Eastern Roman gold coins were used more as ceremonial objects like talismans, confirming the pre-eminence of Greater Iran in Chinese Silk Road commerce of Central Asia compared to Eastern Rome. Walter Scheidel remarks that the Chinese viewed Byzantine coins as pieces of exotic jewellery, preferring to use bronze coinage in the Tang and Song dynasties, as well as paper money during the Song and Ming periods, even while silver bullion was plentiful. Ball writes that the scarcity of Roman and Byzantine coins in China, and the greater amounts found in India, suggest that most Chinese silk purchased by the Romans was from maritime India, largely bypassing the overland Silk Road trade through Iran. Chinese coins from the Sui and Tang dynasties (6th–10th centuries AD) have been discovered in India; significantly larger amounts are dated to the Song period (11th–13th centuries AD), particularly in the territories of the contemporary Chola dynasty.
Even with the Byzantine production of silk starting in the 6th century AD, Chinese varieties were still considered to be of higher quality. This theory is supported by the discovery of a Byzantine solidus minted during the reign of Justin II found in a Sui-dynasty tomb of Shanxi province in 1953, among other Byzantine coins found at various sites. Chinese histories offer descriptions of Roman and Byzantine coins. The Weilüe, Book of the Later Han, Book of Jin, as well as the later Wenxian Tongkao noted how ten ancient Roman silver coins were worth one Roman gold coin. The Roman golden aureus was worth about twenty-five silver denarii. During the later Byzantine Empire, twelve silver miliaresion was equal to one gold nomisma. The History of Song notes that the Byzantines made coins of either silver or gold, without holes in the middle, with an inscription of the king's name. It also asserts that the Byzantines forbade the production of counterfeit coins.
## Human remains
In 2010, mitochondrial DNA was used to identify that a partial skeleton found in a Roman grave from the 1st or 2nd century AD in Vagnari, Italy, had East Asian ancestry on his mother's side.
A 2016 analysis of archaeological finds from Southwark in London, the site of the ancient Roman city Londinium in Roman Britain, suggests that two or three skeletons from a sample of twenty-two dating to the 2nd to the 4th centuries AD are of Asian ancestry, and possibly of Chinese descent. The assertion is based on forensics and the analysis of skeletal facial features. The discovery has been presented by Dr Rebecca Redfern, curator of human osteology at the Museum of London. No DNA analysis has yet been done, the skull and tooth samples available offer only fragmentary pieces of evidence, and the samples that were used were compared with the morphology of modern populations, not ancient ones.
## Hypothetical military contact
The historian Homer H. Dubs speculated in 1941 that Roman prisoners of war who were transferred to the eastern border of the Parthian Empire might later have clashed with Han troops there.
After a Roman army under the command of Marcus Licinius Crassus decisively lost the battle of Carrhae in 53 BC, an estimated 10,000 Roman prisoners were dispatched by the Parthians to Margiana to man the frontier. Some time later the nomadic Xiongnu chief Zhizhi established a state further east in the Talas valley, near modern-day Taraz. Dubs points to a Chinese account by Ban Gu of about "a hundred men" under the command of Zhizhi who fought in a so-called "fish-scale formation" to defend Zhizhi's wooden-palisade fortress against Han forces, in the Battle of Zhizhi in 36 BC. He claimed that this might have been the Roman testudo formation and that these men, who were captured by the Chinese, founded the village of Liqian (Li-chien, possibly from "legio") in Yongchang County.
There have been attempts to promote the Sino-Roman connection for tourism, but Dubs' synthesis of Roman and Chinese sources has not found acceptance among historians, on the grounds that it is highly speculative and reaches too many conclusions without sufficient hard evidence. DNA testing in 2005 confirmed the Indo-European ancestry of a few inhabitants of modern Liqian; this could be explained by transethnic marriages with Indo-European people known to have lived in Gansu in ancient times, such as the Yuezhi and Wusun. A much more comprehensive DNA analysis of more than two hundred male residents of the village in 2007 showed close genetic relation to the Han Chinese populace and great deviation from the Western Eurasian gene pool. The researchers conclude that the people of Liqian are probably of Han Chinese origin. The area lacks archaeological evidence of a Roman presence, such as coins, pottery, weaponry, architecture, etc.
## See also
- China–Greece relations
- China–Italy relations
- China–European Union relations
- Comparative studies of the Roman and Han empires
- Malay Chronicles: Bloodlines and Dragon Blade, films based on Sino-Roman relations
- Ancient Greece–Ancient India relations
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Apus
| 1,173,352,017 |
Constellation in the southern celestial hemisphere
|
[
"1590s in the Dutch Republic",
"Apus",
"Astronomy in the Dutch Republic",
"Constellations listed by Petrus Plancius",
"Dutch celestial cartography in the Age of Discovery",
"Southern constellations"
] |
Apus is a small constellation in the southern sky. It represents a bird-of-paradise, and its name means "without feet" in Greek because the bird-of-paradise was once wrongly believed to lack feet. First depicted on a celestial globe by Petrus Plancius in 1598, it was charted on a star atlas by Johann Bayer in his 1603 Uranometria. The French explorer and astronomer Nicolas Louis de Lacaille charted and gave the brighter stars their Bayer designations in 1756.
The five brightest stars are all reddish in hue. Shading the others at apparent magnitude 3.8 is Alpha Apodis, an orange giant that has around 48 times the diameter and 928 times the luminosity of the Sun. Marginally fainter is Gamma Apodis, another ageing giant star. Delta Apodis is a double star, the two components of which are 103 arcseconds apart and visible with the naked eye. Two star systems have been found to have planets.
## History
Apus was one of twelve constellations published by Petrus Plancius from the observations of Pieter Dirkszoon Keyser and Frederick de Houtman who had sailed on the first Dutch trading expedition, known as the Eerste Schipvaart, to the East Indies. It first appeared on a 35-cm (14 in) diameter celestial globe published in 1598 in Amsterdam by Plancius with Jodocus Hondius. De Houtman included it in his southern star catalogue in 1603 under the Dutch name De Paradijs Voghel, "The Bird of Paradise", and Plancius called the constellation Paradysvogel Apis Indica; the first word is Dutch for "bird of paradise". Apis (Latin for "bee") is assumed to have been a typographical error for avis ("bird").
After its introduction on Plancius's globe, the constellation's first known appearance in a celestial atlas was in German cartographer Johann Bayer's Uranometria of 1603. Bayer called it Apis Indica while fellow astronomers Johannes Kepler and his son-in-law Jakob Bartsch called it Apus or Avis Indica. The name Apus is derived from the Greek apous, meaning "without feet". This referred to the Western misconception that the bird-of-paradise had no feet, which arose because the only specimens available in the West had their feet and wings removed. Such specimens began to arrive in Europe in 1522, when the survivors of Ferdinand Magellan's expedition brought them home. The constellation later lost some of its tail when Nicolas-Louis de Lacaille used those stars to establish Octans in the 1750s.
## Characteristics
Covering 206.3 square degrees and hence 0.5002% of the sky, Apus ranks 67th of the 88 modern constellations by area. Its position in the Southern Celestial Hemisphere means that the whole constellation is visible to observers south of 7°N. It is bordered by Ara, Triangulum Australe and Circinus to the north, Musca and Chamaeleon to the west, Octans to the south, and Pavo to the east. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union in 1922, is "Aps". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon of six segments (illustrated in infobox). In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates are between −67.48° and −83.12°.
## Features
### Stars
Lacaille gave twelve stars Bayer designations, labelling them Alpha through to Kappa, including two stars next to each other as Delta and another two stars near each other as Kappa. Within the constellation's borders, there are 39 stars brighter than or equal to apparent magnitude 6.5. Beta, Gamma and Delta Apodis form a narrow triangle, with Alpha Apodis lying to the east. The five brightest stars are all red-tinged, which is unusual among constellations.
Alpha Apodis is an orange giant of spectral type K3III located 430 ± 20 light-years away from Earth, with an apparent magnitude of 3.8. It spent much of its life as a blue-white (B-type) main sequence star before expanding, cooling and brightening as it used up its core hydrogen. It has swollen to 48 times the Sun's diameter, and shines with a luminosity approximately 928 times that of the Sun, with a surface temperature of 4312 K. Beta Apodis is an orange giant 149 ± 2 light-years away, with a magnitude of 4.2. It is around 1.84 times as massive as the Sun, with a surface temperature of 4677 K. Gamma Apodis is a yellow giant of spectral type G8III located 150 ± 4 light-years away, with a magnitude of 3.87. It is approximately 63 times as luminous the Sun, with a surface temperature of 5279 K. Delta Apodis is a double star, the two components of which are 103 arcseconds apart and visible through binoculars. Delta<sup>1</sup> is a red giant star of spectral type M4III located 630 ± 30 light-years away. It is a semiregular variable that varies from magnitude +4.66 to +4.87, with pulsations of multiple periods of 68.0, 94.9 and 101.7 days. Delta<sup>2</sup> is an orange giant star of spectral type K3III, located 550 ± 10 light-years away, with a magnitude of 5.3. The separate components can be resolved with the naked eye.
The fifth-brightest star is Zeta Apodis at magnitude 4.8, a star that has swollen and cooled to become an orange giant of spectral type K1III, with a surface temperature of 4649 K and a luminosity 133 times that of the Sun. It is 300 ± 4 light-years distant. Near Zeta is Iota Apodis, a binary star system 1,040 ± 60 light-years distant, that is composed of two blue-white main sequence stars that orbit each other every 59.32 years. Of spectral types B9V and B9.5 V, they are both over three times as massive as the Sun.
Eta Apodis is a white main sequence star located 140.8 ± 0.9 light-years distant. Of apparent magnitude 4.89, it is 1.77 times as massive, 15.5 times as luminous as the Sun and has 2.13 times its radius. Aged 250 ± 200 million years old, this star is emitting an excess of 24 μm infrared radiation, which may be caused by a debris disk of dust orbiting at a distance of more than 31 astronomical units from it.
Theta Apodis is a cool red giant of spectral type M7 III located 350 ± 30 light-years distant. It shines with a luminosity approximately 3879 times that of the Sun and has a surface temperature of 3151 K. A semiregular variable, it varies by 0.56 magnitudes with a period of 119 days—or approximately 4 months. It is losing mass at the rate of 1.1 × 10<sup>−7</sup> times the mass of the Sun per year through its stellar wind. Dusty material ejected from this star is interacting with the surrounding interstellar medium, forming a bow shock as the star moves through the galaxy. NO Apodis is a red giant of spectral type M3III that varies between magnitudes 5.71 and 5.95. Located 780 ± 20 light-years distant, it shines with a luminosity estimated at 2059 times that of the Sun and has a surface temperature of 3568 K. S Apodis is a rare R Coronae Borealis variable, an extremely hydrogen-deficient supergiant thought to have arisen as the result of the merger of two white dwarfs; fewer than 100 have been discovered as of 2012. It has a baseline magnitude of 9.7. R Apodis is a star that was given a variable star designation, yet has turned out not to be variable. Of magnitude 5.3, it is another orange giant.
Two star systems have had exoplanets discovered by doppler spectroscopy, and the substellar companion of a third star system—the sunlike star HD 131664—has since been found to be a brown dwarf with a calculated mass of the companion to 23 times that of Jupiter (minimum of 18 and maximum of 49 Jovian masses). HD 134606 is a yellow sunlike star of spectral type G6IV that has begun expanding and cooling off the main sequence. Three planets orbit it with periods of 12, 59.5 and 459 days, successively larger as they are further away from the star. HD 137388 is another star—of spectral type K2IV—that is cooler than the Sun and has begun cooling off the main sequence. Around 47% as luminous and 88% as massive as the Sun, with 85% of its diameter, it is thought to be around 7.4 ± 3.9 billion years old. It has a planet that is 79 times as massive as the Earth and orbits its sun every 330 days at an average distance of 0.89 astronomical units (AU).
### Deep-sky objects
The Milky Way covers much of the constellation's area. Of the deep-sky objects in Apus, there are two prominent globular clusters—NGC 6101 and IC 4499—and a large faint nebula that covers several degrees east of Beta and Gamma Apodis. NGC 6101 is a globular cluster of apparent magnitude 9.2 located around 50,000 light-years distant from Earth, which is around 160 light-years across. Around 13 billion years old, it contains a high concentration of massive bright stars known as blue stragglers, thought to be the result of two stars merging. IC 4499 is a loose globular cluster in the medium-far galactic halo; its apparent magnitude is 10.6.
The galaxies in the constellation are faint. IC 4633 is a very faint spiral galaxy surrounded by a vast amount of Milky Way line-of-sight integrated flux nebulae—large faint clouds thought to be lit by large numbers of stars.
## See also
- IAU-recognized constellations
|
2,504,846 |
Buildings and architecture of Bristol
| 1,137,796,599 | null |
[
"Architecture in England",
"Architecture in the United Kingdom by city",
"Buildings and structures in Bristol",
"History of Bristol"
] |
Bristol, the largest city in South West England, has an eclectic combination of architectural styles, ranging from the medieval to 20th century brutalism and beyond. During the mid-19th century, Bristol Byzantine, an architectural style unique to the city, was developed, and several examples have survived.
Buildings from most of the architectural periods of the United Kingdom can be seen throughout Bristol. Parts of the fortified city and castle date back to the medieval era, as do some churches dating from the 12th century onwards. Outside the historical city centre there are several large Tudor mansions built for wealthy merchants. Almshouses and public houses of the same period survive, intermingled with areas of more recent development. Several Georgian-era squares were laid out for the enjoyment of the middle class. As the city grew, it merged with its surrounding villages, each with its own character and centre, often clustered around a parish church.
The construction of the city's Floating Harbour, taking in the wharves on the River Avon and Frome, provided a focus for industrial development and the growth of the local transport infrastructure. Key elements of which include the Isambard Kingdom Brunel designed Clifton Suspension Bridge and Temple Meads terminus; the latter served from 2002 to 2009 as the British Empire and Commonwealth Museum, but is now closed.
The 20th century saw further expansion of the city, the growth of the University of Bristol and the arrival of the aircraft industry. During World War II, the city centre was extensively bombed in the Bristol Blitz. The redevelopment of shopping centres, office buildings, and the harbourside continues to this day.
## Medieval (11th – 14th century)
### Defensive
The city was defended in medieval times by Bristol Castle, a Norman fortification built on the site of a wooden predecessor. The castle played a key role in the civil wars that followed the death of Henry I. Stephen of Blois reconnoitred Bristol in 1138 and claimed that the town was impregnable. After Stephen's capture, in 1141, he was imprisoned in the castle. The castle was later taken into royal hands, and Henry III spent lavishly on it, adding a barbican before the main west gate, a gate tower, and a magnificent hall. By the 16th century, the castle had fallen into disuse, but the city authorities had no control over royal property, and so the castle became a refuge for lawbreakers. In 1630, the city purchased the castle; Oliver Cromwell ordered its destruction in 1656. An area outside the castle, known as Old Market, was used as a mustering point for troops. It later became a market for the country people to set up stalls and sell their wares. Old Market was also the site of an autumn fair. The market may have existed as early as the 12th century, and was the site of the first suburb outside the city walls. It had side roads which could accommodate the traffic on market days.
The city had extensive walls built by Geoffrey de Montbray, Bishop of Coutances. These have now largely disappeared, although parts remain on properties in King Street. A gateway in the old wall can now be seen under the tower of the Church of St John the Baptist.
### Religious
The earliest surviving church in Bristol is St James' Priory in Horsefair, Whitson Street. It was founded in 1129, as a Benedictine priory, by Robert Rufus. The 12th century also saw the founding of All Saints and St Philip and Jacob churches. Temple Church, now in ruins, was built on the site of the oval church of the Knights Templar, a Christian military order forcibly disbanded in 1312. Either just before or just after the disappearance of the Templars, the church was rebuilt on a rectangular plan and served as a parish church.
Bristol Cathedral was founded as St Augustine's Abbey in 1140 by Robert Fitzharding, along with its associated school, with the building works continuing in the Gothic style until about 1420. St Mark's Church was built around 1220. Soon after, the foundations were laid for Holy Trinity Church in Westbury on Trym. The 12th century also saw the foundation of St Mary Redcliffe, renowned as one of the finest examples of the 15th century Perpendicular style, and the tallest building in the city. Elizabeth I, on a visit to the city in 1574, described it as the "fairest, goodliest and most famous parish church in England". These 12th century churches were followed in the 14th century by the construction of Church of St John the Baptist and St Stephen's Church.
Westbury College was a 13th-century College of Priests located in Westbury-on-Trym. A gatehouse, now a National Trust property, was added in the 15th century.
## Tudor (15th – early 17th century)
The Tudor architectural period, which lasted from the late 15th century into the early 17th century, saw the development of large estates such as Ashton Court. They were built for the local merchants, who gained much of their wealth from the trade passing through Bristol Harbour. Red Lodge was constructed in 1580 for John Yonge as the lodge for a great house that once stood on the site of the present Colston Hall. In 1615, a number of houses were demolished for the development of the new Fishmarket.
During the English Civil War, the Royal Fort was considered the strongest part of Bristol's defences, and it was to the fort that the Royalists retreated when they found themselves under siege from the Parliamentarians. It fell to the parliamentary forces in 1645 and was subsequently demolished. St Nicholas's Almshouses were built in 1652 to provide care for the poor. Several public houses were also built in this period, including the Llandoger Trow on King Street and the Hatchet Inn. More churches were built, including St Michael on the Mount Without. It served the St Michaels hill area, one of the first areas outside the city walls to be colonised by the wealthy merchants who were by then trying to escape the overcrowded and unhealthy conditions in the city centre. The city was by this time beginning to expand rapidly beyond its traditional city walls, and the surrounding villages were starting to become suburbs, such as the villages of Horfield and Brislington. Both had their own churches, the Church of the Holy Trinity with St Edmund and St Lukes respectively.
## Stuart (1666–1713)
The Stuart or English Baroque period (1666–1713) saw more expansion of the city. Large mansions such as Kings Weston House and Goldney Hall were constructed. The needs of the poor and destitute became the responsibility of institutions such as Colstons and the Merchant Venturers Almshouses. The King Street area was developed outside the "Back Street Gate" of the city, home to the King William and Naval Volunteer Public Houses. The nearby Queen Square was planned during this era. In 1669, a series of four flights of steps, now called Christmas Steps, was constructed to replace a steep, muddy, and narrow street formerly known as Queene Street. Many of the larger houses of this period, including Queen Square, were built for merchant families who were heavily involved in the slave triangle, importing goods from slave plantations. A few African and creole (American/Caribbean-born) slaves came to Bristol as servants.
## Georgian (18th to 19th century)
In 1732, John Strachan built Redland Court for John Cossins. It now forms one of the buildings making up Redland High School for Girls. In 1760, the Bristol Bridge Act was carried through parliament by the Bristol MP Sir Jarrit Smyth. That led to the demolition of St Nicholas's Gate, along with the original St Nicholas church, part of the Old Shambles, and thirty houses that stood on the old bridge. The original bridge was a medieval wooden structure, lined with houses on both sides. A 17th-century illustration shows that these were five stories high, including the attic rooms, and that they overhung the river much as Tudor houses would overhang the street. At the time of the Civil War the bridge was noted for its community of goldsmiths, who may have been attracted by the unusually secure premises. The current St Nicholas church was rebuilt in 1762–9 by James Bridges and Thomas Paty, who rebuilt the spire. Part of the old church and town wall survives in the 14th century crypt.
The 1766 Theatre Royal, which claims to be the oldest continually operating theatre in England, joined with the Coopers' Hall, from 1744 and designed by architect William Halfpenny, to form the Bristol Old Vic.
During the period of Georgian architecture (about 1720–1840) the main architects and builders working in Bristol were James Bridges, John Wallis, and Thomas Paty with his sons John and William Paty. They put up hundreds of new buildings, reflecting the increased prosperity that came with the new Floating Harbour and trade based at The Exchange, built in 1741–43 by John Wood the Elder. Their early work included the Royal Fort, Blaise Castle House and Arno's Court estate, with the associated Arno's Court Triumphal Arch and Black Castle Public House. More modest terraces and squares grew up in the new suburbs such as Hotwells and north into Clifton, including 7 Great George Street, now the Georgian House Museum. It was built around 1790 for John Pinney a successful sugar merchant, and is believed to be the house where the poets William Wordsworth and Samuel Taylor Coleridge first met. It was also home to Pinney's slave, Pero, after whom Pero's Bridge at Bristol Harbour is named.
In addition to evidence of the wealth brought by the slave trade there are several significant links to the abolitionists. Bristol's Hannah More was an influential member of the Society for Effecting the Abolition of the African Slave Trade. In the Seven Stars Public House Thomas Clarkson collected evidence for William Wilberforce on the cruelty of the trade in humans. Bristol Cathedral contains several memorials to people active in the abolition cause, including a bust of Robert Southey. John Wesley opposed the trade in humans and in 1774 his sermon at the New Room against slavery was disturbed by explosion. Several plays adopted by the abolitionists were performed at the Bristol Old Vic, including Oroonoko, the story of an enslaved African and The Padlock, which was praised by Clarkson for its importance to the abolition cause.
Several residential squares with terraces of three-storey houses were laid out around central gardens. An example is Portland Square, which was built between 1789 and 1820, and is now largely occupied by offices. In the 1830s, much of Queen Square was rebuilt following damage caused during the Bristol Riots, and to the north of the city, Kings Square. The most fashionable areas were at the top of the hill, as in wet weather the cesspits overflowed down the hill. Further development, though in a less formal manner, continued along the radial roads to Stokes Croft and Cheltenham, towards Horfield and in the St Phillips, Redcliffe and Bedminster areas.
Religious needs in the expanding city were met for several denominations with Redland Chapel and other Church of England buildings appearing, including Christ Church and St Werburghs. Whitefield's Tabernacle, Kingswood was the first Methodist chapel and a Quaker meeting house known as Quakers Friars was built in 1749.
### Regency (early 19th century)
The term Regency architecture refers primarily to buildings of the early 19th century, when George IV was still prince regent, and also to later buildings of the Victorian period which were designed in the same style. It follows closely on from the neo-classical Georgian style of architecture, adding an elegance and lightness of touch. Many buildings in the Regency style have a white painted stucco facade and an entryway to the main front door—usually coloured black—framed by two columns. Regency houses were typically built as terraces or crescents, often in a setting of trees and shrubs. Elegant wrought iron balconies and bow windows were also fashionable. An instigator of this style was John Nash, whose most notable work in Bristol is Blaise Hamlet, a complex of small cottages surrounding a green. It was built around 1811, for the retired employees of Quaker banker and philanthropist John Scandrett Harford, who owned Blaise Castle House. The cottages are now owned by the National Trust.
The Clifton and Cotham areas provide examples of the developments from the Georgian to the Regency style, with many fine terraces and villas facing the road, and at right angles to it. In the early 19th century, the romantic medieval gothic style appeared, partially as a backlash to the symmetry of Palladianism, and can be seen in buildings such as Bristol City Museum and Art Gallery, Royal West of England Academy, and The Victoria Rooms. St Mary on the Quay church was built between 1839 and 1843, by Richard Shackleton Pope, as a Catholic apostolic chapel for the Irvingite congregation: it is now a Roman Catholic church.
## Victorian (late 19th century)
The Victorian era saw further expansion of the city, both in its industrial heartland around the docks and in the suburbs, particularly in Clifton.
Palatial squares were developed for the prosperous middle classes. Italianate and Grecian villas, made with Bath Stone and sitting in their own gardens, were built in areas such as Clifton Down. At the same time, hundreds of acres of working class and artisan homes were built, especially in the south and east of the city. To support the growing population, public service buildings such as the Beaufort Hospital (now Glenside), schools such as Clifton College and public houses such as the Mauretania Public House were constructed.
Between 1849 and 1870, five large stone buildings were erected by George Müller to care for 2,050 orphans in his Ashley Down orphanage.
Cabot Tower is situated in a public park on Brandon Hill. It was built in 1897 by William Venn Gough in memory of John Cabot, 400 years after he set sail from Bristol and landed on what is now Canada.
### Industrial
A notable feature of Bristol's architecture is the Bristol Byzantine style. Characterised by complicated polychrome brick and decorative arches, this style was used in the construction of factories, warehouses and municipal buildings built in the Victorian era. Surviving examples include the Colston Hall, the Granary on Welsh Back, and the Gloucester Road Carriage Works, along with some of the buildings around Victoria Street. Several of the warehouses around the harbour have also survived, including the Arnolfini, which now houses an art gallery. Clarks Wood Company warehouse, the St Vincent's Works in Silverthorne Lane, and the Wool Hall in St Thomas Street, are other survivors from the 19th century.
The local Pennant sandstone is frequently used as walling material, often with limestone dressings, as found on the old Temple Meads railway station and Clifton Down railway station. Pennant sandstone is also used as large rock-faced squared blocks, described as Pennant rubble, which are used alone, eked out with plain brickwork, or incorporated into the more rugged examples of Bristol Byzantine. Much of the local transport infrastructure including the Clifton Suspension Bridge and the original Temple Meads railway station—now used as the British Empire and Commonwealth Museum—were designed or built by Isambard Kingdom Brunel.
In 1864, after over 100 years of planning, the Clifton Suspension Bridge over the Avon Gorge linked the city to the Ashton Court estate. However, development to the west of the River Avon remained limited.
Edward Everard's printing works with its detailed ceramic frontage was constructed in 1900.
## 20th century
In the early part of the 20th century further expansion took place in residential districts increasingly distant from the city centre. Bristol Hippodrome was designed by Frank Matcham, and opened on 16 December 1912.
The Wills Memorial Building was commissioned in 1912 by George Alfred Wills and Henry Herbert Wills, the magnates of the Bristol tobacco company W. D. & H. O. Wills, in honour of their father, Henry Overton Wills III, benefactor and first Chancellor of the University of Bristol. Sir George Oatley was chosen as architect and told to "build to last". He produced a design in the Perpendicular Gothic style, to evoke the famous university buildings of Oxford and Cambridge. The university also took over several existing houses such as Royal Fort, Victoria Rooms, Clifton Hill House, Goldney Hall, Wills Hall and buildings on Berkeley Square, Park Street and the surrounding areas. Oatley was also involved in the design or restoration of other buildings in Bristol in the early part of the 20th century, including the restoration of John Wesley's original Methodist chapel, the New Room.
The 1930s saw the construction of the Employment Exchange and the planning of the new Council House, although this was not completed until 1956. As a centre of aircraft manufacturing, Bristol was a target for bombing during the Bristol Blitz of World War II. Bristol's city centre was severely damaged, especially in November and December 1940, when the Broadmead area was flattened, and Hitler claimed to have destroyed the city. The original central area, near the bridge and castle, is now a park featuring two bombed-out churches and fragments of the castle. A third bombed church has been given a new lease of life as the St Nicholas' Church Museum. Slightly to the north, the Broadmead shopping centre was built over bomb-damaged areas. Clifton Cathedral, to the north of the city centre, was built during the early 1970s.
Like much of British post-war development, the regeneration of Bristol city centre was characterised by Modernist architecture including Brutalist towers such as Castlemead - one of several notable examples of brutalist architecture in the city, and improvement and expansion to road infrastructure. The world's oldest shot tower in Redcliffe was lost to road development in 1968, being replaced the following year by the Cheese Lane Shot Tower on a different site. Since the 1990s this trend has been reversing, limiting access with the closure of a number of main roads, whilst the Broadmead shopping centre has been further developed. In 2006, one of the city centre's tallest Mid-Century Modern towers was lost, with further historic 20th century structures being destroyed more recently. The transfer of the docks to Avonmouth, 7 miles (11 km) downstream from the city centre, relieved congestion in the centre of Bristol and allowed substantial redevelopment of the old central dock area (the Floating Harbour). The continued existence of the central docks was for some time in jeopardy, as they were seen to be remnants of a derelict industry instead of an asset to be developed for public use.
In the 1990s, a harbourside concert hall designed by architects Behnisch & Partners was planned, but an Arts Council decision cut the funding and the project has not been revived. This has left We The Curious (formerly At-Bristol), which mixes art, science and nature, with its all-reflective planetarium, as the centrepiece of the Harbourside development.
## 21st century
The Broadmead shopping centre was redeveloped in the early years of the century, involving the demolition of one of the city's tallest mid-century towers, Tollgate House, in the construction of Cabot Circus. The former Bristol and West Tower was reworked into a glass skyscraper with glass panels in place of its concrete outer cladding. In 2005, the city council undertook extensive consultations about the future of tall buildings in Bristol, and identified support for new tall buildings so long as they are well designed, sustainable, distinctive and 'fit' into the existing urban landscape.
In May 2007, proposals were announced to build approximately 753,000 square feet (70,000 m<sup>2</sup>) net of homes, offices, and business premises in the St Pauls area. The development, if it had been approved, would have included a 600 feet (183 m), 40-storey tower next to the M32 motorway, acting as a new entrance to the city. The tower would have been a similar shape to the Swiss Re "Gherkin" tower in London.
Planning for the large Finzels Reach development across the Floating Harbour from Castle Park, including the old Georges Brewery buildings, was first granted in 2006 but progress was hampered by the recession and the developers went into receivership. By 2015 the development is part complete with the historic waterfront facade still awaiting regeneration. Since 2013, Bristol has seen an increase in buildings being built or office blocks being converted for student accommodation. These include Froomsgate House, St. Lawrence House (a former office block) in Broad Street, the former Magistrates Court site and New Bridewell Tower.
## Tallest buildings
A roster of the tallest buildings constructed in Bristol includes:
## See also
- Churches in Bristol
- Grade I listed buildings in Bristol
- Grade II\* listed buildings in Bristol
- Grade II listed buildings in Bristol
- History of Bristol
|
428,284 |
Liberty Head nickel
| 1,143,729,528 |
American five-cent piece
|
[
"Currencies introduced in 1883",
"Five-cent coins of the United States",
"Goddess of Liberty on coins"
] |
The Liberty Head nickel, sometimes referred to as the V nickel because of its reverse (or tails) design, is an American five-cent piece. It was struck for circulation from 1883 until 1912, with at least five pieces being surreptitiously struck dated 1913. The obverse features a left-facing image of the goddess of Liberty.
The original copper–nickel five-cent piece, the Shield nickel, had longstanding production problems, and in the early 1880s, the United States Mint was looking to replace it. Mint Chief Engraver Charles Barber was instructed to prepare designs for proposed one-, three-, and five-cent pieces, which were to bear similar designs. Only the new five-cent piece was approved, and went into production in 1883. For almost thirty years large quantities of coin of this design were produced to meet commercial demand, especially as coin-operated machines became increasingly popular.
Beginning in 1911, the Mint began work to replace the Liberty head design, and a new design, which became known as the Buffalo nickel, went into production in February 1913. Although no 1913 Liberty head nickels were officially struck, five are known to exist. While it is uncertain how these pieces originated, they have come to be among the most expensive coins in the world, with one selling in 2018 for \$4.5 million
## Origin
Industrialist Joseph Wharton, who had interests in nickel mining and production, had been influential in the decision to use the metal in coinage in the mid-1860s, leading to the introduction of the Shield nickel in 1866. The Shield nickel presented difficulties through its life: the intricate design made the coins not strike well. Modification to the design failed to solve the technical problems, and the mint had considered replacing the design as early as 1867. Nevertheless, the Shield nickel remained in production. With production of copper–nickel five-cent pieces lagging in the late 1870s, and with production of copper-nickel three-cent pieces nearly moribund, Wharton sought to increase his sales of nickel to the United States Mint. Although copper-nickel coins were struck only in small numbers, the bronze cent represented a major portion of the Mint's production, and Wharton began to lobby for the piece to be struck in copper-nickel.
In 1881, this lobbying led Mint Superintendent Archibald Loudon Snowden to order Mint Chief Engraver Charles Barber to produce uniform designs for a new cent, three-cent nickel, and five-cent piece. Snowden informed Barber that the proposed designs were to feature on the obverse (or heads side) a classic head of Liberty with the legend "Liberty" and the date. The reverse (or tails side) was to feature a wreath of wheat, cotton, and corn around a Roman numeral designating the denomination of the coin; thus the five-cent piece was to have the Roman numeral "V". The proposal for the cent would decrease its size to 16 millimetres (0.63 in) and its weight to 1.5 grams (0.053 oz), and the modifications to the three-cent piece would increase its size to 19 millimetres (0.75 in) and its weight to 3 grams (0.11 oz). The nickel would retain its weight of 5 grams (0.18 oz), but its diameter would be increased to 22 millimetres (0.87 in).
Barber duly produced the required designs. Fairly large numbers of pattern coins were struck. Barber's design for the nickel showed a portrait similar to that eventually adopted for the obverse, with "United States of America" and the date. The reverse featured the required wreath surrounding the "V", and no other lettering. A modified pattern design later that year added the words "In God We Trust" to the reverse. Snowden decided that the proposed cents and three-cent pieces would be too small for effective use, but Barber continued work on the nickel, with the size adjusted to 21.21 millimetres (0.835 in). Barber reworked the design in 1882, adding "E Pluribus Unum" to the reverse. One variant that was struck as a pattern, but was not adopted, was a coin with five equally spaced notches in the rim of the coin. This "Blind Man's nickel" was struck at the request of Congressman and former Union General William S. Rosecrans, who stated that many of his wartime colleagues had been blinded by combat or disease.
Late that year, Barber's 1882 design was endorsed by Mint authorities, and 25 specimens were sent to Washington for routine approval by Treasury Secretary Charles J. Folger. To Snowden's surprise, Folger rejected the design. The secretary, on review of the coinage statutes, had realized that the laws required "United States of America" to appear on the reverse, not the obverse. Folger had then consulted with President Chester Arthur, who confirmed Folger's opinion. Snowden suggested that an exception should be made, but Folger refused, and Barber modified his design accordingly. The revised design was approved, and the coin was ready for striking in early 1883.
## Release
Striking of the new coins began on January 30, 1883, and the Mint placed the first pieces in circulation on February 1. Snowden, concerned about reports of speculation in 1883 proof Shield nickels, received permission on February 6 to continue striking proof Shield nickels for several months alongside the new pieces.
It had not been thought necessary to inscribe the word "cents" on the nickel; the silver and copper-nickel three-cent pieces had circulated for years with only a Roman numeral to indicate the denomination. Enterprising fraudsters soon realized that the new nickel was close in diameter to that of the five-dollar gold piece, and if the new coin was gold-plated, it might be passed for five dollars. They soon did so, and had success in passing the coin. Some coins were given a reeded edge by the fraudsters, to make them appear more like the gold coins. A widespread tale is that one of the perpetrators of this fraud was a man named Josh Tatum, who would go into a store, select an item costing five cents or less, and offer the gold-plated piece in payment—and many clerks gave him \$4.95 in change. According to the tale, the law had no recourse against Tatum, as he had tendered the value of his purchase and had merely accepted the change as a gift. By some accounts, Tatum could not have misrepresented the value of the coin as he was a deaf-mute.
The plating of the nickels caused consternation at the Mint, and brought production of Liberty Head nickels to a sudden stop. Barber was told to modify his design, which he did, moving other design elements to accommodate the word "cents" at the bottom of the reverse design. The revised nickel was issued on June 26, 1883, the date on which production of the Shield nickel was finally stopped. The public responded by hoarding the "centless" nickels, egged on by reports that the Treasury Department intended to recall those nickels, and that they would become rare.
## Production
After heavy mintages of the nickel in 1883 and 1884, production was much lower in 1885 and 1886. This was due to an economic downturn which lowered demand for the coins. The 1886 production was also depressed by the Treasury's decision to reissue large numbers of worn minor coins. It was not until September 1886 that the Mint resumed full production of the coin. By 1887, however, the Mint was overwhelmed by orders, melting down large quantities of older copper-nickel coins to meet the demand. Despite these efforts, the Mint was forced to return many orders unfilled. Demand remained strong until 1894, when the Mint temporarily suspended production as it had accumulated a surplus during the Panic of 1893.
The Coinage Act of 1890 retired a number of obsolete denominations, including the three-cent piece. Another Act of Congress, also enacted on September 26, 1890 required that coinage designs not be changed until they had been in use 25 years, unless Congress authorized the change. However, the second act indicated that nothing in the law was to prevent the redesign of the current five-cent piece and silver dollar "as soon as practicable after the passage of this act". In 1896, pattern nickels were struck for the first time since 1885, when experimental, holed coins had been tested. The 1896 pieces, which featured a simple shield with arrows crossed behind it, were struck in response to a resolution of the House of Representatives asking the Secretary of the Treasury to report to it on the advantages and disadvantages of using various alloys in coinage. Pattern nickels would not be struck again until 1909.
The turn of the century saw unprecedented demand for nickels, due to a booming economy and the use of nickels in coin-operated machines. In 1900, Mint Director George E. Roberts called on Congress to grant the Mint a larger appropriation to purchase base metals, allowing for greater production of nickels and cents. The same year, the design was modified slightly, lengthening some of the leaves on the reverse. This change occurred with the introduction of a new hub, from which coining dies were made. Demand for the coins remained heavy; in March 1911, Mehl's Numismatic Monthly reported that the Mint was working twenty-four hours a day to produce cents and nickels, and even so was failing to satisfy demand.
Mint directors, in their annual reports, had long called for the authority to strike cents and nickels at all mints; by law they could then only be struck at Philadelphia. On April 24, 1906, this restriction was removed, although the first base metal coins, cents in both cases, were not struck at San Francisco until 1908 and Denver until 1911. In 1912, nickels were coined for the first time at each of the two branch mints. The 1912-S (for San Francisco) nickel was not struck until Christmas Eve, and was only struck for four business days. A 1912-S nickel, one of the first forty coined, was used by former San Francisco Mayor James D. Phelan to pay the first fare on the city's first streetcar on December 28, 1912. Excluding the 1913 nickel, the 1912-S, with only 238,000 struck, is by far the rarest in the series.
## Replacement
In 1909, consideration was given to the replacement of the Liberty Head nickel by a new design. In an attempt to modernize the coinage, the cent and the gold pieces had been redesigned. Prominent artists from outside the Mint had been contracted to provide the designs of the new coins, much to Barber's disgruntlement. Mint Director Frank A. Leach was an admirer of Barber's work, and had him prepare designs to be struck as patterns. Barber, at Leach's request, prepared a design showing Washington's head, and newspapers reported that new coins might be issued by the end of 1909. In July 1909, however, Leach resigned, putting an end to the matter for the time being.
On May 4, 1911, Eames MacVeagh, son of Treasury Secretary Franklin MacVeagh wrote to his father:
> A little matter that seems to have been overlooked by all of you is the opportunity to beautify the design of the nickel or five cent piece during your administration, and it seems to me that it would be a permanent souvenir of a most attractive sort. As possibly you are aware, it is the only coin the design of which you can change during your administration, as I believe there is a law to the effect that the designs must not be changed oftener than every twenty-five years. I should think also it might be the coin of which the greatest numbers are in circulation.
Soon afterwards, Deputy Secretary of the Treasury Abram Andrew announced that the Mint would be soliciting new designs. Well-known sculptor James Earle Fraser approached Treasury officials, who were impressed by his proposals. Mint Director Roberts initially asked Fraser for a design featuring a bust of Lincoln, which he produced, mainly to please Roberts, but Fraser also developed a design featuring a Native American on the obverse, with an American bison on the reverse. This design was given preliminary approval by MacVeagh on January 13, 1912, and would come to be known as the Buffalo nickel. In late June, Fraser completed the model of the final design. The specifications of the new nickel were provided to the Hobbs Manufacturing Company, a maker of vending machines, which, following a meeting with Fraser in early November, opined that the new coins would likely jam its machines. At the company's request, Fraser prepared a revised version, but Secretary MacVeagh rejected it on the grounds that the changes compromised the design, which he greatly admired.
On December 13, 1912, Roberts warned the Mint staff to take no action in preparation for the 1913 five-cent coinage until the new designs were ready. He ended production of the Liberty Head nickel at the Philadelphia Mint the same day. A minor change was made to the Buffalo design in an attempt to satisfy the Hobbs Company, which promptly provided a lengthy list of changes it wanted made to the coin. On February 15, 1913, with less than three weeks until he would have to leave office on the advent of the Wilson administration, McVeagh wrote to Roberts, noting that no other vending or slot machine maker had complained about the new design. The Secretary concluded that everything possible had been done to satisfy the Hobbs Company, and ordered the new nickel put into production.
## 1913
The first information that a 1913 Liberty head nickel might have been struck came in December 1919, when coin dealer Samuel W. Brown placed advertisements in numismatic publications, offering to buy any such nickels. In August 1920, Brown displayed one such coin at the annual American Numismatic Association (ANA) convention. Brown related that a master die had been prepared for the 1913 Liberty head nickels, and a few pieces had been run off to test the die. As it turned out, Brown possessed five coins, which he eventually sold. After spending fifteen years in the hands of the eccentric Col. E.H.R. Green, the famous Fort Worth, Texas, area collector, the coins were finally dispersed in 1943. Since then, the coins have had several owners each. Today, three are on public display, one at the Smithsonian Institution in Washington, DC and two reside at the ANA's Money Museum in Colorado Springs, while two are owned privately. One price recorded for a 1913 Liberty Head nickel was in January 2010, when one sold for \$3,737,500 in an auction. Recent sales of a 1913 Liberty Head nickel were in April 2013 for more than \$3.1 million and for \$4.5 million at auction in August 2018.
It is uncertain how the 1913 nickels came to be made. The Mint's records show no production of 1913 Liberty head nickels, and none were authorized to be made. Dies were prepared in advance and sent to California for a 1913-S Liberty Head nickel coinage, but upon Roberts's instruction to stop coinage, they were ordered returned to Philadelphia. They were received by December 23, and were almost certainly destroyed routinely by early January. Brown had been an employee at the Philadelphia Mint (although this was not known until 1963) and many theories focus suspicion on him.
## Mintage figures
|
42,072,839 |
Soviet destroyer Nezamozhnik
| 1,139,438,645 |
Russian Fidonisy-class destroyer
|
[
"1917 ships",
"Fidonisy-class destroyers",
"Maritime incidents in 1920",
"Military units and formations awarded the Order of the Red Banner",
"Ships built at Shipyard named after 61 Communards"
] |
Nezamozhnik (Russian/Ukrainian: Незамо́жник, lit. 'poor peasant') was one of eight Fidonisy-class destroyers built for the Imperial Russian Navy during World War I. Originally named Zante (Занте), the ship was left unfinished during the Russian Revolution in 1917 and later captured by Ukrainian and White forces. The mostly complete destroyer was towed from her shipyard by retreating White forces and wrecked during a storm in 1920. She was refloated by the Soviets following their victory in the Russian Civil War and completed in 1923 as Nezamozhny (Незаможный).
Serving with the Black Sea Fleet, she was renamed Nezamozhnik and made several international port visits. Refitted twice during the interwar period, the destroyer served in the Black Sea during World War II, helping to evacuate Odessa, supply besieged Soviet forces in Sevastopol, and support several amphibious operations during the Kerch–Feodosia Offensive and the Battle of the Caucasus. The ship saw no combat after October 1943 after three destroyers were sunk by German aircraft in a single action. She received the Order of the Red Banner for her actions during the war. Nezamozhnik was converted into a target ship at the end of the 1940s and sunk during the early 1950s.
## Design and description
In early 1914, several months before World War I, the Naval Ministry proposed the construction of a third series of eight destroyers, based on Novik, for the Black Sea Fleet. These ships were to be built in response to a perceived strengthening of the Ottoman Navy. This was approved by Nicholas II on after the destroyers had received names on in honor of the victories of Russian Admiral Fyodor Ushakov. Among these was Zante, the Italian name for Zakynthos, named in honor of Ushakov's 1798–1799 campaign in the Ionian Islands. The eight destroyers were ordered on when the Naval Ministry concluded a contract with the Society of Nikolayev Factories and Shipyards for construction at a cost of 2.2 million rubles each.
As a Fidonisy-class destroyer, Zante displaced 1,350 long tons (1,370 t) at standard load and 1,745 long tons (1,773 t) at full load by 1943 with an overall length of 92.75 meters (304 ft 4 in), a beam of 9.07 meters (29 ft 9 in), and a draft of 3.81 meters (12 ft 6 in). She was propelled by two Parsons steam turbines, each driving one propeller, designed to produce a total of 29,000 shaft horsepower (22,000 kW) using steam from five 3-drum Thornycroft boilers for an intended maximum speed of 33 knots (61 km/h; 38 mph). During her sea trials, the ship reached a speed of 27.5 knots (50.9 km/h; 31.6 mph) from 22,496 shp (16,775 kW). Her crew initially numbered 137, but after 1941 increased to 172. The ship carried enough fuel oil to give her a range of 1,560 nautical miles (2,890 km; 1,800 mi) at 18.5 knots (34.3 km/h; 21.3 mph).
As built, the Fidonisy-class ships mounted a main armament of four single 102-millimeter (4 in) Pattern 1911 Obukhov guns, one on the forecastle and three aft; one of these latter guns was superfiring over the other two. Anti-aircraft (AA) defense for Nezamozhnik and her sisters that were completed after the war was provided by a single 76.2-millimeter (3 in) Lender gun on the stern, a 37-millimeter (1.5 in) Maxim cannon, and four 7.62-millimeter (0.3 in) M-1 machine guns. The destroyers mounted four triple above-water 450-millimeter (17.7 in) torpedo tube mounts amidships with a pair of reload torpedoes and could carry 80 M1908 naval mines. The destroyer was also fitted with a Barr and Stroud rangefinder and two 60-centimeter (24 in) searchlights.
### Modifications
A second 76.2 mm gun was added on the stern during her 1928–1929 refit and she was equipped to carry 60 M1926 mines. During her 1935–1936 refit, the destroyer received four 12.7-millimeter (0.5 in) DShK machine guns on the forward and aft bridges, replacing the 7.62 mm machine guns, in addition to an AM-3 rangefinder. In mid-1941 her anti-aircraft armament was again modernized with the addition of two 45-millimeter (1.8 in) 21-K AA guns on the forecastle. By 1943 five 37 mm 70-K AA guns had been added with one between the funnels and four among the boats, in addition to two Oerlikon 20-millimeter (0.79 in) cannons on the aft bridge. These replaced two of the DShKs, while the other two DShKs remained on the forward bridge wings. During the 1930s, she was also fitted with 42 depth charges and two K-1 paravanes. A pair of depth-charge throwers were added later.
## Construction and service
After being added to the Black Sea Fleet ship list on , Zante was laid down in the Russud Shipyard in Nikolayev during May 1916 and launched on . Her construction was halted after the Russian Revolution along with three of her sisters. On 17 March 1918 the shipyard was occupied by Austro-German forces, followed by the Ukrainian People's Army and lastly the White Armed Forces of South Russia in July 1919. A White commission concluded that Zante's hull was 70 percent complete and her machinery 85 percent complete, with all boilers, the forward turbine, and most auxiliary equipment installed, in addition to two torpedo tube mounts. Despite this, work was not resumed, and the incomplete destroyer was towed to Odessa by the Whites in January 1920 as the Red Army approached Nikolayev, where in early February a storm wrecked her on the rocks at Bolshoy Fontan during the White evacuation from Odessa. The submerged ship was raised by the Soviet government and returned to Nikolayev on 7 September 1920 for completion.
The Main Maritime Technical Directorate and the Supreme Soviet of the National Economy concluded an agreement for her completion at Nikolayev's Andrei Marti yard on 23 December. The destroyer was completed with a design virtually identical to her sisters. On 12 June 1923, the ship was renamed Nezamozhny (Russian: Незаможний, lit. 'poor peasants') in recognition of a fundraising drive by the Ukrainian Committee of Poor Peasants that had helped provide funds necessary for her completion. Presented for testing on 23 September of that year after long delays, the destroyer was sent to Sevastopol after ten days of machinery tests, where she continued trials until 14 October, when Nezamozhny returned to Nikolayev for boiler cleaning. After being accepted by the Soviet Navy on 20 October, the naval jack was hoisted aboard her on 7 November, when she became part of the Black Sea Naval Forces.
### Interwar period
Shortly after her completion, Nezamozhny participated in the first Black Sea Naval Forces maneuvers, with Revolutionary Military Council Chairman Leon Trotsky sailing to Batumi aboard her. She was also involved in the 1924 fleet maneuvers between 6 and 11 September. In September and October 1925 Nezamozhny and her sister Petrovsky returned an Italian visit to Leningrad; departing Sevastopol on 18 September, they visited Istanbul, Turkey, then steamed through the Mediterranean to Naples, Italy, where the sailors met writer Maxim Gorky. The destroyers returned to their base on 9 October after steaming 2,709 nmi (5,017 km; 3,117 mi).
She was again renamed to Nezamozhnik (Russian: Незаможник, the singular form of her previous name) on 29 April 1926. After a refit at Sevmorzavod in Sevastopol between 1928 and 1929, the destroyer departed Sevastopol with the destroyer Frunze for another Mediterranean cruise on 31 August. After visiting Naples between 4 and 8 September, they finished the 2,840 nmi (5,260 km; 3,270 mi) cruise on 12 September. Nezamozhnik towed the submarine Shakhter to Sevastopol after the latter collided with a cargo ship on 3 April 1930.
In October she cruised to Istanbul (3 to 5 October), Messina, Italy (7 to 10 October), and Piraeus, Greece (11 to 14 October), with the light cruiser Chervona Ukraina and her sister Shaumyan, practicing maneuvering in minefields and repelling attacks from submarines, destroyers, and torpedo boats. During March 1934 tests of the 76 mm (3-K) AA gun were conducted aboard her, but proved unsuccessful when the gun could not be traversed in heavy seas. On 11 January 1935 the Black Sea Naval Forces became the Soviet Black Sea Fleet, and from 1935 to 1936 the destroyer underwent another refit at Sevmorzavod.
### World War II and postwar
#### Siege of Odessa
By 1941, the destroyer was part of the 1st Destroyer Division of the fleet. She was refitting until 15 July, following the start of the German invasion of the Soviet Union, Operation Barbarossa, on 22 June. With the gunboat Krasnaya Abkhaziya and three patrol boats, she escorted a floating dry dock with a capacity of 5,000 long tons (5,100 t) towed by the icebreaker Makarov and the tugboat SP-13 from Tendra to Sevastopol between 24 and 26 July during the evacuation of Nikolayev. Nezamozhnik and her sister Shaumyan were assigned to provide naval gunfire support for the defense of Odessa on 6 August – the Novik-class ships were given this mission as the Black Sea Fleet command refused to risk sending new ships within range of Axis artillery or aviation until the end of August as a result of the sinking of the new destroyer leader Moskva.
She did not arrive at the port until 13 August, when she and Shaumyan unsuccessfully attempted to prevent the Romanian encirclement of the city from the landward side with naval gunfire. Damaged by three near misses from Axis bombs on 14 August while bombarding targets off Ochakov, the destroyer spent the next four days in Odessa under repair. Returning to fire support duty off Ochakov on 20 August, Nezamozhnik covered the garrison's retreat to the islands of Berezan and Pervomaysky the next day. Between 24 and 25 August, she supported the Odessa garrison against increased Romanian attacks alongside Shaumyan and Frunze. Remaining in the roadstead there for four additional days, the destroyer bombarded Axis troop positions in the area of Alexandrovka, Gildendorf, and Voznesenka. She went into Odessa for refueling on 30 August, providing fire support from 31 August, with her commander reporting the suppression of five batteries in the Ilyichevka area, the destruction of a supply train, and the scattering of several Axis units. Departing Odessa on 4 September as the escort for the transport Dnepr, carrying a thousand wounded and four hundred passengers, she arrived in Sevastopol the next day and was repaired at Sevmorzavod between 6 September and 8 October.
Returning to Odessa on 13 October escorting three transports for the evacuation of the defenders, she provided air defense alongside her sisters. Her crew helped extinguish fires from two bomb hits aboard the transport Gruziya the following day. Exiting the port at 06:00 on 15 October, the destroyer moved into the Dofinovka Estuary to cover the retreat of the right flank of the defenders. Firing 468 102 mm shells against shore targets, Nezamozhnik was attacked in four air raids. At 20:30 she anchored two to three cable lengths from the breakwater, waiting to load troops who never arrived. The destroyer departed for Tendra at 06:00 on the next morning. With Shaumyan and Gruziya she survived a German air attack and entered Sevastopol on 17 October.
#### Siege of Sevastopol and Kerch–Feodosia operation
The destroyer escorted the battleship Parizhskaya Kommuna from Batumi to Poti on 2 November, and guarded it and the cruiser Voroshilov in the Poti roadstead for two days. Between 4 and 5 November, she moved from Sevastopol to Kerch, transporting the defense commander for the latter, Lieutenant General Pavel Batov. Nezamozhnik, Shaumyan, and their sister Zheleznyakov (formerly Petrovsky) were ordered to remain at Sevastopol on 7 November to support the defenses of the besieged port, but repeated German air attacks quickly forced them to depart for the Caucasus ports. She towed the unfinished destroyer Ognevoy from Sevastopol to Batumi between 8 and 11 November. Late on 12 November, the destroyer left Batumi to search for and assist the minelayer Syzran, which had run out of fuel. After escorting transports from Sevastopol to Batumi between 15 and 17 November, she and Zheleznyakov guarded Parizhskaya Kommuna in her anchorage at Poti. Departing Novorossiysk on 23 November for Sevastopol with ammunition and reinforcements, the destroyer arrived at the base on the next day and escorted the hospital ship Kotovsky back to Tuapse. There, she took a hundred wounded aboard, transporting them to Poti.
With the destroyer Boyky, Nezamozhnik escorted two transports from Poti to Sevastopol between 8 and 11 December, then fired fourteen shells at Axis positions from Severnaya Bay on 12 December. Returning to Novorossiysk between 16 and 17 December, the destroyer joined the cruisers Krasny Kavkaz and Krasnyi Krym, the destroyer leader Kharkov, and the destroyer Bodry to transport the 79th Naval Rifle Brigade to Sevastopol. They departed on 20 December, with Nezamozhnik bringing up the rear, and arrived in Sevastopol after coming under air attack at Cape Fiolent. With Krasnyi Krym, the destroyer left Sevastopol for the return voyage, firing a hundred shells in a night bombardment off Balaklava before arriving at Tuapse on 23 December.
Nezamozhnik, Shaumyan, Krasny Kavkaz, and Krasnyi Krym were assigned to support the landing near Mount Opuk during the Kerch–Feodosia Amphibious Operation in late December. With Krasny Kavkaz, she went to sea on 25 December. After the other two ships failed to meet the transports off Mount Opuk, all four ships returned to Anapa, where they found a single transport. At 17:30 on 26 December they returned to the area and maneuvered until nightfall while Krasny Kavkaz conducted a shore bombardment. The ships anchored for the night and returned to Novorossiysk on 27 December to embark troops for a landing at Feodosia, joined by Zheleznyakov. There, Nezamozhnik took aboard 289 naval infantrymen, a 76 mm gun, and seventeen boxes of shells. Early on 29 December she bombarded Feodosia, then landed troops with the other two destroyers. Despite suffering damage to her stern and flooding in a collision with the pier due to a failure of the engine order telegraph, Nezamozhnik continued the shore bombardment, which totaled 99 102 mm and 35 76 mm shells in addition to 45 mm tracer rounds. Steaming at seven to eight knots (13 to 15 km/h; 8.1 to 9.2 mph), she returned to Novorossiysk on 30 December, then to Poti on New Year's Day 1942 for repairs which were not completed until 13 March.
With Krasny Kavkaz, Nezamozhnik escorted two tankers from Poti to Sevastopol between 16 and 19 March, surviving an air attack without loss and returning to Poti. After escorting a transport from Novorossiysk to Sevastopol with Shaumyan and Kharkov between 27 and 31 March, she and two patrol boats escorted the tanker Kuybyshev from Novrossiysk to Kamysh-Burun, Kerch, on 2 April, but the destroyer ended up returning to Novorossiysk with the survivors from the tanker, which had exploded after being struck by an aerial torpedo from a German bomber. Between 3 and 7 April Nezamozhnik escorted the transport Svanetiya from Novorossiysk to Sevastopol to Tuapse and back to Novorossiysk.
Alongside Krasnyi Krym and her sister Dzerzhinsky, the destroyer loaded reinforcements at Novorossiysk on 12 May and departed for another run to Sevastopol. They approached the entrance to Sevastopol channel in fog on the night of 13–14 May, and remained there to await improved visibility conditions. While in search of a minesweeper whose position marked the Soviet defensive minefield, Dzerzhinsky struck a mine and sank with heavy loss of life on 14 May. The remaining two ships entered Sevastopol, departed with wounded on 19 May, and returned to Tuapse a day later. Nezamozhnik left for her last trip to the besieged port on 5 June, escorting Gruziya with two patrol boats, and arrived on 7 June. The destroyer departed with 94 evacuees and arrived at Tuapse two days later.
#### Later operations and fate
After the fall of Sevastopol, the Black Sea Fleet was reorganized, and Nezamozhnik became part of the 2nd Destroyer Division together with Zheleznyakov and the Uragan-class guard ships Shtorm and Shkval. She moved to Novorossiysk from Poti on 1 July, surviving unscathed a German air raid that sank the destroyer leader Tashkent and the destroyer Bditelny on the next day. With Shtorm and Shkval the destroyer departed the port and in the Tuapse area began escorting the light cruiser Molotov, which was transferred to Poti. She left Tuapse on 2 August to assist Molotov and Kharkov, damaged in a failed raid on Feodosia, escorting them to Poti. Four days later, the destroyer evacuated 295 government and Communist Party officials from Novorossiysk to Batumi.
During the following months, Nezamozhnik served as a convoy escort, being additionally pressed into service to transport troops between bases during the Battle of the Caucasus. This began on 13 August with the transport of elements of the 32nd Guards Rifle Division from Novorossiysk to Tuapse along with Krasnyi Krym and three patrol boats. She accompanied Krasny Kavkaz on her sea trials on 17 August following the completion of her repairs, transported 500 Naval Infantry from Poti to Tuapse on 25 August, escorted the transport Kalinin, carrying troops from the 408th Rifle Division, from Poti to Tuapse on 16 September, and towed Zheleznyakov from the mouth of the Khobi River to Batumi for repairs two days later. The destroyer escorted the Kalinin between 19 and 20 September as the latter brought elements of the 328th Rifle Division from Poti to Tuapse, and on 30 September transported elements of the 408th Rifle Division from Gelendzhik to Tuapse. With Voroshilov, Boyky, and the destroyer Besposhchadny, she conducted target practice off the mouth of the Kodori River on 8 October.
The destroyer and Shkval shelled the port of Feodosia in the early hours of 14 October, assisted by two Beriev MBR-2 flying boats acting as spotter aircraft, with Nezamozhnik expending 92 high-explosive shells, which started fires in the port; she was unsuccessfully engaged by German coastal artillery. Between 18 October and 30 November she escorted two transports and tankers from Batumi and Poti to Tuapse and back, delivering 1,150 reinforcements to Tuapse. Krasnyi Krym and the destroyer brought elements of the 9th Mountain Rifle Division from Batumi to Tuapse on 2 December, and with Besposhchadny she transported 1,108 sailors detached to the army from Poti to Tuapse a week later. In the early morning hours of 20 December she and Shkval again shelled Feodosia using spotter aircraft, evading a torpedo boat attack and the fire of coastal batteries; Nezamozhnik expended 124 shells in seventeen minutes and observed fires in the port. A German motor tug was set ablaze and sunk by a direct hit.
By the beginning of 1943, the Black Sea Fleet included only six remaining destroyers, including Nezamozhnik and Zheleznyakov. She transported Chief of the Naval General Staff Admiral Ivan Isakov from Poti to Tuapse on 13 January. Three days later, she and the minesweeper Gruz escorted Kalinin from Poti to Tuapse. Under the flag of Counter Admiral Nikolay Basisty she supported the landing on 4 February in the area of Stanichka and Yuzhnaya Ozereyka together with Zheleznyakov, an attempt to recapture Novorossiysk. The two destroyers bombarded German positions in the Novorossiysk valley and at Ozereyka between 03:52 and 06:15 that morning, with Nezamozhnik expending one hundred seventy-three 102 mm shells in support of the left flank of the main landing. The main landing ran into fierce opposition and at 06:20 Basisty ordered a withdrawal to avoid German air attack, abandoning the troops that had been landed; a diversionary landing gained a beachhead that became known as Malaya Zemlya. The destroyer covered the withdrawal of the gunboats to Gelendzhik and returned to Tuapse. En route, she was attacked by five German Junkers Ju 87 dive bombers at 10:13, who missed with fifteen bombs; one plane was claimed downed by her anti-aircraft gunners.
After returning to Poti on 5 February, Nezamozhnik and two patrol boats escorted a tanker from Poti to Tuapse, delivering reinforcements and ammunition on 10 February. A shore bombardment of Anapa during which fifty shells were fired on 26 February became her last combat action, and from 1 March the destroyer was under refit, which lasted until the end of the Black Sea campaign. After the sinking of Kharkov and two destroyers in October, Stalin forbade the Black Sea Fleet cruisers and destroyers from participating in operations without his express permission. Nezamozhnik and Zheleznyakov served as part of the force escorting Krasny Kavkaz from Batumi to Poti on 15 July 1944. On 30 July, Nezamozhnik and Zheleznyakov sailed from Poti under escort from two patrol boats and nine aircraft for radar equipment tests, which proved unsatisfactory. The destroyer was transferred back to the 1st Destroyer Division on 22 August along with Zheleznyakov when the 2nd Destroyer Division was disbanded. On that day, both destroyers returned to Novorossiysk from Poti under the cover of two MBR-2s. After the port of Sevastopol was swept for mines following its recapture during the Crimean Offensive earlier that year, the Black Sea Fleet returned to Sevastopol. Nezamozhnik departed Poti on 4 November and arrived at the main base on the next day. By the end of the war, the ship was officially credited with completing 120 combat missions, sailing 45,586 nmi (84,425 km; 52,459 mi) in 3,779 running hours, surviving sixty air attacks, downing three planes, and destroying five field, two coastal, and four mortar batteries. For these actions, she was awarded the Order of the Red Banner on 8 July 1945 along with Zheleznyakov.
Disarmed and removed from the Soviet Navy on 12 January 1949, she was converted into a target ship and sunk during tests of new weaponry off the Crimean coast in the early 1950s.
|
2,068,555 |
Morgan dollar
| 1,172,765,526 |
U.S. dollar coin (1878–1904, 1921, 2021–present)
|
[
"1878 introductions",
"Eagles on coins",
"Goddess of Liberty on coins",
"Silver coins",
"United States dollar coins",
"United States silver coins",
"Works by George T. Morgan"
] |
The Morgan dollar is a United States dollar coin minted from 1878 to 1904, in 1921, and beginning again in 2021 as a collectible. It was the first standard silver dollar minted since the passage of the Coinage Act of 1873, which ended the free coining of silver and the production of the previous design, the Seated Liberty dollar. It contained 412.5 Troy grains of 90% pure silver (or 371.25 Troy grains = 24.057 g; 0.7734 ozt of pure silver). The coin is named after its designer, United States Mint Assistant Engraver George T. Morgan. The obverse depicts a profile portrait representing Liberty, modeled by Anna Willess Williams, while the reverse depicts an eagle with wings outstretched. The mint mark, if present, appears on the reverse above between D and O in "Dollar".
The dollar was authorized by the Bland–Allison Act. Following the passage of the 1873 act, mining interests lobbied to restore free silver, which would require the Mint to accept all silver presented to it and return it, struck into coin. Instead, the Bland–Allison Act was passed, which required the Treasury to purchase between two and four million dollars' worth of silver at market value to be coined into dollars each month. In 1890, the Bland–Allison Act was repealed by the Sherman Silver Purchase Act, which required the Treasury to purchase 4,500,000 troy ounces (140,000 kg) of silver each month, but only required further silver dollar production for one year. This act, once again, was repealed in 1893.
In 1898, Congress approved a bill that required all remaining bullion purchased under the Sherman Silver Purchase Act to be coined into silver dollars. When those silver reserves were depleted in 1904, the Mint ceased to strike the Morgan dollar. The Pittman Act, passed in 1918, authorized the melting and recoining of millions of silver dollars. Pursuant to the act, Morgan dollars resumed mintage for one year in 1921. The design was replaced by the Peace dollar later the same year.
In the early 1960s, a large quantity of uncirculated Morgan dollars in their original bags were discovered in the Treasury vaults, including issues once thought rare. Individuals began purchasing large quantities of the pieces at face value and then removed them from circulation through hoarding, and eventually the Treasury ceased exchanging silver certificates for silver coin. Beginning in the 1970s, the Treasury conducted a sale of silver dollars minted at the Carson City Mint through the General Services Administration. In 2006, Morgan's reverse design was used on a silver dollar issued to commemorate the old San Francisco Mint building. The US Mint began striking Morgan Dollars again in 2021, initially as a commemorative to celebrate the 100th anniversary of the conclusion of the design's final usage, then as an annual release starting in 2023.
## Background
In 1873, Congress enacted the Fourth Coinage Act, which effectively ended the bimetallic standard in the United States by demonetizing silver bullion. Prior to enactment of the Coinage Act, silver could be brought to the mints and coined into legal tender for a small fee. With such a system in place, bullion producers could have silver coined into dollars when the intrinsic value of a silver dollar was lower than the face value, thus making a profit, flooding the money supply and causing inflation. The act ended production of the standard silver dollar (then the Seated Liberty dollar, as designed by Christian Gobrecht) and provided for mintage of a silver trade dollar, which was intended to compete with Mexican dollars for use in the Orient. Under the act, bullion producers were allowed to bring bullion to the mints in order to be cast into bars or coined into the newly authorized trade dollars for a small fee. Trade dollars initially held legal tender status, but it was revoked in 1876 to prevent bullion producers from making a profit by coining silver into trade dollars when the value of the metal was low. The restrictions on free coinage laid out in the Coinage Act initially met little resistance from mining interests until the price of silver declined rapidly due to increased mining in the Western United States. Protests also came from bankers, manufacturers and farmers, who felt an increased money supply would have a positive impact. Groups were formed that demanded the free coinage of silver (or "free silver") in order to inflate the dollar following the Panic of 1873.
Beginning in 1876, several bills were introduced in the House of Representatives in an effort to resume the free coinage of silver. One such bill introduced into the House by Democratic Representative Richard P. Bland of Missouri was passed in the fall of 1876. Republican senator William B. Allison of Iowa added important amendments to the bill in the Senate. The House bill allowed Free Silver; one of Allison's amendments struck that provision. This same amendment allowed for the issuance of silver certificates for the first time in United States history. The bill was vetoed by President Rutherford B. Hayes. The president's veto was overridden on February 28, 1878. What came to be known as the Bland–Allison Act required that the Treasury purchase between two and four million dollars' worth of silver per month, to be coined into silver dollars at the former gold/silver value ratio of 16:1, meaning that one ounce of gold would be valued the same as sixteen ounces of silver.
## Design history
In 1876, Director of the Mint Henry Linderman began efforts to redesign the nation's silver coins. Linderman contacted C.W. Fremantle, Deputy Master of the Royal Mint in London, requesting him to "find a first class die-sinker who would be willing to take the position of Assistant Engraver at the Mint at Philadelphia." In response to Linderman's request, Fremantle wrote "My inquiries as to an Assistant Engraver lead me very strongly to recommend for the post Mr. George Morgan, age 30, who has made himself a considerable name, but for whom there is not much opening at present in this country." An agreement was reached between Linderman and Morgan for the engraver to work at the Philadelphia Mint under Chief Engraver William Barber on a six-month trial basis.
Morgan arrived in Philadelphia on October 9, 1876. His earliest pattern coins designed during his tenure at the Philadelphia Mint were intended for the half dollar. In 1876, Morgan enrolled as a student at the Pennsylvania Academy of the Fine Arts to prepare to create a new Liberty head design. Morgan also obtained studies from nature of the bald eagle for preparation of the reverse design. For the representation of Liberty, Morgan sought to depict an American woman rather than the usual Greek–style figures. Morgan's friend, artist Thomas Eakins, suggested he use Anna Willess Williams of Philadelphia as a model. In total, Morgan had five sittings with Williams; he declared her profile to be the most perfect he had seen.
On October 18, 1877, Linderman requested Superintendent of the Philadelphia Mint James Pollock to "instruct Mr. Morgan to prepare without delay, dies for a silver dollar, the designs, inscriptions, and arrangement thereof to be the same as the enclosed impression for the Half Dollar and numbered '2' substituting the words 'one dollar' in place of 'half dollar'". Linderman also ordered Pollock to "instruct Mr. Barber to prepare a reverse die for a dollar with a representation of an eagle as well as the inscriptions required by law. He will select whichever of his Heads of Liberty he prefers for the obverse of the same." Linderman evidently preferred the designs of Morgan over those of the Chief Engraver; he wrote Pollock on February 21, 1878, "I have now to state for your information, that it is my intention, in the event of the silver bill now pending in Congress, becoming law, to request the approval by the Secretary of the Treasury, of the dies prepared by Mr. Morgan."
## Production
Production of the coins did not commence until March 11, more than a week after the passage of the Bland–Allison Act. The first acceptable strike, after adjustments to the press, was coined at 3:17 p.m. at the Philadelphia Mint. This piece was given to President Hayes; the second and third were given to Secretary of the Treasury John Sherman and Mint Director Henry Linderman.
Linderman desired to involve the western mints of San Francisco and Carson City in production in order to help reach the monthly quota necessary under the Bland–Allison Act. Pressure was so great at the Philadelphia Mint that it halted production of all other coins and began operating overtime. Use of the western mints was delayed, however, as all dies were prepared at the Philadelphia Mint, and it was believed that the Western mints did not have the proper equipment to prepare the dies for use. During the second week of production, Linderman pointed out what he called a "slight imperfection" in the dies for the dollar. The reason for the changes was to reduce the relief of the designs and to change the number of tail feathers on the eagle from eight to seven; this was done because all prior United States coinage depicted the bald eagle as having an odd number of tail feathers. The high relief had caused the dies to have a shorter life. Dies were eventually sent to the Western mints, arriving in both San Francisco and Carson City on April 16, 1878. The New Orleans Mint began striking the new silver dollars in 1879.
The Denver Mint, established in 1906, struck the coins for only one year, in 1921. The mint marks appearing on the coins are none, representing Philadelphia, "CC" for Carson City, "S" for San Francisco, "O" for New Orleans and "D" for Denver. In order to conform to the Coinage Act of 1837, the Morgan dollar contained ninety percent silver and ten percent copper, measured 38.1 millimetres (1.50 in) in diameter and weighed 412.5 grains (26.73 g). Thus the pure silver content was 371.25 Troy grains = 24.057 g; 0.7734 ozt.
## Sherman Silver Purchase Act, Panic of 1893
Mintage of the Morgan dollar remained relatively steady until the passage of the Sherman Silver Purchase Act on July 14, 1890. The act, authored by Ohio senator and former Treasury secretary John Sherman, forced the Treasury to increase the amount of silver purchased to 4,500,000 troy ounces (140,000 kg) each month. Supporters of the act believed that an increase in the amount of silver purchased would result in inflation, helping to relieve the nation's farmers. The act also received support from mining interests because such large purchases would cause the price of silver to rise and increase their profits. Despite the Act's requiring large purchases of silver indefinitely, it provided that the Mint must coin 2,000,000 silver dollars each month only until 1891. Since the Treasury already had a surplus of silver dollars, minting of dollars dropped sharply beginning in 1892. The silver that remained after mintage of the dollars was used to mint dimes, quarters and half dollars.
Beginning early in 1893, a number of industrial firms, including the Philadelphia and Reading Railroad and the National Cordage Company went bankrupt. The resulting bank runs and failures became known as the Panic of 1893. In June of that year, President Grover Cleveland, who believed that the Panic was caused by the inflation generated by the Sherman Silver Purchase Act, called a special session of Congress in order to repeal it. The act was repealed on November 1, 1893. On June 13, 1898, Congress ordered the coining of all the remaining bullion purchased under the Sherman Silver Purchase Act into silver dollars. Silver dollar production rose again, until the bullion was exhausted in 1904, when it ceased.
## Pittman Act
The German government began a propaganda campaign during World War I to discredit the United Kingdom's currency in India. The Germans convinced Indian citizens that British banknotes in that country could not be redeemed for silver. This led to a run on the British supply of silver. In response, United States Democratic senator Key Pittman of Nevada introduced legislation in 1918 that was intended to offer financial relief to the British government. The bill, passed on April 22, 1918, stated that "sales of silver bullion under authority of this act may be made for the purpose of conserving the existing stock of gold in the United States, of providing silver for subsidiary coinage and for commercial use, and of assisting foreign governments at war with the enemies of the United States". The Pittman Act authorized the U.S. to melt up to 350,000,000 silver dollars, and this commenced immediately after the Act's passage. The U.S. eventually melted a total of 270,232,722 silver dollars. Of that amount, 259,121,554 were sold to the United Kingdom at the cost of one dollar per troy ounce.
The U.S. only minted the Morgan dollar again during 1921, the only year in which Morgan dollars were struck at the Denver mint. Since the Treasury had destroyed the obsolete Morgan dollar dies in 1910, Morgan had to create an entirely new master die. Another provision of the Pittman Act authorized the U.S. to mint a replacement coin for every silver dollar melted. During the same year, the Peace dollar was first issued to commemorate the end of World War I. The Peace dollar was supposedly minted to replace the Morgan dollar under the terms of the Pittman Act but without congressional authorization, despite the fact that the Act did not describe the coin design. The change in design was actually authorized under an 1890 act of Congress, which stated:
> But no change in the design or die of any coin shall be made oftener than once in twenty-five years from and including the year of the first adoption of the design, model, die, or hub for the same coin:
>
> Provided, That no change be made in the diameter of any coin:
>
> And provided further, That nothing in this section shall prevent the adoption of new designs or models for devices or emblems already authorized for the standard silver dollar and the five-cent nickel piece as soon as practicable after the passage of this act.
## Carson City Mint Morgan dollars
Until 1964, U.S. citizens could redeem paper money known as silver certificates for silver dollars at a U.S. Treasury mint on demand. In 1962, an individual redeemed a silver certificate and received a rare and valuable Morgan dollar in exchange. The coin was from a bag of silver dollars in the vault of the Philadelphia Mint. This incident triggered huge interest, and between November 1962 and March 1964, millions of Morgan and Peace dollars were sold to the general public. The demand to exchange silver certificates for silver dollars was so great that lines formed outside of the Treasury Building in Washington, D.C. Some people in line were pushing wheelbarrows. The U.S. Treasury discovered previously unknown mint bags in its vaults containing slightly more than 2.8 million Carson City silver dollars. Treasury officials decided to hold them back because the total number of coins minted at the Carson City mint were generally lower than others.
On May 12, 1969, the Joint Commission on Coinage held a meeting in order to determine the best way to sell the Carson City-minted dollars. They recommended a mail bid sale. Legislation was passed on December 31, 1970, directing the Treasury to transfer the silver dollars to the Administrator of General Services who was given the responsibility for marketing and selling the coins. The legislation also stated that all proceeds from the sale were to be "covered into the Treasury as miscellaneous receipts." Congress supplied the General Services Administration with \$10 million to market the dollar coins. Advertising consisted of posters and brochures distributed to post offices, banks and various financial institutions, as well as television documentaries. The coins were sorted and mounted in small plastic display cases. The GSA conducted a total of seven mail bid sales between 1972 and 1980. In total, the sales generated \$107 million in revenue.
## San Francisco commemorative dollar reverse
On June 15, 2006, legislation was approved that provided for the minting of a silver dollar and a five dollar gold coin in "commemoration of the Old Mint at San Francisco," with surcharges to be given to the San Francisco Museum and Historical Society in an effort to rehabilitate the Old Mint. In total, 100,000 gold and 500,000 silver commemorative coins were authorized. Authorization came at the behest of several hobby publications, who enlisted readers to contact their local congressmen and persuade them to pass necessary legislation. The approved designs include a frontal view of the Old Mint building on the obverse and a copy of Morgan's eagle design on the reverse. Mint artist Joseph Menna made a new model for the reverse, employing a 1904 San Francisco-minted dollar as his model.
## Modern Morgan Dollars
On September 22, 2020, the U.S. House of Representatives passed legislation to allow the minting of Morgan and Peace dollar coins in 2021, the 100-year anniversary of the transition from the Morgan to Peace dollar in order to "commemorate this significant evolution of American Freedom".
House Bill 6192 (2021 Silver Dollar Coin Anniversary Act) allows production of Morgan and Silver dollars at 26.73g and no less than 90% silver (24.057 g = 0.7735 ozt). On December 18, 2020, the United States Senate unanimously approved the bill, and it was signed into law by President Donald Trump on January 5, 2021. The Citizens Coinage Advisory Committee unanimously approved the design on January 19, 2021, with recommendations which were sent to the Secretary of the Treasury Steven Mnuchin, one day before the end of the Trump administration. There is no known mintage limit, and mintage could not begin until after January 1, 2021.
The US Mint then released order information for both dollars, priced at \$85 apiece. Both coins are "0.858 troy oz. of .999 fine silver with an uncirculated finish" Morgan Dollars were made available for purchase in May 2021, and sold out on the U.S. Mint website in 45 minutes, and had a staggered order window based on the different mint marks. Peace Dollars were available beginning later in the same year. Each coin shipped in October 2021. High demand of these coins led to controversy over U.S. Mint ordering procedures and resulted in delays from the originally intended release dates. The 2021 Morgan Dollars were minted in the active mints of Philadelphia (no mint mark), Denver (D), and San Francisco (S). Two-thirds of the Philadelphia-minted dollars contained "privy marks" for the now defunct Carson City (CC) and New Orleans (O) mints. The 2021 Peace Dollars had no mint mark and were only minted in Philadelphia. After the chaos caused by the CC and O dollars, the Household Order Limit was reduced from 10 to 3 for the remainder of the dollars.
The US Mint originally decided to continue the Morgan and Peace Dollar program for 2022 and beyond minted in San Francisco (S) with a proof finish, but on March 14, 2022, announced that the planned 2022 releases had been scrapped due to "supply chain issues, production capacity and shipping logistics", and the rising price of silver, with plans to resume the program in 2023.
For 2023, the US Mint announced plans to release Morgan Dollars in three finishes: Uncirculated, minted by the Philadelphia Mint with no mint mark, 275,000 mintage limit; Proof, minted by the San Francisco Mint with an S mint mark, 400,000 mintage limit; and Reverse Proof, released as part of a 2-coin set with a Peace Dollar, minted by the San Francisco Mint with an S mint mark, 250,000 mintage limit.
The 2023 Uncirculated Morgan Dollar was released by the US Mint on July 13, 2023, and sold out on the first day of issue.
## Mintage figures
The dollars were produced every year between 1878 and 1904 at a total of four different mints. Each mint, with the exception of Philadelphia, has its own mint mark. In 1921 production was resumed for one year only, with this year being the only one where the Denver mint was used, until 2021. The number of dollars surviving are unknown as the Pittman Act resulted in the melting of millions of these coins, and the individual dates melted were never recorded. PCGS CoinFacts estimates survivals are less than 10% of the mintage.
Note that of the 2021 Philadelphia Morgan Dollars, a third were minted with a "CC" privy mark and a third were minted with an "O" privy mark.
## See also
- VAM (Morgan and Peace dollar die varieties)
|
10,029,898 |
William Warelwast
| 1,173,138,850 |
11th century Norman Bishop of Exeter
|
[
"1137 deaths",
"11th-century births",
"12th-century English Roman Catholic bishops",
"Anglo-Normans",
"Bishops of Exeter",
"William II of England",
"Year of birth unknown"
] |
William Warelwast (died 1137) was a medieval Norman cleric and Bishop of Exeter in England. Warelwast was a native of Normandy, but little is known about his background before 1087, when he appears as a royal clerk for King William II. Most of his royal service to William was as a diplomatic envoy, as he was heavily involved in the king's dispute with Anselm, the Archbishop of Canterbury, which constituted the English theatre of the Investiture Controversy. He went several times to Rome as an emissary to the papacy on business related to Anselm, one of whose supporters, the medieval chronicler Eadmer, alleged that Warelwast bribed the pope and the papal officials to secure favourable outcomes for King William.
Possibly present at King William's death in a hunting accident, Warelwast served as a diplomat to the king's successor, Henry I. After the resolution of the Investiture Controversy, Warelwast was rewarded with the bishopric of Exeter in Devon, but he continued to serve Henry as a diplomat and royal judge. He began the construction of a new cathedral at Exeter, and he probably divided the diocese into archdeaconries. Warelwast went blind after 1120, and after his death in 1137 was succeeded by his nephew, Robert Warelwast.
## Early life
Little is known of Warelwast's background or family before 1087. Later in life he was involved in founding Augustinian houses of canons, which – according to historian D. W. Blake – implies that he was an Augustinian canon or spent some of his early years in a house of such canons. Several medieval chroniclers hostile to Warelwast, including Eadmer, claim that he was illiterate, but his career suggests otherwise, as it involved the extensive use of written documents. He must also have been an accomplished speaker, given the number of times he was used as a diplomat. He was possibly educated at Laon, where later in life he sent his nephew, Robert Warelwast, to school. Another nephew, William, became the bishop's steward.
Warelwast may have been a clerk for King William I of England, as a confirmation charter from the time of King Stephen (reigned 1135–1154) records that a grant of churches in Exeter was given to Warelwast by "Willelmus, avus meus", or "William, my grandfather/ancestor"; Stephen was a grandson of William I, who reigned 1066–1087. But this charter may be a forgery, or the Willelmus referred to may have been William II rather than William I. The charter itself is insufficient evidence to confidently assert that Warelwast served William I, even though most such grants were made as a reward for royal service. It may have been that Warelwast was awarded land by William I not because he was a royal servant but because he was a relative; certainly the late-medieval writer William Worcester claimed that Warelwast was related to the king.
## Royal clerk under King William II
The first reliable mentions of Warelwast occur early in the reign of King William II, when Warelwast appears as authorizing writs for the king. As well as being a royal clerk, Warelwast acted as a judge in a legal case between St Florent Abbey in Saumur and Fécamp Abbey, heard before King William II some time between 1094 and 1099 at Foucarmont.
Warelwast served the king as an envoy to Pope Urban II in 1095, when the king was seeking to have the newly appointed Archbishop of Canterbury, Anselm of Canterbury, removed from office. He visited the pope with another royal clerk, Gerard, with orders to recognize Urban as pope in return for Anselm's deposition, at least according to Eadmer, an Anselm partisan. The two clerks travelled very quickly, as they did not leave before 28 February 1095 and were back in England by 13 May 1095. Eadmer claimed that the ambassadors were supposed to acquire a pallium, the symbol of an archbishop's authority, for the king to give to his new choice as archbishop. But although the king may have instructed his envoys to attempt to secure these objects, he was probably willing to negotiate and to settle for less. The two clerks returned with a papal legate, Walter of Albano, who accepted the king's recognition of Urban but refused to allow Anselm's deposition. The king did nevertheless manage to secure recognition of his royal rights in the church, and a concession that no papal legates or communications would be sent without his approval. It may well be that the king always regarded Anselm's deposition as unlikely.
Warelwast was probably sent as an envoy to Urban in 1096 to bribe the pope into recalling the papal legate Jarento, who had been sent to England to protest the king's conduct towards the church. In addition to his ambassadorial duties Warelwast acted as a royal justice under King William; the records of one case have survived.
Shortly before Anselm went into exile in 1097 Warelwast searched his baggage, probably looking for communications to the pope, either from Anselm or other English bishops rather than for valuables, and in particular for any letters of complaint. Warelwast was the king's envoy at Rome when during his exile Anselm petitioned to have the king excommunicated, which according to Eadmer, who was also present, Warelwast succeeded in preventing by bribing the pope and papal officials. The king had sent Warelwast to Urban at Christmas 1098, with his reply to a letter the pope had written ordering the restoration of Anselm's estates.
## Royal service for King Henry I
Warelwast may have been with the hunting party on 2 August 1100 in which King William was accidentally killed, as he was one of the witnesses to the letter sent on 5 August 1100 from William IIs brother, the new King Henry I to Anselm recalling the archbishop. King Henry continued to use Warelwast as an ambassador, sending him to Rome in 1101 to bring back Pope Paschal II's reply to a letter written by Henry immediately after his accession. Henry was seeking a reconciliation with the papacy, and confirmed to the pope the rights and obedience which his father had rendered, but he also requested the same rights within the Church as his father had enjoyed, chiefly the lay investiture of bishops and the granting of the symbols of episcopal authority by laymen. Paschal declined to grant Henry those rights.
It was Warelwast who told Anselm in 1103 that the king would not permit his return to England. This came after a failed joint mission by Warelwast and Anselm to Paschal attempting to resolve the dispute between Henry and the archbishop over the king's investiture of bishops, a dispute generally known as the Investiture Controversy. It is quite likely that the king had given instructions that if the mission failed, Warelwast was to inform Anselm that he should only to return to England if he agreed with the king's position in the dispute. In 1106 Warelwast was the king's negotiator in the discussions that led to the settlement of the Investiture Controversy in England. The king ultimately lost little, relinquishing the right to give the actual symbols of episcopal authority to a newly elected bishop in return for continuing to receive homage from the bishops. Early in 1106 Warelwast was sent to Bec Abbey, where Anselm was residing in exile, to inform him of the settlement and deliver to the archbishop the king's invitation to return to England. In May 1107 Warelwast acted as the king's envoy at Paschal's council at Troyes, where Paschal was attempting to secure support for Bohemond of Antioch's proposed campaign against Byzantium. Warelwast probably relayed to the pope the news that King Henry would make no contribution to Bohemond's efforts.
Henry had reserved the episcopal see of Exeter for Warelwast since the death of Osbern FitzOsbern in 1103, but the controversy over investiture meant that his election and consecration were not possible before a settlement was reached. Instead the king gave Warelwast the office of Archdeacon of Exeter after Osbern's death. The medieval chronicler William of Malmesbury records that Warelwast had earlier tried to remove Osbern from office, but this story probably originates with Eadmer and is of dubious veracity. While archdeacon, Warelwast is recorded as being present at the transfer of a Devon church to Bath Cathedral. He was elected Bishop of Exeter, and was consecrated on 11 August 1107, by Anselm at the royal palace of Westminster. Other bishops consecrated at the same time included William Giffard to Winchester, Roger of Salisbury to Salisbury, Reynelm to Hereford, and Urban to Llandaff. Warelwast's elevation was a reward for his diplomatic efforts in the investiture crisis. The mass consecration signalled the end of the investiture crisis in England.
After his consecration Warelwast continued to serve the king, often appearing on documents or in accounts of the royal court. The bishop served the king as a messenger, once more carrying messages to Anselm in 1108. He also served as a royal judge, hearing a case at Tamworth in 1114 and another at Westbourne the same year. He was with the king in Normandy in 1111, 1113, and 1118, and may have been in Normandy more frequently. During Henry's reign Warelwast was a witness to 20 of the king's charters.
In 1115 Henry sent Warelwast back to Rome to negotiate with Paschal, who was angry that the king was prohibiting papal legates in England, not allowing clerics to appeal to the papal court, and was failing to secure papal sanction for church councils or the translation of bishops. Warelwast was unable to change the pope's mind, but he did manage to prevent sanctions against the king. Henry also employed Warelwast as a papal envoy during the Canterbury–York disputes over the primacy in the English Church, with visits in 1119, 1120, and possibly also in 1116.
## Work as bishop
As a bishop, Warelwast attended the Council of Reims in 1119 along with three other bishops from England, as well as the Council of Rouen in 1118, a provincial synod for Normandy. In his diocese of Exeter he began the construction of a new cathedral in about 1114; it was consecrated in 1133. The existing two towers in the transepts date from that period. He also replaced the secular clergy staffing collegiate churches with regular canons: at Plympton in 1121 with canons from Aldgate in London, and in 1127 at the church in Launceston in Cornwall. In addition he founded a house of regular canons at Bodmin. Royal charters survive that granted several churches in Cornwall, Devon, and Exeter to Warelwast.
Warelwast's relations with his cathedral chapter were good, and no disputes arose during his episcopate. It was not until late in his bishopric that the diocese was split into multiple archdeaconries, which appears to have happened in 1133. Warelwast instituted the two offices of treasurer and precentor for the cathedral chapter, as well as the first sub-archdeacons, who were under the archdeacons. Sub-archdeacons are not attested again at Exeter until the episcopate of Bartholomew Iscanus, who was bishop from 1161 to 1184. William of Malmesbury felt that during Warelwast's episcopate the cathedral chapter relaxed its communal living, which previously had been strong. It is likely that during Warelwast's episcopate the canons of the cathedral chapter quit living in a communal dormitory.
Warelwast went blind in his later years, starting in about 1120, which William of Malmesbury regarded as a fitting punishment for Warelwast's alleged attempts to remove his predecessor from office early. He died about 26 September 1137, and was buried in the priory at Plympton. He may have resigned his see prior to his death. The 16th-century antiquary John Leland thought that Warelwast resigned his see before 1127, became a canon at Plympton, and died in 1127. Although Leland's year of death is incorrect, it is possible that Warelwast became a canon shortly before his death. The Annales Plymptonienses records that Robert of Bath, the Bishop of Bath, gave Warelwast his last rites on 26 September 1137, and records that the dying bishop was made a member of the collegiate church at Plympton. Warelwast's nephew Robert Warelwast succeeded as bishop at Exeter in 1138; Robert had been appointed archdeacon of Exeter by his uncle.
The historian C. Warren Hollister described William Warelwast as a "canny and devoted royal servant".
|
23,277,374 |
Famous Fantastic Mysteries
| 1,170,148,446 |
US pulp science fiction magazine
|
[
"Bimonthly magazines published in the United States",
"Defunct science fiction magazines published in the United States",
"Fantasy fiction magazines",
"Magazines disestablished in 1953",
"Magazines established in 1939",
"Monthly magazines published in the United States",
"Pulp magazines",
"Science fiction magazines established in the 1930s"
] |
Famous Fantastic Mysteries was an American science fiction and fantasy pulp magazine published from 1939 to 1953. The editor was Mary Gnaedinger. It was launched by the Munsey Company as a way to reprint the many science fiction and fantasy stories which had appeared over the preceding decades in Munsey magazines such as Argosy. From its first issue, dated September/October 1939, Famous Fantastic Mysteries was an immediate success. Less than a year later, a companion magazine, Fantastic Novels, was launched.
Frequently reprinted authors included George Allan England, A. Merritt, and Austin Hall; the artwork was also a major reason for the success of the magazine, with artists such as Virgil Finlay and Lawrence Stevens contributing some of their best work. In late 1942, Popular Publications acquired the title from Munsey, and Famous Fantastic Mysteries stopped reprinting short stories from the earlier magazines. It continued to reprint longer works, including titles by G. K. Chesterton, H. G. Wells, and H. Rider Haggard. Original short fiction also began to appear, including Arthur C. Clarke's "Guardian Angel", which would later form the first section of his novel Childhood's End. In 1951, the publishers experimented briefly with a large digest format, but returned quickly to the original pulp layout. The magazine ceased publication in 1953, almost at the end of the pulp era.
## Publication history
By the early decades of the 20th century, science fiction (sf) stories were frequently seen in popular magazines. The Munsey Company, a major pulp magazine publisher, printed a great deal of science fiction in these years, but it was not until 1926 that Amazing Stories, the first pulp magazine specializing in science fiction, appeared. Munsey continued to print sf in Argosy during the 1930s, including stories such as Murray Leinster's The War of the Purple Gas and Arthur Leo Zagat's "Tomorrow", though they owned no magazines that specialized in science fiction. By the end of the 1930s science fiction was a growing market, with several new sf magazines launched in 1939. That year Munsey took advantage of science fiction's growing popularity by launching Famous Fantastic Mysteries as a vehicle for reprinting the most popular fantasy and sf stories from the Munsey magazines.
The first issue was dated September/October 1939, and was edited by Mary Gnaedinger. The magazine immediately became successful and went to a monthly schedule starting in November 1939. Demand for reprints of old favorites was so strong that Munsey decided to launch an additional magazine, Fantastic Novels, in July 1940. The two magazines were placed on alternating bimonthly schedules, but when Fantastic Novels ceased publication in early 1941 Famous Fantastic Mysteries remained bimonthly until June 1942. Munsey sold Famous Fantastic Mysteries to Popular Publications, a major pulp publisher, at the end of 1942; it appears to have been a sudden decision, since the editorial in the December 1942 issue discusses a planned February issue that never materialized, and mentions forthcoming reprints that did not appear. The first issue from Popular appeared in March 1943, and only two more issues appeared that year; the September 1943 issue marked the beginning of a regular quarterly schedule. It returned to a bimonthly schedule in 1946 which it maintained with only slight deviations until the end of its run.
In 1949, Street & Smith, one of the longest established and most respected publishers, shut down all of their pulp magazines: the pulp era was drawing to a close. Popular Publications was the biggest pulp publisher, which helped their titles last a little longer, but Famous Fantastic Mysteries finally ceased publication in 1953, only a couple of years before the last of the pulps ceased publication.
## Contents and reception
Munsey's plan for the magazines was laid out in a note that appeared in the first four issues: "This magazine is the answer to thousands of requests we have received over a period of years, demanding a second look at famous fantasies which, since their original publication, have become accepted classics. Our choice has been dictated by your requests and our firm belief that these are the aces of imaginative fiction." The first issue included Ray Cummings' "The Girl in the Golden Atom" and A. Merritt's "The Moon Pool", both popular stories by well-known authors. Merritt's sequel, "The Conquest of the Moon Pool", began serialization in the next issue, with illustrations by Virgil Finlay. Finlay did many illustrations for Famous Fantastic Mysteries over its lifetime, and became one of its most popular artists. Frank R. Paul began illustrating for the magazine with the third issue; he was not as capable an artist as Finlay but was very popular with the readers. The first five covers were simply tables of contents, but with the sixth issue, dated March 1940, pictorial covers began, with Finlay the artist for that first cover. Three early covers in 1940 were painted by Paul, but thereafter almost every cover was painted by either Finlay, Lawrence Stevens, or his son, Peter Stevens, including every single issue from February 1941 through April 1950. The high quality of the artwork helped make the magazine one of the most popular of its day, and sf historian Thomas Clareson has suggested that it was Finlay's work in Famous Fantastic Mysteries and Fantastic Novels that made his reputation.
The decision to launch Fantastic Novels was taken partly because there were a great many book-length works that readers wanted to see reprinted. Gnaedinger commented that "Everyone seems to have realized that although [the] set-up of five to seven stories with two serials running, was highly satisfactory, that the long list of novels would have to be speeded up somehow". When Fantastic Novels was launched, Famous Fantastic Mysteries was partway through serialization of The Blind Spot, by Austin Hall and Homer Eon Flint, with the third episode appearing in the May/June 1940 issue. Rather than complete the serialization, Gnaedinger decided to print the novel in its entirety in the first issue of Fantastic Novels, ensuring that readers of Famous Fantastic Mysteries would also acquire the new magazine. After Fantastic Novels ceased publication in 1941, Famous Fantastic Mysteries changed its policy, and began publishing a complete novel in every issue, rather than several stories and one or two serials running concurrently. Usually there were also short stories, but occasionally a particularly long novel would appear alone in the issue: this happened, for example, with the February 1942 issue, which contained Francis Stevens' The Citadel of Fear, and no other fiction.
When Munsey sold Famous Fantastic Mysteries to Popular, the editorial policy changed again, to exclude reprints of short fiction that had previously appeared in magazine form. Book length fiction continued to be reprinted, as did some shorter works that had appeared only in books, such as William Hope Hodgson's "The Derelict", and Robert W. Chambers' "The Mask", both of which appeared in the December 1943 issue. The reprinted novels included G. K. Chesterton's The Man Who Was Thursday, H. G. Wells' The Island of Dr. Moreau, H. Rider Haggard's The Ancient Allan, and works by Algernon Blackwood, Lord Dunsany, and Arthur Machen. Some of the reprinted material was abridged, but despite this, Famous Fantastic Mysteries did an important service to its readers by making works available that had been long out of print, and which in some cases had only been previously published in the U.K., making their appearance in the magazine the first chance many subscribers had had to read them.
Some original material also appeared after Popular acquired the magazine. Contributors who published original stories in Famous Fantastic Mysteries included Henry Kuttner, Ray Bradbury, and C. L. Moore. Arthur C. Clarke's story "Guardian Angel" appeared in the April 1950 issue; it was later turned into the first section of his novel Childhood's End.
## Bibliographic details
Mary Gnaedinger was the editor of Famous Fantastic Mysteries for all 81 issues. The magazine was launched as a bimonthly in September 1939, and was converted to monthly from the second issue, in November 1939. The May 1940 issue was followed by August 1940, which began a bimonthly sequence that lasted until June 1942, which began another monthly sequence that ran through the end of 1942. The next issue, March 1943, was followed by a September issue that inaugurated a quarterly sequence that ran until December 1945, which began another bimonthly run. This lasted until the final issue in June 1953 with only two irregularities: October 1950 was followed by January 1951, and July 1951 was followed by October 1951. Famous Fantastic Mysteries was published by the Munsey Corporation until the end of 1942, and by Popular Publications, thereafter. The magazine was initially 128 pages long. This was cut to 112 pages with the October 1940 issue, and then returned to 128 pages for the June 1941 issue. From June 1942 to March 1944 the page count was 144; it was cut to 132 in June 1944 and again to 112 in January 1951, where it remained until the end of the run. The price was 15 cents throughout, except for the period from October 1940 to April 1941 during which it was 10 cents. Famous Fantastic Mysteries began as a pulp, and remained in that format throughout its run except for a brief experiment in 1951 in which it was reduced to large digest size.
A Canadian reprint edition, with identical contents and dates, began in February 1948, from All Fiction Field, Inc.; in October 1951 the publisher became Popular Publications, Toronto, but this was just a name change rather than a change of ownership. The final Canadian issue was dated August 1952; these issues were half an inch longer than the U.S. versions. In addition, the Canadian edition of Super Science Stories, which had initially reprinted from its U.S. namesake and from the U.S. edition of Astonishing Stories, began to reprint almost entirely from Famous Fantastic Mysteries beginning with the August 1944 Canadian issue. As a nod to the change in source material, the title of the Canadian edition was changed to Super Science and Fantastic Stories starting with the December 1944 issue. A Mexican magazine, Los Cuentos Fantasticos, which published 44 issues between 1948 and 1953, reprinted stories from both Famous Fantastic Mysteries and Astounding Science Fiction, mostly (though not entirely) without obtaining permission first.
An anthology, Famous Fantastic Mysteries: 30 Great Tales of Fantasy and Horror from the Classic Pulp Magazines Famous Fantastic Mysteries and Fantastic Novels, appeared in 1991, edited by Stefan R. Dziemianowicz, Robert E. Weinberg and Martin H. Greenberg, and drawing almost all of its contents from Famous Fantastic Mysteries.
|
162,279 |
Samantha Smith
| 1,173,200,303 |
American child peace activist (1972–1985)
|
[
"1972 births",
"1985 deaths",
"20th-century American actresses",
"20th-century American writers",
"Accidental deaths in Maine",
"Actresses from Maine",
"American anti-war activists",
"American child activists",
"American child actresses",
"American child writers",
"American television actresses",
"Child deaths",
"People from Manchester, Maine",
"People of the Cold War",
"Soviet Union–United States relations",
"Victims of aviation accidents or incidents in 1985",
"Victims of aviation accidents or incidents in the United States"
] |
Samantha Reed Smith (June 29, 1972 – August 25, 1985) was an American peace activist and child actress from Manchester, Maine, who became famous for her anti-war outreaches during the Cold War between the United States and the Soviet Union. In 1982, Smith wrote a letter to the newly appointed General Secretary of the Communist Party of the Soviet Union, Yuri Andropov, and received a personal reply with an invitation to visit the Soviet Union, which she accepted.
Smith attracted extensive media attention in both countries as a "Goodwill Ambassador", becoming known as America's Youngest Ambassador and subsequently participating in peacemaking activities in Japan. With the assistance of her father, Arthur (an academic), she wrote a book titled Journey to the Soviet Union, which chronicled her visit to the country. She later became a child actress, hosting a child-oriented special on the 1984 United States presidential election for The Disney Channel and playing a co-starring role in the television series Lime Street. Smith died at the age of 13 in 1985, onboard Bar Harbor Airlines Flight 1808, which crashed short of the runway on final approach to the Auburn/Lewiston Municipal Airport in Maine.
## Historical context
When Yuri Andropov succeeded Leonid Brezhnev as leader of the Soviet Union in November 1982, the mainstream Western newspapers and magazines ran numerous front-page photographs and articles about him. Most coverage was negative and tended to give a perception of a new threat to the stability of the Western World. Andropov had been the Soviet Ambassador to Hungary during the 1956 Hungarian Revolution, which was put down by the Soviet Army, and the Chairman of the KGB from 1967 to 1982; during his tenure, he was known in the West for crushing the Prague Spring and the brutal suppression of dissidents, such as Andrei Sakharov and Aleksandr Solzhenitsyn. He began his tenure as Soviet leader by strengthening the powers of the KGB, and by suppressing dissidents. According to Vasili Mitrokhin, Andropov saw the struggle for human rights as a part of a wide-ranging imperialist plot to undermine the foundation of the Soviet state. Much international tension surrounded both Soviet and American efforts to develop weapons capable of being launched from satellites in orbit. Both governments had extensive research and development programs to develop such technology. However, both nations were coming under increasing pressure to disband the project. In the United States, President Ronald Reagan came under pressure from a lobby of US scientists and arms experts, while in the Soviet Union the government issued a statement that read, "To prevent the militarization of space is one of the most urgent tasks facing mankind".
At the time, large anti-nuclear protests were taking place across both Europe and North America, in the midst of which the November 20, 1983, screening of ABC's post-nuclear war dramatization The Day After became one of the most anticipated media events of the decade.
The two superpowers had by this point abandoned their strategy of détente and in response to the deployment of the Soviet Union's new SS-20, NATO deployed cruise and Pershing II missiles in Europe. The 1979–1989 Soviet–Afghan War was also into its third year. In this atmosphere, on November 22, 1982, Time magazine published an issue with Andropov on the cover. When Smith viewed the edition, she asked her mother: "If people are so afraid of him, why doesn't someone write a letter asking whether he wants to have a war or not?" Her mother replied, "Why don't you?"
## Life
Samantha Smith was born on June 29, 1972, in the small town of Houlton, Maine, on the Canada–United States border, to Jane Goshorn and Arthur Smith. At the age of five, she wrote a letter to Queen Elizabeth II in order to express her admiration to the British monarch. When Smith had finished second grade in spring 1980, the family settled in Manchester, Maine, where she attended Manchester Elementary School. Her father served as an instructor at Ricker College in Houlton before teaching literature and writing at the University of Maine at Augusta while her mother worked as a social worker with the Maine Department of Human Services.
In November 1982, when Smith was 10 years old, she wrote to Soviet leader Yuri Andropov, seeking to understand why Soviet Union–United States relations were so tense:
> Dear Mr. Andropov,
>
> My name is Samantha Smith. I am 10 years old. Congratulations on your new job. I have been worrying about Russia and the United States getting into a nuclear war. Are you going to vote to have a war or not? If you aren't please tell me how you are going to help to not have a war. This question you do not have to answer, but I would like it if you would. Why do you want to conquer the world or at least our country? God made the world for us to share and take care of. Not to fight over or have one group of people own it all. Please lets do what he wanted and have everybody be happy too.
>
> Samantha Smith
Her letter was published in the Soviet state-run newspaper Pravda. Smith was happy to discover that her letter had been published; however, she had not received a reply. She then sent a letter to Soviet ambassador to the United States Anatoly Dobrynin asking if Andropov intended to respond. On April 26, 1983, she received a response from Andropov:
> Dear Samantha,
>
> I received your letter, which is like many others that have reached me recently from your country and from other countries around the world.
>
> It seems to me – I can tell by your letter – that you are a courageous and honest girl, resembling Becky, the friend of Tom Sawyer in the famous book of your compatriot Mark Twain. This book is well known and loved in our country by all boys and girls.
>
> You write that you are anxious about whether there will be a nuclear war between our two countries. And you ask are we doing anything so that war will not break out.
>
> Your question is the most important of those that every thinking man can pose. I will reply to you seriously and honestly.
>
> Yes, Samantha, we in the Soviet Union are trying to do everything so that there will not be war on Earth. This is what every Soviet man wants. This is what the great founder of our state, Vladimir Lenin, taught us.
>
> Soviet people well know what a terrible thing war is. Forty-two years ago, Nazi Germany, which strove for supremacy over the whole world, attacked our country, burned and destroyed many thousands of our towns and villages, killed millions of Soviet men, women and children.
>
> In that war, which ended with our victory, we were in alliance with the United States: together we fought for the liberation of many people from the Nazi invaders. I hope that you know about this from your history lessons in school. And today we want very much to live in peace, to trade and cooperate with all our neighbors on this earth—with those far away and those near by. And certainly with such a great country as the United States of America.
>
> In America and in our country there are nuclear weapons—terrible weapons that can kill millions of people in an instant. But we do not want them to be ever used. That's precisely why the Soviet Union solemnly declared throughout the entire world that never will it use nuclear weapons first against any country. In general we propose to discontinue further production of them and to proceed to the abolition of all the stockpiles on Earth.
>
> It seems to me that this is a sufficient answer to your second question: 'Why do you want to wage war against the whole world or at least the United States?' We want nothing of the kind. No one in our country–neither workers, peasants, writers nor doctors, neither grown-ups nor children, nor members of the government–want either a big or 'little' war.
>
> We want peace—there is something that we are occupied with: growing wheat, building and inventing, writing books and flying into space. We want peace for ourselves and for all peoples of the planet. For our children and for you, Samantha.
>
> I invite you, if your parents will let you, to come to our country, the best time being this summer. You will find out about our country, meet with your contemporaries, visit an international children's camp – Artek – on the sea. And see for yourself: in the Soviet Union, everyone is for peace and friendship among peoples.
>
> Thank you for your letter. I wish you all the best in your young life.
>
> Y. Andropov
A media circus ensued, with Smith being interviewed by Ted Koppel and Johnny Carson, among others, and with nightly reports by the major American networks. On July 7, 1983, she flew to Moscow with her parents, and spent two weeks as Andropov's guest. During the trip she visited Moscow and Leningrad and spent time in Artek, the main Soviet pioneer camp, in the town of Gurzuf on the Crimean Peninsula. Smith wrote in her book that in Leningrad she and her parents were amazed by the friendliness of the people and by the presents many people made for them. Speaking at a Moscow press conference, she declared that the Russians were "just like us". In Artek, Smith chose to stay with the Soviet children rather than accept the privileged accommodations offered to her. For ease of communication, teachers and children who spoke fluent English were chosen to stay in the building where she was lodged. Smith shared a dormitory with nine other girls, and spent her time there swimming, talking and learning Russian songs and dances. While there, she made many friends, including Natasha Kashirina from Leningrad, a fluent English speaker.
Andropov, however, was unable to meet with her during her visit, although they did speak by telephone. It was later discovered that Andropov had become seriously ill and had withdrawn from the public eye during this time. Smith also received a phone call from Russian cosmonaut Valentina Tereshkova, the first woman to orbit the Earth. However, not realizing with whom she was speaking, Samantha mistakenly hung up after only a brief conversation. Media followed her every step—photographs and articles about her were published by the main Soviet newspapers and magazines throughout her trip and after it. Smith became widely known to Soviet citizens and was well regarded by many of them. In the United States, the event drew suspicion and some regarded it as an "American-style public relations stunt".
Smith's return to the US on July 22, 1983, was celebrated by the people of Maine with roses, a red carpet, and a limousine and her popularity continued to grow in her native country. Some critics at the time remained skeptical, believing Smith was unwittingly serving as an instrument of Soviet propaganda. In December 1983, continuing in her role as "America's Youngest Ambassador", she was invited to Japan, where she met with the Prime Minister Yasuhiro Nakasone and attended the Children's International Symposium in Kobe. In her speech at the symposium, she suggested that Soviet and American leaders exchange granddaughters for two weeks every year, arguing that a president "wouldn't want to send a bomb to a country his granddaughter would be visiting". Her trip inspired other exchanges of child goodwill ambassadors, including a visit by the eleven-year-old Russian child Katya Lycheva to the United States. Later, Smith wrote a book called Journey to the Soviet Union whose cover shows her at Artek, her favorite part of the Soviet trip.
Smith pursued her role as a media celebrity when in 1984, billed as a "Special Correspondent", she hosted a children's special for The Disney Channel entitled Samantha Smith Goes To Washington... Campaign '84. The show covered politics, where Smith interviewed several candidates for the 1984 Democratic Party presidential primaries, including George McGovern, John Glenn and Jesse Jackson. That same year, she guest starred in Charles in Charge as Kim, alongside another celebrity guest star, Julianne McNamara. Her fame resulted in Smith becoming the subject of stalker Robert John Bardo, the man who would later go on to stalk and ultimately murder My Sister Sam actress Rebecca Schaeffer. Bardo traveled to Maine in an attempt to meet Smith, however he aborted his attempt when being given a citation by police. Concerned that he was drawing too much attention to himself, Bardo returned home. He later confessed to finding new ways to stalk Smith, but her later death terminated his master plan.
In 1985, she played the co-starring role of the elder daughter to Robert Wagner's character in the television series Lime Street.
## Death
On August 25, 1985, Smith and her father were returning home aboard Bar Harbor Airlines Flight 1808 after filming a segment for Lime Street. While attempting to land at Lewiston-Auburn Regional Airport in Auburn, Maine, the Beechcraft 99 commuter plane struck some trees 4,007 feet (1,221 m) short of the runway and crashed, killing all six passengers and two crew on board. Much speculation regarding the cause of the accident circulated afterwards. Accusations of foul play circulated widely in the Soviet Union. An investigation was undertaken in the United States and the official report—which did not show evidence of foul play—was made public. The report said the plane crashed one mile (1.6 km) south-west of the airport at 22:05 EDT, and concluded that "the relatively steep flight path angle and the attitude (the orientation of the aircraft relative to the horizon, direction of motion etc.) and speed of the airplane at ground impact precluded the occupants from surviving the accident." About 1,000 people attended Smith's funeral in Augusta, Maine, and she was eulogized in Moscow as a champion of peace. Attendees included Robert Wagner and Vladimir Kulagin of the Soviet Embassy in Washington, D.C., who read a personal message of condolence from Mikhail Gorbachev.
> Everyone in the Soviet Union who has known Samantha Smith will forever remember the image of the American girl who, like millions of Soviet young men and women, dreamt about peace, and about friendship between the peoples of the United States and the Soviet Union.
President Ronald Reagan sent his condolences to Smith's mother, in writing,
> Perhaps you can take some measure of comfort in the knowledge that millions of Americans, indeed millions of people, share the burdens of your grief. They also will cherish and remember Samantha, her smile, her idealism and unaffected sweetness of spirit.
The remains of Samantha and her father were cremated, and their ashes were buried at Estabrook Cemetery, Amity, Maine.
## Legacy
Smith's contributions have been honored with a number of tributes by Russians and by the people of her home state of Maine. A monument to her was built in Moscow; "Samantha Smith Alley" in the Artek Young Pioneer camp was named after her in 1986. The monument built to Smith was stolen by metal thieves in 2003 following the dissolution of the Soviet Union in 1991. In 2003, Voronezh retiree Valentin Vaulin built a monument to her after raising funds from private donations. The Soviet Union issued a commemorative stamp with her likeness. In 1986, Russian astronomer Lyudmila Chernykh discovered asteroid 3147, which she named 3147 Samantha. Danish composer Per Nørgård wrote his 1985 viola concerto "Remembering Child" in memory of Smith. A diamond found in Siberia, a mountain in the former Soviet Union, a cultivar of tulips and of dahlias, and an ocean vessel have been named in Smith's honor. In 1985, a peace garden was established in Michigan along the St. Clair River to commemorate her achievements. In Maine, the first Monday in June of each year is officially designated as Samantha Smith Day by state law. There is a bronze statue of Smith near the Maine State Museum in Augusta, which portrays Smith releasing a dove with a bear cub resting at her feet. The bear cub represents both Maine and Russia. Elementary schools in Sammamish, Washington, and in Jamaica, Queens, New York City, have been named after Samantha. In October 1985, Smith's mother founded The Samantha Smith Foundation, which fostered student exchanges between the United States and the Soviet Union (and, after December 1991, the ex-Soviet successor states) until it became dormant in the mid-1990s. The Foundation was formally dissolved in 2014 after two decades of dormancy.
A 1987 episode of the US sitcom The Golden Girls entitled "Letter to Gorbachev" draws inspiration from Smith's story. In addition, the 1987 film Superman IV: The Quest for Peace included a scene where a boy writes Superman a letter to control the nuclear arms race; according to Christopher Reeve, this scene was also inspired by Smith's story.
In the mid-1980s, after Smith's death, a script was written for a television movie titled The Samantha Smith Story with Robert Wagner as producer. Columbia Pictures Television and R. J. Wagner Productions were reported to have agreed to produce the film for NBC, with Soviet company Sovin Film interested in co-producing it. Ultimately, Columbia Pictures Television decided not to film it due to lack of interest from any network.
Speculation as to what a surviving Samantha might have done in adulthood was dismissed by her mother Jane as unanswerable in 2003, given Samantha was only thirteen when she died and her ambitions had varied from a veterinarian to a ballerina. The notion, which had been put to Samantha herself in the eighties, that she could be President of the United States in adulthood, was dismissed by her in the Disney Channel special that she hosted, with the words "being President is not a job I would like to have".
In 2008, Smith posthumously received the Peace Abbey Courage of Conscience Award for "helping to bring about better understanding between the peoples of the [USA and the USSR], and as a result, reduce the tension between the superpowers that were poised to engage in nuclear war". The Peace Abbey has also proposed The Peace Literature Project in Honor of Samantha Smith "to educate students about peace and promote peace literature for school-age children in 50 selected pilot schools across the United States".
Elliott Holt's 2013 novel You Are One of Them, uses the story of Smith as inspiration for a fictional character, Jennifer Jones.
On the 30th anniversary of the plane crash in 2015, the Maine State Museum opened a new exhibit of materials related to Smith, including photographs of her time at the Artek camp, traditional Russian clothing she was given, and an issue of Soviet Life magazine with her on the cover.
## See also
- List of peace activists
- Sarah York, another American girl who wrote to a foreign political leader, in this case Manuel Noriega
|
57,482,215 |
Drake Would Love Me
| 1,166,640,476 |
R&B song recorded by K. Michelle
|
[
"2010s ballads",
"2014 songs",
"Contemporary R&B ballads",
"Cultural depictions of hip hop musicians",
"Drake (musician)",
"K. Michelle songs",
"Song recordings produced by Oak Felder",
"Songs about musicians",
"Songs written by Bianca Atterberry",
"Songs written by K. Michelle",
"Songs written by Oak Felder"
] |
"Drake Would Love Me" is an R&B song recorded by American singer K. Michelle for her second studio album, Anybody Wanna Buy a Heart? (2014). It was written by Michelle and Bianca Atterberry. Its music and production came from Oak Felder, Ronald "Flippa" Colson, and Stephen Mostyn. Atlantic Records initially released the song via streaming on VH1's website on December 2, 2014, before it became available with the rest of the album the following week.
The song concerns an imaginary romance with Canadian rapper Drake. Described by critics as fan fiction, it was inspired by Michelle's perception of how Drake's female fans responded to him. The title attracted attention when the album's track listing was announced the month before its release. Several critics praised "Drake Would Love Me" and highlighted Michelle's humor, but others criticized her decision to dedicate a love song to Drake.
## Background and release
Kimberly Michelle Pate wrote "Drake Would Love Me" with Bianca Atterberry for Anybody Wanna Buy a Heart?, her second studio album. Ronald "Flippa" Colson, Oak Felder, and Stephen Mostyn were in charge of the music. While in the recording studio, Michelle heard women idolizing Canadian rapper Drake and recorded the song as a response. She was also inspired by how Drake's fans fantasize that he would fall in love with them. When asked about Drake's popularity, she responded that he was humble, released more love songs than other men, and was especially respectful to women in his music. Drake's appeal with women has been discussed by media outlets. According to a 2010 Spin article, Drake had "opened up an enormous young female fanbase" early in his rap career, and Much's Andi Crawford and Brianne James attributed the reason women respond to his music to his "delicate tempos and emotionally charged lyrics".
Although much of Michelle's music is autobiographical, she clarified in a 2014 interview with The Breakfast Club that she only had a platonic relationship with Drake. Before its release, she played the song to Drake to obtain his approval; he responded: "You’re crazy as shit, but it’s a great record." While the track is about Drake, Michelle said her relationship with ex-boyfriend Idris Elba was the primary inspiration for the album.
Felder, Colson, and Steve Ace produced the song. Michelle's vocals were recorded by C Travis Kr8ts and produced by Atterberry, with assistance from Felder. Donnie Meadows and Tanisha Broadwater were the production coordinators for the song. The track was mixed by Jaycen Joshua, with assistance from Maddox Chhim and Ryan Kaul, and it was mastered by David Kutch.
When the album's track listing was unveiled on November 3, 2014, media outlets identified "Drake Would Love Me" as a point of interest due to its title. The song debuted via streaming on VH1's website on December 2, 2014, and Atlantic Records released it as a part of Anybody Wanna Buy a Heart? a week later. Michelle uploaded the song to her YouTube account on February 13, 2017, as part of an Anybody Wanna Buy a Heart? playlist.
## Music and lyrics
"Drake Would Love Me" is a four-minute, 19-second R&B song, performed in the style of a ballad and a slow jam. The piano-driven track opens with a melody that MTV News' Rob Markman characterizes as soothing; as it progresses, guitar licks and violins are incorporated into the instrumentation.
The song's lyrics describe an imagined romance with Drake. The situations mentioned include Michelle attending the Grammy Awards with Drake and her being hated by his groupies. Based on this lyrical content, critics associate "Drake Would Love Me" with fan fiction. Time'''s Nolan Feeney jokingly says it is restrained compared to Amanda Bynes' tweet about wanting Drake to "murder [her] vagina". In the lyrics "Drake wouldn't leave me, he would keep me, never break his promises / I'd be the best he ever had, he'd be on his best behavior / He would make me so proud / Drake would love me", Michelle references the titles of Drake's singles "Best I Ever Had", "Worst Behavior", and "Make Me Proud". According to a Music Times contributor, the lyrics represent how Drake's music often focuses on emotional subject matters. Michelle lists Drake's positive attributes, singing he would "always be the same" and "play no games" and would not lie or make her cry; Feeney compares the rhyme scheme for these lyrics to the writing style of Dr. Seuss.
The album's final three songs ("Build a Man", "Drake Would Love Me", and "God I Get It") are interpreted by critics as forming a story on Michelle's ideas on love. Describing the songs as Michelle's attempt to "reconcile her need to love hard with the reality of the men she encountered", The Quietus writer Alex Macpherson says she turns to Frankenstein and fan fiction for answers on love in "Build a Man" and "Drake Would Love Me" before accepting her own flaws in "God I Get It". Renowned for Sound's Meggie Morris identifies "Drake Would Love Me" as a continuation of "Build a Man" as both explore her perceptions of the perfect man. While The Boston Globe's Ken Capobianco writes that "Drake Would Love Me" represented the album's "honesty, defiance, and sensuality", Emily Laurence of Metro New York singles it out as an example that "not all the songs are intensely emotion-filled".
## Critical reception
Several reviewers enjoyed "Drake Would Love" even though it differed from their initial expectations. In USA Today, Martín Caballero wrote "don't ask us how or why [but the song] works"; he praised it as an "anthemic big-stadium R&B ballad". Although he expected something "funny or cocky", A.D. Amorosi, writing for The Philadelphia Inquirer, highlighted the track for its focus instead on unrequited love. Other critics believed said the song displayed Michelle's humor. In the Ottawa Citizen, Mesfin Fekadu said she was "clever and hilarious", and Meggie Morris described her performance as "charmingly amusing". Ken Capobianco commended Michelle for emoting a level of "vulnerability and rubbed-raw tension rarely heard in R&B today", which he considered a reason for her popularity. Pitchfork's Alfred Soto praised "Drake Would Love Me" for its sense of urgency, and believed it had her best vocals.
The Washington Post's Chris Richards thought it was "mildly radioactive" for Michelle to release a track explicitly about a crush on another singer. In Jezebel, Kara Brown also professed being uncomfortable about the track, panning it as the "musical equivalent of trying to stop your friend from sending a third drunk text to that guy she kinda hooked up with a month ago". Brown said the lyrics adhere more to Drake's image as the ideal boyfriend than his actual behavior toward women. Drake has received criticism from some media outlets for his music being misogynistic and for his interactions with girls. Michael Arceneaux, while writing for Complex, said listeners would recognize the song's idealization of Drake as false, and while he praised Michelle's vocals, he described her as sounding too much like a fan. In The Fader, a writer described the track as "just plain weird" and "saccharine sonic fan-fiction".
## Credits and personnel
Credits were adapted from the liner notes from Anybody Wanna Buy A Heart?'':
- Kimberly Pate – lyricist
- Bianca Atterberry – lyricist, vocal production
- Donnie Meadows – production coordination
- Tanisha Broadwater – production coordination
- Oak Felder – production, music, additional recording
- Ronald "Flippa" Colson – production, music
- Stephen Mostyne – production, music
- C Travis Kr8ts – recording
- Jaycen Joshua – mixing
- Maddox Chhim – mixing assistantance
- Ryan Kaul – mixing assistantance
- David Kutch – mastering
|
12,516,397 |
Small-toothed sportive lemur
| 1,171,800,475 |
Species of primate from Madagascar
|
[
"Mammals described in 1894",
"Sportive lemurs",
"Taxa named by Charles Immanuel Forsyth Major",
"Taxonomy articles created by Polbot"
] |
The small-toothed sportive lemur (Lepilemur microdon), or small-toothed weasel lemur, is a primate species in the family Lepilemuridae that—like all extant lemurs—is endemic to Madagascar. The species lives in dense rainforest in southeastern Madagascar, and can be found in Ranomafana and Andringitra National Parks. Described in 1894, it was considered either a subspecies or taxonomic synonym of the weasel sportive lemur (Lepilemur mustelinus) throughout most of the 20th century. Phylogenetic studies not only support its species status, but also suggest that it is the only eastern Malagasy sportive lemur that is more closely related to western than to other eastern species.
According to the original description, some of its teeth are smaller than those in other sportive lemurs. It is relatively large for a sportive lemur, and is difficult to visually distinguish from the weasel sportive lemur. The species weighs between 0.9 and 1.2 kg (2.0 and 2.6 lb) and measures 55 to 64 cm (22 to 25 in) from head to tail. Its fur is mostly reddish-brown or chestnut color, with a dark stripe running from its head down its back. Its underside and neck are lighter in color. Like other sportive lemurs, it is nocturnal, sleeping in concealed tangles of vegetation as well as tree holes. The small-toothed sportive lemur is solitary and eats leaves, fruits, and flowers.
Due to recent taxonomic changes and a lack of clarity about its population size and range, it was listed as "data deficient" by the International Union for Conservation of Nature (IUCN) in 2008. This was changed to "endangered" in 2014, on the basis of a small, fragmented and shrinking range, as well as a declining population. It is also protected from international commercial trade under CITES Appendix I. Its primary threats are habitat loss to slash-and-burn agriculture and hunting.
## Taxonomy and phylogeny
The small-toothed sportive lemur or small-toothed weasel lemur, a member of the sportive lemur genus (Lepilemur), was first described in 1894 by Charles Immanuel Forsyth Major, based on a specimen found in the Ankafana Forest in the eastern districts of the former Betsileo province in central Madagascar. Although Forsyth Major did not explicitly state the origins of either the scientific name or the vernacular name, he did note that it had smaller molar teeth relative to other sportive lemurs. The species name microdon is derived from the Ancient Greek micro-, meaning "small" and -odon, meaning "tooth."
Until the 1990s, there was some dispute over the taxonomic status of the species. For much of the 20th century, the small-toothed sportive lemur was considered a subspecies of the weasel sportive lemur (Lepilemur mustelinus). In his book The Primates of Madagascar from 1982, primatologist Ian Tattersall deviated from the traditional view by considering L. microdon a synonym of the weasel sportive lemur, while also recognizing only a single species of sportive lemur. Tattersall based his decision on what he considered to be a lack of detailed anatomical studies and field surveys, while also factoring in the difficulty in observing the animals in the wild, the presence of only subtle variations among museum specimens, and his own unwillingness to consider differences in karyotypes as grounds for defining distinct species. However, primatologist Russell Mittermeier, et al. in Lemurs of Madagascar (1994), taxonomist Colin Groves in Mammal Species of the World (2005), and others favored recognizing the small-toothed sportive lemur as a species while also recognizing a total of seven sportive lemur species.
A cytogenetic (chromosome) study by Nicole Andriaholinirina, et al. published in 2005 added strong support to the species status of the small-toothed sportive lemur by demonstrating that its karyotype was distinct from all other sport lemur species. The species has 24 chromosomes (2n=24); the autosomal pairs (not sex chromosomes) include eight that are meta- or submetacentric (where chromosome arms are equal or unequal in length, respectively) and three smaller acrocentric pairs (with the shorter chromosome arm difficult to observe). Both the X and Y chromosomes are acrocentric. The study also showed that the small-toothed sportive lemur was the sportive lemur species most genetically distinct from the weasel sportive lemur, despite their similar appearance. A total of 18 chromosomal rearrangements distinguished the two species, indicating that if the two shared the same range, hybrids would be either completely sterile or suffer greatly reduced fertility.
In September 2006, Edward E. Louis Jr. et al. announced the discovery of 11 new species of sportive lemur based on mitochondrial DNA (mtDNA) data. Each new species resulted from the splitting of existing species. In the case of the small-toothed sportive lemur, the population at Kalambatritra Reserve became known as Wright's sportive lemur (Lepilemur wrightae), the population at Andohahela National Park became Fleurete's sportive lemur (L. fleuretae), the population in Fandriana became Betsileo sportive lemur (L. betsileo), and the population at Manombo Reserve became James' sportive lemur (L. jamesorum). The small-toothed sportive lemur remains a distinct species, while even more species have since been described, though none within its range.
Between 2006 and 2009, three studies were published to resolve the phylogenetic relationships between the sportive lemurs. Cytogenetic and molecular studies in 2006 and 2008 concluded that the small-toothed sportive lemur is most closely related to the Milne-Edwards' sportive lemur (Lepilemur edwardsi). In 2009, a study examined every known species, including the species most recently described, using two pieces of mtDNA: the D-loop and an array of genes known as the PAST fragment. The resulting data placed the sportive lemurs into four groups: Section A from northern and northwestern Madagascar, section B from northwestern Madagascar, section C from west central and southern Madagascar, and section D from eastern Madagascar. Only the small-toothed sportive lemur generated conflicting results when comparing the results between the mtDNA and D-loop data. The PAST data placed it in section B, while the D-loop data placed it in section C. The relationship between the small-toothed sportive lemur, an eastern Malagasy species, and a group of species from the west coast of Madagascar suggests that the ancestral population of the small-toothed sportive lemur dispersed to its current range from western Madagascar using river corridors. However, the conflicting data about the relationship of the small-toothed sportive lemur to either section B or section C render the precise dispersal route uncertain.
## Description
Compared to other sportive lemurs, the small-toothed sportive lemur is relatively large, weighing between 0.9 and 1.2 kg (2.0 and 2.6 lb) and measuring 55 to 64 cm (22 to 25 in) from head to tail. Its head-body length is 27 to 32 cm (11 to 13 in), and its tail measures between 25 and 29 cm (9.8 and 11.4 in). The species is nearly identical in coloration to the weasel sportive lemur and it is almost impossible to separate the two in the field, except on the basis of geography. The small-toothed sportive lemur has a dark stripe in the center of its forehead that lightens as it runs down the back. Its pelage (fur) is thick and reddish-brown, while its underside and neck are pale gray-brown, and sometimes have a yellowish or yellowish-gray hue. The shoulders and forelimbs have a bright chestnut color. The color darkens to russet between the shoulders, down to the hind-limbs and tail. The tail is darkest at the tip. Some individuals are reported to have a characteristic collar of white fur.
Like all sportive lemurs, they can easily be confused with woolly lemurs (genus Avahi), and sometimes with the much smaller dwarf lemurs (genus Cheirogaleus). Unlike the woolly lemurs, sportive lemurs have prominent ears, and they lack the white patches usually found on the thighs of woolly lemurs. All sportive lemurs have long legs compared to their arms and trunk and the face is covered with short hairs.
According to a review by Henry Ogg Forbes in 1894, the species differs from other sportive lemurs—as its name suggests—by having significantly smaller molar teeth. Forbes also claimed that compared with the weasel sportive lemur, its bony palate is longer and it has a depression at the base of the nasal (nose) region. Like other sportive lemurs, the cecum (beginning of the large intestine) is enlarged, presumably to handle its leaf-rich diet, which is more characteristic of larger primates.
## Habitat and distribution
The small-toothed sportive lemur is found in inland southeastern Madagascar, ranging from Ranomafana National Park southwest to Andringitra National Park. The Namorona River acts as the northern border of its range, and the Manampatrana River may act as a southern border, where the species seems to be replaced by the James' sportive lemur. Further studies are needed to clarify its range and relationship with other sportive lemurs in southeastern Madagascar. The species inhabits dense rainforest.
A preliminary study at Ranomafana National Park in 1995 indicated the small-toothed sportive lemur may avoid competing with woolly lemurs for food (interspecific competition) by living in more disturbed areas of the park. Woolly lemur population density (and thus competition for food) appeared to affect the species distribution more than the availability of sleep sites.
## Behavior and ecology
Like all sportive lemurs, the small-toothed sportive lemur is nocturnal, sleeping in tree cavities or hidden tangles of vines and leaves during the day. The species is considered solitary, and like other rainforest-dwelling sportive lemurs, they vocalize significantly less than sportive lemurs that live in drier forests. Other similarities with the rest of the sportive lemur species include its diet of leaves, fruits, and flowers, its low resting metabolic rate, and its low activity rate.
In general, predators of sportive lemurs include diurnal birds of prey and carnivores, such as the fossa. The only recorded instance of predation on the small-toothed sportive lemur was by a Henst's goshawk (Accipiter henstii).
## Conservation
The small-toothed sportive lemur is listed under CITES Appendix I, which prohibits international commercial trade. The IUCN originally listed the species as "Lower Risk", first in 1996 under the sub-classification "least concern", and then in 2000 under the sub-classification "near threatened". Prior to the taxonomic changes that resulted in many new species of sportive lemur, the small-toothed sportive lemur was considered to have a widespread distribution, but its range is now thought to be more restricted. During its 2008 assessment, its population size, geographic range, and other factors were unclear, resulting in the classification "Data Deficient". In 2014, the IUCN found that the species merited "Endangered" status. The species range was estimated to be less than 1,140 km<sup>2</sup> in area, as well as being severely fragmented and undergoing declines in extent and quality. The population was also found to be in decline. A population density of about 1.0 lemur/km<sup>2</sup> was estimated.
Like many species of lemur, it is threatened with habitat loss from slash and burn agriculture and by increasing hunting pressure. It is hunted with spears and is also captured when trees with sleeping holes are cut down. The small-toothed sportive lemur is known to occur in both Ranomafana and Andringitra National Parks, although it may also be found in Midongy du sud National Park. However, this national park is at the extreme southern end of its geographic range, and the sportive lemurs there may actually represent a population of Fleurete's sportive lemur.
According to the International Species Information System (ISIS), no small-toothed sportive lemurs were maintained in captivity as of 2009.
## See also
- Evolutionary history of lemurs
|
5,517,261 |
Matthew Brettingham
| 1,170,210,389 |
English architect (1699–1769)
|
[
"1699 births",
"1769 deaths",
"18th-century English architects",
"Architects from Norwich",
"British bricklayers",
"British neoclassical architects"
] |
Matthew Brettingham (1699 – 19 August 1769), sometimes called Matthew Brettingham the Elder, was an 18th-century Englishman who rose from humble origins to supervise the construction of Holkham Hall, and become one of the country's best-known architects of his generation. Much of his principal work has since been demolished, particularly his work in London, where he revolutionised the design of the grand townhouse. As a result, he is often overlooked today, remembered principally for his Palladian remodelling of numerous country houses, many of them situated in the East Anglia area of Britain. As Brettingham neared the pinnacle of his career, Palladianism began to fall out of fashion and neoclassicism was introduced, championed by the young Robert Adam.
## Early life
Brettingham was born in 1699, the second son of Launcelot Brettingham (1664–1727), a bricklayer or stonemason from Norwich, the county town of Norfolk, England. He married Martha Bunn (c. 1697–1783) at St. Augustine's Church, Norwich, on 17 May 1721 and they had nine children together.
His early life is little documented, and one of the earliest recorded references to him is in 1719, when he and his elder brother Robert were admitted to the city of Norwich as freemen bricklayers. A critic of Brettingham's at this time claimed that his work was so poor that it was not worth the nine shillings a week (£ in 2023) he was paid as a craftsman bricklayer. Whatever the quality of his bricklaying, he soon advanced himself and became a building contractor.
## Local contractor
During the early eighteenth century, a building contractor had far more responsibilities than the title suggests today. A contractor often designed, built, and oversaw all details of construction to completion. Architects, often called surveyors, were employed only for the grandest and largest of buildings. By 1730, Brettingham is referred to as a surveyor, working on more important structures than cottages and agricultural buildings. In 1731, it is recorded that he was paid £112 (£ in 2023) for his work on Norwich Gaol. From then, he appears to have worked regularly as the surveyor to the Justices (the contemporary local authority) on public buildings and bridges throughout the 1740s. Projects of his dating from this time include the remodelling of the Shirehouse in Norwich, the construction of Lenwade Bridge over the river Wensum, repairs to Norwich Castle and Norwich Cathedral, as well as the rebuilding of much of St. Margaret's Church, King's Lynn, which had been severely damaged by the collapse of its spire in 1742. His work on the Shirehouse, which was in the gothic style and showed a versatility of design rare for Brettingham, was to result in a protracted court case that was to rumble on through a large part of his life, with allegations of financial discrepancies. In 1755, the case was eventually closed, and Brettingham was left several hundred pounds out of pocket—several tens of thousands, in present-day terms—and with a stain—if only a local one—on his character. Transcripts of the case suggest that it was Brettingham's brother Robert, to whom he had subcontracted and who was responsible for the flint stonework of the Shirehouse, who may have been the cause of the allegations. Brettingham's brief flirtation with the Gothic style, in the words of Robin Lucas, indicates "the approach of an engineer rather than an antiquary" and is "now seen as outlandish". The Shirehouse was demolished in 1822.
## Architect
In 1734, Brettingham had his first great opportunity, when two of the foremost Palladian architects of the day, William Kent and Lord Burlington, were collaboratively designing a grandiose Palladian country palace at Holkham in Norfolk for Thomas Coke, 1st Earl of Leicester. Brettingham was appointed Clerk of Works (sometimes referred to as executive architect), at an annual salary of £50 (£ per year in 2023). He retained the position until the Earl's death in 1759. The illustrious architects were mostly absent; indeed Burlington was more of an idealist than an architect, thus Brettingham and the patron Lord Leicester were left to work on the project together, with the practical Brettingham interpreting the architects' plans to Leicester's requirements. It was at Holkham that Brettingham first worked with the fashionable Palladian style, which was to be his trademark. Holkham was to be Brettingham's springboard to fame, as it was through his association with it that he came to the attention of other local patrons, and further work at Heydon and Honingham Hall established Brettingham as a local country-house architect.
Brettingham was commissioned in 1742 to redesign Langley Hall, a mansion standing in its own parkland in South Norfolk. His design was very much in the Palladian style of Holkham, though much smaller: a large principal central block linked to two flanking secondary wings by short corridors. The corner towers, while similar to those later designed by Brettingham at Euston Hall, were the work of a later owner and architect. The neoclassical entrance lodges were a later addition, by Sir John Soane. In 1743, Brettingham began work on the construction of Hanworth Hall, Norfolk, also in the Palladian style, with a five-bay facade of brick with the centre three bays projected with a pediment.
In 1745, Brettingham designed Gunton Hall in Norfolk for Sir William Harbord, three years after the former house on the site was gutted by fire. The new house of brick had a principal facade like that of Hanworth Hall, however, this larger house was seven bays deep, and had a large service wing on its western side. His commissions began to come from further afield: Goodwood in Sussex and Marble Hill, Twickenham.
In 1750, now well-known, the architect received an important commission to remodel Euston Hall in East Anglia, the Suffolk country seat of the influential 2nd Duke of Grafton. The original house, built circa 1666 in the French style, was built around a central court with large pavilions at each corner. While keeping the original layout, Brettingham formalised the fenestration and imposed a more classically severe order whereby the pavilions were transformed to towers in the Palladian fashion (similar to those of Inigo Jones's at Wilton House). The pavilions' domes were replaced by low pyramid roofs similar to those at Holkham. Brettingham also created the large service courtyard at Euston that now acts as the entrance court to the mansion, which today is only a fraction of its former size.
The Euston commission seems to have brought Brettingham firmly to the notice of other wealthy patrons. In 1751, he began work for the Earl of Egremont at Petworth House, Sussex. He continued work intermittently at Petworth for the next twelve years, including designing a new picture gallery from 1754. Over the same period his country-house work included alterations at Moor Park, Hertfordshire; Wortley Hall, Yorkshire; Wakefield Lodge, Northamptonshire; and Benacre House, Suffolk.
## London townhouses
From 1747, Brettingham operated from London as well as Norwich. This period marks a turning point in his career, as he was now no longer designing country houses and farm buildings just for the local aristocrats and the Norfolk gentry, but for the greater aristocracy based in London.
One of Brettingham's greatest solo commissions came when he was asked to design a town house for the 9th Duke of Norfolk in St. James's Square, London. Completed in 1756, the exterior of this mansion was similar to those of many of the great palazzi in Italian cities: bland and featureless, the piano nobile distinguishable only by its tall pedimented windows. This arrangement, devoid of pilasters and a pediment giving prominence to the central bays at roof height, was initially too severe for the English taste, even by the fashionable Palladian standards of the day. Early critics declared the design "insipid".
However, the interior design of Norfolk House was to define the London town house for the next century. The floor plan was based on an adaptation of one of the secondary wings he had built at Holkham Hall. A circuit of reception rooms centred on a grand staircase, with the staircase hall replacing the Italian traditional inner courtyard or two-storey hall. This arrangement of salons allowed guests at large parties to circulate, having been received at the head of the staircase, without doubling back on arriving guests. The second advantage was that while each room had access to the next, it also had access to the central stairs, thus allowing only one or two rooms to be used at a time for smaller functions. Previously, guests in London houses had had to reach the principal salon through a long enfilade of minor reception rooms. In this square and compact way, Brettingham came close to recreating the layout of an original Palladian Villa. He transformed what Andrea Palladio had conceived as a country retreat into a London mansion appropriate for the lifestyle of the British aristocracy, with its reversal of the usual Italian domestic pattern of a large palazzo in town, and a smaller villa in the country. As happened so often in Brettingham's career, Robert Adam later developed this design concept further, and was credited with its success. However, Brettingham's plan for Norfolk House was to serve as the prototype for many London mansions over the next few decades.
Brettingham's additional work in London included two more houses in St. James's Square: No. 5 for the 2nd Earl of Strafford and No. 13 for the 1st Lord Ravensworth. Lord Egremont, for whom Brettingham was working in the country at Petworth, gave Brettingham another opportunity to design a grandiose London mansion—the Egremont family's town house. Begun in 1759, this Palladian palace, known at the time as Egremont House, or more modestly as 94 Piccadilly, is one of the few great London town houses still standing. It later came to be known as Cambridge House and was the home of Lord Palmerston, and then of the Naval & Military Club; as of October 2007, it is in the process of conversion into a luxury hotel.
## Kedleston Hall
Sir Nathaniel Curzon, later 1st Baron Scarsdale, commissioned Brettingham in 1759 to design a great country house. Thirty years before a prospective design for a new Kedleston Hall had been drawn up by James Gibbs, one of the leading architects of the day, but Curzon wanted his new house to match the style and taste of Holkham. Lord Leicester, Holkham's owner and Brettingham's employer, was a particular hero of Curzon's. Curzon was a Tory from a very old Derbyshire family, and he wished to create a showpiece to rival the nearby Chatsworth House owned by the Whig Duke of Devonshire, whose family were relative newcomers in the county, having arrived little more than two hundred years earlier. However, the Duke of Devonshire's influence, wealth, and title were far superior to Curzon's, and Curzon was unable to complete his house or to match the Devonshires' influence (William Cavendish, 4th Duke of Devonshire, had been Prime Minister in the 1750s). This commission might have been the ultimate accolade Brettingham was seeking, to recreate Holkham but this time with full credit. Kedleston Hall was designed by Brettingham on a plan by Palladio for the unbuilt Villa Mocenigo. The design by Brettingham, similar to that of Holkham Hall, was for a massive principal central block flanked by four secondary wings, each a miniature country house, themselves linked by quadrant corridors. From the outset of the project, Curzon seems to have presented Brettingham with rivals. In 1759, while Brettingham was still supervising the construction of the initial phase, the northeast family block, Curzon employed architect James Paine, the most notable architect of the day, to supervise the kitchen block and quadrants. Paine also went on to supervise the construction of Brettingham's great north front. However, this was a critical moment for architecture in England. Palladianism was being challenged by a new taste for neoclassical designs, one exponent of which was Robert Adam. Curzon had met Adam as early as 1758, and had been impressed by the young architect newly returned from Rome. He employed Adam to design some garden pavilions for the new Kedleston. So impressed was Curzon by Adam's work that by April 1760 he had put Adam in sole charge of the design of the new mansion, replacing both Brettingham and Paine. Adam completed the north facade of the mansion much as Brettingham had designed it, only altering Brettingham's intended portico. The basic layout of the house remained loyal to Brettingham's original plan, although only two of the proposed four secondary wings were executed.
Brettingham moved on to other projects. In the 1760s, he was approached by his most illustrious patron, the Duke of York (brother of King George III), to design one of the greatest mansions in Pall Mall, namely York House. The rectangular mansion that Brettingham designed was built in the Palladian style on two principal floors, with the state rooms as at Norfolk House, arranged in a circuit around the central staircase hall. The house was a mere pastiche of Norfolk House, but for Brettingham it had the kudos of a royal occupant.
## Legacy
Its royal occupant may very well have made York House the pinnacle of Brettingham's career. Built during the 1760s, it was one of his last grand houses. His last country-house commission was at Packington Hall, Warwickshire. In 1761, he published his plans of Holkham Hall, calling himself the architect, which led critics, including Horace Walpole, to decry him as a purloiner of Kent's designs. Brettingham died in 1769 at his house outside St. Augustine's Gate, Norwich, and was buried in the aisle of the parish church. Throughout his long career, Brettingham did much to popularise the Palladian movement. His clients included a Royal Duke and at least twenty-one assorted peers and peeresses. He is not a household name today largely because his provincial work was heavily influenced by Kent and Burlington, and unlike his contemporary Giacomo Leoni he did not develop, or was not given the opportunity to develop, a strong personal stamp to his work on country houses. Ultimately, he and many of his contemporary architects were eclipsed by the designs of Robert Adam. Adam remodelled Brettingham's York House in 1780 and, in addition to Kedleston Hall, went on to replace James Paine as architect at Nostell Priory, Alnwick Castle, and Syon House. In spite of this, Adam and Paine remained great friends; Brettingham's relationships with his fellow architects are unrecorded.
Brettingham's principal contribution to architecture is perhaps the design of the grand town house, unremarkable for its exterior but with a circulating plan for reception rooms suitable for entertaining within on a forgotten scale of lavishness. Many of these anachronistic palaces are now long demolished or have been transformed for other uses and are inaccessible for public viewing. Hence, what little remains in London of his work is unknown to the general public. Of Brettingham's work, only the buildings he remodelled have survived, and for this reason Brettingham now tends to be thought of as an "improver" rather than an architect of country houses.
There is no evidence that Brettingham ever formally studied architecture or travelled abroad. Reports of him making two trips to Continental Europe, are the result of confusion with his son, Matthew Brettingham the Younger. That he enjoyed success in his own lifetime is beyond doubt—Robert Adam calculated that when Brettingham sent his son, Matthew, on the Grand Tour (1747), he went with a sum of money in his pocket of around £15,000 (£ in 2023), an enormous amount at the time. However, part of this sum was probably used to acquire the statuary in Italy (documented as supplied by Matthew Brettingham the Younger) for the nearly completed Holkham Hall. Matthew Brettingham the Younger wrote that his father "considered the building of Holkham as the great work of his life". While the design of that great monumental house, which still stands, cannot truly be accredited to him, it is the building for which Brettingham is best remembered.
|
365,558 |
Nicotinamide adenine dinucleotide
| 1,171,886,065 |
Chemical compound which is reduced and oxidized
|
[
"Anti-aging substances",
"Cellular respiration",
"Coenzymes",
"Nucleotides",
"Photosynthesis",
"Pyridinium compounds"
] |
Nicotinamide adenine dinucleotide (NAD) is a coenzyme central to metabolism. Found in all living cells, NAD is called a dinucleotide because it consists of two nucleotides joined through their phosphate groups. One nucleotide contains an adenine nucleobase and the other, nicotinamide. NAD exists in two forms: an oxidized and reduced form, abbreviated as NAD<sup>+</sup> and NADH (H for hydrogen), respectively.
In cellular metabolism, NAD is involved in redox reactions, carrying electrons from one reaction to another, so it is found in two forms: NAD<sup>+</sup> is an oxidizing agent, accepting electrons from other molecules and becoming reduced; with H<sup>+</sup>, this reaction forms NADH, which can be used as a reducing agent to donate electrons. These electron transfer reactions are the main function of NAD. It is also used in other cellular processes, most notably as a substrate of enzymes in adding or removing chemical groups to or from proteins, in posttranslational modifications. Because of the importance of these functions, the enzymes involved in NAD metabolism are targets for drug discovery.
In organisms, NAD can be synthesized from simple building-blocks (de novo) from either tryptophan or aspartic acid, each a case of an amino acid. Alternatively, more complex components of the coenzymes are taken up from nutritive compounds such as niacin; similar compounds are produced by reactions that break down the structure of NAD, providing a salvage pathway that recycles them back into their respective active form.
Some NAD is converted into the coenzyme nicotinamide adenine dinucleotide phosphate (NADP), whose chemistry largely parallels that of NAD, though its predominant role is as a coenzyme in anabolic metabolism.
In the name NAD<sup>+</sup>, the superscripted plus sign indicates the positive formal charge on one of its nitrogen atoms.
## Physical and chemical properties
Nicotinamide adenine dinucleotide consists of two nucleosides joined by pyrophosphate. The nucleosides each contain a ribose ring, one with adenine attached to the first carbon atom (the 1' position) (adenosine diphosphate ribose) and the other with nicotinamide at this position.
The compound accepts or donates the equivalent of H<sup>−</sup>. Such reactions (summarized in formula below) involve the removal of two hydrogen atoms from the reactant (R), in the form of a hydride ion (H<sup>−</sup>), and a proton (H<sup>+</sup>). The proton is released into solution, while the reductant RH<sub>2</sub> is oxidized and NAD<sup>+</sup> reduced to NADH by transfer of the hydride to the nicotinamide ring.
RH<sub>2</sub> + NAD<sup>+</sup> → NADH + H<sup>+</sup> + R;
From the hydride electron pair, one electron is transferred to the positively charged nitrogen atom of the nicotinamide ring of NAD<sup>+</sup>, and the second hydrogen atom transferred to the C4 carbon atom opposite this N atom. The midpoint potential of the NAD<sup>+</sup>/NADH redox pair is −0.32 volts, which makes NADH a moderately strong reducing agent. The reaction is easily reversible, when NADH reduces another molecule and is re-oxidized to NAD<sup>+</sup>. This means the coenzyme can continuously cycle between the NAD<sup>+</sup> and NADH forms without being consumed.
In appearance, all forms of this coenzyme are white amorphous powders that are hygroscopic and highly water-soluble. The solids are stable if stored dry and in the dark. Solutions of NAD<sup>+</sup> are colorless and stable for about a week at 4 °C and neutral pH, but decompose rapidly in acidic or alkaline solutions. Upon decomposition, they form products that are enzyme inhibitors.
Both NAD<sup>+</sup> and NADH strongly absorb ultraviolet light because of the adenine. For example, peak absorption of NAD<sup>+</sup> is at a wavelength of 259 nanometers (nm), with an extinction coefficient of 16,900 M<sup>−1</sup>cm<sup>−1</sup>. NADH also absorbs at higher wavelengths, with a second peak in UV absorption at 339 nm with an extinction coefficient of 6,220 M<sup>−1</sup>cm<sup>−1</sup>. This difference in the ultraviolet absorption spectra between the oxidized and reduced forms of the coenzymes at higher wavelengths makes it simple to measure the conversion of one to another in enzyme assays – by measuring the amount of UV absorption at 340 nm using a spectrophotometer.
NAD<sup>+</sup> and NADH also differ in their fluorescence. Freely diffusing NADH in aqueous solution, when excited at the nicotinamide absorbance of \~335 nm (near-UV), fluoresces at 445–460 nm (violet to blue) with a fluorescence lifetime of 0.4 nanoseconds, while NAD<sup>+</sup> does not fluoresce. The properties of the fluorescence signal changes when NADH binds to proteins, so these changes can be used to measure dissociation constants, which are useful in the study of enzyme kinetics. These changes in fluorescence are also used to measure changes in the redox state of living cells, through fluorescence microscopy.
NADH can be converted to NAD+ in a reaction catalysed by copper, which requires hydrogen peroxide. Thus, the supply of NAD+ in cells requires mitochondrial copper(II).
## Concentration and state in cells
In rat liver, the total amount of NAD<sup>+</sup> and NADH is approximately 1 μmole per gram of wet weight, about 10 times the concentration of NADP<sup>+</sup> and NADPH in the same cells. The actual concentration of NAD<sup>+</sup> in cell cytosol is harder to measure, with recent estimates in animal cells ranging around 0.3 mM, and approximately 1.0 to 2.0 mM in yeast. However, more than 80% of NADH fluorescence in mitochondria is from bound form, so the concentration in solution is much lower.
NAD<sup>+</sup> concentrations are highest in the mitochondria, constituting 40% to 70% of the total cellular NAD<sup>+</sup>. NAD<sup>+</sup> in the cytosol is carried into the mitochondrion by a specific membrane transport protein, since the coenzyme cannot diffuse across membranes. The intracellular half-life of NAD<sup>+</sup> was claimed to be between 1–2 hours by one review, whereas another review gave varying estimates based on compartment: intracellular 1–4 hours, cytoplasmic 2 hours, and mitochondrial 4–6 hours.
The balance between the oxidized and reduced forms of nicotinamide adenine dinucleotide is called the NAD<sup>+</sup>/NADH ratio. This ratio is an important component of what is called the redox state of a cell, a measurement that reflects both the metabolic activities and the health of cells. The effects of the NAD<sup>+</sup>/NADH ratio are complex, controlling the activity of several key enzymes, including glyceraldehyde 3-phosphate dehydrogenase and pyruvate dehydrogenase. In healthy mammalian tissues, estimates of the ratio of free NAD<sup>+</sup> to NADH in the cytoplasm typically lie around 700:1; the ratio is thus favorable for oxidative reactions. The ratio of total NAD<sup>+</sup>/NADH is much lower, with estimates ranging from 3–10 in mammals. In contrast, the NADP<sup>+</sup>/NADPH ratio is normally about 0.005, so NADPH is the dominant form of this coenzyme. These different ratios are key to the different metabolic roles of NADH and NADPH.
## Biosynthesis
NAD<sup>+</sup> is synthesized through two metabolic pathways. It is produced either in a de novo pathway from amino acids or in salvage pathways by recycling preformed components such as nicotinamide back to NAD<sup>+</sup>. Although most tissues synthesize NAD<sup>+</sup> by the salvage pathway in mammals, much more de novo synthesis occurs in the liver from tryptophan, and in the kidney and macrophages from nicotinic acid.
### De novo production
Most organisms synthesize NAD<sup>+</sup> from simple components. The specific set of reactions differs among organisms, but a common feature is the generation of quinolinic acid (QA) from an amino acid – either tryptophan (Trp) in animals and some bacteria, or aspartic acid (Asp) in some bacteria and plants. The quinolinic acid is converted to nicotinic acid mononucleotide (NaMN) by transfer of a phosphoribose moiety. An adenylate moiety is then transferred to form nicotinic acid adenine dinucleotide (NaAD). Finally, the nicotinic acid moiety in NaAD is amidated to a nicotinamide (Nam) moiety, forming nicotinamide adenine dinucleotide.
In a further step, some NAD<sup>+</sup> is converted into NADP<sup>+</sup> by NAD<sup>+</sup> kinase, which phosphorylates NAD<sup>+</sup>. In most organisms, this enzyme uses adenosine triphosphate (ATP) as the source of the phosphate group, although several bacteria such as Mycobacterium tuberculosis and a hyperthermophilic archaeon Pyrococcus horikoshii, use inorganic polyphosphate as an alternative phosphoryl donor.
### Salvage pathways
Despite the presence of the de novo pathway, the salvage reactions are essential in humans; a lack of niacin in the diet causes the vitamin deficiency disease pellagra. This high requirement for NAD<sup>+</sup> results from the constant consumption of the coenzyme in reactions such as posttranslational modifications, since the cycling of NAD<sup>+</sup> between oxidized and reduced forms in redox reactions does not change the overall levels of the coenzyme. The major source of NAD<sup>+</sup> in mammals is the salvage pathway which recycles the nicotinamide produced by enzymes utilizing NAD<sup>+</sup>. The first step, and the rate-limiting enzyme in the salvage pathway is nicotinamide phosphoribosyltransferase (NAMPT), which produces nicotinamide mononucleotide (NMN). NMN is the immediate precursor to NAD+ in the salvage pathway.
Besides assembling NAD<sup>+</sup> de novo from simple amino acid precursors, cells also salvage preformed compounds containing a pyridine base. The three vitamin precursors used in these salvage metabolic pathways are nicotinic acid (NA), nicotinamide (Nam) and nicotinamide riboside (NR). These compounds can be taken up from the diet and are termed vitamin B<sub>3</sub> or niacin. However, these compounds are also produced within cells and by digestion of cellular NAD<sup>+</sup>. Some of the enzymes involved in these salvage pathways appear to be concentrated in the cell nucleus, which may compensate for the high level of reactions that consume NAD<sup>+</sup> in this organelle. There are some reports that mammalian cells can take up extracellular NAD<sup>+</sup> from their surroundings, and both nicotinamide and nicotinamide riboside can be absorbed from the gut.
The salvage pathways used in microorganisms differ from those of mammals. Some pathogens, such as the yeast Candida glabrata and the bacterium Haemophilus influenzae are NAD<sup>+</sup> auxotrophs – they cannot synthesize NAD<sup>+</sup> – but possess salvage pathways and thus are dependent on external sources of NAD<sup>+</sup> or its precursors. Even more surprising is the intracellular pathogen Chlamydia trachomatis, which lacks recognizable candidates for any genes involved in the biosynthesis or salvage of both NAD<sup>+</sup> and NADP<sup>+</sup>, and must acquire these coenzymes from its host.
## Functions
Nicotinamide adenine dinucleotide has several essential roles in metabolism. It acts as a coenzyme in redox reactions, as a donor of ADP-ribose moieties in ADP-ribosylation reactions, as a precursor of the second messenger molecule cyclic ADP-ribose, as well as acting as a substrate for bacterial DNA ligases and a group of enzymes called sirtuins that use NAD<sup>+</sup> to remove acetyl groups from proteins. In addition to these metabolic functions, NAD<sup>+</sup> emerges as an adenine nucleotide that can be released from cells spontaneously and by regulated mechanisms, and can therefore have important extracellular roles.
### Oxidoreductase binding of NAD
The main role of NAD<sup>+</sup> in metabolism is the transfer of electrons from one molecule to another. Reactions of this type are catalyzed by a large group of enzymes called oxidoreductases. The correct names for these enzymes contain the names of both their substrates: for example NADH-ubiquinone oxidoreductase catalyzes the oxidation of NADH by coenzyme Q. However, these enzymes are also referred to as dehydrogenases or reductases, with NADH-ubiquinone oxidoreductase commonly being called NADH dehydrogenase or sometimes coenzyme Q reductase.
There are many different superfamilies of enzymes that bind NAD<sup>+</sup> / NADH. One of the most common superfamilies includes a structural motif known as the Rossmann fold. The motif is named after Michael Rossmann, who was the first scientist to notice how common this structure is within nucleotide-binding proteins.
An example of a NAD-binding bacterial enzyme involved in amino acid metabolism that does not have the Rossmann fold is found in Pseudomonas syringae pv. tomato (; ).
When bound in the active site of an oxidoreductase, the nicotinamide ring of the coenzyme is positioned so that it can accept a hydride from the other substrate. Depending on the enzyme, the hydride donor is positioned either "above" or "below" the plane of the planar C4 carbon, as defined in the figure. Class A oxidoreductases transfer the atom from above; class B enzymes transfer it from below. Since the C4 carbon that accepts the hydrogen is prochiral, this can be exploited in enzyme kinetics to give information about the enzyme's mechanism. This is done by mixing an enzyme with a substrate that has deuterium atoms substituted for the hydrogens, so the enzyme will reduce NAD<sup>+</sup> by transferring deuterium rather than hydrogen. In this case, an enzyme can produce one of two stereoisomers of NADH.
Despite the similarity in how proteins bind the two coenzymes, enzymes almost always show a high level of specificity for either NAD<sup>+</sup> or NADP<sup>+</sup>. This specificity reflects the distinct metabolic roles of the respective coenzymes, and is the result of distinct sets of amino acid residues in the two types of coenzyme-binding pocket. For instance, in the active site of NADP-dependent enzymes, an ionic bond is formed between a basic amino acid side-chain and the acidic phosphate group of NADP<sup>+</sup>. On the converse, in NAD-dependent enzymes the charge in this pocket is reversed, preventing NADP<sup>+</sup> from binding. However, there are a few exceptions to this general rule, and enzymes such as aldose reductase, glucose-6-phosphate dehydrogenase, and methylenetetrahydrofolate reductase can use both coenzymes in some species.
### Role in redox metabolism
The redox reactions catalyzed by oxidoreductases are vital in all parts of metabolism, but one particularly important area where these reactions occur is in the release of energy from nutrients. Here, reduced compounds such as glucose and fatty acids are oxidized, thereby releasing energy. This energy is transferred to NAD<sup>+</sup> by reduction to NADH, as part of beta oxidation, glycolysis, and the citric acid cycle. In eukaryotes the electrons carried by the NADH that is produced in the cytoplasm are transferred into the mitochondrion (to reduce mitochondrial NAD<sup>+</sup>) by mitochondrial shuttles, such as the malate-aspartate shuttle. The mitochondrial NADH is then oxidized in turn by the electron transport chain, which pumps protons across a membrane and generates ATP through oxidative phosphorylation. These shuttle systems also have the same transport function in chloroplasts.
Since both the oxidized and reduced forms of nicotinamide adenine dinucleotide are used in these linked sets of reactions, the cell maintains significant concentrations of both NAD<sup>+</sup> and NADH, with the high NAD<sup>+</sup>/NADH ratio allowing this coenzyme to act as both an oxidizing and a reducing agent. In contrast, the main function of NADPH is as a reducing agent in anabolism, with this coenzyme being involved in pathways such as fatty acid synthesis and photosynthesis. Since NADPH is needed to drive redox reactions as a strong reducing agent, the NADP<sup>+</sup>/NADPH ratio is kept very low.
Although it is important in catabolism, NADH is also used in anabolic reactions, such as gluconeogenesis. This need for NADH in anabolism poses a problem for prokaryotes growing on nutrients that release only a small amount of energy. For example, nitrifying bacteria such as Nitrobacter oxidize nitrite to nitrate, which releases sufficient energy to pump protons and generate ATP, but not enough to produce NADH directly. As NADH is still needed for anabolic reactions, these bacteria use a nitrite oxidoreductase to produce enough proton-motive force to run part of the electron transport chain in reverse, generating NADH.
### Non-redox roles
The coenzyme NAD<sup>+</sup> is also consumed in ADP-ribose transfer reactions. For example, enzymes called ADP-ribosyltransferases add the ADP-ribose moiety of this molecule to proteins, in a posttranslational modification called ADP-ribosylation. ADP-ribosylation involves either the addition of a single ADP-ribose moiety, in mono-ADP-ribosylation, or the transferral of ADP-ribose to proteins in long branched chains, which is called poly(ADP-ribosyl)ation. Mono-ADP-ribosylation was first identified as the mechanism of a group of bacterial toxins, notably cholera toxin, but it is also involved in normal cell signaling. Poly(ADP-ribosyl)ation is carried out by the poly(ADP-ribose) polymerases. The poly(ADP-ribose) structure is involved in the regulation of several cellular events and is most important in the cell nucleus, in processes such as DNA repair and telomere maintenance. In addition to these functions within the cell, a group of extracellular ADP-ribosyltransferases has recently been discovered, but their functions remain obscure. NAD<sup>+</sup> may also be added onto cellular RNA as a 5'-terminal modification.
Another function of this coenzyme in cell signaling is as a precursor of cyclic ADP-ribose, which is produced from NAD<sup>+</sup> by ADP-ribosyl cyclases, as part of a second messenger system. This molecule acts in calcium signaling by releasing calcium from intracellular stores. It does this by binding to and opening a class of calcium channels called ryanodine receptors, which are located in the membranes of organelles, such as the endoplasmic reticulum, and inducing the activation of the transcription factor NAFC3
NAD<sup>+</sup> is also consumed by different NAD+-consuming enzymes, such as CD38, CD157, PARPs and the NAD-dependent deacetylases (sirtuins,such as Sir2.). These enzymes act by transferring an acetyl group from their substrate protein to the ADP-ribose moiety of NAD<sup>+</sup>; this cleaves the coenzyme and releases nicotinamide and O-acetyl-ADP-ribose. The sirtuins mainly seem to be involved in regulating transcription through deacetylating histones and altering nucleosome structure. However, non-histone proteins can be deacetylated by sirtuins as well. These activities of sirtuins are particularly interesting because of their importance in the regulation of aging.
Other NAD-dependent enzymes include bacterial DNA ligases, which join two DNA ends by using NAD<sup>+</sup> as a substrate to donate an adenosine monophosphate (AMP) moiety to the 5' phosphate of one DNA end. This intermediate is then attacked by the 3' hydroxyl group of the other DNA end, forming a new phosphodiester bond. This contrasts with eukaryotic DNA ligases, which use ATP to form the DNA-AMP intermediate.
Li et al. have found that NAD<sup>+</sup> directly regulates protein-protein interactions. They also show that one of the causes of age-related decline in DNA repair may be increased binding of the protein DBC1 (Deleted in Breast Cancer 1) to PARP1 (poly[ADP–ribose] polymerase 1) as NAD<sup>+</sup> levels decline during aging. Thus, the modulation of NAD<sup>+</sup> may protect against cancer, radiation, and aging.
### Extracellular actions of NAD<sup>+</sup>
In recent years, NAD<sup>+</sup> has also been recognized as an extracellular signaling molecule involved in cell-to-cell communication. NAD<sup>+</sup> is released from neurons in blood vessels, urinary bladder, large intestine, from neurosecretory cells, and from brain synaptosomes, and is proposed to be a novel neurotransmitter that transmits information from nerves to effector cells in smooth muscle organs. In plants, the extracellular nicotinamide adenine dinucleotide induces resistance to pathogen infection and the first extracellular NAD receptor has been identified. Further studies are needed to determine the underlying mechanisms of its extracellular actions and their importance for human health and life processes in other organisms.
## Clinical significance
The enzymes that make and use NAD<sup>+</sup> and NADH are important in both pharmacology and the research into future treatments for disease. Drug design and drug development exploits NAD<sup>+</sup> in three ways: as a direct target of drugs, by designing enzyme inhibitors or activators based on its structure that change the activity of NAD-dependent enzymes, and by trying to inhibit NAD<sup>+</sup> biosynthesis.
Because cancer cells utilize increased glycolysis, and because NAD enhances glycolysis, nicotinamide phosphoribosyltransferase (NAD salvage pathway) is often amplified in cancer cells.
It has been studied for its potential use in the therapy of neurodegenerative diseases such as Alzheimer's and Parkinson's disease as well as multiple sclerosis. A placebo-controlled clinical trial of NADH (which excluded NADH precursors) in people with Parkinson's failed to show any effect.
NAD<sup>+</sup> is also a direct target of the drug isoniazid, which is used in the treatment of tuberculosis, an infection caused by Mycobacterium tuberculosis. Isoniazid is a prodrug and once it has entered the bacteria, it is activated by a peroxidase enzyme, which oxidizes the compound into a free radical form. This radical then reacts with NADH, to produce adducts that are very potent inhibitors of the enzymes enoyl-acyl carrier protein reductase, and dihydrofolate reductase.
Since many oxidoreductases use NAD<sup>+</sup> and NADH as substrates, and bind them using a highly conserved structural motif, the idea that inhibitors based on NAD<sup>+</sup> could be specific to one enzyme is surprising. However, this can be possible: for example, inhibitors based on the compounds mycophenolic acid and tiazofurin inhibit IMP dehydrogenase at the NAD<sup>+</sup> binding site. Because of the importance of this enzyme in purine metabolism, these compounds may be useful as anti-cancer, anti-viral, or immunosuppressive drugs. Other drugs are not enzyme inhibitors, but instead activate enzymes involved in NAD<sup>+</sup> metabolism. Sirtuins are a particularly interesting target for such drugs, since activation of these NAD-dependent deacetylases extends lifespan in some animal models. Compounds such as resveratrol increase the activity of these enzymes, which may be important in their ability to delay aging in both vertebrate, and invertebrate model organisms. In one experiment, mice given NAD for one week had improved nuclear-mitochrondrial communication.
Because of the differences in the metabolic pathways of NAD<sup>+</sup> biosynthesis between organisms, such as between bacteria and humans, this area of metabolism is a promising area for the development of new antibiotics. For example, the enzyme nicotinamidase, which converts nicotinamide to nicotinic acid, is a target for drug design, as this enzyme is absent in humans but present in yeast and bacteria.
In bacteriology, NAD, sometimes referred to factor V, is used as a supplement to culture media for some fastidious bacteria.
## History
The coenzyme NAD<sup>+</sup> was first discovered by the British biochemists Arthur Harden and William John Young in 1906. They noticed that adding boiled and filtered yeast extract greatly accelerated alcoholic fermentation in unboiled yeast extracts. They called the unidentified factor responsible for this effect a coferment. Through a long and difficult purification from yeast extracts, this heat-stable factor was identified as a nucleotide sugar phosphate by Hans von Euler-Chelpin. In 1936, the German scientist Otto Heinrich Warburg showed the function of the nucleotide coenzyme in hydride transfer and identified the nicotinamide portion as the site of redox reactions.
Vitamin precursors of NAD<sup>+</sup> were first identified in 1938, when Conrad Elvehjem showed that liver has an "anti-black tongue" activity in the form of nicotinamide. Then, in 1939, he provided the first strong evidence that niacin is used to synthesize NAD<sup>+</sup>. In the early 1940s, Arthur Kornberg was the first to detect an enzyme in the biosynthetic pathway. In 1949, the American biochemists Morris Friedkin and Albert L. Lehninger proved that NADH linked metabolic pathways such as the citric acid cycle with the synthesis of ATP in oxidative phosphorylation. In 1958, Jack Preiss and Philip Handler discovered the intermediates and enzymes involved in the biosynthesis of NAD<sup>+</sup>; salvage synthesis from nicotinic acid is termed the Preiss-Handler pathway. In 2004, Charles Brenner and co-workers uncovered the nicotinamide riboside kinase pathway to NAD<sup>+</sup>.
The non-redox roles of NAD(P) were discovered later. The first to be identified was the use of NAD<sup>+</sup> as the ADP-ribose donor in ADP-ribosylation reactions, observed in the early 1960s. Studies in the 1980s and 1990s revealed the activities of NAD<sup>+</sup> and NADP<sup>+</sup> metabolites in cell signaling – such as the action of cyclic ADP-ribose, which was discovered in 1987.
The metabolism of NAD<sup>+</sup> remained an area of intense research into the 21st century, with interest heightened after the discovery of the NAD<sup>+</sup>-dependent protein deacetylases called sirtuins in 2000, by Shin-ichiro Imai and coworkers in the laboratory of Leonard P. Guarente. In 2009 Imai proposed the "NAD World" hypothesis that key regulators of aging and longevity in mammals are sirtuin 1 and the primary NAD<sup>+</sup> synthesizing enzyme nicotinamide phosphoribosyltransferase (NAMPT). In 2016 Imai expanded his hypothesis to "NAD World 2.0", which postulates that extracellular NAMPT from adipose tissue maintains NAD<sup>+</sup> in the hypothalamus (the control center) in conjunction with myokines from skeletal muscle cells.
## See also
- Enzyme catalysis
- List of oxidoreductases
|
20,874,221 |
Battle of Sio
| 1,172,596,597 |
1943–44 New Guinea campaign phase in WWII
|
[
"1943 in Papua New Guinea",
"1944 in Papua New Guinea",
"Battles and operations of World War II involving Papua New Guinea",
"Battles of World War II involving Australia",
"Battles of World War II involving Japan",
"Battles of World War II involving the United States",
"Conflicts in 1943",
"Conflicts in 1944",
"Operation Cartwheel",
"South West Pacific theatre of World War II"
] |
The Battle of Sio, fought between December 1943 and March 1944, was the break-out and pursuit phase of General Douglas MacArthur's Huon Peninsula campaign, part of the New Guinea campaign of World War II.
After the defeat of the Japanese in the Battle of Sattelberg, Australian Army forces broke through the Japanese positions around Finschhafen. Constant pressure from US Navy PT boats, Australian land forces and Allied aircraft brought the Japanese logistical system to the brink of collapse, resulting in disease, malnutrition, and privation for the Japanese soldiers. Meanwhile, the Allied supply system grappled with the problems of terrain and climate, particularly inclement weather and rough monsoonal seas that hampered and occasionally prevented delivery of supplies by sea.
Australian and Papuan troops advanced along the coast of the Huon Peninsula, using infantry, tanks, and air strikes against the Japanese positions, which were generally sited at creek crossings in the jungle. The advancing infantry kept strictly within range of the supporting artillery, which was liberally employed in the early stages of the operation. Using tactics that exploited the firepower of Australian artillery and armour, the Australian and Papuan troops inflicted heavy and disproportionate casualties on the Japanese as they advanced, ultimately linking up with the American forces at Saidor. Hundreds of Japanese soldiers were killed; thousands more died from disease, malnutrition, exhaustion and suicide. The Allies failed to seize the opportunity to completely destroy the Japanese forces.
During the advance, Australian troops captured Japanese cryptographic materials. This had an important effect on the subsequent course of the war against Japan in the South West Pacific, as it permitted codebreakers in Australia and the United States to read Japanese Army messages on a much greater scale than previously. This major intelligence windfall led to MacArthur accelerating the South West Pacific's timetable by over three months, starting with the Admiralty Islands campaign in February followed by the landings at Hollandia and Aitape in April far behind enemy lines.
## Background
General Douglas MacArthur's Operation Cartwheel began with spectacular victories in the landing at Lae and the landing at Nadzab but then faltered in the face of inclement weather, unfavourable terrain, and—above all—tenacious and aggressive Japanese opposition on land and in the air. The initiative passed to Major General Hatazō Adachi's Eighteenth Army which launched a series of counter-attacks against Major General George Wootten's 9th Division in the Battle of Finschhafen. At the Battle of Sattelberg, Wootten finally inflicted a crushing defeat on Adachi.
Although beaten, the Japanese did not leave the area. Lieutenant General Shigeru Katagiri, the commander of the Japanese 20th Division, ordered the 80th Infantry Regiment to hold the Wareo area to protect the withdrawal of the 79th Infantry Regiment and other units. The 2nd Battalion, 238th Infantry Regiment was to act as a rearguard on the coast. Lieutenant General Frank Berryman, the commander of Australian II Corps, now urged Wootten to commence a coastal advance to cut the Japanese supply lines and force Adachi to retreat from the Huon Peninsula if he were not already doing so. Wootten took a more cautious approach. The Battle of Wareo proved that the Japanese intended to defend the area. After a fierce fight, Wootten managed to drive the Japanese from the high ground around Sattelberg and Gusika. In early December, Adachi ordered all his troops to withdraw to Sio. Wareo was captured by the Australians on 8 December and the last Japanese rearguards left the area on 15 December. Meanwhile, Berryman's coastal advance had commenced on 5 December.
## Prelude
### Offensive against the Japanese supply system
Early in October 1943, a special staff was established at II Corps Headquarters to study the Japanese supply system. It did not include an officer with experience in maintaining a large force over a native carrier line, and therefore took time to realise that the Japanese force could not be maintained over an inland track, as was first assumed. Operations soon confirmed that the Japanese were dependent on a coastal supply line. During the Battle of Sattelberg, the Allies set out to cut this supply line. A three-pronged approach was taken:
\# Collecting centres for native foodstuffs and tracks leading from the coast were bombed by the US Fifth Air Force. This reduced food stocks available to the Japanese, and also drove away the native carriers that the Japanese depended on to carry their supplies up from the coast.
\# PT boats of Task Group 70.1 attempted to interdict barge traffic along the coast by night, while Fifth Air Force fighters conducted sweeps for barges by day.
\# The land forces attempted to physically cut the Japanese supply lines. The 9th Division captured Pabu, thereby cutting the most convenient inland track, while the landing on Long Island occupied an important barge staging area.
By December, the pitiful condition of Japanese prisoners confirmed for the Australians that "the Japanese logistic system was in the final stages of breakdown". Between 9 and 13 December, PT boats sank 23 barges, most of them south of Sio. On 7 January, the PT boats also attacked a submarine. No less than twelve barges were destroyed on the night of 8 January, one of which was loaded with ammunition and another with around 70 troops. On 9 January, PT boats attacked a group of six barges, which attempted to fight back. One barge was seen to sink. Another patrol engaged eight barges and destroyed two. A third patrol found six barges on a beach and destroyed them. Then on 10 January, three PT boats sank three troop-carrying barges, taking one Japanese prisoner. The same night, two barges were also sunk north of Sio Island. When General Berryman saw Vice Admiral Thomas C. Kinkaid, the commander of the Allied Naval Forces, on 14 December, he made a point of congratulating him on the work his PT boats were doing.
Lieutenant General Tsutomu Yoshihara, Chief of Staff of the Japanese Eighteenth Army recalled:
> At this time the air at 20th Division H.Q. was one of fatigue. The troops, short of food and ammunition, were searching for vegetables left in the native gardens around them and were so hungry they were eating banana and pawpaw roots. Since these abandoned gardens were right in the front line or inside the enemy's positions, the troops penetrated the enemy positions to obtain vegetables. And they fought exposed to the enemy shells, committing their bodies to trenches in which the rain of days after days had accumulated.
>
> So the fact that 20th Division was not able to fulfil the idea of its activities were not 20th Division's fault, but ours. With this poverty of supply it made no difference how brave they were; it was a case of "An army marches on its stomach".
>
> Hereupon, as an emergency measure, the Army began to use auxiliary fishing boats from Hansa for transport round the coast of New Guinea; from Hansa, via Karka, Bagubagu, Long [Island...] the transport began and so a direct supply line to Sio was established.
>
> This daring transport was conspicuously successful and brought great rejoicing to the officers and men of 20th Division. It was amazing the courageous deeds these fishing fleets did in the skilful hands of the shipping engineers. With no training, no equipment the captains and crews of these fishing boats braved the front line of the fighting and all the dangerous places, saying, "We are immortal. Bring on your arrows or your guns." When attacked by enemy aircraft, they bravely engaged them and miraculously shot them down. However, this secret transport did not long remain hidden from enemy eyes. With the passage of time they were spotted, and their bases were demolished by bombing and the transport unfortunately ceased.
### Tactics and logistics
The main Australian advance was by infantry-tank-engineer teams moving along the coastal tracks. Japanese positions were generally sited at creek crossings in the jungle. The advancing infantry kept strictly within range of the supporting artillery, except for short periods during the latter stages of the operation when Japanese opposition was negligible and the difficulty of moving the artillery forward quickly was too great. A secondary outflanking movement was made inland, over the higher ground, which was usually coral cliffs covered by kunai grass and rising as high as 4,000 ft (1,200 m). Since the Japanese intent was to delay rather than fight to the death, a threat to their escape route usually prompted a withdrawal. When this did not occur, the position was reduced by a combination of manoeuvre and tank, mortar, and artillery fire. During the early part of the advance, 4,700 rounds were fired in one day; but during the entire 5th Division advance from Sio to Saidor, only 30 rounds were fired. The advance was made in a series of bounds, the objective of which was usually to secure sheltered beachheads.
Allied supply was entirely by sea. Amphibian scouts from the US 532nd Engineer Boat and Shore Regiment (EBSR) of the US 2nd Engineer Special Brigade, wearing Australian uniforms, advanced with the infantry and reconnoitred beaches from the landward side as they were secured. If a beach looked suitable, a second reconnaissance was made from the sea. Once a beach was selected, a shore party was brought in by landing craft to set up an administrative area. Engineers improved the coastal track to enable supplies to units moving along it to be brought up by jeeps but supplies for units moving inland over the high ground had to be brought by native carriers. Artillery guns were brought forward over the tracks or else were moved by Landing Craft Mechanised (LCMs) of the 532nd EBSR. Tanks normally moved along the tracks but used LCMs to bypass obstacles. As the advance continued, new beachheads were opened up while rearward ones were closed. The advance was halted on occasion to allow for the guns to be brought forward or sufficient supplies to be accumulated at the forward beachhead.
The major problem was the weather. The monsoon caused rough seas that precluded the use of the small Landing Craft, Vehicle, Personnel (LCVPs) and restricted the operations of the larger LCMs. Because of the extremely rough seas—the most difficult that the 532nd EBSR had ever encountered—most supply missions were by night when tidal conditions were most favourable. Wootten insisted that at least seven days' supplies be available in forward areas in case the weather prevented the LCMs from running. II Corps made available two trawlers, manned by the 1st Water Transport Group, to deliver rations. The Australian Army also moved supplies by DUKWs.
## Battle
### Fortification Point
Wootten designated Brigadier C. R. V. Edgar's 4th Infantry Brigade, a Militia formation, for the initial phase of the coastal advance, reserving his veteran Australian Imperial Force brigades for the Battle of Wareo. The brigade consisted of the 22nd and 29th/46th Infantry Battalions from Victoria and the 37th/52nd Infantry Battalion from Tasmania. Each battalion was allotted a team of advisors from the 9th Division. Under Edgar's command was C Squadron, 1st Tank Battalion, with seven Matilda tanks, 9th Platoon, C Company, Papuan Infantry Battalion, and detachments from the 532nd EBSR, Australian New Guinea Administrative Unit (ANGAU), Australian Army Service Corps (AASC) and Australian Army Medical Corps (AAMC). In support were the sappers of the 2/7th Field Company and the 24 25-pounders of the 2/6th Field Regiment. In case Edgar got into trouble, the 20th Infantry Brigade was in reserve, on six hours notice.
To support the advance, a beach maintenance area was prepared at a beach at the mouth of the Kalueng River, which involved removing underwater and landward obstacles. So that the tanks and jeeps could immediately support the advance, a bridge was required over the Kalueng River. A preliminary operation by the 22nd Infantry Battalion on 3 December 1943 secured a crossing area and a log bridge was constructed. The operation jumped off on 5 December, with the 29th/46th Infantry Battalion passing through the bridgehead established by the 22nd. It soon came under sporadic enemy fire, and a tank was disabled by a land mine. In the face of mounting opposition, the advance was halted near the lagoon. It resumed the next day, and the Japanese withdrew after an artillery bombardment, their orders being "while avoiding any decisive engagement" to "carry out successful resistance to try to delay the enemy advance". This became the pattern, with the Japanese preferring to withdraw rather than suffer heavy casualties. On 10 December, Edgar brought all three of his battalions into the line and by 14 December they were closing in on Lakona, a key position on the 20th Division's retreat route.
The tanks had difficulty keeping up with the advance. One obstacle was mines. On the first day, the 2/7th Field Company lifted fourteen mines but a tractor broke a track running over a mine. On 7 December, two more tanks were damaged by mines, one beyond repair. The sappers then cut a new track which they corduroyed. To support the attack on Lakona, the tanks had to cross a creek with steep coral banks, swollen by a torrential downpour. While efforts were made to bring up a compressor, tanks fired into banks and holes were packed with explosives and detonated. On the evening of 16 December, the infantry were joined by five Matilda tanks and overran the Japanese positions. They counted 47 Japanese dead; and killed another 17 in mopping-up operations the next day. On 20 December, aided by four Matilda tanks and 750 rounds from the 25-pounders, the 4th Infantry Brigade occupied the Fortification Point area. Between 5 and 20 December, the 4th Infantry Brigade reported 65 killed and 136 wounded. Japanese casualties were 420 killed and 136 found dead, victims of disease, malnutrition, and suicide. Only six Japanese prisoners were taken.
### Sio
On 21 December 1943, the 20th Infantry Brigade passed through the 4th Infantry Brigade and initiated the second stage of the pursuit. Generals Blamey, Berryman and Wootten visited the acting brigade commander, Lieutenant Colonel N. W. Simpson, and emphasised that the brigade was to minimise casualties where possible by employing artillery and tanks. That afternoon, the lead company of the 2/13th Infantry Battalion reached Hubika. The battalion diarist recorded:
> Hubika Creek was an indescribable scene. Naked enemy dead everywhere. Evidently used as a dressing station. Forty dead in one small cave. None had been buried. The area was foul and nauseating.
A halt was called for Christmas while supplies were brought up. Units had a rest day. Most dined on turkey, ham, roast potatoes and Christmas pudding, and Christmas services were held. General Blamey insisted that Christmas fare be available to all units, and extraordinary efforts were made to carry out his directive. In one instance, a Piper Cub of No. 4 Squadron RAAF dropped Christmas fare to a Papuan Company on a long-range patrol. The advance resumed on 27 December, preceded by air strikes by 18 B-25 Mitchell and 12 Boston bombers. The 2/15th Infantry Battalion and tanks of A Squadron, 1st Tank Battalion took the lead on 31 December; they reached Sialum on 2 January 1944. This had a sheltered beach which served as a maintenance area. That day, the American landing at Saidor placed a large force across the Japanese escape route.
Before moving over the mountains, the 20th Division headquarters elected to destroy its cryptographic materials rather than carry them. As the wet weather made burning them page by page a slow and difficult process, and a fire might attract the attention of the Allied Air Forces, someone decided to simply bury them in a steel trunk in a stream bed. An Australian sapper checking the stream bed for booby traps with a metal detector discovered it, and it was dug up in the belief that it was a mine. An intelligence officer recognised the contents as code books and soon it was on its way to the Central Bureau in Brisbane. There, the pages were carefully dried out and photographed. On 4 February 1944, Central Bureau codebreakers decrypted a thirteen-part message that laid out the decisions reached at a conference of high-ranking Japanese officers. Copies of the material were quickly sent to Arlington Hall. In January 1944, Arlington Hall had decrypted 1,846 Japanese army messages. In March 1944, with the Sio codebooks in hand, it decrypted 36,000 messages.
On 11 January a platoon of the 2/17th Infantry Battalion replaced a rope ladder, and after climbing it and two wooden ladders reached an area atop a cliff which had once been a Japanese headquarters. It would have been a formidable position if defended, but it was not. The main body of the battalion followed the next day. The Goaling River was crossed in small boats left behind by the Japanese on 13 January and it entered Nambariwa, where one prisoner was taken, six Japanese were shot, and nine found dead. On 15 January, Sio was taken. The Sio-Nambariwa area was found to have been the principal Japanese supply area, and a large number of fuel, supply, and stores dumps were found. During the advance from Fortification Point to Sio, 303 Japanese had been killed or found dead, and 22 captured. The 20th Infantry Brigade had lost 3 killed and 13 wounded, but 958 had been evacuated sick, mostly with malaria, and an epidemic of dengue had also taken its toll. Large quantities of Japanese equipment had been captured, including six 75 mm guns, three 37 mm guns and three 20 mm guns.
### Saidor
At 1800 on 20 January 1944, the headquarters of Major General A. H. Ramsay's 5th Division, which had come up from Lae, replaced that of the 9th Division. At the same time the 8th Infantry Brigade replaced the 20th. The 8th Infantry Brigade, which had spent much of the war on garrison duty in Western Australia, began departing Cairns on 10 January. The original intention had been for it to go to Lae to relieve the 29th Infantry Brigade, which had fought in the Salamaua-Lae campaign, but in December it was decided to ship it directly to Finschhafen. The brigade contained three infantry battalions, the 4th, 30th and 35th, all from New South Wales. It also still had the support of the 2/12th Field Regiment, 532nd EBSR, and A Company, Papuan Infantry Battalion. The brigade suffered its first casualties on the night of 21/22 January in a friendly fire incident, which was a common occurrence with units inexperienced in jungle warfare. Two Australians were killed and two wounded by their own comrades.
On 22 January a native reported seeing seven Japanese in the hills south-west of Sio and a patrol was sent out under Corporal Bengari to investigate. On arriving in the vicinity on 24 January, a local reported that another 22 Japanese had arrived. The next morning, Bengari and his five companions ambushed the Japanese and killed them all before they could fire a shot. Wirraway and Boomerang aircraft of No. 4 Squadron RAAF scouted ahead of the advance. Its aerial reconnaissance work let the Australians and Papuans know where opposition could be expected, thereby speeding up the advance. The pilots noted Japanese parachutes, signs that the Japanese were receiving supplies by air. On 4 February, the Australians were also forced onto air supply, as swollen rivers washed out a number of bridges.
Each day the Papuans killed 12 to 15 Japanese, but not until 8 February was the Japanese rearguard encountered at Weber Point and a formal attack made. Five Japanese were killed. In all, 53 Japanese were killed and four captured that day. Two Australians were wounded. The next day another 61 Japanese were killed and 9 captured, this time without any Australian casualties. On 10 February, the 30th Infantry Battalion encountered two American soldiers at Yagomai, thereby linking up with the American force at Saidor.
The 8th Infantry Brigade now began to mop up the area. On 18 February, the 35th Infantry Battalion attacked a Japanese force near Gabutamon, killing 40. Finding a force of about 100 Japanese at nearby Tapen, they attacked, killing another 52 Japanese for the loss of one man wounded, while the Papuans on their flanks killed another 51, of whom 43 were accounted for by Corporal Bengari and two other Papuans. The next day, the Papuans found and killed another 39 Japanese in the vicinity. At Tapen, the Australians and Papuans also found evidence that the Japanese had resorted to cannibalism. In the period of 20 January – 1 March 1944, 734 Japanese were killed, 1,775 found dead and 48 were captured. Australian casualties came to four killed and six wounded.
## Aftermath
Both sides managed to accomplish their objectives; the Japanese withdrew, while the Australians exacted a terrible toll. The balance of losses was overwhelmingly against the Japanese, both in terms of men and equipment. It seems that only about 4,300 of the 7,000 troops under the command of the Japanese 20th Division who had originally been forward of Sio survived the withdrawal, and many of them were rendered ineffective through wounds, sickness, malnutrition and exhaustion. The opportunity to destroy the Japanese 51st Division was not seized. These troops lived to fight the Americans at the Battle of Driniumor River later in the year, and the Australians in the Aitape–Wewak campaign in 1945. On the other hand, the new base at Finschhafen was no longer threatened by the Japanese and became an important staging point for the Western New Guinea campaign. The capture of the Japanese ciphers at Sio allowed General MacArthur to carry out Operations Reckless and Persecution with a plan based upon sound intelligence rather than just his own intuition.
|
44,990 |
Ryan White
| 1,173,902,496 |
AIDS spokesperson and "poster boy" (1971–1990)
|
[
"1971 births",
"1990 deaths",
"20th-century American people",
"AIDS-related deaths in Indiana",
"American child activists",
"American health activists",
"Burials in Indiana",
"HIV/AIDS activists",
"History of HIV/AIDS",
"People from Kokomo, Indiana",
"People with haemophilia",
"Recipients of contaminated haemophilia blood products"
] |
Ryan Wayne White (December 6, 1971 – April 8, 1990) was an American teenager from Kokomo, Indiana, who became a national poster child for HIV/AIDS in the United States after his school barred him from attending classes following a diagnosis of AIDS. As a hemophiliac, he became infected with HIV from a contaminated factor VIII blood treatment and, when diagnosed in December 1984, was given six months to live. Doctors said he posed no risk to other students, as AIDS is not an airborne disease and spreads solely through bodily fluids, but AIDS was poorly understood by the general public at the time. When White tried to return to school, many parents and teachers in Howard County rallied against his attendance due to unwarranted concerns of the disease spreading to other students and staff. A lengthy administrative appeal process ensued, and news of the conflict turned White into a popular celebrity and advocate for AIDS research and public education. Surprising his doctors, Ryan White lived five years longer than predicted. He died on April 8, 1990, one month before his high school graduation.
During the 1980s, AIDS was largely stigmatized as an illness impacting the gay community. In the US, that perception shifted with the media focus placed on White and other prominent straight HIV-infected people such as Magic Johnson, Arthur Ashe and the Ray brothers, although these cases were often framed as "innocent" against gay men who were seen as "guilty" subjects. The U.S. Congress passed a major piece of AIDS legislation, the Ryan White CARE Act, shortly after White's death, which was signed into law by President George H. W. Bush in August 1990. The act has been reauthorized twice; Ryan White programs are the largest provider of services for people living with HIV/AIDS in the United States.
## Early life and illness
Ryan White was born at St. Joseph Memorial Hospital in Kokomo, Indiana, to Hubert Wayne and Jeanne Elaine (Hale) White. When he was circumcised, the bleeding would not stop and when he was three days old, doctors diagnosed him with severe hemophilia A, a hereditary blood coagulation disorder associated with the X chromosome, which causes even minor injuries to result in severe bleeding. For treatment, he received weekly infusions of factor VIII, a blood product created from pooled plasma of non-hemophiliacs, an increasingly common treatment for hemophiliacs at the time.
Healthy for most of his childhood, White became extremely ill with pneumonia in December 1984. On December 17, 1984, during a lung biopsy, White was diagnosed with AIDS. By this time the scientific community had studied the epidemic in great detail. Earlier that year, HTLV-III was identified and isolated by American research scientists, confirming the work done by French research scientists who called it LAV. A lengthy public battle to determine who should be recognized as the discoverer of the human retrovirus delayed development of a test for what would later be called HIV. White had apparently received a contaminated treatment of factor VIII that was infected with HIV, as did thousands of other Americans with hemophilia and hemophiliacs around the world. At that time, because the virus had only recently been identified and there was no screening of blood products, much of the pooled factor VIII concentrate was tainted. Blood banks and pharmaceutical companies dismissed calls by the CDC to use a hepatitis B test as a surrogate until an HIV test could be developed. Later plasma products were screened and heat-treated to deactivate both HIV and hepatitis. Among hemophiliacs treated with blood-clotting factors between 1979 and 1984, nearly 90% became infected with HIV and/or hepatitis C. At the time of his diagnosis, his T-cell count had dropped to 25 per cubic millimetre (a healthy individual without HIV will have around 500–1200; below 200 is AIDS-defining in the US). Doctors predicted Ryan White had only six months to live.
After the diagnosis, White was too ill to return to school, but by early-1985 he began to feel better. His mother asked if he could return to school, but was told by school officials that he could not. On June 30, 1985, a formal request to permit re-admittance to school was denied by Western School Corporation superintendent James O. Smith, sparking an administrative appeal process that lasted for over nine months.
## Battle with schools
Western Middle School in Russiaville faced enormous pressure from many parents and faculty to prevent White from returning to the campus after his diagnosis became widely known. In the school of 360 total students, 117 parents and 50 teachers signed a petition encouraging school leaders to ban White from school. Due to the widespread fear and ignorance of AIDS, the principal and later the school board succumbed to this pressure and prohibited re-admittance. The White family filed a lawsuit seeking to overturn the decision. The Whites initially filed suit in the U.S. District Court in Indianapolis. The court, however, declined to hear the case until administrative appeals had been resolved. On November 25, an Indiana Department of Education officer ruled that the school must follow the Indiana Board of Health guidelines and that White must be allowed to attend school.
The means of transmission of HIV had not yet been fully understood by the mid- to late 1980s. Scientists knew it spread via blood and was not transmittable by any sort of casual contact (such as shaking hands or being in the same room), but as recently as 1983, the American Medical Association had thought that "Evidence Suggests Household Contact May Transmit AIDS", and the belief that the disease could easily spread persisted. Children with AIDS were still rare; at the time of White's rejection from school, the Centers for Disease Control and Prevention knew of only 148 cases of pediatric AIDS in the United States. Many families in Kokomo believed his presence posed an unacceptable risk. When White was permitted to return to school for one day in February 1986, 151 of 360 students stayed home. He also worked as a paperboy, and many of the people on his route canceled their subscriptions, believing that HIV could be transmitted through newsprint.
The Indiana state health commissioner, Dr. Woodrow Myers, who had extensive experience treating AIDS patients in San Francisco, and the Centers for Disease Control and Prevention both notified the board that White posed no risk to other students, but the school board and many parents ignored their statements. In February 1986, The New England Journal of Medicine published a study of 101 people who had spent three months living in close but non-sexual contact with people with AIDS. The study concluded that the risk of infection was "minimal to nonexistent," even when contact included sharing toothbrushes, razors, clothing, combs, and drinking glasses; sleeping in the same bed; and hugging and kissing.
When White was finally readmitted in April, a group of families withdrew their children and started an alternative school. Threats of violence and lawsuits persisted. According to White's mother, people on the street would often yell, "we know you're queer" at White. The editors and publishers of the Kokomo Tribune, which supported White both editorially and financially, were also ridiculed by members of the community and threatened with death for their actions.
White attended Western Middle School for eighth grade during the 1985–1986 school year. He was deeply unhappy and had few friends. The school required him to eat with disposable utensils, use separate bathrooms, and waived his requirement to enroll in a gym class. Threats continued. When a bullet was fired through the Whites' living room window (no one was home at the time), the family decided to leave Kokomo. After finishing the school year, his family moved to Cicero, Indiana, where he began ninth grade at Hamilton Heights High School, in Arcadia, Indiana. On August 31, 1986, a "very nervous" White was greeted by school principal Tony Cook, school system superintendent Bob G. Carnal, and a handful of students who had been educated about AIDS and were unafraid to shake White's hand.
## National spokesman
The publicity of Ryan White's story catapulted him into the national spotlight, amidst a growing wave of AIDS coverage in the news media. Between 1985 and 1987, the number of news stories about AIDS in the American media doubled. While isolated in middle school, White appeared frequently on national television and in newspapers to discuss his tribulations with the disease. Eventually, he became known as a poster child for the AIDS crisis, appearing in fundraising and educational campaigns for the syndrome. White participated in numerous public benefits for children with AIDS. Many celebrities appeared with him, starting during his trial and continuing for the rest of his life, to help publicly destigmatize socializing with people with AIDS. Singers John Mellencamp, Elton John and Michael Jackson, actor Matt Frewer, diver Greg Louganis, President Ronald Reagan and First Lady Nancy Reagan, Surgeon General Dr. C. Everett Koop, Indiana University basketball coach Bob Knight and basketball player Kareem Abdul-Jabbar all befriended White. He also was a friend to many children with AIDS or other potentially debilitating conditions.
For the rest of his life, White appeared frequently on Phil Donahue's talk show. His celebrity crush, Alyssa Milano of the then-popular TV show Who's the Boss?, met White and gave him a friendship bracelet and a kiss. Elton John loaned Jeanne White \$16,500 to put toward a down payment on the Cicero home, and rather than accept repayment, placed the repaid money into a college fund for White's sister. In high school, White drove a red 1988 Ford Mustang LX 5.0, a gift from Michael Jackson. Despite the fame and donations, Ryan White stated that he disliked the public spotlight, loathed remarks that seemingly blamed his parents or his upbringing for his illness, and emphasized that he would be willing at any moment to trade his fame for freedom from the disease.
In 1988, Ryan White spoke before the President's Commission on the HIV Epidemic. Ryan White told the commission of the discrimination he had faced when he first tried to return to school, but how education about the disease had made him welcome in the town of Cicero. Ryan White emphasized his differing experiences in Kokomo and Cicero as an example of the power and importance of AIDS education.
In 1989, ABC aired the television movie The Ryan White Story, starring Lukas Haas as Ryan, Judith Light as Jeanne and Nikki Cox as his sister Andrea. Ryan White had a small cameo appearance as "Chad" in the film, playing a boy who also has HIV and later befriends Haas. Others in the film included Sarah Jessica Parker as a sympathetic nurse, George Dzundza as his doctor, and George C. Scott as Ryan's attorney, who legally argued against school board authorities. Nielsen estimated that the movie was seen by 15 million viewers. Some residents of Kokomo felt that the movie was condemning of them for their actions against White. After the film aired, the office of Kokomo mayor Robert F. Sargent was flooded with complaints from across the country, although Robert Sargent had not been elected to the office during the time of the controversy.
By early 1990, White's health was deteriorating rapidly. In his final public appearance, he hosted an after-Oscars party with former president Ronald Reagan and his wife Nancy Reagan in California. Despite his declining health, Ryan White spoke to the Reagans about his date to the prom and his hopes of attending college.
## Death
On March 29, 1990, Ryan White entered Riley Hospital for Children in Indianapolis with a respiratory tract infection. As his condition deteriorated, he was sedated and placed on a ventilator. He was visited by Elton John, and the hospital was deluged with calls from well-wishers. Ryan White died on April 8, 1990.
Over 1,500 people attended Ryan's funeral on April 11, a standing-room only event held at the Second Presbyterian Church on Meridian Street in Indianapolis. White's pallbearers included Elton John, football star Howie Long and Phil Donahue. Elton John performed "Skyline Pigeon" at the funeral. The funeral was also attended by singer Michael Jackson, future U.S. President Donald Trump and then-First Lady Barbara Bush. On the day of the funeral, Ronald Reagan wrote a tribute to Ryan that appeared in The Washington Post. Reagan's statement about AIDS and White's funeral were seen as indicators of how greatly Ryan White had helped change perceptions of AIDS.
White is buried in Cicero, close to the former home of his mother. In the year following his death, his grave was vandalized on four occasions. As time passed, White's grave became a shrine for his admirers.
## Legacy
Ryan White was one of a handful of highly visible people with AIDS in the 1980s and early 1990s who helped change the public perception of the disease. Ryan, along with actor Rock Hudson, was one of the earliest public faces of AIDS. Other public figures who were infected with HIV included Keith Haring, Holly Johnson, Freddie Mercury, the Ray brothers, Magic Johnson, Greg Louganis, Arthur Ashe, Liberace, Eazy-E, Tim Richmond, Anthony Perkins, Randy Shilts, Ricky Wilson, Ofra Haza, Robert Reed, and Jerry Smith. Ryan White helped to increase public awareness that HIV/AIDS was a significant epidemic.
Numerous charities formed around White's death. The Indiana University Dance Marathon, started in 1991, raises money for the Riley Hospital for Children. Between 1991 and 2022, this event helped raise over \$50 million for children at Riley. The money raised has also helped fund the Ryan White Infectious Disease Clinic at the hospital to take care of the nation's sickest children. Ryan's personal physician, with whom he was close friends, Dr. Martin Kleiman, became the Ryan White Professor of Pediatrics at Indiana University School of Medicine in Indianapolis. In a 1993 interview, prominent gay rights and AIDS activist Larry Kramer said, "I think little Ryan White probably did more to change the face of this illness and to move people than anyone. And he continues to be a presence through his mom, Jeanne White. She has an incredibly moving presence as she speaks around the world."
In 1992, White's mother founded the national nonprofit Ryan White Foundation. The foundation worked to increase awareness of HIV/AIDS-related issues, with a focus on hemophiliacs like Ryan White, and on families caring for relatives with the disease. The foundation was active throughout the 1990s, with donations reaching \$300,000 a year in 1997. Between 1997 and 2000, however, AIDS donations declined nationwide by 21%, and the Ryan White Foundation saw its donation level drop to \$100,000 a year. In 2000, Ryan's mother closed the foundation, and merged its remaining assets with AIDS Action, a larger charity. She became a spokeswoman for AIDS activism and continued to arrange speaking events through the site devoted to her son, ryanwhite.com (no longer online as of October 2020). White's high school, Hamilton Heights, has had a student-government sponsored annual AIDS Walk, with proceeds going to a Ryan White Scholarship Fund.
Elton John has cited White's death as the major impetus behind his decision to fight his long-standing alcohol and cocaine addiction; he went into rehab shortly afterwards, and later created the Elton John AIDS Foundation. White also became the inspiration for a handful of popular songs. Elton John donated proceeds from "The Last Song," which appears on his album The One, to a Ryan White fund at Riley Hospital. Michael Jackson dedicated the song "Gone Too Soon" from his Dangerous album to White, as did 1980s pop star Tiffany with the song "Here in My Heart" on her New Inside album. In November 2007, The Children's Museum of Indianapolis opened an exhibit called "The Power of Children: Making a Difference," which remains a sobering, featured exhibit and continues to develop, while it features White's bedroom and belongings alongside similar tributes to Anne Frank and Ruby Bridges. After Ryan died, Greg Louganis gave his Olympic gold medal to Ryan's mother, and it is now part of the display about Ryan at the Children's Museum. In April 2015, Greg visited The Power of Children exhibit with Jeanne to see his medal in Ryan's recreated room. He said then, "The thing I’ll always remember about Ryan is his courage, strength, and sense of humor...The way Ryan lived his life continues to give me the strength and courage to do things I might not otherwise feel comfortable doing.”
### Ryan White and public perception of AIDS
In the early 1980s, AIDS was known as gay-related immune deficiency, because the disease had first been identified among primarily homosexual communities in Los Angeles, New York City, and San Francisco. At the start of the HIV/AIDS epidemic in the United States, the disease was thought to be a "homosexual problem" and was largely ignored by policymakers. White's diagnosis demonstrated to many that AIDS was not exclusive to homosexual men. Lesser criticisms had been made that the disease was a punishment for drug abuse and heterosexual promiscuity, citing "an expensive price to pay for drugs and casual sex". In his advocacy for AIDS research, White always rejected any criticism of homosexuality, although not gay himself.
Ryan White was seen by some as an "innocent victim" of the AIDS epidemic. Ryan White and his family strongly rejected the language of "innocent victim" because the phrase was often used to imply that gays with AIDS were "guilty". Ryan's mother told The New York Times,
> Ryan always said, 'I'm just like everyone else with AIDS, no matter how I got it.' And he would never have lived as long as he did without the gay community. The people we knew in New York made sure we knew about the latest treatments way before we would have known in Indiana. I hear mothers today say they're not gonna work with no gay community on anything. Well, if it comes to your son's life, you better start changing your heart and your attitude around.
### Ryan White CARE Act
In August 1990, four months after Ryan White's death, Congress enacted The Ryan White Comprehensive AIDS Resources Emergency (CARE) Act (often known simply as the Ryan White CARE Act), in his honor. The act is the United States' largest federally funded program for people living with HIV/AIDS. The Ryan White CARE Act funds programs to improve availability of care for low-income, uninsured and underinsured victims of AIDS and their families.
Ryan White programs are "payers of last resort," which subsidize treatment when no other resources are available. The act was reauthorized in 1996, 2000, 2006, and 2009 and remains an active piece of legislation today. The program provides some level of care for around 500,000 people a year and, in 2004, provided funds to 2,567 organizations. The Ryan White programs also provide funding and technical assistance to local and state primary medical care providers, support services, healthcare providers and training programs.
The Ryan White CARE Act was set to expire on September 30, 2009, but an extension was signed by President Barack Obama.
## See also
- Eve van Grafhorst – an Australian pre-schooler who received HIV via a blood transfusion and was subsequently banned from her pre-school in fears of spreading the illness.
|
55,125,362 |
Ice drilling
| 1,167,952,881 |
Method of drilling through ice
|
[
"Drilling technology",
"Glaciology"
] |
Ice drilling allows scientists studying glaciers and ice sheets to gain access to what is beneath the ice, to take measurements along the interior of the ice, and to retrieve samples. Instruments can be placed in the drilled holes to record temperature, pressure, speed, direction of movement, and for other scientific research, such as neutrino detection.
Many different methods have been used since 1840, when the first scientific ice drilling expedition attempted to drill through the Unteraargletscher in the Alps. Two early methods were percussion, in which the ice is fractured and pulverized, and rotary drilling, a method often used in mineral exploration for rock drilling. In the 1940s, thermal drills began to be used; these drills melt the ice by heating the drill. Drills that use jets of hot water or steam to bore through ice soon followed. A growing interest in ice cores, used for palaeoclimatological research, led to ice coring drills being developed in the 1950s and 1960s, and there are now many different coring drills in use. For obtaining ice cores from deep holes, most investigators use cable-suspended electromechanical drills, which use an armoured cable to carry electrical power to a mechanical drill at the bottom of the borehole.
In 1966, a US team successfully drilled through the Greenland ice sheet at Camp Century, at a depth of 1,387 metres (4,551 ft). Since then many other groups have succeeded in reaching bedrock through the two largest ice sheets, in Greenland and Antarctica. Recent projects have focused on finding drilling locations that will give scientists access to very old undisturbed ice at the bottom of the borehole, since an undisturbed stratigraphic sequence is required to accurately date the information obtained from the ice.
## Goals of ice drilling
The first scientific ice drilling expeditions, led by Louis Agassiz from 1840 to 1842, had three goals: to prove that glaciers flowed, to measure the internal temperature of a glacier at different depths, and to measure the thickness of a glacier. Proof of glacier motion was achieved by placing stakes in holes drilled in a glacier and tracking their motion from the surrounding mountain. Drilling through glaciers to determine their thickness, and to test theories of glacier motion and structure, continued to be of interest for some time, but glacier thickness has been measured by seismographic techniques since the 1920s. Although it is no longer necessary to drill through a glacier to determine its thickness, scientists still drill shot holes in ice for these seismic studies. Temperature measurements continue to this day: modelling the behaviour of glaciers requires an understanding of their internal temperature, and in ice sheets, the borehole temperature at different depths can provide information about past climates. Other instruments may be lowered into the borehole, such as piezometers, to measure pressure within the ice, or cameras, to allow a visual review of the stratigraphy. IceCube, a large astrophysical project, required numerous optical sensors to be placed in holes 2.5 km deep, drilled at the South Pole.
Borehole inclination, and the change in inclination over time, can be measured in a cased hole, a hole in which a hollow pipe has been placed as a "liner" to keep the hole open. This allows the three-dimensional position of the borehole to be mapped periodically, revealing the movement of the glacier, not only at the surface, but throughout its thickness. To understand whether a glacier is shrinking or growing, its mass balance must be measured: this is the net effect of gains from fresh snow, minus losses from melting and sublimation. A straightforward way to determine these effects across the surface of a glacier is to plant stakes (known as ablation stakes) in holes drilled in the glacier's surface, and monitor them over time to see if more snow is accumulating, burying the stake, or if more and more of the stake is visible as the snow around it disappears. The discovery of layers of aqueous water and of several hundred mapped subglacial lakes, beneath the Antarctic ice sheet, led to speculation about the existence of unique microbial environments that had been isolated from the rest of the biosphere, potentially for millions of years. These environments can be investigated by drilling.
Ice cores are one of the most important motivations for drilling in ice. Since ice cores retain environmental information about the time the ice in them fell as snow, they are useful in reconstructing past climates, and ice core analysis includes studies of isotopic composition, mechanical properties, dissolved impurities and dust, trapped atmospheric samples, and trace radionuclides. Data from ice cores can be used to determine past variations in solar activity, and is important in the construction of marine isotope stages, one of the key palaeoclimatic dating tools. Ice cores can also provide information about glacier flow and accumulation rates. IPICS (International Partnership in Ice Core Sciences) maintains a list of key goals for ice core research. Currently these are to obtain a 1.5 million year old core; obtain a complete record of the last interglacial period; use ice cores to assist with the understanding of climate changes over long time scales; obtain a detailed spatial array of ice core climate data for the last 2,000 years; and continue the development of advanced ice core drilling technology.
## Drilling design considerations
The constraints on ice drill designs can be divided into the following broad categories.
### Ice removal method and project logistics
The ice must be cut through, broken up, or melted. Tools can be directly pushed into snow and firn (snow that is compressed, but not yet turned to ice, which typically happens at a depth of 60 metres (200 ft) to 120 metres (390 ft)); this method is not effective in ice, but it is perfectly adequate for obtaining samples from the uppermost layers. For ice, two options are percussion drilling and rotary drilling. Percussion drilling uses a sharp tool such as a chisel, which strikes the ice to fracture and fragment it. More common are rotary cutting tools, which have a rotating blade or set of blades at the bottom of the borehole to cut away the ice. For small tools the rotation can be provided by hand, using a T-handle or a carpenter's brace. Some tools can also be set up to make use of ordinary household power drills, or they may include a motor to drive the rotation. If the torque is supplied from the surface, then the entire drill string must be rigid so that it can be rotated; but it is also possible to place a motor just above the bottom of the drill string, and have it supply power directly to the drill bit.
If the ice is to be melted instead of cut, then heat must be generated. An electrical heater built into the drill string can heat the ice directly, or it can heat the material it is embedded in, which in turn heats the ice. Heat can also be sent down the drill string; hot water or steam pumped down from the surface can be used to heat a metal drillhead, or the water or steam can be allowed to emerge from the drillhead and melt the ice directly. In at least one case a drilling project experimented with heating the drillhead on the surface, and then lowering it into the hole.
Many ice drilling locations are very difficult to access, and drills must be designed so that they can be transported to the drill site. The equipment should be as light and portable as possible. It is helpful if the equipment can be broken down so that the individual components can be carried separately, thus reducing the burden for hand-carrying, if required. Fuel, for steam or hot water drills, or for a generator to provide power, must also be transported, and this weight has to be taken into account as well.
### Cuttings and meltwater
Mechanical drilling produces pieces of ice, either as cuttings, or as granular fragments, which must be removed from the bottom of the hole to prevent them from interfering with the cutting or percussing action of the drill. An auger used as the cutting tool will naturally move ice cuttings up its helical flights. If the drill's action leaves the ice chips on top of the drill, they can be removed by simply raising the drill to the surface periodically. If not, they can be brought to the surface by lowering a tool to scoop them up, or the hole can be kept full of water, in which case the cuttings will naturally float to the top of the hole. If the chips are not removed, they must be compacted into the walls of the borehole, and into the core if a core is being retrieved.
Cuttings can also be moved to the surface by circulating compressed air through the hole, either by pumping the air through the drillpipe and out at the drillhead, forcing the chips up in the space between the drill string and the borehole wall, or by reverse air circulation, in which the air flows up through the drill string. Compressed air will be heated by the compression, and it must be cooled before being pumped downhole, or it will cause melting of the borehole walls and the core. If the air is circulated by creating a vacuum, rather than pumping air in, ambient air carries the cuttings, so no cooling is needed.
A fluid can be used to circulate the cuttings away from the bit, or the fluid may be able to dissolve the cuttings. Rotary mineral drilling (through rock) typically circulates fluid through the entire hole, and separates solids from the fluid at the surface before pumping the fluid back down. In deep ice drilling it is usual to circulate the fluid only at the bottom of the hole, collecting cuttings in a chamber that is part of the downhole assembly. For a coring drill, the cuttings chamber can be emptied each time the drill is brought to the surface to retrieve a core.
Thermal drills will produce water, so there are no cuttings to dispose of, but the drill must be capable of working while submerged in water, or else the drill must have a method of removing and storing the meltwater while drilling.
### Drill string logistics
The drilling mechanism must be connected to the surface, and there must be a method of raising and lowering the drill. If the drill string consists of pipes or rods that have to be screwed together, or otherwise assembled, as the hole gets deeper and the drill string lengthens, then there must be a way to hold the drill string in place as each length of rod or pipe is added or removed. If the hole is only a few metres deep, no mechanical assistance may be necessary, but drill strings can get very heavy for deep holes, and a winch or other hoisting system must be in place that is capable of lifting and lowering it.
A "trip" in drilling refers to the task of pulling a drill string completely out of the hole (tripping out) and then reinserting it back into the hole (tripping in). Tripping time is the time taken to trip in and out of the hole; it is important for a drill design to minimize tripping time, particularly for coring drills, since they must complete a trip for each core.
### Borehole stability and permeability
The overburden pressure in a deep hole from the weight of the ice above will cause a borehole to slowly close up, unless something is done to counteract it, so deep holes are filled with a drilling fluid that is about the same density as the surrounding ice, such as jet fuel or kerosene. The fluid must have low viscosity to reduce tripping time. Since retrieval of each segment of core requires a trip, a slower speed of travel through the drilling fluid could add significant time to a project—a year or more for a deep hole. The fluid must contaminate the ice as little as possible; it must have low toxicity, for safety and to minimize the effect on the environment; it must be available at a reasonable cost; and it must be relatively easy to transport. The depth at which borehole closure prevents dry drilling is strongly dependent on the temperature of the ice; in a temperate glacier, the maximum depth might be 100 metres (330 ft), but in a very cold environment such as parts of East Antarctica, dry drilling to 1,000 metres (3,300 ft) might be possible.
Snow and firn are permeable to air, water, and drilling fluids, so any drilling method that requires liquid or compressed air in the hole needs to prevent them from escaping into the surface layers of snow and firn. If the fluid is only used in the lower part of the hole, permeability is not an issue. Alternatively the hole can be cased down past the point where the firn turns to ice. If water is used as a drilling fluid, in cold enough temperatures, it will turn to ice in the surrounding snow and firn and seal the hole.
### Power, torque, antitorque, and heat
Tools can be designed to be rotated by hand, via a brace or T-handle, or a hand crank gearing, or attached to a hand drill. Drills with powered rotation require an electrical motor at the rig site, which generally must have fuel, though in at least one case a drilling project was set up near enough to a permanent research station to run a cable to the research building for power. The rotation can be applied at the surface, by a rotary table, using a kelly, or by a motor in the drillhead, for cable-suspended drills; in the latter case the cable must carry power to the drillhead as well as support its weight. For rotary drills, gearing is required to reduce the engine's rotation to a suitable speed for drilling.
If torque is supplied at the bottom of the hole, the motor supplying it to the drillbit beneath it will have a tendency to rotate around its own axis, rather than imparting the rotation to the drillbit. This is because the drillbit will have a strong resistance to rotation since it is cutting ice. To prevent this, an anti-torque mechanism of some kind must be provided, typically by giving the motor some grip against the walls of the borehole.
A thermal drill that uses electricity to heat the drill head so that it melts the ice must bring power down the hole, just as with rotary drills. If the drillhead is heated by pumping water or steam down to the bottom of the hole, then no downhole power is needed, but a pump at the surface is required for hot water. The water or steam can be heated at the surface by a fuel-powered boiler. Solar power can also be used.
### Directional control
Some drills which are designed to rest on their tip as they drill will lean to one side in the borehole, and the hole they drill will gradually drift towards the horizontal unless some method of counteracting this tendency is provided. For other drills, directional control can be useful in starting additional holes at depth, for example to retrieve additional ice cores.
### Temperature
Many glaciers are temperate, meaning that they contain "warm ice": ice that is at melting temperature (0 °C) throughout. Meltwater in boreholes in warm ice will not refreeze, but for colder ice, meltwater is likely to cause a problem, and may freeze the drill in place, so thermal drills that operate submerged in the meltwater they produce, and any drilling method that results in water in the borehole, are difficult to use in such conditions. Drilling fluids, or antifreeze additives to meltwater, must be chosen to keep the fluid liquid at the temperatures found in the borehole. In warm ice, ice tends to form on cutters and the drillhead, and to pack into spaces at the bottom of the hole, slowing down drilling.
### Core retrieval
To retrieve a core, an annulus of ice must be removed from around the cylindrical core. The core should be unbroken, which means that vibrations and mechanical shocks must be kept to a minimum, and changes in temperature which could cause thermal shock to the core must also be avoided. The core must be kept from melting caused by heat generated either mechanically from the drilling process, from the heat of compressed air if air is used as the drilling fluid, or from a thermal drill, and must not be contaminated by the drilling fluid. When the core is about to be retrieved, it is still connected to the ice beneath it, so some method of breaking it at the lower end must be provided, and of gripping it so it does not fall from the core barrel as it is brought to the surface, which must be done as quickly and safely as possible.
Most coring drills are designed to retrieve cores that are no longer than 6 metres (20 ft), so drilling must stop each time the hole depth is extended by that amount, so that the core can be retrieved. A drill string that must be assembled and disassembled in segments, such as pipe sections that must be screwed together, takes a long time to trip in and out; a cable which can be continuously winched up, or a drill string that is flexible enough to be coiled, significantly reduces tripping time. Wireline drills have a mechanism that allows the core barrel to be detached from the drill head and winched directly to the surface without having to trip out the drill string. Once the core is removed, the core barrel is lowered to the bottom of the hole and reattached to the drill.
### Brittle ice
Over a depth range known as the brittle ice zone, bubbles of air are trapped in the ice under great pressure. When a core is brought to the surface, the bubbles can exert a stress that exceeds the tensile strength of the ice, resulting in cracks and spall. At greater depths, the ice crystal structure changes from hexagonal to cubic, and the air molecules move inside the crystals, in a structure called a clathrate. The bubbles disappear, and the ice becomes stable again.
The brittle ice zone typically returns poorer quality samples than for the rest of the core. Some steps can be taken to alleviate the problem. Liners can be placed inside the drill barrel to enclose the core before it is brought to the surface, but this makes it difficult to clean off the drilling fluid. In mineral drilling, special machinery can bring core samples to the surface at bottom-hole pressure, but this is too expensive for the inaccessible locations of most drilling sites. Keeping the processing facilities at very low temperatures limits thermal shocks. Cores are most brittle at the surface, so another approach is to break them into 1 m lengths in the hole. Extruding the core from the drill barrel into a net helps keep it together if it shatters. Brittle cores are also often allowed to rest in storage at the drill site for some time, up to a full year between drilling seasons, to let the ice gradually relax. Core quality in the brittle ice zone is much improved when a drilling fluid is used, as opposed to dry hole drilling.
## Percussion drills
A percussion drill penetrates ice by repeatedly striking it to fracture and fragment it. The cutting tool is mounted at the bottom of the drill string (typically connected metal rods), and some means of giving it kinetic energy must be provided. A tripod erected over the hole allows a pulley to be set up, and a cable can then be used to repeatedly raise and drop the tool. This method is known as cable tool drilling. A weight repeatedly dropped on to a rigid drill string can also be used to provide the necessary impetus. The pulverized ice collects at the bottom of the borehole, and must be removed. It can be collected with a tool capable of scooping it from the bottom of the hole, or the hole can be kept full of water, so that the ice floats to the top of the hole, though this retards the momentum of the drill striking the ice, reducing its effectiveness. A percussion drilling tool that is not mechanically driven requires some method of raising the drill so it can be released, to fall on the ice. To do this efficiently with manual labour, it is usual to set up a tripod or other supporting scaffold, and a pulley to allow the drill string to be raised by a rope. This arrangement, known as a cable-tool rig, can also be used for mechanical drilling, with a motor raising the drill string and allowing it to fall. An alternative approach is to leave the drill string at the bottom of the borehole, and to raise and let fall a hammer weight onto the drill string.
The earliest scientific ice drilling expedition used percussion drilling; Louis Agassiz used iron rods to drill holes in the Unteraargletscher, in the Alps, in the summer of 1840. Cable-tool rigs have been used for ice drilling in more recent times; Soviet expeditions in the 1960s drilled with cable-tool rigs in the Caucasus and the Tien Shan range, and US projects have drilled on the Blue Glacier in Washington between 1969 and 1976, and on the Black Rapids Glacier in Alaska in 2002.
Two other percussion methods have been tried. Pneumatic drills have been used to drill shallow holes in ice in order to set blast charges, and rotary percussion drills, a type of drilling tool once in common use in the mining industry, have also been used for drilling blasting holes, but neither approach has been used for scientific investigations of ice. Percussion drilling is now rarely used for scientific ice drilling, having been overtaken by more effective techniques for both ice and mineral drilling.
## Hand-operated mechanical drills
### Spoon-borers
A soil sampling auger contains a pair of blades at the bottom of an enclosed cylinder; it can be driven and rotated by hand to pick up soft soil. A similar design, called a spoon-borer, has been used for ice drilling, though it is not effective in hard ice. A version used by Erich von Drygalski in 1902 had two half-moon cutting blades set into the base of the cylinder in such a way as to allow the ice cuttings to accumulate in the cylinder, above the blades.
### Non-coring augers
Augers have long been used for drilling through ice for ice fishing. Augers can be rotated by hand, using a mechanism such as a T handle or a brace bit, or by attaching them to powered hand drills. Scientific uses for non-coring augers include sensor installation and determining ice thickness. Augers have a helical screw blade around the main drilling axis; this blade, called the "flighting", carries the ice cuttings up from the bottom of the hole. For drilling deeper holes, extensions can be added to the auger, but as the auger gets longer it becomes more difficult to rotate. With a platform such as a stepladder, a longer auger can be rotated from higher off the ground.
Commercially available ice augers for winter fishing, powered by petrol, propane, or battery power, are available for hole diameters from 4.5 in to 10 in. For holes deeper than 2 m a tripod can be used to winch the auger from the hole. A folding brace handle with an offset design is common; this allows both hands to contribute to the torque.
### Coring augers
Augers that are capable of retrieving ice cores are similar to non-coring augers, except that the flights are set around a hollow core barrel. Augers have been devised that consist of the helical cutting blades and a space for a core, without the central supporting cylinder, but they are difficult to make sufficiently rigid. Coring augers typically produce cores with diameters in the range 75–100 mm, and with lengths up to 1 m. Coring augers were originally designed to be manually rotated, but over time they have been adapted for use with handheld drills or small engines.
As with non-coring augers, extensions can be added to drill deeper. Drilling deeper than 6 m requires more than one person because of the weight of the drill string. A clamp placed at the surface is useful for supporting the string, and a tripod and block and tackle can also be used for support and to increase the weight of string that can be handled. As the drill string gets longer, it takes more time to complete a trip to extract a core, since each extension rod must be separated from the drill string when tripping out, and re-attached when tripping in.
Drilling with a tripod or other method of handling a long drill string considerably extends the depth limit for the use of a coring auger. The deepest hole drilled by hand with an auger was 55 m, in the Ward Hunt Ice Shelf on Ellesmere Island, in 1960. Usually a hole deeper than 30 m will be drilled with other methods, because of the weight of the drill string and the long trip time required.
Modern coring augers have changed little in decades: an ice coring auger patented in the US in 1932 closely resembles coring augers in use eighty years later. The US military's Frost Effects Laboratory (FEL) developed an ice mechanics testing kit that included a coring auger in the late 1940s; the Snow, Ice and Permafrost Research Establishment (SIPRE), a successor organization, refined the design in the early 1950s, and the resulting auger, known as the SIPRE auger, is still in wide use. It was modified slightly by the Cold Regions Research and Engineering Laboratory (CRREL), another successor organization, in the 1960s, and is sometimes known as the CRREL auger for that reason. An auger developed in the 1970s by the Polar Ice Core Office (PICO), then based in Lincoln, Nebraska, is also still widely used. A coring auger designed at the University of Copenhagen in the 1980s was used for the first time at Camp Century, and since then has been frequently used in Greenland. In 2009, the US Ice Drilling Design and Operations group (IDDO) began work on an improved hand auger design and a version was successfully tested in the field during the 2012–2013 field season at WAIS Divide. As of 2017 IDDO maintains both 3-inch and 4-inch diameter versions of the new auger for the use of US ice drilling research programs, and these are now the most-requested hand augers provided by IDDO.
The Prairie Dog auger, designed in 2007, adds an outer barrel to the basic coring auger design. Cuttings are captured between the auger flights and the outer barrel, which has an anti-torque section to prevent it from rotating in the hole. The goal of the outer barrel is to increase the efficiency of chip collection, since it is common to see chips from a hand auger run fall back into the hole from the auger flights, which means the next run has to redrill through these cuttings. The outer barrel also makes the auger effective in warm ice, which could easily cause an auger with no outer barrel to jam. The outside barrel of the Prairie Dog is the same as the diameter of the PICO auger, and since the Prairie Dog's anti-torque blades do not perform well in soft snow and firn, it is common to start a hole with the PICO auger and then continue it with the Prairie Dog once dense firn is reached. The Prairie Dog is relatively heavy, and can require two drillers to handle it as it is being removed from the hole. The IDDO maintains a Prairie Dog drill for the use of US ice drilling research programs.
IDDO also provides a lifting system for use with hand augers, known as the Sidewinder. It is driven by an electric hand drill, which can be powered by a generator or by solar cells. The Sidewinder winds a rope around the hand auger as it is lowered into the hole, and assists in raising the auger back out of the hole. This extends the maximum practical depth for hand augering to about 40 m. Sidewinders have proved popular with researchers.
### Piston drills
A piston drill consists of a flat disc at the bottom of a long rod, with three or four radial slots in the disc, each of which has a cutting edge. The rod is rotated by hand, using a brace handle; the ice comes through the slots and piles up on top of the disc. Pulling the drill out of the borehole brings the cuttings up on the disc. In the 1940s some patents for piston drill designs were filed in Sweden and the U.S., but these drills are now rarely used. They are less efficient than auger drills, since the drill must be periodically removed from the hole to get rid of the cuttings.
### Hand core drills and mini drills
Some hand drills have been designed to retrieve cores without using auger flights to transport the cuttings up the hole. These drills typically have a core barrel with teeth at the lower end, and are rotated by a brace or T-handle, or by a small engine. The barrel itself can be omitted, so that the drill consists only of a ring with a cutting slot to cut the annulus around the core, and a vertical rod to attach the ring to the surface. A couple of small hand-held drills, or mini drills, have been designed to quickly collect core samples up to 50 cm long. A difficulty with all these designs is that as soon as cuttings are generated, if they are not removed they will interfere with the cutting action of the drill, making these tools slow and inefficient in use. A very small drill, known as the Chipmunk Drill, was designed by IDDO for use by a project in West Greenland in 2003 and 2004, and was subsequently used at the South Pole in 2013.
## Rotary rigs using drillpipe
Rotary rigs used in mineral drilling use a string of drillpipe connected to a drillbit at the bottom of the hole, and to a rotary mechanism at the top of the hole, such as a top drive or rotary table and kelly. As the borehole deepens, drilling is paused periodically to add a new length of drill pipe at the top of the drill string. These projects have usually been undertaken with commercially available rotary rigs originally designed for mineral drilling, with adaptations to suit the special needs of ice drilling.
### Dry drilling
When drilling in ice, the hole may be drilled dry, with no mechanism to dispose of the cuttings. In snow and firn this means that the cuttings simply compact into the walls of the borehole; and in coring drills they also compact into the core. In ice, the cuttings accumulate in the space between the drillpipe and the borehole wall, and eventually start to clog the drill bit, usually after no more than 1 m of progress. This increases the torque needed to drill, slows down progress, and can cause the loss of the drill. Dry core drilling generally produces a poor quality core that is broken into pieces.
In 1950, the French Expédition Polaires Françaises (EPF) drilled two dry holes in Greenland using a rotary rig, at Camp VI, on the west coast, and Station Centrale, inland, reaching 126 m and 151 m. Some shallow holes were also drilled that summer on Baffin Island, using a coring drill, and in the Antarctic, the Norwegian–British–Swedish Antarctic Expedition (NBSAE) drilled several holes between April 1950 and the following year, eventually reaching 100 m in one hole. The last expedition to try dry drilling in ice was the 2nd Soviet Antarctic Expedition (SAE), which drilled three holes between July 1957 and January 1958. Since that time dry drilling has been abandoned as other drilling methods have proved to be more effective.
### Air circulation
Several holes have been drilled in ice using direct air circulation, in which compressed air is pumped down the drillpipe, to escape through holes in the drillbit, and return up the annular space between the drillbit and the borehole, carrying the cuttings with it. The technique was first tried by the 1st Soviet Antarctic Expedition, in October 1956. There were problems with poor cuttings removal, and ice forming in the borehole, but the drill succeeded in reaching a depth of 86.5 m. Further attempts were made to use air circulation with rotary rigs by US, Soviet and Belgian expeditions, with a maximum hole depth of 411 m reached by a US team at Site 2 in Greenland in 1957. The last time a project used a conventional rotary rig with air circulation was 1961.
### Fluid circulation
In mineral exploration, the most common drilling method is a rotary rig with fluid circulated down the drillpipe and back up between the drillpipe and the borehole wall. The fluid carries the cuttings to the surface, where the cuttings are removed, and the recycled fluid, known as mud, is returned to the hole. The first ice drilling project to try this approach was an American Geographical Society expedition to the Taku Glacier in 1950. Fresh water, drawn from the glacier, was used as the drilling fluid, and three holes were drilled, to a maximum depth of 89 m. Cores were retrieved, but in poor condition. Seawater has also been tried as a drilling fluid. The first time a fluid other than water was used with a conventional rotary rig was in late 1958, at Little America V, where diesel fuel was used for the last few metres of a 254 m hole.
### Wireline
A wireline drill uses air or fluid circulation, but also has a tool that can be lowered into the drillpipe to retrieve a core without removing the drill string. The tool, called an overshot, latches onto the core barrel and pulls it up to the surface. When the core is removed, the core barrel is lowered back into the borehole and reattached to the drill. A wireline core drilling project was planned in the 1970s for the International Antarctic Glaciological Project, but was never completed, and the first wireline ice drilling project took place in 1976, as part of the Ross Ice Shelf Project (RISP). A hole was started in November of that year with a wireline drill, probably using air circulation, but problems with the overshot forced the project to switch to thermal drilling when the hole was 103 m deep. The RISP project reached over 170 m with another wireline drill the following season, and several 1980s Soviet expedition also used wireline drills, after starting the holes with an auger drill and casing the holes. The Agile Sub-Ice Geological (ASIG) drill, designed by IDDO to collect sub-glacial cores, is a recent wireline system; it was first used in the field in the 2016–2017 season, in West Antarctica.
### Assessment
There are many disadvantages to using conventional rotary rigs for ice drilling. When a conventional rotary rig is used for coring, the entire drill string must be hoisted out of the borehole each time the core is retrieved; each length of pipe in turn must be unscrewed and racked. As the hole gets deeper, this becomes very time-consuming. Conventional rigs are very heavy, and since many ice drilling sites are not easily accessible these rigs place a large logistical burden on an ice drilling project. For deep holes, a drilling fluid is required to maintain pressure in the borehole and prevent the hole from closing up because of the pressure the ice is under; a drilling fluid requires additional heavy equipment to circulate and store the fluid, and to separate the circulated material. Any circulation system also requires the upper part of the hole, through the snow and firn, to be cased, since circulated air or fluid would escape through anything more permeable than ice. Commercial rotary rigs are not designed for extremely cold temperatures, and in addition to problems with components such as the hydraulics and fluid management systems, they are designed to operate outdoors, which is impractical in extreme environments such as Antarctic drilling.
Commercial rotary rigs can be effective for large-diameter holes, and can also be used for subglacial drilling into rock. They have also been used with some success for rock glaciers, which are challenging to drill because they contain a heterogeneous mixture of ice and rock.
## Flexible drillstem rigs
Flexible drillstem rigs use a drill string that is continuous, so that it does not have to be assembled or disassembled, rod by rod or pipe by pipe, when tripping in or out. The drill string is also flexible, so that when out of the borehole it can be stored on a reel. The drill string may be a reinforced hose, or it may be steel or composite pipe, in which case it is known as a coiled-tubing drill. Rigs designed along these lines began to appear in the 1960s and 1970s in mineral drilling, and became commercially viable in the 1990s.
Only one such rig, the rapid air movement (RAM) system developed at the University of Wisconsin-Madison by Ice Coring and Drilling Services (ICDS), has been used for ice drilling. The RAM drill was developed in the early 2000s, and was originally designed for drilling shot holes for seismic exploration. The drill stem is a hose through which air is pumped; the air drives a turbine that powers a downhole rotary drill bit. Ice cuttings are removed by the exhaust air and fountain out of the hole. The compressor increases the temperature of the air by about 50°, and it is cooled again before being pumped downhole, with a final temperature about 10° warmer than the ambient air. This means it cannot be used in ambient temperatures warmer than −10 °C. To avoid ice forming in the hose, ethanol is added to the compressed air. The system, which includes a winch to hold 100 m of hose, as well as two air compressors, is mounted on a sled. It has successfully drilling hundreds of holes in West Antarctica, and was easily able to drill to 90 m in only 25 minutes, making it the fastest ice drill. It was also used by the Askaryan Radio Array project in 2010–2011 at the South Pole, but was unable to drill below 63 m there because of variations in the local characteristics of the ice and firn. It cannot be used in a fluid-filled hole, which limits the maximum hole depth for this design. The main problem with the RAM drill is a loss of air circulation in firn and snow, which might be addressed by using reverse air circulation, via a vacuum pump drawing air up through the hose. As of 2017 IDDO is planning a revised design for the RAM drill to reduce the weight of the drill, which is currently 10.3 tonnes.
Other flexible drill stem designs have been considered, and in some cases tested, but as of 2016 none had been successfully used in the field. One design suggested using hot water to drill via a hose, and replacing the drillhead with a mechanical drill for coring once the depth of interest is reached, using the hot water both to hydraulically power the down hole motor, and to melt the resulting ice cuttings. Another design, the RADIX drill, produces a very narrow hole (20 mm) and is intended for rapid drilling access holes; it uses a small hydraulic motor on a narrow hose. It was tested in 2015 but found to have difficulty with cuttings transport, probably because of the very narrow space available between the hose and the borehole wall.
Coiled-tubing designs have never been successfully used for ice drilling. Coring operations would be particularly difficult, since a coring drill must trip out and in for each core, which would lead to fatigue; the tubing is typically rated for a lifetime of only 100 to 200 trips.
## Cable-suspended electromechanical drills
A cable-suspended drill has a downhole system, known as a sonde, to drill the hole. The sonde is connected to the surface by an armoured cable, which provides power and enables the drill to be winched in and out of the hole. Electromechanical (EM) cable-suspended drills have a cutting head, with blades that shave the ice as they rotate, like a carpenter's plane. The depth of penetration of the cut is adjusted by a device called a shoe, which is part of the cutting head. The ice cuttings are stored in a chamber in the sonde, either in the core barrel, above the core, or in a separate chamber, further up the drill.
The cuttings can be transported by auger flights or by fluid circulation. Drills that rely on auger flights and which are not designed to work in a fluid-filled hole are limited to depths at which borehole closure is not a problem, so these are known as shallow drills. Deeper holes have to be drilled with drilling fluid, but whereas circulation in a rotary drill takes the fluid all the way down and then up the borehole, cable-suspended drills only need to circulate the fluid from the drill head up to the cuttings chamber. This is known as bottom-hole circulation.
The upper part of the sonde has an antitorque system, which most commonly consists of three or four leaf-springs that press out against the borehole walls. Sharp edges on the leaf springs catch in the walls and provide the necessary resistance to prevent this part of the drill from rotating. At the point where the cable connects to the sonde, most drills include a slip ring, to allow the drill to rotate independently of the cable. This is to prevent torque damage to the cable if the anti-torque system fails. Coring drills may also have a weight that can be used as a hammer to assist in breaking the core, and a chamber for any instrumentation or sensors needed.
At the bottom of the sonde is the cutting head, and above this is the core barrel, with auger flights around it on shallow drills, and typically an outer barrel around that, usually with internal vertical ribs or some other way of providing additional impetus to the upward-bound cuttings on the flights. If there is a separate chip chamber it will be above the core barrel. The motor, with suitable gearing, is also above the core barrel.
Shallow drills can retrieve cores up to 300–350 m deep, but core quality is much improved if drilling fluid is present, so some shallow drills have been designed to work in wet holes. Tests reported in 2014 showed that wet drilling, with the top of the drilling fluid no deeper than 250 m, would maintain good core quality.
Drilling fluids are necessary for drilling deep holes, so the cable-suspended drills that are used for these projects use a pump to provide fluid circulation, in order to remove the cuttings from the bit. A few drills designed for use with drilling fluid also have auger flights on the inner barrel. As with shallow drills, the cuttings are stored in a chamber above the core. The circulation can be in either direction: down the inside of the drill string, and up between the core barrel and the borehole wall, or in the reverse direction, which has become the favoured approach in drill design as it gives better cuttings removal for a lower flow rate. Drills capable of reaching depths over 1500 m are known as deep drilling systems; they have generally similar designs to the intermediate systems that can drill from 400 m to 1500 m, but must have heavier and more robust systems such as winches, and have longer drills and larger drilling shelters. Core diameters for these drills have varied from 50 mm to 132 mm, and the core length from as short as 0.35 m up to 6 m. A common design feature of these deep drills is that they can be tipped to the horizontal to make it easier to remove the core and the cuttings. This reduces the required height of the mast, but requires a deep slot to be cut into the ice, to make room for the sonde to swing up.
The first cable-suspended electromechanical drill was invented by Armais Arutunoff for use in mineral drilling; it was tested in 1947 in Oklahoma, but did not perform well. CRREL acquired a reconditioned Arutunoff drill in 1963, modified it for drilling in ice, and in 1966 used it to extend a hole at Camp Century in Greenland to the base of the ice cap, at 1387 m, and 4 m further into the bedrock.
Many other drills have since been based on this basic design. A recent variation on the basic EM drill design is the Rapid Access Isotope Drill, designed by the British Antarctic Survey to drill dry holes to 600 m. This drill does not collect a complete ice core; instead it will collect ice cuttings, using a cutting head similar to a spoonborer. The resulting access hole will be used for temperature profiling, and along with the isotope results which will indicate the age of the ice, the data will be used for modeling the ice profile down to bedrock in order to determine the best place to drill to obtain the oldest possible undisturbed basal ice. The drill is expected to reach 600 m in 7 days of drilling, rather than the 2 months which would be needed to drill a core; the speed is because the cutters can be more aggressive as core quality is not an issue, and because the borehole is narrow which reduces power requirements for the winch.
## Thermal drills
Thermal drills work by applying heat to the ice at the bottom of the borehole to melt it. Thermal drills in general are able to drill successfully in temperate ice, where an electromechanical drill is at risk of jamming because of ice forming in the borehole. When used in colder ice, some form of antifreeze is likely to be introduced into the borehole to prevent the meltwater from freezing in the drill.
### Hot water and steam drills
Hot water can be used to drill in ice by pumping it down a hose with a nozzle at the end; the jet of hot water will quickly produce a hole. Letting the hose dangle freely will produce a straight hole; as the hole gets deeper the weight of the hose makes this hard to manage manually, and at a depth of about 100 m it becomes necessary to run the hose over a pulley and enlist some method to help lower and raise the hose, usually consisting of a hose reel, capstan, or some type of hose assist. Since the pressure in the hose is proportional to the square of the flow, hose diameter is one of the limiting factors for a hot-water drill. To increase flow rate beyond a certain point, the hose diameter must be increased, but this will require significant capacity increases elsewhere in the drill design. Hoses that are wrapped around a drum before being pressurized will exert constricting force on the drum, so the drums must be of robust design. Hoses must wrap neatly when spooling up, to avoid damage; this can be done manually for smaller systems, but for very large drills a level-wind system has to be implemented. The hose ideally should have the tensile strength to support its weight when spooling into the hole, but for very deep holes a supporting cable may need to be used to support the hose.
Steam can also be used in place of hot water, and does not need to be pumped. A handheld steam drill is able to rapidly drill short holes, for example for ablation stakes, and both steam and hotwater drills can be made light enough to be hand carried. A guide tube can be used to help keep the borehole straight.
In cold ice, a borehole drilled with hot water will close up as the water freezes. To avoid this, the drill can be run back down the hole, warming the water and hence the surrounding ice. This is a form of reaming. Repeated reamings will raise the temperature of the surrounding ice to the point where the borehole will stay open for longer periods. However, if the goal is to measure temperature in the borehole, then it is better to apply as little additional heat as possible to the surrounding ice, which means that a higher energy drill with a high water flow rate is desirable, since this will be more efficient. If there is a risk of the drill freezing in, a "back drill" can be included in the design. This is a mechanism which redirects the hot water jet upwards if the drill meets with resistance on tripping out. A separate hot water reamer can also be used, jetting hot water sideways onto the borehole walls as it passes.
Boreholes drilled with hot water are rather irregular, which makes them unsuitable for certain kinds of investigations, such as speed of borehole closure, or inclinometry measurements. The warm water from the nozzle will continue to melt the borehole walls as it rises, and this will tend to make the hole cone-shaped—if the hole is being drilled at a location with no surface snow or firn, such as an ablation zone in a glacier, then this effect will persist to the top of the borehole.
The water supply for a hot water drill can come from water at the surface, if available, or melted snow. The meltwater in the borehole can be reused, but this can only be done once the hole penetrates below the firn to the impermeable ice layer, because above this level the meltwater escapes. The pump to bring the meltwater back to the surface must be placed below this level, and in addition, if there is a chance that the borehole will penetrate to the base of the ice, the drilling project must plan for the likelihood that this will change the water level in the hole, and ensure that the pump is below the lowest likely level. Heating systems are usually adapted from the heaters used in the pressure washer industry.
When any thermal drilling method is used in dirty ice, the debris will accumulate at the bottom of the borehole, and start to impede the drill; enough debris, in the form of sand, pebbles, or a large rock, could completely stop progress. One way to avoid this is to have a nozzle angled at 45°; using this nozzle will create a side channel into which the obstructions will go. Vertical drilling can then start again, bypassing the debris. Another approach is to recirculate the water at the bottom of the hole, with an electrical heater embedded in the drill head and filters in the circulation. This can remove most of the small debris that impedes the drillhead.
A different problem with impure ice comes from contaminants brought in by the project, such as clothing and wood fibres, dust, and grit. Using snow from around the campsite to supply the drill with water is often necessary at the start of drilling, as the hole will not yet have reached the impermeable ice, so water cannot be pumped back up from the bottom of the hole; shoveling this snow into the drill's water supply will pass these contaminants through the drill mechanism, and can damage the pumps and valves. A fine filter is required to avoid these problems.
An early expedition using hot water drills was in 1955, to the Mer de Glace; Électricité de France used hot water to reach the base of the glacier, and also used equipment that sprayed multiple jets simultaneously to create a tunnel under the ice. More development work was done in the 1970s. Hot water drills are now capable of drilling very deep holes and capable of clean access for sub glacial lakes: for example, between 2012 and 2019 on the WISSARD/SALSA project, the WISSARD drill, a mid-sized hot water drill, drilled clean access up to 1 km at Lake Mercer in Antarctica; and between 2004 and 2011, a large hot water drill at the South Pole was used to drill 86 holes to a depth of 2.5 km to set strings of sensors in the boreholes, for the IceCube project. Hot water coring drills have also been developed but are susceptible to debris stopping forward motion in dirty ice.
An early steam drill was developed by F. Howorka in the early 1960s for work in the Alps. Steam drills are not used for holes deeper than 30 m, as they are quite inefficient due to thermal losses along the hose, and pressure losses with increasing depth under water. They are primarily used for quickly drilling shallow holes.
### Hotpoints
Instead of using a jet of hot water or steam, thermal drills can also be constructed to provide heat to a durable drillhead, for example by pumping hot water down and back up again inside the drill string, and use that to melt the ice. Modern thermal drills use electrical power to heat the drillhead instead.
It is possible to drill with a hotpoint that consists of an electrical heating element, directly exposed to the ice; this means that the element must be able to work underwater. Some drills instead embed the heating element in a material such as silver or copper that will conduct the heat quickly to the hotpoint surface; these can be constructed so that the electrical connections are not exposed to water. Electrothermal drills require a cable to bring the power down the hole; the circuit can be completed via the drillpipe if one is present. A transformer is needed in the drill assembly since the cable must carry high voltage to avoid power dissipation. It is more difficult to arrange electrical power at a remote location than to generate heat via a gas boiler, so hotpoint drills are only used for boreholes up to a few hundred metres deep.
The earliest attempt to use heat to drill in ice was in 1904, when C. Bernard, drilling at the Tête Rousse Glacier, tried using heated iron bars to drill with. The ends of the bars were heated until incandescent, and lowered into the borehole. The first true hotpoint was used by Mario Calciati in 1942 on the Hosand Glacier. Calciati pumped hot water from the surface down the drillstem, and back up after it had passed through the drillhead. Other hotpoint designs have used electrical heating to heat the drillhead; this was done in 1948 by a British expedition to the Jungfraujoch, and by many other drill designs since then. Hotpoints do not produce cores, so they are used primarily for creating access holes.
### Electrothermal coring drills
The development in the 1960s of thermal coring drills for intermediate depth holes was prompted by the problems associated with rotary coring drills, which were too costly to use for polar ice cores because of the logistical problems caused by their weight. The components of a thermal drill are generally the same as for a cable-suspended EM drill: both have a mast and winch, and an armoured cable to provide power downhole to a sonde, which includes a core barrel. No antitorque system is needed for a thermal drill, and instead of a motor that provides torque, the power is used to generate heat in the cutting head, which is ring shaped to melt an annulus of ice around the core. Some drills may also have a centralizer, to keep the sonde in the middle of the borehole.
The sonde of an electrothermal drill designed to run submerged in meltwater may consist almost entirely of the core barrel plus the heated cutting head (diagram (a) in the figure to the right). Alternative designs for use in colder ice (see diagram (b) at right) may have a compartment above the core barrel, and tubes that run down to just above the cutting head; a vacuum pump sucks up the meltwater. In these drills the meltwater must be emptied at the surface at the end of each coring run.
Another approach (see (c) at right) is to use a drilling fluid that is a mixture of ethanol and water, with the exact proportions determined by the ice temperature. In these drills there is a piston above the core barrel and at the start of a run the piston is at the bottom of the sonde, and the space above is filled with drilling fluid. As the drills cuts downwards, the core pushes the piston up, pumping the fluid down and out around the cutting head, where it mixes with the meltwater and prevents it from freezing. The piston is the only moving part, which simplifies the design; and the core barrel can take up much of the length of the sonde, whereas drills which suck out the meltwater in order to drill in a dry hole have to sacrifice a large section of the sonde for meltwater storage.
Thermal drills designed for temperate ice are light and straightforward to operate, which makes them suitable for use on high-altitude glaciers, though this also requires that the drill can be disassembled into components for human-powered transport to the most inaccessible locations, since helicopters may not be able to reach the highest glaciers.
Electrothermal drill designs date back to the 1940s. An electrothermal drill was patented in Switzerland in May 1946 by René Koechlin, and was used in Switzerland, and in 1948 a British expedition to the Jungfraujoch drilled to the bed of the glacier using an electrothermal design. Twenty electrothermal coring drills were designed between 1964 and 2005, though many designs were abandoned because of the higher performance of EM coring drills.
## Autonomous probes
If the goal is to obtain instrument readings from within the ice, and there is no need to retrieve either the ice or the drill system, then a probe containing a long spool of cable and a hotpoint can be used. The hotpoint allows the probe to melt its way through the ice, unreeling the cable behind it. The meltwater will refreeze, so the probe cannot be recovered, but it can continue to penetrate the ice until it reaches the limit of the cable it carries, and send instrument readings back up through the cable to the surface. Known as Philberth probes, these devices were designed by Karl and Bernhard Philberth in the 1960s as a way to store nuclear waste in the Antarctic, but were never used for that purpose. Instead, they were adapted to use for glaciological research, reaching a depth of 1005 metres and sending temperature information back to the surface when tested in 1968 as part of the Expédition Glaciologique Internationale au Groenland (EGIG).
Because thermal probes support their weight on the ice at the bottom of the borehole, they lean slightly out of the vertical, and this means they have a natural tendency to stray away from a vertical borehole towards the horizontal. Various methods have been proposed to address this. A cone-shaped tip, with a layer of mercury above the tip, will cause additional heat transfer to the lower side of a slanting borehole, increasing the speed of melting on that side, and returning the borehole to the vertical. Alternatively the probe can be constructed to be supported by ice above its centre of gravity, by providing two heating rings, one of which is towards the top of the probe, and has a greater diameter than the rest of the probe. Giving this upper ring a slightly lower heating power will cause the probe to have more bearing pressure on the upper ring, which will give it a natural tendency to swing back to vertical if the borehole starts to deviate. The effect is called pendulum steering, by analogy with the tendency of a pendulum always to swing back towards a vertical position.
In the 1990s NASA combined the Philberth probe design with ideas drawn from hot-water drills, to design a cryobot probe that had hot water jets in addition to a hotpoint nose. Once the probe was submerged in a thin layer of meltwater, the water was drawn in and reheated, emerging at the nose as a jet. This design was intended to help move particulate matter away from the nose, as a hot-water drill tends to. A version with no analytical tools on board was built and field tested in Svalbard, Norway, in 2001. It penetrated to 23 m, successfully passing through layers of particulates.
Cryobots remain in good thermal contact with the surrounding ice throughout their descent, and in very cold ice this can drain a substantial fraction of their power budget, which is finite since they must carry their power source with them. This makes them unsuitable for investigating the Martian polar ice cap. Instead, NASA added a pump to the cryobot design, to raise meltwater to the surface, so that the probe, known as the SIPR (for Subsurface Ice Probe) descends in a dry hole. The lower gravity on Mars means that the overburden pressure on the ice cap is much less, and an open borehole is expected to be stable to a depth of 3 km, the expected depth of the ice cap. The meltwater can then be analyzed at the surface. Pumping through a vertical tube will cause mixing, so to ensure discrete samples for analysis at the surface, a large bore and a small bore tube are used; the small bore tube is used for sampling, and then its contents are allowed to return to the probe and are pumped back up the large bore tube for use in experiments that do not depend on stratigraphy, such as searches for living organisms. Leaving the analytical instruments on the surface reduces the necessary size of the probe, which helps make this design more efficient.
Along with the water transport tubes, a heated wire ensures that the water stays liquid all the way to the surface, and power and telemetry is also carried from the surface. To keep the hole vertical the probe can sense when it is deviating, and the jets of hot water are adjusted to compensate. The drill is expected to make use of solar power in operation, meaning it must be able to function on less than 100 W when in sunlight. A fully built version of the probe was successfully tested in Greenland in 2006, drilling to a depth of 50 m. NASA has proposed a similar design for drilling in the ice on Europa, a moon of Jupiter. Any such probe would have to survive temperatures of 500 °C while being sterilized to avoid biological contamination of the target environment.
## Other drill types
### Snow samplers
Snow samples are taken to measure the depth and density of the snow pack in a given area. Measurements of depth and density can be converted into a snow water equivalent (SWE) number, which is the depth of water that would result from converting the snow into water. Snow samplers are typically hollow cylinders, with toothed ends to help them penetrate the snow pack; they are used by pushing them into the snow, and then pulling them out along with the snow in the cylinder. Weighing the cylinder full of snow and subtracting the weight of the empty cylinder gives the snow weight; samplers usually have lengthwise slots to allow the depth of the snow to be recorded as well, though a sampler made of transparent material makes this unnecessary.
The sampler must grip the snow well enough to keep the snow inside the cylinder as it is removed from the snow, which is easier to accomplish with a smaller diameter cylinder; however, larger diameters give more accurate readings. Samples must avoid compacting the snow, so they have smooth inner surfaces (usually of anodized aluminium alloy, and sometimes waxed in addition) to prevent the snow from gripping the sides of the cylinder as it is pushed in. A sampler may penetrate light snow under its own weight; denser snow pack, firn, or ice, may require the user to rotate the sampler gently so that the cutting teeth are engaged. Pushing too hard without successfully cutting a dense layer may cause the sample to push the layer down; this situation can be identified because the snow level inside the sampler will be lower than the surrounding snow. Multiple readings are usually taken at each location of interest, and the results are averaged. Snow samplers are usually accurate to within about 5–10%.
The first snow sampler was developed by J.E. Church in the winter of 1908/1909, and the most common modern snow sampler, known as the Federal snow sampler, is based on Church's design, with some modifications by George D. Clyde and the U.S. Soil Conservation Service in the 1930s. It can be used for sampling snow up to 9 m in depth.
### Penetration testers
Penetration testing involves inserting a probe into snow to determine the snow's mechanical properties. Experienced snow surveyors can use an ordinary ski pole to test snow hardness by pushing it into the snow; the results are recorded based on the change in resistance felt as the pole is inserted. A more scientific tool, invented in the 1930s but still in widespread use, is a ram penetrometer. This takes the form of a rod with a cone at the lower end. The upper end of the rod passes through a weight that is used as a hammer; the weight is lifted and released, and hits an anvil—a ledge around the rod which it cannot pass—which drives the rod into the snow. To take a measurement, the rod is placed on the snow and the hammer is dropped one or more times; the resulting depth of penetration is recorded. In soft snow a lighter hammer can be used to obtain more precise results; hammer weights range from 2 kg down to 0.1 kg. Even with lighter hammers, ram penetrometers have difficulty distinguishing thin layers of snow, which limits their usefulness with regard to avalanche studies, since thin and soft layers are often involved in avalanche formation.
Two lightweight tools are in wide use that are more sensitive than ram penetrometers. A snow micro-penetrometer uses a motor to drive a rod into snow, measuring the force required; it is sensitive to 0.01–0.05 newtons, depending on the snow strength. A SABRE probe consists of a rod that is inserted manually into snow; accelerometer readings are then used to determine the penetrative force needed at each depth, and stored electronically.
For testing dense polar snow, a cone penetrometer test (CPT) is use, based on the equivalent devices used for soil testing. CPT measurements can be used in hard snow and firn to depths of 5–10 m.
### Rotary auger rigs
Commercially available rotary rigs have been used with large augers to drill in ice, generally for construction or for holes to gain access below the ice. Although they are unable to produce cores, they have been intermittently used by US and Soviet scientific expeditions in the Antarctic. In 2012, a British Antarctic Survey expedition to drill down to Lake Ellsworth, two miles below the surface of the Antarctic ice, used an Australian earth auger driven by a truck-mounted top drive to help drill two 300 m holes as part of the project, though in the event the project was delayed.
Powered augers designed to drill large holes through ice for winter fishing may be mounted on a snow vehicle, or a tractor or sled; hole diameters can be as high as 350 mm. These rigs have been produced commercially in both the US and the USSR, but are no longer in common use.
### Flame-jet drills
A flame-jet drill, more usually used to drill through crystalline rocks, was used to drill through ice on the Ross Ice Shelf, in the 1970s. The drill burns fuel oil, and can be run under water as long as enough compressed air is available. It drills rapidly, but produces an irregular hole contaminated by soot and fuel oil.
### Vibratory drills
A Soviet-designed drill used a motor to provide vertical vibration to the barrel of the drill at 50 Hz; the drill had an outer diameter of 0.4 m, and in tests at Vostok Station in the Antarctic drilled a 6.5 m hole, with a 1.2 m drilling run taking between 1 and 5 minutes to complete. The drill's steel edges compacted snow into the core, which helped it stick to the inside of the barrel when the drill was winched out of the hole.
## Drilling system components
### Cutters
Mechanical drills typically have three cutters, spaced evenly around the drill head. Two cutters leads to vibration and poorer ice core quality, and tests of drillheads with four cutters have produced unsatisfactory performance. Geometric design varies, but the relief angle, α, varies from 5–15°, with 8–10° the most common range in cold ice, and the cutting angle, δ, varies from 45° (the most common in cold ice) up to 90°. The safety angle, between the underside of the cutting blade and the ice, can be as low as 0.8° in successful drill designs. Different shapes for the end of the blade have been tried: flat (the most common design), pointed, rounded, and scoop shaped.
Cutters have to be made of extremely strong materials, and usually have to be sharpened after every 10–20 m of drilling. Tool steels containing carbon are not ideal because the carbon makes the steel brittle in temperatures below −20 °C. Sintered tungsten carbide has been suggested for use in cutters, since it is extremely hard, but the best tool steels are more cost effective: carbide cutters are fixed to the body of the cutting tool by cold pressing or brass soldering, and cannot easily be unmounted and sharpened in the field.
The cutting depth is controlled by mounting shoes on the bottom of the drill head; these ride on the ice surface and so limit how deep the cutter can penetrate in each revolution of the drill. They are most commonly mounted just behind the cutters, but this position can lead to ice accumulating in the gap between the cutter and the shoe. So far it has not proved possible to correct this by modifying the shoe design.
### Drilling fluids
Drilling fluids are necessary for borehole stability in deep cores, and can also be used to circulate cuttings away from the bit. Fluids used include water, ethanol/water and water/ethylene glycol mixtures, petroleum fuels, non-aromatic hydrocarbons, and n-butyl acetate.
- Water is the cheapest and cleanest option; it may be present on the glacial surface or may be created by thermal drilling. In cold ice some form of antifreeze is necessary, or heat must be reapplied by reaming the hole periodically.
- Ethanol and water. Ethanol acts as an anti-freeze in water; at sufficient concentrations it can reduce the freezing temperature of the mixture to well below any temperature likely to be encountered in ice drilling. The concentration must be chosen to prevent the liquid freezing and also to maintain the borehole against the ice overburden pressure. Because the density of the mixture decreases with lower temperatures, vertical convection will develop in boreholes where temperatures decrease with depth, as the lighter mixture rises. This causes slush to form in the borehole, though successful drilling is still possible. Ethanol is one of the cheapest options for a drilling fluid, and requires less storage space than other options because in use it is diluted with water. A Soviet expedition left an 800 m borehole in Antarctica filled with ethanol and water at an ice temperature of −53 °C; after 11 months the borehole remained open and drilling was resumed with no problems. A problem with this option is that the mixture will penetrate cores that have cracks.
- Ethylene glycol and water was used at Camp Century in 1966 in the lower part of the hole to dissolve the cuttings.
- Petroleum fuels. This includes diesel, jet fuel, and kerosene. They are inexpensive and easily available, and were once in common use; disadvantages include flammability and the aromatics they contain, which are a health hazard.
- Non-aromatic hydrocarbons. As of 2009 these had become the most commonly used drilling fluids; eliminating the aromatics resolved the health issues with these fluids. They are significantly more expensive than untreated petroleum fuels.
- n-Butyl acetate. A widely used fuel in the 1990s, because it is a close match for the density of ice, this is now unpopular because it dissolves many materials, which prevents their use in the drilling equipment it comes in contact with. It is also flammable and corrosive, and protective clothing and in some cases masks may be necessary for people exposed to it.
- ESTISOL-based fluids. ESTISOL is an ester, like n-butyl acetate, but it has no health concerns.
Densifiers are used in drilling fluids to adjust the density of the fluid to match the surrounding ice. Perchloroethylene and trichloroethylene were often used in early drilling programs, in combination with petroleum fuels. These have been phased out for health reasons. Freon was a temporary replacement, but has been banned by the Montreal Protocol, as has HCFC-141b, a hydrochlorofluorocarbon densifier used once Freon was abandoned. Future options for drilling fluids include low molecular weight esters, such as ethyl butyrate, n-propyl propionate, n-butyl butyrate, n-amyl butyrate and hexyl acetate; mixtures of various kinds of ESTISOL; and dimethyl siloxane oils.
### Anti-torque
The two main requirements of an anti-torque system are that it should prevent rotation of the sonde, and it should allow easy movement of the drill up and down the borehole. Attempts have been made to design drills with counter-rotating components so that overall torque is minimized, but these have had limited success. Five kinds of anti-torque systems have been devised for use with cable-suspended EM drills, though not all are in current use, and some drills have used a combination of more than one design. The first drill to require an anti-torque system was used at Camp Century by CRREL in 1966; the drill incorporated a set of hinged friction blades that swung out from the sonde when the drill motor was started. These were found to have very weak friction against the borehole wall, and were ineffective; the drill had to be controlled carefully to prevent twisting the cable. No other drills have attempted to use this approach.
For the next deployment of the drill leaf springs were installed, and this has proved to be a more durable design. These are mounted vertically, with a curve outwards so that they are easily compressed by the borehole wall, and can slide up and down with the movement of the drill. They pass easily through any areas of irregularity in the borehole, but the edges of the springs cut into the borehole wall and prevent rotation. Leaf springs are very simple mechanically, with the additional benefit of being easy to adjust by changing the spacing between the end points. They can be placed anywhere on the drill that does not rotate, so they do not add length to the sonde. The shape is usually a fourth-order parabola, since this has been determined to provide the most even loading against the borehole wall. Leaf springs have been found to be so effective that they can prevent rotation even in heavy drills running at full power.
Skate antitorque systems have blades attached to vertical bars which are pushed against the borehole wall; the blades dig into the wall and provide the anti-torque. Skates can be built with springs which allow them to keep the blades pressed against the wall in an irregular borehole, and to prevent problems in narrower parts of the borehole. Although skates are a popular design for anti-torque and have been used with success, they have difficulty preventing rotation in firn and at boundaries between layers of different densities, and can cause problems when drilling with high torque. When they fail, they act as reamers, removing chips from the wall which can fall to the drillbit and interfere with drilling.
In the 1970s, the Japanese Antarctic Research Expedition (JARE) group designed several drills using side-mill cutters. These are toothed gears that are driven from the rotation of the main drill motor via 45° spiral gears; their axis of rotation is horizontal, and they are placed so that the teeth cut four vertical slots in the borehole wall. Guide fins higher on the sonde travel in these slots and provide the antitorque. The design was effective at preventing rotation of the sonde, but it proved to be almost impossible to realign the guide fins with the existing slots when tripping in. Misalignment increased the chance of the drill getting stuck in the borehole; and there was also a risk of ice cuttings from the mill cutters jamming in between the drill and the borehole wall, causing the drill to get stuck. The system was used again in a drill developed in China in the 1980s and 1990s, but the problems inherent in the design are now considered insuperable and it is no longer in use.
The most recent anti-torque system design is the use of U-shaped blades, made of steel and fixed vertically to the sides of the sonde. Initial implementations ran into problems with thin blades bending too easily, and thick blades providing too much resistance to vertical movement of the sonde, but the final design can generate strong resistance to torque in both firn and ice.
Drills may be designed with more than one anti-torque system in order to take advantage of the different performance of the different designs in different kinds of snow and ice. For example, a drill may have skates to be used in hard firn or ice, but also have a leaf-spring system, which will be more effective in soft firn.
### Breaking and retaining cores
In ice core drilling, when an annulus has been drilled around the core to be retrieved, the core is still attached to the ice sheet at its lower end, and this connection has to be broken before the core can be retrieved. One option is to use a collet, which is a tapered ring inside the cutting head. When the drill is pulled up, the collet compresses the core and holds it, with loose ice chips wedged in it increasing the compression. This breaks the core and holds it in the barrel once it has broken. Collets are effective in firn but less so in ice, so core dogs, also known as core catchers, are often used for ice cores.
A typical ice drill core dog has a dog-leg shape, and will be built into the drill head with the ability to rotate, and with a spring supplying some pressure against the core. When the drill is lifted, the sharp point of the core dog engages and rotates around, causing the core to break. Some core dogs have a shoulder to stop them from over-rotating. Most drill heads have three core dogs, though having only two core dogs is possible; the asymmetric shearing force helps break the core. The angle, δ, between the core dog point and the core, has been the subject of some investigation; a study in 1984 concluded that the optimum angle was 55°, and a later study concluded that the angle should be closer to 80°. Core catchers are made from hardened steel, and need to be as sharp as possible. The force required to break the core varies with temperature and depth, and in warm ice the core dogs may gouge grooves up the core before they catch and it breaks. Some drills may also include a weight that can be used as a hammer, to provide an impact to help in breaking the core.
For snow and firn, where the core material may be at risk of falling out of the bottom of the core barrel, a basket catcher is a better choice. These catchers consist of spring wires or thin pieces of sheet metal, placed radially around the bottom of the core barrel and pressed against the side of the barrel by the core as the drill descends around it. When the drill is lifted, the ends of the catcher engage with the core and break it from the base, and act as a basket to hold it in place while it is brought to the surface.
### Casing
Casing, or lining a hole with a tube, is necessary whenever drilling operations require that the borehole be isolated from the surrounding permeable snow and firn. Uncased holes can be drilled with fluid by using a hose lowered into the hole, but this is likely to lead to increased drilling fluid consumption and environmental contamination from leaks. Steel casing was used in the 1970s, but rust from the casing caused damage to the drills, and the casing was not sealed, leading to fluid leaks. There were also problems with the casing tubes not being centered, which caused damage to the drill bit as it was lowered through the casing. Fibreglass and HDPE casing has become more common, with junctions sealed with PTFE tape, but leaks are frequent. Heat fusion welding for HDPE casing is a possible solution. To seal the bottom of the casing, water can be pumped to the bottom of the hole once the casing is set, or a thermal head can be used to melt ice around the casing shoe, creating a seal when the water freezes again. Another approach is to use a hotpoint drill, saturating the snow and firn with melted water, which will then freeze and seal the borehole.
Low-temperature PVC tubing is not suitable for permanent casing, since it cannot be sealed at the bottom, but it can be used to pass drilling fluid through the permeable zone. Its advantage is that it requires no connections since it can be coiled on a reel for deployment.
## See also
- History of ice drilling
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S-50 (Manhattan Project)
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Manhattan Project uranium enrichment facility
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"Buildings and structures in Roane County, Tennessee",
"History of the Manhattan Project",
"Isotope separation facilities of the Manhattan Project",
"Oak Ridge, Tennessee"
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The S-50 Project was the Manhattan Project's effort to produce enriched uranium by liquid thermal diffusion during World War II. It was one of three technologies for uranium enrichment pursued by the Manhattan Project.
The liquid thermal diffusion process was not one of the enrichment technologies initially selected for use in the Manhattan Project, and was developed independently by Philip H. Abelson and other scientists at the United States Naval Research Laboratory. This was primarily due to doubts about the process's technical feasibility, but inter-service rivalry between the United States Army and United States Navy also played a part.
Pilot plants were built at the Anacostia Naval Air Station and the Philadelphia Navy Yard, and a production facility at the Clinton Engineer Works in Oak Ridge, Tennessee. This was the only production-scale liquid thermal diffusion plant ever built. It could not enrich uranium sufficiently for use in an atomic bomb, but it could provide slightly enriched feed for the Y-12 calutrons and the K-25 gaseous diffusion plants. It was estimated that the S-50 plant had sped up production of enriched uranium used in the Little Boy bomb employed in the atomic bombing of Hiroshima by a week.
The S-50 plant ceased production in September 1945, but it was reopened in May 1946, and used by the United States Army Air Forces Nuclear Energy for the Propulsion of Aircraft (NEPA) project. The plant was demolished in the late 1940s.
## Background
The discovery of the neutron by James Chadwick in 1932, followed by that of nuclear fission in uranium by the German chemists Otto Hahn and Fritz Strassmann in 1938, and its theoretical explanation (and naming) by Lise Meitner and Otto Robert Frisch soon after, opened up the possibility of a nuclear chain reaction with uranium. Fears that a German atomic bomb project would develop nuclear weapons, especially among scientists who were refugees from Nazi Germany and other fascist countries, were expressed in the Einstein-Szilard letter. This prompted preliminary research in the United States in late 1939.
Niels Bohr and John Archibald Wheeler applied the liquid drop model of the atomic nucleus to explain the mechanism of nuclear fission. As the experimental physicists studied fission, they uncovered puzzling results. George Placzek asked Bohr why uranium seemed to fission with both fast and slow neutrons. Walking to a meeting with Wheeler, Bohr had an insight that the fission at low energies was due to the uranium-235 isotope, while at high energies it was mainly due to the far more abundant uranium-238 isotope. The former makes up 0.714 percent of the uranium atoms in natural uranium, about one in every 140; natural uranium is 99.28 percent uranium-238. There is also a tiny amount of uranium-234, 0.006 percent.
At the University of Birmingham in Britain, the Australian physicist Mark Oliphant assigned two refugee physicists—Frisch and Rudolf Peierls—the task of investigating the feasibility of an atomic bomb, ironically because their status as enemy aliens precluded their working on secret projects like radar. Their March 1940 Frisch–Peierls memorandum indicated that the critical mass of uranium-235 was within an order of magnitude of 10 kg, which was small enough to be carried by a bomber of the day. Research into how uranium isotope separation (uranium enrichment) could be achieved assumed enormous importance. Frisch's first thought about how this could be achieved was with liquid thermal diffusion.
## Liquid thermal diffusion
The liquid thermal diffusion process was based on the discovery by Carl Ludwig in 1856 and later Charles Soret in 1879, that when a temperature gradient is maintained in an originally homogeneous salt solution, after a time, a concentration gradient will also exist in the solution. This is known as the Soret effect. David Enskog in 1911 and Sydney Chapman in 1916 independently developed the Chapman–Enskog theory, which explained that when a mixture of two gases passes through a temperature gradient, the heavier gas tends to concentrate at the cold end and the lighter gas at the warm end. This was experimentally confirmed by Chapman and F. W. Dootson in 1916.
Since hot gases tend to rise and cool ones tend to fall, this can be used as a means of isotope separation. This process was first demonstrated by Klaus Clusius and Gerhard Dickel in Germany in 1938, who used it to separate isotopes of neon. They used an apparatus called a "column", consisting of a vertical tube with a hot wire down the center. In the United States, Arthur Bramley at the United States Department of Agriculture improved on this design by using concentric tubes with different temperatures.
## Research and development
Philip H. Abelson was a young physicist who had been awarded his PhD from the University of California on 8 May 1939. He was among the first American scientists to verify nuclear fission, reporting his results in an article submitted to the Physical Review in February 1939, and collaborated with Edwin McMillan on the discovery of neptunium. Returning to the Carnegie Institution in Washington, D.C., where he had a position, he became interested in isotope separation. In July 1940, Ross Gunn from the United States Naval Research Laboratory (NRL) showed him a 1939 paper on the subject by Harold Urey, and Abelson became intrigued by the possibility of using the liquid thermal diffusion process. He began experiments with the process at the Department of Terrestrial Magnetism at the Carnegie Institution. Using potassium chloride (KCl), potassium bromide (KBr), potassium sulfate (K
<sub>2</sub>SO
<sub>4</sub>) and potassium dichromate (K
<sub>2</sub>Cr
<sub>2</sub>O
<sub>7</sub>), he was able to achieve a separation factor of 1.2 (20 percent) of the potassium-39 and potassium-41 isotopes.
The next step was to repeat the experiments with uranium. He studied the process with aqueous solutions of uranium salts, but found that they tended to be hydrolyzed in the column. Only uranium hexafluoride (UF
<sub>6</sub>) seemed suitable. In September 1940, Abelson approached Ross Gunn and Lyman J. Briggs, the director of the National Bureau of Standards, who were both members of the National Defense Research Committee (NDRC) Uranium Committee. The NRL agreed to make \$2,500 available to the Carnegie Institution to allow Abelson to continue his work, and in October 1940, Briggs arranged for it to be moved to the Bureau of Standards, where there were better facilities.
Uranium hexafluoride was not readily available, so Abelson devised his own method of producing it in quantity at the NRL, through fluoridation of the more easily produced uranium tetrafluoride at 350 °C (662 °F). Initially, this small plant supplied uranium hexafluoride for the research at Columbia University, the University of Virginia and the NRL. In 1941, Gunn and Abelson placed an order for uranium hexafluoride with the Harshaw Chemical Company in Cleveland, Ohio, using Abelson's process. In early 1942, the NDRC awarded Harshaw a contract to build a pilot plant to produce 10 pounds (4.5 kg) of uranium hexafluoride per day. By the spring of 1942, Harshaw's pilot uranium hexafluoride plant was operational, and DuPont also began experiments with using the process. Demand for uranium hexafluoride soon rose sharply, and Harshaw and DuPont increased production to meet it.
Abelson erected eleven columns at the Bureau of Standards, all approximately 1.5 inches (38 mm) in diameter, but ranging from 2 to 12 feet (0.61 to 3.66 m) high. Test runs were carried out with potassium salts, and then, in April 1941, with uranium hexafluoride. On 1 June 1941, Abelson became an employee of the NRL, and he moved to the Anacostia Naval Air Station. In September 1941, he was joined by John I. Hoover, who became his deputy. They constructed an experimental plant there with 36-foot (11 m) columns. Steam was provided by a 20-horsepower (15 kW) gas-fired boiler. They were able to separate isotopes of chlorine, but the apparatus was ruined in November by the decomposition products of the carbon tetrachloride. The next run indicated 2.5% separation, and it was found that the optimal spacing of the columns was between 0.21 and 0.38 millimetres (0.0083 and 0.0150 in). Abelson regarded a run on 22 June with a 9.6% result as the first successful test of liquid thermal diffusion with uranium hexafluoride. In July, he was able to achieve 21%.
## Relations with the Manhattan Project
The NRL authorized a pilot plant in July 1942, which commenced operation on 15 November. This time they used fourteen 48-foot (15 m) columns, with a separation of 25 millimetres (0.98 in) between them. The pilot plant ran without interruption from 3 to 17 December 1942. Colonel Leslie R. Groves, Jr., who had been designated to take charge of what would become known as the Manhattan Project (but would not do so for another two days), visited the pilot plant with the Deputy District Engineer of the Manhattan District, Lieutenant Colonel Kenneth D. Nichols on 21 September, and spoke with Gunn and Rear Admiral Harold G. Bowen, Sr., the director the NRL. Groves left with the impression that the project was not being pursued with sufficient urgency. The project was expanded, and Nathan Rosen joined the project as a theoretical physicist. Groves visited the pilot plant again on 10 December 1942, this time with Warren K. Lewis, a professor of chemical engineering from MIT, and three DuPont employees. In his report Lewis recommended that the work be continued.
The S-1 Executive Committee superseded the Uranium Committee on 19 June 1942, dropping Gunn from its membership in the process. It considered Lewis' report, and passed on its recommendation to Vannevar Bush, the director of the Office of Scientific Research and Development (OSRD), of which the S-1 Executive Committee was a part. The relationship between the OSRD and the NRL was not good; Bowen criticised it for diverting funds from the NRL. Bush was mindful of a 17 March 1942 directive from the president, Franklin D. Roosevelt, albeit on his advice, that the navy was to be excluded from the Manhattan Project. He preferred to work with the more congenial Secretary of War, Henry Stimson, over whom he had more influence.
James B. Conant, the chairman of the NDRC and the S-1 Executive Committee, was concerned that the navy was running its own nuclear project, but Bush felt that it did no harm. He met with Gunn at Anacostia on 14 January 1943, and explained the situation to him. Gunn responded that the navy was interested in nuclear marine propulsion for nuclear submarines. Liquid thermal diffusion was a viable means of producing enriched uranium, and all he needed was details about nuclear reactor design, which he knew was being pursued by the Metallurgical Laboratory in Chicago. He was unaware that it had already built Chicago Pile-1, a working nuclear reactor. Bush was unwilling to provide the requested data, but arranged with Rear Admiral William R. Purnell, a fellow member of the Military Policy Committee that ran the Manhattan Project, for Abelson's efforts to receive additional support.
The following week, Briggs, Urey, and Eger V. Murphree from the S-1 Executive Committee, along with Karl Cohen and W. I. Thompson from Standard Oil, visited the pilot plant at Anacostia. They were impressed with the simplicity of the process, but disappointed that no enriched uranium product had been withdrawn from the plant; production had been calculated by measuring the difference in concentration. They calculated that a liquid thermal diffusion plant capable of producing 1 kg per day of uranium enriched to 90% uranium-235 would require 21,800 36-foot (11 m) columns, each with a separation factor of 30.7%. It would take 18 months to build, assuming the use of the Manhattan Project's overriding priority for materials. This included 1,700 short tons (1,500 t) of scarce copper for the outer tubes and nickel for the inner, which would be required to resist corrosion by the steam and uranium hexafluoride respectively.
The estimated cost of such a plant was around \$32.6 million to build and \$62,600 per day to run. What killed the proposal was that the plant would require 600 days to reach equilibrium, by which time \$72 million would have been spent, which the S-1 Executive Committee rounded up to \$75 million. Assuming that work started immediately, and the plant worked as designed, no enriched uranium could be produced before 1946. Murphree suggested that a liquid thermal diffusion plant producing uranium enriched to 10% uranium-235 might be a substitute for the lower stages of a gaseous diffusion plant, but the S-1 Executive Committee decided against this. Between February and July 1943 the Anacostia pilot plant produced 236 pounds (107 kg) of slightly enriched uranium hexafluoride, which was shipped to the Metallurgical Laboratory. In September 1943, the S-1 Executive Committee decided that no more uranium hexafluoride would be allocated to the NRL, although it would exchange enriched uranium hexafluoride for regular uranium hexafluoride. Groves turned down an order from the NRL for additional uranium hexafluoride in October 1943. When it was pointed out that the navy had developed the production process for uranium hexafluoride in the first place, the army reluctantly agreed to fulfil the order.
## Philadelphia pilot plant
Abelson's studies indicated that in order to reduce the equilibrium time, he needed to have a much greater temperature gradient. The NRL considered building it at the Naval Engineering Experiment Station in Annapolis, Maryland, but this was estimated to cost \$2.5 million, which the NRL regarded as too expensive. Other sites were canvassed, and it was decided to build a new pilot plant at the Naval Boiler and Turbine Laboratory (NBTL) at the Philadelphia Navy Yard, where there was space, steam and cooling water, and, perhaps most important of all, engineers with experience with high-pressure steam. The cost was estimated at \$500,000. The pilot plant was authorized by Rear Admiral Earle W. Mills, the Assistant Chief of the Bureau of Ships on 17 November 1943. Construction commenced on 1 January 1944, and was completed in July. The NBTL was responsible for the design, construction and operation of the steam and cooling water systems, while the NRL dealt with the columns and subsidiary equipment. Captain Thorvald A. Solberg from the Bureau of Ships was project officer.
The Philadelphia pilot plant occupied 13,000 square feet (1,200 m<sup>2</sup>) of space on a site one block west of Broad Street, near the Delaware River. The plant consisted of 102 48-foot (15 m) columns, known as a "rack", arranged into a cascade of seven stages. The plant was intended to be able to produce one gram per day of uranium enriched to 6% uranium-235. The outer copper tubes were cooled by 155 °F (68 °C) water flowing between them and the external 4-inch steel pipes. The inner nickel tubes were heated by high pressure steam at 545 °F (285 °C) and 1,000 pounds per square inch (6,900 kPa). Each column therefore held about 1.6 kilograms (3.5 lb) of uranium hexafluoride. This was driven by vapor pressure; the only working parts were the water pumps. In operation, the rack consumed 11.6 MW of power. Each column was connected to a reservoir of 3 to 170 kilograms (6.6 to 374.8 lb) of uranium hexafluoride. Because of the dangers involved in handling uranium hexafluoride, all work with it, such as replenishing the reservoirs from the shipping cylinders, was accomplished in a transfer room. The columns at the Philadelphia plant were operated in parallel instead of in series, so the Philadelphia pilot plant eventually produced over 5,000 pounds (2,300 kg) of uranium hexafluoride enriched to 0.86 percent uranium-235, which was handed over to the Manhattan Project. The Philadelphia pilot plant was disposed of in September 1946, with salvageable equipment being returned to the NRL, while the rest was dumped at sea.
## Construction
In early 1944, news of the Philadelphia pilot plant reached Robert Oppenheimer, the director of the Los Alamos Laboratory. Oppenheimer wrote to Conant on 4 March 1944, and asked for the reports on the liquid thermal diffusion project, which Conant forwarded. Like nearly everyone else, Oppenheimer had been thinking of uranium enrichment in terms of a process to produce weapons grade uranium suitable for use in an atomic bomb, but now he considered another option. If the columns at the Philadelphia plant were operated in parallel instead of in series, then it might produce 12 kg per day of uranium enriched to 1 percent. This could be valuable because an electromagnetic enrichment process that could produce one gram of uranium enriched to 40 percent uranium-235 from natural uranium, could produce two grams per day of uranium enriched to 80 percent uranium-235 if the feed was enriched to 1.4 percent uranium-235, double the 0.7 percent of natural uranium. On 28 April, he wrote to Groves, pointing out that "the production of the Y-12 plant could be increased by some 30 or 40 percent, and its enhancement somewhat improved, many months earlier than the scheduled date for K-25 production."
Groves obtained permission from the Military Policy Committee to renew contact with the navy, and on 31 May 1944 he appointed a review committee consisting of Murphree, Lewis, and his scientific advisor, Richard Tolman, to investigate. The review committee visited the Philadelphia pilot plant the following day. They reported that while Oppenheimer was fundamentally correct, his estimates were optimistic. Adding an additional two racks to the pilot plant would take two months, but would not produce enough feed to meet the requirements of the Y-12 electromagnetic plant at the Clinton Engineer Works. They therefore recommended that a full-scale liquid thermal diffusion plant be built. Groves therefore asked Murphree on 12 June for a costing of a production plant capable of producing 50 kg of uranium enriched to between 0.9 and 3.0 percent uranium-235 per day. Murphree, Tolman, Cohen and Thompson estimated that a plant with 1,600 columns would cost \$3.5 million. Groves approved its construction on 24 June 1944, and informed the Military Policy Committee that it would be operational by 1 January 1945.
Sites at Watts Bar Dam, Muscle Shoals and Detroit were considered, but it was decided to build it at the Clinton Engineer Works, where water could be obtained from the Clinch River and steam from the K-25 powerhouse. The thermal diffusion project was codenamed S-50. An S-50 Division was created at the Manhattan District headquarters in June under Lieutenant Colonel Mark C. Fox, with Major Thomas J. Evans, Jr., as his assistant with special authority for plant construction. Groves selected the H. K. Ferguson Company of Cleveland, Ohio, as the prime construction contractor on its record of finishing jobs on time, notably the Gulf Ordnance Plant in Mississippi, on a cost plus fixed fee contract. The H. A. Jones Construction Company would build the steam plant, with H. K. Ferguson as engineer-architect. Although his advisors had estimated that it would take six months to build the plant, Groves gave H. K. Ferguson just four, and he wanted operations to commence in just 75 days.
Groves, Tolman, Fox, and Wells N. Thompson from H. K. Ferguson, collected blueprints of the Philadelphia pilot from there on 26 June. The production plant would consist of twenty-one 102-column racks, arranged in three groups of seven, a total of 2,142 48-foot (15 m) columns. Each rack was a copy of the Philadelphia pilot plant. The columns had to be manufactured to fine tolerances; ±0.0003 inches (0.0076 mm) for the diameter of the inner nickel tubes, and ±0.002 inches (0.051 mm) between the inner nickel tubes and the outer copper tubes. The first orders for columns were placed on 5 July. Twenty-three companies were approached, and the Grinnell Company of Providence, Rhode Island, and the Mehring and Hanson Company of Washington, D.C., accepted the challenge.
Ground was broken at the site on 9 July 1944. By 16 September, with about a third of the plant complete, the first rack had commenced operation. Testing in September and October revealed problems with leaking pipes that required further welding. Nonetheless, all racks were installed and ready for operations in January 1945. The construction contract was terminated on 15 February, and the remaining insulation and electrical work was assigned to other firms in the Oak Ridge area. They also completed the auxiliary buildings, including the new steam plant. The plant became fully operational in March 1945. Construction of the new boiler plant was approved on 16 February 1945. The first boiler was started on 5 July 1945, and operations commenced on 13 July. Work was completed on 15 August 1945.
The Thermal Diffusion Process Building (F01) was a black structure 522 feet (159 m) long, 82 feet (25 m) wide, and 75 feet (23 m) high. There was one control room and one transfer room for each pair of racks, except for the final one, which had its own control and transfer rooms for training purposes. Four pumps drew 15,000 US gallons (57,000 L) per minute of cooling water from the Clinch River. Steam pumps were specially designed by Pacific Pumps Inc. The plant was designed to use the entire output of the K-25 powerhouse, but as K-25 stages came online there was competition for this. It was decided to build a new boiler plant. Twelve surplus 450 pounds per square inch (3,100 kPa) boilers originally intended for destroyer escorts were acquired from the navy. The lower hot wall temperature due to the reduced steam pressure (450 pounds per square inch (3,100 kPa) instead of the 1,000 pounds per square inch (6,900 kPa) of the pilot plant) was compensated for by the ease of operation. Because they were oil-fired, a 6,000,000-US-gallon (23,000,000 L) oil tank farm was added, with sufficient storage to operate the plant for 60 days. In addition to the Thermal Diffusion Process Building (F01) and the new steam plant (F06) buildings, structures in the S-50 area included the pumping station (F02), laboratories, a cafeteria, machine shop (F10), warehouses, a gas station, and a water treatment plant (F03).
## Production
For security reasons, Groves wanted H. K. Ferguson to operate the new plant, but it was a closed shop, and security regulations at the Clinton Engineer Works did not allow trade unions. To get around this, H. K. Ferguson created a wholly owned subsidiary, the Fercleve Corporation (from Ferguson of Cleveland), and the Manhattan District contracted it to operate the plant for \$11,000 a month. Operating personnel for the new plant were initially trained at the Philadelphia pilot plant. In August 1944, Groves, Conant and Fox asked ten enlisted men of the Special Engineer Detachment (SED) at Oak Ridge for volunteers, warning that the job would be dangerous. All ten volunteered. Along with four Fercleve employees, they were sent to Philadelphia to learn about the plant's operation.
On 2 September 1944, SED Private Arnold Kramish, and two civilians, Peter N. Bragg, Jr., an NRL chemical engineer, and Douglas P. Meigs, a Fercleve employee, were working in a transfer room when a 600-pound (270 kg) cylinder of uranium hexafluoride exploded, rupturing nearby steam pipes. The steam reacted with the uranium hexafluoride to create hydrofluoric acid, and the three men were badly burned. Private John D. Hoffman ran through the toxic cloud to rescue them, but Bragg and Meigs died from their injuries. Another eleven men, including Kramish and four other soldiers, were injured but recovered. Hoffman, who suffered burns, was awarded the Soldier's Medal, the United States Army's highest award for an act of valor in a non-combat situation, and the only one awarded to a member of the Manhattan District. Bragg was posthumously awarded the Navy Meritorious Civilian Service Award on 21 June 1993.
Colonel Stafford L. Warren, the chief of the Manhattan District's Medical Section, removed the internal organs of the dead and sent them back to Oak Ridge for analysis. They were buried without them. An investigation found that the accident was caused by the use of steel cylinders with nickel linings instead of seamless nickel cylinders because the army had pre-empted nickel production. The Navy Hospital did not have procedures for the treatment of people exposed to uranium hexafluoride, so Warren's Medical Section developed them. Groves ordered a halt to training at the Philadelphia pilot plant, so Abelson and 15 of his staff moved to Oak Ridge to train personnel there.
There were no fatal accidents at the production plant, although it had a higher accident rate than other Manhattan Project production facilities due to the haste to get it into operation. When the crews attempted to start the first rack there was a loud noise and a cloud of vapor due to escaping steam. This would normally have resulted in a shutdown, but under the pressure to get the plant operational, the Fercleve plant manager had no choice but to press on. The plant produced just 10.5 pounds (4.8 kg) of 0.852% uranium-235 in October. Leaks limited production and forced shutdowns over the next few months, but in June 1945 it produced 12,730 pounds (5,770 kg). In normal operation, 1 pound (0.45 kg) of product was drawn from each circuit every 285 minutes. With four circuits per rack, each rack could produce 20 pounds (9.1 kg) per day. By March 1945, all 21 production racks were operating. Initially the output of S-50 was fed into Y-12, but starting in March 1945 all three enrichment processes were run in series. S-50 became the first stage, enriching from 0.71% to 0.89%. This material was fed into the gaseous diffusion process in the K-25 plant, which produced a product enriched to about 23%. This was, in turn, fed into Y-12, which boosted it to about 89%, sufficient for nuclear weapons. Total S-50 production was 56,504 pounds (25,630 kg). It was estimated that the S-50 plant had sped up production of enriched uranium used in the Little Boy bomb employed in the atomic bombing of Hiroshima by a week. "If I had appreciated the possibilities of thermal diffusion," Groves later wrote, "we would have gone ahead with it much sooner, taken a bit more time on the design of the plant and made it much bigger and better. Its effect on our production of U-235 in June and July 1945 would have been appreciable."
## Post-war years
Soon after the war ended in August 1945, Lieutenant Colonel Arthur V. Peterson, the Manhattan District officer with overall responsibility for the production of fissile material, recommended that the S-50 plant be placed on stand-by. The Manhattan District ordered the plant shut down on 4 September 1945. It was the only production-scale liquid thermal diffusion plant ever built, but its efficiency could not compete with that of a gaseous diffusion plant. The columns were drained and cleaned, and all employees were given two weeks' notice of impending termination of employment. All production had ceased by 9 September, and the last uranium hexafluoride feed was shipped to K-25 for processing. Layoffs began on 18 September. By this time, voluntary resignations had reduced the Fercleve payroll from its wartime peak of 1,600 workers to around 900. Only 241 remained at the end of September. Fercleve's contract was terminated on 31 October, and responsibility for the S-50 plant buildings was transferred to the K-25 office. Fercleve laid off the last employees on 16 February 1946.
Starting May 1946, the S-50 plant buildings were utilised, not as a production facility, but by the United States Army Air Forces' Nuclear Energy for the Propulsion of Aircraft (NEPA) project. Fairchild Aircraft conducted a series of experiments there involving beryllium. Workers also fabricated blocks of enriched uranium and graphite. NEPA operated until May 1951, when it was superseded by the joint Atomic Energy Commission-United States Air Force Aircraft Nuclear Propulsion project. The S-50 plant was disassembled in the late 1940s. Equipment was taken to the K-25 powerhouse area, where it was stored before being salvaged or buried.
|
23,713,951 |
The Left Hand of Darkness
| 1,171,064,155 |
1969 science fiction novel by Ursula K. Le Guin
|
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"1969 American novels",
"1969 science fiction novels",
"Ace Books books",
"American LGBT novels",
"American science fiction novels",
"Anarchist fiction",
"Androgyny in fiction",
"Feminist science fiction novels",
"Hainish Cycle",
"Hugo Award for Best Novel-winning works",
"Ice planets in fiction",
"James Tiptree Jr. Award-winning works",
"LGBT speculative fiction novels",
"Nebula Award for Best Novel-winning works",
"Novels about intersex",
"Novels by Ursula K. Le Guin",
"Novels set on fictional planets"
] |
The Left Hand of Darkness is a science fiction novel by U.S. writer Ursula K. Le Guin. Published in 1969, it became immensely popular, and established Le Guin's status as a major author of science fiction. The novel is set in the fictional Hainish universe as part of the Hainish Cycle, a series of novels and short stories by Le Guin, which she introduced in the 1964 short story "The Dowry of Angyar". It was fourth in sequence of writing among the Hainish novels, preceded by City of Illusions, and followed by The Word for World Is Forest.
The novel follows the story of Genly Ai, a human native of Terra, who is sent to the planet of Gethen as an envoy of the Ekumen, a loose confederation of planets. Ai's mission is to persuade the nations of Gethen to join the Ekumen, but he is stymied by a lack of understanding of their culture. Individuals on Gethen are ambisexual, with no fixed sex; this has a strong influence on the culture of the planet, and creates a barrier of understanding for Ai.
The Left Hand of Darkness was among the first books in the genre now known as feminist science fiction and is described as the most famous examination of androgyny in science fiction. A major theme of the novel is the effect of sex and gender on culture and society, explored in particular through the relationship between Ai and Estraven, a Gethenian politician who trusts and helps Ai. When the book was first published, the gender theme touched off a feminist debate over the depiction of the ambisexual Gethenians. The novel also explores the interaction between the unfolding loyalties of its two main characters, the loneliness and rootlessness of Ai, and the contrast between the religions of Gethen's two major nations.
The Left Hand of Darkness has been reprinted more than 30 times, and received high praise from reviewers. In 1970 it was voted the Hugo and Nebula Awards for Best Novel by fans and writers, respectively, and was ranked as the third best novel, behind Frank Herbert's Dune and Arthur C. Clarke's Childhood's End, in a 1975 poll in Locus magazine. In 1987, Locus ranked it second among science fiction novels, after Dune, and literary critic Harold Bloom wrote, "Le Guin, more than Tolkien, has raised fantasy into high literature, for our time".
## Background
Le Guin's father Alfred Louis Kroeber and mother Theodora Kroeber were anthropologists, and the experience that this gave Le Guin influenced all of her works. The protagonists of many of Le Guin's novels, such as The Left Hand of Darkness and Rocannon's World, are also anthropologists or social investigators of some kind. Le Guin used the term Ekumen for her fictional alliance of worlds, a term coined by her father, who derived it from the Greek oikoumene to refer to Eurasian cultures that shared a common origin.
Le Guin's interest in Taoism influenced much of her science fiction work. According to academic Douglas Barbour, the fiction of the Hainish universe (the setting for several of Le Guin's works) contain a theme of balance between light and darkness, a central theme of Taoism. She was also influenced by her early interest in mythology, and her exposure to cultural diversity as a child. Her protagonists are frequently interested in the cultures they are investigating, and are motivated to preserve them rather than conquer them. Authors who influenced Le Guin include Victor Hugo, Leo Tolstoy, Virginia Woolf, Italo Calvino, and Lao Tzu.
Le Guin identified with feminism, and was interested in non-violence and ecological awareness. She participated in demonstrations against the Vietnam War and nuclear weapons. These sympathies can be seen in several of her works of fiction, including those in the Hainish universe. The novels of the Hainish cycle frequently explore the effects of differing social and political systems, although according to lecturer Suzanne Reid, Le Guin displayed a preference for a "society that governs by consensus, a communal cooperation without external government". Her fiction also frequently challenges accepted depictions of race and gender.
The original 1969 edition of The Left Hand of Darkness did not contain an introduction. After reflecting on her work, Le Guin wrote in the 1976 edition Le Guin has also said that the genre in general allows exploration of the "real" world through metaphors and complex stories, and that science fiction can use imaginary situations to comment on human behaviors and relationships.
In her new introduction to the Library of America reprint in 2017, the author wrote:
> Up until 1968 I had no literary agent, submitting all my work myself. I sent The Left Hand of Darkness to Terry Carr, a brilliant editor newly in charge of an upscale Ace paperback line. His (appropriately) androgynous name led me to address him as Dear Miss Carr. He held no grudge about that and bought the book. That startled me. But it gave me the courage to ask the agent Virginia Kidd, who had praised one of my earlier books, if she’d consider trying to place The Left Hand of Darkness as a hardcover. She snapped it up like a cat with a kibble and asked to represent me thenceforth. She also promptly sold the novel in that format.
>
> I wondered seriously about their judgment. Left Hand looked to me like a natural flop. Its style is not the journalistic one that was then standard in science fiction, its structure is complex, it moves slowly, and even if everybody in it is called he, it is not about men. That's a big dose of "hard lit," heresy, and chutzpah, for a genre novel by a nobody in 1968.
## Setting
The Left Hand of Darkness is set in the fictional Hainish universe, which Le Guin introduced in her first novel Rocannon's World, published in 1966. In this fictional history, human beings did not evolve on Earth, but on Hain. The people of Hain colonized many neighboring planetary systems, including Terra (Earth) and Gethen, possibly a million years before the setting of the novels. Some of the groups that "seeded" each planet were the subjects of genetic experiments, including on Gethen. The planets subsequently lost contact with each other, for reasons that Le Guin does not explain. Le Guin does not narrate the entire history of the Hainish universe at once, instead letting readers piece it together from various works.
The novels and other fictional works set in the Hainish universe recount the efforts to re-establish a galactic civilization. Explorers from Hain as well as other planets use interstellar ships traveling nearly as fast as light. These take years to travel between planetary systems, although the journey is shortened for the travelers due to relativistic time dilation, as well as through instantaneous interstellar communication using the ansible, a device invented during the events described in The Dispossessed. This galactic civilization is known as the "League of All Worlds" in works set earlier in the chronology of the series, and has been reconstructed as the "Ekumen" by the time the events in The Left Hand of Darkness take place. During the events of the novel, the Ekumen is a union of 83 worlds, with some common laws. At least two "thought experiments" are used in each novel. The first is the idea that all humanoid species had a common origin; they are all depicted as descendants of the original Hainish colonizers. The second idea is unique to each novel.
The Left Hand of Darkness takes place many centuries in the future—no date is given in the book itself. Reviewers have suggested the year 4870 AD, based on extrapolation of events in other works, and commentary on her writing by Le Guin. The protagonist of the novel, the envoy Genly Ai, is on a planet called Winter ("Gethen" in the language of its own people) to convince the citizens to join the Ekumen. Winter is, as its name indicates, a planet that is always cold.
The inhabitants of Gethen are ambisexual humans; for twenty-four days (a period called somer in Karhidish, a Gethenian language) of each twenty-six-day lunar cycle, they are sexually latent androgynes. They only adopt sexual attributes once a month, during a period of sexual receptiveness and high fertility, called kemmer. During kemmer they become sexually male or female, with no predisposition towards either, although which sex they adopt can depend on context and relationships. Throughout the novel Gethenians are described as "he", whatever their role in kemmer. This absence of fixed gender characteristics led Le Guin to portray Gethen as a society without war, and also without sexuality as a continuous factor in social relationships. On Gethen, every individual takes part in the "burden and privilege" of raising children, and rape and seduction are almost absent.
## Plot summary
The protagonist of the novel is Genly Ai, a male Terran native, who is sent to invite the planet Gethen to join the Ekumen, a coalition of humanoid worlds. Ai travels to the Gethen planetary system on a starship which remains in solar orbit with Ai's companions, who are in stasis; Ai himself is sent to Gethen alone, as the "first mobile" or Envoy. Like all envoys of the Ekumen, he can "mindspeak"—a form of quasi-telepathic speech, which Gethenians are capable of, but of which they are unaware. He lands in the Gethenian kingdom of Karhide, and spends two years attempting to persuade the members of its government of the value of joining the Ekumen. Karhide is one of two major nations on Gethen, the other being Orgoreyn.
The novel begins the day before an audience that Ai has obtained with Argaven Harge, the king of Karhide. Ai manages this through the help of Estraven, the prime minister, who seems to believe in Ai's mission, but the night before the audience, Estraven tells Ai that he can no longer support Ai's cause with the king. Ai begins to doubt Estraven's loyalty because of his strange mannerisms, which Ai finds effeminate and ambiguous. The behavior of people in Karhide is dictated by shifgrethor, an intricate set of unspoken social rules and formal courtesy. Ai does not understand this system, thus making it difficult for him to understand Estraven's motives, and contributing to his distrust of Estraven. The next day, as he prepares to meet the King, Ai learns that Estraven has been accused of treason, and exiled from the country. The pretext for Estraven's exile was his handling of a border dispute with the neighboring country of Orgoreyn, in which Estraven was seen as being too conciliatory. Ai meets with the king, who rejects his invitation to join the Ekumen. Discouraged, Ai decides to travel through Karhide, as the spring has just begun, rendering the interior of the frozen country accessible.
Ai travels to a Fastness, a dwelling of people of the Handdarata, one of two major Gethenian religions. He pays the fastness for a foretelling, an art practiced to prove the "perfect uselessness of knowing the answer to the wrong question". He asks if Gethen will be a member of the Ekumen in five years, expecting that the Foretellers will give him an ambiguous response, but he is answered "yes". This leads him to muse that the Gethenians have "trained hunch to run in harness". After several months of travelling through Karhide, Ai decides to pursue his mission in Orgoreyn, to which he has received an invitation.
Ai reaches the Orgota capital of Mishnory, where he finds that the Orgota politicians are initially far more direct with him. He is given comfortable quarters, and is allowed to present his invitation to the council that rules Orgoreyn. Three members of the council, Shusgis, Obsle, and Yegey, are particularly supportive of him. These three are members of an "Open Trade" faction, which wants to end the conflict with Karhide. Estraven, who was banished from Karhide, is found working with these council members, and tells Ai that he was responsible for Ai's reception in Orgoreyn. Despite the support, Ai feels uneasy. Estraven warns him not to trust the Orgota leaders, and he hears rumors of the "Sarf", or secret police, that truly control Orgoreyn. He ignores both his feeling and the warning, and is once again blindsided; he is arrested unexpectedly one night, interrogated, and sent to a far-northern labor camp where he suffers harsh cold, is forced into hard labor, and is given debilitating drugs. He becomes ill and his death seems imminent.
His captors expect him to die in the camp, but to Ai's great surprise, Estraven—whom Ai still distrusts—goes to great lengths to save him. Estraven poses as a prison guard and breaks Ai out of the farm, using his training with the Handdarata to induce dothe, or hysterical strength, to aid him in the process. Estraven spends the last of his money on supplies, and then steals more, breaking his own moral code. The pair begin a dangerous 80-day trek across the northern Gobrin ice sheet back to Karhide, because Estraven believes that the reappearance of Ai in Karhide will convince Karhide to accept the Ekumen treaty, knowing that Karhide will want the honor of doing so before Orgoreyn. Over the journey Ai and Estraven learn to trust and accept one another's differences. Ai is eventually successful in teaching Estraven mindspeech; Estraven hears Ai speaking in his mind with the voice of Estraven's dead sibling and lover Arek, demonstrating the close connection that Ai and Estraven have developed. When they reach Karhide, Ai sends a radio transmission to his ship, which lands a few days later. Betrayed by a friend with whom the two were hiding, Estraven tries to cross the land border back into Orgoreyn, fearing pursuit, but is killed by border guards, who also capture Ai. Estraven's prediction is borne out when Ai's presence in Karhide triggers the collapse of governments in both Karhide and Orgoreyn—Orgoreyn's because its claim that Ai had died of a disease was shown to be false. Karhide agrees to join the Ekumen, followed shortly by Orgoreyn, completing Ai's mission.
## Primary characters
### Genly Ai
Genly Ai is the protagonist of the novel; a male native of Terra, or Earth, who is sent to Gethen by the Ekumen as a "first mobile" or envoy. He is called "Genry" by the Karhiders, who have trouble pronouncing the sound [l]. He is described as rather taller and darker than the average Gethenian. Although curious and sensitive to Gethenian culture in many ways, he struggles at first to trust the ambisexual Gethenians. His own masculine mannerisms, learned on Terra, also prove to be a barrier to communication. At the beginning of the book, he has been on Gethen for one year, trying to gain an audience with the king, and persuade the Karhidish government to believe his story. He arrives equipped with basic information about the language and culture from a team of investigators who had come before him.
In Karhide, the king is reluctant to accept his diplomatic mission. In Orgoreyn, Ai is seemingly accepted more easily by the political leaders, yet Ai is arrested, stripped of his clothes, drugged, and sent to a work camp. Rescued by Estraven, the deposed Prime Minister of Karhide, Genly realizes that cultural differences—specifically shifgrethor, gender roles and Gethenian sexuality—had kept him from understanding their relationship previously. During their 80-day journey across the frozen land to return to Karhide, Ai learns to understand and love Estraven.
### Estraven
Therem Harth rem ir Estraven is a Gethenian from the Domain of Estre in Kerm Land, at the southern end of the Karhidish half of the continent. He is the Prime Minister of Karhide at the very beginning of the novel, until he is exiled from Karhide after attempting to settle the Sinoth Valley border dispute with Orgoreyn. Estraven is one of the few Gethenians who believe Ai, and he attempts to help him from the beginning, but Ai's inability to comprehend shifgrethor leads to severe misunderstanding between them.
Estraven is said to have made a taboo kemmering vow (love pledge) to his brother, Arek Harth rem ir Estraven, while they were both young. Convention required that they separate after they had produced a child together. Because of the first vow, a second vow Estraven made with Ashe Foreth, another partner, which was also broken before the events in Left Hand, is called a "false vow, a second vow". In contrast to Ai, Estraven is shown with both stereotypically masculine and feminine qualities, and is used to demonstrate that both are necessary for survival.
### Argaven
Argaven Harge XV is the king of Karhide during the events of the novel. He is described both by his subjects and by Estraven as being "mad". He has sired seven children, but has yet to bear "an heir of the body, king son". During the novel he becomes pregnant but loses the child soon after it is born, triggering speculation as to which of his sired children will be named his heir. His behavior towards Ai is consistently paranoid; although he grants Ai an audience, he refuses to believe his story, and declines the offer to join the Ekumen. The tenure of his prime ministers tends to be short, with both Estraven and Tibe rising and falling from power during the two Gethenian years that the novel spans. Argaven eventually agrees to join the Ekumen due to the political fallout of Estraven's death and Ai's escape from Orgoreyn.
### Tibe
Pemmer Harge rem ir Tibe is Argaven Harge's cousin. Tibe becomes the prime minister of Karhide when Estraven is exiled at the beginning of the novel, and becomes the regent for a brief while when Argaven is pregnant. In contrast to Estraven, he seems intent on starting a war with Orgoreyn over the Sinnoth Valley dispute; as well as taking aggressive actions at the border, he regularly makes belligerent speeches on the radio. He is strongly opposed to Ai's mission. He orders Estraven to be killed at the border at the end of the novel, as a last act of defiance, knowing that Estraven and Ai's presence in Karhide means his own downfall; he resigns immediately after Estraven's death.
### Obsle, Yegey, and Shusgis
Obsle, Yegey, and Shusgis are Commensals, three of the thirty-three councillors that rule Orgoreyn. Obsle and Yegey are members of the "Open Trade" faction, who wish to normalize relations with Karhide. Obsle is the commensal of the Sekeve District, and was once the head of the Orgota Naval Trade Commission in Erhenrang, where he became acquainted with Estraven. Estraven describes him as the nearest thing to an honest person among the politicians of Orgoreyn. Yegey is the commensal who first finds Estraven during his exile, and who gives Estraven a job and a place to live in Mishnory. Shusgis is the commensal who hosts Genly Ai after Ai's arrival in Mishnory, and is a member of the opposing faction, which supports the Sarf, the Orgota secret police. Although Obsle and Yegey support Ai's mission, they see him more as a means of increasing their own influence within the council; thus they eventually betray him to the Sarf, in order to save themselves. Their Open Trade faction takes control of the council after Ai's presence in Karhide becomes known at the end of the novel.
## Reception
The Left Hand of Darkness has received highly positive critical responses since its publication. In 1970 it won both the Nebula Award, given by the Science Fiction Writers of America, and the Hugo Award, determined by science fiction fans. In 1987, science fiction news and trade journal Locus ranked it number two among "All-Time Best SF Novels", based on a poll of subscribers. The novel was also a personal milestone for Le Guin, with critics calling it her "first contribution to feminism". It was one of her most popular books for many years after its publication. By 2014, the novel had sold more than a million copies in English.
The book has been widely praised by genre commentators, academic critics, and literary reviewers. Fellow science fiction writer Algis Budrys praised the novel as "a narrative so fully realized, so compellingly told, so masterfully executed". He found the book "a novel written by a magnificent writer, a totally compelling tale of human peril and striving under circumstances in which human love, and a number of other human qualities, can be depicted in a fresh context". Darko Suvin, one of the first academics to study science fiction, wrote that Left Hand was the "most memorable novel of the year", and Charlotte Spivack regards the book as having established Le Guin's status as a major science-fiction writer. In 1987 Harold Bloom described The Left Hand of Darkness as Le Guin's "finest work to date", and argued that critics have generally undervalued it. Bloom followed this up by listing the book in his The Western Canon (1994) as one of the books in his conception of artistic works that have been important and influential in Western culture. In Bloom's opinion, "Le Guin, more than Tolkien, has raised fantasy into high literature, for our time".
Critics have also commented on the broad influence of the book, with writers such as Budrys citing it as an influence upon their own writing. More generally it has been asserted that the work has been widely influential in the science fiction field, with The Paris Review claiming that "No single work did more to upend the genre's conventions than The Left Hand of Darkness". Donna White, in her study of the critical literature on Le Guin, argued that Left Hand was one of the seminal works of science fiction, as important as Frankenstein, by Mary Shelley, which is often described as the very first science fiction novel. Suzanne Reid wrote that at the time the novel was written, Le Guin's ideas of androgyny were unique not only to science fiction, but to literature in general.
Left Hand has been a focus of literary critique of Le Guin's work, along with her Earthsea fiction and utopian fiction. The novel was at the center of a feminist debate when it was published in 1969. Alexei Panshin objected to the use of masculine "he/him/his" gender pronouns to describe its androgynous characters, and called the novel a "flat failure". Other feminists maintained that the novel did not go far enough in its exploration of gender. Criticism was also directed at the portrayal of androgynous characters in the "masculine" roles of politicians and statesmen but not in family roles. Sarah LeFanu, for example, wrote that Le Guin turned her back on an opportunity for experimentation. She stated that "these male heroes with their crises of identity, caught in the stranglehold of liberal individualism, act as a dead weight at the center of the novel". Le Guin, who identifies as a feminist, responded to these criticisms in her essay "Is Gender Necessary?" as well as by switching masculine pronouns for feminine ones in a later reprinting of "Winter's King", an unconnected short story set on Gethen. In her responses, Le Guin admitted to failing to depict androgynes in stereotypically feminine roles, but said that she considered and decided against inventing gender-neutral pronouns, because they would mangle the language of the novel. In the afterword of the 25th anniversary edition of the novel, she stated that her opinion on the matter had changed, and that she was "haunted and bedeviled by the matter of the pronouns."
## Themes
### Hainish universe themes
Le Guin's works set in the Hainish universe explore the idea of human expansion, a theme found in the future history novels of other science-fiction authors such as Isaac Asimov. The Hainish novels, such as The Dispossessed, Left Hand, and The Word for World Is Forest, also frequently explore the effects of differing social and political systems. Le Guin believed that contemporary society suffered from a high degree of alienation and division, and her depictions of encounters between races, such as in The Left Hand of Darkness, sought to explore the possibility of "improved mode of human relationships", based on "integration and integrity". The Left Hand of Darkness explores this theme through the relationship between Genly Ai and Estraven; Ai initially distrusts Estraven, but eventually comes to love and trust him. Le Guin's later Hainish novels also challenge contemporary ideas about gender, ethnic differences, the value of ownership, and human beings' relationship to the natural world.
### Sex and gender
A prominent theme in the novel is social relations in a society in which gender is irrelevant; in Le Guin's words, she "eliminated gender, to find out what was left". In her 1976 essay "Is Gender Necessary?" Le Guin wrote that the theme of gender was only secondary to the novel's primary theme of loyalty and betrayal. Le Guin revisited this essay in 1988, and stated that gender was central to the novel; her earlier essay had described gender as a peripheral theme because of the defensiveness she felt over using masculine pronouns for her characters.
The novel also follows changes in the character of Genly Ai, whose behavior shifts away from the "masculine" and grows more androgynous over the course of the novel. He becomes more patient and caring, and less rigidly rationalist. Ai struggles to form a bond with Estraven through much of the novel, and finally breaks down the barrier between them during their journey on the ice, when he recognizes and accepts Estraven's dual sexuality. Their understanding of each other's sexuality helps them achieve a more trusting relationship. The new intimacy they share is shown when Ai teaches Estraven to mindspeak, and Estraven hears Ai speaking with the voice of Estraven's dead sibling (and lover) Arek.
Feminist theorists criticized the novel for what they saw as a homophobic depiction of the relationship between Estraven and Ai. Both are presented as superficially masculine throughout the novel, but they never physically explore the attraction between them. Estraven's death at the end was seen as giving the message that "death is the price that must be paid for forbidden love". In a 1986 essay, Le Guin acknowledged and apologized for the fact that Left Hand had presented heterosexuality as the norm on Gethen.
The androgynous nature of the inhabitants of Gethen is used to examine gender relations in human society. On Gethen, the permanently male Genly Ai is an oddity, and is seen as a "pervert" by the natives; according to reviewers, this is Le Guin's way of gently critiquing masculinity. Le Guin also seems to suggest that the absence of gender divisions leads to a society without the constriction of gender roles. The Gethenians are not inclined to go to war, which reviewers have linked to their lack of sexual aggressiveness, derived from their ambisexuality. According to Harold Bloom, "Androgyny is clearly neither a political nor a sexual ideal" in the book, but that "ambisexuality is a more imaginative condition than our bisexuality. ... the Gethenians know more than either men or women". Bloom added that this is the major difference between Estraven and Ai, and allows Estraven the freedom to carry out actions that Ai cannot; Estraven "is better able to love, and freed therefore to sacrifice".
### Religion
The book features two major religions: the Handdara, an informal system reminiscent of Taoism and Buddhism, and the Yomeshta or Meshe's cult, a close-to-monotheistic religion based on the idea of absolute knowledge of the entirety of time attained in one visionary instant by Meshe, who was originally a Foreteller of the Handdara, when attempting to answer the question: "What is the meaning of life?" The Handdara is the more ancient, and dominant in Karhide, while Yomesh is the official religion in Orgoreyn. The differences between them underlie political distinctions between the countries and cultural distinctions between their inhabitants. Estraven is revealed to be an adept of the Handdara.
Le Guin's interest in Taoism influenced much of her science fiction work. Douglas Barbour said that the fiction of the Hainish Universe contains a theme of balance between light and darkness, a central theme of Taoism. The title The Left Hand of Darkness derives from the first line of a lay traditional to the fictional planet of Gethen:
> Light is the left hand of darkness,
> and darkness the right hand of light.
> Two are one, life and death, lying
> together like lovers in kemmer,
> like hands joined together,
> like the end and the way.
Suzanne Reid stated that this presentation of light and dark was in strong contrast to many western cultural assumptions, which believe in strongly contrasted opposites. She went on to say that Le Guin's characters have a tendency to adapt to the rhythms of nature rather than trying to conquer them, an attitude which can also be traced to Taoism. The Handdarrata represent the Taoist sense of unity; believers try to find insight by reaching the "untrance", a balance between knowing and unknowing, and focusing and unfocusing.
The Yomesh cult is the official religion of Orgoreyn, and worships light. Critics such as David Lake have found parallels between the Yomesh cult and Christianity, such as the presence of saints and angels, and the use of a dating system based on the death of the prophet. Le Guin portrays the Yomesh religion as influencing the Orgota society, which Lake interprets as a critique of the influence of Christianity upon Western society. In comparison to the religion of Karhide, the Yomesh religion focuses more on enlightenment and positive, obvious statements. The novel suggests that this focus on positives leads to the Orgota being not entirely honest, and that a balance between enlightenment and darkness is necessary for truth.
### Loyalty and betrayal
Loyalty, fidelity, and betrayal are significant themes in the book, explored against the background of both planetary and interplanetary relations. Genly Ai is sent to Gethen as an envoy of the Ekumen, whose mission is to convince the various Gethenian nations that their identities will not be destroyed when they integrate with the Ekumen. At the same time, the planetary conflict between Karhide and Orgoreyn is shown as increasing nationalism, making it hard for citizens of each country to view themselves as citizens of the planet.
These conflicts are demonstrated by the varying loyalties of the main characters. Genly Ai tells Argaven after Estraven's death that Estraven served mankind as a whole, just as Ai did. During the border dispute with Orgoreyn, Estraven tries to end the dispute by moving Karhidish farmers out of the disputed territory. Estraven believes that by preventing war he was saving Karhidish lives and being loyal to his country, while King Argaven sees it as a betrayal. At the end of the novel Ai calls his ship down to formalize Gethen's joining the Ekumen, and feels conflicted while doing so because he had promised Estraven that he would clear Estraven's name before calling his ship down. His decision is an example of Le Guin's portrayal of loyalty and betrayal as complementary rather than contradictory, because in joining Gethen with the Ekumen, Ai was fulfilling the larger purpose that he shared with Estraven. Donna White wrote that many of Le Guin's novels depict a struggle between personal loyalties and public duties, best exemplified in The Left Hand of Darkness, where Ai is bound by a personal bond to Estraven, but must subordinate that to his mission for the Ekumen and humanity.
The theme of loyalty and trust is related to the novel's other major theme of gender. Ai has considerable difficulty in completing his mission because of his prejudice against the ambisexual Gethenians and his inability to establish a personal bond with them. Ai's preconceived ideas of how men should behave prevents him from trusting Estraven when the two meet; Ai labels Estraven "womanly" and distrusts him because Estraven exhibits both male and female characteristics. Estraven also faces difficulties communicating with Ai, who does not understand shifgrethor, the Gethenians' indirect way of giving and receiving advice. A related theme that runs through Le Guin's work is that of being rooted or rootless in society, explored through the experiences of lone individuals on alien planets.
### Shifgrethor and communication
Shifgrethor is a fictional concept in the Hainish universe, first introduced in The Left Hand of Darkness. It is first mentioned by Genly Ai, when he thinks to himself "shifgrethor—prestige, face, place, the pride-relationship, the untranslatable and all-important principle of social authority in Karhide and all civilizations of Gethen". It derives from an old Gethenian word for shadow, as prominent people are said to "cast darker [or longer] shadows". George Slusser describes shifgrethor as "not rank, but its opposite, the ability to maintain equality in any relationship, and to do so by respecting the person of the other". According to University of West Georgia Professor Carrie B. McWhorter, shifgrethor can be defined simply as "a sense of honor and respect that provides the Gethenians with a way to save face in a time of crisis".
Ai initially refuses to see a connection between his sexuality and his mode of consciousness, preventing him from truly understanding the Gethenians; thus he is unable to persuade them of the importance of his mission. Ai's failure to comprehend shifgrethor and to trust Estraven's motives leads him to misunderstand much of the advice that Estraven gives him. As Ai's relationship to Estraven changes, their communication also changes; they are both more willing to acknowledge mistakes, and make fewer assertions. Eventually, the two are able to converse directly with mindspeech, but only after Ai is able to understand Estraven's motivations, and no longer requires direct communication.
## Style and structure
The novel is framed as part of the report that Ai sends back to the Ekumen after his time on Gethen, and as such, suggests that Ai is selecting and ordering the material. Ai narrates ten chapters in the first person; the rest are made up of extracts from Estraven's personal diary and ethnological reports from an earlier observer from the Ekumen, interspersed with Gethenian myths and legends. The novel begins with the following statement from Ai, explaining the need for multiple voices in the novel:
> I'll make my report as if I told a story, for I was taught as a child on my homeworld that Truth is a matter of the imagination. The soundest fact may fail or prevail in the style of its telling: like that singular organic jewel of our seas, which grows brighter as one woman wears it and, worn by another, dulls and goes to dust. Facts are no more solid, coherent, round, and real, than pearls are. But both are sensitive.
>
> The story is not all mine, nor told by me alone. Indeed I am not sure whose story it is; you can judge better. But it is all one, and if at moments the facts seem to alter with an altered voice, why then you can choose the fact that you like the best; yet none of them are false, and it is all one story.
The myths and legends serve to explain specific features about Gethenian culture, as well as larger philosophical aspects of society. Many of the tales used in the novel immediately precede chapters describing Ai's experience with a similar situation. For instance, a story about the dangers of foretelling is presented before Ai's own experience witnessing a foretelling. Other stories include a retelling of the legend of the "place inside the storm" (about two lovers whose vow is broken when societal strictures cause one to kill themself); another retelling the roots of the Yomeshta cult; a third is an ancient Orgota creation myth; a fourth is a story of one of Estraven's ancestors, which discusses what a traitor is. The presence of myths and legends has also been cited by reviewers who state that Le Guin's work, particularly Left Hand, is similar to allegory in many ways. These include the presence of a guide (Estraven) for the protagonist (Ai), and the use of myths and legends to provide a backdrop for the story.
The heterogeneous structure of the novel has been described as "distinctly post-modern", and was unusual for the time of its publication, in marked contrast to (primarily male-authored) traditional science fiction, which was straightforward and linear. In 1999, literary scholar Donna White wrote that the unorthodox structure of the novel made it initially confusing to reviewers, before it was interpreted as an attempt to follow the trajectory of Ai's changing views. Also in contrast to what was typical for male authors of the period, Le Guin narrated the action in the novel through the personal relationships she depicted.
Ai's first-person narration reflects his slowly developing view, and the reader's knowledge and understanding of the Gethens evolves with Ai's awareness. He begins in naivety, gradually discovering his profound errors in judgement. In this sense, the novel can be thought of as a Bildungsroman, or coming of age story. Since the novel is presented as Ai's journey of transformation, Ai's position as the narrator increases the credibility of the story. The narration is complemented by Le Guin's writing style, described by Bloom as "precise, dialectical—always evocative in its restrained pathos" which is "exquisitely fitted to her powers of invention".
## Adaptations
In December 2004, Phobos Entertainment acquired media rights to the novel and announced plans for a feature film and video game based on it. In 2013, the Portland Playhouse and Hand2Mouth Theatre produced a stage adaptation of The Left Hand of Darkness in Portland, Oregon. On April 12 and 19, 2015, BBC Radio 4 broadcast a two-part adaptation of the novel, starring Kobna Holdbrook-Smith as Genly Ai, Lesley Sharp as Estraven, Toby Jones as Argaven, Ruth Gemmell as Ashe, Louise Brealey as Tibe and Gaum, Stephen Critchlow as Shusgis, and David Acton as Obsle. The radio drama was adapted by Judith Adams and directed by Allegra McIlroy. The adaptation was created and aired as part of a thematic month centered on the life and works of Ursula Le Guin, in honor of her 85th birthday. In early 2017, the novel was picked up for production by Critical Content as a television limited series with Le Guin serving as a consulting producer. The first university production of Left Hand of Darkness premiered in the University of Oregon's Robinson Theater on November 3, 2017, with a script adapted by John Schmor. Many works of the transgender artist Tuesday Smillie exhibited at the Rose Art Museum take inspiration from the book.
## See also
- Biology in fiction
- Postgenderism
- "Coming of Age in Karhide", an unconnected short story about Gethenians.
|
5,689,622 |
Banksia aculeata
| 1,101,590,054 |
Shrub of the family Proteaceae native to the southwest of Western Australia.
|
[
"Banksia taxa by scientific name",
"Endemic flora of Western Australia",
"Eudicots of Western Australia",
"Plants described in 1981"
] |
Banksia aculeata, commonly known as prickly banksia, is a species of plant of the family Proteaceae native to the Stirling Range in the southwest of Western Australia. A shrub up to 2 m (7 ft) tall, it has dense foliage and leaves with very prickly serrated margins. Its unusual pinkish, pendent (hanging) flower spikes, known as inflorescences, are generally hidden in the foliage and appear during the early summer. Although it was collected by the naturalist James Drummond in the 1840s, Banksia aculeata was not formally described until 1981, by Alex George in his monograph of the genus.
A rare plant, Banksia aculeata is found in gravelly soils in elevated areas. Native to a habitat burnt by periodic bushfires, it is killed by fire and regenerates from seed afterwards. In contrast to other Western Australian banksias, it appears to have some resistance to the soil-borne water mould Phytophthora cinnamomi.
## Description
A bushy shrub, Banksia aculeata grows up to 2 m (7 ft) tall, with fissured grey bark on its trunk and branches. Unlike many other banksia species, it does not have a woody base, or lignotuber. The leaves range from 4–9 cm (1+1⁄2–3+1⁄2 in) long and 0.8–3 cm (1⁄4–1+1⁄4 in) wide, with sharply pointed rigid lobes on the margins. Appearing in February and March, the cylindrical flower spikes—known as inflorescences—range from 6–9 cm (2+1⁄4–3+1⁄2 in) long, growing at the ends of short leafy 2–3-year-old side branches. Hanging downward rather than growing upright like those of most other banksias, they are composed of a central woody spike or axis, from which many compact individual flowers arise perpendicularly. These floral units are made up of a smooth tubular perianth that envelops the flower's sexual organs. The perianth is 3.0–4.3 cm (1+1⁄4–1+3⁄4 in) long and pink at the base grading into cream. In late bud, the end of the perianth has a characteristic four-angled (squarish) appearance. It then splits at anthesis to reveal the smooth straight pistil, which is slightly shorter than its enveloping structure at 3.0–4.2 cm (1+1⁄4–1+3⁄4 in) long. The fruiting cone, known as an infructescence, is a swollen woody spike in which up to 20 massive follicles are embedded; the withered flower parts persist on the spike, giving it a hairy appearance. Oval in shape, the follicles are wrinkled in texture and covered with fine hair. They are 3.0–4.5 cm (1+1⁄4–1+3⁄4 in) long, 2.5–3.0 cm (1–1+1⁄4 in) high, and 2.0–2.5 cm (3⁄4–1 in) wide.
The obovate (egg-shaped) seed is 4–5 cm (1+5⁄8–2 in) long and fairly flattened. It is composed of the wedge-shaped seed body (containing the embryonic plant), measuring 1.0–1.2 cm (3⁄8–1⁄2 in) long by 1.5–1.8 cm (5⁄8–3⁄4 in) wide, and a papery wing. One side, termed the outer surface, is grey and wrinkled and the other is black and sparkles slightly. The seeds are separated by a sturdy dark brown seed separator that is roughly the same shape as the seeds with a depression where the seed body sits adjacent to it in the follicle. Known as cotyledons, the first pair of leaves produced by seedlings are cuneate (wedge-shaped) and measure 1.1–1.2 cm (3⁄8–1⁄2 in) long by 1.9 cm (3⁄4 in) wide. They are dull dark green, sometimes with a reddish tinge, and the margin of the wedge is convex. The auricle at the base of the cotyledon leaf is pointed and measures 0.3 cm (1⁄8 in) long. The hypocotyl is thick, smooth and dark red. The obovate to oblong seedling leaves are 4–9 cm (1+1⁄2–3+1⁄2 in) long by 2.0–2.5 cm (3⁄4–1 in) wide with serrated margins, v-shaped sinuses and sharp teeth.
The related Banksia caleyi is similar in appearance but can be distinguished by its recurved (downward curving) leaf margins, and smaller follicles and perianths. Its flowers appear from October to December.
## Taxonomy
Banksia aculeata was first collected by James Drummond on one of his three trips to the Stirling Range between 1843 and 1848, though he did not regard it as distinct from B. caleyi—this was only recognised over a century later by Alex George. George described B. aculeata in his 1981 monograph "The genus Banksia L.f. (Proteaceae)". For the type of the species, George selected a specimen he collected on Chester Pass Road in the Stirling Range east of Cranbrook on 20 March 1972. He gave it the specific epithet aculeata (Latin for "sharp"), in reference to the sharply pointed leaf lobes.
George placed B. aculeata in B. subg. Banksia because its inflorescence is a typical Banksia flower spike; in B. sect. Banksia because of its straight styles; and B. ser. Tetragonae because of its pendulous inflorescences. He considered its closest relative to be B. caleyi, from which it differs in having narrower leaves with fewer, larger lobes; longer perianths, which grade from red to cream rather than from cream to red; shorter pistils; and also differences in the follicles, seeds and flowering time.
In 1996, Kevin Thiele and Pauline Ladiges published the results of a cladistic analysis of morphological characters of Banksia. They retained George's subgenera and many of his series, but discarded his sections. George's B. ser. Tetragonae was found to be monophyletic, and therefore retained; and their analysis of the relationships within the series supported the placement of B. aculeata alongside B. caleyi.
B. aculeata's placement in Thiele and Ladiges' arrangement may be summarised as follows:
Banksia
: B. subg. Isostylis (3 species)
: B. elegans (incertae sedis)
: B. subg. Banksia
: : B. ser. Tetragonae
: : : B. elderiana
: : : B. lemanniana
: : : B. caleyi
: : : B. aculeata
The arrangement of Thiele and Ladiges was not accepted by George and was discarded in his 1999 revision. Under George's 1999 arrangement, B. aculeata's placement was as follows:
Banksia
: B. subg. Banksia
: : B. sect. Banksia
: : : B. ser. Salicinae (11 species, 7 subspecies)
: : : B. ser. Grandes (2 species)
: : : B. ser. Banksia (8 species)
: : : B. ser. Crocinae (4 species)
: : : B. ser. Prostratae (6 species, 3 varieties)
: : : B. ser. Cyrtostylis (13 species)
: : : B. ser. Tetragonae
: : : : B. lemanniana
: : : : B. caleyi
: : : : B. aculeata
Since 1998, Austin Mast has been publishing results of ongoing cladistic analyses of DNA sequence data for the subtribe Banksiinae. His analyses suggest a phylogeny that is rather different from previous taxonomic arrangements, but support the placement of B. aculeata alongside B. caleyi in a clade corresponding closely with B. ser. Tetragonae. A 2013 molecular study by Marcel Cardillo and colleagues using chloroplast DNA and combining it with earlier results found that B. aculeata was sister to B. lemanniana and that B. caleyi was the next closest relative.
Early in 2007 Mast and Thiele initiated a rearrangement by transferring Dryandra to Banksia, and publishing B. subg. Spathulatae for the species having spoon-shaped cotyledons; in this way they also redefined the autonym B. subg. Banksia. They foreshadowed publishing a full arrangement once DNA sampling of Dryandra was complete; in the meantime, if Mast and Thiele's nomenclatural changes are taken as an interim arrangement, then B. aculeata is placed in B. subg. Banksia.
## Distribution and habitat
B. aculeata is native to the foothills of the Stirling Range in the southwest of Western Australia, occurring at elevations between 250 and 500 m (825 and 1,650 ft), in shrubland in gravelly, clayish soils. The annual rainfall is around 600 mm (24 in). It is a fairly rare plant, with most populations consisting of fewer than 100 plants. With fairly small populations and a narrow distribution, B. aculeata is considered rare, but is not currently classed as endangered because at least some populations are thought not to be under immediate threat. The Department of Environment and Conservation of the Western Australian State Government classes it as "Priority Two – Poorly Known" flora.
## Ecology
Like many plants in Australia's southwest, Banksia aculeata is adapted to an environment in which bushfire events are relatively frequent. Most Banksia species can be placed in one of two broad groups according to their response to fire: reseeders are killed by fire, but fire also triggers the release of their canopy seed bank, thus promoting recruitment of the next generation; resprouters survive fire, resprouting from a lignotuber or, more rarely, epicormic buds protected by thick bark. B. aculeata is killed by fire because it possesses neither thick protective bark nor a lignotuber to reshoot from. It is serotinous—it accumulates a canopy seed bank that is released only in response to fire—so populations typically recover rapidly after a fire, but this strategy makes it dependent on a suitable fire regime. Plants take three to four years to reach flowering after a bushfire.
Pollinators have not been observed, and the flowering period is brief when compared with other banksias. However, the flowers appear when little else is in bloom, rendering it a valuable food source for animals.
B. aculeata has been reported as susceptible to dieback from the soil-borne water mould Phytophthora cinnamomi, but in a 2008 study this pathogen was found to have no direct impact on the species. As a result of this finding, together with the low percentage of populations infested or facing imminent infestation, the species was classed as having a very low extinction risk.
## Cultivation
Banksia aculeata grows slowly, generally taking five to six years to flower from seed, though there is a report of it flowering in three years at Strathmerton in Victoria. Regarding its potential as an ornamental plant, Alex George observes that the flowers are brightly coloured but have a short life and are obscured by the foliage, which is quite prickly. He nonetheless considers both the new foliage and the infructescence attractive. This species can grow in a range of soil types so long as they provide good drainage. The nominal soil pH range is from 5.5 to 6.5. It prefers full sun, although it will grow in partly shaded situations, producing fewer flowers. It will tolerate light pruning.
|
11,427 |
First Punic War
| 1,169,194,724 |
264–241 BC war between Rome and Carthage
|
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"240s BC conflicts",
"250s BC conflicts",
"260s BC conflicts",
"264 BC",
"3rd century BC",
"3rd century BC in the Roman Republic",
"First Punic War",
"Punic Wars",
"Wars involving Carthage",
"Wars involving the Roman Republic"
] |
The First Punic War (264–241 BC) was the first of three wars fought between Rome and Carthage, the two main powers of the western Mediterranean in the early 3rd century BC. For 23 years, in the longest continuous conflict and greatest naval war of antiquity, the two powers struggled for supremacy. The war was fought primarily on the Mediterranean island of Sicily and its surrounding waters, and also in North Africa. After immense losses on both sides, the Carthaginians were defeated.
The war began in 264 BC with the Romans gaining a foothold on Sicily at Messana (modern Messina). The Romans then pressed Syracuse, the only significant independent power on the island, into allying with them and laid siege to Carthage's main base at Akragas. A large Carthaginian army attempted to lift the siege in 262 BC but was heavily defeated at the Battle of Akragas. The Romans then built a navy to challenge the Carthaginians', and using novel tactics inflicted several defeats. A Carthaginian base on Corsica was seized, but an attack on Sardinia was repulsed; the base on Corsica was then lost. Taking advantage of their naval victories the Romans launched an invasion of North Africa, which the Carthaginians intercepted. At the Battle of Cape Ecnomus the Carthaginians were again beaten; this was possibly the largest naval battle in history by the number of combatants involved. The invasion initially went well and in 255 BC the Carthaginians sued for peace; the proposed terms were so harsh they fought on, defeating the invaders. The Romans sent a fleet to evacuate their survivors and the Carthaginians opposed it at the Battle of Cape Hermaeum off Africa; the Carthaginians were heavily defeated. The Roman fleet, in turn, was devastated by a storm while returning to Italy, losing most of its ships and over 100,000 men.
The war continued, with neither side able to gain a decisive advantage. The Carthaginians attacked and recaptured Akragas in 255 BC but, not believing they could hold the city, they razed and abandoned it. The Romans rapidly rebuilt their fleet, adding 220 new ships, and captured Panormus (modern Palermo) in 254 BC. The next year they lost 150 ships to a storm. In 251 BC the Carthaginians attempted to recapture Panormus, but were defeated in a battle outside the walls. Slowly the Romans had occupied most of Sicily; in 249 BC they besieged the last two Carthaginian strongholds – in the extreme west. They also launched a surprise attack on the Carthaginian fleet but were defeated at the Battle of Drepana. The Carthaginians followed up their victory and most of the remaining Roman warships were lost at the Battle of Phintias. After several years of stalemate, the Romans rebuilt their fleet again in 243 BC and effectively blockaded the Carthaginian garrisons. Carthage assembled a fleet that attempted to relieve them, but it was destroyed at the Battle of the Aegates Islands in 241 BC, forcing the cut-off Carthaginian troops on Sicily to negotiate for peace.
A treaty was agreed. By its terms Carthage paid large reparations and Sicily was annexed as a Roman province. Henceforth Rome was the leading military power in the western Mediterranean, and increasingly the Mediterranean region as a whole. The immense effort of building 1,000 galleys during the war laid the foundation for Rome's maritime dominance for 600 years. The end of the war sparked a major but unsuccessful revolt within the Carthaginian Empire. The unresolved strategic competition between Rome and Carthage led to the eruption of the Second Punic War in 218 BC.
## Primary sources
The term Punic comes from the Latin word Punicus (or Poenicus), meaning "Phoenician", and is a reference to the Carthaginians' Phoenician ancestry. The main source for almost every aspect of the First Punic War is the historian Polybius (c. 200 – c. 118 BC), a Greek sent to Rome in 167 BC as a hostage. His works include a now-lost manual on military tactics, but he is known today for The Histories, written sometime after 146 BC or about a century after the end of the war. Polybius's work is considered broadly objective and largely neutral as between Carthaginian and Roman points of view.
Carthaginian written records were destroyed along with their capital, Carthage, in 146 BC and so Polybius's account of the First Punic War is based on several, now-lost, Greek and Latin sources. Polybius was an analytical historian and wherever possible personally interviewed participants in the events he wrote about. Only the first book of the 40 comprising The Histories deals with the First Punic War. The accuracy of Polybius's account has been much debated over the past 150 years, but the modern consensus is to accept it largely at face value, and the details of the war in modern sources are almost entirely based on interpretations of Polybius's account. The modern historian Andrew Curry considers that "Polybius turns out to [be] fairly reliable"; while Dexter Hoyos describes him as "a remarkably well-informed, industrious, and insightful historian". Other, later, histories of the war exist, but in fragmentary or summary form. Modern historians usually take into account the fragmentary writings of various Roman annalists, especially Livy (who relied on Polybius), the Sicilian Greek Diodorus Siculus, and the later Greek writers Appian and Cassius Dio. The classicist Adrian Goldsworthy states that "Polybius' account is usually to be preferred when it differs with any of our other accounts". Other sources include inscriptions, terrestrial archaeological evidence, and empirical evidence from reconstructions such as the trireme Olympias.
Since 2010, 19 bronze warship rams have been found by archaeologists in the sea off the west coast of Sicily, a mix of Roman and Carthaginian. Ten bronze helmets and hundreds of amphorae have also been found. The rams, seven of the helmets, and six intact amphorae, along with a large number of fragments, have since been recovered. It is believed the rams were each attached to a sunken warship when they were deposited on the seabed. The archaeologists involved stated that the location of artefacts so far discovered supports Polybius's account of where the Battle of the Aegates Islands took place. Based on the dimensions of the recovered rams, the archaeologists who have studied them believe they all came from triremes, contrary to Polybius's account that all the warships involved were quinqueremes. However, they believe that the many amphorae identified confirm the accuracy of other aspects of Polybius's account of this battle: "It is the sought-after convergence of the archaeological and historical records."
## Background
The Roman Republic had been aggressively expanding in the southern Italian mainland for a century before the First Punic War. It had conquered peninsular Italy south of the River Arno by 272 BC when the Greek cities of southern Italy (Magna Graecia) submitted at the conclusion of the Pyrrhic War. During this period Carthage, with its capital in what is now Tunisia, had come to dominate southern Spain, much of the coastal regions of North Africa, the Balearic Islands, Corsica, Sardinia, and the western half of Sicily, in a military and commercial empire. Beginning in 480 BC Carthage had fought a series of inconclusive wars against the Greek city states of Sicily, led by Syracuse. By 264 BC Carthage and Rome were the preeminent powers in the western Mediterranean. The two states had several times asserted their mutual friendship via formal alliances: in 509 BC, 348 BC and around 279 BC. Relationships were good, with strong commercial links. During the Pyrrhic War of 280–275 BC, against a king of Epirus who alternately fought Rome in Italy and Carthage on Sicily, Carthage provided materiel to the Romans and on at least one occasion used its navy to ferry a Roman force.
In 289 BC a group of Italian mercenaries known as Mamertines, previously hired by Syracuse, occupied the city of Messana (modern Messina) on the north-eastern tip of Sicily. Hard-pressed by Syracuse, the Mamertines appealed to both Rome and Carthage for assistance in 265 BC. The Carthaginians acted first, pressing Hiero II, king of Syracuse, into taking no further action and convincing the Mamertines to accept a Carthaginian garrison. According to Polybius, a considerable debate then took place in Rome as to whether to accept the Mamertines' appeal for assistance. As the Carthaginians had already garrisoned Messana acceptance could easily lead to war with Carthage. The Romans had not previously displayed any interest in Sicily and did not wish to come to the aid of soldiers who had unjustly stolen a city from its rightful owners. However, many of them saw strategic and monetary advantages in gaining a foothold in Sicily. The deadlocked Roman Senate, possibly at the instigation of Appius Claudius Caudex, put the matter before the popular assembly in 264 BC. Caudex encouraged a vote for action and held out the prospect of plentiful booty; the popular assembly decided to accept the Mamertines' request. Caudex was appointed commander of a military expedition with orders to cross to Sicily and place a Roman garrison in Messana.
The war began with the Romans landing on Sicily in 264 BC. Despite the Carthaginian naval advantage, the Roman crossing of the Strait of Messina was ineffectively opposed. Two legions commanded by Caudex marched to Messana, where the Mamertines had expelled the Carthaginian garrison commanded by Hanno (no relation to Hanno the Great) and were besieged by both the Carthaginians and the Syracusans. The sources are unclear as to why, but first the Syracusans, and then the Carthaginians withdrew from the siege. The Romans marched south and in turn besieged Syracuse, but they had neither a strong enough force nor the secure supply lines to prosecute a successful siege, and soon withdrew. The Carthaginians' experience over the previous two centuries of warfare on Sicily was that decisive action was impossible; military efforts petered out after heavy losses and huge expense. The Carthaginian leaders expected that this war would run a similar course. Meanwhile, their overwhelming maritime superiority would allow the war to be kept at a distance, and even for them to continue to prosper. This would allow them to recruit and pay an army that would operate in the open against the Romans, while their strongly fortified cities could be supplied by sea and provide a defensive base from which to operate.
### Armies
Adult male Roman citizens were liable for military service; most would serve as infantry with the wealthier minority providing a cavalry component. Traditionally the Romans would raise two legions, each of 4,200 infantry and 300 cavalry. A small number of the infantry served as javelin-armed skirmishers. The balance were equipped as heavy infantry, with body armour, a large shield, and short thrusting swords. They were divided into three ranks, of which the front rank also carried two javelins, while the second and third ranks had a thrusting spear instead. Both legionary sub-units and individual legionaries fought in relatively open order. An army was usually formed by combining a Roman legion with a similarly sized and equipped legion provided by their Latin allies.
Carthaginian citizens served in their army only if there was a direct threat to the city. In most circumstances Carthage recruited foreigners to make up its army. Many would be from North Africa which provided several types of fighters including: close-order infantry equipped with large shields, helmets, short swords and long thrusting spears; javelin-armed light infantry skirmishers; close-order shock cavalry (also known as "heavy cavalry") carrying spears; and light cavalry skirmishers who threw javelins from a distance and avoided close combat. Both Spain and Gaul provided experienced infantry; unarmoured troops who would charge ferociously, but had a reputation for breaking off if a combat was protracted. Most of the Carthaginian infantry would fight in a tightly packed formation known as a phalanx, usually forming two or three lines. Specialist slingers were recruited from the Balearic Islands. The Carthaginians also employed war elephants; North Africa had indigenous African forest elephants at the time. The sources are not clear as to whether they carried towers containing fighting men.
### Navies
Quinqueremes, meaning "five-oared", provided the workhorse of the Roman and Carthaginian fleets throughout the Punic Wars. So ubiquitous was the type that Polybius uses it as a shorthand for "warship" in general. A quinquereme carried a crew of 300: 280 oarsmen and 20 deck crew and officers. It would also normally carry a complement of 40 marines – usually soldiers assigned to the ship – if battle was thought to be imminent this would be increased to as many as 120.
Getting the oarsmen to row as a unit, let alone to execute more complex battle manoeuvres, required long and arduous training. At least half of the oarsmen would need to have had some experience if the ship was to be handled effectively. As a result, the Romans were initially at a disadvantage against the more experienced Carthaginians. To counter this, the Romans introduced the corvus, a bridge 1.2 metres (4 feet) wide and 11 metres (36 feet) long, with a heavy spike on the underside of the free end, which was designed to pierce and anchor into an enemy ship's deck. This allowed Roman legionaries acting as marines to board enemy ships and capture them, rather than employing the previously traditional tactic of ramming.
All warships were equipped with rams, a triple set of 60-centimetre-wide (2 ft) bronze blades weighing up to 270 kilograms (600 lb) positioned at the waterline. In the century prior to the Punic Wars, boarding had become increasingly common and ramming had declined, as the larger and heavier vessels adopted in this period lacked the speed and manoeuvrability necessary to ram, while their sturdier construction reduced the ram's effect even in case of a successful attack. The Roman adaptation of the corvus was a continuation of this trend and compensated for their initial disadvantage in ship-manoeuvring skills. The added weight in the prow compromised both the ship's manoeuvrability and its seaworthiness, and in rough sea conditions the corvus became useless.
## Sicily 264–256 BC
Much of the war was to be fought on, or in the waters near, Sicily. Away from the coasts, its hilly and rugged terrain made manoeuvring large forces difficult and favoured defence over offence. Land operations were largely confined to raids, sieges, and interdiction; in 23 years of war on Sicily there were only two full-scale pitched battles – Akragas in 262 BC and Panormus in 250 BC. Garrison duty and land blockades were the most common operations for both armies.
It was the long-standing Roman procedure to appoint two men each year, known as consuls, to each lead an army. In 263 BC both consuls were sent to Sicily with a force of 40,000. Syracuse was again besieged, and with no Carthaginian assistance anticipated, Syracuse rapidly made peace with the Romans: it became a Roman ally, paid an indemnity of 100 talents of silver and, perhaps most importantly, agreed to help supply the Roman army in Sicily. Following the defection of Syracuse, several small Carthaginian dependencies switched to the Romans. Akragas (Latin: Agrigentum; modern Agrigento), a port city halfway along the south coast of Sicily, was chosen by the Carthaginians as their strategic centre. The Romans marched on it in 262 BC and besieged it. The Romans had an inadequate supply system, partly because the Carthaginian naval supremacy prevented them from shipping supplies by sea, and they were not in any case accustomed to feeding an army as large as 40,000 men. At harvest time most of the army was dispersed over a wide area to harvest the crops and to forage. The Carthaginians, commanded by Hannibal Gisco, sortied in force, taking the Romans by surprise and penetrating their camp; the Romans rallied and routed the Carthaginians; after this experience both sides were more guarded.
Meanwhile, Carthage had recruited an army, which assembled in Africa and was shipped to Sicily. It was composed of 50,000 infantry, 6,000 cavalry and 60 elephants, and was commanded by Hanno, son of Hannibal; it was partly made up of Ligurians, Celts and Iberians. Five months after the siege began, Hanno marched to Akragas's relief. When he arrived, he merely camped on high ground, engaged in desultory skirmishing and trained his army. Two months later, in spring 261 BC, he attacked. The Carthaginians were defeated with heavy losses at the Battle of Akragas. The Romans, under both consuls – Lucius Postumius Megellus and Quintus Mamilius Vitulus – pursued, capturing the Carthaginians' elephants and baggage train. That night the Carthaginian garrison escaped while the Romans were distracted. The next day the Romans seized the city and its inhabitants, selling 25,000 of them into slavery.
After this success for the Romans, the war became fragmented for several years, with minor successes for each side, but no clear focus. In part this was because the Romans diverted many of their resources to an ultimately fruitless campaign against Corsica and Sardinia, and then into the equally fruitless expedition to Africa. After taking Akragas the Romans advanced westward to besiege Mytistraton for seven months, without success. In 259 BC they advanced toward Thermae on the north coast. After a quarrel, the Roman troops and their allies set up separate camps. Hamilcar took advantage of this to launch a counter-attack, taking one of the contingents by surprise as it was breaking camp and killing 4,000–6,000. Hamilcar went on to seize Enna, in central Sicily, and Camarina, in the south east, dangerously close to Syracuse. Hamilcar seemed close to overrunning the whole of Sicily. The following year the Romans retook Enna and finally captured Mytistraton. They then moved on Panormus (modern Palermo), but had to withdraw, although they did capture Hippana. In 258 BC they recaptured Camarina after a lengthy siege. For the next few years petty raiding, skirmishing and the occasional defection of a smaller town from one side to the other continued on Sicily.
## Rome builds a fleet
The war in Sicily reached a stalemate, as the Carthaginians focused on defending their well-fortified towns and cities; these were mostly on the coast and so could be supplied and reinforced without the Romans being able to use their superior army to interdict. The focus of the war shifted to the sea, where the Romans had little experience; on the few occasions they had previously felt the need for a naval presence they had usually relied on small squadrons provided by their Latin or Greek allies. In 260 BC Romans set out to construct a fleet and used a shipwrecked Carthaginian quinquereme as a blueprint for their own. As novice shipwrights, the Romans built copies that were heavier than the Carthaginian vessels, and so slower and less manoeuvrable.
The Romans built 120 warships and despatched them to Sicily in 260 BC for their crews to carry out basic training. One of the consuls for the year, Gnaeus Cornelius Scipio, sailed with the first 17 ships to arrive to the Lipari Islands, a little way off the north-east coast of Sicily, in an attempt to seize the islands' main port, Lipara. The Carthaginian fleet was commanded by Hannibal Gisco, the general who had commanded the garrison of Akragas, and was based at Panormus, some 100 kilometres (62 miles) from Lipara. When Hannibal heard of the Romans' move he despatched 20 ships under Boodes to the town. The Carthaginians arrived at night and trapped the Romans in the harbour. Boodes' ships attacked and Scipio's inexperienced men offered little resistance. Some Romans panicked and fled inland and the consul himself was taken prisoner. All of the Roman ships were captured, most with little damage. A little later, Hannibal was scouting with 50 Carthaginian ships when he encountered the full Roman fleet. He escaped, but lost most of his ships. It was after this skirmish that the Romans installed the corvus on their ships.
Scipio's fellow consul, Gaius Duilius, placed the Roman army units under subordinates and took command of the fleet. He promptly sailed, seeking battle. The two fleets met off the coast of Mylae in the Battle of Mylae. Hannibal had 130 ships, and the historian John Lazenby calculates that Duilius had approximately the same number. The Carthaginians anticipated victory, due to the superior experience of their crews, and their faster and more manoeuvrable galleys, and broke formation to close rapidly with the Romans. The first 30 Carthaginian ships were grappled by the corvus and successfully boarded by the Romans, including Hannibal's ship – he escaped in a skiff. Seeing this, the remaining Carthaginians swung wide, attempting to take the Romans in the sides or rear. The Romans successfully countered and captured a further 20 Carthaginian vessels. The surviving Carthaginians broke off the action, and being faster than the Romans were able to escape. Duilius sailed to relieve the Roman-held city of Segesta, which had been under siege.
From early 262 BC Carthaginian ships had been raiding the Italian coast from bases on Sardinia and Corsica. The year after Mylae, 259 BC, the consul Lucius Cornelius Scipio led part of the fleet against Aléria in Corsica and captured it. He then attacked Ulbia on Sardinia, but was repulsed, and also lost Aléria. In 258 BC a stronger Roman fleet engaged a smaller Carthaginian fleet at the Battle of Sulci off the city of Sulci, in western Sardinia, and inflicted a heavy defeat. The Carthaginian commander Hannibal Gisco, who abandoned his men and fled to Sulci, was later captured by his soldiers and crucified. Despite this victory, the Romans – who were attempting to support simultaneous offensives against both Sardinia and Sicily – were unable to exploit it, and the attack on Carthaginian-held Sardinia petered out.
In 257 BC the Roman fleet happened to be anchored off Tyndaris in north-east Sicily when the Carthaginian fleet, unaware of its presence, sailed past in loose formation. The Roman commander, Gaius Atilius Regulus, ordered an immediate attack, initiating the Battle of Tyndaris. This led to the Roman fleet in turn putting to sea in a disordered manner. The Carthaginians responded rapidly, ramming and sinking nine of the leading ten Roman ships. As the main Roman force came into action they sank eight Carthaginian ships and captured ten. The Carthaginians withdrew, again being faster than the Romans and so able to make off without further loss. The Romans then raided both the Liparis and Malta.
## Invasion of Africa
Rome's naval victories at Mylae and Sulci, and their frustration at the stalemate in Sicily, led them to adopt a sea-based strategy and to develop a plan to invade the Carthaginian heartland in North Africa and threaten Carthage (close to Tunis). Both sides were determined to establish naval supremacy and invested large amounts of money and manpower in maintaining and increasing the size of their navies. The Roman fleet of 330 warships and an unknown number of transports sailed from Ostia, the port of Rome, in early 256 BC, commanded by the consuls for the year, Marcus Atilius Regulus and Lucius Manlius Vulso Longus. The Romans embarked approximately 26,000 legionaries from the Roman forces on Sicily shortly before the battle. They planned to cross to Africa and invade what is now Tunisia.
The Carthaginians knew of the Romans' intentions and mustered all their 350 warships under Hanno the Great and Hamilcar, off the south coast of Sicily to intercept them. With a combined total of about 680 warships carrying up to 290,000 crew and marines, the ensuing Battle of Cape Ecnomus was possibly the largest naval battle in history by the number of combatants involved. At the start of the battle the Carthaginians took the initiative, hoping their superior ship handling skills would tell. After a day of prolonged and confused fighting the Carthaginians were defeated, losing 30 ships sunk and 64 captured to Roman losses of 24 ships sunk.
After the victory the Roman army, commanded by Regulus, landed in Africa near Aspis (modern Kelibia) on the Cape Bon Peninsula and began ravaging the Carthaginian countryside. After a brief siege, Aspis was captured. Most of the Roman ships returned to Sicily, leaving Regulus with 15,000 infantry and 500 cavalry to continue the war in Africa; Regulus laid siege to the city of Adys. The Carthaginians had recalled Hamilcar from Sicily with 5,000 infantry and 500 cavalry. Hamilcar, Hasdrubal and a third general called Bostar were placed in joint command of an army which was strong in cavalry and elephants and was approximately the same size as the Roman force. The Carthaginians established a camp on a hill near Adys. The Romans carried out a night march and launched a surprise dawn attack on the camp from two directions. After confused fighting the Carthaginians broke and fled. Their losses are unknown, although their elephants and cavalry escaped with few casualties.
The Romans followed up and captured Tunis, only 16 km (10 mi) from Carthage. From Tunis the Romans raided and devastated the immediate area around Carthage. In despair, the Carthaginians sued for peace but Regulus offered such harsh terms that the Carthaginians decided to fight on. Charge of the training of their army was given to the Spartan mercenary commander Xanthippus. In 255 BC Xanthippus led an army of 12,000 infantry, 4,000 cavalry and 100 elephants against the Romans and defeated them at the Battle of Tunis. Approximately 2,000 Romans retreated to Aspis; 500, including Regulus, were captured; the rest were killed. Xanthippus, fearful of the envy of the Carthaginian generals he had outdone, took his pay and returned to Greece. The Romans sent a fleet to evacuate their survivors. It was intercepted by a Carthaginian fleet off Cape Bon (in the north east of modern Tunisia) and in the Battle of Cape Hermaeum the Carthaginians were heavily defeated, losing 114 ships captured. The Roman fleet was devastated by a storm while returning to Italy, with 384 ships sunk from their total of 464 and 100,000 men lost, the majority non-Roman Latin allies. It is possible that the presence of the corvus made the Roman ships unusually unseaworthy; there is no record of them being used after this disaster.
## Sicily 255–248 BC
Having lost most of their fleet in the storm of 255 BC, the Romans rapidly rebuilt it, adding 220 new ships. In 254 BC the Carthaginians attacked and captured Akragas, but not believing they could hold the city, they burned it, razed its walls and left. Meanwhile, the Romans launched a determined offensive in Sicily. Their entire fleet, under both consuls, attacked Panormus early in the year. The city was surrounded and blockaded, and siege engines set up. These made a breach in the walls which the Romans stormed, capturing the outer town and giving no quarter. The inner town promptly surrendered. The 14,000 inhabitants who could afford it ransomed themselves and the remaining 13,000 were sold into slavery. Much of western inland Sicily now went over to the Romans: Ietas, Solous, Petra, and Tyndaris all came to terms.
In 253 BC the Romans changed their focus to Africa again and carried out several raids. They lost another 150 ships, from a fleet of 220, to a storm while returning from raiding the North African coast east of Carthage. They rebuilt again. The next year the Romans shifted their attention to north-west Sicily. They sent a naval expedition toward Lilybaeum. En route, the Romans seized and burned the Carthaginian hold-out cities of Selinous and Heraclea Minoa, but they failed to take Lilybaeum. In 252 BC they captured Thermae and Lipara, which had been isolated by the fall of Panormus. Otherwise they avoided battle in 252 and 251 BC, according to Polybius because they feared the war elephants which the Carthaginians had shipped to Sicily.
In late summer 251 BC the Carthaginian commander Hasdrubal – who had faced Regulus in Africa – hearing that one consul had left Sicily for the winter with half of the Roman army, advanced on Panormus and devastated the countryside. The Roman army, which had been dispersed to gather the harvest, withdrew into Panormus. Hasdrubal boldly advanced most of his army, including the elephants, towards the city walls. The Roman commander Lucius Caecilius Metellus sent out skirmishers to harass the Carthaginians, keeping them constantly supplied with javelins from the stocks within the city. The ground was covered with earthworks constructed during the Roman siege, making it difficult for the elephants to advance. Peppered with missiles and unable to retaliate, the elephants fled through the Carthaginian infantry behind them. Metellus had opportunistically moved a large force to the Carthaginian's left flank, and they charged into their disordered opponents. The Carthaginians fled; Metellus captured ten elephants but did not permit a pursuit. Contemporary accounts do not report either side's losses, and modern historians consider later claims of 20,000–30,000 Carthaginian casualties improbable.
Encouraged by their victory at Panormus, the Romans moved against the main Carthaginian base on Sicily, Lilybaeum, in 249 BC. A large army commanded by the year's consuls Publius Claudius Pulcher and Lucius Junius Pullus besieged the city. They had rebuilt their fleet, and 200 ships blockaded the harbour. Early in the blockade, 50 Carthaginian quinqueremes gathered off the Aegates Islands, which lie 15–40 km (9–25 mi) to the west of Sicily. Once there was a strong west wind, they sailed into Lilybaeum before the Romans could react and unloaded reinforcements and a large quantity of supplies. They evaded the Romans by leaving at night, evacuating the Carthaginian cavalry. The Romans sealed off the landward approach to Lilybaeum with earth and timber camps and walls. They made repeated attempts to block the harbour entrance with a heavy timber boom, but due to the prevailing sea conditions they were unsuccessful. The Carthaginian garrison was kept supplied by blockade runners, light and manoeuvrable quinqueremes with highly trained crews and experienced pilots.
Pulcher decided to attack the Carthaginian fleet, which was in the harbour of the nearby city of Drepana (modern Trapani). The Roman fleet sailed by night to carry out a surprise attack, but became scattered in the dark. The Carthaginian commander Adherbal was able to lead his fleet out to sea before they were trapped and counter-attacked in the Battle of Drepana. The Romans were pinned against the shore and after a hard day's fighting were heavily defeated by the more manoeuvrable Carthaginian ships with their better-trained crews. It was Carthage's greatest naval victory of the war. Carthage turned to the maritime offensive, inflicting another heavy naval defeat at the Battle of Phintias and all but swept the Romans from the sea. It was to be seven years before Rome again attempted to field a substantial fleet, while Carthage put most of its ships into reserve to save money and free up manpower.
## Conclusion
By 248 BC the Carthaginians held only two cities on Sicily: Lilybaeum and Drepana; these were well-fortified and situated on the west coast, where they could be supplied and reinforced without the Romans being able to use their superior army to interfere. When Hamilcar Barca took command of the Carthaginians on Sicily in 247 BC he was only given a small army and the Carthaginian fleet was gradually withdrawn. Hostilities between Roman and Carthaginian forces declined to small-scale land operations, which suited the Carthaginian strategy. Hamilcar employed combined arms tactics in a Fabian strategy from his base at Eryx, north of Drepana. This guerrilla warfare kept the Roman legions pinned down and preserved Carthage's foothold in Sicily.
After more than 20 years of war, both states were financially and demographically exhausted. Evidence of Carthage's financial situation includes their request for a 2,000 talent loan from Ptolemaic Egypt, which was refused. Rome was also close to bankruptcy and the number of adult male citizens, who provided the manpower for the navy and the legions, had declined by 17 percent since the start of the war. Goldsworthy describes Roman manpower losses as "appalling".
In late 243 BC, realizing they would not capture Drepana and Lilybaeum unless they could extend their blockade to the sea, the Senate decided to build a new fleet. With the state's coffers exhausted, the Senate approached Rome's wealthiest citizens for loans to finance the construction of one ship each, repayable from the reparations to be imposed on Carthage once the war was won. The result was a fleet of approximately 200 quinqueremes, built, equipped, and crewed without government expense. The Romans modelled the ships of their new fleet on a captured blockade runner with especially good qualities. By now, the Romans were experienced at shipbuilding, and with a proven vessel as a model produced high-quality quinqueremes. Importantly, the corvus was abandoned, which improved the ships' speed and handling but forced a change in tactics on the Romans; they would need to be superior sailors, rather than superior soldiers, to beat the Carthaginians.
The Carthaginians raised a larger fleet which they intended to use to run supplies into Sicily. It would then embark much of the Carthaginian army stationed there to use as marines. It was intercepted by the Roman fleet under Gaius Lutatius Catulus and Quintus Valerius Falto, and in the hard-fought Battle of the Aegates Islands the better-trained Romans defeated the undermanned and ill-trained Carthaginian fleet. After achieving this decisive victory, the Romans continued their land operations in Sicily against Lilybaeum and Drepana. The Carthaginian Senate was reluctant to allocate the resources necessary to have another fleet built and manned. Instead, it ordered Hamilcar to negotiate a peace treaty with the Romans, which he left up to his subordinate Gisco. The Treaty of Lutatius was signed and brought the First Punic War to its end: Carthage evacuated Sicily, handed over all prisoners taken during the war, and paid an indemnity of 3,200 talents over ten years.
## Aftermath
The war lasted 23 years, the longest war in Romano-Greek history and the greatest naval war of the ancient world. In its aftermath Carthage attempted to avoid paying in full the foreign troops who had fought its war. Eventually they rebelled and were joined by many disgruntled local groups. They were put down with great difficulty and considerable savagery. In 237 BC Carthage prepared an expedition to recover the island of Sardinia, which had been lost to the rebels. Cynically, the Romans stated they considered this an act of war. Their peace terms were the ceding of Sardinia and Corsica and the payment of an additional 1,200-talent indemnity. Weakened by 30 years of war, Carthage agreed rather than enter into a conflict with Rome again; the additional payment and the renunciation of Sardinia and Corsica were added to the treaty as a codicil. These actions by Rome fuelled resentment in Carthage, which was not reconciled to Rome's perception of its situation, and are considered contributory factors in the outbreak of the Second Punic War.
The leading role of Hamilcar Barca in the defeat of the mutinous foreign troops and African rebels greatly enhanced the prestige and power of the Barcid family. In 237 BC Hamilcar led many of his veterans on an expedition to expand Carthaginian holdings in southern Iberia (modern Spain). Over the following 20 years this was to become a semi-autonomous Barcid fiefdom and the source of much of the silver used to pay the large indemnity owed to Rome.
For Rome, the end of the First Punic War marked the start of its expansion beyond the Italian Peninsula. Sicily became the first Roman province as Sicilia, governed by a former praetor. Sicily would become important to Rome as a source of grain. Sardinia and Corsica, combined, also became a Roman province and a source of grain, under a praetor, although a strong military presence was required for at least the next seven years, as the Romans struggled to suppress the local inhabitants. Syracuse was granted nominal independence and ally status for the lifetime of Hiero II. Henceforth Rome was the leading military power in the western Mediterranean, and increasingly the Mediterranean region as a whole. The Romans had built more than 1,000 galleys during the war, and this experience of building, manning, training, supplying and maintaining such numbers of ships laid the foundation for Rome's maritime dominance for 600 years. The question of which state was to control the western Mediterranean remained open, and when Carthage besieged the Roman-protected town of Saguntum in eastern Iberia in 218 BC it ignited the Second Punic War with Rome.
## Notes, citations and sources
|
266,617 |
Ernest Augustus, King of Hanover
| 1,173,563,102 |
King of Hanover from 1837 to 1851
|
[
"15th The King's Hussars officers",
"1771 births",
"1851 deaths",
"British Army personnel of the Napoleonic Wars",
"British field marshals",
"British princes",
"Burials at Berggarten Mausoleum, Herrenhausen (Hanover)",
"Chancellors of the University of Dublin",
"Children of George III of the United Kingdom",
"Dukes of Cumberland and Teviotdale",
"Grand Crosses of the Order of Saint Stephen of Hungary",
"Grand Masters of the Orange Order",
"Hanoverian princes",
"Heirs to the British throne",
"House of Hanover",
"Kings of Hanover",
"Knights Grand Cross of the Military Order of William",
"Knights Grand Cross of the Order of the Bath",
"Knights of St Patrick",
"Knights of the Garter",
"Members of the Privy Council of the United Kingdom",
"Peers of Great Britain created by George III",
"Peers of Ireland created by George III",
"People from Westminster",
"Royal Horse Guards officers",
"University of Göttingen alumni"
] |
Ernest Augustus (German: Ernst August; 5 June 1771 – 18 November 1851) was King of Hanover from 20 June 1837 until his death in 1851. As the fifth son of King George III of the United Kingdom and Hanover, he initially seemed unlikely to become a monarch, but none of his elder brothers had a legitimate son. When his older brother William IV, who ruled both kingdoms, died in 1837, his niece Victoria inherited the British throne under British succession law, while Ernest succeeded in Hanover under Salic law, which barred women from the succession, thus ending the personal union between Britain and Hanover that had begun in 1714.
Ernest was born in London but was sent to Hanover in his adolescence for his education and military training. While serving with Hanoverian forces near Tournai against Revolutionary France, he received a disfiguring facial wound. He was created Duke of Cumberland and Teviotdale in 1799. Although his mother Queen Charlotte disapproved of his marriage in 1815 to her twice-widowed niece, Frederica of Mecklenburg-Strelitz, it proved happy. The eldest son of George III, the Prince of Wales (later King George IV), had one child, Charlotte, who was expected to become the British queen, but she died in 1817, giving Ernest some prospect of succeeding to the British and Hanoverian thrones. However, his older brother Prince Edward, Duke of Kent and Strathearn, fathered the eventual British heir, Victoria, in 1819 shortly before the birth of Ernest's only child, George.
Ernest was an active member of the House of Lords, where he maintained an extremely conservative record. There were persistent allegations (reportedly spread by his political foes) that he had murdered his valet, had fathered a son by his sister Sophia, and intended to take the British throne by murdering Victoria. Following the death of King William IV, Ernest became Hanover's first resident ruler since George I. He had a generally successful fourteen-year reign but excited controversy near its start when he voided the liberal constitution granted before his reign and dismissed the Göttingen Seven, including the Brothers Grimm, from their professorial positions for protesting against this decision. In 1848, the King put down an attempted revolution. Hanover joined the German customs union in 1850 despite Ernest's reluctance. Ernest died the next year and was succeeded by his son, George V.
## Early life (1771–1799)
Ernest Augustus, the fifth son of King George III and Queen Charlotte, was born at Buckingham House, London, on 5 June 1771, and baptised on 1 July 1771 at St James's Palace. His sponsors were Duke Ernest of Mecklenburg (his maternal uncle), Duke Moritz of Saxe-Gotha (his paternal great-uncle, for whom the Earl of Hertford stood proxy), and the Hereditary Princess of Hesse-Kassel (his father's cousin, for whom the Countess of Egremont stood proxy). After leaving the nursery, he lived with his two younger brothers, Prince Adolphus (later Duke of Cambridge) and Prince Augustus (later Duke of Sussex), and a tutor in a house on Kew Green, near his parents' residence at Kew Palace. Though the King never left England in his life, he sent his younger sons to Germany in their adolescence. According to the historian John Van der Kiste, this was done to limit the influence Ernest's eldest brother George, Prince of Wales, who was leading an extravagant lifestyle, would have over his younger brothers. At the age of fifteen, Prince Ernest and his two younger brothers were sent to the University of Göttingen, located in his father's domain of Hanover. Ernest proved a keen student and after being tutored privately for a year, while learning German, he attended lectures at the university. Though King George ordered that the princes' household be run along military lines and that they follow the university's rules, the merchants of the Electorate proved willing to extend credit to the princes and all three fell into debt.
In 1790, Ernest asked his father for permission to train with Prussian forces. Instead, in January 1791, he and Prince Adolphus were sent to Hanover to receive military training under the supervision of Field Marshal Wilhelm von Freytag. Before leaving Göttingen, Ernest penned a formal letter of thanks to the university and wrote to his father, "I should be one of the most ungrateful of men if ever I was forgetful of all I owe to Göttingen & its professors."
As a lieutenant, Ernest learned cavalry drill and tactics under Captain von Linsingen of the Queen's Light Dragoons and proved to be an excellent horseman, as well as a good shot. After only two months of training, Freytag was so impressed by the prince's progress that he gave him a place in the cavalry as captain. Ernest was supposed to receive infantry training, but the King, also impressed by his son's prowess, allowed him to remain with the cavalry.
In March 1792, the King commissioned Prince Ernest Augustus as a colonel into the 9th Hanoverian Light Dragoons. The prince served in the Low Countries in the War of the First Coalition, under his elder brother Prince Frederick, Duke of York, then commander of the combined British, Hanoverian and Austrian forces. Seeing action near the Walloon town of Tournai in August 1793, he sustained a sabre wound to the head, which resulted in a disfiguring scar. During the Battle of Tourcoing in northern France on 18 May 1794, his left arm was injured by a cannonball which passed close by him. In the days after the battle, the sight in his left eye faded. In June, he was sent to Britain to convalesce, his first stay there since 1786.
Ernest resumed his duties in early November, by now promoted to major-general. He hoped his new rank would bring him a corps or brigade command, but none was forthcoming as the Allied armies retreated slowly through the Netherlands towards Germany. By February 1795, they had reached Hanover. Ernest remained in Hanover over the next year, holding several unimportant postings. He had requested a return home to seek treatment for his eye, but it was not until early 1796 that the King agreed and allowed Ernest to return to Britain. There, Prince Ernest consulted a notable eye doctor, Wathen Waller, but Waller apparently found his condition inoperable, as no operation took place. Once back in Britain, Ernest repeatedly sought to be allowed to join the British forces on the Continent, even threatening to join the Yeomanry as a private, but both the King and the Duke of York refused him permission. Ernest did not want to rejoin the Hanoverian forces, as they were not then involved in the fighting. In addition, Freytag was seriously ill and Ernest was unwilling to serve under his likely successor, Count von Wallmoden.
## Duke of Cumberland
### Military commander
On 23 April 1799, George III created Prince Ernest Augustus Duke of Cumberland and Teviotdale and Earl of Armagh, and Ernest was granted an allowance of £12,000 a year, equivalent to £ in . Though he was made a lieutenant-general, of both British and Hanoverian forces, he remained in England and, with a seat in the House of Lords, entered politics. Ernest had extreme Tory views and soon became a leader of the right wing of the party. King George had feared that Ernest, like some of his elder brothers, would display Whig tendencies. Reassured on that point, in 1801, the King had Ernest conduct the negotiations which led to the formation of the Addington government. In February 1802, King George granted his son the colonelcy of the 27th Light Dragoons, a post which offered the option of transfer to the colonelcy of the 15th Light Dragoons when a vacancy arose. A vacancy promptly occurred and the Duke became the colonel of the 15th Light Dragoons in March 1802. Although the post could have been a sinecure, Ernest involved himself in the affairs of the regiment and led it on manoeuvres.
In early 1803, the Duke of York appointed Ernest as commander of the Severn District, in charge of the forces in and around the Severn Estuary. When war with France broke out again after the Peace of Amiens, Frederick appointed Ernest to the more important Southwest District, comprising Hampshire, Dorset and Wiltshire. Though Ernest would have preferred command of the King's German Legion, composed mostly of expatriates from French-occupied Hanover, he accepted the post. The Duke of Cumberland increased the defences on the South Coast, especially around the town of Weymouth, where his father often spent time in the summer.
The Acts of Union 1800 had given Ireland representation in Parliament, but existing law prevented Irish Catholics from serving there because of their religion. "Catholic emancipation" was a major political issue of the first years of the 19th century. The Duke of Cumberland was a strong opponent of giving political rights to Catholics, believing that emancipation would be a violation of the King's Coronation Oath to uphold Anglicanism and spoke out in the House of Lords against emancipation. Protestant Irish organisations supported the Duke; he was elected Chancellor of the University of Dublin in 1805 and Grand Master of the Orange Lodges two years later.
The Duke repeatedly sought a post with Allied forces fighting against France, but was sent to the Continent only as an observer. In 1807, he advocated sending British troops to join the Prussians and Swedes in attacking the French at Stralsund (today, in northeastern Germany). The Grenville government refused to send forces. Shortly afterwards, the government fell and the new prime minister, the Duke of Portland, agreed to send Ernest with 20,000 troops. However, they were sent too late: the French defeated Prussia and Sweden at the Battle of Stralsund before Ernest and his forces could reach the town. Ernest was promoted to full general of the army in 1808, backdated to 1805.
### Sellis incident and Weymouth controversy
In the early hours of 31 May 1810, Ernest, by his written account, was struck in the head several times while asleep in bed, awakening him. He ran for the door, where he was wounded in the leg by a sabre. He called for help and one of his valets, Cornelius Neale, responded and aided him. Neale raised the alarm and the household soon realised that Ernest's other valet, Joseph Sellis, was not among them and that the door to Sellis's room was locked. The lock was forced and Sellis was discovered with his throat freshly cut, a wound apparently self-inflicted. Ernest received several serious wounds during the apparent attack and required over a month to recover from his injuries. The social reformer and anti-monarchist Francis Place managed to join the inquest jury and became its foreman. Place went to the office of a barrister friend to study inquest law and aggressively questioned witnesses. Place also insisted that the inquest be opened to the public and press, and so cowed the coroner that he basically ran the inquest himself. Nevertheless, the jury returned a unanimous verdict of suicide against Sellis.
Much of the public blamed Ernest for Sellis's death. The more extreme Whig papers, anti-royal pamphleteers, and caricaturists all offered nefarious explanations for Sellis's death, in which the Duke was to blame. Some stories had the Duke cuckolding Sellis, with the attack as retaliation, or Sellis killed for finding Ernest and Mrs. Sellis in bed together. Others suggested that the Duke was the lover of either Sellis or Neale, and that blackmail had played a part in the death. Both Roger Fulford and John Van der Kiste, who wrote books about George III's children, ascribe part of the animus and fear towards the Duke to the fact that he did not conduct love affairs in public, as did his older brothers. According to them, the public feared what vices might be going on behind the locked doors of the Duke's house and assumed the worst.
In early 1813, Ernest was involved in political scandal during an election contest in Weymouth following the general election the previous year. The Duke was shown to be one of three trustees who were able to dictate who would represent Weymouth in Parliament. It being considered improper for a peer to interfere in an election to the House of Commons, there was considerable controversy and the government sent Ernest to Europe as an observer to accompany Hanoverian troops, which were again engaged in war against France. Though he saw no action, Ernest was present at the Battle of Leipzig, a major victory for the Allies. Following this, Ernest received ultimate promotion, to Field Marshal, on 26 November 1813.
### Marriage
Ernest met and fell in love in mid-1813 with his first cousin, Duchess Frederica of Mecklenburg-Strelitz, wife of Prince Frederick William of Solms-Braunfels and widow of Prince Louis of Prussia. The two agreed to wed if Frederica became free to marry. Her marriage to Frederick William had not been a success; her husband, seeing the marriage was beyond hope, agreed to a divorce, but his sudden death in 1814 removed the necessity. Some considered the death too convenient and suspected Frederica of poisoning her husband. Queen Charlotte opposed the marriage: before Frederica had married Frederick William, she had jilted Ernest's younger brother, Prince Adolphus, Duke of Cambridge, after the engagement was announced.
Following the marriage in Germany on 29 May 1815, Queen Charlotte refused to receive her new daughter-in-law, nor would the Queen attend the resolemnisation of the Cumberlands' marriage at Kew, which Ernest's four older brothers attended. The Prince of Wales (who had been Prince Regent since 1811) found the Cumberlands' presence in Britain embarrassing, and offered him money and the governorship of Hanover if they would leave for the Continent. Ernest refused and the Cumberlands divided their time between Kew and St. James's Palace for the next three years. The Queen remained obstinate in her refusal to receive Frederica. Despite these family troubles, the Cumberlands had a happy marriage. The government of Lord Liverpool asked Parliament to increase the Duke's allowance by £6,000 per year in 1815 (equal to about £ today), so he could meet increased expenses due to his marriage. The Duke's involvement in the Weymouth election became an issue and the bill failed by one vote. Liverpool tried again in 1817; this time the bill failed by seven votes.
At the time of the Duke's marriage in 1815, it seemed to have little dynastic significance to Britain. Princess Charlotte of Wales, only child of the Prince Regent, was the King's only legitimate grandchild. The young princess was expected to have children who would secure the British succession, especially after she married Prince Leopold of Saxe-Coburg-Saalfeld in 1816. Both the Prince Regent and the Duke of York were married but estranged from their wives, while the next two brothers, Prince William, Duke of Clarence, and Prince Edward, Duke of Kent and Strathearn, were unmarried. On 6 November 1817, Princess Charlotte died after delivering a stillborn son. King George was left with twelve surviving children and no surviving legitimate grandchildren. Most of the unmarried royal dukes hurriedly sought out suitable brides and hastened to the altar, hoping to secure the succession for another generation.
Seeing little prospect of the Queen giving in and receiving her daughter-in-law, the Cumberlands moved to Germany in 1818. They had difficulty living within their means in Britain and the cost of living was much lower in Germany. Queen Charlotte died on 17 November 1818, but the Cumberlands remained in Germany, living principally in Berlin, where the Duchess had relatives. In 1817, the Duchess had a stillborn daughter; in 1819 she gave birth to a boy, Prince George of Cumberland. The Duke occasionally visited England, where he stayed with his eldest brother, who in 1820 succeeded to the British and Hanoverian thrones as George IV. George III's fourth son, the Duke of Kent, died six days before his father, but left a daughter, Princess Alexandrina Victoria of Kent. With the death of George III, Ernest became fourth in line to the British throne, following the Duke of York (who died without legitimate issue in 1827), the Duke of Clarence and Princess Alexandrina Victoria. Returning to England, his political power was again considerable, as it seemed likely that he would succeed to the throne.
### Politics and unpopularity
In 1826, Parliament finally voted to increase Ernest's allowance. The Liverpool government argued that the Duke needed an increased allowance to pay for Prince George's education; even so, it was opposed by many Whigs. The bill, which passed the House of Commons 120–97, required Prince George to live in England if the Duke was to receive the money.
In 1828, Ernest was staying with the King at Windsor Castle when severe disturbances broke out in Ireland among Catholics. The Duke was an ardent supporter of the Protestant cause in Ireland and returned to Berlin in August, believing that the government, led by the Duke of Wellington, would deal firmly with the Irish. In January 1829, the Wellington government announced that it would introduce a Catholic emancipation bill to conciliate the Irish. Disregarding a request from Wellington that he remain abroad, Ernest returned to London and was one of the leading opponents to the Roman Catholic Relief Act 1829, influencing King George IV against the bill. Within days of his arrival, the King instructed the officers of his Household to vote against the bill. Hearing of this, Wellington told the King that he must resign as Prime Minister unless the King could assure him of complete support. The King initially accepted Wellington's resignation and Ernest attempted to put together a government united against Catholic emancipation. Though such a government would have had considerable support in the House of Lords, it would have had little support in the Commons and Ernest abandoned his attempt. The King recalled Wellington. The bill passed the Lords and became law.
The Wellington government hoped that Ernest would return to Germany, but he moved his wife and son to Britain in 1829. The Times reported that they would live at Windsor in the "Devil's Tower"; instead, the Duke reopened his house at Kew. They settled there as rumours flew that Thomas Garth, thought to be the illegitimate son of Ernest's sister Princess Sophia, had been fathered by Ernest. It was also said that Ernest had blackmailed the King by threatening to expose this secret, though Van der Kiste points out that Ernest would have been ill-advised to blackmail with a secret which, if exposed, would destroy him. These rumours were spread as Ernest journeyed to London to fight against Catholic emancipation. Whig politician and diarist Thomas Creevey wrote about the Garth rumour in mid-February and there is some indication the rumours began with Princess Lieven, wife of the Russian ambassador.
Newspapers also reported, in July 1829, that the Duke had been thrown out of Lord Lyndhurst's house for assaulting Lyndhurst's wife Sarah. In early 1830, a number of newspapers printed articles hinting that Ernest was having an affair with Lady Graves, a mother of fifteen, now past fifty. In February 1830, Lord Graves, Ernest's lord of the bedchamber and comptroller of his household, wrote a note to his wife expressing his confidence in her innocence, then cut his own throat. Two days after Lord Graves's death (and the day after the inquest), The Times printed an article connecting Lord Graves's death with Sellis's. After being shown the suicide note, The Times withdrew its implication there might be a connection between the two deaths. Nonetheless, many believed the Duke responsible for the suicide—or guilty of a second murder. The Duke later stated that he had been "accused of every crime in the decalogue". Ernest's biographer Anthony Bird states that while there is no proof, he has no doubt that the rumours against the Duke were spread by the Whigs for political ends. Another biographer, Geoffrey Willis, pointed out that no scandal had attached itself to the Duke during the period of over a decade when he resided in Germany; it was only when he announced his intention to return to Britain that "a campaign of unparalleled viciousness" began against him. The Duke of Wellington once told Charles Greville that George IV had said of Ernest's unpopularity, "there was never a father well with his son, or husband with his wife, or lover with his mistress, or a friend with his friend, that he did not try to make mischief between them." According to Bird, Ernest was the most unpopular man in England.
The Duke's influence at court was ended by the death of George IV in June 1830 and the succession of the Duke of Clarence as William IV. Wellington wrote that "the effect of the King's death will ... be to put an end to the Duke of Cumberland's political character and power in this country entirely". King William had no legitimate children (two daughters having died in infancy) and Ernest was now heir presumptive in Hanover, since the British heir presumptive, Princess Victoria, as a female could not inherit there. William realised that, so long as the Duke maintained a power base at Windsor, he could wield unwanted influence. The Duke was Gold Stick as head of the Household Cavalry; William made the Duke's post responsible to the Commander in Chief rather than to the King, and an insulted Ernest, outraged at the thought of having to report to an officer junior to himself, resigned.
King William again emerged triumphant when the new queen, Adelaide of Saxe-Meiningen, wished to quarter her horses in the stables customarily used by the consort, but which were then occupied by Ernest's horses. Ernest initially refused the King's order to remove the horses, but gave in when told that William's grooms would remove them if Ernest did not move them voluntarily. However, Ernest and William remained friendly throughout the latter's seven-year reign. Ernest's house at Kew was too small for his family; the King gave the Duke and Duchess lifetime residence in a nearby, larger house by the entrance to Kew Gardens. Ernest, who was against the extension of civil and religious liberties, opposed the Reform Act 1832 and was one of the "diehard" peers who voted against the bill on its final reading in which most Tories abstained under threat of seeing the House of Lords flooded with Whig peers. His unpopularity was deepened by the suggestion that he favoured the creation of Orange lodges in the army.
Ernest was the subject of more allegations in 1832, when two young women accused him of trying to ride them down as they walked near Hammersmith. The Duke had not left his grounds at Kew on the day in question and was able to ascertain that the rider was one of his equerries, who professed not to have seen the women. Nevertheless, newspapers continued to print references to the incident, suggesting that Ernest had done what the women stated and was cravenly trying to push blame on another. The same year, the Duke sued for libel after a book appeared accusing him of having his valet Neale kill Sellis and the jury found against the author. The Cumberlands suffered further tragedy, as young Prince George went blind. The prince had been blind in one eye for several years; an accident at age thirteen took the sight of the other. Ernest had hoped that his son might marry Princess Victoria and keep the British and Hanoverian thrones united, but the handicap made it unlikely that George could win Princess Victoria's hand and raised questions about whether he should succeed in Hanover.
The Duke spent William's reign in the House of Lords, where he was assiduous in his attendance. Newspaper editor James Grant wrote that "He is literally—the door-keeper of course excepted—the first man in the House and the last out of it. And this not merely generally, but every night." Grant, in his observations of the leading members of the House of Lords, indicated that the Duke was not noted for his oratory (he delivered no speech longer than five minutes) and had a voice that was difficult to understand, though "his manner is most mild and conciliatory". Grant denigrated the Duke's intellect and influence, but stated that the Duke had indirect influence over several members, and that "he is by no means so bad a tactician as his opponents suppose".
Controversy arose in 1836 over the Orange Lodges. The lodges (which took anti-Catholic views) were said to be ready to rise and try to put the Duke of Cumberland on the throne on the death of King William. According to Joseph Hume, speaking in the House of Commons, Victoria was to be passed over on the grounds of her age, sex, and incapacity. The Commons passed a resolution calling for the dissolution of the lodges. When the matter reached the Lords, the Duke defended himself, saying of Princess Victoria, "I would shed the last drop of my blood for my niece." The Duke indicated that the Orange Lodge members were loyal and were willing to dissolve the lodges in Great Britain. According to Bird, this incident was the source of the widespread rumours that the Duke intended to murder the princess and take the British throne for himself.
## King of Hanover (1837–1851)
### Domestic affairs
#### Constitutional controversy
On 20 June 1837, King William IV died; Victoria succeeded him as Queen of the United Kingdom, while Ernest Augustus became King of Hanover. On 28 June 1837, Ernest entered his new domain, passing under a triumphal arch. For the first time in over a century, Hanover would have a ruler living there. Many Hanoverians were of a liberal perspective and would have preferred the popular viceroy, Prince Adolphus, Duke of Cambridge, to become king, but the Dukes of Sussex and Cambridge refused to lend themselves to any movement by which they would become king rather than their elder brother. According to Roger Fulford in his study of George III's younger sons, Royal Dukes, "In 1837, King Ernest was the only male descendant of George III who was willing and able to continue the connection with Hanover."
Hanover had received its first constitution, granted by the Prince Regent, in 1819; this did little more than denote Hanover's change from an electorate to a kingdom, guaranteed by the Congress of Vienna. The Duke of Cambridge, as King William's viceroy in Hanover, recommended a thorough reorganisation of the Hanoverian government. William IV had given his consent to a new constitution in 1833; the Duke of Cumberland's consent was neither asked nor received, and he had formally protested against the constitution's adoption without his consent. One provision of the constitution transferred the Hanoverian Domains (the equivalent of the British Crown Estate) from the sovereign to the state, eroding the monarch's power.
Immediately upon his arrival in Hanover, the King dissolved the Hanoverian Parliament, which had been convened under the disputed constitution. On 5 July, he proclaimed the suspension of the constitution, on the grounds that his consent had not been asked and that it did not meet the kingdom's needs. On 1 November 1837, the King issued a patent, declaring the constitution void, but upholding all laws passed under it. The 1819 constitution was restored. His son, Crown Prince George, endorsed the action.
In carrying the King's patent into effect, the Cabinet required all officeholders (including professors at Göttingen University) to renew their oaths of allegiance to the King. Seven professors (including the two Brothers Grimm) refused to take the oaths and agitated for others to protest against the King's decree. Since they did not take the oaths, the seven lost their positions and the King expelled the three most responsible (including Jacob Grimm) from Hanover. Only one of the seven, orientalist Heinrich Ewald, was a citizen of Hanover, and he was not expelled. In the final years of the King's reign, the three were invited to return. Ernest wrote of the incident to his brother-in-law, Frederick William III of Prussia, "If each of these seven gentlemen had addressed a letter to me expressing his opinion, I would have had no cause to take exception to their conduct. But to call a meeting and publish their opinions even before the government had received their protest—that is what they have done and that I cannot allow." Ernest received a deputation of Göttingen citizens who, fearing student unrest, applauded the dismissals. However, he was widely criticised in Europe, especially in Britain. In the British House of Commons, MP Colonel Thomas Perronet Thompson proposed to Parliament that if the as-yet-childless Queen Victoria died, making Ernest the British king, Parliament should declare that King Ernest had forfeited all rights to the British throne by his actions.
A more significant protest against the revocation of the 1833 constitution was the refusal of a number of towns to appoint parliamentary deputies. However, by 1840 a sufficient number of deputies had been appointed for the King to summon Parliament, which met for two weeks in August, approving a modified version of the 1819 constitution, passing a budget and sending a vote of thanks to the King. The Parliament met again the following year, passed a three-year budget and adjourned again.
#### National development and trade; 1848 crisis
At the time the King took the throne, the city of Hanover was a densely packed residential town and did not rise to the grand style of many German capitals. Once the political crises of the first years of his reign had subsided, he set out to remedy this state of affairs. Ernest's support led to gas lighting in the city streets of Hanover, up-to-date sanitation and the development of a new residential quarter. He had the plans altered in 1841, after Queen Frederica's death, to leave standing the Altes Palais, where the two had lived since arriving in Hanover. Ernest's interest in and support of the railroads led to Hanover becoming a major railway junction, much to the nation's benefit. However, when court architect Georg Ludwig Friedrich Laves in 1837 proposed the building of an opera house in Hanover, the King initially refused, calling the proposal "this utterly absurd idea of building a court theatre in the middle of this green field". The King finally gave his consent in 1844 and the opera house opened in 1852, a year after the King's death.
Every week, the King travelled with his secretary to different parts of his kingdom, and anyone could lay a petition before him—although Ernest had petitions screened by the secretary so he would not have to deal with frivolous complaints. Ernest opened high ministerial positions to those of any class, securing the services of several ministers who would not have been eligible without this reform. Though the King had, while Duke of Cumberland, fought against Catholic emancipation in Britain and Ireland, he made no objection to Catholics in government service in Hanover and even visited their churches. Ernest explained this by stating that there were no historical reasons to restrict Catholics in Hanover, as there had been in the United Kingdom. He continued to oppose admission of Jews into the British Parliament, but gave Jews in Hanover equal rights.
The King supported a postal union and common currency among the German states, but opposed the Prussian-led customs union, the Zollverein, fearing that it would lead to Prussian dominance and the end of Hanover as an independent state. Instead, the King supported the Steuerverein, which Hanover and other western German states had formed in 1834. When the Steuerverein treaties came up for renewal in 1841, Brunswick pulled out of the union and joined the Zollverein, greatly weakening Hanover's position, especially since Brunswick had enclaves within Hanover. Ernest was able to postpone the enclaves' entry into the Zollverein and, when a trade war began, was able to outlast Brunswick. In 1845, Brunswick, Hanover and Prussia signed a trade agreement. In 1850, Ernest reluctantly permitted Hanover to join the Zollverein, though the entry was on favourable terms. Ernest's forebodings about Prussia were warranted; in 1866, fifteen years after his death, Hanover chose the Austrian side in the Austro-Prussian War, was defeated and was annexed by Prussia.
Hanover was little affected by the revolutions of 1848; a few small disturbances were put down by the cavalry without bloodshed. When agitators arrived from Berlin at the end of May 1848 and there were demonstrations outside the King's palace, Ernest sent out the Prime Minister. The Prime Minister warned that, if the demonstrators made any inappropriate demands on the King, Ernest would pack up his things and leave for Britain, taking the Crown Prince with him. This would leave the country at the mercy of expansionist Prussia and the threat put an end to the agitation. Afterwards, the King granted a new constitution, somewhat more liberal than the 1819 document.
### Relations with Britain
Ernest Augustus is supposed to have asked the advice of the Duke of Wellington as to what course he should take after Victoria's accession, with Wellington supposedly saying "Go before you are pelted out." However, Bird dismisses this story as unlikely, given Wellington's customary respect to royalty and the fact that Ernest had little choice in what to do—he had to go to his kingdom as quickly as possible. One decision the new king did have to make was whether, in his capacity as Duke of Cumberland, to swear allegiance to Victoria in the House of Lords. Shortly after William's death, Ernest heard from Lord Lyndhurst that Lord Cottenham, the Lord Chancellor, had stated that he would refuse to administer the Oath of Allegiance to the King, as a foreign sovereign. The King hurriedly appeared in the House of Lords, before his departure for Hanover, and subscribed to the Oath before the Chief Clerk as a matter of routine. Ernest was heir presumptive to Queen Victoria until the birth of her daughter Victoria, Princess Royal, in November 1840. The Lord Privy Seal, Lord Clarendon, wrote, "What the country cares about is to have a life more, whether male or female, between the succession and the King of Hanover."
Almost immediately upon going to Hanover, the King became involved in a dispute with his niece. Queen Victoria had a strained relationship with her mother Victoria, Duchess of Kent, and wanted to give the Duchess accommodation near her, for the sake of appearances—but not too near her. To that end, she asked the King to give up his apartments at St James's Palace in favour of the Duchess. The King, wishing to retain apartments in London in anticipation of frequent visits to England and reluctant to give way in favour of a woman who had frequently fought with his brother, King William, declined and the Queen angrily rented a house for her mother. At a time when the Queen was trying to pay off her father's debts, she saw this as an unnecessary expense. Her ill-feeling towards the King increased when he refused, and advised his two surviving brothers to refuse as well, to give precedence to her intended husband, Prince Albert of Saxe-Coburg and Gotha. Ernest argued that the standing of the various royal families had been settled at the Congress of Vienna and that the King of Hanover should not have to yield to one whom he described as a "paper Royal Highness". The act which naturalised Albert as a British subject left the question of his precedence unresolved.
Matters came to a head when Ernest returned for what would prove to be his only visit to England as King of Hanover, in 1843. He was welcomed warmly, everywhere but at the Palace. At the wedding of Princess Augusta of Cambridge, he attempted to insist on a superior place to that of Prince Albert. The prince, 48 years Ernest's junior, settled things with what Albert described as a "strong push" and carefully wrote his name on the certificate under the Queen's, so close to his wife's as to leave no space for the King's signature. The King apparently held no grudge, as he invited the prince for a stroll in the park. When Albert demurred on the grounds that they might be jostled by crowds, the King replied, "When I lived here I was quite as unpopular as you are and they never bothered me." Shortly after the wedding, the King injured himself in a fall, with Albert writing to his brother, "Happily he fell over some stones in Kew and damaged some ribs." This injury spared him further contact with Victoria and Albert. During his visit, the King found time to take his place as Duke of Cumberland in the House of Lords. Victoria recorded in her journal that the King had stated when asked if he would speak in the Lords, "No, I shall not, unless the Devil prompts me!" The Queen also recorded that though the King greatly enjoyed listening to the debates, he did not himself speak. The King made a point of welcoming British visitors to Hanover and when one Englishwoman told him that she had been lost in the city, the King denied that this was possible, as "the whole country is no larger than a fourpenny bit."
The monarchs engaged in one more battle—over jewels left by Queen Charlotte. Queen Victoria, who possessed them, took the position that they belonged to the British Crown. King Ernest maintained that they were to go to the heir male, that is, himself. The matter was arbitrated, and just as the arbitrators were about to announce a decision in Hanover's favour, one of the arbitrators died, voiding the decision. Despite the King's request for a new panel, Victoria refused to permit one during the King's lifetime and took every opportunity to wear the jewels, causing the King to write to his friend, Lord Strangford, "The little Queen looked very fine, I hear, loaded down with my diamonds." The King's son and successor, King George V, pressed the matter, and in 1858, after another decision in Hanover's favour, the jewels were turned over to the Hanoverian ambassador.
## Later life, death, and memorial
In 1851, the King undertook a number of journeys around Germany. He accepted an invitation from the Queen of Prussia to visit Charlottenburg Palace, near Berlin. He visited Mecklenburg for the christening of the Grand Duke's son and Lüneburg to inspect his old regiment. In June, Ernest celebrated his 80th birthday by playing host to the King of Prussia. Late that summer, he visited Göttingen, where he opened a new hospital and was given a torchlight procession.
The King continued his interest in British affairs and wrote to Lord Strangford about the Great Exhibition of 1851:
> The folly and absurdity of the Queen in allowing this trumpery must strike every sensible and well-thinking mind, and I am astonished the ministers themselves do not insist on her at least going to Osborne during the Exhibition, as no human being can possibly answer for what may occur on the occasion. The idea ... must shock every honest and well-meaning Englishman. But it seems everything is conspiring to lower us in the eyes of Europe.
The King died on 18 November 1851 after an illness of about a month. He was mourned greatly in Hanover; less so in the United Kingdom, where The Times omitted the customary black border to its front page and claimed "the good that can be said of the Royal dead is little or none." Both he and Queen Frederica rest in a mausoleum in the Berggarten of Herrenhausen Gardens.
A large equestrian statue of King Ernest Augustus may be found in a square named after him in front of Hanover Central Station, inscribed with his name and the words (in German) "To the father of the nation from his loyal people." It is a popular meeting place; in the local phrase, people arrange to meet unterm Schwanz or "under the tail" (that is, of the horse which the King rides).
Although The Times denigrated Ernest's career as Duke of Cumberland, it did speak well of his time as King of Hanover and of his success in keeping Hanover stable in 1848:
> Above all, he possessed a resolute decision of character, which, however unfortunately it may have operated under different conditions, appeared to extraordinary advantage at the crisis of continental thrones. Bewildered by the revolutionary din, and oscillating ignominiously between fear and rage, resistance and concession, the clique of crowned heads suffered greatly by contrast with a Sovereign who at least knew his own mind and was prepared to abide by his opinions. In the European convulsions, therefore, King Ernest maintained the stability of his throne and the tranquillity of his people without damage from revolution or reaction. As Kings, indeed, are computed on the continent, he was an able and even a popular Monarch, and his memory may find, perhaps, in his ancestral dominions a sympathy which it would be vain to bespeak for it in the scenes of his manhood or the land of his birth.
## Titles, styles and honours
### Titles and styles
- 5 June 1771 – 23 April 1799: His Royal Highness Prince Ernest Augustus
- 23 April 1799 – 20 June 1837: His Royal Highness The Duke of Cumberland and Teviotdale
- 20 June 1837 – 18 November 1851: His Majesty The King of Hanover
### Honours
#### British and Hanoverian
- Knight of the Garter (KG) – nominated 2 June 1786
- Privy Council of Great Britain (later of the United Kingdom) (PC) – 5 June 1799. (He was senior PC of the United Kingdom from 1847 until his death.)
- Knight of the Order of the Thistle (KT)
- Knight Grand Cross of the Order of the Bath (GCB) – 2 January 1815
- Knight Grand Cross of the Royal Guelphic Order (GCH in British usage) (Kingdom of Hanover) – 12 August 1815; became sovereign of the order on succeeding to the Hanoverian throne 20 June 1837.
- Knight of St Patrick (KP) – 20 August 1821
- Order of St George (Kingdom of Hanover) - founder and sovereign of the order, 23 April 1839.
- Fellow of the Royal Society (FRS) – 24 April 1828
#### Foreign
- Grand Cross of Albert the Bear – 13 January 1839 (Ascanian duchies)
- Grand Cross of the Order of St. Stephen – 1839 (Austria)
- Grand Cross of the House Order of Fidelity – 1829 (Baden)
- Knight of the Elephant – 7 July 1838 (Denmark)
- Grand Cross of the Saxe-Ernestine House Order – August 1839 (Ernestine duchies)
- Knight of the Black Eagle – 21 May 1815 (Prussia)
- Grand Cross of the Red Eagle (Prussia)
- Grand Cross of the Ludwig Order (Hesse and by Rhine)
- Grand Cross of the Golden Lion – 20 September 1818 (Hesse-Kassel)
- Knight of St. Hubert – 1826 (Bavaria)
- Grand Cross of the Military William Order – 3 July 1849 (Netherlands)
- Knight of St. Andrew – September 1819 (Russia)
## Ancestry
|
14,490,488 |
Over the Rainbow (Connie Talbot album)
| 1,165,411,627 | null |
[
"2007 Christmas albums",
"2007 debut albums",
"Christmas albums by English artists",
"Connie Talbot albums",
"Covers albums",
"Pop Christmas albums"
] |
Over the Rainbow is the debut album of child singer Connie Talbot, and was released 26 November 2007 by Rainbow Recording Company. Talbot, who had entered the public eye after her appearance on the first series of Britain's Got Talent at age six, signed with Rainbow, an independent label, after briefly recording with Sony BMG. Over the Rainbow consists entirely of covers of pop and Christmas songs, and was recorded primarily in a spare room in the house of Talbot's aunt, in an attempt not to interrupt Talbot's childhood by disrupting her regular activities. Although public appearances were initially kept to a minimum, Talbot did make appearances to promote the album, and performed in public several times after the British release.
Over the Rainbow received poor reviews. Though praising Talbot's voice, critics noted a lack of depth in the performances, and questioned the appropriateness of releasing and rating work by such a young artist. The album peaked at number 35 on the UK Albums Chart. Despite its poor chart performance, additional copies of the album had to be pressed after sales were higher than expected. Talbot later toured Asia in support of the album; Over the Rainbow achieved more success on Asian charts, reaching number one in Taiwan, South Korea and Hong Kong.
Over the Rainbow was rereleased on 18 June 2008 with an updated track list, replacing some of the Christmas-themed tracks of the original with more general covers. The first single from the album, a cover of Bob Marley's "Three Little Birds," was released in June 2008, and a music video for the song was shot in Jamaica. On 14 October, the album was released in the US, appearing on several Billboard charts. Talbot visited the US to promote the album, appearing on national television.
## Recording and release
Connie Talbot entered the public eye appearing, aged six, on the first series of the reality programme Britain's Got Talent, reaching the final. After briefly recording with Sony BMG, Talbot was signed to Rainbow Recording Company, an offshoot of the label Rhythm Riders made specifically for her. To produce Over the Rainbow, Talbot worked with John Arnison, then-manager to Gabrielle and Billy Ocean, and Marc Marot, a former managing director of Island Records. It was produced and mixed by Simon Hill and Rob May. Talbot said that "it was just amazing that we could do it in my auntie's house". Arnison and Marot asked the Talbot family to "write down a list of the songs that Connie would sing at her birthday party" to help choose the track listing, and then "thought long and hard" about including more adult songs on the album. Talbot herself insisted that they should.
The final version of Over the Rainbow was recorded at Olympic Studios, on 12 October 2007. Arnison described the recording process by saying that Talbot "hadn't sung nursery rhymes; she'd always sung classic tracks. So it was actually quite an easy task to make the record". The album was released on 26 November 2007, with an initial pressing of 50,000 copies. However, an additional 120,000 had to be created after the album sold out in a matter of days.
Over the Rainbow was re-released on 18 June 2008, with the new version being made available for pre-order in May. The re-release featured three new tracks to replace the Christmas-themed songs on the original album. The new tracks were made available from Talbot's official website so that those who bought the original need not buy the re-release. Talbot's cover of Bob Marley's "Three Little Birds" was released as a single on 10 June 2008, and a music video was shot in Jamaica to for the release. Over the Rainbow was released in the US on 14 October, and Talbot travelled to the country with her family to publicise it. Talbot's cover of "I Will Always Love You" was released as a single in the US on 7 April, along with a newly recorded version of "You Raise Me Up".
### Cancelled video game tie-in
In August 2008, it was announced that Talbot had signed a contract with Data Design Interactive for production of a video game on the Wii console. The game was to feature 15 songs from Over the Rainbow, allowing players to sing along with full-motion video footage of Talbot or against other players in a karaoke mode. Talbot re-recorded the album for the game. The game was scheduled for release in the first quarter of 2009, and was to be called Connie Talbot: Over the Rainbow, but was quietly cancelled due to licensing reasons over the songs to be used. A prototype build of the game surfaced in 2020 and was purchased by video game preservationist Forest of Illusion, who later uploaded a disk image of the game on the Internet Archive.
## Publicity
Talbot made several public appearances after the release of Over the Rainbow. These included headlining the Great Bridge Christmas and Winter Festival, which local police threatened to cancel unless crowds clamouring to reach the tent in which Talbot was performing could be brought under control. At the event, on 7 December 2007, Talbot was quoted as saying "I love it here, it's brilliant, really fun", but she had to be ushered off-stage by the police. Talbot performed publicly in Walsall's HMV store, and in Birmingham's Centenary Square. TV appearances included slots on GMTV and 5 News, both on the day of the album's release.
In April and May 2008, Talbot toured Asia to promote Over the Rainbow. Asian journalists attributed her success in the region to her videos on YouTube, with writers for the Sun.Star noting that her most-viewed video had been watched over 14 million times, and Bernard Koh, of The Straits Times, saying that videos of Talbot's performances had been watched over 30 million times. The tour made stops in South Korea, Taiwan, Hong Kong and Singapore, and Talbot and her family returned to England in late May.
News that Over the Rainbow was to be released in the US resulted in Talbot receiving attention from American press sources including Fox Business Network and MarketWatch. Kerri Mason, writing for Reuters, described Talbot's videos as "viral", and added that she had been watched on YouTube over 46 million times. Talbot travelled to the US for a promotional tour to coincide with the release, where she performed on The Ellen DeGeneres Show and appeared as a guest on The Oprah Winfrey Show. She made appearances in Los Angeles, Philadelphia, New York City and Washington, D.C. Following the television appearances, sales of the album were boosted in the US. Talbot again travelled to the US to promote her single "I Will Always Love You" in April 2009, returning again in May. Appearances included a performance on Good Day New York on Fox Broadcasting Company's WNYW.
## Critical reception
Over the Rainbow received negative reviews from music critics. Sharon Mawer, of AllMusic, praised Talbot, saying that she "can sing, for a seven-year-old, and most of the notes (if not all of them) are in the right order and sung to the right pitch; the timing is fine too". However, she argued that the album had "no feeling, no emotion, no realization of what each song is about". Mawer ultimately gave Over the Rainbow a rating of two out of five stars. Nick Levine, writing for Digital Spy, said in a review of the album that Talbot had a "sweet, pure voice", but that there is "no nuance or depth to her performance". Though awarding the album two out of five, he said that "there's something inherently wrong about awarding a star rating to a seven-year-old", and that "the decidedly adult concept of musical merit should have nothing to do with [her music]".
Reviewers writing in the British newspaper the Harlow Star also commented on Talbot's age, saying that "there's no doubt she's a sweet little girl with a nice voice", but asking whether there is "something inherently wrong with thrusting a child into the limelight at such a young age". Rashvin Bedi, writing for Malaysian newspaper The Star, praised the album, saying that "Connie sings with ease and manages the high notes admirably", but asked whether "people would buy an album of the same songs sung by a 20-year-old".
## Chart performance and sales
The album entered in the British album charts at 35 on 8 December 2007, but was at the bottom of the charts by Christmas, despite having been tipped as a potential Christmas number one. It remained in the charts for five weeks, peaking at 35. However, the album was certified gold in Britain in early December, with Talbot being presented a gold disc by Phillip Schofield on daytime television programme This Morning.
Following Talbot's tour of Asia, it was reported that the album had reached number one on the charts in Taiwan, South Korea and Hong Kong, as well as reaching number three in Singapore. The album has received platinum certification in Taiwan and Hong Kong, and double platinum in Korea, selling 30,000 copies. In the US, the album appeared on three charts. It featured on the Top Heatseekers chart for nine weeks, peaking at number 7, on the Kid Albums chart for four weeks, peaking at number 8, and on Top Independent Albums chart for one week, at number 43.
## Track listings
### Original track listing
### Rerelease track listing
## Singles
### "Three Little Birds"
"Three Little Birds" taken from Over the Rainbow, was released as Talbot's first single on 10 June 2008 in the UK, and was released alongside the album in the US on 14 October. Bedi, writing for the Malaysian newspaper The Star, said that "Three Little Birds" was her favourite song on Over the Rainbow.
The single peaked at number 3 on the Independent Singles Charts in the United Kingdom, and entered the Billboard Hot Singles Sales chart at number 2, dropping to 3 the next week.
It then raised back to number 2, and, on the sixth week, reached number 1. Talbot received attention from the British press because of the single's success, with the Daily Telegraph attributing her success in America to her appeal to the Christian market.
Talbot's father, Gavin, spoke about the song reaching number one, saying "When we received the phone call we were driving back from doing a round of radio interviews in London and Connie was asleep in the back of the car. When we told her she just took it in her stride. I just cannot believe that she is number one in America. We are all very proud of her. It is a big achievement – people have just taken a shine to her." He also said it was "a big shock to hear she was number one. It is tremendous."
As of November 2008, the single has sold more than 250,000 copies worldwide.
The music video for the single Three Little Birds was released on 19 June 2008.
A music video for the song was shot in Jamaica in late March/early April 2008.
Talbot was quoted as saying that "going to Jamaica was the best thing I've done this year". The video begins with images of Talbot skipping through a garden, which is then replaced with an image of her singing on a beach. She then joins a child whose parents had been arguing and plays with them and others in a field, then dances with them on the beach. The children are then lead to a stage, where Talbot performs as the others sing and play musical instruments. The video closes with Talbot in the garden, skipping away from the camera.
### "Over The Rainbow"
"Over The Rainbow" taken from Over the Rainbow, was released as Talbot's second single at the end of June 2013 in the UK. The music video for the single Over The Rainbow was published on 14 May 2013.
### "I Have A Dream"
"I Have A Dream" taken from Over the Rainbow, was released as Talbot's third single in July 2013 in the UK. The music video for the single I Have A Dream was published on 24 May 2013.
### "Smile"
"Smile" taken from Over the Rainbow, was released as Talbot's fourth single in August 2008 in the UK. The music video for the single Smile was published on 9 June 2013.
### "White Christmas"
"White Christmas" taken from Over the Rainbow, was released as Talbot's fifth single in November 2008 in the UK. The music video for the single White Christmas was published on 20 November 2013.
#### Chart performance
|
2,210,652 |
Saint-Gaudens double eagle
| 1,173,886,882 |
US 20-dollar coin (1907–1933)
|
[
"1907 establishments in the United States",
"1933 disestablishments in the United States",
"Currencies introduced in 1907",
"Eagles on coins",
"Goddess of Liberty on coins",
"Sculptures by Augustus Saint-Gaudens",
"Sun on coins",
"United States gold coins"
] |
The Saint-Gaudens double eagle is a twenty-dollar gold coin, or double eagle, produced by the United States Mint from 1907 to 1933. The coin is named after its designer, the sculptor Augustus Saint-Gaudens, who designed the obverse and reverse. It is considered by many to be the most beautiful of U.S. coins.
In 1904, President Theodore Roosevelt sought to beautify American coinage, and proposed Saint-Gaudens as an artist capable of the task. Although the sculptor had poor experiences with the Mint and its chief engraver, Charles E. Barber, Saint-Gaudens accepted Roosevelt's call. The work was subject to considerable delays, due to Saint-Gaudens's declining health and difficulties because of the high relief of his design. Saint-Gaudens died in 1907, after designing the eagle and double eagle, but before the designs were finalized for production.
After several versions of the design for the double eagle proved too difficult to strike, Barber modified Saint-Gaudens's design, lowering the relief so the coin could be struck with only one blow. When the coins were finally released, they proved controversial as they lacked the words "In God We Trust", and Congress intervened to require the motto's use. The coin was minted, primarily for use in international trade, until 1933. The 1933 double eagle is among the most valuable of U.S. coins, with the sole example currently known to be in private hands selling in 2002 for \$7,590,020.
## Background
The double eagle, or twenty-dollar gold piece, was first issued in 1850; its congressional authorization was a response to the increasing amount of gold available as the result of the California Gold Rush. The resulting Liberty Head double eagle, designed by Mint Engraver James Longacre, was struck for the remainder of the 19th century, though the design was modified several times. The double eagle, due to its very high face value, equivalent to several hundred dollars today, did not widely circulate, but was the coin most often used for large international transactions, in which settlement was to be in gold. In the West, where gold or silver coins were preferred to paper money—use of which was illegal in California in the aftermath of the Gold Rush—the coins saw some circulation.
Sculptor Augustus Saint-Gaudens's first association with the Mint was in 1891, when he served on a committee judging entries for the new silver coinage. The Mint had offered only a small prize to the winner, and all invited artists (including St. Gaudens himself) refused to submit entries. The competition was open to the public, and the judging committee (which consisted of Saint-Gaudens, Mint Engraver Charles E. Barber, and commercial engraver Henry Mitchell) found no entry suitable. This came as no surprise to Saint-Gaudens, who told Mint Director Edward O. Leech that there were only four men in the world capable of such work, of whom three were in France and Saint-Gaudens was the fourth. Barber, who had been Chief Engraver since 1879, felt that Saint-Gaudens overstated the case, and there was only one man capable of such coinage work—Barber himself. Leech responded to the failed competition by directing Barber to prepare new designs for the dime, quarter dollar, and half dollar, resulting in the Barber coinage, an issue which attracted considerable public dissatisfaction.
In 1892, Saint-Gaudens was asked to design the official medal of the World Columbian Exposition in Chicago; it would be presented to prizewinning exhibitors. The obverse of Saint-Gaudens's design, showing Columbus coming ashore, was noncontroversial; his reverse, which featured a torch-bearing naked youth carrying wreaths to crown the victors, was attacked by the censoring postal agent, Anthony Comstock, as obscene. The exposition directors hastily withdrew the reverse design and replaced it with one created by Barber which, according to numismatic historian Walter Breen, was "notable only for banality". A furious Saint-Gaudens swore to have nothing more to do with the Mint or its employees, and for the next decade refused all commissions which might involve him with that bureau.
## Inception
On December 27, 1904, President Theodore Roosevelt, a personal friend of Saint-Gaudens, wrote to his Secretary of the Treasury, Leslie Mortier Shaw: "I think the state of our coinage is artistically of atrocious hideousness. Would it be possible, without asking permission of Congress, to employ a man like Saint-Gaudens to give us a coinage which would have some beauty?" Roosevelt had Mint Director George E. Roberts write to Saint-Gaudens, who replied, "I am extremely interested in the matter of the new designs of the coinage ... it will I assure you give me great pleasure to assist in the procuring of good work." Roosevelt caused the Mint to engage Saint-Gaudens to redesign some of the coins which could be changed without the need for Congressional approval—the cent and the four gold coins. No U.S. coin had ever been designed by anyone other than a Mint employee.
In November 1905, Roosevelt wrote to Saint-Gaudens to enquire how the gold coinage was progressing. The President mentioned that he had been looking at gold coins of Ancient Greece, and that the most beautiful ones were in high relief. Roosevelt suggested that the new designs could be in high relief, with a high rim to protect them. Saint-Gaudens replied agreeing with Roosevelt, and proposing a design for the double eagle
> some kind of a (possibly winged) figure of Liberty, striding forward as if on a mountaintop, holding aloft on one arm a shield bearing the stars and stripes with the word Liberty marked across the field; in the other hand perhaps a flaming torch, the drapery [of Liberty's dress] would be flowing in the breeze. My idea is to make it a living thing, and typical of progress.
On January 2, 1906, Saint-Gaudens wrote to Shaw, enquiring whether a high relief was practical on coins struck at the Mint. Shaw did not immediately reply, but instead met with Roosevelt, who wrote that there was no objection to have the coins, many of which would be stored in bank vaults and not circulated, "as artistic as the Greeks could desire". Roosevelt secured Shaw's support for the redesign, although as the President wrote to Saint-Gaudens, "of course he thinks I am a crack-brained lunatic on the subject". Shaw wrote to the sculptor on January 13, reproducing a copy of a letter from Roberts which warned, "the judgement of the authority of all countries is that modern coins must be of low relief", but as the President disagreed with Roberts's view, Saint-Gaudens could go ahead with a high-relief design. Numismatic historian Roger W. Burdette commented, "This is also one of those times when the compelling egos of artist and President might have paid greater attention to director Roberts' comments. By continuing with the design in a relief that was not coinable, Saint-Gaudens lost his best chance to explore the limits of artistry on circulation coinage."
Saint-Gaudens wrote to Roosevelt later in January, "Whatever I produce cannot be worse than the inanities now displayed on our coins." However, Saint-Gaudens foresaw resistance from Barber, who "has been in that institution since the foundation of the government, and will be found standing in its ruins". In May 1906, the sculptor wrote to Roosevelt that he had sent an assistant to Washington to obtain the technical details of the redesign, but "if you succeed in getting the best of the polite Mr. Barber or the others in charge, you will have done a greater work than putting through the Panama Canal. Nevertheless, I will stick at it, even unto death."
In May 1906, Saint-Gaudens wrote to Secretary Shaw, asking if there was any objection to having the date in Roman numerals. Shaw replied, "While we are making coins for the people of the United States, I think we should confine ourselves to the English language. I have reminded our architects that I will dismiss the first one who puts a V on a public building where a U is intended." However, Roosevelt overruled Shaw, and the sculptor proceeded with the use of Roman numerals.
Saint-Gaudens had intended a flying eagle design for the cent, but developed it for the twenty-dollar piece after learning that by law, an eagle was not to appear on the cent. Saint-Gaudens's health worsened through 1906, as the cancer which would kill him forced him to have his assistant, Henry Hering, deal with many of the details of the work. Saint-Gaudens had the models for the coins made in Paris, rather than at the Mint, in order to bypass any obstruction by the Mint. It was not until December 1906 that Roosevelt was finally given coin-sized models of Saint-Gaudens's work by Hering, and Roosevelt wrote to the ailing sculptor, "I have instructed the Director of the Mint that these dies are to be reproduced just as quickly as possible and just as they are. It is simply splendid. I suppose I shall be impeached for it by Congress, but I shall regard that as a very cheap payment!"
The obverse of Saint-Gaudens's final design shows a female figure of Liberty, who also represents victory. Saint-Gaudens based his design on the female figure he had designed in creating New York City's monument to General William Tecumseh Sherman, but the sculptor's ultimate inspiration was the Nike of Samothrace. The figure for the Sherman monument was modeled by Hettie Anderson, one of the artist's favorite subjects. On the coin, Liberty holds a torch in one hand, representing enlightenment; an olive branch in the other, a symbol of peace. She strides across a rocky outcrop; behind her are the United States Capitol and the rays of the Sun. The figure is surrounded by 46 stars, one for each of the states in 1907. The reverse is a side view of a flying eagle, seen slightly from below, with a rising Sun and its rays behind it, complementing the obverse design. The edge bears the lettering "E Pluribus Unum". Saint-Gaudens felt he could not place a third line of text on the reverse without unbalancing the composition, and the obverse lacked room for the motto, so it was placed on the edge.
## From design to coin
Mint Engraver Barber had closely followed the progress of the proposed recoinage, and wrote to Acting Mint Director Robert Preston on November 26, 1906:
> [Saint-Gaudens] talks so much about experiments, it may be to him, but to us it is no experiment, as we are just as certain that the relief of his eagle will never coin, as we are certain that the Sun will rise each morning, and the only object in all this trouble and waste of money is to convince those who will be convinced in no other way ... I think our friend [Saint-Gaudens] is playing a game ... but our willingness, nay more, our desire to let the work tell its own story has rather called his hand, and he is not prepared to show it, and therefore is sparing for wind, or time.
In response to Barber's letter, Preston wrote to Saint-Gaudens, "there are no presses anywhere, in mints or in use among silversmiths, which can bring up your proposed relief at a single stroke." When the models were brought to the Mint, Barber examined and rejected them. It was only after considerable discussion that he agreed to experiment. At that time, the Mint was intensely busy generating designs for new coinage for Cuba and the Philippines, and Barber was reluctant to waste time on what he considered an experimental piece which would never be coined for circulation. Experimental dies were made from the plaster model. Approximately 24 pieces were struck as patterns; even though the Mint used a medal press, set for maximum pressure, it still took up to nine strokes of the press to fully bring out the design. These patterns are today known as the "Ultra High Relief" or "Extra High Relief" pieces, and only about 20 are known—one sold in a 2005 auction for \$2,990,000. On May 8, 1907, the President wrote Saint-Gaudens, "It has proved hitherto impossible to strike them by one blow, which is necessary under the conditions of making coins of the present day." On May 11, 1907, Saint-Gaudens replied, "I am grieved that the striking of the die did not bring better results. Evidently it is no trifling matter to make Greek art conform with modern numismatics."
A second set of dies was produced with the relief reduced somewhat, but still proved too high relief for practical coining, requiring three strokes of the press to fully bring out the design. Saint-Gaudens had produced the models for these dies under the misapprehension that the first pieces had been struck on a production press, rather than on the Mint's only medal press, and therefore only slight adjustment need be made. When Saint-Gaudens died on August 3, 1907, Hering was working on a third model. Uncertain where to find Hering, Roosevelt ordered the new Secretary of the Treasury, George Cortelyou, to have the Mint finalize the design and put the coin in circulation by September 1. Barber was recalled from his vacation in Ocean Grove, New Jersey, to comply with the President's order. Barber wrote Philadelphia Mint Superintendent John Landis on August 14 that what Roosevelt wanted was impossible; he had no dies nor any clear idea of how Saint-Gaudens had planned to reduce the relief. The Mint chief engraver alleged that he could take no action with respect to the double eagle. On September 28, Hering finally appeared at the Mint with a new set of models, which Barber again quickly rejected. Barber wrote to Preston, "Upon examination it was found that the relief of the models was so great that it would be a waste of time to make reductions for coinage, as it would be quite impossible to coin when the dies are made." Instead, Barber began work on his own low relief version of Saint-Gaudens's design.
In August 1907, Roosevelt nominated San Francisco Mint Superintendent Frank Leach as Director of the Mint; he took office on November 1, 1907. In his memoirs, Leach recalled his initial interview with Roosevelt on the question of the double eagles:
> Before I had become familiar with my surroundings the President sent for me. In the interview that followed he told me what he wanted, and what the failures and his disappointments had been, and proceeded to advise me as to what I should do to accomplish the purpose determined upon in the way of the new coinage. In this talk he suggested some details of action of a drastic character for my guidance, which he was positive were necessary to be adopted before success could be had. All this was delivered in his usual vigorous way, emphasizing many points by hammering on the desk with his fist.
On November 18, the impatient Roosevelt directed that the second set of dies be used to strike coins, directly ordering the Mint to "begin the new issue, even if it takes you all day to strike one piece!" Over 12,000 of these "High Relief" pieces were struck and were released into circulation in 1907 and 1908. Barber wrote of the High Relief pieces to Landis, "Mr. Hart has put the mill into operation and I send you two pieces showing the result; these are not selected as all the coins now made are the same as these two, which gives me alarm as they are so well made that I fear the President may demand the continuance of this particular coin." Barber completed work on his version of the design, with a greatly lowered relief, and the new coin went into production on a large-scale basis. A total of 361,667 of the revised design were produced by the Mint in 1907; the "Low Relief" coins were released into circulation at the end of December 1907. Barber's modifications were denounced both by the sculptor's family and by Hering. Among other alterations, Barber changed the Roman numeral MCMVII for the date to the Arabic numeral "1907". In spite of the modifications, according to R.S. Yeoman in his A Guide Book of United States Coins, many consider the Saint-Gaudens double eagles the most beautiful of U.S. coins.
In his book discussing the redesigns of U.S. coins between 1905 and 1908, Burdette casts blame on all parties for the delays in the new coin:
> Responsibility for most of the delays in producing the new coinage must fall on the Saint-Gaudens studio for failing to deliver models in a timely manner. The mint failed in its responsibility to clearly communicate to the President and artist its limitations and technical requirements for large-scale coinage. President Roosevelt, likewise, must bear responsibility for constantly confusing the project with conflicting or incomplete communication to the artist and Mint Bureau.
Despite the difficulties with the design, Roosevelt was very pleased with the new double eagle. Mint Director Leach recalled that when "I laid upon his desk a sample of beautifully executed double eagles of the Saint-Gaudens design, he was most enthusiastic in his expressions of pleasure and satisfaction. I certainly believed him when he declared he was 'delighted'. He warmly congratulated me on my success, and was most complimentary in his comments." In January 1908, the President wrote to his friend, Dr. William Sturgis Bigelow:
> I am very much pleased that you like that coin. I shall have all kinds of trouble over it, but I do feel what you say is true: that is, that it is the best coin that has been struck for two thousand years, and that no matter what is its temporary fate, it will serve as a model for future coin makers, and that eventually the difficulties in connection with making such coins will be surmounted.
## Production
Roosevelt had specifically requested Saint-Gaudens not to put "In God We Trust" on the new coin, feeling that the motto's presence on coins was a debasement of God's name, as the coins might be spent to further criminal activities. Saint-Gaudens was quite willing to omit the motto, as he felt the words detracted from the design elements. There was a public outcry about the omission of the motto, and what Breen describes as an "outraged and furious" Congress ordered the motto to appear. Barber duly modified the coin to include the motto, taking the opportunity to make several minor changes to the design, which, according to Breen, do not improve the coin. In 1912, two more stars were added to the obverse to reflect the admission of New Mexico and Arizona to the Union. The existing stars were not adjusted in position; the two new ones were placed on the outcropping at the lower right.
The only major variety of the series occurred in 1909, an overdate in which an 8 shows under the final nine in the date. This most likely happened when a 1908 die was struck by a 1909-dated hub, creating the overdate. Perhaps half of the 161,282 double eagles struck at Philadelphia that year display the overdate.
In 1916, minting of double eagles ceased, as bullion prices were rising because of World War I, which also caused an influx of American gold coins from Europe. Holders of gold coin, such as banks, refused to pay them out at par value, and they vanished from circulation. In the aftermath of the war, international demand for the coin was restored; many Europeans distrusted their local currencies and desired double eagles to hold. The coin was struck in large numbers once coinage was resumed in 1920, but it was now almost exclusively a coin of international trade, or was held by banks as backing for gold certificates. The coin itself rarely circulated in the United States. The onset of the Depression in 1929 did not halt the minting of double eagles, but the coins were for the most part held in Treasury vaults, and few were released. Many of the great rarities of the Saint-Gaudens series stem from its final years. Despite a mintage of almost 1.8 million pieces of the 1929 double eagle, it is estimated that fewer than 2,000 exist today, with all the rest melted by the government in the late 1930s.
## End of the series; the 1933 double eagle
According to numismatic historian Roger Burdette, the first 1933 double eagles were struck on March 2, 1933. On March 15, 1933, 25,000 new double eagles were delivered to Mint Cashier Harry Powell, and by longstanding Mint custom, were available for paying out. On March 6, however, the newly inaugurated president, Franklin Roosevelt, had ordered the Treasury not to pay out any gold, and ordered that banks holding gold transmit it to their Federal Reserve bank. Numismatists and coin dealers were still allowed to possess and deal in gold coins; all others required a special license. The double eagle continued to be struck until May. On December 28, 1933, Acting Secretary of the Treasury Henry Morgenthau ordered Americans to turn in all gold coins and gold certificates, with limited exceptions, receiving paper money in payment. Millions of gold coins were melted down by the Treasury in the following years. Two 1933 double eagles were sent by the Mint to the Smithsonian Institution for the National Coin Collection, where they remain today.
Prominent coin dealer and numismatic writer Q. David Bowers suggests that despite the ban on paying out gold, examples of the 1933 double eagle could have been obtained legally from Mint Cashier Powell in an exchange for earlier double eagles. Bowers also notes that Secretary of the Treasury William Woodin was a numismatist who in addition to collecting coins, had written books on the subject. Dealer William Nagy later recalled visiting Secretary Woodin and being shown five 1933 double eagles, with the secretary stating that he had several more.
By the early 1940s, between eight and ten specimens were known; two of them were sold by Texas dealer B. Max Mehl. In 1944, a journalist enquired of the Mint regarding the 1933 double eagles. Mint officials could find no record of any issuance of the coins, and decided those in private hands must have been obtained illegally. Over the next few years, the Secret Service seized a number of specimens, which were subsequently melted. One piece, however, wound up in the hands of King Farouk of Egypt, who even obtained a U.S. export license for the coin. What became of the Farouk specimen after his death is unclear, but the coin resurfaced in the late 1990s. When brought to New York for sale to a prospective buyer, it was seized by U.S. authorities. After litigation, a compromise was reached to allow the coin to be auctioned, with the proceeds to be divided equally between the government and the private owners. In 2002 this coin sold at auction by Sotheby's for \$7,590,020. The purchase price included \$20 paid to the federal government to monetize a coin it contended had never been officially released. It sold again in 2021 for \$18.9 million.
In 2004, 10 specimens of the 1933 double eagle were submitted to the Mint for authentication by the heirs of a Philadelphia jeweler who may have been involved in obtaining them from the Mint in 1933. The Mint authenticated them, and refused to give them back. The heirs brought suit against the government in 2006, and a federal judge ordered the government to file a forfeiture action regarding the coins. The government brought such a suit in 2009; it was tried in the United States District Court for the Eastern District of Pennsylvania beginning on July 7, 2011. On July 21, 2011, a jury decided that the coins had been properly seized by the Federal government. Judge Legrome D. Davis confirmed that jury verdict on August 29, 2012. On April 17, 2015, a panel of the United States Court of Appeals for the Third Circuit ruled that the government had failed to file its forfeiture action in a timely manner, and that the heirs were entitled to the coins. That ruling was vacated by the full court on July 28, 2015, and the case set for further argument. On August 1, 2016, the full Third Circuit ruled in favor of the government, upholding the jury verdict. The heirs, on November 4 of that year, asked the Supreme Court to review the case, which refused to hear it on April 21, 2017, ending the case.
## Reuse of the design
The obverse has appeared on American gold bullion coinage issued since 1986. Saint-Gaudens's original design was reused, with two stars added next to the two which Barber had added in 1912, recognizing the admission of Alaska and Hawaii to the Union. Saint-Gaudens's reverse was not used, yielding its place to sculptor Miley Busiek's depiction of a family of eagles.
In 1907, the Mint had experimented by striking about two dozen pieces of the same weight as the double eagle, bearing Saint-Gaudens's design, but which had a smaller, thicker planchet. These "checker" pieces were destroyed (except two placed in the Mint's coin collection) when it was discovered that the consent of Congress was needed to change the diameter of any coin.
In 2009, the Mint struck a similar piece in .999 gold, using Saint-Gaudens's original ultra high relief design for both sides of the coin, though modified to a 50-star obverse. These pieces contain one ounce of gold, slightly more than the original double eagle.
## Mintages and rarity
The mintmark appears above the date between the second and third numbers.
- Blank (Philadelphia Mint in Philadelphia, Pennsylvania)
- D (Denver Mint in Denver, Colorado)
- S (San Francisco Mint in San Francisco, California)
Note: The 2009 Ultra High Relief was minted in the West Point Mint, but has no mint mark.
The mintages are in many cases not a true indication of relative rarity. Coins remaining in bank vaults in the United States were melted after 1933; coins in bank vaults overseas were not. Millions of double eagles, of both the Liberty Head and Saint-Gaudens designs, were repatriated for numismatic and investment purposes once it was legal to do so. By way of example, the 1924 Saint-Gaudens double eagle was once thought to be rare although 4,323,500 were struck; when the Mint offered a list of coins available at face value plus postage in 1932, the 1924 was not on that list. Large quantities of 1924 double eagles were found in European bank vaults, and today the 1924 is one of the most common of the series. On the other hand, the 1925-S had 3,776,500 struck, but few were released or exported, remaining in Treasury and bank vaults—but available from the Treasury at face value in 1932. Fewer than a thousand are known to have survived; one, in almost-perfect condition (graded MS-67) sold in 2005 for \$287,500.
|
48,565,947 |
Der 100. Psalm
| 1,173,480,171 |
Music composition by Max Reger
|
[
"1909 compositions",
"Choral compositions",
"Compositions by Max Reger",
"Compositions in D major",
"Psalm settings"
] |
Der 100. Psalm (The 100th Psalm), Op. 106, is a composition in four movements by Max Reger in D major for mixed choir and orchestra, a late Romantic setting of Psalm 100. Reger began composing the work in 1908 for the 350th anniversary of Jena University. The occasion was celebrated that year with the premiere of Part I, conducted by Fritz Stein on 31 July. Reger completed the composition in 1909. It was published that year and premiered simultaneously on 23 February 1910 in Chemnitz, conducted by the composer, and in Breslau, conducted by Georg Dohrn.
Reger structured the text in four movements, as a choral symphony. He scored it for a four-part choir with often divided voices, a large symphony orchestra, and organ. He requested additional brass players for the climax in the last movement when four trumpets and four trombones play the melody of Luther's chorale "Ein feste Burg ist unser Gott". Reger used both late-Romantic features of harmony and dynamics, and polyphony in the Baroque tradition, culminating in the final movement, a double fugue with the added instrumental cantus firmus.
In 1922, the biographer Eugen Segnitz noted that this work, of intense expression, was unique in the sacred music of its period, with its convincing musical interpretation of the biblical text and manifold shades of emotion. Paul Hindemith wrote a trimmed adaption which probably helped to keep the work in the repertory, and François Callebout wrote an organ version, making the work accessible for smaller choirs. The organ version was first performed in 2003, in Wiesbaden where the composer studied. The celebration of the Reger Year 2016, reflecting the centenary of the composer's death, led to several performances of Der 100. Psalm.
## Background
Born in Bavaria in 1873, Reger studied at the Wiesbaden Conservatory and worked as a concert pianist and composer. His work focused first on chamber music, Lied, and choral music. In 1898, after he completed his studies, he returned to his parental home and focused on works for organ, continuing the tradition of Johann Sebastian Bach. Though raised as a Catholic, he was inspired by Lutheran hymns, writing chorale fantasias such as Zwei Choralphantasien, Op. 40, in 1899. He moved to Munich in 1901. In 1902 he married Elsa von Bercken, a divorced Protestant. In 1907 Reger was appointed professor at the Royal Conservatory in Leipzig. A year later he began the setting of Psalm 100 with the first movement.
## History
Reger wrote the first part of the work for the 350th anniversary of Jena University. He based the composition on Martin Luther's translation of the psalm. Reger composed the first movement in Leipzig, beginning on 24 April 1908 and working on it until early July. He dedicated it "Der hohen Philosophischen Fakultät der Universität Jena zum 350jährigen Jubiläum der Universität Jena" (To the High Faculty of Philosophy of the University of Jena for the 350th anniversary of the university). Part I was first performed on 31 July 1908 at the ceremony marking the 350th anniversary. Fritz Stein conducted the Akademischer Chor Jena and the Sängerschaft zu St. Pauli, the band of the Erfurt Infantry Regiment 71, members of the Weimar court orchestra (Weimarer Hofkapelle) and organist Kurt Gorn. After the first performance, Reger received an honorary doctorate from Jena University. Reger demanded many rehearsals of the conductor and wrote to him:
> "Die Hörer des Psalms müssen nachher als 'Relief‘ an der Wand kleben; ich will, dass der Psalm eine niederschmetternde Wirkung bekommt! Also sei so gut und besorge das!"
>
> After it’s over the listeners must be stuck to the wall like a relief; I want the psalm to be earth-shaking in its impact! So please be so kind and make it happen!
Reger completed the composition of the psalm by adding three more movements from May to August 1909. Edition Peters in Leipzig published the work, beginning in September 1909 with the vocal score, for which Reger prepared the piano reduction. The full score and the parts appeared in December that year. The complete work was premiered simultaneously on 23 February 1910 in Chemnitz and Breslau. In Chemnitz, Reger conducted at the church of St. Lukas the church choir and the municipal orchestra (Städtische Kapelle), with Georg Stolz at the organ. In Breslau, Georg Dohrn conducted the Sing-Akademie and the Orchester-Verein, with organist Max Ansorge. A reviewer wrote in the trade paper Neue Musik-Zeitung:
> "Noch unter dem Eindruck des Gehörten, des Miterlebten stehend, ist es mir unsagbar schwer, all das Tiefempfundene, das Erhabene und Göttliche jener Stunde hier zum Ausdruck zu bringen. Man war tief erschüttert, als die gewaltige Doppelfuge verklungen war, hatte etwas Unvergessliches erlebt."
>
> Still under the impression of what we heard and experienced, it is unspeakably difficult for me to express here all the deeply experienced, the sublime and divine of that hour. One was deeply shaken, when the gigantic double fugue ended, knowing that one had experienced something unforgettable.
## Psalm 100 and settings
The text is Psalm 100, also known as the Jubilate Deo, in the translation by Martin Luther. The rather short psalm calls one to rejoice in the Lord, serve him with gladness, come before his countenance with joy, realize that he made us, and go enter his gates, because he is friendly ().
The call to rejoice leads to music that is especially suitable for festive occasions. The psalm has been set to music many times, mostly for liturgical use, for example by Palestrina (1575) and Lully, who composed a motet, LWV77/16, in honor of the marriage of Louis XIV and peace with Spain in 1660. In England, the Jubilate was traditionally combined with the Te Deum, such as Henry Purcell's Te Deum and Jubilate, and Handel's Utrecht Te Deum and Jubilate. In German, Heinrich Schütz included a setting of Psalm 100, along with an extended setting of Psalm 119 and a Magnificat, in his final collection, known as Opus ultimum or Schwanengesang (Swan song). A pasticcio motet Jauchzet dem Herrn alle Welt includes music by Georg Philipp Telemann and J. S. Bach. The themes of the first psalm verses are paraphrased in the opening movement of Bach's 1734 Christmas Oratorio, Jauchzet, frohlocket!, with a later contrasting section Dienet dem Höchsten mit herrlichen Chören (Serve the Highest with splendid choirs).
Ralph Vaughan Williams, who in 1928 had written an arrangement of the traditional tune associated with the psalm, Old 100th ("All people that on earth do dwell"), arranged it for congregation, organ, and orchestra for the coronation of Elizabeth II in 1953; it became ubiquitous at festive occasions in the Anglophone world. Reger's setting had not been intended for church use; it was written initially for a secular occasion and then for the concert hall.
## Structure and scoring
Reger structured the text of the psalm in four movements as a choral symphony, in the typical structure of a symphony: first movement in sonata form (Hauptsatz), slow movement, scherzo, and finale. The following table is based on the choral score and shows the movement number, incipit, the verse(s) of Psalm 100, voices (SATB chorus, at times divided further), marking, key (beginning and ending in D major) and time, using the symbol for common time.
The work is scored for a four-part choir, with often divided voices, and an orchestra of two flutes, two oboes, two clarinets, two bassoons, four horns, two trumpets, three trombones, tuba, three timpani and more percussion, organ, and strings. In the final movement, an additional brass ensemble of four trumpets and four trombones plays the cantus firmus of Luther's chorale "Ein feste Burg ist unser Gott". Reger used Lutheran hymns often in his work, in the tradition of Johann Sebastian Bach. He had already written a chorale fantasia on the hymn, Ein' feste Burg ist unser Gott, Op. 27 in 1898. Reger's harmonies are advanced and at times close to atonality, but he claimed that he did nothing that Bach had not done before: harmonies as the result of the polyphon individual lines (Stimmführung).
All movements are written in D major, but Reger often modulates. The movements follow each other without a break. A short instrumental introduction, marked andante sostenuto, leads into the fourth movement. Reger achieves a unity of form by including material (both text and music) from the first movement in the later ones.
### Jauchzet
The first movement corresponds to the opening movement of a symphony, which is often in sonata form. The movement sets the first two verses of the psalm, which call for three actions: "jauchzet" (rejoice), "dienet" (serve), and "kommt" (come). The three topics match two contrasting themes of the exposition of the sonata form, and its development. They are followed by a recapitulation of the two themes.
A timpani roll on C of two measures leads to an orchestral D major chord in the third measure, marked ff (fortissimo), and a syncopated entry of the choir one beat later, pronouncing in unison "Jauchzet, jauchzet" (Rejoice, rejoice), the first topic. The choir first sings a motif a fourth downwards, while the strings add a turn motif (Doppelschlag-Motiv) which gets repeated throughout the piece and finally opens a theme of the double fugue in Part 4. The short motifs are treated to upward sequences, then continued in upward scales in triplets, again in sequences, then another upward line in dotted rhythm, but no melody, rendering only the repeated word "jauchzet" with different expression. Fred Kirshnit, who introduced the piece for a performance of the American Symphony Orchestra, regarded the treatment as an "orchestral explosion". The text is continued in measure 16 by "dem Herrn alle Welt" (to the Lord, [of] the whole world).
The following verse begins with "Dienet" (Serve), the second topic. It is quiet, marked sostenuto and pp (pianissimo). It has been compared to the second theme of the sonata form. From the lowest voice to the highest, the material is expanded in imitation, with all voices divided. The phrase "Dienet dem Herrn" is first sung by the alto, and then imitated by the other voices. "Dienet dem Herrn mit Freuden" appears first in the lower voices while the sopranos expand the theme one measure later, marked espressivo and crescendo. Joyful groups of sixteenths appear, first in single voices, then in denser texture, leading to the first topic, "Jauchzet". In measure 111 the third topic appears, "Kommt". This word is repeated many times before the phrase is continued, "vor sein Angesicht" (before his face), later also "mit Frohlocken" (with shouts of joy). In measure 130, a reprise of the first section leads to a close of the movement in a unison "alle Welt", with a fermata on every syllable.
### Erkennet
The second movement begins with a soft instrumental introduction of thirteen measures. Horns and trombones play the same note three times in unison, which is later sung with the word "Erkennet" ("Realize" or Recognize"). Kirshnit writes that the movement begins "mysteriously, almost spectrally". The rhythm dominates the introduction. The choir picks up, singing it first on a unison C, marked ppp (extremely soft). After several repetitions the phrase is continued in measure 26: "dass der Herr Gott ist" (that the Lord is God) with a rapid crescendo from Lord to God. The Swiss musicologist Michael Eidenbenz, writing for the Zürcher Bach Chor, describes the section as mystical and reflective ("mystisch-reflektierend"). In a middle section the divided voices express, mostly in homophony, and gradually more intensely: "Er hat uns gemacht und nicht wir selbst zu seinem Volk" (He has made us, and not we ourselves, his people). The continuation "und zu Schafen seiner Weide" (and the sheep of his pasture) is presented with expression by the lower voices, then repeated by pure triads in A major and B major, first by three soprano parts, then three alto parts, and finally three male voices, with a solo violin.
As a first link to the first movements, the line "He has made us, and not we ourselves, his people" is repeated with the music used for "Dienet dem Herrn mit Freuden", connecting both the musical form and the content of being created God's people and serving him with gladness. The movement closes with a reprise of the first topic, this time ending pianissimo.
### Gehet zu seinen Toren ein
The key of F-sharp minor and a triple meter are introduced by the orchestra. The divided female voices express in homophony and "dolcissimo": "Gehet zu seinen Toren ein" (Go enter his gates), with the measure most often divided in a halfnote and a quarter. The male voices answer "Gehet" (Go), and then the female voices repeat their line in a new version. The play is repeated, this time beginning with the male voices. The subsequent text appears in growing density and intensity, modulating constantly, ending in C major.
### Denn der Herr ist freundlich
A short instrumental prelude reprises the orchestral motifs of the beginning of movement 1. Simultaneously, soprano and tenor sing the two themes of a double fugue on the text "Denn der Herr ist freundlich" (For the Lord is friendly). Both themes are lively, but have their fastest movement at different times. The melody of the soprano begins with the turn-motiv from the first movement, while the tenors sing mostly a rising broken D major chord, with fast motion in the second measure. The alto takes the tenor melody, and the bass the soprano melody in their following entry. After an instrumental interlude from measure 77, the themes appear in measure 91 in bass and soprano, while the melody of Luther's "Ein feste Burg ist unser Gott" is played by brass in unison. The work ends, slowing down majestically, with the text "und seine Wahrheit für und für" (and his truth forever and ever).
### Evaluation
The biographer Eugen Segnitz wrote in 1922 that the work was not only unique in the composer's work, but in the sacred music of its period, with a rare intense power of expression ("intensive Ausdruckskraft") and a convincing musical exegesis of the biblical text, as well as its turns and manifold shades of emotion ("überzeugende musikalische Auslegung des biblischen Textes, wie auch seiner Wendungen und mannigfaltigen Gefühlsschattierungen").
A reviewer of a recording noted the work's "quasi-symphonic sequence" and its "balanced overall shape which brings musical satisfaction even though the choral-orchestral presentation is at times somewhat unrelenting". Eidenbenz noted that Reger achieved a direct expressivity of the smallest entities of material ("unmittelbare Expressivität kleinster Materialteile"), and saw in this "atomization" and relentless modulation a modern radicality ("moderne Radikalität"). He then wrote:
> Expressivität statt Verstehbarkeit, die Intention einer 'Druckwelle', die das Publikum zum Relief macht, die unaufhörliche Modulation, die äusserliche Opulenz und die innere kalkulierte Logik, die naive und unhinterfragte Selbstverständlichkeit seiner Musik,
>
> Expressivity instead of understandability, the intention of a shock wave making the audience a relief, relentless modulation, external opulence and inner calculated logic, the naïve and unquestioned naturalness of his music ..."
Eidenbenz noted how these elements also characterize Reger's life.
## Versions
In 1955, Paul Hindemith revised the work to achieve more clarity. According to Wolfgang Rathert, Hindemith "sought to moderate Reger's 'uncontrolled invention'", while Kirshnit described Reger's original scoring as "gloriously polychromatic". Hindemith "thinned" the orchestra, especially the horns. In Reger's scoring, the organ reinforced the voices throughout the piece, resulting in a lack of clarity for the polyphonic passages. Hindemith used the organ only for climaxes. In the double fugue, he assigned one theme to a voice, but the other simultaneous theme to the orchestra. Hindemith's approach, which enables more analytical listening, seems justified by Reger's own scoring of later compositions which were more refined and focused. It is probably due to his version that Der 100. Psalm enjoyed continuous presence in concert halls, while other works by Reger were neglected.
François Callebout wrote an organ version that was published in 2004 by Dr. J. Butz. Gabriel Dessauer explains in the preface that Reger's work was conceived for oratorio choirs of up to 500 singers at the beginning of the 20th century. The organ version enables smaller choirs to perform the music. This version was premiered in 2003 by the Reger-Chor in St. Bonifatius, Wiesbaden, the parish to which the composer belonged during his studies in Wiesbaden. The organ was played by Ignace Michiels, organist at the St. Salvator Cathedral in Bruges.
Hanns-Friedrich Kaiser, KMD (director of church music) in Weiden, where Reger grew up, wrote a version for choir and organ, which he conducted at the opening of the festival Reger-Tage at the church St. Michael on 16 September 2012, with organist Michael Schöch.
## Reger Year
In 2016, a Reger Year reflecting the centenary of Reger's death, the work was performed at the Thomaskirche in Leipzig on 11 May, on his day of death in the town where he died. The Thomanerchor, the Leipziger Universitätschor and the MDR Sinfonieorchester were conducted by David Timm. The concert was repeated on 26 May at the same location for the Katholikentag.
On 13 May, the MDR aired a live concert recording from 1984 at the Kreuzkirche in Dresden, performed by the Dresdner Kreuzchor, the Philharmonischer Chor Dresden, the Rundfunkchor Berlin, organist Michael-Christfried Winkler, and the Dresdner Philharmonie, conducted by Martin Flämig. In June, the Kaiser conducted again his organ version in St. Michael in Weiden, with the Kantorei Weiden and organist Ute Steck. The Reger-Chor performed the organ version by Callebout in Bruges and Wiesbaden in August, again with Dessauer and Michiels.
## Recordings
|
1,139,235 |
James Tod
| 1,170,853,793 |
Officer of the British East India Company and an Oriental scholar (1782–1835)
|
[
"1782 births",
"1835 deaths",
"British East India Company Army officers",
"British cartographers",
"British historians",
"British male writers",
"British military personnel of the Third Anglo-Maratha War",
"British numismatists",
"English people of Scottish descent",
"Historians of India",
"History of Rajasthan",
"People from the London Borough of Islington"
] |
Lieutenant-Colonel James Tod (20 March 1782 – 18 November 1835) was an officer of the British East India Company and an Oriental scholar. He combined his official role and his amateur interests to create a series of works about the history and geography of India, and in particular the area then known as Rajputana that corresponds to the present day state of Rajasthan, and which Tod referred to as Rajast'han.
Tod was born in London and educated in Scotland. He joined the East India Company as a military officer and travelled to India in 1799 as a cadet in the Bengal Army. He rose quickly in rank, eventually becoming captain of an escort for an envoy in a Sindian royal court. After the Third Anglo-Maratha War, during which Tod was involved in the intelligence department, he was appointed Political Agent for some areas of Rajputana. His task was to help unify the region under the control of the East India Company. During this period Tod conducted most of the research that he would later publish. Tod was initially successful in his official role, but his methods were questioned by other members of the East India Company. Over time, his work was restricted and his areas of oversight were significantly curtailed. In 1823, owing to declining health and reputation, Tod resigned his post as Political Agent and returned to England.
Back home in England, Tod published a number of academic works about Indian history and geography, most notably Annals and Antiquities of Rajast'han, based on materials collected during his travels. He retired from the military in 1826, and married Julia Clutterbuck that same year. He died in 1835, aged 53.
## Life and career
Tod was born in Islington, London, on 20 March 1782. He was the second son for his parents, James and Mary (née Heatly), both of whom came from families of "high standing", according to his major biographer, the historian Jason Freitag. He was educated in Scotland, whence his ancestors came, although precisely where he was schooled is unknown. Those ancestors included people who had fought with the King of Scots, Robert the Bruce; he took pride in this fact and had an acute sense of what he perceived to be the chivalric values of those times.
As with many people of Scots descent who sought adventure and success at that time, Tod joined the British East India Company and initially spent some time studying at the Royal Military Academy, Woolwich. He left England for India in 1799 and in doing so followed in the footsteps of various other members of his family, including his father, although Tod senior had not been in the company but had instead owned an indigo plantation at Mirzapur. The young Tod journeyed as a cadet in the Bengal Army, appointment to which position was at the time reliant upon patronage. He was appointed lieutenant in May 1800 and in 1805 was able to arrange his posting as a member of the escort to a family friend who had been appointed as Envoy and Resident to a Sindian royal court. By 1813 he had achieved promotion to the rank of captain and was commanding the escort.
Rather than being situated permanently in one place, the royal court was moved around the kingdom. Tod undertook various topographical and geological studies as it travelled from one area to another, using his training as an engineer and employing other people to do much of the field work. These studies culminated in 1815 with the production of a map which he presented to the Governor-General, the Marquis of Hastings. This map of "Central India" (his phrase) became of strategic importance to the British as they were soon to fight the Third Anglo-Maratha War. During that war, which ran from 1817 to 1818, Tod acted as a superintendent of the intelligence department and was able to draw on other aspects of regional knowledge which he had acquired while moving around with the court. He also drew up various strategies for the military campaign.
In 1818 he was appointed Political Agent for various states of western Rajputana, in the northwest of India, where the British East India Company had come to amicable arrangements with the Rajput rulers in order to exert indirect control over the area. The anonymous author of the introduction to Tod's posthumously published book, Travels in Western India, says that
> Clothed with this ample authority, he applied himself to the arduous task of endeavouring to repair the ravages of foreign invaders who still lingered in some of the fortresses, to heal the deeper wounds inflicted by intestine feuds, and to reconstruct the framework of society in the disorganised states of Rajas'han.
Tod continued his surveying work in this physically challenging, arid and mountainous area. His responsibilities were extended quickly: initially involving himself with the regions of Mewar, Kota, Sirohi and Bundi, he soon added Marwar to his portfolio and in 1821 was also given responsibility for Jaisalmer. These areas were considered a strategic buffer zone against Russian advances from the north which, it was feared, might result in a move into India via the Khyber Pass. Tod believed that to achieve cohesion it was necessary that the Rajput states should contain only Rajput people, with all others being expelled. This would assist in achieving stability in the areas, thus limiting the likelihood of the inhabitants being influenced by outside forces. Charanas were called upon to create a master list of the 'Thirty Six Royal Races of Rajasthan' with Tod's guru Yati Gyanchandra presiding the panel. According to Ramya Sreenivasan, a researcher of religion and caste in early modern Rajasthan and of colonialism, Tod's "transfers of territory between various chiefs and princes helped to create territorially consolidated states and 'routinised' political hierarchies." His successes were plentiful and the Oxford Dictionary of National Biography notes that Tod was
> so successful in his efforts to restore peace and confidence that within less than a year some 300 deserted towns and villages were repeopled, trade revived, and, in spite of the abolition of transit duties and the reduction of frontier customs, the state revenue had reached an unprecedented amount. During the next five years Tod earned the respect of the chiefs and people, and was able to rescue more than one princely family, including that of the Ranas of Udaipur, from the destitution to which they had been reduced by Maratha raiders.
Tod was not, however, universally respected in the East India Company. His immediate superior, David Ochterlony, was unsettled by Tod's rapid rise and frequent failure to consult with him. One Rajput prince objected to Tod's close involvement in the affairs of his state and succeeded in persuading the authorities to remove Marwar from Tod's area of influence. In 1821 his favouritism towards one party in a princely dispute, contrary to the orders given to him, gave rise to a severe reprimand and a formal restriction of his ability to operate without consulting Ochterlony, as well as the removal of Kota from his charge. Jaisalmer was then taken out of his sphere of influence in 1822, as official concerns grew regarding his sympathy for the Rajput princes. This and other losses of status, such as the reduction in the size of his escort, caused him to believe that his personal reputation and ability to work successfully in Mewar, by now the one area still left to him, was too diminished to be acceptable. He resigned his role as Political Agent in Mewar later that year, citing ill health. Reginald Heber, the Bishop of Calcutta, commented that
> His misfortune was that, in consequence of favouring native princes so much, the government of Calcutta were led to suspect him of corruption, and consequently to narrow his powers and associate other officers with him in his trust, till he was disgusted and resigned his place. They are now satisfied, I believe, that their suspicions were groundless.
In February 1823, Tod left India for England, having first travelled to Bombay by a circuitous route for his own pleasure.
During the last years of his life Tod talked about India at functions in Paris and elsewhere across Europe. He also became a member of the newly established Royal Asiatic Society in London, for whom he acted for some time as librarian. He suffered an apoplectic fit in 1825 as a consequence of overwork, and retired from his military career in the following year, soon after he had been promoted to lieutenant-colonel. His marriage to Julia Clutterbuck (daughter of Henry Clutterbuck) in 1826 produced three children – Grant Heatly Tod-Heatly, Edward H. M. Tod and Mary Augusta Tod – but his health, which had been poor for much of his life, was declining. Having lived at Birdhurst, Croydon, from October 1828, Tod and his family moved to London three years later. He spent much of the last year of his life abroad in an attempt to cure a chest complaint and died on 18 November 1835 soon after his return to England from Italy. The cause of death was an apoplectic fit sustained on the day of his wedding anniversary, although he survived for a further 27 hours. He had moved into a house in Regent's Park earlier in that year.
## Worldview
Historian Lynn Zastoupil has noted that Tod's personal papers have never been found and "his voluminous publications and official writings contain only scattered clues regarding the nature of his personal relationships with Rajputs". This has not discouraged assessments being made of both him and his worldview. According to Theodore Koditschek, whose fields of study include historiography and British imperial history, Tod saw the Rajputs as "natural allies of the British in their struggles against the Mughal and Maratha states". Norbert Peabody, an anthropologist and historian, has gone further, arguing that "maintaining the active support of groups, like the Rajputs for example, was not only important in meeting the threat of indigenous rivals but also in countering the imperial aspirations of other European powers." He stated that some of Tod's thoughts were "implicated in [British] colonial policy toward western India for over a century."
Tod favoured the then-fashionable concept of Romantic nationalism. Influenced by this, he thought that each princely state should be inhabited by only one community and his policies were designed to expel Marathas, Pindaris and other groups from Rajput territories. It also influenced his instigation of treaties that were intended to redraw the territorial boundaries of the various states. The geographical and political boundaries before his time had in some cases been blurred, primarily due to local arrangements based on common kinship, and he wanted a more evident delineation of the entities, He was successful in both of these endeavours.
Tod was unsuccessful in implementing another of his ideas, which was also based on the ideology of Romantic nationalism. He believed that the replacement of Maratha rule with that of the British had resulted in the Rajputs merely swapping the onerous overlordship of one government for that of another. Although he was one of the architects of indirect rule, in which the princes looked after domestic affairs but paid tribute to the British for protection in foreign affairs, he was also a critic of it. He saw the system as one that prevented achievement of true nationhood, and therefore, as Peabody describes, "utterly subversive to the stated goal of preserving them as viable entities." Tod wrote in 1829 that the system of indirect rule had a tendency to "national degradation" of the Rajput territories and that this undermined them because
> Who will dare to urge that a government, which cannot support its internal rule without restriction, can be national? That without power unshackled and unrestrained by exterior council or espionage, it can maintain its self-respect? This first of feelings these treaties utterly annihilate. Can we suppose such denationalised allies are to be depended upon in emergencies? Or, if allowed to retain a spark of their ancient moral inheritance, that it will not be kindled into a flame against us when opportunity offers?
There was a political aspect to his views: if the British recast themselves as overseers seeking to re-establish lost Rajput nations, then this would at once smooth the relationship between those two parties and distinguish the threatening, denationalising Marathas from the paternal, nation-creating British. It was an argument that had been deployed by others in the European arena, including in relation to the way in which Britain portrayed the imperialism of Napoleonic France as denationalising those countries which it conquered, whereas (it was claimed) British imperialism freed people; William Bentinck, a soldier and statesmen who later in life served as Governor-General of India, noted in 1811 that "Bonaparte made kings; England makes nations". However, his arguments in favour of granting sovereignty to the Rajputs failed to achieve that end, although the frontispiece to volume one of his Annals did contain a plea to the then English King George IV to reinstate the "former independence" of the Rajputs.
While he viewed the Muslim Mughals as despotic and the Marathas as predatory, Tod saw the Rajput social systems as being similar to the feudal system of medieval Europe, and their traditions of recounting history through the generations as similar to the clan poets of the Scottish Highlanders. There was, he felt, a system of checks and balances between the ruling princes and their vassal lords, a tendency for feuds and other rivalries, and often a serf-like peasantry. The Rajputs were, in his opinion, on the same developmental trajectory that nations such as Britain had followed. His ingenious use of these viewpoints later enabled him to promote in his books the notion that there was a shared experience between the people of Britain and this community in a distant, relatively unexplored area of the empire. He speculated that there was a common ancestor shared by the Rajputs and Europeans somewhere deep in prehistory and that this might be proven by comparison of the commonality in their history of ideas, such as myth and legend. In this he shared a contemporary aspiration to prove that all communities across the world had a common origin. There was another appeal inherent in a feudal system, and it was not unique to Tod: the historian Thomas R. Metcalf has said that
> In an age of industrialism and individualism, of social upheaval and laissez-faire, marked by what were perceived as the horrors of continental revolution and the rationalist excesses of Benthamism, the Middle Ages stood forth as a metaphor for paternalist ideals of social order and proper conduct ... [T]he medievalists looked to the ideals of chivalry, such as heroism, honour and generosity, to transcend the selfish calculation of pleasure and pain, and recreate a harmonious and stable society.
Above all, the chivalric ideal viewed character as more worthy of admiration than wealth or intellect, and this appealed to the old landed classes at home as well as to many who worked for the Indian Civil Service.
In the 1880s, Alfred Comyn Lyall, an administrator of the British Raj who also studied history, revisited Tod's classification and asserted that the Rajput society was in fact tribal, based on kinship rather than feudal vassalage. He had previously generally agreed with Tod, who acknowledged claims that blood-ties played some sort of role in the relationship between princes and vassals in many states. In shifting the emphasis from a feudal to a tribal basis, Lyall was able to deny the possibility that the Rajput kingdoms might gain sovereignty. If Rajput society was not feudal, then it was not on the same trajectory that European nations had followed, thereby forestalling any need to consider that they might evolve into sovereign states. There was thus no need for Britain to consider itself to be illegitimately governing them.
Tod's enthusiasm for bardic poetry reflected the works of Sir Walter Scott on Scottish subjects, which had a considerable influence both on British literary society and, bearing in mind Tod's Scottish ancestry, on Tod himself. Tod reconstructed Rajput history on the basis of the ancient texts and folklore of the Rajputs, although not everyone – for example, the polymath James Mill – accepted the historical validity of the native works. Tod also used philological techniques to reconstruct areas of Rajput history that were not even known to the Rajputs themselves, by drawing on works such as the religious texts known as Puranas.
## Publications
Koditschek says that Tod "developed an interest in triangulating local culture, politics and history alongside his maps", and Metcalf believes that Tod "ordered [the Rajputs'] past as well as their present" while working in India. During his time in Rajputana, Tod was able to collect materials for his Annals and Antiquities of Rajast'han, which detailed the contemporary geography and history of Rajputana and Central India along with the history of the Rajput clans who ruled most of the area at that time. Described by historian Crispin Bates as "a romantic historical and anecdotal account" and by David Arnold, another historian, as a "travel narrative" by "one of India's most influential Romantic writers", the work was published in two volumes, in 1829 and 1832, and included illustrations and engravings by notable artists such as the Storers, Louis Haghe and either Edward or William Finden. He had to finance publication himself: sales of works on history had been moribund for some time and his name was not particularly familiar either at home or abroad. Original copies are now scarce, but they have been reprinted in many editions. The version published in 1920, which was edited by the orientalist and folklorist William Crooke, is significantly editorialised.
Freitag has argued that the Annals "is first and foremost a story of the heroes of Rajasthan ... plotted in a certain way – there are villains, glorious acts of bravery, and a chivalric code to uphold". So dominant did Tod's work become in the popular and academic mind that they largely replaced the older accounts like Nainsi ri Khyat and even Prithvirãj Rãso. Tod had even used the Raso for his content. Kumar Singh, of the Anthropological Survey of India, has explained that the Annals were primarily based on "bardic accounts and personal encounters" and that they "glorified and romanticised the Rajput rulers and their country" but ignored other communities.
One aspect of history that Tod studied in his Annals was the genealogy of the Chathis Rajkula (36 royal races), for the purpose of which he took advice on linguistic issues from a panel of pandits, including a Jain guru called Yati Gyanchandra. He said that he was "desirous of epitomising the chronicles of the martial races of Central and Western India" and that this necessitated study of their genealogy. The sources for this were Puranas held by the Rana of Udaipur.
Tod also submitted archæological papers to the Royal Asiatic Society's Transactions series. He was interested in numismatics as well, and he discovered the first specimens of Bactrian and Indo-Greek coins from the Hellenistic period following the conquests of Alexander the Great, which were described in his books. These ancient kingdoms had been largely forgotten or considered semi-legendary, but Tod's findings confirmed the long-term Greek presence in Afghanistan and Punjab. Similar coins have been found in large quantities since his death.
In addition to these writings, he produced a paper on the politics of Western India that was appended to the report of the House of Commons committee on Indian affairs, 1833. He had also taken notes on his journey to Bombay and collated them for another book, Travels in Western India. That book was published posthumously in 1839.
## Reception
Criticism of the Annals came soon after publication. The anonymous author of the introduction to his posthumously published Travels states that
> The only portions of this great work which have experienced anything like censure are those of a speculative character, namely, the curious Dissertation on the Feudal System of the Rajpoots, and the passages wherein the Author shows too visible a leaning towards hypotheses identifying persons, as well as customs, manners, and superstitions, in the East and the West, often on the slender basis of etymological affinities.
Further criticism followed. Tod was an officer of the British imperial system, at that time the world's dominant power. Working in India, he attracted the attention of local rulers who were keen to tell their own tales of defiance against the Mughal empire. He heard what they told him but knew little of what they omitted. He was a soldier writing about a caste renowned for its martial abilities, and he was aided in his writings by the very people whom he was documenting. He had been interested in Rajput history prior to coming into contact with them in an official capacity, as administrator of the region in which they lived. These factors, says Freitag, contribute to why the Annals were "manifestly biased". Freitag argues that critics of Tod's literary output can be split into two groups: those who concentrate on his errors of fact and those who concentrate on his failures of interpretation.
Tod relied heavily on existing Indian texts for his historical information and most of these are today considered unreliable. Crooke's introduction to Tod's 1920 edition of the Annals recorded that the old Indian texts recorded "the facts, not as they really occurred, but as the writer and his contemporaries supposed that they occurred." Crooke also says that Tod's "knowledge of ethnology was imperfect, and he was unable to reject the local chronicles of the Rajputs." More recently, Robin Donkin, a historian and geographer, has argued that, with one exception, "there are no native literary works with a developed sense of chronology, or indeed much sense of place, before the thirteenth century", and that researchers must rely on the accounts of travellers from outside the country.
Tod's work relating to the genealogy of the Chathis Rajkula was criticised as early as 1872, when an anonymous reviewer in the Calcutta Review said that
> It seems a pity that Tod's classification of 36 royal races should be accepted as anything but a purely ornamental arrangement, founded as it was on lists differing considerably both in the numbers and names of the tribes included in it, and containing at least two tribes, the Jats and Gujars, with whom the Rajputs do not even generally intermarry.
Other examples of dubious interpretations made by Tod include his assertions regarding the ancestry of the Mohil Rajput clan when, even today, there is insufficient evidence to prove his point. He also mistook Rana Kumbha, a ruler of Mewar in the fifteenth century, as being the husband of the princess-saint Mira Bai and misrepresented the story of the queen Padmini. The founder of the Archaeological Survey of India, Alexander Cunningham, writing in 1885, noted that Tod had made "a whole bundle of mistakes" in relation to the dating of the Battle of Khanwa, and Crooke notes in his introduction to the 1920 edition that Tod's "excursions into philology are the diversions of a clever man, not of a trained scholar, but interested in the subject as an amateur." Michael Meister, an architectural historian and professor of South Asia Studies, has commented that Tod had a "general reputation for inaccuracy ... among Indologists by late in the nineteenth century", although the opinion of those Indologists sometimes prevented them from appreciating some of the useful aspects in his work. That reputation persists, with one modern writer, V. S. Srivastava of Rajasthan's Department of Archaeology and Museums, commenting that his works "are erroneous and misleading at places and they are to be used with caution as a part of sober history".
In its time, Tod's work was influential even among officials of the government, although it was never formally recognised as authoritative. Andrea Major, who is a cultural and colonial historian, has commented on a specific example, that of the tradition of sati (ritual immolation of a widow):
> The overly romanticised image of Rajasthan, and of the Rajput sati, that Tod presented came to be extremely influential in shaping British understanding of the rite's Rajput context. Though Tod does make a point of denouncing sati as a cruel and barbarous custom, his words are belied by his treatment of the subject in the rest of the Annals. ... Tod's image of the Rajput sati as the heroic equivalent of the Rajput warrior was one that caught the public imagination and which exhibited surprising longevity.
The romantic nationalism that Tod espoused was used by Indian nationalist writers, especially those from the 1850s, as they sought to resist British control of the country. Works such as Jyotirindranath Tagore's Sarojini ba Chittor Akrama and Girishchandra Ghosh's Ananda Raho retold Tod's vision of the Rajputs in a manner to further their cause. Other works which drew their story from Tod's works include Padmini Upakhyan (1858) by Rangalal Banerjee and Krishna Kumari (1861) by Michael Madhusudan Dutt.
In modern-day India, he is still revered by those whose ancestors he documented in good light. In 1997, the Maharana Mewar Charitable Foundation instituted an award named after Tod and intended it to be given to modern non-Indian writers who exemplified Tod's understanding of the area and its people. In other recognition of his work in Mewar Province, a village has been named Todgarh, and it has been claimed that Tod was in fact a Rajput as an outcome of the process of karma and rebirth. Freitag describes the opinion of the Rajput people
> Tod, here, is not about history as such, but is a repository for "truth" and "splendor" ... The danger, therefore, is that the old received wisdom – evident and expressed in the work of people like Tod – will not be challenged at all, but will become much more deeply ingrained.
Furthermore, Freitag points out that "the information age has also anointed Tod as the spokesman for Rajasthan, and the glories of India in general, as attested by the prominent quotations from him that appear in tourism related websites."
## Works
Published works by James Tod include:
### Later editions
The Royal Asiatic Society is preparing a new edition of the Annals in celebration of the Society's bicentenary in 2023. A team of scholars are producing the original text of the first edition, together with a new introduction and annotations, and also a companion work that "will provide critical interpretive apparatus and contextual frames to aid in reading this iconic text." Containing "additional visual and archival material from the Society’s collections and beyond", it is to be co-published by the Society and Yale University Press in 2021.
## See also
- History of Rajasthan
|
51,375,488 |
California Pacific International Exposition half dollar
| 1,141,017,829 |
United States commemorative fifty-cent piece
|
[
"1935 establishments in the United States",
"Balboa Park (San Diego)",
"Bears in art",
"Currencies introduced in 1935",
"Early United States commemorative coins",
"Fifty-cent coins",
"Minerva",
"Mythology in art",
"Ships on coins",
"World's fair commemorative coins"
] |
The California Pacific International Exposition half dollar, sometimes called the California Pacific half dollar or the San Diego half dollar, is a commemorative fifty-cent piece struck by the United States Bureau of the Mint in 1935 and 1936. Robert I. Aitken designed the coin. Its obverse depicts Minerva and other elements of the Seal of California; the reverse shows buildings from the California Pacific International Exposition (held 1935–1936), which the coin was issued to honor.
Legislation for the half dollar moved through Congress without opposition in early 1935, and Aitken was hired to design it. Once his creation was approved, the San Francisco Mint produced 250,000 coins, but expected sales did not materialize. Left with more than 180,000 pieces they could not sell, the Exposition Commission went back to Congress for further legislation so it could return the unsold pieces and have new coins, dated 1936, hoping for greater sales in the second year of the fair's run. Although the commission was successful in getting the legislation passed, it was less so in selling the coins, and 150,000 1936-dated pieces were returned to the Mint. The coins, of either date, sell in the low hundreds of dollars today.
## Background and authorization
The California Pacific International Exposition was a world's fair held in San Diego's Balboa Park in 1935 and 1936. One of the largest expositions of its kind, it was held on 1,400 acres (570 ha) of land, and cost \$20 million. The fair attracted some 3.75 million visitors during its two-year run.
At that time, commemorative coins were not sold by the government—Congress, in authorizing legislation, usually designated an organization which had the exclusive right to purchase them at face value and sell them to the public at a premium. In the case of the California Pacific Exposition half dollar, it was the California Pacific International Exposition Co.
California's George Burnham introduced a bill for a California Pacific Exposition half dollar into the House of Representatives on February 19, 1935. It was referred to the Committee on Coinage, Weights, and Measures. John J. Cochran of Missouri, acting chairman of that committee, reported back to the House on April 12 with the recommendation that it pass after small technical amendments were made. The bill called for the issuance of a maximum of 250,000 half dollars. Cochran noted that Congressman Burnham had appeared before the committee, representing that there would be no expense to the government, and sent a letter so stating (reproduced in the report). Burnham had also written that the Exposition had considerable participation by the federal government, and its officials expected seven to ten million people to attend. The following day, Cochran had the bill considered by the House, which passed the recommended amendment and then the bill itself without any debate.
The Senate received the bill on April 15, and referred it to the Banking and Currency Committee. On April 23, the committee, through its chairman, Duncan U. Fletcher of Florida, recommended that the bill pass, with a report similar to that of the House. On April 26, the bill passed the Senate on Fletcher's motion without any discussion or dissent. President Franklin D. Roosevelt signed it on May 3, 1935.
## Preparation and design
California Senator William G. McAdoo, former Secretary of the Treasury under Woodrow Wilson, wrote to the incumbent Treasury Secretary, Henry Morgenthau, proposing that the late president appear on the half dollar; Morgenthau wrote back calling the idea "interesting" and suggested it be directed to the Exposition Commission, which was responsible for securing designs. The January 1935 issue of The Numismatist (the journal of the American Numismatic Association), which went to press before the congressional actions, reported that there were plans for 50,000 silver dollar and 150,000 half dollar coins depicting President Roosevelt.
Sculptor Robert Aitken, creator of other commemorative coins including the \$50 Panama-Pacific issue, was hired to design the California Pacific half dollar. He submitted plaster models to the Commission of Fine Arts, charged by a 1921 executive order by President Warren G. Harding with making recommendations regarding public artworks, including coins. Commission sculptor-member Lee Lawrie took the lead in examining the models, and they were approved on July 5, 1935, though Lawrie questioned the legality of having coins omitting the mottoes LIBERTY and E PLURIBUS UNUM. Aitken subsequently added LIBERTY to the obverse. After final approval, the models were shipped to the Medallic Art Company of New York for reduction to coin-sized hubs, which were then sent to the Philadelphia Mint, where the working dies were made. These dies were in turn shipped to the San Francisco Mint.
Aitken's obverse shows elements of the California State Seal with a seated depiction of Minerva. She wears a helmet and holds a staff with her right hand, her left rests on a shield with EUREKA on it. On the shield is an aegis, with the head of Medusa affixed; between goddess and shield is a cornucopia overflowing with produce, symbolic of California's vast resources. A grizzly bear is to the left of Minerva. Behind them, in the distance, is a sailing ship and gold miner, with the hills of the Sierra Madre as background. The name of the issuing country and the denomination surround the central design, with LIBERTY under Minerva. The reverse shows two buildings constructed for the Exposition, and part of the California State Buildings at the fair, the California Tower and Chapel of St. Francis (today the San Diego Museum of Man). The outline which surrounds the buildings is said to suggest Spanish Mission architecture but Anthony Swiatek and Walter Breen, in their book on commemorative coins, identify it as a tressure, found on a some medieval gold coins. The name of the exposition surrounds the design, with the date, IN GOD WE TRUST (under which the mint mark is found) and SAN DIEGO among the buildings.
Numismatic author Don Taxay called the half dollar "a very distinguished coin artistically", and said of its reverse, "I cannot think of another architectural motif that has been treated so successfully on a United States coin." Art historian Cornelius Vermeule liked the California Pacific half dollar, deeming the Minerva "one of the most powerful uses of the facing figure in American numismatic art". He deemed Aitken's design influenced by the pediments and other works he had sculpted during the 1920s and 1930s, including the pediment for the United States Supreme Court Building. He felt the depiction of the buildings on the reverse was "good enough for what it pretends to show", and noted that the monogrammatic style of the artist's initials was imitated by Gilroy Roberts when signing his obverse of the Kennedy half dollar (1964). Vermeule noted that the lettering "confirms the strength and balance of the total visual experience".
## Production, distribution, and collecting
250,132 coins were minted in San Francisco in August 1935. 132 were sent to Philadelphia and held for inspection and testing at the 1936 meeting of the Assay Commission. The 250,000 remaining coins were sent from San Francisco to the Bank of America branch in San Diego, which handled distribution, and placed on sale at the fair on August 12 at \$1 each. Despite considerable publicity, only 68,000 sold, with 2,000 more being held by the Exposition authorities.
Although commemorative coin collecting (and investing) was becoming popular in 1935, the mintage of a quarter million coins, far in excess of some other issues of the era, meant investors were indifferent to the California Pacific issue. With sales of the 1935-S half dollar coming to a standstill, the Exposition Commission was well aware of this problem. Thus, they sought relief from Congress in the form of an act allowing them to return unsold half dollars for new ones, dated 1936. Coin collectors would view this as a new variety and possibly buy both, and melting the returned coins would decrease the supply and (hopefully) increase the attractiveness of the remaining 1935-S specimens.
Accordingly, on January 6, 1936, Congressman Burnham introduced legislation to accomplish this. On February 17, the committee reported back through New York's Andrew Somers, noting that the bill provided that the exchange would take place without expense to the United States, and recommending that it pass. When Burnham brought the matter to the House floor on March 16, Michigan's Jesse Wolcott asked how the exchange would be done without expense to the government, and Burnham affirmed that the Exposition Commission would meet all expenses. He explained that the coins had been received so late in the year there had not been time to sell many. There were no further questions, and the bill passed the House without objection.
The Senate committee reported on April 17, adding provisions requiring that the coins be dated 1936, regardless of when struck, and that they be produced at only one mint, chosen by the Director of the Mint, in line with other commemorative coin bills that committee had been reporting. Early numismatic author David M. Bullowa noted these provisions, designed to prevent the creation of varieties, were thus inserted in a bill that itself created a new variety. The Senate considered the bill on April 24, and it was amended and passed without debate or opposition. As the two versions passed were not identical, the bill returned to the House of Representatives where, on April 27, that body at Burnham's motion, without debate or opposition, agreed to the Senate amendments. President Roosevelt signed the bill on May 6.
G. Aubrey Davidson, chairman of the Exposition Commission, wrote to Acting Director of the Mint Mary M. O'Reilly on May 16, 1936, asking that the coins (which were to be struck at the Denver Mint and bear its mint mark "D") be minted as quickly as possible, as heavy attendance was expected at the fair around Memorial Day at the end of May. The production at the Denver Mint made the California Pacific half dollar the first commemorative to be struck at San Francisco and at Denver, but not at Philadelphia. It is the only pre-1954 commemorative with that distinction. A total of 180,092 of the 1936-D were produced, representing the number returned (the maximum allowed) plus 92 assay coins. The new coins were placed on sale at \$1.50 each.
There was a spike in prices for many commemorative coins in 1936, but due to the relatively high mintages of both the 1935-S and the 1936-D, the California Pacific coins sold badly, and when the Exposition closed in late 1936, fewer than 30,000 of the 1936-D had been sold. On January 27, 1937, Davidson wrote to the Director of the Mint, Nellie Tayloe Ross, asking her to allow the return of some 150,000 coins for refund, the glut blamed on having a relatively short period to sell them. Once the Mint had granted permission, the Exposition Commission placed the 1935-S and 1936-D pieces it withheld from the melting pot on sale at \$3 each. Swiatek, in his 2012 volume on commemoratives, said the price increase was "to create the appearance of demand and future rarity. This didn't work."
In 1938, Emil Klicka, treasurer of the Exposition, offered the 1936-D for sale at \$1 each, with a limit of ten. The 1935-S coins were available at \$2. Large hoards of both dates were held by insiders for decades, including one holding of 31,050 of the 1935-S, amounting to nearly half the extant mintage. These were gradually dispersed from the 1960s to the 1980s. In 1962, the 1935-S was worth \$9 in uncirculated condition, and the 1936-D was worth \$11. The edition of the Red Book (A Guide Book of United States Coins) published in 2018 lists the 1935-S for between \$100 and \$160, depending on condition, with the 1936-D from between \$100 and \$225. A near-pristine 1935-S sold at auction in 2014 for \$4,994.
|
64,380,963 |
Slayback's Missouri Cavalry Regiment
| 1,161,176,290 |
Cavalry regiment of the Confederate States Army
|
[
"Military units and formations disestablished in 1865",
"Military units and formations established in 1864",
"Units and formations of the Confederate States Army from Missouri"
] |
Slayback's Missouri Cavalry Regiment was a cavalry regiment of the Confederate States Army during the American Civil War. Originally formed as Slayback's Missouri Cavalry Battalion, the unit consisted of men recruited in Missouri by Lieutenant Colonel Alonzo W. Slayback during Price's Raid in 1864. The battalion's first action was at the Battle of Pilot Knob on September 27; it later participated in actions at Sedalia, Lexington, and the Little Blue River. In October, the unit was used to find an alternate river crossing during the Battle of the Big Blue River. Later that month, Slayback's unit saw action at the battles of Westport, Marmiton River, and Second Newtonia. The battalion was briefly furloughed in Arkansas before rejoining Major General Sterling Price in Texas in December. Probably around February 1865, the battalion reached official regimental strength after more recruits joined.
On June 2, 1865, the Confederate Trans-Mississippi Department surrendered. The men of the regiment were located at different points in Louisiana and Arkansas when they were paroled twelve days later, leading the historian James McGhee to believe that the regiment had disbanded before the surrender.
## Background
At the outset of the American Civil War in April 1861, Missouri was a slave state. Governor Claiborne Fox Jackson supported secession from the United States, and activated the pro-secession state militia. The militia were sent to the vicinity of St. Louis, Missouri, where Brigadier General Nathaniel Lyon dispersed the group using Union Army troops in the Camp Jackson affair on May 10. A pro-secession riot in St. Louis followed later that day, in which several military personnel and civilians were killed or wounded. Jackson formed a secessionist militia unit known as the Missouri State Guard; he placed Major General Sterling Price in command on May 12. In June, Lyon moved against the state capital of Jefferson City and evicted Jackson and the pro-secession group of state legislators. Jackson's party moved to Boonville, although Lyon captured that city after the Battle of Boonville on June 17.
In July, anti-secession state legislators held a vote rejecting secession. Brigadier General Ben McCulloch of the Confederate States Army joined Price's militia forces; the combined group defeated Lyon at the Battle of Wilson's Creek in southwestern Missouri on August 10. After Wilson's Creek, Price drove northwards, capturing the city of Lexington. The Missouri State Guard later retreated in the face of Union reinforcements, falling back to southwestern Missouri. In November, while at Neosho, Jackson and the pro-secession legislators voted to secede, and joined the Confederate States of America, functioning as a government-in-exile. In February 1862, Price abandoned Missouri for Arkansas in the face of Union pressure, joining forces commanded by Major General Earl Van Dorn. In March, Price officially joined the Confederate States Army, receiving a commission as a major general. That same month, Van Dorn was defeated at the Battle of Pea Ridge, giving the Union control of Missouri. By July 1862, most of the men of the Missouri State Guard had left to join Confederate States Army units. Missouri was then plagued by guerrilla warfare throughout 1862 and 1863.
## Organization
Slayback's Missouri Cavalry Regiment originated when Lieutenant Colonel Alonzo W. Slayback, a veteran of the Missouri State Guard, was authorized by Brigadier General Joseph O. Shelby to recruit a regiment for the Confederate States Army on August 14, 1864. In September, Slayback entered Missouri and began recruiting as part of Price's Raid. Accompanying the brigade of Brigadier General John S. Marmaduke, Slayback was able to recruit a small group of men, which became part of Marmaduke's forces on September 23, while the men were at Zalma, Missouri. John Newman Edwards, an adjutant serving with Shelby, stated that a stop in the town of Union gleaned many recruits for the unit. The unit grew in strength over the course of Price's Raid, reaching battalion strength in October 1864. It was expanded to full regimental strength around February 1865. By this point, Slayback was the regiment's colonel, Caleb W. Dorsey was lieutenant colonel, and John H. Guthrie was the regiment's major. At full strength, the regiment comprised ten companies, all Missouri-raised, designated with the letters A–I and K.
## Service history
In the 1864 United States presidential election, President Lincoln supported continuing the war, while former Union general George B. McClellan promoted ending it. By the beginning of September 1864, events in the eastern United States, especially the Confederate defeat in the Atlanta campaign, gave Lincoln an edge in the election over McClellan. At this point, the Confederacy had very little chance of victory. Meanwhile, in the Trans-Mississippi Theater, the Confederates had defeated Union attackers in the Red River campaign in Louisiana in March through May. As events east of the Mississippi River turned against the Confederates, General Edmund Kirby Smith, commander of the Confederate Trans-Mississippi Department, was ordered to transfer the infantry under his command to the fighting in the Eastern and Western Theaters. This proved to be impossible, as the Union Navy controlled the Mississippi River, preventing a large-scale crossing. Despite having limited resources for an offensive, Smith decided that an attack designed to divert Union troops from the principal theaters of combat would have the same effect as the proposed transfer of troops. Price and the new Confederate Governor of Missouri Thomas Caute Reynolds suggested that an invasion into Missouri would be an effective operation; Smith approved the plan and appointed Price to command it. Price expected that the offensive would create a popular uprising against Union control of Missouri, divert Union troops away from principal theaters of combat (many of the Union troops defending Missouri had been transferred out of the state, leaving the Missouri State Militia as the state's primary defensive force), and aid McClellan's chance of defeating Lincoln; on September 19, Price's column entered the state.
On September 27, 1864, Slayback's unit made a minor assault against the defenses of Fort Davidson during the Battle of Pilot Knob; it suffered light casualties. After the fighting ended for the day, Slayback sent a note to the Union garrison commander Brigadier General Thomas Ewing Jr. suggesting that African Americans within the fort would be massacred in events similar to the Fort Pillow Massacre if the fort fell, as Price might not be able to restrain his soldiers. Slayback's unit was then positioned north of the fort to detect any potential Union movement. That night, the Union garrison retreated without being detected by Slayback's force and blew up the fort's magazine. Other elements of Price's army had suffered bloody repulses at Pilot Knob; the defeat led Price to abandon a planned movement against St. Louis and instead aim for Jefferson City. On October 2, while stationed at Union, Slayback's unit, now known as Slayback's Missouri Cavalry Battalion, was assigned to Brigadier General M. Jeff Thompson's brigade of Shelby's division. The Confederate column reached Jefferson City on October 7, but the sight of strong defenses and faulty intelligence that inflated the number of Union defenders in the city led Price to cancel his attempt on the city and head west. While the Confederates were moving through Missouri, a Union force was reported to have left Jefferson City; Slayback's battalion was detached on October 13 to scout for the approach of this force. By the next day, Slayback's battalion had reached Longwood, where it was joined by other Confederate units.
Needing supplies, Price ordered two side raids, one of which targeted the town of Glasgow; the other was a thrust by Thompson towards Sedalia. On October 15, Slayback's battalion, along with Collins' Missouri Battery, the 5th Missouri Cavalry Regiment, and Elliott's Missouri Cavalry Regiment, attacked Sedalia. A Union garrison defended improvised fortifications, but a cavalry charge quickly overran the positions. After Collins' artillery opened fire, the remaining defenders were completely dispersed; the town was then looted. Slayback's unit performed guard duty after the fighting, as it was in a better state of organization than the other regiments that had participated in the skirmish. Meanwhile, the main Confederate body was moving steadily westwards towards Kansas City; Thompson's men rejoined Price's main column near Marshall. At the Second Battle of Lexington on October 19, in which the unit was engaged as Shelby's division brushed aside a small Union force. Two days later, the battalion was part of a Confederate force that forced a crossing of the Little Blue River. On October 22, during the Battle of the Big Blue River, Shelby ordered the 5th Missouri Cavalry and Slayback's battalion to search for a secondary crossing of the river, as Byram's Ford, the primary crossing, was strongly defended. Slayback's battalion quickly found an alternate ford, and crossed the river, attacking Colonel Charles R. Jennison's brigade in the flank. Jennison's brigade scattered, but the Union line was able to reform. Later that day, the Confederates again moved against the Union position, with Slayback himself in the lead. The Union forces withdrew before any action occurred.
At the Battle of Westport on October 23, Slayback's battalion, which was part of Thompson's brigade, along with another battalion commanded by Major Rector Johnson, was initially aligned to the rear of the center of Shelby's line. After being pressed by a Union attack, Shelby then ordered Thompson to charge, and the cavalrymen, including Slayback's battalion, were soon engaged in a melee. The Confederate forces were forced to fall back in a state that Shelby described as "weak and staggering". Slayback's battalion retreated 2 miles (3.2 km) to a stone fence, where it rallied. The defense held, and Union forces fell back, allowing Shelby to retreat from the field. Price's entire army was decisively defeated at Westport, and began retreating through Kansas, hoping to escape. After a Confederate disaster at the Battle of Mine Creek on October 25, Shelby's division, including Slayback's battalion, were recalled from detached duty to serve as a rear guard for Price. Slayback's unit was initially posted on the Confederate left, with the intention of threatening the Union flank, but Price ordered the rear guard to fall back to behind the line of the Little Osage River. Shelby's division fought by forming a series of weak lines, each briefly holding up the Union pursuit, and then falling back some distance in turn; these tactics gave Price some space to continue his retreat. Slayback's battalion saw some action during the rear guard efforts.
At the Battle of Marmiton River late on the 25th, the Confederate position at Marmiton River initially consisted of two ranks. The rear contained disorganized elements of the divisions of Marmaduke and Major General James F. Fagan and the brigade of Sidney D. Jackman, as well as Collins' Battery. The front rank, from right to left, was held by elements of Marmaduke's division, then Fagan's, then Thompson's brigade; Slayback's battalion was on the far left, with its flank anchored on a small stream. An initial Confederate stand was successful, but another Union charge was made. After 15 minutes of fighting, the Confederate line, including Slayback's unit, withdrew in a fashion Shelby described as "melting away". The fighting ended as Jackman's brigade, along with Slayback's rallied battalion and Elliott's regiment, counterattacked to repulse a charge by the 4th Iowa Cavalry Regiment. Despite repulsing the Iowans, the Confederate assailants came under Union artillery fire and broke off the attack, bringing the Battle of Marmiton River to an end. Shelby reported that fatigue was an element in the defeat. At the Second Battle of Newtonia on October 28, Slayback's battalion fought dismounted to the left of Thompson's brigade. Thompson then attacked and gained some ground, but was halted by fire from Union mountain howitzers. After a repositioning of the Union line, the Confederates pressed the attack farther, gaining more ground. Union reinforcements commanded by Brigadier General John B. Sanborn stabilized the line and then charged. Shelby withdrew due to the arrival of the fresh Union troops.
After the defeat at Newtonia, Price's Army of Missouri retreated to Arkansas, where Slayback's unit was furloughed on October 30. The unit, by then 300 men strong, rejoined Price in Texas in December. Probably around February 1865, Slayback's command was combined with a group of recruits commanded by Dorsey, creating a full regiment of ten companies. The last battle of the war was fought in mid-May and, on June 2, Smith surrendered the Trans-Mississippi Department. On June 23, Confederate Brigadier General Stand Watie surrendered, becoming the last Confederate general officer to surrender his command. When the men of the regiment were paroled on June 14, 1865, part of the unit was located at Shreveport, Louisiana, while another part was at Wittsburg, Arkansas. Historian James McGhee interpreted this arrangement as suggesting that the regiment was disbanded before the surrender. Specific casualties suffered by the unit are unknown, as Slayback did not issue casualty reports. Edwards later claimed that the regiment was issued flag-decorated lances instead of firearms, although McGhee considers that to be improbable. Historian Stephen Z. Starr repeats the lances claim as factual and attributes the idea for it to John B. Magruder.
|
965,178 |
HMAS Australia (1911)
| 1,159,408,927 |
Indefatigable-class battlecruiser
|
[
"1911 ships",
"Indefatigable-class battlecruisers of the Royal Australian Navy",
"Maritime incidents in 1924",
"Scuttled vessels of New South Wales",
"Ships built on the River Clyde",
"World War I battlecruisers of Australia"
] |
HMAS Australia was one of three Indefatigable-class battlecruisers built for the defence of the British Empire. Ordered by the Australian government in 1909, she was launched in 1911, and commissioned as flagship of the fledgling Royal Australian Navy (RAN) in 1913. Australia was the only capital ship ever to serve in the RAN.
At the start of World War I, Australia was tasked with finding and destroying the German East Asia Squadron, which was prompted to withdraw from the Pacific by the battlecruiser's presence. Repeated diversions to support the capture of German colonies in New Guinea and Samoa, as well as an overcautious Admiralty, prevented the battlecruiser from engaging the German squadron before the latter's destruction. Australia was then assigned to North Sea operations, which consisted primarily of patrols and exercises, until the end of the war. During this time, Australia was involved in early attempts at naval aviation, and 11 of her personnel participated in the Zeebrugge Raid. The battlecruiser was not at the Battle of Jutland, as she was undergoing repairs following a collision with sister ship HMS New Zealand. Australia only ever fired in anger twice: at a German merchant vessel in January 1915, and at a suspected submarine contact in December 1917.
On her return to Australian waters, several sailors aboard the warship mutinied after a request for an extra day's leave in Fremantle was denied, although other issues played a part in the mutiny, including minimal leave during the war, problems with pay, and the perception that Royal Navy personnel were more likely to receive promotions than Australian sailors. Post-war budget cuts saw Australia's role downgraded to a training ship before she was placed in reserve in 1921. The disarmament provisions of the Washington Naval Treaty required the destruction of Australia as part of the British Empire's commitment, and she was scuttled off Sydney Heads in 1924.
## Design
The Indefatigable class of battlecruisers were based heavily on the preceding Invincible class. The main difference was that the Indefatigable's design was enlarged to give the ships' two-wing turrets a wider arc of fire. As a result, the Indefatigable class was not a significant improvement on the Invincible design; the ships were smaller and not as well protected as the contemporary German battlecruiser SMS Von der Tann and subsequent German designs. While Von der Tann's characteristics were not known when the lead ship of the class, HMS Indefatigable, was laid down in February 1909, the Royal Navy obtained accurate information on the German ship before work began on Australia and her sister ship HMS New Zealand.
Australia had an overall length of 590 feet (179.8 m), a beam of 80 feet (24.4 m), and a maximum draught of 30 feet 4 inches (9.2 m). The ship displaced 18,500 long tons (18,797 t) at load and 22,130 long tons (22,485 t) at deep load. She had a crew of 818 officers and ratings in 1913.
The ship was powered by two Parsons' sets of direct-drive steam turbines, each driving two propeller shafts, using steam provided by 31 coal-burning Babcock & Wilcox boilers. The turbines were rated at 44,000 shaft horsepower (33,000 kW) and were intended to give the ship a maximum speed of 25 knots (46 km/h; 29 mph). However, during trials in 1913, Australia's turbines provided 55,000 shp (41,013 kW), allowing her to reach 26.9 knots (49.8 km/h; 31.0 mph). Australia carried enough coal and fuel oil to give her a range of 6,690 nautical miles (12,390 km; 7,700 mi) at a cruising speed of 10 knots (19 km/h; 12 mph).
Australia carried eight BL 12-inch (305 mm) Mark X guns in four BVIII\* twin turrets; the largest guns fitted to any Australian warship. Two turrets were mounted fore and aft on the centreline, identified as 'A' and 'X' respectively. The other two were wing turrets mounted amidships and staggered diagonally: 'P' was forward and to port of the centre funnel, while 'Q' was situated starboard and aft. Each wing turret had some limited ability to fire to the opposite side. Her secondary armament consisted of sixteen BL 4-inch (102 mm) Mark VII guns positioned in the superstructure. She mounted two submerged tubes for 18-inch torpedoes, one on each side aft of 'X' barbette, and 12 torpedoes were carried.
The Indefatigables were protected by a waterline 4–6-inch (102–152 mm) armoured belt that extended between and covered the end barbettes. Their armoured deck ranged in thickness between 1.5 and 2.5 inches (38 and 64 mm) with the thickest portions protecting the steering gear in the stern. The main battery turret faces were 7 inches (178 mm) thick, and the turrets were supported by barbettes of the same thickness.
Australia's 'A' turret was fitted with a 9-foot (2.7 m) rangefinder at the rear of the turret roof. It was also equipped to control the entire main armament, in case normal fire control positions were knocked out or rendered inoperable.
### Modifications
Australia received a single QF 3-inch (76 mm) 20 cwt anti-aircraft (AA) gun on a high-angle Mark II mount that was added in March 1915. This had a maximum depression of 10° and a maximum elevation of 90°. It fired a 12.5-pound (5.7 kg) shell at a muzzle velocity of 2,500 ft/s (760 m/s) at a rate of fire of 12–14 rounds per minute. It had a maximum effective ceiling of 23,500 ft (7,200 m). It was provided with 500 rounds. The 4-inch guns were enclosed in casemates and given blast shields during a refit in November 1915 to better protect the gun crews from weather and enemy action, and two aft guns were removed at the same time. An additional 4-inch gun was fitted during 1917 as an AA gun. It was mounted on a Mark II high-angle mounting with a maximum elevation of 60°. It had a reduced propellant charge with a muzzle velocity of only 2,864 ft/s (873 m/s); 100 rounds were carried for it.
Australia received a fire-control director sometime between mid-1915 and May 1916; this centralised fire control under the director officer, who now fired the guns. The turret crewmen merely had to follow pointers transmitted from the director to align their guns on the target. This greatly increased accuracy, as it was easier to spot the fall of shells and eliminated the problem of the ship's roll dispersing the shells when each turret fired independently. Australia was also fitted with an additional inch of armour around the midships turrets following the Battle of Jutland.
By 1918, Australia carried a Sopwith Pup and a Sopwith 11⁄2 Strutter on platforms fitted to the top of 'P' and 'Q' turrets. The first flying off by a 11⁄2 Strutter was from Australia's 'Q' turret on 4 April 1918. Each platform had a canvas hangar to protect the aircraft during inclement weather. At the end of World War I, Australia was described as "the least obsolescent of her class".
After the war, both anti-aircraft guns were replaced by a pair of QF 4-inch Mark V guns on manually operated high-angle mounts in January 1920. Their elevation limits were −5° to 80°. The guns fired a 31-pound (14 kg) shell at a muzzle velocity of 2,387 ft/s (728 m/s) at a rate of fire of 10–15 rounds per minute. They had a maximum effective ceiling of 28,750 ft (8,760 m).
## Acquisition and construction
At the start of the 20th century, the British Admiralty maintained that naval defence of the British Empire, including the Dominions, should be unified under the Royal Navy. Attitudes on this matter softened during the first decade, and at the 1909 Imperial Conference, the Admiralty proposed the creation of 'Fleet Units': forces consisting of a battlecruiser, three light cruisers, six destroyers, and three submarines. Although some were to be operated by the Royal Navy at distant bases, particularly in the Far East, the Dominions were encouraged to purchase fleet units to serve as the core of new national navies: Australia and Canada were both encouraged to do so at earliest opportunity, New Zealand was asked to partially subsidise a fleet unit for the China Station, and there were plans for South Africa to fund one at a future point. Each fleet unit was designed as a "navy in miniature", and would operate under the control of the purchasing Dominion during peacetime. In the event of widespread conflict, the fleet units would come under Admiralty control, and would be merged to form larger fleets for regional defence. Australia was the only Dominion to purchase a full fleet unit, and while the New Zealand-funded battlecruiser was donated to the Royal Navy outright, no other nation purchased ships under the fleet unit plan.
On 9 December 1909, a cable was sent by Governor-General Lord Dudley to the Secretary of State for the Colonies, The Earl of Crewe, requesting that construction of three Town class cruisers and an Indefatigable-class battlecruiser start at earliest opportunity. It is unclear why this design was selected, given that it was known to be inferior to the battlecruisers entering service with the German Imperial Navy (Kaiserliche Marine). Historian John Roberts has suggested that the request may have been attributable to the Royal Navy's practice of using small battleships and large cruisers as flagships of stations far from Britain, or it might have reflected the preferences of the First Sea Lord and Admiral of the Fleet John Fisher, preferences not widely shared.
The Australian Government decided on the name Australia, as this would avoid claims of favouritism or association with a particular state. The ship's badge depicted the Federation Star overlaid by a naval crown, and her motto was "Endeavour", reflecting both an idealisation of Australians' national spirit and attitude, and a connection to James Cook and HM Bark Endeavour. On 6 May 1910, George Reid, Australia's high commissioner to the United Kingdom, sent a telegram cable to the Australian Government suggesting that the ship be named after the newly crowned King George V, but this was rebuffed.
Bids for construction were forwarded to the Australian Government by Reid on 7 March 1910, and Prime Minister Alfred Deakin approved the submission by John Brown & Company to construct the hull and machinery, with separate contracts awarded to Armstrong and Vickers for the battlecruiser's armament. The total cost of construction was set at £2 million. Contracts were signed between the Admiralty and the builders to avoid the problems of distant supervision by the Australian Government, and a close watch on proceedings was maintained by Reid and Captain Francis Haworth-Booth, the Australian Naval Representative in London.
Australia's keel was laid at John Brown & Company's Clydebank yard on 23 June 1910, and was assigned the yard number 402. The ship was launched by Lady Reid on 25 October 1911, in a ceremony which received extensive media coverage. Australia's design was altered during construction to incorporate improvements in technology, including the newly developed nickel-steel armour plate. While it was intended that the entire ship be fitted with the new armour, manufacturing problems meant that older armour had to be used in some sections: the delay in sourcing the older armour plates set construction back half a year. Despite this, John Brown & Company delivered the ship £295,000 under budget.
During construction, First Lord of the Admiralty Winston Churchill attempted to arrange for Australia to remain in British waters on completion. Although the claim was made on strategic grounds, the reasoning behind it was so the Australian-funded ship could replace one to be purchased with British defence funds. This plan was successfully resisted by Admiral George King-Hall, then Commander-in-Chief of the Royal Navy's Australia Squadron.
Australia sailed for Devonport, Devon in mid-February 1913 to begin her acceptance trials. Testing of the guns, torpedoes, and machinery was successful, but it was discovered that two hull plates had been damaged during the launch, requiring the battlecruiser to dock for repairs. Australia was commissioned into the RAN at Portsmouth on 21 June 1913. Two days later, Rear Admiral George Patey, the first Rear Admiral Commanding Australian Fleet, raised his flag aboard Australia.
At launch, the standard ship's company was 820, over half of which were Royal Navy personnel; the other half was made up of Australian-born RAN personnel, or Britons transferring from the Royal Navy to the RAN. Accommodation areas were crowded, with each man having only 14 inches (36 cm) of space to sling his hammock when Australia was fully manned. Moreover, the ventilation system was designed for conditions in Europe, and was inadequate for the climate in and around Australia. On delivery, Australia was the largest warship in the Southern Hemisphere.
## Operational history
### Voyage to Australia
Following her commissioning, Australia hosted several official events. On 30 June, King George V and Edward, Prince of Wales, visited Australia to farewell the ship. During this visit, King George knighted Patey on the ship's quarterdeck—the first time a naval officer was knighted aboard a warship since Francis Drake. On 1 July, Patey hosted a luncheon which was attended by imperial dignitaries, including Reid, the Agents-General of the Australian states, First Lord of the Admiralty Winston Churchill, Secretary of State for the Colonies Lewis Harcourt, and the High Commissioners of other British Dominions. That afternoon, 600 Australian expatriates were invited to a ceremonial farewelling, and were entertained by shows and fireworks. Journalists and cinematographers were allowed aboard to report on Australia prior to her departure, and an official reporter was embarked for the voyage to Australia: his role was to promote the ship as a symbol of the bond between Australia and the United Kingdom.
Australia was escorted by the light cruiser during the voyage to Australia. On 25 July, the two ships left England for South Africa: the visit was part of an agreement between the Prime Ministers of Australia and South Africa to promote the link between the two nations, along with the nations' links to the rest of the British Empire. The two ships were anchored in Table Bay from 18 to 26 August, during which the ships' companies participated in parades and receptions, while tens of thousands of people came to observe the ships. The two ships also visited Simon's Town, while Australia additionally called into Durban. No other major ports were visited on the voyage, and the warships were instructed to avoid all major Australian ports.
Australia and Sydney reached Jervis Bay on 2 October, where they rendezvoused with the rest of the RAN fleet (the cruisers and , and the destroyers , , and ). The seven warships prepared for a formal fleet entry into Sydney Harbour. On 4 October, Australia led the fleet into Sydney Harbour, where responsibility for Australian naval defence was passed from the Royal Navy's Australia Squadron, commanded by King-Hall aboard HMS Cambrian, to the RAN, commanded by Patey aboard Australia.
### Early service
In her first year of service, Australia visited as many major Australian ports as possible, to expose the new navy to the widest possible audience and induce feelings of nationhood: naval historian David Stevens claims that these visits did more to break down state rivalries and promote the unity of Australia as a federated commonwealth than any other event. During late 1913, footage for the film Sea Dogs of Australia was filmed aboard the battlecruiser; the film was withdrawn almost immediately after first screening in August 1914 because of security concerns.
During July 1914, Australia and other units of the RAN fleet were on a training cruise in Queensland waters. On 27 July, the Australian Commonwealth Naval Board learnt through press telegrams that the British Admiralty thought that there would be imminent and widespread war in Europe following the July Crisis, and had begun to position its fleets as a precaution. Three days later, the Board learnt that the official warning telegram had been sent: at 22:30, Australia was recalled to Sydney to take on coal and stores.
On 3 August, the RAN was placed under Admiralty control. Orders for RAN warships were prepared over the next few days: Australia was assigned to the concentration of British naval power on the China Station, but was allowed to seek out and destroy any armoured warships (particularly those of the German East Asia Squadron) in the Australian Station before doing so. Vice Admiral Maximilian von Spee, commander of the German squadron, was aware of Australia's presence in the region and her superiority to his entire force; the German admiral's plan was to harass British shipping and colonies in the Pacific until the presence of Australia and the China Squadron forced his fleet to relocate to other seas.
### World War I
#### Securing local waters
The British Empire declared war on Germany on 5 August, and the RAN swung into action. Australia had departed Sydney the night before, and was heading north to rendezvous with other RAN vessels south of German New Guinea. The German colonial capital of Rabaul was considered a likely base of operations for von Spee, and Patey put together a plan to clear the harbour. Australia's role was to hang back: if the armoured cruisers SMS Scharnhorst and SMS Gneisenau were present, the other RAN vessels would lure them into range of the battlecruiser. The night-time operation was executed on 11 August, and no German ships were found in the harbour. Over the next two days, Australia and the other ships unsuccessfully searched the nearby bays and coastline for the German ships and any wireless stations, before returning to Port Moresby to refuel.
In late August, Australia and escorted a New Zealand occupation force to German Samoa. Patey believed that the German fleet was likely to be in the eastern Pacific, and Samoa would be a logical move. Providing protection for the New Zealand troopships was a beneficial coincidence, although the timing could have been better, as an Australian expedition to occupy German New Guinea departed from Sydney a few days after the New Zealand force left home waters—Australia was expected to support both, but Patey only learned of the expeditions after they had commenced their journeys. The battlecruiser left Port Moresby on 17 August and was met by Melbourne en route on 20 August. The next day, they reached Nouméa and the New Zealand occupation force, consisting of the troopships Moeraki and Monowai, the French cruiser Montcalm, and three Pelorus-class cruisers. The grounding of Monowai delayed the expedition's departure until 23 August; the ships reached Suva, Fiji on 26 August, and arrived off Apia early in the morning of 30 August. The city surrendered without a fight, freeing Australia and Melbourne to depart at noon on 31 August to meet the Australian force bound for Rabaul.
The Australian invasion force had mustered off the Louisiade Archipelago by 9 September; the assembled ships included Australia, the cruisers , and , the destroyers , , and , the submarines and , the auxiliary cruiser , the storeship SS Aorangi, three colliers and an oiler. The force sailed north, and at 06:00 on 11 September, Australia deployed two picket boats to secure Karavia Bay for the expeditionary force's transports and supply ships. Later that day, Australia captured the German steamer Sumatra off Cape Tawui. After this, the battlecruiser stood off, in case she was required to shell one of the two wireless stations the occupation force was attempting to capture. The German colony was captured, and on 15 September, Australia departed for Sydney.
#### Pursuit of von Spee
The presence of Australia around the former German colonies, combined with the likelihood of Japan declaring war on Germany, prompted von Spee to withdraw his ships from the region. On 13 August, the East Asia Squadron—except for SMS Emden, which was sent to prey on British shipping in the Indian Ocean—had begun to move eastwards. After appearing off Samoa on 14 September, then attacking Tahiti eight days later, von Spee led his force to South America, and from there planned to sail for the Atlantic. Patey was ordered on 17 September to head back north with Australia and Sydney to protect the Australian expeditionary force. On 1 October, Australia, Sydney, Montcalm, and Encounter headed north from Rabaul to find the German ships, but turned around to return at midnight, after receiving an Admiralty message about the Tahiti attack. Although Patey suspected that the Germans were heading for South America and wanted to follow with Australia, the Admiralty was unsure that the intelligence was accurate, and tasked the battlecruiser with patrolling around Fiji in case they returned. Australia reached Suva on 12 October, and spent the next four weeks patrolling the waters around Fiji, Samoa, and New Caledonia: despite Patey's desires to range out further, Admiralty orders kept him chained to Suva until early November.
As Patey predicted, von Spee had continued east, and it was not until his force inflicted the first defeat on the Royal Navy in 100 years at the Battle of Coronel that Australia was allowed to pursue. Departing on 8 November, the battlecruiser replenished coal from a pre-positioned collier on 14 November, and reached Chamela Bay (near Manzanillo, Mexico) 12 days later. Patey was made commander of a multinational squadron tasked with preventing the German squadron from sailing north to Canadian waters, or following them if they attempted to enter the Atlantic via the Panama Canal or around Cape Horn. Patey's ships included Australia, the British light cruiser HMS Newcastle and the Japanese cruisers Izumo, Asama, and the ex-Russian battleship Hizen. The ships made for the Galapagos Islands, which were searched from 4 to 6 December. After finding no trace of von Spee's force, the Admiralty ordered Patey to investigate the South American coast from Perlas Island down to the Gulf of Guayaquil. The German squadron had sailed for the Atlantic via Cape Horn, and was defeated by a British fleet after attempting to raid the Falkland Islands on 8 December. Patey's squadron learned of this 10 December, while off the Gulf of Panama; Australia's personnel were disappointed that they did not have the chance to take on Scharnhorst and Gneisenau. Nevertheless, the battlecruiser's presence in the Pacific during 1914 had provided an important counter to the German armoured cruisers, and enabled the RAN to participate in the Admiralty's global strategy. Moreover, it is unlikely that the attack on Rabaul would have gone ahead had Australia not been available to protect the landing force.
#### North Sea operations
As the threat of a German naval attack had been removed by the destruction of the East Asia Squadron, Australia was free for deployment elsewhere. Initially, the battlecruiser was to serve as flagship of the West Indies Squadron, with the task of pursuing and destroying any German vessels that evaded North Sea blockades. Australia was ordered to sail to Jamaica via the Panama Canal, but as it was closed to heavy shipping, she was forced to sail down the coast of South America and pass through the Strait of Magellan during 31 December 1914 and 1 January 1915—Australia is the only ship of the RAN to cross from the Pacific to the Atlantic by sailing under South America. During the crossing, one of the warship's propellers was damaged, and she had to limp to the Falkland Islands at half speed. Temporary repairs were made, and Australia departed on 5 January. A vessel well clear of the usual shipping routes was spotted on the afternoon of the next day, and the battlecruiser attempted to pursue, but was hampered by the damaged propeller. Unable to close the gap before sunset, a warning shot was fired from 'A' turret, which caused the ship—the former German passenger liner, now naval auxiliary Eleonora Woermann—to stop and be captured. As Australia could not spare enough personnel to secure and operate the merchant ship, and Eleonora Woermann was too slow to keep pace with the battlecruiser, the German crew were taken aboard and the ship was sunk.
Following the Battle of Dogger Bank, the Admiralty saw the need for dedicated battlecruiser squadrons in British waters, and earmarked Australia to lead one of them. On 11 January, while en route to Jamaica, Australia was diverted to Gibraltar. Reaching there on 20 January, the battlecruiser was ordered to proceed to Plymouth, where she arrived on 28 January and paid off for a short refit. The docking was completed on 12 February, and Australia reached Rosyth on 17 February after sailing through a gale. She was made flagship of the 2nd Battlecruiser Squadron (2nd BCS) of the Battlecruiser Fleet, part of the British Grand Fleet, on 22 February. Vice Admiral Patey was appointed to command this squadron. In early March, to avoid a conflict of seniority between Patey and the leader of the Battlecruiser Fleet, Vice Admiral David Beatty, Patey was reassigned to the West Indies, and Rear Admiral William Pakenham raised his flag aboard Australia. British and Allied ships deployed to the North Sea were tasked with protecting the British Isles from German naval attack, and keeping the German High Seas Fleet penned in European waters through a distant blockade while trying to lure them into a decisive battle. During her time with the 2nd BCS, Australia's operations primarily consisted of training exercises (either in isolation or with other ships), patrols of the North Sea area in response to actual or perceived German movements, and some escort work. These duties were so monotonous, one sailor was driven insane.
Soon after its arrival in the United Kingdom there were 259 cases of respiratory illness as the crew were not used to the colder weather. A subsequent measles epidemic in June 1915 forced the Admiralty to conclude that the ship’s doctors lacked expertise in ship hygiene, which forced them to appoint a senior fleet surgeon to assist in improving conditions on the ship.
Australia joined the Grand Fleet in a sortie on 29 March, in response to intelligence that the German fleet was leaving port as the precursor to a major operation. By the next night, the German ships had withdrawn, and Australia returned to Rosyth. On 11 April, the British fleet was again deployed on the intelligence that a German force was planning an operation. The Germans intended to lay mines at the Swarte Bank, but after a scouting Zeppelin located a British light cruiser squadron, they began to prepare for what they thought was a British attack. Heavy fog and the need to refuel caused Australia and the British vessels to return to port on 17 August, and although they were redeployed that night, they were unable to stop two German light cruisers from laying the minefield. From 26 to 28 January 1916, the 2nd BCS was positioned off the Skagerrak while the 1st Light Cruiser Squadron swept the strait in an unsuccessful search of a possible minelayer.
#### Collison with HMS New Zealand
On the morning of 21 April 1916, the 2nd BCS left Rosyth at 04:00 (accompanied by the 4th Light Cruiser Squadron and destroyers) again bound for the Skagerrak, this time to support efforts to disrupt the transport of Swedish ore to Germany.
The planned destroyer sweep of the Kattegat was cancelled when word came that the High Seas Fleet was mobilizing for an operation of their own (later learned to be timed to coincide with the Irish Easter Rising), and the British ships were ordered to a rendezvous point in the middle of the North Sea, with the 1st and 3rd Battlecruiser Squadrons while the rest of the Grand Fleet made for the south-eastern end of the Long Forties.
At 15:30 on the afternoon of 22 April, the three squadrons of battlecruisers were patrolling together to the north-west of Horn Reefs when heavy fog came down, while the ships were steaming abreast at 19.5 knots, with Australia on the port flank. Concerned about possible submarine attack Beatty issued instructions at 15:35 for the fleet to commence zigzagging. It took some time for the instruction to be relayed by signal flag down the line and so it wasn't until 15:40 that Australia with a cruiser to her port side commenced her first zigzag and swung to starboard. The crew were aware that New Zealand was on that side about five cables (926 metres) away but the poor visibility meant that as they made their turn they didn’t see her until it was too late and they hit at 15:43, despite Australia attempting to turn away to port. Australia’s side was torn open from frames 59 to 78 by the armour plate on the hull below her sister ships P-turret, while as New Zealand turned away her outer port propeller damaged Australia’s hull below her Q-turret.
Australia slowed to half-speed as the mist hid her sister ship, but the damage to New Zealand’s propeller caused a temporary loss of control and she swung back in front of Australia which despite turning to port, had her stem crushed at 15:46 as she scraped the side of New Zealand, just behind her P-turret. Procedural errors were found to be the cause of the collisions. Both ships to come to a complete stop about 30–40 yd (27–37 m) apart while their respective officers assessed the damage. The damage control teams on the Australia were soon busy storing up bulkheads and sealing off the damage portions to prevent any more water entering the ship. Meanwhile off watch Australian sailors took advantage of a convenient potato locker to hurl both its contents and insults at the crew of their nearby sister ship. New Zealand was soon underway, returning to Rosyth with the rest of the squadron.
The same fog caused the battleship Neptune to collide with a merchant ship and the destroyers Ambuscade, Ardent and Garland to collide with one another. Once it was safe to proceed Australia with her speed restricted to 12, and then later to 16 knots lagging behind the rest of the squadron, arrived back at Rosyth at 16:00 hours on the 23 April to find both drydocks occupied, one by New Zealand and the other by HMS Dreadnought so she departed at 21:00 hours on that same day for Newcastle-on-Tyne, where as she approached its floating dock on the River Tyne, on the 24 April the tugs were unable to keep her straight during strong winds and she hit the edge of the floating dock severely bending her port rudder and breaking both of her port propellers. As New Zealand had commandeered Australia’s spare propeller (which was in store at Rosyth) to replaced her own damaged propeller, Indefatigable’s spare port inner propeller was installed on Australia’s port outer shaft and Invincible’s port inner spare propeller was installed on the port inner shaft. As this facility couldn’t handle these additional repairs Australia was ordered following replacement of the propellers and temporary repairs to her hull to proceed to Devonport, Devon.
Australia was not able to depart Newcastle-on-Tyne until 13:30 on 1 May, and unknowingly streamed through a minefield to anchor in the Humber near the Nore Lightship. They departed on 3 May, and while anchoring overnight in Deal the crew witnessed an air raid on Deal Pier prior to the battlecruiser docking in Devonport at 13:00 on 6 May. While docked the ship was visited by Australian Prime Minister Billy Hughes, accompanied by the Australian High Commissioner to Britain Andrew Fisher and Senator Allan McDougall. Following completion of repairs the battlecruiser departed Devonport at 11:00 on 31 May, sailing west about round Ireland to arrive at Scapa Flow at 06:30 on 3 June and returned to Rosyth on 9 June, thus missing the Battle of Jutland.
#### Post-Jutland operations
On the evening of 18 August, the Grand Fleet put to sea in response to a message deciphered by Room 40, which indicated that the High Seas Fleet, minus II Squadron, would be leaving harbour that night. The German objective was to bombard Sunderland on 19 August, with extensive reconnaissance provided by airships and submarines. The Grand Fleet sailed with 29 dreadnought battleships and 6 battlecruisers. Throughout the next day, Jellicoe and Scheer received conflicting intelligence, with the result that having reached its rendezvous in the North Sea, the Grand Fleet steered north in the erroneous belief that it had entered a minefield before turning south again. Scheer steered south-eastward to pursue a lone British battle squadron sighted by an airship, which was in fact the Harwich Force under Commodore Tyrwhitt. Having realised their mistake, the Germans changed course for home. The only contact came in the evening when Tyrwhitt sighted the High Seas Fleet but was unable to achieve an advantageous attack position before dark, and broke off. Both the British and German fleets returned home, with two British cruisers sunk by submarines and a German dreadnought battleship damaged by a torpedo.
The year 1917 saw a continuation of the battlecruiser's routine of exercises and patrols into the North Sea, with few incidents. During this year Australia's activities were limited to training voyages between Rosyth and Scapa Flow and occasional patrols to the north-east of Britain in search of German raiders. In May, while preparing the warship for action stations, a 12-inch shell became jammed in the shell hoist when its fuze became hooked onto a projection. After the magazines were evacuated, Lieutenant-Commander F. C. Darley climbed down the hoist and successfully removed the fuze. On 26 June, King George V visited the ship. On 12 December, Australia was involved in a second collision, this time with the battlecruiser HMS Repulse. Following this accident, she underwent three weeks of repairs from December 1917 until January 1918. During the repair period, Australia became the first RAN ship to launch an aircraft, when a Sopwith Pup took off from her quarterdeck on 18 December. On 30 December, Australia shelled a suspected submarine contact, the only time during her deployment with the 2nd BCS that she fired on the enemy.
In February 1918, the call went out for volunteers to participate in a special mission to close the port of Zeebrugge using blockships. Although many aboard Australia volunteered their services in an attempt to escape the drudgery of North Sea patrols, only 11 personnel—10 sailors and an artificer engineer were selected for the raid, which occurred on 23 April. The artificer engineer was posted to the engine room of the requisitioned ferry HMS Iris II. The other Australians were assigned to the boiler rooms of the blockship Thetis, or as part of a storming party along the mole. All of the volunteers survived—Australia was the only ship to have no casualties from the raid with one awarded the Distinguished Service Cross (DSC), three the Distinguished Service Medal (DSM), while another three were mentioned in dispatches. The five sailors were listed in the ballot to receive a Victoria Cross, but did not receive the award.
During 1918, Australia and the Grand Fleet's other capital ships on occasion escorted convoys travelling between Britain and Norway. The 2nd BCS spent the period from 8 to 21 February covering these convoys in company with battleships and destroyers, and put to sea on 6 March in company with the 1st Battlecruiser Squadron to support minelayers. From 8 March on, the battlecruiser tested the capabilities of aircraft launched from platforms mounted over 'P' and 'Q' turrets. Australia, along with the rest of the Grand Fleet, sortied on the afternoon of 23 March 1918 after radio transmissions had revealed that the High Seas Fleet was at sea after a failed attempt to intercept the regular British convoy to Norway. However, the Germans were too far ahead of the British and escaped without firing a shot. The 2nd BCS sailed again on 25 April to support minelayers, then cover one of the Scandinavian convoys the next day. Following the successful launch of a fully laden Sopwith 11⁄2 Strutter scout plane on 14 May, Australia started carrying two aircraft—a Strutter for reconnaissance, and a Sopwith Camel fighter—and operated them until the end of the war. The 2nd BCS again supported minelayers in the North Sea between 25–26 June and 29–30 July. During September and October, Australia and the 2nd BCS supervised and protected minelaying operations north of Orkney.
#### War's end
When the armistice with Germany was signed on 11 November 1918 to end World War I, one of the conditions was that the German High Seas Fleet was to be interred at Scapa Flow. The German fleet crossed the North Sea, and on 21 November, the British Grand Fleet sailed out to meet it; Australia led the port division of the fleet. Australia then escorted the battlecruiser SMS Hindenburg to Scapa Flow, and was assigned as the German vessel's guardship. Australia subsequently formed part of the force which guarded the High Seas Fleet during late 1918 and early 1919, and spent much of her time either at anchor at Scapa Flow, or conducting patrols in the North Sea. This monotonous duty contributed to low morale among some sections of the ship's crew.
After being formally farewelled by the Prince of Wales and First Sea Lord Rosslyn Wemyss on 22 April 1919, Australia departed from Portsmouth for home the next day. She sailed in company with for the first part of the voyage, but the light cruiser later had to detach to tow the submarine . Australia arrived in Fremantle on 28 May 1919, the first time the ship had seen home waters in four and a half years. Despite returning home, the battlecruiser remained under Admiralty control until 1 August 1919.
Australia was not awarded any official battle honours, although personnel aboard the battlecruiser and her successor claimed the operations in the Pacific, the North Sea patrol duties, and the battlecruiser's presence at the surrender of the German High Seas Fleet as unofficial honours. Following a reorganisation of RAN battle honours in 2010, the honours "Rabaul 1914" and "North Sea 1915–18" were retroactively awarded on 1 March 2010.
### Mutiny
Australia's ship's company had consistently suffered from low morale since the battlecruiser entered service, and the proportion of Australia's sailors who were placed on disciplinary charges during World War I was among the highest in the RAN. Many of the Australian sailors were chafing under the severity of naval discipline and what they saw as excessive punishment for minor breaches; one example was of a sailor who was charged with desertion, imprisoned for three months, and lost all pay for staying out too late on Armistice Day. Factors which contributed to low morale and poor discipline included frustration at not participating in the Battle of Jutland, high rates of illness, limited opportunities for leave, delays or complete lack of deferred pay, and poor-quality food. The continuation of strict wartime routines and discipline after the armistice frustrated the ship's crew. There was also the perception that Australia's British personnel were being promoted faster than their Australian counterparts and were dominating leadership positions. The battlecruiser's arrival in Fremantle on 28 May was met with extensive hospitality, which was reciprocated where possible by the sailors with invitations and tours of their vessel. There were opportunities for shore leave, but these were limited as Australia was only in port for three days, and had to sail early on 1 June for Melbourne.
Representatives of the ship's company approached Captain Claude Cumberlege to ask for a one-day delay on departure; this would allow the sailors to have a full weekend of leave, give Perth-born personnel the chance to visit their families, and give personnel another chance to invite people aboard. Cumberlege replied that as Australia had a tight schedule of "welcome home" port visits, such delays could not even be considered. The next morning, at around 10:30, between 80 and 100 sailors gathered in front of 'P' turret, some in working uniform, others who had just returned from shore leave still in libertyman rig. Cumberlege sent the executive officer to find out why the men had assembled, and on learning that they were repeating the previous day's request for a delay in departure, went down to address them. In a strict, legalistic tone, he informed the sailors that delaying Australia's departure was impossible, and ordered them to disperse. The group obeyed this order, although some were vocal in their displeasure. Shortly after, Australia was ready to depart, but when the order to release the mooring lines and get underway was given, Cumberlege was informed that the stokers had abandoned the boiler rooms. After the assembly on deck, some sailors had masked themselves with black handkerchiefs, and encouraged or intimidated the stokers on duty into leaving their posts, leaving the navy's flagship stranded at the buoy, in full view of dignitaries and crowds lining the nearby wharf. The senior non-commissioned officers, along with sailors drafted from other departments, were sent to the boiler room to get Australia moving, and departure from Fremantle was only delayed by an hour.
Australian naval historians David Stevens and Tom Frame disagree on what happened next. Stevens states that Cumberledge assembled the ship's company in the early afternoon, read the Articles of War, lectured them on the seriousness of refusing duty, then ordered the stokers to go to their stations, which they did meekly. Frame claims the stokers returned to duty freely once the battlecruiser was underway, before Cumberledge cleared the lower deck and spoke to the sailors. After addressing the sailors, Cumberledge gathered the ship's senior officers for an inquiry. Five men, including one of the Victoria Cross nominees from the Zeebrugge raid, were charged with inciting a mutiny and arrested pending a court-martial, which was held aboard on 20 June, after Australia arrived in Sydney. The ruling was that the five men had "joined a mutiny, not accompanied by violence", and they were sentenced to imprisonment in Goulburn Gaol: two for a year, one for eighteen months, and two for two years with hard labour. A number of other sailors were charged with participating in a mutiny, but again, Stevens and Frame disagree on details: the former claims 7 men were successfully charged, while the latter says 32 sailors were subsequently acquitted of mutiny, but then successfully charged with refusing duty. Both authors agree that these men were tried by the captain while Australia was still at sea, and punished with 90 days each in cells.
Following the court-martial of the five ringleaders, there was debate among the public, in the media, and within government over the sentences; while most agreed that a mutiny had occurred, there were differences in opinion on the leniency or severity of the punishments imposed. Public sympathy was with the sailors, and several politicians pressured the government and the Admiralty to pardon the men. The Admiralty thought the sentences were fair, but on 10 September announced that they would be halved on consideration of the sailors' youth. Despite this, controversy continued until 21 November: after the Australian government appealed directly to the Admiralty, it was agreed that the sailors would be released on 20 December. However, the government had angered the Naval Board in appealing to the Admiralty without consulting the Board first. The First Naval Member, Rear Admiral Percy Grant and Commander of the Fleet, Commodore John Dumaresq, submitted their resignations in protest, as they felt the show of clemency would lead to a breakdown in discipline, and that if the government continued to communicate with the Admiralty without consulting the Board, it would undermine the Board's authority. The two officers were later convinced to withdraw their resignations after receiving assurances that Board would be consulted before all future government communications to Britain regarding the RAN, and that notices would be posted in all ships explaining that the sentences were correct, but the onset of peace had led to clemency in this particular case.
### Post-war
In May 1920, Australia participated in celebrations and naval activities associated with the visit of the Prince of Wales. From July to November 1920, an Avro 504 floatplane of the Australian Air Corps was embarked aboard Australia as part of a series of trials intended to cumulate in the creation of a naval aviation branch. The aircraft was stored on the quarterdeck next to 'Q' turret, and was deployed and recovered by derrick. Inter-service rivalry and the ship's reduction to non-seagoing status in September prevented further operations.
Following the demise of German naval power in the Pacific the fleet unit concept was no longer seen as being relevant, and Australia did not have a clear role. As a result, post-war budget cuts prompted the RAN to take the battlecruiser out of active service, as the large share of resources and manpower consumed by Australia could be better used elsewhere in the RAN. In August 1920 the battlecruiser was rated by the Naval Board as 11th out of the RAN's 12 priorities. Accordingly, the ship's company was reduced later that year and she was assigned to Flinders Naval Depot as a gunnery and torpedo training ship. In the event of a major conflict, Australia was to serve in a role akin to coastal artillery. She was not considered to have been placed in reserve at this time, however, as it was not possible for the RAN to provide a trained complement at short notice.
## Decommissioning and fate
Australia returned to Sydney in November 1921, and was paid off into reserve in December. By this time battlecruisers built before the Battle of Jutland were considered obsolete, and there is no record of the Admiralty suggesting that Australia purchase a replacement. Moreover, it is unlikely that the Australian Government would have agreed to such a suggestion given the prevailing political and financial conditions. As the Admiralty had decided to phase out 12-inch guns and had stopped the manufacture of shells for these weapons shortly after the war, it would have been necessary to replace Australia's main armament once the Navy's stock of shells reached their expiry date given that it was not possible to produce replacement shells in Australia. This was also not financially feasible for the government, particularly given the RAN's lack of interest in retaining the ship.
The 1922 Washington Naval Treaty was a mutual naval arms limitation and disarmament treaty between the five major naval powers of the time: the United Kingdom, the United States of America, Japan, Italy, and France. One of the main aspects of the treaty was the limitation on the number and size of capital ships each nation possessed; as the RAN was counted as part of the Royal Navy for the purposes of the treaty, Australia was one of the battlecruisers nominated for disposal to meet the British limit. The battlecruiser had to be made unusable for warlike activities within six months of the treaty's ratification, then disposed of by scuttling, as Australia did not have the facilities to break her up for scrap, and the British share of target ships was taken up by Royal Navy vessels. This was the only time the Australian military has been affected by a disarmament treaty until the 1997 Ottawa Treaty banning the use of anti-personnel mines.
When Australia was decommissioned in 1921, some of her equipment was removed for use in other ships, but after the November 1923 Cabinet decision confirming the scuttling, RAN personnel and private contractors began to remove piping and other small fittings. Between November 1923 and January 1924, £68,000 of equipment was reclaimed; over half was donated to tertiary education centres (some of which was still in use in the 1970s), while the rest was either marked for use in future warships, or sold as souvenirs. Some consideration was given to reusing Australia's 12-inch guns in coastal fortifications, but this did not occur as ammunition for these weapons was no longer being manufactured by the British, and the cost of building suitable structures was excessive. It was instead decided to sink the gun turrets and spare barrels with the rest of the ship. There was also a proposal to remove Australia's conning tower and install it on the Sydney Harbour foreshore; although this did not go ahead, the idea was later used when the foremast of was erected as a monument at Bradleys Head. The ship's outer port propeller is on display at the Australian War Memorial, while other artefacts are in the collections of the War Memorial, the Australian National Maritime Museum, and the Royal Australian Navy Heritage Centre.
The scuttling was originally scheduled for Anzac Day (25 April) 1924, but was brought forward to 12 April, so the visiting British Special Service Squadron could participate. On the day of the sinking, Australia was towed out to a point 25 nautical miles (46 km; 29 mi) northeast of Sydney Heads. Under the terms of the Washington Treaty, the battlecruiser needed to be sunk in water that was deep enough to make it infeasible to refloat her at a future date. The former flagship was escorted by the Australian warships Melbourne, Brisbane, Adelaide, Anzac, and Stalwart, the ships of the Special Service Squadron, and several civilian ferries carrying passengers. Many personnel volunteered to be part of the scuttling party, but only those who had served aboard her were selected. At 14:30, the scuttling party set the charges, opened all seacocks, and cleared the ship. Explosive charges blew a hole in the hull a few minutes later, but it took 20 minutes for the intake of water to bring holes cut in the battlecruiser's upper flanks to the waterline. The angle of list increased significantly, causing the three spare 12-inch barrels lashed to the deck to break free and roll overboard, before Australia inverted completely and began to sink stern-first. Australia submerged completely at 14:51; a Royal Australian Air Force aircraft dropped a wreath where the warship had sunk, while Brisbane fired a rolling 21-gun salute. The wreck was gazetted as being at , 270 metres (890 ft) below. However, there were discrepancies with other sources, and the exact location of Australia was unknown.
There are two schools of thought surrounding the decision to scuttle the battlecruiser. The first is that sinking Australia was a major blow to the nation's ability to defend herself. Following the battlecruiser's scuttling, the most powerful warships in the RAN were four old light cruisers. The battlecruiser had served as a deterrent to German naval action against Australia during the war, and with growing tensions between Japan and the United States of America, that deterrence might have been required if the nations had become openly hostile towards each other or towards Australia. The opposing argument is that, while an emotive and symbolic loss, the ship was obsolete, and would have been a drain on resources. Operating and maintaining the warship was beyond the capabilities of the RAN's post-war budgets, necessitating the ship's reduction in status in 1920 and assignment to reserve in 1921. Ammunition and replacement barrels for the main guns were no longer manufactured. To remain effective, Australia required major modernisation (including new propulsion machinery, increased armour and armament, and new fire control systems) at a cost equivalent to a new County-class cruiser.
In 1990, a large, unknown shipwreck was encountered by the Fugro Seafloor Surveys vessel MV Moana Wave 1 while surveying the path of the PacRimWest communications cable. One of the survey ship's crew theorised that the wreck, located at in 390 metres (1,280 ft) of water, was Australia, but Fugro kept the information to themselves until 2002, when the company's Australian branch mentioned the discovery during a conference. This piqued the interest of a member of the New South Wales Heritage Office, who requested copies of the company's data. The size and location of the ship pointed towards it being Australia, but the depth meant verification through inspection could only be achieved with a remote operated vehicle (ROV). The RAN was approached in 2007 for assistance, but although they supported the project, the RAN did not have the equipment to assist. In March 2007, the United States Navy loaned the deep-sea ROV CURV-21 to the Australian Government, to locate and recover a Black Hawk helicopter which crashed during the Australian response to the 2006 Fijian coup d'état. While en route back to Australia, the ROV, carried aboard Defence Maritime Services vessel Seahorse Standard, was directed to Fugro's coordinates at the request of the NSW Heritage Office to verify and inspect the wreck. Video footage captured by the ROV allowed the NSW Heritage Office to confirm that the wreck was Australia by matching features like the superstructure and masts to historical photographs. Although initially sinking stern-first, the battlecruiser levelled out as she sank, with the aft mast the first to strike the bottom. After hitting the seabed, Australia slid about 400 metres (1,300 ft) to her final resting place. The wreck site is protected under the federal Historic Shipwrecks Act 1976.
## Artifacts
The outer port side propeller of Australia can be found on the grounds of the Australian War Memorial, between the main building and Anzac Hall. This is believed to be the spare from HMS Indefatigable that was fitted to Australia after her collision with HMS New Zealand in 1916.
Prior to her shuttling the ship’s bell was transferred to the Australian War Memorial. By 1927 the bell was being rung at the memorial mark the commencement and conclusion of the traditional two minutes of silence on Remembrance Day. It is still on display at the Australian War Memorial, but is no longer rung.
A 12 inch armour piercing shell from Australia is held by the Australian War Memorial.
|
24,922,049 |
Speechless (Michael Jackson song)
| 1,167,182,691 |
2001 song by Michael Jackson
|
[
"2000s ballads",
"2001 singles",
"2001 songs",
"Gospel songs",
"Michael Jackson songs",
"Neo soul songs",
"Song recordings produced by Michael Jackson",
"Songs written by Michael Jackson",
"Soul ballads"
] |
"Speechless" is a song by the American recording artist Michael Jackson, included on his tenth studio album, Invincible (2001). It was only released as a promotional single in South Korea. The singer was inspired to write the ballad after a water balloon fight with children in Germany. Jackson collaborated on the production with musicians such as Jeremy Lubbock, Brad Buxer, Novi Novoq, Stuart Bradley and Bruce Swedien. Andraé Crouch and his gospel choir provided backing vocals.
Executives at Jackson's record label, Epic Records, responded positively to the track when given a preview several months before Invincible's release. "Speechless" was issued as a promotional single. Music critics focused on the track's a cappellas, lyrics and music. A clip of Jackson singing "Speechless" was included in the 2009 documentary-concert film Michael Jackson's This Is It.
## Writing and recording
Michael Jackson wrote "Speechless" after a water balloon fight with children in Germany. It took him 45 minutes. In an interview with Vibe magazine, the musician commented, "I was so happy after the fight that I ran upstairs in their house and wrote 'Speechless'. Fun inspires me. I hate to say that, because it's such a romantic song." He added, "But it was the fight that did it. I was happy, and I wrote it in its entirety right there. I felt it would be good enough for the album. Out of the bliss comes magic, wonderment, and creativity." Jackson would consider "Speechless" to be one of his favorite songs on Invincible.
"Speechless" was one of only two songs from Invincible to be written solely by Jackson (the second song being "The Lost Children"). Jeremy Lubbock worked with the musician in arranging and conducting an orchestra. Instrumentalists on the track included Brad Buxer on keyboards, and Novi Novog and Thomas Tally on violas. The violinists consisted of Peter Kent, Gina Kronstadt, Robin Lorentz, Kirstin Fife and John Wittenberg. The track featured backing vocals from Andraé Crouch and his gospel choir, The Andraé Crouch Singers. "Speechless" was digitally edited by Buxer and Stuart Brawley, and was mixed by Bruce Swedien, who later said, "Everything with Michael is a stand-out moment but an absolutely gorgeous piece of music called 'Speechless' was really an event. Michael sings the first eight bars a cappella. At the end, he closes it off a cappella – it was Michael's idea to add the a cappella parts."
## Composition
The lyrics to "Speechless" deal with being lost for words because of love. The song opens with Jackson's singing a cappella: "Your love is magical, that's how I feel, but I have not the words here to explain", which Rick de Yampert of The Daytona Beach News-Journal felt the singer "[crooned] sweetly". The chorus includes the lines, "Speechless, speechless, that's how you make me feel. Though I'm with you, I am far away and nothing is for real." A second a cappella verse bookends the track.
"Speechless" is a ballad, and labeled it as "neo-gospel". According to Musicnotes.com by Alfred Music Publishing. It adds that the track was performed in common time, with a tempo of 80 beats per minute. The song starts in the key of B major and transitions to C major. After the bridge the song transitions to D Major as a choir starts singing, the last two choruses in E Major, ending with a solo a cappella ending by Jackson. The song's vocal range is from F<sub>3</sub> to B<sub>4</sub>.
## Post-production and release
In June 2001, several months before the release of Invincible, "Speechless" was among several songs showcased from the album exclusively to executives of Jackson's music label, Epic Records (a subsidiary of Sony Music Entertainment). Other songs previewed included "Unbreakable", "The Lost Children", "Whatever Happens", "Break of Dawn", "Heaven Can Wait" and "Privacy", all of which featured on Invincible's track listing. Gossip blogger Roger Friedman of Fox News reported that the executives who listened to the previews liked what they heard. Epic Records' president, Dave Glew, said of the tracks, "It's wonderful and amazing. Michael is singing better than ever." He added, "The ballads! The ballads are beautiful, and they're all there." "Speechless" was later released as a promotional single in 2001. A remixed version of "You Rock My World", featuring rapper Jay-Z, served as the single's B-side. After Jackson's death, a clip of the entertainer singing "Speechless" was included in Michael Jackson's This Is It, a commercially successful documentary-concert film of the singer's rehearsals for his London concert series.
## Plans to be performed on This Is It
"Speechless" was considered to be performed on the cancelled This Is It concerts that planned to run from July 2009 to March 2010. However, this song was ultimately off the final set list. Later members of band shared set lists for the shows. "Speechless" was marked as an additional material. That set list was dated May 22, 2009.
## Critical reception
Craig Seymour of The Buffalo News felt that the song was the only one from the album in which Jackson successfully revisited his past. The journalist said the song was reminiscent of the 1995 chart-topper "You Are Not Alone", as it sounded to him like a track that could have been written by R. Kelly, who penned the number one hit. Writing for the Chicago Sun-Times, Jim DeRogatis described "Speechless" as a "beautifully minimal, heartfelt romantic ballad". Music journalist Roger Catlin stated that the song leaned toward "neo-gospel". The New York Post said that "Speechless" was "lullaby-like" and the best song on Invincible, and Jon Pareles of The New York Times praised Jackson's "long lines and creamy overdubbed choruses [sailing] weightlessly" in the ballad, that the journalist felt it was a love song to God.
Pop music critic Robert Hilburn described "Speechless", and another song from Invincible ("Butterflies"), as being "as woefully generic as their titles". Ben Rayner of the Toronto Star contested that the a cappellas in "Speechless" were enough to make a person wish that Jackson actually was unable to make a sound. Michigan Daily writer Dustin J. Seibert wrote that the song was a "shining [example] of what happens when The Gloved One gets beside himself and writes smarmy crap that should be reserved for a CD changer somewhere in a preschool". The Fort Worth Star-Telegram said that "Speechless" was one of the weaker tracks from Invincible. Elliot Sylvester of The Independent felt that the song was "pure Jackson – almost to a formulaic fault". The Dallas Morning News' Thor Christensen said that "Speechless" was "produced by Mr. Jackson in bombastic style à la Celine Dion". He added that as the track ended with an emotional Jackson, it drew a parallel with the singer's 1972 ode to a rat, "Ben".
Vaughn Watson of The Providence Journal hailed "Speechless" as Invincible's "best song, and one of Jackson's finest of any album". He added that with the song, the musician acknowledged the pain that accompanies isolation. In a review of Invincible, The Wichita Eagle stated that "Speechless", "Don't Walk Away" and "Cry" were among the "sincere ballads" in which Jackson was exemplary. Ada Anderson of The Ball State Daily News expressed the view that "Speechless" would become a popular song, and writers for the South Florida Sun-Sentinel stated that the ballad would take time to get used to. The Dayton Daily News Ron Rollins described the track as a "pretty love song". Music critic Kevin C. Johnson thought that "Speechless" was "one of [Jackson's] typical, whispery ballads that swells as it moves along". A journalist for The Olympian stated that the song was "gorgeous".
## Track listing
- Promotional CD single:
1. "Speechless" – 3:18
2. "You Rock My World" (Track Masters Mix) (featuring Jay-Z) – 3:28
## Personnel
- Written, composed, produced, lead and background vocals by Michael Jackson.
- Orchestra arranged and conducted by Michael Jackson and Jeremy Lubbock
- Keyboards performed by Brad Buxer
- Viola performed by Novi Novog and Thomas Tally
- Violin performed by Peter Kent, Gina Kronstadt, Robin Lorentz, Kirstin Fife and John Wittenberg
## Thriller – Live cast version
On June 21, 2010, six performers in the West End of London show Thriller – Live released "Speechless" as a single with the official name "Speechless – The Tribute to Michael Jackson" to commemorate the one-year anniversary of Jackson's death. All proceeds from the recording were donated to the charity War Child.
### Personnel
- Written and originally produced by Michael Jackson
- Produced, edited and mixed by Dave Loughran
- Executive producer: Adrian Grant for Key Concerts & Entertainment
- Vocal arrangement by John Maher
- Music arranged and performed by Dave Loughran
- Hammond organ performed by John Maher
- Lead vocals: James Anderson, Jean-Mikhael Baque, Kieran Alleyne, Kuan Frye, Mitchell Zhangazha, MJ Mytton-Sanneh
- Choir: Britt Quentin, Hope Lyndsey Plumb, J Rome, Jenessa Qua, Linda John-Pierre, Olamide Oshinowo, Paul Clancy, Terrence Ryan, Wayne Anthony-Cole
- Mastered by Steve Kitch
### Track listing
- Digital download':
1. "Speechless (A Tribute to Michael Jackson)" – single version – 4:25
|
197,202 |
Great spotted woodpecker
| 1,170,969,391 |
Species of bird
|
[
"Birds described in 1758",
"Birds of Eurasia",
"Dendrocopos",
"Taxa named by Carl Linnaeus"
] |
The great spotted woodpecker (Dendrocopos major) is a medium-sized woodpecker with pied black and white plumage and a red patch on the lower belly. Males and young birds also have red markings on the neck or head. This species is found across the Palearctic including parts of North Africa. Across most of its range it is resident, but in the north some will migrate if the conifer cone crop fails. Some individuals have a tendency to wander, leading to the recolonisation of Ireland in the first decade of the 21st century and to vagrancy to North America. Great spotted woodpeckers chisel into trees to find food or excavate nest holes, and also drum for contact and territorial advertisement; like other woodpeckers, they have anatomical adaptations to manage the physical stresses from the hammering action. This species is similar to the Syrian woodpecker.
This woodpecker occurs in all types of woodlands and eats a variety of foods, being capable of extracting seeds from pine cones, insect larvae from inside trees or eggs and chicks of other birds from their nests. It breeds in holes excavated in living or dead trees, unlined apart from wood chips. The typical clutch is four to six glossy white eggs. Both parents incubate the eggs, feed the chicks, and keep the nest clean. When the young fledge they are fed by the adults for about ten days, each parent taking responsibility for feeding part of the brood.
The species is closely related to some other members of its genus. It has a number of subspecies, some of which are distinctive enough to be potential new species. It has a huge range and large population, with no widespread threats, so it is classed as a species of least concern by the International Union for Conservation of Nature (IUCN).
## Taxonomy
Woodpeckers are an ancient bird family consisting of three subfamilies, the wrynecks, the piculets and the true woodpeckers, Picinae. The largest of the five tribes within the Picinae is Melanerpini, the pied woodpeckers, a group which includes the great spotted woodpecker. Within the genus Dendrocopos the great spotted woodpecker's closest relatives are the Himalayan, Sind, Syrian, white-winged woodpeckers and the Darjeeling woodpecker. The great spotted woodpecker has been recorded as hybridising with the Syrian woodpecker.
The great spotted woodpecker was described by Carl Linnaeus in his landmark 1758 10th edition of Systema Naturae as Picus major. It was moved to its current genus, Dendrocopos, by the German naturalist Carl Ludwig Koch in 1816. The genus name Dendrocopos is a combination of the Greek words dendron , "tree", and kopos, "striking". The specific major is from Latin maior, "greater".
### Subspecies
Recognised subspecies vary by author from as few as 14 to nearly 30. This is largely because changes are clinal with many intermediate forms. However, mitochondrial DNA data suggests that the Caspian Sea region's Dendrocopos major poelzami, Japanese D. m. japonicus and Chinese D. m. cabanisi may all merit full species status. Despite its distinctive appearance, D. m. canariensis from Tenerife in the Canary Islands appears to be closely related to the nominate subspecies D. m. major.
The fossil subspecies D. m. submajor lived during the Middle Pleistocene Riss glaciation (250,000 to 300,000 years ago) when it was found in Europe south of the ice sheet. It is sometimes treated as a distinct species, but did not differ significantly from the extant great spotted woodpecker, whose European subspecies are probably its direct descendants.
## Description
An adult great spotted woodpecker is 20–24 cm (7.9–9.4 in) long, weighs 70–98 g (2.5–3.5 oz) and has a 34–39 cm (13–15 in) wingspan. The upperparts are glossy blue-black, with white on the sides of the face and neck. Black lines run from the shoulder to the nape, the base of the bill and about halfway across the breast. There is a large white shoulder patch and the flight feathers are barred with black and white, as is the tail. The underparts are white other than a scarlet lower belly and undertail. The bill is slate-black, the legs greenish-grey and the eye is deep red. Males have a crimson patch on the nape, which is absent from the otherwise similar females. Juvenile birds are less glossy than adults and have a brown tinge to their upperparts and dirty white underparts. Their markings are less well-defined than the adult's and the lower belly is pink rather than red. The crown of the juvenile's head is red, less extensively in young females than males.
The various subspecies differ in plumage, the general pattern being that northern forms are larger, heavier-billed and whiter beneath, as predicted by Bergmann's rule, so north Eurasian D. m. major and D. m. kamtschaticus are large and strikingly white, whereas D. m. hispanicus in Iberia and D. m. harterti in Corsica and Sardinia are somewhat smaller and have darker underparts. D. m. canariensis and D. m. thanneri in the Canary Islands are similar to the Iberian race but have contrasting white flanks. In Morocco, D. m. mauritanus is pale below with red in the centre of its breast, and birds breeding at higher altitudes are larger and darker than those lower in the hills. D. m. numidus in Algeria and Tunisia is very distinctive, with a breast band of red-tipped black feathers. Caspian D. m. poelzami is small, relatively long-billed and has brown underparts. D. m. japonicus of Japan has less white on its shoulders but more in its wings. The two Chinese forms, D. m. cabanisi and D. m. stresemanni, have brownish heads and underparts, and often some red on the breast. Both races have increasingly dark underparts towards the south of their respective ranges.
Some other species in its genus are similar to the great spotted woodpecker. The Syrian woodpecker lacks its relative's black cheek bar and has whiter underparts and paler red underparts, although juvenile great spotted woodpeckers often have an incomplete cheek bar, so can potentially be misidentified as Syrian. The white-winged woodpecker has a far more extensive white wing patch than the great spotted woodpecker. The Sind woodpecker is very similar to the Syrian species, and can be distinguished from great spotted woodpecker in the same way.
### Moult
Adult great spotted woodpeckers have a complete moult after the breeding season which takes about 120 days. Northern D. m. major starts its moult from mid-June to late July and finishes in October or November, temperate races like D. m. pinetorum are earlier, commencing in early June to mid-July and completing in mid-September to late October, and southern D. m. hispanicus starts late May or June and finishes as early as August. Juveniles have a partial moult, retaining some of the wing coverts but replacing body, tail and primary feathers. This moult to near-adult plumage starts from late May to early August and finishes from mid-September to late November, timing varying with latitude as with the adults.
### Voice
The call of the great spotted woodpecker is a sharp kik, which may be repeated as a wooden rattling krrarraarr if the bird is disturbed. The courtship call, gwig, is mostly given in the display flight. Drumming on dead trees and branches, and sometimes suitable man-made structures, serves to maintain contact between paired adults and to advertise ownership of territory.
Both sexes drum, although the male does so much more often, mostly from mid-January until the young are fledged. The far-carrying drumming is faster than for any other woodpecker in its range at around 10–16 strikes per second, typically in one-second bursts, although repeated frequently. As late as the early twentieth century it was thought that the drumming might be a vocalisation, and it was not until 1943 that it was finally proved to be purely mechanical.
## Distribution and habitat
The species ranges across Eurasia from Ireland to Japan, and in North Africa from Morocco to Tunisia; it is absent only from those areas too cold or dry to have suitable woodland habitat. It is found in a wide variety of woodlands, broadleaf, coniferous or mixed, and in modified habitats like parks, gardens and olive groves. It occurs from sea level to the tree line, up to 2,000 m (6,600 ft) in Europe, 2,200 m (7,200 ft) in Morocco and 2,500 m (8,200 ft) in Central Asia.
The great spotted woodpecker is mainly resident year-round, but sizeable movements can occur when there are shortages of pine and spruce cones in the north of the range. Highland populations often descend to lower altitudes in winter. Juveniles also have a tendency to wander some distance from where they were hatched, often as far as 100–600 km (60–400 mi), sometimes up to 3,000 km (1,900 mi). Vagrants have reached the Faroe Islands, Hong Kong and Iceland, and there are several sightings from North America in at least the Aleutian Islands, Pribilof Islands and Alaska.
Due to deforestation, this woodpecker was extirpated in Ireland in the seventeenth century, but the island has been naturally recolonised, with the first proven nesting in County Down in 2007. Its expansion in range is continuing, with breeding proven or suspected in at least 10 counties by 2013, with the main concentration in Down and County Wicklow. Genetic evidence shows the birds to be of British, rather than Scandinavian, ancestry, with the populations in Ireland and Northern Ireland having separate origins. The great spotted woodpecker was also found to have been nesting in the Isle of Man from 2009, and breeding from 2010.
## Behaviour
The great spotted woodpecker spends much of its time climbing trees, and has adaptations to this lifestyle, many of which are shared by other woodpecker species. These include the zygodactyl arrangement of the foot, with two toes facing forward and two back, and the stiff tail feathers that are used as a prop against the trunk. In most birds the bones of the tail diminish in size towards its end, but this does not occur in woodpeckers, and the final vertebra, the pygostyle, is very large to anchor the strong tail muscles.
The hammering of woodpeckers when drumming or feeding creates great forces which are potentially damaging to the birds. In the great spotted woodpecker and most of its relatives, the hinge where the front of the skull connects with the upper mandible is folded inwards, tensioned by a muscle that braces it against the shock of the impact when the bill is hammering on hard wood. The outer layer of the upper mandible is significantly longer than the more rigid lower mandible and absorbs much of the concussive force. Skeletal adaptations and strengthening also help to absorb the shock, and narrow nostrils protect against flying debris.
As well as using holes for breeding, great spotted woodpeckers roost at night, and sometimes during the day, in old nest cavities, excavated by other woodpeckers. They will occasionally make a new roosting hole or use an artificial site such as a nest box.
### Breeding
Great spotted woodpeckers are strongly territorial, typically occupying areas of about 5 ha (12 acres) year-round, which are defended mainly by the male, a behaviour which attracts females. Pairs are monogamous during the breeding period, but often change partners before the next season.
Sexual maturity is attained at an age of one year; courtship behaviour commences in the following December. The male has a fluttering flight display with shallow wingbeats and a spread tail. He calls in flight and may land at a prospective nest-site. The female may initiate mating and will occasionally mount the male, this reverse mounting typically preceding normal copulation.
The pair excavate a new hole at least 0.3 m (1 ft) above the ground and usually lower than 8 m (26 ft), although sometimes much higher. The chosen site is normally a tree, alive or dead, occasionally a utility pole or nest box. Old holes are rarely re-used, although the same tree may be used for nesting for several years. The nest cavity is 25–35 cm (9.8–13.8 in) deep with an entrance hole 5–6 cm (2.0–2.4 in) wide. It is excavated by both sexes, the male doing most of the chiselling. As with other woodpeckers, the hole is unlined, although wood chips from the excavation may cover the base of the cavity.
Trees chosen for nest holes have soft heartwood and tough sapwood, the former often due to parasites or diseases that weaken the tree's core. It is not certain how suitable trees are selected, although it may be by drumming, since woods with differing elastic modulus and density may transmit sound at different speeds. A Japanese study found nests in trees from many families; these included grey alder, Japanese white birch, Japanese hop-hornbeam, Japanese tree lilac, willows, Japanese larch and Sargent's cherry. The Mongolian oak and prickly castor-oil tree were rarely if ever used.
The typical clutch is four to six glossy white eggs that measure 27 mm × 20 mm (1.06 in × 0.79 in) and weigh about 5.7 g (0.20 oz), of which 7% is shell. They are laid from mid-April to June, the later dates being for birds breeding in the north of the range or at altitude. The eggs are incubated by either adult during the day and by the male at night, for 10–12 days before hatching. Both birds brood and feed the altricial naked chicks and keep the nest clean. The young fledge in 20–23 days from hatching. Each parent then takes responsibility for feeding part of the brood for about ten days, during which time they normally remain close to the nest tree.
There is only one brood per year. The survival rates for adults and young are unknown, as is the average lifespan, but the maximum known age is just over 11 years.
### Feeding
The great spotted woodpecker is omnivorous. It digs beetle larvae from trees and also takes many other invertebrates including adult beetles, ants and spiders. The bird also digs for Lepidoptera larvae like Acronicta rumicis. Crustaceans, molluscs and carrion may be eaten, and bird feeders are visited for seeds, suet and domestic scraps. The nests of other cavity-nesting birds, such as tits, may be raided for their eggs and chicks; nest boxes may be similarly attacked, holes being pecked to admit entrance by the woodpecker where necessary. House martin colonies can be destroyed in repeated visits.
Fat-rich plant products such as nuts and conifer seeds are particularly important as winter food in the north of the woodpecker's range, and can then supply more than 30% of the bird's energy requirements. Other plant items consumed include buds, berries and tree sap, the latter obtained by drilling rings of holes around a tree trunk.
The species feeds at all levels of a tree, usually alone, but sometimes as a pair. It will use an "anvil" on which to hammer hard items, particularly pine, spruce, and larch cones, but also fruit, nuts, and hard-bodied insects.
Easily accessible items are picked off the tree surface or from fissures in the bark, but larvae are extracted by chiselling holes up to 10 cm (3.9 in) deep and trapping the soft insect with the tongue, which can extend to 40 mm (1.6 in) beyond the bill, and is covered with bristles and sticky saliva to trap the prey. The woodpecker is able to extend its tongue so far because the hyoid bone to which it is attached has long flexible "horns" that wind around the skull and can move forward when required.
### Predators and parasites
Woodland birds of prey such as the Eurasian sparrowhawk and the northern goshawk hunt the great spotted woodpecker. This woodpecker is a host of the blood-feeding fly Carnus hemapterus, and its internal parasites may include the spiny-headed worm Prosthorhynchus transversus. Protozoans also occur, including the potentially fatal Toxoplasma gondii, which causes toxoplasmosis. The great spotted woodpecker is the favoured host of the tapeworm Anomotaenia brevis.
## Status
The total population for the great spotted woodpecker is estimated at 73.7–110.3 million individuals, with 35% of the population in Europe. The breeding range is estimated as 57.8 million square kilometres (22.3 million sq mi), and the population is considered overall to be large and apparently stable or slightly increasing, especially in Britain, where the population has recently overspilled into Ireland. For this reason the great spotted woodpecker is evaluated as a species of least concern by the IUCN.
Breeding densities have been recorded as between 0.1 and 6.6 pairs/10 ha (0.04–2.7 pairs/10 acres), with the greatest densities in mature forest growing on alluvium. Numbers have increased in Europe due to the planting of forests, which provides breeding habitat, and more available dead wood, and this species has profited from its flexibility with regard to types of woodland and its ability to thrive in proximity to humans. Harsh winters are a problem, and fragmentation of woodland can cause local difficulties. The Canary Islands populations of the subspecies D. m. canariensis on Tenerife and D. m. thanneri on Gran Canaria face a potential threat from the exploitation of the local pine forests.
## Cited texts
## See also
- Lesser spotted woodpecker
|
163,633 |
Georg Solti
| 1,164,685,926 |
Hungarian-British conductor (1912–1997)
|
[
"1912 births",
"1997 deaths",
"20th-century British musicians",
"20th-century German conductors (music)",
"20th-century German male musicians",
"20th-century Hungarian Jews",
"British male conductors (music)",
"Burials at Farkasréti Cemetery",
"Commandeurs of the Ordre des Arts et des Lettres",
"Conductors (music) awarded knighthoods",
"Franz Liszt Academy of Music alumni",
"German male conductors (music)",
"Grammy Lifetime Achievement Award winners",
"Grand Crosses with Star and Sash of the Order of Merit of the Federal Republic of Germany",
"Hungarian classical musicians",
"Hungarian emigrants to Germany",
"Hungarian emigrants to the United Kingdom",
"Hungarian male conductors (music)",
"Hungarian male musicians",
"Hungarian refugees",
"Jewish classical pianists",
"Jews who emigrated to escape Nazism",
"Kennedy Center honorees",
"Knights Commander of the Order of the British Empire",
"Music directors (opera)",
"Naturalised citizens of the United Kingdom",
"Naturalized citizens of Germany",
"People from Buda",
"Pupils of Béla Bartók",
"Recipients of the Léonie Sonning Music Prize",
"Royal Philharmonic Society Gold Medallists",
"Répétiteurs"
] |
Sir Georg Solti KBE (/dʒɔːrdʒ ˈʃɒlti/ JORJ SHOL-tee, ; born György Stern; 21 October 1912 – 5 September 1997) was a Hungarian-British orchestral and operatic conductor, known for his appearances with opera companies in Munich, Frankfurt, and London, and as a long-serving music director of the Chicago Symphony Orchestra. Born in Budapest, he studied there with Béla Bartók, Leó Weiner, and Ernő Dohnányi. In the 1930s, he was a répétiteur at the Hungarian State Opera and worked at the Salzburg Festival for Arturo Toscanini. His career was interrupted by the rise of the Nazis' influence on Hungarian politics, and being of Jewish background, he fled the increasingly harsh Hungarian anti-Jewish laws in 1938. After conducting a season of Russian ballet in London at the Royal Opera House, he found refuge in Switzerland, where he remained during the Second World War. Prohibited from conducting there, he earned a living as a pianist.
After the war, Solti was appointed musical director of the Bavarian State Opera in Munich in 1946. In 1952, he moved to the Oper Frankfurt, where he remained in charge for nine years. He took West German citizenship in 1953. In 1961, he became musical director of the Covent Garden Opera Company, London. During his 10-year tenure, he introduced changes that raised standards to the highest international levels. Under his musical directorship, the status of the company was recognised with the grant of the title "the Royal Opera". He became an honorary citizen of the coastal holiday town of Castiglione della Pescaia, and a British citizen in 1972.
In 1969, Solti became music director of the Chicago Symphony Orchestra, a post he held for 22 years. He conducted many recordings and high-profile international tours with the orchestra. Solti relinquished the position in 1991 and became the orchestra's music director laureate, a position he held until his death. During his time as the Chicago Symphony Orchestra's eighth music director, he also served as music director of the Orchestre de Paris from 1972 until 1975 and principal conductor of the London Philharmonic Orchestra from 1979 until 1983.
Known in his early years for the intensity of his music making, Solti was widely considered to have mellowed as a conductor in later years. He recorded many works two or three times at various stages of his career, and was a prolific recording artist, making more than 250 recordings, including 45 complete opera sets. The best-known of his recordings is probably Decca's complete set of Wagner's Der Ring des Nibelungen, made between 1958 and 1965. Solti's Ring has twice been voted the greatest recording ever made, in polls for Gramophone magazine in 1999 and the BBC's Music Magazine in 2012. Solti was repeatedly honoured by the recording industry with awards throughout his career. From 1963 to 1998, he won 31 Grammy Awards as a recording artist, making him the Grammy Awards' most-awarded artist until Beyoncé surpassed his record in 2023.
## Life and career
### Early years
Solti was born György Stern on Maros utca, in the Hegyvidék district of the Buda side of Budapest. He was the younger of the two children of Teréz () and Móricz "Mor" Stern, both of whom were Jewish. In the aftermath of the First World War it became the accepted practice in Hungary for citizens with Germanic surnames to adopt Hungarian ones. The territorial revisionist regime of Admiral Horthy enacted a series of Hungarianisation laws, including a requirement that state employees with foreign-sounding names must change them. Mor Stern, a self-employed merchant, felt no need to change his surname, but thought it prudent to change that of his children. He renamed them after Solt, a small town in central Hungary. His son's given name, György, was acceptably Hungarian and was not changed.
Solti described his father as "a kind, sweet man who trusted everyone. He shouldn't have, but he did. Jews in Hungary were tremendously patriotic. In 1914, when war broke out, my father invested most of his money in a war loan to help the country. By the time the bonds matured, they were worthless." Mor Stern was a religious man, but his son was less so. Late in life, Solti recalled, "I often upset him because I never stayed in the synagogue for longer than 10 minutes." Teréz Stern was from a musical family, and encouraged her daughter Lilly, by eight years the elder of the children, to sing, and György to accompany her on the piano. Solti remembered, "I made so many mistakes, but it was invaluable experience for an opera conductor. I learnt to swim with her." He was not a diligent student of the piano: "My mother kept telling me to practise, but what 10-year-old wants to play the piano when he could be out playing football?"
Solti enrolled at the Ernő Fodor School of Music in Budapest at the age of 10, transferring to the more prestigious Franz Liszt Academy two years later. When he was 12, he heard a performance of Beethoven's Fifth Symphony conducted by Erich Kleiber, which gave him the ambition to become a conductor. His parents could not afford to pay for years of musical education, and his rich uncles did not consider music a suitable profession; from the age of 13, Solti paid for his education by giving piano lessons.
The faculty of the Franz Liszt Academy included some of the most eminent Hungarian musicians, including Béla Bartók, Leó Weiner, Ernő Dohnányi, and Zoltán Kodály. Solti studied under the first three, for piano, chamber music, and composition, respectively. Some sources state that he also studied with Kodály, but in his memoirs, Solti recalled that Kodály, whom he would have preferred, turned him down, leaving him to study composition first with Albert Siklós and then with Dohnányi. Not all the academy's tutors were equally distinguished; Solti remembered with little pleasure the conducting classes run by Ernő Unger, "who instructed his pupils to use rigid little wrist motions. I attended the class for only two years, but I needed five years of practical conducting experience before I managed to unlearn what he had taught me".
### Pianist and conductor
After graduating from the academy in 1930, Solti was appointed to the staff of the Hungarian State Opera. He found that working as a répétiteur, coaching singers in their roles and playing at rehearsals, was a more fruitful preparation than Unger's classes for his intended career as a conductor. In 1932, he went to Karlsruhe in Germany as assistant to Josef Krips, but within a year, Krips, anticipating the imminent rise to power of Hitler and the Nazis, insisted that Solti should go home to Budapest, where at that time Jews were not in danger. Other Jewish and anti-Nazi musicians also left Germany for Budapest. Among other musical exiles with whom Solti worked there were Otto Klemperer, Fritz Busch, and Kleiber. Before Austria fell under Nazi control, Solti was assistant to Arturo Toscanini at the 1937 Salzburg Festival:
> Toscanini was the first great musical impression in my life. Before I heard him live in 1936, I had never heard a great opera conductor, not in Budapest, and it was like a lightning flash. I heard his Falstaff in 1936 and the impact was unbelievable. It was the first time I heard an ensemble singing absolutely precisely. It was fantastic. Then I never expected to meet Toscanini. It was a chance in a million. I had a letter of recommendation from the director of the Budapest Opera to the president of the Salzburg Festival. He received me and said: "Do you know Magic Flute, because we have an influenza epidemic and two of our repetiteurs are ill? Could you play this afternoon for the stage rehearsals?"
After further work as a répétiteur at the opera in Budapest, and with his standing enhanced by his association with Toscanini, Solti was given his first chance to conduct, on 11 March 1938. The opera was Mozart's The Marriage of Figaro. During that evening, news came of the German invasion of Austria. Many Hungarians feared that Hitler would next invade Hungary; he did not do so, but Horthy, to strengthen his partnership with the Nazis, instituted anti-semitic laws, mirroring the Nuremberg Laws, restricting Hungary's Jews from engaging in professions. Solti's family urged him to move away. He went first to London, where he made his Covent Garden debut, conducting the London Philharmonic for a Russian ballet season. The reviewer in The Times was not impressed with Solti's efforts, finding them "too violent, for he lashed at the orchestra and flogged the music so that he endangered the delicate, evocative atmosphere." At about this time Solti dropped the name "György" in favour of "Georg".
After his appearances in London, Solti went to Switzerland to seek out Toscanini, who was conducting in Lucerne. Solti hoped that Toscanini would help find him a post in the U.S. He was unable to do so, but Solti found work and security in Switzerland as vocal coach to tenor Max Hirzel, who was learning the role of Tristan in Wagner's opera. Throughout the Second World War, Solti remained in Switzerland. He did not see his father again; Mor Stern died of diabetes in a Budapest hospital in 1943. Solti was reunited with his mother and sister after the war. In Switzerland, he could not obtain a work permit as a conductor, but earned his living as a piano teacher. After he won the 1942 Geneva International Piano Competition, he was permitted to give piano recitals, but was still not allowed to conduct. During his exile, he met Hedwig (Hedi) Oeschli, daughter of a lecturer at Zürich University; they married in 1946. In his memoirs, he wrote of her, "She was very elegant and sophisticated. ... Hedi gave me a little grace and taught me good manners – although she never completely succeeded in this. She also helped me enormously in my career".
### Munich and Frankfurt
With the end of the war, Solti's luck changed dramatically. He was appointed musical director of the Bavarian State Opera in Munich in 1946. In normal circumstances, this prestigious post would have been an unthinkable appointment for a young and inexperienced conductor, but the leading German conductors such as Wilhelm Furtwängler, Clemens Krauss, and Herbert von Karajan were prohibited from conducting pending the conclusion of denazification proceedings against them. Under Solti's direction, the company rebuilt its repertoire and began to recover its prewar eminence. He benefited from the encouragement of the elderly Richard Strauss, in whose presence he conducted Der Rosenkavalier. Strauss was reluctant to discuss his own music with Solti, but gave him advice about conducting.
In addition to the Munich appointment, Solti gained a recording contract in 1946. He signed for Decca Records, not as a conductor, but as a piano accompanist. He made his first recording in 1947, playing Brahms's First Violin Sonata with violinist Georg Kulenkampff. He was insistent that he wanted to conduct, and Decca gave him his first recording sessions as a conductor later in the same year, with the Zurich Tonhalle Orchestra in Beethoven's Egmont overture. Twenty years later, Solti said, "I'm sure it's a terrible record, because the orchestra was not very good at that time and I was so excited. It is horrible, surely horrible – but by now it has vanished." He had to wait two years for his next recording as a conductor, in London, Haydn's Drum Roll symphony, in sessions produced by John Culshaw, with whose career Solti's became closely linked over the next two decades. Reviewing the record, The Gramophone said, "The performance of the London Philharmonic Orchestra under Georg Solti (a fine conductor who is new to me) is remarkable for rhythmic playing, richness of tone, and clarity of execution." The Record Guide compared it favourably with EMI's rival recording by Sir Thomas Beecham and the Royal Philharmonic.
In 1951, Solti conducted at the Salzburg Festival for the first time, partly through the influence of Furtwängler, who was impressed by him. The work was Mozart's Idomeneo, which had not been given there before. In Munich, Solti achieved critical and popular success, but for political reasons, his position at the State Opera was never secure. The view persisted that a German conductor should be in charge; pressure mounted, and after five years, Solti accepted an offer to move to Frankfurt in 1952 as musical director of the Oper Frankfurt. The city's opera house had been destroyed in the war, and Solti undertook to build a new company and repertoire for its recently completed replacement. He also conducted the symphony concerts given by the opera orchestra. Frankfurt's was a less prestigious house than Munich's and he initially regarded the move as a demotion, but he found the post fulfilling and remained at Frankfurt from 1952 to 1961, presenting 33 operas, 19 of which he had not conducted before. Frankfurt, unlike Munich, could not attract many of the leading German singers. Solti recruited many rising young American singers such as Claire Watson and Sylvia Stahlman, to the extent that the house acquired the nickname "Amerikanische Oper am Main". In 1953, the West German government offered Solti German citizenship, which, being effectively stateless as a Hungarian exile, he gratefully accepted. He believed he could never return to Hungary, by then under communist rule. He remained a German citizen for two decades.
During his Frankfurt years, Solti made appearances with other opera companies and orchestras. He conducted in the Americas for the first time in 1952, giving concerts in Buenos Aires. In the same year, he made his debut at the Edinburgh Festival as a guest conductor with the visiting Hamburg State Opera. The following year, he was a guest at the San Francisco Opera with Elektra, Die Walküre, and Tristan und Isolde. In 1954, he conducted Don Giovanni at the Glyndebourne Festival. The reviewer in The Times said that no fault could be found in Solti's "vivacious and sensitive" conducting. In the same year Solti made his first appearance with the Chicago Symphony Orchestra, at the Ravinia Festival. In 1960, he made his debut at the Metropolitan Opera in New York City, conducting Tannhäuser, and he continued to appear there until 1964.
In the recording studios, Solti's career took off after 1956, when John Culshaw was put in charge of Decca's classical recording programme. Culshaw believed Solti to be "the great Wagner conductor of our time", and was determined to record the four operas of Der Ring des Nibelungen with Solti and the finest Wagner singers available. The cast Culshaw assembled for the cycle included Kirsten Flagstad, Hans Hotter, Birgit Nilsson and Wolfgang Windgassen. Apart from Arabella in 1957, in which he substituted when Karl Böhm withdrew, Solti had made no complete recording of an opera until the sessions for Das Rheingold, the first of the Ring tetralogy, in September and October 1958. In their respective memoirs, Culshaw and Solti told how Walter Legge of Decca's rival EMI predicted that Das Rheingold would be a commercial disaster ("'Very nice,' he said, 'Very interesting. But of course you won't sell any.'") The success of the recording took the record industry by surprise. It featured for weeks in the Billboard charts, the sole classical album alongside best sellers by Elvis Presley and Pat Boone, and brought Solti's name to international prominence. He appeared with leading orchestras in New York City, Vienna, and Los Angeles, and at Covent Garden, he conducted Der Rosenkavalier and Britten's A Midsummer Night's Dream.
### Covent Garden
In 1960, Solti signed a three-year contract to be music director of the Los Angeles Philharmonic from 1962. Even before he took the post, the philharmonic's autocratic president, Dorothy Chandler, breached his contract by appointing a deputy music director without Solti's approval. Although he admired the chosen deputy, Zubin Mehta, Solti felt he could not have his authority undermined from the outset, and he withdrew from his appointment. He accepted an offer to become musical director of Covent Garden Opera Company, London. When first sounded out about the post, he had declined it. After 14 years of experience at Munich and Frankfurt, he was uncertain that he wanted a third successive operatic post. Moreover, founded only 15 years earlier, the Covent Garden company was not yet the equal of the best opera houses in Europe. Bruno Walter convinced Solti that it was his duty to take on Covent Garden.
Biographer Montague Haltrecht suggests that Solti seized the breach of his Los Angeles contract as a convenient pretext to abandon the philharmonic in favour of Covent Garden. In his memoirs, though, Solti wrote that he wanted the Los Angeles position very much indeed. He originally considered holding both posts in tandem, but later acknowledged that he had had a lucky escape, as he could have done justice to neither post had he attempted to hold both simultaneously.
Solti took up the musical directorship of Covent Garden in August 1961. The press gave him a cautious welcome, but some concern arose that under him a drift away from the company's original policy of opera in English might occur. Solti, however, was an advocate of opera in the vernacular, and he promoted the development of British and Commonwealth singers in the company, frequently casting them in his recordings and important productions in preference to overseas artists. He demonstrated his belief in vernacular opera with a triple bill in English of Ravel's L'heure espagnole, Schoenberg's Erwartung, and Puccini's Gianni Schicchi. As the decade went on, however, more and more productions had to be sung in the original language to accommodate international stars.
Like his predecessor Rafael Kubelík, and his successor Colin Davis, Solti found his early days as musical director marred by vituperative hostility from a small clique in the Covent Garden audience. Rotten vegetables were thrown at him, and his car was vandalised outside the theatre, with the words "Solti must go!" scratched on its paintwork. Some press reviews were strongly critical; Solti was so wounded by a review in The Times of his conducting of The Marriage of Figaro that he almost left Covent Garden in despair. The chief executive of the Opera House, Sir David Webster, persuaded him to stay with the company, and matters improved, helped by changes on which Solti insisted. The chorus and orchestra were strengthened, and in the interests of musical and dramatic excellence, Solti secured the introduction of the stagione system of scheduling performances, rather than the traditional repertory system. By 1967, The Times commented that "Patrons of Covent Garden today automatically expect any new production, and indeed any revival, to be as strongly cast as anything at the Met in New York, and as carefully presented as anything in Milan or Vienna".
The company's repertory in the 1960s combined the standard operatic works with less familiar pieces. Among the most celebrated productions during Solti's time in charge was Schoenberg's Moses and Aaron in the 1965–66 and 1966–67 seasons. In 1970, Solti led the company to Germany, where they gave Don Carlos, Falstaff, and Victory, a new work by Richard Rodney Bennett. The public in Munich and Berlin were, according to the Frankfurter Allgemeine Zeitung, "beside themselves with enthusiasm".
Solti's bald head and demanding rehearsal style earned him the nickname "The Screaming Skull". A music historian called him "the bustling, bruising Georg Solti – a man whose entire physical and mental attitude embodied the words 'I'm in charge'." Singers such as Peter Glossop described him as a bully, and after working with Solti, Jon Vickers refused to do so again. Nevertheless, under Solti, the company was recognised as having achieved parity with the greatest opera houses in the world. Queen Elizabeth II conferred the title "the Royal Opera" on the company in 1968. By this point, Solti was, in the words of his biographer Paul Robinson, "after Karajan, the most celebrated conductor at work". By the end of his decade as music director at Covent Garden Solti had conducted the company in 33 operas by 13 composers.
In 1964, Solti separated from his wife. He moved into the Savoy Hotel, where not long afterwards he met Valerie Pitts, a British television presenter, sent to interview him. She, too, was married, but after pursuing her for three years, Solti persuaded her to divorce her husband. Solti and Valerie Pitts married on 11 November 1967. They had two daughters.
### Chicago Symphony Orchestra
In 1967, Solti was invited to become music director of the Chicago Symphony Orchestra. It was the second time he had been offered the post. The first had been in 1963 after the death of the orchestra's conductor, Fritz Reiner, who made its reputation in the previous decade. Solti told the representatives of the orchestra that his commitments at Covent Garden made it impossible to give Chicago the eight months a year they sought. He suggested giving them three and a half months a year and inviting Carlo Maria Giulini to take charge for a similar length of time. The orchestra declined to proceed on these lines.
When Solti accepted the orchestra's second invitation, they agreed that Giulini should be appointed to share the conducting. Both conductors signed three-year contracts with the orchestra, effective from 1969.
One of the members of the Chicago Symphony described it to Solti as "the best provincial orchestra in the world." Many players remained from its celebrated decade under Reiner, but morale was low, and the orchestra was \$5M in debt. Solti concluded that raising the orchestra's international profile was essential. He ensured that it was engaged for many of his Decca sessions, and Giulini and he led it in a European tour in 1971, playing in 10 countries. This was the first time in its 80-year history that the orchestra had played outside of North America. The orchestra received plaudits from European critics, and was welcomed home at the end of the tour with a ticker-tape parade.
The orchestra's principal flute player, Donald Peck, commented that the relationship between a conductor and an orchestra is difficult to explain: "Some conductors get along with some orchestras and not others. We had a good match with Solti and he with us." Peck's colleague, violinist Victor Aitay, said, "Usually conductors are relaxed at rehearsals and tense at the concerts. Solti is the reverse. He is very tense at rehearsals, which makes us concentrate, but relaxed during the performance, which is a great asset to the orchestra." Peck recalled Solti's constant efforts to improve his own technique and interpretations, at one point experimentally dispensing with a baton, drawing a "darker and deeper, much more relaxed" tone from the players.
As well as raising the orchestra's profile and helping it return to prosperity, Solti considerably expanded its repertoire. Under him, the Chicago Symphony gave its first cycles of the symphonies of Bruckner and Mahler. He introduced new works commissioned for the orchestra, such as Lutosławski's Third Symphony, and Tippett's Fourth Symphony, which was dedicated to Solti. Another new work was Tippett's Byzantium, an orchestral song-cycle, premiered by Solti and the orchestra with soprano Faye Robinson. Solti frequently programmed works by American composers, including Charles Ives and Elliott Carter.
Solti's recordings with the Chicago Symphony included the complete symphonies of Beethoven, Brahms, Bruckner, and Mahler. Most of his operatic recordings were with other orchestras, but his recordings of Wagner's Der fliegende Holländer (1976), Beethoven's Fidelio (1979), Schoenberg's Moses und Aron (1984) and his second recordings of Die Meistersinger (1995) and Verdi's Otello (1991) were made with the Chicago players.
After relinquishing the position of music director in 1991, Solti continued to conduct the orchestra, and was given the title of music director laureate. He conducted 999 concerts with the orchestra. His 1,000th concert was scheduled for October 1997, around the time of his 85th birthday, but Solti died that September.
### Later years
In addition to his tenure in Chicago, Solti was music director of the Orchestre de Paris from 1972 to 1975. From 1979 until 1983, he was also principal conductor of the London Philharmonic Orchestra. He continued to expand his repertoire. With the London Philharmonic, he performed many of Elgar's major works in concert and on record. Before performing Elgar's two symphonies, Solti studied the composer's own recordings made more than 40 years earlier, and was influenced by their brisk tempi and impetuous manner. Edward Greenfield, music critic for The Guardian, wrote that Solti "conveys the authentic frisson of the great Elgarian moment more vividly than ever before on record." Late in his career he became enthusiastic about the music of Shostakovich, whom he admitted he failed to appreciate fully during the composer's lifetime. He made commercial recordings of seven of Shostakovich's fifteen symphonies.
In 1983, Solti conducted for the only time at the Bayreuth Festival. By this stage in his career, he no longer liked abstract productions of Wagner, or modernistic reinterpretations, such as Patrice Chéreau's 1976 Bayreuth Centenary Ring, which he found grew boring on repetition. Together with the director Sir Peter Hall and designer William Dudley, he presented a Ring cycle that aimed to represent Wagner's intentions. The production was not well received by German critics, who expected radical reinterpretation of the operas. Solti's conducting was praised, but illnesses and last-minute replacements of leading performers affected the standard of singing. He was invited to return to Bayreuth for the following season, but was unwell and withdrew on medical advice before the 1984 festival began.
In 1991, Solti collaborated with actor and composer Dudley Moore to create an eight-part television series, Orchestra!, which was designed to introduce audiences to the symphony orchestra. In 1994, he directed the "Solti Orchestral Project" at Carnegie Hall, a training workshop for young American musicians. The following year, to mark the 50th anniversary of the United Nations, he formed the World Orchestra for Peace, which consisted of 81 musicians from 40 nations. The orchestra has continued to perform after his death, under the conductorship of Valery Gergiev.
Solti regularly returned to Covent Garden as a guest conductor in the years after he relinquished the musical directorship, greeted with "an increasingly boisterous hero's welcome" (Grove). From 1972 to 1997, he conducted 10 operas, some of them in several seasons. Five were operas he had not conducted at the Royal Opera House before: Bizet's Carmen, Wagner's Parsifal, Mozart's Die Entführung aus dem Serail, Verdi's Simon Boccanegra, and a celebrated production of La traviata (1994), which propelled Angela Gheorghiu to stardom. On 14 July 1997 he conducted the last operatic music to be heard in the old house before it closed for more than two years for rebuilding. The previous day he had conducted what proved to be his last symphony concert. The work was Mahler's Fifth Symphony; the orchestra was the Zurich Tonhalle, with whom he had made his first orchestral recording 50 years earlier.
Solti died suddenly, in his sleep, on 5 September 1997 while on holiday in Antibes in the south of France. He was 84. After a state ceremony in Budapest, his ashes were interred beside the remains of Bartók in Farkasréti Cemetery.
## Recordings
Solti recorded throughout his career for the Decca Record Company. He made more than 250 recordings, including 45 complete opera sets. During the 1950s and 1960s, Decca had an alliance with RCA Victor, and some of Solti's recordings were first issued on the RCA label.
Solti was one of the first conductors who came to international fame as a recording artist before being widely known in the concert hall or opera house. Gordon Parry, the Decca engineer who worked with Solti and Culshaw on the Ring recordings, observed, "Many people have said 'Oh well, of course John Culshaw made Solti.' This is not true. He gave him the opportunity to show what he could do."
Solti's first recordings were as a piano accompanist, playing at sessions in Zurich for violinist Georg Kulenkampff in 1947. Decca's senior producer, Victor Olof did not much admire Solti as a conductor (nor did Walter Legge, Olof's opposite number at EMI's Columbia Records), but Olof's younger colleague and successor, Culshaw, held Solti in high regard. As Culshaw, and later James Walker, produced his recordings, Solti's career as a recording artist flourished from the mid-1950s. Among the orchestras with whom Solti recorded were the Berlin Philharmonic, Chicago Symphony, London Philharmonic, London Symphony and Vienna Philharmonic orchestras. Soloists in his operatic recordings included Birgit Nilsson, Joan Sutherland, Régine Crespin, Plácido Domingo, Gottlob Frick, Carlo Bergonzi, Kiri Te Kanawa, and José van Dam. In concerto recordings, Solti conducted for, among others, András Schiff, Julius Katchen, Clifford Curzon, Vladimir Ashkenazy, and Kyung-wha Chung.
Solti's most celebrated recording was Wagner's Der Ring des Nibelungen made in Vienna, produced by Culshaw, between 1958 and 1965. It has twice been voted the greatest recording ever made, the first poll being among readers of Gramophone magazine in 1999, and the second of professional music critics in 2011, for the BBC's Music Magazine. This recording is heard in the film Apocalypse Now during the helicopter attack scene.
## Honours and memorials
Honours awarded to Solti included the British CBE (honorary), 1968, and an honorary knighthood (KBE), 1971, which became a substantive knighthood when he took British citizenship in 1972, after which he was known as Sir Georg Solti. He was also awarded honorary citizenship from the coastal town of Castiglione della Pescaia, in Tuscany, a holiday destination particularly frequented by celebrities where he owned a holiday house and used to spend the summer holidays with his wife and daughters. In Castiglione, the Georg Solti Accademia and the main piazza within the town's historic hamlet are named after Solti. Furthermore, Solti received a number of honours from Austria, Belgium, Denmark, France, Germany, Hungary, Italy, Portugal and the US. He received honorary fellowships or degrees from the Royal College of Music and DePaul, Furman, Harvard, Leeds, London, Oxford, Surrey and Yale universities.
In celebration of his 75th birthday in 1987, a bronze bust of Solti by Dame Elisabeth Frink was dedicated in Lincoln Park, Chicago, outside the Lincoln Park Conservatory. It was first displayed temporarily at the Royal Opera House in London. The sculpture was moved to Grant Park in 2006 in a new Solti Garden, near Orchestra Hall in Symphony Center. In 1997, to commemorate the 85th anniversary of his birth, the City of Chicago renamed the block of East Adams Street adjacent to Symphony Center as "Sir Georg Solti Place" in his memory.
Record industry awards to Solti included the Grand Prix Mondial du Disque (14 times) and 31 Grammy Awards (besides a special Trustees' Grammy Award, shared with John Culshaw, for the recording of the Ring (1967) and a Grammy Lifetime Achievement Award (1996)). He held the record for most Grammy wins of all time, until Beyoncé tied and later beat the record in 2023. In September 2007, as a tribute on the 10th anniversary of his death, Decca published a recording of his final concert.
After Solti's death, his widow and daughters set up the Solti Foundation to assist young musicians. Solti's memoirs, written with the assistance of Harvey Sachs, were published the month after his death. Solti's life was also documented in a 1997 film by Peter Maniura, Sir Georg Solti: The Making of a Maestro.
In 2012, a series of events under the banner of "Solti @ 100" was announced, to mark the centenary of Solti's birth. Among the events were concerts in New York City and Chicago, and commemorative exhibitions in London, Chicago, Vienna, and New York City. In the same year, Solti was voted into the inaugural Gramophone "Hall of Fame".
The Sir Georg Solti International Conductors' Competition, which occurs every two years in Frankfurt, is named in his honour.
|
56,623,821 |
INTERFET logistics
| 1,151,031,167 |
Logistical support of the International Force East Timor
|
[
"Military logistics of Australia",
"Military operations involving Australia",
"Military operations involving Canada",
"Military operations involving New Zealand",
"Military operations involving the United States",
"Military supply chain management",
"United Nations operations in East Timor"
] |
The logistical support of the multinational International Force East Timor (INTERFET) peacekeeping mission in 1999 and 2000 involved, at its peak, 11,693 personnel from 23 countries. Of these 5,697 were from Australia, making it the largest deployment of Australian forces overseas since the Vietnam War. INTERFET was unusual in that it was led by Australia, casting the country in a wholly unfamiliar role. The logistics and support areas of the Australian Defence Force (ADF) had been subject to deep cuts in the 1990s. The ADF had not anticipated being committed to such a large peacekeeping mission, and was unprepared to support an Australian force projection of this size, much less act as lead nation of an international coalition.
INTERFET deployed to East Timor in September 1999. Over 90 per cent of the cargo and most of the passengers travelled by sea, transported by a naval task force. Eleven nations contributed transport aircraft to the INTERFET Coalition Airlift Wing (ICAW), which flew 3,400 sorties in support of INTERFET, carried 9,500 tonnes (10,500 short tons) of cargo and transported more than 30,000 passengers. A base was established in Darwin, with supplies, equipment, stores and in many cases personnel stockpiled or staged there before being dispatched to East Timor by sea or air.
East Timor posed significant challenges for logistical support. There was only one deepwater port, the Port of Dili, and it had a maximum quayside depth of just 7 metres (23 ft). There were few beaches suitable for Logistics Over-the-Shore (LOTS) and just three airfields. To give effect to an operational concept that involved flooding East Timor with as many combat troops as possible, troops were initially landed with a minimum of vehicles and supplies. The logistical support units spent October and November catching up and eliminating backlogs. Effective logistical support enabled INTERFET to carry out its mission without severe limitations resulting from inadequate logistics, although there were shortages of spare parts, medical supplies and amenities.
## Background
The island of Timor, in the Indonesian archipelago, has been populated for up to 40,000 years, occupied by successive waves of immigrants from southern India, Malaysia and Melanesia. It was ruled by small kingdoms that traded spices, slaves and sandalwood with their neighbours. Portugal established a settlement on the eastern part of the island in 1633. Timor was formally divided between the Netherlands and Portugal in 1661, and the first governor of Portuguese Timor was appointed in 1701. For most of the next three centuries, East Timor was a Portuguese colony. During the Second World War, East Timor was occupied by Australian and Dutch forces, and then invaded by the Japanese on 19 February 1942. Sparrow Force, the Australian commandos and Dutch troops on the island, waged a guerrilla campaign until the Australian and Dutch forces were withdrawn in January 1943. The assistance of the East Timorese people in helping the Australians created a bond between Australia and East Timor that became part of popular mythology in Australia. After the war ended, Timor was occupied by Australia, which supported Indonesian independence from the Netherlands, and proposed that East Timor become a United Nations (UN) trusteeship, but backed down in the face of objections from the United Kingdom.
After its April 1974 Carnation Revolution, Portugal initiated a gradual decolonisation process, and East Timor descended into a civil war between supporters of the Timorese Democratic Union (UDT) and Fretilin. In October 1974, Indonesia began military operations to incorporate East Timor. Fretilin unilaterally declared independence on 28 November 1975 in an attempt to forestall this, but on 7 December Indonesian forces invaded East Timor. Indonesia's annexation of East Timor was recognised by Australia and the United States, but not by Portugal or the UN. Most countries regarded it as a "UN-designated non-self-governing territory" under Indonesian control. Following a UN-brokered agreement between Indonesia and Portugal on 5 May 1999, a referendum was held on 30 August 1999 that offered a choice between autonomy within Indonesia and full independence. The people voted overwhelmingly for the latter. A violent scorched earth policy was then carried out by pro-Indonesia militia, supported by elements of the Indonesian National Armed Forces (TNI).
The United States declined to intervene in East Timor. There were concerns about the economic and political consequences of a conflict with Indonesia. Americans felt that in the Bosnian War the United States had carried out most of the risky missions and paid the bulk of the bills, and that its allies should do more. The 1999 Helms-Biden Act restricted the United States' ability to provide military support to the UN. On 15 September United Nations Security Council Resolution 1264 established an Australian-led and Indonesian-sanctioned peacekeeping force, INTERFET, to take all necessary measures to restore order in East Timor. The President of the United States, Bill Clinton, offered to "contribute to the force in a limited, but essential, way – including communications and logistical aid, intelligence, air lifts of personnel and material and coordination of the humanitarian response to the tragedy". This meant the United States would play the unfamiliar role of a subordinate member of a military coalition, while Australia played the equally unfamiliar one of lead nation. Neither country's doctrine, based on NATO publications, provided for this contingency.
East Timor posed significant challenges. There was only one deepwater port, the Port of Dili, and it had a maximum quayside depth of just 7 metres (23 ft), greatly limiting its cargo capacity, as the average draught of a 1,000-TEU container ship is about 8.3 metres (27 ft). There were few beaches suitable for Logistics Over-the-Shore (LOTS), and just three airfields. The mountainous interior was characterised by steep, narrow and poorly maintained roads susceptible to being cut by flooding during the wet season. A geographical complication was posed by the Oecussi enclave, which was physically separate from the rest of East Timor. The population was poor, and much infrastructure had been damaged or destroyed, so little host nation support could be provided, and INTERFET had to be entirely self-supporting. The intention was that logistics would remain a national responsibility, each nation being responsible for the logistical support of its own element. In reality, Australia, in its role of lead nation, was called upon to provide all those capabilities not provided by the other members of the coalition. Most of these were in the combat support and combat service support areas.
A decade of defence cuts in the 1990s had fallen disproportionately on the logistics and support areas of the Australian Defence Force (ADF), as the leadership attempted to preserve combat capability. This was compounded by a defence policy of the Howard government that sought to maximise the tooth-to-tail ratio. On 11 March 1999, the Minister for Defence, John Moore, announced that administrative cuts had permitted an increase in readiness, so that the Australian Army's Darwin-based 1st Brigade could be brought to 28 days' notice to deploy, the same as the Townsville-based 3rd Brigade. This, he claimed, would allow for a two-brigade deployment to a trouble spot in the Asia-Pacific region at short notice, East Timor being specifically mentioned as a possibility, but the very same cuts rendered this impossible. While they provided short-term financial benefits, far from increasing operational capability, in the words of Lieutenant Colonel David Beaumont "the preferential allocation of resources to combat capabilities and the acceptance of risk in logistics functions brought the Army to the precipice of operational failure."
## Planning
### Australia
During July and August 1999, the head of the Australian Army's Strategic Command, Major General Michael Keating, placed elements of the ADF on reduced notice to move. Logistical staffs in Canberra, Sydney and Brisbane were aware of this, but were not authorised to top up units and depots with stocks, purchase necessary special equipment, or pre-position units, vehicles, equipment or supplies. Such actions could be easily discovered, and that might have strained the already tense relations between Australia and Indonesia. Brigadier Mark Evans, the commander of the 3rd Brigade, held a secret meeting of his subordinate commanders at his headquarters in Townsville on 22 August. Lieutenant Colonel Mick Kehoe, the commander of the 10th Force Support Battalion (10 FSB), was not one of Evans's subordinates; his unit was part of Brigadier Jeff Wilkinson's Logistic Support Force, which was based in Sydney. Nonetheless, he attended this and subsequent conferences regarding the deployment to East Timor with Wilkinson's blessing.
Air Vice Marshal Robert Treloar, the Commander Australian Theatre (COMAST), delegated responsibility for developing plans for Operation Spitfire, the evacuation of foreign nationals and selected East Timorese, to Major General Peter Cosgrove's Deployable Joint Force Headquarters (DJFHQ) in Brisbane. Its logistics staff was headed by Lieutenant Colonel Don Cousins. Planning sessions were attended by Wilkinson's senior plans officer, Major Cliff Cole, and Major Jim Evans, who had seen six months' active service with the British Army's logistic headquarters in the Bosnian War, was detached from command of an Australian Army Reserve transport squadron to serve as Wilkinson's liaison officer at DJFHQ.
The Logistic Support Force was not designed to manage the logistic support of forces deployed away from Australia; its mission was to command the Army's field force logistic units, and it was in the midst of a reorganisation in 1999. Wilkinson anticipated being designated the Logistic Component Commander for Operation Spitfire, responsible for coordinating the logistics of all three services, but this did not occur until 26 August, the day before the first troops began deploying to northern Australia for the operation. To support Operation Spitfire, Kehoe detached a small group of specialists under Captain Phil MacMaster to work with Lieutenant Colonel Steve Kinloch's 3rd Brigade Administrative Support Battalion (3 BASB). He later admitted that this was a mistake, costing him the services of key personnel for several weeks.
On 6 September, the day after Operation Spitfire began, Wilkinson received official notice of Operation Warden, the multinational intervention in East Timor. The codename Operation Stabilise was given to operations in and around East Timor, while Operation Warden also included logistic support activities in Australia. At the same time he was relieved of responsibility for logistical support of Crocodile 99, the major joint US-Australian military exercises at the Shoalwater Bay Military Training Area in north Queensland scheduled to commence in October. Operation Spitfire was carried out between 6 and 14 September, during which some 2,500 civilians were evacuated from East Timor to Darwin by air. Planning for Operation Warden commenced on 8 September.
### New Zealand
In New Zealand, the Chief of Defence Force, Air Marshal Carey Adamson, issued a directive on 23 June that initiated preparations for New Zealand participation in East Timor, which was given the codename Operation Castall. A New Zealand Defence Force (NZDF) joint planning group was created, headed by Air Commodore John Hamilton, but, as in Australia, planning was hampered by political sensitivities regarding Indonesia. Adamson decided to order an infantry company, with helicopters and support elements, to be on 28 days' readiness to move. The New Zealand cabinet authorised the funding required to bring 25 M113 armoured personnel carriers (APCs) up to operational readiness. Liaison officers were sent to Australia in August, including one to Australian Theatre in Sydney, where he observed logistical preparations. Colonel Martyn Dunne, a graduate of the Australian Defence College, was chosen to head the forward planning team due to his familiarity with the ADF and operational experience.
It was soon determined that the ADF could provide little assistance with logistics, and in fact was looking to New Zealand for assistance with airlift and sealift, and medical services. A mutual logistics support agreement between the ADF and NZDF was signed in late September. The joint planning group resolved to make the New Zealand force as self-sufficient as possible, and that it would take 60 days' supplies with it. As East Timor had no facilities for handling containers, special container handling cranes were designed and manufactured in New Zealand. The joint planning group calculated that moving a battalion group to Darwin or Dili would require chartering two merchant ships, each of about 7,500 tonnes (7,400 long tons) capacity. Merchant shipping available for charter in New Zealand was scarce but two suitable ships were eventually found. A Boeing 747 freighter was leased to transport high priority cargo to Darwin. In one flight it carried 108.7 tonnes (107.0 long tons) of cargo, including seven four-wheel-drive vehicles. MV Edamgracht, the first of the chartered vessels, departed Wellington on 30 September. It was followed by the MV Edisongracht, which departed on 18 October. The two carried 120 vehicles or pieces of plant, and 1,000 tonnes (980 long tons) of cargo in 100 containers. They arrived at Darwin on 12 and 19 October, where they were unloaded by the same terminal operations platoon that had loaded them.
## Organisation
Wilkinson and Cousins agreed that a base at Darwin, 720 kilometres (450 mi) south east of Timor, was required to support Operation Spitfire and subsequent operations. The limitations of Darwin's air and sea ports, its facilities for the storage and distribution of supplies, and its information and communications networks, were not overlooked, but at the same time, due to its isolation, Darwin was more self-supporting, and had better facilities than other cities of similar size. The ADF's long-standing presence in the vicinity had engendered close relationships with the local government and community. On 28 August, Wilkinson appointed Lieutenant Colonel Barry McManus, the commander of the 9th Force Support Battalion (9 FSB), to head the Force Logistic Support Group (FLSG) for Operation Spitfire at Northern Command (NORCOM) Headquarters in Darwin. Commodore Mark Bonser's NORCOM was an operational headquarters that was responsible for the planning and conduct of operations to the north of Australia, and was normally focused on regional surveillance. Brigadier Bruce Osborn, the Army's Director General of Career Management, located suitable ADF officers to fill out the staffs at FLSG and DJFHQ. The outsourcing of "non-core" logistical functions in the ADF had created critical shortages of many essential trades ranging from cooks to port terminal handlers, as many of these jobs were no longer performed by military personnel.
The Chief of the Defence Force, Admiral Chris Barrie, centralised strategic and operational planning for the projection of forces to East Timor at ADF Headquarters, bypassing the service chiefs in their role as senior environmental advisors. Treloar was appointed the Australian national commander, and Wilkinson became the Logistics Component Commander (LOGCC). Commodore Jim Stapleton was appointed Maritime Component Commander (MCC), and Air Commodore Roxley McLennan became the Air Component Commander (ACC). Stapleton was "dual-hatted"; as MCC (Commander, Task Group 645.1), he was answerable to Cosgrove (Commander, Task Force 645); but as Commodore Flotillas (COMFLOT) (Task Group 627.1), he reported to COMAST's Maritime Commander, Rear Admiral John Lord (Commander, Task Force 627). Brigadier General John G. Castellaw, USMC, the commanding general of the 3rd Marine Expeditionary Brigade, was appointed commander of US forces (USFORINTERFET). The 35-person USFORINTERFET staff arrived in Darwin on 20 September. On 19 September, Barrie announced:
> This operation will be Operation Stabilise and is to be commanded by Major General Cosgrove, under my command... Operation Stabilise and Warden together represent the most significant military commitment of the Australian Government, on behalf of the Australian people since World War II. Our logistic support must also be a world-class performance.
The 10th Force Support Battalion had been formed on 1 March 1998 from the amalgamation of the 10th Terminal Regiment, 2nd Field Logistics Battalion, 1st Division Postal Unit and the Defence National Storage and Distribution Centre (DNSDC) Watercraft Base Repair Detachment. It was based in the Townsville area, except for the 36th Water Transport Troop in Darwin. Its sub-units included the 30th/35th Water Transport and Terminal Squadron, 26th Combat Supply Company and 2nd Equipment Company. Along with its main role of providing general (third line) support to operations, the 10th Force Support Battalion had also been charged with providing fourth-line logistic support in northern Queensland. It, therefore, consisted of a mix of deployable and non-deployable components. The 2nd Equipment Company was a non-deployable unit with significant numbers of civilians, and the 26th Combat Supplies Company, which was responsible for classes of supply I (food and potable water), III (petrol, oil and lubricants (POL)) and V (ammunition), also contained many.
No plans had been drawn up to cover a contingency in which the battalion had to deploy overseas. In November 1999, the Chief of Army, Lieutenant General Frank Hickling, announced that the 10th Force Support Battalion would be relieved of its responsibility for northern Queensland from November 2000. In the meantime, it was split in two, the 10th Force Support Battalion (INTERFET) deploying to East Timor and the 10th Force Support Battalion (Rear) remaining in northern Queensland under the command of Major Max Walker, the commander of the 2nd Equipment Company.
The ADF had not anticipated commitment to such a large peacekeeping mission, and borrowed 4,000 flak jackets from US stocks. These were taken from the Defense Supply Center, Columbus, and flown to Darwin via Chicago and Melbourne. Depot stocks of many items were low, due to an over-reliance on just-in-time delivery, a problem that also affected the NZDF. Demonstrating their assessment of the logistical support they expected to receive in East Timor, soldiers preparing to deploy emptied their local supermarket shelves of items such as sun screen, razor blades, toothpaste and hair nets. Each soldier's personnel file was checked to confirm their fitness to deploy. An important concern was the regime for the vaccine for Japanese encephalitis, a disease endemic to East Timor, which required three injections over a four-week period, with a prohibition against air travel for ten days after the last.
## Deployment
### Airlift
McLennan had at his disposal 13 Royal Australian Air Force (RAAF) Lockheed C-130H Hercules transport aircraft of No. 86 Wing RAAF Detachment B based at RAAF Base Amberley, RAAF Base Darwin and RAAF Base Tindal, under the command of Squadron Leader Simon Giles. This was augmented by two C-130Hs of the No. 40 Squadron, Royal New Zealand Air Force (RNZAF), with six crews, and a single C-130H with two crews and ten maintenance personnel from the US 517th Airlift Squadron. Normally based at Elmendorf Air Force Base in Alaska, it had been supporting the visit to New Zealand by President Clinton for the Asia-Pacific Economic Cooperation (APEC) summit. This contribution was subsequently increased to four C-130Hs, with 20 aircrew and 33 maintenance personnel, the additional aircraft and personnel being drawn from the 613th Air Expeditionary Group.
The first INTERFET troops to arrive in East Timor were the INTERFET Response Force, consisting of members of the Australian Special Air Service Regiment, New Zealand Special Air Service and the British Special Boat Service, who left Darwin in five RAAF and RNZAF C-130Hs on 20 September. They landed at Dili's Comoro Airport, which was quickly secured. This allowed C-130Hs from Townsville carrying the 2nd Battalion, Royal Australian Regiment (2 RAR) and two M113 armoured personnel carriers from the 3rd/4th Cavalry Regiment to land. That day, C-130s flew 33 sorties and transported 1,500 troops to East Timor. A company of Gurkhas from the 2nd Battalion, Royal Gurkha Rifles, arrived in the early hours of 21 September, and took over responsibility for guarding the UNAMET compound from the INTERFET Response Force.
The Dili heliport was found abandoned, but not burnt or seriously damaged. Twelve Sikorsky UH-60 Black Hawk helicopters of the Townsville-based 5th Aviation Regiment flew direct from Darwin to the heliport, albeit with ships carefully pre-positioned along their route in case any had to make an emergency landing. They were augmented by three Bell UH-1 Iroquois helicopters from No. 3 Squadron RNZAF on 26 September. This was increased to six aircraft in mid-October. Also deployed to East Timor were the Bell OH-58 Kiowa helicopters of the Army's 162nd Reconnaissance Squadron, three Beechcraft Super King Air aircraft of the 173rd Aviation Squadron, and a detachment of four DHC-4 Caribou transports from No. 86 Wing RAAF Detachment B began arriving on 10 October. INTERFET deployed a total of 49 aircraft to East Timor.
An air traffic control team headed by Squadron Leader George Christianson arrived from Townsville on the seventh aircraft to arrive at Dili with the 3rd Brigade staff, but without communications equipment. Christianson went to the control tower and explained, through an interpreter since he did not speak Indonesian, that he was a traffic controller, and joined the TNI personnel there, using their radios. No. 381 Expeditionary Combat Support Squadron RAAF assumed responsibility for the operation of the airport at Dili, while No. 382 Expeditionary Combat Support Squadron RAAF operated Cakung Airport at Baucau. The two squadrons were part of the No. 395 Expeditionary Combat Support Wing RAAF. No. 2 Airfield Defence Squadron RAAF provided security for the airports, which were secured by 2 RAR on 22 September. The RAAF was short of aircraft loaders, so they were augmented by two six-person RNZAF teams: one in Darwin and one in Dili, which joined the 22 RAAF loaders there.
The INTERFET Combined Air Wing (ICAW) remained based in Darwin. It was augmented by three French Air Force C-130Hs, which commenced operations from Darwin on 22 September, and two 436 Transport Squadron, Royal Canadian Air Force, CC-130s. The Canadian aircraft arrived in Townsville, along with an air movements section and a maintenance section, from their base in Trenton, Ontario, on 20 September before moving on to Darwin on 27 September. A British Royal Air Force (RAF) detachment of four C-130K Hercules arrived before 20 September, but two were withdrawn on 23 September, and a third on 1 November, reducing the RAF contingent to a lone aircraft. The RAF had a run of bad luck that included one Hercules that suffered damage to a nose wheel tyre at Dili on 20 October, and another that blew a tyre during a three-engine landing at Darwin on 21 October. In October they were joined by two Fiat G222s from the Italian Air Force, a C-130H Hercules from 601 Transport Squadron of the Royal Thai Air Force, and three Transall C-160 aircraft of the German Air Force. The eleven-nation ICAW flew 3,400 sorties in support of INTERFET, carried 9,500 tonnes (10,500 short tons) of cargo and transported more than 30,000 passengers.
### Sealift
Nonetheless, 91.7 per cent of the cargo by weight and 93.2 per cent by volume, and most of the passengers arrived in East Timor by sea. A naval task force consisting of the Royal Australian Navy (RAN) landing ship , landing craft , and , and the replenishment oiler , escorted by the frigates , , and HMS Glasgow, weighed anchor in Darwin on 18 September, and set out for East Timor, its arrival on 20 September coinciding with the airlift. The cruiser USS Mobile Bay, tanker , French frigate Vendémiaire and Australian frigate , were already in waters around East Timor. Endeavour carried aviation fuel, and was a particularly valuable asset as the RAN's other oiler, , was still out of action as a result of a fire in 1998.
The RAN's landing ships and , purchased in 1994, were still being refitted, and were unavailable. To compensate for the delay in bringing them into service, the RAN had bareboat chartered a high-speed catamaran, , on 10 June 1999. On 21 September, Jervis Bay arrived at Dili with 541 paratroopers from the 3rd Battalion, Royal Australian Regiment. RAN Clearance Diving Team Four carried out a reconnaissance of the harbour, and landing craft from Tobruk delivered troopers and 29 ASLAVs of the 2nd Cavalry Regiment. HMAS Tobruk made four return trips from Darwin to East Timor after the initial landing, bringing 642 soldiers and 2,000 tonnes (2,000 long tons) of cargo.
The ADF Movements staff not only had to find commercial airlift and sealift for the deployment to East Timor in a matter of days rather than the months that it would usually require, it also had to contend with the difficulty of moving troops, equipment and stores over the vast distances of Australia. Moving the 10th Force Support Battalion was a particular problem. The initial concept was that it should move overland from Townsville to Darwin, and embark for East Timor from there. But staff with the appropriate licences were not experienced in long-haul operations, and there was a high risk of loss of equipment in transit or in Darwin while awaiting shipment.
The movements officer in Sydney found two vessels whose owners were willing to charter on short notice, the Calatagan, a grain ship, and the Danish Svendborg Guardian, a container ship. Neither was particularly suitable, and the crews spoke little English, but with the help of a local stevedore company, the ships were modified by the installation of tie down restraints. Some 7,000 square metres (75,000 sq ft) of vehicles and equipment were moved directly from Townsville to Dili without loss. Another 3,000 square metres (32,000 sq ft) of vehicles and equipment had to be moved by road to Darwin, from whence it was shipped to Dili in vessels that included the French ship Siroco, Singaporean , and the Danish civilian ship Arktis Atlantic.
During Operation Stabilise, the ADF chartered seventeen commercial vessels to supplement its strategic lift capability. All were foreign, as the Department of Defence did not feel that Australian vessels offered the best value for money. The operation put the port of Darwin under great strain, and the facilities were upgraded, lifting the wharf capacity to 70 tonnes (77 short tons). To reduce the strain on Darwin's facilities, casualties were evacuated to other cities, and where practical purchasing was conducted in Sydney to avoid overburdening local suppliers. The Darwin Port Authority, which managed the port with the assistance of a lone ADF liaison officer, were able to increase the port's turnover fourfold, and no shipping delays occurred.
## Operations
### Distribution
To effect Cosgrove's operational concept of flooding East Timor with as many combat troops as possible, Mark Evans deployed his brigade with a minimum of vehicles and logistical support. Unlike exercises conducted in northern Australia in the 1980s and 1990s, the logistical support would follow the combat troops, and not be pre-positioned to receive them. Since the operational situation was uncertain, demand for items like ammunition and medical supplies could not be forecast. The plan therefore was to build up stockpiles in Darwin from DNSDC in Sydney, and then forward them on demand to 10 FSB by air to Comoro airport via the ICAW or by sea to the port of Dili by HMAS Jervis Bay and Tobruk. 10 FSB would then distribute them to 3 BASB or directly to the troops. To send supplies directly to Dili would have resulted in their arrival without troops to receive them, facilities to store them, or transport to distribute them, as had occurred to Australian forces in the Vietnam War in 1966. Cousins set priorities on the advice of Colonel Ash Power, Cosgrove's operations officer. Contingency stocks were held offshore on HMAS Success.
ADF cargo was tracked using three computer systems, the Standard Defence Supply System (SDSS), Lotus Notes Interim Demand System (LNIDS), and the Cargo Visibility System (CVS). These had been employed by the ADF Peace Monitoring Group in Bougainville in 1994, and had been improved as a result of that experience. The problem of disjointed logistics systems had been recognised for years. CVS was not used in Operation Warden, as it could not handle large volumes of urgent requirements. SDSS was the Department of Defence's preferred system, but units in the field preferred the simpler LNIDS, even for inventory items, which it was not intended to handle.
McManus's FLSG had responsibility for the purchase, receipt, storage and forwarding of supplies from Darwin. He did not have sufficient operators trained in the use of SDSS and LNIDS to track their movements and order items such as spare parts, nor did he have sufficient personnel to prepare pallets or load aircraft, and there were only four trained staff who were available to deal with what soon became a flood of mail. He established an ad hoc unit called the Top End Distribution Squadron (TEDS), and leased some former military warehouses in the Darwin suburb of Berrimah from their new owners, where stocks could be held until called forward. A terminal operations unit was created at RAAF Base Darwin to handle air dispatch. He coordinated air delivery with No. 395 Expeditionary Combat Support Wing and No. 321 Expeditionary Combat Support Squadron RAAF at RAAF Base Darwin, and sea delivery with the naval base. Eventually some 120 personnel were assigned to the FLSG, drawn from 9th and 10th Force Support Battalions and the 7th Combat Service Support Battalion. Kinloch was appointed commander, Land Component Support Group, and would be responsible for the support of the advance elements in Dili until the 10th Force Support Battalion arrived.
### Sustainment
The first priority was water. Until engineer units with boring equipment arrived, there was no potable water in Dili. Every soldier had to carry a day's supply, which meant 8 to 10 litres (1.8 to 2.2 imp gal; 2.1 to 2.6 US gal) on their backs. Another day's supply went with the troops on their aircraft and ships as packaged water. Two water tankers, each holding 22,000 litres (4,800 imp gal; 5,800 US gal), arrived on 21 September on landing craft. These were used to refill jerry cans sent by sea and air. HMAS Tobruk carried three trucks loaded with bottled water and jerry cans. Contingency stocks were held offshore on HMAS Success. Similarly, Cousins had each soldier carry a day's combat rations. He anticipated that everyone would be eating combat rations for at least two, and possibly three weeks. Additional rations were carried on HMAS Tobruk and Jervis Bay, but the first substantial resupply did not occur until Tobruk returned on 26 September. A contingency stock of 10,000 combat rations was held on HMAS Success. Non-Australian contingents had been instructed to bring 42 days' supplies with them, but most arrived requiring assistance with their immediate needs, including catering, transport and unloading their equipment and supplies. The first contingent of Filipino troops arrived without rations or water.
Fuel presented a problem because the ADF had no ship-to-shore refuelling capability. Naval units were the sole source of the diesel and aviation fuel for units in East Timor for the first three months of Operation Stabilise, during which INTERFET consumed 3,000 litres (660 imp gal; 790 US gal) of fuel per day. Initially, packaged fuel was flown from HMAS Success to the heliport by RAN Westland Sea King helicopters in collapsible fuel drums as underslung loads. Once Army tanker trucks arrived in mid-October, they were driven onto landing craft from the hard stand east of the wharf, taken out to HMAS Success, and then refuelled while alongside. This process took about five hours. Drivers of the fuel and water tankers were invited to come aboard HMAS Success, where they could take a shower, enjoy a hot meal, and have their clothes laundered while they waited for the tanker to be refilled. HMNZS Endeavour ran a shuttle service to East Timor from Singapore or Darwin, typically replenishing HMAS Success with 150 tonnes (150 long tons) of aviation fuel and 2,200 tonnes (2,200 long tons) of diesel fuel on each run. Endeavour returned home on 20 October, followed by Success, which was relieved by , which arrived with a Sea King from 443 Maritime Helicopter Squadron.
Each soldier carried an initial supply of ammunition. More stocks arrived on HMAS Tobruk and Jervis Bay, and contingency reserves were held on ships in Dili harbour. Due to its weight, ammunition resupply was by sea rather than by air. For other items such as spare parts and medical supplies, each unit was directed to bring 15 to 30 days' supply. While the 1,500 soldiers of the 3rd Brigade had limited stocks of ammunition on hand, there were some 15,000 TNI troops in the area, who presumably had plenty of ammunition. Nor were the air and sea bridges secure from interception: the TNI had naval assets in the area that included surface combatants and two Type 209 submarines, and intelligence sources reported that TNI aircraft based in West Timor included three BAE Systems Hawks, North American Rockwell OV-10 Broncos, an Aérospatiale SA 330 Puma and a CASA C-212 Aviocar. RAAF Lockheed P-3 Orions kept a lookout for the submarines, and two McDonnell Douglas F/A-18 Hornets were kept on standby in case air defence or close air support missions were required.
The supply plan was simple, but finely tuned, with little room for error. It fell apart in the first 48 hours. Medical personnel and supplies were unexpectedly delayed. This was critical, as it was not known whether there would be casualties. There were unforeseen requirements like RAAF personnel and equipment to run the airport, and, unlike Operation Spitfire, the ADF was not ICAW's only customer. There was political pressure to deploy media representatives and UNAMET personnel with their equipment and stores, and the remaining elements of 2 RAR and 3 BASB with their vehicles and stores, and bottled water, were pushed back in the queue. Members of the 3rd Brigade who wanted to join their comrades in East Timor were frustrated at seeing others boarding flights instead of themselves, and subjected the movements staff to abuse. An abandoned fleet of Land Rover Discovery vehicles was made available to INTERFET at the UNAMET compound, which partially offset 2 RAR's vehicle shortage. The emergency stocks of water on HMAS Success had to be brought ashore immediately, and 2 RAR commandeered water that had been flown in as part of 3 BASB's stocks. When 3 RAR arrived on Jervis Bay with 500 cartons of bottled water, they handed over part of this stockpile to 2 RAR.
Dili, Baucau and Lospalos were secured by 4 October, and the INTERFET forces began moving into the areas adjoining the border with West Timor. The first phase of this was Operation Lavarack, in which 2 RAR moved by air and B Squadron, 3rd/4th Cavalry Regiment, with its armoured personnel carriers, by sea, to occupy Balibo, which was secured on 5 October. Maliana, in the middle of the border between East and West Timor was next, on 10 October. Operation Strand, the landings at Suai on the south coast, commenced on 6 October. Then, on 22 October, Operation Respite began, and secured the isolated Oecussi enclave. Finally, on 21 November, the Gurkhas landed on Atauro island, north of Dili.
It was imperative to get 10 FSB to Dili before unit-level supplies and the reserves held by the Land Component Support Group had been consumed. A seven-man reconnaissance party led by Kehoe flew from Townsville to Darwin via Brisbane on a Qantas flight on 26 September, and thence to Dili on a French C-130H the next day. Kehoe decided to establish 10 FSB at the port, despite the risk involved in storing ammunition there. He flew back to Darwin to meet the Advance Party, who flew direct to Darwin from Garbutt Airport on an Air Niugini aircraft on 30 September, and then travelled to Dili overnight on HMAS Jervis Bay. The main body followed by the same route on 8 October.
Colonel Grant Cavanaugh was appointed the commander of the Logistic Support HQ. He had arrived in Dili on 24 September, but had no staff, and no authority over Kinloch, who was answerable to Mark Evans, or McManus, who was answerable to Cosgrove. To fill out Cavanaugh's HQ, Wilkinson stripped his own. Wilkinson was assisted by students from the Australian Command and Staff College, who helped draw up a 40-page force-level logistic operation order with 54 annexes. The deployment of 10 FSB was delayed due to a decision to give priority to unloading the vehicles and stores of the 5th/7th Battalion, Royal Australian Regiment (5/7 RAR), and 10 FSB did not become operational until 20 October. By 14 October, the APCs of B Squadron, 3rd/4th Cavalry Regiment, were barely serviceable. The vehicles' track pads had been worn down through three weeks of high tempo operations, and there were no spare parts to conduct necessary maintenance or repairs. Some vehicles were deadlined, while restrictions were imposed on the use of others until the remainder of B Squadron arrived a week later with spare parts. The 8-tonne (7.9-long-ton; 8.8-short-ton) Mack trucks were no longer in production, and spare parts had to be custom made.
Movements staff gave priority to food, water, fuel and ammunition. Foreign contingents complained about confusion over priority and authority. The Canadian contingent reported that in Darwin:
> Priority of shipments/movement of personnel set by JMCC [Joint Movements Coordination Centre] was sometimes questionable. This remained a major problem for the most part of the tour as priorities were changed on a daily basis, we saw pallets of beer being loaded on hercs [Hercules aircraft] while our NCE [National Command Element] vehicles were still waiting in the holding area at the airport. Darwin was a real bottleneck and it was felt on many occasions that the lines of Comm[unications] between INTERFET and AS [Australia] in Darwin were non existent and that pers[onnel] in Darwin had no authority to take decisions.
### Construction
The first sappers to arrive in East Timor were the 3rd Combat Engineer Regiment, the main body of which had arrived on HMAS Jervis Bay on 27 September. It was operating in support of the 3rd Brigade. The 198th Works Section deployed on 2 and 5 October. This was a unit that planned, coordinated and managed construction tasks. Between 10 and 13 October, Colonel Ahmad Mostafa conducted a detailed engineering reconnaissance of East Timor, and developed an engineering plan. He identified three major engineering challenges. The first was roads. The 3rd Combat Engineer Regiment devoted much of its time to maintaining roads and bridges, but the imminent rainy season threatened to make them impassable. It also would potentially reduce INTERFET's vehicle and accommodation areas and the airport to quagmires. The provision of hard stands to prevent this was the second challenge. The third was waste disposal. Human waste was being disposed of with hundreds of portaloos that had been brought from Australia, and were routinely emptied by sewage collection trucks. Dry waste was disposed of in a rubbish tip that had been established at Comoro.
At an early stage it was appreciated that what little infrastructure there was in East Timor was being destroyed by the pro-Indonesia militia, but there was no engineering staff at DJFHQ. The ADF's engineering capability had been reduced by defence cuts, but the Army still maintained two construction squadrons, largely thanks to its involvement in the Aboriginal and Torres Strait Islander Commission's Army Community Assistance Program (AACAP), which provided facilities for indigenous communities in remote areas. In August 1999, the 17th Construction Squadron was in Sydney on 180 days' notice to move, having just completed an AACAP tour in Jumbun, Queensland, while the 21st Construction Squadron was in Rockhampton, supporting Crocodile 99. The 17th Construction Squadron was placed on 28 days' notice to move on 13 September, but was not given more personnel to bring it up to full strength, nor authorisation to requisition or purchase engineering stocks and equipment. On 20 September it was given seven days' notice to move. Only then was it topped up with 22 sappers from other units. It was hoped that engineering requirements would be met by other nations, but this did not occur. Appeals to contribute engineering units produced a construction troop from Kenya, which was due to arrive in late December.
The advance party of the 17th Construction Squadron assumed responsibility for the main water point in Dili from the 3rd Combat Engineer Regiment on 14 October, and began looking for other water sources. The main body arrived in East Timor with its 160 personnel and 130 vehicles on 26 October. Abandoned bores were restored, and filters and chlorinators installed, giving both INTERFET personnel and the civilian population access to a regular supply of clean drinking water. Major General Desmond Mueller's Support Command supplemented the 17th Construction Squadron's equipment with a newly purchased rock crusher, track-mounted concrete batch plant, and a cherry picker. Its task was complicated by unfilled requisitions, which the overburdened supply system could not meet.
The 17th Construction Squadron's next priority was upgrading the Dili heliport to facilitate all-weather operations. The heliport was located on low ground that was susceptible to flooding in the wet season. The 198th Works Section produced a design that called for the excavation of the subbase, the construction of hard stands, and laying pierced aluminium plank for eleven helipads. The work was carried out by the 17th Construction Squadron, and took four weeks to complete. At Suai, the airstrip was upgraded to support all-weather C-130 operations. The runway was extended by 150 metres (490 ft), and a turning node added. Hard stands were provided, along with accommodation, workshops and five helipads.
Mostafa was determined to have 21st Construction Squadron sent to East Timor as well, but senior Department of Defence officials were concerned that the INTERFET was going beyond its mandate, and developing East Timor's infrastructure – the reason for not deploying engineer construction assets in the first place. Finally, on 8 November, the 21st Construction Squadron was ordered to send a plant troop group to East Timor to assist in road maintenance, its numbers capped at 80 personnel. The main body arrived in Dili on 3 December, but the ship carrying its heavy plant and equipment did not reach Brisbane until 27 November, and broke down several times en route. Work on the roads finally commenced on 17 December. The 21st Construction Squadron repaired the main route from Dili to Aileu. The Kenyan troop arrived on 26 December and worked on repairing the roads to the south. After an initial downpour, the rainy season was not as severe as feared, but the departure of the 3rd Combat Engineer Regiment in mid-January left no resources to maintain the roads in the border areas.
To resolve the waste disposal problem, the 17th Construction Squadron erected ATCO ablution buildings, with pump-out septic tanks and an independent water supply. Laundry buildings were assembled with associated plumbing and electrical fittings, and separate treatment facilities for black and grey water. A solid waste disposal site was developed about 10 kilometres (6.2 mi) from Dili. A semi-permanent camp for up to 500 personnel with ATCO-style accommodation was established at Dili airport. Horizontal works were carried out by the 17th Construction Squadron, while the No. 381 Expeditionary Combat Support Squadron erected the buildings. Finally, the 17th Construction Squadron built a facility for cleaning stores, equipment and vehicles being returned to Australia to comply with Australia's strict quarantine regulations. This facility had 20 bays with water tanks and pumps, and associated electrical, plumbing and water reticulation.
### Amenities
By late October 1999, expectations that units in East Timor could live more comfortably began to build. In Sydney, Lieutenant Colonel Dianne Gallasch negotiated contracts for deliveries of fresh produce to be shipped from Darwin, and established a flexible resupply system for rations. Refrigerated containers, generators and kitchen trailers were shipped to East Timor, allowing hot meals to be provided by 22 field kitchens six weeks after the first troops arrived in Dili. Yet many soldiers were still sleeping on the ground. There were still no laundry facilities, so soldiers washed their clothes in old ration tins. Funds were provided to hire East Timorese civilians to provide laundry facilities, but some units were more successful than others in using them wisely.
Cousins pressed for tents and camping stores to be sent, which Support Command in Melbourne struggled to provide among competing priorities. Cosgrove assigned top priority to maintaining the tempo of operations, and second to building up stocks of food, fuel, water and ammunition in time for the rainy season. As a veteran of the Vietnam War, where the Army had lived rough for longer periods, he believed that the troops could go without amenities for a bit longer. The Land Commander Australia, Major General John Hartley, visited East Timor on 4 and 5 November, and produced a report that was highly critical of the performance of Treloar and Mueller.
Throughout November, logistical personnel in Australia and East Timor worked to reduce the backlogs, build up stockpiles for the rainy season, and improve the living conditions of the troops in the field. FLSG forwarded an average of 176 tonnes (194 short tons) of cargo per day, and 60 refrigerated containers of fresh produce each week. The backlog of spare parts was overcome in early November, and canteens and showers were available in Balibo. On 12 November, 2 RAR finally received a full complement of camp stores, including tents, chairs, tables, stretchers and duckboards. On 15 December, Support HQ assumed responsibility for the support of the forces in East Timor.
### Helicopters
Unloading was difficult in the primitive conditions of the damaged ports in East Timor, especially at Suai, where there was no equipment to unload the containers that the Canadians and New Zealanders had brought their stores in. The containers had to be unloaded from HMAS Tobruk with one of its cranes onto a heavy landing craft, to be picked up by a side-loading truck when it reached the shore. This was neither quick nor safe. A better solution would have been to unload with heavy lift helicopters, but the RAN had none, and the Australian Army's CH-47 Chinooks were grounded due to problems with the transmissions. Australia Theatre HQ asked the United States Pacific Command (PACOM) for assistance. On 29 September, the United States Secretary of Defense, William Cohen, provided four CH-53 Sea Stallion helicopters from the 31st Marine Expeditionary Unit, which operated from the Landing Helicopter Assault (LHA) ship USS Peleliu. They were replaced on 5 October by helicopters of the 11th Marine Expeditionary Unit, which flew from the LHA USS Belleau Wood. The LHAs provided excellent maintenance support for the helicopters, and represented the United States while not adding to the US footprint ashore, but deploying thousands of sailors and marines just to support four helicopters was uneconomical.
PACOM turned to the US Army's Logistics Civil Augmentation Program (LOGCAP). Two Mi-8 and two Mi-26 helicopters with air and maintenance crews were provided under contract by DynCorp. Operating helicopters ashore in the upcoming monsoon season required the construction of concrete helipads at Dili airport, but East Timor lacked the facilities to produce the concrete. All the construction equipment required, along with trained operators, had to be brought in. Providing food for the 100 personnel of the air, ground and construction crews, and fuel for their vehicles and helicopters, became an Australian responsibility under the bilateral Acquisition and Cross-Servicing Agreement (ACSA) with the United States. Australian Theatre also helped with the movement of the personnel and equipment through the PACOM staging post in Darwin. The two Mi-8s, along with their spare parts and a fuel tanker, were flown from Bulgaria to East Timor in Russian AN-124 transport aircraft. The two Mi-26s flew from Russia under their own power, a trip that took ten days. Between December 1999 and February 2000, the four helicopters flew 475 hours without mishap, carrying 6,400 passengers and 850 tonnes (840 long tons) of cargo.
### Medical
The vaccination regime for Japanese encephalitis proved effective, and there were no recorded INTERFET cases. The main diseases affecting the troops were dengue fever and malaria, with 306 and 334 cases respectively. Both were endemic in East Timor. Australian troops recorded 224 cases of dengue fever In East Timor. There was no dengue vaccine, although there was some evidence that the Japanese encephalitis vaccine was partially effective against dengue. Nor was there any treatment other than rest until the patient recovered. Preventative measures for mosquito-borne diseases like dengue and malaria included the use of insect repellents, permethrin-treated mosquito nets, and mosquito control measures such as spraying suspected breeding areas with insecticides. A particular concern with dengue was that troops returning from East Timor to bases in Northern Queensland might cause an outbreak in Australia, as the area was receptive to dengue due to the presence of its principal vector, the Aedes aegypti mosquito. Nine confirmed cases were reported among soldiers in Townsville, who were closely monitored, but none among the civilian population.
As in previous wars, malaria was a major concern, and one Malaysian UN observer died from malaria. A prophylactic regime was instituted whereby ADF personnel were given a daily dose of 100 milligrams (1.5 gr) of doxycycline commencing two days before departure from Australia and continuing for two weeks after returning to Australia. For those who suffered adverse side effects, a weekly dose of 250 milligrams (3.9 gr) of mefloquine was substituted. A terminal prophylaxis of 7.5 milligrams (0.116 gr) of primaquine three times a day was administered for three weeks after return from Australia. In addition, a small team from the Australian Army Malaria Institute headed by Major Scott J. Kitchener went to Dili as advisors. Subsequent trials of mefloquine in East Timor in 2001 and 2002 found that about 6.5 per cent of soldiers suffered side effects from it, mainly of a neuropsychiatric nature. There are ongoing concerns about the use of the drug.
The results showed that the memory of previous campaigns had faded since the Vietnam War ended in 1975 at every level of command. Officers failed to supervise the chemoprophylaxis regimen, and while most soldiers dutifully took their tablets, some did not. Both Plasmodium falciparum and Plasmodium vivax are endemic in East Timor, and the prevalence of malaria among the civilian population was much greater than usual in September 2000, due to many people fleeing from the violence into the jungle where there was greater exposure to mosquitoes. There were 64 cases of malaria among ADF personnel in East Timor. Since there was no evidence of resistance against doxycycline, the cause was either failure to take the tablets or their deterioration under tropical conditions. About two-thirds of cases were falciparum, the remainder being vivax. The falciparum cases were treated with a combination of quinine, mefloquine and doxycycline, while the vivax cases were treated with a combination of chloroquine and primaquine.
Another 212 cases were reported from ADF personnel after they returned to Australia. All were falciparum cases except for two who developed vivax within two weeks of return. Primaquine resistance has been documented in Papua New Guinea but not in East Timor, but the terminal regimen was not as effective as hoped. In any case, it was the only drug capable of eliminating the malaria parasites from the liver, so cases were administered another course of chloroquine and primaquine. It was noted that compliance with the treatment was excellent among those who had already suffered an attack of malaria. Some 44 cases had a relapse, eleven had a second relapse, and two had a third.
INTERFET's medical resources were stretched by the East Timorese civilian population, many of them children, who had broken bones or infected wounds from edged weapons. Some had fractures that had been improperly set. The available medical supplies were insufficient to cope with the demand, and the soldiers scrounged for medical supplies from abandoned clinics, the Dili General Hospital, and TNI stores. In mid-October, the INTERFET Field Surgical Team (FST) opened the INTERFET Hospital in the Museum building with 55 beds and a range of medical and surgical services. Personnel for the unit were drawn from the Army's 1st Field Hospital in Brisbane, and the 6th RAAF Hospital in Laverton, Victoria. The personnel had experience from Operation Shaddock, the deployment to Papua New Guinea to assist victims of the 1998 tsunami. While 80 per cent of admissions were of INTERFET personnel, the hospital also treated East Timorese and other civilians. The INTERFET Hospital maintained the only fully equipped intensive care unit in Dili. Less urgent cases were referred to the French Military Hospital and the Dili General Hospital, which was run by the Red Cross.
### Civil affairs
Over 72,000 civilians had returned to Dili by early October, mainly from the surrounding area, but increasingly from further afield. The Dili stadium became the focal point for the delivery of humanitarian aid. Techniques honed in Operation Solace, the Australian intervention in Somalia in 1992–1993, were employed to avoid disturbances at food distribution points. Lieutenant Colonel Joe Ison, USA, an experienced civil affairs officer from B Company, 96th Civil Affairs Battalion, which was normally based at Fort Bragg, North Carolina, established a Civil Military Operations Centre (CMOC) in Dili on 25 September. His ten-person team was augmented with Australians from INTERFET HQ. He coordinated relief efforts with the United Nations High Commissioner for Refugees, UNICEF, World Food Programme, Red Cross, Oxfam and other agencies. In early November his team were replaced by a detachment from the 322nd Civil Affairs Brigade from Hawaii. When the 3rd Brigade moved to the border areas adjoining West Timor, agencies struggled to supply aid to the people there. One relief organisation representative told a CMOC meeting that it would take two months for his only truck to move 6 tonnes (5.9 long tons) of supplies to Suai on East Timor's south coast, assuming that monsoonal rains did not wash the roads away. Two CH-53s moved his supplies in one afternoon.
### Postal
Some members of the 10th Force Support Battalion had prior active service in Rwanda and Bougainville, but the volume of mail received in East Timor came as a surprise. Delivered to Australian Field Post Office (AFPO) 5 in Dili by forklift on large metal RAAF L pallets, the volume of mail increased from 250 kilograms (550 lb) a day on October to 12 tonnes (13 short tons) per day in early November. As Christmas approached, families and friends of ADF personnel took advantage of the Australian government's offer of free mail delivery, and from mid-November the volume of mail increased to 37 tonnes (41 short tons) per day. Jervis Bay was employed to fetch the incoming mail from Darwin three times a week. Outgoing mail was dispatched to Australia seven days a week. As a result, the postal unit found themselves working from 14 to 16 hours a day.
### Coalition logistics
At its peak, INTERFET had 11,693 personnel from 23 countries. Of these 5,697 were from Australia, making it the largest deployment of Australian forces overseas since the Vietnam War. But, as Major Bronwyn Worswick, the legal officer at FLSG, noted, "our logistics system is set up to supply us. It's not set up to supply and sell basically to other countries". When operations commenced, formal arrangements regarding logistical support were in place only with the United Kingdom and New Zealand. Contingents therefore arrived without a clear idea of what they would be called upon to pay for, creating the potential for fractures in the coalition over supplies and their cost recovery.
While there was a requirement for INTERFET to account for all stores issued for later cost recovery, FLSG adopted a policy that rigid accounting was not required from New Zealand, as they were such close allies. The two nations shared a similar operational culture, in that immediate operational needs were considered paramount, and worrying about the details could be left for later. This culture was not shared by ASEAN nations, who wanted their logistical support provided on a commercial basis. Some contingents attempted to run a cash-based economy, paying for minor items at the point of acquisition. The South Korean force went so far as to seek financial compensation for the late delivery of rations. Australian fuel pumps did not have meters on them, so it was difficult to measure how much fuel was provided to contingents. Nor were there procedures in place for capturing the labour and materials required in servicing vehicles; these had to be developed in-theatre.
In the Guidelines for Force Contributing Nations, contingents were asked to arrive in Australia self-sufficient for forty-two days. This proved to be little more than a vain hope. Some contingents, taking advantage of the speed at which the Australians had assembled the coalition, arrived with little or no logistical support, which they expected Australia to provide in its role as the lead nation. Crucial financial assistance came from Japan, which donated over USD\$100 million. Due to the limitations of the Australian computer systems, it was not until September 2000 that the ADF's costs in supporting INTERFET could be tallied, which hampered Australian claims for reimbursement from the UN INTERFET Trust Fund.
## End of mission
Indonesia recognised East Timor as an independent nation on 19 October 1999, and TNI forces withdrew on 31 October, leaving INTERFET in charge. Between 1 and 23 February 2000 it transferred responsibility for the administration of East Timor to the United Nations Transitional Administration in East Timor (UNTAET). On 20 February 2000, the 10th Force Support Battalion handed over responsibility for support of the forces in East Timor, along with its few remaining personnel there, to the 9th Force Support Battalion. Australian logistical support was still required until UNTAET could stand on its own feet, and logistical handover to UNTAET was not completed until 1 July 2000.
## Retrospect
For Australia, the East Timor intervention revealed serious deficiencies in its logistical capabilities. There was no joint logistics doctrine, and the Army, RAN and RAAF had not practised joint logistical operations in support of joint task forces. Important equipment such as ship-to-shore refuelling capability was lacking, and there were insufficient forklifts and trailers to move shipping containers. There were skills shortages in critical areas such as air and water terminal operations, petroleum distribution, supply clerks, medical specialists and cooks. The notion that the ADF could shop for supplies like any other consumer was disproved, warehouses being unable to cope with sudden demands for personal items, stores, equipment and spare parts. US military aircraft had to fly in helmets and flak jackets from US sources. The logistical computer systems were designed to track cargo movements from one base to another in Australia, not to deployed forces. Personnel systems were not automated, and there were four cases of underage personnel being sent to East Timor. It took 54 days before Support Command was ready to assume responsibility for East Timor.
Wilkinson described the support of operations in East Timor as a logistics environment that was about "as easy as it gets". The theatre of operations was close to Australia; the area involved and the forces deployed were relatively small; there was no high-level combat; and logistical units could perform their duties unhampered by enemy action. The situation stabilised once INTERFET boots were on the ground, and the overburdened logistical system was not overwhelmed by urgent requests for high volumes of ammunition and other combat supplies. Whether by good luck or good management, Cosgrove had the resources he needed to carry out his mission without severe limitations resulting from inadequate logistics. While the troops had good reason to be critical of a lack of spare parts, medical supplies and amenities, "on balance," historian Bob Breen concluded, "Australians are harder on their logistical system than most nationalities and receive support that many other nationalities could only dream about."
|
4,361,541 |
John Oliver
| 1,173,824,693 |
British-American comedian and television host
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John William Oliver (born 23 April 1977) is a British-American comedian, writer, producer, political commentator, actor, and television host. Oliver started his career as a stand-up comedian in the United Kingdom. He came to wider attention for his work in the United States as Senior British Correspondent on The Daily Show with Jon Stewart from 2006 to 2013. Oliver won three Primetime Emmy Awards for writing for The Daily Show and he became the guest host for an eight-week period in 2013. He also co-hosted the comedy podcast The Bugle with Andy Zaltzman, with whom Oliver had previously worked with on the radio series Political Animal. From 2010 to 2013, Oliver hosted his stand-up series John Oliver's New York Stand-Up Show on Comedy Central. He has also acted on television, most prominently in a recurring role as Dr Ian Duncan on the NBC sitcom Community, and in films, including voice-over work in The Smurfs (2011), The Smurfs 2 (2013), and the 2019 remake of The Lion King. He became a US citizen in 2019.
Since 2014, Oliver has been the host of the HBO series Last Week Tonight with John Oliver. He has received widespread critical and popular recognition for his work on the series, and its influence over US culture, legislation and policymaking has been dubbed the "John Oliver effect". For his work on Last Week Tonight, Oliver has won fourteen Emmy Awards and two Peabody Awards and was included in the 2015 Time 100. Time described him as a "comedic agent of change...powerful because he isn't afraid to tackle important issues thoughtfully, without fear or apology". Oliver's work has been described as journalism or investigative journalism; labels that Oliver rejects.
## Early life and education
John William Oliver was born on 23 April 1977 in Birmingham, England, to Carole and Jim Oliver. His father, from the Wirral Peninsula, was both a school headmaster and social worker, and his mother, from Liverpool, was a music teacher. His uncle was the composer Stephen Oliver. Oliver attended the Mark Rutherford School in Bedford and learned to play the viola as a child. Following secondary school, he studied at Christ's College, Cambridge. While a student there in the mid-to-late 1990s, Oliver was a member of the Cambridge Footlights, the university theatrical club run by students of Cambridge University. Oliver's contemporaries included David Mitchell and Richard Ayoade, and he became the club's vice president in 1997. In 1998, Oliver graduated with a degree in English.
## Career
### 1985–2005: Early career
Oliver's first appearance on-screen was playing Felix Pardiggle, a minor role in the BBC drama Bleak House, in 1985. In an appearance on Late Night with Seth Meyers, he commented, "When I was six years old ... [the BBC] wanted a kid with dark hair and brown eyes, and I was two-for-two on that". In 2001, Oliver appeared as a bank manager in series two of People Like Us. Oliver said in a later Seth Meyers appearance that one of his first paying jobs was writing for the British morning show The Big Breakfast.
Oliver's first major stand-up appearance was at the 2001 Edinburgh Festival Fringe as part of the late-night showcase The Comedy Zone, where he played an "oleaginous journalist". Oliver frequently worked with other members of the comedian group the Chocolate Milk Gang, including Daniel Kitson, Russell Howard, David O'Doherty, and Alun Cochrane. His debut solo show was at the 2002 Edinburgh Festival Fringe, and he returned the following year. In 2004 and 2005, he performed in a double act and co-hosted the political radio show Political Animal with Andy Zaltzman.
From 2002 to 2003, Oliver worked on the BBC Three comedy series The State We're In, along with Anita Rani, Jon Holmes, and Robin Ince. In 2003, Oliver manned the "results desk" on an election night episode of Armando Iannucci's satirical show Gash on Channel 4. In 2004, Oliver wrote and performed in the satirical radio programme The Department on BBC Radio 4 with Andy Zaltzman and Chris Addison. Starting in June 2005, Oliver made appearances on British television as a panellist on the satirical news show Mock the Week, and became a frequent guest on the first two series.
### 2006–2013: The Daily Show with Jon Stewart
In July 2006, Oliver joined The Daily Show with Jon Stewart as its Senior British Correspondent. He says he was interviewed for the show on the recommendation of comedian Ricky Gervais, who had never met Oliver, but was familiar with his work. Two weeks after the interview, he got the job, flying from London to New York City on a Sunday and unexpectedly appearing on camera the next day. Oliver received Emmy Awards for Outstanding Writing for a Variety Series for The Daily Show in 2009, 2011, and 2012.
In 2007, Oliver wrote and presented a BBC America campaign to have viewers use closed captions. Shown in brief segments before shows, one of the campaign messages said, "The following program contains accents you would have heard a lot more if you hadn't thrown our tea into Boston Harbor ... Not even British people can follow the British accent 100 per cent of the time. Therefore you, like me, might want to use closed-captioning." Oliver used some of these jokes in his stand-up routine.
After moving to New York City, Oliver began performing stand-up comedy in clubs, later headlining shows in larger venues. From October 2007 to May 2015, Oliver co-hosted The Bugle, a weekly comedy podcast, with Andy Zaltzman. Originally produced by The Times, it became an independent project in 2012. John Oliver: Terrifying Times, his first stand-up special, premiered on Comedy Central in 2008. In 2009, Comedy Central announced that it would be ordering six episodes of the John Oliver's New York Stand-Up Show, a series on Comedy Central that featured sets from himself and other comedians, including Janeane Garofalo, Brian Posehn, Paul F. Tompkins and Marc Maron. From 2010 to 2013, four seasons were produced. In 2013, he went to Afghanistan on a USO tour to perform for the troops. Oliver continues to perform stand-up.Oliver had a recurring role on the NBC sitcom Community as the professor of psychology Dr Ian Duncan. Owing to his work at The Daily Show, he declined the offer to become a regular member of the cast, and did not appear in the third, fourth, or sixth seasons, but returned in season five, appearing in seven of its thirteen episodes. In 2008, Oliver played Dick Pants in The Love Guru, his first film role. He later voiced Vanity Smurf in The Smurfs film and its sequel. Oliver performed several roles in the 2009 Comedy Central series Important Things with Demetri Martin. In 2009, Oliver made a cameo appearance in the music video for The Fiery Furnaces' single "Even in the Rain".
Starting in June 2013, Oliver guest-hosted The Daily Show for eight weeks while Stewart directed his film Rosewater. Oliver's performance received positive reviews, with some critics suggesting that he should eventually succeed Stewart as the host, or receive his own show. CBS discussed the possibility of Oliver replacing Craig Ferguson on The Late Late Show. Three months after his role as the interim Daily Show host ended, HBO announced it was giving Oliver his own late-night show.
### 2014–present: Last Week Tonight with John Oliver
In 2014, Oliver began hosting his current events late-night talk show Last Week Tonight with John Oliver. The show features thoroughly-researched segments dedicated to topics or events in the news. His initial two-year contract was extended through to 2017 in 2015, to 2020 in September 2017, and to 2023 in September 2020. Oliver has stated that he has full creative freedom, including free rein to criticise corporations, given HBO's ad-free subscription model. In 2015, Oliver was named one of Time 100 influential people of the year for his work on the show. Across the TV airings, DVR, on-demand, and HBO Go, Last Week Tonight averaged 4.1 million weekly viewers in its first season. In 2014, Last Week Tonight was honoured with a Peabody Award in the "Entertainment" category for "bringing satire and journalism even closer together". The show received a second award in 2017. The show has also won 26 Primetime Emmy Awards, five Writers Guild of America Awards, eight Producers Guild Awards, and three Critics' Choice Television Awards.
Oliver has guest-starred in several TV shows, including The Simpsons as Booth Wilkes-John (2014); Gravity Falls as the voice of Sherlock Holmes (2012); Rick and Morty as an amoeba named Dr Xenon Bloom (2013); Randy Cunningham: 9th Grade Ninja as the voice of Coach Green (2012–15); My Hero as a man from the BBC (2001); Green Wing as a car salesman (2004); Big Mouth as the camp counsellor Harry (2020); and Bob's Burgers as a cat agent (2017). Oliver was originally cast in 2010 to star in the Terry Jones film Absolutely Anything as Neil Clarke, but scheduling conflicts due to the debut of Last Week Tonight in 2014 led to the role being recast for Simon Pegg. In 2019, Oliver voiced the porcupine Steve in the CGI animated film Wonder Park and hornbill Zazu in the remake of Disney's The Lion King. From 2018 to 2019, Oliver worked as an executive producer for Wyatt Cenac's Problem Areas. On 30 August 2023, Oliver began hosting the comedy podcast Strike Force Five with Jimmy Fallon, Jimmy Kimmel, Stephen Colbert and Seth Meyers, to support their staff members out of work due to the 2023 Writers Guild of America strike.
## Influences
Oliver has said that among his comedic influences are Armando Iannucci, David Letterman, Monty Python, Peter Cook, Richard Pryor, and Jon Stewart. Oliver said regarding Monty Python, "I saw Life of Brian in middle school, when a substitute teacher put it on to keep us quiet on a rainy day ... I've never forgotten how it made me feel". Edward Helmore wrote in The Guardian about Oliver's comedy, "His style leans toward the kind that Americans like best from the British – exaggerated, full of odd accents and mannerisms, in the vein of Monty Python." Oliver describes his own accent as a "mongrel" of Brummie, Scouse, and Bedford influences.
## Personal life
Oliver lives in New York City with his wife Kate Norley, an Iraq War veteran who served as a United States Army medic. Oliver has said that they met at the 2008 Republican National Convention; he was reporting for The Daily Show and Norley was campaigning with Vets for Freedom. She and other veterans hid Oliver, the other correspondents, and the camera crew from security. The two married in 2011 and have two sons, one born prematurely in 2015 and the other born in 2018. Oliver occasionally wears a 1st Cavalry Division lapel pin – his wife's unit in Iraq. Oliver has a younger sister who lives in Australia.
Oliver's immigration status when he joined The Daily Show in 2006 placed certain constraints on what he could do in the United States, but also provided him with comedy material as he poked fun at the opacity and occasional absurdity of the process of obtaining US residency. During the 2007–08 Writers Guild of America strike, which temporarily stopped production of The Daily Show, Oliver participated in picketing protests; he appeared on the show upon its resuming production on 7 January 2008. During a sketch, he pointed out that he was then in America on a visitor visa that requires him not to strike while the show is in production, as violation of the terms of the visa would be grounds for deportation.
In an episode of The Bugle released on 2 November 2009 and recorded three days earlier, Oliver announced that he was approved for his US green card, noting that now he can "get arrested filming bits for The Daily Show". Oliver says he was given a scare when applying at the US embassy in London when an immigration officer asked, "Give me one good reason I should let you back in to insult my country?", which the officer followed up with, "Oh, I'm just kidding, I love the show". Since then, he has referred to Americans as "us" or "you" based on what each segment has demanded. Oliver was naturalized as a US citizen on 13 December 2019. Since moving to the United States, Oliver has been a fan of the New York Mets. Oliver has said that being a New York Yankees fan would be the "wrong thing to do morally".
Oliver's philanthropy includes an on-air giveaway in which he forgave over \$15 million of medical debt owed by over 9,000 people. He purchased the debt for \$60,000 and forgave it on his show on 4 June 2016. Oliver was raised in the Church of England. In an interview with Terry Gross, he said his Anglicanism lapsed when he was aged 12 because of the death of a school friend and an uncle, and a feeling of not having received any useful answers from his church.
### Political views
Oliver was opposed to Brexit, making multiple pieces about it and calling it "painful, it's pointless, and most of you didn't even agree to run it; you were just signed up by your dumbest friend". He also found it "sad" to consider that his children with British citizenship would not experience the benefits of the EU. He has also been particularly critical of the British Conservative Party, and of Boris Johnson when he was Prime Minister of the UK. In November 2022, he made a piece criticising the British monarchy, stating "we've long evolved past needing them". He also criticised the Royal Family's secrecy concerning their wealth, calling them "a freeloading multimillionaire family exempt from paying most taxes" and stating that "the Royal Family's wealth ― unlike its gene pool ― is massive". Oliver declined an Order of the British Empire. On a September 2022 edition of Late Night with Seth Meyers, he said he declined the award because the words "British Empire" in its title made him uncomfortable.
In American politics, Oliver favoured Joe Biden for president in the 2020 election, later celebrating his victory over Donald Trump. He warned that "more than 70 million people voted for [Trump] and everything he said and stands for, and that is something we are going to have to reckon with for the foreseeable future". Due to his strong criticism of Trump and the Republican Party on Last Week Tonight, Oliver and Last Week Tonight have been accused of liberal bias; Zac Davis wrote in America that Oliver "robs his viewers of the opportunity to think, or have any deep understanding of an issue". Politico argued that Oliver criticised liberal politicians as much as those on the right.
Oliver has expressed support for LGBT and transgender rights, abortion rights, immigration reform (particularly making access to immigration systems easier), criminal justice reform (particularly stopping wrongful convictions and harmful prison labour), police reform, medicare for all, net neutrality, legalization of drugs (particularly marijuana), and gun control. He has expressed opposition to the death penalty and lethal injections, solitary confinement, and US drone strikes.
## Legacy
### Reception and the "John Oliver effect"
Oliver's comedic commentary has been credited with influencing US legislation, regulations, court rulings, and other aspects of US culture; this has been dubbed the "John Oliver effect". This came from the show's fifth episode, which dealt with net neutrality, a subject that had previously been considered obscure and technical. Oliver documented problems attributed to internet service providers and argued that the Federal Communications Commission (FCC) could resolve these concerns with upcoming changes to internet regulation. Oliver then encouraged viewers to submit public comments through the FCC's website. The FCC's website promptly crashed. Internal FCC emails revealed that the clip was being watched inside the agency. The FCC Chairman Tom Wheeler publicly addressed the video. The day after the broadcast, the FCC had received over 45,000 comments on net neutrality; in total, it received 3.7 million comments on the subject, by far the most for any issue in the agency's history. Reporters detected a shift in the FCC's stance: Before Oliver's segment, The New York Times described an FCC proposal that would leave net neutrality "all but dead", but the paper later said that Wheeler showed "a steady shift toward stronger regulation". A study conducted in 2018 found that viewers of Last Week Tonight and The Colbert Report were generally more familiar with net neutrality than non-viewers; Last Week Tonight viewers were also more likely to support strict regulation to ensure net neutrality. In the end, the FCC enacted robust net neutrality rules that classified the broadband internet service as a public utility. Oliver was credited with transforming the net neutrality debate.
A Ninth Circuit Court judge cited a Last Week Tonight segment about the lesser constitutional rights of residents of US territories in a ruling in favour of the residents of Guam. Members of Congress credited Oliver with helping to win a vote to enforce protections for chicken farmers who speak out about industry practices, after a Last Week Tonight segment on the subject. A Washington, D.C., council member proposed a resolution in Oliver's honour after he aired a segment on the district's struggle to attain statehood. A study published in 2022 found that "calls for action" by Oliver in seasons seven and eight of Last Week Tonight raised over \$5 million for charities and other causes.
Oliver maintains that he is not a journalist, but reporters have contended that his show is a form of journalism. The Peabody Awards honoured Oliver, saying his programme engages in "investigative reports that 'real' news programs would do well to emulate". One example of Oliver's investigative work is a segment on the Miss America organization, which bills itself as "the world's largest provider of scholarships for women". Oliver's team, which includes four researchers with journalism backgrounds, collected and analysed the organization's state and federal tax returns to find that its scholarship programme only distributes a small fraction of the claimed "\$45 million made available annually". Oliver said that at the national level, the Miss America Organization and Miss America Foundation together spent only \$482,000 in cash scholarships in 2012. As of July 2023, the official YouTube video of Oliver's Miss America segment has been viewed more than 23 million times. The Society of Women Engineers said Oliver's reference to their scholarship led to \$25,000 in donations over the subsequent two days.
Oliver also founded and legally incorporated a church, Our Lady of Perpetual Exemption, to demonstrate how easy it is to qualify as a church and receive tax-exempt status in the United States. The church was created in conjunction with a segment on televangelists who have tax-free mansions and private jets funded by millions of dollars in donations, which are sent in the belief that money given to televangelists can result in God rewarding donors with money, blessings, and by curing diseases. The next week, Oliver showed off the large quantity of donations posted to him, which included \$70,000 in cash, a large cheque, and other gifts. The church's website stated that donations would go to Doctors Without Borders upon the church's dissolution.
Oliver's February 2016 segment on presidential candidate Donald Trump received 62 million views on Facebook and 23 million on YouTube within a month, and was reportedly the "most watched piece of HBO content ever". A network spokesperson said that this was "a record for any piece of HBO content". In 2018 on Last Week Tonight, Oliver presented the children's book A Day in the Life of Marlon Bundo, a parody of Marlon Bundo's A Day in the Life of the Vice President. A Day in the Life of Marlon Bundo featured the rabbit Marlon Bundo, who was the pet of the 48th US Vice President Mike Pence, in a gay relationship. During the 2023 Reddit API controversy, the major subreddits r/pics, r/gifs, and r/aww, among others, protested at Reddit's API policy changes by only allowing content containing Oliver.
### John Oliver Koala Chlamydia Ward
In May 2018, actor Russell Crowe donated approximately \$80,000 to the Australia Zoo wildlife hospital for the creation and naming of "The John Oliver Koala Chlamydia Ward". Oliver had previously bought in an auction several film props that had been used by Crowe, including his jockstrap from Cinderella Man, which he sent to the last Alaskan Blockbuster Video store for exhibition. Crowe then donated the proceeds from the auction towards the establishment of the Chlamydia Ward named after Oliver, calling it "a cool way" to honour him. Covering the story on his show, Oliver admitted admiration for the gag: "Well played, Russell Crowe. Well played indeed. That may honestly be the greatest thing I've ever seen." Crowe visited the ward in early 2020, posing with the nameplate bearing Oliver's name.
### John Oliver Memorial Sewer Plant
In August 2020, the mayor of Danbury, Connecticut, Mark Boughton, announced in a Facebook video his intention to rename the Danbury Water Pollution Control Plant as the "John Oliver Memorial Sewer Plant" as a comedic symbol of his displeasure at Oliver's hyperbolic insult to the city during a segment concerning alleged racial disparities in a jury selection process. After reporting that Connecticut jury rolls had excluded two entire towns, Oliver said, "If you're going to forget a town in Connecticut, why not forget Danbury?" Oliver then humorously offered to "thrash" the entire town, including its children.
As a response to Boughton's video, Oliver embraced the idea enthusiastically, promising to donate \$55,000 to Danbury charities if the city renamed the sewage plant after him. After the city council voted 18–1 in favour of naming the plant after him, Oliver visited Danbury to attend the unveiling ceremony on 8 October 2020 in person, wearing a hazmat suit. Mayor Boughton had made Oliver's personal attendance a condition for the renaming, and Oliver complied, revealing footage of his trip on Last Week Tonight the following week.
## Filmography
### Film
| Year | Title | Role | Notes | Ref(s) |
|-----------------------------------------|---------------------------------------------------|----------------|------------|--------|
| 2008 | The Love Guru | Dick Pants | | |
| 2011 | Moves: The Rise and Rise of the New Pornographers | Protest Leader | Short film | |
| '' | Vanity Smurf | Voice | | |
| 2013 | The Smurfs 2 | | | |
| The Smurfs: The Legend of Smurfy Hollow | Short film | | | |
| 2019 | Wonder Park | Steve | Voice | |
| The Lion King | Zazu | | | |
| | | | | |
Oliver's film appearances and roles
### Television
## Awards and nominations
Oliver won three Primetime Emmy Awards, one WGA Award, and one Grammy Award for his work at The Daily Show. For Last Week Tonight, he has received fourteen Emmy Awards, two Peabody Awards, eight PGA Awards, and six WGA Awards. Oliver has also received nominations for his writing on the Rally to Restore Sanity and/or Fear and for hosting Last Week Tonight''.
## See also
- New Yorkers in journalism
|
1,061,544 |
City and South London Railway
| 1,149,411,023 |
Underground railway company in London
|
[
"History of the City of London",
"History of the London Borough of Camden",
"History of the London Borough of Islington",
"History of the London Borough of Lambeth",
"History of the London Borough of Merton",
"History of the London Borough of Southwark",
"History of the London Borough of Wandsworth",
"Predecessor companies of the London Underground",
"Railway companies disestablished in 1933",
"Railway companies established in 1884",
"Railway lines opened in 1890",
"Rolling stock innovations",
"Transport in the City of London",
"Transport in the London Borough of Camden",
"Transport in the London Borough of Islington",
"Transport in the London Borough of Lambeth",
"Transport in the London Borough of Merton",
"Transport in the London Borough of Southwark",
"Transport in the London Borough of Wandsworth",
"Underground Electric Railways Company of London"
] |
The City and South London Railway (C&SLR) was the first successful deep-level underground "tube" railway in the world, and the first major railway to use electric traction. The railway was originally intended for cable-hauled trains, but owing to the bankruptcy of the cable contractor during construction, a system of electric traction using electric locomotives—an experimental technology at the time—was chosen instead.
When opened in 1890, the line had six stations and ran for 3.2 miles (5.1 km) in a pair of tunnels between the City of London and Stockwell, passing under the River Thames. The diameter of the tunnels restricted the size of the trains, and the small carriages with their high-backed seating were nicknamed padded cells. The railway was extended several times north and south, eventually serving 22 stations over a distance of 13.5 miles (21.7 km) from Camden Town in north London to Morden in south London.
Although the C&SLR was well used, low ticket prices and the construction cost of the extensions placed a strain on the company's finances. In 1913, the C&SLR became part of the Underground Group of railways and, in the 1920s, it underwent major reconstruction works before its merger with another of the Group's railways, the Charing Cross, Euston and Hampstead Railway, forming a single London Underground line called the Morden-Edgware line. In 1933, the C&SLR and the rest of the Underground Group was taken into public ownership. Today, its tunnels and stations form the Bank Branch of the Northern line from Camden Town to Kennington and the southern leg of the line from Kennington to Morden.
## Establishment
In November 1883, notice was given that a private bill was to be presented to Parliament for the construction of the City of London & Southwark Subway (CL&SS). The promoter of the bill, and engineer of the proposed railway, was James Henry Greathead, who had, in 1869–70, constructed the Tower Subway using the same tunnelling shield/segmented cast iron tube method proposed for the CL&SS. The railway was to run from Elephant and Castle, in Southwark, south London, under the River Thames to King William Street in the City of London. The tracks were to be in twin tunnels 10 ft 2 in (3.1 metres) in diameter, running for a distance of 1.25 miles (2.01 km).
The bill received royal assent as the City of London and Southwark Subway Act, 1884 on 28 July 1884. Section 5 of the Act stated:
> The works authorised by this Act are as follows:
> A subway commencing ... near ... Short Street at the ... junction ... with Newington Butts and terminating at King William Street ...
> The subway shall consist of two tubes for separate up and down traffic and shall be approached by means of staircases and by hydraulic lifts.
In 1886, a further bill was submitted to Parliament to extend the tunnels south from Elephant and Castle to Kennington and Stockwell. This received assent on 12 July 1887 as the City of London and Southwark Subway (Kennington Extensions, &c.) Act, 1887, allowing the construction of the extension to be added to the work on the original route, which had begun in 1886. The tunnels on this section were of a slightly larger diameter – 10 ft 6 in (3.2 metres) and extended the line by a further 1.75 miles (2.82 km). Before the railway opened, a further bill received assent, granting permission to continue the line south to Clapham Common. The act was published on 25 July 1890 as the City and South London Railway Act, 1890, also effecting a change of the company's name.
## Haulage and infrastructure
Because of the small diameter of the tunnels as well as the difficulty of providing sufficient ventilation, the use of steam power, as used on London's other underground railways, was not possible for a deep-level tube railway. Like Greathead's earlier Tower Subway, the CL&SS was intended to be operated by cable haulage with a static engine pulling the cable through the tunnels at a steady speed. Section 5 of the 1884 Act specified that:
> The traffic of the subway shall be worked by ... the system of the Patent Cable Tramway Corporation Limited or by such means other than steam locomotives as the Board of Trade may from time to time approve.
The Patent Cable Tramway Corporation owned the rights to the Hallidie cable-car system first invented and used in San Francisco in 1873; trains were attached to the cable with clamps, which would be opened and closed at stations, allowing the carriages to disconnect and reconnect without needing to stop the cable or to interfere with other trains sharing the cable. There were to be two independent endless cables, one between City station and Elephant and Castle moving at 10 mph (16 km/h), and the other between Elephant and Castle and Stockwell, where the gradient was less, at 12 mph (19 km/h). However, the additional length of tunnel permitted by the supplementary acts challenged the practicality of the cable system.
It is reported that this problem with the CL&SS contributed to the bankruptcy of the cable company in 1888. However, electric motor traction had been considered all along, and much engineering progress had been made since the tunnel's construction had begun in 1886. So, CL&SS chairman Charles Grey Mott decided to switch to electric traction. Other cable-operated systems using the Hallidie patents continued to be designed, such as the Glasgow Subway which opened in 1896.
The solution adopted was electrical power, provided via a third rail (This is now a fourth rail) beneath the train, but offset to the west of centre for clearance reasons. Although the use of electricity to power trains had been experimented with during the previous decade, and small-scale operations had been implemented, the C&SLR was the first major railway in the world to adopt it as a means of motive power. The system operated using electric locomotives built by Mather & Platt collecting a voltage of 500 volts (actually +500 volts in the northbound tunnel and −500 volts in the southbound) from the third rail and pulling several carriages. A depot and generating station were constructed at Stockwell. Owing to the limited capacity of the generators, the stations were originally illuminated by gas. The depot was on the surface, and trains requiring maintenance were initially hauled up via a ramp although, following a runaway accident, a lift was soon installed. In practice, most rolling stock and locomotives went to the surface only for major maintenance.
To avoid the need to purchase agreements for running under surface buildings, the tunnels were bored underneath public roads, where construction could be carried out without charge. At the northern end of the railway, the need to pass deep beneath the bed of the River Thames and the medieval street pattern of the City of London constrained the arrangement of the tunnels on the approach to King William Street station. Because of the proximity of the station to the river, steeply inclined tunnels were built to the west of the station. Because of the narrow street under which they ran, they were bored one above the other rather than side by side as elsewhere. The outbound tunnel was the lower and steeper of the two. The tunnels converged immediately before the station, which was in one large tunnel and comprised a single track with a platform on each side. The other terminus at Stockwell was also constructed in a single tunnel but with tracks on each side of a central platform.
## Opening
The railway was officially opened by Edward, Prince of Wales (later Edward VII) on 4 November 1890, and was opened to the public on 18 December 1890. Initially, it had stations at:
- Stockwell
- The Oval (now Oval)
- Kennington
- Elephant & Castle
- Borough
- King William Street
At the opening the Prince of Wales gave the following speech:
> ...thanks for having given me an opportunity of being present to inaugurate a work which I have but little doubt will be of the greatest use to the community, and which will especially be a great boon to this great metropolis. It must be a matter of deep thought to all of us, the ever-increasing growth of this city, and the consequent increasing difficulties of the means of access. This, the first electric railway in England, will, I hope, do much to relieve the congestion of traffic which exists in the City. Business men who have great distances to come will by this means find an easy way of leaving the City and of enjoying the fresh air of the country. The railway will also be a material boon to the working man who is obliged to work all day in a not always pleasant atmosphere; for it will enable him also to get a little fresh air. From a scientific point of view it is a great advantage that you should have two tunnels. This is very different from the large tunnel of the Metropolitan Railway, for here you have no smoke, while you have ample ventilation. You have also a new system, by which you abolish all tickets. All classes of the community are obliged to travel at the same fare, which is the small sum of twopence, and are by a very simple arrangement able to save a great deal of time and trouble. I have been immensely struck by what I have seen today, and I am sure that the greatest credit redounds upon those who have contrived this scheme, and have carried it to such perfection...
The original service was operated by trains composed of an engine and three carriages. Thirty-two passengers could be accommodated in each carriage, which had longitudinal bench seating and sliding doors at the ends, leading onto a platform for boarding and alighting. It was reasoned that there was nothing to look at in the tunnels, so the only windows were in a narrow band high up in the carriage sides. Gate-men rode on the carriage platforms to operate the lattice gates and announce the station names to the passengers. Because of their claustrophobic interiors, the carriages soon became known as padded cells. Unlike other railways, the C&SLR had no ticket classes or paper tickets; when the railway began operations, a flat fare of two pence, collected at a turnstile, was charged. Despite the cramped carriages and competition from bus and tram services, the railway attracted 5.1 million passengers in 1891, its first year of operation. To alleviate overcrowding, the fleet of rolling stock was enlarged.
## Extensions to Clapham Common and Angel, 1890–1901
Shortly before it opened to the public, the C&SLR gave notice of its intention to submit another private bill to Parliament, to construct a new line from its northern terminus at King William Street towards Islington. Because of the awkward arrangement of King William Street station, the extension was not to be connected directly to the existing running tunnels but was to be linked via a pedestrian subway through which passengers could make interchanges between the separate lines. The bill was rejected on the grounds that the extension failed to make a connection to the existing line. In November 1891, the C&SLR published details of a revised bill for the extension to Islington. The company had recognised the deficiencies of its King William Street station and, just a year after the line had opened, planned to construct a new pair of tunnels to bypass the problematic northern section.
Near Borough station the new tunnels would branch off via a new station to form an interchange with the SE&CR and the LB&SCR at London Bridge mainline station. The tunnels would then pass to the east of London Bridge, north through the City of London to Angel. Following a delay, during which a Joint Select Committee reviewed the proposals of several new underground railways, the City and South London Railway Act, 1893 received royal assent on 24 August 1893. The Act also incorporated another bill of 1893 to grant an extension of time to build the southern extension to Clapham.
Construction of the two authorised extensions was delayed while funds were raised and plans were finalised. Between 1895 and 1898, three further bills were put before Parliament to keep the permissions alive and obtain additional approvals:
- 1895: an extension of time for the 1890 Act and to allow for a new approach tunnel to be built into King William Street station. Approved as the City and South London Railway Act, 1895 on 14 April 1895.
- 1896: an extension of time for the 1893 Act and changes to the construction of Bank station. Approved as the City and South London Railway Act, 1896 on 14 August 1896.
- 1898: an extension of time for the 1896 Act, plans to add sidings to the southern extension at Clapham Common and plans to sell King William Street station and its approach tunnels to the newly proposed City and Brixton Railway (C&BR). Approved as the City and South London Railway Act, 1898 on 23 May 1898.
The new tunnels permitted by the 1895 Act enabled the track layout at King William Street station to be modified to a single central platform with a track each side. This was opened as a temporary measure while funds for the extensions were raised. Finance was eventually obtained and construction proceeded so that the King William Street section closed and the first section of the northern extension opened on Monday 26 February 1900, with stations at:
- London Bridge
- Bank
- Moorgate Street
The southern extension opened on at mid-day on Sunday 3 June 1900 with stations at:
- Clapham Road
- Clapham Common
Like the original Stockwell station and the rearranged King William Street, Clapham Road and Clapham Common were constructed with a single station tunnel, with a central platform served by tracks on each side.
Work continued on the rest of the northern extension. The City and South London Railway Act, 1900, approved on 25 May 1900, gave permission to enlarge the station tunnel at Angel to a diameter of 9.2 m (30 ft 2 in)
`and the rest of the extension opened on 17 November 1901, with stations at:`
- Old Street
- City Road (closed 1922)
- Angel
## Extension to Euston, 1901–1907
Despite the technical innovations of the railway and the large passenger demand, the C&SLR was not particularly profitable and the rapid series of extensions aimed at improving profits had placed a strain on the finances. The dividends were low and declining (21⁄8% in 1898, 17⁄8% in 1899 and 11⁄4% in 1900) and the company had been accused of extravagance for the abandonment of King William Street station. In an attempt to work around this poor reputation and make it easier to raise funds, the next bill for an extension of the line was submitted in November 1900 by a notionally separate company, the Islington and Euston Railway (I&ER), albeit one that shared its chairman with the C&SLR.
The proposed railway was to run from the as yet unfinished C&SLR station at Angel to the main-line stations at King's Cross, St Pancras and Euston. The I&ER bill coincided with a rash of other railway bills encouraged by the successful opening of the Central London Railway (CLR) in 1900 and was considered alongside these by another Parliamentary Joint Committee in 1901. The bill was approved, but the time taken for the committee's review meant that it had to be resubmitted for the 1902 Parliamentary session.
In the 1902 session, the bill was considered again but was subject to opposition from one of London's other underground railways, the Metropolitan Railway (MR), which considered the proposed extension to be a threat to its service between King's Cross and Moorgate. The I&ER also submitted a petition to allow the C&SLR to take over the powers of the railway if approved. The committee reversed its earlier decision and rejected the bill. In November 1902, the C&SLR submitted a bill in its own name for the Euston extension as well as the authority to take over the dormant powers of the C&BR. At Euston, the railway would have an interchange with the planned but not yet built Charing Cross, Euston and Hampstead Railway (CCE&HR).
The intention for C&BR powers was to adapt them to provide a new station at King William Street, which would have pedestrian subway connections to the C&SLR's Bank station and the District Railway's (DR's) Monument station. A third pair of tunnels would be constructed under the Thames to connect with the original abandoned tunnels north of Borough station and then the C&BR route would be constructed as previously approved with connections to the existing C&SLR route at London Bridge and Oval. This time, the bill was approved and received royal assent as the City and South London Railway Act, 1903 on 11 August 1903. Although the C&BR proposals were never implemented, the Euston extension was quickly built and opened on 12 May 1907, with stations at:
- King's Cross
- Euston
## Cooperation and consolidation, 1907–1919
By 1907, Londoners had seen the network of deep tube underground railways expand from the original C&SLR line of 1890 with its six stations to a network of seven lines serving more than 70 stations. These companies, along with the sub-surface Metropolitan Railway and District Railway, criss-crossed beneath the city streets, competing with one another for passengers as well as with the new electric trams and motor buses. In several cases pre-opening predictions of passenger numbers had proven to be over optimistic. The reduced revenues generated from the lower numbers of passengers using the lines made it difficult for the operators to pay back the capital borrowed and pay dividends to shareholders.
In an effort to improve their collective situations, most of the underground railways in London: the C&SLR, the CLR, the Great Northern & City Railway and the Underground Electric Railways Company of London (UERL, which operated the Baker Street and Waterloo Railway (BS&WR), the Great Northern, Piccadilly and Brompton Railway (GNP&BR), the CCE&HR and the DR) began, from 1907, to introduce fare agreements. From 1908, they began to present themselves through common branding as the Underground. The Waterloo & City Railway, operated by the main-line London and South Western Railway, was the only tube railway that did not participate in the arrangement.
In 1912, the C&SLR submitted another bill for Parliamentary consideration seeking to increase its capacity by enlarging its tunnels to the larger diameter used for the tunnels of the more recently built railways to allow larger, more modern rolling stock to be used. A separate bill was published at the same time by the London Electric Railway (LER, a company formed by the UERL in 1910 through a merger of the BS&WR, GNP&BR and CCE&HR), which included plans to construct tunnels to connect the C&SLR at Euston to the CCE&HR's station at Camden Town. Together, the works proposed in these bills would enable the CCE&HR's trains to run over the C&SLR's route and vice versa, effectively combining the two separate railways.
On 1 January 1913, the UERL purchased the C&SLR, paying two shares of its own stock for three of the C&SLR's, a discount reflecting the struggling financial position of the older company. Both bills were enacted on 15 August 1913, as the City and South London Railway Act, 1913 and the London Electric Railway Act, 1913.
The proposed extension and tunnel enlargement works were delayed by World War I and it was not until after the war that works could begin.
## Reconstruction, connections and extension, 1919–1926
In February 1919, with the war over, the C&SLR submitted a new bill that included provisions for an extension of time for the tunnel enlargement works approved in the act of 1913. The resulting act was passed on 19 August 1919 as the City and South London Railway Act, 1919. In 1920, under special wartime provisions, the LER was granted an extension of time to carry out the works for its own 1913 act. Although the permissions to carry out the works had been renewed, the Underground companies were not in a position to raise the funds needed to pay for the works. Construction costs had increased considerably during the war years and the returns produced by the companies could not cover the cost of repaying borrowed capital.
The projects were made possible when the government introduced the Trade Facilities Act 1921 by which the Treasury underwrote loans for public works as a means of alleviating unemployment. With this support, the Underground companies were able to obtain the funds and work began on enlarging the tunnels of the C&SLR.
The tunnels were enlarged by removing several of the cast iron segments from each tunnel ring, excavating a void behind to the required new diameter and reinstalling the segments with additional packing spacers. The northern section of the C&SLR between Euston and Moorgate was closed from 8 August 1922, but the rest of the line remained open with enlargement works taking place at night. A collapse on 27 November 1923 caused when a train hit temporary shoring on the incomplete excavations near Elephant & Castle station filled the tunnel with soil. The line was briefly operated in two parts, but was completely closed on 28 November 1923.
The Euston to Moorgate section reopened on 20 April 1924, along with the new tunnels linking Euston to Camden Town. The rest of the line to Clapham Common reopened on 1 December 1924. At the same time as the tunnels were being enlarged, the stations were modernised, with longer platforms, a new tiling scheme on platform and passageway walls and new frontages to the surface buildings. Some stations also received escalators to replace the original lifts.
While the reconstruction works were underway, the C&SLR submitted a bill in 1922 that contained proposals to extend the line south from Clapham Common through Balham and Tooting to Morden in tunnel. From Morden, the line was to continue on the surface to Sutton sharing part of the route of an unbuilt railway planned from Wimbledon to Sutton. (See Wimbledon and Sutton Railway for full details.) The bill was enacted as the City and South London Railway Act, 1923 on 2 August 1923. Parallel negotiations with the Southern Railway over the proposals curtailed the extension at Morden, where a large new depot was constructed. The Morden extension opened on 13 September 1926, with stations designed by Charles Holden at:
- Clapham South
- Balham (opened on 6 December 1926)
- Tooting Bec (originally Trinity Road)
- Tooting Broadway
- Colliers Wood
- South Wimbledon
- Morden
Also on 13 September 1926, a further connection between the CCE&HR and the C&SLR was opened when tunnels were brought into service from the CCE&HR's Charing Cross station (now Embankment) to Kennington station, the latter having been rebuilt with four platforms. An intermediate station was constructed at Waterloo. Thus fully integrated, combined services operated over the C&SLR and CCE&HR routes using new Standard Stock trains. On tube maps, the combined lines were then shown in a single colour, although the separate names continued in use into the 1930s. Before the introduction of 'Northern line' on 28 August 1937, the names 'Edgware, Highgate and Morden line' and 'Morden-Edgware line' were used in the mid-1930s.
## Move to public ownership, 1924–1933
Despite the modernisation of the C&SLR and other improvements made to other parts of the network, the Underground railways were still struggling to make a profit. The Underground Group's ownership of the highly profitable London General Omnibus Company (LGOC) since 1912 had enabled the Group, through the pooling of revenues, to use profits from the bus company to subsidise the less profitable railways. However, competition from numerous small bus companies during the early years of the 1920s eroded the profitability of the LGOC and had a negative impact on the profitability of the whole Group.
In an effort to protect the Group's income, its managing director/Chairman, Lord Ashfield, lobbied the government for regulation of transport services in the London area. During the 1920s, a series of legislative initiatives was made in this direction, with Ashfield and Labour London County Councillor (later MP) Herbert Morrison, at the forefront of debates as to the level of regulation and public control under which transport services should be brought. Ashfield aimed for regulation that would give the existing Group protection from competition and allow it to take substantive control of the LCC's tram system; Morrison preferred full public ownership. Eventually, after several years of false starts, a bill was announced at the end of 1930 for the formation of the London Passenger Transport Board, a public corporation that would take control of the Underground Group, the Metropolitan Railway as well as all buses and trams within an area designated as the London Passenger Transport Area. The Board was a compromise – public ownership but not full nationalisation – and came into existence on 1 July 1933. On this date, the C&SLR and the other Underground companies were liquidated.
## Legacy
The technologies of deep tube tunnelling and electric traction pioneered and proved by the C&SLR shaped the direction of subsequent underground railways built in London. The C&SLR demonstrated that an underground railway could be constructed without the need to purchase large and expensive tracts of land for the shallow cuttings of sub-surface steam operated railways. Instead, it became possible to construct a tunnel at deep level without adversely affecting conditions on the surface.
The C&SLR thus encouraged the construction of a network of underground railways in London far larger than might have been the case otherwise. The size and depth of the tunnels used on the deep tube lines, including the Northern line, does have drawbacks: the tunnels have a limited loading gauge and the lines suffer from overheating in the summer.
During World War II, the disused tunnels between Borough and King William Street stations were converted for use as an air-raid shelter, with entrances to the shelter at King William Street and at six sites south of the Thames (of nine planned). In the 1960s the disused tunnels were used to assist the ventilation of London Bridge station and all the entrances bar that at 9 London Bridge Street were infilled with concrete. It is now only possible to access the tunnels from Three Castles House or a passage from the Jubilee line at London Bridge.
Most of the C&SLR's six original station buildings were rebuilt or modified during the improvements to the line in the 1920s or during more recent modernisations. Only the building at Kennington retains its original exterior and the dome over the lift shaft, a feature of all the original stations.
## Rolling stock
### Locomotives
See C&SLR Locomotives for more information
### Carriages
### Preserved stock
A number of the C&SLR's vehicles have been preserved.
Locomotive 35 had been placed on display on a pedestal at the Metropolitan line's Moorgate station following the C&SLR's reconstruction. It was badly damaged during an air raid, and was eventually removed. Carriage number 39 survived for over two decades after withdrawal as a summer house at Watlington, Oxfordshire.
## See also
- List of crossings of the River Thames
- Tunnels underneath the River Thames
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1,620,297 |
God of War (2005 video game)
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God of War is an action-adventure hack and slash video game developed by Santa Monica Studio and published by Sony Computer Entertainment (SCE). First released on March 22, 2005, for the PlayStation 2 (PS2) console, it is the first installment in the series of the same name and the third chronologically. Loosely based on Greek mythology, it is set in ancient Greece with vengeance as its central motif. The player controls the protagonist Kratos, a Spartan warrior who serves the Olympian gods. The goddess Athena tasks Kratos with killing Ares, the God of War and Kratos' former mentor who tricked Kratos into killing his wife and daughter. As Ares besieges Athens out of hatred for Athena, Kratos embarks on a quest to find the one object capable of stopping the god once and for all: Pandora's Box.
The gameplay of God of War focuses on combo-based combat, achieved through the player's main weapon—the Blades of Chaos—and a secondary weapon acquired later in the game. It features quick time events that require the player to complete various game controller actions in a timed sequence to defeat stronger enemies and bosses. The player can use up to four magical attacks and a power-enhancing ability as alternative combat options. It also features puzzles and platforming elements.
God of War sold more than 4.6 million copies worldwide, making it the fourteenth best-selling PlayStation 2 game of all time. Regarded as one of the best action-adventure games for the platform, it won several "Game of the Year" awards. In 2009, entertainment website IGN named God of War the seventh-best PlayStation 2 game of all time. It has been highly praised for its graphics, sound, story, and gameplay and has been cited as one of the greatest video games ever made. The success of the game led to the development of eight more games and expansion into other media. The game and its first sequel, God of War II, were remastered and released in November 2009 as part of the God of War Collection, and in 2012, the remastered version was re-released as part of the God of War Saga, both for the PlayStation 3. A novelization of the game was published in May 2010, and a film adaptation had been in development for many years but was ultimately canceled.
## Gameplay
God of War is a third-person single player action-adventure video game with hack and slash elements, viewed from a fixed camera perspective. The player controls the character Kratos in combo-based combat, platforming, and puzzle game elements, and battles Greek mythological foes that include undead soldiers, harpies, minotaurs, Medusa and the Gorgons, cyclopes, wraiths, Sirens, satyrs, centaurs, cerberuses, and boss opponents—the Hydra and a giant minotaur known as Pandora's Guardian. Platforming elements require the player to climb walls and ladders, jump across chasms, swing on ropes, and balance across beams to proceed through sections of the game. Some puzzles are simple, such as moving a box so that the player can use it as a jumping-off point to access a pathway unreachable with normal jumping, but others are more complex, such as finding several items across different areas of the game to unlock one door.
Throughout the game world, the player finds green, blue, and red chests that contain orbs of the corresponding color. Green orbs replenish the player's health, blue orbs replenish magic, and red orbs provide experience for upgrading weapons and magic and replenish the Rage meter, which, if full, allows for the usage of the Rage of the Gods ability. Red orbs are also collected by killing foes and destroying certain inanimate objects. The player can also find Gorgon Eyes and Phoenix Feathers that increase the length of the Health and Magic Meters, respectively.
### Combat
Kratos' main weapon is the Blades of Chaos: a pair of blades attached to chains wrapped around the character's wrists and forearms. In gameplay, the blades can be swung in various maneuvers. Later in the game, Kratos acquires a secondary weapon called the Blade of Artemis: a large sword that offers alternative combat options. Kratos also learns to use four magical abilities which allow him to kill individual and multiple targets: Zeus' Fury (which allows him to throw lightning bolts at distant targets), Medusa's Gaze, Poseidon's Rage, and Army of Hades. A relic called Poseidon's Trident allows Kratos to breathe underwater and navigate through this environment. Early in the game, Kratos acquires a special ability called Rage of the Gods, which provides temporary invulnerability and increased attack damage.
In combat, a quick time event (QTE) is initiated when the player has weakened a strong foe. The player performs a sequence of actions on the game controller shortly after an image of its circle button appears as an on-screen prompt. This allows for limited control of Kratos during a QTE cinematic sequence, which, if successful, ends the battle; failure usually results in damaging Kratos. Similar in function is a quick time sex mini-game that occurs when Kratos encounters female twins; this became a regular feature throughout the series until God of War: Ghost of Sparta (2010).
When the game is completed, a challenge mode—ten trials called the Challenge of the Gods—is unlocked; this requires players to complete a series of specific tasks. The player may unlock bonus costumes for Kratos, behind-the-scenes videos, and concept art of the characters and environments, as rewards. Completion of each difficulty level unlocks additional rewards.
## Synopsis
### Setting
God of War is set in an alternate version of ancient Greece populated by the Olympian gods, Titans, and other Greek mythological beings. With the exception of flashbacks, the events of the game are set between those of the games Chains of Olympus (2008) and Ghost of Sparta (2010). There are six locations explored, including fictional versions of the real-world Aegean Sea and Athens, and fictional locations such as the Desert of Lost Souls, the Temple of Pandora, the Underworld, and a brief scene on Mount Olympus.
The Aegean Sea setting includes a mass of shipwrecked vessels. Athens is a war-torn city under assault by Ares, the God of War; beyond the city is the Desert of Lost Souls, a vast and windy desert of ancient ruins. The majority of the game occurs in Pandora's Temple, which is chained to the back of the Titan Cronos, who crawls through the desert. The massive temple, constructed by the architect Pathos Verdes III, is filled with traps and monsters, and has three sections dedicated to the Titan Atlas and gods Poseidon and Hades, respectively. The Underworld is a fiery realm with spiked pillars full of souls and flaming versions of previously encountered enemies. Athens is the scene of the final battle before a denouement on Mount Olympus in the God of War's throne room.
### Characters
The protagonist of the game is Kratos (voiced by Terrence C. Carson), a Spartan warrior who serves the Olympian gods. Other characters include a host of Greek gods, such as Athena (Carole Ruggier), the Goddess of Wisdom and Kratos' ally and mentor; Ares (Steven Blum), the God of War and main antagonist; Poseidon (Fred Tatasciore), the God of the Sea; Aphrodite (Carole Ruggier), the Goddess of Love and Sexuality; Zeus (Paul Eiding), the King of the Gods; Artemis (Claudia Black), the Goddess of the Hunt; and Hades (Nolan North), the God of the Underworld. Several of the gods aid Kratos with magic or weapons. Minor characters include the Oracle of Athens (Susan Blakeslee), the gravedigger (Paul Eiding), the body burner (Christopher Corey Smith), and the boat captain (Keith Ferguson). Other characters appear in flashbacks, including Kratos' wife Lysandra (Gwendoline Yeo), his daughter Calliope, the Barbarian King, and a Village Oracle (Susan Blakeslee). The game is narrated by Linda Hunt.
### Plot
Kratos is a warrior who serves the Greek gods of Olympus. Flashbacks reveal that he was once a successful but bloodthirsty captain in the Spartan army and led his men to several victories before being defeated by a barbarian king. Facing death, Kratos called on the God of War, Ares, whom he promised to serve if the god would spare his men and provide the power to destroy their enemies. Ares agreed and bonded the Blades of Chaos, a pair of chained blades forged in the depths of Tartarus, to his new servant. Kratos, equipped with the blades, then decapitated the barbarian king.
Kratos waged war at the behest of Ares, eventually leading an attack on a village occupied by worshipers of Athena. Unknown to Kratos, Ares had secretly transported Kratos' wife and daughter to the village; during his frenzied attack on its temple, Kratos accidentally killed them in a blind fury. Although Ares believed this act would free Kratos to become the perfect warrior, the horrified and saddened Spartan instead renounced his pledge of servitude to the god and swore vengeance against him. The oracle of the destroyed village cursed Kratos by bonding the ashes of his dead family to his skin, turning it ash-white and earning him the nickname, "Ghost of Sparta". Plagued by nightmares of his horrible deed, Kratos vowed to serve the other gods in hope of ridding himself of the visions.
When the game starts, Kratos has been serving the gods for ten years. He kills the Hydra on behalf of Poseidon, but he has grown tired of his service and suffering. He summons Athena, who states that if Kratos performs one final act—the murder of Ares—he will be forgiven for killing his family. Ares is waging war on the city of Athens out of hatred of his sister Athena, who assigns Kratos to destroy Ares because Zeus has forbidden divine intervention. Athena guides Kratos to the war-torn Athens. After a strange encounter with a gravedigger who encourages him to continue his task, Kratos battles his way to Athens' oracle, finds her, and learns that the only way to defeat Ares is with Pandora's Box, a mythical artifact that grants the power to kill a god.
Kratos enters the Desert of Lost Souls, and Athena tells him Pandora's Box is hidden in a temple chained to the back of the Titan Cronos—a punishment by Zeus for Cronos' role in the Great War. Kratos summons Cronos, climbs for three days before reaching the Temple entrance, overcomes an array of deadly traps and an army of monsters, and eventually finds the Box. But Ares, aware of his former servant's success, kills Kratos as he is leaving the Temple by hurling a large pillar into him. While harpies take the Box to Ares, Kratos falls into the Underworld. He battles his way through the fiery realm of the dead, and with help from the mysterious gravedigger, who tells him Athena is not the only god watching over him, he escapes and returns to Athens.
Kratos recovers Pandora's Box from Ares, opens it, and uses its power to become godlike and engages Ares in a fierce battle. Despite Ares' best efforts to destroy Kratos physically and mentally, including stripping him of all weapons and magic and then forcing him to relive his family's death, Kratos overcomes and kills Ares with the Blade of the Gods, a giant sword that was being used as an ornamental bridge to Athens. The city is saved, and Athena tells Kratos that although his sins are forgiven, the gods cannot erase his nightmares. Forsaken by the gods, he tries to commit suicide by casting himself into the Aegean Sea, but Athena intervenes and transports him to Mount Olympus. As a reward for his services to the gods, Athena provides Kratos with a new set of blades and the seat as the new God of War.
## Development
Sony's Santa Monica Studio began development of God of War in 2002, under the working title Dark Odyssey, and unveiled it two years later at SCEA Santa Monica Gamers' Day 2004. Game director and creator David Jaffe said that while the idea for God of War was his own, the concept owed a debt to Capcom because he had played Onimusha and said "let's do that with Greek Mythology". He was inspired in part by the 1981 feature film, Clash of the Titans, saying, "the real high concept for me was ... merging it with Heavy Metal magazine". He said he liked both "the kids stuff ... with Greek Mythology" and the idea of adding more adult themes such as sex and violence. The development team gave themselves "lots of freedom" to modify the myths, and Jaffe said they took the "coolest aspects of the subject" and wrote a story using those elements. Director of visual development and lead concept artist, Charlie Wen, drew inspiration from classic films like Clash of the Titans as well as more contemporary films, such as Gladiator (2000), for tonal inspiration to lead the visual design of Kratos, other characters, and the world of God of War.
The game uses Santa Monica's Kinetica engine, which they developed for their previous game, Kinetica (2001). For God of War, Jaffe said the creative team's goal was to "make the player feel brutal, letting their inner beast free and just going nuts". He also said the game's combat system would have an unparalleled degree of freedom. The team designed two systems of combat: a "macro" system, which gives players the choice between normal combat, magical attacks, or using the QTE feature to kill a foe; and a "micro" system, where players press a sequence of buttons to perform different attacks. The developers said there would be 15 to 25 different attacks with the player's main weapon in the final game, with a free-form combo system that would allow players to combine moves in almost any order. The gameplay was described "as merging the action of Devil May Cry with the puzzle-solving of Ico" and that players would be able to "sunder enemies with a single move, such as by ripping them in half". Santa Monica designed different types of puzzles for the game, including self-contained ones that incorporate up to three rooms of the game, and global puzzles that spread across four or five areas. Jaffe compared the game to the popular Prince of Persia series—which also incorporates puzzle and platforming elements—and said that while each puzzle in that series is a slight variation of the last, "each puzzle in God of War is its own beast". According to Eurogamer, the gameplay of Capcom's 1989 arcade gameStrider was also a vital influence on God of War.
Sony gave Jaffe nearly complete creative control to develop the game on his terms with a substantial budget. Jaffe wanted to make the game "out of passion, not fear, and that it would be a game that [Jaffe], as a game player, would want to play". Jaffe said the 1981 film Raiders of the Lost Ark also inspired the development of God of War; he wanted to make players feel like he felt as a child watching that film, but did not want to put the player in the role of an adventurer, referencing The Legend of Zelda games. He elaborated that God of War was designed to be simplistic and forward-moving, but the game "[was] not innovative or unique, and [that was] intentional". Jaffe said that their system was shallow and "it forced the team to constantly create new content to trapeze the player from one area of interest to the next". He said he understood modular game design—the need to have great looking, high-detail levels without having to build and texture every minuscule piece of the environment—but "[he] was going to get bored" if they did not step outside of those boundaries.
Jaffe confirmed the game would be a cinematic presentation. He said that at the 2004 Electronic Entertainment Expo (E3), they got to see where players were having issues with the camera system and said, "we are doing extensive focus tests, and using data compiled from E3, to find and fix the problem areas" of the cameras. He said he had the confidence that the team would fix the problems before the game's release. However, he said if players "hate cinematic camera systems, nothing we can do will help you like the God of War cameras". For about three months during early development, Jaffe had seriously considered doing the game from the first-person perspective. This consideration came from the Dreamcast game Maken X as he said it was one of the "few games where I saw melee combat done well in a first-person perspective". After seeing presentations of Ico and Devil May Cry at a D.I.C.E. Summit in Las Vegas, Jaffe and lead programmer Tim Moss ultimately decided to focus on the third-person camera as Jaffe felt the first-person view would not have the "kind of emotion and combat and character building that I was hoping to do".
## Release
The demo of God of War, entitled God of War: The Hydra Battle, was released on January 1, 2005. It featured Kratos battling various opponents and ended with a portion of the Hydra battle that opens the main game. The game was released on March 22 in North America, July 8 in the United Kingdom, and November 17 in Japan. By the end of July, it was the sixth-best-selling game of 2005 up to that point. On March 1, 2006, it became available in the PlayStation 2 lineup of Greatest Hits.
`By July 2006, the game had sold 1 million copies and earned $43 million in the United States alone. Next Generation ranked it as the 50th highest-selling game launched for the PlayStation 2, Xbox, or GameCube between January 2000 and July 2006 in that country. In June 2012, Sony reported that the game sold more than 4.6 million copies worldwide.`
### Remastered port
The game and its first sequel, God of War II, were released in North America on November 17, 2009, as part of the God of War Collection, featuring remastered ports of both games for the PlayStation 3 platform, with upscaled graphics and support for PlayStation 3 Trophies. It became available in Japan on March 18, 2010, Australia on April 29, and the UK on April 30. God of War Collection was released as a digital download on the PlayStation Store on November 2, 2010, and was the first product containing PlayStation 2 software available via download. PlayStation Plus subscribers could download a one-hour trial of each game. By June 2012, God of War Collection had sold more than 2.4 million copies worldwide. A PlayStation Vita version of God of War Collection was released on May 6, 2014. On August 28, 2012, God of War Collection, God of War III, and God of War: Origins Collection were included in the God of War Saga, under Sony's line of PlayStation Collections for the PlayStation 3 in North America.
## Reception
God of War received "universal acclaim", according to review aggregator Metacritic. Tom Lane of CNN wrote, "God of War is the type of game that makes you remember why you play games in the first place." He said it is addictive and the action is balanced with a modest amount of puzzle and platforming elements. He praised how quickly it progresses and said it "is one of the most violent [games] on the market".
Raymond Padilla of GameSpy said the gameplay is "excellent" and it has "some of the goriest, most exaggerated, and over-the-top violence I've ever seen". He praised the combo system for being generous, with players easily able to execute attack combinations, but added that it can challenge players who "throw themselves into the system". Chris Sell of PALGN wrote that the most enjoyable aspect of the combat is its simplicity. He said the QTEs are "superbly enjoyable", "highly satisfying", and most entertaining during boss fights. In regards to combining combat with platforming, Sell said, "God of War pulls it off perfectly."
Lane said the story is "compelling", while Sell stated that it is well laid out and rarely stalls. Padilla wrote, "God of War is the best thing to happen to Greek mythology" since Harry Hamlin played Perseus in Clash of the Titans. He praised the sound as very strong, but felt that some of the voice acting and music tracks are overstated. Kristan Reed of Eurogamer said the audio is "a stunningly evocative example of a well-judged dramatic soundtrack and thunderous effects".
Sell stated that the graphics are "quite possibly the best on the PS2" and rival games on the Xbox. He said the character models are "excellent" and each level has its own distinctive feel. Eric Blattberg of PlayStation Universe praised the graphics for being seamless, realistic, and capable of being able to run at 480p on a widescreen television. He said the textures are "great", and the environments are "stunning and unbelievably detailed." Mikel Reparaz of GamesRadar noted the amount of detail, elaborating that as a consequence of the aging hardware of the PS2, "the graphics occasionally stutter or even slow down." He still gave the game a perfect score, concluding, "these problems are minor nits next to God of War's creative design, riveting plot and sheer balls-out fun. One of the best action titles on the PS2, God of War stands out as an ultraviolent masterpiece."
Sell said God of War has very few flaws and that the only one worth mentioning is the camera system: he said that although the cameras do a great job of following Kratos, "there are a fair few annoying moments when you're attacked by something off-screen, or you fail to make a jump because you couldn't really see the jump properly". Other minor complaints from Sell include its lack of replayability, the amount of time it takes to upgrade items, and the final fight with Ares, which he said is "a little disappointing". Reed wrote that in a few notable occasions, he found some of the platforming balancing acts "a little bothersome". He said players may be overwhelmed by the number of enemies, but they will eventually get their "brain and reactions in gear and move onto the next gripping section and feel hugely satisfied".
### Awards and accolades
God of War won several "Game of the Year" awards. At the 2005 Spike Video Game Awards, it was named "Best Action Game" and David Jaffe won "Designer of the Year" for the game. It was also a nominee for "Game of the Year", "Best Performance by a Human Male" (TC Carson as Kratos), and "Best Original Score". At the 9th Annual Interactive Achievement Awards (now known as the D.I.C.E. Awards), it won several awards: "Overall Game of the Year", "Console Game of the Year", "Action/Adventure Game of the Year", "Outstanding Achievement in Animation", "Outstanding Achievement in Original Musical Composition", "Outstanding Achievement in Sound Design" and "Outstanding Character Performance - Male" for TC Carson's portrayal of Kratos. In 2009, IGN named God of War the seventh-best PlayStation 2 game of all time. In November 2012, Complex magazine named God of War the eleventh-best PlayStation 2 game of all time, and placed it sixteenth on the list made again in 2022.
## Other media
### Soundtrack
God of War: Original Soundtrack from the Video Game, composed by Gerard K. Marino, Ron Fish, Winifred Phillips, Mike Reagan, Cris Velasco, Winnie Waldron, and Marcello De Francisci, was released on CD by Sony Computer Entertainment as an exclusive product for the Sony Connect Music Store on March 1, 2005. The soundtrack was also made available for free to customers who purchased the game via a voucher code included with the game. Several of the tracks feature voice-over passages from the video game. Dave Valentine of Square Enix Music Online rated it 8 out of 10 and praised the composers for avoiding the production of "a neverending dullness of action themes". He complimented the soundtrack for having "a large number of well-developed orchestral themes, with a noticeable creative use of ancient and ethnic instrumentation". Spence D. of IGN gave the soundtrack 6.9 out of 10 and also praised the use of ancient and ethnic instrumentation, but criticized the uneven transitions between tracks. In March 2010, the soundtrack was released as downloadable content as part of the God of War Trilogy Soundtrack in the God of War III Ultimate Edition.
### Novel
An official novelization of the game, titled God of War, was announced in July 2009, along with a novelization of God of War II. It was written by Matthew Stover and Robert E. Vardeman, and was published on May 25, 2010, by Del Rey Books. In an interview for Play magazine, Vardeman said a mythology book written in the 1930s got him interested in Greek mythology, and the chance to work on the God of War novel "was an opportunity not to be missed". He said giving the readers a solid plot foundation was necessary and the novel required extra material so that it did not simply follow the action of the game. Although he had not played the game, he said God of War was based on the traditional Edith Hamilton Greek mythology, essentially "the accepted mythology on steroids". Vardeman called Kratos a substantial character, continuing, "This conflict of motives makes him a great, if troubled, hero." He confirmed his work on the second God of War novel, saying there are many potential story ideas for Kratos and that "it would be a shame" if there were not additional books to fill in the details of his quests, such as stories of the time while he was a minion of Ares or before he met the Barbarian King. God of War was nominated for the International Association of Tie-in Writers Scribe Award as best adapted novel in 2010.
The novel recounts the events of the game and offers deeper insights into its story, explaining that Athena wanted Kratos to kill Ares and explaining how she manipulated the other gods, with the exception of Zeus, into aiding Kratos. After learning of Athena's plans, Zeus decides to aid Kratos (with magic and as the gravedigger) with the intention of Kratos becoming the new God of War after killing Ares. Poseidon is persuaded by Athena when she convinces him that Ares brought the Hydra into his domain. Artemis is persuaded because Ares and his minions are destroying her wilderness and its wildlife, and by aiding Kratos she will prevent future destruction. Athena manipulates Aphrodite into believing that Medusa is plotting against her. Hades, however, is omitted from the book, as Kratos does not meet him or gain his magic. Another omission from the book is Kratos receiving a new set of blades from Athena, and the Blades of Chaos is revealed to have been forged by Hephaestus in Tartarus.
The god Hermes is not in the game, but in the novel, he is responsible for informing Athena that Kratos is committing suicide. New characters include Coeus, the First Officer of Kratos' ship, and the two servants of Medusa: Jurr and a blind man. The twins encountered in the sex mini-game are revealed to be the daughters of Aphrodite named Zora and Lora. The book also explains how certain creatures of the mythology that were slain by heroes are, apparently, still alive. For example, Zeus recollects that Hercules slew the Hydra, and Athena confirms this, but informs Zeus that the new Hydra is a newborn spawn of the Titans Typhon and Echidna, and was released by Ares.
### Canceled live-action film
A live-action film adaptation was announced in 2005. Jaffe confirmed that a script had been completed by David Self and they were looking for a director. Universal Studios was committed to making the film, but Jaffe, unaware of its status, eventually expressed doubt the film would be released. In September 2008, Brett Ratner told UGO that he would direct the film, but in February 2009, it was revealed that he had left the project to direct 2011's Tower Heist. In March 2010, Santa Monica confirmed that they had no creative control over the film. During the God of War – Game Directors Live documentary, filmed on September 1, 2010, Jaffe said the "script went out a year and a half ago to Daniel Craig, who plays [James] Bond, but he turned it down." He indicated an actor had since signed on for the role of Kratos, and said, "this new person is pretty good, if that ends up true."
In July 2012, The Hollywood Reporter confirmed that two of the writers of Pacific Rim (2013) and several of the Saw films, Patrick Melton and Marcus Dunstan, had been hired to adapt God of War into a film. Melton and Dunstan told IGN that they were hired to rework Self's screenplay as it was considered to be outdated, being written before recent films in the same genre, such as Clash of the Titans (2010) and its sequel, Wrath of the Titans (2012). They said they wanted to humanize Kratos, who would begin as a mortal and still have his family, with the pivotal change being the barbarian attack. Melton added, "We're going to learn about [Kratos] and understand how he operates. So it's potentially 30 minutes ... of building up this character so that, when he ... becomes the Ghost of Sparta, we understand him as a human and ... the journey that he's going to take." According to Dunstan, "with a bigger movie like God of War, you have to go quite a bit deeper into the character as opposed to a horror film." Melton and Dunstan also said they had "big plans" for Ares, who "[would] become a more proactive villain" beyond his raid of Athens. In November 2012, the writers told GameSpot that God of War would "improve on films like Clash of the Titans and Immortals by taking a step in a bolder direction." Melton said that Sony "encouraged" them to make it different from other films in the same genre. It was also confirmed that Charles Roven and Alex Gartner, the producers of the Uncharted film, would be producing the God of War film via Atlas Entertainment. A script had been "turned in" and the film had a budget of US\$150 million.
In early 2013, God of War: Ascension's Game Director, Todd Papy, was questioned on the film's status, but he was unaware. The main writer behind the Greek-based God of War games (2005–2013), Marianne Krawczyk, said her main worry with the movie adaptation was casting Kratos due to players' connection with the video game version, as there would be a different actor with a different voice portraying the character, who would presumably have more spoken lines than the Kratos in the games. Following the release of 2018's God of War, with no further updates regarding the original game's film, rumors about a potential adaptation of the newer Norse mythology-based game began circulating, but in May 2021, a Sony spokesperson confirmed that there was no film adaptation for any God of War in development. However, during an investor briefing the following year, Sony Interactive Entertainment president Jim Ryan confirmed that a television series adaptation was in development for Amazon Prime Video, but it would adapt Kratos' story from the Norse-based games.
|
26,763,420 |
Tom Holland
| 1,171,585,569 |
English actor (born 1996)
|
[
"1996 births",
"21st-century English male actors",
"Actors from Kingston upon Thames",
"Actors with dyslexia",
"BAFTA Rising Star Award winners",
"British male film actors",
"English male child actors",
"English male film actors",
"English male musical theatre actors",
"English male stage actors",
"English male television actors",
"English male voice actors",
"English people of Irish descent",
"English people of Manx descent",
"English people with disabilities",
"Living people",
"Male actors from London",
"People educated at Wimbledon College",
"People educated at the BRIT School"
] |
Thomas Stanley Holland (born 1 June 1996) is an English actor. His accolades include a British Academy Film Award and three Saturn Awards. Some publications have called him one of the most popular actors of his generation.
Holland's career began at age nine when he enrolled in a dancing class, where a choreographer noticed him and arranged for him to audition for a role in Billy Elliot the Musical at London's Victoria Palace Theatre. After two years of training, he secured a supporting part in 2008 and was upgraded to the title role that year, which he played until 2010. Holland made his film debut in the disaster drama The Impossible (2012) as a teenage tourist trapped in a tsunami, for which he received praise. After this, Holland decided to pursue acting as a full-time career, appearing in How I Live Now (2013) and playing historical figures in the film In the Heart of the Sea (2015) and the miniseries Wolf Hall (2015).
Holland achieved international recognition playing Spider-Man/Peter Parker in six Marvel Cinematic Universe (MCU) superhero films, beginning with Captain America: Civil War (2016). The following year, Holland received the BAFTA Rising Star Award and became the youngest actor to play a title role in an MCU film in Spider-Man: Homecoming. The sequels, subtitled Far From Home (2019) and No Way Home (2021), each grossed more than \$1 billion worldwide, and the latter became the highest-grossing film of the year. He had another action film role in Uncharted (2022), and also expanded to play against-type roles in the crime dramas The Devil All the Time (2020) and Cherry (2021). Holland has additionally directed the short film Tweet (2015) and voiced roles in computer-animated features, including Onward (2020).
## Early life
Thomas Stanley Holland was born on 1 June 1996 in Kingston upon Thames, in south west London, to photographer Nicola (née Frost) and Dominic Holland, a comedian and author. He has three younger brothers. His paternal grandmother was from Tipperary, Ireland, and his paternal grandfather was from the Isle of Man. He lives in Kingston upon Thames, near the house of his parents and younger brothers. As his parents have creative professions, he is often inspired by them; he considers his father a role model who has unofficially worked as his manager due to his experience in the industry.
Holland was educated at Donhead, an all-male Catholic preparatory school in Wimbledon in south west London. When he was seven, he was diagnosed with dyslexia. His parents sent him and his brothers (to avoid making them feel neglected) to a private school so he could get the necessary attention. Although Holland liked the new school, this started to drain his family's finances. Holland attended Wimbledon College, a voluntary aided Jesuit comprehensive school, followed by the BRIT School for Performing Arts and Technology in Croydon.
Growing up, Holland considered several career choices. As a child, he was a fan of Janet Jackson's songs, and often danced to them. His mother signed him up for a dancing class advertised in the private school Holland was visiting at the time. In his teens, Holland briefly attended carpentry school in Cardiff, Wales. He also considered becoming a primary school teacher, as he enjoys being around children.
## Career
### 2006–2014: Early stage work and film debut
At age nine, Holland began dancing at a hip hop class at Nifty Feet Dance School in Wimbledon, where he performed with his school group at the 2006 Richmond Dance Festival. There, he was spotted by choreographer Lynne Page, an associate to Peter Darling, choreographer of Billy Elliot the Musical. Page arranged an audition for Holland, where the musical's director Stephen Daldry thought that he "had great potential and was a very natural actor". After two years of training in ballet, tap dancing and acrobatics, Holland won the role of Michael Caffrey, the protagonist's best friend, and made his debut performance at the West End's Victoria Palace Theatre in June 2008. During his time performing in the musical, Holland learned gymnastics. Holland says when his peers at school found out about his dancing activities, they started bullying him.
Later in 2008, Holland and co-star Tanner Pflueger were promoted to the lead role in the musical. On his first day playing Elliot, Holland developed tonsillitis but performed on stage anyway to positive reviews; he went to the doctor the next day. Following his stage success, Holland hoped to be popular in school and that his schoolmates would stop bullying him. After being in a professional environment, however, he matured earlier than his peers and struggled to fit in. As a result, his General Certificate of Secondary Education grades suffered. After his work on Billy Elliot the Musical finished in 2010, Holland voiced a role in the British dub of the Japanese animated fantasy film Arrietty (2011), and sent an audition tape to J.A. Bayona for a part in The Impossible (2012). Bayona then arranged a meeting, and had Holland write a letter to his mother and recite it as an audition. Impressed with his emotional delivery, Bayona cast Holland in the film.
In The Impossible, Holland played a teenager trapped with his family in the 2004 Indian Ocean earthquake and tsunami. Transitioning from stage to screen was initially hard for Holland due to the shift from live audience to camera. He and co-star Naomi Watts filmed scenes in a 35,000-gallon water tank, which were physically and psychologically taxing for them. Working with Watts made Holland realise that he wanted to pursue an acting career permanently. The Impossible premiered at the Toronto International Film Festival in September to critical and commercial success, earning \$180.3 million against a budget of \$45 million. Holland received critical praise for his performance. A. O. Scott of The New York Times found Holland to be "a terrific young actor", praising his character's transition from a self-involved to a responsible adolescent. He won several awards, including the National Board of Review Award for Breakthrough Performance and London Film Critics Circle Award for Young British Performer of the Year. Holland featured in the drama film How I Live Now (2013), lent his voice in a supporting role for the drama film Locke (2013), and had a cameo in Billy Elliot the Musical Live (2014).
### 2015–2017: Breakthrough as Spider-Man
Holland appeared in four episodes of BBC Two's historical miniseries Wolf Hall (2015), as Gregory Cromwell, son of the protagonist Thomas Cromwell played by Mark Rylance. He directed Tweet (2015), a 3-minute short film about a young man building a birdhouse with his grandfather; Holland later expressed an interest in directing feature films in his 40s. Also in 2015, Holland co-starred as the teenage sailor Thomas Nickerson in Ron Howard's historical adventure-drama In the Heart of the Sea. The film is based on the namesake 2000 non-fiction book about the sinking of the American whaling ship Essex in 1820. In preparation, he and co-stars, including Chris Hemsworth, lost significant weight, consuming 500–1,000 calories a day. Holland performed most of his stunts in the film. In the Heart of the Sea received mixed reviews from critics, and grossed \$93 million against a \$100 million budget. Brian Truitt of the USA Today wrote that Holland "does a good job".
In June 2015, Holland signed a six-picture deal with Marvel Studios to play a teenage Peter Parker / Spider-Man. Growing up, Holland was a fan of Spider-Man; he owned 30 costumes and bed sheet covers of the character. He auditioned against 1,500 teenagers worldwide, including English actors Charlie Rowe and Asa Butterfield. While producers Kevin Feige and Amy Pascal were impressed with his performances in The Impossible, Wolf Hall, and In the Heart of the Sea, directors the Russo brothers cited Holland's dancing and gymnastics background as the reasons to cast him. Stan Lee, Spider-Man's creator, said Holland was the "exact age and height" when he envisioned the character. As part of the Marvel Cinematic Universe (MCU), he first appeared as Spider-Man in Captain America: Civil War (2016). The film was a critical and commercial success, grossing over \$1.1 billion worldwide against a budget of \$250 million to become the highest-grossing film of 2016. In a review for The Guardian, Peter Bradshaw praised Holland and co-star Paul Rudd (who played Ant-Man) as "seductively high-spirited and hilarious", and Richard Roeper of Chicago Sun-Times wrote that he made "a strong first impression" as Spider-Man.
In 2016, Holland co-starred with Joel Kinnaman and Percy Hynes White in the psychological thriller Edge of Winter. It was the first film he did without his parents' knowledge. Frank Scheck of The Hollywood Reporter found Holland and White "excellent", describing their terrified reaction as "more emotionally wrenching than the tired thriller genre conventions to which the film ultimately succumbs". At the 70th British Academy Film Awards in 2017, Holland won the Rising Star Award. Holland's first work that year was alongside Charlie Hunnam in James Gray's drama The Lost City of Z, which was released to positive reviews. On his last day of filming, he broke his nose after a failed backflip attempt. Holland played the son of Percy Fawcett (Hunnam), an explorer who makes several attempts to find a supposed lost ancient city in the Amazon rainforest. Neil Soans of The Times of India praised Holland for making the film emotional towards the end and Rex Reed of The New York Observer found him "remarkably strong and self-assured". Later in 2017, Holland played Samuel Insull in Alfonso Gomez-Rejon's The Current War, which received negative reviews and was a box-office failure. Clarisse Loughre of The Independent found Holland's role insubstantial.
Holland's second film in 2017 was his solo feature as the title character in Spider-Man: Homecoming. As a result, Holland earned an entry in Guinness Book of World Records as the youngest actor to play a title role in the MCU. Though Holland took some inspiration from previous Spider-Man actors Tobey Maguire and Andrew Garfield, he wanted to add some newness in his reinterpretation of the character. Homecoming focused on Parker, as he tries to balance being a high-school student and a superhero. To prepare, Holland attended The Bronx High School of Science in the Bronx for a few days, although other students did not believe he was cast as Spider-Man. Holland felt this situation reflected the film's story, in which other characters are unaware that Parker is Spider-Man. Homecoming and Holland's performance received positive reviews. Peter Travers called it "a star performance given by a born actor". Made on a budget of \$175 million, the film grossed over \$800 million worldwide. Holland's final role in 2017 was in the Irish film Pilgrimage, which premiered at the Tribeca Film Festival. Outside film that year, Holland appeared with Zendaya on Paramount Network's Lip Sync Battle, during which he performed a dance number to Rihanna's "Umbrella" in drag. His parents founded The Brothers Trust, a charitable organisation, which aims to use his popularity to raise funds for humanitarian causes.
### 2018–present: Blockbuster films and mature roles
Holland reprised his role as Spider-Man in Avengers: Infinity War (2018) and its follow-up Avengers: Endgame (2019), which were filmed back-to-back. The pictures each earned more than \$2 billion, and Endgame briefly became the highest-grossing film of all time. Holland followed with the sequel Spider-Man: Far From Home (2019), which widely received positive reviews and became the first Spider-Man film to earn \$1 billion, finishing as the fourth-highest grosser of 2019. Ben Travis of Empire magazine found Holland "a note-perfect Spider-Man — still funnier and more believably teenage" than Maguire and Garfield who previously portrayed the character. Travis wrote, "Holland never loses the ebullient spark that makes him one of the MCU's most endearing figures." Holland received a third consecutive Saturn Award for Best Performance by a Younger Actor for Far From Home, having previously won for Civil War and Homecoming. He voiced roles in the Blue Sky Studios animation Spies in Disguise (2019), the live-action film Dolittle (2020), and the Pixar animated film Onward (2020). The last two were with his MCU co-stars Robert Downey Jr. and Chris Pratt, respectively. Made on lucrative budgets, all three films underperformed at the box-office.
Alongside Avengers co-star Sebastian Stan, Holland starred in Antonio Campos's The Devil All the Time (2020), a Netflix psychological thriller set after World War II. Holland said he initially worried that he lacked the depth to play a young orphaned man who goes on a killing spree, and was scared and nervous on his first day on set. Encouraged by Campos, he ultimately enjoyed playing the part, although it took a temporary toll on his mental health. Campos praised Holland's effort to learn Southern American English for the role, described his acting process as "methodical", "thoughtful and sensitive", and called him a kind person. Critics from IndieWire and Roger Ebert's website opined that despite the film's failed script, Holland gave a convincing performance and showed his range as an actor. By November 2020, the film was the 22nd-most watched straight-to-streaming title of the year, according to a Variety report.
Holland starred in three films that were released in 2021. His first, the crime drama Cherry, is based on the namesake novel by American author Nico Walker, and reunited him with Avengers directors Russo brothers. He played a college student with post-traumatic stress disorder (PTSD) after enlisting in the army, and robs banks to finance his drug addiction. In preparation for the role, Holland shaved his head and interviewed military veterans undergoing treatments for substance abuse and PTSD. He also lost 30 pounds (14 kg) of weight, then regained it after filming. The film was released in cinemas in February and digitally on Apple TV+ in March. Consensus among critics was that the film enabled Holland to broaden his horizons as an actor, but it had a formulaic story. This was echoed by Owen Gleiberman of Variety who further noted that Holland proved his skills as an actor and demonstrated a range of indulgent looks and moods. Holland next played alongside Daisy Ridley as a young man living on a planet called New World in Chaos Walking, an adaptation of Patrick Ness's best-selling science fiction series of the same name. The film was delayed due to several reshoots in early 2019, which added \$15 million to its budget, bringing its cost to \$100 million. Chaos Walking failed to recoup its budget and received poor reviews. David Rooney of The Hollywood Reporter found the chemistry between Holland and Ridley lackluster, and Christian Holub of Entertainment Weekly noted his failed attempt to break away from roles similar to Spider-Man.
In November 2021, Holland voiced Percy Pig in a series of advertisements for Marks & Spencer's Christmas food specials. The following month, Holland reprised his role as Peter Parker in the sequel Spider-Man: No Way Home. After taking on mature roles in films like Cherry, Holland noted that he found it strange adjusting back to playing Parker, chiefly due to raising his voice pitch and returning to the mindset of a "naïve, charming teenager". He described No Way Home as the "most ambitious standalone superhero movie ever made". Despite its release during the COVID-19 pandemic, No Way Home quickly emerged as the highest-grossing film of 2021 and the sixth highest-grossing film of all time. It also became the first film since 2019's Star Wars: The Rise of Skywalker to earn more than \$1 billion at the box-office. No Way Home became the highest-rated Spider-Man film on the online database IMDb and the review aggregator Rotten Tomatoes. Wendy Ide of The Guardian wrote that the film "delivers an overflowing, funnel-web cornucopia of treats for Spider-fans" and attributed Parker's continuing appeal to "his endearing, puppyish enthusiasm". The Times' Kevin Maher opined that Holland "own[s] every inch of the role" and "casts his web and captures your heart".
Discussing his future as Spider-Man after No Way Home, Holland told GQ in 2021 that he was doubtful about reprising the role, especially after he turns 30 in 2026. He expressed a desire to see a live-action Spider-Man film with Miles Morales as the protagonist, whereas Amy Pascal spoke of wanting Holland to continue playing the role. Holland began the following year with an investment in Dogpound gyms, and a starring role as a young Nathan Drake, a charismatic fortune hunter, in the film adaptation of Naughty Dog's Uncharted video game series. In preparation for scenes where his character is bartending, Holland worked shifts at the Chiltern Firehouse, a pub in London. Though the filming was delayed due to the COVID-19 pandemic, Holland continued to eat and train for the role. Uncharted polarised critics but Rebecca Rubin of Variety wrote that Holland's star-power likely contributed to its box-office success. In a mixed review for his performance, Brian Tallerico of Roger Ebert's website labelled him miscast, writing that "Holland has the agility but quite simply lacks the weight and world-weariness needed" for the role.
Holland next executive produced and starred in the Apple TV+ miniseries The Crowded Room (2023), inspired by the 1981 non-fiction novel The Minds of Billy Milligan, in which he played a character based on Billy Milligan. It was met with negative reviews; San Francisco Chronicle's Bob Strauss dismissed it as "another one of Tom Holland's 'serious' projects that's hard to take seriously". Holland said that the role proved to be too emotionally taxing for him, and that he would take a year off work to recover.
## Public image
Nadia Khomani of The Guardian said that Holland's "cheeky British charm, vulnerability and wit" has made him the object of infatuation on the internet. Jonathan Dean of The Sunday Times considered him to be "poised and professional, but also so confident and personable" and took note of his maturity "despite boyish wiriness". German actor Sönke Möhring, his co-star from The Impossible, similarly remarked on his professionalism, adding, "he is blessed with a deep soul [...] down to earth, very polite and a friendly kid." Kevin Macdonald, who directed Holland in How I Live Now, praised him as confident, "articulate and enthusiastic", and attributed Holland's success to his positive energy. When asked about the secret to his success, Holland said he believes in avoiding trouble and working hard.
Holland appeared on Screen International's "UK Stars of Tomorrow – 2012", and The Hollywood Reporter's "Next Gen 2015", a list of promising newcomers in film. In 2019, he featured on Forbes' "30 Under 30 Europe", a list of influential people under 30 years, and Insider Inc.'s "45 young stars who will one day rule Hollywood". After appearing on Glamour's "Hot, Young & British Actors 2020", he was named among the best actors under 30 by Tuko, and Complex Networks in 2021. In the former listing, Ryan Mutuku described him as "a darling to the English media" because of his openness and willingness to also give interviews not related to film promotions. Calling him "his generation's biggest leading man" in 2021, GQ's Oliver Franklin-Wallis wrote, "Holland has ascended to a tier of stardom few actors ever reach, and rarely so young". Variety editors Brent Lang and Rebecca Rubin reported in December 2021 that after the success of the Spider-Man films, Holland could become a top-paid actor in the future. They noted the current lack of young leading men in Hollywood and saw Holland's potential to herald a new generation of successful actors.
Holland considers himself to be "an impossible people pleaser", which according to Olivia Singh of Business Insider has resulted in his facing burnout and an incident where he vomited after a press conference. A self-admittedly indiscreet person, Holland has gained a reputation for inadvertently spoiling important plot elements of his films during interviews and press conferences. His MCU co-stars labelled him the "least trustworthy" cast member in terms of spoilers. To prevent an incident, he only read parts of Captain America: Civil War's script. Joe Russo similarly avoided giving Holland the script to Avengers: Endgame, and Holland knew only his lines. Holland has expressed his views on the film industry. In a 2019 interview with The Sunday Times, he spoke for more representation of racial minority and the LGBT community in film. That year, when filmmaker Martin Scorsese criticised Marvel films for their lack of portraying human emotions, Holland responded: "he doesn't know what it's like because he's never made one." Holland further said that MCU films will always do well commercially regardless of their quality, whereas a bad independent film might not. In 2022, Holland felt actor Tom Cruise overlooked the commercial impact of Uncharted when he took credit for "[bringing] the film industry back" during the COVID-19 pandemic with Mission: Impossible – Dead Reckoning Part One (2023).
## Personal life
Holland describes himself as a private person and is reluctant to discuss his personal life. He is in a relationship with his Spider-Man co-star Zendaya; Holland thought the media attention to their relationship breached their privacy and has discussed having regular bouts of sleepwalking and sleep paralysis nightmares of paparazzi in his bedroom. After feeling dependent on alcohol in social situations, Holland has been teetotal since partaking in Dry January in 2022. He is active on the social networking service Instagram and supports the English football club Tottenham Hotspur.
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12,766,321 |
Hurricane Dean
| 1,171,241,167 |
Category 5 Atlantic hurricane in 2007
|
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"2007 in the Caribbean",
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"August 2007 events in North America",
"Cape Verde hurricanes",
"Category 5 Atlantic hurricanes",
"Hurricane Dean",
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Hurricane Dean was the strongest tropical cyclone of the 2007 Atlantic hurricane season. It was the most intense North Atlantic hurricane since Hurricane Wilma of 2005, tying for eighth overall. Additionally, it made the fourth most intense Atlantic hurricane landfall. A Cape Verde hurricane that formed on August 13, 2007, Dean took a west-northwest path from the eastern Atlantic Ocean through the Saint Lucia Channel and into the Caribbean. It strengthened into a major hurricane, reaching Category 5 status on the Saffir–Simpson hurricane wind scale before passing just south of Jamaica on August 20. The storm made landfall on the Yucatán Peninsula on August 21 at peak intensity. It crossed the peninsula and emerged into the Bay of Campeche weakened, but still remained a hurricane. It strengthened briefly before making a second landfall near Tecolutla in the Mexican state of Veracruz on August 22. Dean drifted to the northwest, weakening into a remnant low which dissipated uneventfully over the southwestern United States. Dean was the second-most intense tropical cyclone worldwide of 2007 in terms of pressure, only behind Cyclone George in the Australian region, and tied with Felix as the most intense worldwide in terms of 1-minute sustained winds.
The hurricane's intense winds, waves, rains and storm surge were responsible for at least 45 deaths across ten countries and caused estimated damages of US\$1.66 billion. First impacting the islands of the Lesser Antilles, Dean's path through the Caribbean devastated agricultural crops, particularly those of Martinique and Jamaica. Upon reaching Mexico, Hurricane Dean was a Category 5 storm, but it missed major population centers and its exceptional Category 5 strength landfall caused no deaths and less damage than in the Caribbean islands it passed as a Category 2 storm.
Through the affected regions, clean up and repair took months to complete. Donations solicited by international aid organizations joined national funds in clearing roads, rebuilding houses, and replanting destroyed crops. In Jamaica, where the damage was worst, banana production did not return to pre-storm levels for over a year. Mexico's tourist industry, too, took almost a year to rebuild its damaged cruise ship infrastructure.
Dean was the first hurricane to make landfall in the Atlantic basin at Category 5 intensity since Hurricane Andrew on August 24, 1992. Dean's Category 5 landfall was in a sparsely populated area and thus far less damaging than Andrew's, even though Dean was much larger, but its long swath of damage resulted in its name retirement from the World Meteorological Organization's Atlantic hurricane naming lists.
## Meteorological history
On August 11, 2007, a tropical wave moved off the west coast of Africa, and, encountering favorable conditions, quickly developed into Tropical Depression Four, about 520 miles (835 km) west-southwest of Cape Verde on August 13. The depression moved briskly westward, and was upgraded to Tropical Storm Dean at 1500 UTC on August 14. The storm's intensity continued to build although dry air and cooler air inflow from the north were slowing structural development. Ragged bands formed on August 15 and the formation of a partial eyewall was observed later that day.
Intensification continued, and the storm was upgraded to Hurricane Dean at 5 am EDT (0900 UTC) August 16. The deep-layered ridge to the north continued to steer the system west, towards the Caribbean Sea. The storm quickly strengthened to a Category 2 hurricane on the Saffir–Simpson Hurricane Scale. The storm's development slowed slightly but a reconnaissance aircraft discovered a closed eyewall on August 17 as the storm passed through the Lesser Antilles. Data from the aircraft indicated that Hurricane Dean had strengthened to a Category 3 hurricane and its trailing bands were still over the Lesser Antilles. During the evening of August 17, Dean strengthened into a Category 4 hurricane and continued to steadily grow in both size and intensity through the night. On August 18 the presence of a double eyewall was noted, indicating an eyewall replacement cycle and causing short term fluctuations in intensity. These fluctuations did not affect the storm's well defined satellite presentation. Operationally, Dean was thought to have only been a Category 4 on the 18th, but post-storm analysis shows that Dean had become a 165 miles per hour (265 km/h) Category 5 on that day. Dean weakened very slightly on the morning of August 19 as it finished the eyewall replacement cycle and began to interact with the island of Jamaica.
Hurricane Dean passed south of Jamaica on the evening of August 19 and began to intensify again that night. Its eyewall replacement cycle was thought to be completed. A concentric eyewall was briefly observed again on the morning of August 20, but did not last long. The hurricane, still tracking west-northwest under the influence of a strengthening deep-layered high-pressure system to the north, moved over waters with extremely high heat content and began to strengthen once again. The eyewall became even better defined during the day, and, at 8:35 pm AST on August 20 (0035 August 21, UTC), Dean restrengthened to a Category 5 hurricane, the highest rating on the Saffir–Simpson Hurricane Scale. It made landfall as a Category 5 storm in Quintana Roo's Costa Maya region, 40 mi (65 km) northeast of the border between Mexico and Belize, and weakened on its way over land, reemerging on the western side of Yucatán as a Category 1 storm. Dean regained strength as it crossed the Gulf of Mexico, and made its second landfall as a Category 2 storm on August 22, at around 11:30 CDT, near Tecolutla, Veracruz, to the south of Tuxpan, where after it moved westward, losing strength and disintegrating over central Mexico. A small remnant circulation reached the Pacific Ocean, eventually moving northwestward around an anticyclone, roughly parallel to the Mexican coast and finally back inland over the southwestern United States, where it completely dissipated on August 27.
## Preparations
Hurricane Dean's smooth and well-predicted track gave unusually advance warning to all of the nations in its path and allowed them time to prepare for the storm's impact.
### Lesser Antilles
As Hurricane Dean approached the Lesser Antilles the local meteorological services issued watches and warnings, advising residents to prepare for the storm. Hurricane warnings were issued for St. Lucia, Dominica, Martinique and Guadeloupe and its dependencies. Hurricane watches were issued for Saba and St. Eustatius. Tropical storm warnings were issued for Barbados, Antigua, Barbuda, St. Kitts, Nevis, and St. Maarten St. Vincent and the Grenadines, the U.S. Virgin Islands, and the British Virgin Islands. Tropical storm watches were issued for Sint Maarten, St. Vincent, Grenada and its dependencies, Montserrat, and Anguilla.
Local authorities closed airports, set up shelters, and readied emergency service personnel. Authorities in Martinique canceled a memorial to the victims of West Caribbean Airways Flight 708 and began to set up shelters. In Dominica, tourists were evacuated to concrete shelters and the vast majority of foreign medical students from the Ross University School of Medicine evacuated the island. The government of Dominica also canceled leave for emergency service personnel and evacuated Princess Margret Hospital, fearing that its roof might be vulnerable to the storm's winds. Martinique's main airport and both of St. Lucia's commercial airports closed when the last airplanes landed on the night of August 16 and the storm's outer rainbands began to sweep over the island.
In anticipation of Dean's significant damage, several emergency response groups gathered funds and readied personnel. On August 14 the Caribbean Disaster Emergency Response Agency (CDERA) placed its Regional Response Mechanism on standby and contacted the National Disaster Coordinators of all member states in the Lesser Antilles. On August 15 the U.S. Agency for International Development (USAID) dispatched teams to Barbados, Dominica, and St. Kitts in advance of the hurricane to provide damage assessment should the hurricane affect those islands. The Eastern Caribbean Donor Group convened a meeting on August 16 under the Chair of the Resident Representative United Nations Development Programme Barbados in anticipation that member states would require international assistance.
### Greater Antilles
Hurricane warnings were issued for all of Jamaica, for Haiti from Port-au-Prince to the Dominican border, and for the Dominican Republic from Barahona to the Haitian border. Tropical Storm warnings were issued for the rest of Hispaniola and for coastal Cuba between Camagüey and Guantánamo. Hundreds of thousands were evacuated from vulnerable low-lying and coastal areas and disaster management programs were activated throughout the Greater Antilles.
Jamaica, which was forecast to bear the brunt of Hurricane Dean, underwent the most extensive preparations. The Jamaican government executed long-standing evacuation plans, including converting the country's national arena into a shelter and relocating inmates from two maximum security prisons. Political parties in the island suspended their campaigning for the August 27 national elections, to allow residents to prepare for the storm. Curfews were put in place for parts of the island, while off-duty essential personnel were called back to work. More than 1,000 schools and churches were converted to emergency shelters, but residents only occupied 47 of them before the storm's arrival. Evidently the country's high crime rate led islanders to fear for their belongings should they abandon their homes. UNICEF prepared 4 emergency health kits and 1,000 water containers and Copa Airlines agreed to fly the supplies to Jamaica on its scheduled August 22 flight, if possible. The World Food Program prepared food stocks in nearby Haiti, ready to move them to Jamaica if they were needed. The United Nations Disaster Assessment and Coordination (UNDAC) team tried to reach Jamaica, but only one member arrived before all incoming flights were canceled. The United States confirmed that it would offer aid if it was needed, and the North-West Caribbean Donor Group met to decide what actions would need to be taken.
The island of Hispaniola was also predicted to be heavily affected by the storm. Workers from World Vision supplied food, clean water, medicines and emergency generators in the southern provinces of the Dominican Republic, and in the southern departments of Haiti where hurricane warnings had been issued. In low-lying areas, 1,580 residents of the Dominican Republic and more than 1,000 Haitians were evacuated as the storm approached. Small craft were advised to stay in port, while Haiti's Toussaint Louverture International Airport was closed.
The Cayman Islands were expected to suffer badly if Hurricane Dean passed too close, and mandatory evacuations were instigated for the low-lying Little Cayman. Tourists were forbidden from entering the island and extra flights were added to evacuate those that were already there. Schools and civic centers were converted to shelters on Grand Cayman and Cayman Brac, and, despite the mandatory evacuation, one shelter was opened on Little Cayman for the residents who remained there. Expecting catastrophic damage, two Royal Navy ships of the Atlantic Patrol Task (North), HMS Portland and RFA Wave Ruler, followed 150 mi (240 km) behind the storm in order to arrive at Cayman as soon after the hurricane as possible.
Cuba and Puerto Rico, neither of which were expected to experience the worst of Dean's strength, prepared more modestly. Cuba's Civil Defense evacuated 350,000 people from the coastal provinces. The government in Havana suspended all tourist programs ahead of the storm. Soldiers and emergency officials were prepared to convert schools and other government buildings into temporary shelters, but stood down when it became evident that they would not needed. The U.S. Federal Emergency Management Agency (FEMA) deployed a five-member team to Puerto Rico ahead of Hurricane Dean. They were equipped with satellite communication systems to provide video-teleconferencing and help make real-time assessments of any damage.
### Mexico
With Hurricane Dean's path predicted well in advance of the storm, the Government of Mexico was able to make ample preparations. On August 17, a state of emergency was declared for the state of Quintana Roo where Dean was expected to make landfall. On August 18 authorities began evacuating tourists and those residents living in the most vulnerable parts of Quintana Roo. The state government set up storm shelters in schools and other public buildings. With emergency supplies at the ready, the state of Yucatán, Quintana Roo's neighbour to the northwest, declared a green alert. On August 19 a hurricane watch was issued on the Yucatán Peninsula from Chetumal to San Felipe and residents made their last-minute preparations.
### Belize
A hurricane warning was issued for the coastal locations north of Belize City with the forecast of 150 mph (240 km/h) winds. The government instituted a dusk-to-dawn curfew from Belize City to the Mexican border. On August 16 and 17, Prime Minister Said Musa chaired two meetings of Belize's National Emergency Management Organization (NEMO). He instructed the newly created Coastguard to evacuate popular tourist sites Caye Caulker and Ambergris Caye by boat and plane. Authorities also evacuated Belize City's three hospitals, moving high-risk patients inland to the capital Belmopan. The mayor urged residents to leave Belize City and to make use of shelters in the capital.
The United Nations Disaster Assessment and Coordination team dispatched two members to Belize City and the rest of the team traveled to Belmopan. Government supplies were stored in Orange Walk, Corozal ready for post-storm relief. Essential equipment from the Red Cross and the Pan American Health Organization was stored in the elevated UNICEF building and the Belize City UN building was converted to a crisis center.
### Gulf of Mexico
Oil futures spiked on August 15 as analysts considered the impact of Hurricane Dean on refining capacity if it were to move into the Caribbean as predicted. Transocean evacuated 11 nonessential workers late on August 15 from an oil rig located about 160 mi (260 km) southeast of New Orleans. The company left about 125 personnel on board the structure. A day later Royal Dutch Shell evacuated 275 ancillary staff, following an evacuation of 188 due to Tropical Storm Erin.
On August 18, 2007, 10,300 barrels (1,640 m<sup>3</sup>) of oil and 11 million cubic feet (310,000 m3) of natural gas were shut-in per day, accounting for 0.8% of crude production in the Gulf of Mexico. By 11:30 am CST (1630 UTC), two rigs and one platform evacuated personnel.
Pemex, the state-owned Mexican oil company, made preparations to shut down oil production on August 19 ahead of Dean. It evacuated 13,360 workers from more than 140 oil platforms, using 55 boats and 29 helicopters. As the storm continued to intensify, the number of evacuated Pemex workers increased to 18,000 on August 20, and all 407 wells and drilling operations were abandoned. This reduced the worldwide production of oil and natural gas by 2.65 million barrels (421,000 m<sup>3</sup>) and 2.6 billion cubic feet (74,000,000 m<sup>3</sup>) per day, respectively.
### Other regions
Throughout the Caribbean Sea, about a dozen cruise ships altered their routes to avoid Hurricane Dean. Honduras was put on a state of preventative alert for 48 hours, particularly the departments to the north of the country; the Bay Islands were on a state of red alert. There were places ready to accommodate 10,000 people for 15 days if necessary.
In the United States, the Louisiana Governor's Office of Homeland Security and Emergency Preparedness activated its Crisis Action Team on August 16 to monitor the storm and coordinate preparation. Governor of Louisiana Kathleen Blanco declared a state of emergency early on the evening of August 17, asking for a presidential emergency declaration to give Louisiana access to federal funds prior to any landfall. Texas Governor Rick Perry declared Dean to be an imminent threat to the state, and initiated a full-scale hurricane preparedness effort on August 17 when the storm was at least five days away. Prior to the storm, Texas suffered severe flooding from several June–July storms, and Tropical Storm Erin left the ground still saturated. Governor Perry feared that more rainfall from Dean would cause additional flash flooding, and had 250 Texas Parks and Wildlife Department crews on standby with boats to assist in potential evacuations. He was willing to deploy up to 10,000 Texas Military Forces soldiers, and did deploy several elements of the Texas State Guard who set up emergency shelters. The Texas fuel industry began surging fuel loads to coastal counties to ensure adequate fuel in the event of the hurricane causing a disruption to the fuel distribution system. In anticipation of evacuations, the Texas Department of Transportation began working on extra evacuation lanes and contraflow. NASA cut short the STS-118 mission as a precaution, in case Dean approached Mission Control at the Lyndon B. Johnson Space Center in Houston. To that effect, mission managers cut the mission's final spacewalk short by two hours, allowing them to land a day earlier than originally planned.
## Impact
### Lesser Antilles
Hurricane Dean entered the Caribbean as a Category 2 hurricane through the Saint Lucia Channel on August 17. It moved briskly between the Lesser Antillean islands of St. Lucia and Martinique, with its storm surge and rain bands reaching every island in the chain. Damage was most severe in Martinique where total damage was estimated at €350 million and three indirect deaths, while nearby Guadeloupe suffered €150 million of damage. In St. Lucia, damage was mostly caused by the high seas and was estimated at US\$18 million.
Martinique experienced 75 mph (120 km/h) winds with gusts to 105 mph (170 km/h). The torrential rainfall, which reached 332 mm (13.07 in) caused flooding throughout the island, with the town of Rivière-Pilote flooding completely. The majority of Martinique's population were left without electricity, water, telephone, or food, and 600 Martiniquans were left homeless. The storm destroyed Martinique's entire banana crop, and 70% of the island's sugar cane plantations. The damage to these two agricultural sectors accounted for the majority of the island's €400 million damage.
On the evening of August 16, 12 hours before the storm arrived in St. Lucia, power outages began in some of the island's neighborhoods. The night saw heavy rains, 1.58 in (40 mm) at St. Lucia's Hewanorra International Airport, and intense thunderstorms and by morning hurricane-force winds peaked at 90 mph (145 km/h). The winds uprooted trees, downed electricity poles, disabled bridges, triggered landslides, and damaged several roofs. Saint Lucia's capital, Castries, was flooded by the storm surge which left boulders and fishing boats on the streets. One person drowned in Sarrot after being swept away by a rain-swollen river while trying to recover a cow. Hurricane Dean damaged the roofs of two of the island's hospitals, but no-one was injured. Several other buildings were damaged, mostly on the island's northern coast which was most exposed to the hurricane. The Ministry of Education reported that 11 schools had sustained a combined total of EC\$300,000 of damage, and nationwide damage to housing and buildings totaled EC\$800,000. The Ministry of Communications, Works, Transport, and Public Utilities reported that most of the country's major infrastructure remained functional, and no long-term disruptions occurred.
The hardest hit area of Saint Lucia was its agricultural sector. 5,000 acres (20 km<sup>2</sup>) of banana farms in Mabouya Valley, Roseau Valley, and Marc Marc were severely damaged with many of the plantations waterlogged or outright destroyed. An average of 75% of the crops were lost, with fields in the Northern Farms losing up to 80% and in the Roseau Valley losing up to 85%. The cost to the agriculture industry was \$13.2 million, bringing Hurricane Dean's total cost on the island to \$17.3 million (US\$6.4 million in 2007) or 0.5% of the nation's GDP.
### Greater Antilles
The storm passed to the south of most of the Greater Antilles, though its outer rain bands crossed many of the islands, and delivered hurricane-force winds to Jamaica. Puerto Rico, Cuba, and the Cayman Islands were mostly spared, though Hurricane Dean passed 50 to 60 mi (80 to 95 km) south of Jamaica as a Category 4 hurricane. In Jamaica the rain caused flooding on the eastern side of the island and landslides in the northeast. At least two direct deaths were confirmed. Over 1,500 roofs were lost, primarily to the hurricane-force winds, and 1,582 of the 3,127 damaged homes were uninhabitable. Landslides and fallen trees blocked hundreds of roads, particularly in the rural northeast region. As in the Lesser Antilles, Jamaica suffered severe damage to its agricultural sector. Forty percent of the sugarcane crop, 80-to-100% of the banana crop, 75% of the coffee trees under three years old, and 20% of the top layer of the cocoa crop were lost. Hurricane Dean affected 248 roads, including 186 that were blocked: 10 were blocked in the Kingston metropolitan region, 14 sections were blocked in St. Andrew, 43 roads were blocked in St. Catherine, eight roads were blocked in the Western Region (Saint James, Hanover, Westmoreland, and Trelawny), and 110 roads were blocked in the Northeast region.
Haiti and the Dominican Republic, which share the island of Hispaniola, were spared much of the hurricane's force, as it passed 170 mi (270 km) south of them. However, 15 people were killed among the island's two nations. Heavy rain flooded the streets of Santo Domingo and rough surf pounded the coast. Rain also caused landslides in Haiti, destroying several hundred homes and forcing 5,154 people into temporary shelters, and compromising the temperamental water system in the town of Bainet.
Cuba, Puerto Rico, and the Cayman Islands experienced high surf and heavy rains, though despite a power outage in Grand Cayman, no significant damage was reported. There, 2000 people weathered the storm in temporary shelters. The hurricane's outer bands swept over Cuba between August 19 and August 21, bringing heavy rain and high seas, yet sparing the island damaging winds. Rain from Hurricane Dean flooded several roads throughout Puerto Rico, and there was heavy surf along the island's coast, but no deaths or injuries were reported.
### Mexico
The hurricane strengthened right up until it made landfall near Majahual on the Quintana Roo coast of the Yucatán Peninsula on August 21, 2007, as a Category 5 hurricane. Wind gusts of 200 mph (320 km/h) were reported. The state's tourist cities of Cancún and Cozumel were spared the worst of the storm, but it wreaked havoc in the state capital Chetumal, 40 mi (65 km) south of landfall, causing significant flooding. The town of Majahual, which had a population of 200, was totally destroyed by the storm. Storm surge and high winds severely damaged or destroyed hundreds of buildings and had the strength to crumple steel girders. The waves tore away portions of the concrete docks at Costa Maya's popular cruise port and the harbor was closed to cruise ships for almost a year. Despite the storm's tremendous intensity, not a single death was attributed to its initial landfall, owing mostly to the government's thorough preparations and forecasters' ample warning.
Following the second landfall on the Veracruz coast, two rivers in the mountains of the state of Hidalgo overflowed, and rain fell as far west as the Pacific coast. Veracruz Governor Fidel Herrera said there was "a tremendous amount of damage". Petroleum production was not severely damaged
Rainfall amounts of 4 to 8 in (100 to 200 mm) fell across the states of Jalisco and Nayarit. This rainfall caused one fatality in Jalisco after a mudslide fell on 10 houses, killing one of the occupants. Five people were killed in Puebla by landslides, and one more was crushed after a wall on his house collapsed. One person in Veracruz was electrocuted after touching a power line while doing roof repairs. In Michoacán, a man was struck by lightning under a tree in the outer bands of the storm, and two people died in Hidalgo when the roof collapsed in their house. Hurricane Dean killed 12 people in Mexico but remarkably no one was killed by its first (and catastrophically powerful) landfall on the Yucatán Peninsula. Between the two landfalls damages, focused mainly in the agricultural sector, totaled Mex\$2.05 billion (US\$160 million).
### Belize
The town of Corozal on Belize's northern border experienced the worst conditions in the country. Trees were downed throughout the town, and minor flooding was reported. Eight thousand were displaced to shelters, though all returned home in less than two days. Throughout the entire country, the Belizean Ministry of Health reported no storm-related fatalities and only a few minor injuries.
Belize's agricultural sector received significant damage. Its sugar cane fields and papaya crops suffered extensive damage. The Belizean Government's National Emergency Management Organization estimated Dean's damage to the papaya industry at BZ\$30 million and to the sugar industry at 6,000 acres (24 km<sup>2</sup>) worth BZ\$3.6 million. Belize Sugar Industries Ltd. reported that the country's sugar crop that year was the worst on record, producing 980,000 lb (445,000 kg) of sub-standard cane, compared to 1.2 million lb (545,000 kg) of high quality cane the year before. More than 1000 people were out of work as a result of the damage to the papaya and sugar cane plantations. The government attempted to improve the next crop season in 2008 by providing fertilizers to the farmers whose land had been damaged by Dean the year before. Prime Minister Said Musa estimated that it would cost US\$10 million to replace or repair all the damaged houses in Belize.
### Other regions
No land effects were reported in Nicaragua but a four-year-old girl drowned on a boat that sank amidst high winds and waves at the mouth of the Kukra River.
While the hurricane itself never approached the United States, heavy surf and rip currents were reported on the beaches of Florida. One person drowned and at least 35 people had to be rescued from the turbulent waters at Siesta Key caused by Hurricane Dean. Rough seas produced by Dean caused minor flooding in Dauphin Island, Alabama. Damages from the flooding amounted to \$100,000. The remnant circulation of Dean, after lingering off the Pacific Coast, moved inland by Santa Barbara, California, and brought heavy thunderstorms and localized flooding to coastal Southern California on the morning of August 26. The remnants crossed the Mojave Desert on the morning of August 27. Las Vegas, received a daily record of 0.58 in (15 mm) of rain, with flash flooding and minor damage.
## Aftermath
Despite Dean's significant damage, it did not have severe effects on infrastructure, and the non-agricultural sectors of most affected nations recovered quickly. Most cruise lines diverted their ships away from the Western Caribbean in anticipation of Hurricane Dean's passage, though by August 27 all were back on schedule, except those with damaged ports in Belize and the Yucatán. The Lesser Antilles and the Greater Antilles were especially quick to resume servicing cruise lines, as their ports opened within days.
### Lesser Antilles
Although Hurricane Dean was only a Category 2 hurricane when its northern eyewall passed over Martinique, the wind and widespread flooding destroyed 70% of the island's sugar cane crop and all of its banana crop, valued at €400 million or 10% of GDP. Remarkably the tourism industry withstood the storm well; only a few hotels reported minor damage and the airport opened the day after the hurricane. Other than landscaping damage, all of the island's hotels were fully functional by the end of August.
The French Overseas Minister, Christian Estrozy and French Prime Minister, François Fillon visited French Caribbean island to assess the storm's damage. They estimated the storm left 600 people homeless. The brevity of their visit prompted some of Martinique's famous writers, including Edouard Glissant, Patrick Chamoiseau and Raphael Confiant, to write an open letter airing their grievances concerning French politics and the handling of Hurricane Dean's impact.
François Fillon then visited Guadeloupe and brought with him a team of experts from the Ministry of the Interior to assess the nature and cost of the damage. The local government reported to them that 75% of Guadeloupe's banana plantations, valued at €100 million, were totally destroyed. Despite promises by Overseas Minister Christian Estrosi that all problems would be resolved within three months, it took over six months to restart banana production, and several more to restore lost capacity. Other than the crop damage, the island suffered only minor wind and flooding damage, both of which were quickly repaired.
### Jamaica
On August 24, Jamaican Prime Minister Portia Simpson-Miller announced that her government would provide JA\$225 million (US\$3.2 million) in emergency assistance to the country's agriculture sector. This aid was targeted at the country's hardest-hit parishes. She also announced a JA\$500 million (US\$7.1 million) programme to provide grants and low-interest loans for emergency housing repairs. Temporary tarpaulins were also provided to patch roofs at no cost.
The World Food Program immediately placed 5,500 Jamaicans on complementary food assistance, a daily ration of 1900 kJ (450 kcal) of High Energy Biscuits, for two weeks. Within three days US\$398,000 of pre-prepared United States Agency for International Development (USAID) emergency supplies arrived on the island. The airlift was composed mostly of mattresses, blankets, plastic sheeting, hygiene kits and water containers. The Inter-American Development Bank (IDB) provided a US\$200,000 grant to support the relief effort and the Chinese Red Cross, despite dealing with Typhoon Sepat, sent US\$30,000 to its Jamaican counterpart for the purchase of emergency relief supplies.
In December, four months after the hurricane struck the island, the World Bank's board of directors approved a US\$10 million emergency loan. World Bank Director for the Caribbean and the Jamaican Finance Minister negotiated a 17-year repayment plan, and endowed the money into the Jamaica Hurricane Dean Emergency Recovery Project. The Jamaica Social Investment Fund, which was charged with implementing the project, used the money to "rebuild and support schools, health centers, and community and farm roads affected by the hurricane". The Hurricane Dean Emergency Recovery Project finally kicked off in June 2008, with the issuance of rural road repair contracts valued at JA\$37 million (US\$520,000).
By the end of the summer on 2008, banana production in Jamaica was returning to pre-Dean levels. With the help of JA\$1.1 billion (US\$15.5 million) of aid from the EU's Banana Support Programme, thousands of acres were replanted. Banana chips were the first products ready for export at the beginning of the summer, with fresh banana production following shortly thereafter.
### Mexico
Although Dean's landfall in Mexico occurred in a relatively uninhabited area and the storm's well-predicted track gave ample warning, the storm inflicted extreme damage. In Majahual, the only town to experience the full force of the hurricane, hundreds of buildings were destroyed. Quintana Roo Governor Félix González Canto reported that although the cleanup in the state capital of Chetumal was completed within three weeks, it took more than six months to fix all of the region's more rural roads. Unable to handle the hurricane's aftermath, the state government appealed to federal authorities for aid. Together, they established a housing-repair fund which contributed to the reconstruction of over 37,000 residences.
The cruise port of Puerto Costa Maya was severely damaged, causing Carnival Cruise Lines and Royal Caribbean Cruises, the world's two largest cruise operators, to divert away from the port until at least 2009. The Mexican government was quick to fund rebuilding of the destroyed concrete piers which, by June 2008, were rebuilt to accommodate even larger ships than before.
The federal government was initially lauded for its swift and thorough preparation to which most observers, including the United Nations, attributed Dean's low death toll. However, after the storm there were several accusations of political motivation in the distribution of aid. Members of President Felipe Calderón's Partido Accion Nacional (PAN) distributed bags of bread, funded by the nation's disaster relief coffers, carrying the party's logo. In Veracruz, Governor Fidel Herrera was accused by both the PAN and his own Partido Revolucionario Institucional (PRI) of using state resources, including hurricane relief, to support the campaigns of PRI candidates.
### Retirement
As the first Category 5 landfalling hurricane in 15 years, and due to its widespread impact, the name Dean was officially retired on May 13, 2008, by the World Meteorological Organization during its annual meeting in Orlando, Florida, and will never be used again for an Atlantic tropical cyclone. It was replaced by Dorian on List V of the Atlantic hurricane naming lists, which was itself retired after the 2019 season and replaced by Dexter.
## In literature
Hurricane Dean featured prominently in the travel novel Chasing Dean by Welsh surf/travel writer Tom Anderson. The book is an account of surfing America's hurricane states and the swell produced by Hurricane Dean.
## See also
- List of Category 5 Atlantic hurricanes
- Hurricane Janet (1955) – Slammed into the Yucatán Peninsula as a Category 5 hurricane
- Hurricane Beulah (1967) – Category 5 hurricane that took a similar path.
- Hurricane Emily (2005) – Category 5 hurricane that took a similar path.
|
3,491,441 |
Jesse L. Brown
| 1,173,758,658 |
United States Navy officer (1926–1950)
|
[
"1926 births",
"1950 deaths",
"African Americans in the Korean War",
"African-American United States Navy personnel",
"African-American aviators",
"American Korean War pilots",
"American military personnel killed in the Korean War",
"American people of Chickasaw descent",
"American people who self-identify as being of Choctaw descent",
"Aviators killed by being shot down",
"Military personnel from Mississippi",
"Native American military personnel",
"Ohio State University College of Engineering alumni",
"People from Hattiesburg, Mississippi",
"Recipients of the Air Medal",
"Recipients of the Distinguished Flying Cross (United States)",
"United States Naval Aviators",
"United States Navy officers",
"United States Navy personnel of the Korean War",
"United States Navy reservists"
] |
Jesse LeRoy Brown (October 13, 1926 – December 4, 1950) was a United States Navy officer. He was the first African-American aviator to complete the United States Navy's basic flight training program (though not the first African-American Navy aviator), the first African-American naval officer killed in the Korean War, and a recipient of the Distinguished Flying Cross.
Born in Hattiesburg, Mississippi, to an impoverished family, Brown was avidly interested in aircraft from a young age. He graduated as salutatorian of his high school, notwithstanding its racial segregation, and later earned a degree from Ohio State University. Brown enlisted in the U.S. Navy in 1946, becoming a midshipman. Brown earned his pilot wings on October 21, 1948, amid a flurry of press coverage. In January 1949 he was assigned to Fighter Squadron 32 (VF-32) aboard the aircraft carrier USS Leyte based at Naval Air Station Quonset Point.
At the outset of the Korean War, Leyte was ordered to the Korean Peninsula, arriving in October 1950. VF-32 flew F4U-4 Corsair fighters in support of United Nations forces. Brown, an ensign, had already flown 20 combat missions when his Corsair came under fire and crashed on a remote mountaintop on December 4, 1950, while supporting ground troops at the Battle of Chosin Reservoir. Brown died of his wounds despite the efforts of his wingman, Thomas J. Hudner Jr., who intentionally crashed his own aircraft nearby in a rescue attempt, for which he was awarded the Medal of Honor.
Brown's life in the segregated and desegregated U.S. military has been memorialized in books and film, including the 2022 film Devotion. The frigate USS Jesse L. Brown (FF-1089) was named in his honor.
## Early life and education
Brown was born on October 13, 1926 in Hattiesburg, Mississippi. He was one of six children born to Julia Lindsey Brown, a schoolteacher, and John Brown, a grocery warehouse worker. He had four brothers, Marvin, William, Fletcher, and Lura, as well as an older sister known as Johnny. Brown's ancestry was African American, Chickasaw, and Choctaw. The family lived in a house without central heating or indoor plumbing so they relied on a fireplace for warmth. As a child, Jesse's brother William fell into this fireplace and was severely burned.
At the beginning of the Great Depression, John Brown lost his job and relocated the family to Palmer's Crossing, 10 miles (16 km) from Hattiesburg, where he worked at a turpentine factory until he was laid off in 1938. John Brown moved the family to Lux, Mississippi, where he worked as a sharecropper on a farm. During this time, Jesse Brown shared a bed with his brothers (as was common among many families) and attended a one-room school 3 miles (4.8 km) away. His parents were very strict about school attendance and homework, and Jesse Brown walked to school every day. The Browns also were committed Baptists and Jesse, William, and Julia Brown sang in the church choir. In his spare time, Brown also worked in the fields of the farm harvesting corn and cotton.
When Brown was six years old, his father took him to an air show. Brown gained an intense interest in flying from this experience, and afterward, was attracted to a dirt airfield near his home, which he visited frequently in spite of being chased away by a local mechanic.
At the age of thirteen, Brown took a job as a paperboy for the Pittsburgh Courier, a black press paper, and developed a desire to pilot while reading in the newspaper about African-American aviators of the time including C. Alfred Anderson, Eugine Jacques Bullard, and Bessie Coleman. He also became an avid reader of Popular Aviation and the Chicago Defender, which he later said heavily influenced his desire to fly naval aircraft. In his childhood he was described as "serious, witty, unassuming, and very intelligent." In 1937, he wrote a letter to U.S. President Franklin D. Roosevelt in which he complained of the injustice of African-American pilots being kept out of the U.S. Army Air Corps, to which the White House responded with a letter saying that it appreciated the viewpoint.
Because the schools closer to his family were of lower quality, in 1939, Brown lived with his aunt and attended the segregated Eureka High School in Hattiesburg. He was a member of the basketball, football, and track and field teams and he was an excellent student, graduating as the salutatorian in 1944. During this time, Brown met his future wife, Daisy Pearl Nix.
Following graduation, Brown sought to enroll in a college outside of the South. His principal, Nathaniel Burger, advised he attend an all-black college, as his brother Marvin Brown had done. But he enrolled at Ohio State University as his childhood role model, Jesse Owens, had done. Burger told Brown that only seven African Americans had graduated from the university that year, but Brown was determined to enroll, believing that he could compete well with white students.
Brown took several side jobs to save money for college, including waiting tables at the Holmes Club, a saloon for white U.S. Army soldiers. In this job, Brown was frequently the target of racist vitriol and abuse, but he persevered, earning \$600 to pay for college. In the autumn of 1944, Brown left Mississippi on a segregated train for Columbus, Ohio, where he started at Ohio State.
Brown moved into an on-campus boarding house at 61 East Eleventh Avenue in the primarily black neighborhood of the University District in Columbus. He majored in architectural engineering. Brown attempted several times to apply to the school's aviation program, but was denied because of his race. Brown joined the track and field team as well as the wrestling team, but soon dropped both for financial reasons. He took a job as a janitor at a local Lazarus department store and was hired by the Pennsylvania Railroad to load boxcars from 15:30 to midnight each day. In spite of this, he maintained top grades in his classes.
Although facing difficulties with academics and the institutional segregation in the city, Brown found that most of his fellow students were friendly toward him. Brown rarely returned to Mississippi during the school year, but in the summers he worked at Barnes Cleaners (dry cleaner) owned by Milton L Barnes Sr. in Hattiesburg to help pay for his classes.
During his second year in college, Brown learned of the V-5 Aviation Cadet Training Program being conducted by the U.S. Navy to commission naval aviation pilots. This program operated at 52 colleges, none of which was a historically black college, so only students such as Brown, who attended integrated colleges, were eligible. In spite of resistance from recruiters, Brown passed the entrance exams.
Brown enlisted in the U.S. Naval Reserve on July 8, 1946 and was admitted to the aviation program, becoming a Seaman Apprentice in the U.S. Navy and a member of the school's Naval Reserve Officer Training Corps (NROTC) program. A \$50 monthly stipend allowed him to quit his jobs and concentrate on his studies; he completed his architectural engineering degree in 1947. At this time, the NROTC was the normal route to a regular Naval commission, but only 14 of the more than 5,600 NROTC students in 1947 were black.
## Career
On March 15, 1947, Brown reported to Glenview Naval Air Station in Glenview, Illinois, for Naval Flight Officer training. There, his enlistment ended 15 April and Brown was appointed to the rank of midshipman, becoming the only African American in the program. Although he anticipated antagonism, he found the other cadets were generally friendly and welcoming. He found many of the black cooks and janitors hostile to him, however, possibly due to jealousy. Brown got his first flight time aboard a Stearman N2S trainer aircraft.
In spite of the rigors of the initial training, Brown was encouraged by instructors and completed the first phase of training, transferring to Ottumwa Naval Air Station in Ottumwa, Iowa, for the next phase. The Ottumwa training involved intense physical fitness and technical training, which Brown completed. Thereafter, he was moved to Pensacola Naval Air Station in Pensacola, Florida, to train in aircraft flight.
In Pensacola, Brown and Nix married in secret, as naval cadets were not allowed to marry until their training was complete, under threat of immediate dismissal. Nix took a room in Pensacola, and the two visited one another on weekends. In spite of overt racism from at least one instructor and several classmates at this posting, Brown completed the rigorous training in August 1947.
By June 1948, Brown had begun training for carrier-based aircraft, and hoped to fly either the F4U Corsair or F6F Hellcat, both of which were fighters. He trained in carrier takeoffs and landings aboard the light carrier USS Wright, after which he was sent to Jacksonville, Florida, for final flight qualifications. On 21 October 1948, he completed his training and was given his Naval Aviator Badge. This accomplishment was widely publicized, and Brown became known nationally. The Associated Press profiled him and his photograph appeared in Life magazine. Author Theodore Taylor later wrote that through Brown's efforts to become a pilot, he had broken the "color barrier" which had been longstanding at preventing blacks in naval aviation.
Brown was commissioned as an ensign in the U.S. Navy on April 26, 1949. He was assigned to Naval Air Station Quonset Point at Quonset Point, Rhode Island, as a part of the U.S. Atlantic Fleet. Brown reported that incidents of racism and discrimination, which had been harsh late in his training, were substantially relieved once he became an officer. Following his commissioning, Brown was assigned to temporary duty at Norfolk Naval Air Station in Norfolk, Virginia. His daughter, Pamela Elise Brown, was born in December. In January 1949, Brown was assigned to Fighter Squadron 32 aboard USS Leyte. Over the next 18 months, the unit conducted numerous training exercises along the East Coast, many of them taking place at Quonset Point. Brown reported here his superiors treated him fairly and held others to equal standards. The unit trained rigorously in aircraft maneuvers.
By the outbreak of the Korean War, he had gained a reputation among the others in the squadron as an experienced pilot and a capable section leader. He was well-liked among other pilots and the black stewards and support staff of the carrier. Brown did not socialize much with the other pilots, however, and was known to spend as much time as possible visiting his wife. He was able to reveal his marriage following his commissioning.
### Korean War
On the night of June 25, 1950, ten North Korean and Korean ethnic Chinese infantry divisions launched a full-scale invasion of the nation's neighbor to the south, the Republic of Korea. The force of 89,000 men moved in six columns, catching the Republic of Korea Army by surprise, resulting in a rout. The smaller South Korean army suffered from widespread lack of organization and equipment, and was unprepared for war. The numerically superior North Korean forces destroyed isolated resistance from the 38,000 South Korean soldiers on the front before it began moving steadily south. Most of South Korea's forces retreated in the face of the invasion. The North Koreans were well on their way to South Korea's capital of Seoul within hours, forcing the government and its shattered army to retreat farther south.
To prevent South Korea's collapse, the United Nations Security Council voted to send military forces. The United States Seventh Fleet dispatched Task Force 77, led by the fleet carrier USS Valley Forge; the British Far East Fleet dispatched several ships, including HMS Triumph, to provide air and naval support. Although the navies blockaded North Korea and launched aircraft to delay the North Korean forces, these efforts alone did not stop the North Korean Army juggernaut on its southern advance. U.S. President Harry S. Truman ordered ground troops into the country to supplement the air support. All U.S. Navy units, including Leyte, were placed on alert. At the time, the ship was in the Mediterranean Sea and Brown did not expect to be deployed to Korea, but on August 8 a relief carrier arrived in the area and Leyte was ordered to Korea. Commanders felt the pilots on the carrier were better trained, and hence needed in the theater. The ship sailed from the Strait of Gibraltar across the Atlantic Ocean and to Quonset, then through the Panama Canal and to San Diego, California, Hawaii, and Japan before arriving in Korea around October 8.
The ship joined Task Force 77 off the northeast coast of the Korean Peninsula, part of a fleet of 17 ships from the Seventh Fleet, including the aircraft carrier USS Philippine Sea, battleship USS Missouri and cruiser USS Juneau. Brown flew 20 missions in-country. These missions included attacks on communication lines, troop concentrations, and military installations around Wonsan, Chongpu, Songjim, and Senanju.
Following the entrance of the People's Republic of China into the war in October 1950, Brown and his squadron were dispatched to the Chosin Reservoir, where an intense campaign was being fought between X Corps (United States) and the People's Volunteer Army’s 9th Army. Approximately 100,000 Chinese troops had surrounded 15,000 U.S. troops, and Brown and other pilots on Leyte flew dozens of close air support missions every day to prevent the Chinese from overrunning the U.S. troops.
## Death
On December 4, 1950, Brown was part of a six-aircraft flight supporting U.S. Marine Corps ground troops trapped by Chinese forces. At 13:38 KST, Brown took off from Leyte with squadron executive officer Lieutenant Commander Dick Cevoli, Lieutenant George Hudson, Lieutenant Junior Grade Bill Koenig, Ensign Ralph E. McQueen, and Lieutenant Junior Grade Thomas J. Hudner Jr., who was Brown's wingman. During this flight, Brown had the call sign "Iroquois 13". The flight traveled 100 miles (160 km) to the Chosin Reservoir, flying 35 to 40 minutes in very harsh wintery conditions to the vicinity of the villages of Yudam-ni and Hagaru-ri. The flight began searching for targets along the west side of the reservoir, decreasing their altitude to 700 feet (210 m). The mission was a three-hour search and destroy flight as well as an attempt to probe Chinese troop strength in the area.
Although the flight spotted no Chinese, at 14:40 Koenig radioed that Brown appeared to be trailing fuel. The damage had likely come by small arms fire from Chinese infantry, who were known to hide in the snow and to ambush passing aircraft by firing in unison. At least one bullet had ruptured a fuel line. Brown, losing fuel pressure and increasingly unable to control the aircraft, dropped his external fuel tanks and rockets and attempted to land the craft in a snow-covered clearing on the side of a mountain. Brown crashed into a bowl-shaped valley at approximately . The aircraft broke up violently upon impact and was destroyed. In the crash, Brown's leg was pinned beneath the fuselage of the aircraft, and he stripped off his helmet and gloves in an attempt to free himself, before waving to the other pilots, who were circling close overhead. The other pilots had thought he had died in the crash. Brown had crash-landed near Somong-ni, 15 miles (24 km) behind Chinese lines in 15 °F (−9 °C) weather, and the other pilots began a Mayday radio to any heavy transport aircraft in the area as they scanned the mountain for any sign of Chinese ground forces who might threaten Brown. They received a signal that a rescue helicopter would come as soon as possible, but Brown's aircraft was smoking and a fire had started near its internal fuel tanks.
Before it became clear Brown was seriously injured, Hudner attempted in vain to rescue Brown by radioing him instructions for escaping his damaged aircraft. Hudner then intentionally crash-landed his aircraft, ran to Brown's side and attempted to wrestle him free from the wreck. While Brown's condition worsened by the minute, Hudner attempted in vain to put out the aircraft fire using snow and to pull Brown from the aircraft. In great pain, Brown began slipping in and out of consciousness. A rescue helicopter arrived around 15:00; its pilot, Lieutenant Charles Ward, and Hudner were unable to put out the engine fire with a fire extinguisher, and tried unsuccessfully to free Brown with an axe for 45 minutes. They even considered, at Brown's request, amputating his trapped leg. Brown lost consciousness shortly thereafter. His last known words to Hudner were, "Tell Daisy I love her." The helicopter, which was unable to operate in the darkness, was forced to return to base at nightfall with Hudner, leaving Brown behind. Brown is believed to have died shortly thereafter of his injuries and exposure to the extreme cold. No Chinese forces threatened the site, likely owing to the heavy air presence of Brown and Hudner's unit.
Hudner begged superiors to allow him to return to the wreck to help extract Brown, but he was not allowed, as other officers feared an ambush of the vulnerable helicopters resulting in casualties. To prevent the body and the aircraft from falling into Chinese or North Korean hands, the U.S. Navy bombed the aircraft with napalm two days later, with pilots reportedly reciting the Lord's Prayer over the radio as they watched Brown's body be consumed by flames. The pilots observed that Brown's body was still stuck in the aircraft, but his clothes were gone. The remains of both Brown and the aircraft were never recovered. Brown was the first African-American U.S. Navy officer killed in the war.
## Legacy
For his actions in Korea leading up to his death, Brown was awarded the Distinguished Flying Cross, the Purple Heart Medal, and the Air Medal. For the failed rescue attempt, Hudner received the Medal of Honor, the highest valor award presented by the U.S. military.
Brown's shipmates memorialized him in a shipwide newspaper as "a Christian soldier, a gentleman, a shipmate, and friend ... His courage and faith ... shone like a beacon for all to see." As word of his death spread, Brown inspired numerous other African Americans to become pilots, notably Seaman Apprentice Frank E. Petersen. Petersen would become the first African-American Marine Corps aviator and the first African-American Marine Corps general, graduating from the Naval Aviation Training Program in 1952 and retiring from the military after 38 years in 1988 with the rank of lieutenant general.
On 17 February 1973, the Navy commissioned the Knox-class frigate USS Jesse L. Brown (FF-1089), the third U.S. ship named in honor of an African American. Present at the commissioning ceremony in Boston, Massachusetts, were Daisy Brown Thorne (who had remarried), Pamela Brown, and Hudner, who gave a dedication. The ship was decommissioned on 27 July 1994 and renamed Damiyat after being commissioned with the Egyptian Navy.
In July 2013, Hudner visited Pyongyang in an attempt to recover Brown's remains from the crash site. He was told by North Korean authorities to return in September when the weather would be more predictable.
While Brown is often cited as the first African-American Naval Aviator, Lieutenant (junior grade) Oscar W. Holmes preceded him, earning the designation of Naval Aviator in 1943, because the Navy did not initially realize he was an African American.
## Biographies
In 1998, Theodore Taylor wrote a biography titled Flight of Jesse Leroy Brown, interviewing Brown's acquaintances and with reference to his personal letters. In 2011 a traveling exhibit, "A Pilot Lights the Way" was featured in the 100th Anniversary of Naval Aviation exhibit at the National Museum of Naval Aviation, the curator was author and poet, Valada Flewellyn. The "A Pilot Light the Way" exhibit opened at the University of Central Florida (UCF) and traveled to Hattiesburg, Mississippi, and other locations. In 2015, Brown was the subject of the biography Devotion: An Epic Story of Heroism, Friendship, and Sacrifice, by Adam Makos.
Brown is portrayed in the 2022 film Devotion by Jonathan Majors.
## Awards and decorations
Brown's military decorations and awards included the following:
His Distinguished Flying Cross citation reads:
> The President of the United States of America takes pride in presenting the Distinguished Flying Cross (Posthumously) to Ensign Jesse Leroy Brown (NSN: 0-504477), United States Navy, for heroism in aerial flight as Pilot of a fighter plane in Fighter Squadron Thirty-Two (VF-32), attached to the USS Leyte (CV-32), in hostile attacks on hostile North Korean forces. Participating in 20 strikes on enemy military installations, lines of communication, transportation facilities, and enemy troop concentrations in the face of grave hazard, at the Chosin Reservoir, Takshon, Manp Jin, Linchong, Sinuiju, Kasan, Wonsan, Chonjin, Kilchu, and Sinanju during the period 12 October to 4 December 1950. With courageous efficiency and utter disregard for his own personal safety, Ensign Brown, while in support of friendly troops in the Chosin Reservoir area, pressed home numerous attacks destroying an enemy troop concentration moving to attack our troops. So aggressive were these attacks, in the face of enemy anti-aircraft fire, that they finally resulted in the destruction of Ensign Brown's plane by anti-aircraft fire. His gallant devotion to duty was in keeping with the highest traditions of the United States Naval Service.
## In film and literature
- Film: Devotion (2022)
- Book: Devotion: An Epic Story of Heroism, Friendship, and Sacrifice (2015)
## See also
- List of African-American firsts
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24,577,701 |
Kent, Ohio
| 1,168,047,403 | null |
[
"1805 establishments in Ohio",
"Cities in Ohio",
"Cities in Portage County, Ohio",
"Kent, Ohio",
"Populated places established in 1805",
"Populated places on the Underground Railroad"
] |
Kent is a city in the U.S. state of Ohio and the largest city in Portage County. It is located along the Cuyahoga River in Northeast Ohio on the western edge of the county. The population was 28,215 at the 2020 Census. The city is counted as part of the Akron metropolitan area and the larger Cleveland–Akron–Canton combined statistical area.
Part of the Connecticut Western Reserve, Kent was settled in 1805 and was known for many years as Franklin Mills. Settlers were attracted to the area due to its location along the Cuyahoga River as a place for water-powered mills. Later development came in the 1830s and 1840s as a result of the settlement's position along the route of the Pennsylvania and Ohio Canal. Leading up to the American Civil War, Franklin Mills was noted for its activity in the Underground Railroad. With the decline of the canal and the emergence of the railroad, the town became the home of the Atlantic and Great Western Railroad maintenance shops through the influence of Marvin Kent. In 1864 the town was renamed Kent in honor of and in gratitude for Marvin Kent's efforts. It was incorporated as a village in 1867 and became a city after the 1920 Census. Today Kent is a college town best known as the home of the main campus of Kent State University, founded in 1910, and as the site of the 1970 Kent State shootings.
Historically a manufacturing center, education is the city's largest economic sector with Kent State University being the city's, and one of the region's, largest employers. The Kent City School District and the Kent Free Library provide additional education opportunities and resources. Many of Kent's demographic elements are influenced by the presence of the university, particularly the median age, median income, and those living below the poverty level. The city is governed by a council-manager system with a city manager, a nine-member city council, and a mayor. Kent has nearly 20 parks and preserves and hosts a number of annual festivals including ones related to Earth Day, folk music, and the U.S. Independence Day. In addition to the Kent State athletic teams, the city also hosts a number of amateur and local sporting events at various times during the year. Kent is part of the Cleveland–Akron media market and is the city of license for three local radio stations and three television stations and includes the regional affiliates for National Public Radio (NPR) and the Public Broadcasting Service (PBS). Local transportation infrastructure includes a public bus service and hike-and-bike trails. As the home of the Davey Tree Expert Company, Kent is known as "The Tree City" while residents are referred to as "Kentites". The city has produced a number of notable individuals, particularly in politics, athletics, and the entertainment industry.
## History
The region was originally inhabited by various tribes of American Indians, including the early Mound Builders. Around 1780, Captain Samuel Brady achieved notoriety for his activities in the area, including his famous leap of 21 feet (6 m) over the Cuyahoga River to avoid capture by an unknown band of American Indians. The site, known as Brady's Leap, is now a city park. Settlement by Europeans began in the late 1790s and early 19th century. As part of the Connecticut Western Reserve, the area was divided into survey townships in 1798 and almost all of what is now Kent was originally part of Town 3 Range 9, which would eventually be known as Franklin Township. Aaron Olmsted, a wealthy Connecticut merchant, had purchased the 16,000-acre (6,500 ha) township and named it for his son Aaron Franklin Olmsted.
Franklin Township was surveyed in 1803 and settled in November 1805 when John Haymaker and his family moved west from Warren to the banks of the Cuyahoga River. They were joined by John's brother George and their father Jacob Haymaker and their families early the next year, and built a gristmill in 1807. Initial growth in the area was slow, but eventually two small villages would develop due to the potential for power generated by the Cuyahoga River that could be used in gristmills and manufacturing. The first village, known as Franklin Mills, or locally as the "Lower Village", developed mostly around the original Haymaker property. In 1818, Joshua Woodard arrived in the area and began constructing buildings just north of the village forming the "Upper Village" that would come to be known briefly as Carthage.
In the 1820s, Franklin Mills was included in the route of the Pennsylvania and Ohio Canal (P & O Canal). When construction began on the canal in the mid-1830s, land speculation was rampant in many areas of northeast Ohio along the canal, including Franklin Mills. As a result, an industrial and business region was established along the east side of the river in what is now downtown Kent. Factories and mills were either planned or constructed along the Cuyahoga River, some of which either were never built or ultimately failed, due mostly to effects of the Panic of 1837. A lock and attached arch dam, however, was completed in 1836. The canal officially opened in 1840, but would only operate into the 1860s. By the 1870s the canal was completely shut down.
In the era leading up to the American Civil War, Franklin Mills was an active stop on the Underground Railroad, giving fugitive slaves shelter on their escape to Canada. There were three notable stops in Franklin Mills, one of which still stands as of 2010. During this period, from 1835 to 1839, noted American abolitionist John Brown moved to the village, operating a tannery along the Cuyahoga River with Zenas Kent.
In 1863 the Atlantic and Great Western Railroad was constructed through Franklin Mills, due largely to the efforts of local businessman Marvin Kent, son of Zenas Kent. Marvin Kent had started his own railroad company, the Franklin and Warren Railroad, in 1851 after Franklin Mills, already home to several Kent family ventures and properties, was bypassed by the Cleveland and Pittsburgh Railroad that same year. Kent was also successful in getting the village named as the location of the railroad's maintenance yards and shops in 1864. The geographic location along the railroad and being home to the shops reinvented and revitalized the village as an important stop on the east–west line between St. Louis and New York City. The shops would open in 1865 and the railroad would play an important part of Kent's industry and development through the early 20th century before the shops were completely shut down in 1930. To honor Marvin Kent, the village was renamed Kent in 1864, although this change was not official until the village was incorporated on May 6, 1867.
John Davey came to Kent in 1881 as head grounds keeper at Standing Rock Cemetery, and planted several trees, landscaped the cemetery, and performed experiments on trees. In 1901, he published his theories on tree surgery with his book The Tree Doctor, and later established the Davey Tree Expert Company in 1909. The efforts of Davey and the presence of Davey Tree led to the establishment of "The Tree City" as a nickname for Kent, which is reflected in the city's seal. The company continues to be headquartered in Kent and serves as the city's largest private employer.
After a fire destroyed the Seneca Chain Company in 1909, one of the city's main industries at the time, city leaders created the Kent Board of Trade in 1910, a forerunner to the Chamber of Commerce. The new Board was successful later that year in having Kent selected out of twenty northeastern Ohio cities as the site of a new teacher training college, which became known as the "Kent State Normal School". The site for the school was on 53 acres (21 ha) of land donated by William S. Kent, son of Marvin Kent, on what was then the eastern edge of town. By 1929 the school was renamed Kent State College after the establishment of a college of liberal arts and degrees in the arts and sciences and in 1935 was renamed Kent State University after it was given authorization to grant advanced graduate degrees. The bill giving Kent State university status was signed into law by Ohio governor and Kent native Martin L. Davey, son of tree surgeon John Davey. During the 1950s and 1960s the growth of Kent State University combined with the effects of suburbanization resulted in significant population growth for the city, rising from just over 12,000 residents at the 1950 census to over 28,000 by 1970. Black squirrels were brought to the campus from Canada in 1961 by Kent State University head groundskeeper Larry Woodell. The squirrels have become an icon for both KSU and the city and are often used as unofficial mascots and symbols.
In early May 1970, protests began on the campus of Kent State University over the United States' invasion of Cambodia in the Vietnam War. These protests and demonstrations, which included rioting in downtown Kent on May 2, culminated in the Kent State shootings on May 4, 1970, where four students were killed and nine were wounded by the Ohio Army National Guard. Several memorials have been placed at the site over the years and commemorations have been held annually since 1971. In 2010 the entire site was listed on the National Register of Historic Places. Also during the late 1960s and into the 1970s, construction of Haymaker Parkway, completed in 1975, brought changes to the city's layout while eliminating ongoing problems with traffic congestion and blocked rail crossings.
Kent received national attention in 1995 when the city's water was named "Best Tasting Municipality Water" at the Berkeley Springs International Water Tasting. The water and mayor Kathleen Chandler were featured on the March 3 episode of The Tonight Show with Jay Leno. Since then, Kent has placed in the top five a total of six times with the most recent being a fifth-place finish in 2011. In 2003, the 1836 arch dam was bypassed to meet water quality standards set by the Ohio Environmental Protection Agency. To preserve the historic dam, a small park was built behind the dam and the river was rerouted through the old canal lock. During warm-weather months, water is pumped over the dam. The park, known as Heritage Park, was formally dedicated in May 2005.
From 1881 to 2016, downtown Kent was home to a flour mill, housed in a complex originally built from 1880 to 1881 by the Williams brothers and later acquired by the Star of the West Milling Company. The mill closed in 2016 after Star of the West consolidated operations to Willard, Ohio, and the complex was sold to a local developer in 2019. On the morning of December 2, 2022, part of the complex caught fire. In addition to the Kent Fire Department, 11 additional area fire departments and multiple other agencies responded. The fire destroyed part of the original 1881 mill building and the grain elevator, built in 1890, and damaged other parts of the complex. The adjacent taller white silos, built in 1936, were not damaged.
### Redevelopment
Beginning in 2008, several redevelopment projects in the downtown area, some of which had been discussed for decades, were put into motion and resulted in nearly \$110 million in total investment from public and private sources. The first of these was the Phoenix Project, a development privately financed by Kent resident Ron Burbick that renovated and expanded a section of commercial space along East Main Street. Included in the project was construction of a pedestrian alleyway lined with small shops, eventually known as Acorn Alley, which opened in 2009. A second phase of Acorn Alley opened in late 2011. Other aspects of the redevelopment, which include a 360-space parking deck and bus transfer station, a hotel and conference center, and three separate mixed-use buildings, began to take shape in 2010 following the demolition of several buildings in a four block area. New offices for Ametek and the Davey Tree Expert Company opened in late 2012 along with several new small businesses on the first floors of each building. The hotel, operated by Kent State University, opened in June 2013 and the new parking garage, operated by the Portage Area Regional Transportation Authority (PARTA) opened April 30, 2013, as the Kent Central Gateway. In addition to parking, the facility functions as PARTA's main bus transfer station and has storefronts on the ground level facing East Erie Street. Included in the redevelopment was the purchase and renovation of the old Kent hotel, which first opened in 1920. After being mostly vacant since 1979 and completely vacant since 2000, it re-opened on April 1, 2013, as the new home to the Kent location of Buffalo Wild Wings and also houses offices, a wine and jazz bar, and apartments. A five-story mixed-use building called The Landmark was completed in 2014 and construction started in November 2015 on an additional five-story mixed-use building featuring microapartments, scheduled to be completed in 2016. The developments attracted the attention of The Plain Dealer and The New York Times and earned the city and university the 2013 Larry Abernathy Award from the International Town–Gown Association in recognition of the positive town–gown cooperation and collaboration.
Additional development has been ongoing on the campus of Kent State University and the largely residential neighborhood located between downtown Kent and the western edge of campus. The university began buying properties in that neighborhood in 2007 and by December 2012 had acquired 43. Construction of the University Esplanade extension, designed to link campus with downtown, started in August 2012 after several of the buildings in the area, most of which had been rental homes, were demolished or moved. The Esplanade extension continued a segment of the Portage Hike and Bike Trail that extends to Dix Stadium and was completed in October 2013. Kent State constructed a \$48 million, 110,091 square feet (10,227.8 m<sup>2</sup>) facility for the College of Architecture and Environmental Design along the Esplanade extension and also relocated the former home of May Prentice, the first female faculty member at Kent State, to the extension as the home for the Wick Poetry Center. Construction on the architecture building started in October 2014 and was completed in August 2016. In total, there are plans totaling approximately \$150 million for several other facilities and upgrades across campus, including a new building for the College of Applied Engineering, Sustainability and Technology and a renovation and reorganization of the facilities for the School of Art. The city and county have also seen developments in the same area. A new county municipal courthouse on East Main Street was completed in April 2014, and in 2015, Kent City Council approved the sale of the city hall complex to a private developer for construction of a five-story apartment building on the site, which opened in August 2016.
## Geography
Kent is located in west-central Portage County in Northeast Ohio approximately 10 miles (20 km) northeast of Akron and 30 miles (50 km) southeast of Cleveland. It is bordered by Franklin Township on the north and east, the unincorporated community of Brady Lake on the east, Brimfield Township on the south, and Stow on the west. Other nearby communities include Ravenna to the east and Sugar Bush Knolls and Streetsboro to the north. It is included in the Akron Metropolitan Statistical Area and the larger Cleveland–Akron–Canton Combined Statistical Area.
Located on the western end of the Glaciated Allegheny Plateau, the topography of Kent includes rolling hills and varied terrain. The Cuyahoga River passes through the city, cutting a gorge with a drop of nearly 40 feet (10 m) adjacent to the downtown area. The United States Geological Survey lists the city's elevation at 1,056 feet (322 m) above sea level at a point near Kent's geographic center. Elevations vary slightly within the city limits with several buildings on the Kent State University campus at altitudes in excess of 1,160 feet (350 m) and points as high as 1,200 feet (370 m). According to the United States Census Bureau, as of 2010 the city has a total area of 9.28 square miles (24.04 km<sup>2</sup>), of which 9.17 square miles (23.75 km<sup>2</sup>) is land and 0.11 square miles (0.28 km<sup>2</sup>) is water.
### Climate
Kent's climate is classified as a humid continental climate in the Dfa Köppen climate classification meaning it typically has very warm, humid summers and cold, snowy winters with moderate and variable spring and autumn seasons. The record high temperature is 103 °F (39 °C), set on July 7, 1988, with the record low of −22 °F (−30 °C) recorded January 17, 1982. During the spring and summer months, thunderstorms are fairly common and the area is susceptible to tornadoes, though the last recorded tornado in Kent occurred in 1973. Effects from tropical systems can also be felt, usually taking the form of increased humidity, rain, and wind, such as with the remnants of Hurricane Ike in September 2008. During the winter months, snowfall is common and can occur in large quantities with considerable cloud cover. Kent is not considered part of the Lake Erie snowbelt, though lake-effect snow does occur at times. The city is in what is referred to as the "secondary snowbelt", meaning it will receive heavier snowfall totals from lake-effect snow when certain wind directions are more prevalent, but typically sees far less snowfall than areas to the north closer to Lake Erie. While temperatures below the freezing point are typical in the winter months, thaw periods where temperatures exceed 50 °F (10 °C) and even 60 °F (16 °C) are not uncommon in January and February.
## Demographics
As a college town, Kent's demographic and population statistics are greatly affected by the presence and growth of Kent State University. As a result, several statistics are noticeably higher or lower than state and national averages including median age and the percentage of residents in the 18–24 age bracket, individuals below the poverty line, and percentage of residents with a college degree.
Initial population growth in Kent was influenced by the location on the Cuyahoga River which led to the development of industrial and manufacturing jobs. Early settlers mainly came from the northeastern United States and were largely of German descent. After the arrival of the Atlantic and Great Western Railroad in 1863, growth was steady into the early 20th century with the village battling Ravenna for the position of Portage County's largest city. By the 1930 Census, Kent had passed Ravenna as the county's most populous city with even larger population growth in the 1950s and 1960s rising from 12,148 in 1950 to 28,183 by 1970. As of 2010, Kent remains the county's largest city. Most recent population measurements of the city have shown the effect of changes in the city's overall population coinciding with changes in the number of students living on campus as well as a reduction in the number of persons per housing unit.
As of the 2010 Census, there were 28,904 people living in the city for a population density of 3,150.5 people per square mile (1,216.4 people/km<sup>2</sup>). There were 11,174 housing units at an average density of 1,218.0 units per square mile (470.3 units/km<sup>2</sup>). The racial makeup of the city was 83.1% White, 9.6% African American, 3.7% Asian, 0.2% Native American, 0.1% Pacific Islander, 0.5% from other races, and 2.9% from two or more races. 2.2% of the population is Hispanic or Latino of any race. Though slightly below the national averages for diversity, Kent is very close to the averages for Ohio and above the averages for the surrounding area. Between the 2000 and 2010 censuses, the city saw slight increases in the number of minority residents. The 2015 estimate placed the population at 29,810.
There were 10,288 households in 2010, out of which 20.9% had children under the age of 18 living with them, 27.5% were married couples living together, 12.5% had a female householder with no husband present, and 56.3% were non-families. 33.4% of all households were made up of individuals, and 8.0% had someone living alone who was 65 years of age or older. The average household size in Kent was 2.2 and the average family size was 2.86, which compares with the national average of 2.58 for a household and 3.14 for a family and the state average household size of 2.44 and average family size of 3.01.
In the city the population was spread out, with 29.4% ages 19 years and under, 44.1% from 20 to 39, 15.9% from 40 to 59, 8.0% from 60 to 79, and 2.5% who were 80 years of age or older. The median age was 22.7 years, which was well below both the median age for Ohio (38.8) and the United States (35.3). The city's population was 46.3% male and 53.7% female. The rate differs slightly from the national average of 49.2% male and 50.8% female and the state average of 48.8% male and 51.2% female. It contrasts with neighboring Franklin Township, which has a population that is 51.3% male and 48.7% female.
The mean income for a household in the city was \$46,848, well below the mean household incomes for Ohio (\$61,397) and the United States (\$70,116) in the 2010 Census. The median household income in Kent was \$28,958, compared to \$46,563 for Ohio and \$51,222 for the U.S. For families, the mean income in Kent was \$71,817 with a median income of \$59,936, both of which were closer to the state (\$73,084 mean, \$58,566 median) and national (\$81,568 mean, \$62,112 median) averages. Males had a median income of \$35,316 versus \$35,255 for females. The per capita income for workers in the city was \$18,339. 10.4% of families and 29.3% of the population were below the poverty line, including 21.1% of those under age 18 and 6.6% of those age 65 or over. While the number of individuals below the poverty line is significantly higher than both the state and national averages, with 14.8% of individuals in Ohio and 14.4% in the United States being below the poverty line, the percentage of families below the poverty line is slightly below the state (10.5%) and national (10.8%) averages. Measures of high poverty rates in similar college towns, however, is not uncommon across the U.S.
Educationally, Kent is above the national, state, and local averages for residents who have attained a bachelor's, master's, or above a master's degree. At the 2010 Census, 41.9% of Kent's population above the age of 25 had obtained a college degree compared to 24.9% of the same population in Portage County, 24.1% statewide, and 27.9% nationally.
## Economy
Kent's location along the Cuyahoga River and later the Pennsylvania and Ohio Canal and multiple railroad lines made it attractive initially for the establishment of small gristmills for the production of flour and various factories. Progressively larger factories later developed due to increased power available from the river and eventually due to the ease and lower cost of transportation of goods to other markets. During the latter half of the 19th century and into the early 20th century, the city's largest employers were all industrially based, including the Atlantic and Great Western Railroad and its successors, which operated its main maintenance shops in the village; the Seneca Chain Company; and bus manufacturer Twin Coach among others. A disastrous fire at the Seneca Chain Company in 1909 led to the creation of the Kent Board of Trade—an early Chamber of Commerce—which was successful in getting Kent selected in 1910 as the site of what would become Kent State University.
Changes in the structure of the railroad and declines in the manufacturing sector during the mid-20th century combined with the rapid growth of Kent State University following World War II led to the university becoming the city's largest employer and influenced the development of other areas of the city's economy. Beginning in the late first decade of the 21st century, the university, along with the city and private investors, began to play a more active role in the redevelopment of downtown Kent and has aided in the development of local high tech companies. Kent State operates Centennial Research Park, along Ohio State Route 59 in Kent's Joint Economic Development District with Franklin Township, which houses two high tech start-up companies in the liquid crystal industry. Kent has an additional Joint Economic Development District with Brimfield Township. Through the Kent Regional Business Alliance, the city also supports two business incubators.
As of 2010, the educational, health, and social services fields were the city's largest sector, and employed over 33.5% of Kent's workforce. This included the city's two largest employers, Kent State University and the Kent City School District, as well as University Hospitals Portage Medical Center, which operates an outpatient surgery center and general medical facility. 16.3% of the workforce is employed in arts, entertainment, and food service, with 12.2% employed in retail. Manufacturing accounts for 7.1% of the workforce with a Land O' Lakes plant being the largest employer in the sector. Smithers-Oasis, a floristry developer and manufacturer, was founded in Kent in 1954 and operates a plant in the city. Their corporate offices were moved back to Kent from Cuyahoga Falls in September 2013, having originally moved there from Kent in 1992. Kent is also home to the corporate headquarters of the Davey Tree Expert Company, which serves as the city's largest private employer. In 2010 Davey Tree announced plans to relocate staff from its Davey Resource Group, who were previously in neighboring Stow, to Kent as part of a planned downtown development and has stated long-term goals include having all corporate offices in Kent. The office, which included some office staff already in Kent at the main corporate headquarters, opened in August 2012. Davey added a third wing to its Kent headquarters building in 2022, along with 70 new jobs. It is also building a 180-acre (73 ha) training and research campus and arboretum for both employees and the public which is scheduled to be complete in 2025. Most of the land was annexed from Franklin Township and the rest was obtained from the site of the former Franklin Elementary School.
75.1% of those employed commuted alone to work by way of a car, truck, or van with another 7.1% carpooling. 10.6% of workers walked to work with 1.9% using public transportation. The average commute time was 22 minutes. 13.0% of the workforce was unemployed in 2010, above the 9.8% for the state and 9.0% nationally. the U.S. Bureau of Labor Statistics estimated the unemployment rate in Kent at 7.9% in 2010 and 6.6% in October 2011.
## Culture
Cultural elements in Kent include various arts, environmental, and entertainment events during the year, as well as the Kent State University Museum. The Kent Heritage Festival is held every July in the downtown area, coinciding with the U.S. Independence Day. The festival includes crafts, booths, entertainment, train rides, 5K and 10K races, and fireworks, drawing approximately 25,000 people each year. In October, Kent hosts the homecoming festivities for Kent State University, including a parade down East Main Street as well as other events and activities both on campus and around the city. Also in October, the downtown area hosts an annual, yet unofficial, Halloween celebration, which usually takes place the last Saturday of October. The event typically draws thousands, largely Kent State students, and includes many who dress in costume. In 2007 Main Street Kent, a local organization that promotes downtown Kent, created a family-oriented Halloween event downtown that precedes the unofficial celebration. Since 2007, Kent has hosted an annual environmental festival known as "Who's Your Mama?" which takes place in conjunction with Earth Day. The festival has events at various locations in the city, such as a vegan chef competition, concerts, a film festival, guest speakers, and booths on environment-based topics. Through Main Street Kent, additional events downtown include an ice cream social event in August, an outdoor concert series and "sidewalk cinema" between May and September, an art and wine festival in June, a cider festival in November, and the Festival of Lights Christmas celebration in early December. The Wizardly World of Kent, formerly known as Kent Potterfest, is a festival celebrating the book and movie series Harry Potter and debuted in late July 2016. It is held annually in the downtown area in late July. It features Harry Potter-themed vendors and activities, a 5k run through the campus of Kent State University, a costume contest, and the transformation of Acorn Alley to resemble Diagon Alley. Kent Rainbow Weekend, the city's annual Pride festival, is held in October in multiple locations around the city and the campus of Kent State University. It originally debuted in 2020 and was held in early March, but was moved to October after the festival resumed in 2022.
From May to October, the Haymaker Farmers' Market operates every Saturday morning in the downtown area adjacent to and under the Greer Bridge of Haymaker Parkway. The location is marked by a commissioned mural completed in October 2012 on the two bridge supports that line each side of the market's area. The market was established in 1992 and includes over 40 vendors, making it one of the oldest and largest farmers' markets in Northeast Ohio. An indoor Winter Market, established in 2008, is held Saturday mornings from November through April.
The Kent Stage, located downtown, is a performance venue for a variety of arts performances in music and theater. It hosts around 90 concerts, four theatrical performances, and four film festivals or movie premiers per year, including local, national, and international performers. Since opening in 2002, it has been visited by approximately 120,000 patrons from all over Ohio, 38 U.S. states, and 3 countries. In April, it hosts events related to the "Who's Your Mama?" Earth Day festival and in June, it is one of the host venues for the Kent Folk Festival, an annual event in folk music since the late 1960s. The festival includes multiple folk music acts at venues throughout the city over a period of several days. The Kent Stage also hosts the Kent Blues Festival and a local artist music festival known as the Up From The River Music Festival.
Kent is also home to the Kent State University Museum, located in Rockwell Hall on the KSU campus. The museum focuses on the history of fashion design and decorative arts in the United States and around the world from the 18th century to the present. Each year in early May, the university hosts an annual commemoration of the Kent State shootings, which typically features several speakers, forums, artwork, and other related events. On campus, Kent State operates the May 4 Visitors' Center, which covers the shootings and the events surrounding them. It is housed in Taylor Hall on the site added to the National Register of Historic Places in 2010 and includes three galleries covering art and media from the era of the 1960s leading up to the shootings, images from the actual event, and the local and national impact after the shootings. The center opened to the public October 20, 2012, during the Kent State Homecoming weekend. The site was named a National Historic Landmark in December 2016.
In addition to the Kent State Shootings Site near the center of campus, there are also a number of additional sites and districts in Kent on the National Register of Historic Places, some of which are open to the public. The Kent Industrial District is a historical district along the Cuyahoga River adjacent to downtown that includes an area and structures that were important in Kent's early history. On the northwestern part of the Kent State University campus is the Ohio State Normal College At Kent district, which includes the school's five original classic revival buildings dating to 1913. There is also the West Main Street District just west of downtown that includes 20 private homes of architectural and historical significance from the post-Civil War and early 20th century periods. The district includes the Kent Masonic Center, which was originally built in the early 1880s as the home of Marvin Kent and his family, and the former residence of Martin L. Davey, who served as Governor of Ohio. Buildings in Kent listed on the register include three private homes noted for their architecture styles: the John Davey House for the Second Empire style, and both the Aaron Ferrey and Charles Kent Houses as examples of Gothic Revival. Other buildings include the 1869 Kent Jail, now used by the Parks and Recreation Department, and the 1837 Franklin Township Hall, the site of eventual U.S. President James A. Garfield's first nomination for public office in 1859. As part of its renovation and redevelopment, the former Franklin Hotel, first opened in 1920, was added to the NRHP in 2013 for its local historical significance and its connections to notable people. The former L.N. Gross Company Building, built in 1928 and designed by Kent architect Charles Kistler, was added to the NRHP in 2016 as part of its restoration and renovation.
## Sports
As the home of Kent State University, Kent is also the home of the university's athletic teams, the Golden Flashes, who compete in the National Collegiate Athletic Association (NCAA) at the Division I level as a member of the Mid-American Conference East Division. Several of Kent State's teams have enjoyed league and national success, the most notable being the men's basketball team's run to the Elite Eight in the 2002 NCAA Tournament and the baseball team's appearance in the 2012 College World Series. The 6,327-seat Memorial Athletic and Convocation Center, commonly referred to as the MAC Center, is the site of a number of athletic events in multiple sports, including wrestling, women's gymnastics, and women's volleyball in addition to men's and women's basketball. It is also a regular site for the Mid-American Conference's wrestling and women's gymnastics championships.
In addition to hosting the KSU football team, Kent State's 25,319-seat Dix Stadium has been a venue for high school football games both in the regular-season and the state playoffs. The adjacent Murphy-Mellis Field is a location for Ohio High School Athletic Association (OHSAA) field hockey tournament games and the Diamond at Dix is a regular venue for OHSAA regional softball tournament games. From 1975 to 1981 the Cleveland Browns held their training camp in Kent at Kent State University.
The Kent State University Ice Arena serves as host to several local ice hockey programs including youth leagues, high school and professional teams, and as a site for OHSAA high school tournament games and ice skating competitions in addition to being home of KSU's club team, which competes in the American Collegiate Hockey Association. The ice arena is also the home of the Kent Twisters, a member of the Pennsylvania-Ohio Women's Hockey Association, an adult amateur women's ice hockey league. Kent also plays host to the Portage County Open tennis tournament, held annually at the tennis courts of Theodore Roosevelt High School.
## Parks and recreation
The city operates nearly 20 parks and preserves, the largest of which is the 56-acre (23 ha) Fred Fuller park along the Cuyahoga River, named after a former Kent Parks chairman. The park includes the Kramer Fields baseball and softball complex, which contains four fields, two of which are lighted. Several of the parks along the Cuyahoga River are on or near areas of historical significance. Franklin Mills Riveredge Park, which follows the Cuyahoga River through downtown Kent, passes through a large portion of the Kent Industrial District along with Heritage Park and includes sites related to the Pennsylvania and Ohio Canal. Adjacent on the south is the John Brown Tannery Park, on the site of the former tannery John Brown helped fund with Zenas Kent in the 1830s, while Brady's Leap park, adjacent to the north, is at the location of the famed leap over the Cuyahoga River by Captain Samuel Brady circa 1780. The parks and recreation department, in addition to operating and maintaining the city's parks and preserves, also operates a recreation center on the city's south side and offers several sports, arts, and education programs at various locations in Kent. The department also sponsors events throughout the year including Art in the Park, an ice-skating party, hayrides, and Santa's Arrival. The Kent City School District operates an indoor pool at Theodore Roosevelt High School that is available for public recreational and instructional use outside of its use by the school for athletics and physical education. The pool hosts swimming lessons and serves as a home venue for the Hudson-based Hudson Explorers Aquatic Team, a competitive swimming program for ages five and above.
Within the city are segments of the Portage Hike and Bike Trail, which is jointly managed with Kent State University, the Portage Park District, and the city of Ravenna. The main portion of the trail follows the Cuyahoga River in Kent with most of the trail paved with asphalt. In August 2012, as part of several redevelopment projects in the downtown area, Kent State University began construction of the Esplanade Extension, which was completed in August 2013 and connects the university's portion of trail extending to Dix Stadium, known as the University Esplanade, to downtown Kent. The trail connects with the hike and bike trails in neighboring Summit County and links Kent with nearby communities in Portage County. The city is also home to the Cooperrider-Kent Bog State Nature Preserve, located in the southern edge of Kent. It is one of the most intact bogs in Ohio, with the southernmost and largest stand of tamarack trees in the continental United States.
Through partnerships with Kent State University Recreational Services and other local agencies, additional recreational opportunities are available to city residents. A livery known as Crooked River Adventures is available at Tannery Park. The livery generally operates from May to October depending on weather and water levels. Canoe, kayak, tubing, and bicycle rentals are available to residents and students with kayak and canoe service as far as Brust Park in Munroe Falls and Water Works Park in Cuyahoga Falls. Kent also has a bicycle-sharing system known as Flashfleet in partnership with the university and PARTA. The program offers yearly memberships or hourly rentals with locations on campus and in the downtown area.
## Government
Kent is governed by a charter form of government with a council–manager system of nine council members and a mayor. The city is divided into six wards and voters select a mayor, a council member representing their ward, and three at-large council members in staggered four-year terms. The city charter, adopted in 1963, is reviewed by a charter commission every 10 years who then make recommendations for changes, the last review being in 2015. The city council hires a city manager who oversees the day-to-day operations in the various city departments and enforces policies set by council. The mayor serves a largely ceremonial role as president of the council and votes only in the event of a tie. Kent voters approved the change from a mayor-council system to council-manager in 1975 and it went into effect in 1977. Jerry Fiala began his term as mayor January 1, 2010, and Dave Ruller began serving as city manager June 15, 2005.
As part of the city government, Kent also has departments of community development, health, human services, law, parks and recreation, public safety, and public service. The Public Service Department oversees a variety of construction and maintenance works as well as the city's water treatment and water reclamation systems while the Public Safety Department includes both the police and fire departments. The Kent Police Department is housed in the city's Safety Administration Building and includes 911 dispatch for Kent and Franklin Township. Kent State University also operates its own police department, which mainly patrols the KSU campus and KSU property in and out of the Kent city limits. The two departments frequently communicate and for several years were headed by identical twin brothers: James Peach in the city and John Peach at the university. The fire department operates two stations, the main station adjacent to the Safety Administration Building and the West Side Fire Station along North Mantua Street on the western side of the Cuyahoga River. Kent Fire also provides fire and emergency medical service coverage for Franklin Township and the village of Sugar Bush Knolls.
The city's main sources of tax revenue come from income tax, set at 2.25%, and property tax. Voters approved an increase in the income tax rate from 2.0% in November 2013 to fund a new police station and the new rate took effect January 1, 2014. The rate increase includes a sunset provision that requires the tax rate to return to 2.0% once debt is paid off on the new facility. In 2014, the city operated on a budget of approximately \$40 million. The largest percentage of the budget, 31% or \$11.9 million, was spent on public safety services followed by 22% or \$8.5 million on basic utilities. Debt service accounted for \$6.0 million or 17% of the budget while transportation projects accounted for 9% or \$3.37 million of the budget, 8% or \$3.33 million towards general government expenses, and \$2.35 million allocated for construction of a new police station.
At the state level, Kent is in the 72nd district of the Ohio House of Representatives, represented since 2021 by Republican Gail Pavliga, of Atwater. In the State Senate, Kent is part of the 28th district, represented since 2022 by Democrat Vernon Sykes of Akron. At the Federal level, Kent is included in Ohio's 13th congressional district, represented since 2023 by Republican Dave Joyce of Geauga County.
## Education
Preschool, elementary, and secondary education is mainly provided by the Kent City School District. The portion of the city south of State Route 261 is part of the neighboring Field Local School District. The Kent district was created around 1860 and later merged with the Franklin Township and Brady Lake school districts in 1959. It serves most of Kent and Franklin Township, the village Sugar Bush Knolls and a small part of southern Streetsboro. Kent has four neighborhood elementary schools that serve students in grades K–5, Stanton Middle School for grades 6–8, and Theodore Roosevelt High School for grades 9–12. The district also operates a preschool program housed at Davey Elementary School, and is a member of the Six District Educational Compact with five surrounding districts to facilitate vocational education, with many of these programs housed at Roosevelt High School. In 1985, Roosevelt High School was given the United States Department of Education Excellence in Education award and the school has consistently been rated "Excellent" by the Ohio Department of Education since 2004. For 2010, 2015, 2016, and 2018 it was named in U.S. News & World Report as one of the best high schools in the United States, earning the publication's Bronze Medal designation. The Kent City School District has been consistently rated as "Excellent" or "Effective" by the Ohio Department of Education and in 2007 Walls Elementary School was named a "School of Promise" by the Ohio Department of Education, while Longcoy Elementary earned the U.S. Department of Education's prestigious Blue Ribbon School award.
Kent also has one private school, St. Patrick School, which serves around 300 students in grades K–8 from Kent and several surrounding communities. It is part of Kent's St. Patrick parish and is affiliated with the Roman Catholic Diocese of Youngstown.
`The Kent Free Library is the main public library. It was established in 1892 after Kent became the first village in Ohio to use an 1892 state law which allowed municipalities under a population of 5,000 to tax residents for the upkeep of a library. Andrew Carnegie donated $10,000 in 1901 for construction of a permanent home for the library, which opened in 1903. The 2006 expansion to the library brought available space to 55,000 square feet (5,100 m`<sup>`2`</sup>`) with a book collection of 147,390 items as of 2010. It is a school district library associated with the Kent City School District and is also part of the Portage Library Consortium, connecting it with Reed Memorial Library in Ravenna and the Portage County District Library, which maintains six branch libraries across the county and a bookmobile.`
The main campus of Kent State University is located in the southeastern part of the city. The campus itself occupies 866 acres (350 ha) and the university owns thousands of additional acres adjacent to the campus. Additional facilities include a research park and golf course just east of the city limits in Franklin Township and the Kent State University Airport, just west of Kent in Stow. Founded in 1910 as a teacher training institution, the university has become a world leader in the development of liquid crystals through the Liquid Crystal Institute and was the site of the first patent for the modern liquid crystal in the 1970s. Kent State also has a nationally recognized fashion design program and nationally ranked programs in library science and business. As of 2010, the College of Nursing is the 5th-largest nursing school in the United States and largest in Ohio. In 2009 the university inaugurated the College of Public Health, the second public health program in Ohio and 33rd in the U.S. The Kent State library system, which includes the 12-story main library and houses over 2.6 million volumes, includes six additional department libraries on the main campus and a branch at each of the seven regional campuses. The library system is a member of the Association of Research Libraries, one of 3 in Ohio and 124 in North America. The university offers over 300 programs of study combined in the undergraduate and graduate levels and serves over 41,000 students in eight campuses across Northeast Ohio with over 30,000 at the campus in Kent.
## Media
Kent is part of the Cleveland-Akron Television Market Area as defined by the Federal Communications Commission, which includes a 17-county region of Northeast Ohio. As of 2015 it ranks as the 18th-largest media market in the United States according to Nielsen Media Research. While most stations are located in Cleveland and Akron, Kent is home to the offices and main studio of Western Reserve Public Media, the PBS affiliate for Akron and Youngstown. The studios for WOCV-CD, the local affiliate for the Retro Television Network, are located just east of the city limits in Franklin Township. TV-2, a Kent State University student-run production, is available on campus, on local cable, and online. Kent is also in range of the television stations that broadcast out of Youngstown.
For radio, Kent is part of the Akron radio market, though it is within range of major stations in the Cleveland radio market as well as many in the Youngstown-Warren and Canton markets. Two radio stations, both on the FM dial, are licensed to Kent. WKSU (), owned by Kent State University and operated by Ideastream Public Media, is a National Public Radio member station for the Akron, Canton and Cleveland radio markets via a region-wide repeater network with studios in Downtown Cleveland; prior to 2021, WKSU broadcast from studios on the Kent State University campus. WNIR () carries a locally based talk radio format for the Akron radio market operating from studios shared with WOCV-CD in Franklin Township. One AM station was also previously licensed to Kent but has since ceased operations: WNIR's former AM adjunct, WJMP, which broadcast at from 1965 until 2016 at the same Franklin Township studios housing WNIR, and operated only during the daytime hours. Kent State University also operates a student-run internet radio station: Black Squirrel Radio, both available online and on local cable.
The Record-Courier, a daily newspaper which mainly covers Portage County, is the main source of printed news media for Kent. The Record-Courier was formed by the merger of the Ravenna Evening Record and the Kent Courier-Tribune and is published by the Record Publishing Company, a subsidiary of GateHouse Media. The Record-Courier maintained an office in Kent until 2008 before all offices were moved to Kent from Ravenna in 2012. In addition to the Record-Courier, the Kent offices house the various departments of Record Publishing and its other weekly newspapers that serve several Summit and Portage County communities. Kent Patch, a local division of Patch Media, mainly serves as an online bulletin board for local events. It was established in 2010 and functioned as a news source specific to Kent before Patch Media downsized hundreds of local Patch sites across the United States in October 2013. The city is also served by Kent State University's Kent Stater, which is available in print at select locations on and off campus and online via KentWired.com, a collaborative site with TV-2 and Black Squirrel Radio. The Akron Beacon Journal and The Plain Dealer also serve Kent through regional coverage and delivery. Magazines published at Kent State include Fusion, an LGBTQ magazine; Kent State Magazine, an official publication of the university; and The Burr, a student-run magazine about events going on in and around Kent.
## Infrastructure
The city operates its own water system, drawing groundwater from wells with an adjacent water treatment plant located just outside the city limits in Franklin Township as well as using a water reclamation facility along the Cuyahoga River in the southwestern part of the city. Waste collection for the entire city is handled through a local private contractor and Portage County handles the city's recycling collection. Kent's original recycling program was developed in 1970 by the Kent Environmental Council and was Ohio's first comprehensive and self-supporting program. Local phone utilities are provided through AT&T Ohio through the 330 and 234 area codes, electricity is supplied and lines are maintained by FirstEnergy in the former coverage area of Ohio Edison, and natural gas is supplied and lines are maintained by Dominion Resources East Ohio Energy. While residents are free to choose their own natural gas and electric suppliers, the city is part of the Northeast Ohio Public Energy Council, or NOPEC, the largest government aggregation in the United States.
### Transportation
State Route 59 is the main east–west highway, following East and West Main Streets and Haymaker Parkway. Summit Street is another major east–west road mainly on Kent's eastern side, passing through and linking much of the Kent State campus. Fairchild Avenue is an important east–west road on the city's west side connecting with Stow and Cuyahoga Falls. State Route 43 is the main north–south highway, mainly following North Mantua and South Water Streets. SR 43 connects Kent with Interstate 76, approximately 3 miles (5 km) to the south via exit 33 in Brimfield and to the Ohio Turnpike/Interstate 80 and the eastern terminus of Interstate 480, approximately 7 miles (11 km) to the north via Turnpike exit 187 in Streetsboro. Both SR 43 and SR 59 are four to five-lane roads within the city limits. State Route 261 passes through the southern and eastern edges of the city and is a four-lane divided highway for a short distance with the remainder a two-lane highway. It serves as a bypass between SR 43, SR 59, and Summit Street on Kent's south and eastern sides and to Tallmadge on the southwest.
Public transportation is provided by the Portage Area Regional Transportation Authority, known as PARTA, which is headquartered just outside the city limits in Franklin Township. PARTA serves Kent through a dial-a-ride service, the Suburban and Kent Circulator routes completely within the city limits, the seasonal Black Squirrel route along SR 59 during Kent State University's Fall and Spring semesters, and the Interurban connecting with Stow and Ravenna. There are also two express routes, one to Akron connecting with METRO Regional Transit Authority via Brimfield, and a Cleveland Express route connecting with the Greater Cleveland Regional Transit Authority via Streetsboro, Twinsburg, and Maple Heights. PARTA also includes Campus Bus Service, which provides three fixed routes on the campus of Kent State University. An intermodal transit facility, known as the Kent Central Gateway, opened in 2013 in the downtown area to provide better integration of the existing bus system, hike-and-bike trails, and parking. The building was financed mainly from a \$20 million Transportation Investment Generating Economic Recovery (TIGER) grant received in February 2010 and construction began in April 2011.
Kent has three rail lines run by the Norfolk Southern and CSX. They are the former Erie Lackawanna line between Jersey City and Chicago, The Nickel Plate Road line between Cleveland and Zanesville, and the old Baltimore & Ohio line between Baltimore and Willard.
### Healthcare
Hospital care is provided mainly through University Hospitals Portage Medical Center, affiliated with University Hospitals of Cleveland, which operates the UH Kent Health Center in the southern part of the city. The UH Kent Health Center includes an emergency services building with 24-hour emergency room and an urgent care center, adjacent to a medical arts building housing a medical imaging center and family medicine doctors. The 150-bed main hospital is located in Ravenna and the system operates additional facilities throughout Portage County. Free clinics include the AxessPointe Community Health Center and a clinic operated by social agency Townhall II.
## Religion
The earliest organized religious services in Kent were held in 1815 when a Methodist group was formed, followed by a Congregational church in 1819. The first religious meetinghouse in Kent, which also served as the first schoolhouse, was built in 1817 and was used by several different denominations. Later, the Methodists built another building in 1828 that was also used by multiple denominations. The oldest church building in Kent still used as a place of worship is the Unitarian Universalist Church on Gougler Avenue, which was dedicated in 1868. The former home of the Congregational Church was dedicated in 1858 and still stands along Gougler Avenue very near the Unitarian Universalist Church. It served as the home of the First Congregational Church—which became the Kent United Church of Christ in 1964—until 1955. It was later purchased by a local business and is used as their corporate headquarters.
As of 2010, within the city are two Roman Catholic parishes affiliated with the Diocese of Youngstown, one a family parish and one a Newman Center, as well as congregations of the United Methodist Church, African Methodist Episcopal Church, Free Methodist Church, United Church of Christ, Lutheran Church–Missouri Synod, Evangelical Lutheran Church in America, Church of the Brethren, the Christian Church (Disciples of Christ), Presbyterian Church, Church of Christ, Episcopal Church, and Jehovah's Witnesses. There are also Unitarian Universalist, non-denominational Christian, and Baháʼí Faith congregations. Although there are no Jewish synagogues or temples, there is a Hillel Jewish student center on the campus of Kent State University which serves students at both Kent State and the University of Akron. Just outside the city limits in Franklin Township are the Kent congregations of the Church of the Nazarene, Assemblies of God, as well as Baptist and Free Will Baptist churches. The Islamic Society of Akron and Kent operates a masjid and school on its main campus in Cuyahoga Falls, west of Kent. It was founded in Kent in 1979 and maintains an additional masjid in the city. Kent is also part of a ward of the Church of Jesus Christ of Latter-day Saints in Rootstown that was first organized in Kent and includes most of southern Portage County.
## Notable people
Kent has produced and been home to a number of notable individuals in varying fields. Its natives and residents are referred to as "Kentites". John Davey, a pioneer in tree surgery and founder of the Davey Tree Expert Company moved to Kent in the 1880s. His son, Martin L. Davey, would later serve as Governor of Ohio and a U.S. Representative. Other political figures to come from Kent include Wisconsin governor Lucius Fairchild, former U.S. Representative Robert E. Cook, and noted abolitionist John Brown, who lived in what was then Franklin Mills from 1835 to 1839. Noted athletes to have come from Kent include former National Football League players Mike Adamle, Tom DeLeone, and Stan White and former Major League Baseball player, manager, and executive Gene Michael. Three members of the band Devo, which debuted in Kent in 1973 and was founded by Kent State University students, are natives of Kent: Gerald Casale, Peter Gregg, and Rod Reisman. Other performing artists to come from Kent include singer Julianne Baird, playwright Vincent J. Cardinal, and voice actor Joshua Seth. Lucien Price, an author and writer for The Boston Evening Transcript and The Atlantic Monthly grew up in Kent and used the pseudonym "Woolwick" for Kent in some of his stories. Kent was also the home of inventor Lucien B. Smith, regarded as the inventor of barbed wire. Additionally, people who have lived in Kent while attending Kent State University include comedians Drew Carey and Arsenio Hall, actor Michael Keaton, musicians Joe Walsh and Chrissie Hynde, and additional members of the band Devo. Athletes include football players Antonio Gates, James Harrison, Julian Edelman, Joshua Cribbs, and Jack Lambert; Major League Baseball players Thurman Munson, Rich Rollins, and Andy Sonnanstine; college football coaches Nick Saban and Lou Holtz; and golfer Ben Curtis, who resides in Franklin Township just north of the Kent city limits and lists Kent as his residence.
## Twin town
Kent has one twin town, Dudince, a small spa town of about 1,500 people in southern Slovakia. The relationship was established in 2003 through Sister Cities International and resulted in the formation of the Kent-Dudince Sister City Association to promote learning and understanding of the Slovakian culture. The group meets regularly and organizes cultural exchanges and programs that feature Slovakian dance and music. Cultural exchanges have included a performance of a choir from Kent's Theodore Roosevelt High School in Dudince in 2004 and tour groups from Kent visiting in 2006 and 2008.
|
40,074,079 |
The Million Second Quiz
| 1,168,929,770 |
2013 US television series
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"NBC original programming",
"Quiz shows",
"September 2013 events in the United States",
"Television series by All3Media",
"Television series by Ryan Seacrest Productions",
"Television series by Universal Television",
"Television shows set in New York City"
] |
The Million Second Quiz is an American game show that was hosted by Ryan Seacrest and broadcast by NBC. The series aired from September 9 to September 19, 2013. For a titular million seconds (11 days, 13 hours, 46 minutes, and 40 seconds), contestants attempted to maintain control of a "money chair" by winning trivia matches against other contestants, earning money for every second they occupied the chair. At any given moment, the four highest-scoring contestants other than the one in the chair were sequestered together. When time ran out, the four top scorers received the money they had accumulated and competed in a stepladder playoff for a top prize of \$2,000,000.
Executive produced by Stephen Lambert, Eli Holzman, and David Hurwitz, The Million Second Quiz was positioned as a live, multi-platform television event, which Lambert dubbed "the Olympics of quiz", that would help to promote NBC's lineup for the 2013–14 television season. The series was cross-promoted through several NBCUniversal properties, and NBC broadcast a live prime time show for each night of the competition (except for September 15, due to Sunday Night Football) and a two-hour finale. Using a mobile app, viewers could play the game against others and potentially earn a chance to appear as a contestant during the prime time episodes. Outside the prime time episodes, the program was also webcast throughout the competition by means of the Million Second Quiz app and NBC.com.
Critics argued that the confusing format of The Million Second Quiz, along with its lack of drama and technical issues with the show's app during the first days of the series, caused viewers to lose interest in watching it on air. Despite peaking at 6.52 million viewers for its premiere, ratings steadily dropped during the show's run before rising again near the finale.
## Gameplay
The quiz was set in an "hourglass-shaped structure" located on a roof in midtown Manhattan. An indoor set in the same building was also constructed for use during the non-prime time portions of the game and for any inclement weather situations, as occurred on Day 4. Contestants played in a quiz competition that ran 24 hours a day for 1,000,000 seconds, literally 11 days, 13 hours, 46 minutes, and 40 seconds.
At any given time, one contestant sat in the "Money Chair" and accumulated money while defending his/her position against a series of challengers in head-to-head quiz bouts. Each bout lasted a set number of seconds; after a question was read, the contestants had five seconds to secretly lock in their answers on separate keypads. The contestant in the chair earned money at a rate of \$10 per second, even when bouts were not being played and during the prime time commercial breaks. When this contestant lost a bout, he/she stopped earning money and the challenger took control of the chair. Only the four contestants with the highest total winnings kept their money once the countdown clock ran out of time.
### Bouts
Each prime time broadcast hour consists of three bouts: the "Challenger" bout, the "Line Jumper" bout, and the "Winner's Defense" bout. Questions start at one point each, with the value increasing by one every 100 seconds. At any time, either contestant may choose to "double" instead of answering; doing so doubles that question's value and forces the opponent to act. A doubled opponent may either answer or "double back," quadrupling the point value and forcing the original contestant to answer. If a doubled or doubled-back contestant answers incorrectly or fails to act within five seconds, the points are awarded to his/her opponent. Contestants may double as often as they wish during a bout.
At the end of the bout, the contestant with the higher score wins and either retains the Money Chair or replaces its current occupant. If the bout ends in a tie score, a tiebreaker question is asked; the contestant who locks in the correct answer first is the winner. If both of them miss, the contestant who has accumulated more money wins the bout. If a question is in play when the clock runs out, it is completed under the normal rules.
The "Challenger" bout features a person who has successfully completed an on-site tryout process. The "Line Jumper" bout of each episode features a contestant who has achieved a sufficiently high score on the official Million Second Quiz app, allowing him/her to skip the tryouts and advance directly onto the show.
At any given time, the four contestants who have accumulated the most money in their bouts live in "Winners' Row," an area of living quarters set up next to the hourglass. They are at risk of being displaced if someone else outscores them. During a "Winner's Defense" bout, the current "Power Player" chooses one of the four Winners' Row occupants (including himself/herself) to face off against the current Money Chair occupant. The winner claims the loser's entire winnings in addition to his/her own and assumes control of the Money Chair, while the loser is eliminated. In episode one, the Power Player was the contestant with the most winnings; starting with episode two, it was the contestant who had the highest number of correct answers from playing along in Winners' Row that day. Contestants who are defeated in the Winner's Defense bouts lose all winnings they have accumulated. All other defeated contestants, including those displaced from Winners' Row by being out-scored, may try out again for a chance to win their way back into the Money Chair.
Outside the one-hour television segments, all bouts last 500 seconds (eight minutes and twenty seconds). Each question is worth one point, and no doubling is allowed. Contestants outside of prime time play non-stop save for a ten-minute bathroom break every hour, and their bouts are live-streamed on NBC's website.
### Finals
Once the countdown clock reaches zero, the four contestants with the highest totals throughout the game keep all of their credited winnings and compete in a series of three elimination bouts; the fourth and third-place winners face off in a 400-second bout, the victor of the first bout faces the second-place winner (400 seconds), and the victor of the second bout faces the first-place winner (500 seconds). The victor of the final bout receives a further \$2,000,000.
In the season finale, Andrew Kravis defeated Brandon Saunders to win the grand prize, for an overall total of \$2,326,346. Seacrest then announced that Kravis's winnings would be increased to \$2,600,000 to make him the all-time highest-earning regular-season contestant on a single American game show, surpassing Ken Jennings's \$2,522,700 run on Jeopardy! in 2004.
## Production
The concept of The Million Second Quiz was intended to make the show a national event; while pitching the format to NBC, creator Stephen Lambert compared the game to a tennis match and called it "the Olympics of quiz." To promote the series, NBC relied on a cross-platform promotional strategy similar to what it had used in the past for The Voice; including appearances by host Ryan Seacrest on other NBC programs, such as the network's NFL pre-game show, Football Night in America. to support the show, and tie-in advertisements for programs airing across other NBCUniversal properties (such as USA Network). The program itself also served as a vehicle for promoting NBC's then-upcoming lineup for the 2013–14 television season.
NBC wanted the game's prime time portions aired live from an outdoor location in Manhattan with the city skyline for background. Production designer Anton Goss, who also designed the set for NBC's The Voice, came up with a three-story bent-steel structure in the shape of a giant hourglass laced with lights and containing the custom-made Money Chair - "...on a rooftop with the city behind us...we have to do something significant...It's like we're building our own little skyscraper." Because of the 18,000 lb weight of the hourglass structure in addition to bleachers full of audience members during show times, the building's rooftop required shoring so that the second floor could help carry the large loads. Geiger Engineers provided the structural engineering for the hourglass and other rooftop structures as well as the required rooftop shoring. Two years after the U.S. version of the show was broadcast, an international version of the show aired on China's Hunan TV in September 2015, entitled 百万秒问答 [zh].
The Million Second Quiz premiered on September 9, 2013; the non-prime time quiz began a day earlier at 7:17 AM EDT. The first episode started with 867,826 seconds remaining. The show ran for ten episodes before it concluded on September 19, 2013.
## Reception
The Million Second Quiz received negative reviews from television critics, and ratings went down over time: its premiere and finale were seen by 6.52 and 4.95 million viewers respectively, but fell lower in between. The ratings were generally seen as poor; TVWeek described the show as "ratings-challenged," and while NBC president of alternative and late-night programming Paul Telegdy was satisfied with the debut episode's ratings, Michael O'Connor of The Hollywood Reporter described it as a "ratings disaster." O'Connor attributed the poor ratings to the show's confusing format and also quoted a network executive as saying: "I don't know how much worse it can get."
The New York Times' Mike Hale believed that the general failure of the series was a result of its unclear format, the "banal" subject matter of many of its questions (citing examples that ranged from American history to the name of Kim Kardashian's cat), the fact that second screen interactions with game shows were not a new concept, and that the show and its interactive components were not "convergent" enough. Variety's Brian Lowry argued that NBC was "a little too desperate to turn The Million Second Quiz into 'an event,'" and also stated "having watched the opening 2,600 seconds of actual Million Second Quiz content, hey, wake me when it’s almost over."
Writing for The A.V. Club, Sonia Saraiya felt that The Million Second Quiz, in contrast to other major reality shows such as Big Brother, was a "hyped show about hype" that was "so deeply flawed and so universally unpopular that it is not going to remain in anyone's memory for long. ... In this wildly expensive failure, it’s possible to see so many of NBC's flaws, all in the same package." However, she was pleased the show's production for featuring contestants who were "friendly" and "relatable," rather than "chosen for their reprehensibility." Digital Spy's Catriona Wightman doubted the series would be able to retain viewership: "Even while I sort of enjoyed the first episode despite myself, I can't imagine becoming obsessed with it to that extent - is there really enough there to sustain that kind of interest?"
Writing from a non-prime time contestant's perspective, Seth Stevenson, a journalist for Slate, personally took part in a nighttime slot and was critical of the show's handling of contestants, revealing, "Production assistants whispered that a few contestants who'd pounded 5-Hour Energy shots—in an effort to stay alert—had been registering terrifyingly rapid resting pulse rates." Stevenson also added: "I stumbled out onto 11th Avenue at 2:15 a.m. this morning, two calendar days after my internment began, and...hadn't won any money. I hadn't met Ryan Seacrest. And my unhinged "Story" interview will now live in NBC's video vaults for perpetuity, in any and all media formats now existing or ever to be devised throughout the known and unknown galaxy. At least I'm pretty sure that's what the release said. I'm still too amped up on 5-Hour Energy to be sure."
### Ratings
|
27,998,334 |
Requiem (Reger)
| 1,168,160,642 |
1915 late Romantic composition of Max Reger
|
[
"1915 compositions",
"Compositions by Max Reger",
"Compositions in D minor",
"Requiems",
"World War I in popular culture"
] |
Max Reger's 1915 Requiem (or the Hebbel Requiem), Op. 144b, is a late Romantic setting of Friedrich Hebbel's poem "Requiem" for alto or baritone solo, chorus and orchestra. It is Reger's last completed work for chorus and orchestra, dedicated in the autograph as Dem Andenken der im Kriege 1914/15 gefallenen deutschen Helden (To the memory of the German heroes who fell in the 1914/15 War).
Reger had composed Requiem settings before: his 1912 motet for male chorus, published as the final part of his Op. 83, uses the same poem, and in 1914 he set out to compose a choral work in memory of the victims of the Great War. The setting is of the Latin Requiem, the Catholic service for the dead, but the work remained a fragment and was eventually designated the Lateinisches Requiem (Latin Requiem), Op. 145a.
The Hebbel Requiem was published by N. Simrock in 1916, after the composer's death, with another choral composition, Der Einsiedler (The Hermit), Op. 144a, to a poem by Joseph von Eichendorff. That publication was titled Zwei Gesänge für gemischten Chor mit Orchester (Two songs for mixed chorus with orchestra), Op. 144. Reger provided a piano transcription of the orchestral parts. Max Beckschäfer arranged the work for voice, chorus and organ in 1985. The Hebbel Requiem was first performed in Heidelberg on 16 July 1916 as part of a memorial concert for Reger, conducted by Philipp Wolfrum.
Reger thought the Hebbel Requiem was "among the most beautiful things" he ever wrote. It has been described as of "lyrical beauty, a dramatic compactness, and [of] economy of musical means" in which the composer's "mastery of impulse, technique, and material is apparent".
## Background
Reger was a German composer, born in Brand in 1873 and raised in Weiden in der Oberpfalz. He studied music theory from April to July 1890 with Hugo Riemann at the royal conservatory in Sondershausen and continued his studies, in piano and theory, at the Wiesbaden Conservatory beginning in September of that year. He established himself as a keyboard composer, performer, and teacher of piano and organ. The first compositions to which he assigned opus numbers were chamber music. In 1891 he composed his Sechs Lieder, Op. 4, a collection of six songs. The first, "Gebet" (Prayer), was on a text by Friedrich Hebbel, who also wrote the poem on which two of Reger's Requiem settings are based.
Reger returned to his parental home in 1898, where he composed his first work for choir and orchestra, Hymne an den Gesang (Hymn to song), Op. 21. He moved to Munich in 1901. Income from publishers, concerts and private teaching enabled him to marry in 1902. His wife, Elsa von Bercken, was a divorced Protestant, and as a result he was excommunicated from the Catholic Church. In 1907 he was appointed musical director at Leipzig University and professor at the Royal Conservatory in Leipzig.
In 1911 Reger was appointed Hofkapellmeister (music director) at the court of Duke Georg II of Saxe-Meiningen, while retaining his professorial duties at the Leipzig conservatory. In 1912 he set Hebbel's poem "Requiem" as a motet for unaccompanied male choir, which was published as No. 10 of his collection Op. 83. In 1913 he composed four tone poems on paintings by Arnold Böcklin (Vier Tondichtungen nach A. Böcklin), including the painting Die Toteninsel ('Isle of the Dead'), as his Op. 128. He gave up the court position in 1914 for health reasons. That year, in response to the World War, he set out to compose a choral work to commemorate the soldiers who had died or were mortally wounded. He began to set the Latin Requiem but abandoned the work as a fragment. In 1915 he moved to Jena but continued teaching in Leipzig. In Jena, he composed the Hebbel Requiem for soloist, choir and orchestra, Op. 144b, again on Hebbel's poem, as in the setting for men's chorus. Following a full day of teaching in Leipzig, Reger died of a heart attack while staying at a hotel there on 11 May 1916.
## Hebbel's poem
In 1840 the playwright Friedrich Hebbel wrote a poem in German titled "Requiem", its Latin title alluding to "Requiem aeternam" (eternal rest), the first words of the Mass for the Dead. The poem opens with an apostrophe to a "soul" in a plea, "Seele, vergiß sie nicht, Seele, vergiß nicht die Toten" (Soul, forget them not, soul, forget not the dead). These words appear to echo various psalms, such as Psalm 103, "Bless the Lord, O my soul". Hebbel, however, evokes an "eternal rest" that is distinctly non-religious: the poem offers no metaphysical reference, Christian or otherwise, but calls for remembrance as the only way to keep the dead alive. The first lines, in which the speaker calls upon the soul not to forget the dead, are repeated in the centre of the poem and again at its conclusion, as a refrain that sets apart two longer sections of verse. The first of these sections describes how the dead, nurtured by love, enjoy a final glow of life. In contrast, the latter section portrays a different fate for souls that have been forsaken: who are relegated to an unending, desolate struggle for renewed existence. The musicologist Katherine FitzGibbon notes that the speaker of this narrative is not identified, but may be "a poetic narrator, divine voice, or even the dead".
The poem was published in 1857. Separately, Peter Cornelius set the same poem in 1863, as a funeral motet for a six-part chorus, in response to the author's death.
## Motet
Reger composed his first setting of Hebbel's poem as a motet for unaccompanied male choir in 1912 in Meiningen, where he had worked from 1911. He composed it for the Basler Liedertafel, conducted by Hermann Suter, who performed it on 18 May 1912 to celebrate their 60th anniversary before giving the official premiere at the national Schweizer Eidgenössisches Sängerfest (Swiss federal song festival) in Neuchâtel on 22 July 1912.
In accordance with the poem's structure, Reger used the same material for each of the refrains, in a homophonic setting. The words "ihr verglimmendes Leben" (their dimming life) are illustrated by "a sequence of chromatically descending sixth chords". Similar descending chords are often found in Reger's works as a musical expression of "pain, fear, death, and suffering—common associations with chromaticism since the sixteenth century", according to FitzGibbon. Both the recurring refrain and the descending chords reappear in the later setting of the poem in the Hebbel Requiem.
The motet was published under the title Requiem as the closing part of Zehn Lieder für Männerchor (Ten songs for men's chorus), Op. 83, with earlier compositions from 1904.
## Lateinisches Requiem
After the outbreak of war, Reger intended to compose a work commemorating the soldiers who had died or were mortally wounded, a choral work of "großen Stils" (in great style). By the autumn of 1914, he was in discussion with a theologian in Giessen about a composition, tentatively titled "Die letzten Dinge (Jüngstes Gericht u. Auferstehung)" "(The Last Things [Final Judgment and Resurrection])". The organist Karl Straube, who had premiered several of Reger's organ works, recommended that Reger compose the traditional Latin Requiem instead, because Die letzten Dinge would only be a variation on Ein deutsches Requiem by Johannes Brahms. Following his advice, Reger managed the composition of the introit and Kyrie, combining both texts into one movement. He announced the project, a composition for soloists, chorus, orchestra and organ, to his publisher on 3 October 1914. The Dies irae remained unfinished. Reger wrote to Fritz Stein, his friend and later biographer, that he was in the middle of its composition, but had been interrupted after the line "statuens in parte dextra".
The Lateinisches Requiem is scored for soloists (soprano, alto, tenor, bass), a four-part (SATB) choir, three flutes (also piccolo), two oboes, cor anglais, two clarinets, two bassoons, contrabassoon, four horns, three trumpets, three trombones, tuba, three percussionists and strings. It is Reger's only choral composition to use four soloists. The four "Klangapparate" are used like the several choirs in compositions by Heinrich Schütz. The first movement opens with a long organ pedal point, which has been compared to the beginning of Wagner's Das Rheingold and the Brahms Requiem.
The work remained unfinished at Reger's death, and his publisher named the first movement the Lateinisches Requiem, Op. 145a. The music was first performed by Stein in Berlin on 28 May 1938 with four soloists and the enlarged choir of the Musikhochschule Berlin. For this performance, the liturgical Latin text was replaced by a German text, adapted to suit Nazi ideology. Hellmut von Hase titled his text Totenfeier (Rite of the Dead) and managed to serve "the Nazi adulation of the fallen war hero" (as FitzGibbon said), dropping references to the bible. He replaced for example "exaudi orationem meam, ad te omnis caro veniet" (Hear my prayer; to you shall all flesh come) by "In sorrow we mutely lower the flags, for into the grave sunk what was dear to us." This version was published in 1939 by the Max Reger Society.
The unfinished Dies irae was published in 1974 and first performed in Hamburg's St. Jakobi on 3 November 1979 by Yoko Kawahara, Marga Höffgen, Hans-Dieter Bader, Nikolaus Hillebrand, the NDR Chor and NDR Sinfonieorchester, conducted by Roland Bader.
The Lateinisches Requiem is officially catalogued as WoO V/9.
## Hebbel Requiem
### History
Johannes Brahms, in his Ein deutsches Requiem (A German Requiem), had already opened the way for the composition of a non-liturgical Requiem, written in a language other than Latin while still addressing the traditional theme of rest (requies) for the dead. In this tradition, Reger's 1915 Requiem, Op. 144b, is also not a setting of the Requiem in Latin, but of Hebbel's poem. He composed it in Jena, a year before his own death, this time for a solo voice (alto or baritone), chorus and orchestra. The Requiem, Op. 144b, was combined with Der Einsiedler (The Hermit), Op. 144a, a setting of a poem by Joseph von Eichendorff, as Zwei Gesänge für gemischten Chor mit Orchester (Two songs for mixed chorus with orchestra), Op. 144. Reger titled the autograph of the piano version: Zwei Gesänge / für / gemischten Chor / mit Orchester / Nr. 2) Requiem / (Hebbel), and he wrote the dedication: "Dem Gedenken der im / Kriege 1914/15 gefallenen / deutschen Helden." (To the memory of the German heroes who fell in the War 1914/15).
Reger completed the composition on 25 August 1915. He wrote to the publisher N. Simrock on 8 September: "I've finished two choral works (Der Einsiedler and Requiem). I think I can safely say that they're both among the most beautiful things I've ever written." (Ich habe nun zwei Chorwerke (Der Einsiedler und Requiem) fertig. Ich glaube sagen zu dürfen, daß diese beiden Chorwerke mit das Schönste sind, was ich je geschrieben habe.) Requiem was first published by N. Simrock in 1916, edited by Ulrich Haverkampf, with the dedication Dem Andenken der im großen Kriege gefallenen deutschen Helden (To the memory of the German heroes who fell in the Great War). Simrock also published a vocal score as prepared by Reger himself.
The Hebbel Requiem was first performed, together with Der Einsiedler, in Heidelberg on 16 July 1916, after the composer's death, as part of a memorial concert for Reger, featuring Eva Katharina Lissmann, the choirs Bachverein and Akademischer Gesangverein, and the enlarged Städtisches Orchester (Municipal Orchestra), conducted by Philipp Wolfrum.
In 1925 the Requiem was published in Vienna as a pocket score, Philharmonia-Taschenpartitur No. 284. Edition Peters published it in 1928, stating the performance duration as 25 minutes, although the duration implied by the metronome marking is 14 minutes.
### Music
#### Structure
Reger's Hebbel Requiem is in a single movement. It follows the overall form of the narrated poem, but with variations, resulting in differing moods throughout the piece. The beginning is recalled in the middle and at the end. The following table is based on the score and on an analysis by Katherine FitzGibbon. The translation of the incipits is given as in the liner notes of the 2009 recording in the translation by Richard Stokes. The four-part SATB chorus is often divided. The work is in D minor and common time. The tempo marking is Molto sostenuto, and is sustained with only slight modifications (stringendo and ritardando) until the most dramatic section, marked Più mosso (faster) and later Allegro, returning to the initial tempo for the conclusion.
#### Sections
##### A
The instrumental introduction is based on a pedal point sustained for several measures, reminiscent of pedal points in funeral music by Schütz and Bach, in Mozart's Requiem in the same key of D minor, and in Reger's previous Latin Requiem. In a pattern similar to the beginning of A German Requiem, the bass notes are repeated, here on a low D (D1).
The soloist alone sings the intimate appellation "Seele, vergiß sie nicht" (Soul, forget them not) on a simple melody followed by "Vergiß sie nicht, die Toten" (Forget them not, the dead); the first line then returns with a different melody. Throughout the piece the soloist sings only these words, in the beginning and in the repeats. The chorus, here divided in eight parts, evokes the start of the spiritual ascent, "Sieh, sie umschweben dich, schauernd, verlassen" (See, they hover around you, shuddering, abandoned), in mostly homophonic chords, marked ppp, in a fashion reminiscent of Schütz.
##### B
In section B, "und in den heiligen Gluten" (and in the holy glowing), the pedal point ends. The chorus is divided in four to six parts, in more independent motion. As in works by Schütz, two or three voices often introduce new text.
##### A'
The soloist sings the recapitulation of the beginning similar to the first time, again on the pedal point, but repeats both lines this time, while the chorus sings about the hovering of the dead, as before.
##### C
In section C, "und wenn du dich erkaltend ihnen verschließest" (and if you coldly close yourself to them, they stiffen), Reger uses word painting, by means of downward lines and a final decrescendo for the line "erstarren sie bis hinein in das Tiefste" (they stiffen, up to the deepest). On the word "erstarren" (stiffens), the chorus settles on a dissonant 5-part chord, held for two measures, suddenly fortissimo with a crescendo at the end, then repeated pianissimo, an octave lower, motionless.
In great contrast, in "Dann ergreift sie der Sturm der Nacht" (The storm of night then grips them), a storm is depicted in dense motion of four parts imitating a theme in triplets.
##### A''
In the conclusion, the soloist repeats its phrases in the first section, but this time the chorus finally joins in the words of the appellation. The soloist introduces a new musical theme on the line about not forgetting the dead. The chorus repeats these words, marked espressivo, dolcissimo, on the melody of the chorale "O Haupt voll Blut und Wunden", five stanzas of which Bach used in his St Matthew Passion. The melody is not repeated as in the original, but continued for half a line. Reger is known for quoting chorales in general and this one in particular, most often referring to its last stanza "Wenn ich einmal soll scheiden", which Bach included in the Passion right after the death of Jesus. The corresponding text would then be "Wenn ich einmal soll scheiden, so scheide nicht von mir. Wenn mir am allerbängsten ..." (When I must depart one day, do not part from me then. When the greatest anxiety ...).
Reger completes the chorale setting for the chorus, without further reference to the chorale melody, while the solo voice simultaneously continues to sing "Seele, vergiß nicht die Toten, concluding with a five-note passage that descends more than an octave, from the high D to the A an eleventh below.
#### Scoring and performances
The Requiem employs an orchestra of two flutes, piccolo, two oboes, cor anglais, two clarinets, two bassoons, four horns, three trumpets, three trombones, tuba, three percussionists and strings. It requires a chorus to match. Reger himself wrote a version for piano.
To make the music more accessible, the composer and organist Max Beckschäfer arranged the work for voice, chorus and organ in 1985. The organ version was premiered in the Marktkirche in Wiesbaden, where Reger had played the organ himself when he studied there in the 1890s. Gabriel Dessauer conducted a project choir, later known as the Reger-Chor. Beckschäfer was the organist, Ulrike Buchs the vocal soloist. The choir, expanded into the Reger-Chor-International by singers from Belgium, performed the work again in 2001 with organist Ignace Michiels from St. Salvator's Cathedral, Bruges, both there and in St. Bonifatius, Wiesbaden (recorded live). They performed it a third time in 2010 to celebrate the 25th anniversary of the Reger-Chor.
The Hebbel Requiem was performed as part of the Ouverture spirituelle of the 2014 Salzburg Festival, along with Bruckner's Fourth Symphony, with Plácido Domingo as baritone soloist and the Vienna Philharmonic conducted by Daniel Barenboim.
### 2016
To mark the centenary of Reger's death in 2016, the broadcaster Bayerischer Rundfunk staged a concert of the Hebbel Requiem in early May, conducted by Karl-Heinz Steffens. The Bachfest Leipzig 2016 programmed several works by Reger, including the Latin Requiem fragment in the opening concert at the Thomaskirche on 10 June, and the Hebbel Requiem there on 17 June, along with Der Mensch lebt und bestehet and O Tod, wie bitter bist du.
### Evaluation
In a review of a recording of choral works by Reger, Gavin Dixon said that the Requiem is "almost mystical in its use of widely spaced chords, unusual harmonic shifts and dreamy arpeggios in the accompaniment". The program notes for the recording say that in the "anguished, expressionistic evocation of the 'shuddering', 'forsaken', 'cold' souls, the piece seems determined to expose death in all its grim horror".
Debra Lenssen wrote in her 2002 thesis about Reger's Op. 144:
> As their composer's final completed works for chorus and orchestra, Der Einsiedler and Requiem, Op. 144a and 144b, demonstrate Max Reger's mature ability when setting poems of recognized literary merit. These powerful single-movement works from 1915 defy many stereotypes associated with their composer. They manifest a lyrical beauty, a dramatic compactness, and an economy of musical means. The central theme of both is mortality and death. In these challenging works, his mastery of impulse, technique, and material is apparent. Op. 144 constitutes both a continuation of Reger's choral/orchestral style in earlier works and, by dint of the composer's death as a mid-aged man, the culmination of it.
## Recordings
|
42,464,899 |
The Boat Race 2012
| 1,092,543,338 |
2012 boat race between Oxford and Cambridge universities
|
[
"2012 in English sport",
"2012 in rowing",
"2012 sports events in London",
"April 2012 sports events in the United Kingdom",
"The Boat Race"
] |
The 158th Boat Race took place on 7 April 2012. Held annually, The Boat Race is a side-by-side rowing race between crews from the Universities of Oxford and Cambridge along the River Thames in London. Despite Cambridge having the heavier crew, Oxford were pre-race favourites having had a successful preparation period, including a victory over Leander. Cambridge won the toss and chose to start on the Surrey side of the river. Partway through, with the boats level, the race was temporarily halted to avoid injury to protester Trenton Oldfield, who swam in front of the two crews. After the race was restarted, one of the Oxford crew suffered irreparable damage to his blade following a clash of oars with the Cambridge boat, ending Oxford's chances of victory. The race was eventually won by Cambridge by 4+1⁄4 lengths, in a consolidated time of 17 minutes 23 seconds.
Immediately after completing the race, a member of the Oxford crew collapsed, but later recovered. Oldfield was later jailed for six months for causing a public nuisance, and as a result of the disruption, security for subsequent Boat Races was increased. The reserve race was won by Oxford's Isis in a record time, while the Women's Boat Race was won by Cambridge.
## Background
The Boat Race is a side-by-side rowing competition between the University of Oxford (sometimes referred to as the "Dark Blues") and the University of Cambridge (sometimes referred to as the "Light Blues"). The race was first held in 1829, and since 1845 has taken place on the 4.2-mile (6.8 km) Championship Course on the River Thames in southwest London. The rivalry is a major point of honour between the two universities, followed throughout the United Kingdom and broadcast worldwide. Oxford went into the 2012 race as reigning champions, having beaten Cambridge by four lengths in the previous year's race. However, Cambridge held the overall lead, with 80 victories to Oxford's 76 (excluding the "dead heat" of 1877). Oxford were pre-race favourites, having beaten Leander, Molesey Boat Club and a German national under-23 crew in the previous weeks.
The first Women's Boat Race took place in 1927, but did not become an annual fixture until the 1960s. Until 2014, the contest was conducted as part of the Henley Boat Races, but as of the 2015 race, it is held on the River Thames Tideway, on the same day as the men's main and reserve races. The reserve race, contested between Oxford's Isis boat and Cambridge's Goldie boat, has been held since 1965. It usually takes place on the Thames, prior to the main Boat Race.
## Crews
The trial crews competed against one another on 13 December 2011 on The Championship Course. Oxford's boats were titled Hell and High Water, while Cambridge's two crews rowed in Cloak and Dagger. Hell and Dagger won their respective races. The official crews were announced at the weigh-in, held on 5 March 2012 at a venue nearby the London 2012 Olympic Stadium. For the first time in Cambridge's Boat Race history, their boat featured just one British oarsman, Mike Thorp, who, along with stroke David Nelson and Oxford's number five Karl Hudspith, were the only participants who had featured in the 2011 race. The remainder of the Cambridge crew comprised three Americans, two Australians, a German, a New Zealander and cox Ed Bosson, another Briton. The Oxford crew consisted of a British cox, four British oarsmen, two Americans, a German and a Dutch rower.
The Cambridge oarsmen weighed an average of 7.9 kilograms (17 lb) more than their Oxford counterparts, with Cambridge's cox Ed Bosson outweighing Oxford's Zoe de Toledo by 6 kilograms (13 lb). Despite the fact that heavier Oxbridge crews were traditionally more successful, Oxford boat club president Hudspith, himself part of the successful 2011 Dark Blue crew which defeated a heavier Cambridge crew, downplayed the disparity, "It's a big difference but it's a very long race and you have to have the power to carry that weight down the course".
## Races
### Women's and reserves
The women's race, the 66th meeting of Cambridge University Women's Boat Club and Oxford University Women's Boat Club, was held at the Henley Boat Races on 25 March. In a close race, Cambridge won by a quarter of a length, in a time of 6 minutes, 38 seconds. Oxford's Osiris won the women's reserve race against Cambridge's Blondie.
The reserve race, between Oxford's Isis and Cambridge's Goldie, was held thirty minutes before the main race, at 1:45 p.m. Goldie won the toss and elected to start on the Surrey station. Despite rating higher and taking an early lead, Goldie was caught by Isis between Fulham Football Club and Hammersmith Bridge at Barn Elms. Oxford's reserve boat held a half-length lead by the Mile Post, and extended their lead to over a length by Hammersmith Bridge. Isis continued to pull away and completed the race in a record time of 16 minutes 41 seconds, beating the previous best by seven seconds, five lengths ahead of Cambridge.
### Main race
The race, sponsored by Xchanging, commenced at 2:15 p.m., with conditions overcast and a light rain, and a light wind. The umpire for the race was John Garrett, who had rowed for the Light Blues three times in the 1980s. Cambridge won the toss and chose the Surrey station, leaving Oxford with the longer outside bend from the Middlesex station. The crews were level at Fulham Football Club and Hammersmith Bridge but on the approach to Chiswick Pier, assistant umpire Matthew Pinsent spotted a person in the water and alerted umpire John Garrett, who stopped the race. Trenton Oldfield, a protester against class elitism, had swum in front of the boats as they headed into the final bend, and narrowly avoided being struck. A representative of the Metropolitan Police noted: "They almost took his head off". It was the first time the race had been stopped since 2001, and only the second time in the history of the event. Oldfield was pulled from the water onto the umpire's boat, handcuffed and arrested.
The race was restarted some thirty minutes later, after Garrett had been satisfied that both crews were located as close as possible to where the disruption took place, in rough water caused by the flotilla following the race. Within a minute of the restart, the crews drifted together with Oxford being warned by Garrett, causing a clash of oars which resulted in Oxford's number six, Hanno Wienhausen, breaking the shaft of his blade in half. Broadcast footage of the event showed the Oxford cox, Zoe de Toledo, waving her hand and shouting to the umpire as she believed the damage had been sustained within the first 100 metres and therefore that the race should be stopped; as the Boat Race is not run under World Rowing Federation rules this appeal was swiftly rejected by Garrett, effectively ending the race as a contest. Cambridge rowed away from Oxford to win by 4+1⁄4 lengths with a consolidated winning time of 17 minutes 23 seconds.
## Reaction
### Post-race
Immediately after the race, de Toledo signaled the umpire and entered into a heated discussion wherein she made a request that the race be re-rowed as a result of the clash of oars and damage Oxford had sustained. This final appeal was again rejected by Garrett who raised the white flag to signify that he considered the matter moot. In an official statement after the race, he said "there was nothing in the appeal to alter the material consideration that Cambridge were correctly on their station at the time of the contact, and that Oxford had therefore been responsible for the foul".
Largely unnoticed while the appeal was occurring, Oxford's bow man, Alex Woods, had collapsed and lost consciousness. After being pulled into a launch and having treatment administered on the bank of the river, he was taken to Charing Cross Hospital, where he made a complete recovery. Oxford's coach Sean Bowden suggested that the loss of one of Oxford's blades had driven Woods to push himself "beyond his limits". As a result of the disruption and the concern for Woods' condition, the traditional award ceremony was cancelled. Woods later apologised to the Cambridge crew and coach for his collapse that "prevented their celebrations" while thanking them for their "sportsmanlike behaviour". Cambridge boat club president Nelson said "I feel bad. Finishing the race there was a lot of raw emotion and some of the celebrations seem pathetic in retrospect" while his coach Steve Trapmore commented "it's not the way anyone wants to take away the win".
The Observer described the race as "one of the most bizarre and dramatic in the competition's history", while The Daily Telegraph suggested the event had been "ruined" and described Cambridge's victory as "hollow". British Olympic Association chairman and former Blue Colin Moynihan claimed that the race was " effectively destroyed ... by the actions of a crazy guy who was hugely putting his life at risk".
### Trenton Oldfield
Oldfield, an Australian national, said he was making "a protest against inequalities in British society, government cuts, reductions in civil liberties and a culture of elitism". Oxford number two, William Zeng, denounced Oldfield and described him as "a mockery of a man", while Oxford boat club president Karl Hudspith tweeted "my team went through seven months of hell, this was the culmination of our careers and [Oldfield] took it from us". Educated at the Sydney Church of England Grammar School, the University of Sydney and the London School of Economics, and Fellow of the Royal Society of Arts, Oldfield tweeted the day after the race, "Having been deep within elite institutions I have a very good understanding of them. I protest their injustices – ask anyone that knows me". On his blog, Oldfield compared his actions to those of Emily Davison, the suffragette killed after stepping in front of the King's horse at The Derby in 1913. Despite later stating he had some sympathy for both the rowers and spectators, he said he had no regrets and that he "would have felt less of a man" had he not made the protest. In October 2012, Oldfield was jailed for six months for causing a public nuisance and ordered to pay £750 costs. In June 2013, he was refused leave to remain in the United Kingdom, the Home Office claiming his presence there was not "conducive to the public good". Oldfield, whose wife is from India, appealed on the grounds that she would be threatened in Australia, and in December 2013, the deportation order was overturned. Security for the 2013 race was increased as a result of Oldfield's actions, with Royal Marines, additional stewards and the Metropolitan Police Marine Policing Unit in attendance.
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Euclidean algorithm
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Algorithm for computing greatest common divisors
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[
"Articles containing proofs",
"Articles with example pseudocode",
"Euclid",
"Number theoretic algorithms"
] |
In mathematics, the Euclidean algorithm, or Euclid's algorithm, is an efficient method for computing the greatest common divisor (GCD) of two integers (numbers), the largest number that divides them both without a remainder. It is named after the ancient Greek mathematician Euclid, who first described it in his Elements (c. 300 BC). It is an example of an algorithm, a step-by-step procedure for performing a calculation according to well-defined rules, and is one of the oldest algorithms in common use. It can be used to reduce fractions to their simplest form, and is a part of many other number-theoretic and cryptographic calculations.
The Euclidean algorithm is based on the principle that the greatest common divisor of two numbers does not change if the larger number is replaced by its difference with the smaller number. For example, 21 is the GCD of 252 and 105 (as 252 = 21 × 12 and 105 = 21 × 5), and the same number 21 is also the GCD of 105 and 252 − 105 = 147. Since this replacement reduces the larger of the two numbers, repeating this process gives successively smaller pairs of numbers until the two numbers become equal. When that occurs, they are the GCD of the original two numbers. By reversing the steps or using the extended Euclidean algorithm, the GCD can be expressed as a linear combination of the two original numbers, that is the sum of the two numbers, each multiplied by an integer (for example, 21 = 5 × 105 + (−2) × 252). The fact that the GCD can always be expressed in this way is known as Bézout's identity.
The version of the Euclidean algorithm described above (and by Euclid) can take many subtraction steps to find the GCD when one of the given numbers is much bigger than the other. A more efficient version of the algorithm shortcuts these steps, instead replacing the larger of the two numbers by its remainder when divided by the smaller of the two (with this version, the algorithm stops when reaching a zero remainder). With this improvement, the algorithm never requires more steps than five times the number of digits (base 10) of the smaller integer. This was proven by Gabriel Lamé in 1844 (Lamé's Theorem), and marks the beginning of computational complexity theory. Additional methods for improving the algorithm's efficiency were developed in the 20th century.
The Euclidean algorithm has many theoretical and practical applications. It is used for reducing fractions to their simplest form and for performing division in modular arithmetic. Computations using this algorithm form part of the cryptographic protocols that are used to secure internet communications, and in methods for breaking these cryptosystems by factoring large composite numbers. The Euclidean algorithm may be used to solve Diophantine equations, such as finding numbers that satisfy multiple congruences according to the Chinese remainder theorem, to construct continued fractions, and to find accurate rational approximations to real numbers. Finally, it can be used as a basic tool for proving theorems in number theory such as Lagrange's four-square theorem and the uniqueness of prime factorizations.
The original algorithm was described only for natural numbers and geometric lengths (real numbers), but the algorithm was generalized in the 19th century to other types of numbers, such as Gaussian integers and polynomials of one variable. This led to modern abstract algebraic notions such as Euclidean domains.
## Background: greatest common divisor
The Euclidean algorithm calculates the greatest common divisor (GCD) of two natural numbers a and b. The greatest common divisor g is the largest natural number that divides both a and b without leaving a remainder. Synonyms for GCD include greatest common factor (GCF), highest common factor (HCF), highest common divisor (HCD), and greatest common measure (GCM). The greatest common divisor is often written as gcd(a, b) or, more simply, as (a, b), although the latter notation is ambiguous, also used for concepts such as an ideal in the ring of integers, which is closely related to GCD.
If gcd(a, b) = 1, then a and b are said to be coprime (or relatively prime). This property does not imply that a or b are themselves prime numbers. For example, 6 and 35 factor as 6 = 2 × 3 and 35 = 5 × 7, so they are not prime, but their prime factors are different, so 6 and 35 are coprime, with no common factors other than 1.
Let g = gcd(a, b). Since a and b are both multiples of g, they can be written a = mg and b = ng, and there is no larger number G \> g for which this is true. The natural numbers m and n must be coprime, since any common factor could be factored out of m and n to make g greater. Thus, any other number c that divides both a and b must also divide g. The greatest common divisor g of a and b is the unique (positive) common divisor of a and b that is divisible by any other common divisor c.
The greatest common divisor can be visualized as follows. Consider a rectangular area a by b, and any common divisor c that divides both a and b exactly. The sides of the rectangle can be divided into segments of length c, which divides the rectangle into a grid of squares of side length c. The GCD g is the largest value of c for which this is possible. For illustration, a 24×60 rectangular area can be divided into a grid of: 1×1 squares, 2×2 squares, 3×3 squares, 4×4 squares, 6×6 squares or 12×12 squares. Therefore, 12 is the GCD of 24 and 60. A 24×60 rectangular area can be divided into a grid of 12×12 squares, with two squares along one edge (24/12 = 2) and five squares along the other (60/12 = 5).
The greatest common divisor of two numbers a and b is the product of the prime factors shared by the two numbers, where each prime factor can be repeated as many times as divides both a and b. For example, since 1386 can be factored into 2 × 3 × 3 × 7 × 11, and 3213 can be factored into 3 × 3 × 3 × 7 × 17, the GCD of 1386 and 3213 equals 63 = 3 × 3 × 7, the product of their shared prime factors (with 3 repeated since 3 × 3 divides both). If two numbers have no common prime factors, their GCD is 1 (obtained here as an instance of the empty product), in other words they are coprime. A key advantage of the Euclidean algorithm is that it can find the GCD efficiently without having to compute the prime factors. Factorization of large integers is believed to be a computationally very difficult problem, and the security of many widely used cryptographic protocols is based upon its infeasibility.
Another definition of the GCD is helpful in advanced mathematics, particularly ring theory. The greatest common divisor g of two nonzero numbers a and b is also their smallest positive integral linear combination, that is, the smallest positive number of the form ua + vb where u and v are integers. The set of all integral linear combinations of a and b is actually the same as the set of all multiples of g (mg, where m is an integer). In modern mathematical language, the ideal generated by a and b is the ideal generated by g alone (an ideal generated by a single element is called a principal ideal, and all ideals of the integers are principal ideals). Some properties of the GCD are in fact easier to see with this description, for instance the fact that any common divisor of a and b also divides the GCD (it divides both terms of ua + vb). The equivalence of this GCD definition with the other definitions is described below.
The GCD of three or more numbers equals the product of the prime factors common to all the numbers, but it can also be calculated by repeatedly taking the GCDs of pairs of numbers. For example,
gcd(a, b, c) = gcd(a, gcd(b, c)) = gcd(gcd(a, b), c) = gcd(gcd(a, c), b).
Thus, Euclid's algorithm, which computes the GCD of two integers, suffices to calculate the GCD of arbitrarily many integers.
## Description
### Procedure
The Euclidean algorithm proceeds in a series of steps, with the output of each step used as the input for the next. Track the steps using an integer counter k, so the initial step corresponds to k = 0, the next step to k = 1, and so on.
Each step begins with two nonnegative remainders r<sub>k−2</sub> and r<sub>k−1</sub>, with r<sub>k−2</sub> \> r<sub>k−1</sub>. The kth step performs division-with-remainder to find the quotient q<sub>k</sub> and remainder r<sub>k</sub> so that:
$r_{k-2} = q_k r_{k-1} + r_k \ \text{ with } \ r_{k-1} > r_k \geq 0.$
That is, multiples of the smaller number r<sub>k−1</sub> are subtracted from the larger number r<sub>k−2</sub> until the remainder r<sub>k</sub> is smaller than r<sub>k−1</sub>. Then the algorithm proceeds to the (k+1)th step starting with r<sub>k−1</sub> and r<sub>k</sub>.
In the initial step k = 0, the remainders are set to r<sub>−2</sub> = a and r<sub>−1</sub> = b, the numbers for which the GCD is sought. In the next step k = 1, the remainders are r<sub>−1</sub> = b and the remainder r<sub>0</sub> of the initial step, and so on. The algorithm proceeds in a sequence of equations
<math>\begin{align}
a &= q_0 b + r_0 \\\\ b &= q_1 r_0 + r_1 \\\\ r_0 &= q_2 r_1 + r_2 \\\\ r_1 &=q_3 r_2 + r_3 \\\\ &\\,\\,\\,\vdots \end{align}</math>
The algorithm need not be modified if a \< b: in that case, the initial quotient is q<sub>0</sub> = 0, the first remainder is r<sub>0</sub> = a, and henceforth r<sub>k−2</sub> \> r<sub>k−1</sub> for all k ≥ 1.
Since the remainders are non-negative integers that decrease with every step, the sequence $r_{-1}> r_{0}> r_1> r_2>\cdots \geq 0$ cannot be infinite, so the algorithm must eventually fail to produce the next step; but the division algorithm can always proceed to the (N+1)th step provided r<sub>N</sub> \> 0. Thus the algorithm must eventually produce a zero remainder r<sub>N</sub> = 0. The final nonzero remainder is the greatest common divisor of a and b:
> $r_{N-1} = \gcd(a,b).$
### Proof of validity
The validity of the Euclidean algorithm can be proven by a two-step argument. In the first step, the final nonzero remainder r<sub>N−1</sub> is shown to divide both a and b. Since it is a common divisor, it must be less than or equal to the greatest common divisor g. In the second step, it is shown that any common divisor of a and b, including g, must divide r<sub>N−1</sub>; therefore, g must be less than or equal to r<sub>N−1</sub>. These two opposite inequalities imply r<sub>N−1</sub> = g.
To demonstrate that r<sub>N−1</sub> divides both a and b (the first step), r<sub>N−1</sub> divides its predecessor r<sub>N−2</sub>
r<sub>N−2</sub> = q<sub>N</sub> r<sub>N−1</sub>
since the final remainder r<sub>N</sub> is zero. r<sub>N−1</sub> also divides its next predecessor r<sub>N−3</sub>
r<sub>N−3</sub> = q<sub>N−1</sub> r<sub>N−2</sub> + r<sub>N−1</sub>
because it divides both terms on the right-hand side of the equation. Iterating the same argument, r<sub>N−1</sub> divides all the preceding remainders, including a and b. None of the preceding remainders r<sub>N−2</sub>, r<sub>N−3</sub>, etc. divide a and b, since they leave a remainder. Since r<sub>N−1</sub> is a common divisor of a and b, r<sub>N−1</sub> ≤ g.
In the second step, any natural number c that divides both a and b (in other words, any common divisor of a and b) divides the remainders r<sub>k</sub>. By definition, a and b can be written as multiples of c : a = mc and b = nc, where m and n are natural numbers. Therefore, c divides the initial remainder r<sub>0</sub>, since r<sub>0</sub> = a − q<sub>0</sub>b = mc − q<sub>0</sub>nc = (m − q<sub>0</sub>n)c. An analogous argument shows that c also divides the subsequent remainders r<sub>1</sub>, r<sub>2</sub>, etc. Therefore, the greatest common divisor g must divide r<sub>N−1</sub>, which implies that g ≤ r<sub>N−1</sub>. Since the first part of the argument showed the reverse (r<sub>N−1</sub> ≤ g), it follows that g = r<sub>N−1</sub>. Thus, g is the greatest common divisor of all the succeeding pairs:
g = gcd(a, b) = gcd(b, r<sub>0</sub>) = gcd(r<sub>0</sub>, r<sub>1</sub>) = ... = gcd(r<sub>N−2</sub>, r<sub>N−1</sub>) = r<sub>N−1</sub>.
### Worked example
For illustration, the Euclidean algorithm can be used to find the greatest common divisor of a = 1071 and b = 462. To begin, multiples of 462 are subtracted from 1071 until the remainder is less than 462. Two such multiples can be subtracted (q<sub>0</sub> = 2), leaving a remainder of 147:
1071 = 2 × 462 + 147.
Then multiples of 147 are subtracted from 462 until the remainder is less than 147. Three multiples can be subtracted (q<sub>1</sub> = 3), leaving a remainder of 21:
462 = 3 × 147 + 21.
Then multiples of 21 are subtracted from 147 until the remainder is less than 21. Seven multiples can be subtracted (q<sub>2</sub> = 7), leaving no remainder:
147 = 7 × 21 + 0.
Since the last remainder is zero, the algorithm ends with 21 as the greatest common divisor of 1071 and 462. This agrees with the gcd(1071, 462) found by prime factorization above. In tabular form, the steps are:
### Visualization
The Euclidean algorithm can be visualized in terms of the tiling analogy given above for the greatest common divisor. Assume that we wish to cover an a×b rectangle with square tiles exactly, where a is the larger of the two numbers. We first attempt to tile the rectangle using b×b square tiles; however, this leaves an r<sub>0</sub>×b residual rectangle untiled, where r<sub>0</sub> \< b. We then attempt to tile the residual rectangle with r<sub>0</sub>×r<sub>0</sub> square tiles. This leaves a second residual rectangle r<sub>1</sub>×r<sub>0</sub>, which we attempt to tile using r<sub>1</sub>×r<sub>1</sub> square tiles, and so on. The sequence ends when there is no residual rectangle, i.e., when the square tiles cover the previous residual rectangle exactly. The length of the sides of the smallest square tile is the GCD of the dimensions of the original rectangle. For example, the smallest square tile in the adjacent figure is 21×21 (shown in red), and 21 is the GCD of 1071 and 462, the dimensions of the original rectangle (shown in green).
### Euclidean division
At every step k, the Euclidean algorithm computes a quotient q<sub>k</sub> and remainder r<sub>k</sub> from two numbers r<sub>k−1</sub> and r<sub>k−2</sub>
r<sub>k−2</sub> = q<sub>k</sub> r<sub>k−1</sub> + r<sub>k</sub>
where the r<sub>k</sub> is non-negative and is strictly less than the absolute value of r<sub>k−1</sub>. The theorem which underlies the definition of the Euclidean division ensures that such a quotient and remainder always exist and are unique.
In Euclid's original version of the algorithm, the quotient and remainder are found by repeated subtraction; that is, r<sub>k−1</sub> is subtracted from r<sub>k−2</sub> repeatedly until the remainder r<sub>k</sub> is smaller than r<sub>k−1</sub>. After that r<sub>k</sub> and r<sub>k−1</sub> are exchanged and the process is iterated. Euclidean division reduces all the steps between two exchanges into a single step, which is thus more efficient. Moreover, the quotients are not needed, thus one may replace Euclidean division by the modulo operation, which gives only the remainder. Thus the iteration of the Euclidean algorithm becomes simply
r<sub>k</sub> = r<sub>k−2</sub> mod r<sub>k−1</sub>.
### Implementations
Implementations of the algorithm may be expressed in pseudocode. For example, the division-based version may be programmed as
`function gcd(a, b)`
` while b ≠ 0`
` t := b`
` b := a mod b`
` a := t`
` return a`
At the beginning of the kth iteration, the variable b holds the latest remainder r<sub>k−1</sub>, whereas the variable a holds its predecessor, r<sub>k−2</sub>. The step b := a mod b is equivalent to the above recursion formula r<sub>k</sub> ≡ r<sub>k−2</sub> mod r<sub>k−1</sub>. The temporary variable t holds the value of r<sub>k−1</sub> while the next remainder r<sub>k</sub> is being calculated. At the end of the loop iteration, the variable b holds the remainder r<sub>k</sub>, whereas the variable a holds its predecessor, r<sub>k−1</sub>.
(If negative inputs are allowed, or if the mod function may return negative values, the last line must be changed into return abs(a).)
In the subtraction-based version, which was Euclid's original version, the remainder calculation (`b := a mod b`) is replaced by repeated subtraction. Contrary to the division-based version, which works with arbitrary integers as input, the subtraction-based version supposes that the input consists of positive integers and stops when a = b:
`function gcd(a, b)`
` while a ≠ b `
` if a > b`
` a := a − b`
` else`
` b := b − a`
` return a`
The variables a and b alternate holding the previous remainders r<sub>k−1</sub> and r<sub>k−2</sub>. Assume that a is larger than b at the beginning of an iteration; then a equals r<sub>k−2</sub>, since r<sub>k−2</sub> \> r<sub>k−1</sub>. During the loop iteration, a is reduced by multiples of the previous remainder b until a is smaller than b. Then a is the next remainder r<sub>k</sub>. Then b is reduced by multiples of a until it is again smaller than a, giving the next remainder r<sub>k+1</sub>, and so on.
The recursive version is based on the equality of the GCDs of successive remainders and the stopping condition gcd(r<sub>N−1</sub>, 0) = r<sub>N−1</sub>.
`function gcd(a, b)`
` if b = 0`
` return a`
` else`
` return gcd(b, a mod b)`
(As above, if negative inputs are allowed, or if the mod function may return negative values, the instruction "return a" must be changed into "return max(a, −a)".)
For illustration, the gcd(1071, 462) is calculated from the equivalent gcd(462, 1071 mod 462) = gcd(462, 147). The latter GCD is calculated from the gcd(147, 462 mod 147) = gcd(147, 21), which in turn is calculated from the gcd(21, 147 mod 21) = gcd(21, 0) = 21.
### Method of least absolute remainders
In another version of Euclid's algorithm, the quotient at each step is increased by one if the resulting negative remainder is smaller in magnitude than the typical positive remainder. Previously, the equation
r<sub>k−2</sub> = q<sub>k</sub> r<sub>k−1</sub> + r<sub>k</sub>
assumed that r<sub>k−1</sub>. However, an alternative negative remainder e<sub>k</sub> can be computed:
r<sub>k−2</sub> = (q<sub>k</sub> + 1) r<sub>k−1</sub> + e<sub>k</sub>
if r<sub>k−1</sub> \> 0 or
r<sub>k−2</sub> = (q<sub>k</sub> − 1) r<sub>k−1</sub> + e<sub>k</sub>
if r<sub>k−1</sub> \< 0.
If r<sub>k</sub> is replaced by e<sub>k</sub>. when e<sub>k</sub>, then one gets a variant of Euclidean algorithm such that
r<sub>k</sub>
at each step.
Leopold Kronecker has shown that this version requires the fewest steps of any version of Euclid's algorithm. More generally, it has been proven that, for every input numbers a and b, the number of steps is minimal if and only if q<sub>k</sub> is chosen in order that $\left |\frac{r_{k+1}}{r_k}\right |<\frac{1}{\varphi}\sim 0.618,$ where $\varphi$ is the golden ratio.
## Historical development
The Euclidean algorithm is one of the oldest algorithms in common use. It appears in Euclid's Elements (c. 300 BC), specifically in Book 7 (Propositions 1–2) and Book 10 (Propositions 2–3). In Book 7, the algorithm is formulated for integers, whereas in Book 10, it is formulated for lengths of line segments. (In modern usage, one would say it was formulated there for real numbers. But lengths, areas, and volumes, represented as real numbers in modern usage, are not measured in the same units and there is no natural unit of length, area, or volume; the concept of real numbers was unknown at that time.) The latter algorithm is geometrical. The GCD of two lengths a and b corresponds to the greatest length g that measures a and b evenly; in other words, the lengths a and b are both integer multiples of the length g.
The algorithm was probably not discovered by Euclid, who compiled results from earlier mathematicians in his Elements. The mathematician and historian B. L. van der Waerden suggests that Book VII derives from a textbook on number theory written by mathematicians in the school of Pythagoras. The algorithm was probably known by Eudoxus of Cnidus (about 375 BC). The algorithm may even pre-date Eudoxus, judging from the use of the technical term ἀνθυφαίρεσις (anthyphairesis, reciprocal subtraction) in works by Euclid and Aristotle.
Centuries later, Euclid's algorithm was discovered independently both in India and in China, primarily to solve Diophantine equations that arose in astronomy and making accurate calendars. In the late 5th century, the Indian mathematician and astronomer Aryabhata described the algorithm as the "pulverizer", perhaps because of its effectiveness in solving Diophantine equations. Although a special case of the Chinese remainder theorem had already been described in the Chinese book Sunzi Suanjing, the general solution was published by Qin Jiushao in his 1247 book Shushu Jiuzhang (數書九章 Mathematical Treatise in Nine Sections). The Euclidean algorithm was first described numerically and popularized in Europe in the second edition of Bachet's Problèmes plaisants et délectables (Pleasant and enjoyable problems, 1624). In Europe, it was likewise used to solve Diophantine equations and in developing continued fractions. The extended Euclidean algorithm was published by the English mathematician Nicholas Saunderson, who attributed it to Roger Cotes as a method for computing continued fractions efficiently.
In the 19th century, the Euclidean algorithm led to the development of new number systems, such as Gaussian integers and Eisenstein integers. In 1815, Carl Gauss used the Euclidean algorithm to demonstrate unique factorization of Gaussian integers, although his work was first published in 1832. Gauss mentioned the algorithm in his Disquisitiones Arithmeticae (published 1801), but only as a method for continued fractions. Peter Gustav Lejeune Dirichlet seems to have been the first to describe the Euclidean algorithm as the basis for much of number theory. Lejeune Dirichlet noted that many results of number theory, such as unique factorization, would hold true for any other system of numbers to which the Euclidean algorithm could be applied. Lejeune Dirichlet's lectures on number theory were edited and extended by Richard Dedekind, who used Euclid's algorithm to study algebraic integers, a new general type of number. For example, Dedekind was the first to prove Fermat's two-square theorem using the unique factorization of Gaussian integers. Dedekind also defined the concept of a Euclidean domain, a number system in which a generalized version of the Euclidean algorithm can be defined (as described below). In the closing decades of the 19th century, the Euclidean algorithm gradually became eclipsed by Dedekind's more general theory of ideals.
Other applications of Euclid's algorithm were developed in the 19th century. In 1829, Charles Sturm showed that the algorithm was useful in the Sturm chain method for counting the real roots of polynomials in any given interval.
The Euclidean algorithm was the first integer relation algorithm, which is a method for finding integer relations between commensurate real numbers. Several novel integer relation algorithms have been developed, such as the algorithm of Helaman Ferguson and R.W. Forcade (1979) and the LLL algorithm.
In 1969, Cole and Davie developed a two-player game based on the Euclidean algorithm, called The Game of Euclid, which has an optimal strategy. The players begin with two piles of a and b stones. The players take turns removing m multiples of the smaller pile from the larger. Thus, if the two piles consist of x and y stones, where x is larger than y, the next player can reduce the larger pile from x stones to x − my stones, as long as the latter is a nonnegative integer. The winner is the first player to reduce one pile to zero stones.
## Mathematical applications
### Bézout's identity
Bézout's identity states that the greatest common divisor g of two integers a and b can be represented as a linear sum of the original two numbers a and b. In other words, it is always possible to find integers s and t such that g = sa + tb.
The integers s and t can be calculated from the quotients q<sub>0</sub>, q<sub>1</sub>, etc. by reversing the order of equations in Euclid's algorithm. Beginning with the next-to-last equation, g can be expressed in terms of the quotient q<sub>N−1</sub> and the two preceding remainders, r<sub>N−2</sub> and r<sub>N−3</sub>:
g = r<sub>N−1</sub> = r<sub>N−3</sub> − q<sub>N−1</sub> r<sub>N−2</sub> .
Those two remainders can be likewise expressed in terms of their quotients and preceding remainders,
r<sub>N−2</sub> = r<sub>N−4</sub> − q<sub>N−2</sub> r<sub>N−3</sub> and
r<sub>N−3</sub> = r<sub>N−5</sub> − q<sub>N−3</sub> r<sub>N−4</sub> .
Substituting these formulae for r<sub>N−2</sub> and r<sub>N−3</sub> into the first equation yields g as a linear sum of the remainders r<sub>N−4</sub> and r<sub>N−5</sub>. The process of substituting remainders by formulae involving their predecessors can be continued until the original numbers a and b are reached:
r<sub>2</sub> = r<sub>0</sub> − q<sub>2</sub> r<sub>1</sub>
r<sub>1</sub> = b − q<sub>1</sub> r<sub>0</sub>
r<sub>0</sub> = a − q<sub>0</sub> b.
After all the remainders r<sub>0</sub>, r<sub>1</sub>, etc. have been substituted, the final equation expresses g as a linear sum of a and b, so that g = sa + tb.
The Euclidean algorithm, and thus Bezout's identity, can be generalized to the context of Euclidean domains.
### Principal ideals and related problems
Bézout's identity provides yet another definition of the greatest common divisor g of two numbers a and b. Consider the set of all numbers ua + vb, where u and v are any two integers. Since a and b are both divisible by g, every number in the set is divisible by g. In other words, every number of the set is an integer multiple of g. This is true for every common divisor of a and b. However, unlike other common divisors, the greatest common divisor is a member of the set; by Bézout's identity, choosing u = s and v = t gives g. A smaller common divisor cannot be a member of the set, since every member of the set must be divisible by g. Conversely, any multiple m of g can be obtained by choosing u = ms and v = mt, where s and t are the integers of Bézout's identity. This may be seen by multiplying Bézout's identity by m,
mg = msa + mtb.
Therefore, the set of all numbers ua + vb is equivalent to the set of multiples m of g. In other words, the set of all possible sums of integer multiples of two numbers (a and b) is equivalent to the set of multiples of gcd(a, b). The GCD is said to be the generator of the ideal of a and b. This GCD definition led to the modern abstract algebraic concepts of a principal ideal (an ideal generated by a single element) and a principal ideal domain (a domain in which every ideal is a principal ideal).
Certain problems can be solved using this result. For example, consider two measuring cups of volume a and b. By adding/subtracting u multiples of the first cup and v multiples of the second cup, any volume ua + vb can be measured out. These volumes are all multiples of g = gcd(a, b).
### Extended Euclidean algorithm
The integers s and t of Bézout's identity can be computed efficiently using the extended Euclidean algorithm. This extension adds two recursive equations to Euclid's algorithm
s<sub>k</sub> = s<sub>k−2</sub> − q<sub>k</sub>s<sub>k−1</sub>
t<sub>k</sub> = t<sub>k−2</sub> − q<sub>k</sub>t<sub>k−1</sub>
with the starting values
s<sub>−2</sub> = 1, t<sub>−2</sub> = 0
s<sub>−1</sub> = 0, t<sub>−1</sub> = 1.
Using this recursion, Bézout's integers s and t are given by s = s<sub>N</sub> and t = t<sub>N</sub>, where N+1 is the step on which the algorithm terminates with r<sub>N+1</sub> = 0.
The validity of this approach can be shown by induction. Assume that the recursion formula is correct up to step k − 1 of the algorithm; in other words, assume that
r<sub>j</sub> = s<sub>j</sub> a + t<sub>j</sub> b
for all j less than k. The kth step of the algorithm gives the equation
r<sub>k</sub> = r<sub>k−2</sub> − q<sub>k</sub>r<sub>k−1</sub>.
Since the recursion formula has been assumed to be correct for r<sub>k−2</sub> and r<sub>k−1</sub>, they may be expressed in terms of the corresponding s and t variables
r<sub>k</sub> = (s<sub>k−2</sub> a + t<sub>k−2</sub> b) − q<sub>k</sub>(s<sub>k−1</sub> a + t<sub>k−1</sub> b).
Rearranging this equation yields the recursion formula for step k, as required
r<sub>k</sub> = s<sub>k</sub> a + t<sub>k</sub> b = (s<sub>k−2</sub> − q<sub>k</sub>s<sub>k−1</sub>) a + (t<sub>k−2</sub> − q<sub>k</sub>t<sub>k−1</sub>) b.
### Matrix method
The integers s and t can also be found using an equivalent matrix method. The sequence of equations of Euclid's algorithm
<math>
\begin{align} a & = q_0 b + r_0 \\\\ b & = q_1 r_0 + r_1 \\\\ & \\,\\,\\,\vdots \\\\ r\_{N-2} & = q_N r\_{N-1} + 0 \end{align} </math>
can be written as a product of 2×2 quotient matrices multiplying a two-dimensional remainder vector
<math>
\begin{pmatrix} a \\\\ b \end{pmatrix} = \begin{pmatrix} q_0 & 1 \\\\ 1 & 0 \end{pmatrix} \begin{pmatrix} b \\\\ r_0 \end{pmatrix} = \begin{pmatrix} q_0 & 1 \\\\ 1 & 0 \end{pmatrix} \begin{pmatrix} q_1 & 1 \\\\ 1 & 0 \end{pmatrix} \begin{pmatrix} r_0 \\\\ r_1 \end{pmatrix} = \cdots = \prod\_{i=0}^N \begin{pmatrix} q_i & 1 \\\\ 1 & 0 \end{pmatrix} \begin{pmatrix} r\_{N-1} \\\\ 0 \end{pmatrix} \\,. </math>
Let M represent the product of all the quotient matrices
<math>
\mathbf{M} = \begin{pmatrix} m\_{11} & m\_{12} \\\\ m\_{21} & m\_{22} \end{pmatrix} = \prod\_{i=0}^N \begin{pmatrix} q_i & 1 \\\\ 1 & 0 \end{pmatrix} = \begin{pmatrix} q_0 & 1 \\\\ 1 & 0 \end{pmatrix} \begin{pmatrix} q_1 & 1 \\\\ 1 & 0 \end{pmatrix} \cdots \begin{pmatrix} q\_{N} & 1 \\\\ 1 & 0 \end{pmatrix} \\,. </math>
This simplifies the Euclidean algorithm to the form
<math>
\begin{pmatrix} a \\\\ b \end{pmatrix} = \mathbf{M} \begin{pmatrix} r\_{N-1} \\\\ 0 \end{pmatrix} = \mathbf{M} \begin{pmatrix} g \\\\ 0 \end{pmatrix} \\,. </math>
To express g as a linear sum of a and b, both sides of this equation can be multiplied by the inverse of the matrix M. The determinant of M equals (−1)<sup>N+1</sup>, since it equals the product of the determinants of the quotient matrices, each of which is negative one. Since the determinant of M is never zero, the vector of the final remainders can be solved using the inverse of M
<math>
\begin{pmatrix} g \\\\ 0 \end{pmatrix} = \mathbf{M}^{-1} \begin{pmatrix} a \\\\ b \end{pmatrix} = (-1)^{N+1} \begin{pmatrix} m\_{22} & -m\_{12} \\\\ -m\_{21} & m\_{11} \end{pmatrix} \begin{pmatrix} a \\\\ b \end{pmatrix} \\,. </math>
Since the top equation gives
g = (−1)<sup>N+1</sup> ( m<sub>22</sub> a − m<sub>12</sub> b),
the two integers of Bézout's identity are s = (−1)<sup>N+1</sup>m<sub>22</sub> and t = (−1)<sup>N</sup>m<sub>12</sub>. The matrix method is as efficient as the equivalent recursion, with two multiplications and two additions per step of the Euclidean algorithm.
### Euclid's lemma and unique factorization
Bézout's identity is essential to many applications of Euclid's algorithm, such as demonstrating the unique factorization of numbers into prime factors. To illustrate this, suppose that a number L can be written as a product of two factors u and v, that is, L = uv. If another number w also divides L but is coprime with u, then w must divide v, by the following argument: If the greatest common divisor of u and w is 1, then integers s and t can be found such that
1 = su + tw .
by Bézout's identity. Multiplying both sides by v gives the relation
v = suv + twv = sL + twv .
Since w divides both terms on the right-hand side, it must also divide the left-hand side, v. This result is known as Euclid's lemma. Specifically, if a prime number divides L, then it must divide at least one factor of L. Conversely, if a number w is coprime to each of a series of numbers a<sub>1</sub>, a<sub>2</sub>, ..., a<sub>n</sub>, then w is also coprime to their product, a<sub>1</sub> × a<sub>2</sub> × ... × a<sub>n</sub>.
Euclid's lemma suffices to prove that every number has a unique factorization into prime numbers. To see this, assume the contrary, that there are two independent factorizations of L into m and n prime factors, respectively
L = p<sub>1</sub>p<sub>2</sub>...p<sub>m</sub> = q<sub>1</sub>q<sub>2</sub>...q<sub>n</sub> .
Since each prime p divides L by assumption, it must also divide one of the q factors; since each q is prime as well, it must be that p = q. Iteratively dividing by the p factors shows that each p has an equal counterpart q; the two prime factorizations are identical except for their order. The unique factorization of numbers into primes has many applications in mathematical proofs, as shown below.
### Linear Diophantine equations
Diophantine equations are equations in which the solutions are restricted to integers; they are named after the 3rd-century Alexandrian mathematician Diophantus. A typical linear Diophantine equation seeks integers x and y such that
ax + by = c
where a, b and c are given integers. This can be written as an equation for x in modular arithmetic:
ax ≡ c mod b.
Let g be the greatest common divisor of a and b. Both terms in ax + by are divisible by g; therefore, c must also be divisible by g, or the equation has no solutions. By dividing both sides by c/g, the equation can be reduced to Bezout's identity
sa + tb = g
where s and t can be found by the extended Euclidean algorithm. This provides one solution to the Diophantine equation, x<sub>1</sub> = s (c/g) and y<sub>1</sub> = t (c/g).
In general, a linear Diophantine equation has no solutions, or an infinite number of solutions. To find the latter, consider two solutions, (x<sub>1</sub>, y<sub>1</sub>) and (x<sub>2</sub>, y<sub>2</sub>), where
ax<sub>1</sub> + by<sub>1</sub> = c = ax<sub>2</sub> + by<sub>2</sub>
or equivalently
a(x<sub>1</sub> − x<sub>2</sub>) = b(y<sub>2</sub> − y<sub>1</sub>).
Therefore, the smallest difference between two x solutions is b/g, whereas the smallest difference between two y solutions is a/g. Thus, the solutions may be expressed as
x = x<sub>1</sub> − bu/g
y = y<sub>1</sub> + au/g.
By allowing u to vary over all possible integers, an infinite family of solutions can be generated from a single solution (x<sub>1</sub>, y<sub>1</sub>). If the solutions are required to be positive integers (x \> 0, y \> 0), only a finite number of solutions may be possible. This restriction on the acceptable solutions allows some systems of Diophantine equations with more unknowns than equations to have a finite number of solutions; this is impossible for a system of linear equations when the solutions can be any real number (see Underdetermined system).
### Multiplicative inverses and the RSA algorithm
A finite field is a set of numbers with four generalized operations. The operations are called addition, subtraction, multiplication and division and have their usual properties, such as commutativity, associativity and distributivity. An example of a finite field is the set of 13 numbers {0, 1, 2, ..., 12} using modular arithmetic. In this field, the results of any mathematical operation (addition, subtraction, multiplication, or division) is reduced modulo 13; that is, multiples of 13 are added or subtracted until the result is brought within the range 0–12. For example, the result of 5 × 7 = 35 mod 13 = 9. Such finite fields can be defined for any prime p; using more sophisticated definitions, they can also be defined for any power m of a prime p<sup> m</sup>. Finite fields are often called Galois fields, and are abbreviated as GF(p) or GF(p<sup> m</sup>).
In such a field with m numbers, every nonzero element a has a unique modular multiplicative inverse, a<sup>−1</sup> such that aa<sup>−1</sup> = a<sup>−1</sup>a ≡ 1 mod m. This inverse can be found by solving the congruence equation ax ≡ 1 mod m, or the equivalent linear Diophantine equation
ax + my = 1.
This equation can be solved by the Euclidean algorithm, as described above. Finding multiplicative inverses is an essential step in the RSA algorithm, which is widely used in electronic commerce; specifically, the equation determines the integer used to decrypt the message. Although the RSA algorithm uses rings rather than fields, the Euclidean algorithm can still be used to find a multiplicative inverse where one exists. The Euclidean algorithm also has other applications in error-correcting codes; for example, it can be used as an alternative to the Berlekamp–Massey algorithm for decoding BCH and Reed–Solomon codes, which are based on Galois fields.
### Chinese remainder theorem
Euclid's algorithm can also be used to solve multiple linear Diophantine equations. Such equations arise in the Chinese remainder theorem, which describes a novel method to represent an integer x. Instead of representing an integer by its digits, it may be represented by its remainders x<sub>i</sub> modulo a set of N coprime numbers m<sub>i</sub>:
<math>
\begin{align} x_1 & \equiv x \pmod {m_1} \\\\ x_2 & \equiv x \pmod {m_2} \\\\ & \\,\\,\\,\vdots \\\\ x_N & \equiv x \pmod {m_N} \\,. \end{align} </math>
The goal is to determine x from its N remainders x<sub>i</sub>. The solution is to combine the multiple equations into a single linear Diophantine equation with a much larger modulus M that is the product of all the individual moduli m<sub>i</sub>, and define M<sub>i</sub> as
$M_i = \frac M {m_i}.$
Thus, each M<sub>i</sub> is the product of all the moduli except m<sub>i</sub>. The solution depends on finding N new numbers h<sub>i</sub> such that
$M_i h_i \equiv 1 \pmod {m_i} \,.$
With these numbers h<sub>i</sub>, any integer x can be reconstructed from its remainders x<sub>i</sub> by the equation
$x \equiv (x_1 M_1 h_1 + x_2 M_2 h_2 + \cdots + x_N M_N h_N) \pmod M \,.$
Since these numbers h<sub>i</sub> are the multiplicative inverses of the M<sub>i</sub>, they may be found using Euclid's algorithm as described in the previous subsection.
### Stern–Brocot tree
The Euclidean algorithm can be used to arrange the set of all positive rational numbers into an infinite binary search tree, called the Stern–Brocot tree. The number 1 (expressed as a fraction 1/1) is placed at the root of the tree, and the location of any other number a/b can be found by computing gcd(a,b) using the original form of the Euclidean algorithm, in which each step replaces the larger of the two given numbers by its difference with the smaller number (not its remainder), stopping when two equal numbers are reached. A step of the Euclidean algorithm that replaces the first of the two numbers corresponds to a step in the tree from a node to its right child, and a step that replaces the second of the two numbers corresponds to a step in the tree from a node to its left child. The sequence of steps constructed in this way does not depend on whether a/b is given in lowest terms, and forms a path from the root to a node containing the number a/b. This fact can be used to prove that each positive rational number appears exactly once in this tree.
For example, 3/4 can be found by starting at the root, going to the left once, then to the right twice:
<math>
\begin{align}
`& \gcd(3,4) & \leftarrow \\`
= {} & \gcd(3,1) & \rightarrow \\\\
# {} & \gcd(2,1) & \rightarrow \\\\
{} & \gcd(1,1). \end{align} </math>
The Euclidean algorithm has almost the same relationship to another binary tree on the rational numbers called the Calkin–Wilf tree. The difference is that the path is reversed: instead of producing a path from the root of the tree to a target, it produces a path from the target to the root.
### Continued fractions
The Euclidean algorithm has a close relationship with continued fractions. The sequence of equations can be written in the form
<math>
\begin{align} \frac a b &= q_0 + \frac{r_0} b \\\\ \frac b {r_0} &= q_1 + \frac{r_1}{r_0} \\\\ \frac{r_0}{r_1} &= q_2 + \frac{r_2}{r_1} \\\\ & \\,\\,\\, \vdots \\\\ \frac{r\_{k-2}}{r\_{k-1}} &= q_k + \frac{r_k}{r\_{k-1}} \\\\ & \\,\\,\\, \vdots \\\\ \frac{r\_{N-2}}{r\_{N-1}} &= q_N\\,. \end{align} </math>
The last term on the right-hand side always equals the inverse of the left-hand side of the next equation. Thus, the first two equations may be combined to form
$\frac a b = q_0 + \cfrac 1 {q_1 + \cfrac{r_1}{r_0}} \,.$
The third equation may be used to substitute the denominator term r<sub>1</sub>/r<sub>0</sub>, yielding
$\frac a b = q_0 + \cfrac 1 {q_1 + \cfrac 1 {q_2 + \cfrac{r_2}{r_1}}}\,.$
The final ratio of remainders r<sub>k</sub>/r<sub>k−1</sub> can always be replaced using the next equation in the series, up to the final equation. The result is a continued fraction
$\frac a b = q_0 + \cfrac 1 {q_1 + \cfrac 1 {q_2 + \cfrac{1}{\ddots + \cfrac 1 {q_N}}}} = [ q_0; q_1, q_2, \ldots , q_N ] \,.$
In the worked example above, the gcd(1071, 462) was calculated, and the quotients q<sub>k</sub> were 2, 3 and 7, respectively. Therefore, the fraction 1071/462 may be written
$\frac{1071}{462} = 2 + \cfrac 1 {3 + \cfrac 1 7} = [2; 3, 7]$
as can be confirmed by calculation.
### Factorization algorithms
Calculating a greatest common divisor is an essential step in several integer factorization algorithms, such as Pollard's rho algorithm, Shor's algorithm, Dixon's factorization method and the Lenstra elliptic curve factorization. The Euclidean algorithm may be used to find this GCD efficiently. Continued fraction factorization uses continued fractions, which are determined using Euclid's algorithm.
## Algorithmic efficiency
The computational efficiency of Euclid's algorithm has been studied thoroughly. This efficiency can be described by the number of division steps the algorithm requires, multiplied by the computational expense of each step. The first known analysis of Euclid's algorithm is due to A. A. L. Reynaud in 1811, who showed that the number of division steps on input (u, v) is bounded by v; later he improved this to v/2 + 2. Later, in 1841, P. J. E. Finck showed that the number of division steps is at most 2 log<sub>2</sub> v + 1, and hence Euclid's algorithm runs in time polynomial in the size of the input. Émile Léger, in 1837, studied the worst case, which is when the inputs are consecutive Fibonacci numbers. Finck's analysis was refined by Gabriel Lamé in 1844, who showed that the number of steps required for completion is never more than five times the number h of base-10 digits of the smaller number b.
In the uniform cost model (suitable for analyzing the complexity of gcd calculation on numbers that fit into a single machine word), each step of the algorithm takes constant time, and Lamé's analysis implies that the total running time is also O(h). However, in a model of computation suitable for computation with larger numbers, the computational expense of a single remainder computation in the algorithm can be as large as O(h<sup>2</sup>). In this case the total time for all of the steps of the algorithm can be analyzed using a telescoping series, showing that it is also O(h<sup>2</sup>). Modern algorithmic techniques based on the Schönhage–Strassen algorithm for fast integer multiplication can be used to speed this up, leading to quasilinear algorithms for the GCD.
### Number of steps
The number of steps to calculate the GCD of two natural numbers, a and b, may be denoted by T(a, b). If g is the GCD of a and b, then a = mg and b = ng for two coprime numbers m and n. Then
T(a, b) = T(m, n)
as may be seen by dividing all the steps in the Euclidean algorithm by g. By the same argument, the number of steps remains the same if a and b are multiplied by a common factor w: T(a, b) = T(wa, wb). Therefore, the number of steps T may vary dramatically between neighboring pairs of numbers, such as T(a, b) and T(a, b + 1), depending on the size of the two GCDs.
The recursive nature of the Euclidean algorithm gives another equation
T(a, b) = 1 + T(b, r<sub>0</sub>) = 2 + T(r<sub>0</sub>, r<sub>1</sub>) = ... = N + T(r<sub>N−2</sub>, r<sub>N−1</sub>) = N + 1
where T(x, 0) = 0 by assumption.
#### Worst-case
If the Euclidean algorithm requires N steps for a pair of natural numbers a \> b \> 0, the smallest values of a and b for which this is true are the Fibonacci numbers F<sub>N+2</sub> and F<sub>N+1</sub>, respectively. More precisely, if the Euclidean algorithm requires N steps for the pair a \> b, then one has a ≥ F<sub>N+2</sub> and b ≥ F<sub>N+1</sub>. This can be shown by induction. If N = 1, b divides a with no remainder; the smallest natural numbers for which this is true is b = 1 and a = 2, which are F<sub>2</sub> and F<sub>3</sub>, respectively. Now assume that the result holds for all values of N up to M − 1. The first step of the M-step algorithm is a = q<sub>0</sub>b + r<sub>0</sub>, and the Euclidean algorithm requires M − 1 steps for the pair b \> r<sub>0</sub>. By induction hypothesis, one has b ≥ F<sub>M+1</sub> and r<sub>0</sub> ≥ F<sub>M</sub>. Therefore, a = q<sub>0</sub>b + r<sub>0</sub> ≥ b + r<sub>0</sub> ≥ F<sub>M+1</sub> + F<sub>M</sub> = F<sub>M+2</sub>, which is the desired inequality. This proof, published by Gabriel Lamé in 1844, represents the beginning of computational complexity theory, and also the first practical application of the Fibonacci numbers.
This result suffices to show that the number of steps in Euclid's algorithm can never be more than five times the number of its digits (base 10). For if the algorithm requires N steps, then b is greater than or equal to F<sub>N+1</sub> which in turn is greater than or equal to φ<sup>N−1</sup>, where φ is the golden ratio. Since b ≥ φ<sup>N−1</sup>, then N − 1 ≤ log<sub>φ</sub>b. Since log<sub>10</sub>φ \> 1/5, (N − 1)/5 \< log<sub>10</sub>φ log<sub>φ</sub>b = log<sub>10</sub>b. Thus, N ≤ 5 log<sub>10</sub>b. Thus, the Euclidean algorithm always needs less than O(h) divisions, where h is the number of digits in the smaller number b.
#### Average
The average number of steps taken by the Euclidean algorithm has been defined in three different ways. The first definition is the average time T(a) required to calculate the GCD of a given number a and a smaller natural number b chosen with equal probability from the integers 0 to a − 1
<math>T(a) = \frac 1 a \sum\_{0 \leq b\<a} T(a, b).
</math>
However, since T(a, b) fluctuates dramatically with the GCD of the two numbers, the averaged function T(a) is likewise "noisy".
To reduce this noise, a second average τ(a) is taken over all numbers coprime with a
<math>\tau(a) = \frac 1 {\varphi(a)} \sum\_{\begin{smallmatrix} 0 \leq b\<a \\\\ \gcd(a, b) = 1 \end{smallmatrix}} T(a, b).
</math>
There are φ(a) coprime integers less than a, where φ is Euler's totient function. This tau average grows smoothly with a
$\tau(a) = \frac{12}{\pi^2}\ln 2 \ln a + C + O(a^{-1/6-\varepsilon})$
with the residual error being of order a<sup>−(1/6) + ε</sup>, where ε is infinitesimal. The constant C in this formula is called Porter's constant and equals
$C= -\frac 1 2 + \frac{6 \ln 2}{\pi^2}\left(4\gamma -\frac{24}{\pi^2}\zeta'(2) + 3\ln 2 - 2\right) \approx 1.467$
where γ is the Euler–Mascheroni constant and ζ' is the derivative of the Riemann zeta function. The leading coefficient (12/π<sup>2</sup>) ln 2 was determined by two independent methods.
Since the first average can be calculated from the tau average by summing over the divisors d of a
<math> T(a) = \frac 1 a \sum\_{d \mid a} \varphi(d) \tau(d)
</math>
it can be approximated by the formula
$T(a) \approx C + \frac{12}{\pi^2} \ln 2 \left(\ln a - \sum_{d \mid a} \frac{\Lambda(d)} d\right)$
where Λ(d) is the Mangoldt function.
A third average Y(n) is defined as the mean number of steps required when both a and b are chosen randomly (with uniform distribution) from 1 to n
<math>Y(n) = \frac 1 {n^2} \sum\_{a=1}^n \sum\_{b=1}^n T(a, b) = \frac 1 n \sum\_{a=1}^n T(a).
</math>
Substituting the approximate formula for T(a) into this equation yields an estimate for Y(n)
$Y(n) \approx \frac{12}{\pi^2} \ln 2 \ln n + 0.06.$
### Computational expense per step
In each step k of the Euclidean algorithm, the quotient q<sub>k</sub> and remainder r<sub>k</sub> are computed for a given pair of integers r<sub>k−2</sub> and r<sub>k−1</sub>
r<sub>k−2</sub> = q<sub>k</sub> r<sub>k−1</sub> + r<sub>k</sub>.
The computational expense per step is associated chiefly with finding q<sub>k</sub>, since the remainder r<sub>k</sub> can be calculated quickly from r<sub>k−2</sub>, r<sub>k−1</sub>, and q<sub>k</sub>
r<sub>k</sub> = r<sub>k−2</sub> − q<sub>k</sub> r<sub>k−1</sub>.
The computational expense of dividing h-bit numbers scales as O(h(l+1)), where l is the length of the quotient.
For comparison, Euclid's original subtraction-based algorithm can be much slower. A single integer division is equivalent to the quotient q number of subtractions. If the ratio of a and b is very large, the quotient is large and many subtractions will be required. On the other hand, it has been shown that the quotients are very likely to be small integers. The probability of a given quotient q is approximately ln where u = (q + 1)<sup>2</sup>. For illustration, the probability of a quotient of 1, 2, 3, or 4 is roughly 41.5%, 17.0%, 9.3%, and 5.9%, respectively. Since the operation of subtraction is faster than division, particularly for large numbers, the subtraction-based Euclid's algorithm is competitive with the division-based version. This is exploited in the binary version of Euclid's algorithm.
Combining the estimated number of steps with the estimated computational expense per step shows that the Euclid's algorithm grows quadratically (h<sup>2</sup>) with the average number of digits h in the initial two numbers a and b. Let h<sub>0</sub>, h<sub>1</sub>, ..., h<sub>N−1</sub> represent the number of digits in the successive remainders r<sub>0</sub>, r<sub>1</sub>, ..., r<sub>N−1</sub>. Since the number of steps N grows linearly with h, the running time is bounded by
<math>
O\Big(\sum\_{i\<N}h_i(h_i-h\_{i+1}+2)\Big)\subseteq O\Big(h\sum\_{i\<N}(h_i-h\_{i+1}+2) \Big) \subseteq O(h(h_0+2N))\subseteq O(h^2).</math>
### Alternative methods
Euclid's algorithm is widely used in practice, especially for small numbers, due to its simplicity. For comparison, the efficiency of alternatives to Euclid's algorithm may be determined.
One inefficient approach to finding the GCD of two natural numbers a and b is to calculate all their common divisors; the GCD is then the largest common divisor. The common divisors can be found by dividing both numbers by successive integers from 2 to the smaller number b. The number of steps of this approach grows linearly with b, or exponentially in the number of digits. Another inefficient approach is to find the prime factors of one or both numbers. As noted above, the GCD equals the product of the prime factors shared by the two numbers a and b. Present methods for prime factorization are also inefficient; many modern cryptography systems even rely on that inefficiency.
The binary GCD algorithm is an efficient alternative that substitutes division with faster operations by exploiting the binary representation used by computers. However, this alternative also scales like O(h2). It is generally faster than the Euclidean algorithm on real computers, even though it scales in the same way. Additional efficiency can be gleaned by examining only the leading digits of the two numbers a and b. The binary algorithm can be extended to other bases (k-ary algorithms), with up to fivefold increases in speed. Lehmer's GCD algorithm uses the same general principle as the binary algorithm to speed up GCD computations in arbitrary bases.
A recursive approach for very large integers (with more than 25,000 digits) leads to quasilinear integer GCD algorithms, such as those of Schönhage, and Stehlé and Zimmermann. These algorithms exploit the 2×2 matrix form of the Euclidean algorithm given above. These quasilinear methods generally scale as O(h (log h)<sup>2</sup> (log log h)).
## Generalizations
Although the Euclidean algorithm is used to find the greatest common divisor of two natural numbers (positive integers), it may be generalized to the real numbers, and to other mathematical objects, such as polynomials, quadratic integers and Hurwitz quaternions. In the latter cases, the Euclidean algorithm is used to demonstrate the crucial property of unique factorization, i.e., that such numbers can be factored uniquely into irreducible elements, the counterparts of prime numbers. Unique factorization is essential to many proofs of number theory.
### Rational and real numbers
Euclid's algorithm can be applied to real numbers, as described by Euclid in Book 10 of his Elements. The goal of the algorithm is to identify a real number g such that two given real numbers, a and b, are integer multiples of it: a = mg and b = ng, where m and n are integers. This identification is equivalent to finding an integer relation among the real numbers a and b; that is, it determines integers s and t such that sa + tb = 0. If such an equation is possible, a and b are called commensurable lengths, otherwise they are incommensurable lengths.
The real-number Euclidean algorithm differs from its integer counterpart in two respects. First, the remainders r<sub>k</sub> are real numbers, although the quotients q<sub>k</sub> are integers as before. Second, the algorithm is not guaranteed to end in a finite number N of steps. If it does, the fraction a/b is a rational number, i.e., the ratio of two integers
$\frac{a}{b} = \frac{mg}{ng} = \frac{m}{n},$
and can be written as a finite continued fraction [q<sub>0</sub>; q<sub>1</sub>, q<sub>2</sub>, ..., q<sub>N</sub>]. If the algorithm does not stop, the fraction a/b is an irrational number and can be described by an infinite continued fraction [q<sub>0</sub>; q<sub>1</sub>, q<sub>2</sub>, ...]. Examples of infinite continued fractions are the golden ratio φ = [1; 1, 1, ...] and the square root of two, √2 = [1; 2, 2, ...]. The algorithm is unlikely to stop, since almost all ratios a/b of two real numbers are irrational.
An infinite continued fraction may be truncated at a step k [q<sub>0</sub>; q<sub>1</sub>, q<sub>2</sub>, ..., q<sub>k</sub>] to yield an approximation to a/b that improves as k is increased. The approximation is described by convergents m<sub>k</sub>/n<sub>k</sub>; the numerator and denominators are coprime and obey the recurrence relation
<math>\begin{align}
` m_k &= q_k m_{k-1} + m_{k-2} \\`
` n_k &= q_k n_{k-1} + n_{k-2},`
`\end{align}`</math>
where m<sub>−1</sub> = n<sub>−2</sub> = 1 and m<sub>−2</sub> = n<sub>−1</sub> = 0 are the initial values of the recursion. The convergent m<sub>k</sub>/n<sub>k</sub> is the best rational number approximation to a/b with denominator n<sub>k</sub>:
$\left|\frac{a}{b} - \frac{m_k}{n_k}\right| < \frac{1}{n_k^2}.$
### Polynomials
Polynomials in a single variable x can be added, multiplied and factored into irreducible polynomials, which are the analogs of the prime numbers for integers. The greatest common divisor polynomial g(x) of two polynomials a(x) and b(x) is defined as the product of their shared irreducible polynomials, which can be identified using the Euclidean algorithm. The basic procedure is similar to that for integers. At each step k, a quotient polynomial q<sub>k</sub>(x) and a remainder polynomial r<sub>k</sub>(x) are identified to satisfy the recursive equation
$r_{k-2}(x) = q_k(x)r_{k-1}(x) + r_k(x),$
where r<sub>−2</sub>(x) = a(x) and r<sub>−1</sub>(x) = b(x). Each quotient polynomial is chosen such that each remainder is either zero or has a degree that is smaller than the degree of its predecessor: deg[r<sub>k</sub>(x)] \< deg[r<sub>k−1</sub>(x)]. Since the degree is a nonnegative integer, and since it decreases with every step, the Euclidean algorithm concludes in a finite number of steps. The last nonzero remainder is the greatest common divisor of the original two polynomials, a(x) and b(x).
For example, consider the following two quartic polynomials, which each factor into two quadratic polynomials
<math>\begin{align}
` a(x) &= x^4 - 4x^3 + 4x^2 - 3x + 14 = (x^2 - 5x + 7)(x^2 + x + 2) \qquad \text{and}\\`
` b(x) &= x^4 + 8x^3 + 12x^2 + 17x + 6 = (x^2 + 7x + 3)(x^2 + x + 2).`
`\end{align}`</math>
Dividing a(x) by b(x) yields a remainder r<sub>0</sub>(x) = x<sup>3</sup> + (2/3)x<sup>2</sup> + (5/3)x − (2/3). In the next step, b(x) is divided by r<sub>0</sub>(x) yielding a remainder r<sub>1</sub>(x) = x<sup>2</sup> + x + 2. Finally, dividing r<sub>0</sub>(x) by r<sub>1</sub>(x) yields a zero remainder, indicating that r<sub>1</sub>(x) is the greatest common divisor polynomial of a(x) and b(x), consistent with their factorization.
Many of the applications described above for integers carry over to polynomials. The Euclidean algorithm can be used to solve linear Diophantine equations and Chinese remainder problems for polynomials; continued fractions of polynomials can also be defined.
The polynomial Euclidean algorithm has other applications, such as Sturm chains, a method for counting the zeros of a polynomial that lie inside a given real interval. This in turn has applications in several areas, such as the Routh–Hurwitz stability criterion in control theory.
Finally, the coefficients of the polynomials need not be drawn from integers, real numbers or even the complex numbers. For example, the coefficients may be drawn from a general field, such as the finite fields GF(p) described above. The corresponding conclusions about the Euclidean algorithm and its applications hold even for such polynomials.
### Gaussian integers
The Gaussian integers are complex numbers of the form α = u + vi, where u and v are ordinary integers and i is the square root of negative one. By defining an analog of the Euclidean algorithm, Gaussian integers can be shown to be uniquely factorizable, by the argument above. This unique factorization is helpful in many applications, such as deriving all Pythagorean triples or proving Fermat's theorem on sums of two squares. In general, the Euclidean algorithm is convenient in such applications, but not essential; for example, the theorems can often be proven by other arguments.
The Euclidean algorithm developed for two Gaussian integers α and β is nearly the same as that for ordinary integers, but differs in two respects. As before, we set r<sub>−2</sub> = α and r<sub>−1</sub> = β, and the task at each step k is to identify a quotient q<sub>k</sub> and a remainder r<sub>k</sub> such that
$r_k = r_{k-2} - q_k r_{k-1},$
where every remainder is strictly smaller than its predecessor: \|r<sub>k</sub>\| \< \|r<sub>k−1</sub>\|. The first difference is that the quotients and remainders are themselves Gaussian integers, and thus are complex numbers. The quotients q<sub>k</sub> are generally found by rounding the real and complex parts of the exact ratio (such as the complex number α/β) to the nearest integers. The second difference lies in the necessity of defining how one complex remainder can be "smaller" than another. To do this, a norm function f(u + vi) = u<sup>2</sup> + v<sup>2</sup> is defined, which converts every Gaussian integer u + vi into an ordinary integer. After each step k of the Euclidean algorithm, the norm of the remainder f(r<sub>k</sub>) is smaller than the norm of the preceding remainder, f(r<sub>k−1</sub>). Since the norm is a nonnegative integer and decreases with every step, the Euclidean algorithm for Gaussian integers ends in a finite number of steps. The final nonzero remainder is gcd(α, β), the Gaussian integer of largest norm that divides both α and β; it is unique up to multiplication by a unit, ±1 or ±i.
Many of the other applications of the Euclidean algorithm carry over to Gaussian integers. For example, it can be used to solve linear Diophantine equations and Chinese remainder problems for Gaussian integers; continued fractions of Gaussian integers can also be defined.
### Euclidean domains
A set of elements under two binary operations, denoted as addition and multiplication, is called a Euclidean domain if it forms a commutative ring R and, roughly speaking, if a generalized Euclidean algorithm can be performed on them. The two operations of such a ring need not be the addition and multiplication of ordinary arithmetic; rather, they can be more general, such as the operations of a mathematical group or monoid. Nevertheless, these general operations should respect many of the laws governing ordinary arithmetic, such as commutativity, associativity and distributivity.
The generalized Euclidean algorithm requires a Euclidean function, i.e., a mapping f from R into the set of nonnegative integers such that, for any two nonzero elements a and b in R, there exist q and r in R such that a = qb + r and f(r) \< f(b). Examples of such mappings are the absolute value for integers, the degree for univariate polynomials, and the norm for Gaussian integers above. The basic principle is that each step of the algorithm reduces f inexorably; hence, if f can be reduced only a finite number of times, the algorithm must stop in a finite number of steps. This principle relies on the well-ordering property of the non-negative integers, which asserts that every non-empty set of non-negative integers has a smallest member.
The fundamental theorem of arithmetic applies to any Euclidean domain: Any number from a Euclidean domain can be factored uniquely into irreducible elements. Any Euclidean domain is a unique factorization domain (UFD), although the converse is not true. The Euclidean domains and the UFD's are subclasses of the GCD domains, domains in which a greatest common divisor of two numbers always exists. In other words, a greatest common divisor may exist (for all pairs of elements in a domain), although it may not be possible to find it using a Euclidean algorithm. A Euclidean domain is always a principal ideal domain (PID), an integral domain in which every ideal is a principal ideal. Again, the converse is not true: not every PID is a Euclidean domain.
The unique factorization of Euclidean domains is useful in many applications. For example, the unique factorization of the Gaussian integers is convenient in deriving formulae for all Pythagorean triples and in proving Fermat's theorem on sums of two squares. Unique factorization was also a key element in an attempted proof of Fermat's Last Theorem published in 1847 by Gabriel Lamé, the same mathematician who analyzed the efficiency of Euclid's algorithm, based on a suggestion of Joseph Liouville. Lamé's approach required the unique factorization of numbers of the form x + ωy, where x and y are integers, and ω = e<sup>2iπ/n</sup> is an nth root of 1, that is, ω<sup>n</sup> = 1. Although this approach succeeds for some values of n (such as n = 3, the Eisenstein integers), in general such numbers do not factor uniquely. This failure of unique factorization in some cyclotomic fields led Ernst Kummer to the concept of ideal numbers and, later, Richard Dedekind to ideals.
#### Unique factorization of quadratic integers
The quadratic integer rings are helpful to illustrate Euclidean domains. Quadratic integers are generalizations of the Gaussian integers in which the imaginary unit i is replaced by a number ω. Thus, they have the form u + vω, where u and v are integers and ω has one of two forms, depending on a parameter D. If D does not equal a multiple of four plus one, then
$\omega = \sqrt D .$
If, however, D does equal a multiple of four plus one, then
$\omega = \frac{1 + \sqrt{D}}{2} .$
If the function f corresponds to a norm function, such as that used to order the Gaussian integers above, then the domain is known as norm-Euclidean. The norm-Euclidean rings of quadratic integers are exactly those where D is one of the values −11, −7, −3, −2, −1, 2, 3, 5, 6, 7, 11, 13, 17, 19, 21, 29, 33, 37, 41, 57, or 73. The cases D = −1 and D = −3 yield the Gaussian integers and Eisenstein integers, respectively.
If f is allowed to be any Euclidean function, then the list of possible values of D for which the domain is Euclidean is not yet known. The first example of a Euclidean domain that was not norm-Euclidean (with D = 69) was published in 1994. In 1973, Weinberger proved that a quadratic integer ring with D \> 0 is Euclidean if, and only if, it is a principal ideal domain, provided that the generalized Riemann hypothesis holds.
### Noncommutative rings
The Euclidean algorithm may be applied to some noncommutative rings such as the set of Hurwitz quaternions. Let α and β represent two elements from such a ring. They have a common right divisor δ if α = ξδ and β = ηδ for some choice of ξ and η in the ring. Similarly, they have a common left divisor if α = dξ and β = dη for some choice of ξ and η in the ring. Since multiplication is not commutative, there are two versions of the Euclidean algorithm, one for right divisors and one for left divisors. Choosing the right divisors, the first step in finding the gcd(α, β) by the Euclidean algorithm can be written
$\rho_0 = \alpha - \psi_0\beta = (\xi - \psi_0\eta)\delta,$
where ψ<sub>0</sub> represents the quotient and ρ<sub>0</sub> the remainder. This equation shows that any common right divisor of α and β is likewise a common divisor of the remainder ρ<sub>0</sub>. The analogous equation for the left divisors would be
$\rho_0 = \alpha - \beta\psi_0 = \delta(\xi - \eta\psi_0).$
With either choice, the process is repeated as above until the greatest common right or left divisor is identified. As in the Euclidean domain, the "size" of the remainder ρ<sub>0</sub> (formally, its norm) must be strictly smaller than β, and there must be only a finite number of possible sizes for ρ<sub>0</sub>, so that the algorithm is guaranteed to terminate.
Most of the results for the GCD carry over to noncommutative numbers. For example, Bézout's identity states that the right gcd(α, β) can be expressed as a linear combination of α and β. In other words, there are numbers σ and τ such that
$\Gamma_\text{right} = \sigma\alpha + \tau\beta.$
The analogous identity for the left GCD is nearly the same:
$\Gamma_\text{left} = \alpha\sigma + \beta\tau.$
Bézout's identity can be used to solve Diophantine equations. For instance, one of the standard proofs of Lagrange's four-square theorem, that every positive integer can be represented as a sum of four squares, is based on quaternion GCDs in this way.
## See also
- Euclidean rhythm, a method for using the Euclidean algorithm to generate musical rhythms
|
9,379,396 |
Almost There (album)
| 1,171,198,032 | null |
[
"2001 debut albums",
"INO Records albums",
"MercyMe albums"
] |
Almost There is the first studio album by the American Christian rock band MercyMe. Produced by Pete Kipley, it was released on August 14, 2001, by INO Records. After releasing six albums as an unsigned band, they decided to pursue a record contract because it became too difficult to sell albums, book shows, and manage themselves. The band was assigned to work with Kipley, who had not produced a major project before. Four songs on the album had previously appeared on their self-released albums; the rest were newly recorded songs. Critics have characterized the music on the album as contemporary worship and pop rock, with a more radio-friendly sound than the band's self-released albums.
Almost There received critical acclaim from music critics, who praised the album's songwriting; "I Can Only Imagine" received particular compliments. Critics were more divided on the album's sound. Some felt the album was "innovative" or "fresh", while others felt it was middle-of-the-road or derivative. CCM Magazine listed it in their 25th anniversary edition as one of '100 Albums You Need to Own'.
"Bless Me Indeed (Jabez's Song)" was released as the album's lead single; however, it underperformed on the charts, leading initially to poorer than expected sales for the album. The second single, "I Can Only Imagine", peaked at number one on the Radio & Records Christian AC chart in 2002. Its success contributed to a sharp increase in sales, and the song stayed on the Christian charts so long that plans for a third single from the album were scrapped. After the song crossed over to mainstream radio in 2003, the album peaked at number 39 on the Billboard 200 and number one on the Billboard Christian Albums chart. Billboard ranked it as the fourth best-selling Christian album of the 2000s in the United States. Almost There has been certified triple platinum by the Recording Industry Association of America (RIAA) and has sold over 3 million copies in the United States.
## Background and recording
MercyMe was formed in 1994 by vocalist Bart Millard, guitarist Mike Scheuchzer, and keyboardist Jim Bryson. Bassist Nathan Cochran joined the band in 1997, with drummer Robby Shaffer joining the following year. In October 1999, they issued their fifth self-released album, The Worship Project. The album proved successful, selling over 60,000 copies within a year, but the difficulty of selling albums directly, in addition to having to book and manage for themselves, led the band to pursue a contract with a record label. Millard was directed by a friend to contact Jeff Moseley, who had connections in the Christian music industry, for advice. After being contacted by Millard, Moseley expressed interest in the band, and within a week MercyMe was officially signed to INO Records, a new record label Moseley was helming. Moseley introduced the band to Pete Kipley, who would produce the album. Although Kipley had been involved on some minor projects like radio mixes, Almost There was his first major project. Millard called Kipley an "amazing guy" and credited him with improving the band's songwriting skills and teaching them about the music industry.
Four of the songs on Almost There ("Call to Worship", "Cannot Say Enough", "I Can Only Imagine", and "In You") had previously appeared on the band's self-released albums. All of the other songs on the album were new, and had not appeared on any of their previous albums. Millard and MercyMe wrote every song on the album, with the exception of "I Worship You", which was written by Kipley and Regie Hamm. Although the band wanted to write their own material, they said they liked this song so much that they wanted it to appear as the first track on the album. "Bless Me Indeed (Jabez's Song)" was written at the request of the label, who wanted to capitalize off of the success of the popular Bruce Wilkinson book The Prayer of Jabez (2000). The band did not want to record the song, but eventually acquiesced. According to Millard, the band had to "kind of fight" the label to have "House of God" included on the album; they insisted on including the song because they considered themselves a rock band and felt the label was pushing them too far towards the adult contemporary genre.
Almost There was recorded at Ivy Park, The Indigo Room, Paradise Sound, and IBC Studios. Kipley produced and programmed the record, while Skye McCaskey and Julian Kindred engineered the album. Salvo mixed a majority of the songs on the album at Cool Springs Studio with the exception of "In You", which was mixed by Shane Wilson. Strings were recorded by the Paltrow Performance Group.
## Composition
Almost There has been described by critics as being a worship and pop rock album. The album was noted as being stylistically similar to contemporary Christian bands like FFH. In contrast to the band's self-released albums, which had an "organic" feel, Almost There adopts a more radio-friendly musical style, although the rock style of the band's self-released albums does occasionally resurface. Steve Losey of Allmusic compared Scheuchzer's "guitar nuances" to U2's guitarist the Edge and described Bryson's keyboards as being "intense but subtle".
Losey described the album's first song "I Worship You" as "falling somewhere between adult contemporary and rock", and it utilizes acoustic guitars and "swirling" synthesizers. "Here Am I" relates the story of people who are not being reached by Christians, and "challenges the listener to go out into the world and stand up for their King". "On My Way to You" is a worship song, requesting "wisdom, purity, and humility in our pursuit of holiness". "How Great is Your Love" incorporates both string and electronic instruments; Millard's vocals in the song utilize "effect-laden delays". "I Can Only Imagine" is a ballad, opening with just a piano before building to include drums and guitar. Lyrically, it asks what it will be like in Heaven, standing before God.
"Bless Me Indeed (Jabez's Song)" is one of the fastest songs on the album. Lyrically, the song parallels the prayer of the Biblical character Jabez in 1 Chronicles 4:10, asking God for blessing and protection from evil. "Cannot Say Enough" was described as "ambient" and compared to Third Day's "Your Love Oh Lord". "House of God" was noted as being one of the album's more rock-oriented songs. The song utilizes "driving" guitars and a "nasty" guitar riff, and invites the listener to enter the house of god. "Call to Worship" is a mid-tempo song led by guitar; the song was compared to the work of the Cure. The final two songs on the album, "All Fall Down" and "In You", are slower-paced songs, with the latter being led by piano and strings.
## Release and commercial performance
Almost There was released in the United States on August 14, 2001. "Bless Me Indeed (Jabez's Song)" was released in 2001 as the album's lead single. The label aimed to give the band a wider appeal by capitalizing on the success of the popular book The Prayer of Jabez. The song debuted on the Radio & Records Christian AC chart on August 31, 2001 at number 29, and spent four weeks on the chart, peaking at number 27. The poor chart performance of the song led to album sales that were lower than anticipated. The album debuted at number 12 on the Billboard Christian Albums chart on September 1, 2001, and a week later entered the Billboard Heatseekers Albums chart, which ranks the top albums from artists who have not had an album enter the top 100 on the Billboard 200 chart, at number 39.
"I Can Only Imagine" was released to radio on October 12, 2001. The song debuted on the Christian AC chart on November 2, 2001; it reached the number one position on February 22, 2002 and spent two weeks at the top spot. It also peaked at number 15 on the Radio & Records Christian CHR chart. As a result of the single's airplay, Almost There experienced a "surge" in sales. The album debuted on the Billboard 200 at number 184 on December 22, 2001, and entered the top ten on the Christian Albums chart on January 19, 2002, charting at number eight. The album reached the peak of the Heatseekers Albums chart on February 2, 2002, and the following week entered the top 100 on the Billboard 200 chart, charting at number 98. "How Great Is Your Love" was announced as the album's third single in an interview with Billboard magazine on February 12, 2002. Millard had heavily pushed INO Records to release it as a single. However, "I Can Only Imagine" stayed on the Christian charts so long that by the time it fell off, the band had to begin work on their next record, and the song ultimately was not released to radio. Almost There was certified Gold by the Recording Industry Association of America (RIAA) on June 13, 2002, signifying shipments of over 500,000 copies. More than a year after the album's release and following the release of the band's second studio album, Spoken For (2002), Almost There remained near the top of the Christian charts. Almost There ranked as the 6th best-selling Christian album and the 128th best-selling album of 2002 in the United States.
Sales of the album increased throughout 2003 as "I Can Only Imagine" received airplay on mainstream radio formats. The song peaked at number five on the Billboard Adult Contemporary chart and number 71 on the Hot 100, also crossing over to the Mainstream Top 40, Adult Top 40, and Hot Country Songs charts. The album was certified Platinum on July 14, 2003 by the RIAA; a month later, Almost There reached the top spot of the Christian Albums chart for the first time after 107 weeks on the chart. It reached its peak of number 37 on the Billboard 200 on September 20, 2003. It ranked as the 2nd-best selling Christian album and 128th best-selling album of 2004. By May 2004, Almost There had sold over 1.5 million copies, and as of April 2006 it has sold over 2.2 million copies. Almost There was certified double platinum on January 20, 2005 by the RIAA; as of 2012, it is one of only eight Christian albums to have reached that milestone, with others including P.O.D.'s Satellite, Switchfoot's The Beautiful Letdown, and Casting Crowns' self-titled debut album. In its 2000s decade-end charts, Billboard ranked Almost There as the fourth best-selling Christian album of the 2000s in the United States, behind only Satellite, The Beautiful Letdown, and Alan Jackson's Precious Memories.
Millard's story and the story of "I Can Only Imagine" were adapted into a film of the same name, which was released in March 2018. "I Can Only Imagine" returned to the charts following the film's release, with the song debuting at number two on the Billboard Christian Songs chart and spending a third week at number one on the Billboard Christian Digital Songs chart; the song had spent 425 weeks on the chart at that point, the longest run of any song in the chart's history. The song later peaked at number one on the Christian Songs chart on March 31, 2018, and spent three weeks at the top spot. It also peaked at number 10 on the Billboard Digital Songs chart. Almost There was certified triple platinum on June 15, 2018, and "I Can Only Imagine" was certified five-times platinum on October 21, 2022. As of April 2019, it is best-selling Christian single of all-time.
## Critical reception and accolades
Almost There received critical acclaim from music critics. Critics praised the album's lyrical content, with particular compliments being given to "I Can Only Imagine". Losey gave the album 4 out of 5 stars, praising it as "a disc that holds power" and being an "exception" rather than a "norm" in comparison to most other praise and worship releases. Losey also praised Scheuchzer and Bryson for their guitar work and keyboard performances, respectively. Adam Woodroof of CCM Magazine gave it 3.5 out of 5 stars. While Woodroof felt the album did not deliver an innovative sound, he complemented it as offering "a breath of fresh air—and a sincerity sure to hold other artists wishing to dive into the genre accountable". In a review for Charisma, Margaret Feinburg praised the album for incorporating songs from their previous self-released albums. She said that "MercyMe was stripped of much of its wonderful, organic, out-of-the box sound but given new life for radio airplay", and that "Overall, MercyMe is a band that deserves to be heard". Kevin McNeese of New Release Today gave the album 5 out of 5 stars, calling it "another defining album" in praise and worship music. He particularly praised "I Can Only Imagine", calling it the album's highlight, but noted the other songs on the album were "penned with the same passion".
The J Man of Crosswalk.com gave Almost There a B, and said that "In the ever-growing genre of modern worship, MercyMe steps up to the plate and drives a home run over the fence". He praised the album as having a "fresh sound", but felt that much of the album was "somewhat low-key". Kevin Chamberlain of Jesus Freak Hideout gave the album 4 out of 5 stars. Chamberlain praised the album as being "lyrically one of the best albums out there" and said that "Every song is based on some sort of Scripture or Spiritual truth seldom found in some Christian music" but felt the album's sound was average, comparing it to "FFH or any typical Contemporary Christian artist".
Megumi Nakamura of Cross Rhythms gave the album 7 out of 10 stars. She praised "I Can Only Imagine", but said that "little else on the album that matches the huge impact of that one song". In a later review for the album's "Platinum Edition", Allan Clare gave it an 8 out of 10, saying the rest of the album aside from "I Can Only Imagine" was "bland". Russ Breimeier of Christianity Today felt the album was "something of a mixed bag" and described the band's sound was "a little too mellow to be rock, and a little too heavy to be pop... their particular style doesn't stray from a middle of the road sound". Breimier described the album as not being particularly good or bad and offered a weak recommendation to fans of worship bands like By the Tree and Delirious?.
In its 25th anniversary edition, CCM Magazine listed Almost There as one of '100 Albums You Need to Own'. In 2004, the magazine ranked "I Can Only Imagine" as the fourth-greatest song in Christian music. At the 33rd GMA Dove Awards, "I Can Only Imagine" won the awards for Song of the Year and Pop/Contemporary Recorded Song of the Year.
## Track listing
(Credits and track list from the album liner notes)
## Credits and personnel
(Credits from the album liner notes)
MercyMe
- Bart Millard – lead vocals
- Jim Bryson – keys
- Mike Scheuchzer – guitars, backing vocals
- Nathan Cochran – bass, backing vocals
- Robby Shaffer – drums
Additional performers
- Paltrow Performance Group – strings
Technical and miscellaneous
- Pete Kipley – producer, programming
- Skye McCaskey – engineer
- Julian Kindred – engineer
- Salvo – mixing (1-10)
- Shane Wilson – mixing (11)
- Cool Spring Studio – mixing location
- Elizabeth Workman – design
- Shawn Sanders – band photos
## Charts
## Certifications
|
47,752,251 |
A and B Loop
| 1,172,149,361 |
Streetcar circle route in Portland, Oregon, U.S.
|
[
"2012 establishments in Oregon",
"Passenger rail transportation in Oregon",
"Railway lines opened in 2012",
"Streetcars in Oregon",
"Transportation in Portland, Oregon",
"TriMet"
] |
The A and B Loop is a streetcar circle route of the Portland Streetcar system in Portland, Oregon, United States. Operated by Portland Streetcar, Inc. and TriMet, it is made up of two separate services: the 6.1-mile (9.8 km) A Loop, which runs clockwise, and the 6.6-mile (10.6 km) B Loop, which runs counterclockwise. The route travels a loop between the east and west sides of the Willamette River by crossing the Broadway Bridge in the north and Tilikum Crossing in the south.
The A and B Loop connects Portland's downtown, Pearl District, Lloyd District, Central Eastside, and South Waterfront. It serves various landmarks and institutions, including the Rose Quarter, the Oregon Convention Center, the Oregon Museum of Science and Industry (OMSI), Oregon Health & Science University (OHSU), and Portland State University (PSU). Riders can transfer to Frequent Express (FX) and MAX Light Rail from several stations along the route.
Portland city officials considered an eastside streetcar line upon authorizing the Central City Streetcar on the west side in 1997. After several years of planning, the Portland Streetcar Loop Project was approved and held its groundbreaking in 2009. The first 3.3 miles (5.3 km) opened between the Broadway Bridge and OMSI on September 22, 2012. It was inaugurated by the Central Loop Line (CL Line) service, which ran additionally on the westside along 10th and 11th avenues. The opening of Tilikum Crossing in 2015 extended the streetcar from OMSI to the South Waterfront; this completed the loop, and the CL Line was rebranded to A and B Loop.
## History
### Planning
In 1990, a citizen advisory committee, citing the 1988 Central City Plan, convinced the Portland City Council to develop a streetcar (then referred to as "trolley") network in downtown Portland. In July 1997, the city council formally authorized the Central City Streetcar project. By then, discussions to expand streetcar service east of the Willamette River had also begun, and \$200,000 was allocated to strengthen the outer lanes of the Hawthorne Bridge with the intention of having it carry a future line between OMSI and the Oregon Convention Center. The Hawthorne Bridge was closed in March 1998 and reopened in April 1999 with the outer-lane decks rebuilt to accommodate notches for rails. In July 2001, the Lloyd District Development Strategy proposed a separate plan that envisioned a Lloyd District transit hub, with modern streetcars complementing existing bus and MAX Light Rail service; it suggested running streetcar lines on Broadway and Weidler streets through to the west side via the Broadway Bridge, which had carried streetcars from 1913 to 1940.
In February 2003, Portland Streetcar officials, amid TriMet (Portland's regional transit agency) plans to construct a new bridge over the Willamette River for the Portland–Milwaukie Light Rail Project, proposed an inner eastside loop route using the Broadway Bridge and TriMet's proposed bridge (instead of the Hawthorne Bridge). The city council adopted the Eastside Streetcar Alignment Study that June. The study outlined a westside–eastside streetcar route that ran from the existing streetcar tracks in the Pearl District, across the Broadway Bridge to the Lloyd District, then south along Grand Avenue and Martin Luther King Jr. Boulevard to Hawthorne Boulevard. A southern crossing back to the west side depended upon whether the proposed bridge would be constructed, leaving that section undetermined at the time. In 2008, the Portland–Milwaukie project steering committee selected a locally preferred alternative that included a new river crossing between the South Waterfront and OMSI near Caruthers Street; this led to a decision to build the first phase of the eastside streetcar 3.3 miles (5.3 km) up to OMSI (farther south from Hawthorne Boulevard) until the new bridge could be completed, after which the streetcar would cross the bridge back to the west side to complete the loop.
### Funding and construction
Metro, the Portland metropolitan area's regional government, approved the eastside streetcar extension with the selection of a locally preferred alternative on July 20, 2006, that the city council adopted in September 2007. The total cost of the project, including the cost to purchase additional vehicles, amounted to \$148.8 million. Portland allocated \$27 million of city funds, and \$20 million from the state, \$15.5 million from a local improvement district, and a combination of various other local or regional sources completed the locally sourced funding. On April 30, 2009, U.S. Transportation Secretary Ray LaHood announced \$75 million in federal funding for the project, the full amount that was requested. It was the first streetcar project to receive funding under the Small Starts program in part due to the Obama administration's departure from the practices of the Bush administration, which had awarded the funding to projects based on speed across long routes. The Small Starts allocation, secured in large part through the efforts of U.S. Representatives Earl Blumenauer and Peter DeFazio of Oregon, was the largest and final component of the financing plan and meant the project could proceed with construction.
In January 2007, Oregon Iron Works was awarded a \$4 million contract to locally produce a streetcar prototype as provided by the Transportation Equity Act of 2005. On July 1, 2009, its subsidiary, United Streetcar, unveiled the first prototype in Portland; it was the first U.S.-built streetcar in nearly 60 years. That August, the city signed a \$20 million contract to purchase six new vehicles from United Streetcar for the eastside extension. In July 2011, the city council agreed to contractual changes that reduced the number of streetcars on order from six to five due to unanticipated costs related to production. United Streetcar had relied on Czech streetcar manufacturer Škoda, which built the Portland Streetcar's first vehicles, to provide the propulsion system that eventually failed acceptance testing. Project officials subsequently opted to obtain the propulsion system from Austrian manufacturer Elin, which necessitated changes to the streetcar design to accommodate a different form factor. The changes led to higher costs and delayed the project for five months.
Groundbreaking for the Portland Streetcar Loop Project took place on June 25, 2009. Portland awarded the building contract to Stacy and Witbeck, and construction began in August. For the project route along city streets, crews laid tracks in three-to-four-block increments, with each segment completed every four weeks. Excavation for the trackbed was eight feet (2.4 m) wide and 14 to 18 inches (36 to 46 cm) deep. Workers closed the Broadway Bridge for renovation from July to September 2010. To maintain the existing weight of the bridge after adding tracks, which was necessary to allow it to continue lifting its spans, workers replaced the deck with lighter fiber-reinforced concrete. In the Pearl District, sections of what had been two bidirectional streets—Lovejoy and Northrup—were converted into one-way streets after rail was installed. The Lovejoy ramp on the west end of the Broadway Bridge reopened to traffic in November 2010. In Southeast Portland, workers built a 425-foot (130 m) bridge that carried the streetcar from Southeast Stephens Street to the project's eastern terminus at OMSI. The extension's overhead lines went live in April 2012, and testing continued through to opening day.
### Opening and closing the loop
The 28-station, 3.3-mile (5.3 km) eastside extension opened on September 22, 2012. Portland Streetcar formed a new service called the "Central Loop Line" (CL Line) and renamed the original service on the west side the "North South Line" (NS Line). The CL Line operated the eastside extension and ran additionally on the west side via 10th and 11th avenues for a total of 4.5 miles (7.2 km); it overlapped with the NS Line between Southwest Market Street and Northwest Northrup Street. Service along the eastside segment commenced with frequencies of 18 minutes instead of 15 minutes (or 12 minutes as initially planned) due to funding cuts by the city and TriMet, and delivery delays from United Streetcar. The delays additionally forced Portland Streetcar to deploy its entire fleet of 11 cars and operate without a spare. Local publications highlighted the resulting infrequent service and criticized the streetcar's reliability and slow speed. Joseph Rose, writing for The Oregonian, called the streetcar the "Stumptown Slug" after he traveled quicker from OMSI to Powell's City of Books on foot. The first new streetcar finally arrived in January 2013 and entered service on June 11. Fares were \$1 upon opening due to TriMet's discontinuation of the Free Rail Zone, which had allowed free use of the Portland Streetcar system. TriMet had intended to cut service on bus route 6–ML King Jr Blvd, which ran alongside the eastside tracks, but increased service instead after interviewing riders.
The second phase of the Portland Streetcar Loop Project, referred to as "Close the Loop", which was later changed to "Complete the Loop", extended the streetcar tracks from OMSI across the Willamette River to the South Waterfront. This phase had awaited the Portland–Milwaukie project's new river crossing, which finally began construction in 2011. The project had a total cost of \$6.7 million and included automatic train stop upgrades. Construction of the streetcar components started in August 2013 with the installation of a turning loop on the intersection of Southeast Stephens Street, Grand Avenue, and Martin Luther King Jr. Boulevard. From September to October that year, crews expanded the SE Water/OMSI streetcar platform and installed the streetcar-track connection with the new bridge. Shuttle buses carried riders in sections where the streetcar tracks were temporarily closed. From June 26 to August 17, 2015, CL Line service ceased operating as part of Multnomah County's closure of the Broadway Bridge to make way for repainting.
On August 30, 2015, a new temporary schedule eliminated the name CL Line in favor of two separately named routes: "A Loop" and "B Loop". A Loop and B Loop took over the CL Line route and were further extended on the west side via existing tracks from Southwest 10th and Market streets in downtown Portland to Southwest Moody and Meade streets in the South Waterfront. Streetcars began crossing the new bridge, which by then was named "Tilikum Crossing", but without carrying passengers across it, during a two-week transitional "pre-revenue service" phase. The CL Line was formally re-branded as the "A and B Loop" on September 12, 2015, when Tilikum Crossing opened to the public and began permitting streetcars to carry passengers on the route section across the bridge.
### Impact and later developments
Portland city and streetcar officials have credited the eastside extension with encouraging development along and near its route; they have claimed that major redevelopment projects in the Lloyd District, including years-long efforts by Metro to build a convention center hotel, began or were announced after the extension had started construction. In 2013, Hassalo on Eighth broke ground at the Lloyd 700 "superblock", where the eastside extension was deliberately routed to support redevelopment. OMSI began pursuing redevelopment plans for its location in Southeast Portland in 2008. Days before the eastside extension's opening, OMSI's senior vice president stated that the streetcar's presence "will be an important element in the development of the lower eastside". In December 2021, OMSI submitted a formal proposal to the city for the "OMSI District", which plans to develop 10 city blocks into mixed-use buildings and includes up to 1,200 new housing units. A study published for the Transportation Research Record in 2018 noted that observed stations along the CL Line increased employment around their areas by 22 percent, compared to just eight percent by Multnomah County, between 2006 and 2013.
In February 2020, the Portland City Council adopted the Rose Lane Project in an effort to improve bus and streetcar travel times within the city. The ongoing project aims to create red-painted dedicated lanes, remove or restrict on-street parking, and implement traffic-signal priority for buses and streetcars. That October, the Portland Bureau of Transportation (PBOT) launched the MLK/Grand Transit Improvements project, a complement to the Rose Lane Project that added red lanes to the streetcar alignment on Grand Avenue and Martin Luther King Jr. Boulevard. Work started on October 7 and was completed after four weeks.
In April 2022, the City of Portland filed a lawsuit in Multnomah County Circuit Court against TriMet and Stacy and Witbeck for negligence and breach of contract. The city alleged that TriMet failed to oversee the contractor, whose workers, in turn, failed to "perform the work in a professional and workmanlike manner", in the construction of an elevated section of the streetcar near OMSI after cracked walls and foundational flaws were discovered. The city is seeking \$10 million from the defendants for the cost of repairs.
## Service
As of January 2022, the A and B Loop operates from 5:30 am to 11:30 pm on weekdays, from 7:30 am to 11:30 pm on Saturdays, and from 7:30 am to 10:30 pm on Sundays. Headways in each direction range from 15 minutes between 10:00 am and 7:00 pm on weekdays and Saturdays to 20 minutes for all other times. Traveling a complete loop in either direction takes just under one hour.
### Ridership
In August 2022, the A Loop carried an average of 1,541 riders on weekdays while the B Loop carried 1,369 riders. Prior to the COVID-19 pandemic, which impacted public transit ridership globally, the route had served significantly more riders; the A and B Loop carried 3,612 and 3,064, respectively, on weekdays in September 2019. During the first two weeks from opening, about 3,200 riders used the eastside extension per day on weekdays, 1,700 fewer riders than what the westside line recorded when it opened. Six months later, PBOT reported the streetcar collected only 55 percent of its expected fares; PBOT had projected fare revenues of \$1 million annually, which would have resulted in an 11-percent farebox recovery ratio of its \$8.9 million operating expenses.
Forecasts used to help justify federal funding for the Portland Streetcar Loop Project predicted 8,100 average weekday trips during the first operating year, while an alternative forecasting method predicted 3,900 average weekday trips for the same period. The FTA recorded an actual usage of 2,500 average weekday trips for the first year. Analysis attributed the lower-than-anticipated ridership to less frequent service than planned (15-minute actual headways versus the planned 12 minutes) and overstated projections for the number of commuters transferring from outside the Central City. The overall system set a ridership record in February 2017; that year saw ridership increase by 10 percent, mostly along the eastside. The streetcar set another record in April 2018, when the A and B Loop recorded 7,424 riders per day on weekdays.
### Route
The A and B Loop is a circle route that runs across subdistricts contained within Portland's Central City, namely downtown Portland, Pearl District, Lloyd District, Central Eastside, and South Waterfront. It consists of two services that for a majority of the route operate in a one-way pair: the 6.1-mile (9.8 km) A Loop, which runs clockwise, and the 6.6-mile (10.6 km) B Loop, which runs counterclockwise. From Southwest Market Street, the route travels north through downtown Portland to the Pearl District via 10th and 11th avenues. It turns east on Northwest 10th and Lovejoy towards the Broadway Bridge and crosses the Willamette River. After the bridge, the tracks traverse Broadway and Weidler streets. The B Loop then turns right onto Northeast Grand Avenue, while the A Loop turns right on Northeast 7th Avenue, left on Oregon street, and another left onto Martin Luther King Jr. Boulevard. The lines reconnect at a turning loop on Southeast Stephens Street and enter an overpass at Harrison Street, which carries the route to OMSI.
From OMSI, the streetcar tracks connect with the MAX tracks just west of the OMSI/Southeast Water MAX station as they approach Tilikum Crossing to cross the river back to the west side. They split at the four-track South Waterfront/South Moody MAX station, where the streetcar tracks run in the middle of the station's island platforms but don’t stop at the station. The route connects with the westside streetcar alignment on Southwest Moody Avenue then heads north towards RiverPlace. The tracks turn left on Southwest River Parkway, right on 4th Avenue, left on Montgomery Street, and split again on 5th Avenue. From the intersection of Southwest Montgomery and 5th, the A Loop crosses PSU's Urban Plaza diagonally for Mill Street, while the B Loop turns right onto 5th Avenue. The A Loop returns to Southwest 10th Avenue from Mill Street, while the B Loop turns left onto Market Street and proceeds until it returns to 11th Avenue.
### Stations
The A and B Loop serves 52 stations, 24 of which are shared with the NS Line. Each platform is equipped with a ticket vending machine, real-time display system, and line information signs, and is accessible to users with limited mobility. Connections to FX and MAX Light Rail can be made at several stops along the route.
|
216,663 |
Colley Cibber
| 1,170,060,669 |
English actor-manager, playwright, and poet laureate
|
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"17th-century English male actors",
"17th-century English male writers",
"17th-century English writers",
"17th-century theatre managers",
"18th-century English businesspeople",
"18th-century English dramatists and playwrights",
"18th-century English male actors",
"18th-century English male writers",
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"18th-century English non-fiction writers",
"18th-century English poets",
"18th-century theatre managers",
"Actor-managers",
"British Poets Laureate",
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"English male non-fiction writers",
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"English male stage actors",
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] |
Colley Cibber (6 November 1671 – 11 December 1757) was an English actor-manager, playwright and Poet Laureate. His colourful memoir Apology for the Life of Colley Cibber (1740) describes his life in a personal, anecdotal and even rambling style. He wrote 25 plays for his own company at Drury Lane, half of which were adapted from various sources, which led Robert Lowe and Alexander Pope, among others, to criticise his "miserable mutilation" of "crucified Molière [and] hapless Shakespeare".
He regarded himself as first and foremost an actor and had great popular success in comical fop parts, while as a tragic actor he was persistent but much ridiculed. Cibber's brash, extroverted personality did not sit well with his contemporaries, and he was frequently accused of tasteless theatrical productions, shady business methods, and a social and political opportunism that was thought to have gained him the laureateship over far better poets. He rose to ignominious fame when he became the chief target, the head Dunce, of Alexander Pope's satirical poem The Dunciad.
Cibber's poetical work was derided in his time and has been remembered only for being poor. His importance in British theatre history rests on his being one of the first in a long line of actor-managers, on the interest of two of his comedies as documents of evolving early 18th-century taste and ideology, and on the value of his autobiography as a historical source.
## Life
Cibber was born in Southampton Street, in Bloomsbury, London. He was the eldest child of Caius Gabriel Cibber, a distinguished sculptor originally from Denmark. His mother, Jane née Colley, came from a family of gentry from Glaston, Rutland. He was educated at the King's School, Grantham, from 1682 until the age of 16, but failed to win a place at Winchester College, which had been founded by his maternal ancestor William of Wykeham. In 1688, he joined the service of his father's patron, Lord Devonshire, who was one of the prime supporters of the Glorious Revolution. After the revolution, and at a loose end in London, he was attracted to the stage and in 1690 began work as an actor in Thomas Betterton's United Company at the Drury Lane Theatre. "Poor, at odds with his parents, and entering the theatrical world at a time when players were losing their power to businessmen-managers", on 6 May 1693 Cibber married Katherine Shore, the daughter of Matthias Shore, sergeant-trumpeter to the King, despite his poor prospects and insecure, socially inferior job.
Cibber and Katherine had 12 children between 1694 and 1713. Six died in infancy, and most of the surviving children received short shrift in his will. Catherine, the eldest surviving daughter, married Colonel James Brown and seems to have been the dutiful one who looked after Cibber in old age following his wife's death in 1734. She was duly rewarded at his death with most of his estate. His middle daughters, Anne and Elizabeth, went into business. Anne had a shop that sold fine wares and foods, and married John Boultby. Elizabeth had a restaurant near Gray's Inn, and married firstly Dawson Brett, and secondly (after Brett's death) Joseph Marples. His only son to reach adulthood, Theophilus, became an actor at Drury Lane, and was an embarrassment to his father because of his scandalous private life. His other son to survive infancy, James, died in or after 1717, before reaching adulthood. Colley's youngest daughter Charlotte followed in her father's theatrical footsteps, but she fell out with him and her sister Catherine, and she was cut off by the family.
After an inauspicious start as an actor, Cibber eventually became a popular comedian, wrote and adapted many plays, and rose to become one of the newly empowered businessmen-managers. He took over the management of Drury Lane in 1710 and took a highly commercial, if not artistically successful, line in the job. In 1730, he was made Poet Laureate, an appointment which attracted widespread scorn, particularly from Alexander Pope and other Tory satirists. Off-stage, he was a keen gambler, and was one of the investors in the South Sea Company.
In the last two decades of his life, Cibber remained prominent in society, and summered in Georgian spas such as Tunbridge, Scarborough and Bath. He was friendly with the writer Samuel Richardson, the actress Margaret Woffington and the memoirist–poet Laetitia Pilkington. Aged 73 in 1745, he made his last appearance on the stage as Pandulph in his own "deservedly unsuccessful" Papal Tyranny in the Reign of King John. In 1750, he fell seriously ill and recommended his friend and protégé Henry Jones as the next Poet Laureate. Cibber recovered and Jones passed into obscurity. Cibber died suddenly at his house in Berkeley Square, London, in December 1757, leaving small pecuniary legacies to four of his five surviving children, £1,000 each (the equivalent of approximately £180,000 in 2011) to his granddaughters Jane and Elizabeth (the daughters of Theophilus), and the residue of his estate to his eldest daughter Catherine. He was buried on 18 December, probably at the Grosvenor Chapel on South Audley Street.
## Autobiography
Cibber's colourful autobiography An Apology for the Life of Colley Cibber, Comedian (1740) was chatty, meandering, anecdotal, vain, and occasionally inaccurate. At the time of writing the word "apology" meant an apologia, a statement in defence of one's actions rather than a statement of regret for having transgressed.
The text virtually ignores his wife and family, but Cibber wrote in detail about his time in the theatre, especially his early years as a young actor at Drury Lane in the 1690s, giving a vivid account of the cut-throat theatre company rivalries and chicanery of the time, as well as providing pen portraits of the actors he knew. The Apology is vain and self-serving, as both his contemporaries and later commentators have pointed out, but it also serves as Cibber's rebuttal to his harshest critics, especially Pope. For the early part of Cibber's career, it is unreliable in respect of chronology and other hard facts, understandably, since it was written 50 years after the events, apparently without the help of a journal or notes. Nevertheless, it is an invaluable source for all aspects of the early 18th-century theatre in London, for which documentation is otherwise scanty. Because he worked with many actors from the early days of Restoration theatre, such as Thomas Betterton and Elizabeth Barry at the end of their careers, and lived to see David Garrick perform, he is a bridge between the earlier mannered and later more naturalistic styles of performance.
The Apology was a popular work and gave Cibber a good return. Its complacency infuriated some of his contemporaries, notably Pope, but even the usually critical Samuel Johnson admitted it was "very entertaining and very well done". It went through four editions in his lifetime, and more after his death, and generations of readers have found it an amusing and engaging read, projecting an author always "happy in his own good opinion, the best of all others; teeming with animal spirits, and uniting the self-sufficiency of youth with the garrulity of age."
## Actor
Cibber began his career as an actor at Drury Lane in 1690, and had little success for several years. "The first Thing that enters into the Head of a young Actor", he wrote in his autobiography half a century later, "is that of being a Hero: In this Ambition I was soon snubb'd by the Insufficiency of my Voice; to which might be added an uninform'd meagre Person ... with a dismal pale Complexion. Under these Disadvantages, I had but a melancholy Prospect of ever playing a Lover with Mrs. Bracegirdle, which I had flatter'd my Hopes that my Youth might one Day have recommended me to." At this time the London stage was in something of a slump after the glories of the early Restoration period. The King's and Duke's companies had merged into a monopoly, leaving actors in a weak negotiating position and much at the mercy of the dictatorial manager Christopher Rich. When the senior actors rebelled and established a cooperative company of their own in 1695, Cibber—"wisely", as the Biographical Dictionary of Actors puts it—stayed with the remnants of the old company, "where the competition was less keen". After five years, he had still not seen significant success in his chosen profession, and there had been no heroic parts and no love scenes. However, the return of two-company rivalry created a sudden demand for new plays, and Cibber seized this opportunity to launch his career by writing a comedy with a big, flamboyant part for himself to play. He scored a double triumph: his comedy Love's Last Shift, or The Fool in Fashion (1696) was a great success, and his own uninhibited performance as the Frenchified fop Sir Novelty Fashion ("a coxcomb that loves to be the first in all foppery") delighted the audiences. His name was made, both as playwright and as comedian.
Later in life, when Cibber himself had the last word in casting at Drury Lane, he wrote, or patched together, several tragedies that were tailored to fit his continuing hankering after playing "a Hero". However, his performances of such parts never pleased audiences, which wanted to see him typecast as an affected fop, a kind of character that fitted both his private reputation as a vain man, his exaggerated, mannered style of acting, and his habit of ad libbing. His most famous part for the rest of his career remained that of Lord Foppington in The Relapse, a sequel to Cibber's own Love's Last Shift but written by John Vanbrugh, first performed in 1696 with Cibber reprising his performance as Sir Novelty Fashion in the newly ennobled guise of Lord Foppington. Pope mentions the audience jubilation that greeted the small-framed Cibber donning Lord Foppington's enormous wig, which would be ceremoniously carried on stage in its own sedan chair. Vanbrugh reputedly wrote the part of Lord Foppington deliberately "to suit the eccentricities of Cibber's acting style".
His tragic efforts, however, were consistently ridiculed by contemporaries: when Cibber in the role of Richard III made love to Lady Anne, the Grub Street Journal wrote, "he looks like a pickpocket, with his shrugs and grimaces, that has more a design on her purse than her heart". Cibber was on the stage in every year but two (1727 and 1731) between his debut in 1690 and his retirement in 1732, playing more than 100 parts in all in nearly 3,000 documented performances. After he had sold his interest in Drury Lane in 1733 and was a wealthy man in his sixties, he returned to the stage occasionally to play the classic fop parts of Restoration comedy for which audiences appreciated him. His Lord Foppington in Vanbrugh's The Relapse, Sir Courtly Nice in John Crowne's Sir Courtly Nice, and Sir Fopling Flutter in George Etherege's Man of Mode were legendary. Critic John Hill in his 1775 work The actor, or, A treatise on the art of playing, described Cibber as "the best Lord Foppington who ever appeared, was in real life (with all due respect be it spoken by one who loves him) something of the coxcomb". These were the kind of comic parts where Cibber's affectation and mannerism were desirable. In 1738–39, he played Shallow in Shakespeare's Henry IV, Part 2 to critical acclaim, but his Richard III (in his own version of the play) was not well received. In the middle of the play, he whispered to fellow actor Benjamin Victor that he wanted to go home, perhaps realising he was too old for the part and its physical demands. Cibber also essayed tragic parts in plays by Shakespeare, Ben Jonson, John Dryden and others, but with less success. By the end of his acting career, audiences were being entranced by the innovatively naturalistic acting of the rising star David Garrick, who made his London debut in the title part in a production of Cibber's adaptation of Richard III in 1741. He returned to the stage for a final time in 1745 as Cardinal Pandulph in his play Papal Tyranny in the Reign of King John.
## Playwright
### Love's Last Shift
Cibber's comedy Love's Last Shift (1696) is an early herald of a massive shift in audience taste, away from the intellectualism and sexual frankness of Restoration comedy and towards the conservative certainties and gender-role backlash of exemplary or sentimental comedy. According to Paul Parnell, Love's Last Shift illustrates Cibber's opportunism at a moment in time before the change was assured: fearless of self-contradiction, he puts something for everybody into his first play, combining the old outspokenness with the new preachiness.
The central action of Love's Last Shift is a celebration of the power of a good woman, Amanda, to reform a rakish husband, Loveless, by means of sweet patience and a daring bed-trick. She masquerades as a prostitute and seduces Loveless without being recognised, and then confronts him with logical argument. Since he enjoyed the night with her while taking her for a stranger, a wife can be as good in bed as an illicit mistress. Loveless is convinced and stricken, and a rich choreography of mutual kneelings, risings and prostrations follows, generated by Loveless' penitence and Amanda's "submissive eloquence". The première audience is said to have wept at this climactic scene. The play was a great box-office success and was for a time the talk of the town, in both a positive and a negative sense. Some contemporaries regarded it as moving and amusing, others as a sentimental tear-jerker, incongruously interspersed with sexually explicit Restoration comedy jokes and semi-nude bedroom scenes.
Love's Last Shift is today read mainly to gain a perspective on Vanbrugh's sequel The Relapse, which has by contrast remained a stage favourite. Modern scholars often endorse the criticism that was levelled at Love's Last Shift from the first, namely that it is a blatantly commercial combination of sex scenes and drawn-out sentimental reconciliations. Cibber's follow-up comedy Woman's Wit (1697) was produced under hasty and unpropitious circumstances and had no discernible theme; Cibber, not usually shy about any of his plays, even elided its name in the Apology. It was followed by the equally unsuccessful tragedy Xerxes (1699). Cibber reused parts of Woman's Wit for The School Boy (1702).
### Richard III
Perhaps partly because of the failure of his previous two plays, Cibber's next effort was an adaptation of Shakespeare's Richard III. Neither Cibber's adaptations nor his own original plays have stood the test of time, and hardly any of them have been staged or reprinted after the early 18th century, but his popular adaptation of Richard III remained the standard stage version for 150 years. The American actor George Berrell wrote in the 1870s that Richard III was:
> a hodge-podge concocted by Colley Cibber, who cut and transposed the original version, and added to it speeches from four or five other of Shakespeare's plays, and several really fine speeches of his own. The speech to Buckingham: "I tell thee, coz, I've lately had two spiders crawling o'er my startled hopes"—the well-known line "Off with his head! So much for Buckingham!" the speech ending with "Conscience, avaunt! Richard's himself again!"—and other lines of power and effect were written by Cibber, who, with all due respect to the 'divine bard,' improved upon the original, for acting purposes.
Richard III was followed by another adaptation, the comedy Love Makes a Man, which was constructed by splicing together two plays by John Fletcher: The Elder Brother and The Custom of the Country. Cibber's confidence was apparently restored by the success of the two plays, and he returned to more original writing.
### The Careless Husband
The comedy The Careless Husband (1704), generally considered to be Cibber's best play, is another example of the retrieval of a straying husband by means of outstanding wifely tact, this time in a more domestic and genteel register. The easy-going Sir Charles Easy is chronically unfaithful to his wife, seducing both ladies of quality and his own female servants with insouciant charm. The turning point of the action, known as "the Steinkirk scene", comes when his wife finds him and a maidservant asleep together in a chair, "as close an approximation to actual adultery as could be presented on the 18th-century stage". His periwig has fallen off, an obvious suggestion of intimacy and abandon, and an opening for Lady Easy's tact. Soliloquizing to herself about how sad it would be if he caught cold, she "takes a Steinkirk off her Neck, and lays it gently on his Head" (V.i.21). (A "steinkirk" was a loosely tied lace collar or scarf, named after the way the officers wore their cravats at the Battle of Steenkirk in 1692.) She steals away, Sir Charles wakes, notices the steinkirk on his head, marvels that his wife did not wake him and make a scene, and realises how wonderful she is. The Easys go on to have a reconciliation scene which is much more low-keyed and tasteful than that in Love's Last Shift, without kneelings and risings, and with Lady Easy shrinking with feminine delicacy from the coarse subjects that Amanda had broached without blinking. Paul Parnell has analysed the manipulative nature of Lady Easy's lines in this exchange, showing how they are directed towards the sentimentalist's goal of "ecstatic self-approval".
The Careless Husband was a great success on the stage and remained a repertory play throughout the 18th century. Although it has now joined Love's Last Shift as a forgotten curiosity, it kept a respectable critical reputation into the 20th century, coming in for serious discussion both as an interesting example of doublethink, and as somewhat morally or emotionally insightful. In 1929, the well-known critic F. W. Bateson described the play's psychology as "mature", "plausible", "subtle", "natural", and "affecting".
### Other plays
The Lady's Last Stake (1707) is a rather bad-tempered reply to critics of Lady Easy's wifely patience in The Careless Husband. It was coldly received, and its main interest lies in the glimpse the prologue gives of angry reactions to The Careless Husband, of which we would otherwise have known nothing (since all contemporary published reviews of The Careless Husband approve and endorse its message). Some, says Cibber sarcastically in the prologue, seem to think Lady Easy ought rather to have strangled her husband with her steinkirk:
> Yet some there are, who still arraign the Play,
> At her tame Temper shock'd, as who should say—
> The Price, for a dull Husband, was too much to pay,
> Had he been strangled sleeping, Who shou'd hurt ye?
> When so provok'd—Revenge had been a Virtue.
Many of Cibber's plays, listed below, were hastily cobbled together from borrowings. Alexander Pope said Cibber's drastic adaptations and patchwork plays were stolen from "crucified Molière" and "hapless Shakespeare". The Double Gallant (1707) was constructed from Burnaby's The Reformed Wife and The Lady's Visiting Day, and Centlivre's Love at a Venture. In the words of Leonard R. N. Ashley, Cibber took "what he could use from these old failures" to cook up "a palatable hash out of unpromising leftovers". The Comical Lovers (1707) was based on Dryden's Marriage à la Mode. The Rival Fools (1709) was based on Fletcher's Wit at Several Weapons. He rewrote Corneille's Le Cid with a happy ending as Ximena in 1712. The Provoked Husband (1728) was an unfinished fragment by John Vanbrugh that Cibber reworked and completed to great commercial success.
The Non-Juror (1717) was adapted from Molière's Tartuffe and features a Papist spy as a villain. Written just two years after the Jacobite rising of 1715, it was an obvious propaganda piece directed against Roman Catholics. The Refusal (1721) was based on Molière's Les Femmes Savantes. Cibber's last play, Papal Tyranny in the Reign of King John was "a miserable mutilation of Shakespeare's King John". Heavily politicised, it caused such a storm of ridicule during its 1736 rehearsal that Cibber withdrew it. During the Jacobite Rising of 1745, when the nation was again in fear of a Popish pretender, it was finally acted, and this time accepted for patriotic reasons.
## Manager
Cibber's career as both actor and theatre manager is important in the history of the British stage because he was one of the first in a long and illustrious line of actor-managers that would include Garrick, Henry Irving, and Herbert Beerbohm Tree. Rising from actor at Drury Lane to advisor to the manager Christopher Rich, Cibber worked himself by degrees into a position to take over the company, first taking many of its players—including Thomas Doggett, Robert Wilks, and Anne Oldfield—to form a new company at the Queen's Theatre at the Haymarket. The three actors squeezed out the previous owners in a series of lengthy and complex manoeuvres, but after Rich's letters patent were revoked, Cibber, Doggett and Wilks were able to buy the company outright and return to the Theatre Royal by 1711. After a few stormy years of power-struggle between the prudent Doggett and the extravagant Wilks, Doggett was replaced by the upcoming actor Barton Booth and Cibber became in practice sole manager of Drury Lane. He set a pattern for the line of more charismatic and successful actors that were to succeed him in this combination of roles. His near-contemporary Garrick, as well as the 19th-century actor-managers Irving and Tree, would later structure their careers, writing, and manager identity around their own striking stage personalities. Cibber's forte as actor-manager was, by contrast, the manager side. He was a clever, innovative, and unscrupulous businessman who retained all his life a love of appearing on the stage. His triumph was that he rose to a position where, in consequence of his sole power over production and casting at Drury Lane, London audiences had to put up with him as an actor. Cibber's one significant mistake as a theatre manager was to pass over John Gay's The Beggar's Opera, which became an outstanding success for John Rich's theatre at Lincoln's Inn Fields. When Cibber attempted to mimic Gay's success with his own ballad-opera—Love in a Riddle (1729)—it was shouted down by the audience and Cibber cancelled its run. He rescued its comic subplot as Damon and Phillida.
Cibber had learned from the bad example of Christopher Rich to be a careful and approachable employer for his actors, and was not unpopular with them; however, he made enemies in the literary world because of the power he wielded over authors. Plays he considered non-commercial were rejected or ruthlessly reworked. Many were outraged by his sharp business methods, which may be exemplified by the characteristic way he abdicated as manager in the mid-1730s. In 1732, Booth sold his share to John Highmore, and Wilks' share fell into the hands of John Ellys after Wilks' death. Cibber leased his share in the company to his scapegrace son Theophilus for 442 pounds, but when Theophilus fell out with the other managers, they approached Cibber senior and offered to buy out his share. Without consulting Theophilus, Cibber sold his share for more than 3,000 pounds to the other managers, who promptly gave Theophilus his notice. According to one story, Cibber encouraged his son to lead the actors in a walkout and set up for themselves in the Haymarket, rendering worthless the commodity he had sold. On behalf of his son, Cibber applied for a letters patent to perform at the Haymarket, but it was refused by the Lord Chamberlain, who was "disgusted at Cibber's conduct". The Drury Lane managers attempted to shut down the rival Haymarket players by conspiring in the arrest of the lead actor, John Harper, on a charge of vagrancy, but the charge did not hold, and the attempt pushed public opinion to Theophilus' side. The Drury Lane managers were defeated, and Theophilus regained control of the company on his own terms.
## Poet
Cibber's appointment as Poet Laureate in December 1730 was widely assumed to be a political rather than artistic honour, and a reward for his untiring support of the Whigs, the party of Prime Minister Robert Walpole. Most of the leading writers, such as Jonathan Swift and Alexander Pope, were excluded from contention for the laureateship because they were Tories. Cibber's verses had few admirers even in his own time, and Cibber acknowledged cheerfully that he did not think much of them. His 30 birthday odes for the royal family and other duty pieces incumbent on him as Poet Laureate came in for particular scorn, and these offerings would regularly be followed by a flurry of anonymous parodies, some of which Cibber claimed in his Apology to have written himself. In the 20th century, D. B. Wyndham-Lewis and Charles Lee considered some of Cibber's laureate poems funny enough to be included in their classic "anthology of bad verse", The Stuffed Owl (1930). However, Cibber was at least as distinguished as his immediate four predecessors, three of whom were also playwrights rather than poets.
## Dunce
### Pamphlet wars
From the beginning of the 18th century, when Cibber first rose to be Rich's right-hand man at Drury Lane, his perceived opportunism and brash, thick-skinned personality gave rise to many barbs in print, especially against his patchwork plays. The early attacks were mostly anonymous, but Daniel Defoe and Tom Brown are suggested as potential authors. Later, Jonathan Swift, John Dennis and Henry Fielding all lambasted Cibber in print. The most famous conflict Cibber had was with Alexander Pope.
Pope's animosity began in 1717 when he helped John Arbuthnot and John Gay write a farce, Three Hours After Marriage, in which one of the characters, "Plotwell" was modelled on Cibber. Notwithstanding, Cibber put the play on at Drury Lane with himself playing the part of Plotwell, but the play was not well received. During the staging of a different play, Cibber introduced jokes at the expense of Three Hours After Marriage, while Pope was in the audience. Pope was infuriated, as was Gay who got into a physical fight with Cibber on a subsequent visit to the theatre. Pope published a pamphlet satirising Cibber and continued his literary assault for the next 25 years.
In the first version of his landmark literary satire Dunciad (1728), Pope referred contemptuously to Cibber's "past, vamp'd, future, old, reviv'd, new" plays, produced with "less human genius than God gives an ape". Cibber's elevation to laureateship in 1730 further inflamed Pope against him. Cibber was selected for political reasons, as he was a supporter of the Whig government of Robert Walpole, while Pope was a Tory. The selection of Cibber for this honour was widely seen as especially cynical coming at a time when Pope, Gay, Thomson, Ambrose Philips, and Edward Young were all in their prime. As one epigram of the time put it:
> In merry old England it once was a rule,
> The King had his Poet, and also his Fool:
> But now we're so frugal, I'd have you to know it,
> That Cibber can serve both for Fool and for Poet."
Pope, mortified by the elevation of Cibber to laureateship and incredulous at what he held to be the vainglory of his Apology (1740), attacked Cibber extensively in his poetry.
Cibber replied mostly with good humour to Pope's aspersions ("some of which are in conspicuously bad taste", as Lowe points out), until 1742 when he responded in kind in "A Letter from Mr. Cibber, to Mr. Pope, inquiring into the motives that might induce him in his Satyrical Works, to be so frequently fond of Mr. Cibber's name". In this pamphlet, Cibber's most effective ammunition came from a reference in Pope's Epistle to Arbuthnot (1735) to Cibber's "whore", which gave Cibber a pretext for retorting in kind with a scandalous anecdote about Pope in a brothel. "I must own", wrote Cibber, "that I believe I know more of your whoring than you do of mine; because I don't recollect that ever I made you the least Confidence of my Amours, though I have been very near an Eye-Witness of Yours." Since Pope was around four and a half feet tall and hunchbacked due to a tubercular infection of the spine he contracted when young, Cibber regarded the prospect of Pope with a woman as something humorous, and he speaks mockingly of the "little-tiny manhood" of Pope. For once the laughers were on Cibber's side, and the story "raised a universal shout of merriment at Pope's expense". Pope made no direct reply, but took one of the most famous revenges in literary history. In the revised Dunciad that appeared in 1743, he changed his hero, the King of Dunces, from Lewis Theobald to Colley Cibber.
### King of Dunces
The derogatory allusions to Cibber in consecutive versions of Pope's mock-heroic Dunciad, from 1728 to 1743, became more elaborate as the conflict between the two men escalated, until, in the final version of the poem, Pope crowned Cibber King of Dunces. From being merely one symptom of the artistic decay of Britain, he was transformed into the demigod of stupidity, the true son of the goddess Dulness. Apart from the personal quarrel, Pope had reasons of literary appropriateness for letting Cibber take the place of his first choice of King, Lewis Theobald. Theobald, who had embarrassed Pope by contrasting Pope's impressionistic Shakespeare edition (1725) with Theobald's own scholarly edition (1726), also wrote Whig propaganda for hire, as well as dramatic productions which were to Pope abominations for their mixing of tragedy and comedy and for their "low" pantomime and opera. However, Cibber was an even better King in these respects, more high-profile both as a political opportunist and as the powerful manager of Drury Lane, and with the crowning circumstance that his political allegiances and theatrical successes had gained him the laureateship. To Pope this made him an epitome of all that was wrong with British letters. Pope explains in the "Hyper-critics of Ricardus Aristarchus" prefatory to the 1743 Dunciad that Cibber is the perfect hero for a mock-heroic parody, since his Apology exhibits every trait necessary for the inversion of an epic hero. An epic hero must have wisdom, courage, and chivalric love, says Pope, and the perfect hero for an anti-epic therefore should have vanity, impudence, and debauchery. As wisdom, courage, and love combine to create magnanimity in a hero, so vanity, impudence, and debauchery combine to make buffoonery for the satiric hero. His revisions, however, were considered too hasty by later critics who pointed out inconsistent passages that damaged his own poem for the sake of personal vindictiveness.
Writing about the degradation of taste brought on by theatrical effects, Pope quotes Cibber's own confessio in the Apology:
> Of that Succession of monstrous Medlies that have so long infested the Stage, and which arose upon one another alternately, at both Houses [London's two playhouses, Cibber's Drury Lane and John Rich's domain Lincoln's Inn's Fields] ... If I am ask'd (after my condemning these Fooleries myself) how I came to assent or continue my Share of Expence to them? I have no better Excuse for my Error than confessing it. I did it against my Conscience! and had not Virtue enough to starve.
Pope's notes call Cibber a hypocrite, and in general the attacks on Cibber are conducted in the notes added to the Dunciad, and not in the body of the poem. As hero of the Dunciad, Cibber merely watches the events of Book II, dreams Book III, and sleeps through Book IV.
Once Pope struck, Cibber became an easy target for other satirists. He was attacked as the epitome of morally and aesthetically bad writing, largely for the sins of his autobiography. In the Apology, Cibber speaks daringly in the first person and in his own praise. Although the major figures of the day were jealous of their fame, self-promotion of such an overt sort was shocking, and Cibber offended Christian humility as well as gentlemanly modesty. Additionally, Cibber consistently fails to see fault in his own character, praises his vices, and makes no apology for his misdeeds; so it was not merely the fact of the autobiography, but the manner of it that shocked contemporaries. His diffuse and chatty writing style, conventional in poetry and sometimes incoherent in prose, was bound to look even worse in contrast to stylists like Pope. Henry Fielding satirically tried Cibber for murder of the English language in the 17 May 1740 issue of The Champion. The Tory wits were altogether so successful in their satire of Cibber that the historical image of the man himself was almost obliterated, and it was as the King of Dunces that he came down to posterity.
## Plays
The plays below were produced at the Theatre Royal, Drury Lane, unless otherwise stated. The dates given are of first known performance.
- Love's Last Shift or "The Fool in Fashion" (Comedy, January 1696)
- Woman's Wit (Comedy, 1697)
- Xerxes (Tragedy, Lincoln's Inn Fields, 1699)
- The Tragical History of King Richard III (Tragedy, 1699)
- Love Makes a Man or " The Fop's Fortune" (Comedy, December 1700)
- The School Boy (Comedy, advertised for 24 October 1702)
- She Would and She Would Not (Comedy, 26 November 1702)
- The Careless Husband (Comedy, 7 December 1704)
- Perolla and Izadora (Tragedy, 3 December 1705)
- The Comical Lovers (Comedy, Haymarket, 4 February 1707)
- The Double Gallant (Comedy, Haymarket, 1 November 1707)
- The Lady's Last Stake OR "The Wife's resentment" (Comedy, Haymarket, 13 December 1707)
- The Rival Fools oe "Wit, at several Weapons"(Comedy, 11 January 1709)
- The Rival Queans (Comical-Tragedy, Haymarket, 29 June 1710), a parody of Nathaniel Lee's The Rival Queens.
- Ximena or "The Heroic Daughter"(Tragedy, 28 November 1712)
- Venus and Adonis (Masque, 12 March 1715)
- Myrtillo (Pastoral, 5 November 1715)
- The Non-Juror (Comedy, 6 December 1717)
- The Refusal or " The Ladies Philosophy"(Comedy, 14 February 1721)
- Caesar in Egypt (Tragedy, 9 December 1724)
- The Provoked Husband (with Vanbrugh, comedy, 10 January 1728)
- Love in a Riddle (Pastoral, 7 January 1729)
- Damon and Phillida (Pastoral Farce, Haymarket, 16 August 1729)
- Papal Tyranny in the Reign of King John (Tragedy, Covent Garden, 15 February 1745)
Bulls and Bears, a farce performed at Drury Lane on 2 December 1715, was attributed to Cibber but was never published. The Dramatic Works of Colley Cibber, Esq. (London, 1777) includes a play called Flora, or Hob in the Well, but it is not by Cibber. Hob, or the Country Wake. A Farce. By Mr. Doggett was attributed to Cibber by William Chetwood in his General History of the Stage (1749), but John Genest in Some Account of the English Stage (1832) thought it was by Thomas Doggett. Other plays attributed to Cibber but probably not by him include Cinna's Conspiracy, performed at Drury Lane on 19 February 1713, and The Temple of Dullness of 1745.
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Horrible Histories (2009 TV series)
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British sketch comedy children's television series
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Horrible Histories is a British children's live-action historical and musical sketch comedy television series, based on the bestselling book series of the same name by Terry Deary. The show was produced for CBBC by Lion Television with Citrus Television and ran from 2009 to 2014 for five series of thirteen half-hour episodes, with additional one-off seasonal and Olympic specials.
The TV show carries over the graphic style and much of the content of the Horrible Histories book series. It maintains the franchise's overall irreverent but accurate focus on the dark, gruesome or scatological aspects of British and other Western world history, spanning predominantly from the Stone Age to the post-World War II era. Individual historical eras or civilisations are defined and named as in the books, with sketches from several different time periods combined within a single episode. Live-action sketches—which often parody other UK media or celebrities—and music videos are intercut with animations and quizzes. The starring troupe are Mathew Baynton, Simon Farnaby, Martha Howe-Douglas, Jim Howick, Laurence Rickard, Sarah Hadland and Ben Willbond, alongside a large supporting cast headed by Katy Wix, Lawry Lewin, Alice Lowe and Dominique Moore. The black rat puppet "host", Rattus Rattus, appears in short bridging segments, explaining the factual basis for each sketch and helping children understand the facts.
The creative team was largely recruited from the mainstream adult UK comedy scene. They took inspiration from such quintessentially British historical-comedy classics as Blackadder and the Monty Python films. The series was a critical and ratings success, eventually gaining a wide all ages audience through its non-condescending and inclusive approach. It has won numerous domestic and international awards and has been named among the greatest British children's television series of all time.
In 2011, a spin-off game show, Horrible Histories: Gory Games, was launched on CBBC. In the same year, the original show was repackaged for main channel BBC One as Horrible Histories with Stephen Fry, with Fry replacing the puppet, Rattus Rattus, as presenter. A new series of special episodes began airing in 2015, featuring a new format and cast. It continues to be frequently repeated on the CBBC channel daily.
## Background
Horrible Histories is based on the British children's historical-comedy book series by Terry Deary, first published by Scholastic UK in 1993 and since expanded into a multimedia franchise. The books and subsequent spin-off materials are intended to pique young children's interest in history via short, factually based but humorously told anecdotes highlighting aspects of the subject not usually covered in more traditional educational sources.
LionTV executive producer Richard Bradley, whose company had previously produced several adult history-themed programmes and whose son was a fan of the Horrible Histories books, was the initial driving force behind a new TV adaptation. Deary was initially sceptical, having had a negative experience with the 2001 animated series, which had only loosely incorporated his concept. He finally agreed to the new project on the condition that it be explicitly "horrible, funny and true". While disclaiming any active role in developing the subsequent series, he would eventually contribute to the writing as well as appearing in several small roles.
The producers were determined that the show be respectful of audience expectations for the Horrible Histories brand, maintaining its familiar visual style and content as far as possible. Early concepts for bringing it to the screen involved framing or interpretive devices, including a ghostly train carrying children into the past, or a wizard storyteller to act as their guide. Eventually Bradley with producer/director Dominic Brigstocke concluded that the material was strong enough to stand on its own, so they developed, in consultation with CBBC executives, a live-action sketch-comedy showcase. Once the writing was underway, the producers further discovered that sticking as closely as possible to the historical truth made it easier for them to find the humour within it. They then introduced a comedy style relying on parodies of familiar modern media conventions as a means of making these historical details more immediately accessible.
To do the material full justice, Brigstocke and series producer Caroline Norris used their industry contacts to put together a creative team consisting mostly of veterans of the adult UK comedy community. The BBC readily agreed to this cross-demographic experiment. They also approved the adoption—insofar as was possible in a programme aimed at young children—of the core franchise precept of "history with the nasty bits left in", which frequently involved "gross-out"-style bodily function humour and comic violence.
The new creative team, while avoiding references aimed specifically at adults, was determined not to adapt the humour to children or otherwise patronise their audience. Instead, they sought to make the best use possible of the material. Norris said that her goal was "to make a show that people would say was too good for children ... we started out with really high ambitions." To that end, adult historical satires such as Blackadder and the Monty Python films were shown at the first writers' meeting to demonstrate the proposed tone, and these influences would be visible throughout the show's run. Once the first series had aired and it was realised that the overall approach was working well, the creative team built on and significantly expanded the scope of the comedy elements for the second. This trend continued through each subsequent series. The net result was a show that immediately appealed to young children while also gaining the increasing respect—and viewership—of older audiences.
## Format
The divisions by historical era or civilisation in the book series are carried over in the TV show, focusing on events in or directly affecting Great Britain and (to a lesser extent) the larger Western world. The Inca and Aztec empires are also featured in later series. Sketches are grouped under these divisions, named as in the books, beginning with the Savage Stone Age and including among others the Cut-throat Celts, Awful Egyptians, Groovy Greeks, Rotten Romans, Smashing Saxons, Vicious Vikings, Measly Middle Ages, Terrible Tudors, Slimy Stuarts, Gorgeous Georgians, Vile Victorians and Frightful First World War. The timeline for the most part ended at the Woeful Second World War. During the fifth and final series the show featured a handful of significant post-World War II (or "Troublesome Twentieth Century") events, including the civil rights movement and the Space Race between the US and the USSR. The most recent event referenced was the 1969 Apollo 11 Moon landing.
Each named division has its own title card that appears before each sketch (or group of sketches) set in that era or civilisation, along with a short introductory animation featuring a period-appropriate character. Throughout each sketch, small pop-up signs are used to affirm the truth (or otherwise) of any particularly implausible-seeming concepts mentioned onscreen. The live-action material is intercut with short animated sketches, quizzes and interludes with puppet "host" Rattus Rattus (performed by John Eccleston), who addresses the viewer directly as a presenter, commenting on and clarifying the factual basis behind the humour. Rattus also occasionally holds up pop-up signs himself during sketches.
Sketches were filmed en masse and then cut into episodes by the producers based on creative rather than chronological or other educational considerations, in the manner of a more traditional sketch-comedy series. They often fall under a recurring banner—usually with its own short title sequence—but otherwise vary widely in length, visual style and approach. Many are recognisable parodies of other popular media or celebrities, in formats ranging from spoof commercials to mock TV shows, newscasts, magazines, video games and film trailers. Notable parody inspirations included Masterchef, Wife Swap, Come Dine with Me, Gogglebox and The Apprentice. "Horrible Histories Movie Pitch", in which historical figures pitch their life stories to a panel of Hollywood producers played by League of Gentlemen actors Mark Gatiss, Steve Pemberton and Reece Shearsmith, used the format of a former commercial campaign for Orange's cinema reminders to turn mobiles off.
The show also created several popular recurring characters and concepts, notably "Stupid Deaths", in which a skeletal, platinum-blond Grim Reaper amuses himself while processing souls for admittance to the afterlife by forcing candidates from throughout history to relate the embarrassing details of their demise. HHTV News' Bob Hale and his eccentric-but-erudite in-studio reports provide a broader picture on historical events (such as the Wars of the Roses and the French Revolution), in a style reminiscent of presenter Peter Snow. The "Shouty Man", a parody of a typically ebullient infomercial host (like Barry Scott), pitches unusual historical products.
### Music
Original music plays a significant role in the show and its popularity; "Music from Horrible Histories" was chosen as the 2011 theme of the BBC Proms' annual children's concert. Alongside various short intro themes and commercial jingles, each episode and each special contains at least one longer comedy song centred around a particular historical figure or theme and performed by the cast in appropriate character.
In the first series, the songs generally had no particular satirical slant, and were often intercut with sketches from the same era. However, after the creative team noted the critical and popular success of the major exception ("Born 2 Rule", which featured King Georges I–IV performing in the style of a boyband) the decision was taken from the second series onwards to continue in that vein. Historical concepts were matched to a diverse range of modern musical references, and the results were showcased as self-contained music video parodies. The thirteenth episode of the second and each subsequent series was retooled as a "Savage Songs" special, featuring a compilation of that series' outstanding videos.
The songs have since become among the most critically and popularly acclaimed elements of the show, especially among its adult audience. Commentators cite the apt cleverness of the various historical/musical parody match-ups, and the complexity and skill with which the musical elements are executed. Principal composer Richie Webb confirms that the songs became more sophisticated as a result of the show's increasing popularity with older viewers, as well as the demands of increased visibility online. Many of the videos have earned standalone popularity on YouTube.
The videos tend to run about three minutes, with two significant exceptions. "The Monarchs' Song", from the third series, lists all of the British monarchs since William the Conqueror, using a Chas & Dave-inspired cumulative format. The creative team wrote the song to challenge the show's young audience, after noting that the same youngsters had been inspired to memorise lyrics to previous songs. "We're History", styled as a grand finale for the show's final episode, uses stock footage from across the show's run to revisit every major era it ever featured in turn.
## Content and educational value
No formal educational method was applied to the production, and no attempt was made to follow the official UK National Curriculum for primary school history. The show's creators were acutely aware of educational possibilities, but—in line with Deary's overall mandate for the franchise—saw their basic role as popularising history, inspiring further curiosity about the academic subject rather than attempting to teach it seriously. The show's effectiveness in this respect was endorsed by historical scholars, including presenter Dan Snow. Writing in The Independent, Gerard Gilbert notes that Horrible Histories is part of an extensive British black-comedy tradition not only in adult but also in children's programming. In later series, as usable material from the books began to run out, there was a progression towards more sophisticated, adult sketches in terms of both creativity and educational content, as the show began relying on material that their younger viewers would be less familiar with.
Throughout, emphasis was placed on meshing comedy with the demands of historical accuracy, as defined by the mainstream scholarly consensus on the topic. This stance sometimes encompassed traditionally accepted if not actually well-documented anecdotes, such as those involving Caligula. All the material used on the show was vetted by production assistant and self-described "tyrannical pedant" Greg Jenner during both writing and filming; he says that he has counted only eight errors out of more than 4,000 facts presented over the course of the show's run. Costuming and makeup were likewise painstakingly recreated based on primary historical sources where available.
When an error was discovered, the effort was made to correct it whenever possible. This process is perhaps most noticeable in the evolution of a song featuring the four Hanoverian King Georges: lyrics in the original 2009 video incorrectly saying that George I had "died on the loo" were correctly reassigned to George II for the song's reprise at the show's 2011 BBC Prom concert.
Taking cues from what Deary describes as his "seriously subversive" attitude towards the mainstream British history education model meant that the show inevitably incorporated sociopolitical comment. Perhaps most explicitly, Scots-Jamaican nurse Mary Seacole was deliberately championed in both a sketch and later song as a forgotten heroine in the shadow of Florence Nightingale. The activities of African-American activists Harriet Tubman and Rosa Parks were also showcased, as was ex-slave boxer Bill Richmond. According to Norris, a desire to include more women's stories was hampered by the traditionally male-dominated viewpoint of historical records. The show did make an attempt to counteract this by giving showcase songs to the British women's suffrage movement and women's work on the British homefront during World War II, and wherever possible highlighting strong-willed, dynamic female figures, including Queen Victoria, Elizabeth I and Boudicca. Religious controversies, class divisions, the ethics of conquest, and labour conditions were likewise touched on.
The association with a proven and popular children's brand focusing on potentially sensitive subjects enabled the TV series to deflect any serious controversy regarding the same subjects, as they had demonstrably already been presented to children without any ill effects. Senior writer Steve Punt said that there were in fact very few complaints regarding the initial series' content, adding that "everyone was very relieved". The producers did consider some topics intrinsically unsuited for an irreverent comic treatment, as for instance the Holocaust or the harsher details of slavery, and avoided them accordingly. Norris has described her personal criteria for age suitability as whether she would be nervous watching it with a ten-year-old. While BBC executives in large part were willing to concede the requirements of reflecting historical realities, some topics, notably suicide, needed careful handling to avoid potentially negative impact on younger viewers. The show sometimes acknowledged particularly emotive subject matter (the World War I Christmas truce, for example) by following up the sketch not with a joke, but a more sombre elaboration of the less comedic details.
## Production
The TV series used the Horrible Histories brand, logo and associated trademarks under licence from publisher Scholastic Books. It was produced for the BBC by LionTV and Citrus Television, with post-production being handled by Platform Post Production. Under series producer Norris and directors Brigstocke, Steve Connelly and Chloe Thomas, each series of thirteen episodes took approximately one year to produce. The process included several months of research into the historical facts, two to three months of writing, eight weeks of filming both on location and at London's Twickenham Studios, and three to four months of post-production.
At first the sketches were derived almost exclusively from the books, whose multimedia approach, consisting of short anecdotes interspersed with cartoons, diaries, newspaper articles and recipes, proved easily adaptable to the screen either as raw material or creative inspiration. In later series, as usable material from the books and other obvious sources began to run out, concepts were drawn from more standard historical texts under Jenner's supervision. He and fellow researchers read through many different studies and picked out suitably quirky, intriguing snippets, which were then pitched to the writers for development.
Inspiration for the music videos came from many different sources, and input from all members of the show's creative team was encouraged. With the exception of "A Gorgeous Georgian Lady", adapted by Deary from his book Gorgeous Georgians, all songs were original to the series. Once Jenner and Norris had finalised the subject matter and music genre, lyrics were commissioned from the writing team, usually Dave Cohen. These were rewritten as needed under Norris' supervision to ensure as much factual information as possible was included. Webb then composed and recorded each song's instrumental track at Noisegate Studios, hewing as closely as possible to the style of the genre or artist in question. The finished vocal and backing tracks were later returned to Noisegate for post-production by Webb and colleague Matt Katz.
The 2D animated sequences were directed by Tim Searle of Baby Cow Animation, based on Martin Brown's illustrations for the books. They were voiced by Jon Culshaw and Jess Robinson along with various regular cast members. Video game-styled sketches were achieved using a mix of 3D animation and live-action green-screen footage. Properties frequently were modified foodstuffs, with melted chocolate bars standing in for excrement and soup for vomit.
Each series debuted in the UK in April or May from 2009 to 2013, and on international channels including Canada's BBC Kids, Malaysia's NTV7, The Philippines GMA Network, and Australia's ABC3. Six special episodes, comprising a mix of new and existing material around a single theme, were broadcast in the UK. "Horrible Christmas" (aired in 2010) was followed by a "Sport Special" (July 2012, to coincide with the 2012 London Olympic Games) and a "Scary Special" (autumn 2012, themed around Halloween). "Ridiculous Romance" (themed around Valentine's Day) aired in February 2014; the "Frightful First World War Special" aired later the same year, as part of the BBC's commemoration of the 100th anniversary of the outbreak of World War I.
In autumn 2011, the BBC edited footage from the show's summer Prom concert into an hour-long TV special ("Horrible Histories' Big Prom Party"), featuring specially shot linking sketches. In addition, standalone sketches hosted by Stephen Fry, as well as a special "Bob Hale Report", were produced as part of the 2012 Sport Relief benefit programme. In the same year, several sketches were commissioned as part of the BBC's live television coverage of the Diamond Jubilee of Elizabeth II, to be performed on Tower Bridge, but due to time constraints only one was aired.
The producers decided to cease full-time production after the fifth series, citing concerns around the increasing difficulty in finding suitable historical material. However, the possibility of further specials marking important historical or holiday milestones has been discussed.
In 2015, the BBC announced that the Horrible Histories concept would be revived in a new format, focussing on the life and times of a single historical figure per episode. The rebooted series was again developed by LionTV and will involve a largely all-new production team and cast, while still retaining Jenner as lead historical consultant and many of the original series's writers. In addition, original stars Farnaby and Howick will return in limited roles.
### Cast
The cast members were recruited from sketch and character comedy, having previously had roles in Gavin & Stacey, Peep Show, The Thick of It and The Mighty Boosh TV series among others. Several of the writers and researchers also occasionally appeared in front of the camera, including Punt, Jenner, George Sawyer and Susie Donkin, while actors Mathew Baynton and Ben Willbond sometimes contributed to the writing. Laurence Rickard was recruited solely as a writer, but found himself part of both the senior writing staff and starring cast after creating the character of Bob Hale, whose extended, convoluted monologues proved impossible to hand over to anyone else.
Individual sketches and songs were cast by the production team, sometimes acting on input from the show's stable of performers themselves. While certain roles naturally lent themselves to a particular actor, Norris said that confidence in the entire cast's ability was such that the producers also experimented with casting against type. The demands of filming thirteen episodes' worth of material in the same timeframe as a standard six-episode sketch show, while coping with the many complex makeup and wardrobe changes required, resulted in casting also being partially dependent on the logistics of moving a performer from one character to another. Recurring characters were if at all possible played by the actor who had originated the part, leading to the development of several signature roles, as for example Baynton's Charles II, Jim Howick's Shouty Man, Rickard's Bob Hale, Willbond's Henry VIII, Martha Howe-Douglas's Elizabeth I, Simon Farnaby's Death and Sarah Hadland's Victoria of Great Britain.
The performers were allowed to improvise provided that they maintained factual accuracy. Howick said that improvisation was actually often necessary due to the rapid-fire pace of filming, which left very little time to prepare for individual roles. On the other hand, both Rickard and Baynton suggest this enforced spontaneity may have ultimately worked to enhance the comedy, not least by preventing the jokes from becoming over-rehearsed.
Six performers (Baynton, Howick, Rickard, Willbond, Howe-Douglas and Farnaby) were credited as main or starring cast throughout the show's run; a seventh, Sarah Hadland, left after the second series but returned with an "also starring" credit for the fourth and fifth. The initial sextet appeared from Series 2 onwards as the standard face of the show at premieres and other press opportunities, and performed as a troupe for such peripheral events as the show's BBC Prom concert. They became a particularly close-knit group both personally and professionally. Eventually this led them to continue working together after Horrible Histories ceased full-time production, creating, writing and starring in the TV series Yonderland, feature film comedy Bill and TV series Ghosts.
The supporting cast varied considerably by series. Those performers with additional speaking parts are listed below:
Puppeteer John Eccleston, operates the puppet rat host, Rattus Rattus, whilst also supplying his voice. Scott Brooker performs additional puppetry. Jon Culshaw, Jess Robinson, and Dave Lamb provide various additional voice-overs and narration throughout the series.
The show has attracted several special guest stars. In the fourth series, Gatiss, Shearsmith and Pemberton of The League of Gentlemen joined the show, playing the panel of Hollywood producers for the "Movie Pitch" sketches. Shearsmith said, "Mark and I independently thought it was just a brilliant show that works on a number of levels ... There's not a weak link in the team here and it's an honour to be asked to be part of it". Other featured guests included:
- Meera Syal (Series 1, Storyteller in "Twisted Fairytales")
- Alexei Sayle (Series 2, Arabic healer, "Historical Hospital")
- Tanni Grey-Thompson (Series 3, herself, field reporter for "HHTV Sport")
- David Baddiel (Series 2 & 3, storyteller Vincenzo Larfoff, "Scary Stories")
- Chris Addison (Series 4, two different "Historical Apprentice" candidates)
- Amir Khan and Jermain Defoe (Series 4, as themselves in Sport Relief sketches)
- Al Murray (Series 5, various roles, notably the drummer for the Smiths-inspired Charles Dickens music video)
## Reception
Horrible Histories was immediately, and almost universally, greeted with critical enthusiasm. On its debut, Alice-Azania Jarvis of The Independent described the show as "fun, filthy and genuinely engaging, in a peer-to-peer way." Harry Venning in The Stage approved the "seriously funny, beautifully performed and endlessly inventive sketches" along with "plenty of crowd-pleasing fart and poo gags." By the second series, the show's cross-generational appeal was beginning to attract significant attention from adult media. Naomi West of The Daily Telegraph characterised the first series as "boundary-pushing", suggesting that "the bold decision to approach the series in the same way as an adult show has been the key to its success ... [it] delivers more laughs than most post-watershed comedies." James Delingpole in The Spectator likewise recommended the show to viewers of all ages, saying that "Even though there are vast quantities of entirely gratuitous fart, bottom and wee wee jokes, the cumulative effect—bizarrely—is one of dumbing up rather than down." Discussing the first two series in The Guardian, television writer Jesse Armstrong said that "Hit shows are very difficult to achieve. You need to have everything just right—that's what's so terrifying. But Horrible Histories has a great cast and brilliant writers. They're also blessed with great source material. The tone is perfect and it is done in a non-patronising, engaging way".
Clare Heal of the Daily Express, in her review of the third series, praised the show's "spot-on spoofs of modern telly" and agreed that "There's no particular target audience but pretty much anyone of any age will find something in there for them". Kerrie Mills of PopMatters rated the first three series 9/10, opining that the show "does also provide evidence, edgewise between the falling bodily fluids, of a sharp comic intelligence ... in fact, it might just be one of the most successful original comedy shows to appear in years." Stephen Kelly of The Guardian argued that the fourth series had definitively transcended its roots to become not just "the best show on children's television—it's one of the smartest comedies on TV", performed by an "astonishing cast ... so superb that even special guest stars such as Chris Addison can look slightly out of their depth." In an article discussing the League of Gentlemen troupe's appearance in the same series, the Radio Times''' Gareth McLean agreed that "despite nominally being a children's programme, Horrible Histories is one of the best sketch comedies on TV", adding that "ultimately, comedy performers relish [the] madcap, sometimes deliciously silly exuberance, which, thanks to the show's razorsharp writing, educates as well as entertains." Graeme Virtue of The Scotsman called the League's reunion a "coup" for the series: "While Gatiss's American accent was pretty duff, the bickering spark between the three Gentlemen remained."
Sarah Dempster of The Guardian said that "Four years into its ingenious 'making history look less crap' operation ... HH remains true to its aim, with meticulously harvested historical data + roaringly well-observed pop culture pastiches = seemingly infinite heritage lolz." Writing in The Independent, Grace Dent commended the cast in particular, saying that the show "has the distinct feel of a group of bright, young, erudite, writery-actory sparks having a tremendously good time." Venning of The Stage reiterated his praise of the show, adding that "it also has the courage to tackle potentially controversial events head on", specifically citing the song featuring the Civil Rights Movement activist Rosa Parks as retelling her story in a "clever, concise and accessible way without trivialising it." In 2016, Margaret Lyons of The New York Times praised the series as "deeply silly", "frequently hilarious", and,"very consistent".
### Historical accuracy
Most criticism of the show revolves around the accuracy and presentation of its factual content. The TV series, like the books, has been used by educators as a classroom aid and was endorsed by UK Education Secretary Michael Gove as useful for spotlighting "neglected periods of history." However, writing after the final episode, Simon Hoggart in The Spectator noted that "There has been some whipped-up controversy about Horrible Histories", adding that "where the books make a rudimentary attempt to teach history as a series of interconnected events, the television show is basically gags, chiefly about defecation, gluttony, murder and torture. It's quite amusing, though whether it will pique an interest in the subject, or—as some say—merely encourage children to learn more about defecation, gluttony, murder and torture, we cannot know."
More specifically, in September 2014, responding to a complaint from the Nightingale Society, the BBC Trust determined that the show had breached editorial guidelines in the sketch highlighting the controversy surrounding Mary Seacole's role in nursing history. In this sketch, Florence Nightingale says that she rejected the Jamaican-born Seacole's application to Nightingale's Crimean nursing corps because it was open to "British girls" only. This was held to be imputing racially discriminatory motives to Nightingale—and thus implying them to be historical fact—without sufficient proof. In response, the BBC pulled the sketch from their website and announced it would be removed from future showings of the episode.
In a 20th-anniversary retrospective of the franchise in The Telegraph, David Horspool, the history editor of the Times Literary Supplement, defended the show's overall viewpoint, saying, "There's no particular reason why grown-up historians shouldn't like Horrible Histories too ... They simplify, and they have a definite point of view, but all historians are guilty of that to some degree." He further said that "Getting children interested in the past isn't necessarily easy, and Horrible Histories does it extremely effectively—and those who come to history because it's fun seem far more likely to stay with it in the long run." Writing for entertainment website DorkAdore, Anna Lowman added that "Terry Deary had the fine idea of getting kids into history by giving the facts a human face and a joke or two ... The producers of the CBBC show have perfectly transferred Deary's ethos to television."
The recut for BBC1 with Fry as host drew particular criticism as to whether its educational methods were suited to an adult demographic. History Today editor Paul Lay called the idea "frightening". Historian and Labour Party MP Tristram Hunt, while admitting that he had not yet actually seen the programme, voiced his concerns that the show's content was not "challenging and stimulating" enough for the BBC, adding that "For children, Horrible Histories is an exciting aid to engage with the guts and gore of the past, but there are more sophisticated, populist ways of getting people involved in history than this. I'm in favour of populism, but there has to be a bit of depth to it."
Other critics have taken a more lenient view. Historian and television presenter Dan Snow described the show's modus operandi as "one step above Blackadder, but that's fine ... it plays to stereotypes, but it's fantastic as entry-level history." Writing in The Independent, Tom Sutcliffe noted that "As a grown-up you might quibble with the fact that they don't always distinguish between things that genuinely are true and the things that people would like to be (sadly, there's no hard evidence that Aeschylus was brained by a tortoise dropped by an overflying eagle)", but added that "children and adults alike should enjoy the gleefully anachronistic way in which the information is presented." Dent in The Guardian, while conceding what she called the show's "frankly slapdash, dumbed-down approach to history", also argued that "in Horrible Histories there are always serious messages lurking amid the silliness."
### Ratings
In its debut week of 15 June 2009, the show topped the UK children's TV viewing figures with 191,000 viewers. The first series reached a viewing peak of 50% of UK children aged 6–12, while the second was watched by 34% of UK children aged 6–12, or 1.6 million total. Throughout its run, the show routinely ranked at or near the top of the CBBC ratings, reaching a peak of 548,000 viewers for Episode 10 of Series 5.
## Awards and nominations
Horrible Histories received numerous domestic and international awards and nominations, including several BAFTA Children's Awards, two British Comedy Awards and a Rose d'Or Award for Best Children's Programme. It is the first children's programme to win a British Comedy Award and four successive children's BAFTAs, for Best Comedy. In 2013 the show was also named in a Radio Times poll of all-time greatest British children's TV series, and was cited at No. 8 in a similar Top 50 list presented later the same year by Channel Five.
## DVD and online releases
All five series of the original show, plus the "Scary (Halloween) Special", "Ridiculous Romance" & the "Frightful First World War Special" and "Horrible Christmas" have been released on Region 2 DVD by 2entertain for the BBC, both individually and as boxed sets. As of 2023, "Horrible Histories' Big Prom Party" & the "Sport Special" have yet to receive a home video release.
Each series, as well as the "Scary Special" and "Sport Special", are also available for download from the UK iTunes store. As of February 2014, all episodes from Series 1–3 were available for download to American audiences on Amazon.com "Instant Video" service.
## Spin-offs
In 2011, a spinoff game show, Horrible Histories: Gory Games, was launched on CBBC. Likewise coproduced by Lion TV and Citrus, the show is co-hosted by Dave Lamb with puppet Rattus Rattus and includes cameos from many of the parent show's cast. As of 2013, the show had aired three full series. For summer 2011, the show was repackaged for adult Sunday-night audiences as Horrible Histories with Stephen Fry, a six-part "best of" compilation for main channel BBC One. The show featured a selection of sketches and songs from the first two series as chosen by the producers of the parent show, with Fry replacing the puppet rat as presenter.
## 2015 revival and specials
In 2015, the series returned with a new cast in a revised format. Episodes centred around the life of one prominent historical figure played by an established comedy actor. It was in 2016 that a seventh series began with just three specials before the full series in 2017. The three specials marked anniversaries through the year: 400 years since Shakespeare died, the BBCs 'Love to Read' campaign and 350 years since the Great Fire of London. There was a slight change in cast where the main stars Jalaal Hartley, Tom Stourton and Jessica Ransom continued with new members. This was the first series where none of the main original cast were present.
## Films
On 18 September 2015 Bill, a 2015 BBC comedy film based loosely around the early life of William Shakespeare, was released. The film, though not officially related to the series, reunited and starred the original core performers of Horrible Histories in starring roles.
In October 2017, it was announced that Altitude Film Entertainment and Citrus Films were producing a film adaptation. It was directed by Dominic Brigstocke and was set in Roman Britain. The film, Horrible Histories: The Movie – Rotten Romans'' was released 26 July 2019. The original cast of the TV series were not involved, although members of the revival cast were. The film received mostly positive reviews, earning a 69% approval score on Rotten Tomatoes.
## See also
Horrible Histories (2015 TV series)
|
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Augustus
| 1,173,396,550 |
First Roman emperor from 27 BC to AD 14
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Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian, was the founder of the Roman Empire; he reigned as the first Roman emperor from 27 BC until his death in AD 14. The reign of Augustus initiated an imperial cult as well as an era associated with imperial peace, the Pax Romana or Pax Augusta, in which the Roman world was largely free of armed conflict aside from expansionary wars and the Year of the Four Emperors. The Principate system of imperial rule established by Augustus lasted until the Crisis of the Third Century.
Gaius Octavius was born into an old and wealthy equestrian branch of the plebeian gens Octavia. His maternal great-uncle Julius Caesar was assassinated in 44 BC, and Octavius was named in Caesar's will as his adopted son and heir; as a result, he inherited Caesar's name, estate, and the loyalty of his legions. He, Mark Antony, and Marcus Lepidus formed the Second Triumvirate to defeat the assassins of Caesar. Following their victory at the Battle of Philippi (42 BC), the Triumvirate divided the Roman Republic among themselves and ruled as de facto dictators. The Triumvirate was eventually torn apart by the competing ambitions of its members; Lepidus was exiled in 36 BC, and Antony was defeated by Octavian at the Battle of Actium in 31 BC. Antony and his wife Cleopatra, the Ptolemaic queen of Egypt, killed themselves during Octavian's invasion of Egypt, which then became a Roman province.
After the demise of the Second Triumvirate, Augustus restored the outward facade of the free republic, with governmental power vested in the Roman Senate, the executive magistrates and the legislative assemblies, yet he maintained autocratic authority by having the Senate grant him lifetime tenure as commander-in-chief, tribune and censor. A similar ambiguity is seen in his chosen names, the implied rejection of monarchical titles whereby he called himself Princeps Civitatis (First Citizen) juxtaposed with his adoption of the title Augustus.
Augustus dramatically enlarged the empire, annexing Egypt, Dalmatia, Pannonia, Noricum, and Raetia, expanding possessions in Africa, and completing the conquest of Hispania, but he suffered a major setback in Germania. Beyond the frontiers, he secured the empire with a buffer region of client states and made peace with the Parthian Empire through diplomacy. He reformed the Roman system of taxation, developed networks of roads with an official courier system, established a standing army, established the Praetorian Guard as well as official police and fire-fighting services for Rome, and rebuilt much of the city during his reign. Augustus died in AD 14 at age 75, probably from natural causes. Persistent rumors, substantiated somewhat by deaths in the imperial family, have claimed his wife Livia poisoned him. He was succeeded as emperor by his adopted son Tiberius, Livia's son and former husband of Augustus' only biological child Julia.
## Name
As a consequence of Roman customs, society, and personal preference, Augustus (/ɔːˈɡʌstəs/ aw-GUST-əs) was known by many names throughout his life:
- Gaius Octavius (/ɒkˈteɪviəs/ ok-TAY-vee-əs, ). According to Suetonius, the cognomen Thurinus () was added to his birth name as a toddler in 60 BC. Later, after he had taken the name of Caesar, his rival Mark Antony referred to him as "Thurinus" in order to belittle him. In response, he merely said he was surprised that "using his old name was thought to be an insult".
- Gaius Julius Caesar Octavianus. After his adoption by Julius Caesar on the latter's death in 44 BC, Octavian took Caesar's name, but was often distinguished from him as "Octavianus" (), denoting that he was a former member of the gens Octavia. He is mainly known by the anglicization "Octavian" (/ɒkˈteɪviən/ ok-TAY-vee-ən) for the period between 44 and 27 BC.
- Imperator Caesar. Octavian's early coins and inscriptions all refer to him simply as Gaius Caesar, but by 38 BC he had replaced "Gaius" with the victory title imperator ("commander"). Occasionally the epithet divi filius or divi Iuli(i) filius ("son of the divine Julius") was included, alluding to Julius Caesar's deification in 42 BC.
- Imperator Caesar Augustus. On 16 January 27 BC, partly on his own insistence, the Roman Senate granted him the honorific Augustus (). Historians use this name to refer to him from 27 BC until his death in AD 14. The name is sometimes given as "Augustus Caesar".
## Early life
Gaius Octavius was born in Rome on 23 September 63 BC. His paternal family was from the Volscian town of Velletri, approximately 40 kilometres (25 mi) south-east of the city. He was born at Ox Head, a small property on the Palatine Hill, very close to the Roman Forum. In his childhood, he received the cognomen "Thurinus", possibly commemorating his father's victory at Thurii over a rebellious band of slaves which occurred a few years after his birth. Suetonius wrote: "There are many indications that the Octavian family was in days of old a distinguished one at Velitrae; for not only was a street in the most frequented part of town long ago called Octavian, but an altar was shown there besides, consecrated by an Octavius. This man was leader in a war with a neighbouring town ..."
Due to the crowded nature of Rome at the time, Octavius was taken to his father's home village at Velletri to be raised. Octavius mentions his father's equestrian family only briefly in his memoirs. His paternal great-grandfather Gaius Octavius was a military tribune in Sicily during the Second Punic War. His grandfather had served in several local political offices. His father, also named Gaius Octavius, had been governor of Macedonia. His mother, Atia, was the niece of Julius Caesar.
His father died in 59 BC when Octavius was four years old. His mother married a former governor of Syria, Lucius Marcius Philippus. Philippus claimed descent from Alexander the Great and was elected consul in 56 BC. Philippus never had much of an interest in young Octavius. Because of this, Octavius was raised by his grandmother, Julia, the sister of Julius Caesar. Julia died in 52 or 51 BC, and Octavius delivered the funeral oration for his grandmother. From this point, his mother and stepfather took a more active role in raising him. He donned the toga virilis ("toga of manhood") four years later and was elected to the College of Pontiffs in 47 BC. The following year he was put in charge of the Greek games that were staged in honor of the Temple of Venus Genetrix, built by Julius Caesar.
According to Nicolaus of Damascus, Octavius wished to join Caesar's staff for his campaign in Africa but gave way when his mother protested. In 46 BC, she consented for him to join Caesar in Hispania, where he planned to fight the forces of Pompey, Caesar's late enemy, but Octavius fell ill and was unable to travel. When he had recovered, he sailed to the front but was shipwrecked. After coming ashore with a handful of companions, he crossed hostile territory to Caesar's camp, which impressed Caesar considerably. Velleius Paterculus reports that after that time, Caesar allowed the young man to share his carriage. When back in Rome, Caesar deposited a new will with the Vestal Virgins, naming Octavius as the prime beneficiary.
## Rise to power
### Heir to Caesar
Octavius was studying and undergoing military training in Apollonia, Illyria, when Julius Caesar was assassinated on the Ides of March (15 March) 44 BC. He rejected the advice of some army officers to take refuge with the troops in Macedonia and sailed to Italy to ascertain whether he had any potential political fortunes or security. Caesar had no living legitimate children under Roman law and so had adopted Octavius, his grand-nephew, in his will, making him his primary heir. Mark Antony later charged that Octavian had earned his adoption by Caesar through sexual favours, though Suetonius describes Antony's accusation as political slander. This form of slander was popular during this time in the Roman Republic to demean and discredit political opponents by accusing them of having an inappropriate sexual affair. After landing at Lupiae near Brundisium, Octavius learned the contents of Caesar's will, and only then did he decide to become Caesar's political heir as well as heir to two-thirds of his estate.
Upon his adoption, Octavius assumed his great-uncle's name Gaius Julius Caesar. Roman citizens adopted into a new family usually retained their old nomen in cognomen form (e.g., Octavianus for one who had been an Octavius, Aemilianus for one who had been an Aemilius, etc.). However, though some of his contemporaries did, there is no evidence that Octavius officially used the name Octavianus, as it would have made his modest origins too obvious. Historians usually refer to the new Caesar as "Octavian" during the time between his adoption and his assumption of the name Augustus in 27 BC in order to avoid confusing the dead dictator with his heir.
Octavian could not rely on his limited funds to make a successful entry into the upper echelons of the Roman political hierarchy. After a warm welcome by Caesar's soldiers at Brundisium, Octavian demanded a portion of the funds that were allotted by Caesar for the intended war against the Parthian Empire in the Middle East. This amounted to 700 million sesterces stored at Brundisium, the staging ground in Italy for military operations in the east. A later senatorial investigation into the disappearance of the public funds took no action against Octavian since he subsequently used that money to raise troops against the Senate's arch enemy Mark Antony. Octavian made another bold move in 44 BC when, without official permission, he appropriated the annual tribute that had been sent from Rome's Near Eastern province to Italy.
Octavian began to bolster his personal forces with Caesar's veteran legionaries and with troops designated for the Parthian war, gathering support by emphasizing his status as heir to Caesar. On his march to Rome through Italy, Octavian's presence and newly acquired funds attracted many, winning over Caesar's former veterans stationed in Campania. By June, he had gathered an army of 3,000 loyal veterans, paying each a salary of 500 denarii.
### Growing tensions
Arriving in Rome on 6 May 44 BC, Octavian found consul Mark Antony, Caesar's former colleague, in an uneasy truce with the dictator's assassins. They had been granted a general amnesty on 17 March, yet Antony had succeeded in driving most of them out of Rome with an inflammatory eulogy at Caesar's funeral, mounting public opinion against the assassins.
Mark Antony was amassing political support, but Octavian still had the opportunity to rival him as the leading member of the faction supporting Caesar. Antony had lost the support of many Romans and supporters of Caesar when he initially opposed the motion to elevate Caesar to divine status. It is alleged that Antony refused to hand over the money due Octavian as Caesar's adopted heir, possibly on grounds that it would take time to disentangle it from state funds. During the summer, Octavian won the support of Caesarian veterans and also made common cause with those senators – many of whom were themselves former Caesarians – who perceived Antony as a threat to the state. After an abortive attempt by the veterans to reconcile Octavian and Antony, Antony's bellicose edicts against Brutus and Cassius alienated him from the moderate Caesarians in the senate, who feared a renewed civil war. In September, Marcus Tullius Cicero began to attack Antony in a series of speeches portraying him as a threat to the republican order.
### First conflict with Antony
With opinion in Rome turning against him and his year of consular power nearing its end, Antony attempted to pass laws that would assign him the province of Cisalpine Gaul. Octavian meanwhile built up a private army in Italy by recruiting Caesarian veterans, and on 28 November he won over two of Antony's legions with the enticing offer of monetary gain.
In the face of Octavian's large and capable force, Antony saw the danger of staying in Rome and, to the relief of the Senate, he left Rome for Cisalpine Gaul, which was to be handed to him on 1 January. However, the province had earlier been assigned to Decimus Junius Brutus Albinus, one of Caesar's assassins, who now refused to yield to Antony. Antony besieged him at Mutina and rejected the resolutions passed by the Senate to stop the fighting. The Senate had no army to enforce their resolutions. This provided an opportunity for Octavian, who already was known to have armed forces. Cicero also defended Octavian against Antony's taunts about Octavian's lack of noble lineage and aping of Julius Caesar's name, stating "we have no more brilliant example of traditional piety among our youth."
At the urging of Cicero, the Senate inducted Octavian as senator on 1 January 43 BC, yet he also was given the power to vote alongside the former consuls. In addition, Octavian was granted imperium pro praetore (commanding power) which legalized his command of troops, sending him to relieve the siege along with Hirtius and Pansa (the consuls for 43 BC). He assumed the fasces on 7 January, a date that he would later commemorate as the beginning of his public career. Antony's forces were defeated at the battles of Forum Gallorum (14 April) and Mutina (21 April), forcing Antony to retreat to Transalpine Gaul. Both consuls were killed, however, leaving Octavian in sole command of their armies.
The Senate heaped many more rewards on Decimus Brutus than on Octavian for defeating Antony, then attempted to give command of the consular legions to Decimus Brutus. In response, Octavian stayed in the Po Valley and refused to aid any further offensive against Antony. In July, an embassy of centurions sent by Octavian entered Rome and demanded the consulship left vacant by Hirtius and Pansa and also that the decree should be rescinded which declared Antony a public enemy. When this was refused, he marched on the city with eight legions. He encountered no military opposition in Rome and on 19 August 43 BC was elected consul with his relative Quintus Pedius as co-consul. Meanwhile, Antony formed an alliance with Marcus Aemilius Lepidus, another leading Caesarian.
### Second Triumvirate
#### Proscriptions
In a meeting near Bononia in October 43 BC, Octavian, Antony, and Lepidus formed the Second Triumvirate. Their powers were made official by the Senate on 27 November. This explicit arrogation of special powers lasting five years was then legalised by law passed by the plebs, unlike the unofficial First Triumvirate formed by Pompey, Julius Caesar, and Marcus Licinius Crassus. The triumvirs then set in motion proscriptions, in which between 130 and 300 senators and 2,000 equites were branded as outlaws and deprived of their property and, for those who failed to escape, their lives. This decree issued by the triumvirate was motivated in part by a need to raise money to pay the salaries of their troops for the upcoming conflict against Caesar's assassins, Marcus Junius Brutus and Gaius Cassius Longinus. Rewards for their arrest gave incentive for Romans to capture those proscribed, while the assets and properties of those arrested were seized by the triumvirs.
Contemporary Roman historians provide conflicting reports as to which triumvir was most responsible for the proscriptions and killing. However, the sources agree that enacting the proscriptions was a means by all three factions to eliminate political enemies. Marcus Velleius Paterculus asserted that Octavian tried to avoid proscribing officials whereas Lepidus and Antony were to blame for initiating them. Cassius Dio defended Octavian as trying to spare as many as possible, whereas Antony and Lepidus, being older and involved in politics longer, had many more enemies to deal with. This claim was rejected by Appian, who maintained that Octavian shared an equal interest with Lepidus and Antony in eradicating his enemies. Suetonius said that Octavian was reluctant to proscribe officials but did pursue his enemies with more vigor than the other triumvirs. Plutarch described the proscriptions as a ruthless and cutthroat swapping of friends and family among Antony, Lepidus, and Octavian. For example, Octavian allowed the proscription of his ally Cicero, Antony the proscription of his maternal uncle Lucius Julius Caesar (the consul of 64 BC), and Lepidus his brother Paullus.
#### Battle of Philippi and division of territory
On 1 January 42 BC, the Senate posthumously recognized Julius Caesar as a divinity of the Roman state, divus Iulius. Octavian was able to further his cause by emphasizing the fact that he was divi filius, "Son of the Divine". Antony and Octavian then sent twenty-eight legions by sea to face the armies of Brutus and Cassius, who had built their base of power in Greece. After two battles at Philippi in Macedonia in October 42, the Caesarian army was victorious and Brutus and Cassius committed suicide. Mark Antony later used the examples of these battles as a means to belittle Octavian, as both battles were decisively won with the use of Antony's forces. In addition to claiming responsibility for both victories, Antony branded Octavian as a coward for handing over his direct military control to Marcus Vipsanius Agrippa instead.
After Philippi, a new territorial arrangement was made among the members of the Second Triumvirate. Gaul and the province of Hispania were placed in the hands of Octavian. Antony traveled east to Egypt where he allied himself with Queen Cleopatra, the former lover of Julius Caesar and mother of Caesar's son Caesarion. Lepidus was left with the province of Africa, stymied by Antony, who conceded Hispania to Octavian instead.
Octavian was left to decide where in Italy to settle the tens of thousands of veterans of the Macedonian campaign, whom the triumvirs had promised to discharge. The tens of thousands who had fought on the republican side with Brutus and Cassius could easily ally with a political opponent of Octavian if not appeased, and they also required land. There was no more government-controlled land to allot as settlements for their soldiers, so Octavian had to choose one of two options: alienating many Roman citizens by confiscating their land, or alienating many Roman soldiers who could mount a considerable opposition against him in the Roman heartland. Octavian chose the former. There were as many as eighteen Roman towns affected by the new settlements, with entire populations driven out or at least given partial evictions.
#### Rebellion and marriage alliances
There was widespread dissatisfaction with Octavian over these settlements of his soldiers, and this encouraged many to rally at the side of Lucius Antonius, who was brother of Mark Antony and supported by a majority in the Senate. Meanwhile, Octavian asked for a divorce from Claudia, the daughter of Fulvia (Antony's wife) and her first husband Publius Clodius Pulcher. He returned Claudia to her mother, claiming that their marriage had never been consummated. Fulvia decided to take action. Together with Lucius Antonius, she raised an army in Italy to fight for Antony's rights against Octavian. Lucius and Fulvia took a political and martial gamble in opposing Octavian however, since the Roman army still depended on the triumvirs for their salaries. Lucius and his allies ended up in a defensive siege at Perusia, where Octavian forced them into surrender in early 40 BC.
Lucius and his army were spared because of his kinship with Antony, the strongman of the East, while Fulvia was exiled to Sicyon. Octavian showed no mercy, however, for the mass of allies loyal to Lucius. On 15 March, the anniversary of Julius Caesar's assassination, he had 300 Roman senators and equestrians executed for allying with Lucius. Perusia also was pillaged and burned as a warning for others. This bloody event sullied Octavian's reputation and was criticized by many, such as Augustan poet Sextus Propertius.
Sextus Pompeius, the son of Pompey and still a renegade general, following Julius Caesar's victory over his father, had established himself in Sicily and Sardinia as part of an agreement reached with the Second Triumvirate in 39 BC. Both Antony and Octavian were vying for an alliance with Pompeius. Octavian succeeded in a temporary alliance in 40 BC when he married Scribonia, a sister (or daughter) of Pompeius's father-in-law Lucius Scribonius Libo. Scribonia gave birth to Octavian's only natural child, Julia, the same day that he divorced her to marry Livia Drusilla, little more than a year after their marriage.
While in Egypt, Antony had been engaged in an affair with Cleopatra and had fathered three children with her. Aware of his deteriorating relationship with Octavian, Antony left Cleopatra; he sailed to Italy in 40 BC with a large force to oppose Octavian, laying siege to Brundisium. This new conflict proved untenable for both Octavian and Antony, however. Their centurions, who had become important figures politically, refused to fight because of their Caesarian cause, while the legions under their command followed suit. Meanwhile, in Sicyon, Antony's wife Fulvia died of a sudden illness while Antony was en route to meet her. Fulvia's death and the mutiny of their centurions allowed the two remaining triumvirs to effect a reconciliation.
In the autumn of 40, Octavian and Antony approved the Treaty of Brundisium, by which Lepidus would remain in Africa, Antony in the East, Octavian in the West. The Italian Peninsula was left open to all for the recruitment of soldiers, but in reality this provision was useless for Antony in the East. To further cement relations of alliance with Antony, Octavian gave his sister, Octavia Minor, in marriage to Antony in late 40 BC.
#### War with Sextus Pompeius
Sextus Pompeius threatened Octavian in Italy by denying shipments of grain through the Mediterranean Sea to the peninsula. Pompeius's own son was put in charge as naval commander in the effort to cause widespread famine in Italy. Pompeius's control over the sea prompted him to take on the name Neptuni filius, "son of Neptune". A temporary peace agreement was reached in 39 BC with the Pact of Misenum; the blockade on Italy was lifted once Octavian granted Pompeius Sardinia, Corsica, Sicily, and the Peloponnese, and ensured him a future position as consul for 35 BC.
The territorial agreement between the triumvirate and Sextus Pompeius began to crumble once Octavian divorced Scribonia and married Livia on 17 January 38 BC. One of Pompeius's naval commanders betrayed him and handed over Corsica and Sardinia to Octavian. Octavian lacked the resources to confront Pompeius alone, so an agreement was reached with the Second Triumvirate's extension for another five-year period beginning in 37 BC.
In supporting Octavian, Antony expected to gain support for his own campaign against the Parthian Empire, desiring to avenge Rome's defeat at Carrhae in 53 BC. In an agreement reached at Tarentum, Antony provided 120 ships for Octavian to use against Pompeius, while Octavian was to send 20,000 legionaries to Antony for use against Parthia. Octavian sent only a tenth of those promised, which Antony viewed as an intentional provocation.
Octavian and Lepidus launched a joint operation against Sextus in Sicily in 36 BC. Despite setbacks for Octavian, the naval fleet of Sextus Pompeius was almost entirely destroyed on 3 September by General Agrippa at the naval battle of Naulochus. Sextus fled to the east with his remaining forces, where he was captured and executed in Miletus by one of Antony's generals the following year. As Lepidus and Octavian accepted the surrender of Pompeius's troops, Lepidus attempted to claim Sicily for himself, ordering Octavian to leave. Lepidus's troops deserted him, however, and defected to Octavian since they were weary of fighting and were enticed by Octavian's promises of money.
Lepidus surrendered to Octavian and was permitted to retain the office of pontifex maximus (head of the college of priests) but was ejected from the Triumvirate. His public career at an end, he effectively was exiled to a villa at Cape Circei in Italy. The Roman dominions were divided between Octavian in the West and Antony in the East. Octavian ensured Rome's citizens of their rights to property in order to maintain peace and stability in his portion of the empire. This time, he settled his discharged soldiers outside of Italy, while also returning 30,000 slaves to their former Roman owners—slaves who had fled to join Pompeius's army and navy. Octavian had the Senate grant him, his wife, and his sister tribunal immunity, or sacrosanctitas, in order to ensure his own safety and that of Livia and Octavia once he returned to Rome.
#### War with Antony and Cleopatra
Meanwhile, Antony's campaign turned disastrous against Parthia, tarnishing his image as a leader, and the mere 2,000 legionaries sent by Octavian to Antony were hardly enough to replenish his forces. On the other hand, Cleopatra could restore his army to full strength; he already was engaged in a romantic affair with her, so he decided to send Octavia back to Rome. Octavian used this to spread propaganda implying that Antony was becoming less than Roman because he rejected a legitimate Roman spouse for an "Oriental paramour". In 36 BC, Octavian used a political ploy to make himself look less autocratic and Antony more the villain by proclaiming that the civil wars were coming to an end and that he would step down as triumvir—if only Antony would do the same. Antony refused.
Roman troops captured the Kingdom of Armenia in 34 BC, and Antony made his son Alexander Helios the ruler of Armenia. He also awarded the title "Queen of Kings" to Cleopatra, acts that Octavian used to convince the Roman Senate that Antony had ambitions to diminish the preeminence of Rome. Octavian became consul once again on 1 January 33 BC, and he opened the following session in the Senate with a vehement attack on Antony's grants of titles and territories to his relatives and to his queen.
The breach between Antony and Octavian prompted a large portion of the senators, as well as both of that year's consuls, to leave Rome and defect to Antony. However, Octavian received two key deserters from Antony in the autumn of 32 BC: Munatius Plancus and Marcus Titius. These defectors gave Octavian the information that he needed to confirm with the Senate all the accusations that he made against Antony. Octavian forcibly entered the temple of the Vestal Virgins and seized Antony's secret will, which he promptly publicized. The will would have given away Roman-conquered territories as kingdoms for his sons to rule and designated Alexandria as the site for a tomb for him and his queen. In late 32 BC, the Senate officially revoked Antony's powers as consul and declared war on Cleopatra's regime in Egypt.
In early 31 BC, Antony and Cleopatra were temporarily stationed in Greece when Octavian gained a preliminary victory: the navy successfully ferried troops across the Adriatic Sea under the command of Agrippa. Agrippa cut off Antony and Cleopatra's main force from their supply routes at sea, while Octavian landed on the mainland opposite the island of Corcyra (modern Corfu) and marched south. Trapped on land and sea, deserters of Antony's army fled to Octavian's side daily while Octavian's forces were comfortable enough to make preparations.
Antony's fleet sailed through the bay of Actium on the western coast of Greece in a desperate attempt to break free of the naval blockade. It was there that Antony's fleet faced the much larger fleet of smaller, more maneuverable ships under commanders Agrippa and Gaius Sosius in the Battle of Actium on 2 September 31 BC. Antony and his remaining forces were spared by a last-ditch effort from Cleopatra's fleet that had been waiting nearby.
Octavian pursued them and defeated their forces in Alexandria on 1 August 30 BC—after which Antony and Cleopatra committed suicide. Antony fell on his own sword and was taken by his soldiers back to Alexandria where he died in Cleopatra's arms. Cleopatra died soon after, reputedly by the venomous bite of an asp or by poison. Octavian had exploited his position as Caesar's heir to further his own political career, and he was well aware of the dangers in allowing another person to do the same. He therefore followed the advice of the Greek philosopher Arius Didymus that "two Caesars are one too many", ordering Caesarion killed while sparing Cleopatra's children by Antony, with the exception of Antony's older son. Octavian had previously shown little mercy to surrendered enemies and acted in ways that had proven unpopular with the Roman people, yet he was given credit for pardoning many of his opponents after the Battle of Actium.
## Sole ruler of Rome
After Actium and the defeat of Antony and Cleopatra, Octavian was in a position to rule the entire republic under an unofficial principate—but he had to achieve this through incremental power gains. He did so by courting the Senate and the people while upholding the republican traditions of Rome, appearing that he was not aspiring to dictatorship or monarchy. Marching into Rome, Octavian and Agrippa were elected as consuls by the Senate.
Years of civil war had left Rome in a state of near lawlessness, but the republic was not prepared to accept the control of Octavian as a despot. At the same time, Octavian could not give up his authority without risking further civil wars among the Roman generals, and even if he desired no position of authority his position demanded that he look to the well-being of the city of Rome and the Roman provinces. Octavian's aims from this point forward were to return Rome to a state of stability, traditional legality, and civility by lifting the overt political pressure imposed on the courts of law and ensuring free elections—in name at least.
### First settlement
On 13 January 27 BC, Octavian made a show of returning full power to the Roman Senate and relinquishing his control of the Roman provinces and their armies. Under his consulship, however, the Senate had little power in initiating legislation by introducing bills for senatorial debate. Octavian was no longer in direct control of the provinces and their armies, but he retained the loyalty of active duty soldiers and veterans alike. The careers of many clients and adherents depended on his patronage, as his financial power was unrivaled in the Roman Republic. Historian Werner Eck states:
> The sum of his power derived first of all from various powers of office delegated to him by the Senate and people, secondly from his immense private fortune, and thirdly from numerous patron-client relationships he established with individuals and groups throughout the Empire. All of them taken together formed the basis of his auctoritas, which he himself emphasized as the foundation of his political actions.
To a large extent, the public was aware of the vast financial resources that Octavian commanded. He failed to encourage enough senators to finance the building and maintenance of networks of roads in Italy in 20 BC, but he undertook direct responsibility for them. This was publicized on the Roman currency issued in 16 BC, after he donated vast amounts of money to the aerarium Saturni, the public treasury.
According to historian H. H. Scullard, however, Octavian's power was based on the exercise of "a predominant military power and ... the ultimate sanction of his authority was force, however much the fact was disguised." The Senate proposed to Octavian, the victor of Rome's civil wars, that he once again assume command of the provinces. The Senate's proposal was a ratification of Octavian's extra-constitutional power. Through the Senate, Octavian was able to continue the appearance of a still-functional constitution. Feigning reluctance, he accepted a ten-year responsibility of overseeing provinces that were considered chaotic. The provinces ceded to Augustus for that ten-year period comprised much of the conquered Roman world, including all of Hispania and Gaul, Syria, Cilicia, Cyprus, and Egypt. Moreover, command of these provinces provided Octavian with control over the majority of Rome's legions.
While Octavian acted as consul in Rome, he dispatched senators to the provinces under his command as his representatives to manage provincial affairs and ensure that his orders were carried out. The provinces not under Octavian's control were overseen by governors chosen by the Roman Senate. Octavian became the most powerful political figure in the city of Rome and in most of its provinces, but he did not have a monopoly on political and martial power. The Senate still controlled North Africa, an important regional producer of grain, as well as Illyria and Macedonia, two strategic regions with several legions. However, the Senate had control of only five or six legions distributed among three senatorial proconsuls, compared to the twenty legions under the control of Octavian, and their control of these regions did not amount to any political or military challenge to Octavian. The Senate's control over some of the Roman provinces helped maintain a republican facade for the autocratic principate. Also, Octavian's control of entire provinces followed republican-era precedents for the objective of securing peace and creating stability, in which such prominent Romans as Pompey had been granted similar military powers in times of crisis and instability.
### Change to Augustus
On 16 January 27 BC the Senate gave Octavian the new title of augustus. Augustus is from the Latin word augere (meaning "to increase") and can be translated as "illustrious one" or "sublime". It was a title of religious authority rather than political one, and it indicated that Octavian now approached divinity. His name of Augustus was also more favorable than Romulus, the previous one which he styled for himself in reference to the story of the legendary founder of Rome, which symbolized a second founding of Rome. The title of Romulus was associated too strongly with notions of monarchy and kingship, an image that Octavian tried to avoid. The Senate also confirmed his position as princeps senatus, which originally meant the member of the Senate with the highest precedence, but in this case it became an almost regnal title for a leader who was first in charge. The honorific augustus was inherited by all future emperors and became the de facto main title of the emperor. As a result, modern historians usually regard this event as the beginning of his reign as "emperor". Augustus himself appears to have reckoned his "reign" from 27 BC.
Augustus styled himself as Imperator Caesar divi filius, "Commander Caesar son of the deified one". With this title, he boasted his familial link to deified Julius Caesar, and the use of imperator signified a permanent link to the Roman tradition of victory. He transformed Caesar, a cognomen for one branch of the Julian family, into a new family line that began with him.
Augustus was granted the right to hang the corona civica (civic crown) above his door and to have laurels drape his doorposts. However, he renounced flaunting insignia of power such as holding a scepter, wearing a diadem, or wearing the golden crown and purple toga of his predecessor Julius Caesar. If he refused to symbolize his power by donning and bearing these items on his person, the Senate nonetheless awarded him with a golden shield displayed in the meeting hall of the Curia, bearing the inscription virtus, pietas, clementia, iustitia—"valor, piety, clemency, and justice."
### Second settlement
By 23 BC, some of the un-republican implications were becoming apparent concerning the settlement of 27 BC. Augustus's retention of an annual consulate drew attention to his de facto dominance over the Roman political system and cut in half the opportunities for others to achieve what was still nominally the preeminent position in the Roman state. Further, he was causing political problems by desiring to have his nephew Marcus Claudius Marcellus follow in his footsteps and eventually assume the principate in his turn, alienating his three greatest supporters: Agrippa, Maecenas, and Livia. He appointed noted republican Calpurnius Piso (who had fought against Julius Caesar and supported Cassius and Brutus) as co-consul in 23 BC, after his choice Aulus Terentius Varro Murena died unexpectedly.
In the late spring Augustus had a severe illness and on his supposed deathbed made arrangements that would ensure the continuation of the principate in some form, while allaying senators' suspicions of his anti-republicanism. Augustus prepared to hand down his signet ring to his favored general Agrippa. However, Augustus handed over to his co-consul Piso all of his official documents, an account of public finances, and authority over listed troops in the provinces while Augustus's supposedly favored nephew Marcellus came away empty-handed. This was a surprise to many who believed Augustus would have named an heir to his position as an unofficial emperor.
Augustus bestowed only properties and possessions to his designated heirs, as an obvious system of institutionalized imperial inheritance would have provoked resistance and hostility among the republican-minded Romans fearful of monarchy. With regards to the principate, it was obvious to Augustus that Marcellus was not ready to take on his position; nonetheless, by giving his signet ring to Agrippa, Augustus intended to signal to the legions that Agrippa was to be his successor and that they should continue to obey Agrippa, constitutional procedure notwithstanding.
Soon after his bout of illness subsided, Augustus gave up his consulship. The only other times Augustus would serve as consul would be in the years 5 and 2 BC, both times to introduce his grandsons into public life. This was a clever ploy by Augustus; ceasing to serve as one of two annually elected consuls allowed aspiring senators a better chance to attain the consular position while allowing Augustus to exercise wider patronage within the senatorial class. Although Augustus had resigned as consul, he desired to retain his consular imperium not just in his provinces but throughout the empire. This desire, as well as the Marcus Primus affair, led to a second compromise between him and the Senate known as the second settlement.
The primary reasons for the second settlement were as follows. First, after Augustus relinquished the annual consulship, he was no longer in an official position to rule the state, yet his dominant position remained unchanged over his Roman, 'imperial' provinces where he was still a proconsul. When he annually held the office of consul, he had the power to intervene with the affairs of the other provincial proconsuls appointed by the Senate throughout the empire, when he deemed necessary.
A second problem later arose showing the need for the second settlement in what became known as the "Marcus Primus affair". In late 24 or early 23 BC, charges were brought against Marcus Primus, the former proconsul (governor) of Macedonia, for waging a war without prior approval of the Senate on the Odrysian kingdom of Thrace, whose king was a Roman ally. He was defended by Lucius Licinius Varro Murena who told the trial that his client had received specific instructions from Augustus ordering him to attack the client state. Later, Primus testified that the orders came from the recently deceased Marcellus. Such orders, had they been given, would have been considered a breach of the Senate's prerogative under the constitutional settlement of 27 BC and its aftermath—i.e., before Augustus was granted imperium proconsulare maius—as Macedonia was a senatorial province under the Senate's jurisdiction, not an imperial province under the authority of Augustus. Such an action would have ripped away the veneer of republican restoration as promoted by Augustus, and exposed his fraud of merely being the first citizen, a first among equals. Even worse, the involvement of Marcellus provided some measure of proof that Augustus's policy was to have the youth take his place as princeps, instituting a form of monarchy – accusations that had already played out.
The situation was so serious that Augustus appeared at the trial even though he had not been called as a witness. Under oath, Augustus declared that he gave no such order. Murena disbelieved Augustus's testimony and resented his attempt to subvert the trial by using his auctoritas. He rudely demanded to know why Augustus had turned up to a trial to which he had not been called; Augustus replied that he came in the public interest. Although Primus was found guilty, some jurors voted to acquit, meaning that not everybody believed Augustus's testimony, an insult to the 'August One'.
The second settlement was completed in part to allay confusion and formalize Augustus's legal authority to intervene in senatorial provinces. The Senate granted Augustus a form of general imperium proconsulare, or proconsular imperium (power) that applied throughout the empire, not solely to his provinces. Moreover, the Senate augmented Augustus's proconsular imperium into imperium proconsulare maius, or proconsular imperium applicable throughout the empire that was more (maius) or greater than that held by the other proconsuls. This in effect gave Augustus constitutional power superior to all other proconsuls in the empire. Augustus stayed in Rome during the renewal process and provided veterans with lavish donations to gain their support, thereby ensuring that his status of proconsular imperium maius was renewed in 13 BC.
### Additional powers
During the second settlement, Augustus was also granted the power of a tribune (tribunicia potestas) for life, though not the official title of tribune. For some years, Augustus had been awarded tribunicia sacrosanctitas, the immunity given to a tribune of the plebs. Now he decided to assume the full powers of the magistracy, renewed annually, in perpetuity. Legally, it was closed to patricians, a status that Augustus had acquired some years earlier when adopted by Julius Caesar. This power allowed him to convene the Senate and people at will and lay business before them, to veto the actions of either the Assembly or the Senate, to preside over elections, and to speak first at any meeting. Also included in Augustus's tribunician authority were powers usually reserved for the Roman censor; these included the right to supervise public morals and scrutinize laws to ensure that they were in the public interest, as well as the ability to hold a census and determine the membership of the Senate.
With the powers of a censor, Augustus appealed to virtues of Roman patriotism by banning all attire but the classic toga while entering the Forum. There was no precedent within the Roman system for combining the powers of the tribune and the censor into a single position, nor was Augustus ever elected to the office of censor. Julius Caesar had been granted similar powers, wherein he was charged with supervising the morals of the state. However, this position did not extend to the censor's ability to hold a census and determine the Senate's roster. The office of the tribunus plebis began to lose its prestige due to Augustus's amassing of tribunal powers, so he revived its importance by making it a mandatory appointment for any plebeian desiring the praetorship.
Augustus was granted sole imperium within the city of Rome in addition to being granted proconsular imperium maius and tribunician authority for life. Traditionally, proconsuls (Roman province governors) lost their proconsular "imperium" when they crossed the Pomerium—the sacred boundary of Rome—and entered the city. In these situations, Augustus would have power as part of his tribunician authority, but his constitutional imperium within the Pomerium would be less than that of a serving consul, which meant that when he was in the city he might not be the constitutional magistrate with the most authority. Thanks to his prestige or auctoritas, his wishes would usually be obeyed, but there might be some difficulty. To fill this power vacuum, the Senate voted that Augustus's imperium proconsulare maius (superior proconsular power) should not lapse when he was inside the city walls. All armed forces in the city had formerly been under the control of the urban praetors and consuls, but this situation now placed them under the sole authority of Augustus.
In addition, the credit was given to Augustus for each subsequent Roman military victory after this time, because the majority of Rome's armies were stationed in imperial provinces commanded by Augustus through the legatus who were deputies of the princeps in the provinces. Moreover, if a battle was fought in a senatorial province, Augustus's proconsular imperium maius allowed him to take command of (or credit for) any major military victory. This meant that Augustus was the only individual able to receive a triumph, a tradition that began with Romulus, Rome's first king and first triumphant general. Tiberius, Augustus's eldest stepson by Livia, was the only other general to receive a triumph—for victories in Germania in 7 BC.
Normally during republican times, the powers Augustus held even after the second settlement would have been split between several people, who would each exercise them with the assistance of a colleague and for a specific period of time. Augustus held them all at once by himself and with no time limits; even those that nominally had time limits were automatically renewed whenever they lapsed.
### Conspiracy
Many of the political subtleties of the second settlement seem to have evaded the comprehension of the plebeian class, who were Augustus's greatest supporters and clientele. This caused them to insist upon Augustus's participation in imperial affairs from time to time. Augustus failed to stand for election as consul in 22 BC, and fears arose once again that he was being forced from power by the aristocratic Senate. In 22, 21, and 19 BC, the people rioted in response and only allowed a single consul to be elected for each of those years, ostensibly to leave the other position open for Augustus.
Likewise, there was a food shortage in Rome in 22 BC which sparked panic, while many urban plebs called for Augustus to take on dictatorial powers to personally oversee the crisis. After a theatrical display of refusal before the Senate, Augustus finally accepted authority over Rome's grain supply "by virtue of his proconsular imperium", and ended the crisis almost immediately. It was not until AD 8 that a food crisis of this sort prompted Augustus to establish a praefectus annonae, a permanent prefect who was in charge of procuring food supplies for Rome.
There were some who were concerned by the expansion of powers granted to Augustus by the second settlement, and this came to a head with the apparent conspiracy of Fannius Caepio. Some time prior to 1 September 22 BC, a certain Castricius provided Augustus with information about a conspiracy led by Fannius Caepio. Murena, the outspoken consul who defended Primus in the Marcus Primus affair, was named among the conspirators. The conspirators were tried in absentia with Tiberius acting as prosecutor; the jury found them guilty, but it was not a unanimous verdict. All the accused were sentenced to death for treason and executed as soon as they were captured—without ever giving testimony in their defence. Augustus ensured that the façade of Republican government continued with an effective cover-up of the events.
In 19 BC, the Senate granted Augustus a form of "general consular imperium", which was probably imperium consulare maius, like the proconsular powers that he received in 23 BC. Like his tribune authority, the consular powers were another instance of gaining power from offices that he did not actually hold. In addition, Augustus was allowed to wear the consul's insignia in public and before the Senate, as well as to sit in the symbolic chair between the two consuls and hold the fasces, an emblem of consular authority. This seems to have assuaged the populace; regardless of whether or not Augustus was a consul, the importance was that he both appeared as one before the people and could exercise consular power if necessary. On 6 March 12 BC, after the death of Lepidus, he additionally took up the position of pontifex maximus, the high priest of the college of the pontiffs, the most important position in Roman religion. On 5 February 2 BC, Augustus was also given the title pater patriae, or "father of the country".
### Stability and staying power
A final reason for the second settlement was to give the principate constitutional stability and staying power in case something happened to Princeps Augustus. His illness of early 23 BC and the Caepio conspiracy showed that the regime's existence hung by the thin thread of the life of one man, Augustus himself, who had several severe and dangerous illnesses throughout his life. If he were to die from natural causes or fall victim to assassination, Rome could be subjected to another round of civil war. The memories of Pharsalus, the Ides of March, the proscriptions, Philippi, and Actium, barely twenty-five years distant, were still vivid in the minds of many citizens. Proconsular imperium was conferred upon Agrippa for five years, similar to Augustus's power, in order to accomplish this constitutional stability. The exact nature of the grant is uncertain but it probably covered Augustus's imperial provinces, east and west, perhaps lacking authority over the provinces of the Senate. That came later, as did the jealously guarded tribunicia potestas. Augustus's accumulation of powers was now complete.
### War and expansion
By AD 13, Augustus boasted 21 occasions where his troops proclaimed "imperator" ("victorious commander") as his title after a successful battle. Almost the entire fourth chapter in his publicly released memoirs of achievements known as the Res Gestae is devoted to his military victories and honors.
Augustus also promoted the ideal of a superior Roman civilization with a task of ruling the world (to the extent to which the Romans knew it), a sentiment embodied in words that the contemporary poet Virgil attributes to a legendary ancestor of Augustus: tu regere imperio populos, Romane, memento—"Roman, remember to rule the Earth's peoples with authority!" The impulse for expansionism was apparently prominent among all classes at Rome, and it is accorded divine sanction by Virgil's Jupiter in Book 1 of the Aeneid, where Jupiter promises Rome imperium sine fine, "sovereignty without end".
By the end of his reign, the armies of Augustus had conquered northern Hispania (modern Spain and Portugal) and the Alpine regions of Raetia and Noricum (modern Switzerland, Bavaria, Austria, Slovenia), Illyricum and Pannonia (modern Albania, Croatia, Hungary, Serbia, etc.), and had extended the borders of Africa Proconsularis to the east and south. Judea was added to the province of Syria when Augustus deposed Herod Archelaus, successor to client king Herod the Great. Syria (like Egypt after Antony) was governed by a high prefect of the equestrian class rather than by a proconsul or legate of Augustus.
Again, no military effort was needed in 25 BC when Galatia (part of modern Turkey) was converted to a Roman province shortly after Amyntas of Galatia was killed by an avenging widow of a slain prince from Homonada. The rebellious tribes of Asturias and Cantabria in modern-day Spain were finally quelled in 19 BC, and the territory fell under the provinces of Hispania and Lusitania. This region proved to be a major asset in funding Augustus's future military campaigns, as it was rich in mineral deposits that could be fostered in Roman mining projects, especially the very rich gold deposits at Las Médulas.
Conquering the peoples of the Alps in 16 BC was another important victory for Rome, since it provided a large territorial buffer between the Roman citizens of Italy and Rome's enemies in Germania to the north. Horace dedicated an ode to the victory, while the monumental Trophy of Augustus near Monaco was built to honor the occasion. The capture of the Alpine region also served the next offensive in 12 BC, when Tiberius began the offensive against the Pannonian tribes of Illyricum, and his brother Nero Claudius Drusus moved against the Germanic tribes of the eastern Rhineland. Both campaigns were successful, as Drusus's forces reached the Elbe River by 9 BC—though he died shortly after by falling off his horse. It was recorded that the pious Tiberius walked in front of his brother's body all the way back to Rome.
To protect Rome's eastern territories from the Parthian Empire, Augustus relied on the client states of the east to act as territorial buffers and areas that could raise their own troops for defense. To ensure security of the empire's eastern flank, Augustus stationed a Roman army in Syria, while his skilled stepson Tiberius negotiated with the Parthians as Rome's diplomat to the East. Tiberius was responsible for restoring Tigranes V to the throne of the Kingdom of Armenia.
Arguably his greatest diplomatic achievement was negotiating with Phraates IV of Parthia (37–2 BC) in 20 BC for the return of the battle standards lost by Crassus in the Battle of Carrhae, a symbolic victory and great boost of morale for Rome. Werner Eck claims that this was a great disappointment for Romans seeking to avenge Crassus's defeat by military means. However, Maria Brosius explains that Augustus used the return of the standards as propaganda symbolizing the submission of Parthia to Rome. The event was celebrated in art such as the breastplate design on the statue Augustus of Prima Porta and in monuments such as the Temple of Mars Ultor ('Mars the Avenger') built to house the standards. Parthia had always posed a threat to Rome in the east, but the real battlefront was along the Rhine and Danube rivers. Before the final fight with Antony, Octavian's campaigns against the tribes in Dalmatia were the first step in expanding Roman dominions to the Danube. Victory in battle was not always a permanent success, as newly conquered territories were constantly retaken by Rome's enemies in Germania.
A prime example of Roman loss in battle was the Battle of the Teutoburg Forest in AD 9, where three entire legions led by Publius Quinctilius Varus were destroyed by Arminius, leader of the Cherusci, an apparent Roman ally. Augustus retaliated by dispatching Tiberius and Drusus to the Rhineland to pacify it, which had some success although the battle brought the end to Roman expansion into Germany. The Roman general Germanicus took advantage of a Cherusci civil war between Arminius and Segestes; at the Battle of Idistaviso in AD 16, he defeated Arminius.
## Death and succession
The illness of Augustus in 23 BC brought the problem of succession to the forefront of political issues and the public. To ensure stability, he needed to designate an heir to his unique position in Roman society and government. This was to be achieved in small, undramatic and incremental ways that did not stir senatorial fears of monarchy. If someone was to succeed to Augustus's unofficial position of power, he would have to earn it through his own publicly proven merits.
Some Augustan historians argue that indications pointed toward his sister's son Marcellus, who had been quickly married to Augustus's daughter Julia the Elder. Other historians dispute this since Augustus's will was read aloud to the Senate while he was seriously ill in 23 BC, indicating a preference for Marcus Agrippa, who was Augustus's second in charge and arguably the only one of his associates who could have controlled the legions and held the empire together.
After the death of Marcellus in 23 BC, Augustus married his daughter to Agrippa. This union produced five children, three sons and two daughters: Gaius Caesar, Lucius Caesar, Vipsania Julia, Agrippina, and Agrippa Postumus, so named because he was born after Marcus Agrippa died. Shortly after the second settlement, Agrippa was granted a five-year term of administering the eastern half of the empire with the imperium of a proconsul and the same tribunicia potestas granted to Augustus (although not trumping Augustus's authority), his seat of governance stationed at Samos in the eastern Aegean. This granting of power showed Augustus's favor for Agrippa, but it was also a measure to please members of his Caesarian party by allowing one of their members to share a considerable amount of power with him.
Augustus's intent became apparent to make Gaius and Lucius Caesar his heirs when he adopted them as his own children. He took the consulship in 5 and 2 BC so that he could personally usher them into their political careers, and they were nominated for the consulships of AD 1 and 4. Augustus also showed favor to his stepsons, Livia's children from her first marriage Nero Claudius Drusus Germanicus (henceforth referred to as Drusus) and Tiberius Claudius (henceforth Tiberius), granting them military commands and public office, though seeming to favor Drusus. After Agrippa died in 12 BC, Tiberius was ordered to divorce his own wife Vipsania Agrippina and marry Agrippa's widow, Augustus's daughter Julia—as soon as a period of mourning for Agrippa had ended. Drusus's marriage to Augustus's niece Antonia was considered an unbreakable affair, whereas Vipsania was "only" the daughter of the late Agrippa from his first marriage.
Tiberius shared in Augustus's tribune powers as of 6 BC but shortly thereafter went into retirement, reportedly wanting no further role in politics while he exiled himself to Rhodes. No specific reason is known for his departure, though it could have been a combination of reasons, including a failing marriage with Julia as well as a sense of envy and exclusion over Augustus's apparent favouring of his young grandchildren-turned-sons Gaius and Lucius. (Gaius and Lucius joined the college of priests at an early age, were presented to spectators in a more favorable light, and were introduced to the army in Gaul.)
After the deaths of both Lucius and Gaius in AD 2 and 4 respectively, and the earlier death of his brother Drusus (9 BC), Tiberius was recalled to Rome in June AD 4, where he was adopted by Augustus on the condition that he, in turn, adopt his nephew Germanicus. This continued the tradition of presenting at least two generations of heirs. In that year, Tiberius was also granted the powers of a tribune and proconsul, emissaries from foreign kings had to pay their respects to him and by AD 13 was awarded with his second triumph and equal level of imperium with that of Augustus.
The only other possible claimant as heir was Agrippa Postumus, who had been exiled by Augustus in AD 7, his banishment made permanent by senatorial decree, and Augustus officially disowned him. He certainly fell out of Augustus's favor as an heir; the historian Erich S. Gruen notes various contemporary sources that state Agrippa Postumus was a "vulgar young man, brutal and brutish, and of depraved character".
On 19 August AD 14, Augustus died while visiting Nola where his father had died. Both Tacitus and Cassius Dio wrote that Livia was rumored to have brought about Augustus's death by poisoning fresh figs. This element features in many modern works of historical fiction pertaining to Augustus's life, but some historians view it as likely to have been a salacious fabrication made by those who had favoured Postumus as heir, or other of Tiberius's political enemies. Livia had long been the target of similar rumors of poisoning on the behalf of her son, most or all of which are unlikely to have been true. Alternatively, it is possible that Livia did supply a poisoned fig (she did cultivate a variety of fig named for her that Augustus is said to have enjoyed), but did so as a means of assisted suicide rather than murder. Augustus's health had been in decline in the months immediately before his death, and he had made significant preparations for a smooth transition in power, having at last reluctantly settled on Tiberius as his choice of heir. It is likely that Augustus was not expected to return alive from Nola, but it seems that his health improved once there; it has therefore been speculated that Augustus and Livia conspired to end his life at the anticipated time, having committed all political process to accepting Tiberius, in order to not endanger that transition.
Augustus's famous last words were, "Have I played the part well? Then applaud as I exit" ("Acta est fabula, plaudite")—referring to the play-acting and regal authority that he had put on as emperor. An enormous funerary procession of mourners traveled with Augustus's body from Nola to Rome, and all public and private businesses closed on the day of his burial. Tiberius and his son Drusus delivered the eulogy while standing atop two rostra. Augustus's body was coffin-bound and cremated on a pyre close to his mausoleum. It was proclaimed that Augustus joined the company of the gods as a member of the Roman pantheon.
Historian D. C. A. Shotter states that Augustus's policy of favoring the Julian family line over the Claudian might have afforded Tiberius sufficient cause to show open disdain for Augustus after the latter's death; instead, Tiberius was always quick to rebuke those who criticized Augustus. Shotter suggests that Augustus's deification obliged Tiberius to suppress any open resentment that he might have harbored, coupled with Tiberius's "extremely conservative" attitude towards religion. Also, historian R. Shaw-Smith points to letters of Augustus to Tiberius which display affection towards Tiberius and high regard for his military merits. Shotter states that Tiberius focused his anger and criticism on Gaius Asinius Gallus (for marrying Vipsania after Augustus forced Tiberius to divorce her), as well as toward the two young Caesars, Gaius and Lucius—instead of Augustus, the real architect of his divorce and imperial demotion.
## Legacy
Augustus created a regime which maintained peace and prosperity in the Roman west and the Greek east for two centuries. Its dominance also laid the foundations of a concept of universal empire in the Byzantine Empire and the Holy Roman Empires down to their dissolutions in 1453 and 1806, respectively. Both his adoptive surname, Caesar, and his title Augustus became the permanent titles of the rulers of the Roman Empire for fourteen centuries after his death, in use both at Old Rome and at New Rome. In many languages, Caesar became the word for emperor, as in the German Kaiser and in the Bulgarian and subsequently Russian Tsar (sometimes Csar or Czar). The cult of Divus Augustus continued until the state religion of the empire was changed to Christianity in 391 by Theodosius I. Consequently, there are many excellent statues and busts of the first emperor. He had composed an account of his achievements, the Res Gestae Divi Augusti, to be inscribed in bronze in front of his mausoleum. Copies of the text were inscribed throughout the empire upon his death. The inscriptions in Latin featured translations in Greek beside it and were inscribed on many public edifices, such as the temple in Ankara dubbed the Monumentum Ancyranum, called the "queen of inscriptions" by historian Theodor Mommsen.
The Res Gestae is the only work to have survived from antiquity, though Augustus is also known to have composed poems entitled Sicily, Epiphanus, and Ajax, an autobiography of 13 books, a philosophical treatise, and a written rebuttal to Brutus's Eulogy of Cato. Historians are able to analyze excerpts of letters penned by Augustus, preserved in other works, to others for additional facts or clues about his personal life.
Many consider Augustus to be Rome's greatest emperor; his policies certainly extended the empire's life span and initiated the celebrated Pax Romana or Pax Augusta. The Roman Senate wished subsequent emperors to "be more fortunate than Augustus and better than Trajan". Augustus was intelligent, decisive, and a shrewd politician, but he was not perhaps as charismatic as Julius Caesar and was influenced on occasion by Livia (sometimes for the worse). Nevertheless, his legacy proved more enduring. The city of Rome was utterly transformed under Augustus, with Rome's first institutionalized police force, firefighting force, and the establishment of the municipal prefect as a permanent office. The police force was divided into cohorts of 500 men each, while the units of firemen ranged from 500 to 1,000 men each, with 7 units assigned to 14 divided city sectors.
A praefectus vigilum, or "Prefect of the Watch" was put in charge of the vigiles, Rome's fire brigade and police. With Rome's civil wars at an end, Augustus was also able to create a standing army for the Roman Empire, fixed at a size of 28 legions of about 170,000 soldiers. This was supported by numerous auxiliary units of 500 non-citizen soldiers each, often recruited from recently conquered areas.
With his finances securing the maintenance of roads throughout Italy, Augustus installed an official courier system of relay stations overseen by a military officer known as the praefectus vehiculorum. Besides the advent of swifter communication among Italian polities, his extensive building of roads throughout Italy also allowed Rome's armies to march swiftly and at an unprecedented pace across the country. In the year 6 Augustus established the aerarium militare, donating 170 million sesterces to the new military treasury that provided for both active and retired soldiers.
One of the most enduring institutions of Augustus was the establishment of the Praetorian Guard in 27 BC, originally a personal bodyguard unit on the battlefield that evolved into an imperial guard as well as an important political force in Rome. They had the power to intimidate the Senate, install new emperors, and depose ones they disliked; the last emperor they served was Maxentius, as it was Constantine I who disbanded them in the early 4th century and destroyed their barracks, the Castra Praetoria.
Although the most powerful individual in the Roman Empire, Augustus wished to embody the spirit of Republican virtue and norms. He also wanted to relate to and connect with the concerns of the plebs and lay people. He achieved this through various means of generosity and a cutting back of lavish excess. In the year 29 BC, Augustus gave 400 sesterces (equal to 1/10 of a Roman pound of gold) each to 250,000 citizens, 1,000 sesterces each to 120,000 veterans in the colonies, and spent 700 million sesterces in purchasing land for his soldiers to settle upon. He also restored 82 different temples to display his care for the Roman pantheon of deities. In 28 BC, he melted down 80 silver statues erected in his likeness and in honor of him, an attempt of his to appear frugal and modest.
The longevity of Augustus's reign and its legacy to the Roman world should not be overlooked as a key factor in its success. As Tacitus wrote, the younger generations alive in AD 14 had never known any form of government other than the principate. Had Augustus died earlier, matters might have turned out differently. The attrition of the civil wars on the old Republican oligarchy and the longevity of Augustus, therefore, must be seen as major contributing factors in the transformation of the Roman state into a de facto monarchy in these years. Augustus's own experience, his patience, his tact, and his political acumen also played their parts. He directed the future of the empire down many lasting paths, from the existence of a standing professional army stationed at or near the frontiers, to the dynastic principle so often employed in the imperial succession, to the embellishment of the capital at the emperor's expense. Augustus's ultimate legacy was the peace and prosperity the Empire enjoyed for the next two centuries under the system he initiated. His memory was enshrined in the political ethos of the Imperial age as a paradigm of the good emperor. Every emperor of Rome adopted his name, Caesar Augustus, which gradually lost its character as a name and eventually became a title. The Augustan era poets Virgil and Horace praised Augustus as a defender of Rome, an upholder of moral justice, and an individual who bore the brunt of responsibility in maintaining the empire.
However, for his rule of Rome and establishing the principate, Augustus has also been subjected to criticism throughout the ages. The contemporary Roman jurist Marcus Antistius Labeo, fond of the days of pre-Augustan republican liberty in which he had been born, openly criticized the Augustan regime. In the beginning of his Annals, Tacitus wrote that Augustus had cunningly subverted Republican Rome into a position of slavery. He continued to say that, with Augustus's death and swearing of loyalty to Tiberius, the people of Rome traded one slaveholder for another. Tacitus, however, records two contradictory but common views of Augustus:
> Intelligent people praised or criticized him in varying ways. One opinion was as follows. Filial duty and a national emergency, in which there was no place for law-abiding conduct, had driven him to civil war—and this can neither be initiated nor maintained by decent methods. He had made many concessions to Anthony and to Lepidus for the sake of vengeance on his father's murderers. When Lepidus grew old and lazy, and Anthony's self-indulgence got the better of him, the only possible cure for the distracted country had been government by one man. However, Augustus had put the state in order not by making himself king or dictator, but by creating the Principate. The Empire's frontiers were on the ocean, or distant rivers. Armies, provinces, fleets, the whole system was interrelated. Roman citizens were protected by the law. Provincials were decently treated. Rome itself had been lavishly beautified. Force had been sparingly used—merely to preserve peace for the majority.
According to the second opposing opinion:
> filial duty and national crisis had been merely pretexts. In actual fact, the motive of Octavian, the future Augustus, was lust for power ... There had certainly been peace, but it was a blood-stained peace of disasters and assassinations.
In a 2006 biography on Augustus, Anthony Everitt asserts that through the centuries, judgments on Augustus's reign have oscillated between these two extremes but stresses that:
> Opposites do not have to be mutually exclusive, and we are not obliged to choose one or the other. The story of his career shows that Augustus was indeed ruthless, cruel, and ambitious for himself. This was only in part a personal trait, for upper-class Romans were educated to compete with one another and to excel. However, he combined an overriding concern for his personal interests with a deep-seated patriotism, based on a nostalgia of Rome's antique virtues. In his capacity as princeps, selfishness and selflessness coexisted in his mind. While fighting for dominance, he paid little attention to legality or to the normal civilities of political life. He was devious, untrustworthy, and bloodthirsty. But once he had established his authority, he governed efficiently and justly, generally allowed freedom of speech, and promoted the rule of law. He was immensely hardworking and tried as hard as any democratic parliamentarian to treat his senatorial colleagues with respect and sensitivity. He suffered from no delusions of grandeur.
Tacitus was of the belief that Nerva (r. 96–98) successfully "mingled two formerly alien ideas, principate and liberty". The 3rd-century historian Cassius Dio acknowledged Augustus as a benign, moderate ruler, yet like most other historians after the death of Augustus, Dio viewed Augustus as an autocrat. The poet Marcus Annaeus Lucanus (AD 39–65) was of the opinion that Caesar's victory over Pompey and the fall of Cato the Younger (95 BC–46 BC) marked the end of traditional liberty in Rome; historian Chester Starr writes of his avoidance of criticizing Augustus, "perhaps Augustus was too sacred a figure to accuse directly."
The Anglo-Irish writer Jonathan Swift (1667–1745), in his Discourse on the Contests and Dissentions in Athens and Rome, criticized Augustus for installing tyranny over Rome, and likened what he believed Great Britain's virtuous constitutional monarchy to Rome's moral Republic of the 2nd century BC. In his criticism of Augustus, the admiral and historian Thomas Gordon (1658–1741) compared Augustus to the puritanical tyrant Oliver Cromwell (1599–1658). Thomas Gordon and the French political philosopher Montesquieu (1689–1755) both remarked that Augustus was a coward in battle. In his Memoirs of the Court of Augustus, the Scottish scholar Thomas Blackwell (1701–1757) deemed Augustus a Machiavellian ruler, "a bloodthirsty vindicative usurper", "wicked and worthless", "a mean spirit", and a "tyrant".
### Revenue reforms
Augustus's public revenue reforms had a great impact on the subsequent success of the Empire. Augustus brought a far greater portion of the Empire's expanded land base under consistent, direct taxation from Rome, instead of exacting varying, intermittent, and somewhat arbitrary tributes from each local province as Augustus's predecessors had done. This reform greatly increased Rome's net revenue from its territorial acquisitions, stabilized its flow, and regularized the financial relationship between Rome and the provinces, rather than provoking fresh resentments with each new arbitrary exaction of tribute.
The measures of taxation in the reign of Augustus were determined by population census, with fixed quotas for each province. Citizens of Rome and Italy paid indirect taxes, while direct taxes were exacted from the provinces. Indirect taxes included a 4% tax on the price of slaves, a 1% tax on goods sold at auction, and a 5% tax on the inheritance of estates valued at over 100,000 sesterces by persons other than the next of kin.
An equally important reform was the abolition of private tax farming, which was replaced by salaried civil service tax collectors. Private contractors who collected taxes for the State were the norm in the Republican era. Some of them were powerful enough to influence the number of votes for men running for offices in Rome. These tax farmers called publicans were infamous for their depredations, great private wealth, and the right to tax local areas.
The use of Egypt's immense land rents to finance the Empire's operations resulted from Augustus's conquest of Egypt and the shift to a Roman form of government. As it was effectively considered Augustus's private property rather than a province of the Empire, it became part of each succeeding emperor's patrimonium.
Instead of a legate or proconsul, Augustus installed a prefect from the equestrian class to administer Egypt and maintain its lucrative seaports; this position became the highest political achievement for any equestrian besides becoming Prefect of the Praetorian Guard. The highly productive agricultural land of Egypt yielded enormous revenues that were available to Augustus and his successors to pay for public works and military expeditions.
### Month of August
The month of August (Latin: Augustus) is named after Augustus; until his time it was called Sextilis (named so because it had been the sixth month of the original Roman calendar and the Latin word for six is sex). Commonly repeated lore has it that August has 31 days because Augustus wanted his month to match the length of Julius Caesar's July, but this is an invention of the 13th century scholar Johannes de Sacrobosco. Sextilis in fact had 31 days before it was renamed, and it was not chosen for its length (see Julian calendar).
According to a senatus consultum quoted by Macrobius, Sextilis was renamed to honor Augustus because several of the most significant events in his rise to power, culminating in the fall of Alexandria, fell in that month.
### Creation of "Italia"
Roman Italy was established by Augustus in 7 BC with the Latin name "Italia". This was the first time that the Italian peninsula was united administratively and politically under the same name. Due to this act, Augustus was called the Father of Italy by Italian historians such as G. Giannelli.
### Building projects
On his deathbed, Augustus boasted "I found a Rome of bricks; I leave to you one of marble." Although there is some truth in the literal meaning of this, Cassius Dio asserts that it was a metaphor for the Empire's strength. Marble could be found in buildings of Rome before Augustus, but it was not extensively used as a building material until the reign of Augustus.
Although this did not apply to the Subura slums, which were still as rickety and fire-prone as ever, he did leave a mark on the monumental topography of the centre and of the Campus Martius, with the Ara Pacis (Altar of Peace) and monumental sundial, whose central gnomon was an obelisk taken from Egypt. The relief sculptures decorating the Ara Pacis visually augmented the written record of Augustus's triumphs in the Res Gestae. Its reliefs depicted the imperial pageants of the praetorians, the Vestals, and the citizenry of Rome.
He also built the Temple of Caesar, the Temple of Jupiter Tonans, the Temple of Apollo Palatinus and the Baths of Agrippa, and the Forum of Augustus with its Temple of Mars Ultor. Other projects were either encouraged by him, such as the Theatre of Balbus, and Agrippa's construction of the Pantheon, or funded by him in the name of others, often relations (e.g. Portico of Octavia, Theatre of Marcellus). Even his Mausoleum of Augustus was built before his death to house members of his family. To celebrate his victory at the Battle of Actium, the Arch of Augustus was built in 29 BC near the entrance of the Temple of Castor and Pollux, and widened in 19 BC to include a triple-arch design.
After the death of Agrippa in 12 BC, a solution had to be found in maintaining Rome's water supply system. This came about because it was overseen by Agrippa when he served as aedile, and was even funded by him afterwards when he was a private citizen paying at his own expense. In that year, Augustus arranged a system where the Senate designated three of its members as prime commissioners in charge of the water supply and to ensure that Rome's aqueducts did not fall into disrepair.
In the late Augustan era, the commission of five senators called the curatores locorum publicorum iudicandorum (translated as "Supervisors of Public Property") was put in charge of maintaining public buildings and temples of the state cult. Augustus created the senatorial group of the curatores viarum (translated as "Supervisors for Roads") for the upkeep of roads; this senatorial commission worked with local officials and contractors to organize regular repairs.
The Corinthian order of architectural style originating from ancient Greece was the dominant architectural style in the age of Augustus and the imperial phase of Rome. Suetonius once commented that Rome was unworthy of its status as an imperial capital, yet Augustus and Agrippa set out to dismantle this sentiment by transforming the appearance of Rome upon the classical Greek model.
#### Residences
The official residence of Augustus was the Domus Augusti on the Palatine which he made into a palace after buying it in 41/40 BC. He had other residences such as the horti maecenati in Rome where Augustus preferred to stay whenever he became ill and which Maecenas left to him in his will in 8 BC. The great villa of Vedius Pollio at Posilipo near Naples was beqeathed (probably forced) to him in 15 BC.
Augustus built the Palazzo a Mare palace on Capri. He also built the immense Villa Giulia on the island of Ventotene as a summer residence early in his reign. The family home of Augustus was probably the villa at Somma Vesuviana, Nola. This was the location where he died and where his father also died.
## Physical appearance and official images
His biographer Suetonius, writing about a century after Augustus's death, described his appearance as: "... unusually handsome and exceedingly graceful at all periods of his life, though he cared nothing for personal adornment. He was so far from being particular about the dressing of his hair, that he would have several barbers working in a hurry at the same time, and as for his beard he now had it clipped and now shaved, while at the very same time he would either be reading or writing something ... He had clear, bright eyes ... His teeth were wide apart, small, and ill-kept; his hair was slightly curly and inclined to golden; his eyebrows met. His ears were of moderate size, and his nose projected a little at the top and then bent ever so slightly inward. His complexion was between dark and fair. He was short of stature, although Julius Marathus, his freedman and keeper of his records, says that he was five feet and nine inches (just under 5 ft. 7 in., or 1.70 meters, in modern height measurements), but this was concealed by the fine proportion and symmetry of his figure, and was noticeable only by comparison with some taller person standing beside him...", adding that "his shoes [were] somewhat high-soled, to make him look taller than he really was". Scientific analysis of traces of paint found in his official statues shows that he most likely had light brown hair and eyes (his hair and eyes were depicted as the same color).
His official images were very tightly controlled and idealized, drawing from a tradition of Hellenistic portraiture rather than the tradition of realism in Roman portraiture. He first appeared on coins at the age of 19, and from about 29 BC "the explosion in the number of Augustan portraits attests a concerted propaganda campaign aimed at dominating all aspects of civil, religious, economic and military life with Augustus's person." The early images did indeed depict a young man, but although there were gradual changes his images remained youthful until he died in his seventies, by which time they had "a distanced air of ageless majesty", according to the classicist R. R. R. Smith. Among the best known of many surviving portraits are the Augustus of Prima Porta, the image on the Ara Pacis, and the Via Labicana Augustus, which depicts him in his role as pontifex maximus. Several cameo portraits include the Blacas Cameo and Gemma Augustea.
## See also
- Augustan and Julio-Claudian art
- Augustan literature (ancient Rome)
- Propaganda in Augustan Rome
- Bierzo Edict
- Gaius Maecenas
- Indo-Roman trade relations
- Julio-Claudian family tree
- List of Roman emperors
- Temple of Augustus
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North-Eastern Area Command
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Royal Australian Air Force command
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"Military units and formations of the Royal Australian Air Force in World War II",
"RAAF commands"
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North-Eastern Area Command was one of several geographically based commands raised by the Royal Australian Air Force (RAAF) during World War II. For most of its existence it controlled units based in central and northern Queensland as well as Papua New Guinea. It was formed in January 1942 from the eastern part of the former Northern Area Command, which had covered all of northern Australia and Papua. Headquartered at Townsville, Queensland, North-Eastern Area Command's responsibilities included air defence, aerial reconnaissance and protection of the sea lanes within its territory. Its flying units, equipped with fighters, reconnaissance bombers, dive bombers and transports, took part in the battles of Rabaul, Port Moresby and Milne Bay in 1942, and the landings at Hollandia and Aitape in 1944.
The area command continued to operate after the war, but its assets and staffing were much reduced. Its responsibilities were subsumed in February 1954 by the RAAF's new functional commands: Home (operational), Training, and Maintenance Commands. The area headquarters was disbanded in December 1956 and re-formed as Headquarters RAAF Townsville.
## History
### World War II
The Royal Australian Air Force (RAAF) formed North-Eastern Area Command at Townsville, Queensland, on 15 January 1942, to take over the eastern portion of what was previously Northern Area Command. Northern Area had been established on 8 May 1941 as one of the RAAF's geographically based command-and-control zones, covering units in northern New South Wales, Queensland, the Northern Territory, and Papua. The roles of the area commands were air defence, protection of adjacent sea lanes, and aerial reconnaissance. Each was led by an Air Officer Commanding (AOC) responsible for the administration and operations of air bases and units within his boundary.
Northern Area was split into North-Western Area (NWA) and North-Eastern Area (NEA) following the outbreak of the Pacific War in December 1941, to counter distinct threats to Northern Australia and New Guinea, respectively. Air Commodore Frank Lukis, formerly in charge of Northern Area, was NEA's inaugural AOC, taking responsibility for RAAF operations against the Japanese in New Guinea, New Britain and surrounding islands. His headquarters staff numbered 248.
On 20 January 1942, over 100 Japanese aircraft attacked Rabaul, destroying or badly damaging six CAC Wirraways and killing or wounding eleven crewmen of No. 24 Squadron under Wing Commander John Lerew. The next day, NEA headquarters sent a signal to Lerew ordering him to keep his airfield open; Lerew, with only two Wirraways left, replied using a variant of the legendary ancient gladiatorial phrase to honour an emperor, "Morituri vos salutamus" ("We who are about to die salute you"). Ignoring a further message from headquarters to abandon his squadron and escape in a Lockheed Hudson bomber, Lerew began evacuating staff to Port Moresby, New Guinea, on 22 January.
No. 33 Squadron, operating ex-Qantas Short Empire flying boats and several smaller transports, was raised in NEA on 19 February 1942. Earlier that month, Lukis warned higher command of the poor state of preparedness and low morale of Australian Army troops at Port Moresby, due to lack of air cover and apparent lack of interest from government echelons. On 25 February, Nos. 3 and 4 Fighter Sector Headquarters were established at Townsville and Port Moresby, respectively, to coordinate fighter operations. Horn Island, in the Torres Strait, was raided by the Japanese on 14 March. Three days later, seventeen P-40 Kittyhawks of No. 75 Squadron, recently formed at Townsville, deployed to Port Moresby. Commanded by Squadron Leader John Jackson, the squadron suffered heavy losses in the ensuing battle. At one point NEA headquarters gave Jackson permission to withdraw but he refused, and the squadron was eventually credited with destroying thirty-five Japanese aircraft in the air and on the ground, securing Port Moresby until relieved by the 35th and 36th Squadrons of the United States Army Air Forces (USAAF), operating P-39 Airacobras.
Several USAAF bomber formations operated under NEA's control in early 1942, including A-24 Banshees of the 8th Bombardment Squadron out of Port Moresby, and B-17 Flying Fortresses of the 435th Bombardment Squadron (initially known as the "Kangaroo Squadron") out of Townsville. As of 20 April, operational authority over all RAAF combat infrastructure, including area commands, was invested in the newly established Allied Air Forces (AAF) Headquarters under South West Pacific Area Command (SWPA). One result of this was the integration of USAAF and RAAF staff at area headquarters. According to the official history of the RAAF, though "more a diplomatic gesture than a practical method of war organisation", it gave personnel from the two services the opportunity to quickly become acclimatised to each other and "in North-Eastern Area, as an example, the atmosphere was happy and the staff extremely cooperative". Following the Battle of the Coral Sea in May, USAAF units no longer operated under RAAF control in the NEA but were commanded directly by senior American officers of the AAF; overall responsibility for operational tasking in NEA transferred to the AAF at the end of July.
NEA's operational headquarters, a reinforced concrete bunker known as Building 81, was completed in May 1942. Located on Green Street, Townsville, at the base of Castle Hill, it was topped with a suburban house to mislead enemy aircraft. The same month, Eastern Area Command was formed, taking control of units in New South Wales and southern Queensland from Southern Area and NEA. This left NEA in command of Nos. 24, 33 and 76 Squadrons, as well as No. 3 Fighter Sector Headquarters, at Townsville; No. 100 Squadron at Cairns; No. 32 Squadron at Horn Island; and Nos. 11, 20 and 75 Squadrons, as well as No. 4 Fighter Sector Headquarters, at Port Moresby. The Japanese raided Townsville four times between 25 and 31 July; most bombs fell in the sea or the hills causing only one casualty, an injured child. NEA's boundaries were fine-tuned on 19 August: a portion of Queensland within the Barkly Tableland and the Haslingden and Heywood districts was assigned to the control of North-Western Area. Lukis handed over command of NEA to Group Captain (later Air Commodore) Harry Cobby on 25 August. By the end of the month, the headquarters staff numbered 684. No. 75 Squadron, replenished after its defence of Port Moresby, and No. 76 Squadron, deployed north from Townsville and also flying Kittyhawks, played what senior Australian Army commanders described as the "decisive" role in the Battle of Milne Bay in New Guinea during August and September 1942. During the battle, Cobby exercised overall command of the RAAF units from NEA headquarters, while their efforts were coordinated on the ground by Group Captain Bill Garing, NEA's senior air staff officer.
On 1 September 1942, No. 9 (Operational) Group was formed at Port Moresby as a mobile strike force to move forward with Allied advances in the Pacific, in contrast to the static, defensive nature of the area commands. It took over all units in New Guinea previously operating under NEA Command. NEA initially retained administrative control of No. 9 Group but, on 1 January 1943, the group was made independent of the area command and its administration became the responsibility of RAAF Headquarters, Melbourne. September 1942 also saw the formation of RAAF Command, led by Air Vice Marshal Bill Bostock, to oversee the majority of Australian flying units in the SWPA. Bostock exercised control of air operations through the area commands, although RAAF Headquarters continued to hold administrative authority over all Australian units. He personally coordinated operations when they involved more than one area command, for instance when the fighter squadrons of both NWA and NEA were required to repulse a major attack. No. 42 (Radar) Wing was formed at Townsville in February 1943, and the following month took control of all radar stations in NEA. As of April 1943, the area command directly controlled four squadrons tasked primarily with anti-submarine warfare: No. 7 Squadron, flying Bristol Beaufort reconnaissance-bombers out of Ross River; No. 9 Squadron, a fleet co-operation unit flying Supermarine Seagulls from Bowen; and Nos. 11 and 20 Squadrons, flying reconnaissance and bombing missions with PBY Catalinas from Cairns.
In early 1943, Japan was still believed to be capable of invading, or at least bombing, the Torres Strait islands, and NEA had only No. 7 Squadron, now operating from Horn Island, to counter the threat. It was reinforced in April by No. 84 Squadron, flying CAC Boomerang fighters. The same month, No. 72 Wing was formed at Townsville, before deploying to Merauke, New Guinea. Controlling No. 84 Squadron, No. 86 Squadron (flying Kittyhawks), and No. 12 Squadron (Vultee Vengeance dive bombers), the wing was responsible for Torres Strait's air defence, as well as offensive operations against infrastructure and shipping in Dutch New Guinea. In October, No. 84 Squadron converted to Kittyhawks and transferred to the newly formed No. 75 Wing, which was given responsibility for units at Horn Island, Thursday Island, and Higgins Field on Cape York Peninsula. In February 1944, No. 75 Wing headquarters moved from Horn Island to Higgins Field, where it was soon joined by other units under its control, Nos. 7 and 23 Squadrons; the latter operated Vengeances until being declared non-operational in June, before re-equipping with B-24 Liberators for duty in North-Western Area. By May, NEA's order of battle on the Australian mainland consisted of Nos. 7, 9, 13 (operating Lockheed Venturas from Cooktown), 20 and 23 Squadrons.
Cobby served as AOC NEA until November 1943, handing over to Air Commodore John Summers, who held command for the remainder of the war. By the end of November, NEA headquarters staff numbered 499, including ninety-seven officers. NEA's Catalinas joined aircraft of No. 9 Group in support of the US invasion of New Britain in December 1943 and January 1944. The Catalinas also conducted mine-laying operations around the Timor Sea in the lead-up to the landings at Hollandia and Aitape in April 1944. That month, No. 9 Group, which had become a static garrison force similar to the area commands on mainland Australia, was renamed Northern Command and given responsibility for RAAF units in New Guinea. In August, No. 75 Wing was disbanded and its units became the direct responsibility of NEA headquarters. The same month, No. 76 Wing headquarters, formed at Townsville in January and subsequently based at Cairns, was transferred to Darwin, Northern Territory. There it came under the control of NWA headquarters and oversaw operations by three Catalina squadrons, including No. 20. No. 42 Wing disbanded in October 1944, following a decision to assign control of RAAF radar stations to mobile fighter control units or similar formations. By the end of February 1945, NEA headquarters staff numbered 743, including 127 officers. No. 72 Wing headquarters transferred to Townsville in May that year, and disbanded a month later.
### Post-war activity and disbandment
On 2 September 1945, following the end of the Pacific War, South West Pacific Area was dissolved and the RAAF again assumed full control of all its operational elements. By the end of the month, NEA headquarters staff numbered 526, including ninety-eight officers. The Air Force shrank dramatically as personnel were demobilised and units disbanded; most of the RAAF's bases and aircraft employed in operations after the war were situated within Eastern Area's sphere of control in New South Wales and southern Queensland. NEA headquarters staff at the end of 1945 totalled 227, including sixty-three officers.
In September 1946, the Chief of the Air Staff, Air Vice Marshal George Jones, proposed reducing the five extant mainland area commands (North-Western, North-Eastern, Eastern, Southern, and Western Areas) to three: Northern Area, covering Queensland and the Northern Territory; Eastern Area, covering New South Wales; and Southern Area, covering Western Australia, South Australia, Victoria and Tasmania. The Australian Government rejected the plan and the wartime area command boundaries essentially remained in place. Northern Command (redesignated Northern Area in 1945) was dissolved in February 1947. By 1949, NEA headquarters was located in Sturt Street, Townsville. No. 10 Squadron was based at Townsville from March that year, operating Avro Lincolns over the Pacific and Australia's northern approaches in the maritime reconnaissance and search-and-rescue roles. Group Captain (later Air Commodore) Ian McLachlan was appointed AOC NEA in September 1951; he served two years in the post before handing over to acting Air Commodore Patrick Heffernan.
Commencing in October 1953, the RAAF was reorganised from a geographically based command-and-control system into one based on function. In February 1954, the newly constituted functional organisations—Home, Training, and Maintenance Commands—assumed control of all operations, training and maintenance from North-Eastern Area Command. NEA headquarters remained in existence but only, according to the Melbourne Argus, as one of Home Command's "remote control points". It was disbanded on 3 December 1956, and was succeeded by Headquarters RAAF Townsville (Headquarters Tactical Transport Group from June 1988, and Headquarters Operational Support Group from February 1991).
As of 2009, the former NEA operational headquarters in Building 81, Green Street, housed Townsville's State Emergency Service group.
## Order of battle
As at 30 April 1942, NEA's order of battle comprised:
- RAAF Station Townsville
- No. 24 (General Purpose) Squadron
- No. 33 (Transport) Squadron
- No. 76 (Fighter) Squadron
- RAAF Station Amberley
- No. 23 (General Purpose) Squadron
- RAAF Station Port Moresby
- No. 11 (General Reconnaissance) Squadron
- No. 20 (General Reconnaissance) Squadron
- No. 32 (General Reconnaissance) Squadron
- No. 75 (Fighter) Squadron
- No. 3 Fighter Sector Headquarters, Townsville
- No. 4 Fighter Sector Headquarters, Port Moresby
|
4,864,744 |
Neil Hamilton Fairley
| 1,170,975,332 |
Australian physician and soldier
|
[
"1891 births",
"1966 deaths",
"Australian Army personnel of World War II",
"Australian Knights Commander of the Order of the British Empire",
"Australian brigadiers",
"Australian medical researchers",
"Australian military doctors",
"Australian military personnel of World War I",
"Australian tropical physicians",
"Commanders of the Order of St John",
"Fellows of the Royal College of Physicians",
"Fellows of the Royal Society",
"Malariologists",
"Manson medal winners",
"Melbourne Medical School alumni",
"Military personnel from Victoria (state)",
"People educated at Scotch College, Melbourne",
"People from Inglewood, Victoria",
"People from Sonning",
"Presidents of the Royal Society of Tropical Medicine and Hygiene",
"WEHI alumni"
] |
Brigadier Sir Neil Hamilton Fairley, (15 July 1891 – 19 April 1966) was an Australian physician, medical scientist, and army officer who was instrumental in saving thousands of Allied lives from malaria and other diseases.
A graduate of the University of Melbourne, Fairley joined the Australian Army Medical Corps in 1915. He investigated an epidemic of meningitis that was occurring in Army camps in Australia. While with the 14th General Hospital in Cairo, he investigated schistosomiasis (then known as bilharzia) and developed tests and treatments for the disease. In the inter-war period he became renowned as an expert on tropical medicine.
Fairley returned to the Australian Army during the Second World War as Director of Medicine. He played an important role in the planning for the Battle of Greece, convincing the British Commander-in-Chief, General Sir Archibald Wavell to alter his campaign plan to reduce the danger from malaria. In the South West Pacific Area, Fairley became responsible for co-ordinating the activities of all allied forces in the fight against malaria and other tropical diseases. Fairley again sounded the alarm on the dangers of malaria, persuading authorities in the United States and United Kingdom to greatly step up production of anti-malarial drugs. Through the activities of the LHQ Medical Research Unit, he fast-tracked research into new drugs. Fairley convinced the Army of the efficacy of the new drug atebrin, and persuaded commanders to adopt a tough approach to administering the drug to the troops.
After the war Fairley returned to London where he became a consulting physician to the Hospital for Tropical Diseases and Wellcome Professor of Tropical Medicine at the London School of Hygiene and Tropical Medicine. A serious illness in 1948 forced him to resign his professorship, but he retained his practice and membership of numerous committees, becoming an "elder statesman" of tropical medicine.
## Early life
Neil Hamilton Fairley was born in Inglewood, Victoria, on 15 July 1891, as the third of six sons of James Fairley, a bank manager, and his wife Margaret Louisa, née Jones. All four of their sons who survived to adulthood took up medicine as a career. One qualified as a Doctor of Medicine at the University of Melbourne and a Fellow of the Royal College of Surgeons in England and became a surgeon; he was killed in action in the First World War. A second also qualified as a Doctor of Medicine at the University of Melbourne, and later as a Fellow of the Royal Australasian College of Physicians and Fellow of the Royal College of Physicians; he became senior physician at Royal Melbourne Hospital. A third son became a general practitioner.
Neil was educated at Scotch College, Melbourne, where he was dux of his class. He attended the University of Melbourne, graduating with his Bachelor of Medicine and Surgery with first class honours in 1915, and his Doctor of Medicine in 1917. While there, he won the Australian inter-varsity high jumping championship and represented Victoria in tennis.
## First World War
Fairley joined the Australian Army Medical Corps with the rank of captain on 1 August 1915 and was posted to Royal Melbourne Hospital as a resident medical officer. He investigated an epidemic of meningitis that was occurring in local Army camps, and his first published paper was an analysis of this disease, documenting fifty cases. In 1916, he co-authored a monograph published by the federal government detailing 644 cases, of which 338 (52%) were fatal (before the invention of antibiotic drugs).
Fairley enlisted in the First Australian Imperial Force (AIF) on 24 August 1916. On 5 September 1916, he embarked for Egypt on RMS Kashgar, joining the 14th General Hospital in Cairo. There he encountered Major Charles Martin, formerly Professor of Physiology at the University of Melbourne and Director of the Lister Institute from 1903 to 1930. At this time, Martin was working as a Consulting Physician to the AIF in Egypt and commanded the Anzac Field Laboratory.
While in Egypt, Fairley investigated schistosomiasis (then known as bilharzia). The disease was known to be caused by contact with fresh water inhabited by certain species of snails, and orders had been issued that prohibited bathing in fresh water, but the troops were slow to appreciate the danger involved. In its toxic phase, the disease was easily confused with typhus, so Fairley developed a complement fixation test for the disease along the lines of the Wassermann test. He studied its pathology, confirming that the worms in the circulatory system could be cured by intravenous tartaric acid. Fairley also studied, and later published papers on typhus, malaria, and bacillary dysentery.
Fairley married Staff Nurse Violet May Phillips at the Garrison Church, Abbassia, Cairo on 12 February 1919. They divorced on 21 November 1924. He was promoted to lieutenant colonel on 15 March 1919 and commanded the 14th General Hospital for a time before embarking for the United Kingdom in June 1919. For his services in the First World War, Fairley was mentioned in despatches and made an Officer of the Military Division of the Order of the British Empire. His citation read:
> Brilliant work in Pathology—the result of eighteen months of patient and skilful work in the laboratory of the 14th Australian General Hospital. His work on Bilharzia will be of untold value to the civilian population of Egypt.
## Between the wars
Fairley was one of a number of AIF officers granted leave "to visit various hospitals in the United Kingdom so that they become conversant with the latest developments in the medical sciences". For a time, he worked for Martin at the Lister Institute in London where he qualified for membership of the Royal College of Physicians of London. He also received a Diploma of Public Health from the University of Cambridge. He returned to Australia on the transport Orontes in February 1920, to become a research assistant to Sydney Patterson, director of the Walter and Eliza Hall Institute of Medical Research, where Fairley worked on developing a test for echinococcosis along the lines of the test that he had already developed for bilharzia.
Fairley remained for less than a year before resigning to take up a five-year appointment in Bombay as Chair of Clinical Tropical Medicine at a newly created School of Tropical Medicine, a post for which he had been nominated by the Royal Society. On arrival in India, he found that the scheme had been abandoned and that as his appointment could be terminated at six-months' notice, he would no longer be required after October 1922. Fairley demanded and received an audience with the Governor of Bombay, Sir George Lloyd, the result of which was that the Secretary of State agreed to create a special five-year post of Medical Officer of the Bombay Bacteriological Laboratory and Honorary Consulting Physician to the Sir Jamshedjee Jeejebhoy Hospital and St George Hospital.
In India, Fairley continued his research into schistosomiasis. The disease was unknown in India but snails were abundant and there was danger that troops returning from Egypt might introduce it. In the absence of human schistosoma, Fairley investigated bovine schistosoma, which infected water buffalo and other domesticated animals in the Bombay area. Experiments with monkeys proved that daily intravenous doses of tartaric acid were an effective treatment. Fairley also carried out pioneering work on Guinea worm disease (dracunculiasis). His main interest was tropical sprue, but he was unable to determine its cause or discover a cure. He contracted the disease himself and made some advances in its treatment. He was invalided out of India, and travelled to the United Kingdom to recuperate in 1925. While in India he had met Mary Evelyn Greaves, and they were married at the Presbyterian Church, Marylebone, on 28 October 1925.
Fairley returned to Australia in 1927 and rejoined the Walter and Eliza Hall Institute. He worked there for two years, collaborating with the new director, Charles Kellaway in studies of snake venoms and with Harold Dew on the development of diagnostic tests for echinococcosis. Fairley dedicated most of 1928 to the snake venom programme, co-ordinating an enormous body of epidemiological data—including a questionnaire to Australian clinicians—on the frequency and outcome of bites by Australian elapid snakes. This work involved numerous milkings to establish typical and maximal venom yields, innovative studies of snake dentition using wax moulds, and detailed dissections to describe each species' biting apparatus. Fairley furthermore undertook in vivo studies of envenomation in a range of large animal species, to determine the efficacy of prevailing first-aid measures. He concluded that at best, ligature and local venesection might slow time to death after a significant envenomation. This reinforced the need for effective antivenenes (antivenoms) for the more dangerous local species of snakes, notably the tiger snake (Notechis scutatus), death adder (Acanthophis antarcticus) and copperhead (Austrelaps superbus), although only the former was suitable for manufacture by the Commonwealth Serum Laboratories (now CSL Limited).
In 1928, Fairley received an appointment in London as Assistant Physician to the Hospital for Tropical Diseases and Lecturer at the London School of Hygiene and Tropical Medicine. Although he and Kellaway convinced the governors to delay Fairley's commencement until their major venom work was completed, he departed for London by the end of that year. He also opened a consulting practice in Harley Street. In London he encountered patients with filariasis and devised a test to diagnose the disease at an early stage; but when he went to write up his results he discovered that details of a similar test had already been published. In 1934, a sewer worker was referred to his ward with acute jaundice which Fairley diagnosed as caused by filariasis. The disease was revealed to be an occupational hazard of sewer workers, and steps were taken to protect the workers. Perhaps his most important work in this period was research into blackwater fever. Since malaria cases were uncommon in the United Kingdom, he made annual visits to the Malaria Research Laboratory of the League of Nations at the Refugee Hospital in Salonika. In the process, he described methaemalbumin, a previously unknown blood pigment. For his scientific accomplishments in London, Fairley was elected a Fellow of the Royal Society in 1942.
## Second World War
### Middle East
With the outbreak of the Second World War, the Australian Army's director general of medical services, Major General Rupert Downes tapped Fairley as consulting physician. Fairley was seconded to the Second Australian Imperial Force (AIF) with the rank of colonel on 15 July 1940 and given the serial number VX38970. He joined the AIF Headquarters in Cairo in September, taking advantage of the initial quiet period to familiarise himself with the AIF's medical units and their commanders. As the British Army in the Middle East had no consulting physician in tropical diseases, Fairley accepted an offer to act in this capacity as well.
In January 1941 the British Army began planning for operations in Greece. Fairley and his British colleague, Colonel John Boyd, a consulting pathologist, drafted a medical appreciation. Drawing on the experience of the Salonika front in the First World War, where very heavy casualties suffered from malaria, plus Fairley's more recent experience in that part of the world, they painted a gloomy picture, emphasising the grave risks, and going so far as to suggest that the Germans might attempt to entice the allies into a summer campaign in which they could be destroyed by malaria. The British Commander-in-Chief, General Sir Archibald Wavell decried their report as "typical of a very non-medical and non-military spirit", but a face-to-face meeting with Boyd and Fairley convinced Wavell that they were serious and not merely uncooperative, and Wavell promised his assistance in mitigating the danger. The campaign plan was altered to position allied forces further south, away from the plains of Macedonia and the Vardar and Struma River basins, where malaria was hyper-endemic and heavy casualties had been suffered from malaria by British troops during the First World War.
Fairley tackled an outbreak of bacilliary dysentery among the troops in Egypt. In most cases the patients recovered of their own accord but some cases of shigellosis became seriously ill and died. Fairley had some Shiga anti-toxin with him, but it proved ineffective in serious cases, even when administered in large doses. However, he also had an experimental supply of sulphaguanidine that had been given to him by Dr E. K. Marshall of Johns Hopkins Hospital. The drug was administered to a patient with severe shigellosis who was not expected to live, and the patient soon recovered. Of the 21,015 Australian soldiers who contracted bacilliary dysentery during the Second World War, only 21 died.
Malaria again became a concern in the Syria-Lebanon Campaign. The Australian Army raised malaria control units for the first time and as soon as the operational situation permitted swamps and areas of open water were drained and mosquito breeding areas were sprayed. There were 2,435 cases of malaria in the AIF in 1941, a rate of 31.8 per thousand per year. Quinine was used as a prophylaxis. On Fairley's advice, patients with relapses were treated with intravenous quinine for three days followed by a course of atebrin and plasmoquine. For his services in the Middle East, Fairley was mentioned in despatches a second time, and made a Commander of the Military Division Order of the British Empire for his "immense and specialised knowledge of tropical diseases in the Middle East".
### South West Pacific
With the entry of Japan into the war, Fairley flew to Java in January 1942. Fairley was well aware that Java produced 90% of the world's supply of quinine and that the implications would be serious if Java was lost. He arranged for the purchase of all available stocks of quinine, some 120 long tons (120 t). Fairley was informed that the quinine had been loaded on board two ships. One was never seen again. The other, the SS Klang, reached Fremantle in March. Although 20 long tons (20 t) of quinine was loaded on board, it was apparently unloaded when the ship stopped at Tjilatjap, possibly due to fifth columnists. Thus, none of the shipment reached Australia. Fairley himself departed Java with the I Corps staff on the transport Orcades on 21 February 1942 shortly before Java fell.
In General Sir Thomas Blamey's reorganisation of the Australian Army in April 1942, Fairley was appointed director of medicine at Allied Land Forces Headquarters (LHQ) in Melbourne. Fairley was soon facing a series of medical emergencies caused by the Kokoda Track campaign. An epidemic of bacillary dysentery was headed off by Fairley's decision to rush all available supplies of sulphaguanadine to New Guinea. On Fairley's advice every man who complained of diarrhoea was given the drug and the epidemic was brought under control in ten days.
But Fairley's main concern was malaria. Despite the experience with malaria in the Middle East, most of the troops had a poor understanding of anti-malaria precautions and few medical officers had encountered the disease. In combination with critical shortages of drugs and anti-malarial supplies such as netting, insecticides and repellents, the result was a medical disaster. In the 13-week period from 31 October 1942 to 1 January 1943, the Army reported 4,137 battle casualties, but 14,011 casualties from tropical diseases, of which 12,240 were from malaria. The government grimly contemplated disbanding divisions to replace malaria casualties. "Our worst enemy in New Guinea," General Blamey declared, "is not the Nip—it’s the bite."
This caused Blamey to despatch a medical mission headed by Fairley to the United States and the United Kingdom in September 1942 to present the Army's case for a more adequate and equitable share of anti-malarial supplies. The mission was successful. Fairley was able to secure supplies and expedite the delivery of those that were already on order but held up for lack of shipping or priority. In bringing the problem to the attention of the highest allied military and civil authorities overseas, he lifted the global profile and priority of malaria control measures.
It was calculated that Allied requirements for atebrin would be 200 long tons (200 t) per annum, of which 50 long tons (51 t) would be manufactured in the United Kingdom and 150 long tons (150 t) in the United States. American production in 1942 was estimated at 60 tons but efforts were soon under way to increase production. The possibility of producing atebrin in Australia was considered, but the drug was complicated to synthesise and required little shipping space, although steps were taken to produce mosquito repellent. As in the Middle East, the Army relied on a combination of quinine, atebrin and plasmoquine (QAP) to cure malaria. The United States and United Kingdom agreed to each produce two tons of plasmoquine each per annum. The requested drugs and supplies began arriving in December 1942.
As "one of the reasons for the lamentable record in malaria control in 1942 and early 1943 was the absence of medical authority at the level of the theatre commander's headquarters", Fairley suggested that there be a body responsible for co-ordinating the activities of all allied forces in the South West Pacific Area. General Blamey took the matter up with the General Douglas MacArthur, the Supreme Commander. MacArthur, who had himself suffered an attack of malaria back in 1904 (and a serious relapse the next year), created the Combined Advisory Committee on Tropical Medicine, Hygiene and Sanitation with Colonel Fairley as its chairman in March 1943. After its first meeting, Fairley met with MacArthur, who emphasised that he did not wish the committee to concern itself with matters of academic interest but to make concrete recommendations on essential medical matters. The committee proceeded to make a series of recommendations regarding training, discipline, equipment, procedures and priorities, which then went out as GHQ orders to all commands.
Fairley's proposed use of atebrin as a prophylactic agent was accepted and Fairley switched the Australian Army over to using atebrin as a prophylaxis instead of quinine in March 1943. The most acute problem at this time was a shortage of atebrin. The Australian Army had only seven weeks' stock was on hand in March 1943 and US forces in both the South West Pacific and South Pacific Area were drawing on Australian Army stocks as they had not yet received adequate stocks of their own. The drug is also a dye, and had the known side effect of making the skin and eyeballs of the user go yellow in colour after repeated use but this was an acceptable drawback in wartime. Prolonged use could cause lichen planus and psychosis in rare cases, but atebrin still turned out to be much safer than quinine. Blackwater fever—which had a mortality rate of 25%—disappeared entirely.
Fairley was acutely aware that much remained unknown about malaria. In particular, he was interested in the possibility that sulphaguanidine (or a related sulphonamide) might be a causal prophylactic against malaria, as they could be manufactured in Australia, unlike atebrin and plasmoquine. Fairley decided to establish a unit in Cairns to investigate malaria. The LHQ Medical Research Unit commenced work in June 1943.
Fairley travelled to New Guinea at the end of June 1943 and arranged for Plasmodium falciparum cases to be evacuated to Cairns for treatment. As the flight time from Port Moresby to Cairns was only a few hours, this was considered safe, but since the disease can be fatal if not treated promptly, Fairley was concerned lest the cases be delayed for some reason. Movement Control suggested that a special priority be allocated to such cases, and Major General Frank Berryman suggested calling it priority Neil after Fairley himself. Because movement priorities had to have five letters, an extra L was added on the end. Priority Neill soon came to be applied to the entire Cairns project.
The LHQ Medical Research Unit used human test subjects, all volunteers drawn from the Australian Army, including a small but notable group of 'Dunera Boys' (Jewish refugees) from the 8th Employment Company. The volunteers were infected with strains of malaria from infected mosquitoes, or from the blood of other test subjects, which was then treated with various drugs. The volunteers were rewarded with three weeks' leave and a certificate of appreciation signed by General Blamey. The LHQ Medical Research Unit researched quinine, sulphonamides, atebrin, plasmoquine, and paludrine.
In June 1944, a conference was held at Atherton, Queensland on "Prevention of Disease in Warfare". Chaired by Lieutenant General Vernon Sturdee, the commander of the First Army, it was attended by key corps and division commanders. Fairley, who had been promoted to brigadier in February 1944, described the results of the work at Cairns on anti-malarial drugs; other officers described practical measures that could be taken to reduce the toll of disease on the men. The Director General of Medical Services, Major General S. R. (Ginger) Burston, told the senior commanders "the ball is in your court".
Using draconian drills that required officers to place atebrin tablets in their men's mouths, the army attempted to reduce the incidence of malaria to zero. For the most part they were successful but in the Aitape-Wewak campaign the 6th Division suffered an epidemic of malaria despite its best efforts. Fairley was urgently recalled from a tour of South East Asia Command and given orders by General Blamey to personally proceed to Wewak and investigate the situation. A special section was formed from the LHQ Medical Research Unit to assist the 6th Division and certain relapsing personnel were evacuated to Cairns. The epidemic was ultimately brought under control by doubling the dosage of atebrin. Fairley was forced to confront the fact—confirmed by research at Cairns—that an atebrin-resistant strain of malaria had arisen. The ability of malaria to develop resistant strains would have profound implications in the post-war world.
## Later life
After the war Australian medical research was substantially reorganised, but Fairley joined the ranks of senior Australian medical scientists who spent the remainder of their professional lives in Britain. In London he became consulting physician to the Hospital for Tropical Diseases and Wellcome Professor of Tropical Medicine at the London School of Hygiene and Tropical Medicine. His early post war research was a continuation of his wartime work on malaria. He became seriously ill in 1948 and his health steadily declined thereafter, forcing him to resign his professorship. He retained his practice and membership of numerous committees, becoming an "elder statesman" of tropical medicine. In recognition of his service to tropical medicine, he was created a Knight Commander of the Order of the British Empire on 8 June 1950.
Fairley's declining health prompted him to leave London and move to The Grove, Sonning, Berkshire, where he died on 19 April 1966, and was buried in the graveyard of St Andrew's Church, Sonning. He was survived by his wife and their two sons, who were both medical doctors, and also by the son of his first marriage, who had become an Australian Army officer. His son Gordon Hamilton-Fairley, a renowned oncologist, was killed by a Provisional Irish Republican Army bomb on 22 October 1975.
Sir William Dargie painted a portrait of Fairley in 1943, which is in the possession the Fairley family. A later 1960 portrait by Dargie, together with a 1945 one by Nora Heysen, is in the Australian War Memorial. Neither is on display, although the latter can be viewed online. A 1954 Dargie portrait of Queen Elizabeth II painted while Dargie was staying at Fairley's home at 81 Duke Street, Grosvenor Square, in London, and subsequently given to Fairley, was sold at auction to the National Museum of Australia in 2009 for \$120,000. Fairley's papers were in the Basser Library at the Australian Academy of Science from 1975 until 2019. In November 2019 they were transferred to the Australian War Memorial. He is commemorated by the Neil Hamilton Fairley Overseas Clinical Fellowship, which provides full-time training in Australia and overseas in areas of clinical research including the social and behavioural sciences.
## Medical awards and prizes
- 1920 Dublin Research Prize
- 1921 David Syme Research Prize and Medal
- 1931 Chalmers Medal for Research in Tropical Medicine
- 1945 Bancroft Memorial Medal
- 1946 Richard Pierson Strong Medal, American Foundation of Tropical Medicine
- 1947 Cameron Prize for Therapeutics of the University of Edinburgh
- 1948 Moxon Medal, Royal College of Physicians
- 1949 Mary Kingsley Medal, Liverpool School of Tropical Medicine
- 1950 Manson Medal, Royal Society of Tropical Medicine and Hygiene
- 1951 James Cook Medal, Royal Society of NSW
- 1957 Buchanan Medal, Royal Society of London
Source:
|
17,711,102 |
Saint-Sylvestre coup d'état
| 1,172,039,089 |
1965–1966 coup d'état in the Central African Republic
|
[
"1960s coups d'état and coup attempts",
"1965 in the Central African Republic",
"1966 in the Central African Republic",
"Conflicts in 1965",
"Conflicts in 1966",
"December 1965 events in Africa",
"Government of the Central African Republic",
"January 1966 events in Africa",
"Military coups in the Central African Republic"
] |
The Saint-Sylvestre coup d'état was a coup d'état staged by Jean-Bédel Bokassa, commander-in-chief of the Central African Republic (CAR) army, and his officers against the government of President David Dacko on 31 December 1965 and 1 January 1966. Dacko, Bokassa's cousin, took over the country in 1960, and Bokassa, an officer in the French army, joined the CAR army in 1962. By 1965, the country was in turmoil—plagued by corruption and slow economic growth, while its borders were breached by rebels from neighboring countries. Dacko obtained financial aid from the People's Republic of China, but despite this support, the country's problems persisted. Bokassa made plans to take over the government; Dacko was made aware of this, and attempted to counter by forming the gendarmerie headed by Jean Izamo, who quickly became Dacko's closest adviser.
With the aid of Captain Alexandre Banza, Bokassa started the coup New Year's Eve night in 1965. First, Bokassa and his men captured Izamo, locking him in a cellar at Camp de Roux. Bokassa's men then occupied the capital, Bangui, and overpowered the gendarmerie and other resistance. After midnight, Dacko headed back to the capital, where he was promptly arrested, forced to resign from office and then imprisoned at Camp Kassaï. According to official reports, eight people were killed during the takeover. By the end of January 1966, Izamo was tortured to death, but Dacko's life was spared because of a request from the French government, which Bokassa was trying to satisfy. Bokassa justified the coup by claiming he had to save the country from falling under the influence of communism, and cut off diplomatic relations with China. In the early days of his government, Bokassa dissolved the National Assembly, abolished the Constitution and issued a number of decrees, banning begging, female circumcision, and polygamy, among other things. Bokassa initially struggled to obtain international recognition for the new government. However, after a successful meeting with the president of Chad, Bokassa obtained recognition of the regime from other African nations, and eventually from France, the former colonial power.
Bokassa's right-hand man Banza attempted his own coup in April 1969, but one of his co-conspirators informed the president of the plan. Banza was put in front of a military tribunal and sentenced to death by firing squad. Dacko, who remained in isolation at Camp de Roux, sent a letter to the Chinese ambassador in Brazzaville in June 1969, which Bokassa intercepted. Bokassa charged Dacko with threatening state security and transferred him to the infamous Ngaragba Prison, where many prisoners taken captive during the coup were still being held. A local judge convinced Bokassa that there was a lack of evidence to convict Dacko, who was instead placed under house arrest. In September 1976, Dacko was named personal adviser to the president; the French government later convinced him to take part in a coup to overthrow Bokassa, who was under heavy criticism for his ruthless dictatorial rule. This coup was carried out on 20 and 21 September 1979, when Dacko became president again, only to be overthrown in another coup two years later.
## Background
In 1958, after the French Fourth Republic began to consider granting independence to most of its African colonies, nationalist leader Barthélemy Boganda met with Prime Minister Charles de Gaulle to discuss terms for the independence of Oubangui-Chari, a French colonial territory which later became the Central African Republic (CAR). De Gaulle accepted his request, and on 1 December 1958, Boganda declared the establishment of the autonomous CAR, with full independence to follow soon. He became the autonomous territory's first Prime Minister. However, he was killed in a plane crash on 29 March 1959, while en route to the capital, Bangui. National elections held on 5 April, which were handily won by Boganda's party, Movement for the Social Evolution of Black Africa (MESAN).
Dacko, with the backing of the French High Commissioner, the Bangui Chamber of Commerce, and Boganda's widow, offered himself as a candidate to lead the Council of Government. Goumba was hesitant to divide the populace, and after a month in power conceded the presidency to Dacko. Dacko became consumed with administrative work and, though he had initially retained Goumba as Minister of State, dismissed him after several months. In 1960 Goumba founded a new political party, the Democratic Evolution Movement of Central Africa (MEDAC), and claimed it carried the ideals of Boganda and MESAN. Frightened by its rapid growth, Dacko declared his intent to revive MESAN. The Central African Republic received its full independence from France on 13 August 1960. Dacko pushed several measures through the Assembly which invested him as President of the Republic and head of state, and gave the government wide authority to suppress political opposition. By 1962 he had arrested Goumba and declared MESAN the sole party of the state. Goumba was eventually given a moderate sentence and subsequently permitted to move to France to complete his education.
On 1 January 1962, Dacko's cousin, Jean-Bédel Bokassa, left the French Army and joined the military forces of the CAR with the rank of battalion commandant. Dacko appointed him Chief of Staff of the Central African Army on 1 December 1964.
Bokassa sought recognition for his status as the army's leader; he frequently appeared in public wearing all his military decorations, and in ceremonies often tried to sit next to President Dacko to hint at his importance in the government. Bokassa constantly involved himself in heated arguments with Jean-Paul Douate, the government's chief of protocol, who admonished him for not following the correct order of seating at presidential tables. At first, Dacko found his cousin's antics for power and recognition amusing. Despite the recent rash of African military coups, Dacko publicly dismissed the possibility that Bokassa would someday try to take control of the country. At a state dinner, he said, "Colonel Bokassa only wants to collect medals and he is too stupid to pull off a coup d'état". Other members of Dacko's cabinet saw Bokassa as a major threat to the regime. Jean-Arthur Bandio, the minister of interior, recommended that Bokassa be brought into the cabinet, which he hoped would both satisfy the colonel's desire for recognition and break his connections with the army. To prevent the possibility of a military coup, Dacko created the gendarmerie, an armed police force of 500, headed by Jean Izamo, and a 120-member presidential security guard, led by Prosper Mounoumbaye.
## Origins
Dacko's government faced a number of problems during 1964 and 1965: the economy experienced stagnation, the bureaucracy started to fall apart, and the country's boundaries were constantly breached by Lumumbists from the south and Sudanese militants from the east. Under pressure from radicals in MESAN and in an attempt to cultivate alternative sources of support and display his independence in foreign policy, Dacko established diplomatic relations with the People's Republic of China (PRC) in September 1964. A delegation led by Meng Yieng and agents of the Chinese government toured the country, showing Communist propaganda films. Soon after, the PRC gave the CAR an interest-free loan of one billion CFA francs; however, the aid failed to prevent the prospect of a financial collapse for the country. Another problem which plagued the government was widespread corruption. Bokassa felt that he needed to take over the CAR government to remove the influence of Communism and solve all the country's problems. According to Samuel Decalo, a scholar on African government, Bokassa's personal ambitions likely played the most important role in his decision to launch a coup against the government.
Dacko sent Bokassa to Paris as part of a delegation for the Bastille Day celebrations in July 1965. After attending a 23 July ceremony to mark the closing of a military officer training school he had attended decades earlier, Bokassa planned to return to the CAR. However, Dacko had forbidden his return, and Bokassa spent the next few months trying to obtain the support of friends in the French and Central African armed forces for his return. Dacko eventually yielded to pressure and allowed Bokassa back in October.
Tensions between Dacko and Bokassa increased. In December, Dacko approved a budget increase for Izamo's gendarmerie, but rejected the budget proposal for Bokassa's army. The budget debate was fractious, and led to a rupture in relations between Izamo and Bokassa. At this point, Bokassa told friends he was annoyed by Dacko's treatment and was "going for a coup d'état". Dacko planned to replace Bokassa with Izamo as his personal military adviser, and wanted to promote army officers loyal to the government, while demoting Bokassa and his close associates. He hinted at his intentions to elders of the Bobangui village, who informed Bokassa of the plan in turn. Bokassa realized he had to act against Dacko quickly, and worried that his 500-man army would be no match for the gendarmerie and the presidential guard. He was also concerned the French would intervene to aid Dacko, as had occurred after the 23 February 1964 coup d'état in Gabon against President Léon M'ba. After receiving word of the coup from the country's vice president, officials in Paris sent paratroopers to Gabon in a matter of hours and M'ba was quickly restored to power. Meanwhile, Izamo made plans to kill Bokassa and overthrow Dacko.
Bokassa found substantive support from his co-conspirator, Captain Alexandre Banza, who was commander of the Camp Kassaï military base in northeast Bangui, and, like Bokassa, had served in the French army in posts around the world. Banza was an intelligent, ambitious and capable man who played a major role in planning the coup. By late December, rumours of coup plots were circulating among officials in the capital. Dacko's personal advisers alerted him that Bokassa "showed signs of mental instability" and needed to be arrested before he sought to bring down the government, but Dacko did not act upon such advice.
## Coup d'état on 31 December and 1 January
Early in the evening of 31 December 1965, Dacko left the Palais de la Renaissance to visit one of his ministers' plantations southwest of the capital. Izamo phoned Bokassa to invite him to a New Year's Eve cocktail party. Bokassa had been warned that this was a trap to arrest him, and instead requested that Izamo first go to Camp de Roux to sign some papers that needed to be reviewed before the year ended. Izamo reluctantly agreed and traveled in his wife's car to the camp, arriving at about 19:00. Upon arrival, he was confronted by Banza and Bokassa, who informed him of the coup in progress. When asked if he would support the coup, Izamo said no, leading Bokassa and Banza to overpower him and hold him in a cellar. At 22:30, Captain Banza gave orders to his officers to begin the coup: one of his captains was to subdue the security guard in the presidential palace, while the other was to take control of Radio-Bangui to prevent communication between Dacko and his followers.
Shortly after midnight on 1 January 1966, Bokassa and Banza organized their troops and told them of their plan to take over the government. Bokassa claimed that Dacko had resigned from the presidency and given the position to his close advisor Izamo, then told the soldiers that the gendarmerie would take over the CAR army, which had to act now to keep its position. He then asked the soldiers if they would support his course of action; the men who refused were locked up. At 00:30, Bokassa and his supporters left Camp de Roux to take over the capital. They encountered little resistance and were able to take Bangui. A nightguard was shot and killed at the radio station after attempting to hold off soldiers with a bow and arrows. Troops also secured the residences of the government ministers, pillaged them, and took the ministers to a military camp. Bokassa and Banza then rushed to the Palais de la Renaissance, where they tried to arrest Dacko, who was nowhere to be found. Bokassa began to panic, as he believed the president had been warned of the coup in advance, and immediately ordered his soldiers to search for Dacko in the countryside until he was found. To forestall a potential intervention by French troops stationed in Fort-Lamy, Chad, the putschists blocked the runway at Bangui Airport with trucks and barrels. A roadblock was also erected in the capital, and a French national was killed while trying to pass through it.
Dacko was not aware of the events taking place in the capital. After leaving his minister's plantation near midnight, he headed to Simon Samba's house to ask the Aka Pygmy leader to conduct a year-end ritual. After an hour at Samba's house, he was informed of the coup in Bangui. According to Titley, Dacko then left for the capital, in hopes of stopping the coup with the help of loyal members of the gendarmerie and French paratroopers. Others like Thomas E. O'Toole, professor of sociology and anthropology at St. Cloud State University, believed that Dacko was not trying to mount a resistance, instead he was planning on resigning and handing power over to Izamo. According to Pierre Kalck, Dacko was attempting to flee to his native district. In any case, Dacko was arrested by soldiers patrolling Pétévo Junction, on the western border of the capital. He was taken back to the presidential palace, where Bokassa hugged the president and told him, "I tried to warn you—but now it's too late". President Dacko was taken to Ngaragba Prison in east Bangui at around 02:00. In a move that he thought would boost his popularity in the country, Bokassa ordered prison director Otto Sacher to release all prisoners in the jail. Bokassa then took Dacko to Camp Kassaï at 03:20, where the president was forced to resign from office. Later, Bokassa's officers announced on Radio-Bangui that the Dacko government had been toppled and Bokassa had taken over control. In the morning, Bokassa addressed the public via Radio-Bangui (in French):
> Central Africans! Central Africans! This is Colonel Bokassa speaking to you. Since 3:00 am this morning, your army has taken control of the government. The Dacko government has resigned. The hour of justice is at hand. The bourgeoisie is abolished. A new era of equality among all has begun. Central Africans, wherever you may be, be assured that the army will defend you and your property ... Long live the Central African Republic!
## Aftermath
Officially, eight people died in fighting during the coup, including former Minister of Foreign Affairs Maurice Dejean. Afterwards, Bokassa's officers went around the country, arresting Dacko's political allies and close friends, including Simon Samba, Jean-Paul Douate and 64 presidential security guards, who were all taken to Ngaragba Prison. Prosper Mounoumbaye, the director of the presidential security, fled to the Democratic Republic of the Congo. Weeks later, he was detained by the Congolese authorities and handed over to Bokassa on 23 January 1966. At Camp Kassaï, he was beaten and tortured to death, in full view of Bokassa, Banza and Dacko. Jean Izamo met a similar fate: he was transferred to Ngaragba Prison on 10 January, but was tortured to death by the month's end. President Dacko's life was spared, as Bokassa wanted international recognition for his government and France had threatened to cut off aid to the CAR if Dacko was killed. Bokassa had Dacko detained in a small room at Camp Kassaï, where he was cut off from communication with the outside world and placed on a highly restrictive diet. On 1 February, he was taken to Camp de Roux, where he remained in isolation.
In the meantime, Bokassa engaged in self-promotion before the media, showing his countrymen his French army medals, and displaying his strength, fearlessness and masculinity. In an attempt to preserve calm, he ordered all civil servants to return to their work under threat of dismissal. He formed a new government called the Revolutionary Council, invalidated the constitution and dissolved the National Assembly, calling it "a lifeless organ no longer representing the people". In his address to the nation, Bokassa claimed that the government would hold elections in the future, a new assembly would be formed, and a new constitution would be written. He also told his countrymen that he would give up his power after the communist threat had been eliminated, the economy stabilized, and corruption rooted out. President Bokassa allowed MESAN to continue functioning, but barred all other political organizations from the country. In the coming months, Bokassa imposed a number of new rules and regulations: men and women between the ages of 18 and 55 had to provide proof that they had jobs, or else they would be fined or imprisoned; begging was banned; tom-tom playing was allowed during the nights and weekends; and a "morality brigade" was formed in the capital to monitor bars and dance halls. Polygamy, dowries and female circumcision were all abolished. Bokassa also opened a public transport system in Bangui and subsidized the creation of two national orchestras.
Despite the positive changes in the country, Bokassa had difficulty obtaining international recognition for his new government. He tried to justify the coup by explaining that Izamo and communist Chinese agents were trying to take over the government and that he had to intervene to save the CAR from the influence of communism. He alleged that Chinese agents in the countryside had been training and arming locals to start a revolution, and on 6 January 1966, he expelled Chinese representatives from the country and severed diplomatic relations with China. Bokassa also stated that the coup was necessary in order to prevent further corruption in the government.
Bokassa first secured diplomatic recognition from President François Tombalbaye of neighboring Chad, whom he met in Bouca, Ouham. After Bokassa reciprocated by meeting Tombalbaye on 2 April 1966 along the southern border of Chad at Fort Archambault, the two decided to help one another if either was in danger of losing power. Soon after, other African countries began to diplomatically recognize the new government. At first, the French government was reluctant to support the Bokassa regime. The French Foreign Ministry drafted a statement of condemnation, but its release was demurred by other officials who considered Bokassa to be a Francophile. The French government eventually told its embassy officials in Bangui to work with Bokassa but refrain from treating him as a head of state. Banza went to Paris to meet with French officials to convince them that the coup was necessary to save the country from turmoil. Bokassa met with Prime Minister Georges Pompidou on 7 July 1966, but the French remained noncommittal in offering their support. After Bokassa threatened to withdraw from the franc monetary zone, President Charles de Gaulle decided to make an official visit to the CAR on 17 November 1966. To the Bokassa regime, this visit meant that the French had finally accepted the new changes in the country.
### Banza and Dacko
Alexandre Banza, who stood by Bokassa throughout the planning and execution of the coup, served as minister of finance and minister of state in the new government. Banza was successful in his efforts at building the government's reputation abroad; many believed that he would no longer accept serving as Bokassa's right-hand man. In 1967, Banza and Bokassa had a major argument regarding the country's budget, as Banza adamantly opposed Bokassa's extravagance at government events. Bokassa moved to Camp de Roux, where he felt he could safely run the government without having to worry about Banza's thirst for power. On 13 April 1968, Bokassa demoted Banza from minister of finance to minister of health, but let him remain in his position as minister of state. The following year, Banza made a number of remarks highly critical of Bokassa and his management of the economy. At this point, Bokassa realized that his minister would soon attempt to take over power in the country, so he removed him as his minister of state.
Banza revealed his intention to start a coup to Lieutenant Jean-Claude Mandaba, the commanding officer of Camp Kassaï, who promptly informed Bokassa. When he entered Camp Kassaï on 9 April 1969 (the coup was planned for that evening), Banza was ambushed, thrown into the trunk of a Mercedes and taken directly to Bokassa by Mandaba and his soldiers. At his house in Berengo, Bokassa nearly beat Banza to death before Mandaba suggested that Banza be put on trial for appearance's sake. On 12 April, Banza presented his case before a military tribunal at Camp de Roux, where he admitted to his plan, but stated that he had not planned to kill Bokassa. Nevertheless, he was sentenced to death by firing squad, taken to an open field behind Camp Kassaï, executed and buried in an unmarked grave.
Ex-President Dacko remained in isolation at Camp de Roux, where the French government, which expressed concern for his well-being, sent a military attaché to visit him. Dacko told the attaché that he had not been given anything to read for more than two years; the attaché negotiated with the prison head to get Dacko some books. However, Dacko's living conditions failed to improve, and in June 1969, Dacko sent a letter to the Chinese ambassador in Brazzaville, asking that he offer financial support to his family. The message was intercepted and handed over to Bokassa, who thought the letter was ample reason for him to get rid of Dacko. Dacko was charged with threatening state security and transferred to Ngaragba Prison. However, Bokassa dropped the charges on 14 July, after Judge Albert Kouda convinced him that there was insufficient evidence to get a conviction. Dacko stayed at the Palais de la Renaissance until his health improved, after which he was sent to live in Mokinda, Lobaye under house arrest.
Dacko remained under house arrest until he was named private adviser to President Bokassa on 17 September 1976. Bokassa dissolved the government and formed the Central African Empire, which led to increasing international criticism in the late 1970s. Dacko managed to leave for Paris, where the French convinced him to cooperate in a coup to remove Bokassa from power and restore him to the presidency. Dacko was installed as president on 21 September 1979, but was once again removed from power by his army chief of staff, André Kolingba, in a bloodless coup d'état on 1 September 1981. Bokassa was granted asylum in Côte d'Ivoire and was sentenced to death in absentia by the Criminal Court of Bangui in December 1980. An international warrant for his arrest was issued, but the Ivorian government refused to extradite him. Upon returning to the CAR on his own volition in October 1986, he was arrested. After a 90-day trial he was sentenced to death on 12 June 1987. Kolingba commuted his sentence to life imprisonment in February 1988, and then commuted it again to 20 years in prison. Kolingba later pardoned Bokassa in September 1993 and the latter was released from prison under police supervision.
|
422,111 |
Operation Flavius
| 1,158,945,493 |
1988 British anti-IRA operation in Gibraltar
|
[
"1988 in Gibraltar",
"British Army in Operation Banner",
"Conflicts in 1988",
"Deaths by firearm in Gibraltar",
"March 1988 events in Europe",
"Military of Gibraltar",
"Provisional Irish Republican Army actions in continental Europe",
"Royal Anglian Regiment",
"Special Air Service operations"
] |
Operation Flavius (also referred to as the Gibraltar killings) was a military operation in which three members of the Provisional Irish Republican Army (IRA) were shot dead by the British Special Air Service (SAS) in Gibraltar on 6 March 1988. The trio were believed to be planning a car bomb attack on British military personnel in Gibraltar. They were shot dead while leaving the territory, having parked a car. All three were found to be unarmed, and no bomb was discovered in the car, leading to accusations that the British government had conspired to murder them. An inquest in Gibraltar ruled that the authorities had acted lawfully but the European Court of Human Rights held that, although there had been no conspiracy, the planning and control of the operation was so flawed as to make the use of lethal force almost inevitable. The deaths were the first in a chain of violent events in a fourteen-day period. On 16 March, the funeral of the three IRA members was attacked, leaving three mourners dead. At the funeral of one, two British soldiers were killed after driving into the procession in error.
In late 1987, British authorities became aware of an IRA plan to detonate a bomb outside the governor's residence in Gibraltar. On the day of the shootings, known IRA member Seán Savage was seen parking a car near the assembly area for the parade; fellow members Daniel McCann and Mairéad Farrell were seen crossing the border shortly afterwards. As SAS personnel moved to intercept the three, Savage split from McCann and Farrell and ran south. Two soldiers pursued Savage while two others approached McCann and Farrell. The soldiers reported seeing the IRA members make threatening movements when challenged, so the soldiers shot them multiple times. All three were found to be unarmed, and Savage's car did not contain a bomb, though a second car, containing explosives, was later found in Spain. Two months after the shootings, the documentary "Death on the Rock" was broadcast on British television. Using reconstructions and eyewitness accounts, it presented the possibility that the three IRA members had been unlawfully killed.
The inquest into the deaths began in September 1988. The authorities stated that the IRA team had been tracked to Málaga, where they were lost by the Spanish police, and that the three did not re-emerge until Savage was seen parking his car in Gibraltar. The soldiers testified that they believed the suspected bombers had been reaching for weapons or a remote detonator. Several eyewitnesses recalled seeing the three shot without warning, with their hands up, or while they were on the ground. One witness, who told "Death on the Rock" he saw a soldier fire at Savage repeatedly while he was on the ground, retracted his statement at the inquest, prompting an inquiry into the programme which largely vindicated it. The inquest returned a verdict of lawful killing. Dissatisfied, the families took the case to the European Court of Human Rights. Delivering its judgement in 1995, the court found that the operation had been in violation of Article 2 of the European Convention on Human Rights as the authorities' failure to arrest the suspects at the border, combined with the information given to the soldiers, rendered the use of lethal force almost inevitable. The decision is cited as a landmark case in the use of force by the state.
## Background
The Provisional Irish Republican Army (IRA) aimed to establish a united Ireland and end the British administration of Northern Ireland through the use of force. The organisation was the result of a 1969 split in the Irish Republican Army; the other group, the Official IRA, ceased paramilitary activity in the 1970s. The IRA killed civilians, members of the armed forces, police, judiciary and prison service, including off-duty and retired members, and bombed businesses and military targets in both Northern Ireland and England, with the aim of making Northern Ireland ungovernable. Daniel McCann, Seán Savage, and Mairéad Farrell were, according to the journalist Brendan O'Brien, "three of the IRA's most senior activists". Savage was an explosives expert and McCann was "a high-ranking intelligence operative"; both McCann and Farrell had previously served prison sentences for offences relating to explosives.
The Special Air Service is part of the United Kingdom's special forces. The SAS was first assigned to operations in Northern Ireland in the early stages of the British Army's deployment there, but were confined to South Armagh. More widespread deployment of the SAS began in 1976, when D Squadron was committed. The SAS specialised in covert, intelligence-based operations against the IRA, using more aggressive tactics than regular army and police units.
## Build-up
From late 1987, the British authorities were aware that the IRA was planning an attack in Gibraltar. The intelligence appeared to be confirmed in November 1987, when several known IRA members were detected travelling from Belfast to Spain under false identities. MI5—the British Security Service—and the Spanish authorities became aware that an IRA active service unit (ASU) was operating from the Costa del Sol and the members of the unit were placed under surveillance. After a known IRA member was sighted at the changing of the guard ceremony at the Convent (the governor's residence) in Gibraltar, the authorities suspected that the IRA was planning to attack the British soldiers with a car bomb as they assembled for the ceremony in a nearby car park. In an attempt to confirm the IRA's intended target, the government of Gibraltar suspended the ceremony in December 1987, citing a need to repaint the guardhouse. They believed their suspicions were confirmed when the IRA member re-appeared at the ceremony in February 1988.
In the following weeks, Savage, McCann, and Farrell travelled to Málaga (90 miles [140 kilometres] along the coast from Gibraltar), where they each rented a car. Their activities were monitored and by early March, the British authorities were convinced that an IRA attack was imminent; a team from the SAS was despatched to the territory, apparently with the personal approval of the British prime minister, Margaret Thatcher. Before the operation, the SAS practised arrest techniques, while the Gibraltar authorities searched for a suitable place to hold the would-be bombers after their arrest. The plan was that the SAS would assist the Gibraltar Police in arresting the IRA members—identified by MI5 officers who had been in Gibraltar for several weeks—if they were seen parking a car in Gibraltar and then attempting to leave the territory.
## Events of 6 March
According to the official account of the operation, Savage entered Gibraltar undetected at 12:45 (CET; UTC+1) on 6 March 1988 in a white Renault 5. An MI5 officer recognised him and he was followed, but he was not positively identified for almost an hour and a half, during which time he parked the vehicle in the car park used as the assembly area for the changing of the guard. At 14:30, McCann and Farrell were observed crossing the frontier from Spain and were also followed. They met Savage in the car park at around 14:50 and a few minutes later the three began walking through the town. After the three left the car park, "Soldier G", a bomb-disposal officer, examined Savage's car and reported that the vehicle should be treated as a possible car bomb. Soldier G's suspicion was conveyed as certainty to four SAS troopers, Soldiers "A", "B", "C", and "D". Gibraltar Police Commissioner Joseph Canepa handed control of the operation to "Soldier F", the senior SAS officer, at 15:40. Two minutes later, the SAS moved to intercept the IRA operatives as they walked north on Winston Churchill Avenue towards the Spanish border. As the soldiers approached, the suspects appeared to realise that they were being followed. Savage split from the group and began heading south, brushing against "Soldier A" as he did so; "A" and "B" stayed with McCann and Farrell and Soldiers "C" and "D" followed Savage.
At the same time as the police handed control over to the SAS, they began making arrangements for the IRA members once they were in custody, including finding a police vehicle in which to transport the prisoners. A patrol car containing Inspector Luis Revagliatte and three other uniformed officers, apparently on routine patrol and with no knowledge of Operation Flavius, was ordered to return to police headquarters as a matter of urgency. The police car was stuck in heavy traffic travelling north on Smith Dorrien Avenue, close to the roundabout where it meets Winston Churchill Avenue. The official account states that at this point, Revagliatte's driver activated the siren on the police car to expedite the journey, intending to approach the roundabout from the wrong side of the road and turn the vehicle around. The siren apparently startled McCann and Farrell, just as Soldiers "A" and "B" were about to challenge them, outside the petrol station on Winston Churchill Avenue.
"Soldier A" stated at the inquest that Farrell looked back at him and appeared to realise who "A" was; "A" testified that he was drawing his pistol and intended to shout a challenge to her, but "events overtook the warning": that McCann's right arm "moved aggressively across the front of his body", leading "A" to believe that McCann was reaching for a remote detonator. "A" shot McCann once in the back; he told the inquest he believed Farrell then reached for her handbag, and that he believed Farrell may also have been reaching for a remote detonator. He shot Farrell once in the back, before returning to McCann—he shot McCann a further three times (once in the body and twice in the head). "Soldier B" testified that he reached similar conclusions to "A", and shot Farrell twice, then McCann once or twice, then returned to Farrell, shooting her a further three times. Soldiers "C" and "D" testified at the inquest that they were moving to apprehend Savage, who was by now 300 feet (91 metres) south of the petrol station, as gunfire began behind them. "Soldier C" testified that Savage turned around while simultaneously reaching towards his jacket pocket at the same time as "C" shouted "Stop!"; "C" stated that he believed Savage was reaching for a remote detonator and so opened fire. "C" shot Savage six times, while "Soldier D" fired nine times. All three IRA members died. One of the soldiers' bullets, believed to have passed through Farrell, grazed a passer-by.
Immediately after the shootings, the soldiers donned berets to identify themselves. Gibraltar Police officers, including Inspector Revagliatte and his men, began to arrive at the scene almost immediately. At 16:05, 25 minutes after assuming control, the SAS commander handed control of the operation back to the Gibraltar Police in a document stating: "A military assault force completed the military option in respect of the terrorist ASU in Gibraltar and returns control to the civil power." Soldiers and police officers evacuated buildings in the vicinity of the Convent and bomb-disposal experts were brought in. Four hours later, the authorities announced that a car bomb had been defused. The SAS personnel left Gibraltar by military aircraft the same day.
When the bodies were searched, a set of car keys was found on Farrell. Spanish and British authorities conducted enquiries to trace the vehicle, which—two days after the shootings—led them to a red Ford Fiesta in a car park in Marbella (50 miles [80 kilometres] from Gibraltar). The car contained a large quantity of Semtex surrounded by 200 rounds of ammunition, along with four detonators and two timers.
## Reaction
Within minutes, the British Ministry of Defence (MoD) said in a press release that "a suspected car bomb has been found in Gibraltar, and three suspects have been shot dead by the civilian police". That evening, both the BBC and ITN reported that the IRA team had been involved in a "shootout" with the authorities. The following morning, BBC Radio 4 reported that the alleged bomb was "packed with bits of metal and shrapnel", and later carried a statement from Ian Stewart, Minister of State for the Armed Forces, that "military personnel were involved. A car bomb was found, which has been defused". All eleven British daily newspapers reported the alleged finding of the car bomb, of which eight quoted its size as 500 pounds (230 kilograms). The IRA issued a statement later on 7 March to the effect that McCann, Savage, and Farrell were "on active service" in Gibraltar and had "access to and control over 140 pounds (64 kg)" of Semtex.
According to one case study of the incident, it "provide[d] an opportunity to examine the ideological functioning of the news media within [the Troubles]". The British broadsheet newspapers all exhibited what the authors called "ideological closure" by marginalising the IRA and extolling the SAS. Several papers focused on the size of the alleged bomb and the devastation it could have caused without questioning the government's version of events. At 15:30 (GMT) on 7 March, the foreign secretary, Sir Geoffrey Howe, made a statement to the House of Commons:
> Shortly before 1:00 p.m. yesterday, afternoon [Savage] brought a white Renault car into Gibraltar and was seen to park it in the area where the guard mounting ceremony assembles. Before leaving the car, he was seen to spend some time making adjustments in the vehicle
>
> An hour and a half later, [McCann and Farrell] were seen to enter Gibraltar on foot and shortly before 3:00 p.m., joined [Savage] in the town. Their presence and actions near the parked Renault car gave rise to strong suspicions that it contained a bomb, which appeared to be corroborated by a rapid technical examination of the car.
>
> About 3:30 p.m., all three left the scene and started to walk back towards the border. On their way to the border, they were challenged by the security forces. When challenged, they made movements which led the military personnel, operating in support of the Gibraltar Police, to conclude that their own lives and the lives of others were under threat. In light of this response, they [the IRA members] were shot. Those killed were subsequently found not to have been carrying arms.
>
> The parked Renault car was subsequently dealt with by a military bomb-disposal team. It has now been established that it did not contain an explosive device.
Press coverage in the following days, after Howe's statement that no bomb had been found, continued to focus on the act planned by the IRA; several newspapers reported a search for a fourth member of the team. Reports of the discovery of the bomb in Marbella appeared to vindicate the government's version of events and justify the killings. Several MPs made statements critical of the operation, while a group of Labour MPs tabled a condemnatory motion.
## Aftermath
The IRA notified the McCann, Savage, and Farrell families of the deaths on the evening of 6 March, and the following day publicly announced that the three were members of the IRA. A senior member of Sinn Féin, Joe Austin, was tasked with recovering the bodies. On 9 March, he and Terence Farrell (Mairéad Farrell's brother) travelled to Gibraltar to identify the bodies. Austin negotiated a charter aircraft to collect the corpses from Gibraltar and fly them to Dublin on 14 March. In 2017 it emerged that Charles Haughey had secretly requested that the Royal Air Force fly the bodies direct to Belfast, bypassing the Republic of which he was Taoiseach. Two thousand people waited to meet the coffins in Dublin, which were then driven north to Belfast. At the border, the Northern Irish authorities met the procession with a large number of police and military vehicles, and insisted on intervals between the hearses, causing tensions between police and members of the procession and leading to accusations that the police rammed Savage's hearse.
The animosity continued until the procession split to allow the hearses to travel to the respective family homes. British soldiers and police flooded the neighbourhoods to try to prevent public displays of sympathy for the dead. Later that evening, a local IRA member, Kevin McCracken, was shot and allegedly then beaten to death by a group of soldiers he had been attempting to shoot at.
The joint funeral of McCann, Farrell and Savage took place on 16 March at Milltown Cemetery in Belfast. The Royal Ulster Constabulary (RUC) agreed to maintain a minimal presence at the funeral in exchange for guarantees from the families that there would be no salute by masked gunmen. This agreement was leaked to Michael Stone, who described himself as a "freelance Loyalist paramilitary". During the burial, Stone threw grenades into the crowd and began shooting with an automatic pistol, injuring 60 people. Several mourners chased Stone, throwing rocks and shouting abuse. Stone continued shooting and throwing grenades at his pursuers, killing three of them. He was eventually captured after being chased onto a road and the pursuers beat him until the RUC arrived to extract and arrest him.
The funeral of Caoimhín Mac Brádaigh (Kevin Brady), the third and last of the Milltown attack victims to be buried, was scheduled for 19 March. As his cortège proceeded along Andersontown Road, a car driven by two undercover British Army corporals, David Howes and Derek Wood, sped past stewards and drove into the path of the cortège. The corporals attempted to reverse, but were blocked in and a hostile crowd surrounded their car. As members of the crowd began to break into the vehicle, one of the corporals drew and fired a pistol, which momentarily subdued the crowd, before both men were dragged from the car, beaten and disarmed. A local priest intervened to stop the beating, but was pulled away when a military identity card was found, raising speculation that the corporals were SAS members. The two were bundled into a taxi, driven to waste ground by IRA members and beaten further. Six men were seen leaving the vehicle. Another IRA man arrived with a pistol taken from one of the soldiers, with which he repeatedly shot the corporals before handing the weapon to another man, who shot the corporals' bodies multiple times. Margaret Thatcher described the corporals' killings as the "single most horrifying event in Northern Ireland" during her premiership.
The corporals' shootings sparked the largest criminal investigation in Northern Ireland's history, which created fresh tension in Belfast as republicans saw what they believed was a disparity in the efforts the RUC expended in investigating the corporals' murders compared with those of republican civilians. Over four years, more than 200 people were arrested in connection with the killings, of whom 41 were charged with a variety of offences. The first of the so-named Casement Trials concluded quickly; two men were found guilty of murder and given life sentences in the face of overwhelming evidence. Of the trials that followed, many proved much more controversial.
## "Death on the Rock"
On 28 April 1988, almost two months after the Gibraltar shootings, ITV broadcast an episode of its current affairs series This Week, titled "Death on the Rock". This Week sent three journalists to investigate the circumstances surrounding the shootings in Spain and Gibraltar. Using eyewitness accounts, and with the cooperation of the Spanish authorities, the documentary reconstructed the events leading up to the shootings; the Spanish police assisted in the reconstruction of the surveillance operation mounted against the IRA members in the weeks before 6 March, and the journalists hired a helicopter to film the route. In Gibraltar, they located several new eyewitnesses to the shootings, who each said they had seen McCann, Savage, and Farrell shot without warning or shot after they had fallen to the ground; most agreed to be filmed and provided signed statements. One witness, Kenneth Asquez, provided two near-identical statements through intermediaries, but refused to meet with the journalists or sign either statement. The journalists eventually incorporated his account of seeing Savage shot while on the ground into the programme.
For technical advice, the journalists engaged Lieutenant Colonel George Styles, a retired British Army officer who was regarded as an expert in explosives and ballistics. Styles believed that it would have been obvious to the authorities that Savage's car did not contain a bomb as the weight would have been evident on the vehicle's springs; he also believed that a remote detonator could not have reached the car park from the scenes of the shootings given the number of buildings and other obstacles between the locations. The government refused to comment on the shootings until the inquest, so the documentary concluded by putting its evidence to a leading human rights lawyer, who opined that a judicial inquiry was necessary to establish the facts surrounding the shootings.
Two days before the programme was scheduled for broadcast, Sir Geoffrey Howe telephoned the chairman of the Independent Broadcasting Authority (IBA) to request that the authority delay the broadcast until after the inquest on the grounds that it risked prejudicing the proceedings. After viewing the programme and taking legal advice, the IBA decided on the morning of 28 April that "Death on the Rock" should be broadcast as scheduled. Howe made further representation that the documentary would be in contempt of the inquest, but the IBA upheld its decision.
The programme was broadcast at 9pm on 28 April and attracted considerable controversy. The following morning, the British tabloid newspapers lambasted the programme, describing it as a "slur" on the SAS and "trial by television"; several criticised the IBA for allowing the documentary to be broadcast. Over the following weeks, newspapers repeatedly printed stories about the documentary's witnesses, in particular Carmen Proetta, who reported seeing McCann and Farrell shot without warning by soldiers who arrived in a Gibraltar Police car. Proetta sued several newspapers for libel and won substantial damages. The Sunday Times conducted its own investigation and reported that "Death on the Rock" had misrepresented the views of its witnesses; those involved later complained to other newspapers that The Sunday Times had distorted their comments.
## Inquest
Unusually for Gibraltar, there was a long delay between the shootings and the setting of a date for the inquest (the usual method for investigating sudden or controversial deaths in parts of the United Kingdom and its territories); eight weeks after the shootings, the coroner, Felix Pizzarello, announced that the inquest would begin on 27 June 1988. Two weeks later (unknown to Pizzarello), Margaret Thatcher's press secretary announced that the inquest had been indefinitely postponed.
The inquest began on 6 September. Pizzarello presided over the proceedings, while eleven jurors evaluated the evidence; representing the Gibraltar government was Eric Thislewaite, the Gibraltar attorney general. The interested parties were represented by John Laws, QC (for the British government), Michael Hucker (for the SAS personnel), and Patrick McGrory (for the families of McCann, Farrell, and Savage). Inquests are non-adversarial proceedings aimed at investigating the circumstances of a death; the investigation is conducted by the coroner, while the representatives of interested parties can cross-examine witnesses. Where the death occurred through the deliberate action of another person, the jury can return a verdict of "lawful killing", "unlawful killing", or an "open verdict"; though inquests cannot apportion blame, in the case of a verdict of unlawful killing the authorities will consider whether any prosecutions should be brought.
The soldiers and MI5 officers gave their evidence anonymously and from behind a screen. As the inquest began, observers including Amnesty International expressed concern that McGrory was at a disadvantage, as all of the other lawyers were privy to the evidence of the SAS and MI5 personnel before it was given. The cost of the transcript for each day's proceedings was increased ten-fold the day before the inquest began. The inquest heard from 79 witnesses, including police, MI5, and SAS soldiers as well as technical experts and eyewitnesses.
### Police, military, and MI5 witnesses
The first witnesses to testify were Gibraltar Police officers. Following them was "Mr O", the senior MI5 officer in charge of Operation Flavius. "O" told the inquest that, in January 1988, Belgian authorities found a car being used by IRA operatives in Brussels. In the car were found a quantity of Semtex, detonators, and equipment for a radio detonation device, which led MI5 to the conclusion that the IRA might use a similar device for the planned attack in Gibraltar. MI5 believed that the IRA had been unlikely to use a "blocking car" (an empty vehicle used to hold a parking space until the bombers bring in the vehicle containing the explosives) as this entailed the added risk of multiple border crossings. "O" told the coroner that McCann, Savage, and Farrell had been observed by Spanish authorities arriving at Málaga Airport but had been lost shortly afterwards and were not detected crossing into Gibraltar.
Canepa told the inquest that (contrary to McGrory's assertions) there had been no conspiracy to kill McCann, Savage, and Farrell. He stated that, upon learning of the IRA plot from MI5, he set up an advisory committee consisting of MI5, military, and police personnel. As events developed, the committee decided that the Gibraltar Police was not adequately equipped to counter the IRA threat, and Canepa requested assistance from London. The commissioner gave assurances that he had been in command of the operation against the IRA at all times, except for the 25 minutes of the military operation. In his cross-examination, McGrory queried the level of control the commissioner had over the operation; he extracted from Canepa that the commissioner had not requested assistance from the SAS specifically. Canepa agreed with "O" that the Spanish police had lost track of the IRA team, and that Savage's arrival in Gibraltar took the authorities by surprise. Although a police officer was stationed in an observation post at the border with instructions for alerting other officers to the arrival of the IRA team, Canepa told the inquest that the officer had been looking for the three IRA members arriving at once. He told McGrory he was "unsure" whether or not the officer had the details of the false passports the trio were travelling under.
The officer from the observation post denied knowing the pseudonyms under which the IRA members were travelling. On cross-examination, he acknowledged having been provided with the pseudonyms at a briefing the night before the shootings. Detective Chief Inspector Joseph Ullger, head of the Gibraltar Police Special Branch, told the coroner that the Spanish border guards had let Savage through out of carelessness, while the regular border officials on the Gibraltar side had not been told to look for the IRA team.
"Soldier F", a British Army colonel who was in command of the SAS detachment, testified next, followed by "Soldier E", a more junior officer who was directly responsible for the soldiers. The inquest then heard from the soldiers involved. The SAS personnel all told the coroner that they had been briefed to expect the would-be bombers to be in possession of a remote detonator, and that they had been told that Savage's car definitely contained a bomb. Each soldier testified that the IRA team made movements which the soldiers believed to be threatening, and this prompted them to open fire. McGrory asked about the SAS's policy on lethal force during cross-examination; he asked "Soldier D" about allegations that Savage was shot while on the ground, something "D" strenuously denied, though he stated that he had intended to continue shooting Savage until he was dead.
Several Gibraltar Police officers gave evidence about the aftermath of the shootings and the subsequent police investigation. Immediately after the shootings, the soldiers' shell casings were removed from the scene (making it difficult to assess where the soldiers were standing when they fired); two Gibraltar Police officers testified to collecting the casings, one for fear that they might be stolen and the other on the orders of a superior. Other witnesses revealed that the Gibraltar Police had lost evidence and that the soldiers did not give statements to the police until over a week after the shootings.
### Civilian witnesses
One of the first civilian witnesses was Allen Feraday, the principal scientific officer at the Royal Armaments Research and Development Establishment. He suggested that a remote detonator could reach from the scenes of the shootings to the car park in which Savage had left the white Renault and beyond. On cross-examination, he stated that the aerial on the Renault was not the type he would expect to be used for receiving a detonation signal and that the IRA had not been known to use a remote-detonated bomb without a line of sight to their target. The following day, "Soldier G" told the coroner that he was not an explosives expert, and that his assessment of Savage's car was based on his belief that the vehicle's aerial looked "too new". McGrory called Dr Michael Scott, an expert in radio-controlled detonation, who disagreed with government witnesses that a bomb at the assembly area could have been detonated from the petrol station, having conducted tests prior to testifying. The government responded by commissioning its own tests, which showed that radio communication between the petrol station and the car park was possible, but not guaranteed.
Professor Alan Watson, a British forensic pathologist, carried out a post-mortem examination of the bodies. Watson arrived in Gibraltar the day after the shootings, by which time the bodies had been taken to the Royal Navy Hospital; he found that the bodies had been stripped of their clothing (causing difficulties in distinguishing entry and exit wounds), that the mortuary had no X-ray machine (which would have allowed Watson to track the paths of the bullets through the bodies), and that he was refused access to any other X-ray machine. After the professor returned to his home in Scotland, he was refused access to the results of blood tests and other evidence which had been sent for analysis and was dissatisfied with the photographs taken by the Gibraltar Police photographer who had assisted him. At the inquest, McGrory questioned the lack of assistance given to the pathologist, which Watson told him was "a puzzle".
Watson concluded that McCann had been shot four times—once in the jaw (possibly a ricochet), once in the head, and twice in the back; Farrell was shot five times (twice in the face and three times in the back). Watson was unable to determine exactly how many times Savage was shot—he estimated that it was possibly as many as eighteen times. Watson agreed with McGrory's characterisation that Savage's body was "riddled with bullets", stating "I concur with your word. Like a frenzied attack", a statement which made headlines the following morning. Watson suggested that the deceased were shot while on the ground; a second pathologist called by McGrory offered similar findings. Two weeks later, the court heard from David Pryor—a forensic scientist working for London's Metropolitan Police—who had analysed the IRA members' clothes. His analysis was hampered by the condition of the clothing. Pryor offered evidence which contradicted Soldiers "A" and "B" about their proximity to McCann and Farrell when they opened fire—the soldiers claimed they were at least six feet (1.8 metres) away, but Pryor's analysis was that McCann and Farrell were shot from a distance of no more than two or three feet (0.6 or 0.9 metres).
Several eyewitnesses gave evidence. Three witnessed parts of the shootings and gave accounts which supported the official version of events—in particular, they did not witness the SAS shooting any of the suspects while they were on the floor. Witnesses from "Death on the Rock" also appeared—Stephen Bullock repeated his account of seeing McCann and Savage raise their hands before the SAS shot them; Josie Celecia repeated her account of seeing a soldier shooting at McCann and Farrell while the pair were on the ground. Hucker pointed out that parts of Celecia's testimony had changed since she spoke to "Death on the Rock", and suggested that the gunfire she heard was from the shooting of Savage rather than sustained shooting of McCann and Farrell while they were on the ground, a suggestion Celecia rejected. The SAS's lawyer observed that she was unable to identify the military personnel in photographs her husband had taken. Maxie Proetta told the coroner that he had witnessed four men (three in plain clothes and one uniformed Gibraltar Police officer) arriving opposite the petrol station on Winston Churchill Avenue; the men jumped over the central reservation barrier and Farrell put her hands up, after which he heard a series of shots. In contrast to his wife's testimony, he believed that Farrell's gesture was one of self-defence rather than surrender, and he believed that the shots he heard did not come from the men from the police car. The government lawyers suggested that the police car was driven by Inspector Revagliatte and carrying four uniformed police officers, but Proetta was adamant that the lawyers' version did not make sense. His wife gave evidence the following day. Contrary to her statement to "Death on the Rock", Carmen Proetta was no longer certain that she had seen McCann and Farrell shot while on the ground. The government lawyers questioned the reliability of Proetta's evidence based on her changes, and implied that she behaved suspiciously by giving evidence to "Death on the Rock" before the police. She responded that the police had not spoken to her about the shootings until after "Death on the Rock" had been shown.
Asquez, who provided an unsworn statement to the "Death on the Rock" team through an intermediary, reluctantly appeared. He retracted his statements to "Death on the Rock", which he claimed he had made up after "pestering" from Major Bob Randall (another "Death on the Rock" witness, who had sold the programme a video recording of the aftermath of the shootings). The British media covered Asquez's retraction extensively, while several members of parliament accused Asquez of lying for the television (and "Death on the Rock" of encouraging him) in an attempt to discredit the SAS and the British government. Asquez could not explain why his original statement mentioned the Soldiers "C" and "D" donning berets, showing identity cards, and telling members of the public "it's okay, it's the police" after shooting Savage (details which were not public before the inquest).
### Verdict
The inquest concluded on 30 September, and Laws and McGrory made their submissions to the coroner regarding the instructions he should give to the jury (Hucker allowed Laws to speak on his behalf). Laws asked the coroner to instruct the jury not to return a verdict of "unlawful killing" on the grounds that there had been a conspiracy to murder the IRA operatives. He allowed for the possibility that the SAS personnel had individually acted unlawfully. McGrory, on the other hand, asked the coroner to allow for the possibility that the British government had conspired to murder McCann, Savage, and Farrell, which he believed was evidenced by the decision to use the SAS for Operation Flavius. The decision, according to McGrory was
> wholly unreasonable and led to a lot of what happened afterwards ... it started a whole chain of unreasonable decisions which led to the three killings, which I submit were unlawful and criminal killings.
When the coroner asked McGrory to clarify whether he believed there had been a conspiracy to murder the IRA operatives, he responded
> that the choice of the SAS is of great significance ... If the killing of the ASU was, in fact, contemplated by those who chose the SAS, as an act of counter-terror or vengeance, that steps outside the rule of law and it was murder ... and that is a matter for the jury to consider.
Pizzarello then summarised the evidence for the jury and instructed them that they could return a verdict of unlawful killing under any of five circumstances, including if they were satisfied that there had been a conspiracy within the British government to murder the three suspected terrorists. He also urged the jury to return a conclusive verdict, rather than the "ambiguity" of an open verdict, and forbade them to make recommendations or add a rider. By a majority of nine to two, they returned a verdict of lawful killing.
Six weeks after the inquest, a Gibraltar Police operations order was leaked. The document listed Inspector Revagliatte as the commander of two police firearms teams assigned to the operation. In February 1989, British journalists discovered that the IRA team operating in Spain must have contained more members than the three killed in Gibraltar. The staff at the agencies from which the team rented their vehicles gave the Spanish police descriptions which did not match McCann, Savage, or Farrell and Savage's car was rented several hours before he arrived in Spain.
It emerged that the Spanish authorities knew where McCann and Savage were staying. A senior Spanish police officer repeatedly told journalists that the IRA cell had been under surveillance throughout their time in Spain, and that the Spanish told the British authorities that they did not believe that the three were in possession of a bomb on 6 March. Although the Spanish government did not comment, it honoured 22 police officers involved in the operation at a secret awards ceremony in December 1988, and a Spanish government minister told a press conference in March 1989 that "we followed the terrorists. They were completely under our control". The same month, a journalist discovered that the Spanish side of the operation was conducted by the Foreign Intelligence Brigade rather than the local police as the British government had suggested. The Independent and Private Eye conjectured as to the reason for the Spanish government's silence—in 1988, Spain was attempting to join the Western European Union, but was opposed by Britain; the papers' theory was that Margaret Thatcher's government dropped its opposition in exchange for the Spanish government's silence.
## Legal proceedings
In March 1990 the McCann, Savage, and Farrell families began proceedings against the British government at the High Court in London. The case was dismissed on the grounds that Gibraltar was outside the court's jurisdiction. The families launched an appeal, but withdrew it in the belief that it had no prospect of success. They then applied to the European Commission of Human Rights for an opinion on whether the authorities' actions in Gibraltar violated Article 2 (the "right to life") of the European Convention on Human Rights (ECHR). Issuing its report in April 1993, the commission criticised the conduct of the operation, but found that there had been no violation of Article 2. Nevertheless, the commission referred the case to the European Court of Human Rights (ECtHR) for a final decision.
The British government submitted that the killings were "absolutely necessary", within the meaning of Article 2, paragraph 2, to protect the people of Gibraltar from unlawful violence. They stated that the soldiers who carried out the shootings believed that McCann, Savage, and Farrell were capable of detonating a car bomb by remote control. The families alleged that the government had conspired to kill the three; that the planning and control of the operation was flawed; that the inquest was not adequately equipped to investigate the killings; and that the applicable laws of Gibraltar were not compliant with Article 2. The court found that the soldiers' "reflex action" in resorting to lethal force was excessive, but that the soldiers' actions did not, in their own right, give rise to a violation of Article 2. The court held that the soldiers' use of force based on an honestly held belief could be justified, even if that belief was mistaken. To hold otherwise would, in the court's opinion, place too great a burden on law-enforcement personnel. It also dismissed all other allegations, except that regarding the planning and control of the operation. In that respect, the court found that the authorities' failure to arrest the suspects as they crossed the border or earlier, combined with the information that was passed to the soldiers, rendered the use of lethal force almost inevitable. Thus, the court decided there had been a violation of Article 2 in the control of the operation.
As the suspects had been killed while preparing an act of terrorism, the court rejected the families' claims for damages, as well as their claim for expenses incurred at the inquest. The court did order the British government to pay the applicants' costs incurred during the proceedings in Strasbourg. The government initially suggested it would not pay, and there was discussion in parliament of the UK withdrawing from the ECHR. It paid the costs on 24 December 1995, within days of the three-month deadline which had been set by the court.
## Long-term impact
A history of the Gibraltar Police described Operation Flavius as "the most controversial and violent event" in the history of the force, while the journalist Nicholas Eckert described the incident as "one of the great controversies of the Troubles" and the academic Richard English posited that the "awful sequence of interwoven deaths" was one of the conflict's "most strikingly memorable and shocking periods". The explosives the IRA intended to use in Gibraltar were believed to have come from Libya, which was known to be supplying arms to the IRA in the 1980s; some sources speculated that Gibraltar was chosen for its relative proximity to Libya, and the targeting of the territory was intended as a gesture of gratitude to Gaddafi.
Several commentators, including Father Raymond Murray, a Catholic priest and author of several books on the Troubles, took the shootings as evidence that the British authorities pursued a "shoot-to-kill" policy against the IRA, and that they intentionally used lethal force in preference to arresting suspected IRA members. Maurice Punch, an academic specialising in policing and civil liberties, described the ECtHR verdict as "a landmark case with important implications" for the control of police operations involving firearms. According to Punch, the significance of the ECtHR judgement was that it placed accountability for the failures in the operation with its commanders, rather than with the soldiers who carried out the shooting. Punch believed that the ruling demonstrated that operations intended to arrest suspects should be conducted by civilian police officers, rather than soldiers. The case is considered a landmark in cases concerning Article 2, particularly in upholding the principle that Article 2, paragraph 2, defines circumstances in which it is permissible to use force which may result in a person's death as an unintended consequence, rather than circumstances in which it is permissible to intentionally deprive a person of their life. It has been cited in later ECtHR cases concerning the use of lethal force by police.
After the inquest verdict, the Governor of Gibraltar, Air Chief Marshal Sir Peter Terry declared "Even in this remote place, there is no place for terrorists." In apparent revenge for his role in Operation Flavius, Terry and his wife were shot and seriously injured when the IRA attacked their home in Staffordshire two years later, in September 1990.
Following Asquez's retraction of his statement to "Death on the Rock" and his allegation that he was pressured into giving a false account of the events he witnessed, the IBA contacted Thames Television to express its concern and to raise the possibility of an investigation into the making of the documentary. Thames eventually agreed to commission an independent inquiry (the first such inquiry into an individual programme), to be conducted by two people with no connection to either Thames or the IBA; Thames engaged Lord Windlesham and Richard Rampton, QC to conduct the investigation. In their report, published in January 1989, Windlesham and Rampton levelled several criticisms at "Death on the Rock", but found it to be a "trenchant" piece of work made in "good faith and without ulterior motives". In conclusion, the authors believed that "Death on the Rock" proved "freedom of expression can prevail in the most extensive, and the most immediate, of all the means of mass communication".
## See also
- Deal barracks bombing, another IRA attack targeting a military band
- Police use of firearms in the United Kingdom
- Shoot-to-kill policy in Northern Ireland
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20th-century international organisation, predecessor to the United Nations
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"Former international organizations",
"Intergovernmental organizations established by treaty",
"League of Nations",
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"Organizations established in 1920"
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The League of Nations (French: Société des Nations ) was the first worldwide intergovernmental organisation whose principal mission was to maintain world peace. It was founded on 10 January 1920 by the Paris Peace Conference that ended the First World War. The main organization ceased operations on 20 April 1946 when many of its components were relocated into the new United Nations.
The League's primary goals were stated in its Covenant. They included preventing wars through collective security and disarmament and settling international disputes through negotiation and arbitration. Its other concerns included labour conditions, just treatment of native inhabitants, human and drug trafficking, the arms trade, global health, prisoners of war, and protection of minorities in Europe. The Covenant of the League of Nations was signed on 28 June 1919 as Part I of the Treaty of Versailles, and it became effective with the rest of the Treaty on 10 January 1920. The first meeting of the Council of the League took place on 16 January 1920, and the first meeting of the Assembly of the League took place on 15 November 1920. In 1919, U.S. president Woodrow Wilson won the Nobel Peace Prize for his role as the leading architect of the League.
The diplomatic philosophy behind the League represented a fundamental shift from the preceding hundred years. The League lacked its own armed force and depended on the victorious Allies of World War I (Britain, France, Italy and Japan were the initial permanent members of the executive Council) to enforce its resolutions, keep to its economic sanctions, or provide an army when needed. The Great Powers were often reluctant to do so. Sanctions could hurt League members, so they were reluctant to comply with them. During the Second Italo-Ethiopian War, when the League accused Italian soldiers of targeting International Red Cross and Red Crescent Movement medical tents, Benito Mussolini responded that "the League is very well when sparrows shout, but no good at all when eagles fall out."
At its greatest extent from 28 September 1934 to 23 February 1935, it had 58 members. After some notable successes and some early failures in the 1920s, the League ultimately proved incapable of preventing aggression by the Axis powers in the 1930s. The credibility of the organization was weakened by the fact that the United States never joined, and Japan, Germany and Italy quit in 1933-1934. The Soviet Union only joined in 1934 and was expelled in 1939 after invading Finland. The onset of the Second World War in 1939 showed that the League had failed its primary purpose; it was largely inactive until its abolition. The League lasted for 26 years; the United Nations (UN) replaced it in 1946 and inherited several agencies and organisations founded by the League.
Current scholarly consensus views that, even though the League failed to achieve its main goal of world peace, it did manage to build new roads towards expanding the rule of law across the globe; strengthened the concept of collective security, giving a voice to smaller nations; fostering economic stabilization and financial stability, especially in Central Europe in the 1920s; helped to raise awareness to problems like epidemics, slavery, child labour, colonial tyranny, refugee crises and general working conditions through its numerous commissions and committees; and paved the way for new forms of statehood, as the mandate system put the colonial powers under international observation. Professor David Kennedy portrays the League as a unique moment when international affairs were "institutionalised", as opposed to the pre-First World War methods of law and politics.
## Origins
### Background
The concept of a peaceful community of nations had been proposed as early as 1795, when Immanuel Kant's Perpetual Peace: A Philosophical Sketch outlined the idea of a league of nations to control conflict and promote peace between states. Kant argued for the establishment of a peaceful world community, not in a sense of a global government, but in the hope that each state would declare itself a free state that respects its citizens and welcomes foreign visitors as fellow rational beings, thus promoting peaceful society worldwide. International co-operation to promote collective security originated in the Concert of Europe that developed after the Napoleonic Wars in the 19th century in an attempt to maintain the status quo between European states and so avoid war.
By 1910, international law developed, with the first Geneva Conventions establishing laws dealing with humanitarian relief during wartime, and the international Hague Conventions of 1899 and 1907 governing rules of war and the peaceful settlement of international disputes. Theodore Roosevelt at the acceptance for his Nobel Prize in 1910, said: "it would be a masterstroke if those great powers honestly bent on peace would form a League of Peace."
One small forerunner of the League of Nations, the Inter-Parliamentary Union (IPU), was formed by the peace activists William Randal Cremer and Frédéric Passy in 1889 (and is currently still in existence as an international body with a focus on the various elected legislative bodies of the world). The IPU was founded with an international scope, with a third of the members of parliaments (in the 24 countries that had parliaments) serving as members of the IPU by 1914. Its foundational aims were to encourage governments to solve international disputes by peaceful means. Annual conferences were established to help governments refine the process of international arbitration. Its structure was designed as a council headed by a president, which would later be reflected in the structure of the League.
### Plans and proposals
At the start of the First World War, the first schemes for an international organisation to prevent future wars began to gain considerable public support, particularly in Great Britain and the United States. Goldsworthy Lowes Dickinson, a British political scientist, coined the term "League of Nations" in 1914 and drafted a scheme for its organisation. Together with Lord Bryce, he played a leading role in the founding of the group of internationalist pacifists known as the Bryce Group, later the League of Nations Union. The group became steadily more influential among the public and as a pressure group within the then-governing Liberal Party. In Dickinson's 1915 pamphlet After the War he wrote of his "League of Peace" as being essentially an organisation for arbitration and conciliation. He felt that the secret diplomacy of the early twentieth century had brought about war, and thus, could write that, "the impossibility of war, I believe, would be increased in proportion as the issues of foreign policy should be known to and controlled by public opinion." The 'Proposals' of the Bryce Group were circulated widely, both in England and the US, where they had a profound influence on the nascent international movement.
In January 1915, a peace conference directed by Jane Addams was held in the neutral United States. The delegates adopted a platform calling for creation of international bodies with administrative and legislative powers to develop a "permanent league of neutral nations" to work for peace and disarmament. Within months, a call was made for an international women's conference to be held in The Hague. Coordinated by Mia Boissevain, Aletta Jacobs and Rosa Manus, the congress, which opened on 28 April 1915 was attended by 1,136 participants from neutral nations, and resulted in the establishment of an organization which would become the Women's International League for Peace and Freedom (WILPF). At the close of the conference, two delegations of women were dispatched to meet European heads of state over the next several months. They secured agreement from reluctant foreign ministers, who overall felt that such a body would be ineffective, but agreed to participate in or not impede creation of a neutral mediating body, if other nations agreed and if President Woodrow Wilson would initiate a body. In the midst of the War, Wilson refused.
In 1915, a similar body to the Bryce Group was set up in the United States led by former president William Howard Taft. It was called the League to Enforce Peace. It advocated the use of arbitration in conflict resolution and the imposition of sanctions on aggressive countries. None of these early organisations envisioned a continuously functioning body; with the exception of the Fabian Society in England, they maintained a legalistic approach that would limit the international body to a court of justice. The Fabians were the first to argue for a "council" of states, necessarily the Great Powers, who would adjudicate world affairs, and for the creation of a permanent secretariat to enhance international co-operation across a range of activities.
In the course of the diplomatic efforts surrounding World War I, both sides had to clarify their long-term war aims. By 1916 in Britain, fighting on the side of the Allies, and in the neutral United States, long-range thinkers had begun to design a unified international organisation to prevent future wars. Historian Peter Yearwood argues that when the new coalition government of David Lloyd George took power in December 1916, there was widespread discussion among intellectuals and diplomats of the desirability of establishing such an organisation. When Lloyd George was challenged by Wilson to state his position with an eye on the postwar situation, he endorsed such an organisation. Wilson himself included in his Fourteen Points in January 1918 a "league of nations to ensure peace and justice." British foreign secretary, Arthur Balfour, argued that, as a condition of durable peace, "behind international law, and behind all treaty arrangements for preventing or limiting hostilities, some form of international sanction should be devised which would give pause to the hardiest aggressor."
The war had had a profound impact, affecting the social, political and economic systems of Europe and inflicting psychological and physical damage. Several empires collapsed: first the Russian Empire in February 1917, followed by the German Empire, Austro-Hungarian Empire and Ottoman Empire. Anti-war sentiment rose across the world; the First World War was described as "the war to end all wars", and its possible causes were vigorously investigated. The causes identified included arms races, alliances, militaristic nationalism, secret diplomacy, and the freedom of sovereign states to enter into war for their own benefit. One proposed remedy was the creation of an international organisation whose aim was to prevent future war through disarmament, open diplomacy, international co-operation, restrictions on the right to wage war, and penalties that made war unattractive.
In London Balfour commissioned the first official report into the matter in early 1918, under the initiative of Lord Robert Cecil. The British committee was finally appointed in February 1918. It was led by Walter Phillimore (and became known as the Phillimore Committee), but also included Eyre Crowe, William Tyrrell, and Cecil Hurst. The recommendations of the so-called Phillimore Commission included the establishment of a "Conference of Allied States" that would arbitrate disputes and impose sanctions on offending states. The proposals were approved by the British government, and much of the commission's results were later incorporated into the Covenant of the League of Nations.
The French authorities also drafted a much more far-reaching proposal in June 1918; they advocated annual meetings of a council to settle all disputes, as well as an "international army" to enforce its decisions.
American President Woodrow Wilson instructed Edward M. House to draft a US plan which reflected Wilson's own idealistic views (first articulated in the Fourteen Points of January 1918), as well as the work of the Phillimore Commission. The outcome of House's work and Wilson's own first draft proposed the termination of "unethical" state behaviour, including forms of espionage and dishonesty. Methods of compulsion against recalcitrant states would include severe measures, such as "blockading and closing the frontiers of that power to commerce or intercourse with any part of the world and to use any force that may be necessary..."
The two principal drafters and architects of the covenant of the League of Nations were the British politician Lord Robert Cecil and the South African statesman Jan Smuts. Smuts' proposals included the creation of a council of the great powers as permanent members and a non-permanent selection of the minor states. He also proposed the creation of a mandate system for captured colonies of the Central Powers during the war. Cecil focused on the administrative side and proposed annual council meetings and quadrennial meetings for the Assembly of all members. He also argued for a large and permanent secretariat to carry out the League's administrative duties.
According to historian Patricia Clavin, Lord Cecil and the British continued their leadership of the development of a rules-based global order into the 1920s and 1930s, with a primary focus on the League of Nations. The British goal was to systematize and normalize the economic and social relations between states, markets, and civil society. They gave priority to business and banking issues, but also considered the needs of ordinary women, children and the family as well. They moved beyond high-level intellectual discussions, and set up local organizations to support the League. The British were particularly active in setting up junior branches for secondary students.
The League of Nations was relatively more universal and inclusive in its membership and structure than previous international organisations, but the organisation enshrined racial hierarchy by curtailing the right to self-determination and prevented decolonization.
### Establishment
At the Paris Peace Conference in 1919, Wilson, Cecil and Smuts all put forward their draft proposals. After lengthy negotiations between the delegates, the Hurst–Miller draft was finally produced as a basis for the Covenant. After more negotiation and compromise, the delegates finally approved of the proposal to create the League of Nations (French: Société des Nations, German: Völkerbund) on 25 January 1919. The final Covenant of the League of Nations was drafted by a special commission, and the League was established by Part I of the Treaty of Versailles, signed on 28 June 1919.
French women's rights advocates invited international feminists to participate in a parallel conference to the Paris Conference in hopes that they could gain permission to participate in the official conference. The Inter-Allied Women's Conference asked to be allowed to submit suggestions to the peace negotiations and commissions and were granted the right to sit on commissions dealing specifically with women and children. Though they asked for enfranchisement and full legal protection under the law equal with men, those rights were ignored. Women won the right to serve in all capacities, including as staff or delegates in the League of Nations organization. They also won a declaration that member nations should prevent trafficking of women and children and should equally support humane conditions for children, women and men labourers. At the Zürich Peace Conference held between 17 and 19 May 1919, the women of the WILPF condemned the terms of the Treaty of Versailles for both its punitive measures, as well as its failure to provide for condemnation of violence and exclusion of women from civil and political participation. Upon reading the Rules of Procedure for the League of Nations, Catherine Marshall, a British suffragist, discovered that the guidelines were completely undemocratic and they were modified based on her suggestion.
The League would be made up of a General Assembly (representing all member states), an Executive Council (with membership limited to major powers), and a permanent secretariat. Member states were expected to "respect and preserve as against external aggression" the territorial integrity of other members and to disarm "to the lowest point consistent with domestic safety." All states were required to submit complaints for arbitration or judicial inquiry before going to war. The Executive Council would create a Permanent Court of International Justice to make judgements on the disputes.
Despite Wilson's efforts to establish and promote the League, for which he was awarded the Nobel Peace Prize in October 1919, the United States never joined. Senate Republicans led by Henry Cabot Lodge wanted a League with the reservation that only Congress could take the U.S. into war. Lodge gained a majority of Senators and Wilson refused to allow a compromise. The Senate voted on the ratification on 19 March 1920, and the 49–35 vote fell short of the needed 2/3 majority.
The League held its first council meeting in Paris on 16 January 1920, six days after the Versailles Treaty and the Covenant of the League of Nations came into force. On 1 November 1920, the headquarters of the League was moved from London to Geneva, where the first General Assembly was held on 15 November 1920. The Palais Wilson on Geneva's western lakeshore, named after Woodrow Wilson, was the League's first permanent home.
#### Mission
The covenant had ambiguities, as Carole Fink points out. There was not a good fit between Wilson's "revolutionary conception of the League as a solid replacement for a corrupt alliance system, a guardian of international order, and protector of small states," versus Lloyd George's desire for a "cheap, self-enforcing, peace, such as had been maintained by the old and more fluid Concert of Europe." Furthermore, the League, according to Carole Fink, was, "deliberately excluded from such great-power prerogatives as freedom of the seas and naval disarmament, the Monroe Doctrine and the internal affairs of the French and British empires, and inter-Allied debts and German reparations, not to mention the Allied intervention and the settlement of borders with Soviet Russia."
Although the United States never joined, unofficial observers became more and more involved, especially in the 1930s. American philanthropies came heavily involved, especially the Rockefeller Foundation. It made major grants designed to build up the technical expertise of the League staff. Ludovic Tournès argues that by the 1930s the foundations had changed the League from a "Parliament of Nations" to a modern think tank that used specialized expertise to provide in-depth impartial analysis of international issues.
## Languages and symbols
The official languages of the League of Nations were French and English.
In 1939, a semi-official emblem for the League of Nations emerged: two five-pointed stars within a blue pentagon. They symbolised the Earth's five continents and "five races". A bow at the top displayed the English name ("League of Nations"), while another at the bottom showed the French ("Société des Nations").
## Membership
Of the League's 42 founding members, 23 (24 counting Free France) remained members until it was dissolved in 1946. In the founding year, six other states joined, only two of which remained members throughout the League's existence. Under the Weimar Republic, Germany was admitted to the League of Nations through a resolution passed on 8 September 1926.
An additional 15 countries joined later. The largest number of member states was 58, between 28 September 1934 (when Ecuador joined) and 23 February 1935 (when Paraguay withdrew).
On 26 May 1937, Egypt became the last state to join the League. The first member to withdraw permanently from the League was Costa Rica on 22 January 1925; having joined on 16 December 1920, this also makes it the member to have most quickly withdrawn. Brazil was the first founding member to withdraw (14 June 1926), and Haiti the last (April 1942). Iraq, which joined in 1932, was the first member that had previously been a League of Nations mandate.
The Soviet Union became a member on 18 September 1934, and was expelled on 14 December 1939 for invading Finland. In expelling the Soviet Union, the League broke its own rule: only 7 of 15 members of the Council voted for expulsion (United Kingdom, France, Belgium, Bolivia, Egypt, South Africa, and the Dominican Republic), short of the majority required by the Covenant. Three of these members had been made Council members the day before the vote (South Africa, Bolivia, and Egypt). This was one of the League's final acts before it practically ceased functioning due to the Second World War.
## Organization
### Permanent organs
The main constitutional organs of the League were the Assembly, the council, and the Permanent Secretariat. It also had two essential wings: the Permanent Court of International Justice and the International Labour Organization. In addition, there were several auxiliary agencies and bodies. Each organ's budget was allocated by the Assembly (the League was supported financially by its member states).
The relations between the assembly and the council and the competencies of each were for the most part not explicitly defined. Each body could deal with any matter within the sphere of competence of the league or affecting peace in the world. Particular questions or tasks might be referred to either.
Unanimity was required for the decisions of both the assembly and the council, except in matters of procedure and some other specific cases such as the admission of new members. This requirement was a reflection of the league's belief in the sovereignty of its component nations; the league sought a solution by consent, not by dictation. In case of a dispute, the consent of the parties to the dispute was not required for unanimity.
The Permanent Secretariat, established at the seat of the League at Geneva, comprised a body of experts in various spheres under the direction of the general secretary. Its principal sections were Political, Financial and Economics, Transit, Minorities and Administration (administering the Saar and Danzig), Mandates, Disarmament, Health, Social (Opium and Traffic in Women and Children), Intellectual Cooperation and International Bureaux, Legal, and Information. The staff of the Secretariat was responsible for preparing the agenda for the Council and the Assembly and publishing reports of the meetings and other routine matters, effectively acting as the League's civil service. In 1931 the staff numbered 707.
The Assembly consisted of representatives of all members of the League, with each state allowed up to three representatives and one vote. It met in Geneva and, after its initial sessions in 1920, it convened once a year in September. The special functions of the Assembly included the admission of new members, the periodical election of non-permanent members to the council, the election with the Council of the judges of the Permanent Court, and control of the budget. In practice, the Assembly was the general directing force of League activities.
The League Council acted as a type of executive body directing the Assembly's business. It began with four permanent members – Great Britain, France, Italy, and Japan – and four non-permanent members that were elected by the Assembly for a three-year term. The first non-permanent members were Belgium, Brazil, Greece, and Spain.
The composition of the council was changed several times. The number of non-permanent members was first increased to six on 22 September 1922 and to nine on 8 September 1926. Werner Dankwort of Germany pushed for his country to join the League; joining in 1926, Germany became the fifth permanent member of the council. Later, after Germany and Japan both left the League, the number of non-permanent seats was increased from nine to eleven, and the Soviet Union was made a permanent member giving the council a total of fifteen members. The Council met, on average, five times a year and in extraordinary sessions when required. In total, 107 sessions were held between 1920 and 1939.
### Other bodies
The League oversaw the Permanent Court of International Justice and several other agencies and commissions created to deal with pressing international problems. These included the Disarmament Commission, the International Labour Organization (ILO), the Mandates Commission, the International Commission on Intellectual Cooperation (precursor to UNESCO), the Permanent Central Opium Board, the Commission for Refugees, the Slavery Commission, and the Economic and Financial Organization. Three of these institutions were transferred to the United Nations after the Second World War: the International Labour Organization, the Permanent Court of International Justice (as the International Court of Justice), and the Health Organisation (restructured as the World Health Organization).
The Permanent Court of International Justice was provided for by the Covenant, but not established by it. The Council and the Assembly established its constitution. Its judges were elected by the Council and the Assembly, and its budget was provided by the latter. The Court was to hear and decide any international dispute which the parties concerned submitted to it. It might also give an advisory opinion on any dispute or question referred to it by the council or the Assembly. The Court was open to all the nations of the world under certain broad conditions.
The International Labour Organization was created in 1919 on the basis of Part XIII of the Treaty of Versailles. The ILO, although having the same members as the League and being subject to the budget control of the Assembly, was an autonomous organisation with its own Governing Body, its own General Conference and its own Secretariat. Its constitution differed from that of the League: representation had been accorded not only to governments but also to representatives of employers' and workers' organisations. Albert Thomas was its first director.
The ILO successfully restricted the addition of lead to paint, and convinced several countries to adopt an eight-hour work day and forty-eight-hour working week. It also campaigned to end child labour, increase the rights of women in the workplace, and make shipowners liable for accidents involving seamen. After the demise of the League, the ILO became an agency of the United Nations in 1946.
The League's Health Organisation had three bodies: the Health Bureau, containing permanent officials of the League; the General Advisory Council or Conference, an executive section consisting of medical experts; and the Health Committee. In practice, the Paris-based Office international d'hygiène publique (OIHP) founded in 1907 after the International Sanitary Conferences, was discharging most of the practical health-related questions, and its relations with the League's Health Committee were often conflictual. The Health Committee's purpose was to conduct inquiries, oversee the operation of the League's health work, and prepare work to be presented to the council. This body focused on ending leprosy, malaria, and yellow fever, the latter two by starting an international campaign to exterminate mosquitoes. The Health Organisation also worked successfully with the government of the Soviet Union to prevent typhus epidemics, including organising a large education campaign.
Linked with health, but also commercial concerns, was the topic of narcotics control. Introduced by the second International Opium Convention, the Permanent Central Opium Board had to supervise the statistical reports on trade in opium, morphine, cocaine and heroin. The board also established a system of import certificates and export authorisations for the legal international trade in narcotics.
The League of Nations had devoted serious attention to the question of international intellectual cooperation since its creation. The First Assembly in December 1920 recommended that the Council take action aiming at the international organisation of intellectual work, which it did by adopting a report presented by the Fifth Committee of the Second Assembly and inviting a committee on intellectual co-operation to meet in Geneva in August 1922. The French philosopher Henri Bergson became the first chairman of the committee. The work of the committee included: an inquiry into the conditions of intellectual life, assistance to countries where intellectual life was endangered, creation of national committees for intellectual cooperation, cooperation with international intellectual organisations, protection of intellectual property, inter-university co-operation, co-ordination of bibliographical work and international interchange of publications, and international co-operation in archaeological research.
The Slavery Commission sought to eradicate slavery and slave trading across the world, and fought forced prostitution. Its main success was through pressing the governments who administered mandated countries to end slavery in those countries. The League secured a commitment from Ethiopia to end slavery as a condition of membership in 1923, and worked with Liberia to abolish forced labour and intertribal slavery. The United Kingdom had not supported Ethiopian membership of the League on the grounds that "Ethiopia had not reached a state of civilisation and internal security sufficient to warrant her admission."
The League also succeeded in reducing the death rate of workers constructing the Tanganyika railway from 55 to 4 per cent. Records were kept to control slavery, prostitution, and the trafficking of women and children. Partly as a result of pressure brought by the League of Nations, Afghanistan abolished slavery in 1923, Iraq in 1924, Nepal in 1926, Transjordan and Persia in 1929, Bahrain in 1937, and Ethiopia in 1942.
Led by Fridtjof Nansen, the Commission for Refugees was established on 27 June 1921 to look after the interests of refugees, including overseeing their repatriation and, when necessary, resettlement. At the end of the First World War, there were two to three million ex-prisoners of war from various nations dispersed throughout Russia; within two years of the commission's foundation, it had helped 425,000 of them return home. It established camps in Turkey in 1922 to aid the country with an ongoing refugee crisis, helping to prevent the spread of cholera, smallpox and dysentery as well as feeding the refugees in the camps. It also established the Nansen passport as a means of identification for stateless people.
The Committee for the Study of the Legal Status of Women sought to inquire into the status of women all over the world. It was formed in 1937, and later became part of the United Nations as the Commission on the Status of Women.
The Covenant of the League said little about economics. Nonetheless, in 1920 the Council of the League called for a financial conference. The First Assembly at Geneva provided for the appointment of an Economic and Financial Advisory Committee to provide information to the conference. In 1923, a permanent Economic and Financial Organisation came into being. The existing bilateral treaty regime was integrated into the League where the most-favoured-nation norm was codified and the League took on responsibilities related to international oversight and standardization.
## Mandates
At the end of the First World War, the Allied powers were confronted with the question of the disposal of the former German colonies in Africa and the Pacific, and the several Arabic-speaking provinces of the Ottoman Empire. Many British and French leaders wanted to annex the defeated Central Powers' colonies, but U.S. President Woodrow Wilson strongly insisted that instead of annexation, these territories should be assisted under League of Nations supervision in achieving self-governance and eventual independence depending on the inhabitants' choices.
The Paris Peace Conference compromised with Wilson by adopting the principle that these territories should be administered by different governments on behalf of the League – a system of national responsibility subject to international supervision. This plan, defined as the mandate system, was adopted by the "Council of Ten" (the heads of government and foreign ministers of the main Allied powers: Britain, France, the United States, Italy, and Japan) on 30 January 1919 and transmitted to the League of Nations.
League of Nations mandates were established under Article 22 of the Covenant of the League of Nations. The Permanent Mandates Commission supervised League of Nations mandates, and also organised plebiscites in disputed territories so that residents could decide which country they would join. There were three mandate classifications: A, B and C.
The A mandates (applied to parts of the old Ottoman Empire) were "certain communities" that had
> ...reached a stage of development where their existence as independent nations can be provisionally recognised subject to the rendering of administrative advice and assistance by a Mandatory until such time as they are able to stand alone. The wishes of these communities must be a principal consideration in the selection of the Mandatory.
The B mandates were applied to the former German colonies that the League took responsibility for after the First World War. These were described as "peoples" that the League said were
> ...at such a stage that the Mandatory must be responsible for the administration of the territory under conditions which will guarantee freedom of conscience and religion, subject only to the maintenance of public order and morals, the prohibition of abuses such as the slave trade, the arms traffic and the liquor traffic, and the prevention of the establishment of fortifications or military and naval bases and of military training of the natives for other than police purposes and the defence of territory, and will also secure equal opportunities for the trade and commerce of other Members of the League.
South West Africa and certain South Pacific Islands were administered by League members under C mandates. These were classified as "territories"
> ...which, owing to the sparseness of their population, or their small size, or their remoteness from the centres of civilisation, or their geographical contiguity to the territory of the Mandatory, and other circumstances, can be best administered under the laws of the Mandatory as integral portions of its territory, subject to the safeguards above mentioned in the interests of the indigenous population."
### Mandatory powers
The territories were governed by mandatory powers, such as the United Kingdom in the case of the Mandate of Palestine, and the Union of South Africa in the case of South-West Africa, until the territories were deemed capable of self-government. Fourteen mandate territories were divided up among seven mandatory powers: the United Kingdom, the Union of South Africa, France, Belgium, New Zealand, Australia and Japan. With the exception of the Kingdom of Iraq, which joined the League on 3 October 1932, most of these territories did not begin to gain their independence until after the Second World War, in a process that did not end until 1990. Following the demise of the League, most of the remaining mandates became United Nations Trust Territories.
In addition to the mandates, the League itself governed the Territory of the Saar Basin for 15 years, before it was returned to Germany following a plebiscite, and the Free City of Danzig (now Gdańsk, Poland) from 15 November 1920 to 1 September 1939.
## Resolving territorial disputes
The aftermath of the First World War left many issues to be settled, including the exact position of national boundaries and which country particular regions would join. Most of these questions were handled by the victorious Allied powers in bodies such as the Allied Supreme Council. The Allies tended to refer only particularly difficult matters to the League. This meant that, during the early interwar period, the League played little part in resolving the turmoil resulting from the war. The questions the League considered in its early years included those designated by the Paris Peace treaties.
As the League developed, its role expanded, and by the middle of the 1920s it had become the centre of international activity. This change can be seen in the relationship between the League and non-members. The United States and the Soviet Union, for example, increasingly worked with the League. During the second half of the 1920s, France, Britain and Germany were all using the League of Nations as the focus of their diplomatic activity, and each of their foreign secretaries attended League meetings at Geneva during this period. They also used the League's machinery to try to improve relations and settle their differences.
### Åland Islands
Åland is a collection of around 6,500 islands in the Baltic Sea, midway between Sweden and Finland. The islands are almost exclusively Swedish-speaking, but in 1809, the Åland Islands, along with Finland, were taken by Imperial Russia. In December 1917, during the turmoil of the Russian October Revolution, Finland declared its independence, but most of the Ålanders wished to rejoin Sweden. The Finnish government considered the islands to be a part of their new nation, as the Russians had included Åland in the Grand Duchy of Finland, formed in 1809. By 1920, the dispute had escalated to the point that there was danger of war. The British government referred the problem to the League's Council, but Finland would not let the League intervene, as they considered it an internal matter. The League created a small panel to decide if it should investigate the matter and, with an affirmative response, a neutral commission was created. In June 1921, the League announced its decision: the islands were to remain a part of Finland, but with guaranteed protection of the islanders, including demilitarisation. With Sweden's reluctant agreement, this became the first European international agreement concluded directly through the League.
### Upper Silesia
The Allied powers referred the problem of Upper Silesia to the League after they had been unable to resolve the territorial dispute between Poland and Germany. In 1919 Poland voiced a claim to Upper Silesia, which had been part of Prussia. The Treaty of Versailles had recommended a plebiscite in Upper Silesia to determine whether the territory should become part of Germany or Poland. Complaints about the attitude of the German authorities led to rioting and eventually to the first two Silesian Uprisings (1919 and 1920). A plebiscite took place on 20 March 1921, with 59.6 per cent (around 500,000) of the votes cast in favour of joining Germany, but Poland claimed the conditions surrounding it had been unfair. This result led to the Third Silesian Uprising in 1921.
On 12 August 1921, the League was asked to settle the matter; the Council created a commission with representatives from Belgium, Brazil, China and Spain to study the situation. The committee recommended that Upper Silesia be divided between Poland and Germany according to the preferences shown in the plebiscite and that the two sides should decide the details of the interaction between the two areas – for example, whether goods should pass freely over the border due to the economic and industrial interdependence of the two areas. In November 1921, a conference was held in Geneva to negotiate a convention between Germany and Poland. A final settlement was reached, after five meetings, in which most of the area was given to Germany, but with the Polish section containing the majority of the region's mineral resources and much of its industry. When this agreement became public in May 1922, bitter resentment was expressed in Germany, but the treaty was still ratified by both countries. The settlement produced peace in the area until the beginning of the Second World War.
### Albania
The frontiers of the Principality of Albania had not been set during the Paris Peace Conference in 1919, as they were left for the League to decide. They had not yet been determined by September 1921, creating an unstable situation. Greek troops conducted military operations in the south of Albania. Kingdom of Serbs, Croats and Slovenes (Yugoslav) forces became engaged, after clashes with Albanian tribesmen, in the northern part of the country. The League sent a commission of representatives from various powers to the region. In November 1921, the League decided that the frontiers of Albania should be the same as they had been in 1913, with three minor changes that favoured Yugoslavia. Yugoslav forces withdrew a few weeks later, albeit under protest.
The borders of Albania again became the cause of international conflict when Italian General Enrico Tellini and four of his assistants were ambushed and killed on 27 August 1923 while marking out the newly decided border between Greece and Albania. Italian leader Benito Mussolini was incensed and demanded that a commission investigate the incident within five days. Whatever the results of the investigation, Mussolini insisted that the Greek government pay Italy Lire 50 million in reparations. The Greeks said they would not pay unless it was proved that the crime was committed by Greeks.
Mussolini sent a warship to shell the Greek island of Corfu, and Italian forces occupied the island on 31 August 1923. This contravened the League's covenant, so Greece appealed to the League to deal with the situation. The Allies agreed (at Mussolini's insistence) that the Conference of Ambassadors should be responsible for resolving the dispute because it was the conference that had appointed General Tellini. The League Council examined the dispute, but then passed on their findings to the Conference of Ambassadors to make the final decision. The conference accepted most of the League's recommendations, forcing Greece to pay fifty million lire to Italy, even though those who committed the crime were never discovered. Italian forces then withdrew from Corfu.
### Memel
The port city of Memel (now Klaipėda) and the surrounding area, with a predominantly German population, was under provisional Entente control according to Article 99 of the Treaty of Versailles. The French and Polish governments favoured turning Memel into an international city, while Lithuania wanted to annex the area. By 1923, the fate of the area had still not been decided, prompting Lithuanian forces to invade in January 1923 and seize the port. After the Allies failed to reach an agreement with Lithuania, they referred the matter to the League of Nations. In December 1923, the League Council appointed a Commission of Inquiry. The commission chose to cede Memel to Lithuania and give the area autonomous rights. The Klaipėda Convention was approved by the League Council on 14 March 1924, and then by the Allied powers and Lithuania. In 1939 Germany retook the region following the rise of the Nazis and an ultimatum to Lithuania, demanding the return of the region under threat of war. The League of Nations failed to prevent the secession of the Memel region to Germany.
### Hatay
With League oversight, the Sanjak of Alexandretta in the French Mandate of Syria was given autonomy in 1937. Renamed Hatay, its parliament declared independence as the Republic of Hatay in September 1938, after elections the previous month. It was annexed by Turkey with French consent in mid-1939.
### Mosul
The League resolved a dispute between the Kingdom of Iraq and the Republic of Turkey over control of the former Ottoman province of Mosul in 1926. According to the British, who had been awarded a League of Nations mandate over Iraq in 1920 and therefore represented Iraq in its foreign affairs, Mosul belonged to Iraq; on the other hand, the new Turkish republic claimed the province as part of its historic heartland. A League of Nations Commission of Inquiry, with Belgian, Hungarian and Swedish members, was sent to the region in 1924; it found that the people of Mosul did not want to be part of either Turkey or Iraq, but if they had to choose, they would pick Iraq. In 1925, the commission recommended that the region stay part of Iraq, under the condition that the British hold the mandate over Iraq for another 25 years, to ensure the autonomous rights of the Kurdish population. The League Council adopted the recommendation and decided on 16 December 1925 to award Mosul to Iraq. Although Turkey had accepted the League of Nations' arbitration in the Treaty of Lausanne (1923), it rejected the decision, questioning the council's authority. The matter was referred to the Permanent Court of International Justice, which ruled that, when the council made a unanimous decision, it must be accepted. Nonetheless, Britain, Iraq and Turkey ratified a separate treaty on 5 June 1926 that mostly followed the decision of the League Council and also assigned Mosul to Iraq. It was agreed that Iraq could still apply for League membership within 25 years and that the mandate would end upon its admission.
### Vilnius
After the First World War, Poland and Lithuania both regained their independence but soon became immersed in territorial disputes. During the Polish–Soviet War, Lithuania signed the Moscow Peace Treaty with the Soviet Russia that laid out Lithuania's frontiers. This agreement gave Lithuanians control of the city of Vilnius (Lithuanian: Vilnius, Polish: Wilno), the old Lithuanian capital, but a city with a majority Polish population. This heightened tension between Lithuania and Poland and led to fears that they would resume the Polish–Lithuanian War, and on 7 October 1920, the League negotiated the Suwałki Agreement establishing a cease-fire and a demarcation line between the two nations. On 9 October 1920, General Lucjan Żeligowski, commanding a Polish military force in contravention of the Suwałki Agreement, took the city and established the Republic of Central Lithuania.
After a request for assistance from Lithuania, the League Council called for Poland's withdrawal from the area. The Polish government indicated they would comply, but instead reinforced the city with more Polish troops. This prompted the League to decide that the future of Vilnius should be determined by its residents in a plebiscite and that the Polish forces should withdraw and be replaced by an international force organised by the League. The plan was met with resistance in Poland, Lithuania, and the Soviet Russia, which opposed any international force in Lithuania. In March 1921, the League abandoned plans for the plebiscite. After unsuccessful proposals by Paul Hymans to create a federation between Poland and Lithuania, which was intended as a reincarnation of the former Polish–Lithuanian Commonwealth which the two nations had shared before losing their independence, Vilnius and the surrounding area was formally annexed by Poland in March 1922. After Lithuania took over the Klaipėda Region, the Allied Conference set the frontier between Lithuania and Poland, leaving Vilnius within Poland, on 14 March 1923. Lithuanian authorities refused to accept the decision, and officially remained in a state of war with Poland until 1927. It was not until the 1938 Polish ultimatum that Lithuania restored diplomatic relations with Poland and thus de facto accepted the borders.
### Colombia and Peru
There were several border conflicts between Colombia and Peru in the early part of the 20th century, and in 1922, their governments signed the Salomón-Lozano Treaty in an attempt to resolve them. As part of this treaty, the border town of Leticia and its surrounding area was ceded from Peru to Colombia, giving Colombia access to the Amazon River. On 1 September 1932, business leaders from Peruvian rubber and sugar industries who had lost land, as a result, organised an armed takeover of Leticia. At first, the Peruvian government did not recognise the military takeover, but President of Peru Luis Sánchez Cerro decided to resist a Colombian re-occupation. The Peruvian Army occupied Leticia, leading to an armed conflict between the two nations. After months of diplomatic negotiations, the governments accepted mediation by the League of Nations, and their representatives presented their cases before the council. A provisional peace agreement, signed by both parties in May 1933, provided for the League to assume control of the disputed territory while bilateral negotiations proceeded. In May 1934, a final peace agreement was signed, resulting in the return of Leticia to Colombia, a formal apology from Peru for the 1932 invasion, demilitarisation of the area around Leticia, free navigation on the Amazon and Putumayo Rivers, and a pledge of non-aggression.
### Saar
Saar was a province formed from parts of Prussia and the Rhenish Palatinate and placed under League control by the Treaty of Versailles. A plebiscite was to be held after fifteen years of League rule to determine whether the province should belong to Germany or France. When the referendum was held in 1935, 90.3 per cent of voters supported becoming part of Germany, which was quickly approved by the League Council.
## Other conflicts
In addition to territorial disputes, the League also tried to intervene in other conflicts between and within nations. Among its successes were its fight against the international trade in opium and sexual slavery, and its work to alleviate the plight of refugees, particularly in Turkey in the period up to 1926. One of its innovations in this latter area was the 1922 introduction of the Nansen passport, which was the first internationally recognised identity card for stateless refugees.
### Greece and Bulgaria
After an incident involving sentries on the Greek-Bulgarian border in October 1925, fighting began between the two countries. Three days after the initial incident, Greek troops invaded Bulgaria. The Bulgarian government ordered its troops to make only token resistance, and evacuated between ten thousand and fifteen thousand people from the border region, trusting the League to settle the dispute. The League condemned the Greek invasion, and called for both Greek withdrawal and compensation to Bulgaria.
### Liberia
Following accusations of forced labour on the large American-owned Firestone rubber plantation and American accusations of slave trading, the Liberian government asked the League to launch an investigation. The resulting commission was jointly appointed by the League, the United States, and Liberia. In 1930, a League report confirmed the presence of slavery and forced labour. The report implicated many government officials in the selling of contract labour and recommended that they be replaced by Europeans or Americans, which generated anger within Liberia and led to the resignation of President Charles D. B. King and his vice-president. The Liberian government outlawed forced labour and slavery and asked for American help in social reforms.
### Mukden Incident: Japan seizes Manchuria from China 1931-1932
The Mukden Incident, also known as the "Manchurian Incident", was a decisive setback that weakened the League because its major members refused to tackle Japanese aggression. Japan itself withdrew.
Under the agreed terms of the Twenty-One Demands with China, the Japanese government had the right to station its troops in the area around the South Manchurian Railway, a major trade route between the two countries, in the Chinese region of Manchuria. In September 1931, a section of the railway was lightly damaged by the Japanese Kwantung Army as a pretext for an invasion of Manchuria. The Japanese army claimed that Chinese soldiers had sabotaged the railway and in apparent retaliation (acting contrary to orders from Tokyo) occupied all of Manchuria. They renamed the area Manchukuo, and on 9 March 1932 set up a puppet government, with Pu Yi, the former emperor of China, as its executive head.
The League of Nations sent observers. The Lytton Report appeared a year later (October 1932). It declared Japan to be the aggressor and demanded Manchuria be returned to China. The report passed 42–1 in the Assembly in 1933 (only Japan voting against), but instead of removing its troops from China, Japan withdrew from the League. In the end, as British historian Charles Mowat argued, collective security was dead:
The League and the ideas of collective security and the rule of law were defeated; partly because of indifference and of sympathy with the aggressor, but partly because the League powers were unprepared, preoccupied with other matters, and too slow to perceive the scale of Japanese ambitions.
### Chaco War
The League failed to prevent the 1932 war between Bolivia and Paraguay over the arid Gran Chaco region. Although the region was sparsely populated, it contained the Paraguay River, which would have given either landlocked country access to the Atlantic Ocean, and there was also speculation, later proved incorrect, that the Chaco would be a rich source of petroleum. Border skirmishes throughout the late 1920s culminated in an all-out war in 1932 when the Bolivian army attacked the Paraguayans at Fort Carlos Antonio López at Lake Pitiantuta. Paraguay appealed to the League of Nations, but the League did not take action when the Pan-American Conference offered to mediate instead. The war was a disaster for both sides, causing 57,000 casualties for Bolivia, whose population was around three million, and 36,000 dead for Paraguay, whose population was approximately one million. It also brought both countries to the brink of economic disaster. By the time a ceasefire was negotiated on 12 June 1935, Paraguay had seized control of most of the region, as was later recognised by the 1938 truce.
### Italian invasion of Abyssinia
In October 1935, Italian dictator Benito Mussolini sent 400,000 troops to invade Abyssinia (Ethiopia). Marshal Pietro Badoglio led the campaign from November 1935, ordering bombing, the use of chemical weapons such as mustard gas, and the poisoning of water supplies, against targets which included undefended villages and medical facilities. The modern Italian Army defeated the poorly armed Abyssinians and captured Addis Ababa in May 1936, forcing Emperor of Ethiopia Haile Selassie to flee to exile in England.
The League of Nations condemned Italy's aggression and imposed economic sanctions in November 1935, but the sanctions were largely ineffective since they did not ban the sale of oil or close the Suez Canal (controlled by Britain). As Stanley Baldwin, the British Prime Minister, later observed, this was ultimately because no one had the military forces on hand to withstand an Italian attack. In October 1935, the US president, Franklin D. Roosevelt, invoked the recently passed Neutrality Acts and placed an embargo on arms and munitions to both sides, but extended a further "moral embargo" to the belligerent Italians, including other trade items. On 5 October and later on 29 February 1936, the United States endeavoured, with limited success, to limit its exports of oil and other materials to normal peacetime levels. The League sanctions were lifted on 4 July 1936, but by that point, Italy had already gained control of the urban areas of Abyssinia.
The Hoare–Laval Pact of December 1935 was an attempt by the British Foreign Secretary Samuel Hoare and the French Prime Minister Pierre Laval to end the conflict in Abyssinia by proposing to partition the country into an Italian sector and an Abyssinian sector. Mussolini was prepared to agree to the pact, but news of the deal leaked out. Both the British and French public vehemently protested against it, describing it as a sell-out of Abyssinia. Hoare and Laval were forced to resign, and the British and French governments dissociated themselves from the two men. In June 1936, although there was no precedent for a head of state addressing the Assembly of the League of Nations in person, Haile Selassie spoke to the Assembly, appealing for its help in protecting his country.
The Abyssinian crisis showed how the League could be influenced by the self-interest of its members; one of the reasons why the sanctions were not very harsh was that both Britain and France feared the prospect of driving Mussolini and Adolf Hitler into an alliance.
### Spanish Civil War
On 17 July 1936, the Spanish Army launched a coup d'état, leading to a prolonged armed conflict between Spanish Republicans (the elected leftist national government) and the Nationalists (conservative, anti-communist rebels who included most officers of the Spanish Army). Julio Álvarez del Vayo, the Spanish Minister of Foreign Affairs, appealed to the League in September 1936 for arms to defend Spain's territorial integrity and political independence. The League members would not intervene in the Spanish Civil War nor prevent foreign intervention in the conflict. Adolf Hitler and Mussolini aided General Francisco Franco's Nationalists, while the Soviet Union helped the Spanish Republic. In February 1937, the League did ban foreign volunteers, but this was in practice a symbolic move. The result was a Nationalist victory in 1939 and confirmation to all observers that the League was ineffective in dealing with a major issue.
### Second Sino-Japanese War
Following a long record of instigating localised conflicts throughout the 1930s, Japan began a full-scale invasion of China on 7 July 1937. On 12 September, the Chinese representative, Wellington Koo, appealed to the League for international intervention. Western countries were sympathetic to the Chinese in their struggle, particularly in their stubborn defence of Shanghai, a city with a substantial number of foreigners. The League was unable to provide any practical measures; on 4 October, it turned the case over to the Nine Power Treaty Conference.
### Soviet invasion of Finland
The Nazi-Soviet Pact of 23 August 1939, contained secret protocols outlining spheres of interest. Finland and the Baltic states, as well as eastern Poland, fell into the Soviet sphere. After invading Poland on 17 September 1939, on 30 November the Soviets invaded Finland. Then "the League of Nations for the first time expelled a member who had violated the Covenant." The League action of 14 December 1939, stung, because the Soviet Union became "the only League member ever to suffer such an indignity".
## Failure of disarmament
Article 8 of the Covenant gave the League the task of reducing "armaments to the lowest point consistent with national safety and the enforcement by common action of international obligations". Haakon Ikonomou argues that the Disarmament Section was a major failure. It was distrusted by the great powers, and given little autonomy by the Secretariat. Its mediocre staffers generated information that was unreliable and caused unrealistic expectations in the general public.
### Successes
The League scored some successes, including the 1925 Conference for the Supervision of the International Trade in Arms and Ammunition and in Implements of War. It started to collect international arms data. Most important was the passage in 1925 of the Geneva protocol banning poison gas in war. It reflected strong worldwide public opinion, although the United States did not ratify it until 1975.
### Failures
The League had numerous failures and shortfalls. In 1921 it set up the Temporary Mixed Commission on Armaments to explore possibilities for disarmament. It was made up not of government representatives but of famous individuals. They rarely agreed. Proposals ranged from abolishing chemical warfare and strategic bombing to the limitation of more conventional weapons, such as tanks.
#### Geneva Protocol of 1924
A draft treaty was assembled in 1923 that made aggressive war illegal and bound the member states to defend victims of aggression by force. Since the onus of responsibility would, in practice, be on the great powers of the League, it was vetoed by Great Britain, who feared that this pledge would strain its own commitment to police its British Empire.
The "Geneva Protocol for the Pacific Settlement of International Disputes" was a proposal by British Prime Minister Ramsay MacDonald and his French counterpart Édouard Herriot. It set up compulsory arbitration of disputes and created a method to determine the aggressor in international conflicts. All legal disputes between nations would be submitted to the World Court. It called for a disarmament conference in 1925. Any government that refused to comply in a dispute would be named an aggressor. Any victim of aggression was to receive immediate assistance from League members.
British Conservatives condemned the proposal for fear that it would lead to conflict with the United States, which also opposed the proposal. The British Dominions strongly opposed it. The Conservatives came to power in Britain and in March 1925 the proposal was shelved and never reintroduced.
#### World Disarmament Conference
The Allied powers were also under obligation by the Treaty of Versailles to attempt to disarm, and the armament restrictions imposed on the defeated countries had been described as the first step toward worldwide disarmament. The League Covenant assigned the League the task of creating a disarmament plan for each state, but the Council devolved this responsibility to a special commission set up in 1926 to prepare for the 1932–1934 World Disarmament Conference. Members of the League held different views towards the issue. The French were reluctant to reduce their armaments without a guarantee of military help if they were attacked; Poland and Czechoslovakia felt vulnerable to attack from the west and wanted the League's response to aggression against its members to be strengthened before they disarmed. Without this guarantee, they would not reduce armaments because they felt the risk of attack from Germany was too great. Fear of attack increased as Germany regained its strength after the First World War, especially after Adolf Hitler gained power and became German Chancellor in 1933. In particular, Germany's attempts to overturn the Treaty of Versailles and the reconstruction of the German military made France increasingly unwilling to disarm.
The World Disarmament Conference was convened by the League of Nations in Geneva in 1932, with representatives from 60 states. It was a failure. A one-year moratorium on the expansion of armaments, later extended by a few months, was proposed at the start of the conference. The Disarmament Commission obtained initial agreement from France, Italy, Spain, Japan, and Britain to limit the size of their navies but no final agreement was reached. Ultimately, the Commission failed to halt the military build-up by Germany, Italy, Spain and Japan during the 1930s.
#### Helpless during Coming of World War II
The League was mostly silent in the face of major events leading to the Second World War, such as Hitler's remilitarisation of the Rhineland, occupation of the Sudetenland and Anschluss of Austria, which had been forbidden by the Treaty of Versailles. In fact, League members themselves re-armed. In 1933, Japan simply withdrew from the League rather than submit to its judgement, as did Germany the same year (using the failure of the World Disarmament Conference to agree to arms parity between France and Germany as a pretext), Italy and Spain in 1937. The final significant act of the League was to expel the Soviet Union in December 1939 after it invaded Finland.
## General weaknesses
The onset of the Second World War demonstrated that the League had failed in its primary purpose, the prevention of another world war. There were a variety of reasons for this failure, many connected to general weaknesses within the organisation. Additionally, the power of the League was limited by the United States' refusal to join.
### Origins and structure
The origins of the League as an organisation created by the Allied powers as part of the peace settlement to end the First World War led to it being viewed as a "League of Victors". The League's neutrality tended to manifest itself as indecision. It required a unanimous vote of nine, later fifteen, Council members to enact a resolution; hence, conclusive and effective action was difficult, if not impossible. It was also slow in coming to its decisions, as certain ones required the unanimous consent of the entire Assembly. This problem mainly stemmed from the fact that the primary members of the League of Nations were not willing to accept the possibility of their fate being decided by other countries and (by enforcing unanimous voting) had effectively given themselves veto power.
### Global representation
Representation at the League was often a problem. Though it was intended to encompass all nations, many never joined, or their period of membership was short. The most conspicuous absentee was the United States. President Woodrow Wilson had been a driving force behind the League's formation and strongly influenced the form it took, but the US Senate voted not to join on 19 November 1919. Ruth Henig has suggested that, had the United States become a member, it would have also provided support to France and Britain, possibly making France feel more secure, and so encouraging France and Britain to co-operate more fully regarding Germany, thus making the rise to power of the Nazi Party less likely. Conversely, Henig acknowledges that if the US had been a member, its reluctance to engage in war with European states or to enact economic sanctions might have hampered the ability of the League to deal with international incidents. The structure of the US federal government might also have made its membership problematic, as its representatives at the League would only be able to answer on behalf of the executive branch, certain League decisions such as to go to war, would always require prior approval of the legislative branch regardless of the outcome of any floor vote even.
In January 1920, when the League was born, Germany was not permitted to join because it was seen as having been the aggressor in the First World War. Soviet Russia was also initially excluded because Communist regimes were not welcomed and membership would have been initially dubious due to the ongoing Russian Civil War in which both sides claimed to be the legitimate government of the country. The League was further weakened when major powers left in the 1930s. Japan began as a permanent member of the Council since the country was an Allied Power in the First World War but withdrew in 1933 after the League voiced opposition to its occupation of Manchuria. Italy also began as a permanent member of the council. However the League staunchly opposed Italy's invasion of Ethiopia in 1934. When the war ended in an Italian conquest, the League refused to recognize Italian sovereignty over Ethiopia, prompting the Italian-Fascist government to withdraw from the organization altogether in 1937. Though neutral during World War I, Spain (then still a kingdom) also began as a permanent member of the council, but withdrew in 1939 after the Spanish Civil War ended in a victory for the Nationalists. Though world opinion was much more divided over the Spanish Civil War than the conflicts involving Japan and Italy, the general perception leaned in favor of the Republican cause. The League had accepted Germany, also as a permanent member of the council, in 1926, deeming it to have become a "peace-loving country" under the Weimar Republic. After the Nazis came to power in 1933, Adolf Hitler withdrew Germany almost immediately.
### Collective security
Another important weakness grew from the contradiction between the idea of collective security that formed the basis of the League and international relations between individual states. The League's collective security system required nations to act, if necessary, against states they considered friendly, and in a way that might endanger their national interests, to support states for which they had no normal affinity. This weakness was exposed during the Abyssinia Crisis, when Britain and France had to balance maintaining the security they had attempted to create for themselves in Europe "to defend against the enemies of internal order", in which Italy's support played a pivotal role, with their obligations to Abyssinia as a member of the League.
On 23 June 1936, in the wake of the collapse of League efforts to restrain Italy's war against Abyssinia, the British Prime Minister, Stanley Baldwin, told the House of Commons that collective security had
> failed ultimately because of the reluctance of nearly all the nations in Europe to proceed to what I might call military sanctions ... The real reason, or the main reason, was that we discovered in the process of weeks that there was no country except the aggressor country which was ready for war ... [I]f collective action is to be a reality and not merely a thing to be talked about, it means not only that every country is to be ready for war; but must be ready to go to war at once. That is a terrible thing, but it is an essential part of collective security.
Ultimately, Britain and France both abandoned the concept of collective security in favour of appeasement in the face of growing German militarism under Hitler. In this context, the League of Nations was also the institution where the first international debate on terrorism took place following the 1934 assassination of King Alexander I of Yugoslavia in Marseille, France. This debate established precedents regarding global surveillence (in the form of routine international sharing of surveillence data), the punishment of terrorists as an international (rather than national) matter, and the right of a nation to conduct military attacks within another nation as a response to international terrorism. Many of these concepts are detectable in the discourse of terrorism among states after 9/11.
American diplomatic historian Samuel Flagg Bemis originally supported the League, but after two decades changed his mind:
> The League of Nations has been a disappointing failure.... It has been a failure, not because the United States did not join it; but because the great powers have been unwilling to apply sanctions except where it suited their individual national interests to do so, and because Democracy, on which the original concepts of the League rested for support, has collapsed over half the world.
### Pacifism, disarmament and radio
The League of Nations lacked an armed force of its own and depended on the Great Powers to enforce its resolutions, which they were very unwilling to do. Its two most important members, Britain and France, were reluctant to use sanctions and even more reluctant to resort to military action on behalf of the League. Immediately after the First World War, pacifism became a strong force among both the people and governments of the two countries. The British Conservatives were especially tepid to the League and preferred, when in government, to negotiate treaties without the involvement of that organisation. Moreover, the League's advocacy of disarmament for Britain, France, and its other members, while at the same time advocating collective security, meant that the League was depriving itself of the only forceful means by which it could uphold its authority.
David Goodman argues that the 1936 League of Nations Convention on the Use of Broadcasting in the Cause of Peace tried to create the standards for a liberal international public sphere. The Convention encouraged friendly radio broadcasts to other nations. It called for League prohibitions on international broadcasts containing hostile speech and false claims. It tried to draw the line between liberal and illiberal policies in communications, and emphasized the dangers of nationalist chauvinism. With Nazi Germany and Soviet Russia active on the radio, its liberal goals were ignored, while liberals warned that the code represented restraints on free speech.
## Demise and legacy
As the situation in Europe escalated into war, the Assembly transferred enough power to the Secretary General on 30 September 1938 and 14 December 1939 to allow the League to continue to exist legally and carry on reduced operations. The headquarters of the League, the Palace of Nations, remained unoccupied for nearly six years until the Second World War ended.
At the 1943 Tehran Conference, the Allied powers agreed to create a new body to replace the League: the United Nations. Many League bodies, such as the International Labour Organization, continued to function and eventually became affiliated with the UN. The designers of the structures of the United Nations intended to make it more effective than the League.
The final session of the League of Nations concluded on 18 April 1946 in Geneva. Delegates from 34 nations attended the assembly. This session concerned itself with liquidating the League: it transferred assets worth approximately \$22,000,000 (U.S.) in 1946 (including the Palace of Nations and the League's archives) to the UN, returned reserve funds to the nations that had supplied them, and settled the debts of the League. Robert Cecil, addressing the final session, said:
> Let us boldly state that aggression wherever it occurs and however it may be defended, is an international crime, that it is the duty of every peace-loving state to resent it and employ whatever force is necessary to crush it, that the machinery of the Charter, no less than the machinery of the Covenant, is sufficient for this purpose if properly used, and that every well-disposed citizen of every state should be ready to undergo any sacrifice in order to maintain peace ... I venture to impress upon my hearers that the great work of peace is resting not only on the narrow interests of our own nations, but even more on those great principles of right and wrong which nations, like individuals, depend.
> The League is dead. Long live the United Nations.
The Assembly passed a resolution that "With effect from the day following the close of the present session of the Assembly [i.e., April 19], the League of Nations shall cease to exist except for the sole purpose of the liquidation of its affairs as provided in the present resolution." A Board of Liquidation consisting of nine persons from different countries spent the next 15 months overseeing the transfer of the League's assets and functions to the United Nations or specialised bodies, finally dissolving itself on 31 July 1947. The archive of the League of Nations was transferred to the United Nations Office at Geneva and is now an entry in the UNESCO Memory of the World Register.
In the past few decades, by research using the League Archives at Geneva, historians have reviewed the legacy of the League of Nations as the United Nations has faced similar troubles to those of the interwar period. Current consensus views that, even though the League failed to achieve its ultimate goal of world peace, it did manage to build new roads towards expanding the rule of law across the globe; strengthened the concept of collective security, giving a voice to smaller nations; helped to raise awareness to problems like epidemics, slavery, child labour, colonial tyranny, refugee crises and general working conditions through its numerous commissions and committees; and paved the way for new forms of statehood, as the mandate system put the colonial powers under international observation. Professor David Kennedy portrays the League as a unique moment when international affairs were "institutionalised", as opposed to the pre–First World War methods of law and politics.
The principal Allies in the Second World War (the UK, the USSR, France, the U.S., and the Republic of China) became permanent members of the United Nations Security Council in 1946; in 1971, the People's Republic of China replaced the Republic of China (then only in control of Taiwan) as a permanent member of the UN Security Council, and in 1991 the Russian Federation assumed the seat of the dissolved USSR. Decisions of the Security Council are binding on all members of the UN, and unanimous decisions are not required, unlike in the League Council. Only the five permanent members of the Security Council can wield a veto to protect their vital interests.
## League of Nations archives
The League of Nations archives is a collection of the League's records and documents. It consists of approximately 15 million pages of content dating from the inception of the League of Nations in 1919 extending through its dissolution in 1946. It is located at the United Nations Office at Geneva. In 2017, the UN Library & Archives Geneva launched the Total Digital Access to the League of Nations Archives Project (LONTAD), with the intention of preserving, digitizing, and providing online access to the League of Nations archives. It was completed in 2022.
## See also
- International relations (1919–1939)
- Latin America and the League of Nations
- League against Imperialism
- League of Small and Subject Nationalities
- Minority rights
## General and cited references
### Surveys
### League topics
### Related topics
### Historiography
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58,461,310 |
Coterel gang
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14th-century organised criminal gang
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[
"14th century in England",
"14th-century criminals",
"English outlaws",
"Gangs in England",
"History of Derbyshire",
"History of Nottinghamshire",
"Medieval English criminals",
"Medieval thieves",
"Recipients of English royal pardons",
"Sherwood Forest"
] |
The Coterel gang (also Cotterill, fl. c. 1328 – 1333) was a 14th-century armed group that flourished in the North Midlands of England. It was led by James Coterel—after whom the gang is named—supported by his brothers Nicholas and John. It was one of several such groups that roamed across the English countryside in the late 1320s and early 1330s, a period of political upheaval with an associated increase in lawlessness in the provinces. Coterel and his immediate supporters were members of the gentry, and according to the tenets of the day were expected to assist the crown in the maintenance of law and order, rather than encourage its collapse.
Basing themselves in the peaks of Derbyshire and the heavily wooded areas of north Nottinghamshire (such as Sherwood Forest) the Coterels frequently cooperated with other groups, including the Folvilles. Membership of the Coterel gang increased as its exploits became more widely known; most of the new members were recruited locally, but others came from as far away as Shropshire. Despite repeated attempts by the crown to suppress the Coterels, their criminal activities increased; by 1330 they had committed murder, extortion, kidnap, and ran protection rackets across the Peak District. They do not seem to have ever been particularly unpopular with the populace, and the secular and ecclesiastical communities provided them with supplies, provisions and logistical support.
Possibly their most famous offence took place in 1332. A royal justice, Richard de Willoughby, was despatched to Derbyshire to bring the Coterels to justice, but before he could do so, he was kidnapped by a consortium composed of both the Coterels' and the Folvilles' men. Each gang had encountered him in his professional capacity on previous occasions, and probably wanted revenge on him as much as they wanted his money. This they also received, as Willoughby paid 1,300 marks for his freedom. This outrage against a representative of the crown led King Edward III to launch a royal commission into the troubled area to bring the Coterels to justice and restore the King's peace. In the event, many gang members were arraigned, but all but one were acquitted; the Coterel brothers themselves ignored their summonses and did not even attend.
The King was politically distracted by the outbreak of the Second War of Scottish Independence; this provided him with the opportunity to recruit seasoned men to his army while appearing to solve the local disorder. As a result, most of the Coterel band received royal pardons following service abroad or in Scotland, and James, Nicholas and John Coterel all eventually had profitable careers. Modern scholars tend to agree that the activities and members of 14th-century groups such as the Coterels provided the basis for many of the stories later woven around Robin Hood in the 15th century.
## Background
### Political context
The Coterel gang was active during a period of political factionalism within central government. The king, Edward II, was extremely unpopular with his nobility, because of reliance on favourites, such as Hugh Despenser the Younger, on whom he lavished royal patronage at the expense of other barons. Despenser was hated by the English nobility, particularly those gathered around the King's cousin, Thomas, Earl of Lancaster.
In 1322 Lancaster had rebelled against Edward and his favourites, but had been defeated and executed. One of the Coterel brothers and their later allies from the Bradbourne family were also involved, so it is likely, says the historian J. R. Maddicott, that there was a political dimension to the band's activities as part of general opposition to the King. The gang at least thrived on the political chaos of the last years of Edward II's reign and the early years of that of Edward III. This was an exceptionally lawless and violent period, says the historian Michael Prestwich, "where a quarrel over a badly cooked herring could end in violent death, as happened in Lincoln in 1353".
Members of their own family were "contrariants"—opposed to the Despensers and Edward II—but this did not prevent the Coterel brothers stealing from members of that party whenever the opportunity arose. For example, after the Battle of Boroughbridge in 1322—when the contrariant nobles fought Edward II and lost—the Coterels ambushed fleeing survivors of the losing side, and robbed them of horses and armour. On another occasion they stole "a quantity of silver plate", only to be ambushed themselves by a small force of Welsh who in turn relieved them of their loot.
### The Coterel family
The Coterel family has been described as "not only numerous, but also litigious". Nicholas, James and John were the sons of a major Derbyshire landowner, Ralph Coterel. Nicholas had been involved—how deeply is unknown—in Lancaster's rebellion in 1322, for which he had received a pardon. James Coterel, in his youth, has been described as a 14th-century juvenile delinquent. He was the eldest—and, says the medievalist Barbara Hanawalt, the dominant personality—among the brothers, ("young men of prys", as they were later called) and was the acknowledged leader of the gang, which was later recorded as the "Society of James Coterel". He became of particularly high standing in the local community. His group has been described as something like a "federation of gangs", due to its fluid membership and interconnectivity with similar groups in the Derbyshire, Leicestershire, Nottinghamshire and Rutland area.
### Origins
There is no firm evidence as to James Coterel's precise motives for embarking on his career in crime. Perhaps, suggests the medievalist J. G. Bellamy, having started off in a small way, he discovered that he was good at it and that it provided an easy source of income in what was a relatively wealthy area. The Coterel gang was a combination of "criminal gentry", the class on whom—"paradoxically"—the upkeep of law and order usually devolved to in the localities. They were joined by men of lower class, with a few local men forming the kernel of the gang. The group is first mentioned in official records on 2 August 1328, when the three Coterel brothers, allying with Roger le Sauvage and others, attacked the vicar of Bakewell, Walter Can, in his church, evicted him from it and stole ten shillings from his collection plate. The offence was committed at the instigation of Robert Bernard, who had held several important positions: he had been a clerk for the Westminster chancery, had taught at Oxford University and was, at the time of the offence, registrar of Lichfield Cathedral. Brother Bernard had himself been vicar of Bakewell in 1328 and had been forcibly ejected by his parishioners for embezzling church funds. He was, says Bellamy, "an unsavoury individual" and may have personally participated in the assault on Walter Can.
## Activities
The Coterels and their associates were a "greenwood gang", as they favoured making their hide-outs in the local woods. They cooperated with similar groups, most notably with the Folvilles, and when Eustace Folville hid out in Derbyshire—"during his enforced absences" from Leicestershire—James Coterel was later described as his leader, although strictly the Coterels were of a lower social status (Maurice Keen wrote that James Coterel "might have ranked as a minor gentleman", while Folville was a knight). Either way, the Coterels did not merely have contacts within the gentry class; they were members of it. They were known to hide out on the "wild forests of the High Peak"—James Coterel was called "the king of the Peak"—with spies keeping a look-out for the sheriff's men; they avoided capture this way on at least one occasion. The Coterels had a strategy of never staying more than a month in the same place; they did return, intermittently, to various safe houses. One of the areas they concentrated on was around the village of Stainsby, where the Sauvage family was based and on whose manor the Coterels often made their headquarters.Meanwhile, King Edward II had continued alienating his nobility, and by 1326 both his wife, Queen Isabella, and his eldest son, Edward, Earl of Chester, had gone into French exile. Isabella soon became the focus of opposition to the King, and, with Roger Mortimer, invaded England, deposed King Edward and ruled in his stead. The Coterel gang's continuing violence—and the authorities' failure to suppress it—motivated Mortimer and Isabella to take a robust approach to law and order. This had little effect. James Coterel committed murders in Derby in 1329 and 1330, on the latter occasion killing Sir William Knyveton; in 1330 he also murdered John Matkynson in Bradley. James Coterel was attached at the Derbyshire Eyre for the crime that year, but escaped arrest. Both he and Laurence were accused of ravaging the Derbyshire estates of the dead Earl of Lancaster's brother and heir, Henry, 3rd Earl of Lancaster. Lancaster later brought suit against the three Coterel brothers for the damage they had done to his park and chase in Duffield, where, he said, they had "hunted and carried away deer and did many other wrongs". The Coterels did not deign to appear in court, but in their absence judgement was given against them and the damage estimated at £60: the cattle that the Coterels stole may have been worth as much as £5,200.
Most of the gang against whom proceedings had been attempted were found to be legally vagabonds, and the sheriff postponed the hearings three times before giving up. Sir Roger de Wennesley, Lord of Mappleton, was then dispatched to arrest them on 18 December that year. De Wennesley was a "sworn enemy" of the Coterels, having stabbed one of their relations—and Coterel gang associate—Laurence Coterel to death in March the same year. De Wennesley was, supposedly unable to locate the gang, who were then declared outlawed in March 1331. One commentator says their outlawry "seems to have inspired them to expand the range of their criminal behaviour". Soon after de Wennesley's failed commission, the Coterels kidnapped John Staniclyf, a tenant of de Wennesley's. They refused to release Staniclyf until he swore an oath never to oppose the Coterels again, and he was forced to pay a bond of £20 to ensure his compliance.
### Peak of activity
The high point of the gang's activity was between March 1331 and September 1332. By this time Edward, Earl of Chester (later Edward III), had launched a coup d'état against Mortimer at Nottingham Castle. In November 1330 Mortimer was hanged at Tyburn a month later and Edward III's personal reign began. The Coterels' activities continued unabated. Roaming between the Peak District and Sherwood Forest, where they often sheltered, the group was continually joined by new recruits until it numbered at least fifty. James Coterel was later personally accused of recruiting 20 men in the Peak and Sherwood areas, but recruits could also come from afar: Sir John de Legh, for example, was from Shropshire. Many men—such as Roger le Sauvage—joined after getting into debt and being outlawed when they were unable to pay their creditors. Like Sauvage, some members were already outlawed when they sought membership; many were not, and seem not to have had any previous criminal record. Increased numbers allowed the gang to expand its operations, both geographically and by type. In 1331 they were joined by Sir William Chetulton of Staffordshire (already, says Bellamy, an "infamous gang leader" himself by this point), who had previously operated in Sir James Stafford's gang in Lancashire. In December 1331, the group was joined by John Boson, an esquire from Nottingham who held land off William, Lord Ros; Bosun's father not only had been an outlaw himself but had been an early associate of James Coterel.
The Coterel gang were the subject of multiple presentments throughout their short career, and committed at least two murders as well as extortions and kidnappings around the Peak District, running protection rackets, and generally involving themselves in the feuds of their neighbours. Until mid-1331 the group had made a name for themselves by committing extreme acts of violence; it seems that from then they made it a policy to avoid violence where possible and concentrate on more financially profitable schemes. They became particularly involved in extortion, and Hanawalt has described their technique as being refined: they possessed "such an evil reputation for extortion that they only had to send a letter threatening damage to life, limb, and property in order to extort money". This was the gang's method with the mayor of Nottingham, to whom they wrote demanding £20—"or else". They used the indenture system: one half of the indentured contract was sent to the victim with the demand, and the sum demanded was to be paid to whoever arrived at the appointed time bearing the other half of the indenture. This seems to have been a particular speciality of two members, William Pymme of Sutton Bonington and Roger Sauvage, and one of the bearers they used in 1332 to carry such a letter to William Amyas, a wealthy Nottingham ship owner, was Pymme's mother. In direct imitation of royal justice, they demanded tribute from the local populace; William Amyas was told that, if he failed to comply, "everything he held outside of Nottingham would be burned". On another occasion they went, mob-handed, to the house of Robert Franceys, where they forced him to hand over £2; Fraunceys, so a chronicler wrote, was sufficiently scared by his experience that "he left his house and did not return for a long time". A Bakewell man, Ralph Murimouth, was forced to hand over £5.
They did all this with apparent immunity. In 1331 the gang kidnapped Robert Foucher of Osmaston (whom they knew would soon be wealthy, as he was due to be granted some local parkland). One of their most notorious acts was not extortion, but another kidnapping—that of Sir Richard Willoughby, a royal justice, whom they captured in 1332.
### Kidnapping of Richard Willoughby
The kidnap of Richard Willoughby has been described by historians Anthony Musson and Mark Ormrod as a "daring and very high-profile event". He was captured in Melton Mowbray on 14 January 1332 and spirited away while on a judicial commission in the East Midlands. The Coterels, accompanied by members of the Folville gang, numbered between 20 and 30 men. In exchange for Willougby's life, they demanded 1,300 marks for his release. Willoughby was a wealthy man, and raised the necessary amount by the following day. Clearly, says Hanawalt, the risks associated with attacking such a prominent individual were deemed to be acceptable in expectation of such large amounts. The Folvilles received 300 marks of the ransom. It is likely that the Coterels and their associates were motivated at least in part by the fact that many of them would have come up against Willoughby on previous occasions in his capacity as a puisne judge who was regularly active on commissions of oyer and terminer in the region. It is known that in June 1329 he investigated the pillaging of the Earl of Lancaster's lands by the Coterels, and in 1331 he heard the complaint of the vicar of Bakewell over his eviction by the gang. Willoughby was notoriously corrupt—the royal yearbooks would later report Willoughby as selling the laws of the land "as if they were cattle or oxen"—and according to the near-contemporary Knighton's Chronicon, the Coterel associates had much to feel aggrieved about: Willoughby had been the judge in several cases against members of the group. He was, says Bellamy, "thus a fit subject for humiliation". His kidnap was almost certainly the chance for revenge "for some wrong or imagined wrong once suffered" as much as, if not more than, financial gain.
The distribution of the ransom took place in one of Sir Robert Touchet's manors at Markeaton Park; Touchet was a prominent Midlands landowner, and was probably the Coterels' chief patron. With his brother, Edmund Touchet—who was parson of nearby Mackworth—he knew and approved of the Coterel scheme. These men, who provided the gang with material assistance when it was required, were an exemplar of the kind of support the Coterels enjoyed locally. The kidnapping of Willoughby was not merely a local outrage, but, says the historian John Aberth, for the crown it was "an unprecedented assault on the dignity of its bench and the authority of its law". In Derbyshire, there was a "widespread lack of sympathy" for the judge.
#### Royal response
In response to Willoughby's kidnapping, the King despatched a "powerful" judicial commission to the north Midlands in March 1332. Fifty men were brought before the bench. In the event, many indictments were presented and heard, but "hardly any of the principals were brought into court, much less convicted", even though King Edward personally attended the sessions held at Stamford, Lincolnshire. Some of those arrested were bailed; for example, Roger de Wennesley—who by now had joined the gang he had been sent to arrest the previous year—while on bail became a forger and wrote "pretended letters to arrest certain persons ... by means of which he extorted money daily". Of the fifty brought to the bench, only one—de Uston—was convicted. This was William de Uston, who was acquitted of a charge of assault but then sentenced to death for robbery. It may be that, in spite of recent provisions strengthening the powers of a town's night watch and gaol delivery, juries composed of local people were unwilling to accuse men who were their neighbours; in 1332 the majority of accusations the presentment juries made were against men in other towns. The lack of convictions may not have been only due to fear of reprisals among the jurors. They may also reflect sympathy for the group, and perhaps a general unwillingness to condemn anyone who, as Bellamy put it, was "not of notorious record".
A jury of presentment, composed of men from the hundreds of Wirksworth and Appeltree, sat in September 1332, and claimed that the gang was known to collaborate with Robert Bernard, backed by the Chapter of Lichfield Cathedral. This commission documented the Coterels' activities minutely, and, Anthony Musson says, it is "a tribute to the functioning of the judicial machinery" of the county in the midst of a severe break down in order that it was able to do so.
### Support for the gang
`The Coterels received a strong degree of support from among the regional public generally and the gentry and churchmen particularly. Within Lichfield Cathedral, apart from Robert Bernard, there were seven canons including John Kinnersley, who were all later accused of being supporters of the Coterels and of providing James with "protection, succour and provisions". There was, comments Bellamy, "no lack of worldly knowledge in the Lichfield cloisters": Kinnersley was James Coterel's legal receiver on multiple occasions. The Cathedral chapter supported the gang even after its activities had become the subject of an official investigation. It seems probable that the chapter directly employed them several times, for instance, for the robbing of the vicar of Bakewell, and to collect tithes. The Cathedral chapter's support for Coterel was instrumental in protecting him from arrest. Also among the Coterel's local supporters was the Cluniac prior of Lenton, Nottinghamshire, who on at least one occasion gave them advance warning of an intended trailbaston commission led by Richard de Grey. Similar support was received from the Cistercian house at Haverholme.`
While on the run, local people kept the men supplied with material support as well as information. Such peripheral supporters were always far more numerous than the gang itself, and it has been estimated that the Coterels could rely on around 150 such supporters (57 of whom were from the villages of Bakewell and Mackworth alone). Such support was not wholly based on fear, but neither did people believe that outlaws were romantic figures out to help the community; perhaps, says Hanawalt, "respect and a reluctant admiration" was the prevailing attitude of the populace. For example, Walter Aune delivered a quantity of food to them in the woods on one occasion. On another he delivered the rents from Richard le Sauvage's Stainsby manor to Sauvage while the latter was hiding out with the Coterels. When the gang was hiding out in Bakewell they were brought sustenance by local man Nicholas Taddington; Taddington also showed them secret paths around the countryside. Occasionally they had to actively forage for food, and Pymme is known to have sent his servants and members of his household out for this purpose.
The Coterel gang enjoyed support within local officialdom as well, including at least six bailiffs in the High Peak area. They were supporters but not necessarily active members, and included at least seven local men who attended parliament during the decade. Another "clandestine ally" was Sir Robert Ingram, whom the Coterels had personally recruited. Ingram was a man of some importance; he was High Sheriff of Nottingham and Derbyshire between 1322 and 1323 and then from 1327 to 1328 as well as mayor of Nottingham for two terms, 1314–1316 and 1320–1324; It was Ingram who wrote to a Coterel spy (or explorator) in Nottingham Castle, William de Usfton, who was not only lord of the manor of Radmanthwaite in Nottinghamshire but also a counterfeiter. Ingram's letter informed the Coterels that their base in the High Peak forest had just been discovered, and thus enabled their escape. Not everyone supported them; in 1331, a petition was presented to parliament which complained about members of the gentry uniting to kidnap and kill the king's loyal officials—almost certainly an oblique reference to the Coterel gang. A jury later reported how the band "rode armed publicly and secretly in manner of war by day and night".
## Later events
The Coterels and their men received few, if any, legal penalties, and James Coterel was eventually pardoned of all "extortions, oppressions, receivings of felons, usurpations, and ransoms" in 1351, probably at the instigation of Queen Philippa, whose patronage he seems to have enjoyed even during his days of criminality. The few members of the gang who were eventually brought before the King's Bench in 1333 were acquitted, and the three Coterel brothers seem to have continued receiving the patronage of Lichfield Cathedral, while Barnard retained both his employment at Oxford University and his church living until his death in 1341.
Many members of the band appear to have undertaken royal service in Scotland and in the Hundred Years' War in France in the latter years of the decade, which led directly to the end of the gang's activities. This included de Legh in 1330, and both James' and Nicholas Coterel's names are on the 1338 summons to join the royal army in Flanders. The crown, for its part, withdrew its commissions from the region claiming that the king's peace had been restored; in reality, it had been distracted by the renewal of war with Scotland the previous year, and, writes E. L. G. Stones, "the impetus of the general attack on disorder, which had seemed so strong in March 1332, rapidly declined". Bellamy notes how usual this was: "expenditure of royal energy meant temporary success"; but, with the King preoccupied with projects abroad, the status quo ante soon returned. For their part, those who fought for the King were pardoned by him on their return for the offences they had previously committed. There were rewards too: in May 1332, James Coterel was granted the wardship of Elizabeth Meverel. Coterel's ally Chetulton was sentenced to hang, but produced a pardon obtained for him by Ralph, Lord Neville; when it looked as though a second murder could be laid at his door, he was able to produce a second pardon. By July, Chetulton was back in royal favour, and commissioned to capture robbers in Nottingham. In 1334, Sir William Aune was appointed surveyor of the King's Welsh castles, and that same year, William de Uston—the only member of the gang to have been convicted, and, indeed, sentenced to death—was commissioned to investigate some murders in Leicester that were believed to have been carried out by Sir Richard Willoughby's servants. One of the last occurrences of James Coterel's name in official records indicates that he too regained the King's trust, as in November 1336, "he was on the right side of law", having been commissioned to arrest a "miscreant Leicestershire parson". They were, says Bellamy, reformed characters, and the Coterel brothers would never again ride armata potentia—armed and in power.
## Scholarship
The Coterel gang has been described by a late 20th-century historian as being the locus of an "apparent disregard for the law which has been shown as emanating from the Midlands", demonstrating the degree to which the crown lacked control over the provinces. They have also been identified as accelerating the legal concept of conspiracy, which was in its infancy. Royal authority had been weakened by its appearance of powerlessness in the face of the Coterels' widespread and systematic lawlessness. The Coterels' activities show how "interwoven the criminal, the military, and the royal administrative" could be; sometimes, says Carter Revard, "the outlaw of one year could be the brave soldier of the next".
The Coterels were "unique to th[eir] time and location", and, suggests one scholar, symptomatic of a changing system of retaining, in which once-firm ties to a supporting lord had become much more fluid and uncertain, with the result that some men effectively chose to operate outside the feudal system. While much of the gang warfare that plagued England in the early 14th century can be put down to the return of unemployed soldiery from the north, as contemporary chroniclers were prone to assume, organised crime such as that of the Coterels'—which does not seem to have contained this element of demobilization—were, suggest the historians Musson and Ormrod, "the product more of the disturbed state of domestic politics in the 1320s than of the crown's war policies".
### Fictional connections
The medievalist John Bellamy has drawn attention to the degree to which the tales of Robin Hood and Gamelyn intersect in detail with known historical events such as those the Coterels were involved in; he also notes that there are probably an equal number of points on which the stories diverge from history. A comparison to Gamelyn shows how, even while that lord was a fugitive, his tenants "maintain their deference and loyalty to him ... they go down on their knees, doff their hoods, and greet him as 'here lord'", all the while keeping him fully abreast of the state of legal proceedings against him. Gamelyn as "king of the outlaws" was also reflected in the fame of the Coterel gang in local society. Likewise, the Coterels' propensity for attacking royal officials is "very much Gamelyn style", says T. A. Shippey, as was the King's willingness to pardon them in return for military service.
Similarities have been noticed between the tales of Robin Hood and the activities of such armed groups as the Coterels, particularly in their attacks upon authority figures; the pavage imposed by Hood's gang is similar to the tribute extorted by the Coterels. The tale of Adam Bell was similarly shaped by the Coterels' and Folvilles' activities.
R. B. Dobson and John Taylor suggested that there was only a limited connection between the invention of Robin Hood and the criminal activities of the Coterels, who do not, summarises Maurice Keen, "seem to offer very promising matter for romanticization". However, contemporaries were aware of such a link: in 1439 a petition against another Derbyshire gangster, Piers Venables, complained that he robbed and stole with many others and then disappeared into the woods "like as it had been Robin Hood and his meiny". John Maddicott, on the other hand, notes an "accumulation of coincidences" between the Coterel and Folville gangs and the exploits recounted of Hood. These he lists principally as
> An unprincipled abbot of St Mary's, York, who lent money to knights and others; a chief justice who, as a Yorkshireman, may well have been retained by the abbot and who had some reputation for the illicit use of power; and a corrupt sheriff of Nottingham, detested both by the gentry and by the lesser men of his county and finally outlawed for his misdeeds.
Maddicott describes the capture of Willoughby as very much "a feat reminiscent of the world of ballads" and the gang's popularity as "close to the standing of Robin Hood and his men as folk heroes". The people who actively supported and aided the Coterels in Derbyshire, says Maddicott, were also those who, another time, were the audience of the Hood ballads. After all, he says, they did take from the rich, "even if they did not give to the poor, and if the rich were also royal officials, like Willoughby, such retribution may have seemed well deserved". David Feldman likewise describes the Coterels and their supporters as "disgruntled gentry with an eye for the main chance" who set themselves up as Robin Hood types, except, like Maddicott, Feldman reiterates that what they "robbed from the rich never reached the poor". They possessed a certain "gentrified behaviour", as it has been called, along with the more usual brutality of the gangs, which dovetail in the ballads.
Coterel's ally Robert Ingram has been proposed as the original inspiration for the sheriff of Nottingham in the Gest of Robin Hood, a late 15th-century re-telling of the tale. The close association with criminally-minded ecclesiastics and blatant outlaws such as the Coterels have also been linked to the fiction of Friar Tuck, who, whilst being a "large, merry body" was also the leader of his own "merry gang of murderers and thieves". John Maddicot has concluded that while the links between fiction and reality are strong, it is
> Perhaps more likely that the character of Robin Hood may well have taken the career of some real outlaw, such as James Coterel ... given him a fictitious name, and embroidered his progress in a series of episodes peopled with identifiable villains and set against real backgrounds in Barnsdale and Sherwood Forest.
## See also
- :History of Derbyshire
|
24,332,818 |
Hurricane Grace (1991)
| 1,171,870,002 |
Category 2 Atlantic hurricane in 1991
|
[
"1991 Atlantic hurricane season",
"1991 Perfect Storm",
"Category 2 Atlantic hurricanes",
"Hurricanes in Bermuda"
] |
Hurricane Grace was a short-lived Category 2 hurricane that contributed to the formation of the powerful 1991 Perfect Storm. Forming on October 26, Grace initially had subtropical origins, meaning it was partially tropical and partially extratropical in nature. It became a tropical cyclone on October 27, and ultimately peaked with winds of 105 mph (165 km/h). The storm had minor effects on the island of Bermuda as it passed to the south. A developing extratropical storm to the north turned Grace eastward; the hurricane was eventually absorbed into the large circulation of the larger low-pressure system. Fed by the contrast between cold air to the northwest and warm air from the remnants of Grace, this storm became a large and powerful Nor'easter that caused extremely high waves and resulted in severe coastal damage along the East Coast of the United States.
## Meteorological history
The origins of Grace go back to a mid-level area of low pressure that formed on October 23 to the south of Bermuda. Reports from a nearby ship indicated that the low had become a surface feature by October 25. The storm system initially contained subtropical characteristics, and the center of circulation lacked deep convection for several days. The system was designated a subtropical storm on October 26. An area of clouds near Bermuda became increasingly convective, and gradually became entrained into the expanding and developing circulation of the subtropical storm. Thunderstorm activity persisted near the center, and on October 27, the storm attained tropical storm status and was named Grace.
Grace continued to organize and intensify; based on satellite intensity estimates and reconnaissance reports, the storm was upgraded to a Category 1 hurricane, the lowest level on the Saffir–Simpson hurricane scale. Grace reached its peak intensity with winds of 105 mph (165 km/h) and a minimum central barometric pressure of 980 mbar (hPa; 28.94 inHg), ranking as a Category 2. Operationally, however, the peak intensity was thought to have been 75 mph (120 km/h), which would have made it a mere Category 1 at its peak strength. The hurricane tracked generally northwestward until October 28, when an extratropical cyclone formed along an approaching cold front off the New England coast. This storm rapidly intensified and influenced Grace's steering currents, turning the hurricane sharply east. At around the same time, an eye feature associated with Hurricane Grace became apparent on satellite imagery, despite a lack of strong convective activity around the storm's center. Grace accelerated as it continued eastward, and reached its peak intensity of Category 2 status on October 29. However, the storm's rapid forward movement led to an asymmetrical circulation. The center passed approximately 50 mi (80 km) south of Bermuda without significantly affecting the island.
Hurricane Grace turned northeast later that day, as the rapidly approaching extratropical storm undermined the storm's lower-level center. The system became overtaken by the frontal storm, and subsequently lost its status as a tropical system. Afterward, Grace moved north along the front and merged with the large cyclone to the north. The remnants of Grace became completely indistinguishable by the next day, as it was completely absorbed by the passing extratropical storm on October 30. The nor'easter significantly strengthened as a result of the temperature contrast between the cold air to the northwest and the warmth and humidity associated with the remnants of Hurricane Grace. The low-pressure system continued deepening as it drifted southeastward and then southwestward towards the United States. The cyclone attained its peak intensity 390 miles (630 km) south of Halifax, Nova Scotia, as a Category 1 hurricane, with sustained winds of 75 mph (120 km/h). The storm became commonly known as "The Perfect Storm".
## Preparations and impact
In advance of Hurricane Grace, a tropical storm warning was issued for Bermuda on October 27. The following day, about 10 hours before the storm's closest approach to the island, the tropical storm warning was upgraded to a hurricane warning. On October 29, the hurricane warning was lowered to a tropical storm warning, which was amended to a gale warning shortly thereafter. The island experienced bands of squally weather in association with the storm. Precipitation peaked at 3.21 in (82 mm). However, no significant damage was reported. A yacht traveling from Bermuda to New York encountered strong winds and 25 ft (7.6 m) seas well off the Virginia coast; its nine occupants were rescued by Coast Guard helicopters.
Because of its large size, Grace generated large swells along the East Coast of the United States, combined with abnormally high tides; these waves reached at least 15 ft (4.6 m). Despite minor beach erosion, no substantial property damage occurred, although Carolina Beach, North Carolina, lost about 1 ft (0.30 m) of sand.
Despite the light impacts from Hurricane Grace, the resultant nor'easter caused extensive coastal damage, high seas, and powerful winds. Hurricane-force wind gusts were reported in New England. The storm churned the ocean for several days; a wave 101 ft (31 m) in height was reported by an offshore buoy. Extensive coastal flooding occurred along the coast of the Mid-Atlantic and Northeastern U.S., with effects as far north as Newfoundland and as far south as Jamaica. The nor'easter eventually transitioned into another hurricane that made landfall in Nova Scotia. A ship known as the Andrea Gail was lost, along with her six crew members, during the storm. The story of the Andrea Gail inspired Sebastian Junger's 1997 book, The Perfect Storm, and a 2000 motion picture film.
## See also
- List of Bermuda hurricanes
- List of United States hurricanes
- North Atlantic tropical cyclone
|
7,322,276 |
Nico Ditch
| 1,167,308,147 |
Earthwork in England
|
[
"Ancient dikes",
"Geography of Manchester",
"Geography of Tameside",
"Geography of Trafford",
"Geography of the Metropolitan Borough of Stockport",
"History of Greater Manchester",
"History of Manchester",
"Linear earthworks",
"Scheduled monuments in Greater Manchester"
] |
Nico Ditch is a six-mile (9.7 km) long linear earthwork between Ashton-under-Lyne and Stretford in Greater Manchester, England. It was dug as a defensive fortification, or possibly a boundary marker, between the 5th and 11th century.
The ditch is still visible in short sections, such as a 330-yard (300 m) stretch in Denton Golf Course. For the parts which survived, the ditch is 4–5 yards (3.7–4.6 m) wide and up to 5 feet (1.5 m) deep. Part of the earthwork is protected as a Scheduled Ancient Monument.
## Etymology
The earliest documented reference to the ditch is in a charter detailing the granting of land in Audenshaw to the monks of the Kersal Cell. In the document, dating from 1190 to 1212, the ditch is referred to as "Mykelldiche", and a magnum fossatum, which is Latin for "large ditch".
The name Nico (sometimes Nikker) for the ditch became established in the 19th and 20th century. It may have been derived from the Anglo-Saxon Hnickar, a water spirit who seized and drowned unwary travellers, but the modern name is most likely a corruption of the name Mykelldiche and its variations; this is because the Anglo-Saxon word micel means "big" or "great", harking back to the early 13th century description of the ditch as magnum fossatum. An alternative derivation of Nico comes from nǽcan, an Anglo-Saxon verb meaning "kill".
## Course
Nico Ditch stretches 6 mi (9.7 km) between Ashton Moss () in Ashton-under-Lyne and Hough Moss (), which is just east of Stretford. It passes through Denton, Reddish, Gorton, Levenshulme, Burnage, Rusholme, Platt Fields Park in Fallowfield, Withington and Chorlton-cum-Hardy, crossing four metropolitan boroughs of present-day Greater Manchester. The ditch coincides with the boundaries between the boroughs of Stockport and Manchester, and between Tameside and Manchester; it reaches as far as the Denton golf course. A section is now beneath the Audenshaw Reservoirs, which were built towards the end of the 19th century. The ditch may have extended west beyond Stretford, to Urmston ().
## History
The earthwork was constructed some time between the end of Roman rule in Britain in the early 5th century and the Norman conquest in 1066. Its original purpose is unclear, but it may have been used as a defensive fortification or as an administrative boundary. It possibly marked a 7th-century boundary for the expansionist Anglo-Saxons, or it may have been a late 8th or early 9th century boundary marker between the kingdoms of Mercia and Northumbria. In the early medieval period, the Anglo-Saxon kingdoms of Northumbria, Mercia, and Wessex struggled for control over North West England, along with the Britons and the Danes. Whatever its earlier use, the ditch has been used as a boundary since at least the Middle Ages.
Legend has it Nico Ditch was completed in a single night by the inhabitants of Manchester, as a protection against Viking invaders in 869–870; Manchester may have been sacked by the Danes in 870. It was said that each man had an allocated area to construct, and was required to dig his section of the ditch and build a bank equal to his own height. According to 19th century folklore, the ditch was the site of a battle between Saxons and Danes. The battle was supposed to have given the nearby towns of Gorton and Reddish their names, from "Gore Town" and "Red-Ditch", respectively, but the idea has been dismissed by historians as a "popular fancy". The names derive from "dirty farmstead" and "reedy ditch" respectively.
Antiquarians and historians have been interested in the ditch since the 19th century, but much of its course has been built over. Between 1990 and 1997, the University of Manchester Archaeological Unit excavated sections of the ditch in Denton, Reddish, Levenshulme, and Platt Fields, in an attempt to determine its age and purpose. Although no date was established for the ditch's construction, the investigations revealed that the bank to the north of the ditch is of 20th century origin. Together with the ditch's profile, which is U-shaped rather than the V-shape typically used in military ditches and defenses, this suggests that the purpose of the earthwork was to mark a territorial boundary. The conclusion of the project was that the ditch was probably a boundary marker.
## Preservation
Despite heavy weathering, the ditch is still visible in short sections, which can be up to 4–5 yards (3.7–4.6 m) wide and up to 5 feet (1.5 m) deep. A 330-yard (300 m) stretch through Denton Golf Course, and a section running through Platt Fields Park, are considered the best preserved remains. In 1997, a 150-yard (140 m) segment of the ditch in Platt Fields was protected as a Scheduled Ancient Monument. The rest of the ditch remains unprotected.
## See also
- History of Manchester
- Scheduled Monuments in Greater Manchester
|
195,770 |
Alpine chough
| 1,160,533,051 |
Bird in the crow family
|
[
"Birds described in 1766",
"Birds of Asia",
"Birds of Europe",
"Pyrrhocorax",
"Taxa named by Carl Linnaeus"
] |
The Alpine chough (/ˈtʃʌf/) or yellow-billed chough (Pyrrhocorax graculus) is a bird in the crow family, one of only two species in the genus Pyrrhocorax. Its two subspecies breed in high mountains from Spain eastwards through southern Europe and North Africa to Central Asia and Nepal, and it may nest at a higher altitude than any other bird. The eggs have adaptations to the thin atmosphere that improve oxygen take-up and reduce water loss.
This bird has glossy black plumage, a yellow beak, red legs, and distinctive calls. It has a buoyant acrobatic flight with widely spread flight feathers. The Alpine chough pairs for life and displays fidelity to its breeding site, which is usually a cave or crevice in a cliff face. It builds a lined stick nest and lays three to five brown-blotched whitish eggs. It feeds, usually in flocks, on short grazed grassland, taking mainly invertebrate prey in summer and fruit in winter; it will readily approach tourist sites to find supplementary food.
Although it is subject to predation and parasitism, and changes in agricultural practices have caused local population declines, this widespread and abundant species is not threatened globally. Climate change may present a long-term threat, by shifting the necessary Alpine habitat to higher altitudes.
## Taxonomy
The Alpine chough was first described as Corvus graculus by Linnaeus in the Systema Naturae in 1766. It was moved to its current genus, Pyrrhocorax, by English ornithologist Marmaduke Tunstall in his 1771 Ornithologia Britannica, along with the only other member of the genus, the red-billed chough, P. pyrrhocorax. The closest relatives of the choughs were formerly thought to be the typical crows, Corvus, especially the jackdaws in the subgenus Coloeus, but DNA and cytochrome b analysis shows that the genus Pyrrhocorax, along with the ratchet-tailed treepie (genus Temnurus), diverged early from the rest of the Corvidae.
The genus name is derived from Greek πύρρος (purrhos), "flame-coloured", and κόραξ (korax), "raven". The species epithet graculus is Latin for a jackdaw. The current binomial name of the Alpine chough was formerly sometimes applied to the red-billed chough. The English word "chough" was originally an alternative onomatopoeic name for the jackdaw, Corvus monedula, based on its call. The red-billed chough, formerly particularly common in Cornwall and known initially as the "Cornish chough", eventually became just "chough", the name transferring from one genus to another.
The Alpine chough has two extant subspecies.
- P. g. graculus, the nominate subspecies in Europe, north Africa, Turkey, the Caucasus and northern Iran.
- P. g. digitatus, described by the German naturalists Wilhelm Hemprich and Christian Gottfried Ehrenberg as P. alpinus var. digitatus in 1833, is larger and has stronger feet than the nominate race. It breeds in the rest of the depicted Asian range, mainly in the Himalayas.
Moravian palaeontologist Ferdinand Stoliczka separated the Himalayan population as a third subspecies, P. g. forsythi, but this has not been widely accepted and is usually treated as synonymous with digitatus. A Pleistocene form from Europe was similar to the extant subspecies, and is sometimes categorised as P. g. vetus.
The Australian white-winged chough, Corcorax melanorhamphos, despite its similar bill shape and black plumage, is only distantly related to the true choughs.
## Description
The adult of the nominate subspecies of the Alpine chough has glossy black plumage, a short yellow bill, dark brown irises, and red legs. It is slightly smaller than red-billed chough, at 37–39 centimetres (15–15 inches) length with a 12–14 cm (4.7–5.5 in) tail and a 75–85 cm (30–33 in) wingspan, but has a proportionally longer tail and shorter wings than its relative. It has a similar buoyant and easy flight. The sexes are identical in appearance although the male averages slightly larger than the female. The juvenile is duller than the adult with a dull yellow bill and brownish legs. The Alpine chough is unlikely to be confused with any other species; although the jackdaw and red-billed chough share its range, the jackdaw is smaller and has unglossed grey plumage, and the red-billed chough has a long red bill.
The subspecies P. g. digitatus averages slightly larger than the nominate form, weighing 191–244 g (6.7–8.6 oz) against 188–252 g (6.6–8.9 oz) for P. g. graculus, and it has stronger feet. This is in accordance with Bergmann's rule, which predicts that the largest birds should be found higher elevations or in colder and more arid regions. The extremities of the body, the bill and tarsus, were longer in warmer areas, in line with Allen's rule. Temperature seemed to be the most important cause of body variation in the Alpine chough.
The flight of the Alpine chough is swift and acrobatic with loose deep wing beats. Its high manoeuvrability is accomplished by fanning the tail, folding its wings, and soaring in the updraughts at cliff faces. Even in flight, it can be distinguished from the red-billed chough by its less rectangular wings, and longer, less square-ended tail.
The rippling preep and whistled sweeeooo calls of the Alpine chough are quite different from the more typically crow-like chee-ow vocalisations of the jackdaw and the red-billed chough. It also has a rolling churr alarm call, and a variety of quiet warbles and squeaks given by resting or feeding birds. In a study of chough calls throughout the Palearctic region it was found that call frequencies in the Alpine chough showed an inverse relationship between body size and frequency, being higher-pitched in smaller-bodied populations.
## Distribution and habitat
The Alpine chough breeds in mountains from Spain eastwards through southern Europe and the Alps across Central Asia and the Himalayas to western China. There are also populations in Morocco, Corsica and Crete. It is a non-migratory resident throughout its range, although Moroccan birds have established a small colony near Málaga in southern Spain, and wanderers have reached Czechoslovakia, Gibraltar, Hungary and Cyprus.
This is a high-altitude species normally breeding between 1,260–2,880 metres (4,130–9,450 ft) in Europe, 2,880–3,900 m (9,450–12,800 ft) in Morocco, and 3,500–5,000 m (11,500–16,400 ft) in the Himalayas. It has nested at 6,500 m (21,300 ft), higher than any other bird species, surpassing even the red-billed chough, which has a diet less well adapted to the highest altitudes. It has been observed following mountaineers ascending Mount Everest at an altitude of 8,200 m (26,900 ft). It usually nests in cavities and fissures on inaccessible rock faces, although locally it will use holes between rocks in fields, and forages in open habitats such as alpine meadows and scree slopes to the tree line or lower, and in winter will often congregate around human settlements, ski resorts, hotels and other tourist facilities. Its penchant for waiting by hotel windows for food is popular with tourists, but less so with hotel owners.
## Behaviour and ecology
### Breeding
The Alpine chough is socially monogamous, showing high partner fidelity in summer and winter and from year to year. Nesting typically starts in early May, and is non-colonial, although in suitable habitat several pairs may nest in close proximity. The bulky nests are composed of roots, sticks and plant stems lined with grass, fine twiglets or hair, and may be constructed on ledges, in a cave or similar fissure in a cliff face, or in an abandoned building. The clutch is 3–5 glossy whitish eggs, averaging 33.9 by 24.9 millimetres (1.33 in × 0.98 in) in size, which are tinged with buff, cream or light-green and marked with small brown blotches; they are incubated by the female for 14–21 days before hatching. The chicks hatch with a dense covering of natal down — in contrast to those of the red-billed chough, which are almost naked — and fledge 29–31 days from hatching. The young birds are fed by both parents, and may also be fed by other adults when they have fledged and joined the flock. Breeding is possible in the high mountains because chough eggs have fewer pores than those of lowland species, reducing loss of water by evaporation at the low atmospheric pressure. The embryos of bird species that breed at high altitude also have haemoglobin with a genetically determined high affinity for oxygen.
In the western Italian Alps, the Alpine chough nests in a greater variety of sites than red-billed chough, using natural cliffs, pot-holes and abandoned buildings, whereas the red-billed uses only natural cliffs (although it nests in old buildings elsewhere). The Alpine chough lays its eggs about one month later than its relative, although breeding success and reproductive behaviour are similar. The similarities between the two species presumably arose because of the same strong environmental constraints on breeding behaviour.
A study of three different European populations showed a mean clutch size of 3.6 eggs, producing 2.6 chicks, of which 1.9 fledged. Adult survival rate varied from 83 to 92%, with no significant difference detected between males and females. Survival of first-year birds was, at 77%, lower than that of adults. The availability or otherwise of human food supplied from tourist activities did not affect breeding success.
### Feeding
In the summer, the Alpine chough feeds mainly on invertebrates collected from pasture, such as beetles (Selatosomus aeneus and Otiorhynchus morio have been recorded from pellets), snails, grasshoppers, caterpillars and fly larvae. The diet in autumn, winter and early spring becomes mainly fruit, including berries such as the European Hackberry (Celtis australis) and Sea-buckthorn (Hippophae rhamnoides), rose hips, and domesticated crops such as apples, grapes and pears where available. It has been observed eating flowers of Crocus vernus albiflorus, including the pistils, perhaps as a source of carotenoids. The chough will readily supplement its winter diet with food provided by tourist activities in mountain regions, including ski resorts, refuse dumps and picnic areas. Where additional food is available, winter flocks are larger and contain a high proportion of immature birds. The young birds principally frequent the sites with the greatest food availability, such as refuse dumps. Both chough species will hide food in cracks and fissures, concealing the cache with a few pebbles.
This bird always forages in groups, which are larger in winter than summer, and have constant composition in each season. Where food resources are restricted, adults dominate young birds, and males outrank females. Foraging areas change altitudinally through the year, depending on climatic factors, food availability and food quality. During the breeding season, birds remain above the tree line, although they may use food provided by tourists at refuges and picnic areas.
Movement to lower levels begins after the first snowfalls, and feeding by day is mainly in or near valley bottoms when the snow cover deepens, although the birds return to the mountains to roost. In March and April the choughs frequent villages at valley tops or forage in snow-free patches prior to their return to the high meadows. Feeding trips may cover 20 km (12 mi) distance and 1,600 m (5,200 ft) in altitude. In the Alps, the development of skiing above 3,000 m (9,800 ft) has enabled more birds to remain at high levels in winter.
Where their ranges overlap, the two chough species may feed together in the summer, although there is only limited competition for food. An Italian study showed that the vegetable part of the winter diet for the red-billed chough was almost exclusively Gagea bulbs dug from the ground, whilst the Alpine chough took berries and hips. In June, red-billed choughs fed mainly on caterpillars whereas Alpine choughs ate crane fly pupae. Later in the summer, the Alpine chough consumed large numbers of grasshoppers, while the red-billed chough added crane fly pupae, fly larvae and beetles to its diet. In the eastern Himalayas in November, Alpine choughs occur mainly in juniper forests where they feed on juniper berries, differing ecologically from the red-billed choughs in the same region and at the same time of year, which feed by digging in the soil of terraced pastures of villages.
### Natural threats
Predators of the choughs include the peregrine falcon, golden eagle and Eurasian eagle-owl, while the common raven will take nestlings. Alpine choughs have been observed diving at a Tibetan red fox. It seems likely that this "mobbing" behaviour may be play activity to give practice for when genuine defensive measures may be needed to protect eggs or young.
The Alpine chough is a host of the widespread bird flea Ceratophyllus vagabunda, two specialist chough fleas Frontopsylla frontalis and F. laetus, a cestode Choanotaenia pirinica, and various species of chewing lice in the genera Brueelia, Menacanthus and Philopterus.
## Status
The Alpine chough has an extensive though sometimes fragmented range, estimated at 1–10 million square kilometres (0.4–3.8 million sq mi), and a large population, including an estimated 260,000 to 620,000 individuals in Europe. The Corsican population has been estimated to comprise about 2,500 birds. Over its range as a whole, the species is not believed to approach the thresholds for the global population decline criteria of the IUCN Red List (i.e., declining more than 30% in ten years or three generations), and is therefore evaluated as Least Concern.
At the greatest extent of the last glacial period around 18,000 years ago, southern Europe was characterised by cold open habitats, and the Alpine chough was found as far as south as southern Italy, well outside its current range. Some of these peripheral prehistoric populations persisted until recently, only to disappear within the last couple of centuries. In the Polish Tatra Mountains, where a population had survived since the glacial period, it was not found as a breeding bird after the 19th century. In Bulgaria, the number of breeding sites fell from 77 between 1950 and 1981 to just 14 in the 1996 to 2006 period, and the number of pairs in the remaining colonies were much smaller. The decline was thought to be due to the loss of former open grasslands which had reverted to scrubby vegetation once extensive cattle grazing ceased. Foraging habitat can also be lost to human activities such as the construction of ski resorts and other tourist development on former alpine meadows. Populations of choughs are stable or increasing in areas where traditional pastoral or other low intensity agriculture persists, but are declining or have become locally extinct where intensive farming methods have been introduced, such as Brittany, England, south-west Portugal and mainland Scotland.
Choughs can be locally threatened by the accumulation of pesticides and heavy metals in the mountain soils, heavy rain, shooting and other human disturbances, but a longer-term threat comes from global warming, which would cause the species' preferred Alpine climate zone to shift to higher, more restricted areas, or locally to disappear entirely. Fossils of both chough species were found in the mountains of the Canary Islands. The local extinction of the Alpine chough and the reduced range of red-billed chough in the islands may have been due to climate change or human activity.
|
25,306,227 |
Everything Tastes Better with Bacon
| 1,162,801,148 |
2002 cookbook by Sara Perry
|
[
"2002 non-fiction books",
"American cookbooks",
"American women non-fiction writers",
"Books about bacon"
] |
Everything Tastes Better with Bacon: 70 Fabulous Recipes for Every Meal of the Day is a book about cooking with bacon written by Sara Perry. She is an author, food commentator and columnist for The Oregonian. The book was published in the United States on May 1, 2002, by Chronicle Books, and in a French language edition in 2004 by Les Éditions de l'Homme in Montreal. In it, Perry describes her original concept of recipes combining sugar and bacon. Her book includes recipes for bacon-flavored dishes and desserts.
The book received mainly positive reviews and its recipes were selected for inclusion in The Best American Recipes 2003–2004. The St. Petersburg Times classed it as among the "most interesting and unique cookbooks" published, the Pittsburgh Post-Gazette highlighted it in the article "Favorite Cookbooks for 2002" and The Denver Post included it in a list of best cookbooks of 2002. A review in the Toronto Star criticized Perry's lack of creativity in her choice of recipes. Recipes from the work have been featured in related cookbooks.
## Background
Sara Perry is a resident of Portland, Oregon, and a columnist for The Oregonian, a radio restaurant commentator and a cookbook author. Before Everything Tastes Better with Bacon she wrote four books: The New Complete Coffee Book, The New Tea Book, Christmastime Treats and Weekends with the Kids. Her editor at Chronicle Books suggested bacon as a cookbook subject. Bacon's popularity and usage was increasing, but Perry believed that a paucity of recipes would make writing the book difficult. Recalling her fondness for honey-baked ham, she combined sugar and bacon to create dishes. Perry realized that bacon could be used to add seasoning in flavoring dishes, including salads and pastas. She observed that bacon increased the sweet and salty tastes of food. Everything Tastes Better with Bacon was published in English in paperback format by Chronicle Books on May 1, 2002. The book sold for a retail price of in its initial publication. A French paperback edition was published in 2004 by Les Editions de l'Homme, as part of its "Tout un plat!" ("What a dish!") series.
## Content summary
Perry explains her feelings about bacon in the book's introduction, observing that its smell while cooking helps start her day and provide her with a sense of calmness. The beginning of the book provides background on the phrase "bringing home the bacon", introduces the reader to types of bacon and describes storage methods. The book offers 70 recipes for bacon-flavored dishes, in nine chapters organized by topic, including breakfast, leaf vegetables, pasta meals, side dishes, party servings, desserts and appetizers. Recipes include a bacon sandwich using other ingredients, a bacon crunch topping for ice cream, a bacon concoction to top a fruit crisp, and a pie crust that incorporates bacon. Methods are offered for cooking bacon on a stovetop, in an oven and under a griller to maximize its flavor and appearance. The book is illustrated with photographs by Sheri Giblin.
## Reception
Everything Tastes Better with Bacon was positively received by reviewers and food critics. The Chicago Tribune reported that it sold 30,000 copies in its first month. Janet F. Keeler of the St. Petersburg Times commented positively on the book's title. She noted the work was covered by food critics, who included its recipes in articles about the subject. Keeler interviewed Fran McCullough, author of The Best American Recipes 2003–2004, who posited that the Atkins diet (which emphasizes higher meat consumption as part of a low carbohydrate plan) had helped increase the popularity of bacon usage. She classed it among the "most interesting and unique cookbooks" published. Giblin's photography received favorable commentary from Cindy Hoedel of The Kansas City Star. Literary critic Dwight Garner of The New York Times included the book in a list of favorites among recent cooking publications. The review was critical of the author's dessert recipes, but agreed with her overall argument for increased use of bacon in cooking.
The Arizona Daily Star highlighted the book in their "Hot Reads" section. Assistant Texas Taste Editor for The Dallas Morning News Laura H. Ehret wrote that the book successfully conveys the experience of consuming bacon. Marty Meitus wrote for the Rocky Mountain News that the book had increased his appetite for bacon dishes. Meitus recommended dessert recipes, including Hazelnut-Bacon Candy Crunch, Peanut butter Cookies with Bacon Brittle, Pear-Apple Crisp with Brown Sugar-Bacon Topping and Ruby Raisin Mincemeat Tart. Steve Smith, executive chef at Dixon's Downtown Grill in Denver, was inspired by Perry's "Maple Sundae" recipe and used it to create his own macadamia-bacon crunch ice cream dessert.
Writing for the Pittsburgh Post-Gazette, Marlene Parrish gave the book a favorable review, highlighting it in her article "Favorite Cookbooks for 2002". She wrote that she enjoyed sampling the recipes from the book. Parrish added that Robert Atkins, creator of the Atkins diet, would think favorably of the "Gorgonzola Cheeseburgers with Bacon" dish. The Denver Post included the book in a list of best cookbooks of 2002. Another article for the same newspaper highlighted recipes in the book, including Spaghetti Alla Carbonara and Cobb salad, Pear-Apple Crisp with Brown Sugar-Bacon Topping and Bacon Brittle. A review in the Toronto Star criticized Perry's lack of creativity in her choice of recipes. The review concluded the book was a good deal compared to other cookbooks on the subject while noting its lack of comprehensiveness with the small number of total recipes included. Michele Anna Jordan of The Press Democrat recommended Perry's work, and commented that the author's zest for the subject was contagious.
## Impact
According to the Chicago Sun-Times and the St. Petersburg Times, Everything Tastes Better with Bacon is a niche work in the cookbook genre. Perry stated that bacon had undergone a renaissance period. The Christian Science Monitor noted in a 2003 article that bacon was becoming an increasingly used cooking ingredient, despite having been maligned by nutritionists. Two recipes from the book were selected for inclusion in The Best American Recipes 2003–2004: The Year's Top Picks from Books, Magazines, Newspapers and the Internet. Perry's recipe for "Succulent Bacon-Wrapped Shrimp" was referenced in the 2003 book Smoke & Spice: Cooking with Smoke, the Real Way to Barbecue. Fran McCullough, the author of The Best American Recipes, commented that the book was a surprising addition to the field.
The Atlantic said that three years after the book's publication, bacon had become as popular as chocolate or olive oil. Leah A. Zeldes observed in a 2006 article for the Chicago Sun-Times that the book contributed to the body of works that display the adaptability of bacon in recipes. In his 2009 book Hungry Monkey, author Matthew Amster-Burton commented on the phenomena involving bacon and books on the subject in prior years, listing the book along with The Bacon Cookbook and Seduced by Bacon. A 2013 article in the British newspaper The Independent cited the book as an example of increasing interest in pork.
## See also
- Bacon Explosion
- Bacon mania
- List of bacon dishes
- List of books about bacon
- National Pig Day
|
6,070,500 |
Jocelin of Glasgow
| 1,170,941,224 |
Scottish Cistercian monk and cleric
|
[
"1130s births",
"1199 deaths",
"12th-century Scottish Roman Catholic bishops",
"Abbots of Melrose",
"Bishops of Glasgow",
"Burials at Melrose Abbey",
"Clergy from the Scottish Borders",
"Scoto-Normans"
] |
Jocelin (or Jocelyn) (died 1199) was a twelfth-century Cistercian monk and cleric who became the fourth Abbot of Melrose before becoming Bishop of Glasgow, Scotland. He was probably born in the 1130s, and in his teenage years became a monk of Melrose Abbey. He rose in the service of Abbot Waltheof, and by the time of the short abbacy of Waltheof's successor Abbot William, Jocelin had become prior. Then in 1170 Jocelin himself became abbot, a position he held for four years. Jocelin was responsible for promoting the cult of the emerging Saint Waltheof, and in this had the support of Enguerrand, Bishop of Glasgow.
His Glasgow connections and political profile were already well-established enough that in 1174 Jocelin succeeded Enguerrand as Glasgow's bishop. As Bishop of Glasgow, he was a royal official. In this capacity he travelled abroad on several occasions, and performed the marriage ceremony between King William the Lion and Ermengarde de Beaumont, later baptising their son, the future King Alexander II. Among other things, he has been credited by modern historians as "the founder of the burgh of Glasgow and initiator of the Glasgow fair", as well as being one of the greatest literary patrons in medieval Scotland, commissioning the Life of St Waltheof, the Life of St Kentigern and the Chronicle of Melrose.
## Early life
Jocelin and his family probably came from the south-east of Scotland. The names of neither his father nor his mother are known, but he had two known brothers, with the names Helia and Henry, and a cousin, also called Helia. The names suggest that his family were of French, or at least Anglo-Norman origin, rather than being a Scot or native Anglo-Saxon. There are some indications that his family held land in South Lanarkshire, namely because they seem to have possessed rights in the church of Dunsyre. It is unlikely that he would have thought of himself as "Scottish". For Jocelin's contemporary and fellow native of the Borders, Adam of Dryburgh, this part of Britain was still firmly regarded as terra Anglorum (the "Land of English"), although it was located inside the regnum Scottorum (the "Kingdom of the Scots"). This would be no obstacle to Jocelin, however. His Anglo-French cultural background was in fact probably necessary for the patronage of the King of Scots. As Walter of Coventry wrote of King William's era, "the modern kings of Scotland count themselves as Frenchmen, in race, manners, language and culture; they keep only Frenchmen in their household and following, and have reduced the Scots to utter servitude".
Like that of almost every character from this period, Jocelin's year of birth is unknown to modern historians. It is known that he entered as a novice monk in Melrose Abbey during the abbacy of Waltheof (ab. 1148–1159), and from documentary evidence it seems likely that Jocelin entered Melrose about 50 years before his death in 1199. As the rules of the Cistercian order prevented entry as a novice before the age of 15, it is likely that he was born around the year 1134. Little is known about Jocelin's early life or his early career as a Melrose monk. He obviously successfully completed his one-year noviciate, the year in which a prospective monk was introduced to monasticism and judged fit or unfit for admittance. We know that Abbot Waltheof (Waldef) thought highly of him and granted him many responsibilities. After the death of Abbot Waltheof, his successor, Abbot William, refused to encourage the rumours which had quickly been spreading about Waltheof's saintliness. Abbot William attempted to silence such rumours, and shelter his monks from the intrusiveness of would-be pilgrims. However, William was unable to get the better of Waltheof's emerging cult, and his actions had alienated him from the brethren. As a result, William resigned the abbacy in April 1170. Jocelin was by this stage the Prior of Melrose, that is, the second in command at the monastery, and thus William's most likely replacement.
## Abbot of Melrose
So it was that Prior Jocelin became abbot on 22 April 1170. Jocelin embraced the cult without hesitation. Under the year of his accession, it was reported in the Chronicle of Melrose that:
> The tomb of our pious father, sir Waltheof, the second abbot of Melrose, was opened by Enguerrand, of good memory, the bishop of Glasgow, and by four abbots called in for this purpose; and his body was found entire, and his vestments intact, in the twelfth year from his death, on the eleventh day before the Kalends of June [22 May]. And after the holy celebration of mass, the same bishop, and the abbots whose number we have mentioned above, placed over the remains of his most holy body a new stone of polished marble. And there was great gladness; those who were present exclaiming together, and saying that truly this was a man of God ...
Promoting saints was something Jocelin would repeat at Glasgow, where he "transferred his enthusiasm to St Kentigern" and commissioned a hagiography of that saint, the saint most venerated by the Celts of the diocese of Glasgow. It is no coincidence that Jocelin of Furness, the man who wrote the Life of St. Waltheof, was the same man later commissioned to write the Life of St. Kentigern.
This kind of literary patronage started while Jocelin was abbot of Melrose. Archie Duncan has shown that it was probably Jocelin who first commissioned the writing of the Chronicle of Melrose. Duncan argued that Jocelin commissioned the entries dealing with the period between 731 and 1170, putting the writing in the hands of a monk named Reinald (who later became Bishop of Ross). This chronicle is one of the few extant chronicles from "Scotland" in this period. G. W. S. Barrow, writing before Duncan advanced these arguments, noted that down to the end of King William's reign "the chronicle of Melrose Abbey ... represents a strongly 'Anglo-Norman' as opposed to a native Scottish point of view". It is thus possible that this anti-Scottish world-view reflected that of Jocelin's, at least before he left the abbey.
After his election to the prestigious bishopric of Glasgow in 1174, Jocelin would continue exerting influence on his home monastery. Jocelin brought one of his monks from the abbey, a man called Michael, who acted as Jocelin's chaplain while Bishop of Glasgow. He did not resign his position as abbot until after his consecration in 1175. Jocelin consecrated his successors as abbot, and continued to spend a great deal of time there. Moreover, he used his position as bishop to offer the monastery patronage and protection.
## Bishop of Glasgow
`After the death of his friend Bishop Enguerrand, Jocelin was elevated to the bishopric of Glasgow. He was elected on 23 May 1174. The election, like many other Scottish episcopal elections of the period, was done in the presence of the king, William the Lion, at Perth, near Scone, the chief residence of Scotland's kings. The election was probably done by compromissarii, meaning that the general chapter of the bishopric of Glasgow had selected a small group to which they delegated the power of election. Pope Alexander III was later told that Jocelin was elected by the dean and chapter of the see. The Chronicle of Melrose states that he was elected "by demand of the clergy, and of the people; and with the consent of the king himself", perhaps indicating that the decision had already been made by the Glasgow clergy before the formal election at Perth. The election was certainly an achievement. Cistercian bishops were rare in Great Britain, and Jocelin was only the second Cistercian to ascend a Scottish bishopric. Jocelin was required to go to France to obtain permission from the General Chapter of the Cistercian order at Cîteaux to resign the abbacy. Pope Alexander III had already sanctioned his consecration, and gave permission for the consecration to occur without forcing Jocelin to travel to Rome. Conveniently, it was at Cistercian house of Clairvaux that, sometime before 15 March 1175, Jocelin was consecrated by the Papal legate Eskil, Archbishop of Lund and Primate of Denmark. Jocelin had returned to the Kingdom of Scotland by 10 April, and it is known that on 23 May he had consecrated a monk named Laurence as his successor at Melrose.`
He was soon faced with a political challenge to the independence of his church. The challenge came from the English church, and was not new, but had lain dormant for some decades. The reason it was awakened was that in the summer of 1174 King William had invaded northern England, and on 13 July, having been caught underprotected during a siege at Alnwick, was captured and taken into English custody. The capture was disastrous for the king, leading to a revolt by Gilla Brigte, Lord of Galloway, and to many of William's discontented subjects "ruthlessly" slaying "their English and French neighbours" and perpetrating a "most wretched and widespread persecution of the English both in Scotland and Galloway", that is, of the English and French-speaking settlers William and his predecessors had planted around the castles and towns of his Gaelic-speaking territories in order to increase royal authority. Worse still, and more significantly for Jocelin, in the following year King Henry II of England forced William to sign the Treaty of Falaise, a treaty which made William Henry's vassal specifically for Scotland and sanctioned the subordination of the kingdom's bishoprics to the English church.
Jocelin did not, in the end, submit either to the Archbishop of York or even the Archbishop of Canterbury and managed to obtain a Papal Bull which declared the see of Glasgow to be a "special daughter" of the Roman Patriarchate. Jocelin, moreover, does not seem to have been interested in the independence of the other "Scottish" sees, but merely to maintain his own episcopal independence, i.e. that of the bishopric of Glasgow. On 10 August 1175, along with many other Scottish-based magnates and prelates, Jocelin was at Henry's court giving his obedience to the king as stipulated in the treaty. Jocelin again appeared at King Henry's court in January 1176. This time church matters were on the agenda. When the Archbishop of York confronted Jocelin over the subordination of the bishopric of Glasgow to the archbishopric of York, Jocelin refused to acknowledge this part of the treaty, and presented him with the Papal Bull declaring Glasgow to be a "special daughter".
This Bull was confirmed by Pope Alexander's successor Pope Lucius III. Jocelin had obtained this confirmation while at Rome in late 1181 and early 1182. He had been sent there by King William, along with abbots of Melrose, Dunfermline and Kelso and the prior of Inchcolm, in order to appeal to the Pope regarding his stance in a struggle over the Bishopric of St Andrews and the sentence of excommunication and interdict the Pope had placed over the king and kingdom. The dispute concerned the election to the bishopric of John the Scot, which had been opposed by the king, who organised the election of his own candidate, Hugh. The mission was successful. The Pope lifted the interdict, absolved the king and appointed two legates to investigate the issue of the St Andrews succession. The Pope even sent the king a Golden Rose, an item usually given to the Prefect of Rome. The issue of the succession, however, did not go away. In 1186, Jocelin, along with the abbots of Melrose, Dunfermline and Newbattle, excommunicated Hugh on the instructions of Pope Lucius. Hugh travelled to Rome in 1188, and obtained absolution, but he died of the pestilence in that city a few days later, thus allowing the issue to be resolved.
It is certainly obvious that Jocelin was one of the most respected figures in the kingdom. In this era, the Pope appointed Jocelin Judge-delegate (of the Papacy) more times than any other cleric in the kingdom. As a bishop and an ex-abbot, various bishoprics and monasteries called him in to mediate disputes, as evidenced by his frequent appearance as a witness in dispute settlements, such as the dispute between Arbroath Abbey and the Bishopric of St Andrews, and a dispute between Jedburgh Abbey and Dryburgh Abbey. Jocelin had the respect of the secular elite too. He witnessed 24 royal charters and 40 non-royal charters, including charters issued by David, Earl of Huntingdon (the brother of King William), Donnchadh, Earl of Carrick, and Alan Fitzwalter, High Steward of Scotland. Jocelin had been with King William when he visited the English court in 1186, and again accompanied the king to England when the king travelled to Woodstock near Oxford to marry Ermengarde de Beaumont on 5 September 1186. The marriage was blessed by Bishop Jocelin in their chamber, and it was to Jocelin's escort that King William entrusted her for the journey to Scotland. When a son was born to William and Ermengarde, the future King Alexander II, it was Jocelin who performed the baptism. In April 1194, Jocelin again travelled to England in King William's company when William was visiting King Richard I. Jocelin's intimacy with the king would be the key to earning his patronage, thus making possible the legacy that Jocelin would leave to Glasgow.
## Legacy and death
His years at Glasgow left a mark on history that can be compared favourably with any previous or future bishop. Jocelin commissioned his namesake Jocelin of Furness, the same man who had written the Life of St. Waltheof, to write a Life of St. Kentigern, a task all the more necessary because, after 1159, the Papacy claimed the right to canonise saints. Kentigern, or Mungo as he is popularly known, was the saint traditionally associated with the see of Glasgow, and his status therefore reflected on Glasgow as a church and cult-centre. There had already been a cathedral at Glasgow before Jocelin's episcopate. The idea that the ecclesiastical establishment before Jocelin was simply a small church with a larger Gaelic or British monastic establishment has been discredited by scholars. Jocelin did, though, expand the cathedral significantly. As the Chronicle of Melrose reports for 1181, Jocelin "gloriously enlarged the church of St Kentigern". However, more work was created for the builders when, sometime between the years 1189 and 1195, there was a fire at the cathedral. Jocelin thus had to commission another rebuilding effort. The new cathedral was dedicated, according to the Chronicle of Melrose, on 6 July 1197. It was built in the Romanesque manner, and although little survives of it today, it is thought to have been influenced by the cathedral of Lund, the archbishop of which had consecrated Jocelin as bishop.
However, he left a still greater legacy to the city of Glasgow. At some point between the years 1175 and 1178, Jocelin obtained from King William a grant of burghal status for the settlement of Glasgow, with a market every Thursday. The grant of a market was the first ever official grant of a weekly market to a burgh. Moreover, between 1189 and 1195, King William granted the burgh an annual fair, a fair still in existence today, increasing Glasgow's status as an important settlement. As well as new revenues for the bishop, the rights entailed by Glasgow's new burghal status and market privileges brought new people to the settlement, one of the first of whom was one Ranulf de Haddington, a former burghess of Haddington. The new settlement was laid out (probably under the influence of the burgh of Haddington) around Glasgow Cross, down the hill from the cathedral and old fort of Glasgow, but above the flood level of the River Clyde.
When Jocelin died, he was back at Melrose Abbey, where his career had begun. He may have retired to Melrose knowing his death was near. Jocelin certainly did die at Melrose, passing away on St Patrick's Day (17 March) 1199. He was buried in the monks' choir of Melrose Abbey Church. Hugh de Roxburgh, Chancellor of Scotland, was elected as Jocelin's replacement. The Chronicle of Melrose has only a short obituary.
## See also
- Christianity in Medieval Scotland
- Roman Catholicism in Great Britain
- Scotland in the High Middle Ages
[1130s births](Category:1130s_births "wikilink") [1199 deaths](Category:1199_deaths "wikilink") [Abbots of Melrose](Category:Abbots_of_Melrose "wikilink") [Bishops of Glasgow](Category:Bishops_of_Glasgow "wikilink") [Clergy from the Scottish Borders](Category:Clergy_from_the_Scottish_Borders "wikilink") [Scoto-Normans](Category:Scoto-Normans "wikilink") [12th-century Scottish Roman Catholic bishops](Category:12th-century_Scottish_Roman_Catholic_bishops "wikilink") [Burials at Melrose Abbey](Category:Burials_at_Melrose_Abbey "wikilink")
|
49,616,313 |
Donald Trump (Last Week Tonight with John Oliver)
| 1,147,891,335 | null |
[
"2016 American television episodes",
"2016 United States presidential election in popular culture",
"American political satire",
"Donald Trump 2016 presidential campaign",
"Last Week Tonight with John Oliver",
"Parodies of Donald Trump",
"Viral videos"
] |
"Donald Trump" is a segment of the HBO news satire television series Last Week Tonight with John Oliver that is devoted to Donald Trump, who later became the president of the United States. It first aired on February 28, 2016, as part of the third episode of Last Week Tonight's third season, when Trump was the frontrunner for the Republican Party nomination for the presidency. During the 22-minute segment, comedian John Oliver discusses Trump's 2016 presidential campaign and his career in business. Oliver outlines Trump's campaign rhetoric, varying political positions, and failed business ventures. The comedian also criticizes Trump for making offensive and false statements, and says the Trump family name was changed at one point from the ancestral name "Drumpf".
The satirical segment went viral on YouTube and Facebook. By Super Tuesday on March 1, two days after broadcast, Google searches for "Donald Drumpf" had surpassed those for both Ted Cruz and Marco Rubio, who were then competing against Trump for the Republican Party nomination. In eight days, the segment accumulated 19 million views on YouTube, making it Last Week Tonight's most popular segment there. By the end of March, it had received a combined 85 million views on YouTube and Facebook.
The segment popularized the term "Donald Drumpf", a name for Trump that Oliver uses toward the end of the segment. Oliver intended the term to uncouple the grandeur of the Trump name so the latter's supporters could acknowledge his political and entrepreneurial flaws. The comedian promoted a campaign urging viewers to "Make Donald Drumpf Again", a play on Trump's "Make America Great Again" campaign slogan. Oliver coined a hashtag and registered a web domain to promote the term; the website offered a Google Chrome extension to change instances of "Trump" to "Drumpf" and sold baseball caps with the slogan "Make Donald Drumpf Again".
The segment started a public debate on when the Trump family renamed themselves from "Drumpf". Commentators debated whether the family changed their name in the 17th or 19th century but agreed that neither Donald Trump nor his father Fred ever carried the surname "Drumpf". Reviews of the segment itself were mixed: some praised the segment for being funny and informational, but others criticized Oliver for the possible xenophobic undertones attached to mocking the "Drumpf" surname. Oliver stopped using the name "Drumpf" in subsequent segments, saying the joke "went out of hand".
## Episode summary
The 22-minute segment about Donald Trump was delivered by John Oliver on February 28, 2016, during the third episode of the third season of Last Week Tonight, and the 62nd episode overall. At the start of the episode's main segment, Oliver introduces the topic of Trump's presidential campaign. He refers to it, and his dark horse popularity among Republican voters and those who did not usually vote in presidential elections, as "America's back mole". Oliver says, "It may have seemed harmless a year ago, but now that it's become frighteningly bigger, it's no longer wise to ignore it."
After summarizing his "unpredictable and entertaining" style and acknowledging his appeal to voters disenchanted with the American political establishment, Oliver criticizes Trump as a "serial liar". The comedian outlines that Trump had made dubious and unsubstantiated claims regarding his net worth, then lists several of Trump's failed businesses and investments, including some of his real estate properties. Oliver mentions that Trump claimed to have declined to appear on Last Week Tonight but had never been invited; that Trump was not self-funding his 2016 presidential campaign, despite saying otherwise; and that in an interview in the 2003 documentary Born Rich Trump's daughter Ivanka had said her father once portrayed himself as poorer than a homeless person.
Oliver states that Trump had frequently threatened to file lawsuits against various people, but had never actually filed these lawsuits, and has settled lawsuits filed against him about his never-completed condominium developments despite Trump's claim that he never settles any of his legal disputes. He says that Trump was also sensitive about the size of his fingers due to a 1988 Spy feature piece that criticized him as a "short-fingered vulgarian". The now-defunct magazine's editor, E. Graydon Carter—who discussed the story in a November 2015 Vanity Fair article—said that after the article was published, Trump would send envelopes enclosed with photos of himself at various times, with all the pictures highlighting his fingers with a circular gold Sharpie to dispute the claims. Oliver next calls Trump inconsistent in the political views that he expressed during and prior to his campaign, saying that "he's been pro choice and pro life; he's been for and against assault weapon bans; in favor of both bringing in Syrian refugees and deporting them out of the country." Oliver states that during a phone-in interview on Fox & Friends, Trump had advocated killing families of suspected terrorists as part of his strategy to defeat ISIS, which would constitute a war crime under the laws of the Geneva Convention.
Afterward, Oliver says former Ku Klux Klan Grand Wizard David Duke was one of Trump's campaign backers, and that Trump had publicly denounced Duke in 2000 but then claimed to not know who Duke was in 2016. The comedian also mentions that Trump had failed to repudiate Duke in interviews with various Sunday morning talk shows on the day of the episode's broadcast, after Duke advocated his white supremacist supporters the previous week to endorse Trump due to the Republican candidate's campaign rhetoric. Up to that point, the Trump had been accused by the mainstream media of promoting bigotry against several ethnicities during his campaign, including Hispanophobia and Islamophobia. The comedian criticizes Trump's claim not to know who Duke was, citing a 2000 NBC News interview in which Trump called Duke "a bigot [and] a racist"; Oliver notes that, having given such an answer despite the contradiction, Trump "is either racist or [is] pretending to be, and at some point, there's no difference there." In total, Trump was lying about three-fourths of the time, according to Oliver, who cited a PolitiFact study of the statements made by Trump since the launch of his presidential campaign.
### "Make Donald Drumpf Again"
In the final portion of the segment, Oliver urges viewers to refer to Donald Trump by the Trump family's ancestral name of "Drumpf". Oliver pointed out earlier in the piece that Trump had repeatedly mocked Jewish-American comedian Jon Stewart by referring to him as "Jonathan Leibowitz", the comedian's birth name. Oliver, an alumnus of Stewart's Daily Show, justified the "Drumpf" epithet by insisting that "[Trump] should be proud of his heritage!", parodying Trump's mockery of Stewart in a May 2013 Twitter post that Trump later denied having written. Oliver opines that this name is much more reflective of Trump's true nature, and says that if viewers wanted to vote for "the charismatic guy promising to make America great again", they should "stop and take a moment to imagine how [they] would feel if [they] just met a guy named Donald Drumpf."
After noting the "powerful" and "almost onomatopoeic" connotation that the Trump surname has with some people, Oliver says of the ancestral name, "Drumpf is much less magical. It's the sound produced when a morbidly obese pigeon flies into the window of a foreclosed Old Navy. [...] It's the sound of a bottle of store-brand root beer falling off the shelf in a gas station minimart." The segment closes with Oliver walking toward a lighted "DRUMPF" sign, informing those watching the segment who are considering voting for Trump, "Don't vote for him because he tells it like it is. He's a bullshit artist. Don't vote for him because he's tough. He's a baby, with even smaller fingers. Don't vote for him because he's a builder. He's more of a shitty lifestyle brand." Oliver then challenges Trump to sue him over the segment.
A trademark application for the word "Drumpf" was filed with the United States Patent and Trademark Office by a company called Drumpf Industries, a limited liability company based in Delaware. The request was rejected in May 2016 on the grounds that the proposed trademark would be based on a living person, i.e. Donald Trump, but that Trump had not given his written consent to trademark his name. After the segment, Oliver released a Google Chrome extension dubbed the "Drumpfinator", which changes all instances of "Trump" to "Drumpf" on webpages. He coined and displayed the hashtag "#MakeDonaldDrumpfAgain" during the segment. Oliver also registered the web domain "donaldjdrumpf.com" to provide free downloads of the "Drumpfinator" Chrome extension and sell red baseball caps branded with the slogan "Make Donald Drumpf Again". The "Make Donald Drumpf Again" caps, manufactured by Unionwear, were modeled after Trump's red "Make America Great Again" caps.
## Reception and aftermath
Immediately after the segment aired, web searches for "Donald Drumpf" went viral. By March 1, the date on which the "Super Tuesday" primaries were held, Google Searches for "Donald Drumpf" had surpassed those for both Ted Cruz and Marco Rubio, two of Trump's rivals for the Republican presidential nomination. Other media also started reporting on Trump's "short fingers" shortly after the episode's broadcast, prompting Trump to write a Twitter post on March 1 in which he stated that he was not aware of any mockery of his "short fingers".
By March 4, six days after the segment's air date, the "Drumpfinator" Chrome extension had received over 333,800 downloads and 5,800 reviews. The Drumpfinator and similar extensions resulted in multiple outlets accidentally replacing Trump's name. The American Jewish Congress announced the results of a poll of their members that referred to the candidate as "Donald Drumpf", which they later acknowledged was an accident caused by someone's use of the extension. Wired magazine published multiple articles replacing Trump's name with the phrase "Someone with Tiny Hands" in reference to the "Short-Fingered Vulgarian" meme, a result of another Chrome extension.
Reviewing the segment, Daniel Victor of The New York Times said "Donald Drumpf" was "a funny label", but stated that the Trump family had changed its name in the 17th century, so the surname change could not be attributed to the presidential candidate. He also pointed out that many American entertainers and politicians, including Presidents Bill Clinton and Gerald Ford and rival presidential candidate Hillary Clinton, had changed their names. CNET's Chris Matyszczyk called the segment a "lengthy excoriation" of Trump and commented that Oliver's intents extended past "mere satire", influencing Americans to care enough to vote against Trump.
After the segment, a Twitterbot named "DeepDrumpf" was created at the Massachusetts Institute of Technology. Named after the Last Week Tonight segment, the bot uses neural network technology to post tweets in an imitation of Trump. The bot's creator stated that DeepDrumpf collects fragments of Trump's statements, noting their grammatical structure using artificial intelligence (AI), and outputs the resulting sentences based on what it learned about Trump's grammar style. He also said that if there were more data available, or even all the data that Facebook's AI system can analyze, then the neural network would be better able to mimic Trump.
Within eight days of the original broadcast, the YouTube video of the segment surpassed 19 million views, making it Oliver's most watched segment. By comparison, the previous episode's main segment had a little over four million views on YouTube by that date. By the end of March, the segment had been viewed 23.3 million times on YouTube and 62 million times on Facebook, for a total of 85 million times on the two social media platforms, making its viewership "a record for any piece of HBO content".
By March 8, ten days after the episode's broadcast, the donaldjdrumpf.com website had sold over 35,000 "Make Donald Drumpf Again" hats, comprising all the inventory on hand. The Chrome extension had also been downloaded 433,000 times. (In November, shortly after Trump's election, Drumpf-cap manufacturer Unionwear filed for bankruptcy, though this had nothing to do directly with the manufacturing of these specific hats.)
Freelance journalist S. I. Rosenbaum, writing for the Washington Post, criticized Oliver's "Donald Drumpf" appellation as derisive of German Americans and other immigrant groups who anglicized their names upon immigration. Rosenbaum wrote that the phrase was reminiscent of Trump's own xenophobic statements in that it was part of a long-running trend of "bestowing foreign-sounding names to imply that the target isn't really an American." Oliver later said that the joke "got out of hand" and never used it on the show again. In an interview with Rolling Stone magazine, he said, "That joke became old for us very quickly. There's a reason we didn't use it again. It really is the song I skip past. It's 'Creep.' It's a good song, Thom Yorke! It was a good song when he wrote it." Alluding to the fact that the segment aired on the same night as the Oscars, the comedian also stated, "We were not doing [the episode] with the sense that it would become bigger than our show normally is", but the "Drumpf" appellation's later popularity "kind of slightly ruins the memory".
## Name change timing dispute
While there was agreement among commentators that Drumpf was the Trumps' ancestral name, and that neither Donald Trump nor his father were named Drumpf, they disagreed on whether the family name was changed in the 17th century or well into the 19th century, when Trump's grandfather Frederick Trump immigrated to the United States. In their 2017 book Trump Revealed, Michael Kranish and Marc Fisher write that it is unknown when the "Trump" name was finalized. They further state that Trump family headstones in Kallstadt—the German village where Trump's grandfather was born—show various spellings of the family name "including Dromb, Drumb, Drumpf, Trum, Tromb, Tromp, Trumpf, and Trumpff".
Some commentators stated that the name change happened sometime during Frederick Trump's lifetime, and that he was born as Friedrich Drumpf. Gwenda Blair, Trump's longtime biographer, appeared in an interview with Deutsche Welle in 2015, where she stated, "[Donald's] grandfather Friedrich Drumpf came to the United States in 1885" when he was 16 years old and Germans were immigrating to America in large numbers. In September 2015, after the genealogical website Ancestry.com released the lineages of several famous families—including the Trump and Astor families—the New York Daily News reported that Frederick Trump had been given the name "Friedrich Drumpf" upon his birth in Germany in 1869. In U.S. immigration records from 1885, Friedrich's name is transcribed as "Friedr. Trumpf." the name under which he was processed when he entered the United States that year.
Other published sources said that the name change occurred in the 17th century. In the 2015 book The Trumps: Three Generations of Builders and a Presidential Candidate, an excerpt from which the program used to cite the ancestral name disclosure for the segment, biographer Gwenda Blair wrote that the Trumps' family name was changed during the Thirty Years' War. She cited that one ancestor, named John Philip Trump, lived in the 17th century. Blair also wrote that Frederick Trump's original name was Friedrich Trump, and his father, born in the 19th century, was Johannes Trump. This position was endorsed by The Boston Globe, as well as by Daniel Victor, the New York Times reporter, who wrote, "Despite mistaken impressions, Mr. Trump and his recent relatives had nothing to do with the surname change. Mr. Oliver himself was careful to refer to a 'prescient ancestor'." Kate Connolly of The Guardian, who visited Kallstadt, referred to Frederick as "Friedrich Trump". She said that the town church's parish register contained multiple versions of the Trump name spanning 500 years, but did not mention the name "Drumpf".
Several sources reported that Friedrich, his father, and his aunt were all named Trump, thus placing the name change before the 18th century. Genealogy organization FamilySearch provided information on Friedrich Trump, listing his father as Johann Ii Trump. A genealogist at Dotdash, which was then called About.com, listed Donald Trump's grandfather as Friederich Trump and great-grandfather as Christian Johannes Trump. In his 2013 book America's Obsessives: The Compulsive Energy That Built a Nation, Joshua Kendall wrote that Frederick's father and aunt, and by extension Donald Trump's great-grandfather and great-grandaunt, were called John Trump and Charlotte Luise Trump, respectively.
## See also
- 2016 in American television
|
48,723,612 |
1st Cavalry Division (Kingdom of Yugoslavia)
| 1,153,745,187 |
Royal Yugoslav Army combat formation
|
[
"Military units and formations disestablished in 1941",
"Military units and formations of Yugoslavia in World War II"
] |
The 1st Cavalry Division of the Royal Yugoslav Army was established in 1921, soon after the creation of the Kingdom of Serbs, Croats and Slovenes, which became the Kingdom of Yugoslavia in 1929. In peacetime it consisted of two cavalry brigade headquarters commanding a total of four regiments. It was part of the Yugoslav 1st Army Group during the German-led World War II Axis invasion of Yugoslavia in April 1941, with a wartime organisation specifying one cavalry brigade headquarters commanding two or three regiments, and divisional-level combat and support units.
Along with the rest of the Royal Yugoslav Army, the 1st Cavalry Division began mobilising on 3 April 1941 following a coup d'état. Three days later, with mobilisation not complete, the Germans began an air campaign and a series of preliminary operations against the Yugoslav frontiers. By the end of the following day, the division's cavalry brigade headquarters and all of the division's cavalry regiments had been detached for duty with other formations of the 1st Army Group. The divisional headquarters and divisional-level units remained in the vicinity of Zagreb until 10 April, when they were given orders to establish a defensive line southeast of Zagreb along the Sava River, with infantry and artillery support. The division had only begun to deploy for this task when the German 14th Panzer Division captured Zagreb. The divisional headquarters and all attached units were then captured by armed Croat fifth column groups, or surrendered to German troops.
## Background
The Kingdom of Serbs, Croats and Slovenes was created with the merger of Serbia, Montenegro and the South Slav-inhabited areas of Austria-Hungary on 1 December 1918, in the immediate aftermath of World War I. The Army of the Kingdom of Serbs, Croats and Slovenes was established to defend the new state. It was formed around the nucleus of the victorious Royal Serbian Army, as well as armed formations raised in regions formerly controlled by Austria-Hungary. Many former Austro-Hungarian officers and soldiers became members of the new army. From the beginning, much like other aspects of public life in the new kingdom, the army was dominated by ethnic Serbs, who saw it as a means by which to secure political hegemony for the large Serb minority.
The army's development was hampered by the kingdom's poor economy, and this continued during the 1920s. In 1929, King Alexander changed the name of the country to the Kingdom of Yugoslavia, at which time the army was renamed the Royal Yugoslav Army (Serbo-Croatian Latin: Vojska Kraljevine Jugoslavije, VKJ). The army budget remained tight, and as tensions rose across Europe during the 1930s, it became difficult to secure weapons and munitions from other countries. Consequently, at the time World War II broke out in September 1939, the VKJ had several serious weaknesses, which included reliance on draught animals for transport, and the large size of its formations. These characteristics resulted in slow, unwieldy formations, and the inadequate supply of arms and munitions meant that even the very large Yugoslav formations had low firepower. Generals better suited to the trench warfare of World War I were combined with an army that was neither equipped nor trained to resist the fast-moving combined arms approach used by the Germans in their invasions of Poland and France.
The weaknesses of the VKJ in strategy, structure, equipment, mobility and supply were exacerbated by serious ethnic disunity within Yugoslavia, resulting from two decades of Serb hegemony and the attendant lack of political legitimacy achieved by the central government. Attempts to address the disunity came too late to ensure that the VKJ was a cohesive force. Fifth column activity was also a serious concern, not only from the Croatian nationalist Ustaše but also from the country's Slovene and ethnic German minorities.
## Formation and composition
### Peacetime organisation
The 1st Cavalry Division was a horsed cavalry formation established soon after the creation of the Kingdom of Serbs, Croats and Slovenes, and was part of the army order of battle formalised in 1921, at which time it consisted of four regiments. According to regulations issued by the VKJ in 1935, the 1st Cavalry Division was headquartered in Zagreb during peacetime, and was under the control of Cavalry Command in Belgrade, as was the 2nd Cavalry Division, which was located in southeastern Yugoslavia at Niš. The division's units were manned by a mixture of full-time and part-time personnel. In peacetime, the 1st Cavalry Division comprised:
- Headquarters 1st Cavalry Brigade in Čakovec near Zagreb
- Headquarters 2nd Cavalry Brigade in Subotica in the Banat north of Belgrade
- 2nd Cavalry Regiment, based in Virovitica on the Drava River in Slavonia
- 3rd Cavalry Regiment, based in Subotica
- 6th Cavalry Regiment, based in Zagreb
- 8th Cavalry Regiment, based in Čakovec
### Wartime organisation
The wartime organisation of the Royal Yugoslav Army was laid down by regulations issued in 1936–1937, which introduced a requirement to raise a third cavalry division for war service. The strength of a cavalry division was 6,000–7,000 men. The theoretical war establishment of a fully mobilised Yugoslav cavalry division was:
- headquarters and headquarters company
- a cavalry brigade consisting of 2 or 3 cavalry regiments
- an artillery battalion of four batteries, one of which was motorised and equipped with 47-millimetre (1.9 in) anti-tank guns
- a bicycle-mounted infantry battalion with three rifle companies and one machine gun company
- a signals squadron
- a bridging squadron equipped with pontoons
- a chemical defence platoon
- a divisional cavalry battalion consisting of two cavalry squadrons, a machine gun squadron, an engineer squadron and a bicycle company
- logistics units, including a transport battalion
Each cavalry regiment was to consist of four cavalry squadrons, a machine gun squadron, and an engineer squadron. Shortly before the war, an abortive attempt was made to motorise the 1st Cavalry Division, but this was stymied by a lack of motor transport and the division largely remained a horsed formation throughout its existence. The 1st Cavalry Division was also never equipped with the planned motorised anti-tank battery, and the divisional artillery battalion was largely equipped with World War I-vintage pieces. Two peacetime components of the division, the Headquarters of the 2nd Cavalry Brigade and the 3rd Cavalry Regiment, were earmarked to join other formations when they were mobilised, so the primary fighting formation of the 1st Cavalry Division was the 1st Cavalry Brigade, commanding the 2nd, 6th and 8th Cavalry Regiments.
## Deployment plan
In case of war, Yugoslav planners saw the 1st Cavalry Division as forming the reserve for the 1st Army Group. The 1st Army Group was responsible for the defence of northwestern Yugoslavia, with the subordinate 4th Army defending the eastern sector along the Hungarian border, and the 7th Army stationed along the German and Italian borders. The 1st Cavalry Division was to be deployed around Zagreb. On the right of the 4th Army was the 2nd Army of the 2nd Army Group, the boundary running from just east of Slatina through Požega towards Banja Luka, and on the left flank of the 7th Army, the Adriatic coast was defended by Coastal Defence Command. The Yugoslav defence plan saw the 1st Army Group deployed in a cordon, the 4th Army behind the Drava River between Varaždin and Slatina, and the 7th Army along the border region from the Adriatic in the west to Gornja Radgona in the east. The planners estimated that cavalry formations would take four to seven days to mobilise.
## Mobilisation
After unrelenting pressure from Adolf Hitler to join the Axis powers, Yugoslavia signed the Tripartite Pact on 25 March 1941. Two days later, a military coup d'état overthrew the government that had signed the pact, and a new government was formed under the Royal Yugoslav Army Air Force commander, Armijski đeneral Dušan Simović. A general mobilisation was not called by the new government until 3 April 1941, out of fear of offending Hitler and thus precipitating war. The same day as the coup, Hitler had issued Führer Directive 25, which called for Yugoslavia to be treated as a hostile state; on 3 April, Führer Directive 26 was issued, detailing the plan of attack and the command structure for the invasion, which was to commence on 6 April.
According to the Yugoslav historian Velimir Terzić, on 6 April the mobilisation of the division was proceeding slowly due to the low number of conscripts that reported for duty, and the poor provision of animals and vehicles. A large portion of the strength of the division had been earmarked to be detached to one of the formations of the 4th Army, Detachment Ormozki.
The commander of the 1st Cavalry Division was Divizijski đeneral Dragoslav Stefanović. While the divisional headquarters and other divisional-level units were mobilising in Sesvete near Zagreb, the headquarters of the 1st Cavalry Brigade had been designated to command Detachment Ormozki, and the 6th and 8th Cavalry Regiments and the divisional artillery battalion had also been allocated to that formation. This reduced the main fighting elements of the division to a single cavalry regiment (the 2nd), which was mobilising in Virovitica. The rest of the 1st Army Group reserve comprised an independent artillery battalion mobilising in Zagreb, and the 110th Infantry Regiment which was moving to Zagreb from Celje, a distance of 114 km (71 mi) to the northwest. By early morning of 6 April 1941 when the invasion commenced, the 110th Regiment had reached Zidani Most, still some 90 km (56 mi) from Zagreb.
## Operations
Stripped of most of its subordinate units, the 1st Cavalry Division remained in reserve near Zagreb during the first few days of fighting. On 10 April, due to the critical situation on the front of the 4th Army, the division was directed to take under its command the 110th Infantry Regiment and the independent artillery battalion, and defend against crossings of the 110-kilometre (68 mi) stretch of the River Sava between Jasenovac and Zagreb, while collecting stragglers and organising resistance. These orders were quickly overtaken by the rapid advance of the 14th Panzer Division to Zagreb when it broke out of its bridgehead across the Drava River at Zákány on the Hungarian border. By 19:30 on 10 April, lead elements of the 14th Panzer Division had reached the outskirts of Zagreb, having covered nearly 160 km (99 mi) in a single day. Armed fifth column Ustase groups and German troops disarmed the division and its attached units before they could establish any coherent defence along the Sava.
On 15 April, orders were received that a ceasefire had been agreed, and that all VKJ troops were to remain in place and not fire on German personnel. After a delay in locating appropriate signatories for the surrender document, the Yugoslav Supreme Command unconditionally surrendered in Belgrade effective at 12:00 on 18 April. Yugoslavia was then occupied and dismembered by the Axis; Germany, Italy, Hungary, Bulgaria and Albania all annexed parts of its territory. Almost all of the Croat members of the division taken as prisoners of war were soon released by the Germans; 90 per cent of those held for the duration of the war were Serbs.
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A Vindication of the Rights of Woman
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1792 philosophic feminist book by Mary Wollstonecraft
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[
"1792 in England",
"1792 non-fiction books",
"Books by Mary Wollstonecraft",
"Feminist books",
"First-wave feminism",
"History of education in France",
"Women's rights"
] |
A Vindication of the Rights of Woman: with Strictures on Political and Moral Subjects (1792), written by British philosopher and women's rights advocate Mary Wollstonecraft (1759–1797), is one of the earliest works of feminist philosophy. In it, Wollstonecraft responds to those educational and political theorists of the eighteenth century who did not believe women should receive a rational education. She argues that women ought to have an education commensurate with their position in society, claiming that women are essential to the nation because they educate its children and because they could be "companions" to their husbands, rather than mere wives. Instead of viewing women as ornaments to society or property to be traded in marriage, Wollstonecraft maintains that they are human beings deserving of the same fundamental rights as men.
Wollstonecraft was prompted to write the Rights of Woman after reading Charles Maurice de Talleyrand-Périgord's 1791 report to the French National Assembly, which stated that women should only receive domestic education. From her reaction to this specific event, she launched a broad attack against double standards, indicting men for encouraging women to indulge in excessive emotion. Wollstonecraft hurried to complete the work in direct response to ongoing events; she intended to write a more thoughtful second volume but died before completing it.
While Wollstonecraft does call for equality between the sexes in particular areas of life, especially morality, she does not explicitly state that men and women are equal. Her ambiguous statements regarding the equality of the sexes have made it difficult to classify Wollstonecraft as a modern feminist; the word itself did not emerge until decades after her death.
Although it is commonly assumed that the Rights of Woman was unfavourably received, this is a modern misconception based on the belief that Wollstonecraft was as reviled during her lifetime as she became after the publication of William Godwin's Memoirs of the Author of A Vindication of the Rights of Woman (1798). The Rights of Woman was generally received well when it was first published in 1792. Biographer Emily W. Sunstein called it "perhaps the most original book of [Wollstonecraft's] century". Wollstonecraft's work had significant impact on advocates for women's rights in the nineteenth century, particularly the 1848 Seneca Falls Convention which produced the Declaration of Sentiments laying out the aims of the women's suffrage movement in the United States.
## Historical context
A Vindication of the Rights of Woman was written against the tumultuous background of the French Revolution and the debates that it spawned in Britain. In a lively and sometimes vicious pamphlet war, now referred to as the Revolution controversy, British political commentators addressed topics ranging from representative government to human rights to the separation of church and state, many of these issues having been raised in France first. Wollstonecraft first entered this fray in 1790 with A Vindication of the Rights of Men, a response to Edmund Burke's Reflections on the Revolution in France (1790). In his Reflections, Burke criticized the view of many British thinkers and writers who had welcomed the early stages of the French revolution. While they saw the revolution as analogous to Britain's own Glorious Revolution in 1688, which had restricted the powers of the monarchy, Burke argued that the appropriate historical analogy was the English Civil War (1642–1651) in which Charles I had been executed in 1649. He viewed the French revolution as the violent overthrow of a legitimate government. In Reflections he argues that citizens do not have the right to revolt against their government because civilization is the result of social and political consensus; its traditions cannot be continually challenged – the result would be anarchy. One of the key arguments of Wollstonecraft's Rights of Men, published just six weeks after Burke's Reflections, is that rights cannot be based on tradition; rights, she argues, should be conferred because they are reasonable and just, regardless of their basis in tradition.
When Charles Maurice de Talleyrand-Périgord presented his Rapport sur l'instruction publique (1791) to the National Assembly in France, Wollstonecraft was galvanized to respond. In his recommendations for a national system of education, Talleyrand had written:
> Let us bring up women, not to aspire to advantages which the Constitution denies them, but to know and appreciate those which it guarantees them ... Men are destined to live on the stage of the world. A public education suits them: it early places before their eyes all the scenes of life: only the proportions are different. The paternal home is better for the education of women; they have less need to learn to deal with the interests of others, than to accustom themselves to a calm and secluded life.
Wollstonecraft dedicated the Rights of Woman to Talleyrand: "Having read with great pleasure a pamphlet which you have lately published, I dedicate this volume to you; to induce you to reconsider the subject, and maturely weigh what I have advanced respecting the rights of woman and national education." At the end of 1791, French feminist Olympe de Gouges had published her Declaration of the Rights of Woman and of the Female Citizen, and the question of women's rights became central to political debates in both France and Britain.
The Rights of Woman is an extension of Wollstonecraft's arguments in the Rights of Men. In the Rights of Men, as the title suggests, she is concerned with the rights of particular men (eighteenth-century British men) while in the Rights of Woman, she is concerned with the rights afforded to "woman", an abstract category. She does not isolate her argument to eighteenth-century women or British women. The first chapter of the Rights of Woman addresses the issue of natural rights and asks who has those inalienable rights and on what grounds. She answers that since natural rights are given by God, for one segment of society to deny them to another segment is a sin. The Rights of Woman thus engages not only specific events in France and in Britain but also larger questions being raised by political philosophers such as John Locke and Jean-Jacques Rousseau.
## Themes
The Rights of Woman is a long (almost 87,000 words) essay that introduces all of its major topics in the opening chapters and then repeatedly returns to them, each time from a different point of view. It also adopts a hybrid tone that combines rational argument with the fervent rhetoric of sensibility. Wollstonecraft did not employ the formal argumentation or logical prose style common to eighteenth-century philosophical writing.
Hysteria was once seen as a physical phenomenon – physicians and anatomists believed that the more "sensitive" people's "nerves", the more emotionally affected they would be by their surroundings. Since women were thought to have keener nerves than men, it was believed that women were more emotional than men. The emotional excess associated with sensibility also theoretically produced an ethic of compassion: those with sensibility could easily sympathise with people in pain. Thus historians have credited the discourse of sensibility and those who promoted it with the increased humanitarian efforts, such as the movement to abolish the slave trade. But sensibility also paralysed those who had too much of it; as scholar G. J. Barker-Benfield explains, "an innate refinement of nerves was also identifiable with greater suffering, with weakness, and a susceptibility to disorder".
By the time Wollstonecraft was writing the Rights of Woman, sensibility had already been under sustained attack for a number of years. Sensibility, which had initially promised to draw individuals together through sympathy, was now viewed as "profoundly separatist"; novels, plays, and poems that employed the language of sensibility asserted individual rights, sexual freedom, and unconventional familial relationships based only upon feeling. Furthermore, as Janet Todd, another scholar of sensibility, argues, "to many in Britain the cult of sensibility seemed to have feminized the nation, given women undue prominence, and emasculated men".
### Rational education
One of Wollstonecraft's central arguments in the Rights of Woman is that women should be educated in a rational manner to give them the opportunity to contribute to society. In the eighteenth century, it was often assumed by educational philosophers and conduct book writers, who wrote what one might think of as early self-help books, that women were incapable of rational or abstract thought. Women, it was believed, were too susceptible to sensibility and too fragile to be able to think clearly. Wollstonecraft, along with other female reformers such as Catharine Macaulay and Hester Chapone, maintained that women were indeed capable of rational thought and deserved to be educated. She argued this point in her own conduct book, Thoughts on the Education of Daughters (1787), in her children's book, Original Stories from Real Life (1788), as well as in the Rights of Woman.
Stating in her preface that "my main argument is built on this simple principle, that if [woman] be not prepared by education to become the companion of man, she will stop the progress of knowledge and virtue; for truth must be common to all", Wollstonecraft contends that society will degenerate without educated women, particularly because mothers are the primary educators of young children. She attributes the problem of uneducated women to men and "a false system of education, gathered from the books written on this subject by men who [consider] females rather as women than human creatures". Women are capable of rationality; it only appears that they are not, because men have refused to educate them and encouraged them to be frivolous (Wollstonecraft describes silly women as "spaniels" and "toys").
Wollstonecraft attacks conduct book writers such as James Fordyce and John Gregory as well as educational philosophers such as Jean-Jacques Rousseau who argue that a woman does not need a rational education. (Rousseau argues in Emile [1762] that women should be educated for the pleasure of men; Wollstonecraft, infuriated by this argument, attacks not only it but also Rousseau himself.) Intent on illustrating the limitations that contemporary educational theory placed upon women, Wollstonecraft writes, "taught from their infancy that beauty is woman's sceptre, the mind shapes itself to the body, and, roaming round its gilt cage, only seeks to adorn its prison", implying that without this damaging ideology, which encourages young women to focus their attention on beauty and outward accomplishments, they could achieve much more. Wives could be the rational "companions" of their husbands and even pursue careers should they so choose: "women might certainly study the art of healing, and be physicians as well as nurses. And midwifery, decency seems to allot to them ... they might, also, study politics ... Business of various kinds, they might likewise pursue."
For Wollstonecraft, "the most perfect education" is "an exercise of the understanding as is best calculated to strengthen the body and form the heart. Or, in other words, to enable the individual to attach such habits of virtue as will render it independent." In addition to her broad philosophical arguments, Wollstonecraft lays out a specific plan for national education to counter Talleyrand's. In Chapter 12, "On National Education", she proposes that children be sent to free day schools as well as given some education at home "to inspire a love of home and domestic pleasures". She also maintains that schooling should be co-educational, contending that men and women, whose marriages are "the cement of society", should be "educated after the same model".
### Feminism
It is debatable to what extent the Rights of Woman is a feminist text; because the definitions of feminist vary, different scholars have come to different conclusions. The words feminist and feminism were not coined until the 1890s, and there was no feminist movement to speak of during Wollstonecraft's lifetime. Rights of Woman is often considered the source or original, "the ur-document of modern liberal feminism". In the introduction to her work on Wollstonecraft's thought, Barbara Taylor writes:
> Describing [Wollstonecraft's philosophy] as feminist is problematic, and I do it only after much consideration. The label is of course anachronistic ... Treating Wollstonecraft's thought as an anticipation of nineteenth and twentieth-century feminist argument has meant sacrificing or distorting some of its key elements. Leading examples of this ... have been the widespread neglect of her religious beliefs, and the misrepresentation of her as a bourgeois liberal, which together have resulted in the displacement of a religiously inspired utopian radicalism by a secular, class-partisan reformism as alien to Wollstonecraft's political project as her dream of a divinely promised age of universal happiness is to our own. Even more important however has been the imposition on Wollstonecraft of a heroic-individualist brand of politics utterly at odds with her own ethically driven case for women's emancipation. Wollstonecraft's leading ambition for women was that they should attain virtue, and it was to this end that she sought their liberation.
In the Rights of Woman, Wollstonecraft does not make the claim for gender equality using the same arguments or the same language that late nineteenth- and twentieth-century feminists later would. For instance, rather than unequivocally stating that men and women are equal, Wollstonecraft contends that men and women are equal in the eyes of God, which means that they are both subject to the same moral law. For Wollstonecraft, men and women are equal in the most important areas of life. While such an idea may not seem revolutionary to twenty-first-century readers, its implications were revolutionary during the eighteenth century. For example, it implied that both men and women – not just women – should be modest and respect the sanctity of marriage. Wollstonecraft's argument exposed the sexual double standard of the late eighteenth century and demanded that men adhere to the same virtues demanded of women.
However, Wollstonecraft's arguments for equality stand in contrast to her statements respecting the superiority of masculine strength and valour. Wollstonecraft states:
> Let it not be concluded, that I wish to invert the order of things; I have already granted, that, from the constitution of their bodies, men seem to be designed by Providence to attain a greater degree of virtue. I speak collectively of the whole sex; but I see not the shadow of a reason to conclude that their virtues should differ in respect to their nature. In fact, how can they, if virtue has only one eternal standard? I must therefore, if I reason consequentially, as strenuously maintain that they have the same simple direction, as that there is a God.
Wollstonecraft calls on men, rather than women, to initiate the social and political changes she outlines in the Rights of Woman. Because women are uneducated, they cannot alter their own situation – men must come to their aid. Wollstonecraft writes at the end of her chapter "Of the Pernicious Effects Which Arise from the Unnatural Distinctions Established in Society":
> I then would fain convince reasonable men of the importance of some of my remarks; and prevail on them to weigh dispassionately the whole tenor of my observations ... I appeal to their understandings; and, as a fellow-creature, claim, in the name of my sex, some interest in their hearts. I entreat them to assist to emancipate their companion, to make her a help meet for them! Would men but generously snap our chains, and be content with rational fellowship instead of slavish obedience, they would find us more observant daughters, more affectionate sisters, more faithful wives, more reasonable mothers – in a word, better citizens.
Wollstonecraft's last novel, Maria: or, The Wrongs of Woman (1798), the fictionalized sequel to the Rights of Woman, is usually considered her most radical feminist work.
### Sensibility
One of Wollstonecraft's most scathing criticisms in the Rights of Woman is against false and excessive sensibility, particularly in women. She argues that women who succumb to sensibility are "blown about by every momentary gust of feeling"; because these women are "the prey of their senses", they cannot think rationally. Not only do they do harm to themselves but they also do harm to all of civilization: these are not women who can refine civilization – these are women who will destroy it. But reason and feeling are not independent for Wollstonecraft; rather, she believes that they should inform each other. For Wollstonecraft the passions underpin all reason. This was a theme that she would return to throughout her career, but particularly in her novels Mary: A Fiction (1788) and Maria: or, The Wrongs of Woman. For the eighteenth-century Scottish philosopher David Hume, reason is dominated by the passions. He held that passions rather than reason govern human behaviour, famously proclaiming in A Treatise of Human Nature that "Reason is, and ought only to be the slave of the passions".
As part of her argument that women should not be overly influenced by their feelings and emotions, Wollstonecraft emphasises that they should not be constrained by or made slaves to their bodies or their sexual feelings. This particular argument has led many modern feminists to suggest that Wollstonecraft intentionally avoids granting women any sexual desire. Cora Kaplan argues that the "negative and prescriptive assault on female sexuality" is a leitmotif of the Rights of Woman. For example, Wollstonecraft advises her readers to "calmly let passion subside into friendship" in the ideal companionate marriage (that is, in the ideal of a love-based marriage that was developing at the time). It would be better, she writes, when "two virtuous young people marry . . . if some circumstances checked their passion". According to Wollstonecraft, "love and friendship cannot subsist in the same bosom". As Mary Poovey explains, "Wollstonecraft betrays her fear that female desire might in fact court man's lascivious and degrading attentions, that the subordinate position women have been given might even be deserved. Until women can transcend their fleshly desires and fleshly forms, they will be hostage to the body." If women are not interested in sexuality, they cannot be dominated by men. Wollstonecraft worries that women are consumed with "romantic wavering", that is, they are interested only in satisfying their lusts. Because the Rights of Woman eliminates sexuality from a woman's life, Kaplan contends, it "expresses a violent antagonism to the sexual" while at the same time "exaggerat[ing] the importance of the sensual in the everyday life of women". Wollstonecraft was so determined to wipe sexuality from her picture of the ideal woman that she ended up foregrounding it by insisting upon its absence. But as Kaplan and others have remarked, Wollstonecraft may have been forced to make this sacrifice: "it is important to remember that the notion of woman as politically enabled and independent [was] fatally linked [during the eighteenth century] to the unrestrained and vicious exercise of her sexuality."
### Republicanism
Claudia Johnson, a prominent Wollstonecraft scholar, has called the Rights of Woman "a republican manifesto". Johnson contends that Wollstonecraft is hearkening back to the Commonwealth tradition of the seventeenth century and attempting to reestablish a republican ethos. In Wollstonecraft's version, there would be strong, but separate, masculine and feminine roles for citizens. According to Johnson, Wollstonecraft "denounces the collapse of proper sexual distinction as the leading feature of her age, and as the grievous consequence of sentimentality itself. The problem undermining society in her view is feminized men". If men feel free to adopt both the masculine position and the sentimental feminine position, she argues, women have no position open to them in society. Johnson therefore sees Wollstonecraft as a critic, in both the Rights of Men and the Rights of Woman, of the "masculinization of sensitivity" in such works as Edmund Burke's Reflections on the Revolution in France.
In the Rights of Woman Wollstonecraft adheres to a version of republicanism that includes a belief in the eventual overthrow of all titles, including the monarchy. She also suggests that all men and women should be represented in government. But the bulk of her "political criticism", as Chris Jones, a Wollstonecraft scholar, explains, "is couched predominantly in terms of morality". Her definition of virtue focuses on the individual's happiness rather than, for example, the good of society. This is reflected in her explanation of natural rights. Because rights ultimately proceed from God, Wollstonecraft maintains that there are duties, tied to those rights, incumbent upon each and every person. For Wollstonecraft, the individual is taught republicanism and benevolence within the family; domestic relations and familial ties are crucial to her understanding of social cohesion and patriotism.
### Class
In many ways the Rights of Woman is inflected by a bourgeois view of the world, as is its direct predecessor the Rights of Men. Wollstonecraft addresses her text to the middle class, which she calls the "most natural state". She also frequently praises modesty and industry, virtues which, at the time, were associated with the middle class. From her position as a middle-class writer arguing for a middle-class ethos, Wollstonecraft also attacks the wealthy, criticizing them using the same arguments she employs against women. She points out the "false-refinement, immorality, and vanity" of the rich, calling them "weak, artificial beings, raised above the common wants and affections of their race, in a premature unnatural manner [who] undermine the very foundation of virtue, and spread corruption through the whole mass of society".
But Wollstonecraft's criticisms of the wealthy do not necessarily reflect a concomitant sympathy for the poor. For her, the poor are fortunate because they will never be trapped by the snares of wealth: "Happy is it when people have the cares of life to struggle with; for these struggles prevent their becoming a prey to enervating vices, merely from idleness!" She contends that charity has only negative consequences because, as Jones puts it, she "sees it as sustaining an unequal society while giving the appearance of virtue to the rich".
In her national plan for education, she retains class distinctions (with an exception for the intelligent), suggesting that: "After the age of nine, girls and boys, intended for domestic employments, or mechanical trades, ought to be removed to other schools, and receive instruction, in some measure appropriated to the destination of each individual ... The young people of superior abilities, or fortune, might now be taught, in another school, the dead and living languages, the elements of science, and continue the study of history and politics, on a more extensive scale, which would not exclude polite literature."
## Rhetoric and style
In attempting to navigate the cultural expectations of female writers and the generic conventions of political and philosophical discourse, Wollstonecraft, as she does throughout her oeuvre, constructs a unique blend of masculine and feminine styles in the Rights of Woman. She uses the language of philosophy, referring to her work as a "treatise" with "arguments" and "principles". However, Wollstonecraft also uses a personal tone, employing "I" and "you", dashes and exclamation marks, and autobiographical references to create a distinctly feminine voice in the text. The Rights of Woman further hybridizes its genre by weaving together elements of the conduct book, the short essay, and the novel, genres often associated with women, while at the same time claiming that these genres could be used to discuss philosophical topics such as rights.
Although Wollstonecraft argues against excessive sensibility, the rhetoric of the Rights of Woman is at times heated and attempts to provoke the reader. Many of the most emotional comments in the book are directed at Rousseau. For example, after excerpting a long passage from Emile (1762), Wollstonecraft pithily states, "I shall make no other comments on this ingenious passage, than just to observe, that it is the philosophy of lasciviousness." A mere page later, after indicting Rousseau's plan for female education, she writes "I must relieve myself by drawing another picture." These terse exclamations are meant to draw the reader to her side of the argument (it is assumed that the reader will agree with them). While she claims to write in a plain style so that her ideas will reach the broadest possible audience, she actually combines the plain, rational language of the political treatise with the poetic, passionate language of sensibility to demonstrate that one can combine rationality and sensibility in the same self.
In her efforts to vividly describe the condition of women within society, Wollstonecraft employs several different analogies. She often compares women to slaves, arguing that their ignorance and powerlessness places them in that position. But at the same time, she also compares them to "capricious tyrants" who use cunning and deceit to manipulate the men around them. At one point, she reasons that a woman can become either a slave or tyrant, which she describes as two sides of the same coin. Wollstonecraft also compares women to soldiers; like military men, they are valued only for their appearance and obedience. And like the rich, women's "softness" has "debased mankind".
## Revision
Wollstonecraft was forced to write the Rights of Woman hurriedly to respond to Talleyrand and ongoing events. Upon completing the work, she wrote to her friend William Roscoe: "I am dissatisfied with myself for not having done justice to the subject ... Do not suspect me of false modesty – I mean to say that had I allowed myself more time I could have written a better book, in every sense of the word ... I intend to finish the next volume before I begin to print, for it is not pleasant to have the Devil coming for the conclusion of a sheet fore it is written." When Wollstonecraft revised the Rights of Woman for the second edition, she took the opportunity not only to fix small spelling and grammar mistakes but also to bolster the feminist claims of her argument. She changed some of her statements regarding female and male difference to reflect a greater equality between the sexes.
Wollstonecraft never wrote the second part to the Rights of Woman, although William Godwin published her "Hints", which were "chiefly designed to have been incorporated in the second part of the Vindication of the Rights of Woman", in the posthumous collection of her works. However, she did begin writing the novel Maria: or, The Wrongs of Woman, which most scholars consider a fictionalized sequel to the Rights of Woman. It was unfinished at her death and also included in the Posthumous Works published by Godwin.
## Reception and legacy
When it was first published in 1792, the Rights of Woman was reviewed favourably by the Analytical Review, the General Magazine, the Literary Magazine, New York Magazine, and the Monthly Review, although the assumption persists that Rights of Woman received hostile reviews. It was almost immediately released in a second edition in 1792, several American editions appeared, and it was translated into French. Taylor writes that "it was an immediate success". Moreover, other writers such as Mary Hays and Mary Robinson specifically alluded to Wollstonecraft's text in their own works. Hays cited the Rights of Woman in her novel Memoirs of Emma Courtney (1796) and modelled her female characters after Wollstonecraft's ideal woman.
Although female conservatives such as Hannah More excoriated Wollstonecraft personally, they actually shared many of the same values. As the scholar Anne Mellor has shown, both More and Wollstonecraft wanted a society founded on "Christian virtues of rational benevolence, honesty, personal virtue, the fulfillment of social duty, thrift, sobriety, and hard work". During the early 1790s, many writers within British society were engaged in an intense debate regarding the position of women in society. For example, the respected poet and essayist Anna Laetitia Barbauld and Wollstonecraft sparred back and forth; Barbauld published several poems responding to Wollstonecraft's work and Wollstonecraft commented on them in footnotes to the Rights of Woman. The work also provoked outright hostility. The bluestocking Elizabeth Carter was unimpressed with the work. Thomas Taylor, the Neoplatonist translator who had been a landlord to the Wollstonecraft family in the late 1770s, swiftly wrote a satire called A Vindication of the Rights of Brutes: if women have rights, why not animals too?
After Wollstonecraft died in 1797, her husband William Godwin published his Memoirs of the Author of A Vindication of the Rights of Woman (1798). He revealed much about her private life that had previously not been known to the public: her illegitimate child, her love affairs, and her attempts at suicide. While Godwin believed he was portraying his wife with love, sincerity, and compassion, contemporary readers were shocked by Wollstonecraft's unorthodox lifestyle and she became a reviled figure. Richard Polwhele targeted her in particular in his anonymous long poem The Unsex'd Females (1798), a defensive reaction to women's literary self-assertion: Hannah More is Christ to Wollstonecraft's Satan. His poem was "well known" among the responses to A Vindication.
Wollstonecraft's ideas became associated with her life story and women writers felt that it was dangerous to mention her in their texts. Hays, who had previously been a close friend and an outspoken advocate for Wollstonecraft and her Rights of Woman, for example, did not include her in the collection of Illustrious and Celebrated Women she published in 1803. Maria Edgeworth specifically distances herself from Wollstonecraft in her novel Belinda (1802); she caricatures Wollstonecraft as a radical feminist in the character of Harriet Freke. But, like Jane Austen, she does not reject Wollstonecraft's ideas. Both Edgeworth and Austen argue that women are crucial to the development of the nation; moreover, they portray women as rational beings who should choose companionate marriage.
The negative views towards Wollstonecraft persisted for over a century. The Rights of Woman was not reprinted until the middle of the nineteenth century and it still retained an aura of ill-repute. George Eliot wrote "there is in some quarters a vague prejudice against the Rights of Woman as in some way or other a reprehensible book, but readers who go to it with this impression will be surprised to find it eminently serious, severely moral, and withal rather heavy". The suffragist (i.e. moderate reformer, as opposed to suffragette) Millicent Garrett Fawcett wrote the introduction to the centenary edition of the Rights of Woman, cleansing the memory of Wollstonecraft and claiming her as the foremother of the struggle for the vote. While the Rights of Woman may have paved the way for feminist arguments, twentieth-century feminists have tended to use Wollstonecraft's life story, rather than her texts, for inspiration; her unorthodox lifestyle convinced them to try new "experiments in living", as Virginia Woolf termed it in her famous essay on Wollstonecraft. However, there is some evidence that the Rights of Woman may be influencing current feminists. Ayaan Hirsi Ali, a feminist who is critical of Islam's dictates regarding women, cites the Rights of Woman in her autobiography Infidel, writing that she was "inspired by Mary Wollstonecraft, the pioneering feminist thinker who told women they had the same ability to reason as men did and deserved the same rights". Miriam Schneir also includes this text in her anthology Feminism: The Essential Historical Writings, labelling it as one of the essential feminist works. Further evidence of the enduring legacy of Wollstonecraft's A Vindication may be seen by direct references in recent historical fiction set: for example, in The Silk Weaver (1998) set in the late eighteenth century among Dublin silk weavers, author Gabrielle Warnock (1998) intervenes as narrator to hold up ‘Rights of Woman’ for the reader to reflect upon the politics, morals, and feelings of her female characters. In Death Comes to Pemberley (2011), set in 1803, P. D. James has one male character reference Rights of Woman in reproving another (Darcy) for denying voice to the woman in matters that concern her.
## See also
- "On the Equality of the Sexes"
- Timeline of Mary Wollstonecraft
|
12,297,804 |
SMS Wittelsbach
| 1,168,994,241 |
Battleship of the German Imperial Navy
|
[
"1900 ships",
"Ships built in Wilhelmshaven",
"Wittelsbach-class battleships",
"World War I battleships of Germany"
] |
SMS Wittelsbach was the lead ship of the Wittelsbach class of pre-dreadnought battleships, built for the Imperial German Navy. She was the first capital ship built under the Navy Law of 1898, brought about by Admiral Alfred von Tirpitz. Wittelsbach was laid down in 1899 at the Wilhelmshaven Navy Dockyard and completed in October 1902. She was armed with a main battery of four 24 cm (9.4 in) guns and had a top speed of 18 knots (33 km/h; 21 mph).
The ship served in I Squadron of the German fleet for the majority of her peacetime career, which spanned from 1902 to 1910. During this period, she was occupied with extensive annual training and making good-will visits to foreign countries. The training exercises during this period provided the framework for the High Seas Fleet's operations during World War I. She was decommissioned in September 1910, but was reactivated in 1911 for training ship duties, which lasted through 1914.
After the start of World War I in August 1914, Wittelsbach was brought back to active duty in IV Battle Squadron. The ship served in the Baltic Sea, including during the Battle of the Gulf of Riga in August 1915, but saw no combat with Russian forces. By late 1915, crew shortages and the threat from British submarines forced the Kaiserliche Marine to withdraw older battleships like Wittelsbach. The ship then saw service in auxiliary roles, first as a training ship and then as a ship's tender. After the war, she was converted into a tender for minesweepers in 1919. In July 1921, the ship was sold and broken up for scrap metal.
## Description
After the German Kaiserliche Marine (Imperial Navy) ordered the four Brandenburg-class battleships in 1889, a combination of budgetary constraints, opposition in the Reichstag (Imperial Diet), and a lack of a coherent fleet plan delayed the acquisition of further battleships. The Secretary of the Reichsmarineamt (Imperial Navy Office), Vizeadmiral (VAdm—Vice Admiral) Friedrich von Hollmann struggled—ultimately successfully—throughout the early and mid-1890s to secure parliamentary approval for the first three Kaiser Friedrich III-class battleships. In June 1897, Hollmann was replaced by Konteradmiral (KAdm—Rear Admiral) Alfred von Tirpitz, who quickly proposed and secured approval for the first Naval Law in early 1898. The law authorized the last two ships of the class, as well as the five ships of the Wittelsbach class, the first class of battleship built under Tirpitz's tenure. The Wittelsbachs were broadly similar to the Kaiser Friedrichs, carrying the same armament but with a more comprehensive armor layout.
Wittelsbach was 126.8 m (416 ft 0 in) long overall and had a beam of 22.8 m (74 ft 10 in) and a draft of 7.95 m (26 ft 1 in) forward. She displaced 11,774 t (11,588 long tons) as designed and up to 12,798 t (12,596 long tons) at full load. Unlike her sister ships, Wittelsbach was completed with provisions for a squadron commander's staff, including a larger bridge. The ship was propelled by three 3-cylinder vertical triple expansion engines that drove three screws. Steam was provided by six cylindrical and six water-tube boilers, all coal-fired. Wittelsbach's powerplant was rated at 14,000 metric horsepower (13,808 ihp; 10,297 kW), which generated a top speed of 18 knots (33 km/h; 21 mph). The ship had a cruising radius of 5,000 nautical miles (9,300 km; 5,800 mi) at a speed of 10 knots (19 km/h; 12 mph). She had a crew of 30 officers and 650 enlisted men.
Wittelsbach's armament consisted of a main battery of four 24 cm (9.4 in) SK L/40 guns in twin gun turrets, one fore and one aft of the central superstructure. Her secondary armament consisted of eighteen 15 cm (5.9 inch) SK L/40 guns and twelve 8.8 cm (3.45 in) SK L/30 quick-firing guns. The armament suite was rounded out with six 45 cm (17.7 in) torpedo tubes, all in above-water swivel mounts. The ship was protected with Krupp armor plate. Her armored belt was 225 millimeters (8.9 in) thick in the central citadel that protected her magazines and machinery spaces, and the deck was 50 mm (2 in) thick. The main battery turrets had 250 mm (9.8 in) of armor plating.
## Service history
### Construction to 1905
Wittelsbach's keel was laid down on 30 September 1899 at the Kaiserliche Werft (Imperial Shipyard) in Wilhelmshaven, listed under construction number 25. She was ordered under the contract name "C", as a new unit for the fleet. Wittelsbach was launched on 3 July 1900, with Kaiser Wilhelm II in attendance; Rupprecht, Crown Prince of Bavaria, of the House of Wittelsbach, gave a speech at her launching ceremony. Completion of the ship was delayed due to a collision with the ironclad Baden, which accidentally rammed Wittelsbach in July 1902 while she was fitting out. She was commissioned on 15 October 1902, and thereafter began sea trials, which were completed in December. After trials ended, Wittelsbach was transferred from Wilhelmshaven to Kiel in the Baltic Sea, but she ran aground in the Great Belt in heavy fog on 13 December. The crew attempted to free the ship by removing stores to lighten her, and the battleship Kaiser Karl der Grosse and the armored cruiser Prinz Heinrich attempted to pull her free without success, before additional tugs and other vessels arrived to pull Wittelsbach free on 20 December. After arriving in Kiel, she entered Kaiserliche Werft for repairs.
On 1 March 1903, she became the flagship of KAdm Gustav Schmidt, the deputy commander of I Squadron. That year, the squadron was occupied with the normal peacetime routine of individual and unit training, including a training cruise in the Baltic, followed by a voyage to Spain that lasted from 7 May to 10 June. In July, she embarked on the annual cruise to Norway with the rest of the squadron. The autumn maneuvers consisted of a blockade exercise in the North Sea, a cruise of the entire fleet first to Norwegian waters and then to Kiel in early September, and finally a mock attack on Kiel. The exercises concluded on 12 September. The year's training schedule concluded with a cruise into the eastern Baltic that started on 23 November and a cruise into the Skagerrak that began on 1 December. Wittelsbach and I Squadron participated in an exercise in the Skagerrak from 11 to 21 January 1904. Further squadron exercises followed from 8 to 17 March, and a major fleet exercise took place in the North Sea in May. In July, I Squadron and I Scouting Group visited Britain, including a stop at Plymouth on 10 July. The German fleet departed on 13 July, bound for the Netherlands; I Squadron anchored in Vlissingen the following day. There, the ships were visited by Queen Wilhelmina. I Squadron remained in Vlissingen until 20 July, when they departed for a cruise in the northern North Sea with the rest of the fleet. The squadron stopped in Molde, Norway, on 29 July, while the other units went to other ports.
The fleet reassembled on 6 August and steamed back to Kiel, where it conducted a mock attack on the harbor on 12 August. During its cruise in the North Sea, the fleet experimented with wireless telegraphy on a large scale and searchlights at night for communication and recognition signals. Immediately after returning to Kiel, the fleet began preparations for the autumn maneuvers, which began on 29 August in the Baltic. The fleet moved to the North Sea on 3 September, where it took part in a major landing operation, after which the ships took the ground troops from IX Corps who had participated in the exercises to Altona for a parade for Wilhelm II. The ships then conducted their own parade for the Kaiser off Helgoland on 6 September. Three days later, the fleet returned to the Baltic via the Kaiser Wilhelm Canal, where it participated in further landing operations with IX Corps and the Guards Corps. On 15 September, the maneuvers came to an end. Wittelsbach became the squadron flagship on 1 October, flying the flag of KAdm Friedrich von Baudissin. I Squadron went on its winter training cruise, this time to the eastern Baltic, from 22 November to 2 December.
### 1905–1914
Wittelsbach took part in a pair of training cruises with I Squadron during 9–19 January and 27 February – 16 March 1905. Individual and squadron training followed, with an emphasis on gunnery drills. On 12 July, the fleet began a major training exercise in the North Sea. The fleet then cruised through the Kattegat and stopped in Copenhagen and Stockholm. The summer cruise ended on 9 August, though the autumn maneuvers that would normally have begun shortly thereafter were delayed by a visit from the British Channel Fleet that month. The British fleet stopped in Danzig, Swinemünde, and Flensburg, where it was greeted by units of the German Navy; Wittelsbach and the main German fleet was anchored at Swinemünde for the occasion. Politically, the visit was strained by the developing Anglo-German naval arms race. As a result of the British visit, the 1905 autumn maneuvers were shortened considerably, from 6 to 13 September, and consisted only of exercises in the North Sea. The first exercise presumed a naval blockade in the German Bight, and the second envisioned a hostile fleet attempting to force the defenses of the Elbe. In September, Kapitän zur See Maximilian von Spee, who would go on to command the East Asia Squadron at the outbreak of World War I, took command of the ship.
In October, I Squadron went on a cruise in the Baltic. In early December, I and II Squadrons went on their regular winter cruise—this time to Danzig, where they arrived on 12 December. While on the return trip to Kiel, the fleet conducted tactical exercises. The fleet undertook a heavier training schedule in 1906 than in previous years. The ships were occupied with individual, division and squadron exercises throughout April. Starting on 13 May, major fleet exercises took place in the North Sea and lasted until 8 June with a cruise around the Skagen into the Baltic. The fleet began its usual summer cruise to Norway in mid-July. The fleet was present for the birthday of Norwegian King Haakon VII on 3 August. The German ships departed the following day for Helgoland, to join exercises being conducted there. The fleet was back in Kiel by 15 August, where preparations for the autumn maneuvers began. On 22–24 August, the fleet took part in landing exercises in Eckernförde Bay outside Kiel. The maneuvers were paused from 31 August to 3 September when the fleet hosted vessels from Denmark and Sweden, along with a Russian squadron from 3 to 9 September in Kiel. The maneuvers resumed on 8 September and lasted five more days.
The ship participated in the uneventful winter cruise into the Kattegat and Skagerrak from 8 to 16 December. The first quarter of 1907 followed the previous pattern and, on 16 February, the Active Battle Fleet was re-designated the High Seas Fleet. From the end of May to early June the fleet went on its summer cruise in the North Sea, returning to the Baltic via the Kattegat. This was followed by the regular cruise to Norway from 12 July to 10 August. During the autumn maneuvers, which lasted from 26 August to 6 September, the fleet conducted landing exercises in northern Schleswig with IX Corps. The winter training cruise went into the Kattegat from 22 to 30 November. In May 1908, the fleet went on a major cruise into the Atlantic instead of its normal voyage in the North Sea, which included a stop in Horta in the Azores. The fleet returned to Kiel on 13 August to prepare for the autumn maneuvers, which lasted from 27 August to 7 September. Division exercises in the Baltic immediately followed from 7 to 13 September. After the end of the maneuvers, Wittelsbach was relieved as the squadron flagship by the new battleship Hannover and became the flagship of the deputy commander.
Wittelsbach was replaced as the deputy command flagship on 20 September 1910, again by Hannover, for decommissioning. Her crew was sent to man the newly commissioned dreadnought battleship Posen. After a year in reserve, Wittelsbach was reactivated on 16 October 1911 to replace the battleship Brandenburg in the Reserve Division of the North Sea. From 31 March to 28 April 1912, she operated with the Training Squadron, and on 9 May returned to the Reserve Division, this time relieving the battleship Kaiser Wilhelm II. She took part in the annual fleet maneuvers that year as the flagship of III Squadron, then commanded by VAdm Max Rollmann. Wittelsbach returned for another stint in the Training Squadron from 30 March to 21 April 1913. Wilhelm II commissioned a statue of Frithjof that he gave to Norway; Wittelsbach was used to transport the statue, departing Kiel on 5 July and arriving in Balholmen two days later. The ship was back in Germany in time for the fleet maneuvers in August, where she was assigned to V Division of III Squadron. After the completion of the maneuvers, she returned to the Reserve Division.
### World War I
At the start of World War I, Wittelsbach was mobilized as part of IV Battle Squadron, under the command of VAdm Ehrhard Schmidt; she served as the flagship of the squadron, which also included her four sister ships and the battleships Elsass and Braunschweig. On 26 August 1914, the ships were sent to rescue the stranded light cruiser Magdeburg, which had run aground off Odensholm in the eastern Baltic, but by 28 August, the ship's crew had been forced to detonate explosives to destroy Magdeburg before the relief force had arrived. As a result, Wittelsbach and the rest of the squadron returned to Bornholm that day. Starting on 3 September, IV Squadron, assisted by the armored cruiser Blücher, conducted a sweep into the Baltic. The operation lasted until 9 September and failed to bring Russian naval units to battle.
Two days later the ships were transferred to the North Sea, but stayed there only briefly, returning to the Baltic on 20 September. From 22 to 26 September, the squadron took part in a sweep into the eastern Baltic in an unsuccessful attempt to find and destroy Russian warships. From 4 December 1914 to 2 April 1915, the ships of the IV Squadron were tasked with coastal defense duties along Germany's North Sea coast against incursions from the British Royal Navy. On 3 April, Wittelsbach went into drydock in Kiel for periodic maintenance, before conducting training exercises in the western Baltic with the other ships of VII Division of IV Squadron, which included Wettin, Schwaben, and Mecklenburg.
The German Army requested naval assistance for its campaign against Russia; Prince Heinrich, the commander of all naval forces in the Baltic, made VII Division, IV Scouting Group, and the torpedo boats of the Baltic fleet available for the operation. On 6 May, the IV Squadron ships were tasked with providing support to the assault on Libau. Wittelsbach and the other ships were stationed off Gotland to intercept any Russian cruisers that might attempt to intervene in the landings; the Russians did not do so. After cruisers from IV Scouting Group encountered Russian cruisers off Gotland, the ships of VII Division deployed—with a third dummy funnel erected to disguise them as the more powerful Braunschweig-class battleships—along with the cruiser Danzig. The ships advanced as far as the island of Utö on 9 May and to Kopparstenarna the following day, but by then the Russian cruisers had withdrawn. Later that day, the British submarines HMS E1 and HMS E9 spotted IV Squadron, but were too far away to attack them.
From 27 May to 4 July, Wittelsbach was back in the North Sea, patrolling the mouths of the Jade, Ems, and Elbe rivers. During this period, the naval high command realized that the old Wittelsbach-class ships would be useless in action against the Royal Navy, but could be effectively used against the much weaker Russian forces in the Baltic. As a result, the battleships were transferred back to the Baltic in July, and they departed Kiel on the 7th, bound for Danzig. On 10 July, the ships proceeded further east to Neufahrwassar, along with the vessels of VIII Torpedo-boat Flotilla; after arriving, Wittelsbach ran aground and Schmidt transferred his flag to Braunschweig. She was able to free herself and was not damaged in the incident, and the following day Schmidt returned to the ship. The IV Squadron ships sortied on 12 July to make a demonstration, returning to Danzig on 21 July without encountering Russian forces.
#### Battle of the Gulf of Riga
The following month, the naval high command began an operation against the Gulf of Riga in support of the Gorlice–Tarnów Offensive that the Army was waging. The Baltic naval forces were reinforced with significant elements of the High Seas Fleet, including I Battle Squadron, I Scouting Group, II Scouting Group, and II Torpedo-boat Flotilla. Prince Heinrich planned that Schmidt's ships would force their way into the Gulf and destroy the Russian warships in Riga, while the heavy units of the High Seas Fleet would patrol to the north to prevent any of the main Russian Baltic Fleet that might try to interfere with the operation. The Germans launched their attack on 8 August, initiating the Battle of the Gulf of Riga. Minesweepers attempted to clear a path through the Irbe Strait, covered by Braunschweig and Elsass, while Wittelsbach and the rest of the squadron remained outside the strait. The Russian battleship Slava attacked the Germans in the strait, forcing them to withdraw.
During the action, the cruiser Thetis and the torpedo boat S144 were damaged by mines and the torpedo boats T52 and T58 were mined and sunk. Schmidt withdrew his ships to re-coal and Prince Heinrich debated making another attempt, as by that time it had become clear that the German Army's advance toward Riga had stalled. Prince Heinrich attempted to force the channel a second time using two dreadnought battleships from I Squadron to cover the minesweepers and leaving Wittelsbach behind in Libau. Following the unsuccessful second attempt, Schmidt became the I Squadron commander on 26 August, being replaced as the IV Squadron commander by VAdm Friedrich Schultz, who also made Wittelsbach his flagship.
#### Subsequent activity
On 9 September, Wittelsbach and her four sisters sortied in an attempt to locate Russian warships off Gotland, but returned to port two days later without having engaged any opponents. On 7 and 8 October, she, Elsass, and four torpedo boats covered a minelaying operation. By this point in the war, the Navy was encountering difficulties in manning more important vessels. The threat from submarines in the Baltic convinced the German navy to withdraw the elderly Wittelsbach-class ships from active service. Wittelsbach and most of the other IV Squadron ships left Libau on 10 November, bound for Kiel; upon arrival the following day, they were designated the Reserve Division of the Baltic, commanded by Kommodore (Commodore) Walter Engelhardt. The ships were anchored in Schilksee in Kiel, with Wittelsbach as the divisional flagship. On 31 January 1916, the division was dissolved, and the ships were dispersed for subsidiary duties.
Wittelsbach was decommissioned on 24 August, and was initially used as a training ship based in Kiel. The ship was then transferred to Wilhelmshaven for use as a fleet tender in October 1917, where she supported the battleship Lothringen, which was by then being used as a training ship for engine room personnel. On 6 August 1918, the Reichsmarineamt decided to convert Wittelsbach into a target ship, but the war ended with Germany's defeat before the work could begin. Wittelsbach was reactivated for service with the newly constituted Reichsmarine on 1 June 1919, and was converted into a depot ship for minesweepers. She carried 12 of these shallow-draft vessels. The ship served in this capacity from 20 July 1920 to 8 March 1921. Wittelsbach was stricken from the Navy List and sold four months later, on 7 July, for 3,561,000 Marks. The ship was then broken up for scrap in Wilhelmshaven.
|
2,326,978 |
Nominative determinism
| 1,173,483,363 |
Hypothesis that people tend to gravitate towards areas of work that fit their name
|
[
"Cognitive biases",
"Employment",
"Names",
"Semantics"
] |
Nominative determinism is the hypothesis that people tend to gravitate towards areas of work that fit their names. The term was first used in the magazine New Scientist in 1994, after the magazine's humorous "Feedback" column noted several studies carried out by researchers with remarkably fitting surnames. These included a book on polar explorations by Daniel Snowman and an article on urology by researchers named Splatt and Weedon. These and other examples led to light-hearted speculation that some sort of psychological effect was at work. Since the term appeared, nominative determinism has been an irregularly recurring topic in New Scientist, as readers continue to submit examples. Nominative determinism differs from the related concept aptronym, and its synonyms 'aptonym', 'namephreak', and 'Perfect Fit Last Name' (captured by the Latin phrase nomen est omen 'the name is a sign'), in that it focuses on causality. 'Aptronym' merely means the name is fitting, without saying anything about why it has come to fit.
The idea that people are drawn to professions that fit their name was suggested by psychologist Carl Jung, citing as an example Sigmund Freud who studied pleasure and whose surname means 'joy'. A few recent empirical studies have indicated that certain professions are disproportionately represented by people with appropriate surnames (and sometimes given names), though the methods of these studies have been challenged. One explanation for nominative determinism is implicit egotism, which states that humans have an unconscious preference for things they associate with themselves.
## Background
In history, before people could gravitate towards areas of work that matched their names, many people were given names that matched their area of work. The way people are named has changed over time. In pre-urban times people were only known by a single name – for example, the Anglo-Saxon name Beornheard. Single names were chosen for their meaning or given as nicknames. In England it was only after the Norman conquest that surnames appear to have been used, with pre-Conquest individual relying on a number of bynames that were not hereditary, such as Edmund Ironside. Surnames were created to fit the person, mostly from patronyms (e.g., John son of William becomes John Williamson), occupational descriptions (e.g., John Carpenter), character or traits (e.g., John Long), or location (e.g., John from Acton became John Acton). Names were not initially hereditary; only by the mid-14th century did they gradually become so. Surnames relating to trades or craft were the first to become hereditary, as the craft often persisted within the family for generations. The appropriateness of occupational names has decreased over time, because tradesmen did not always follow their fathers: an early example from the 14th century is "Roger Carpenter the pepperer".
Another aspect of naming was the importance attached to the wider meaning contained in a name. In 17th-century England it was believed that choosing a name for a child should be done carefully. Children should live according to the message contained in, or the meaning of their names. In 1652 William Jenkyn, an English clergyman, argued that first names should be "as a thread tyed about the finger to make us mindful of the errand we came into the world to do for our Master". In 1623, at a time when Puritan names such as Faith, Fortitude and Grace were appearing for the first time, English historian William Camden wrote that names should be chosen with "good and gracious significations", as they might inspire the bearer to good actions. With the rise of the British Empire the English naming system and English surnames spread across large portions of the globe.
By the beginning of the 20th century, Smith and Taylor were two of the three most frequently occurring English surnames; both were occupational, though few smiths and tailors remained. When a correspondence between a name and an occupation did occur, it became worthy of note. In an 1888 issue of the Kentish Note Book magazine a list appeared with "several carriers by the name of Carter; a hosier named Hosegood; an auctioneer named Sales; and a draper named Cuff". Since then, a variety of terms for the concept of a close relationship between name and occupation have emerged. The term aptronym is thought to have been coined in the early 20th century by the American newspaper columnist Franklin P. Adams. Linguist Frank Nuessel coined "aptonym", without an 'r', in 1992. Other synonyms include 'euonym', 'Perfect Fit Last Name' (PFLN), and 'namephreak'. In literary science a name that particularly suits a character is called a 'charactonym'. Notable authors who frequently used charactonyms as a stylistic technique include Charles Dickens (e.g., Mr. Gradgrind, the tyrannical schoolmaster) and William Shakespeare (e.g., the lost baby Perdita in The Winter's Tale). Sometimes this is played for laughs, as with the character Major Major Major Major in Joseph Heller's Catch-22, who was named Major Major Major by his father as a joke and then was later in life promoted to major by "an IBM machine with a sense of humor almost as keen as his father's." Unlike nominative determinism, the concept of aptronym and its synonyms do not say anything about causality, such as why the name has come to fit.
Because of the potentially humorous nature of aptronyms, a number of newspapers have collected them. San Francisco Chronicle columnist Herb Caen reported irregularly on reader-submitted gems, including substitute teacher Mr. Fillin, piano teacher Patience Scales, and the Vatican's spokesman on the evils of rock 'n roll, Cardinal Rapsong. Similarly, the journalist Bob Levey on occasion listed examples sent in by readers of his column in the American newspaper The Washington Post: a food industry consultant named Faith Popcorn, a lieutenant called Sergeant, and a tax accountant called Shelby Goldgrab. A Dutch newspaper Het Parool had an irregularly featured column called "Nomen est omen" with Dutch examples. Individual name collectors have also published books of aptronyms. Onomastic scholar R. M. Rennick called for more verification of aptronyms appearing in newspaper columns and books. Lists of aptronyms in science, medicine, and law are more reliable as they tend to be drawn from easily verifiable sources.
## Definition
Nominative determinism, literally "name-driven outcome", is the hypothesis that people tend to gravitate towards areas of work which reflect their names. The name fits because people, possibly subconsciously, made themselves fit. Nominative determinism differs from the concept of aptronyms in that it focuses on causality.
The term has its origin in the "Feedback" column of the magazine New Scientist in 1994. A series of events raised the suspicion of its editor, John Hoyland, who wrote in the 5 November issue:
> We recently came across a new book, Pole Positions—The Polar Regions and the Future of the Planet, by Daniel Snowman. Then, a couple of weeks later, we received a copy of London Under London—A Subterranean Guide, one of the authors of which is Richard Trench. So it was interesting to see Jen Hunt of the University of Manchester stating in the October issue of The Psychologist: "Authors gravitate to the area of research which fits their surname." Hunt's example is an article on incontinence in the British Journal of Urology by A. J. Splatt and D. Weedon.
>
> We feel it's time to open up this whole issue to rigorous scrutiny. You are invited to send in examples of the phenomenon in the fields of science and technology (with references that check out, please) together with any hypotheses you may have on how it comes about.
Feedback editors John Hoyland and Mike Holderness subsequently adopted the term 'nominative determinism' as suggested by reader C. R. Cavonius. The term first appeared in the 17 December issue. Even though the magazine tried to ban the topic numerous times over the decades since, readers kept sending in curious examples. These included the U.S. Navy spokesman put up to answer journalists' questions about the Guantanamo Bay detention camp, one Lieutenant Mike Kafka; authors of the book The Imperial Animal Lionel Tiger and Robin Fox; and the UK Association of Chief Police Officers' spokesman on knife crime, Alfred Hitchcock.
As used in New Scientist the term nominative determinism only applies to work. In contributions to other newspapers New Scientist writers have stuck to this definition, with the exception of editor Roger Highfield in a column in the Evening Standard, in which he included "key attributes of life".
Prior to 1994 other terms for the suspected psychological effect were used sporadically. 'Onomastic determinism' was used as early as 1970 by Roberta Frank. German psychologist Wilhelm Stekel spoke of "Die Verpflichtung des Namens" (The obligation of the name) in 1911. Outside of science, 'cognomen syndrome' was used by playwright Tom Stoppard in his 1972 play Jumpers. In Ancient Rome the predictive power of a person's name was captured by the Latin proverb "nomen est omen", meaning 'the name is a sign'. This saying is still in use today in English and other languages such as French, German, Italian, Dutch, and Slovenian.
New Scientist coined the term 'nominative contradeterminism' for people who move away from their name, creating a contradiction between name and occupation. Examples include Andrew Waterhouse, a professor of wine, would-be doctor Thomas Edward Kill, who subsequently changed his name to Jirgensohn, and the Archbishop of Manila, Cardinal Sin. The synonym 'inaptronym' is also sometimes used.
## Research
### Theoretical framework
The first scientists to discuss the concept that names had a determining effect were early 20th-century German psychologists. Wilhelm Stekel spoke of the "obligation of the name" in the context of compulsive behaviour and choice of occupation; Karl Abraham wrote that the determining power of names might be partially caused by inheriting a trait from an ancestor who was given a fitting name. He made the further inference that families with fitting names might then try to live up to their names in some way. In 1952 Carl Jung referred to Stekel's work in his theory of synchronicity (events without causal relationship that yet seem to be meaningfully related):
> We find ourselves in something of a quandary when it comes to making up our minds about the phenomenon which Stekel calls the "compulsion of the name". What he means by this is the sometimes quite gross coincidence between a man's name and his peculiarities or profession. For instance ... Herr Feist (Mr Stout) is the food minister, Herr Rosstäuscher (Mr Horsetrader) is a lawyer, Herr Kalberer (Mr Calver) is an obstetrician ... Are these the whimsicalities of chance, or the suggestive effects of the name, as Stekel seems to suggest, or are they "meaningful coincidences"?
Jung listed striking instances among psychologists—including himself: "Herr Freud (Joy) champions the pleasure principle, Herr Adler (Eagle) the will to power, Herr Jung (Young) the idea of rebirth ..."
In 1975 psychologist Lawrence Casler called for empirical research into the relative frequencies of career-appropriate names to establish if there is an effect at work or whether we are being "seduced by Lady Luck". He proposed three possible explanations for nominative determinism: one's self-image and self-expectation being internally influenced by one's name; the name acting as a social stimulus, creating expectations in others that are then communicated to the individual; and genetics – attributes suited to a particular career being passed down the generations alongside the appropriate occupational surname.
In 2002 the researchers Pelham, Mirenberg, and Jones explored Casler's first explanation, arguing that people have a basic desire to feel good about themselves and behave according to that desire. These automatic positive associations would influence feelings about almost anything associated with the self. Given the mere ownership effect, which states that people like things more if they own them, the researchers theorised that people would develop an affection for objects and concepts that are associated with the self, such as their name. They called this unconscious power implicit egotism. Uri Simonsohn suggested that implicit egotism only applies to cases where people are nearly indifferent between options, and therefore it would not apply to major decisions such as career choices. Low-stakes decisions such as choosing a charity would show an effect. Raymond Smeets theorised that if implicit egotism stems from a positive evaluation of the self, then people with low self-esteem would not gravitate towards choices associated with the self, but possibly away from them. A lab experiment confirmed this.
### Empirical evidence
Those with fitting names give differing accounts of the effect of their name on their career choices. Igor Judge, former Lord Chief Justice of England and Wales, said he has no recollection of anyone commenting on his destined profession when he was a child, adding "I'm absolutely convinced in my case it is entirely coincidental and I can't think of any evidence in my life that suggests otherwise." James Counsell on the other hand, having chosen a career in law just like his father, his sibling, and two distant relatives, reported having been spurred on to join the bar from an early age and he cannot remember ever wanting to do anything else. Sue Yoo, an American lawyer, said that when she was younger people urged her to become a lawyer because of her name, which she thinks may have helped her decision. Weather reporter Storm Field was not sure about the influence of his name; his father, Dr. Frank Field, also a weather reporter, was his driving force. Psychology professor Lewis Lipsitt, a lifelong collector of aptronyms, was lecturing about nominative determinism in class when a student pointed out that Lipsitt himself was subject to the effect since he studied babies' sucking behaviour. Lipsitt said "That had never occurred to me." Church of England vicar Reverend Michael Vickers, who denied being a Vickers had anything to do with him becoming a vicar, suggesting instead that in some cases "perhaps people are actually escaping from their name, rather than moving towards their job".
While reports by owners of fitting names are of interest, some scientists, including Michalos and Smeets, have questioned their value in deciding whether nominative determinism is a real effect. Instead, they argue that the claim that a name affects life decisions is an extraordinary one that requires extraordinary evidence. To select only those cases that seem to give evidence for nominative determinism is to ignore those that do not. Analysis of large numbers of names is therefore needed. In 2002 Pelham, Mirenberg, and Jones analysed various databases containing first names, surnames, occupations, cities and states. In one study they concluded that people named Dennis gravitate towards dentistry. They did this by retrieving the number of dentists called Dennis (482) from a database of US dentists. They then used the 1990 Census to find out which male first name was the next most popular after Dennis: Walter. The likelihood of a US male being called Dennis was 0.415% and the likelihood of a US male being called Walter was 0.416%. The researchers then retrieved the number of dentists called Walter (257). Comparing the relative frequencies of Dennis and Walter led them to their conclusion that the name Dennis is over-represented in dentistry. However, in 2011, Uri Simonsohn published a paper in which he criticized Pelham et al. for not considering confounding factors and reported on how the popularity of Dennis and Walter as baby names has varied over the decades. Given Walter was a relatively old-fashioned name it was far more likely for Pelham et al. to find people named Dennis to have any job, not just that of dentist, and people named Walter to be retired. Simonsohn did indeed find a disproportionally high number of Dennis lawyers compared to Walter lawyers.Aware of Simonsohn's critical analyses of their earlier methods, Pelham and Mauricio published a new study in 2015, describing how they now controlled for gender, ethnicity, and education confounds. In one study they looked at census data and concluded that men disproportionately worked in eleven occupations whose titles matched their surnames, for example, baker, carpenter, and farmer.
In 2009 Michalos reported the results of an analysis of the occurrences of people with the surname Counsell registered as independent barristers in England and Wales versus those with the name in England and Wales as whole. Given the low frequency of the name in England and Wales as a whole he expected to find no one registered, but three barristers named Counsell were found.
In 2015 researchers Limb, Limb, Limb and Limb published a paper on their study into the effect of surnames on medical specialisation. They looked at 313,445 entries in the medical register from the General Medical Council, and identified surnames that were apt for the speciality, for example, Limb for an orthopaedic surgeon, and Doctor for medicine in general. They found that the frequency of names relevant to medicine and to subspecialties was much greater than expected by chance. Specialties that had the largest proportion of names specifically relevant to that specialty were those for which the English language has provided a wide range of alternative terms for the same anatomical parts (or functions thereof). Specifically, these were genitourinary medicine (e.g., Hardwick and Woodcock) and urology (e.g., Burns, Cox, Ball). Neurologists had names relevant to medicine in general, but far fewer had names directly relevant to their specialty (1 in every 302). Limb, Limb, Limb and Limb did not report on looking for any confounding variables. In 2010 Abel came to a similar conclusion. In one study he compared doctors and lawyers whose first or last names began with three-letter combinations representative of their professions, for example, "doc", "law", and likewise found a significant relationship between name and profession. Abel also found that the initial letters of physicians' last names were significantly related to their subspecialty. For example, Raymonds were more likely to be radiologists than dermatologists.
As for Casler's third possible explanation for nominative determinism, genetics, researchers Voracek, Rieder, Stieger, and Swami found some evidence for it in 2015. They reported that today's Smiths still tend to have the physical capabilities of their ancestors who were smiths. People called Smith reported above-average aptitude for strength-related activities. A similar aptitude for dexterity-related activities among people with the surname Tailor, or equivalent spellings thereof, was found, but it was not statistically significant. In the researchers' view a genetic-social hypothesis appears more viable than the hypothesis of implicit egotism effects.
|
2,141,312 |
Grass Fight
| 1,173,542,450 |
1835 battle during the Texas Revolution
|
[
"1835 in Texas",
"Battles of the Texas Revolution",
"Conflicts in 1835",
"November 1835 events"
] |
The Grass Fight was a small battle during the Texas Revolution, fought between the Mexican Army and the Texian Army. The battle took place on November 26, 1835, just south of San Antonio de Béxar in the Mexican region of Texas. The Texas Revolution had officially begun on October 2 and by the end of the month the Texians had initiated a siege of Béxar, home of the largest Mexican garrison in the province. Bored with the inactivity, many of the Texian soldiers returned home; a smaller number of adventurers from the United States arrived to replace them. After the Texian Army rejected commander-in-chief Stephen F. Austin's call to launch an assault on Béxar on November 22, Austin resigned from the army. The men elected Edward Burleson their new commander-in-chief.
On November 26, Texian scout Deaf Smith brought news of a Mexican pack train, accompanied by 50–100 soldiers, that was on its way to Bexar. The Texian camp was convinced that the pack train carried silver to pay the Mexican garrison and purchase supplies. Burleson ordered Colonel James Bowie to take 45–50 cavalry and intercept the train. An additional 100 infantry followed. On seeing the battle commence, Mexican General Martín Perfecto de Cos sent reinforcements from Bexar. The Texans repulsed several attacks by Mexican soldiers, who finally retreated to Bexar. When the Texians examined the abandoned pack train they discovered that, instead of silver, the mules carried freshly cut grass to feed the Mexican Army horses. Four Texians were injured, and historian Alwyn Barr states that three Mexican soldiers were killed, although Bowie and Burleson initially claimed the number was much higher.
## Background
On October 2, 1835, Texas colonists attacked a Mexican force at the Battle of Gonzales, formally launching the Texas Revolution. After the battle ended, disgruntled colonists continued to assemble in Gonzales, eager to put a decisive end to Mexican control over the area. On October 11 the disorganized volunteers elected Stephen F. Austin, who had settled the first English-speaking colonists in Texas, as their commander-in-chief. Several days later Austin marched his newly created Texian Army towards San Antonio de Béxar, where General Martín Perfecto de Cos, brother-in-law of Mexican president Antonio López de Santa Anna, oversaw the garrison at the Alamo. In late October the Texians initiated a siege of Béxar.
## Battle
At 10:00 a.m. on November 26, Texian scout Erastus "Deaf" Smith rode into camp to report that a pack train of mules and horses and donkeys, accompanied by 50–100 Mexican soldiers, was within 5 miles (8.0 km) of Béxar. For several days, the Texians had heard rumors that the Mexican Army was expecting a shipment of silver and gold to pay the troops and purchase additional supplies. The Texians had been fighting without pay, and most wanted to charge from camp and loot the expected riches. Burleson calmed the crowd and then ordered Colonel James Bowie to take 35–40 mounted men to investigate, but only attack if necessary. After Bowie recruited the army's 12 best marksmen for the expedition, there was little doubt that he intended to find a reason to attack. Burleson managed to stop the entire army from following by sending Colonel William Jack with 100 infantry to support Bowie's men.
About 1 mile (1.6 km) from Béxar, Bowie and his men spotted the Mexican soldiers crossing a dry ravine. This was likely near the confluence of the Alazán, Apache, and San Pedro Creeks. Bowie's men charged the Mexican party, scattering the mules. The mounted forces briefly exchanged fire, and then both sides dismounted and took cover in dry streambeds. The Mexican forces counterattacked but were repulsed. In Béxar, General Cos saw the battle begin and sent 50 infantry and 1 cannon to provide cover so the cavalry could retreat to town. The Texian infantry also heard the initial shots and rushed toward the battle, at one point wading through waist-deep water. They approached the battlefield during a lull. The lack of noise made it difficult for them to ascertain where the Mexican troops were, and the Texians were surprised to find themselves between the Mexican cavalry and infantry. As the Mexican troops began firing, the Texian infantry troops dropped to the ground. Colonel Thomas Rusk led a group of 15 in an attack on the nearest Mexican cavalry; as those cavalrymen fled the Texian infantry was able to scramble to cover.
The Texian cavalry joined their infantrymen. Burleson's father, James Burleson, led a cavalry advance on the Mexican position, yelling, "Boys, we have but once to die, they are here in the ditch. Charge them!" The Mexican artillery fired three times, driving the Texians back. Three times the Mexican cavalry attempted to take a small rise to give the artillery better position; they were repulsed. The Mexican infantry then attacked. Rusk wrote of the Mexican attack: "These men advanced with great coolness and bravery under a destructive fire from our men, preserving ... strict order and exhibiting no confusion." The infantry abandoned their charge when they realized that Texian James Swisher had led a band of cavalry to try to take the Mexican cannon. The Mexican forces then withdrew towards Béxar.
## Aftermath
Four Texians were wounded in the fighting, and one soldier deserted during the battle. In his reports, Burleson claimed that 15 Mexican soldiers had been killed and 7 wounded, while Bowie claimed that 60 Mexican soldiers had been killed. In his book Texans in Revolt: the Battle for San Antonio, 1835, historian Alwyn Barr stated that only 3 Mexican soldiers had been killed and 14 wounded; most of the casualties were from the cavalry companies. Burleson praised all of his officers for their conduct; Bowie received the most mention.
The Texians captured 40 horses and mules. To their surprise, the saddlebags did not contain bullion. Instead, the mules had been carrying freshly cut grass to feed the Mexican horses trapped in Béxar; this prize gave the battle its name. Although the engagement, which historian J. R. Edmondson termed a "ludicrous affair", did not yield valuable plunder, it did serve to unite the Texian Army. Days before, the army had been bitterly divided and unwilling to risk a prolonged siege or assault. With their success at the Grass Fight, however, the Texian soldiers began to believe that, although outnumbered, they could prevail over the Béxar garrison. The Texians believed that Cos must have been desperate to send troops outside of the safety of Béxar.
Several days later, on December 1, a handful of Americans in Béxar convinced Cos to allow them free passage from the city. Although they had promised to leave the country, the men, including Samuel Maverick, instead joined the Texian Army and provided information about the Mexican defenses and the low morale within the town. Buoyed by their Grass Fight victory, on December 5 the Texians launched an attack on Béxar; Cos surrendered on December 9. As a condition of their parole, the Mexican troops were forced to leave the province, leaving the Texas colonists in full control.
## See also
- List of Texas Revolution battles
- Timeline of the Texas Revolution
|
1,820,218 |
Shadow of the Colossus
| 1,171,206,141 |
2005 action-adventure video game
|
[
"2005 video games",
"Action-adventure games",
"Art games",
"BAFTA winners (video games)",
"D.I.C.E. Award for Outstanding Achievement in Art Direction winners",
"D.I.C.E. Award for Outstanding Technical Achievement winners",
"Fantasy video games",
"Fiction about monsters",
"Fiction about resurrection",
"Fiction about sacrifices",
"Game Developers Choice Award for Game of the Year winners",
"Japan Studio games",
"Kaiju video games",
"Open-world video games",
"PlayStation 2 games",
"PlayStation 2-only games",
"Puzzle video games",
"Single-player video games",
"Sony Interactive Entertainment games",
"Video game prequels",
"Video games developed in Japan",
"Video games scored by Kow Otani",
"Video games with stereoscopic 3D graphics"
] |
Shadow of the Colossus is a 2005 action-adventure game developed by Japan Studio and Team Ico, and published by Sony Computer Entertainment for the PlayStation 2. It takes place in a fantasy setting and follows Wander, a young man who enters an isolated and abandoned region of the realm seeking the power to revive a girl named Mono. The player assumes the role of Wander as he embarks on a mission that might entail Mono's resurrection: to locate and destroy the colossi, sixteen massive beings spread across the forbidden land, which the protagonist traverses by horseback and on foot.
The game was directed by Fumito Ueda and developed at Sony Computer Entertainment's International Production Studio 1, also known as Team Ico, the same development team responsible for the acclaimed PlayStation 2 title Ico, to which the game is considered a spiritual successor. Сonceived as an online multiplayer game titled NICO directly after Ico's completion, Shadow of the Colossus underwent a lengthy production cycle during which it was redeveloped as a single-player title. The team sought to create an outstanding interactive experience by including a distinct visual design, an unorthodox gameplay template, and non-player characters with sophisticated artificial intelligence such as the colossi and Wander's horse, Agro.
Cited as an influential title in the video game industry and one of the best video games ever made, Shadow of the Colossus is often regarded as an important example of video game as art due to its minimalist landscape designs, immersive gameplay, and emotional weight of the player character's journey. It received wide critical acclaim by the media and was met with strong sales compared to Ico, due in part to a larger marketing campaign. The game won several awards for its audio, design, and overall quality. A remastered version for the PlayStation 3 was released alongside Ico as The Ico & Shadow of the Colossus Collection in September 2011, developed by Bluepoint Games, who later produced a high definition remake of the game for the PlayStation 4 in 2018.
## Gameplay
Described by several commentators as an action-adventure game, Shadow of the Colossus takes place from a third-person perspective in a three-dimensional (3D) graphic environment and involves combat-based gameplay sequences, as well as platforming and puzzle game elements. The game's environment is largely presented as a seamless open world. Progression through Shadow of the Colossus occurs in cycles. Beginning at a central point in an expansive landscape, the player seeks out and defeats a colossus, and is then returned to the central point to repeat the process. To find each colossus, Wander may raise his sword while in a sunlit area to reflect beams of light, which will converge when the sword is pointed in the right direction of the next encounter. The player's journey to a colossus seldom follows a direct route: stretches of varied terrain often require that a detour be taken along the way. Most colossi are situated in remote areas, such as atop cliffs or within ancient structures.
Once a colossus is found, the player must discover its weaknesses to defeat it. Each colossus dwells in a unique lair, and in most encounters the player must use some aspects of the current battlefield to advantage, a necessity that becomes more pronounced as the game progresses. The first two battles take place on simple, vast, flat areas of land, wherein the player's only goal is to discover how to scale the colossi and attack their weak points. However, the majority of the following fourteen battles require that the player make use of the surrounding environment.
Every colossus has at least one weak point, symbolized by a glowing sigil that can be illuminated and identified by the sword's reflected light. Each colossus has areas covered with fur or protruding ledges, which Wander may use to grip and scale the colossus while it thrashes about in an attempt to dislodge him. Wander has a limited stamina gauge that decreases as he hangs onto the colossus; the player thus must act quickly when they scale the creature. Aside from the colossi, who are the only enemies of the game, the environment is inhabited by natural animals. Only one species, however, has an effect on gameplay: eating the tail of a certain kind of lizard increases Wander's stamina gauge. Likewise, the player may find fruit that increases Wander's maximum health.
Wander's horse, Agro, plays a large role in the game. Aside from her capacity as a means of transportation, Agro enables the player to fight from horseback, a critical avenue to defeating some of the colossi. However, the game contains many environments that players cannot traverse by horse, and colossi are often found in areas within deep water or beyond large obstacles that must be scaled. Agro cannot travel beyond these, and when separated from Wander by such obstacles, cannot participate in the following battle. While throughout the game, Wander's equipment consists of only a sword and a bow with arrows, in subsequent playthroughs players may access bonus weapons and in-game features after finishing optional Time Attack trials, which allow the battles with the colossi to be replayed with a restricted time limit.
## Synopsis
### Setting
Presented through a minimalistic narrative, Shadow of the Colossus eschews disclosure of detailed information about the backstories and interrelationships of its characters to the player. The game takes place in a fantasy world, wherein a vast and unpopulated peninsula, known as the Forbidden Land, serves as the main setting for the game's events. Separated from the outside realm by a distant mountain range to its north and sea to the south and east, the area contains ruins and remnants of ancient structures, an indication that it had formerly been a settlement.
The only point of entry to the region is a small cleft in the mountains to the north that leads to a massive stone bridge. This bridge spans half the distance of the landscape and terminates at a large temple called the "Shrine of Worship" located at its center. It is, however, forbidden to enter the land, which includes diverse geographical features, such as lakes, plateaus, canyons, caves, and deserts in addition to human-made structures.
### Characters
The protagonist of the game is Wander (ワンダ, Wanda, voiced by Kenji Nojima), a young man whose goal is to resurrect a girl named Mono (モノ, voiced by Hitomi Nabatame). The only established fact regarding Mono is that she was a maiden who was sacrificed because she was believed to have a cursed destiny. Assisting Wander in his quest to revive her is his loyal horse, Agro (アグロ, Aguro), who serves as his sole ally in defeating the colossi; the English-language version of the game refers to Agro as a male steed, although director Fumito Ueda said that he saw Wander's horse as female. Wander also receives aid from an entity called Dormin (ドルミン, Dorumin, voiced by Kazuhiro Nakata and Kyōko Hikami). The story revolves around these characters but features a small supporting cast, represented by Lord Emon (エモン, voiced by Naoki Bandō) and his men.
Speaking with two voices at once (one male and one female), Dormin is a mysterious, disembodied entity. According to legends of the game's world, Dormin has the power to revive the dead; this premise serves as the driving cause for Wander's entrance upon the forbidden land, as he seeks the being's assistance in reviving Mono. Dormin offers to revive her in exchange for Wander destroying the sixteen colossi. One of the commentators of the game's plot speculated that the name "Dormin", which spells "Nimrod" backwards, serves as a reference to the body of the biblical King Nimrod which was cut up and scattered.
Lord Emon is a shaman who narrates a vision in the game's introduction that vaguely explains the origin of the land to which Wander has come and establishes that entry to this place is forbidden. As portrayed by the game, he possesses vast knowledge about the nature and containment of Dormin, and wields the ability to use powerful magic. He has a small group of warriors at his command, and is pursuing Wander to prevent the use of "the forbidden spell", the rite that involves the destruction of the sixteen colossi and the restoration of Dormin's power.
The colossi are armored, most often enormous creatures with forms ranging from various humanoids to predatory animals, and live in all manner of surroundings and environments, including underwater and flying through the air. Their bodies are a fusion of organic and inorganic parts such as rock, earth, and architectural elements, some of which are weathered or fractured. Some colossi are peaceful and will only attack when provoked, whereas others are aggressive and will attack on sight. Inhabiting specific locations in the forbidden land, they do not venture outside their own territory. Once slain they will remain where fallen, as a mound of earth and rock vaguely resembling the original colossus. A pillar of light marks the location of each colossus after they are defeated. The Latin names of the colossi, though spread throughout fan related media, are not official and are never referred to within the game.
### Plot
As the game begins, Wander enters the forbidden land and travels across a long bridge on his horse, Agro. After they reach the entrance to the Shrine of Worship, Wander, who has carried with him the body of Mono, brings her to an altar in the temple. A moment later, several humanoid shadow creatures appear and approach Wander before he easily dismisses them with a wave of the ancient sword in his possession.
After the shadow creatures are vanquished, the disembodied voice of Dormin manifests within the shrine and expresses surprise at the fact that Wander possesses the weapon. Wander explains the plight that led him to seek the forbidden land and asks that Dormin return Mono's soul to her body. Dormin offers to grant Wander's request under the condition that he completes a rite designed to destroy the sixteen idols lining the temple's hall. To that end, Wander must use his sword to slay each of the idol's physical incarnations–the colossi, whose presence ranges across the vast expanse outside the temple. Although warned by Dormin that he may have to pay a great price to revive Mono, Wander sets out to search the land for the colossi and destroy them.
An aspect of Wander's mission that is unknown to him is that the colossi contain portions of Dormin's own essence, scattered long ago to render the entity powerless. As Wander kills each colossus, a released fragment of Dormin enters his body. Over time, the signs of Wander's deterioration from the gathered essence start to appear: his skin becomes paler, his hair darker, and his face is increasingly covered by dark veins. The outcome of the battle with the twelfth colossus leads to a reveal of a group of warriors that has been pursuing Wander, led by Emon. Urged to hurry with his task by Dormin, Wander soon heads off to defeat the sixteenth and final colossus. On the way to this confrontation, he rides horseback across a long bridge which begins to collapse as he is halfway across, but Agro manages to throw Wander over to the other side before falling into the distant river below.
Soon after, Wander goes on to defeat the final colossus as Emon's company arrives in the Shrine of Worship to witness the last temple idol crumble. Wander appears back in the temple soon after, the signs of his corruption readily apparent: his skin is pallid, his eyes glow silver, and a pair of tiny horns have sprouted from his head. Emon recognizes him as a transgressor who, in an event that occurred before Wander's journey to the forbidden land, stole the ancient sword with which he killed the colossi. Emon orders his warriors to kill the "possessed" man as he approaches Mono and finally falls once stabbed through the heart by one of Emon's men. However, a newly whole Dormin takes control of Wander's body and transforms into a shadowy giant. While his men flee, Lord Emon casts the ancient sword into a small pool at the back of the temple's hall to evoke a whirlwind of light. The supernatural vortex consumes Dormin and Wander, which seals Dormin within the temple once again. As Emon and his warriors escape, the bridge that leads to the temple collapses behind them, and its destruction forever isolates the forbidden land from the rest of the world. Although he has condemned Wander for his actions prior to their encounter, Emon expresses hope that Wander may be able to atone for his crimes one day should he have survived.
Back in the temple, Mono awakens and finds Agro limping into the temple with an injured hind leg. Mono follows Agro to the pool into which Wander and Dormin were pulled by Emon's spell, where she finds a male infant with tiny horns on his head. Mono takes the child with her, following the horse to higher levels of the Shrine of Worship, and arrives at a secret garden within the shrine as the game ends.
## Development
### Origin
Shadow of the Colossus is the second project of Team Ico, a group of staff members within Sony Computer Entertainment's (SCEI) International Production Studio 1 that was led by director Fumito Ueda and producer Kenji Kaido. The game originated from one of Ueda's concepts that he developed directly after the team submitted their debut title Ico, released in late 2001 for Sony's PlayStation 2 video game console, for publication. As the basis of Team Ico's subsequent game had not been decided, Ueda examined "a number of old ideas kicking around in my head ... that couldn't be realized under previous circumstances". After a brief review of those avenues, Ueda chose to explore one that aligned with his own preferences as a game player. Ueda cited The Legend of Zelda series as an influence, as he grew up wanting to make a game like Zelda and designed the Colossi bosses like "inverted Zelda dungeons."
Ueda envisioned a work with an underlying motif of "cruelty as a means of expression". He felt that this theme was widely featured in contemporary titles such as Grand Theft Auto III and wanted to use it in a game that he designed. In a discussion with Kaido, Ueda observed that he had played a variety of video games containing battles with large bosses that the player must shoot from a distance to defeat. Ueda believed that the boss sequences of those games could be streamlined if the player character was able to approach and climb the oversized opponents to kill them with a close range weapon. Accordingly, he chose to base the game around the player character's encounters with enormous fictional creatures, a premise that stemmed from Ueda's childhood fascination with monster movies. This led to an emphasis on the inclusion of a large-scale adventure in the title, an element which Ueda regarded as influential in the shaping of the game's stylistic identity.
Originally, the team considered Ueda's idea alongside another concurrently-developed game. According to Ueda, the game was unrelated to his former concept, and the team did not give it a working title or outline its design while it was in development. Ueda recognized the finished iteration of Team Ico's second title as, "in many ways, a game for boys and men"; conversely, the separately produced game was fashioned to appeal more to a female audience. Its contents, interface and thematic focus differed significantly from those that would ultimately manifest in the team's next game after Ico. The untitled game did not employ 3D graphics, whereas Team Ico applied them to their published game. The team eventually scrapped their plans for a counterpart title to Ueda's intended game, which was advanced into further development.
Prior to the start of the project, Team Ico assessed the opportunity to establish it as a sequel to their first game. This suggestion was opposed by certain staff members who argued that the story and gameplay of their preceding title were largely self-contained, and that the existence of consumer demand for a new Ico game was questionable. According to Ueda, Team Ico assumed that the creation of levels for a single-player game akin to Ico necessitated the construction of elaborate puzzles, a practice that the staff wanted to eschew. Following lengthy deliberations, they decided not to pursue a sequel to Ico and to produce a standalone game provisionally dubbed NICO (a portmanteau of ni, 2 in Japanese, and "Ico"). The team initially agreed to develop NICO as an online multiplayer game that, unlike Ico, "wouldn't require complex level design". Their foundational goal, according to Kaido, was to create a technology demo that represented a tentative rendition of the game's fictional world and features. Development commenced immediately after the December 2001 release of Ico's Japanese version.
### Early prototypes
To develop the concept video for NICO, Team Ico formed a small internal group, which was composed of Ueda, one of Ico's designers and a roughly 10-person animation team. Their objective was to deliver "[a] movie with an extremely final form" that could serve as a visual template for the finalized game. The first storyboard that outlined the video was drafted in January 2002, and the actual short film was completed that May. It depicted a group of three masked, horned boys who rode horseback across a vast landscape and attacked a towering being reminiscent of the second boss in Shadow of the Colossus. The video was visualized in the Ico game engine and was rendered in real-time on the PlayStation 2 hardware. With those techniques, the team aimed to estimate the extent to which the platform's capabilities allowed the realization of their vision.
According to Kaido, the team deemed the resulting video to have attained a very high level of completion, and thus was able to use it as a reference point throughout the game's production. Although they subsequently modified the game's visuals from those of the demonstration reel, its themes of "fighting a giant enemy" and "[exploring] a giant field" carried over into the final game design. The demo indicated elements that were excluded from the released game. Among these was a showcased gameplay mechanism wherein one of the colossus' attackers who had scaled and killed it proceeded to mount his approaching horse by leaping onto its back from the entity's corpse. The video was later exhibited at many trade shows, such as the 2006 D.I.C.E. Summit in Las Vegas where Kaido and Ueda retrospectively discussed the game's development with Lorne Lanning.
In June 2002, a small group of staff at Team Ico started to build a prototype of NICO for testing purposes. In his role as producer, Kaido tasked the team with the inclusion of technological features that he recognized as important milestones of the development. One of the challenges issued by Kaido involved the creation of "organic collision deformation", a term that alluded to his concept of realistic character physics in relation to the movement of the colossi. For instance, if a colossus' limb was currently horizontal, Kaido expected the player to be able to run across the limb as though it were any other flat surface. Ueda and Team Ico programmers spent over six months to produce a working version of this functionality. They began by adding a character to a virtual environment where the figure was enabled to climb a pole-like object. One of the team's priorities at the time was to code a physics-based simulation of scenarios where characters were "being shaken off or narrowly avoided being stomped on".
In May 2003, Team Ico assembled a demonstrational build of NICO and presented it at a production meeting. Full development of the game was sanctioned directly after it was pitched, and commenced in the same month. That year, the NICO technology demo was shown across Sony's foreign offices among a lineup of prospective PlayStation 2 titles, and its exposure excited the spectators. Although the team attempted to work on the game in secrecy, at a certain point images of NICO's horseriding characters were leaked onto the Internet. Their circulation led enthusiasts to speculate about what they perceived as a sequel to Ico. According to Ueda, the team reused elements of Ico's character designs for NICO to expedite the production of the concept video and minimize its costs. He asserted that NICO was not related to Ico despite their stylistic similarities, and that his colleagues did not identify the former game as a sequel. However, contemporary and retrospective sources described Team Ico's second game as both a spiritual successor and prequel to Ico.
The staff used player feedback to advance the testing of the "organic collision deformation" system by inputting simple objects to experiment its capabilities. Although Team Ico had conducted an elaborate research of the game's technological framework, they did not finish its validation when they entered the production phase. After evaluating the limited number of personnel that was involved with NICO as well as their professional profiles, Team Ico concluded that they were not qualified to deliver an online-only game. They then resolved to abandon that direction and to reformulate NICO into a single-player title. The team discarded Ico's development tools that they had used at the outset of the project and moved to write new programming utilities. Relatedly, they opted to create a dedicated game engine for the title in lieu of that from Ico. While the staff had intended to reuse the development practices that they had employed in Ico to proceed with NICO, the departure from the technology of the older game meant that its successor "was [built] almost from the ground up again".
### Production
After a lengthy preparatory phase, the game's production began in September 2003. Publisher SCEI gave the project a greater amount of development time, funding and creative freedom in comparison to the resources of the Ico team, measures that arose from the company's recognition of that game's critical success. Kaido also noted that he and Ueda endeavored to expand the production with newly recruited staff. They sought out prospective collaborators, particularly artistic specialists, through job advertisements they had distributed across the Japanese trade media and via word of mouth publicity. From a pool of five hundred applicants, ten were subsequently enlisted to work on the game; however, Ueda felt that only one or two satisfied his criteria, as he expected every facet of the title to be as well-crafted as possible. Kaido's concern during production was to guarantee Team Ico's ability to meet their schedule and budget commitments while ensuring that they had the opportunity "to create everything Ueda was aiming for within the amount of time we had".
Kaido remarked that his colleagues needed to "start transitioning into full production", as they had devoted extensive efforts to the preparation of the game's technology. Initially, the team was unable to ascertain the level of sophistication with which they could materialize their ideas in the game. Character designer Shinpei Suzuki recalled that they started to develop the game in an experimental fashion and made progress through trial and error. As the team began, the designers issued instructions that outlined the programmable properties of the colossi enemies–along with the means of their defeat–and that were meant to be gradually implemented into the title. The process in which the staff attempted to introduce those concepts typically led them to encounter problems with their realization, which entailed a revision of previously submitted work. According to Kaido, during the development of the colossi the team struggled to choreograph certain motions of the enemies in line with the expectations of the personnel. To remedy this defect, Team Ico reworked their original programming solution that animated the movements of the colossi in the game. Suzuki described the team's early accomplishments as empirical; in the aforementioned period, the staff would routinely test and adjust the game's anticipated components until confirming them to function properly.
To plan out the design the game's visual elements, Ueda used 3D computer graphics software instead of sketching them on paper. His rationale was that the necessity to transform the hand-drawn artwork into polygonal shapes in the latter case would cause the reproduced assets' level of detail to be vastly reduced from that of the source images. In defining the inclusion of the game's environments, Ueda outlined his suggestions to the team's scenery designers who then worked to apply them to the title. After the locations of the individual colossi were visualized in the game's engine, the group began to compose the game's setting by adding intermediary areas between the enemies' lairs. During development, the size of the game world frequently changed as the team reorganized the connective material. Environmental designer Kouji Hasegawa noted that the scenery graphics were drastically reworked on several occasions because Ueda urged him and his colleagues to reinforce the light tones in the coloring of the areas and to accentuate "the brightness and the saturation of the textures". Like Ico, the game displays a distinct style of lighting. The game engine utilizes elements such as desaturated colors, motion blur and partial high dynamic range rendering; and it places heavy emphasis on bloom lighting.
As Team Ico operationalized the game's physics-oriented features, they continued to refine them with reference to the Ico-inspired character designs from the NICO concept video. After the systems that modeled the player's interactions with the colossi and generated the game world were established, the team integrated the human models from the prior versions of the game into a newly-designed, singular figure. The necessity for the protagonist to freely traverse a 3D space prompted the team to abandon the presentational format of Ico, whose gameplay is viewed from a fixed perspective, and to introduce a camera system with a third-person view of the character. After the inclusion of the player character's ability to perform climbing maneuvers, the team enabled the game to alter his physical response to instances of falling from a moving colossus; the reaction would vary depending on the distance that the protagonist's body traveled to the landing point. According to Ueda, the moment when he saw the actual effect of that simulation led him to believe that the project offered an exceptional play experience when compared to preceding video games.
Character animation is accomplished via key frame animation, the game's simulated physics and inverse kinematics (IK)–a method derived from the field of robotics. Some of the game's characters are procedurally animated; this technique is sparsely used due to the limited computational capacity of the PlayStation 2. While the basic movements of the character models were animated by hand, their physical interactions are simulated in real time by the game's physics engine. The generated data is input to the IK system to animate the joints of a model, and, by extension, its entire body. In the process, the system estimates the displacement, angle and the direction of the finalized motion, and the model is positioned in the environment according to these calculations. As a result, predefined animations are blended with physical effects to create lifelike character movement: for example, the player character behaves like a swinging pendulum as he hangs onto a colossus while it tries to dislodge him. As applied to the protagonist's horse, the technology enables the character to adjust its posture when on uneven surfaces for added realism, a feature that extends to the colossi.
With regard to the colossi, Team Ico were keen to ensure that their motions were plausible, and strove to accurately convey the massiveness and energy level of the creatures. The colossi were programmed to react to the occurrence of specific player-driven events within one of the "sensor" areas set by the artificial intelligence (AI) of the enemies across their surrounding territory. For example, if the player character is at ground level and approaches an armed colossus from the front, the creature brandishes its weapon against him. As opposed to a hard-coded program, the colossi's AI could be fine-tuned for each of the game's scenes. Team Ico also developed AI-enabled movement algorithms for protagonist's horse, which was conceived as a realistic representation of its real-life counterparts. This solution allows the horse to occasionally ignore the player's commands and to be proactive in order to avoid visible sources of danger within its surroundings. However, Ueda admitted that the team had to seek a balance in how often Agro did not respond to player input so as to not sacrifice playability in the pursuit of realism.
Kaido admitted that Team Ico's ambitions for the game were partly unimplementable with the PlayStation 2 hardware, and that the team "[lost] sight of the cardinal rules of game design" several times during production. One of the issues that caused them to discard assets already added to the game was the variety of the colossi. Ueda initially intended to incorporate 48 colossi in NICO, but their amount was afterward reduced to 24 when he concluded that his former vision was unrealizable. Eventually, Ueda settled on the released game's 16 beings due to a concern that the game would not achieve the desired quality level if the previous number of the colossi was maintained. To choose the colossi that were negligible, Team Ico estimated their level of completion at the time and the degree of overlap between the anticipated method of defeating a given entity and a strategy reserved for another enemy. Other omitted elements of the game included a two-player gameplay mode, excluded due to insufficient development time, as well as a simulation of a full day cycle and weather variations, excised because of problems that Ueda attributed to the PlayStation 2's memory capacity. Despite the design-related difficulties, Kaido remarked that the staff managed to reaffirm their creative priorities repeatedly after they had consulted the NICO technology demo.
As the time passed, the development proved to be a strenuous endeavor for the staff, and fan expectations for Team Ico's second game placed them under pressure to surpass their past work in Ico. The team's morale was challenged by Ueda's perfectionistic tendencies, as he was often demanding in his requests for revisions of the game's components. According to both him and Kaido, Ueda's insistence on exercising personal supervision over the artistic facets of the development was a factor in the emergence of the setbacks that the team encountered as they continued to work on the game. Thomas Wilborgh of the Swedish gaming magazine LEVEL afterward commented that Ueda's hands-on role in the creation of his games was evidence of his familiarity with every aspect pertinent to their development, and that Ueda was able to command the respect of individual personnel because of that personal quality. At the height of production, Ueda stayed in the office after hours to make progress in contributing content to the game; Kaido also refused to leave work early when he felt it necessary to provide other team members who worked overtime with moral support. Kaido commended the staff's dedication in retrospect, as he believed that their output allowed Team Ico to "[stick] to the schedule in the end", despite the reductive alterations that the game had undergone over the course of its production.
In late 2004, following two years of development during which NICO was listed on Sony's internal schedules for forthcoming products under that respective name, Team Ico changed the game's designation to its final Japanese title. SCEI's European branch was determined to publish the game under the name Ico 2 in its associated regions. However, Sony Computer Entertainment America proposed that the game's original title, translated as Wanda and the Colossus, be rebranded as Shadow of the Colossus for a North American release. In naming the game, Ueda intended to move away from the abstract title of Ico to a simpler and more straightforward product name. This resulted in the game's native title, which offered greater public appeal and clarity than that of Ico, and was striking from the perspective of Japanese consumers. Shadow of the Colossus was unveiled in early September 2004–along with Genji: Dawn of the Samurai–via an announcement on the official Japanese PlayStation website. On September 10, SCEI held an official press conference where Shadow of the Colossus was presented by Ueda and Kaido to Japanese trade journalists. The event was accompanied by a live orchestral performance of selected music from the game's soundtrack, which drew interested visitors to the showcase. Later that month, a trailer of Shadow of the Colossus was revealed at the 2004 Tokyo Game Show, where Sony alluded to the game's tentative release date in the next year.
At an internal meeting in February 2005, Team Ico decided to monitor player feedback to the unveiling of Shadow of the Colossus in an effort to correct the game's deficiencies. That April, Sony announced the game's American title, and by the next month, Western video game-oriented media outlets such as GameSpot and 1Up.com had received a pre-release playable version of Shadow of the Colossus and reported their early impressions about the game. Also in May, the same version of the game–estimated by a Japanese online news source to be at "60 percent of completion" by that point–was exhibited at E3 2005, and, according to Edge, attracted "heavy crowds, all clamouring to get their hands on and heads around its sheer enormity". However, several spectators complained about the low frame rate of the title, and Andrew Vestal of Electronic Gaming Monthly, commenting on the game's status in a preview, cited problems that pertained to its collision detection. Ueda later admitted the existence of several flaws in the design of Shadow of the Colossus; at the same time, he had asserted that the staff's adherence to the central ideas that they had envisioned meant that the game's elements eventually coalesced into a coherent product.
By July 2005, Team Ico entered the last phase of Shadow of the Colossus' development. They had pledged to improve the game's frame rate, and worked to optimize its physics engine and the rendering of the game world. Ueda noted that the finished version of the "organic collision deformation" technology differed drastically from the iteration that the team originally developed. SCEI demonstrated Shadow of the Colossus at the 2005 Tokyo Game Show to a positive reception, and Jō Kirian of ITmedia reported that a long line of attendees queued up near the game's exposition stand at the venue. Ueda told Eurogamer after the convention ended that Team Ico deemed the game to be "pretty much fixed as it is" and that they did not have plans to supplement the game with new content. Although they had repeatedly missed deadlines and exceeded budget limitations, Kaido thought that the implementation of the game's major features instilled pride in his colleagues. According to Ueda, Shadow of the Colossus ultimately involved a 40-person team. After three and a half years of development, Team Ico completed the Japanese and North American versions of Shadow of the Colossus in September 2005.
### Design
For Shadow of the Colossus, Team Ico adopted a more sophisticated template for their creative process than Ico's principal idea of "design by subtraction"; under the latter approach, they removed the title's integrated elements that detracted players from its reality. Ueda felt that Ico's analogous structure to an adventure game resulted in its limited interactivity, and he wanted Shadow of the Colossus to be more player-driven by comparison. To that end, he sought to ensure that the game provided players with agency both sporadically–in that they would be able to trigger in-game scenarios by their own efforts–and on an overarching scale–by the creation of emergent solutions to the gameplay. Furthermore, the player can manipulate the camera during cutscenes, a functionality designed to maintain the impression of controllability–and therefore, the consumers' interest–in those otherwise self-directed segments of the game. At the same time, Ueda strove to make the title accessible to people who did not play video games by simplifying its controls and other components.
Kaido and Ueda aimed to challenge the contemporary trends of the video game industry, and they thus fashioned the battles with the boss-like colossi characters as an unconventional rendition of video game levels. The quality of the battles with the colossi was of critical importance to Ueda, who saw them as an outgrowth of his appreciation for boss fights in video games as a player. During development, the team considered including fights with smaller enemies beyond the colossi and with "optional Colossi you wouldn't need to defeat" in the game. Those suggestions were rejected due to Ueda's belief that the title's play value would not benefit from those confrontations. Relatedly, Shadow of the Colossus was made exclusive of human non-playable characters (NPCs), although the team placed discoverable small-sized animals in the game per Ueda's specifications. The creation of the colossi, as the focus of the game's separate segments, required Team Ico to provide input across disciplines. The ensuing distribution of duties between the title's artists, animators, programmers and designers meant that they needed to make their contributions to the game intercompatible so as not to engender design issues.
Ueda wanted the game's presentation to be outstanding and to exhibit "the density of a painting". He visited geographical landmarks of the Southwestern United States such as the Grand Canyon and Death Valley to seek inspiration for the game's setting. The modeling of the game's environments, whose arrangement stemmed from independently constructed battlegrounds tied to each of the colossi, followed a pattern that Kouji Hasegawa described as "a repeating cycle of creating, testing and tuning". The team initially struggled to carry out Ueda's instructions for the shaping of the scenery and altered the game's locations frequently so as to find a satisfactory design for the setting. After researching several visual arts genres, Team Ico crafted a distinct graphical style that utilized both grayish and light color tones to underscore the game's ambiance, identified by Ueda as "firm-feeling". This aesthetic was exemplified by the game mechanics of searching the setting for the colossi, which came from Ueda's desire to determine a straightforward and visually defined reference for the player. He remarked that the game's completed graphics–as well as its gameplay principles–were produced similarly to those of Ico, as an invocation of stylistic parallels between the two titles.
Among the game's characters, the appearance of the human personalities was established prior to that of colossi. According to Ueda, Wander and Mono, while fitting the literary trope of "a little boy and a little girl", were not meant to occupy archetypical roles, and the team attempted to foster a "cool" image in molding Wander's gestures. The colossi's design was derived from that of the gameplay, and was meant to invoke a simultaneous sense of peculiarity and realism while not indicating their true nature. Ueda was keen to achieve a convincing depiction of the colossi's scale, which was underlined by the addition of a climbable fur surface to the creatures. However, the complexity of the game's physics engine meant that the faster colossi needed to be smaller as well. Another concern for Ueda was to materialize a unique connection between the colossi, as NPCs, and the game's audience, by ensuring that victory over an enemy evoked a conflicted sensation in the player. In exploring this aspect, Ueda combined a scene that portrayed the death of a colossus with a melancholic song from a film soundtrack. He presented the edited sequence to the staff, who "burst out laughing. To have a scene like that ... seemed like a mistake to them". Nevertheless, Ueda resolved to carry the idea over to the rest of the colossi battles, which he asserted to be a well-judged choice after he had asked players to voice their opinions on that matter.
While Ico's plot is told partly through dialogue, Shadow of the Colossus avoids that narrative device and relies more on nonverbal storytelling. Ueda strove to clearly characterize the game's setting within the constraints of the target platform, and thus devised a simple storyline for the title. As part of his approach to the game's environmental design, Ueda emphasized the motif of a "lonely hero" in the game, in keeping with the atmosphere of Ico. Ueda explained that his design practices, together with the technological limitations of the time, meant that he favored "characters that live inside their own heads instead of having complicated relationships with other characters". At the same time, he was interested in the concept of companionship between an AI-controlled character and the player. This led him to construct a partnership between Wander and Agro, reminiscent of the connection between Ico's titular hero and Yorda, an NPC. Based in part on Ueda's own experiences in horseriding, the team prepared a detailed set of maneuvers that Wander could execute in concert with Agro, and gave Agro a crucial supportive role during gameplay. Kaido was especially satisfied with Agro's implementation, and Ueda was inspired by the interplay between the horse and the protagonist to focus his following game, The Last Guardian, on a similar relationship.
### Music
The development of Shadow of the Colossus' music started alongside that of the game itself. Ueda's core idea was to use a "dynamic and gallant" score in the game, akin to traditional Hollywood film music. The team's goal with the soundtrack of Shadow of the Colossus, as with Ico, was to differentiate it from conventional video game music, and to "express restraint with regards to emotional expression as much as possible". Inspired by the opening theme from Silent Hill, Ueda also intended the soundtrack to reflect a melancholic ambiance as well as the history of the game's setting, based on the narrative's elements of death and resurrection. His other objective was to provide the game with compositions that adopted an elevated and dignified tone to underline the grandiose nature of the colossi.
The soundtrack was composed by Kow Otani, who had been previously responsible for the music to the 1990s-era Gamera films and a number of anime titles. Within the video game medium, his past work consisted of the soundtracks to the PlayStation 2 flight simulator Sky Odyssey and the PlayStation scrolling shooter Philosoma. In selecting the composer of the game, Ueda sought to deviate from the conceptual perspective of the score for Ico, written by Michiru Oshima. Unlike Ico, which Ueda saw as a game that equally attracted male and female audiences, he saw Shadow of the Colossus as a work that appealed more to male players. This led Ueda to hire a male composer for the game. The versatility of Otani's musical output and his understanding of folk instruments were further factors in his recruitment by Ueda.
Otani began work on Shadow of the Colossus at the time of its inception as NICO, and Ueda characterized the soundtrack's development as difficult due to the protracted creation of its associated game. The development staff's enthusiasm in bringing the game to completion motivated Otani to deliver tracks with which he meant to convey a sense of wonder, and he drew inspiration from the portrayal of Wander's determination to revive Mono in the game. The team worked with Otani through many meetings to develop satisfactory musical themes for the game's individual colossi. According to Ueda, one of the challenges of the music's production was to incorporate compositions whose melody and structure would adapt in response to the changing circumstances of gameplay events. Although the game has an extensive orchestral soundtrack, the music is mostly heard during colossus encounters, beyond which the game's setting is underscored by more subtle sounds of water and wind. The open nature of Shadow of the Colossus' locations and their lack of life, coupled with the restrained use of music in the game, reinforces its atmosphere of solitude, analogous to that of Ico.
Team Ico wanted to bring "a unique sound and feel" to each of the player's confrontations with the colossi. At the time that NICO's technology demo was developed, Team Ico used available sample music. Once those materials had undergone in-company review and had been finalized, the staff invited Otani to see the prototype as a means to communicate the game's direction to the composer. He then worked on the music for the game's discrete segments from the concepts submitted by the team via artwork and storyboards for the game's isolated scenes. Otani was repeatedly asked by Ueda to rewrite his compositions so that the team was able to use them in particular configurations that were compliant with the game's technical specifications. Otani felt that the assembled soundtrack was imbued with a cinematic quality. On December 7, 2005, an album containing music from the game was released only in Japan, titled Wanda and the Colossus Original Soundtrack: Roar of the Earth (ワンダと巨像 オリジナル サウンドトラック大地の咆哮, Wanda to Kyozō Original Soundtrack: Daichi no Hōkō). After the release of Shadow of the Colossus, Ueda stated his appreciation for Otani's work in the game. Ueda was especially fond of the music that accompanied the game's finale, a series of phrases that had been extracted by Otani from each of the score's other tracks and remixed into a new recording. Although parts of that composition perplexed Ueda at first, he became convinced that it "was a really cool way to use the game's music" after familiarizing himself with the result.
## Release
Following a July 15, 2005 news release where SCEI confirmed the publication date for the Japanese version of Shadow of the Colossus, the company divulged details about the limited first run edition of the game, which players could only acquire by pre-ordering, on August 19 of that year. On September 12, 2005, SCEI revealed that it had secured an arrangement to distribute the game through 7-Eleven's Japanese сhain of convenience stores. The companies launched a promotional campaign: consumers who pre-ordered the game at one of the 7-Eleven's retail outlets would receive stylized bookmarks whose designs incorporated artwork from Shadow of the Colossus. On October 7, 2005, several weeks before the game was demonstrated at the 2005 Akihabara Entertainment Festival in Tokyo, Dengeki PlayStation's online news service reported that custom copies of the game bundled with thematic memorabilia would be available for purchase at the event. Branded merchandise, such as calendars, posters and T-shirts, was also sold in the Akihabara district on the occasion, and a promotional image featuring a colossus was placed on a billboard in the area.
Unlike Ico, Shadow of the Colossus received far more exposure, in part because of Sony's willingness to leverage its resources for a massive advertising campaign. It was advertised in game magazines, on television and via online resources such as SCEI's affiliated websites: for instance, in November 2004 the game's soundtrack was partially made available for listening on the game's official webpage. Shadow of the Colossus was released in Japan on October 27, 2005 at a list price of 7,140 yen. The limited edition of Shadow of the Colossus distributed through pre-ordering contained a different packaging from the standard edition, promotional videos that had been screened at the game's initial September 2004 unveiling, E3 2005 and the 2005 Tokyo Game Show, and production footage of NICO. The edition's content also consisted of unpublished screenhots, storyboards and video materials from various periods of the game's development.
Prior to its domestic launch, Shadow of the Colossus had been released in North America on October 18, 2005, accompanied by a nationwide advertising campaign that ran across multiple mediums. The PAL version of the game was released in February 2006. Much like the PAL release for Ico, the game came in cardboard packaging displaying various pieces of artwork from the game, and contained four art cards. The game also came with a "making of" documentary, a trailer for Ico and a gallery of concept art, accessible from the game's main menu. Sony Computer Entertainment also re-released Ico in PAL territories at the time of Shadow of the Colossus's release, both to promote the game through Ico's reputation, and to allow players who did not buy Ico during its original limited release to "complete their collections".
## Reception
Shadow of the Colossus's commercial reception was positive, with sales of 140,000 copies in its first week at retail in Japan, reaching number one in the charts. Almost 80% of the initial Japanese shipment was sold within two days. These figures compare favorably with Ico, which was well received by critics but failed to sell a significant number of units. The game was placed on Sony's list of Greatest Hits titles on August 6, 2006.
### Critical response
Shadow of the Colossus received critical acclaim, with an average critic score of 91% at GameRankings, making it the 11th-highest rated game of 2005. The game received strong reviews from publications such as the Japanese magazine Famitsu, who rated the game 37/40, the UK-based Edge, who awarded an 8/10, and Electronic Gaming Monthly, who granted 8.8/10. GameSpot's review gave it an 8.7, commenting that "the game's aesthetic presentation is unparalleled, by any standard", while multimedia website IGN hailed the game as "an amazing experience" and "an absolute must-have title", rating it 9.7/10. GameSpy described it as "possibly the most innovative and visually arresting game of the year for the PS2". A retrospective Edge article described the game as "a fiction of unquestionable thematic richness, of riveting emotional power, whose fundamental artistic qualities are completely fused with its interactivity." Dave Ciccoricco, a literature lecturer at the University of Otago, praised the game for its use of long cutscenes and stretches of riding to make the player engage in self-reflection and feel immersed in the game world.
Many reviewers consider the game's soundtrack to be one of its greatest aspects. In addition to Electronic Gaming Monthly's award of "Soundtrack of the Year", GameSpot commented that the musical score conveyed, and often intensified, the mood of any given situation, while it was described as "one of the finest game soundtracks ever" by a reviewer from Eurogamer.
However, the game has been criticised for its erratic frame rate, which is usually smooth while traversing the landscape, but often slows down in fast-paced situations, such as colossus battles. Concern was also expressed about the game's camera, which was described by GameSpy as being "as much of an opponent as the Colossi", "manag[ing] to re-center itself at the worst and most inopportune times". Reviewers are often mixed about Agro's AI and controls; Edge commented that the controls were "clumsy, crude, and unpredictable". Other critics like Game Revolution and GameSpot felt the game was too short (average playthrough time estimated 6 to 8 hours), with little replay value given the puzzle elements to each colossus battle.
### Awards
Shadow of the Colossus has received several awards, including recognition for "Best Character Design", "Best Game Design", "Best Visual Arts" and "Game of the Year", as well as one of three "Innovation Awards" at the 2006 Game Developers Choice Awards. At the 2006 DICE Summit, the game won the award for "Outstanding Achievement in Art Direction" at the Academy of Interactive Arts & Sciences, while it received one of two "Special Rookie Awards" at the Famitsu Awards 2005. It was nominated for "Best Original Music", "Best Artistic Graphics" and "Best PS2 Game", yet also "Most Aggravating Frame Rate" in GameSpot's awards for 2005, while it won "Best Adventure Game" and "Best Artistic Design" in IGN's Best of 2005 awards, who cited Agro as the best sidekick in the history of video games. Two years after its release IGN listed Shadow as the fourth greatest PlayStation 2 game of all time. GamesRadar awarded it Best Game of the Year 2006 (being released in the UK in early 2006, later than the US), and appears in the site's "The 100 best games ever" list at number ten. The game's ending was selected as the fourth greatest moment in gaming by the editors of GamePro in July 2006. The readers of PlayStation Official Magazine voted it the 8th greatest PlayStation title ever released in the magazine's 50th issue, and it placed 43rd in a later poll presented in the journal's 100th issue. Destructoid named the game \#1 in their list of the top 50 video games of the decade. IGN named Shadow of the Colossus the best game of 2005, and the second best game of the decade, behind Half-Life 2. In 2012, Complex magazine named Shadow of the Colossus the second-best PlayStation 2 game of all time, behind God of War II. In 2015, the game placed 4th on USgamer's The 15 Best Games Since 2000 list. In 2022, the game placed third on IGN's "Best Ps2 Games Of All Time" list.
## Legacy
Shadow of the Colossus has been cited as an influence on various video games, including God of War II (2007), God of War III (2010), Titan Souls (2015), The Legend of Zelda: Breath of the Wild (2017), Death's Gambit (2018), Praey for the Gods (2019), and Elden Ring (2022). Film director Guillermo del Toro considers both Ico and Shadow of the Colossus as "masterpieces" and part of his directorial influence. Shadow of the Colossus is also cited numerous times in debates regarding the art quality and emotional perspectives of video games.
The game plays a significant role in the 2007 Mike Binder film Reign Over Me as one of the ways Adam Sandler's character copes with his primary struggle – with aspects of the game mirroring the tragedy that befell Sandler's character; Shadow of the Colossus falling giants mirroring the crashing towers of the September 11 attacks in which his wife and children died, and the game's lead character trying to resurrect his deceased love are two of the main themes which strike a similarity. Sandler is said to have ad libbed a detailed description of the control scheme in a scene with Don Cheadle, who plays his old friend. Both actors are said to have become experts at the game during the filming.
### Remastered version
A PlayStation 3 remastered version of Ico and Shadow of the Colossus was announced at Tokyo Game Show 2010 and released in September 2011 under the title The Ico & Shadow of the Colossus Collection. Developed by Bluepoint Games, both were improved graphically to take advantage of the PlayStation 3's hardware and HDTVs, with numerous other improvements implemented. The updated re-release of Shadow of the Colossus features high-definition (HD) graphics, content previously missing from the North American release, PlayStation Network Trophies, and 3D support. The HD version was released separately in Japan.
### Remake
Sony announced a remake of Shadow of the Colossus for the PlayStation 4 during their Electronic Entertainment Expo 2017 press conference. It was released on February 6, 2018. The remake is led by Bluepoint, who developed the earlier PlayStation 3 remaster. The developers remade all the game's assets from the ground up, but the game retains the same gameplay from the original title along with the introduction of a new control scheme. Ueda had since left Sony, but provided a list of recommended changes to Bluepoint for the remake; he stated that he does not believe many of them will be implemented, nor would they add any of the colossi that had been cut from the original game.
### Film adaptation
In April 2009, it was reported that Sony Pictures would adapt Shadow of the Colossus into a film. Kevin Misher, producer of The Scorpion King, The Interpreter and the recent attempted remake of Dune, negotiated to produce. It was announced that Fumito Ueda would be involved in the film's production. On May 23, 2012, it was reported that Chronicle director Josh Trank would be directing the film adaptation. Seth Lochhead was due to write the film. In September 2014, Variety reported that Mama director Andrés Muschietti would direct the film after Trank dropped out due to scheduling conflicts with other projects.
## Explanatory notes
|
1,932,784 |
Age of Empires
| 1,170,495,954 |
Real-time strategy video game series
|
[
"Age of Empires",
"Cooperative video games",
"Microsoft franchises",
"Strategy video games",
"Video game franchises",
"Video game franchises introduced in 1997",
"Video games with historical settings"
] |
Age of Empires is a series of historical real-time strategy video games, originally developed by Ensemble Studios and published by Xbox Game Studios. The first game was Age of Empires, released in 1997. Nine total games within the series have been released so far as of October 28, 2021.
Age of Empires focused on events in Europe, Africa and Asia, spanning from the Stone Age to the Iron Age; the expansion game explored the formation and expansion of the Roman Empire. The sequel, Age of Empires II: The Age of Kings, was set in the Middle Ages, while its expansion focused partially on the Spanish conquest of the Aztec Empire. The subsequent three games of Age of Empires III explored the early modern period, when Europe was colonizing the Americas and several Asian nations were on the decline. Another installment, Age of Empires Online, takes a different approach as a free-to-play online game utilizing Games for Windows Live. A spin-off game, Age of Mythology, was set in the same period as the original Age of Empires, but focused on mythological elements of Greek, Egyptian, and Norse mythology. The fourth main installment in the series, Age of Empires IV, was released on October 28, 2021.
The Age of Empires series has been a commercial success, selling over 25 million copies. Critics have credited part of the success of the series to its historical theme and fair play; the artificial intelligence (AI) players have fewer advantages than in many of the series' competitors.
## Games
The games in the series focus on historical events throughout time. Age of Empires covers the events between the Stone Age and the Classical period, in Europe and Asia. Its expansion, The Rise of Rome, follows the formation and rise of the Roman Empire. The Age of Kings and its Nintendo DS spin-off follow Europe and Asia through the Middle Ages. The Age of Kings' expansion pack, The Conquerors, is set during the same period, but also includes scenarios about the Spanish conquest of the Aztec Empire, El Cid, and Attila the Hun. Age of Empires III and its first expansion, The WarChiefs, take place during the European colonization of the Americas. Its second expansion, The Asian Dynasties, follows the rise of Asia in the same period. Age of Empires Online focuses on the Greek and Egyptian civilizations. The series' spin-off, Age of Mythology, and its expansion pack, The Titans, are set during the Bronze Age, but focus on mythology as their themes, rather than history.
### Main series
#### Age of Empires
Age of Empires, released on October 15, 1997, was the first game in the series, as well as the first major release from Ensemble Studios. It was one of the first history-based real-time strategy games made, utilizing the Genie game engine. GameSpot described it as a mix of Civilization and Warcraft. The game gives players a choice of 12 civilizations to develop from the Stone Age to the Iron Age. The expansion pack, The Rise of Rome, published by Microsoft on October 31, 1998, introduced new features and four new civilizations, including the Romans. Although the two games had contained many software bugs, patches resolved many of the problems.
Age of Empires was generally well received, despite some highly negative reviews. GameSpot criticized a confused design, while Computer and Video Games praised the game as strong in single and multiplayer. The Academy of Interactive Arts & Sciences named Age of Empires the 1998 "Computer Strategy Game of the Year." For several years, the game remained high on the sales charts, with over three million units sold by 2000. The Rise of Rome sold one million units in 2000 and attained 80% as an aggregate score from GameRankings.
In June 2017, Adam Isgreen, creative director of Xbox Game Studios announced Age of Empires: Definitive Edition at the Electronic Entertainment Expo 2017. It will feature overhauled graphics with support for 4K resolution, a remastered soundtrack, and other gameplay improvements, and was planned to be released on October 19, 2017, but was delayed until February 20, 2018, when it was released on the Microsoft Store. On May 30, 2019, Microsoft announced that the Definitive Edition would be coming to Steam in the future, along with the Definitive Editions of both Age of Empires II and Age of Empires III.
#### Age of Empires II
Age of Empires II: The Age of Kings, released on September 30, 1999, used the Genie game engine, and had gameplay similar to its predecessor. Age of Kings is set in the Middle Ages, from the Dark Ages to the Imperial Age. It allows players to choose one of 13 civilizations, from Europe, Asia, and the Middle East.
On August 24, 2000, Microsoft published the expansion, The Conquerors. It added new units and five new civilizations, including two Mesoamerican civilizations: the Maya and the Aztec. The Age of Kings was a bigger critical success than the first two games, with Game Rankings and Metacritic scores of 92%. Microsoft shipped out more than two million copies to retailers, and the game received numerous awards and accolades. Critics agreed that The Conquerors expanded well on The Age of Kings, though issues of unbalanced gameplay were raised. The Age of Kings and The Conquerors won the 2000 and 2001 "Computer Strategy Game of the Year" awards from the Academy of Interactive Arts & Sciences, respectively.
In April 2013, Age of Empires II: HD Edition was released on the Steam digital distribution platform for Windows operating systems. The HD Edition includes both the original game and the expansion The Conquerors, as well as updated graphics for high-resolution displays. Originally a fan-made modpack made for The Conquerors, Age of Empires II: The Forgotten was an unofficial expansion that added a new campaign, playable civilizations, maps, and quality of service updates. The Forgotten was later developed into an official expansion with SkyBox Labs and Forgotten Empires, and in November 2013 The Forgotten HD was released by Microsoft exclusively for the HD Edition on Steam. A third expansion named The African Kingdoms was released by Microsoft in November 2015, also exclusively for the HD Edition. A fourth expansion entitled Rise of the Rajas was released on December 19, 2016. On August 21, 2017, Microsoft announced Age of Empires II: Definitive Edition.
In June 2019, Adam Isgreen, now the Franchise Creative Director for Age of Empires, shared more information regarding the Age of Empires II: Definitive Edition at the Electronic Entertainment Expo 2019. He confirmed that the Definitive Edition was being developed by Forgotten Empires, Tantalus Media, and Wicked Witch Software. He announced that the game would feature new 4K graphics, Xbox Live support for multiplayer, exclusive achievements, four new civilizations (Bulgarians, Cumans, Lithuanians, Tatars), three new campaigns, a new spectator mode and tournament features, and additional quality of life improvements. It was released on November 14, 2019. Bert Beeckman, co-founder of Forgotten Empires, confirmed on June 12 that Age of Empires II: HD Edition would not be removed from sale after the release of Age of Empires II: Definitive Edition.
#### Age of Empires III
Age of Empires III, released on October 18, 2005, was built on an improved version of the Age of Mythology game engine with the most significant changes being the updated graphics engine and the inclusion of the Havok physics middleware engine. The game is set in the period between 1421 and 1850, and players can choose one of eight European nations. The game introduced a large number of features, such as home cities. Described by Ensemble Studios as "an important support system to your efforts in the New World," home cities help provide the player with resources, equipment, troops, and upgrades. They can be used across multiple games, and upgraded after each battle; the feature was compared to a role-playing game character by Ensemble Studios. The first expansion to Age of Empires III, The WarChiefs, was released October 17, 2006. Most gameplay changes in the expansion pack were small, but it introduced three new civilizations, with a focus on Native Americans. Most notable was the introduction of the WarChief unit. The second expansion, The Asian Dynasties, went on sale October 23, 2007. It was a jointly developed product; Big Huge Games helped Ensemble Studios develop the game, with Brian Reynolds joining Bruce Shelley as lead designer. The game expanded the Age of Empires III universe into Asia, and introduced three new civilizations. Reception towards Age of Empires III was mixed; Game Revolution described it as "about as much fun" as a history textbook, while GameZone argued it was "one of the best looking games, much less an RTS game, that is out on the market currently". It sold more than two million copies, and won the GameSpy "real-time strategy game of the year" award. The WarChiefs failed to equal the success of its predecessor, with a lower score on both Game Rankings and Metacritic, and The Asian Dynasties''' score was lower still with 80%.
Several collectors' editions of Age of Empires III included a hardcover artbook. The last page of the artbook has a pictorial depiction of the series; the Roman numerals below each panel range from I to V, indicating the series would include an Age of Empires IV and Age of Empires V. Ensemble Studios employee Sandy Petersen said that the image "was total speculation on [their] part."
In 2008, Microsoft announced they were closing down Ensemble Studios following the completion of Halo Wars. Some of its employees would form a new team as part of Microsoft Studios. Kevin Unangst, director of Games for Windows, denied it was the end of the Age of Empires series, telling The San Francisco Chronicle "we're very excited about the future potential for Age of Empires". Edge confirmed, in an interview with Microsoft's corporate vice president of interactive entertainment, Shane Kim, that Microsoft continued to own Age of Empires and that they had plans to continue the series. However, Bruce Shelley wrote in his blog that he would not be part of any new studios formed.
Following the announcement of remastered editions of previous games, Microsoft announced Age of Empires III: Definitive Edition on August 21, 2017. On May 30, 2019, the company revealed that the Definitive Edition would come to Steam in the future, along with the Definitive Editions of both Age of Empires and Age of Empires II. On August 28, 2020, Microsoft announced at Gamescom 2020 that Age of Empires III: Definitive Edition would release officially on October 15, 2020.
On January 23, 2020, Microsoft announced a closed beta for early February of that year. Betas ran on Steam and the Microsoft Store, with each beta session including a small piece of the game. The first closed beta session began on February 11, 2020, and ended on February 19, 2020. The second closed multiplayer session began on March 31 and ran until April 7. The game was released on October 15, 2020.
#### Age of Empires IV
On August 21, 2017, Microsoft announced Age of Empires IV, developed by Relic Entertainment. Microsoft's Executive Vice-President of Gaming, Phil Spencer, confirmed on June 11, 2019, that Age of Empires IV was still in development, with more information coming later in 2019. On November 14, 2019, gameplay footage of Age of Empires IV was shown at the X019 event. It showed medieval warfare between English and Mongol forces. Age of Empires IV was officially released on October 28, 2021, with eight civilizations available at launch: the Abbasid Dynasty, the Chinese, the Delhi Sultanate, the English, the French, the Holy Roman Empire, the Mongols, and the Rus. This title revisits the Middle Ages and incorporates several features and mechanics of Age of Empires II that were changed or removed in Age of Empires III.
### Spin-off games
Age of Mythology shared many elements of gameplay with the main series, and was considered a part of the series, despite its different focus. The campaign in Age of Mythology tells the story of an Atlantean, Arkantos, and his quest to find why his people are out of favor with Poseidon. Microsoft published the game on October 30, 2002, and its expansion, The Titans, on October 21, 2003. The Titans featured the Atlanteans as a new civilization. Its campaign is shorter than previous expansions, and centers on Kastor, son of Arkantos, who falls for the lies of the titans and frees them from Tartarus. Age of Mythology sold more than one million units in four months. It scored 89% on Game Rankings and Metacritic. The Titans failed to equal the sales success of Age of Mythology, although critics rated it highly.
Backbone Entertainment developed Age of Empires: The Age of Kings as a turn-based game for the Nintendo DS. Majesco Entertainment published the game on February 14, 2006. It is similar to other turn-based games, such as Advance Wars, but with a gameplay based on its PC counterpart. Age of Empires: The Age of Kings scored 80% on Game Rankings and Metacritic. Konami brought a game of the same title to the PlayStation 2 around five years earlier than the DS version, but the game had little promotion, and sold poorly.
On August 16, 2010, Microsoft announced Age of Empires Online, which was a free-to-play Games for Windows Live online game, it developed in collaboration with Robot Entertainment. It featured Free-to-play experiences via Games for Windows LIVE as well as: A persistent online capital city that lives and grows even when you're offline, Cooperative multiplayer quests, trading and a level-based system that lets you progress at your own pace. Premium content could be earned or purchased, such as access to blueprints and special items, as well as more quests and features. In September 2013, it was announced that the game would remain functional until July 1, 2014, after which it would be shut down due to the content being too expensive to maintain.
On April 13, 2014, Age of Empires: World Domination was announced. It was developed by KLab Games for the iOS, Android and Windows Phone. It was released on December 7, 2015, with the service terminated on November 30, 2016.
On August 25, 2014, Age of Empires: Castle Siege was announced. It is a touch-based game developed by Smoking Gun Interactive. It was released on September 17, 2014, for the Windows PC and Windows Phone 8.
## Development
### Historical elements
The development phases of the Age of Empires games were similar in several ways. Due to the games being based on historical events, the team often had to do large amounts of research. However, the research was not in depth, which, according to Age of Empires designer Bruce Shelley, is "a good idea for most entertainment products." Shelley also said that Ensemble Studios took most of the reference material from children's sections at libraries. He pointed out the goal was for the players of the game to have fun, "not [its] designers or researchers." At the Games Convention Developers Conference in 2007, Shelley continued with this thought and explained that the success of the series laid in "making a game which appealed to both the casual and hardcore gamer." Shelley also remarked the Age of Empires games were not about history in itself, but rather "about the human experience;" they focused not simply on what humans had done but on what they could do in the future such as "going into space." Ensemble Studios developed Age of Mythology in a different way than the previous two games. The team had worried they "couldn't get away" with a third historical-based game, and chose mythology as the setting after they had discussed several options.
### Artificial intelligence
The artificial intelligence (AI) used in the Age of Empires series has been developed and improved regularly by designers. AI specialist Dave Pottinger noted the development team gave the AI in the original game a very high priority, and spent over a year working on it. He said that the AI in the game relies on tactics and strategies to win, instead of "cheating" by giving bonus resources to itself, or tweaking its units to be stronger than normal. Pottinger later noted that the Age of Empires series team took great pride in their AI playing a "fair game" and didn't know what the player was doing and had to play by the same rules as its human opponents.
Age of Empires allows players to choose to play either along specialized, story-backed conditions or as individual battles against the AI (and other players). Choosing to battle against the AI – rather than following the storyline – allows the AI to adapt to players' strategies and even remember which games it won and lost. The AI eventually overcomes players' strategies and easily destroys their villages after several games. For instance, in Age of Empires III, this is referred to as playing a "Skirmish." However, Age of Empires III allows players to refine their strategies further against the AI by "Building a Deck," which allows players to replace "Home City" shipments with improved alternatives.
In Age of Empires II: The Conquerors the AI was given a high priority, the result being the "smart villager" feature, which was included in subsequent games of the series. After building a structure that stores or produces resources, smart villagers would proceed to collect resources related to the structure, such as crops from farms or ore from exposed deposits.
Age of Mythology: The Titans lets players use an AI debugger when creating custom scenarios; players can change the settings of computer players and make them act according to certain patterns. More basic changes to the AI had previously been available in the series' first two games.
### Graphics and visuals
The graphics and visuals of Age of Empires improved with each successive release. From the original release to the second, Age of Empires II: The Age of Kings, noteworthy improvements gained praise from several critics. With the release of Age of Mythology the praise continued, and the fourth release, Age of Empires III, garnered even more.
GameSpot praised the improved graphics in the second release, Age of Empires II: The Age of Kings. Eurogamer welcomed its introduction of female villagers as compared with the original male only version. Allgame praised the advanced grouping and path-finding systems in the second release. Despite the improved graphics, Allgame complained that units in Age of Empires II: The Age of Kings were at times difficult to distinguish from one another, a point numerous reviewers agreed on. Nevertheless, Game Revolution wrote that the second release was "the best looking of the 2D RTS games out there right now."
The graphics continued to improve in Age of Mythology and was praised by a majority of reviewers. IGN ranked the graphics in this third release, "a joy to watch ... awesome." GameSpot assented, also rating the graphics a 9 out of 10. Game Revolution agreed, and PC Gamer stated that the graphics in the third release "are packed with detail."
The trend in improved graphics continued well into the next release, Age of Empires III, much to the delight of reviewers. IGN stated, "After seeing the screenshots, our jaws hit the floor at the amount of detail." 1UP.com described Age of Empires III as "one of the most beautiful games you will put on your computer for the foreseeable future." GameSpy agreed, stating, "Age III's graphics are unmatched in the strategy genre." Age of Empires III builds on and introduces new features to the prior release, Age of Mythology, such as the inclusion of the award-winning Havok physics simulation middleware game engine for the Windows version and PhysX for the Mac OS X. The innovative result is that pre-created animations are avoided; instead events are calculated according to the physics engine. Consequently, views of events like building destruction and tree felling are not pre-recorded. GameSpot also admired the graphics in the fourth release but complained about "the awkward unit behavior." Other graphical features of the game include bloom lighting and support for pixel shader 3.0.
GameSpy awarded Age of Empires III the "Best Graphics" award at GameSpy's "Game of the Year 2005."
### Music
Stephen Rippy has been the series' music director since the first game. He has had occasional help from his brother, David Rippy, as well as Kevin McMullan. He created the original music in Age of Empires with sounds of instruments from the periods in the game. These sounds came from actual instruments, and their digital samples. The tunes were the result of extensive research on the cultures, styles, and instruments used. Rippy said that sound development on The Age of Kings was easy, since there was knowledge of the instruments used in the Middle Ages. Therefore, they were able to reproduce the tunes for the soundtrack of the game. In Age of Mythology, an orchestral instrumentation was used, instead. According to McMullan, the team also collected large numbers of audio recordings from zoos, and created "a massive sound library of [their] own material." The music of Age of Empires III was similar to The Age of Kings, in which the team used more historical instruments; Rippy noted the team used instruments such as "bagpipes and field drums" to give it a realistic feel.
### Collaboration
Ensemble Studios worked together with Big Huge Games to develop The Asian Dynasties, Age of Empires III's second expansion. This was the first joint venture for both teams. The reason for them doing so was compatible schedules: Ensemble Studios was busy with other projects—particularly Halo Wars—while Big Huge Games' real-time strategy team had few projects at that time. Big Huge Games did most of the work, but Ensemble Studios designers Greg Street and Sandy Petersen joined in the brainstorming, and had control over the final product. Both studios had roles in testing the game before its release.
## Reception and legacy
| Game | GameRankings | Metacritic |
|--------------------------------------------------------------|--------------|------------|
| Age of Empires (1997) | 87% | 83 |
| Age of Empires: The Rise of Rome (1998) | 80% | – |
| Age of Empires II: The Age of Kings (1999) | 92% | 92 |
| Age of Empires II: The Conquerors (2000) | 89% | 88 |
| Age of Empires III (2005) | 82% | 81 |
| Age of Empires: The Age of Kings (2006) (Nintendo DS) | 80% | 80 |
| Age of Empires III: The WarChiefs (2006) | 81% | 81 |
| Age of Empires III: The Asian Dynasties (2007) | 80% | 80 |
| Age of Empires III: The Age of Discovery (2007) (Board Game) | \- | \- |
| Age of Empires Online (2011) | 71% | 70 |
| Age of Empires II: HD Edition (2013) | 71% | 68 |
| Age of Empires II: The Forgotten (2013) | – | – |
| Age of Empires: Castle Siege (2014) | 40% | – |
| Age of Empires II: The African Kingdoms (2015) | \- | \- |
| Age of Empires: World Domination (2015) | \- | \- |
| Age of Empires II: Rise of the Rajas (2016) | \- | \- |
| Age of Empires: Definitive Edition (2018) | 65% | 69 |
| Age of Empires II: Definitive Edition (2019) | 69% | 81 |
| Age of Mythology (2002) | 89% | 89 |
| Age of Mythology: The Titans (2003) | 83% | 84 |
| Age of Mythology: The Boardgame (2003) | \- | \- |
| Age of Empires: Mythologies (2008) (Nintendo DS) | 79% | 78 |
| Age of Mythology: Extended Edition (2014) | 69% | 66 |
| Age of Mythology: Tale of the Dragon (2016) | \- | \- |
style="font-size: 111.11%;" \| Aggregate review scores
As of December 31, 2019.
The Age of Empires series has been a commercial success. As of 2008, five of its games have each sold more than one million copies. According to Gamasutra, Age of Empires had sold more than three million copies, and The Rise of Rome sold one million copies as of 2000. Around the same time, Microsoft announced that they shipped over two million copies of The Age of Kings. In 2003, Microsoft announced the sales of one million copies for Age of Mythology. By 2004—prior to the release of Age of Empires III—the Age of Empires franchise had sold over 15 million copies. On May 18, 2007, Ensemble Studios announced that two million copies of Age of Empires III had been sold. Games in the series have consistently scored highly on video game review aggregator websites GameRankings and Metacritic, which collect data from numerous review websites. As noted in the adjacent table, the highest rating game is Age of Empires II: The Age of Kings, receiving a 92% score from both sites.
Critics have credited Age of Empires for influencing real-time strategy (RTS) games such as Rise of Nations, Empire Earth, and Cossacks. Star Wars: Galactic Battlegrounds was also influenced by the series: it utilized the Genie game engine, as Age of Empires and Age of Empires II: The Age of Kings had, and was considered by critics to be a very close replica to the games; IGN began their review with the statement "I love Age of Star Wars, I mean Star Empires. Whatever it's called, I dig it." and GameSpot wrote that "fundamentals of the Age of Empires II engine are so intact in Star Wars: Galactic Battlegrounds that veterans of that game can jump right in." In October 2005, Shelley commented on the impact of the series. In a GameSpy interview, he explained that parents would "tell Ensemble Studios that their kid is reading books about ancient Greece because they enjoy playing with the triremes so much, or that they want to check out books about medieval history because [the] game taught them what a trebuchet was."
Shelley has said that the key to the success of the games was its innovation, rather than imitation of its peers. He also claimed the unique elements in the games "helped establish the reputation of Ensemble Studios as masters of the real-time strategy genre." Mark Bozon of IGN wrote in his review of The Age of Kings, "The Age of Empires series has been one of the most innovative real-time strategy games for PC in the last decade or so." Gamenikki called Ensemble Studios "the developer that started it all" when they talked about how much Age of Empires III had done to advance the real-time strategy genre. Shelley has acknowledged the success and innovation of Age of Empires helped to ensure Ensemble survive its early periods since startup. In 2005, Shelley complained of critics holding an "innovation bias" against the series; citing the 60% score from Computer Gaming World, he said that despite Age of Empires III being "perhaps the best selling PC game in the world", reviewers expected "something really new", and rated it harshly.
Bungie chose Ensemble Studios to develop Halo Wars, an RTS game based on their Halo series. They said that one of the reasons they chose to work with Ensemble was because of the Age of Empires series. They also noted that Ensemble was the perfect choice "to realize the original vision of Halo", which started life as an RTS.
|
23,984 |
Pyxis
| 1,173,624,671 |
Constellation in the southern celestial hemisphere
|
[
"Constellations listed by Lacaille",
"Pyxis",
"Southern constellations"
] |
Pyxis is a small and faint constellation in the southern sky. Abbreviated from Pyxis Nautica, its name is Latin for a mariner's compass (contrasting with Circinus, which represents a draftsman's compasses). Pyxis was introduced by Nicolas-Louis de Lacaille in the 18th century, and is counted among the 88 modern constellations.
The plane of the Milky Way passes through Pyxis. A faint constellation, its three brightest stars—Alpha, Beta and Gamma Pyxidis—are in a rough line. At magnitude 3.68, Alpha is the constellation's brightest star. It is a blue-white star approximately 880 light-years (270 parsecs) distant and around 22,000 times as luminous as the Sun.
Pyxis is located close to the stars that formed the old constellation Argo Navis, the ship of Jason and the Argonauts. Parts of Argo Navis were the Carina (the keel or hull), the Puppis (the poop deck or stern), and the Vela (the sails). These eventually became their own constellations. In the 19th century, John Herschel suggested renaming Pyxis to Malus (meaning the mast) but the suggestion was not followed.
T Pyxidis, located about 4 degrees northeast of Alpha Pyxidis, is a recurrent nova that has flared up to magnitude 7 every few decades. Also, three star systems in Pyxis have confirmed exoplanets. The Pyxis globular cluster is situated about 130,000 light-years away in the galactic halo. This region was not thought to contain globular clusters. The possibility has been raised that this object might have escaped from the Large Magellanic Cloud.
## History
In ancient Chinese astronomy, Alpha, Beta, and Gamma Pyxidis formed part of Tianmiao, a celestial temple honouring the ancestors of the emperor, along with stars from neighbouring Antlia.
The French astronomer Nicolas-Louis de Lacaille first described the constellation in French as la Boussole (the Marine Compass) in 1752, after he had observed and catalogued almost 10,000 southern stars during a two-year stay at the Cape of Good Hope. He devised fourteen new constellations in uncharted regions of the Southern Celestial Hemisphere not visible from Europe. All but one honoured instruments that symbolised the Age of Enlightenment. Lacaille Latinised the name to Pixis [sic] Nautica on his 1763 chart. The Ancient Greeks identified the four main stars of Pyxis as the mast of the mythological Jason's ship, Argo Navis.
German astronomer Johann Bode defined the constellation Lochium Funis, the Log and Line—a nautical device once used for measuring speed and distance travelled at sea—around Pyxis in his 1801 star atlas, but the depiction did not survive. In 1844 John Herschel attempted to resurrect the classical configuration of Argo Navis by renaming it Malus the Mast, a suggestion followed by Francis Baily, but Benjamin Gould restored Lacaille's nomenclature.
## Characteristics
Covering 220.8 square degrees and hence 0.535% of the sky, Pyxis ranks 65th of the 88 modern constellations by area. Its position in the Southern Celestial Hemisphere means that the whole constellation is visible to observers south of 52°N. It is most visible in the evening sky in February and March. A small constellation, it is bordered by Hydra to the north, Puppis to the west, Vela to the south, and Antlia to the east. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union in 1922, is "Pyx". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon of eight sides (illustrated in infobox). In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates are between −17.41° and −37.29°.
## Features
### Stars
Lacaille gave Bayer designations to ten stars now named Alpha to Lambda Pyxidis, skipping the Greek letters iota and kappa. Although a nautical element, the constellation was not an integral part of the old Argo Navis and hence did not share in the original Bayer designations of that constellation, which were split between Carina, Vela and Puppis. Pyxis is a faint constellation, its three brightest stars—Alpha, Beta and Gamma Pyxidis—forming a rough line. Overall, there are 41 stars within the constellation's borders with apparent magnitudes brighter than or equal to 6.5.
With an apparent magnitude of 3.68, Alpha Pyxidis is the brightest star in the constellation. Located 880 ± 30 light-years distant from Earth, it is a blue-white giant star of spectral type B1.5III that is around 22,000 times as luminous as the Sun and has 9.4 ± 0.7 times its diameter. It began life with a mass 12.1 ± 0.6 times that of the Sun, almost 15 million years ago. Its light is dimmed by 30% due to interstellar dust, so would have a brighter magnitude of 3.31 if not for this. The second brightest star at magnitude 3.97 is Beta Pyxidis, a yellow bright giant or supergiant of spectral type G7Ib-II that is around 435 times as luminous as the Sun, lying 420 ± 10 light-years distant away from Earth. It has a companion star of magnitude 12.5 separated by 9 arcseconds. Gamma Pyxidis is a star of magnitude 4.02 that lies 207 ± 2 light-years distant. It is an orange giant of spectral type K3III that has cooled and swollen to 3.7 times the diameter of the Sun after exhausting its core hydrogen.
Kappa Pyxidis was catalogued but not given a Bayer designation by Lacaille, but Gould felt the star was bright enough to warrant a letter. Kappa has a magnitude of 4.62 and is 560 ± 50 light-years distant. An orange giant of spectral type K4/K5III, Kappa has a luminosity approximately 965 times that of the Sun. It is separated by 2.1 arcseconds from a magnitude 10 star. Theta Pyxidis is a red giant of spectral type M1III and semi-regular variable with two measured periods of 13 and 98.3 days, and an average magnitude of 4.71, and is 500 ± 30 light-years distant from Earth. It has expanded to approximately 54 times the diameter of the Sun.
Located around 4 degrees northeast of Alpha is T Pyxidis, a binary star system composed of a white dwarf with around 0.8 times the Sun's mass and a red dwarf that orbit each other every 1.8 hours. This system is located around 15,500 light-years away from Earth. A recurrent nova, it has brightened to the 7th magnitude in the years 1890, 1902, 1920, 1944, 1966 and 2011 from a baseline of around 14th magnitude. These outbursts are thought to be due to the white dwarf accreting material from its companion and ejecting periodically.
TY Pyxidis is an eclipsing binary star whose apparent magnitude ranges from 6.85 to 7.5 over 3.2 days. The two components are both of spectral type G5IV with a diameter 2.2 times, and mass 1.2 times that of the Sun, and revolve around each other every 3.2 days. The system is classified as a RS Canum Venaticorum variable, a binary system with prominent starspot activity, and lies 184 ± 5 light-years away. The system emits X-rays, and analysing the emission curve over time led researchers to conclude that there was a loop of material arcing between the two stars. RZ Pyxidis is another eclipsing binary system, made up of two young stars less than 200,000 years old. Both are hot blue-white stars of spectral type B7V and are around 2.5 times the size of the Sun. One is around five times as luminous as the Sun and the other around four times as luminous. The system is classified as a Beta Lyrae variable, the apparent magnitude varying from 8.83 to 9.72 over 0.66 days. XX Pyxidis is one of the more-studied members of a class of stars known as Delta Scuti variables—short period (six hours at most) pulsating stars that have been used as standard candles and as subjects to study astroseismology. Astronomers made more sense of its pulsations when it became clear that it is also a binary star system. The main star is a white main sequence star of spectral type A4V that is around 1.85 ± 0.05 times as massive as the Sun. Its companion is most likely a red dwarf of spectral type M3V, around 0.3 times as massive as the Sun. The two are very close—possibly only 3 times the diameter of the Sun between them—and orbit each other every 1.15 days. The brighter star is deformed into an egg shape.
AK Pyxidis is a red giant of spectral type M5III and semi-regular variable that varies between magnitudes 6.09 and 6.51. Its pulsations take place over multiple periods simultaneously of 55.5, 57.9, 86.7, 162.9 and 232.6 days. UZ Pyxidis is another semi-regular variable red giant, this time a carbon star, that is around 3560 times as luminous as the Sun with a surface temperature of 3482 K, located 2116 light-years away from Earth. It varies between magnitudes 6.99 and 7.83 over 159 days. VY Pyxidis is a BL Herculis variable (type II Cepheid), ranging between apparent magnitudes 7.13 and 7.40 over a period of 1.24 days. Located around 650 light-years distant, it shines with a luminosity approximately 45 times that of the Sun.
The closest star to Earth in the constellation is Gliese 318, a white dwarf of spectral class DA5 and magnitude 11.85. Its distance has been calculated to be 26 light-years, or 28.7 ± 0.5 light-years distant from Earth. It has around 45% of the Sun's mass, yet only 0.15% of its luminosity. WISEPC J083641.12-185947.2 is a brown dwarf of spectral type T8p located around 72 light-years from Earth. Discovered by infrared astronomy in 2011, it has a magnitude of 18.79.
### Planetary systems
Pyxis is home to three stars with confirmed planetary systems—all discovered by Doppler spectroscopy. A hot Jupiter, HD 73256 b, that orbits HD 73256 every 2.55 days, was discovered using the CORALIE spectrograph in 2003. The host star is a yellow star of spectral type G9V that has 69% of our Sun's luminosity, 89% of its diameter and 105% of its mass. Around 119 light-years away, it shines with an apparent magnitude of 8.08 and is around a billion years old. HD 73267 b was discovered with the High Accuracy Radial Velocity Planet Searcher (HARPS) in 2008. It orbits HD 73267 every 1260 days, a 7 billion-year-old star of spectral type G5V that is around 89% as massive as the Sun. A red dwarf of spectral type M2.5V that has around 42% the Sun's mass, Gliese 317 is orbited by two gas giant planets. Around 50 light-years distant from Earth, it is a good candidate for future searches for more terrestrial rocky planets.
### Deep sky objects
Pyxis lies in the plane of the Milky Way, although part of the eastern edge is dark, with material obscuring our galaxy arm there. NGC 2818 is a planetary nebula that lies within a dim open cluster of magnitude 8.2. NGC 2818A is an open cluster that lies on line of sight with it. K 1-2 is a planetary nebula whose central star is a spectroscopic binary composed of two stars in close orbit with jets emanating from the system. The surface temperature of one component has been estimated at as high as 85,000 K. NGC 2627 is an open cluster of magnitude 8.4 that is visible in binoculars.
Discovered in 1995, the Pyxis globular cluster is a 13.3 ± 1.3 billion year-old globular cluster situated around 130,000 light-years distant from Earth and around 133,000 light-years distant from the centre of the Milky Way—a region not previously thought to contain globular clusters. Located in the galactic halo, it was noted to lie on the same plane as the Large Magellanic Cloud and the possibility has been raised that it might be an escaped object from that galaxy.
NGC 2613 is a spiral galaxy of magnitude 10.5 which appears spindle-shaped as it is almost edge-on to observers on Earth. Henize 2-10 is a dwarf galaxy which lies 30 million light-years away. It has a black hole of around a million solar masses at its centre. Known as a starburst galaxy due to very high rates of star formation, it has a bluish colour due to the huge numbers of young stars within it.
## See also
- Pyxis (Chinese astronomy)
|
61,137,456 |
Black Prince's chevauchée of 1355
| 1,143,082,280 |
1355 mounted raid during the Hundred Years' War
|
[
"1350s in France",
"Conflicts in 1355",
"Edward the Black Prince",
"Hundred Years' War, 1337–1360",
"Looting"
] |
The Black Prince's chevauchée, also known as the grande chevauchée, was a large-scale mounted raid carried out by an Anglo-Gascon force under the command of Edward, the Black Prince, between 5 October and 2 December, 1355 as a part of the Hundred Years' War. John, Count of Armagnac, who commanded the local French forces, avoided battle, and there was little fighting during the campaign.
The Anglo-Gascon force of 4,000–6,000 men marched from Bordeaux in English-held Gascony 300 miles (480 km) to Narbonne and back to Gascony, devastating a wide swathe of French territory and sacking many French towns on the way. While no territory was captured, enormous economic damage was done to France; the modern historian Clifford Rogers concluded that "the importance of the economic attrition aspect of the chevauchée can hardly be exaggerated." The English component resumed the offensive after Christmas to great effect, and more than 50 French-held towns or fortifications were captured during the following four months. In August 1356 the Black Prince headed north on another devastating chevauchée with 6,000 men; he was intercepted by the main French army, 11,000 strong, and forced to battle at Poitiers, where he decisively defeated the French and captured King John II of France.
## Background
Since the Norman Conquest of 1066, English monarchs had held titles and lands within France, the possession of which made them vassals of the kings of France. Following a series of disagreements between Philip VI of France (r. 1328–1350) and Edward III of England (r. 1327–1377), on 24 May 1337 Philip's Great Council in Paris agreed that the lands held by Edward III in France should be taken back into Philip's hands on the grounds that Edward III was in breach of his obligations as a vassal. This marked the start of the Hundred Years' War, which was to last 116 years.
Before the war commenced, at least 1,000 ships a year departed Gascony. Among their cargoes were more than 80,000 tuns of wine. The duty levied by the English Crown on wine from Bordeaux, the capital of Gascony, was more than all other customs duties combined and by far the largest source of state income. Bordeaux had a population of more than 50,000, greater than London's, and Bordeaux was possibly richer. However, by this time English Gascony had become so truncated by French encroachments that it relied on imports of food, mostly from England. Any interruptions to regular shipping were liable to starve Gascony and financially cripple England; the French were well aware of this.
Although Gascony was the cause of the war, Edward III was able to spare few resources for its defence, and previously when an English army had campaigned on the continent it had operated in northern France. In most campaigning seasons the Gascons had to rely on their own resources and had been hard-pressed by the French. In 1339 the French besieged Bordeaux, the capital of Gascony, even breaking into the city with a strong force before they were repulsed. Typically the Gascons could field 3,000–6,000 men, the large majority infantry, although up to two-thirds of them would be tied down in garrisons. In July 1346, Edward III landed the main English army in Normandy in northern France. Philip concentrated French forces against this threat and over the following year the Anglo-Gascons were able to push the focus of the fighting away from the heart of Gascony.
The French port of Calais fell to the English on 3 August 1347 after an eleven-month siege and shortly after the Truce of Calais was signed. This was partially the result of both countries being financially exhausted. The same year the Black Death reached northern France and southern England, resulting in the death of approximately 45 per cent of the population. Fighting continued in Picardy and Brittany, and especially fiercely in south-west France, where the English raided deep into French territory, but no large forces took the field. Negotiations for a permanent peace commenced in 1353 in Avignon under the auspices of Pope Innocent VI and the war died down to skirmishes and small-scale raids. These talks collapsed in early 1355. In April 1355 Edward III and his council, with the treasury in an unusually favourable financial position, decided to launch offensives that year in both northern France and Gascony. John II of France (r. 1350–1364) attempted to strongly garrison his northern towns and fortifications against the expected descent by Edward III, at the same time assembling a field army; he was unable to, largely due to lack of money.
## Prelude
In their 1345 and 1346 Gascon campaigns, the English had pushed the main front back well beyond the borders of Gascony to the north and west, among other things guaranteeing its food supplies and putting the Gascon territory beyond reach of French advances from those directions. Numerous French-held castles and small towns remained within what was nominally English territory, just as the English had outposts deep within French territory. To the immediate south lay the County of Armagnac, largely untouched by the war. It was the heartland of John, Count of Armagnac, the French King's personal representative in the south west and the most powerful French noble in the region. John had long been a proponent of pressing the war against Gascony. He had ignored his orders to keep the truce in 1354, raiding repeatedly into Agenais and besieging several important towns, albeit unsuccessfully. In spring 1355 he again made unsuccessful attempts to capture English-held towns. Frustrated, and with the peace talks having failed, he launched repeated raids deep into Gascony throughout the summer, to great effect. He devastated agricultural areas and burnt down the suburbs of several Gascon towns.
Edward III's eldest son, Edward of Woodstock, later commonly known as the Black Prince, was given the Gascon command and began assembling men, shipping and supplies. He was scheduled to sail in July, but eventually set off on 9 September, arriving in Bordeaux, the capital of Gascony, on the 20th accompanied by 2,200 English soldiers. The next day he was formally acknowledged as the king's lieutenant in Gascony, with plenipotentiary powers. The Gascon nobility pressed on him the advantages of striking at the County of Armagnac. The Black Prince agreed to make Armagnac his first target. Gascon nobles, who had been preparing for the expedition for some time, reinforced him to a strength of somewhere between 5,000 and 6,000 and provided a bridging train and a substantial supply train. The latter largely carried grain for the horses, although later it was used to transport the spoils of the chevauchée.
The English expedition to Normandy was intended to be carried out with the cooperation of the French magnate Charles II of Navarre, but Charles reneged on the agreement. Instead a chevauchée, a large-scale mounted raid, was attempted from the English enclave of Calais in November. However, the French King had stripped the area of fodder, food and potential booty, causing the English to return to Calais within ten days. They had achieved nothing, but did focus French attention on the north.
## Chevauchée
### Heading east
On 5 October 1355 the Black Prince's Anglo-Gascon force left Bordeaux on their own carefully planned chevauchée. It took in reinforcements and supplies at Saint-Macaire, 30 miles (48 km) to the south, and continued through Bazas, reaching the border with Armagnac on 12 October. The rapid march to this point caused many of the expedition's 15,000 horses to die or break down, especially those which had accompanied the English on the exhausting eleven-day sea voyage and been given inadequate time to recover; this had been allowed for, and they were replaced locally. Before crossing the border new knights were dubbed, as if it were the eve of a formal battle, and banners were unfurled. As soon as Armagnac was entered the army started devastating the countryside; the Anglo-Gascons divided into three columns, which marched parallel to each other, to maximise the destruction. Over eleven days the chevauchée traversed Armagnac from west to east, in sight of the Pyrenees. The weather was fine, and one combatant reported the area to be "a noble, rich and beautiful region". Most towns were fortified in name only and were easily stormed and burnt. Within reach of the line of march only two towns escaped destruction. The Black Prince wrote "we rode ... through the land of Armagnac, harrying and wasting the country, the [Gascon lords] were much comforted."
John of Armagnac deliberately avoided battle, even though the French forces in the region outnumbered the English. He was reinforced by James de Bourbon, Constable of France, and Jean de Clermont, Marshal of France, and the French concentrated in the strongly fortified large city of Toulouse, expecting a siege. They broke the bridges enabling access to the city and confidently expected the Black Prince to withdraw to Gascony once he saw the strength of the fortifications. The English passed within a few miles of the city and continued east, fording the strongly flowing Garonne and Ariège rivers; the former described by a member of the expedition as "rough, rocky and most frightening" and the latter as even "more dangerous". Several horses and a small, but unknown, number of men were lost during the operation, but the supply wagons all crossed successfully. This took the French by surprise; they had not even guarded the fords.
The area they now passed through was known as the granary of southern France; a contemporary described the area east of Toulouse as the "fattest land in the world". The English continued to burn everything they could, targeting windmills in particular; as a region unable to grind its own grain was unlikely to be able to provide a surplus to support the French military. As before, they stormed all but the largest towns and strongest castles, often amidst brutality and slaughter. Small groups ranged at least 24 miles (39 km) from the main body, looting and burning smaller places across a wide front. The major city of Carcassonne, 50 miles (80 km) east of Toulouse, was the cultural, political, religious and financial centre of the area and was captured when the population abandoned the town and retreated to the strongly fortified citadel. They offered a huge sum if the English would spare the town, but this was refused. After three days of rest and looting the town was thoroughly fired. The tax records for the region were also captured, which enabled the English to form an accurate view of the damage they were doing to the French economy and war effort. They continued east, in weather which had turned wintery: "the whole area was burned" according to a participant. Two days later, on 8 November, they reached Narbonne, 10 miles (16 km) from the Mediterranean. It was only a little less populous than London, but again the town was rapidly captured and sacked while the citadel was ignored. The French in the citadel responded by bombarding the English with artillery.
The whole of southern France was in uproar. A major offensive so late in the year had not been expected and the Black Prince's willingness to march 300 miles (480 km) from his base, crossing rivers considered impassable to large bodies and living off the land, took the French completely by surprise. English scouts, foragers and arson parties pushed out in all directions from Narbonne, some as far as 30 miles (48 km). French towns up to 100 miles (160 km) away began hastily reinforcing their fortifications. Two nuncios arrived from Pope Innocent, attempting to arrange a truce; they were turned away, being told to apply to Edward III.
### Returning west
John of Armagnac, with Bourbon and Clermont, moved at least part of the French army to Homps, 15 miles (24 km) west of Narbonne, where the road crossed the River Aude. They apparently hoped to force the English to attack them across the river, and so fight at an advantage. The English were unable to remain in any one place for long, as it soon became stripped of food, especially fodder and grain for the 15,000 horses with the army. So on 10 November the English moved out from Narbonne, their rearguard and stragglers being harassed by a sortie of the town militia. The English crossed the Aude north of Narbonne and then headed north east towards Béziers; their scouts reported that the town was strongly held, and so after a council of war they turned back to the west, expecting to have to fight Armagnac's force. It was an arduous march and water was short; one chronicler writes that the horses, which would normally require 120,000 imperial gallons (550,000 L; 140,000 US gal) of water each day, had to be given wine instead. The French retreated to Toulouse, not wishing to meet the English on equal terms, when they anticipated that the English combined arms tactics and use of longbowmen would lead to their defeat. The Black Prince pursued them as far as Carcassonne, where, struggling to forage in territory which had already been well picked over, he struck south towards the prosperous city of Limoux, which was destroyed.
On Sunday 15 November the English army razed four large French towns and devastated the surrounding area, while their leaders were inducted as lay brothers at the Dominican monastery at Prouille. The English then turned east again, across the County of Foix. On the 17th the Black Prince met with Gaston, Count of Foix, the most powerful French noble in the region after Armagnac, and a great enemy of his. The details of the discussion are unknown, but Gaston allowed the English free passage, arranged provisions, allowed his men to join the Black Prince's army and provided guides. The weather was bad, and the going difficult; the army again forded the Garonne and Ariège in flood, to the amazement of locals. Numerous towns not belonging to Gaston were looted and burnt.
The French were initially quiescent as the English swung wide to the south of Toulouse, but James of Bourbon persuaded John of Armagnac to lead the French army south west from Toulouse on 18 November in an attempt to cut off the English. They hoped to turn back the English at the River Save, in eastern Armagnac, and so strand them in French territory. The two advance guards met in a fierce clash on 20 November; the French were defeated and they retreated. The English followed and camped close to the French on the 22nd, in formation, anticipating a battle the next day, but the numerically superior French withdrew during the night. The English headed directly for Gascony, following a different route to that of six weeks earlier. The marching was hard and water was short in places, causing an increase in deaths among the horses. On 28 November the English crossed the border of Gascony, and many Gascons left at this point. The balance of the army returned to La Réole on 2 December, having marched 675 miles (1,100 km); the Black Prince and his entourage moved on to Bordeaux on the 9th.
## Effect
Contemporary accounts agree the chevauchée left immense destruction in its wake, and that an enormous amount of booty was seized; according to one account, English soldiers jettisoned the silver they had looted, in order to be able to carry all the gold and jewellery available. It was reported that the formal booty took 1,000 carts to transport; a gross exaggeration, but indicative of the impression the amount of loot seized made on contemporaries. The French knights and merchants captured were ransomed.
While no territory was captured, enormous economic damage was done to France. Carcassonne alone generated more tax than seven entire provinces combined. The four main cities burnt down alone paid for 1,000 men-at-arms and generated an additional 100,000 écu in tax each year; if unadulterated this would be approximately half a tonne (0.5 ton) of silver, or two per cent of the French Crown's annual income. It was estimated that the towns destroyed generated a total of 400,000 écu annually in war taxes. All were subsequently given considerable tax exemptions and trade privileges for many years. For example, the town of Avignonet was exempted from war taxes for seven years. In addition, 500 villages were destroyed. The modern historian Clifford Rogers concluded that "the importance of the economic attrition aspect of the chevauchée can hardly be exaggerated."
As well as the direct financial effects, towns throughout the south of France looked to their defences, spending large amounts over several years on building or repairing fortifications, and being much less willing to let troops raised locally serve away from home. Contemporaries, including the Black Prince, considered the chevauchée to have been as successful in non-financial terms as in financial, itemising the punishment of minor lords who had switched sides to the French; the persuasion of local magnates, especially Gaston of Foix, to move towards the English; the securing of Gascony against attack from the south; and the establishment of a moral ascendancy over the French forces. All this had been achieved during the Black Prince's first independent command and with almost no losses among the Anglo-Gascons.
## Aftermath
The majority of the Gascon troops involved in the chevauchée dispersed to their homes for winter. After a three-week break and an enthusiastic celebration of Christmas the English force, plus a small number of Gascons, was divided into four groups and resumed the offensive. French morale was low, and the lack of money for wages kept garrisons small. More than 50 French-held towns or fortifications were captured during the following four months, including strategically important towns close to the borders of Gascony, and others over 80 miles (130 km) away. Armagnac put John of Boucicaut in charge of defending this front over the winter, but as he had only 600 men he felt there was little he could do. Other, local, French commanders felt similarly under-resourced and attempted no countermeasures. Several members of the local French nobility went over to the English; the Black Prince received homage from them on 24 April 1356.
Reinforcements of men and horses and supplies of food and materiel arrived from England during the spring, and at the start of August 1356 the Black Prince headed north on another chevauchée with an Anglo-Gascon force of 6,000. He penetrated as far as the Loire, then withdrew, pursued by the main French army, 11,000 strong, under John II. The English were forced to battle at Poitiers, where they decisively defeated the French and captured John II.
## Notes, citations and sources
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70,168,389 |
John C. Young (pastor)
| 1,171,273,163 |
American educator and pastor (1803–1857)
|
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"1803 births",
"1857 deaths",
"19th-century American clergy",
"19th-century American educators",
"American Presbyterian ministers",
"American colonization movement",
"American slave owners",
"American temperance activists",
"Burials in Bellevue Cemetery (Danville, Kentucky)",
"Centre College faculty",
"Columbia College (New York) alumni",
"Dickinson College alumni",
"People from Danville, Kentucky",
"People from Franklin County, Pennsylvania",
"Presidents of Centre College",
"Princeton Theological Seminary alumni"
] |
John Clarke Young (August 12, 1803 – June 23, 1857) was an American educator and pastor who was the fourth president of Centre College in Danville, Kentucky. A graduate of Dickinson College and Princeton Theological Seminary, he entered the ministry in Lexington, Kentucky, in 1828. He accepted the presidency of Centre College in 1830, holding the position until his death in 1857, making him the longest-serving president in the college's history. He is regarded as one of the college's best presidents, as he increased the endowment of the college more than five-fold during his term, and increased the graduating class size from two students in his first year to forty-seven in his final year.
Continuing to preach while in office, Young accepted the pastorate of the Danville Presbyterian Church in 1834, and founded the Second Presbyterian Church in Danville in 1852. He was a respected member of the church and was elected moderator of the Presbyterian Church's General Assembly in 1853. He published several sermons and speeches as part of this work, including one about temperance and several in support of the gradual emancipation of slaves.
Young is the namesake of several facets of the college today, including Young Hall and the John C. Young Scholars Program. He was the father of William C. Young, who later became Centre's eighth president.
## Early life and education
Young was born on August 12, 1803, in Greencastle, Pennsylvania, to Rev. John Young and Mary Clarke Young. He was the youngest child and an only son. As his father died while John was still an infant, he was raised almost entirely by his mother and educated at home by his grandfather, George Clark.
He moved to New York City to study at a classical school under John Borland, described as an "eminent teacher in the city of New York", before going to college. His uncle, the seven-term U.S. House Clerk Matthew St. Clair Clarke, offered to mentor him in a law-based profession, but he declined and decided to follow his father into the ministry. Young enrolled at Columbia College (now Columbia University), where he spent three years. He eventually transferred to Dickinson College in his native Pennsylvania, and he graduated with honors in 1823. He spent two years after graduation in New York, teaching algebra at the classical school he attended for the first and serving as an assistant to the professor of mathematics at Columbia for the second. In 1825, he enrolled at Princeton Theological Seminary, where he spent three years studying theology, specifically the interpretation of the Bible based upon the principles of Scottish common sense realism. He also tutored students at the College of New Jersey (now Princeton University). He graduated from Princeton Theological Seminary with a Doctor of Divinity degree in 1828.
## Career
### Early career and inauguration
After he received a license to preach from the Presbytery of New York on March 7, 1827, Young's career in the ministry began following his graduation from Princeton. In 1828, he moved to Lexington, Kentucky, where he was appointed to the pastorate of McChord Presbyterian Church (now Second Presbyterian Church), founded in 1815 by James McChord, who was later elected as the first president of Centre College in Danville, Kentucky.
Centre's presidency became vacant in October 1830 when Gideon Blackburn resigned the office, At the recommendation of Archibald Alexander, principal of Princeton Theological Seminary, the college's trustees offered Young the position in a unanimous vote. He accepted and was inaugurated as the fourth president of Centre College on November 18, 1830, at the age of 27.
### President of Centre College
Young inherited a college described by a Centre historian as "small and poor"; it was one which had graduated just 24 or 25 students over the course of its eleven-year history. His primary duty as president was raising funds, which the college desperately needed. Early in his presidency, he went to New York in an attempt to do so, and was successful in raising \$6,000 () to sponsor two new professors. He also succeeded in raising money from residents of Danville and other parts of Kentucky. He served on the college faculty as a professor of logic and moral philosophy, and taught belles-lettres and political economy when those positions were unfilled. After the conclusion of his first academic year as president, he delivered the commencement address to the senior class on September 22, 1831.
The curriculum during Young's tenure consisted of classics, mathematics, natural science and history, "taught within a Christian framework". The college catalogue from 1866 notes that each day of classes began with the "worship of God" and that religious instruction and sermons, held on the first Monday of each week, were required for all students. He became concerned with the behavior of the students as his tenure progressed; in an 1845 report to the Board of Trustees, he made note of the increased rate of drunkenness among the students and noted "[the College] has been in a worse condition in respect to good order than it has ever been since I have been connected with it". While a member of Centre's faculty, he was elected to membership of the Beta Theta Pi fraternity; this practice of electing members of a college's board of trustees or faculty was relatively common in the fraternity at the time. Centre graduated a fair proportion of its first notable alumni during his time in office; the class of 1855 alone consisted of John Y. Brown, Thomas Theodore Crittenden, Boyd Winchester, and William Campbell Preston Breckinridge. Other graduates during his term included John C. Breckinridge (1838), John Christian Bullitt (1849), John Marshall Harlan (1850), and Andrew Phelps McCormick (1854).
### Ministry and involvement with the Presbyterian Church
In 1834 Young became the pastor of the Danville Presbyterian Church, which served students and the town at large. He was popular with his congregation, which grew in size rapidly. A few years later, the Presbyterian Church found itself embroiled in the Old School–New School controversy, an 1837 schism that split the church into "Old School" traditional Calvinist theological conservatives and "New School" revivalists. He was a part of the "Old School", as were the Synod of Kentucky, many other southern synods, and both of Danville's Presbyterian Churches at which he had preached. Around this time he was offered the presidency at Transylvania University due to his successes in Danville, though he ultimately opted to stay at Centre. In 1852, the congregation had outgrown the building, and he founded a second church, the Second Presbyterian Church, to accommodate the many students that attended. The church remained operational until 1969, when the building was vacated and the congregations joined at the original First Presbyterian Church.
Young was among the delegates from the Synod of Kentucky to the 1853 General Assembly of the "Old School" Presbyterian Church, held in Philadelphia. On May 20, 1853, the second day of the meeting, he was elected to the office of moderator, earning the bare minimum number of votes necessary for a majority, 126 out of an available 251, and winning election on the first ballot. Commenting on his performance as moderator, a correspondent from The New York Times noted that he was "of decided ability". On May 23, he and the other delegates from the Synod of Kentucky petitioned the General Assembly for \$60,000 () to be put towards land and trusts to build a "Seminary of the first class" in "the West", with a plot of "ten or more acres" in Danville being named as a specific location. This seminary opened in Old Centre in 1853 as the Danville Theological Seminary, and moved to downtown Danville, in Constitution Square, the following year.
## Personal life and death
Young married Frances Breckinridge, the sister of Centre graduate and later Vice President John C. Breckinridge, on November 3, 1829. The couple had four daughters between 1831 and 1837. After Frances' death on November 2, 1837, Young remarried to Cornelia Crittenden, the daughter of Governor John J. Crittenden, in 1839. The pair remained married until his death. The couple had six children between 1841 and 1849, including William C. Young, who graduated from Centre in 1859 and became Centre's eighth president in 1888.
Young suffered from poor health for the last several years of his life. Upon arriving at Centre in 1854, future college president William L. Breckinridge said in a letter to his father, "Dr. Young looks badly – the rest look well". Young died on June 23, 1857, at the age of 53. The cause of death was ultimately determined to have been stomach disease, which led to a hemorrhage. At the time of his death, he still held the presidency of the college. At his funeral, Robert Jefferson Breckinridge delivered the eulogy. Young was buried at Bellevue Cemetery in Danville; his son, William, was eventually buried next to him. His successor to the presidency was Rev. Lewis W. Green, who was a faculty member for much of Young's time at the college. Green was elected to the position in August 1857 and began his term as president on January 1, 1858.
At the time of his death, Young was working on The Efficacy of Prayer, a treatise described by The Evangelical Repository as "worthy of the subject and the author". The work was published posthumously by the Presbyterian Board of Publishing. Young had given and published many speeches, essays, and sermons over the course of his life, including a speech about temperance, a speech at the inauguration of the professors at the Danville Theological Seminary, and a sermon entitled "On the Sinfulness, Folly and Danger of Delay".
Young was a proponent of the gradual emancipation of slaves, and gave several speeches advocating for it as a more moderate and reasonable alternative to immediate abolitionism; he also debated this subject at speaking engagements in Danville, Harrodsburg, and Garrard County with persons including the Presbyterian lawyer George Blackburn Kincaid and president James Shannon of Bacon College. Young was a slaveholder himself, and freed some of his own slaves on two separate occasions. Young was a member of an 1835 committee that determined the Synod's position in support of gradual emancipation, and Young himself also supported the colonization of former slaves in Africa; four black members of his congregation emigrated to Liberia under this plan in the early 1850s. He gave multiple speeches on this subject as well, including his Address to the Presbyterians of Kentucky, proposing a Plan for the Instruction and Emancipation of their Slaves (1834) and The Doctrine of Immediate Emancipation Unsound (1835), and proposed the addition of a clause providing for gradual emancipation in the new state constitution in 1849.
## Legacy
Among the aspects of Centre College named in honor of Young is Young Memorial Hall, named for John and William, which was dedicated on January 8, 1909, and was the college's first building devoted entirely to science. This building was destroyed in a fire several days before its scheduled demolition, and was replaced by a new Young Hall, which was dedicated on March 21, 1970. The new building underwent renovations and a large addition was dedicated on October 21, 2011. The John C. Young Scholars program at Centre, founded in 1989 as the John C. Young honors program, also bears his name, as does the John C. Young Symposium, where the aforementioned scholars present research and projects which they worked on as a part of the program.
Regarded by many Centre historians as one of the college's best presidents, Young and his administration had a lasting effect on the college. During the course of his term, which lasted nearly 27 years, the college's endowment grew to over \$100,000 (), representing more than a five-fold increase, and the enrollment exceeded 250 students. Young's final graduating class, the class of 1857, boasted 47 members, which was Centre's largest-ever class at the time; this was a significant increase over the graduating class of two students which Centre produced in Young's first year in office. Young's nearly 27-year term remains as the longest of any president in Centre's history, exceeding the terms of Thomas A. Spragens, who served for 24 years from 1957 to 1981, and John A. Roush, who served for 22 years between 1998 and 2020.
|
1,478,986 |
You Only Move Twice
| 1,170,907,986 | null |
[
"1996 American television episodes",
"Denver Broncos",
"James Bond parodies",
"Parody television episodes",
"Television shows written by John Swartzwelder",
"The Simpsons (season 8) episodes"
] |
"You Only Move Twice" is the second episode of the eighth season of the American animated television series The Simpsons. It first aired on the Fox network in the United States on November 3, 1996. The episode, based on a story idea by Greg Daniels, has three major concepts: the family moves to a new town; Homer starts to work for a friendly, sympathetic boss; and that boss, unbeknownst to Homer, is a supervillain. Bart, Lisa and Marge each have individual secondary storylines. John Swartzwelder wrote the episode, which was directed by Mike B. Anderson.
The episode's title is a reference to the James Bond film You Only Live Twice (film). Many elements of the episode parody the James Bond films, with a character modeled after Bond making a brief appearance. Setting the second and third acts in a new town, Cypress Creek, required the animators to create entirely new layouts and background designs. Albert Brooks, in his fourth appearance on The Simpsons, guest stars as the voice of Hank Scorpio, one of the most popular one-time characters in the entire series. The episode has received critical acclaim. IGN named "You Only Move Twice" the best episode of the eighth season and Albert Brooks as one of the best guest stars in the history of the show.
## Plot
On his way to work one morning, Smithers is offered a job at the Globex Corporation, but refuses. Being the next-longest tenured employee of the plant, Homer ends up getting the job. He informs his family that the new job pays better but involves them moving to Cypress Creek. The family originally opposes the move, but they watch a video about the planned community and, seeing that it is much nicer than Springfield, agree to move there. Abandoning their house, the Simpsons pack up and leave town.
After arriving at their new house at 15201 Maple Systems Road, Homer's new boss, Hank Scorpio, introduces himself. Scorpio, who seems like the perfect boss, takes a shine to Homer and makes him chief motivator in the nuclear division. Meanwhile, Bart starts school, but he soon finds that his new class is far above the standards of Springfield Elementary and is sent to a remedial education class. Lisa goes for a nature walk and discovers that she is allergic to all the wildlife around Cypress Creek. Marge tries to go about her daily chores, but as their new house does everything automatically, she has nothing to do during the day but drink wine and mope.
On Homer's first day at work, Scorpio gives him a tour of the company and listens with interest to his secret dream of owning the Dallas Cowboys football team. He tells Homer that his dream may come true someday. Homer does an excellent job of motivating his team. During a meeting with Homer, Scorpio excuses himself, turns to a screen, threatens the United Nations Security Council by saying they have 72 hours to deliver an unspecified amount of gold and promptly blows up the 59th Street Bridge. Homer remains oblivious to Scorpio's evil genius tendencies, which include work on a doomsday device and his attempts to kill a spy named "James Bont" with a laser.
At dinner, Homer proudly tells the family how well he is doing at work, but he discovers that they hate Cypress Creek and want to return to Springfield. Dejected, Homer goes to visit Scorpio for advice at the same time that United States Army Special Forces assault Globex HQ. He asks Scorpio what to do and is advised that he should do what's best for his family. Scorpio straps on a flamethrower and holds his ground, while Homer sadly walks away, kicking a grenade in the process. The next day, the family returns to Springfield and Homer receives the Denver Broncos as a present from Scorpio, who has successfully managed to seize East Coast of the United States.
## Production
The episode's original concept came from a story idea by Greg Daniels. The writing staff came up with three major concepts. The first involves the Simpson family moving away from Springfield. The writers initially hoped the audience would be fooled into thinking the move was permanent. As a result, they tried to work in as many characters during the episode's first act to make it seem that the family was really leaving. The second involved Homer getting a new job with an employee-friendly boss—in stark contrast to the tyrannical Mr. Burns. The third was that Homer's new boss would be a supervillain resembling Ernst Stavro Blofeld. This element was meant to be in the background, unbeknownst to Homer.
The writers sought to give every family member their own story. They spent some time arguing over whether to include the depressing idea of Marge becoming an alcoholic in the episode. There was originally another idea involving Grampa Simpson. He is left behind in Springfield and receives recorded greeting phone calls from the family. The plot went on for four sequences, all of which were cut from the episode because of time constraints but were later included in the DVD release.
The show's writers did not worry too much about perfecting Scorpio's lines because they knew Albert Brooks, who was voice acting the character, would rewrite or Ad libitum most of them. Entire sections of Scorpio's dialogue such as his hammock speech are Brooks's lines, not the writers'. Dan Castellaneta described how, after he prepared something for Homer to say in response to Brooks' new Scorpio lines, Brooks would deliver totally different lines on the next take. Josh Weinstein said Homer's reactions are exactly like those of someone talking to Albert Brooks. In all, his recordings were over two hours long.
For "about a week", he was to reprise the role of Scorpio, but the staff felt that a new character was a better idea and created the character of Russ Cargill for Brooks to voice.
The animators needed to design completely new sets for the episode. Christian Roman, John Reiss and Mike Anderson storyboarded the episode. In the original animatic, Santa's Little Helper and Snowball II were not present, so the animators went back and added them, even though they are not a part of the story. It is a common misconception that Scorpio's design was modeled after Richard Branson. The final design, which underwent an overhaul, was hailed by the writers as "the perfect madman". All the students in Bart's remedial class were initially given hair modeled on Ralph Wiggum's, but the staff felt that the children looked "kinda troubled", so their designs were altered.
Mr. Bont, the man Homer tackles, was initially supposed to be James Bond, but Fox would not let the writers use the name because of concerns over possible lawsuits. They finally decided on "Bont" because it was the most similar name they could legally use.
## Cultural references
The final scene at Globex contains several references to action and James Bond films. The episode's title and many references are from the Bond film You Only Live Twice, as well as an allusion to A View to a Kill. Homer tackles and inadvertently helps get a character modeled after Sean Connery's Bond killed, following a parody of the laser scene from Goldfinger. Miss Goodthighs from the 1967 James Bond parody Casino Royale makes an appearance in the episode. She can be seen attacking a character modeled after U.S. Army General Norman Schwarzkopf.
At the beginning of the episode, Waylon Smithers hums "I work for Monty Burns, M-M-M-M-M-M-Monty Burns" to the tune of "Hooray for Hollywood".
The sign at the elementary school displays `http://www.studynet.edu`. Weinstein called it "one of the show's most obviously dated jokes" because the idea of a school having its own website was almost a novelty in 1996.
The song at the end of the show, written by Ken Keeler, is a parody of various Bond themes. Keeler originally wrote it to be three seconds longer and sound more like the Goldfinger theme, but the final version was shorter and the lyrics were sped up. The writers wanted the song to be sung by Shirley Bassey, who sang several Bond themes, but they could not get her to record the part.
Homer's disappointment at being given the Denver Broncos in lieu of the Dallas Cowboys was a reference to the Cowboys' success at the time. When the episode was aired, the Cowboys had won a then-record five Super Bowls and were the defending Super Bowl champions while the Broncos had yet to win a league title; moreover, the American Football Conference of which the Broncos were part had not won the Super Bowl since the 1983 season. Ironically, in real life the Broncos have been the far more successful team since the episode was aired, appearing in four Super Bowls and winning three. In contrast, the Cowboys have not appeared in the Super Bowl since 1996. Since Homer Simpson took "ownership" of the Broncos in this episode, as of January 2023, the team has not lost to the Dallas Cowboys. In the seven games that the two teams have played since this episode aired, the Broncos are 7-0, outscoring the Cowboys by a combined score of 232-159.
## Reception
After its original broadcast, "You Only Move Twice" finished 50th in the Nielsen ratings for the week of October 28 – November 3, 1996, with a rating of 8.5, equivalent to approximately 8.2 million viewing households. It was the second highest-rated show on the Fox network that week, following The X-Files.
“You Only Move Twice” has received acclaim from fans and television critics. In 2006, IGN named Brooks The Simpsons' best guest star citing Scorpio as his best role. The Phoenix.com also placed Brooks at the top of their best guest voices list of Simpsons characters. In his book Planet Simpson, author Chris Turner says Brooks is second only to Phil Hartman among the show's guest stars writing that he "brings hilarious satirical seamlessness to Scorpio's paradoxical nature". He believes the delivery of Scorpio's final line—"But Homer, on your way out if you wanna kill somebody, it would help me a lot."—seals Brooks's place in The Simpsons' history. The Simpson family's new street address, 15201 Maple Systems Road, is writer Ken Keeler's favorite street name in the show.
IGN also picked the episode as the best of the eighth season, saying it "is a wonderful example of slowly building up the comedy it's impossible to fathom this one not being very high up on any list of the best Simpsons episodes of all time." Reviewer Robert Canning gave the episode a "Masterful" score of ten out of ten, saying the episode "may well be the greatest Simpsons episode of all time". Warren Martyn and Adrian Wood, authors of the book I Can't Believe It's a Bigger and Better Updated Unofficial Simpsons Guide, called it "a tremendous episode" saying it has "some really good moments, most of them involving Bart, Lisa, and Marge's loathing for Cypress Creek. The remedial kids are fab (especially Warren), and Lisa's second chipmunk encounter is inspired. Scorpio is a good character, especially his Christopher Walken-esque killing spree." They named the owl grabbing the chipmunk during Lisa's trip to the forest one of the greatest sight gags in the show's history. Chris Turner also felt that the remedial boy Gordy's line may be "the broadest parody of a Canadian accent in the history of American pop culture". Ben Rayner of the Toronto Star included "You Only Move Twice" on his list of the best episodes of The Simpsons. In his review of The Complete Eighth Season DVD set, Raul Burriel described it as one of the "most clever episodes the series has ever given us". Entertainment.ie named it among the 10 greatest Simpsons episodes of all time. In 2019, Consequence of Sound ranked it number seven on its list of top 30 Simpsons episodes. In 2020, Al Jean acknowledged "You Only Move Twice" as an episode many consider to be a favorite. In The A.V. Club, Erik Adams called it one of the best episodes of the season. He praises the climactic scene: "It's as good an approximation of this type of James Bond sequence as you'll see outside of the first Austin Powers movie, with the added twist that Homer's resignation holds our attention better than any cauldron of scalding-hot green liquids. Character and relationship holds sway—even when one of those characters is strapping on a flamethrower."
|
246,843 |
Pedro Álvares Cabral
| 1,173,464,102 |
Portuguese military commander and explorer (c. 1467/8 – c. 1520)
|
[
"1460s births",
"1520 deaths",
"15th century in Brazil",
"15th-century Portuguese people",
"16th-century Portuguese people",
"16th-century explorers",
"Explorers of India",
"Maritime history of Portugal",
"People from Belmonte, Portugal",
"People from Santarém, Portugal",
"Portuguese Roman Catholics",
"Portuguese colonization of the Americas",
"Portuguese explorers of South America",
"Portuguese in Kerala"
] |
Pedro Álvares Cabral (; born Pedro Álvares de Gouveia; ) was a Portuguese nobleman, military commander, navigator and explorer regarded as the European discoverer of Brazil. He was the first human in history to ever be on four continents, uniting all of them in his famous voyage of 1500, where he also conducted the first substantial exploration of the northeast coast of South America and claimed it for Portugal. While details of Cabral's early life remain unclear, it is known that he came from a minor noble family and received a good education. He was appointed to head an expedition to India in 1500, following Vasco da Gama's newly-opened route around Africa. The undertaking had the aim of returning with valuable spices and of establishing trade relations in India—bypassing the monopoly on the spice trade then in the hands of Arab, Turkish and Italian merchants. Although the previous expedition of Vasco da Gama to India, on its sea route, had recorded signs of land west of the southern Atlantic Ocean (in 1497), Cabral led the first known expedition to have touched four continents: Europe, Africa, America, and Asia.
His fleet of 13 ships sailed far into the western Atlantic Ocean, perhaps intentionally, and made landfall (April 1500) on what he initially assumed to be a large island. As the new land was within the Portuguese sphere according to the 1494 Treaty of Tordesillas, Cabral claimed it for the Portuguese Crown. He explored the coast, realizing that the large land mass was probably a continent, and dispatched a ship to notify King Manuel I of the new territory. The continent was South America, and the land he had claimed for Portugal later came to be known as Brazil. The fleet reprovisioned and then turned eastward to resume the journey to India.
A storm in the southern Atlantic caused the loss of several ships, and the six remaining ships eventually rendezvoused in the Mozambique Channel before proceeding to Calicut in India. Cabral was originally successful in negotiating trading rights, but Arab merchants saw Portugal's venture as a threat to their monopoly and stirred up an attack by both Muslims and Hindus on the Portuguese entrepôt. The Portuguese sustained many casualties and their facilities were destroyed. Cabral took vengeance by looting and burning the Arab fleet and then bombarded the city in retaliation for its ruler having failed to explain the unexpected attack. From Calicut the expedition sailed to the Kingdom of Cochin, another Indian city-state, where Cabral befriended its ruler and loaded his ships with coveted spices before returning to Europe. Despite the loss of human lives and ships, Cabral's voyage was deemed a success upon his return to Portugal. The extraordinary profits resulting from the sale of the spices bolstered the Portuguese Crown's finances and helped lay the foundation of a Portuguese Empire that would stretch from the Americas to the Far East.
Cabral was later passed over, possibly as a result of a quarrel with Manuel I, when a new fleet was assembled to establish a more robust presence in India. Having lost favor with the King, he retired to a private life of which few records survive. His accomplishments slipped mostly into obscurity for more than 300 years. Decades after Brazil's independence from Portugal in the 19th century, Cabral's reputation began to be rehabilitated by Emperor Pedro II of Brazil. Historians have long argued whether Cabral was Brazil's discoverer, and whether the discovery was accidental or intentional. The first question has been settled by the observation that the few, cursory encounters by explorers before him were barely noticed at the time and contributed nothing to the future development and history of the land which would become Brazil, the sole Portuguese-speaking nation in the Americas. On the second question, no definite consensus has been formed, and the intentional discovery hypothesis lacks solid proof. Nevertheless, although he was overshadowed by contemporary explorers, historians consider Cabral to be a major figure of the Age of Discovery.
## Early life
Little is certain regarding Pedro Álvares Cabral's life before, or following, his voyage which led to the discovery of Brazil. He was born in 1467 or 1468—the former year being the most likely—at Belmonte, about 30 kilometres (19 mi) from present-day Covilhã in central Portugal. He was a son of Fernão Álvares Cabral and Isabel Gouveia—one of five boys and six girls in the family. Cabral was christened Pedro Álvares de Gouveia and only later, supposedly upon his elder brother's death in 1503, did he begin using his father's surname. The coat of arms of his family was drawn with two purple goats on a field of silver. Purple represented fidelity, and the goats were derived from the family name (cabral pertains to goats in English). However, only his elder brother was entitled to make use of the family arms.
Family lore said that the Cabrais were descendants of Caranus, the legendary first king of Macedonia. Caranus was, in turn, a supposed 7th-generation scion of the demigod Hercules. Myths aside, the historian James McClymont believes that another family tale might hold clues to the true origin of Cabral's family. According to that tradition, the Cabrais derive from a Castilian clan named the Cabreiras (cabra is Spanish [and Portuguese] for goat) who bore a similar coat of arms. The Cabral family rose to prominence during the 14th century. Álvaro Gil Cabral (Cabral's great-great-grandfather and a frontier military commander) was one of the few Portuguese nobles to remain loyal to Dom João I, King of Portugal during the war against the King of Castile. As a reward, João I presented Álvaro Gil with the hereditary fiefdom of Belmonte.
Raised as a member of the lower nobility, Cabral was sent to the court of King Dom Afonso V in 1479 at around age 12. He received an education in the humanities and learned to bear arms and fight. He would have been roughly age 17 on 30 June 1484 when he was named moço fidalgo (young nobleman; a minor title then commonly granted to young nobles) by King Dom João II. Records of his deeds prior to 1500 are extremely fragmentary, but Cabral may have campaigned in North Africa, as had his ancestors and as was commonly done by other young nobles of his day. King Dom Manuel I, who had acceded to the throne two years previously, awarded him an annual allowance worth 30,000 reais on 12 April 1497. He was concurrently given the title Fidalgo (nobleman) in the King's Council and was named a Knight of the Order of Christ. There is no contemporary image or detailed physical description of Cabral. It is known that he had a strong build and matched his father's height of 1.90 meters (6 ft 2.8 in). Cabral's character has been described as well-learned, courteous, prudent, generous, tolerant with enemies, humble, but also vain and too concerned with the respect he felt his honor and position demanded.
## Discovery of Brazil
### Fleet commander-in-chief
On 15 February 1500, Cabral was appointed Capitão-mor (literally Major-Captain, or commander-in-chief) of a fleet sailing for India. It was then the custom for the Portuguese Crown to appoint nobles to naval and military commands, regardless of experience or professional competence. This was the case for the captains of the ships under Cabral's command—most were nobles like himself. The practice had obvious pitfalls, since authority could as easily be given to highly incompetent and unfit people as it could fall to talented leaders such as Afonso de Albuquerque or Dom João de Castro.
Scant details have survived regarding the criteria used by the Portuguese government in its selection of Cabral as head of the India expedition. In the royal decree naming him commander-in-chief, the only reasons given are "merits and services". Nothing more is known about these qualifications. Historian William Greenlee argued that King Manuel I "had undoubtedly known him well at court". That, along with the "standing of the Cabral family, their unquestioned loyalty to the Crown, the personal appearance of Cabral, and the ability which he had shown at court and in the council were important factors". Also in his favor may have been the influence of two of his brothers who sat on the King's Council. Given the political intrigue present at court, Cabral may have been part of a faction that furthered his appointment. The historian Malyn Newitt subscribes to some sort of ulterior maneuvering and has said that the choice of Cabral "was a deliberate attempt to balance the interests of rival factions of noble families, for he appears to have no other quality to recommend him and no known experience in commanding major expeditions."
Cabral became the military chief, while far more experienced navigators were seconded to the expedition to aid him in naval matters. The most important of these were Bartolomeu Dias, Diogo Dias and Nicolau Coelho. They would, along with the other captains, command 13 ships and 1,500 men. Of this contingent, 700 were soldiers, although most were simple commoners who had no training or previous experience in combat.
The fleet had two divisions. The first division was composed of nine naus (carracks) and two round caravels, and was headed to Calicut in India with the goal of establishing trade relations and a factory. The second division, consisting of one nau and one round caravel, set sail for the port of Sofala in what is today Mozambique. In exchange for leading the fleet, Cabral was entitled to 10,000 cruzados (an old Portuguese currency equivalent to approximately 35 kg of gold) and the right to purchase 30 tonnes (33 short tons; 30 long tons) of pepper at his own expense for transport back to Europe. The pepper could then be resold, tax-free, to the Portuguese Crown. He was also allowed to import 10 boxes of any other kind of spice, duty-free. Although the voyage was extremely hazardous, Cabral had the prospect of becoming a very rich man if he returned safely to Portugal with the cargo. Spices were then rare in Europe and keenly sought-after.
An earlier fleet had been the first to reach India by circumnavigating Africa. That expedition had been led by Vasco da Gama and returned to Portugal in 1499. For decades Portugal had been searching for an alternate route to the East, in order to bypass the Mediterranean Sea which was under the control of the Italian Maritime Republics and the Ottoman Empire. Portugal's expansionism would lead first to a route to India, and later to worldwide colonization. A desire to spread Catholic Christianity to pagan lands was another factor motivating exploration. There also was a long tradition of pushing back Muslims, which stemmed from Portugal's fight for nationhood against the Moors. The fight expanded first to North Africa and eventually to the Indian subcontinent. An additional ambition which galvanized the explorers was the search for the mythical Prester John—a powerful Christian king with whom an alliance against Islam could be forged. Finally, the Portuguese Crown sought a share in the lucrative West African trade of slaves and gold, and India's spice trade.
### Departure and arrival in a new land
The fleet under the command of the 32–year-old Cabral departed from Lisbon on 9 March 1500 at noon. The previous day it had been given a public send-off which included a Mass and celebrations attended by the King, his court and a huge crowd. On the morning of 14 March, the flotilla passed Gran Canaria, in the Canary Islands. It sailed onward to Cape Verde, a Portuguese colony situated on the West African coast, which was reached on 22 March. The next day, a nau commanded by Vasco de Ataíde with 150 men disappeared without a trace. The fleet crossed the Equator on 9 April, and sailed westward as far as possible from the African continent in what was known as the volta do mar (literally "turn of the sea") navigational technique. Seaweed was sighted on 21 April, which led the sailors to believe that they were nearing the coast. They were proven correct the next afternoon, Wednesday 22 April 1500, when the fleet anchored near what Cabral christened the Monte Pascoal ("Easter Mount", it being the week of Easter). The spot is on the northeast coast of present-day Brazil.
The Portuguese detected inhabitants on the shore, and all ships' captains gathered aboard Cabral's lead ship on 23 April. Cabral ordered Nicolau Coelho, a captain who had experience from Vasco da Gama's voyage to India, to go ashore and make contact. He set foot on land and exchanged gifts with the indigenous people. After Coelho returned, Cabral took the fleet north, where after traveling 65 kilometres (40 mi) along the coast, it anchored on 24 April in what the commander-in-chief named Porto Seguro (Safe Port). The place was a natural harbor, and Afonso Lopes (pilot of the lead ship) brought two natives aboard to confer with Cabral.
As in the first contact, the meeting was friendly and Cabral presented the locals with gifts. The inhabitants were Stone Age hunter-gatherers, to whom the Europeans had assigned the collective label "Indians". The men collected food by stalking game, fishing and foraging, while the women engaged in small-scale farming. They were divided into countless rival tribes. The tribe which Cabral met was the Tupiniquim. Some of these groups were nomadic and others sedentary—having a knowledge of fire but not metalworking. A few tribes engaged in cannibalism. On 26 April, as more and more curious and friendly natives appeared, Cabral ordered his men to build an altar inland where a Christian Mass was held—the first celebrated on the soil of what would later become Brazil. He, along with the ships' crews, participated.
The following days were spent stockpiling water, food, wood, and other provisions. The Portuguese also built a massive—perhaps 7 metres (23 ft) long—wooden cross. Cabral ascertained that the new land lay east of the demarcation line between Portugal and Spain that had been specified in the Treaty of Tordesillas. The territory was thus within the sphere allotted to Portugal. To solemnize Portugal's claim to the land, the wooden cross was erected and a second religious service was held on 1 May. In honor of the cross, Cabral named the newly discovered land Ilha de Vera Cruz (Island of the True Cross). The next day a supply ship under the command of either Gaspar de Lemos or André Gonçalves (the sources conflict on who was sent) returned to Portugal to apprise the King of the discovery.
## Voyage to India
### Tragedy of Southern Africa
The fleet resumed its voyage on either 2 or 3 May 1500 and sailed along the east coast of South America. Cabral became convinced that he had found an entire continent, rather than an island. Around 5 May, the fleet veered eastwards towards Africa. On 23 or 24 May they encountered a storm in the South Atlantic's high-pressure zone, resulting in the loss of four ships. The exact location of the disaster is unknown—speculations range from near the Cape of Good Hope at the southern tip of the African continent to "within sight of the South American coast". Three naus and a caravel commanded by Bartolomeu Dias—the first European to reach the Cape of Good Hope in 1488—foundered, and 380 men were lost.
The remaining vessels, hindered by rough weather and damaged rigging, were separated. One ship that had been separated, commanded by Diogo Dias, wandered onward alone, and the other six ships were able to regroup. They gathered into two formations consisting of three ships each, and Cabral's group sailed east, past the Cape of Good Hope. Fixing their position and sighting land, they turned north and landed somewhere in the Primeiras and Segundas Archipelago, off East Africa and north of Sofala. The main fleet remained near Sofala ten days undergoing repairs. The expedition then went north, and on 26 May reached Kilwa Kisiwani, where Cabral made an unsuccessful attempt to negotiate a treaty with its king.
From Kilwa Kisiwani, the fleet departed to Malindi, which was reached on 2 August. Cabral met with its king, with whom he established friendly relations and exchanged gifts. Pilots were recruited at Malindi for the last leg to India and the fleet set sail. Land was reached at Anjadip, an island frequented by ships to obtain supplies on their way to Calicut. Here the ships were beached, recaulked and painted. Final arrangements were put into place for the encounter with the ruler of Calicut.
### Massacre in Calicut
The fleet departed Anjadip and arrived in Calicut on 13 September. Cabral successfully negotiated with the Zamorin (the title of the ruler of Calicut) and obtained permission to establish a factory and a warehouse. In hopes of further improving relations, Cabral dispatched his men on several military missions at the Zamorin's request. However, on 16 or 17 December, the factory suffered a surprise attack by some 300 (according to other accounts, perhaps as many as several thousand) Muslim Arabs and Hindu Indians. Despite a desperate defense by crossbowmen, more than 50 Portuguese were killed. The remaining defenders retreated to the ships, some by swimming. Thinking that the attack was the result of unauthorized incitement by jealous Arab merchants, Cabral waited 24 hours for an explanation from the ruler of Calicut, but no apology was forthcoming.
The Portuguese were outraged by the attack on the factory and the death of their comrades and seized ten Arab merchant ships at anchor in the harbor. Around 600 of their crews were killed and the cargoes confiscated before the merchantmen were set afire. Cabral also ordered his ships to bombard Calicut for an entire day in reprisal for the violation of the agreement. The massacre was blamed in part on Portuguese animosity towards Muslims, which had developed over centuries of conflict with the Moors on the Iberian peninsula and in North Africa. Moreover, the Portuguese were determined to dominate the spice trade and had no intention of allowing competition to flourish. The Arabs also had no desire to allow the Portuguese to break their monopoly on access to spices. The Portuguese had started out by insisting on being given preferential treatment in every aspect of the trade. The letter from King Manuel I brought by Cabral to the ruler of Calicut, which was translated by the ruler's Arab interpreters, sought the exclusion of Arab traders. The Muslim merchants believed that they were about to lose both their trading opportunities and livelihoods, and attempted to sway the Hindu ruler against the Portuguese. The Portuguese and Arabs were extremely suspicious of each other's every action.
Historian William Greenlee has argued that the Portuguese realized that "they were few in numbers and that those who would come to India in the future fleets would always be at a numerical disadvantage; so that this treachery must be punished in a manner so decisive that the Portuguese would be feared and respected in the future. It was their superior artillery which would enable them to accomplish this end." Thus, they created a precedent for the gunboat diplomacy used by European powers in Asia during the following centuries.
### Return to Europe
Warnings in reports from Vasco da Gama's voyage to India had prompted King Manuel I to brief Cabral regarding another port to the south of Calicut where he could also trade. This city was Cochin and the fleet set sail, reaching it on 24 December. Cochin was nominally a vassal of Calicut, as well as being dominated by other Indian cities. Cochin was eager to achieve independence, and the Portuguese were willing to exploit Indian disunity to further their own goals. This tactic eventually ensured Portuguese hegemony over the region. Cabral forged an alliance with Cochin’s ruler, as well as with rulers of other Indian cities, and was able to establish a factory. At last, loaded with precious spices, the fleet went to Kannur for further trade before setting out on its return voyage to Portugal on 16 January 1501.
The expedition headed for the east coast of Africa. One of the ships became stranded on a sandbar and the vessel began to founder. As there was no space in the other ships, its cargo was lost and Cabral ordered the carrack to be set on fire. The fleet then proceeded to the Island of Mozambique (northeast of Sofala), in order to take on provisions and make the ships ready for the rough passage around the Cape of Good Hope. One caravel was sent to Sofala—another of the expedition's goals. A second caravel, considered the fastest ship in the fleet and captained by Nicolau Coelho, was sent ahead to give the King advance notice of the voyage's success. A third vessel, commanded by Pedro de Ataíde, became separated from the fleet after leaving Mozambique.
On 22 May, the fleet—now reduced to only two ships—rounded the Cape of Good Hope. They arrived in Beseguiche (now Dakar, located near Cape Verde) on 2 June. There they found not only Nicolau Coelho's caravel but also the nau captained by Diogo Dias—which had been lost for over a year following the disaster in the South Atlantic. The nau had experienced several adventures of its own and was now in poor condition with only seven sick and malnourished men aboard—one of whom was so weak that he died of happiness upon again seeing his comrades. Another Portuguese fleet was also found riding at anchor in Beseguiche. After Manuel I had been told of the discovery of what is now Brazil, he sent another and smaller fleet to explore it. One of its navigators was Amerigo Vespucci (for whom the Americas would be named), who told Cabral of his exploration, confirming that he had indeed made landfall on an entire continent and not merely an island.
Nicolau Coelho's caravel departed first from Beseguiche and arrived in Portugal on 23 June 1501. Cabral stayed behind, waiting for Pedro de Ataíde's missing ship and for the caravel that had been sent to Sofala. Both eventually appeared and Cabral arrived in Portugal on 21 July 1501, with the other vessels coming home during the following days. In all, two ships returned empty, five were fully loaded and six were lost. Nonetheless, the cargoes carried by the fleet returned up to 800% profit to the Portuguese Crown. Once sold, the proceeds covered the outlay in equipping the fleet, covered the cost of the vessels which had been lost, and cleared a profit which itself exceeded the total sum of those costs. "Undeterred by the unprecedented losses which he had sustained", asserts historian James McClymont, when Cabral "reached the East African coast, pressed forward to the accomplishment of the task which had been assigned to him and was able to inspire the surviving officers and men with like courage." "Few voyages to Brazil and India were so well executed as Cabral's", affirmed historian Bailey Diffie, which laid down a path leading to the immediate commencement "of a Portuguese seagoing empire from Africa to the far East", and eventually to "a land empire in Brazil".
## Later years and death
Upon Cabral's return, King Manuel I began planning another fleet to make the journey to India and to avenge the Portuguese losses in Calicut. Cabral was selected to command this "Revenge Fleet", as it was called. For eight months Cabral made all preparations, but for reasons which remain uncertain, he was relieved of command. It had apparently been proposed to give another navigator, Vicente Sodré, independent command over a section of the fleet, and Cabral strongly opposed this. Whether he was dismissed or requested himself that he be relieved of command, the result was that when the fleet departed in March 1502, its commander was Vasco da Gama—a maternal nephew of Vicente Sodré—and not Cabral. It is known that hostility had developed between a faction supporting da Gama and another supporting Cabral. At some point, Cabral left the court permanently. The King was greatly irritated by the feud, to such an extent that mentioning the matter in his presence could result in banishment, as it did for one of da Gama's supporters.
Despite the loss of favor with Manuel I, Cabral was able to contract an advantageous marriage in 1503 to Dona (Lady) Isabel de Castro, a wealthy noblewoman and descendant of King Dom Fernando I of Portugal. Her mother was a sister of Afonso de Albuquerque, one of the greatest Portuguese military leaders during the Age of Discovery. The couple had at least four children: two boys (Fernão Álvares Cabral and António Cabral) and two girls (Catarina de Castro and Guiomar de Castro). There were two additional daughters named Isabel and Leonor according to other sources, which also say that Guiomar, Isabel and Leonor joined religious orders. Afonso de Albuquerque attempted to intercede on Cabral's behalf and on 2 December 1514 asked Manuel I to forgive him and allow his return to court, but to no avail.
Suffering from recurrent fever and a tremor (possibly malaria) since his voyage, Cabral withdrew to Santarém in 1509. He spent his remaining years there. Only sketchy information is available as to his activities during that time. According to a royal letter dated 17 December 1509, Cabral was party to a dispute over a transaction involving property which belonged to him. Another letter of that same year reported that he was to receive certain privileges for undisclosed military service. In 1518, or perhaps previously, he was raised from fidalgo to knight in the King's Council and was entitled to a monthly allowance of 2,437 reais. This was in addition to the annual allowance granted to him in 1497, and still being paid. Cabral died of unspecified causes, most probably in 1520. He was buried in the São João Evangelista chapel of the Convento da Graça in Santarém.
## Legacy
### Posthumous rehabilitation
The first permanent Portuguese settlement in the land which would become Brazil was São Vicente, which was established in 1532 by Martim Afonso de Sousa. As the years passed, the Portuguese would slowly expand their frontiers westward, conquering more lands from both indigenous Americans and the Spanish. Brazil had secured most of its present-day borders by 1750 and was regarded by Portugal as the most important part of its far-flung maritime Empire. On 7 September 1822, the heir of Portuguese King Dom João VI secured the independence of Brazil from Portugal and, as Dom Pedro I, became its first Emperor.
Cabral's discovery, and even his resting place in the land of his birth, had been almost completely forgotten during the span of nearly 300 years since his expedition. This began to change beginning in the 1840s when Emperor Dom Pedro II, successor and son of Pedro I, sponsored research and publications dealing with Cabral's life and expedition through the Brazilian Historic and Geographic Institute. This was part of the Emperor's ambitious larger plan to foster and strengthen a sense of nationalism among Brazil's diverse citizenry—giving them a common identity and history as residents of a unique Portuguese-speaking empire, surrounded by Hispanic-American Republics. The initial resurgence of interest in Cabral had resulted from the rediscovery, in 1839, of his resting place by the Brazilian historian Francisco Adolfo de Varnhagen (later Viscount of Porto Seguro). The completely neglected state in which Cabral's tomb was found nearly led to a diplomatic crisis between Brazil and Portugal—the latter then ruled by Pedro II's eldest sister, Maria II.
In 1871, the Brazilian Emperor—then on a trip to Europe—visited Cabral's gravesite and proposed an exhumation for scientific study, which was carried out in 1882. In a second exhumation in 1896, an urn containing earth and bone fragments was allowed to be removed. Although his remains still lay in Portugal, the urn was eventually brought to the old Cathedral of Rio de Janeiro in Brazil on 30 December 1903. Cabral has since become a national hero in Brazil. In Portugal, however, he has been much overshadowed by his rival Vasco da Gama. Historian William Greenlee argued that Cabral's exploration is important "not only because of its position in the history of geography but because of its influence on the history and economics of the period." Though he acknowledges that few voyages have "been of greater importance to posterity", he also says that "few have been less appreciated in their time." Nevertheless, historian James McClymont affirmed that "Cabral's position in the history of Portuguese conquest and discovery is inexpungable despite the supremacy of greater or more fortunate men." He concluded that Cabral "will always be remembered in history as the chief, if not the first discoverer of Brazil."
### Intentional discovery hypothesis
A controversy that has occupied scholars for more than a century concerns whether Cabral's discovery was by chance or intentional. If the latter, that would mean that the Portuguese had at least some hint that a land existed to the west. The matter was first raised by Emperor Pedro II in 1854 during a session of the Brazilian Historic and Geographic Institute, when he asked if the discovery might have been intentional.
Until the 1854 conference, the widespread presumption was that the discovery had been an accident. Early works on the subject supported this view, including História do Descobrimento e Conquista da Índia (History of the Discovery and Conquest of India, published in 1541) by Fernão Lopes de Castanheda, Décadas da Ásia (Decades of Asia, 1552) by João de Barros, Crônicas do Felicíssimo Rei D. Manuel (Chronicles of the most fortunate D. Manuel, 1558) by Damião de Góis, Lendas da Índia (Legends of India, 1561) by Gaspar Correia, História do Brasil (History of Brazil, 1627) by friar Vicente do Salvador and História da América Portuguesa (History of Portuguese America, 1730) by Sebastião da Rocha Pita.
The first work to advocate the idea of intentionality was published in 1854 by Joaquim Noberto de Sousa e Silva, after Pedro II had opened the debate. Since then, several scholars have subscribed to that view, including Francisco Adolfo de Varnhagen, Capistrano de Abreu, Pedro Calmon, Fábio Ramos and Mário Barata. Historian Hélio Vianna affirmed that "although there are signs of the intentionality" in Cabral's discovery, "based mainly in the knowledge or previous suspicion of the existence of lands at the edge of the South Atlantic", there are no irrefutable proofs to support it. This opinion is also shared by historian Thomas Skidmore. The debate on whether it was a deliberate voyage of discovery or not is considered "irrelevant" by historian Charles R. Boxer. Historian Anthony Smith concludes that the conflicting contentions will "probably never be resolved".
### Forerunners
Cabral was not the first European to stumble upon areas of present-day Brazil, not to mention other parts of South America. Norsemen reached North America and even established settlements, although these ended in failure sometime before the end of the 15th century. Christopher Columbus, on his third voyage to the New World in 1498, traveled along part of what would later become Venezuela.
In the case of Brazil, it was once considered probable that the Portuguese navigator Duarte Pacheco Pereira had made a voyage to the Brazilian coast in 1498. This belief has since been dismissed, however, and it is now thought that he voyaged to North America instead. There is more certain evidence that two Spaniards, Vicente Yáñez Pinzón and Diego de Lepe [es], traveled along the northern coast of Brazil between January and March 1500. Pinzón went from what is today Cabo de Santo Agostinho (Brazilian state of Pernambuco) to the mouth of the Amazon River. There he encountered another Spanish expedition led by Lepe, which would reach as far as the Oyapock River in March. The reason Cabral is credited with having discovered Brazil, rather than the Spanish explorers, is because the visits by Pinzón and Lepe were cursory and had no lasting impact. Historians Capistrano de Abreu, Francisco Adolfo de Varnhagen, Mário Barata and Hélio Vianna concur that the Spanish expeditions did not influence the development of what would become the only Portuguese-speaking nation in the Americas—with a unique history, culture and society which sets it apart from the Hispanic-American societies which dominate the rest of the continent.
## Titles and honors
### Nobility
- Moço fidalgo on 30 June 1484.
- Fidalgo in the King's Council in 1497.
- Knight in the King's Council around 1518.
### Honors
- Knight of the Portuguese Order of Christ awarded in 1497.
## See also
- Chronology of European exploration of Asia
- History of Brazil
- History of Portugal
- Portuguese India
- Timeline of European exploration
## Endnotes
|
343,831 |
Lynn Hill
| 1,142,087,125 |
American rock climber
|
[
"1961 births",
"21st-century American women",
"American rock climbers",
"American sportswomen",
"Boulder climbers",
"Female climbers",
"Fullerton College alumni",
"IFSC Climbing World Cup overall medalists",
"Living people",
"People from Ulster County, New York",
"Santa Monica College alumni",
"Sportspeople from Detroit",
"Sportspeople from Fullerton, California"
] |
Carolynn Marie Hill (born January 3, 1961) is an American rock climber. Widely regarded as one of the leading competitive climbers, traditional climbers (and particularly big wall traditional climbers), sport climbers, and boulderers in the world during the late 1980s and early 1990s, she is famous for making the first free ascent of the difficult sheer rock face of The Nose on El Capitan in Yosemite Valley, and for repeating it the next year in less than 24 hours. She has been described as both one of the best female climbers in the world and one of the best climbers in the history of the sport. One of the first successful women in the sport, Hill shaped rock climbing for women and became a public spokesperson, helping it gain wider popularity and arguing for sex equality. Hill has publicized climbing by appearing on television shows and documentaries and writing an autobiography, Climbing Free: My Life in the Vertical World.
Hill was a gymnast early in life, nearly broke a world record lifting weights, and ran competitively. She took to climbing at a young age, showing a natural aptitude for the activity, and became a part of the climbing community in Southern California and Camp 4 in Yosemite Valley. She traveled around the United States during the early 1980s climbing increasingly difficult routes and setting records for first female ascents and for first ascents. From 1986 to 1992 Hill was one of the world's most accomplished sport climbers, winning over thirty international titles, including five victories at the Arco Rock Master. This coincided with the era when the leading female climbers caught up with the leading men. In 1992, Hill left competitive climbing and returned to her first love: traditional climbing. She set for herself the challenge of free climbing The Nose of El Capitan, her greatest climbing feat. Hill continues to climb and has not stopped taking on ambitious climbs. As of 2013, she was a sponsored athlete for the Patagonia gear and clothing company and owned a small business that offered climbing courses.
## Early years
### Childhood
Born in Detroit, Michigan, Hill grew up in Fullerton, California. She is the fifth of seven children; her mother was a dental hygienist and her father an aerospace engineer. She was an active child who climbed everything from trees to street lights. Starting at age eight, she learned gymnastics but disliked the way girls "had to smile and do cutesy little routines on the floor". Thus, even though she was part of a successful YMCA gymnastics team that competed in southern California and performed in halftime shows for the California Angels, she quit at the age of 12. In her autobiography, Hill describes feeling "resistant to rules", an attitude she identified as both normal for her age and influenced by the era in which she grew up: "My awareness of issues like women's rights and the struggle for racial freedom began to grow". She even questioned the chores assigned in her family, noting the differences between the boys and girls—the boys had weekly tasks while the girls had daily tasks. During high school, Hill took up gymnastics again and became one of the top gymnasts in her state, a skill that eventually contributed to her climbing success. In particular, the ability to conceptualize a series of complex movements as small, distinct ones and to thrive under pressure gave Hill a significant edge.
### Introduction to climbing
In 1975, Hill's sister, Kathy Hill and her sister's fiancé, Chuck Bludworth, took her on her first climbing trip; she was hooked, leading from the first day. For Hill, this activity became an escape from the emotional turmoil of her parents' divorce, and "by her late teens she identified less with her imperfect family in Orange County than with an 'imperfect family of friends' at climbing areas". Hill took her first trip to Yosemite, a central destination for climbers, at the age of 16, where she was introduced to the climbers at Camp 4. There she met Charlie Row, her first boyfriend. Their romance flourished; with him she climbed her first 5.11 and first big wall.
As a young teenager, Hill climbed in southern California, primarily in Joshua Tree National Park. She earned money for day trips out to the park by working at a Carl's Jr. Bludworth initially taught her climbing culture; he subscribed to magazines and read books which Hill then devoured. She was influenced in particular by Yvon Chouinard's ethic of "leaving no trace" on the rock. Moreover, the climbing of Beverly Johnson captured her imagination, particularly Johnson's 10-day solo of Dihedral Wall on El Capitan. As Hill explains in her autobiography, "I was awed, but not just by the know-how and hard work she'd put into her ascent. It was the courage and confidence that it took to put herself on the line, to do something on the cutting edge—to climb one of the world's greatest big walls in one of the most challenging ways possible: solo. She had succeeded and she'd given women climbers like me enormous confidence to be ourselves and not feel limited by being a minority in a male-dominated sport."
Hill attended Fullerton College in the late 1970s, but she did not have a strong interest in any academic subject; instead she was focused on climbing. In the summers of 1976–78 and the early 1980s Hill frequently camped at Camp 4 in Yosemite Valley, becoming part of the climbing community centered there and joining the search and rescue team. In her autobiography, Hill describes the community as "a ragged occupying army, annoying park rangers by eluding camp fees, overstaying their welcome, and comporting themselves like gypsies". As Hill describes it, climbing in the late 1970s and early 1980s was "something that people who were outcasts in society did, people who were not conformists". As she had earlier, Hill worked in order to be able to climb. One summer, she writes, she survived in Camp 4 on only \$75. In her autobiography, she describes how climbers eked out a life at the camp, recycling cans to pay for climbing ropes and subsisting on condiments and left-over food from tourists. However, Hill remembers "these dirt-poor days ... [as] among the best and the most carefree of my life, and though my friends were often scoundrels, I felt their friendship convincingly."
Beverly Johnson had previously started to bridge the gender gap at Camp 4, but it remained strongly male-dominated. The community was particularly homosocial; its major historian calls it "edgy" rather than "oppressive" and argues that there was pressure on women to perform to men's standards and that "women had to contend with an army of men trying to maintain Camp 4 as a guy's domain". There was no coherent female climbing community; rather, female climbers tended to adopt the masculine attitudes of their compatriots. In her autobiography, Hill writes that climbing "back then was directed by a fraternity of men, and there was little encouragement of, or frankly, inclination for women to participate. Yet women climbers were out there." For example, from age 18 to 22, Hill climbed with Mari Gingery every weekend, completing an ascent of The Nose and then the first female-only ascent of The Shield on El Capitan over a period of six days.
Hill learned the essence of her climbing technique from the Stonemasters group during this time. She adopted the attitudes of traditional climbing, a style of climbing which emphasizes using removable protection rather than bolts (which scar the rock) and rewards climbers who climb a new route from bottom to top without stopping or starting over. She also became a dedicated free climber, which emphasizes climbing an entire route without hanging on the rope or relying on equipment to skip difficult sections. Early on she was a fearless climber but after "a few death-defying experiences on routes with long run-outs" she learned to be wary of falling.
Hill climbed with and became involved with climber John Long at the end of the 1970s. Their relationship began in the summer of 1978 when she heard him recite a poem he had written about a female climber and what kind of man she wanted.Hill and Long climbed together and worked out together, lifting weights and running. It was at his suggestion that she attempted to break the world record for the bench press in her weight class (105 pounds (48 kg)); however, while she could easily lift 150 pounds (68 kg) while training, in competition she froze. Hill and Long spent the winter of 1981 in Las Vegas, Nevada, climbing during the day and working nights at "dead end jobs" like pizza waitress.
The following year Hill and Long moved from Las Vegas to Santa Monica, California, where she attended Santa Monica College (SMC) and majored in biology. She was recruited by the track coach even though she had no competitive running experience. After training for a few months, she placed third in the 1500 meters and fourth in the 3000 meters at the state meet, helping SMC to win the state championship. To make ends meet, she worked at an outdoor store, as a gym teacher, and occasionally appeared on daredevil television shows.
In 1983, Hill was interviewed by Ultrasport. They offered her a free flight to New York for the interview and as part of the trip she was taken to the Shawangunks, a famous nearby climbing area. Finding she liked the climbing environment and yearning for some new challenges, she decided to stay and moved to New Paltz, New York. At the same time, Long was preparing for a journey to Borneo and embarking on a career as a writer. The couple went their separate ways but remained friends. After moving to New York, Hill attended the State University of New York at New Paltz and graduated with a degree in biology in 1985.
## Climbing career
Hill started to participate in climbing competitions in the mid-1980s, but one of her first significant accomplishments was in 1979. She became the first person to free climb Ophir Broke in Ophir, Colorado, which has a difficulty rating of 5.12d and was the hardest route ever climbed by a woman at that time. It was the hardest crack climb in Colorado at the time and there were only one or two harder ones in Yosemite. Long was amazed by her feat. He has said "that's when I knew for certain that this woman had extraordinary talent". The regional guidebook credits Long with the first free ascent of the route; Hill speculates the reason for this is that at the time she was an unknown climber and known only as Long's partner and protege. In her autobiography, Hill explains that it was during this climb that she realized it is not a person's size or strength but ability to be creative on the rock that is important: "The big lesson for me ... was to realize that despite what appeared to be a limitation due to my small stature, I could create my own method of getting past a difficult section of rock. John's size and power enabled him to make long reaches and explosive lunge moves that were completely out of my range. I, on the other hand, often found small intermediate holds that John couldn't even imagine gripping ... Short or tall, man or woman, the rock is an objective medium that is equally open for interpretation by all."
Living near the Shawangunks during her college years, Hill pioneered many new free climbing routes. In 1984 at The Gunks she performed an on-sight first ascent of Yellow Crack (5.12c) and Vandals (5.13a); Vandals was the most difficult route on the East Coast at the time and the area's first climb of its grade. Her lead of Yellow Crack was a very dangerous ascent, her climbing partner at the time Russ Ruffa calling it "one of the boldest leads I've ever seen ... I had tried leading it. I knew you had to totally commit to doing the moves, otherwise the chance of surviving would be minimal. Those are the moments that really stand out—when you see someone totally on the edge." It was her climb of Vandals that led Hill to reconsider her climbing style; rather than begin the climb again every time she fell or leaned on the rope for support, she hung on the rope in her harness to gain more information about the climb. As she writes in her autobiography, "In one moment I had, to some degree, thrown out years of climbing philosophy ... The subtle advantage of hanging on the rope to figure out the crux moves gave me the added information that helped me learn and eventually succeed on the route. The old style of climbing suddenly seemed rigid, limited, and contrived." That year, she performed a series of impressive feats, leading Tourist Treat on-sight with only one fall, "perhaps the most difficult first ascent in the north country at the time". She was arguably "the best climber in the Gunks", as local climbing legend Kevin Bein called her, and "no man was climbing significantly better" than her.
### Competitive career
As a result of Hill's impressive climbs in The Gunks, she was invited to climb in Europe in 1986. The French Alpine Club invited a group of elite American climbers to climb in the Verdon Gorge, Fontainebleau, and Buoux. Hill felt an immediate affinity for French culture and climbing. She particularly enjoyed climbing on the limestone common in France because it has many pockets and edges, producing "wildly acrobatic climbs" with low risk. Moreover, these types of climbs are ideal for people of small stature, like Hill. She tried sport climbing in France for the first time that year. Inspired and intrigued by European climbing culture, she returned later and took part in Arco e Bardonecchia Sportroccia '86, the second edition of the first international sport climbing competition, which later became the Rock Master annual event. The event was divided into two stages, one in Arco and one in Bardonecchia, Italy. She competed against other women on extremely difficult routes, gaining points for style and speed. She lost to Catherine Destivelle in a "disputed ruling" but won in the following year. Destivelle in her autobiography, reckons she won that year because she planned to climb fast from the beginning, as speed was decisive in case of equality, which she doubts Hill was aware of when starting the competition. In an interview, Hill has said that this first competition was "disorienting" because she did not understand the language, the "format" or the "judging" nor did the organizers of the competition. "There were a lot of politics involved, a lot of nationalism and disorganization. The rules seemed to change during the event. I remember asking about the disparity between prize money for men and women. The only response I got was, 'If the women climb without their tops, then we'll pay them the same.'" However, she continued with competition climbing because she found it stimulating to climb with "other strong women". In one interview, Hill said that "if there wasn't a Catherine Destivelle or Luisa Iovane ... or whoever there, then it would be anticlimactic." Destivelle became Hill's main competition in the late 1980s while Isabelle Patissier emerged to challenge her in the early 1990s.
She became a professional climber in 1988 and the subsequent interviews, photoshoots and media appearances led to her becoming a spokesperson for climbing. As Hill explained, competition climbing is "such a different activity than going out and climbing on rock ... You're in front of all these people ... You're there to perform." From the beginning of her sport climbing career, Hill was aware that the sport was evolving and growing. For example, she pointed out in an interview that some competition organizers would chop down trees and alter rocks just for the sake of a competition; she could foresee that competitions would all eventually take place on artificial walls for environmental reasons.
Throughout the early 1980s, Hill had remained a traditionalist, but after her 1986 trip to Europe, she started adopting many sport climbing techniques. For instance, she had resisted hang-dogging (hanging on the rope at any point during the climb), holding with the philosophy that it was cheating, but after experimenting with it during her ascent of Vandals, she found it a useful way to learn challenging climbs. During the mid-1980s, there was great tension in the climbing community between traditionalists and new sport climbers. There was even a "Great Debate" in 1986 at the American Alpine Club at which a panel of all-star participants—including Hill—were invited to discuss the merits of the two different styles, especially sport climbing that required the insertion of fixed bolts into the rock. Hill has argued that "the purpose of climbing is to adapt yourself to the rock. You work on yourself to overcome the obstacle of the rock ... I believe climbers should leave the rock as unaltered as possible ... you have a responsibility not only to put in safe bolts but to put them in logical places—to do the least possible alteration of the rock to establish the best possible experience for others".
From 1986 to 1992 Hill was one of the world's top sport climbers, winning over thirty international titles, including five victories at the Arco Rock Master. This coincided with the era when the leading female climbers caught up with the leading men. In 1990, at the final stage of the World Cup Final, she was one of three competitors and the only woman to reach the top of the wall—and the only climber to complete the hardest move. As Joseph Taylor writes in his history of climbers of Yosemite, "at that moment Lynn Hill was arguably the best climber in the world, male or female". Hill describes this as her most satisfying win because her competition—Isabelle Patissier—received information on how to do the final climb from the men who had already finished it. Moreover, Hill was starting with zero points in the competition because she had made a mistake in the previous competition, so she had to win big or not at all (the World Cup consisted of a series of competitions in which the participants were given points for a variety of climbing techniques). "It took all of my effort and concentration to pull through the route. The moves I had to make were really spectacular, but I managed to do them. I was so excited to get to the top ... I proved a point about women and what we're capable of—a lot of the best men had fallen off that route." As a professional climber, Hill was able during this time to support herself by doing what she loved; she made approximately half of her income from climbing competitions and half from sponsorships.
In January 1990, Hill set another landmark by becoming the first woman to redpoint a 5.14 (that is, she practiced free climbing the route before she was able to successfully climb it), Masse Critique in Cimaï, France. J.B. Tribout, who first ascended the route, challenged Hill, saying no woman would ever be able to climb it—Hill completed it in fewer tries than Tribout, after "nine days of exhausting effort". In 1992, it was described as the hardest rock climb ever made by a woman.
Hill has experienced only one major accident in her climbing career. On May 9, 1989, she fell during a climb in Buoux, France; after forgetting to tie a safety rope, she fell 85 ft (25 m) into a tree, and was knocked unconscious, dislocated her left elbow and broke a bone in her foot. She had been training hard for the World Cup and had to stop competing for a few months to recover; she was devastated to miss the first World Cup in the sport. However, only six weeks after her fall, she was back climbing.
### The Nose
Hill did not regard sport climbing to be real climbing and felt out of place on the professional indoor climbing World Cup circuit, so she left in 1992 and went back to traditional rock climbing. As she explained in an interview, "the thing I didn't like too much towards the end was how focused it was on just indoor climbing and training. I didn't start out training on artificial walls, and that's not really ever something that I wanted to do as a full-time profession". In her autobiography, she also comments on the "bad sportsmanship, rule bending, and monumental egos that infested the competitions". She looked for different challenges and set herself the task of free climbing (that is, using climbing aids only to protect her from falls) The Nose, a famous route on El Capitan in Yosemite Valley.
Asked why she was motivated to climb The Nose, Hill has said:
> At the end of my competition career I felt like things were evolving more towards the indoor format and it really wasn't how I started to climb and it didn't represent the values of climbing in a complete way and so I decided I would do something like this as a retirement gesture. John Long said 'hey Lynnie you should go up and try to free climb The Nose'. So it just happened to be the perfect goal for me and I liked the fact this climb was in Yosemite because I remember going there and just seeing the valley and it was just mind blowing how beautiful it was. I couldn't imagine a more beautiful place anywhere in the world. For me The Nose was much bigger than me, it wasn't about me, it wasn't about my ego, my gratification it was actually something that I wanted to do. I felt like I had a chance and that if I could do that it would be a really big statement to people to think about. You don't have to be a man to do something that's 'out there' as a first ascent. Obviously people tried to do that route and they failed on it and so if a lot of good climbers have come and tried to do it and failed and a woman comes and does it first it's really meaningful. That was my underlying motivation.
Hill first attempted to free climb The Nose in 1989 with Simon Nadin, a British climber she had met at the World Cup that year. Although he had never climbed big walls, she felt at ease around him and both had a background in traditional climbing; they both shared a desire to free climb The Nose and agreed within hours of meeting to try the feat together. Their attempt to free climb The Nose failed. Four years later, in 1993, together with her partner Brooke Sandahl, she became the first person to ever free climb the route. Hill's original climbing grade for the "Free Nose" was 5.13b. One of the most difficult pitches—Changing Corners—she rated at a 5.13b/c, but she wrote in her autobiography that "rating the difficulty of such a pitch is almost impossible" and "the most accurate grade would be to call it 'once, or maybe twice, in a lifetime'". The rock face is nearly blank and there are next to no holds; to ascend the section, Hill had to use a "carefully coordinated sequence of opposite pressures between [her] feet, hands, elbows, and hips against the shallow walls of the corner" as well as turn her body completely around.
The next year, in 1994 she surpassed this achievement, by becoming the first person to free climb the entire route in a single 24-hour period. Usually the climb takes four to six days (Hill had previously done it in four) and most climbers are aid climbing; that is, most climbers allow themselves to use mechanical aids to assist their climbing rather than just their own skill and bodies.
Hill wanted to join her effort with that of making a film that "would convey the history and spirit of climbing". Hill started endurance training in the spring for her summer ascent of The Nose, aiming to be able to on-sight a 5.13b after climbing all day. She trained in Provence and tested herself against Mingus in the Verdon Gorge, making the first on-sight free ascent of the route without a fall while simultaneously being the first woman to on-sight a 5.13b.
In her autobiography, Hill explains how she had "underestimated" how complicated climbing The Nose in a day would be with a film crew. Endless complications arose, such as the American coproducer backing out at the last minute, the soundman and cameraman refusing to rappel down the summit because they were afraid, and minor technical problems such as dead batteries. Hill herself had to coordinate many of the logistics because the producer had abandoned the project. Her first attempt to free climb The Nose in a day was plagued with problems. She ran out of chalk after 22 pitches, very nearly ran out of water and was taxed by the intense heat. She tried again soon after. On September 19 at 10 pm, she and her partner Steve Sutton, began the ascent again, this time without a film crew. After 23 hours, she had free climbed the entire route. In his book on the changing culture of Yosemite climbers, Joseph Taylor explains that Hill's ascent of The Nose demonstrates how climbing in the Yosemite Valley had altered from its origins in 1960s counterculture to become a "consumable experience". Hill staged what he describes as a "spectacle", filming the event "to capture the spontaneity of her one-day ascent", but she was only successful when not surrounded by a film crew.
The "Free Nose" and the "Free Nose in a day" remained unrepeated over 10 years after Hill's first ascents—despite numerous attempts by some of the best big wall climbers in the world. Over time, a consensus grade of 5.14a/b has emerged for the most difficult pitch, known as pitch 27 or Changing Corners, a fact which cements her Free Nose ascents as two of the most impressive achievements in climbing history. At the time, climbing legend Yvon Chouinard called it "the biggest thing that has ever been done on rock" and Alexander Huber later wrote that this climb "passed men's dominance in climbing and left them behind". He also regarded her statement upon completing the climb of "It goes, boys!" as reasonable although other climbers regarded it as provocative. The Nose saw a second free ascent in 1998, when Scott Burke summitted after 261 days of effort. Then, on October 14, 2005, the team of Tommy Caldwell and Beth Rodden also free climbed The Nose, and on October 16, 2005, Caldwell did it in less than 12 hours.
### World traveler
In 1995, Hill joined The North Face climbing team and was paid to travel around the world to climb. She first visited Kyrgyzstan's Karavshin Valley to climb with Alex Lowe, Kitty Calhoun, Jay Smith, Conrad Anker, Greg Child, Dan Osman, and Chris Noble. They camped for a month and were cut off from the world, without even a radio. In her autobiography, Hill writes that "such isolation made me feel vulnerable". Hill was not used to mountain climbing (as opposed to rock climbing) and the unpredictability of it unnerved her, with its increased risk of storms and rock slides. Furthermore, she liked focusing on the style of ascending rather than just summitting; she realized on this trip that her style of free climbing was not conducive to summitting or mountain climbing. Rather than pursue ever higher climbs, therefore, she chose to climb in new places, such as Morocco, Vietnam, Thailand, Scotland, Japan, Madagascar, Australia, and South America; many of these climbs were filmed and helped promote climbing in general.
Hill started offering climbing camps in five locations in the United States in 2005, with plans for more. For US\$2,000, participants received five days of an "immersive adventure camp", including one-on-one coaching from Hill and other famous climbers. As of 2012 Hill was living in Boulder, Colorado, and still travelling widely. From Boulder she runs a small business offering climbing courses and also works as a technical adviser for various climbing gear companies. As of 2013, Hill was a sponsored athlete for the Patagonia gear and clothing company. While Hill used to easily obtain sponsorships, in 2010 she said in an interview that she was "too old" to obtain shoe sponsorships.
### Gender politics
Hill repeatedly tells a story from when she was 14 years old and bouldering in Joshua Tree: she succeeded on a route when a man came over and commented how surprised he was that she could do the route because even he could not. "I thought, well, why would you expect that you automatically could do it? Just because I was a small girl, was I not to be able to do it? It was a memorable experience because it occurred to me then that other people had a different view of what I should or shouldn't be capable of doing. I think that people should just do whatever they can do or want to do. It shouldn't be a matter of if they're a man or a woman. It shouldn't be a matter of one's sex."
Long an advocate for gender equality in climbing, Hill has argued that men and women can climb the same routes: "I think they should have women compete on the same climbs as the men, and if the women can't do the climbs, then they shouldn't be competing". For example, she argued that both sexes compete on the same routes in World Cup competitions. However, Hill later revised her view, noting that while she could and did compete with men "spectators want to see people get to the top. And since most women aren't climbing at the same level as the top men, it's necessary to design a route that's a little easier for women". In answer to a question about whether or not women "will ever equal or surpass men in climbing", Hill gave a detailed response, focused on body composition, size, and psychology, explaining that climbing "favors people with high strength-to-weight ratios[s]", less body fat, and greater height, articulating that such characteristics often favor men but that women "have the advantage of being relatively light, with the capacity for tremendous endurance". She explained that "theoretically somebody as short as me could be the best in the world because it doesn't depend so much on height now ... And it's a psychological thing more than a physical thing."
Hill experienced discrimination throughout her climbing career and in an interview with John Stieger in Climbing, she pointed out that despite her success and prowess at climbing, this was a problem for her. She pointed to sexist remarks from male climbers who believed particular routes were impossible for female climbers and the fact that "there's a lot less importance and prestige placed on women in climbing, no matter what your ability is". Hill has also commented extensively about how American culture encourages women to be passive and to forego developing muscles, which makes it harder for them to excel at climbing. She lamented this trend and was happy that her family and friends had allowed her to be the "tomboy" she wanted to be. Hill has explained that when competing she is not competing against men or women but with people's expectations of what women can do.
Hill has been credited with bringing many women into rock climbing. The 1980s saw a large influx of women into the sport, in part because more women were visible in it and in part because Title IX funding mandated equal access for boys and girls to athletic programs in public schools. In answer to a question about her position as a role model for women climbers, Hill responded that she felt "responsible to communicate something that touches people, that inspires them, that gives them a sense of passion". Climber John Long explains that Hill "was a prodigy and everyone knew as much ... Twenty years ago, no female had ever climbed remotely as well as the best guys, so when Lynn began dusting us off—which she did with maddening frequency—folks offered up all kinds of fatuous explanations. Some diehards refused to believe a woman, and a five-foot article at that, could possibly be so good. Out at Josh, it was said Lynn shone owing to quartz monzonite's superior friction, which catered to her bantam weight. In Yosemite, her success apparently hinged on midget hands, which fit wonderfully into the infernal thin cracks. On limestone, she could plug three fingers into pockets where the rest of us managed two. In the desert Southwest, she enjoyed an alliance with coyotes—or maybe shape-shifters. Even after a heap of World Cup victories, it still took the climbing world an age to accept Lynn as the Chosen One, and perhaps her legacy was never established, once and for all, till she free climbed the Nose."
## Media
Hill has participated in various television productions, such as Survival of the Fittest, which she won four seasons in a row, from 1980 to 1984; she beat Olympic athletes at rope climbing and cross-country running. It was rock climbing legend and personal hero Beverly Johnson who first asked Hill to compete. The inaugural year of the competition, the first prize for the men in the competition was US\$15,000 and for the women, US\$5,000. Angered, Hill asked for parity, arguing that since the women were competing in four events and the men six, the women should at least be awarded \$10,000. She proposed a boycott to the other female competitors, negotiating a deal with the producer that the prize money would be raised the next year and she could compete again. In her autobiography, Hill writes that she heard a rumor that NBC canceled the women's half of the show because the producers could not find anyone to beat her. She "became increasingly aware of how few women were pushing the limits of climbing and endurance like I was, and of how my passion had led me very much into a man's world". During the early 1980s Hill also appeared on The Guinness Game, That's Incredible!, and Ripley's Believe it or Not. She describes her feat of climbing over a hot-air balloon at 6,000 feet for That's Incredible! as "perhaps the most ridiculous stunt I ever did". Despite the earlier television appearances Hill attributes her fame to a 1982 poster for the company Patagonia that showed a photograph of her climbing.
In 1999, Hill appeared in Extreme, an IMAX film on adventure sports. For that production, she and Nancy Feagin had been filmed the previous May crack climbing in Indian Creek Valley in Utah. She also appeared in Vertical Frontier, a documentary about competitive climbing in California's Yosemite Valley.
In 2002, Hill collaboratively wrote an autobiography, Climbing Free: My Life in the Vertical World, with mountaineer and writer Greg Child, published by W.W. Norton & Company. As she describes the process, "He would take my writings and organize them, and he encouraged me to elaborate on certain elements. He emphasized that telling the story is what's important, so he really helped me think about what I wanted to say, and figure out who my audience was." Hill explained in an interview that writing about past events was easier because she had had time to reflect on them. She wanted to "convey the history and culture of free climbing", specifically how it became as specialized as it is today. She felt that she had a unique perspective to offer, both as someone who climbed at a particular moment in climbing history and as a woman: "And I wonder if a male writer would have presented that information differently. I think the book is important from that stand point [sic], because I am a woman, and there are not many female viewpoints on climbing, or the history of climbing, out there." Writing about climbing in the 1970s, 1980s, and 1990s was dominated by men. As accomplished American climber and writer Rachel de Silva explains, the six major American climbing magazines published fewer than 12 articles a year by or about women during the 1980s despite women comprising 40% of climbers. It was not until 1990 that the first women-centric climbing books appeared.
## Personal life
Hill met fellow Gunks climber Russ Raffa on her first trip to New York and by 1984 he had become "her constant companion". On October 22, 1988, the two married; however, their relationship ended in March 1991 in part because Hill wanted children and because the couple rarely saw each other. At the same time, Hill moved to Grambois, France, to pursue her climbing career; she settled there because of the world-class climbing areas in the Lubéron region and the many friends she had there. While living and climbing in Europe, Hill became fluent in both French and Italian.
Hill met her partner as of 2004, chef Brad Lynch, on a climbing trip in Moab, Utah, and at the age of 42, she gave birth to a son. Hill has spoken frequently about how having a child lessened the amount of time she had for climbing but not her love for it. As she said in one interview, "I feel that right now, it doesn't have to be all about me and my experiences. I was ready to begin a new role; to face new challenges and adventures as a mother. It's a good learning experience adjusting to the sacrifices that need to be made."
In 2015 she was inducted into the Boulder (Colorado) Sports Hall of Fame.
## Notable ascents
- 1979, Ophir Broke II 5.12d, Telluride, Colorado − First free ascent and first-ever female ascent in history of a , with John Long
- 1979, Pea Brain 5.12d, Independence Pass, Colorado − First free ascent with John Long
- 1979, Stairway to Heaven III 5.12, Tahquitz Peak, California − First free ascent, with John Long and Tim Powell
- 1980, Coatamundi Whiteout II 5.12, Granite Mountain, Arizona − First free ascent, with John Long and Keith Cunning
- 1981, Hidden Arch 5.12a, Joshua Tree, California − First free ascent
- 1981, Levitation 29 IV 5.11a, Red Rock, Nevada − First free ascent, with John Long and Jorge and Joanne Urioste
- 1982, Blue Nubian 5.11, Joshua Tree, California − First free ascent
- 1984, Yellow Crack 5.12R/X, Shawangunks − First free ascent
- 1984, Vandals, 5.13a, Shawangunks − First ascent, and first-ever female ascent in history of a
- 1984, Organic Iron 5.12c, Shawangunks − First ascent
- 1985, Organic Iron 5.12c, Shawangunks − First free ascent, with Russ Raffa
- 1987, Girls Just Want to Have Fun 5.12 X, Shawangunks − First free ascent
- 1988, The Greatest Show on Earth 5.12d, New River Gorge, West Virginia − First free ascent
- 1989, Running Man 5.13d, Shawangunks − First free ascent
- 1990, Masse Critique 5.14a, Cimaï, France, − First-ever female redpoint in history of a
- 1992, Simon 5.13b, Frankenjura, Germany − First-ever female onsight in history of a
- 1993, The Nose 5.14a/b, El Capitan, Yosemite − First to free climb with partner Brooke Sandahl
- 1994, Mingus V 5.13a, 12 pitches, Verdon Gorge, France − First free ascent, onsight
- 1994, The Nose 5.14a/b, El Capitan, Yosemite − First free ascent
- 1995, Clodhopper Direct IV 5.10+, Central Pyramid, Kyrgyzstan − First ascent, with Greg Child
- 1995, Perestroika Crack V 5.12b, Peak Slesova, Kyrgyzstan − First free ascent, with Greg Child
- 1995, West Face V 5.12b, Peak 4810, Kyrgyzstan − First free ascent, with Alex Lowe
- 1997, Tete de Chou 5.13a, Todra Gorge, Morocco − First ascent
- 1998, Midnight Lightning , Camp 4, Yosemite − First female ascent of a famous American boulder.
- 1998, King Cobra , Camp 4, Yosemite − First female ascent
- 1998, To Bolt or Not to Be 5.14a, Smith Rocks, Oregon − First female ascent
- 1999, Scarface 5.14a, Smith Rocks, Oregon − First female ascent
- 1999, Bravo les Filles VI 5.13d A0, 13 pitches, Tsaranoro Massif, Madagascar − First ascent, with Nancy Feagin, Kath Pyke, and Beth Rodden
- 2004, Viva la Liberdad 5.12b, Vinales, Cuba − First ascent
- 2004, Sprayathon 5.13c, Rifle, Colorado − First female ascent
- 2005, West Face, Leaning Tower, V 5.13b/c, Yosemite − First female free ascent, with Katie Brown
## Competitions
- 1986, Grand-Prix d'Escalade, Troubat, winner
- 1987, Rock Master, Arco, Italy, winner
- 1987, World Indoor Rock Climbing Premier, winner, Grenoble, France
- 1988, Rock Master, Arco, Italy, winner
- 1988, International Climbing competition, winner, Marseille, France
- 1988, Masters Competition, winner, Paris, France
- 1989, Rock Master, Arco, Italy, winner
- 1989, Masters Competition, winner, Paris, France
- 1989, German Free Climbing Championships, winner
- 1989, International Climbing competition, winner
- 1989, World Cup, winner, Lyon, France
- 1990, Rock Master, Arco, Italy, winner
- 1990, World Cup, winner (tied with Isabelle Patissier from France), Lyon, France
- 1990, International Climbing competition, winner
- 1992, Rock Master, Arco, Italy, winner
## Awards
- 1984 – American Alpine Club Underhill Award
## See also
- List of grade milestones in rock climbing
- History of rock climbing
- Rankings of most career IFSC gold medals
- Valley Uprising — A documentary about the history of climbing in Yosemite Valley, prominently featuring Hill.
|
3,844,882 |
Fuck (film)
| 1,157,386,299 |
2005 American documentary film directed by Steve Anderson
|
[
"2000s American films",
"2000s English-language films",
"2005 documentary films",
"2005 films",
"American documentary films",
"American films with live action and animation",
"Documentary films about words and language",
"Films about freedom of expression",
"Works about profanity"
] |
Fuck (stylized as F★CK) is a 2005 American documentary film by director Steve Anderson about the word "fuck". The film argues that the word is an integral part of societal discussions about freedom of speech and censorship. It examines the term from perspectives which include art, linguistics, society and comedy, and begins with a segment from the 1965 propaganda film Perversion for Profit. Scholars and celebrities analyze perceptions of the word from differing perspectives. Journalist Sam Donaldson talks about the versatility of the word, and comedian Billy Connolly states it can be understood despite one's language or location. Musician Alanis Morissette comments that the word contains power because of its taboo nature. The film features the last recorded interview of author Hunter S. Thompson before his suicide. Scholars, including linguist Reinhold Aman, journalism analyst David Shaw and Oxford English Dictionary editor Jesse Sheidlower, explain the history and evolution of the word. Language professor Geoffrey Nunberg observes that the word's treatment by society reflects changes in our culture during the 20th century.
Anderson was exposed to public conceptions surrounding the word "fuck" by comedian George Carlin's monologue "Seven Words You Can Never Say on Television". He named the film Fuck despite anticipating problems with marketing. Animator Bill Plympton provided sequences illustrating key concepts in the film. The documentary was first shown at the AFI Film Festival on November 7, 2005, at ArcLight Hollywood in Hollywood.
Fuck's reviews were generally mixed. Film critic A. O. Scott called the documentary a battle between advocates of morality and supporters of freedom of expression. The Washington Post and the New York Daily News criticized its length and other reviewers disliked its repetitiveness – the word "fuck" is used 857 times in the film. In his 2009 book Fuck: Word Taboo and Protecting Our First Amendment Liberties, law professor Christopher M. Fairman called the movie "the most important film using 'fuck'".
## Content summary
Fuck begins with a segment from the 1965 propaganda film Perversion for Profit, followed by a clip from SpongeBob SquarePants (specifically, from the episode "Sailor Mouth") which states that the word can be used as a "sentence enhancer". The documentary includes commentary from film and television writers Kevin Smith and Steven Bochco; comedians Janeane Garofalo, Bill Maher, Drew Carey and Billy Connolly; musicians Chuck D, Alanis Morissette and Ice-T; political commentators Alan Keyes and Pat Boone; and journalists and Judith Martin. The word "fuck" is used 857 times during the film.
Scholarly analysis is provided by Maledicta publisher Reinhold Aman, journalism analyst David Shaw and Oxford English Dictionary editor Jesse Sheidlower. Language professor Geoffrey Nunberg says, "You could think of that [word] as standing in for most of the changes that happened in the 20th century, at least many of the important ones".
The film next features author Hunter S. Thompson in his final documented interview. Fuck later includes archival footage of comedians Lenny Bruce and George Carlin, and analysis of the word's use in popular culture, from MASH (1970) to Scarface (1983) and Clerks (1994). Carlin's 1972 monologue "Seven Words You Can Never Say on Television" is excerpted in the film. Journalist Sam Donaldson comments on the versatility of "fuck": "It's one of those all-purpose words." Bill Maher comments, "It's the ultimate bad word", observing that thanks to Lenny Bruce, comedy clubs have become "the freest free-speech zone" in the United States.
Connolly states that "fuck" "sounds exactly like what it is", noting that the emotional impact of saying "fuck off" cannot be translated. He says that if a person is in Lhasa Gonggar Airport and someone is fiddling with their luggage, yelling "fuck off" will effectively communicate that they should stop and leave. Morissette says, "The f-word is special. Everybody uses the word 'breakfast', but not everyone feels comfortable using the word 'fuck' so there's an extra power behind it." Boone argues for less use of the word, saying that he uses his surname instead. Radio talk show host Dennis Prager says that it is acceptable for youths to hear the word on television and film, but not from their family members. In the film, opponents of the word "fuck" use an argument commonly known as "Think of the children".
Fuck observes that the original use of the word is unknown to scholars, noting that its earliest written appearance was in the 1475 poem "Flen flyys". It was not, as is often claimed, originally an acronym for "For Unlawful Carnal Knowledge" or "Fornication Under Consent of the King". The word has been used by authors including Robert Burns, D. H. Lawrence (in his 1928 Lady Chatterley's Lover) and James Joyce. The film explains that "fuck" established its current usage during the First and Second World Wars, and was used by General George S. Patton in a speech to his forces who were about to enter France.
Fuck states that the first use of the word in a large-studio film was in M\*A\*S\*H (1970), and it entered the Oxford English Dictionary in 1972. That year, the word was also recorded during the Apollo 16 United States mission to land on the Moon. The film includes a segment from the 1987 film Planes, Trains and Automobiles with actor Steve Martin, in which "fuck" is repeated for comedic effect. Fuck states that the most financially successful live action comedy film to date had the suggestive title of Meet the Fockers (2004). The director analyzes the uses and connotations of "fuck" and the feelings it evokes on several levels. Bruce is quoted as saying, "If you can't say 'fuck', you can't say 'fuck the government'". Steve Anderson argues that "fuck" is an integral part of societal discussions about freedom of speech and censorship.
## Soundtrack
Fuck includes songs with similarly themed titles, including "Shut Up and Fuck" by American hard rock band Betty Blowtorch, "Fucking Fucking Fuck" by Splatpattern and "I Love to Say Fuck" by American horror punk supergroup Murderdolls. Journalist Sam Peczek of Culture Wars compared the film's music to that in softcore pornography and observed that the soundtrack was broad in scope and helped accentuate the film's content.
### Track listing
## Production
### Inspiration
Anderson made his directorial debut in 2003 with the film The Big Empty, starring actors Daryl Hannah and Jon Favreau, and became fascinated by the usage of the word "fuck". In an interview with the Democrat and Chronicle, Anderson suggested he cursed a lot more than he used to after the film's production. He decided to research the film's topic due to the word's versatility and his interest in language as a writer. Early exposure by Anderson to public perception of the word "fuck" came from Class Clown by comedian George Carlin, which included his monologue "Seven Words You Can Never Say on Television".
The director explained in an interview that he was fascinated with the word "fuck" because of its different uses. He originally proposed the idea of a film about the word in jest, later realizing that the topic could fuel a documentary. The Observer quoted him as saying that he was entertained by the word "fuck", and intrigued with the idea of examining how the word had been incorporated into popular culture. He wanted to analyze why some people were offended by its use and others enjoyed it, noting that the word sharpened debate about taboo language in society.
Anderson explained to the Los Angeles Times the confusing, forbidden nature of the word "fuck" in the face of the increased pervasiveness of euphemisms for it. He commented on its taboo nature and demonstrated how it can be indirectly referred to, so youth understand the reference without using the word itself. In an interview with the South China Morning Post, Anderson said that film directors should fight against censorship, because it can block their true message.
The director told CanWest News Service that he hoped the documentary would provoke a wider discussion about freedom of speech, sexual slang and its media use. Anderson questioned whether the word should be used on NYPD Blue, and how parents should discuss its use with their children. He emphasized that artists and filmmakers should be free to express their views without censorship, deferring to public opinion on the appropriateness of his documentary's title.
Anderson stated in an interview with IndieWire that freedom of speech was not guaranteed, but a concept requiring discussion and monitoring, so it is not lost. He classified the word "fuck" as being at the core of discussion about freedom of speech. He acknowledged that there are terms considered by society more vulgar than "fuck", but said that this particular word creates controversy and dialogue. Anderson said that its title alone distinguished his documentary from others, in terms of promotional difficulty. During production, Fuck was known as The Untitled F-Word Film.
### Title and marketing
In an interview about the film on his website, Anderson discussed problems he encountered in naming his film Fuck instead of a censored version of the word. Anderson always wanted to call it Fuck, because it succinctly described the film's contents. There were inherent problems with this approach, including an inability to advertise the true title in mainstream media such as The New York Times and Los Angeles Times (they used four asterisks instead), although the real title might be permitted in alternative newspapers such as LA Weekly. Anderson also anticipated problems displaying the film's title during film festivals on theatre marquees.
Anderson explained that although the title of his documentary was Fuck, he allowed alternate designations using an asterisk. The film and content he controlled would refer to the title as Fuck, including theatrical and DVD editions. He concluded that his struggle reflected the debate alluded to by the documentary, and this realization motivated him to stand firm on the film's title. Because the film is about how a taboo word can impact culture, it was important to keep Fuck as its title.
### Filming and distribution
The film features animation by American graphic designer and cartoonist Bill Plympton. To illustrate key concepts, Fuck uses sound bites, music, video clips and archival film footage; Anderson combined excerpts from five television series and twenty-two films in the documentary. The interviews were cut so that different subjects appear to be talking to each other; the interviewees in question generally had opposite views on the subject. The film was unrated by the Motion Picture Association of America.
Rainstorm Entertainment was confirmed in November 2003 to produce and finance the documentary, with production scheduled to begin in January 2004. The film was completed in 2005 by Anderson's company, Mudflap Films, and produced by Rainstorm Entertainment co-founders Steven Kaplan and Gregg Daniel, and Bruce Leiserowitz, Jory Weitz and Richard Ardi. Financial assistance was provided by Bad Apple Films of Spokane, Washington.
Thirty-five media commentators were interviewed for the film. Jory Weitz helped obtain interviews; he had cast Anderson's previous film, The Big Empty, and had industry credibility as executive producer of Napoleon Dynamite. Anderson said he intended to select interviewees with a variety of perspectives, conservative as well as liberal. He described how, as confirmations of interview subjects came in, he was surprised when Pat Boone was among the first to confirm his participation. Anderson had previously worked as a cameraman on a piece with Boone about eight years before starting work on Fuck. After confirming Boone, Bill Maher and Janeane Garofalo on Fuck, it became easier for Anderson to confirm other interviewees. The film included the final video interview with Hunter S. Thompson before his suicide, and Anderson dedicated it to Thompson for his contributions to journalism.
Distribution rights to Fuck were obtained by THINKFilm in 2006. Movie chains did not use the film's title in their promotion, instead using references such as The Four-Letter Word Film. Mark Urman, chief of the theatrical division of THINKFilm, told The Philadelphia Inquirer that it was especially difficult (as an independent film distributor) to promote a film with a title media outlets did not wish to print. Urman told Variety that the intent of the production staff during promotion was a creative, original marketing campaign. THINKFilm marketed the documentary as a comprehensive, humorous look at the dichotomy between the taboo nature and cultural universality of the word "fuck".
## Reception
### Release
Fuck was shown for the first time on November 7, 2005, at the American Film Institute Film Festival at the ArcLight Hollywood on Sunset Boulevard in Hollywood, California. On March 10, 2006, interest increased after the opening night of the 20th South by Southwest Film Festival in Austin, Texas. At the 30th Cleveland International Film Festival, it sold out two screenings (which were standing-room only events).
Fuck was featured on March 31 and April 2, 2006, at the Florida Film Festival. It was screened in April 2006 during the Philadelphia Film Festival at Prince Music Theater in Philadelphia. It had its Washington, D.C. premiere in June 2006, and was shown on June 15 at the Nantucket Film Festival.
Fuck opened in Los Angeles on August 23, 2006, and in New York on November 10. It made its Canadian debut at the 2006 Hot Docs Canadian International Documentary Festival, and began regular showings at the Bloor Cinema on December 1. The documentary began screening at the Century Centre Cinema in Chicago on November 17, 2006. Fuck had two screenings in April 2007 during the Hong Kong International Film Festival in Tsim Sha Tsui. According to a 2011 interview with Anderson in the Santa Barbara Independent, the documentary was shown in about 100 film festivals worldwide and was screened in about 65 cities during its theatrical release.
### Critical response
Fuck received mixed reviews. The review aggregator website Rotten Tomatoes reported a 56% approval rating with an average rating of 5.8/10 based on 72 reviews. The website's consensus reads, "A documentary that sets out to explore a lingual taboo but can't escape its own naughty posturing." At Metacritic, which assigns a weighted-mean rating from 0–100 based on reviews by film critics, the film has a rating score of 58 based on 23 reviews (a mixed, or average, film). The American Film Institute wrote, "Ultimately, Fuck is a movie about free speech ... Freedom of expression must extend to words that offend. Love it or hate it, fuck is here to stay".
Jack Garner of the Democrat and Chronicle gave the film a rating of 8 out of 10, concluding that he was pleasantly surprised at the documentary's entertainment value. He described it as educational, despite Fuck's repetitive use of the word. In The Boston Globe Wesley Morris commented that the director's flippant style was beneficial, enabling him to make serious educational points to the audience. Sally Foster of Film Threat said that the crux of the film was the debate about freedom of speech, and that the film was funny and thought-provoking. A. O. Scott wrote in The New York Times: "Mr. Anderson's movie is staged as a talking-head culture-war skirmish between embattled upholders of propriety (or repression, if you prefer) and proponents of free expression (or filth), but its real lesson is that the two sides depend upon each other. Or rather, that the continued vitality of the word—its unique ability to convey emphasis, relieve stress, shock grown-ups and function as adverb, noun, verb, intensifier and what linguists call 'infix'—rests on its ability to mark an edge between the permissible and the profane". In the Chicago Reader, Jonathan Rosenbaum wrote that the documentary was an amusing film and an educational commentary on the word. According to Glenn Garvin of The Miami Herald, the film was an expansive merging of perspectives from politics, history and culture.
In a review for The Austin Chronicle Marjorie Baumgarten gave the film a rating of 4.5 out of five stars, concluding that it helped unravel myths surrounding the word and describing it as captivating and educational. Steve Schneider reviewed the film for the Orlando Weekly, comparing it to an academic thesis despite its repeated use of off-color humor. Noel Murray of The A.V. Club gave the film a grade of B-minus, stating that Fuck succeeded where Kirby Dick's This Film Is Not Yet Rated did not, by providing viewpoints from multiple perspectives. Karl French wrote in a review for the Financial Times that the documentary was unique and reasonably entertaining. Moira MacDonald asked, in a review for The Seattle Times, if viewers could embrace the First Amendment to the United States Constitution and still be leery of the word's omnipresence in society. Mick LaSalle wrote in the San Francisco Chronicle that the commentators seemed monotonous and formulaic in debating freedom of speech, and criticized the film's repetition of the word "fuck".
Peter Keough reviewed the film for the Boston Phoenix; giving it a rating of two out of four stars, he also said that the repeated use of "fuck" grew tiresome. In a critical review for The Observer Philip French wrote that the film had low comedic value, calling it arrogant, puerile and tedious. Peter Bradshaw of The Guardian gave the film two out of five stars, criticizing its lack of originality. In a review for Empire magazine, David Parkinson also gave the film a rating of two out of five stars and was frustrated that arguments by the director seemed guarded; he said that the film's scope was not comedic, amusing or provoking enough. In Time Out London David Jenkins gave the film one star out of six, writing that it lacked depth on the issues of linguistics, media, and censorship. A critical review by Noah Sanders of The Stranger concluded that the film was watchable and amusing, but poorly edited and organized. The St. Paul Pioneer Press criticized the film's length, which was echoed by The Washington Post, the Deseret News, The Herald and the New York Daily News. In a review for the Seattle Post-Intelligencer Bill White gave the film a grade C, calling it a dull compilation of childish observations and a failed attempt to spark a discussion about freedom of speech. Mike Pinsky of DVD Verdict concluded that the film's main arguments were achieved by the beginning of the documentary, and criticized its lack of subsequent structure and light tone overall.
### Home media
THINKFilm reached an agreement to screen the documentary on the American premium cable channel Showtime in 2007, and it aired on the Documentary Channel on May 28, 2011. The DVD for Fuck was released by THINKFilm on February 13, 2007, and a United Kingdom DVD edition was released in 2009. For the DVDs, THINKFilm remastered the video for Fuck; it was optimized for home viewing with 1.85:1 anamorphic widescreen transfer to a 16:9 anamorphic full-frame presentation and Dolby Digital Stereo 2.0 audio.
Trailers for Shortbus, Farce of the Penguins and The Aristocrats appear on the DVD before the documentary. Special features include a commentary track by Steve Anderson, interviews with Anderson and Bill Plympton, the film's theatrical trailer, a gallery for the introductory trailers, deleted scenes and interviews with Hunter S. Thompson and Tera Patrick. The disc includes an optional on-screen counter, giving viewers a running total of utterances (and appearances) of the word "fuck" during play.
### Impact
Fuck has been a resource for several university courses. Christopher M. Fairman discussed the documentary in his article, "Fuck", published in February 2007 in the Cardozo Law Review. Fairman cited Anderson's decision to call his film Fuck and the marketing problems this entailed, saying that he and Anderson both found the title of their works helped spur debate on word taboos in society.
In an interview with the Santa Barbara Independent, Anderson said that a schoolteacher in Philadelphia had been fired for showing the documentary to his students. The teacher had researched the documentary, and wanted to teach his students the history of the word because of its frequent use in his class. Anderson said it was not the use of the word "fuck" in the film that cost the teacher his job, but a 38-second scene from a Fuck for Forest concert in Europe where a couple engaged in sexual intercourse onstage as environmental advocacy. The teacher showed the DVD to his 11th-grade journalism class at William Penn High School without previewing it or sending permission slips home to parents. He told the Philadelphia Daily News that before showing the documentary, he was unaware that it contained the clip showing sexual intercourse. He was dismissed from his position by the school principal, and his termination was upheld by the regional superintendent. The teacher did not appeal the decision, instead retiring. An analysis of the incident by the Philadelphia Daily News concluded that the school district's decision to fire the teacher was appropriate, but also agreed with the teacher's position that showing a 90-minute DVD should not have obliterated his 19 years as an educator.
Fuck was featured in a 2012 analysis in the academic journal Communication Teacher, "Do You Talk to Your Teacher with That Mouth? F\*ck: A Documentary and Profanity as a Teaching Tool in the Communication Classroom", by Miriam Sobre-Denton of Southern Illinois University Carbondale and Jana Simonis. Sobre-Denton and Simonis discussed the documentary's use for communication studies students studying university-level intercultural relations. Their research incorporated interviews with Steve Anderson, students and data from graduate-level classes in language and culture. Sobre-Denton and Simonis' conclusions correlated taboo words with social forms of power, rebelliousness, professionalism and gender roles.
## See also
- Censorship in the United States
- Cohen v. California
- Freedom of speech in the United States
- List of films that most frequently use the word "fuck"
- The F Word (2005 film)
- Madonna on Late Show with David Letterman
|
719,460 |
Laplace–Runge–Lenz vector
| 1,173,355,161 |
Vector used in astronomy
|
[
"Articles containing proofs",
"Classical mechanics",
"Mathematical physics",
"Orbits",
"Rotational symmetry",
"Vectors (mathematics and physics)"
] |
In classical mechanics, the Laplace–Runge–Lenz (LRL) vector is a vector used chiefly to describe the shape and orientation of the orbit of one astronomical body around another, such as a binary star or a planet revolving around a star. For two bodies interacting by Newtonian gravity, the LRL vector is a constant of motion, meaning that it is the same no matter where it is calculated on the orbit; equivalently, the LRL vector is said to be conserved. More generally, the LRL vector is conserved in all problems in which two bodies interact by a central force that varies as the inverse square of the distance between them; such problems are called Kepler problems.
The hydrogen atom is a Kepler problem, since it comprises two charged particles interacting by Coulomb's law of electrostatics, another inverse-square central force. The LRL vector was essential in the first quantum mechanical derivation of the spectrum of the hydrogen atom, before the development of the Schrödinger equation. However, this approach is rarely used today.
In classical and quantum mechanics, conserved quantities generally correspond to a symmetry of the system. The conservation of the LRL vector corresponds to an unusual symmetry; the Kepler problem is mathematically equivalent to a particle moving freely on the surface of a four-dimensional (hyper-)sphere, so that the whole problem is symmetric under certain rotations of the four-dimensional space. This higher symmetry results from two properties of the Kepler problem: the velocity vector always moves in a perfect circle and, for a given total energy, all such velocity circles intersect each other in the same two points.
The Laplace–Runge–Lenz vector is named after Pierre-Simon de Laplace, Carl Runge and Wilhelm Lenz. It is also known as the Laplace vector, the Runge–Lenz vector and the Lenz vector. Ironically, none of those scientists discovered it. The LRL vector has been re-discovered and re-formulated several times; for example, it is equivalent to the dimensionless eccentricity vector of celestial mechanics. Various generalizations of the LRL vector have been defined, which incorporate the effects of special relativity, electromagnetic fields and even different types of central forces.
## Context
A single particle moving under any conservative central force has at least four constants of motion: the total energy E and the three Cartesian components of the angular momentum vector L with respect to the center of force. The particle's orbit is confined to the plane defined by the particle's initial momentum p (or, equivalently, its velocity v) and the vector r between the particle and the center of force (see Figure 1). This plane of motion is perpendicular to the constant angular momentum vector L = r × p; this may be expressed mathematically by the vector dot product equation r ⋅ L = 0. Given its mathematical definition below, the Laplace–Runge–Lenz vector (LRL vector) A is always perpendicular to the constant angular momentum vector L for all central forces (A ⋅ L = 0). Therefore, A always lies in the plane of motion. As shown below, A points from the center of force to the periapsis of the motion, the point of closest approach, and its length is proportional to the eccentricity of the orbit.
The LRL vector A is constant in length and direction, but only for an inverse-square central force. For other central forces, the vector A is not constant, but changes in both length and direction. If the central force is approximately an inverse-square law, the vector A is approximately constant in length, but slowly rotates its direction. A generalized conserved LRL vector $\mathcal{A}$ can be defined for all central forces, but this generalized vector is a complicated function of position, and usually not expressible in closed form.
The LRL vector differs from other conserved quantities in the following property. Whereas for typical conserved quantities, there is a corresponding cyclic coordinate in the three-dimensional Lagrangian of the system, there does not exist such a coordinate for the LRL vector. Thus, the conservation of the LRL vector must be derived directly, e.g., by the method of Poisson brackets, as described below. Conserved quantities of this kind are called "dynamic", in contrast to the usual "geometric" conservation laws, e.g., that of the angular momentum.
## History of rediscovery
The LRL vector A is a constant of motion of the Kepler problem, and is useful in describing astronomical orbits, such as the motion of planets and binary stars. Nevertheless, it has never been well known among physicists, possibly because it is less intuitive than momentum and angular momentum. Consequently, it has been rediscovered independently several times over the last three centuries.
Jakob Hermann was the first to show that A is conserved for a special case of the inverse-square central force, and worked out its connection to the eccentricity of the orbital ellipse. Hermann's work was generalized to its modern form by Johann Bernoulli in 1710. At the end of the century, Pierre-Simon de Laplace rediscovered the conservation of A, deriving it analytically, rather than geometrically. In the middle of the nineteenth century, William Rowan Hamilton derived the equivalent eccentricity vector defined below, using it to show that the momentum vector p moves on a circle for motion under an inverse-square central force (Figure 3).
At the beginning of the twentieth century, Josiah Willard Gibbs derived the same vector by vector analysis. Gibbs' derivation was used as an example by Carl Runge in a popular German textbook on vectors, which was referenced by Wilhelm Lenz in his paper on the (old) quantum mechanical treatment of the hydrogen atom. In 1926, Wolfgang Pauli used the LRL vector to derive the energy levels of the hydrogen atom using the matrix mechanics formulation of quantum mechanics, after which it became known mainly as the Runge–Lenz vector.
## Mathematical definition
An inverse-square central force acting on a single particle is described by the equation $\mathbf{F}(r)=-\frac{k}{r^{2}}\mathbf{\hat{r}};$ The corresponding potential energy is given by $V(r) = - k / r$. The constant parameter k describes the strength of the central force; it is equal to G⋅M⋅m for gravitational and −k<sub>e</sub>⋅Q⋅q for electrostatic forces. The force is attractive if k \> 0 and repulsive if k \< 0.
The LRL vector A is defined mathematically by the formula
where
- m is the mass of the point particle moving under the central force,
- p is its momentum vector,
- L = r × p is its angular momentum vector,
- r is the position vector of the particle (Figure 1),
- $\mathbf{\hat{r}}$ is the corresponding unit vector, i.e., $\mathbf{\hat{r}} = \frac{\mathbf{r}}{r}$, and
- r is the magnitude of r, the distance of the mass from the center of force.
The SI units of the LRL vector are joule-kilogram-meter (J⋅kg⋅m). This follows because the units of p and L are kg⋅m/s and J⋅s, respectively. This agrees with the units of m (kg) and of k (N⋅m<sup>2</sup>).
This definition of the LRL vector A pertains to a single point particle of mass m moving under the action of a fixed force. However, the same definition may be extended to two-body problems such as the Kepler problem, by taking m as the reduced mass of the two bodies and r as the vector between the two bodies.
Since the assumed force is conservative, the total energy E is a constant of motion, $E = \frac{p^{2}}{2m} - \frac{k}{r} = \frac{1}{2} mv^{2} - \frac{k}{r}.$
The assumed force is also a central force. Hence, the angular momentum vector L is also conserved and defines the plane in which the particle travels. The LRL vector A is perpendicular to the angular momentum vector L because both p × L and r are perpendicular to L. It follows that A lies in the plane of motion.
Alternative formulations for the same constant of motion may be defined, typically by scaling the vector with constants, such as the mass m, the force parameter k or the angular momentum L. The most common variant is to divide A by mk, which yields the eccentricity vector, a dimensionless vector along the semi-major axis whose modulus equals the eccentricity of the conic: $\mathbf{e} = \frac{\mathbf{A}}{m k} = \frac{1}{m k}(\mathbf{p} \times \mathbf{L}) - \mathbf{\hat{r}}.$ An equivalent formulation multiplies this eccentricity vector by the major semiaxis a, giving the resulting vector the units of length. Yet another formulation divides A by $L^2$, yielding an equivalent conserved quantity with units of inverse length, a quantity that appears in the solution of the Kepler problem $u \equiv \frac{1}{r} = \frac{km}{L^2} + \frac{A}{L^2} \cos\theta$ where $\theta$ is the angle between A and the position vector r. Further alternative formulations are given below.
## Derivation of the Kepler orbits
The shape and orientation of the orbits can be determined from the LRL vector as follows. Taking the dot product of A with the position vector r gives the equation $\mathbf{A} \cdot \mathbf{r} = A \cdot r \cdot \cos\theta =
\mathbf{r} \cdot \left( \mathbf{p} \times \mathbf{L} \right) - mkr,$ where θ is the angle between r and A (Figure 2). Permuting the scalar triple product yields $\mathbf{r} \cdot\left(\mathbf{p}\times \mathbf{L}\right) =
\left(\mathbf{r} \times \mathbf{p}\right)\cdot\mathbf{L} =
\mathbf{L}\cdot\mathbf{L}=L^2$
Rearranging yields the solution for the Kepler equation
This corresponds to the formula for a conic section of eccentricity e $\frac{1}{r} = C \cdot \left( 1 + e \cdot \cos\theta \right)$ where the eccentricity $e = \frac{A}{\left| mk \right|} \geq 0$ and C is a constant.
Taking the dot product of A with itself yields an equation involving the total energy E, $A^2 = m^2 k^2 + 2 m E L^2,$ which may be rewritten in terms of the eccentricity, $e^{2} = 1 + \frac{2L^2}{mk^2}E.$
Thus, if the energy E is negative (bound orbits), the eccentricity is less than one and the orbit is an ellipse. Conversely, if the energy is positive (unbound orbits, also called "scattered orbits"), the eccentricity is greater than one and the orbit is a hyperbola. Finally, if the energy is exactly zero, the eccentricity is one and the orbit is a parabola. In all cases, the direction of A lies along the symmetry axis of the conic section and points from the center of force toward the periapsis, the point of closest approach.
## Circular momentum hodographs
The conservation of the LRL vector A and angular momentum vector L is useful in showing that the momentum vector p moves on a circle under an inverse-square central force.
Taking the dot product of $mk \hat{\mathbf{r}} = \mathbf{p} \times \mathbf{L} - \mathbf{A}$ with itself yields $(mk)^2= A^2+ p^2 L^2 + 2 \mathbf{L} \cdot (\mathbf{p} \times \mathbf{A}).$
Further choosing L along the z-axis, and the major semiaxis as the x-axis, yields the locus equation for p,
In other words, the momentum vector p is confined to a circle of radius mk/L = L/l centered on (0, A/L). For bounded orbits, the eccentricity e corresponds to the cosine of the angle η shown in Figure 3. For unbounded orbits, we have $A > m k$ and so the circle does not intersect the $p_x$-axis.
In the degenerate limit of circular orbits, and thus vanishing A, the circle centers at the origin (0,0). For brevity, it is also useful to introduce the variable $p_0 = \sqrt{2m|E|}$.
This circular hodograph is useful in illustrating the symmetry of the Kepler problem.
## Constants of motion and superintegrability
The seven scalar quantities E, A and L (being vectors, the latter two contribute three conserved quantities each) are related by two equations, A ⋅ L = 0 and A<sup>2</sup> = m<sup>2</sup>k<sup>2</sup> + 2 mEL<sup>2</sup>, giving five independent constants of motion. (Since the magnitude of A, hence the eccentricity e of the orbit, can be determined from the total angular momentum L and the energy E, only the direction of A is conserved independently; moreover, since A must be perpendicular to L, it contributes only one additional conserved quantity.)
This is consistent with the six initial conditions (the particle's initial position and velocity vectors, each with three components) that specify the orbit of the particle, since the initial time is not determined by a constant of motion. The resulting 1-dimensional orbit in 6-dimensional phase space is thus completely specified.
A mechanical system with d degrees of freedom can have at most 2d − 1 constants of motion, since there are 2d initial conditions and the initial time cannot be determined by a constant of motion. A system with more than d constants of motion is called superintegrable and a system with 2d − 1 constants is called maximally superintegrable. Since the solution of the Hamilton–Jacobi equation in one coordinate system can yield only d constants of motion, superintegrable systems must be separable in more than one coordinate system. The Kepler problem is maximally superintegrable, since it has three degrees of freedom (d = 3) and five independent constant of motion; its Hamilton–Jacobi equation is separable in both spherical coordinates and parabolic coordinates, as described below.
Maximally superintegrable systems follow closed, one-dimensional orbits in phase space, since the orbit is the intersection of the phase-space isosurfaces of their constants of motion. Consequently, the orbits are perpendicular to all gradients of all these independent isosurfaces, five in this specific problem, and hence are determined by the generalized cross products of all of these gradients. As a result, all superintegrable systems are automatically describable by Nambu mechanics, alternatively, and equivalently, to Hamiltonian mechanics.
Maximally superintegrable systems can be quantized using commutation relations, as illustrated below. Nevertheless, equivalently, they are also quantized in the Nambu framework, such as this classical Kepler problem into the quantum hydrogen atom.
## Evolution under perturbed potentials
The Laplace–Runge–Lenz vector A is conserved only for a perfect inverse-square central force. In most practical problems such as planetary motion, however, the interaction potential energy between two bodies is not exactly an inverse square law, but may include an additional central force, a so-called perturbation described by a potential energy h(r). In such cases, the LRL vector rotates slowly in the plane of the orbit, corresponding to a slow apsidal precession of the orbit.
By assumption, the perturbing potential h(r) is a conservative central force, which implies that the total energy E and angular momentum vector L are conserved. Thus, the motion still lies in a plane perpendicular to L and the magnitude A is conserved, from the equation A<sup>2</sup> = m<sup>2</sup>k<sup>2</sup> + 2mEL<sup>2</sup>. The perturbation potential h(r) may be any sort of function, but should be significantly weaker than the main inverse-square force between the two bodies.
The rate at which the LRL vector rotates provides information about the perturbing potential h(r). Using canonical perturbation theory and action-angle coordinates, it is straightforward to show that A rotates at a rate of, $\begin{align}
\frac{\partial}{\partial L} \langle h(r) \rangle & = \frac{\partial}{\partial L} \left\{ \frac{1}{T} \int_0^T h(r) \, dt \right\} \[1em]
& = \frac{\partial}{\partial L} \left\{ \frac{m}{L^{2}} \int_0^{2\pi} r^2 h(r) \, d\theta \right\},
\end{align}$ where T is the orbital period, and the identity L dt = m r<sup>2</sup> dθ was used to convert the time integral into an angular integral (Figure 5). The expression in angular brackets, h(r), represents the perturbing potential, but averaged over one full period; that is, averaged over one full passage of the body around its orbit. Mathematically, this time average corresponds to the following quantity in curly braces. This averaging helps to suppress fluctuations in the rate of rotation.
This approach was used to help verify Einstein's theory of general relativity, which adds a small effective inverse-cubic perturbation to the normal Newtonian gravitational potential, $h(r) = \frac{kL^{2}}{m^{2}c^{2}} \left( \frac{1}{r^{3}} \right).$
Inserting this function into the integral and using the equation $\frac{1}{r} = \frac{mk}{L^2} \left( 1 + \frac{A}{mk} \cos\theta \right)$ to express r in terms of θ, the precession rate of the periapsis caused by this non-Newtonian perturbation is calculated to be $\frac{6 \pi k^2}{T L^2 c^2},$ which closely matches the observed anomalous precession of Mercury and binary pulsars. This agreement with experiment is strong evidence for general relativity.
## Poisson brackets
### The unscaled functions
The algebraic structure of the problem is, as explained in later sections, SO(4)/Z<sub>2</sub> \~ SO(3) × SO(3). The three components L<sub>i</sub> of the angular momentum vector L have the Poisson brackets $\{ L_i, L_j\} = \sum_{s=1}^3 \varepsilon_{ijs} L_s,$ where i=1,2,3 and ε<sub>ijs</sub> is the fully antisymmetric tensor, i.e., the Levi-Civita symbol; the summation index s is used here to avoid confusion with the force parameter k defined above. Then since the LRL vector A transforms like a vector, we have the following Poisson bracket relations between A and L: $\{A_i,L_j\}=\sum_{s=1}^3\varepsilon_{ijs}A_s.$ Finally, the Poisson bracket relations between the different components of A are as follows: $\{A_i,A_j\}=-2mH\sum_{s=1}^3\varepsilon_{ijs}L_s,$ where $H$ is the Hamiltonian. Note that the span of the components of A and the components of L is not closed under Poisson brackets, because of the factor of $H$ on the right-hand side of this last relation.
Finally, since both L and A are constants of motion, we have $\{A_i, H\} = \{L_i, H\} = 0.$
The Poisson brackets will be extended to quantum mechanical commutation relations in the next section and to Lie brackets in a following section.
### The scaled functions
As noted below, a scaled Laplace–Runge–Lenz vector D may be defined with the same units as angular momentum by dividing A by $p_0 = \sqrt{2m|H|}$. Since D still transforms like a vector, the Poisson brackets of D with the angular momentum vector L can then be written in a similar form $\{ D_i, L_j\} = \sum_{s=1}^3 \varepsilon_{ijs} D_s.$
The Poisson brackets of D with itself depend on the sign of H, i.e., on whether the energy is negative (producing closed, elliptical orbits under an inverse-square central force) or positive (producing open, hyperbolic orbits under an inverse-square central force). For negative energies—i.e., for bound systems—the Poisson brackets are $\{ D_i, D_j\} = \sum_{s=1}^3 \varepsilon_{ijs} L_s.$ We may now appreciate the motivation for the chosen scaling of D: With this scaling, the Hamiltonian no longer appears on the right-hand side of the preceding relation. Thus, the span of the three components of L and the three components of D forms a six-dimensional Lie algebra under the Poisson bracket. This Lie algebra is isomorphic to so(4), the Lie algebra of the 4-dimensional rotation group SO(4).
By contrast, for positive energy, the Poisson brackets have the opposite sign, $\{ D_i, D_j\} = -\sum_{s=1}^3 \varepsilon_{ijs} L_s.$ In this case, the Lie algebra is isomorphic to so(3,1).
The distinction between positive and negative energies arises because the desired scaling—the one that eliminates the Hamiltonian from the right-hand side of the Poisson bracket relations between the components of the scaled LRL vector—involves the square root of the Hamiltonian. To obtain real-valued functions, we must then take the absolute value of the Hamiltonian, which distinguishes between positive values (where $|H| = H$) and negative values (where $|H| = -H$).
### Laplace-Runge-Lenz operator for the hydrogen atom in momentum space
Scaled Laplace-Runge-Lenz operator in the momentum space was found recently in. Formula for the operator is simplier than in the position space:
$\hat \mathbf{A}_{\mathbf p}=\imath(\hat l_{\mathbf p}+1 )\mathbf p -\frac{(p^2+1)}{2}\imath\mathbf\nabla_{\mathbf p } ,$
where "degree operator"
$\hat l_{\mathbf p }=(\mathbf p \mathbf \nabla_{\mathbf p} )$
multiplies a homogeneous polynomial by its degree.
### Casimir invariants and the energy levels
The Casimir invariants for negative energies are $\begin{align}
C_1 &= \mathbf{D} \cdot \mathbf{D} + \mathbf{L} \cdot \mathbf{L} = \frac{mk^2}{2|E|}, \\
C_2 &= \mathbf{D} \cdot \mathbf{L} = 0,
\end{align}$
and have vanishing Poisson brackets with all components of D and L, $\{ C_1, L_i \} = \{ C_1, D_i\} =
\{ C_2, L_i \} = \{ C_2, D_i \} = 0.$ C<sub>2</sub> is trivially zero, since the two vectors are always perpendicular.
However, the other invariant, C<sub>1</sub>, is non-trivial and depends only on m, k and E. Upon canonical quantization, this invariant allows the energy levels of hydrogen-like atoms to be derived using only quantum mechanical canonical commutation relations, instead of the conventional solution of the Schrödinger equation. This derivation is discussed in detail in the next section.
## Quantum mechanics of the hydrogen atom
Poisson brackets provide a simple guide for quantizing most classical systems: the commutation relation of two quantum mechanical operators is specified by the Poisson bracket of the corresponding classical variables, multiplied by iħ.
By carrying out this quantization and calculating the eigenvalues of the C<sub>1</sub> Casimir operator for the Kepler problem, Wolfgang Pauli was able to derive the energy levels of hydrogen-like atoms (Figure 6) and, thus, their atomic emission spectrum. This elegant 1926 derivation was obtained before the development of the Schrödinger equation.
A subtlety of the quantum mechanical operator for the LRL vector A is that the momentum and angular momentum operators do not commute; hence, the quantum operator cross product of p and L must be defined carefully. Typically, the operators for the Cartesian components A<sub>s</sub> are defined using a symmetrized (Hermitian) product, $A_s = - m k \hat{r}_s + \frac{1}{2} \sum_{i=1}^3 \sum_{j=1}^3 \varepsilon_{sij} (p_i \ell_j + \ell_j p_i),$ Once this is done, one can show that the quantum LRL operators satisfy commutations relations exactly analogous to the Poisson bracket relations in the previous section—just replacing the Poisson bracket with $1/(i\hbar)$ times the commutator.
From these operators, additional ladder operators for L can be defined, $\begin{align}
J_0 &= A_3, \\
J_{\pm 1} &= \mp \tfrac{1}{\sqrt{2}} \left( A_1 \pm i A_2 \right).
\end{align}$ These further connect different eigenstates of L<sup>2</sup>, so different spin multiplets, among themselves.
A normalized first Casimir invariant operator, quantum analog of the above, can likewise be defined, $C_1 = - \frac{m k^2}{2 \hbar^{2}} H^{-1} - I,$ where H<sup>−1</sup> is the inverse of the Hamiltonian energy operator, and I is the identity operator.
Applying these ladder operators to the eigenstates \|lmn〉 of the total angular momentum, azimuthal angular momentum and energy operators, the eigenvalues of the first Casimir operator, C<sub>1</sub>, are seen to be quantized, n<sup>2</sup> − 1. Importantly, by dint of the vanishing of C<sub>2</sub>, they are independent of the l and m quantum numbers, making the energy levels degenerate.
Hence, the energy levels are given by $E_n = - \frac{m k^2}{2\hbar^{2} n^2},$ which coincides with the Rydberg formula for hydrogen-like atoms (Figure 6). The additional symmetry operators A have connected the different l multiplets among themselves, for a given energy (and C<sub>1</sub>), dictating n<sup>2</sup> states at each level. In effect, they have enlarged the angular momentum group SO(3) to SO(4)/Z<sub>2</sub> \~ SO(3) × SO(3).
## Conservation and symmetry
The conservation of the LRL vector corresponds to a subtle symmetry of the system. In classical mechanics, symmetries are continuous operations that map one orbit onto another without changing the energy of the system; in quantum mechanics, symmetries are continuous operations that "mix" electronic orbitals of the same energy, i.e., degenerate energy levels. A conserved quantity is usually associated with such symmetries. For example, every central force is symmetric under the rotation group SO(3), leading to the conservation of the angular momentum L. Classically, an overall rotation of the system does not affect the energy of an orbit; quantum mechanically, rotations mix the spherical harmonics of the same quantum number l without changing the energy.
The symmetry for the inverse-square central force is higher and more subtle. The peculiar symmetry of the Kepler problem results in the conservation of both the angular momentum vector L and the LRL vector A (as defined above) and, quantum mechanically, ensures that the energy levels of hydrogen do not depend on the angular momentum quantum numbers l and m. The symmetry is more subtle, however, because the symmetry operation must take place in a higher-dimensional space; such symmetries are often called "hidden symmetries".
Classically, the higher symmetry of the Kepler problem allows for continuous alterations of the orbits that preserve energy but not angular momentum; expressed another way, orbits of the same energy but different angular momentum (eccentricity) can be transformed continuously into one another. Quantum mechanically, this corresponds to mixing orbitals that differ in the l and m quantum numbers, such as the s(l = 0) and p(l = 1) atomic orbitals. Such mixing cannot be done with ordinary three-dimensional translations or rotations, but is equivalent to a rotation in a higher dimension.
For negative energies – i.e., for bound systems – the higher symmetry group is SO(4), which preserves the length of four-dimensional vectors
$|\mathbf{e}|^2 = e_1^2 + e_2^2 + e_3^2 + e_4^2.$
In 1935, Vladimir Fock showed that the quantum mechanical bound Kepler problem is equivalent to the problem of a free particle confined to a three-dimensional unit sphere in four-dimensional space. Specifically, Fock showed that the Schrödinger wavefunction in the momentum space for the Kepler problem was the stereographic projection of the spherical harmonics on the sphere. Rotation of the sphere and re-projection results in a continuous mapping of the elliptical orbits without changing the energy, an SO(4) symmetry sometimes known as Fock symmetry; quantum mechanically, this corresponds to a mixing of all orbitals of the same energy quantum number n. Valentine Bargmann noted subsequently that the Poisson brackets for the angular momentum vector L and the scaled LRL vector A formed the Lie algebra for SO(4). Simply put, the six quantities A and L correspond to the six conserved angular momenta in four dimensions, associated with the six possible simple rotations in that space (there are six ways of choosing two axes from four). This conclusion does not imply that our universe is a three-dimensional sphere; it merely means that this particular physics problem (the two-body problem for inverse-square central forces) is mathematically equivalent to a free particle on a three-dimensional sphere.
For positive energies – i.e., for unbound, "scattered" systems – the higher symmetry group is SO(3,1), which preserves the Minkowski length of 4-vectors
$ds^2 = e_1^2 + e_2^2 + e_3^2 - e_4^2.$
Both the negative- and positive-energy cases were considered by Fock and Bargmann and have been reviewed encyclopedically by Bander and Itzykson.
The orbits of central-force systems – and those of the Kepler problem in particular – are also symmetric under reflection. Therefore, the SO(3), SO(4) and SO(3,1) groups cited above are not the full symmetry groups of their orbits; the full groups are O(3), O(4), and O(3,1), respectively. Nevertheless, only the connected subgroups, SO(3), SO(4), and SO<sup>+</sup>(3,1), are needed to demonstrate the conservation of the angular momentum and LRL vectors; the reflection symmetry is irrelevant for conservation, which may be derived from the Lie algebra of the group.
## Rotational symmetry in four dimensions
The connection between the Kepler problem and four-dimensional rotational symmetry SO(4) can be readily visualized. Let the four-dimensional Cartesian coordinates be denoted (w, x, y, z) where (x, y, z) represent the Cartesian coordinates of the normal position vector r. The three-dimensional momentum vector p is associated with a four-dimensional vector $\boldsymbol\eta$ on a three-dimensional unit sphere
$\begin{align}
\boldsymbol\eta & = \frac{p^2 - p_0^2}{p^2 + p_0^2} \mathbf{\hat{w}} + \frac{2 p_0}{p^2 + p_0^2} \mathbf{p} \[1em]
& = \frac{mk - r p_0^2}{mk} \mathbf{\hat{w}} + \frac{rp_0}{mk} \mathbf{p},
\end{align}$
where $\mathbf{\hat{w}}$ is the unit vector along the new w axis. The transformation mapping p to η can be uniquely inverted; for example, the x component of the momentum equals $p_x = p_0 \frac{\eta_x}{1 - \eta_w},$ and similarly for p<sub>y</sub> and p<sub>z</sub>. In other words, the three-dimensional vector p is a stereographic projection of the four-dimensional $\boldsymbol\eta$ vector, scaled by p<sub>0</sub> (Figure 8).
Without loss of generality, we may eliminate the normal rotational symmetry by choosing the Cartesian coordinates such that the z axis is aligned with the angular momentum vector L and the momentum hodographs are aligned as they are in Figure 7, with the centers of the circles on the y axis. Since the motion is planar, and p and L are perpendicular, p<sub>z</sub> = η<sub>z</sub> = 0 and attention may be restricted to the three-dimensional vector $\boldsymbol\eta = (\eta_w, \eta_x, \eta_y)$. The family of Apollonian circles of momentum hodographs (Figure 7) correspond to a family of great circles on the three-dimensional $\boldsymbol\eta$ sphere, all of which intersect the η<sub>x</sub> axis at the two foci η<sub>x</sub> = ±1, corresponding to the momentum hodograph foci at p<sub>x</sub> = ±p<sub>0</sub>. These great circles are related by a simple rotation about the η<sub>x</sub>-axis (Figure 8). This rotational symmetry transforms all the orbits of the same energy into one another; however, such a rotation is orthogonal to the usual three-dimensional rotations, since it transforms the fourth dimension η<sub>w</sub>. This higher symmetry is characteristic of the Kepler problem and corresponds to the conservation of the LRL vector.
An elegant action-angle variables solution for the Kepler problem can be obtained by eliminating the redundant four-dimensional coordinates $\boldsymbol\eta$ in favor of elliptic cylindrical coordinates (χ, ψ, φ)
$\begin{align}
\eta_w &= \operatorname{cn} \chi \operatorname{cn} \psi, \[1ex]
\eta_x &= \operatorname{sn} \chi \operatorname{dn} \psi \cos \phi, \[1ex]
\eta_y &= \operatorname{sn} \chi \operatorname{dn} \psi \sin \phi, \[1ex]
\eta_z &= \operatorname{dn} \chi \operatorname{sn} \psi,
\end{align}$ where sn, cn and dn are Jacobi's elliptic functions.
## Generalizations to other potentials and relativity
The Laplace–Runge–Lenz vector can also be generalized to identify conserved quantities that apply to other situations.
In the presence of a uniform electric field E, the generalized Laplace–Runge–Lenz vector $\mathcal{A}$ is
$\mathcal{A} = \mathbf{A} + \frac{mq}{2} \left[ \left( \mathbf{r} \times \mathbf{E} \right) \times \mathbf{r} \right],$ where q is the charge of the orbiting particle. Although $\mathcal{A}$ is not conserved, it gives rise to a conserved quantity, namely $\mathcal{A} \cdot \mathbf{E}$.
Further generalizing the Laplace–Runge–Lenz vector to other potentials and special relativity, the most general form can be written as $\mathcal{A} =
\left( \frac{\partial \xi}{\partial u} \right) \left(\mathbf{p} \times \mathbf{L}\right) +
\left[ \xi - u \left( \frac{\partial \xi}{\partial u} \right)\right] L^{2} \mathbf{\hat{r}},$
where u = 1/r and ξ = cos θ, with the angle θ defined by
$\theta = L \int^u \frac{du}{\sqrt{m^2 c^2 (\gamma^2 - 1) - L^2 u^{2}}},$
and γ is the Lorentz factor. As before, we may obtain a conserved binormal vector B by taking the cross product with the conserved angular momentum vector
$\mathcal{B} = \mathbf{L} \times \mathcal{A}.$
These two vectors may likewise be combined into a conserved dyadic tensor W,
$\mathcal{W} = \alpha \mathcal{A} \otimes \mathcal{A} + \beta \, \mathcal{B} \otimes \mathcal{B}.$
In illustration, the LRL vector for a non-relativistic, isotropic harmonic oscillator can be calculated. Since the force is central, $\mathbf{F}(r)= -k \mathbf{r},$ the angular momentum vector is conserved and the motion lies in a plane.
The conserved dyadic tensor can be written in a simple form $\mathcal{W} = \frac{1}{2m} \mathbf{p} \otimes \mathbf{p} + \frac{k}{2} \, \mathbf{r} \otimes \mathbf{r},$ although p and r are not necessarily perpendicular.
The corresponding Runge–Lenz vector is more complicated, $\mathcal{A} = \frac{1}{\sqrt{mr^2 \omega_0 A - mr^2 E + L^2}} \left\{ \left( \mathbf{p} \times \mathbf{L} \right) + \left(mr\omega_0 A - mrE \right) \mathbf{\hat{r}} \right\},$ where $\omega_0 = \sqrt{\frac{k}{m}}$ is the natural oscillation frequency, and $A = (E^2-\omega^2 L^2)^{1/2} / \omega.$
## Proofs that the Laplace–Runge–Lenz vector is conserved in Kepler problems
The following are arguments showing that the LRL vector is conserved under central forces that obey an inverse-square law.
### Direct proof of conservation
A central force $\mathbf{F}$ acting on the particle is
$\mathbf{F} = \frac{d\mathbf{p}}{dt} = f(r) \frac{\mathbf{r}}{r} = f(r) \mathbf{\hat{r}}$
for some function $f(r)$ of the radius $r$. Since the angular momentum $\mathbf{L} = \mathbf{r} \times \mathbf{p}$ is conserved under central forces, $\frac{d}{dt}\mathbf{L} = 0$ and
$\frac{d}{dt} \left( \mathbf{p} \times \mathbf{L} \right) = \frac{d\mathbf{p}}{dt} \times \mathbf{L} = f(r) \mathbf{\hat{r}} \times \left( \mathbf{r} \times m \frac{d\mathbf{r}}{dt} \right) = f(r) \frac{m}{r} \left[ \mathbf{r} \left(\mathbf{r} \cdot \frac{d\mathbf{r}}{dt} \right) - r^2 \frac{d\mathbf{r}}{dt} \right],$
where the momentum $\mathbf{p} = m \frac{d\mathbf{r}}{dt}$ and where the triple cross product has been simplified using Lagrange's formula
$\mathbf{r} \times \left( \mathbf{r} \times \frac{d\mathbf{r}}{dt} \right) = \mathbf{r} \left(\mathbf{r} \cdot \frac{d\mathbf{r}}{dt} \right) - r^2 \frac{d\mathbf{r}}{dt}.$
The identity
$\frac{d}{dt} \left( \mathbf{r} \cdot \mathbf{r} \right) = 2 \mathbf{r} \cdot \frac{d\mathbf{r}}{dt} = \frac{d}{dt} (r^2) = 2r\frac{dr}{dt}$
yields the equation
$\frac{d}{dt} \left( \mathbf{p} \times \mathbf{L} \right) =
-m f(r) r^2 \left[ \frac{1}{r} \frac{d\mathbf{r}}{dt} - \frac{\mathbf{r}}{r^2} \frac{dr}{dt}\right] = -m f(r) r^2 \frac{d}{dt} \left( \frac{\mathbf{r}}{r}\right).$
For the special case of an inverse-square central force $f(r)=\frac{-k}{r^{2}}$, this equals
$\frac{d}{dt} \left( \mathbf{p} \times \mathbf{L} \right) =
m k \frac{d}{dt} \left( \frac{\mathbf{r}}{r}\right) =
\frac{d}{dt} (mk\mathbf{\hat{r}}).$
Therefore, A is conserved for inverse-square central forces
$\frac{d}{dt} \mathbf{A} = \frac{d}{dt} \left( \mathbf{p} \times \mathbf{L} \right) - \frac{d}{dt} \left( mk\mathbf{\hat{r}} \right) = \mathbf{0}.$
A shorter proof is obtained by using the relation of angular momentum to angular velocity, $\mathbf{L} = m r^2 \boldsymbol{\omega}$, which holds for a particle traveling in a plane perpendicular to $\mathbf{L}$. Specifying to inverse-square central forces, the time derivative of $\mathbf{p} \times \mathbf{L}$ is $\frac{d}{dt} \mathbf{p} \times \mathbf{L} = \left( \frac{-k}{r^2} \mathbf{\hat{r}} \right) \times \left(m r^2 \boldsymbol{\omega}\right)
= m k \, \boldsymbol{\omega} \times \mathbf{\hat{r}} = m k \,\frac{d}{dt}\mathbf{\hat{r}},$ where the last equality holds because a unit vector can only change by rotation, and $\boldsymbol{\omega}\times\mathbf{\hat{r}}$ is the orbital velocity of the rotating vector. Thus, A is seen to be a difference of two vectors with equal time derivatives.
As described elsewhere in this article, this LRL vector A is a special case of a general conserved vector $\mathcal{A}$ that can be defined for all central forces. However, since most central forces do not produce closed orbits (see Bertrand's theorem), the analogous vector $\mathcal{A}$ rarely has a simple definition and is generally a multivalued function of the angle θ between r and $\mathcal{A}$.
### Hamilton–Jacobi equation in parabolic coordinates
The constancy of the LRL vector can also be derived from the Hamilton–Jacobi equation in parabolic coordinates (ξ, η), which are defined by the equations $\begin{align}
\xi &= r + x, \\
\eta &= r - x,
\end{align}$ where r represents the radius in the plane of the orbit $r = \sqrt{x^2 + y^2}.$
The inversion of these coordinates is $\begin{align}
x &= \tfrac{1}{2} (\xi - \eta), \\
y &= \sqrt{\xi\eta},
\end{align}$
Separation of the Hamilton–Jacobi equation in these coordinates yields the two equivalent equations
$\begin{align}
2\xi p_\xi^2 - mk - mE\xi &= -\Gamma, \\
2\eta p_\eta^2 - mk - mE\eta &= \Gamma,
\end{align}$ where Γ is a constant of motion. Subtraction and re-expression in terms of the Cartesian momenta p<sub>x</sub> and p<sub>y</sub> shows that Γ is equivalent to the LRL vector
$\Gamma = p_y (x p_y - y p_x) - mk\frac{x}{r} = A_x.$
### Noether's theorem
The connection between the rotational symmetry described above and the conservation of the LRL vector can be made quantitative by way of Noether's theorem. This theorem, which is used for finding constants of motion, states that any infinitesimal variation of the generalized coordinates of a physical system
$\delta q_i = \varepsilon g_i(\mathbf{q}, \mathbf{\dot{q}}, t)$
that causes the Lagrangian to vary to first order by a total time derivative
$\delta L = \varepsilon \frac{d}{dt} G(\mathbf{q}, t)$
corresponds to a conserved quantity Γ
$\Gamma = -G + \sum_i g_i \left( \frac{\partial L}{\partial \dot{q}_i}\right).$
In particular, the conserved LRL vector component A<sub>s</sub> corresponds to the variation in the coordinates
$\delta_s x_i = \frac{\varepsilon}{2} \left[ 2 p_i x_s - x_i p_s - \delta_{is} \left( \mathbf{r} \cdot \mathbf{p} \right) \right],$
where i equals 1, 2 and 3, with x<sub>i</sub> and p<sub>i</sub> being the i-th components of the position and momentum vectors r and p, respectively; as usual, δ<sub>is</sub> represents the Kronecker delta. The resulting first-order change in the Lagrangian is
$\delta L = \frac{1}{2}\varepsilon mk\frac{d}{dt} \left( \frac{x_s}{r} \right).$
Substitution into the general formula for the conserved quantity Γ yields the conserved component A<sub>s</sub> of the LRL vector, $A_s = \left[ p^2 x_s - p_s \ \left(\mathbf{r} \cdot \mathbf{p}\right) \right] - mk \left( \frac{x_s}{r} \right) =
\left[ \mathbf{p} \times \left( \mathbf{r} \times \mathbf{p} \right) \right]_s - mk \left( \frac{x_s}{r} \right).$
### Lie transformation
The Noether theorem derivation of the conservation of the LRL vector A is elegant, but has one drawback: the coordinate variation δx<sub>i</sub> involves not only the position r, but also the momentum p or, equivalently, the velocity v. This drawback may be eliminated by instead deriving the conservation of A using an approach pioneered by Sophus Lie. Specifically, one may define a Lie transformation in which the coordinates r and the time t are scaled by different powers of a parameter λ (Figure 9), $t \rightarrow \lambda^{3}t , \qquad \mathbf{r} \rightarrow \lambda^{2}\mathbf{r} , \qquad\mathbf{p} \rightarrow \frac{1}{\lambda}\mathbf{p}.$
This transformation changes the total angular momentum L and energy E, $L \rightarrow \lambda L, \qquad E \rightarrow \frac{1}{\lambda^{2}} E,$ but preserves their product EL<sup>2</sup>. Therefore, the eccentricity e and the magnitude A are preserved, as may be seen from the equation for A<sup>2</sup> $A^2 = m^2 k^2 e^{2} = m^2 k^2 + 2 m E L^2.$
The direction of A is preserved as well, since the semiaxes are not altered by a global scaling. This transformation also preserves Kepler's third law, namely, that the semiaxis a and the period T form a constant T<sup>2</sup>/a<sup>3</sup>.
## Alternative scalings, symbols and formulations
Unlike the momentum and angular momentum vectors p and L, there is no universally accepted definition of the Laplace–Runge–Lenz vector; several different scaling factors and symbols are used in the scientific literature. The most common definition is given above, but another common alternative is to divide by the quantity mk to obtain a dimensionless conserved eccentricity vector
$\mathbf{e} =
\frac{1}{mk} \left(\mathbf{p} \times \mathbf{L} \right) - \mathbf{\hat{r}} =
\frac{m}{k} \left(\mathbf{v} \times \left( \mathbf{r} \times \mathbf{v} \right) \right) - \mathbf{\hat{r}},$
where v is the velocity vector. This scaled vector e has the same direction as A and its magnitude equals the eccentricity of the orbit, and thus vanishes for circular orbits.
Other scaled versions are also possible, e.g., by dividing A by m alone $\mathbf{M} = \mathbf{v} \times \mathbf{L} - k\mathbf{\hat{r}},$ or by p<sub>0</sub> $\mathbf{D} = \frac{\mathbf{A}}{p_{0}} =
\frac{1}{\sqrt{2m|E|}}
\left\{ \mathbf{p} \times \mathbf{L} - m k \mathbf{\hat{r}} \right\},$ which has the same units as the angular momentum vector L.
In rare cases, the sign of the LRL vector may be reversed, i.e., scaled by −1. Other common symbols for the LRL vector include a, R, F, J and V. However, the choice of scaling and symbol for the LRL vector do not affect its conservation.
An alternative conserved vector is the binormal vector B studied by William Rowan Hamilton,
which is conserved and points along the minor semiaxis of the ellipse. (It is not defined for vanishing eccentricity.)
The LRL vector A = B × L is the cross product of B and L (Figure 4). On the momentum hodograph in the relevant section above, B is readily seen to connect the origin of momenta with the center of the circular hodograph, and to possess magnitude A/L. At perihelion, it points in the direction of the momentum.
The vector B is denoted as "binormal" since it is perpendicular to both A and L. Similar to the LRL vector itself, the binormal vector can be defined with different scalings and symbols.
The two conserved vectors, A and B can be combined to form a conserved dyadic tensor W, $\mathbf{W} = \alpha \mathbf{A} \otimes \mathbf{A} + \beta \, \mathbf{B} \otimes \mathbf{B},$ where α and β are arbitrary scaling constants and $\otimes$ represents the tensor product (which is not related to the vector cross product, despite their similar symbol). Written in explicit components, this equation reads $W_{ij} = \alpha A_i A_j + \beta B_i B_j.$
Being perpendicular to each another, the vectors A and B can be viewed as the principal axes of the conserved tensor W, i.e., its scaled eigenvectors. W is perpendicular to L , $\mathbf{L} \cdot \mathbf{W} =
\alpha \left( \mathbf{L} \cdot \mathbf{A} \right) \mathbf{A} + \beta \left( \mathbf{L} \cdot \mathbf{B} \right) \mathbf{B} = 0,$ since A and B are both perpendicular to L as well, L ⋅ A = L ⋅ B = 0.
More directly, this equation reads, in explicit components, $\left( \mathbf{L} \cdot \mathbf{W} \right)_j = \alpha \left( \sum_{i=1}^3 L_i A_i \right) A_j + \beta \left( \sum_{i=1}^3 L_i B_i \right) B_j = 0.$
## See also
- Astrodynamics
- Orbit
- Eccentricity vector
- Orbital elements
- Bertrand's theorem
- Binet equation
- Two-body problem
|
48,594 |
Samuel Johnson
| 1,172,378,746 |
English writer and lexicographer (1709–1784)
|
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"English sermon writers",
"English travel writers",
"James Boswell",
"Last of the Romans",
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"Male essayists",
"People educated at King Edward VI College, Stourbridge",
"People educated at King Edward VI School, Lichfield",
"People from Lichfield",
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"People with mood disorders",
"Samuel Johnson",
"Schoolteachers from Staffordshire",
"Streathamites",
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Samuel Johnson (18 September 1709 – 13 December 1784), often called Dr Johnson, was an English writer who made lasting contributions as a poet, playwright, essayist, moralist, literary critic, sermonist, biographer, editor, and lexicographer. The Oxford Dictionary of National Biography calls him "arguably the most distinguished man of letters in English history".
Born in Lichfield, Staffordshire, he attended Pembroke College, Oxford, until lack of funds forced him to leave. After working as a teacher, he moved to London and began writing for The Gentleman's Magazine. Early works include Life of Mr Richard Savage, the poems London and The Vanity of Human Wishes and the play Irene. After nine years' effort, Johnson's A Dictionary of the English Language appeared in 1755, and was acclaimed as "one of the greatest single achievements of scholarship". Later work included essays, an annotated The Plays of William Shakespeare, and the apologue The History of Rasselas, Prince of Abissinia. In 1763 he befriended James Boswell, with whom he travelled to Scotland, as Johnson described in A Journey to the Western Islands of Scotland. Near the end of his life came a massive, influential Lives of the Most Eminent English Poets of the 17th and 18th centuries.
Dr. Johnson was a devout Anglican, and a committed Tory. Tall and robust, he displayed gestures and tics that disconcerted some on meeting him. Boswell's Life of Samuel Johnson, along with other biographies, documented Johnson's behaviour and mannerisms in such detail that they have informed the posthumous diagnosis of Tourette syndrome, a condition not defined or diagnosed in the 18th century. After several illnesses, he died on the evening of 13 December 1784 and was buried in Westminster Abbey.
In his later life Johnson became a celebrity, and following his death he was increasingly seen to have had a lasting effect on literary criticism, even being claimed to be the one truly great critic of English literature. A prevailing mode of literary theory in the 20th century drew from his views, and he had a lasting impact on biography. Johnson's Dictionary had far-reaching effects on Modern English, and was pre-eminent until the arrival of the Oxford English Dictionary 150 years later. Boswell's Life was selected by Johnson biographer Walter Jackson Bate as "the most famous single work of biographical art in the whole of literature".
## Life and career
### Early life and education
Samuel Johnson was born on 18 September 1709 to Sarah (née Ford) and Michael Johnson, a bookseller. His mother was 40 when she gave birth to Johnson in the family home above his father's bookshop in Lichfield, Staffordshire. This was considered an unusually late pregnancy, so precautions were taken, and a man-midwife and surgeon of "great reputation" named George Hector was brought in to assist. The infant Johnson did not cry, and there were concerns for his health. His aunt exclaimed that "she would not have picked such a poor creature up in the street". The family feared that Johnson would not survive, and summoned the vicar of St Mary's to perform a baptism. Two godfathers were chosen, Samuel Swynfen, a physician and graduate of Pembroke College, Oxford, and Richard Wakefield, a lawyer, coroner and Lichfield town clerk.
Johnson's health improved and he was put to wet-nurse with Joan Marklew. Some time later he contracted scrofula, known at the time as the "King's Evil" because it was thought royalty could cure it. Sir John Floyer, former physician to King Charles II, recommended that the young Johnson should receive the "royal touch", and he did so from Queen Anne on 30 March 1712. However, the ritual proved ineffective, and an operation was performed that left him with permanent scars across his face and body. Queen Anne gave Johnson an amulet on a chain he would wear the rest of his life.
When Johnson was three, Nathaniel was born. According to Nathaniel, in a letter he wrote to Sarah, complained Johnson "would scarcely ever use me with common civility." With the birth of Johnson's brother their father was unable to pay the debts he had accrued over the years, and the family was no longer able to maintain its standard of living.
Johnson displayed signs of great intelligence as a child, and his parents, to his later disgust, would show off his "newly acquired accomplishments". His education began at the age of three, and was provided by his mother, who had him memorise and recite passages from the Book of Common Prayer. When Samuel turned four, he was sent to a nearby school, and, at the age of six he was sent to a retired shoemaker to continue his education. A year later Johnson went to Lichfield Grammar School, where he excelled in Latin. For his most personal poems, Johnson used Latin. During this time, Johnson started to exhibit the tics that would influence how people viewed him in his later years, and which formed the basis for a posthumous diagnosis of Tourette syndrome. He excelled at his studies and was promoted to the upper school at the age of nine. During this time, he befriended Edmund Hector, nephew of his "man-midwife" George Hector, and John Taylor, with whom he remained in contact for the rest of his life.
At the age of 16, Johnson stayed with his cousins, the Fords, at Pedmore, Worcestershire. There he became a close friend of Cornelius Ford, who employed his knowledge of the classics to tutor Johnson while he was not attending school. Ford was a successful, well-connected academic, and notorious alcoholic whose excesses contributed to his death six years later. After spending six months with his cousins, Johnson returned to Lichfield, but Hunter, the headmaster, "angered by the impertinence of this long absence", refused to allow Johnson to continue at the school. Unable to return to Lichfield Grammar School, Johnson enrolled at the King Edward VI grammar school at Stourbridge. As the school was located near Pedmore, Johnson was able to spend more time with the Fords, and he began to write poems and verse translations. However, he spent only six months at Stourbridge before returning once again to his parents' home in Lichfield.
During this time, Johnson's future remained uncertain because his father was deeply in debt. To earn money, Johnson began to stitch books for his father, and it is likely that Johnson spent much time in his father's bookshop reading and building his literary knowledge. The family remained in poverty until his mother's cousin Elizabeth Harriotts died in February 1728 and left enough money to send Johnson to university. On 31 October 1728, a few weeks after he turned 19, Johnson entered Pembroke College, Oxford. The inheritance did not cover all of his expenses at Pembroke, and Andrew Corbet, a friend and fellow student at the college, offered to make up the deficit.
Johnson made friends at Pembroke and read much. His tutor asked him to produce a Latin translation of Alexander Pope's Messiah as a Christmas exercise. Johnson completed half of the translation in one afternoon and the rest the following morning. Although the poem brought him praise, it did not bring the material benefit he had hoped for. The poem later appeared in Miscellany of Poems (1731), edited by John Husbands, a Pembroke tutor, and is the earliest surviving publication of any of Johnson's writings. Johnson spent the rest of his time studying, even during the Christmas holiday. He drafted a "plan of study" called "Adversaria", which he left unfinished, and used his time to learn French while working on his Greek.
Johnson's tutor, Jorden, left Pembroke some months after Johnson's arrival, and was replaced by William Adams. Johnson enjoyed Adams's tutoring, but by December, was already a quarter behind in his student fees, and was forced to return to Lichfield without a degree, having spent 13 months at Oxford. He left behind many books that he had borrowed from his father because he could not afford to transport them, and also because he hoped to return.
He eventually did receive a degree. Just before the publication of his Dictionary in 1755, the University of Oxford awarded Johnson the degree of Master of Arts. He was awarded an honorary doctorate in 1765 by Trinity College Dublin and in 1775 by the University of Oxford. In 1776 he returned to Pembroke with Boswell and toured the college with his former tutor Adams, who by then was the Master of the college. During that visit he recalled his time at the college and his early career, and expressed his later fondness for Jorden.
### Early career
Little is known about Johnson's life between the end of 1729 and 1731. It is likely that he lived with his parents. He experienced bouts of mental anguish and physical pain during years of illness; his tics and gesticulations associated with Tourette syndrome became more noticeable and were often commented upon. By 1731 Johnson's father was deeply in debt and had lost much of his standing in Lichfield. Johnson hoped to get an usher's position, which became available at Stourbridge Grammar School, but since he did not have a degree, his application was passed over on 6 September 1731. At about this time, Johnson's father became ill and developed an "inflammatory fever" which led to his death in December 1731 when Johnson was twenty-two. Devastated by his father's death, Johnson sought to atone for an occasion he did not go with his father to sell books. Johnson stood for a "considerable time bareheaded in the rain" in the spot his father's stall used to be. After the publication of Boswell's Life of Samuel Johnson, a statue was erected in that spot.
Johnson eventually found employment as undermaster at a school in Market Bosworth, run by Sir Wolstan Dixie, who allowed Johnson to teach without a degree. Johnson was treated as a servant, and considered teaching boring, but nonetheless found pleasure in it. After an argument with Dixie he left the school, and by June 1732 he had returned home.
Johnson continued to look for a position at a Lichfield school. After being turned down for a job at Ashbourne School, he spent time with his friend Edmund Hector, who was living in the home of the publisher Thomas Warren. At the time, Warren was starting his Birmingham Journal, and he enlisted Johnson's help. This connection with Warren grew, and Johnson proposed a translation of Jerónimo Lobo's account of the Abyssinians. Johnson read Abbé Joachim Le Grand's French translations, and thought that a shorter version might be "useful and profitable". Instead of writing the work himself, he dictated to Hector, who then took the copy to the printer and made any corrections. Johnson's A Voyage to Abyssinia was published a year later. He returned to Lichfield in February 1734, and began an annotated edition of Poliziano's Latin poems, along with a history of Latin poetry from Petrarch to Poliziano; a Proposal was soon printed, but a lack of funds halted the project.
Johnson remained with his close friend Harry Porter during a terminal illness, which ended in Porter's death on 3 September 1734. Porter's wife Elizabeth (née Jervis) (otherwise known as "Tetty") was now a widow at the age of 45, with three children. Some months later, Johnson began to court her. William Shaw, a friend and biographer of Johnson, claims that "the first advances probably proceeded from her, as her attachment to Johnson was in opposition to the advice and desire of all her relations," Johnson was inexperienced in such relationships, but the well-to-do widow encouraged him and promised to provide for him with her substantial savings. They married on 9 July 1735, at St Werburgh's Church in Derby. The Porter family did not approve of the match, partly because of the difference in their ages: Johnson was 25 and Elizabeth was 46. Elizabeth's marriage to Johnson so disgusted her son Jervis that he severed all relations with her. However, her daughter Lucy accepted Johnson from the start, and her other son, Joseph, later came to accept the marriage.
In June 1735, while working as a tutor for the children of Thomas Whitby, a local Staffordshire gentleman, Johnson had applied for the position of headmaster at Solihull School. Although Johnson's friend Gilbert Walmisley gave his support, Johnson was passed over because the school's directors thought he was "a very haughty, ill-natured gent, and that he has such a way of distorting his face (which though he can't help) the gents think it may affect some lads". With Walmisley's encouragement, Johnson decided that he could be a successful teacher if he ran his own school. In the autumn of 1735, Johnson opened Edial Hall School as a private academy at Edial, near Lichfield. He had only three pupils: Lawrence Offley, George Garrick, and the 18-year-old David Garrick, who later became one of the most famous actors of his day. The venture was unsuccessful and cost Tetty a substantial portion of her fortune. Instead of trying to keep the failing school going, Johnson began to write his first major work, the historical tragedy Irene. Biographer Robert DeMaria believed that Tourette syndrome likely made public occupations like schoolmaster or tutor almost impossible for Johnson. This may have led Johnson to "the invisible occupation of authorship".
Johnson left for London with his former pupil David Garrick on 2 March 1737, the day Johnson's brother died. He was penniless and pessimistic about their travel, but fortunately for them, Garrick had connections in London, and the two were able to stay with his distant relative, Richard Norris. Johnson soon moved to Greenwich near the Golden Hart Tavern to finish Irene. On 12 July 1737 he wrote to Edward Cave with a proposal for a translation of Paolo Sarpi's The History of the Council of Trent (1619), which Cave did not accept until months later. In October 1737 Johnson brought his wife to London, and he found employment with Cave as a writer for The Gentleman's Magazine. His assignments for the magazine and other publishers during this time were "almost unparalleled in range and variety," and "so numerous, so varied and scattered" that "Johnson himself could not make a complete list".
In May 1738 his first major work, the poem London, was published anonymously. Based on Juvenal's Satire III, it describes the character Thales leaving for Wales to escape the problems of London, which is portrayed as a place of crime, corruption, and poverty. Johnson could not bring himself to regard the poem as earning him any merit as a poet. Alexander Pope said that the author "will soon be déterré" (unearthed, dug up), but this would not happen until 15 years later.
In August, Johnson's lack of an MA degree from Oxford or Cambridge led to his being denied a position as master of the Appleby Grammar School. In an effort to end such rejections, Pope asked Lord Gower to use his influence to have a degree awarded to Johnson. Gower petitioned Oxford for an honorary degree to be awarded to Johnson, but was told that it was "too much to be asked". Gower then asked a friend of Jonathan Swift to plead with Swift to use his influence at Trinity College Dublin to have a master's degree awarded to Johnson, in the hope that this could then be used to justify an MA from Oxford, but Swift refused to act on Johnson's behalf.
Between 1737 and 1739, Johnson befriended poet Richard Savage. Feeling guilty of living almost entirely on Tetty's money, Johnson stopped living with her and spent his time with Savage. They were poor and would stay in taverns or sleep in "night-cellars". Some nights they would roam the streets until dawn because they had no money. During this period, Johnson and Savage worked as Grub Street writers who anonymously supplied publishers with on-demand material. In his Dictionary, Johnson defined "grub street" as "the name of a street in Moorfields in London, much inhabited by writers of small histories, dictionaries, and temporary poems, whence any mean production is called grubstreet." Savage's friends tried to help him by attempting to persuade him to move to Wales, but Savage ended up in Bristol and again fell into debt. He was committed to debtors' prison and died in 1743. A year later, Johnson wrote Life of Mr Richard Savage (1744), a "moving" work which, in the words of the biographer and critic Walter Jackson Bate, "remains one of the innovative works in the history of biography".
### A Dictionary of the English Language
In 1746, a group of publishers approached Johnson with the idea of creating an authoritative dictionary of the English language. A contract with William Strahan and associates, worth 1,500 guineas, was signed on the morning of 18 June 1746. Johnson claimed that he could finish the project in three years. In comparison, the Académie Française had 40 scholars spending 40 years to complete their dictionary, which prompted Johnson to claim, "This is the proportion. Let me see; forty times forty is sixteen hundred. As three to sixteen hundred, so is the proportion of an Englishman to a Frenchman." Although he did not succeed in completing the work in three years, he did manage to finish it in eight. Some criticised the dictionary, including the historian Thomas Babington Macaulay, who described Johnson as "a wretched etymologist," but according to Bate, the Dictionary "easily ranks as one of the greatest single achievements of scholarship, and probably the greatest ever performed by one individual who laboured under anything like the disadvantages in a comparable length of time."
Johnson's constant work on the Dictionary disrupted his and Tetty's living conditions. He had to employ a number of assistants for the copying and mechanical work, which filled the house with incessant noise and clutter. He was always busy, and kept hundreds of books around him. John Hawkins described the scene: "The books he used for this purpose were what he had in his own collection, a copious but a miserably ragged one, and all such as he could borrow; which latter, if ever they came back to those that lent them, were so defaced as to be scarce worth owning." Johnson's process included underlining words in the numerous books he wanted to include in his Dictionary. The assistants would copy out the underlined sentences on individual paper slips, which would later be alphabetized and accompanied with examples. Johnson was also distracted by Tetty's poor health as she began to show signs of a terminal illness. To accommodate both his wife and his work, he moved to 17 Gough Square near his printer, William Strahan.
In preparation, Johnson had written a Plan for the Dictionary. Philip Stanhope, 4th Earl of Chesterfield, was the patron of the Plan, to Johnson's displeasure. Seven years after first meeting Johnson to go over the work, Chesterfield wrote two anonymous essays in The World recommending the Dictionary. He complained that the English language lacked structure and argued in support of the dictionary. Johnson did not like the tone of the essays, and he felt that Chesterfield had not fulfilled his obligations as the work's patron. In a letter to Chesterfield, Johnson expressed this view and harshly criticised Chesterfield, saying "Is not a patron, my lord, one who looks with unconcern on a man struggling for life in the water, and when he has reached ground, encumbers him with help? The notice which you have been pleased to take of my labours, had it been early, had been kind: but it has been delayed till I am indifferent and cannot enjoy it; till I am solitary and cannot impart it; till I am known and do not want it." Chesterfield, impressed by the language, kept the letter displayed on a table for anyone to read.
The Dictionary was finally published in April 1755, with the title page noting that the University of Oxford had awarded Johnson a Master of Arts degree in anticipation of the work. The dictionary as published was a large book. Its pages were nearly 18 inches (46 cm) tall, and the book was 20 inches (51 cm) wide when opened; it contained 42,773 entries, to which only a few more were added in subsequent editions, and it sold for the extravagant price of £4 10s, perhaps the rough equivalent of £350 today. An important innovation in English lexicography was to illustrate the meanings of his words by literary quotation, of which there were approximately 114,000. The authors most frequently cited include William Shakespeare, John Milton and John Dryden. It was years before Johnson's Dictionary, as it came to be known, turned a profit. Authors' royalties were unknown at the time, and Johnson, once his contract to deliver the book was fulfilled, received no further money from its sale. Years later, many of its quotations would be repeated by various editions of the Webster's Dictionary and the New English Dictionary.
Johnson's dictionary was not the first, nor was it unique. Other dictionaries, such as Nathan Bailey's Dictionarium Britannicum, included more words, and in the 150 years preceding Johnson's dictionary about twenty other general-purpose monolingual "English" dictionaries had been produced. However, there was open dissatisfaction with the dictionaries of the period. In 1741, David Hume claimed: "The Elegance and Propriety of Stile have been very much neglected among us. We have no Dictionary of our Language, and scarce a tolerable Grammar." Johnson's Dictionary offers insights into the 18th century and "a faithful record of the language people used". It is more than a reference book; it is a work of literature. It was the most commonly used and imitated for the 150 years between its first publication and the completion of the Oxford English Dictionary in 1928.
Johnson also wrote numerous essays, sermons, and poems during his years working on the dictionary. In 1750, he decided to produce a series of essays under the title The Rambler that were to be published every Tuesday and Saturday and sell for twopence each. During this time, Johnson published no fewer than 208 essays, each around 1,200–1,500 words long. Explaining the title years later, he told his friend, the painter Joshua Reynolds: "I was at a loss how to name it. I sat down at night upon my bedside, and resolved that I would not go to sleep till I had fixed its title. The Rambler seemed the best that occurred, and I took it." These essays, often on moral and religious topics, tended to be more grave than the title of the series would suggest; his first comments in The Rambler were to ask "that in this undertaking thy Holy Spirit may not be withheld from me, but that I may promote thy glory, and the salvation of myself and others." The popularity of The Rambler took off once the issues were collected in a volume; they were reprinted nine times during Johnson's life. Writer and printer Samuel Richardson, enjoying the essays greatly, questioned the publisher as to who wrote the works; only he and a few of Johnson's friends were told of Johnson's authorship. One friend, the novelist Charlotte Lennox, includes a defence of The Rambler in her novel The Female Quixote (1752). In particular, the character Mr. Glanville says, "you may sit in Judgment upon the Productions of a Young, a Richardson, or a Johnson. Rail with premeditated Malice at the Rambler; and for the want of Faults, turn even its inimitable Beauties into Ridicule." (Book VI, Chapter XI) Later, the novel describes Johnson as "the greatest Genius in the present Age."
Not all of his work was confined to The Rambler. His most highly regarded poem, The Vanity of Human Wishes, was written with such "extraordinary speed" that Boswell claimed Johnson "might have been perpetually a poet". The poem is an imitation of Juvenal's Satire X and claims that "the antidote to vain human wishes is non-vain spiritual wishes". In particular, Johnson emphasises "the helpless vulnerability of the individual before the social context" and the "inevitable self-deception by which human beings are led astray". The poem was critically celebrated but it failed to become popular, and sold fewer copies than London. In 1749, Garrick made good on his promise that he would produce Irene, but its title was altered to Mahomet and Irene to make it "fit for the stage." Irene, which was written in blank verse, was received rather poorly with a friend of Boswell's commenting the play to be "as frigid as the regions of Nova Zembla: now and then you felt a little heat like what is produced by touching ice." The show eventually ran for nine nights.
Tetty Johnson was ill during most of her time in London, and in 1752 she decided to return to the countryside while Johnson was busy working on his Dictionary. She died on 17 March 1752, and, at word of her death, Johnson wrote a letter to his old friend Taylor, which according to Taylor "expressed grief in the strongest manner he had ever read". Johnson wrote a sermon in her honour, to be read at her funeral, but Taylor refused to read it, for reasons which are unknown. This only exacerbated Johnson's feelings of loss and despair. Consequently, John Hawkesworth had to organise the funeral. Johnson felt guilty about the poverty in which he believed he had forced Tetty to live, and blamed himself for neglecting her. He became outwardly discontented, and his diary was filled with prayers and laments over her death which continued until his own. She was his primary motivation, and her death hindered his ability to complete his work.
### Later career
On 16 March 1756, Johnson was arrested for an outstanding debt of £5 18s. Unable to contact anyone else, he wrote to the writer and publisher Samuel Richardson. Richardson, who had previously lent Johnson money, sent him six guineas to show his good will, and the two became friends. Soon after, Johnson met and befriended the painter Joshua Reynolds, who so impressed Johnson that he declared him "almost the only man whom I call a friend". Reynolds's younger sister Frances observed during their time together "that men, women and children gathered around him [Johnson]", laughing at his gestures and gesticulations. In addition to Reynolds, Johnson was close to Bennet Langton and Arthur Murphy. Langton was a scholar and an admirer of Johnson who persuaded his way into a meeting with Johnson which led to a long friendship. Johnson met Murphy during the summer of 1754 after Murphy came to Johnson about the accidental republishing of the Rambler No. 190, and the two became friends. Around this time, Anna Williams began boarding with Johnson. She was a minor poet who was poor and becoming blind, two conditions that Johnson attempted to change by providing room for her and paying for a failed cataract surgery. Williams, in turn, became Johnson's housekeeper.
To occupy himself, Johnson began to work on The Literary Magazine, or Universal Review, the first issue of which was printed on 19 March 1756. Philosophical disagreements erupted over the purpose of the publication when the Seven Years' War began and Johnson started to write polemical essays attacking the war. After the war began, the Magazine included many reviews, at least 34 of which were written by Johnson. When not working on the Magazine, Johnson wrote a series of prefaces for other writers, such as Giuseppe Baretti, William Payne and Charlotte Lennox. Johnson's relationship with Lennox and her works was particularly close during these years, and she in turn relied so heavily upon Johnson that he was "the most important single fact in Mrs Lennox's literary life". He later attempted to produce a new edition of her works, but even with his support they were unable to find enough interest to follow through with its publication. To help with domestic duties while Johnson was busy with his various projects, Richard Bathurst, a physician and a member of Johnson's Club, pressured him to take on a freed slave, Francis Barber, as his servant.
Johnson's work on The Plays of William Shakespeare took up most of his time. On 8 June 1756, Johnson published his Proposals for Printing, by Subscription, the Dramatick Works of William Shakespeare, which argued that previous editions of Shakespeare were edited incorrectly and needed to be corrected. Johnson's progress on the work slowed as the months passed, and he told music historian Charles Burney in December 1757 that it would take him until the following March to complete it. Before that could happen, he was arrested again, for a debt of £40, in February 1758. The debt was soon repaid by Jacob Tonson, who had contracted Johnson to publish Shakespeare, and this encouraged Johnson to finish his edition to repay the favour. Although it took him another seven years to finish, Johnson completed a few volumes of his Shakespeare to prove his commitment to the project.
In 1758, Johnson began to write a weekly series, The Idler, which ran from 15 April 1758 to 5 April 1760, as a way to avoid finishing his Shakespeare. This series was shorter and lacked many features of The Rambler. Unlike his independent publication of The Rambler, The Idler was published in a weekly news journal The Universal Chronicle, a publication supported by John Payne, John Newbery, Robert Stevens and William Faden.
Since The Idler did not occupy all Johnson's time, he was able to publish his philosophical novella Rasselas on 19 April 1759. The "little story book", as Johnson described it, describes the life of Prince Rasselas and Nekayah, his sister, who are kept in a place called the Happy Valley in the land of Abyssinia. The Valley is a place free of problems, where any desire is quickly satisfied. The constant pleasure does not, however, lead to satisfaction; and, with the help of a philosopher named Imlac, Rasselas escapes and explores the world to witness how all aspects of society and life in the outside world are filled with suffering. They return to Abyssinia, but do not wish to return to the state of constantly fulfilled pleasures found in the Happy Valley. Rasselas was written in one week to pay for his mother's funeral and settle her debts; it became so popular that there was a new English edition of the work almost every year. References to it appear in many later works of fiction, including Jane Eyre, Cranford and The House of the Seven Gables. Its fame was not limited to English-speaking nations: Rasselas was immediately translated into five languages (French, Dutch, German, Russian and Italian), and later into nine others.
By 1762, however, Johnson had gained notoriety for his dilatoriness in writing; the contemporary poet Churchill teased Johnson for the delay in producing his long-promised edition of Shakespeare: "He for subscribers baits his hook / and takes your cash, but where's the book?" The comments soon motivated Johnson to finish his Shakespeare, and, after receiving the first payment from a government pension on 20 July 1762, he was able to dedicate most of his time towards this goal. Earlier that July, the 24-year-old King George III granted Johnson an annual pension of £300 in appreciation for the Dictionary. While the pension did not make Johnson wealthy, it did allow him a modest yet comfortable independence for the remaining 22 years of his life. The award came largely through the efforts of Sheridan and the Earl of Bute. When Johnson questioned if the pension would force him to promote a political agenda or support various officials, he was told by Bute that the pension "is not given you for anything you are to do, but for what you have done".
On 16 May 1763, Johnson first met 22-year-old James Boswell—who would later become Johnson's first major biographer—in the bookshop of Johnson's friend, Tom Davies. They quickly became friends, although Boswell would return to his home in Scotland or travel abroad for months at a time. Around the spring of 1763, Johnson formed "The Club", a social group that included his friends Reynolds, Burke, Garrick, Goldsmith and others (the membership later expanded to include Adam Smith and Edward Gibbon, in addition to Boswell himself). They decided to meet every Monday at 7:00 pm at the Turk's Head in Gerrard Street, Soho, and these meetings continued until long after the deaths of the original members.
On 9 January 1765, Murphy introduced Johnson to Henry Thrale, a wealthy brewer and MP, and his wife Hester. They struck up an instant friendship; Johnson was treated as a member of the family, and was once more motivated to continue working on his Shakespeare. Afterwards, Johnson stayed with the Thrales for 17 years until Henry's death in 1781, sometimes staying in rooms at Thrale's Anchor Brewery in Southwark. Hester Thrale's documentation of Johnson's life during this time, in her correspondence and her diary (Thraliana), became an important source of biographical information on Johnson after his death.
Johnson's edition of Shakespeare was finally published on 10 October 1765 as The Plays of William Shakespeare, in Eight Volumes ... To which are added Notes by Sam. Johnson in a printing of one thousand copies. The first edition quickly sold out, and a second was soon printed. The plays themselves were in a version that Johnson felt was closest to the original, based on his analysis of the manuscript editions. Johnson's revolutionary innovation was to create a set of corresponding notes that allowed readers to clarify the meaning behind many of Shakespeare's more complicated passages, and to examine those which had been transcribed incorrectly in previous editions. Included within the notes are occasional attacks upon rival editors of Shakespeare's works. Years later, Edmond Malone, an important Shakespearean scholar and friend of Johnson's, stated that Johnson's "vigorous and comprehensive understanding threw more light on his authour than all his predecessors had done".
### Final works
On 6 August 1773, eleven years after first meeting Boswell, Johnson set out to visit his friend in Scotland, and to begin "a journey to the western islands of Scotland", as Johnson's 1775 account of their travels would put it. That account was intended to discuss the social problems and struggles that affected the Scottish people, but it also praised many of the unique facets of Scottish society, such as a school in Edinburgh for the deaf and mute. Also, Johnson used the work to enter into the dispute over the authenticity of James Macpherson's Ossian poems, claiming they could not have been translations of ancient Scottish literature on the grounds that "in those times nothing had been written in the Earse [i.e. Scots Gaelic] language". There were heated exchanges between the two, and according to one of Johnson's letters, MacPherson threatened physical violence. Boswell's account of their journey, The Journal of a Tour to the Hebrides (1786), was a preliminary step toward his later biography, The Life of Samuel Johnson. Included were various quotations and descriptions of events, including anecdotes such as Johnson swinging a broadsword while wearing Scottish garb, or dancing a Highland jig.
In the 1770s, Johnson, who had tended to be an opponent of the government early in life, published a series of pamphlets in favour of various government policies. In 1770 he produced The False Alarm, a political pamphlet attacking John Wilkes. In 1771, his Thoughts on the Late Transactions Respecting Falkland's Islands cautioned against war with Spain. In 1774 he printed The Patriot, a critique of what he viewed as false patriotism. On the evening of 7 April 1775, he made the famous statement, "Patriotism is the last refuge of a scoundrel." This line was not, as widely believed, about patriotism in general, but what Johnson considered to be the false use of the term "patriotism" by Wilkes and his supporters. Johnson opposed "self-professed Patriots" in general, but valued what he considered "true" patriotism.
The last of these pamphlets, Taxation No Tyranny (1775), was a defence of the Coercive Acts and a response to the Declaration of Rights of the First Continental Congress, which protested against taxation without representation. Johnson argued that in emigrating to America, colonists had "voluntarily resigned the power of voting", but they still retained "virtual representation" in Parliament. In a parody of the Declaration of Rights, Johnson suggested that the Americans had no more right to govern themselves than the Cornish, and asked "How is it that we hear the loudest yelps for liberty among the drivers of negroes?" If the Americans wanted to participate in Parliament, said Johnson, they could move to England and purchase an estate. Johnson denounced English supporters of American separatists as "traitors to this country", and hoped that the matter would be settled without bloodshed, but he felt confident that it would end with "English superiority and American obedience". Years before, Johnson had stated that the French and Indian War was a conflict between "two robbers" of Native American lands, and that neither deserved to live there. After the signing of the 1783 Treaty of Paris, marking the colonists' victory over the British, Johnson became "deeply disturbed" with the "state of this kingdom".
On 3 May 1777, while Johnson was trying and failing to save Reverend William Dodd from execution for forgery, he wrote to Boswell that he was busy preparing a "little Lives" and "little Prefaces, to a little edition of the English Poets". Tom Davies, William Strahan and Thomas Cadell had asked Johnson to create this final major work, the Lives of the English Poets, for which he asked 200 guineas, an amount significantly less than the price he could have demanded. The Lives, which were critical as well as biographical studies, appeared as prefaces to selections of each poet's work, and they were longer and more detailed than originally expected. The work was finished in March 1781 and the whole collection was published in six volumes. As Johnson justified in the advertisement for the work, "my purpose was only to have allotted to every Poet an Advertisement, like those which we find in the French Miscellanies, containing a few dates and a general character."
Johnson was unable to enjoy this success because Henry Thrale, the dear friend with whom he lived, died on 4 April 1781. Life changed quickly for Johnson when Hester Thrale became romantically involved with the Italian singing teacher Gabriel Mario Piozzi, which forced Johnson to change his previous lifestyle. After returning home and then travelling for a short period, Johnson received word that his friend and tenant Robert Levet, had died on 17 January 1782. Johnson was shocked by the death of Levet, who had resided at Johnson's London home since 1762. Shortly afterwards Johnson caught a cold that developed into bronchitis and lasted for several months. His health was further complicated by "feeling forlorn and lonely" over Levet's death, and by the deaths of his friend Thomas Lawrence and his housekeeper Williams.
### Final years
Although he had recovered his health by August, Johnson experienced emotional trauma when he was given word that Hester Thrale would sell the residence that Johnson shared with the family. What hurt Johnson most was the possibility that he would be left without her constant company. Months later, on 6 October 1782, Johnson attended church for the final time in his life, to say goodbye to his former residence and life. The walk to the church strained him, but he managed the journey unaccompanied. While there, he wrote a prayer for the Thrale family:
> To thy fatherly protection, O Lord, I commend this family. Bless, guide, and defend them, that they may pass through this world, as finally to enjoy in thy presence everlasting happiness, for Jesus Christ's sake. Amen.
Hester Thrale did not completely abandon Johnson, and asked him to accompany the family on a trip to Brighton. He agreed, and was with them from 7 October to 20 November 1782. On his return, his health began to fail, and he was left alone after Boswell's visit on 29 May 1783.
On 17 June 1783, Johnson's poor circulation resulted in a stroke and he wrote to his neighbour, Edmund Allen, that he had lost the ability to speak. Two doctors were brought in to aid Johnson; he regained his ability to speak two days later. Johnson feared that he was dying, and wrote:
> The black dog I hope always to resist, and in time to drive, though I am deprived of almost all those that used to help me. The neighbourhood is impoverished. I had once Richardson and Lawrence in my reach. Mrs. Allen is dead. My house has lost Levet, a man who took interest in everything, and therefore ready at conversation. Mrs. Williams is so weak that she can be a companion no longer. When I rise my breakfast is solitary, the black dog waits to share it, from breakfast to dinner he continues barking, except that Dr. Brocklesby for a little keeps him at a distance. Dinner with a sick woman you may venture to suppose not much better than solitary. After dinner, what remains but to count the clock, and hope for that sleep which I can scarce expect. Night comes at last, and some hours of restlessness and confusion bring me again to a day of solitude. What shall exclude the black dog from an habitation like this?
By this time he was sick and gout-ridden. He had surgery for gout, and his remaining friends, including novelist Fanny Burney (the daughter of Charles Burney), came to keep him company. He was confined to his room from 14 December 1783 to 21 April 1784.
His health began to improve by May 1784, and he travelled to Oxford with Boswell on 5 May 1784. By July, many of Johnson's friends were either dead or gone; Boswell had left for Scotland and Hester Thrale had become engaged to Piozzi. With no one to visit, Johnson expressed a desire to die in London and arrived there on 16 November 1784. On 25 November 1784, he allowed Burney to visit him and expressed an interest to her that he should leave London; he soon left for Islington, to George Strahan's home. His final moments were filled with mental anguish and delusions; when his physician, Thomas Warren, visited and asked him if he were feeling better, Johnson burst out with: "No, Sir; you cannot conceive with what acceleration I advance towards death."
Many visitors came to see Johnson as he lay sick in bed, but he preferred only Langton's company. Burney waited for word of Johnson's condition, along with Windham, Strahan, Hoole, Cruikshank, Des Moulins and Barber. On 13 December 1784, Johnson met with two others: a young woman, Miss Morris, whom Johnson blessed, and Francesco Sastres, an Italian teacher, who was given some of Johnson's final words: "Iam Moriturus" ("I who am about to die"). Shortly afterwards he fell into a coma, and died at 7:00 p.m.
Langton waited until 11:00 p.m. to tell the others, which led to John Hawkins' becoming pale and overcome with "an agony of mind", along with Seward and Hoole describing Johnson's death as "the most awful sight". Boswell remarked, "My feeling was just one large expanse of Stupor ... I could not believe it. My imagination was not convinced." William Gerard Hamilton joined in and stated, "He has made a chasm, which not only nothing can fill up, but which nothing has a tendency to fill up. –Johnson is dead.– Let us go to the next best: There is nobody; –no man can be said to put you in mind of Johnson."
He was buried on 20 December 1784 at Westminster Abbey with an inscription that reads:
Samuel Johnson, LL.D.
Obiit XIII die Decembris,
Anno Domini
M.DCC.LXXXIV.
Ætatis suœ LXXV.
## Literary criticism
Johnson's works, especially his Lives of the Poets series, describe various features of excellent writing. He believed that the best poetry relied on contemporary language, and he disliked the use of decorative or purposely archaic language. He was suspicious of the poetic language used by Milton, whose blank verse he believed would inspire many bad imitations. Also, Johnson opposed the poetic language of his contemporary Thomas Gray. His greatest complaint was that obscure allusions found in works like Milton's Lycidas were overused; he preferred poetry that could be easily read and understood. In addition to his views on language, Johnson believed that a good poem incorporated new and unique imagery.
In his smaller poetic works, Johnson relied on short lines and filled his work with a feeling of empathy, which possibly influenced Housman's poetic style. In London, his first imitation of Juvenal, Johnson uses the poetic form to express his political opinion and approaches the topic in a playful and almost joyous manner. However, his second imitation, The Vanity of Human Wishes, is completely different; the language remains simple, but the poem is more complicated and difficult to read because Johnson is trying to describe complex Christian ethics. These Christian values are not unique to the poem, but contain views expressed in most of Johnson's works. In particular, Johnson emphasises God's infinite love and argues that happiness can be attained through virtuous action.
When it came to biography, Johnson disagreed with Plutarch's use of biography to praise and to teach morality. Instead, Johnson believed in portraying the biographical subjects accurately and including any negative aspects of their lives. Because his insistence on accuracy in biography was little short of revolutionary, Johnson had to struggle against a society that was unwilling to accept biographical details that could be viewed as tarnishing a reputation; this became the subject of Rambler 60. Furthermore, Johnson believed that biography should not be limited to the most famous and that the lives of lesser individuals, too, were significant; thus in his Lives of the Poets he chose both great and lesser poets. In all his biographies he insisted on including what others would have considered trivial details to fully describe the lives of his subjects. Johnson considered the genre of autobiography and diaries, including his own, as one having the most significance; in Idler 84 he writes that a writer of an autobiography would be the least likely to distort his own life.
Johnson's thoughts on biography and on poetry coalesced in his understanding of what would make a good critic. His works were dominated with his intent to use them for literary criticism. This was especially true of his Dictionary of which he wrote: "I lately published a Dictionary like those compiled by the academies of Italy and France, for the use of such as aspire to exactness of criticism, or elegance of style". Although a smaller edition became the household standard, Johnson's original Dictionary was an academic tool that examined how words were used, especially in literary works. To achieve this purpose, Johnson included quotations from Bacon, Hooker, Milton, Shakespeare, Spenser, and many others from what he considered to be the most important literary fields: natural science, philosophy, poetry, and theology. These quotations and usages were all compared and carefully studied in the Dictionary so that a reader could understand what words in literary works meant in context.
Johnson did not attempt to create schools of theories to analyse the aesthetics of literature. Instead, he used his criticism for the practical purpose of helping others to better read and understand literature. When it came to Shakespeare's plays, Johnson emphasised the role of the reader in understanding language: "If Shakespeare has difficulties above other writers, it is to be imputed to the nature of his work, which required the use of common colloquial language, and consequently admitted many phrases allusive, elliptical, and proverbial, such as we speak and hear every hour without observing them".
His works on Shakespeare were devoted not merely to Shakespeare, but to understanding literature as a whole; in his Preface to Shakespeare, Johnson rejects the previous dogma of the classical unities and argues that drama should be faithful to life. However, Johnson did not only defend Shakespeare; he discussed Shakespeare's faults, including what he saw as lack of morality, vulgarity, carelessness in crafting plots, and occasional inattentiveness when choosing words or word order. As well as direct literary criticism, Johnson emphasised the need to establish a text that accurately reflects what an author wrote. Shakespeare's plays, in particular, had multiple editions, each of which contained errors caused by the printing process. This problem was compounded by careless editors who deemed difficult words incorrect, and changed them in later editions. Johnson believed that an editor should not alter the text in such a way.
## Views and character
Johnson's tall and robust figure combined with his odd gestures were confusing to some; when William Hogarth first saw Johnson standing near a window in Richardson's house, "shaking his head and rolling himself about in a strange ridiculous manner", Hogarth thought Johnson an "ideot, whom his relations had put under the care of Mr. Richardson". Hogarth was quite surprised when "this figure stalked forwards to where he and Mr. Richardson were sitting and all at once took up the argument ... [with] such a power of eloquence, that Hogarth looked at him with astonishment, and actually imagined that this ideot had been at the moment inspired". Beyond appearance, Adam Smith claimed that "Johnson knew more books than any man alive", while Edmund Burke thought that if Johnson were to join Parliament, he "certainly would have been the greatest speaker that ever was there". Johnson relied on a unique form of rhetoric, and he is well known for his "refutation" of Bishop Berkeley's immaterialism, his claim that matter did not actually exist but only seemed to exist: during a conversation with Boswell, Johnson powerfully stomped a nearby stone and proclaimed of Berkeley's theory, "I refute it thus!"
Johnson was a devout, conservative Anglican and a compassionate man who supported a number of poor friends under his own roof, even when unable to fully provide for himself. Johnson's Christian morality permeated his works, and he would write on moral topics with such authority and in such a trusting manner that, Walter Jackson Bate claims, "no other moralist in history excels or even begins to rival him". However, as Donald Greene points out, Johnson's moral writings do not contain "a predetermined and authorized pattern of 'good behavior'", even though Johnson does emphasise certain kinds of conduct. He did not let his own faith prejudice him against others, and had respect for those of other denominations who demonstrated a commitment to Christian beliefs. Although Johnson respected Milton's poetry, he could not tolerate Milton's Puritan and Republican beliefs, feeling that they were contrary to England and Christianity. He was an opponent of slavery on moral grounds, and once proposed a toast to the "next rebellion of the Negroes in the West Indies". Beside his beliefs concerning humanity, Johnson is also known for his love of cats, especially his own two cats, Hodge and Lily. Boswell wrote, "I never shall forget the indulgence with which he treated Hodge, his cat.
Johnson was also known as a staunch Tory; he admitted to sympathies for the Jacobite cause during his younger years but, by the reign of George III, he came to accept the Hanoverian Succession. It was Boswell who gave people the impression that Johnson was an "arch-conservative", and it was Boswell, more than anyone else, who determined how Johnson would be seen by people years later. However, Boswell was not around for two of Johnson's most politically active periods: during Walpole's control over British Parliament and during the Seven Years' War. Although Boswell was present with Johnson during the 1770s and describes four major pamphlets written by Johnson, he neglects to discuss them because he is more interested in their travels to Scotland. This is compounded by the fact that Boswell held an opinion contrary to two of these pamphlets, The False Alarm and Taxation No Tyranny, and so attacks Johnson's views in his biography.
In his Life of Samuel Johnson Boswell referred to Johnson as 'Dr. Johnson' so often that he would always be known as such, even though he hated being called such. Boswell's emphasis on Johnson's later years shows him too often as merely an old man discoursing in a tavern to a circle of admirers. Although Boswell, a Scotsman, was his close companion and friend, Johnson, like many of his fellow Englishmen, had a reputation for despising Scotland and its people. Even during their journey together through Scotland, Johnson "exhibited prejudice and a narrow nationalism". Hester Thrale, in summarising Johnson's nationalistic views and his anti-Scottish prejudice, said: "We all know how well he loved to abuse the Scotch, & indeed to be abused by them in return."
## Health
Johnson had several health problems, including childhood tuberculous scrofula resulting in deep facial scarring, deafness in one ear and blindness in one eye, gout, testicular cancer, and a stroke in his final year that left him unable to speak; his autopsy indicated that he had pulmonary fibrosis along with cardiac failure probably due to hypertension, a condition then unknown. Johnson displayed signs consistent with several diagnoses, including depression and Tourette syndrome.
There are many accounts of Johnson suffering from bouts of depression and what Johnson thought might be madness. As Walter Jackson Bate puts it, "one of the ironies of literary history is that its most compelling and authoritative symbol of common sense—of the strong, imaginative grasp of concrete reality—should have begun his adult life, at the age of twenty, in a state of such intense anxiety and bewildered despair that, at least from his own point of view, it seemed the onset of actual insanity". To overcome these feelings, Johnson tried to constantly involve himself with various activities, but this did not seem to help. Taylor said that Johnson "at one time strongly entertained thoughts of suicide". Boswell claimed that Johnson "felt himself overwhelmed with an horrible melancholia, with perpetual irritation, fretfulness, and impatience; and with a dejection, gloom, and despair, which made existence misery".
Early on, when Johnson was unable to pay off his debts, he began to work with professional writers and identified his own situation with theirs. During this time, Johnson witnessed Christopher Smart's decline into "penury and the madhouse", and feared that he might share the same fate. Hester Thrale Piozzi claimed, in a discussion on Smart's mental state, that Johnson was her "friend who feared an apple should intoxicate him". To her, what separated Johnson from others who were placed in asylums for madness—like Christopher Smart—was his ability to keep his concerns and emotions to himself.
Two hundred years after Johnson's death, the posthumous diagnosis of Tourette syndrome became widely accepted. The condition was unknown during Johnson's lifetime, but Boswell describes Johnson displaying signs of Tourette syndrome, including tics and other involuntary movements. According to Boswell "he commonly held his head to one side ... moving his body backwards and forwards, and rubbing his left knee in the same direction, with the palm of his hand ... [H]e made various sounds" like "a half whistle" or "as if clucking like a hen", and "... all this accompanied sometimes with a thoughtful look, but more frequently with a smile. Generally when he had concluded a period, in the course of a dispute, by which time he was a good deal exhausted by violence and vociferation, he used to blow out his breath like a whale." There are many similar accounts; in particular, Johnson was said to "perform his gesticulations" at the threshold of a house or in doorways. When asked by a little girl why he made such noises and acted in that way, Johnson responded: "From bad habit." The diagnosis of the syndrome was first made in a 1967 report, and Tourette syndrome researcher Arthur K. Shapiro described Johnson as "the most notable example of a successful adaptation to life despite the liability of Tourette syndrome". Details provided by the writings of Boswell, Hester Thrale, and others reinforce the diagnosis, with one paper concluding:
> [Johnson] also displayed many of the obsessional-compulsive traits and rituals which are associated with this syndrome ... It may be thought that without this illness Dr Johnson's remarkable literary achievements, the great dictionary, his philosophical deliberations and his conversations may never have happened; and Boswell, the author of the greatest of biographies would have been unknown.
## Legacy
Johnson was, in the words of Steven Lynn, "more than a well-known writer and scholar"; he was a celebrity, for the activities and the state of his health in his later years were constantly reported in various journals and newspapers, and when there was nothing to report, something was invented. According to Bate, "Johnson loved biography," and he "changed the whole course of biography for the modern world. One by-product was the most famous single work of biographical art in the whole of literature, Boswell's Life of Johnson, and there were many other memoirs and biographies of a similar kind written on Johnson after his death." These accounts of his life include Thomas Tyers's A Biographical Sketch of Dr Samuel Johnson (1784); Boswell's The Journal of a Tour to the Hebrides (1785); Hester Thrale's Anecdotes of the Late Samuel Johnson, which drew on entries from her diary and other notes; John Hawkins's Life of Samuel Johnson, the first full-length biography of Johnson; and, in 1792, Arthur Murphy's An Essay on the Life and Genius of Samuel Johnson, which replaced Hawkins's biography as the introduction to a collection of Johnson's Works. Another important source was Fanny Burney, who described Johnson as "the acknowledged Head of Literature in this kingdom" and kept a diary containing details missing from other biographies. Above all, Boswell's portrayal of Johnson is the work best known to general readers. Although critics like Donald Greene argue about its status as a true biography, the work became successful as Boswell and his friends promoted it at the expense of the many other works on Johnson's life.
In criticism, Johnson had a lasting influence, although not everyone viewed him favourably. Some, like Macaulay, regarded Johnson as an idiot savant who produced some respectable works, and others, like the Romantic poets, were completely opposed to Johnson's views on poetry and literature, especially with regard to Milton. However, some of their contemporaries disagreed: Stendhal's Racine et Shakespeare is based in part on Johnson's views of Shakespeare, and Johnson influenced Jane Austen's writing style and philosophy. Later, Johnson's works came into favour, and Matthew Arnold, in his Six Chief Lives from Johnson's "Lives of the Poets", considered the Lives of Milton, Dryden, Pope, Addison, Swift, and Gray as "points which stand as so many natural centres, and by returning to which we can always find our way again".
More than a century after his death, literary critics such as G. Birkbeck Hill and T. S. Eliot came to regard Johnson as a serious critic. They began to study Johnson's works with an increasing focus on the critical analysis found in his edition of Shakespeare and Lives of the Poets. Yvor Winters claimed that "A great critic is the rarest of all literary geniuses; perhaps the only critic in English who deserves that epithet is Samuel Johnson". F. R. Leavis agreed and, on Johnson's criticism, said, "When we read him we know, beyond question, that we have here a powerful and distinguished mind operating at first hand upon literature. This, we can say with emphatic conviction, really is criticism". Edmund Wilson claimed that "The Lives of the Poets and the prefaces and commentary on Shakespeare are among the most brilliant and the most acute documents in the whole range of English criticism".
The critic Harold Bloom placed Johnson's work firmly within the Western canon, describing him as "unmatched by any critic in any nation before or after him ... Bate in the finest insight on Johnson I know, emphasised that no other writer is so obsessed by the realisation that the mind is an activity, one that will turn to destructiveness of the self or of others unless it is directed to labour." Johnson's philosophical insistence that the language within literature must be examined became a prevailing mode of literary theory during the mid-20th century.
Half of Johnson's surviving correspondence, together with some of his manuscripts, editions of his books, paintings and other items associated with him are in the Donald and Mary Hyde Collection of Dr. Samuel Johnson, housed at Houghton Library at Harvard University since 2003. The collection includes drafts of his Plan for a Dictionary, documents associated with Hester Thrale Piozzi and James Boswell (including corrected proofs of his Life of Johnson) and a teapot owned by Johnson.
There are many societies formed around and dedicated to the study and enjoyment of Samuel Johnson's life and works. On the bicentennial of Johnson's death in 1984, Oxford University held a week-long conference featuring 50 papers, and the Arts Council of Great Britain held an exhibit of "Johnsonian portraits and other memorabilia". The London Times and Punch produced parodies of Johnson's style for the occasion. In 1999, the BBC Four television channel started the Samuel Johnson Prize, an award for non-fiction. A Royal Society of Arts blue plaque, unveiled in 1876, marks Johnson's Gough Square house. In 2009, Johnson was among the ten people selected by the Royal Mail for their "Eminent Britons" commemorative postage stamp issue. On 18 September 2017 Google commemorated Johnson's 308th birthday with a Google Doodle. The date of his death, 13 December, is commemorated in the Church of England's Calendar of Saints. There is a memorial to him at St Paul's Cathedral in London.
## Major works
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Thoroughbred
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Horse breed developed for racing
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"Contexts for auctions",
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"Horse breeds originating in England",
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The Thoroughbred is a horse breed developed for horse racing. Although the word thoroughbred is sometimes used to refer to any breed of purebred horse, it technically refers only to the Thoroughbred breed. Thoroughbreds are considered "hot-blooded" horses that are known for their agility, speed, and spirit.
The Thoroughbred, as it is known today, was developed in 17th- and 18th-century England, when native mares were crossbred with imported stallions of Arabian, Barb, and Turkoman breeding. All modern Thoroughbreds can trace their pedigrees to three stallions originally imported into England in the 17th and 18th centuries, and to a larger number of foundation mares of mostly English breeding. During the 18th and 19th centuries, the Thoroughbred breed spread throughout the world; they were imported into North America starting in 1730 and into Australia, Europe, Japan and South America during the 19th century. Millions of Thoroughbreds exist today, and around 100,000 foals are registered each year worldwide.
Thoroughbreds are used mainly for racing, but are also bred for other riding disciplines such as show jumping, combined training, dressage, polo, and fox hunting. They are also commonly crossbred to create new breeds or to improve existing ones, and have been influential in the creation of the Quarter Horse, Standardbred, Anglo-Arabian, and various warmblood breeds.
Thoroughbred racehorses perform with maximum exertion, which has resulted in high accident rates and health problems such as bleeding from the lungs. Other health concerns include low fertility, abnormally small hearts, and a small hoof-to-body-mass ratio. There are several theories for the reasons behind the prevalence of accidents and health problems in the Thoroughbred breed, and research on the subject is ongoing.
## Breed characteristics
The typical Thoroughbred ranges from high, averaging . They are most often bay, dark bay or brown, chestnut, black, or gray. Less common colors recognized in the United States include roan and palomino. White is very rare, but is a recognized color separate from gray. The face and lower legs may be marked with white, but white will generally not appear on the body. Coat patterns that have more than one color on the body, such as Pinto or Appaloosa, are not recognized by mainstream breed registries. Good-quality Thoroughbreds have a well-chiseled head on a long neck, high withers, a deep chest, a short back, good depth of hindquarters, a lean body, and long legs. Thoroughbreds are classified among the "hot-blooded" breeds, which are animals bred for agility and speed and are generally considered spirited and bold.
Thoroughbreds born in the Northern Hemisphere are officially considered a year older on the first of January each year; those born in the Southern Hemisphere officially are one year older on the first of August. These artificial dates have been set to enable the standardization of races and other competitions for horses in certain age groups.
## Terminology
The Thoroughbred is a distinct breed of horse, although people sometimes refer to a purebred horse of any breed as a thoroughbred. The term for any horse or other animal derived from a single breed line is purebred. While the term probably came into general use because the English Thoroughbred's General Stud Book was one of the first breed registries created, in modern usage horse breeders consider it incorrect to refer to any animal as a thoroughbred except for horses belonging to the Thoroughbred breed. Nonetheless, breeders of other species of purebred animals may use the two terms interchangeably, though thoroughbred is less often used for describing purebred animals of other species. The term is a proper noun referring to this specific breed, though often not capitalized, especially in non-specialist publications, and outside the US. For example, the Australian Stud Book, The New York Times, and the BBC do not capitalize the word.
## History
### Beginnings in England
#### Early racing
Flat racing existed in England by at least 1174, when four-mile races took place at Smithfield, in London. Racing continued at fairs and markets throughout the Middle Ages and into the reign of King James I of England. It was then that handicapping, a system of adding weight to attempt to equalize a horse's chances of winning as well as improved training procedures, began to be used. During the reigns of Charles II, William III, Anne, and George I, the foundation of the Thoroughbred was laid. The term "thro-bred" to describe horses was first used in 1713.
Under Charles II, a keen racegoer and owner, and Anne, royal support was given to racing and the breeding of race horses. With royal support, horse racing became popular with the public, and by 1727, a newspaper devoted to racing, the Racing Calendar, was founded. Devoted exclusively to the sport, it recorded race results and advertised upcoming meets.
#### Foundation stallions
All modern Thoroughbreds trace back to three stallions imported into England from the Middle East in the late 17th and early 18th centuries: the Byerley Turk (1680s), the Darley Arabian (1704), and the Godolphin Arabian (1729). Other imported stallions were less influential, but still made noteworthy contributions to the breed. These included the Alcock's Arabian, D'Arcy's White Turk, Leedes Arabian, and Curwen's Bay Barb. Another was the Brownlow Turk, who, among other attributes, is thought to be largely responsible for the gray coat color in Thoroughbreds. Furthermore, the influence of D'Arcy Yellow Turk can be found in all three foundation sire race champions (Matchem, Herod, and Eclipse), with each carrying at least four strains tracing back to him (Eclipse has six strains). In all, about 160 stallions have been traced in the historical record as contributing to the creation of the Thoroughbred. The addition of horses of Eastern bloodlines, whether Arabian, Barb, or Turk, to the native English mares ultimately led to the creation of the General Stud Book (GSB) in 1791 and the practice of official registration of horses. According to Peter Willett, about 50% of the foundation stallions appear to have been of Arabian bloodlines, with the remainder being evenly divided between Turkoman and Barb breeding.
Each of the three major foundation sires was, coincidentally, the ancestor of a grandson or great-great-grandson who was the only male descendant to perpetuate each respective horse's male line: Matchem was the only descendant of his grandsire, the Godolphin Arabian, to maintain a male line to the present; the Byerley Turk's male line was preserved by Herod (or King Herod), a great-great-grandson; and the male line of the Darley Arabian owes its existence to great-great-grandson Eclipse, who was the dominant racehorse of his day and never defeated. One genetic study indicates that 95% of all male Thoroughbreds trace their direct male line (via the Y chromosome) to the Darley Arabian.
However, in modern Thoroughbred pedigrees, most horses have more crosses to the Godolphin Arabian (13.8%) than to the Darley Arabian (6.5%) when all lines of descent (maternal and paternal) are considered. Further, as a percentage of contributions to current Thoroughbred bloodlines, Curwen's Bay Barb (4.2%) appears more often than the Byerley Turk (3.3%). The majority of modern Thoroughbreds alive today trace to a total of only 27 or 28 stallions from the 18th and 19th centuries.
#### Foundation mares
The mares used as foundation breeding stock came from a variety of breeds, some of which, such as the Irish Hobby, had developed in northern Europe prior to the 13th century. Other mares were of oriental breeding, including Barb, Turk and other bloodlines, although most researchers conclude that the number of Eastern mares imported into England during the 100 years after 1660 was small. The 19th-century researcher Bruce Lowe identified 50 mare "families" in the Thoroughbred breed, later augmented by other researchers to 74. However, it is probable that fewer genetically unique mare lines existed than Lowe identified. Recent studies of the mtDNA of Thoroughbred mares indicate that some of the mare lines thought to be genetically distinct may actually have had a common ancestor; in 19 mare lines studied, the haplotypes revealed that they traced to only 15 unique foundation mares, suggesting either a common ancestor for foundation mares thought to be unrelated or recording errors in the GSB.
### Later development in Britain
By the end of the 18th century, the English Classic races had been established. These are the St. Leger Stakes, founded in 1776, The Oaks, founded in 1779, and The Derby in 1780. Later, the 2,000 Guineas Stakes and the 1,000 Guineas Stakes were founded in 1809 and 1814. The 1,000 Guineas and the Oaks are restricted to fillies, but the others are open to racehorses of either sex aged three years. The distances of these races, ranging from one mile (1.6 km) to 1.75 miles (2.82 km), led to a change in breeding practices, as breeders concentrated on producing horses that could race at a younger age than in the past and that had more speed. In the early 18th century, the emphasis had been on longer races, up to 4 miles (6.4 km), that were run in multiple heats. The older style of race favored older horses, but with the change in distances, younger horses became preferred.
Selective breeding for speed and racing ability led to improvements in the size of horses and winning times by the middle of the 19th century. Bay Middleton, a winner of the Epsom Derby, stood over 16 hands high, a full hand higher than the Darley Arabian. Winning times had improved to such a degree that many felt further improvement by adding additional Arabian bloodlines was impossible. This was borne out in 1885, when a race was held between a Thoroughbred, Iambic, considered a mid-grade runner, and the best Arabian of the time, Asil. The race was over 3 miles (4,800 m), and although Iambic was handicapped by carrying 4.5 stone (29 kg; 63 lb) more than Asil, he still managed to beat Asil by 20 lengths. The improvement of the breed for racing in this way was said by noted 19th century racing writer, Nimrod, to have created "the noblest animal in the creation".
An aspect of the modern British breeding establishment is that they breed not only for flat racing, but also for steeplechasing. Up until the end of the 19th century, Thoroughbreds were bred not only for racing but also as saddle horses.
Soon after the start of the 20th century, fears that the English races would be overrun with American-bred Thoroughbreds because of the closing of US racetracks in the early 1910s, led to the Jersey Act of 1913. It prohibited the registration of any horse in the General Stud Book (GSB) if they could not show that every ancestor traced to the GSB. This excluded most American-bred horses, because the 100-year gap between the founding of the GSB and the American Stud Book meant that most American-bred horses possessed at least one or two crosses to horses not registered in the GSB. The act was not repealed until 1949, after which a horse was only required to show that all its ancestors to the ninth generation were registered in a recognized Stud Book. Many felt that the Jersey Act hampered the development of the British Thoroughbred by preventing breeders in the United Kingdom from using new bloodlines developed outside the British Isles.
### In America
The first Thoroughbred horse in the American Colonies was Bulle Rock, imported in 1730. Maryland and Virginia were the centers of Colonial Thoroughbred breeding, along with South Carolina and New York. During the American Revolution importations of horses from England practically stopped but were restarted after the signing of a peace treaty. Two important stallions were imported around the time of the Revolution; Messenger in 1788 and Diomed before that. Messenger left little impact on the American Thoroughbred, but is considered a foundation sire of the Standardbred breed. Diomed, who won the Derby Stakes in 1780, had a significant impact on American Thoroughbred breeding, mainly through his son Sir Archy. John F. Wall, a racing historian, said that Sir Archy was the "first outstanding stallion we can claim as native American." He was retired from the racetrack because of lack of opponents.
After the American Revolution, the center of Thoroughbred breeding and racing in the United States moved west. Kentucky and Tennessee became significant centers. Andrew Jackson, later President of the United States, was a breeder and racer of Thoroughbreds in Tennessee. Match races held in the early 19th century helped to popularize horse racing in the United States. One took place in 1823, in Long Island, New York, between Sir Henry and American Eclipse. Another was a match race between Boston and Fashion in 1838 that featured bets of \$20,000 from each side. The last major match races before the American Civil War were both between Lexington and Lecompte. The first was held in 1854 in New Orleans and was won by Lecompte. Lexington's owner then challenged Lecompte's owner to a rematch, held in 1855 in New Orleans and won by Lexington. Both of these horses were sons of Boston, a descendant of Sir Archy. Lexington went on to a career as a breeding stallion, and led the sires list of number of winners for sixteen years, fourteen of them in a row.
After the American Civil War, the emphasis in American racing changed from the older style of four-mile (6 km) races in which the horses ran in at least two heats. The new style of racing involved shorter races not run in heats, over distances from five furlongs up to 1.5 miles (2.4 km). This development meant a change in breeding practices, as well as the age that horses were raced, with younger horses and sprinters coming to the fore. It was also after the Civil War that the American Thoroughbred returned to England to race. Iroquois became the first American-bred winner of the Epsom Derby in 1881. The success of American-bred Thoroughbreds in England led to the Jersey Act in 1913, which limited the importation of American Thoroughbreds into England. After World War I, the breeders in America continued to emphasize speed and early racing age but also imported horses from England, and this trend continued past World War II. After World War II, Thoroughbred breeding remained centered in Kentucky, but California, New York, and Florida also emerged as important racing and breeding centers.
Thoroughbreds in the United States have historically been used not only for racing but also to improve other breeds. The early import Messenger was the foundation of the Standardbred, and Thoroughbred blood was also instrumental in the development of the American Quarter Horse. The foundation stallion of the Morgan breed is held by some to have been sired by a Thoroughbred. Between World War I and World War II, the U.S. Army used Thoroughbred stallions as part of their Remount Service, which was designed to improve the stock of cavalry mounts.
### In Europe
Thoroughbreds began to be imported to France in 1817 and 1818 with the importation of a number of stallions from England, but initially the sport of horse racing did not prosper in France. The first Jockey Club in France was not formed until 1833, and in 1834 the racing and regulation functions were split off to a new society, the Société d'Encouragement pour l'Amélioration des Races de Chevaux en France, better known as the Jockey-Club de Paris. The French Stud Book was founded at the same time by the government. By 1876, French-bred Thoroughbreds were regularly winning races in England, and in that year a French breeder-owner earned the most money in England on the track. World War I almost destroyed French breeding because of war damage and lack of races. After the war, the premier French race, the Grand Prix, resumed and continues to this day. During World War II, French Thoroughbred breeding did not suffer as it had during the first World War, and thus was able to compete on an equal footing with other countries after the war.
Organized racing in Italy started in 1837, when race meets were established in Florence and Naples and a meet in Milan was founded in 1842. Modern flat racing came to Rome in 1868. Later importations, including the Derby Stakes winners Ellington (1856) and Melton (1885), came to Italy before the end of the 19th century. Modern Thoroughbred breeding in Italy is mostly associated with the breeding program of Federico Tesio, who started his breeding program in 1898. Tesio was the breeder of Nearco, one of the dominant sires of Thoroughbreds in the later part of the 20th century.
Other countries in Europe have Thoroughbred breeding programs, including Germany, Russia, Poland, and Hungary.
### In Australia and New Zealand
Horses arrived in Australia with the First Fleet in 1788 along with the earliest colonists. Although horses of part-Thoroughbred blood were imported into Australia during the late 18th century, it is thought that the first pureblood Thoroughbred was a stallion named Northumberland who was imported from England in 1802 as a coach horse sire. By 1810, the first formal race meets were organized in Sydney, and by 1825 the first mare of proven Thoroughbred bloodlines arrived to join the Thoroughbred stallions already there. In 1825, the Sydney Turf Club, the first true racing club in Australia, was formed. Throughout the 1830s, the Australian colonies began to import Thoroughbreds, almost exclusively for racing purposes, and to improve the local stock. Each colony formed its own racing clubs and held its own races. Gradually, the individual clubs were integrated into one overarching organization, now known as the Australian Racing Board. Thoroughbreds from Australia were imported into New Zealand in the 1840s and 1850s, with the first direct importation from England occurring in 1862.
### In other areas
Thoroughbreds have been exported to many other areas of the world since the breed was created. Oriental horses were imported into South Africa from the late 17th century in order to improve the local stock through crossbreeding. Horse racing was established there in the late 18th and early 19th centuries, and Thoroughbreds were imported in increasing numbers. The first Thoroughbred stallions arrived in Argentina in 1853, but the first mares did not arrive until 1865. The Argentine Stud Book was first published in 1893. Thoroughbreds were imported into Japan from 1895, although it was not until after World War II that Japan began a serious breeding and racing business involving Thoroughbreds.
## Registration, breeding, and population
The number of Thoroughbred foals registered each year in North America varies greatly, chiefly linked to the success of the auction market which in turn depends on the state of the economy. The foal crop was over 44,000 in 1990, but declined to roughly 22,500 by 2014. The largest numbers are registered in the states of Kentucky, Florida and California. Australia is the second largest producer of Thoroughbreds in the world with almost 30,000 broodmares producing about 18,250 foals annually. Britain produces about 5,000 foals a year, and worldwide, there are more than 195,000 active broodmares, or females being used for breeding, and 118,000 newly registered foals in 2006 alone. The Thoroughbred industry is a large agribusiness, generating around \$34 billion in revenue annually in the United States and providing about 470,000 jobs through a network of farms, training centers, and race tracks.
Unlike a significant number of registered breeds today, a horse cannot be registered as a Thoroughbred (with The Jockey Club registry) unless conceived by live cover, the witnessed natural mating of a mare and a stallion. Artificial insemination (AI) and embryo transfer (ET), though commonly used and allowable in many other horse breed registries, cannot be used with Thoroughbreds. One reason is that a greater possibility of error exists in assigning parentage with artificial insemination, and although DNA and blood testing eliminate many of those concerns, artificial insemination still requires more detailed record keeping. The main reason, however, may be economic; a stallion has a limited number of mares who can be serviced by live cover. Thus the practice prevents an oversupply of Thoroughbreds, although modern management still allows a stallion to live cover more mares in a season than was once thought possible. As an example, in 2008, the Australian stallion Encosta De Lago covered 227 mares. By allowing a stallion to cover only a couple of hundred mares a year rather than the couple of thousand possible with artificial insemination, it also preserves the high prices paid for horses of the finest or most popular lineages.
Concern exists that the closed stud book and tightly regulated population of the Thoroughbred is at risk of loss of genetic diversity because of the level of inadvertent inbreeding inevitable in such a small population. According to one study, 78% of alleles in the current population can be traced to 30 foundation animals, 27 of which are male. Ten foundation mares account for 72% of maternal (tail-female) lineages, and, as noted above, one stallion appears in 95% of tail male lineages. Thoroughbred pedigrees are generally traced through the maternal line, called the distaff line. The line that a horse comes from is a critical factor in determining the price for a young horse.
## Value
Prices of Thoroughbreds vary greatly, depending on age, pedigree, conformation, and other market factors. In 2007, Keeneland Sales, a United States-based sales company, sold 9,124 horses at auction, with a total value of \$814,401,000, which gives an average price of \$89,259. As a whole for the United States in 2007, The Jockey Club auction statistics indicated that the average weanling sold for \$44,407, the average yearling sold for \$55,300, average sale price for two-year-olds was \$61,843, broodmares averaged \$70,150, and horses over two and broodmare prospects sold for an average of \$53,243. For Europe, the July 2007 Tattersall's Sale sold 593 horses at auction, with a total for the sale of 10,951,300 guineas, for an average of 18,468 guineas. Also in 2007, Doncaster Bloodstock Sales, another British sales firm, sold 2,248 horses for a total value of 43,033,881 guineas, making an average of 15,110 guineas per horse. Australian prices at auction during the 2007–2008 racing and breeding season were as follows: 1,223 Australian weanlings sold for a total of \$31,352,000, an average of \$25,635 each. Four thousand, nine hundred and three yearlings sold for a total value of A\$372,003,961, an average of A\$75,853. Five hundred two-year-olds sold for A\$13,030,150, an average of A\$26,060, and 2,118 broodmares totalled A\$107,720,775, an average of A\$50,860.
Averages, however, can be deceiving. For example, at the 2007 Fall Yearling sale at Keeneland, 3,799 young horses sold for a total of \$385,018,600, for an average of \$101,347 per horse. However, that average sales price reflected a variation that included at least 19 horses that sold for only \$1,000 each and 34 that sold for over \$1,000,000 apiece.
The highest price paid at auction for a Thoroughbred was set in 2006 at \$16,000,000 for a two-year-old colt named The Green Monkey. Record prices at auction often grab headlines, though they do not necessarily reflect the animal's future success; in the case of The Green Monkey, injuries limited him to only three career starts before being retired to stud in 2008, and he never won a race. Conversely, even a highly successful Thoroughbred may be sold by the pound for a few hundred dollars to become horsemeat. The best-known example of this was the 1986 Kentucky Derby winner Ferdinand, exported to Japan to stand at stud, but was ultimately slaughtered in 2002, presumably for pet food.
However, the value of a Thoroughbred may also be influenced by the purse money it wins. In 2007, Thoroughbred racehorses earned a total of \$1,217,854,602 in all placings, an average earnings per starter of \$16,924. In addition, the track record of a race horse may influence its future value as a breeding animal.
Stud fees for stallions that enter breeding can range from \$2,500 to \$500,000 per mare in the United States, and from £2000 to £75,000 or more in Britain. The record stud fee to date was set in the 1980s, when the stud fee of the late Northern Dancer reached \$1 million. During the 2008 Australian breeding season seven stallions stood at a stud fee of A\$110,000 or more, with the highest fee in the nation at A\$302,500.
## Uses
Although the Thoroughbred is primarily bred for racing, the breed is also used for show jumping and combined training because of its athleticism, and many retired and retrained race horses become fine family riding horses, dressage horses, and youth show horses. The larger horses are sought after for hunter/jumper and dressage competitions, whereas the smaller horses are in demand as polo ponies.
### Horse racing
Thoroughbred horses are primarily bred for racing under saddle at the gallop. Thoroughbreds are often known for being either distance runners or sprinters, and their conformation usually reflects what they have been bred to do. Sprinters are usually well muscled, while stayers, or distance runners, tend to be smaller and slimmer. The size of the horse is one consideration for buyers and trainers when choosing a potential racehorse. Although there have been champion racehorses of every height, from Zenyatta who stood 17.2 hands, to Man o' War and Secretariat who both stood at 16.2 hands, down to Hyperion, who was only 15.1, the best racehorses are generally of average size. Larger horses mature more slowly and have more stress on their legs and feet, predisposing them to lameness. Smaller horses are considered by some to be at a disadvantage due to their shorter stride and a tendency of other horses to bump them, especially in the starting gate. Historically, Thoroughbreds have steadily increased in size: the average height of a Thoroughbred in 1700 was about 13.3 hands high. By 1876 this had increased to 15.3.
In 2007, there were 71,959 horses who started in races in the United States, and the average Thoroughbred racehorse in the United States and Canada ran 6.33 times in that year. In Australia, there were 31,416 horses in training during 2007, and those horses started 194,066 times for A\$375,512,579 of prize money. During 2007, in Japan, there were 23,859 horses in training and those horses started 182,614 times for A\$857,446,268 of prize money. In Britain, the British Racing Authority states there were 8,556 horses in training for flat racing for 2007, and those horses started 60,081 times in 5,659 races.
Statistically, fewer than 50% of all race horses ever win a race, and less than 1% ever win a stakes race such as the Kentucky Derby or Epsom Derby. Any horse who has yet to win a race is known as a maiden.
Horses finished with a racing career that are not suitable for breeding purposes often become riding horses or other equine companions. A number of agencies exist to help make the transition from the racetrack to another career, or to help find retirement homes for ex-racehorses.
### Other disciplines
In addition to racing, Thoroughbreds compete in eventing, show jumping and dressage at the highest levels of international competition, including the Olympics. They are also used as show hunters, steeplechasers, and in Western riding speed events such as barrel racing. Mounted police divisions employ them in non-competitive work, and recreational riders also use them. Thoroughbreds are one of the most common breeds for use in polo in the United States. They are often seen in the fox hunting field as well.
### Crossbreeding
Thoroughbreds are often crossed with horses of other breeds to create new breeds or to enhance or introduce specific qualities into existing ones. They have been influential on many modern riding horse breeds, such as the American Quarter Horse, the Standardbred, and possibly the Morgan, a breed that went on to influence many of the gaited breeds in North America. Other common crosses with the Thoroughbred include crossbreeding with Arabian bloodlines to produce the Anglo-Arabian as well as with the Irish Draught to produce the Irish Sport Horse.
Thoroughbreds have been foundation bloodstock for various Warmblood breeds due to their refinement and performance capabilities. Crossbred horses developed from Thoroughbreds, (informally categorized as "hot bloods" because of temperament) crossed on sturdy draft horse breeds, (classified as "cold bloods" for their more phlegmatic temperament) are known as "warmbloods," which today are commonly seen in competitive events such as show jumping and dressage. Examples include the Dutch Warmblood, Hanoverian, and Selle Français. Some warmblood registries note the percentage of Thoroughbred breeding, and many warmblood breeds have an open stud book that continues to allow Thoroughbred crossbreeding.
## Health issues
Although Thoroughbreds are seen in the hunter-jumper world and in other disciplines, modern Thoroughbreds are primarily bred for speed, and racehorses have a very high rate of accidents as well as other health problems.
One tenth of all Thoroughbreds suffer orthopedic problems, including fractures. Current estimates indicate that there are 1.5 career-ending breakdowns for every 1,000 horses starting a race in the United States, an average of two horses per day. The state of California reported a particularly high rate of injury, 3.5 per 1000 starts. Other countries report lower rates of injury, with the United Kingdom having 0.9 injuries/1,000 starts (1990–1999) and the courses in Victoria, Australia, producing a rate of 0.44 injuries/1,000 starts (1989–2004). Thoroughbreds also have other health concerns, including a majority of animals who are prone to bleeding from the lungs (exercise induced pulmonary hemorrhage), 10% with low fertility, and 5% with abnormally small hearts. Thoroughbreds also tend to have smaller hooves relative to their body mass than other breeds, with thin soles and walls and a lack of cartilage mass, which contributes to foot soreness, the most common source of lameness in racehorses.
### Selective breeding
One argument for the health issues involving Thoroughbreds suggests that inbreeding is the culprit. It has also been suggested that capability for speed is enhanced in an already swift animal by raising muscle mass, a form of selective breeding that has created animals designed to win horse races. Thus, according to one postulation, the modern Thoroughbred travels faster than its skeletal structure can support. Veterinarian Robert M. Miller states that "We have selectively bred for speeds that the anatomy of the horse cannot always cope with."
Poor breeding may be encouraged by the fact that many horses are sent to the breeding shed following an injury. If the injury is linked to a conformational fault, the fault is likely to be passed to the next generation. Additionally, some breeders will have a veterinarian perform straightening procedures on a horse with crooked legs. This can help increase the horse's price at a sale and perhaps help the horse have a sounder racing career, but the genes for poor legs will still be passed on.
### Excess stress
A high accident rate may also occur because Thoroughbreds, particularly in the United States, are first raced as 2-year-olds, well before they are completely mature. Though they may appear full-grown and are in superb muscular condition, their bones are not fully formed. However, catastrophic injury rates are higher in 4- and 5-year-olds than in 2- and 3-year-olds. Some believe that correct, slow training of a young horse (including foals) may actually be beneficial to the overall soundness of the animal. This is because, during the training process, microfractures occur in the leg followed by bone remodeling. If the remodeling is given sufficient time to heal, the bone becomes stronger. If proper remodeling occurs before hard training and racing begins, the horse will have a stronger musculoskeletal system and will have a decreased chance of injury.
Studies have shown that track surfaces, horseshoes with toe grabs, use of certain legal medications, and high-intensity racing schedules may also contribute to a high injury rate. One promising trend is the development of synthetic surfaces for racetracks, and one of the first tracks to install such a surface, Turfway Park in Florence, Kentucky, saw its rate of fatal breakdowns drop from 24 in 2004–05 to three in the year following Polytrack installation. The material is not perfected, and some areas report problems related to winter weather, but studies are continuing.
### Medical challenges
The level of treatment given to injured Thoroughbreds is often more intensive than for horses of lesser financial value but also controversial, due in part to the significant challenges in treating broken bones and other major leg injuries. Leg injuries that are not immediately fatal still may be life-threatening because a horse's weight must be distributed evenly on all four legs to prevent circulatory problems, laminitis, and other infections. If a horse loses the use of one leg temporarily, there is the risk that other legs will break down during the recovery period because they are carrying an abnormal weight load. While horses periodically lie down for brief periods of time, a horse cannot remain lying in the equivalent of a human's "bed rest" because of the risk of developing sores, internal damage, and congestion.
Whenever a racing accident severely injures a well-known horse, such as the major leg fractures that led to the euthanization of 2006 Kentucky Derby winner Barbaro, or 2008 Kentucky Derby runner-up Eight Belles, animal rights groups have denounced the Thoroughbred racing industry. On the other hand, advocates of racing argue that without horse racing, far less funding and incentives would be available for medical and biomechanical research on horses. Although horse racing is hazardous, veterinary science has advanced. Previously hopeless cases can now be treated, and earlier detection through advanced imaging techniques like scintigraphy can keep at-risk horses off the track.
## See also
- Thoroughbred breeding theories
- Glossary of North American horse racing
- Thoroughbred racing in Australia
- Thoroughbred racing in New Zealand
- List of leading Thoroughbred racehorses
- List of historical horses
|
4,312,527 |
Anthony Roll
| 1,167,990,949 |
Record of ships of the English Tudor navy of the 1540s
|
[
"16th-century illuminated manuscripts",
"16th-century ships",
"British Library additional manuscripts",
"History of the Royal Navy",
"Manuscripts held by the University of Cambridge",
"Maritime paintings",
"Military history of the United Kingdom",
"Tudor England"
] |
The Anthony Roll is a written record of ships of the English Tudor navy of the 1540s, named after its creator, Anthony Anthony. It originally consisted of three rolls of vellum, depicting 58 naval vessels along with information on their size, crew, armament, and basic equipment. The rolls were presented to King Henry VIII in 1546, and were kept in the royal library. In 1680 King Charles II gave two of the rolls to Samuel Pepys, who had them cut up and bound as a single volume book, which is now in the Pepys Library at Magdalene College, Cambridge. The third roll remained in the royal collection until it was given by King William IV to his daughter Lady Mary Fox, who sold it to the British Museum in 1858; it is now owned by the British Library.
The Anthony Roll is the only known fully illustrated inventory of ships of the English navy in the Tudor period. As the work of a successful state official in 16th century England, the artistic value of the Anthony Roll has been described as being characterised by "naive draughtsmanship and conformity to a pattern" though its artistic aspects display "a decent amateur grasp of form and colour". While the inventories listed in its text have proven to be highly accurate, most of the ship illustrations are rudimentary and made according to a set formula. The level of detail of the ship design, armament and especially rigging has therefore proven to be only approximate. Nevertheless, through their depiction of the ceremonial ornamentation the illustrations in the Roll have provided relevant secondary information to the study of Tudor period heraldry, flags and ship ornamentation.
The only known contemporary depictions of prominent Tudor era vessels like the Henry Grace à Dieu and the Mary Rose are contained in the Anthony Roll. As the Mary Rose sank by accident in 1545 and was successfully salvaged in 1982, comparison between the information in the Roll and the physical evidence of the Mary Rose has provided new insights into the study of the naval history of the period.
## Author and artist
Anthony Anthony (before 1530-c. 1564) has been identified as the compiler of the information and the artist behind the illustrations through his signature, which has been compared with holograph letters among the State Papers. Anthony's father was William Anthony (died 1535) a Fleming from Middelburg in Zeeland who migrated to England in 1503. William was a supplier of beer to the army, and Anthony followed in his father's footsteps. He went into beer exporting no later than 1530 and became a supplier of beer to the navy. In 1533 Anthony was appointed gunner at the Tower of London, a position he retained nominally until his death. He rose to the rank of overseer of the Ordnance Office, the government body responsible for supplying the armed forces with artillery, and it was in this position that he compiled his Roll. In 1549 he was promoted to master surveyor of the ordnance in the Tower, Calais, Boulogne, and elsewhere for life. He continued the work of supplying arms to English forces, and was active in the last month of his life supplying guns for an expedition against Le Havre.
In 1939 Dutch historian Nicholas Beets proposed that the Flemish artist and cartographer Cornelis Antoniszoon (or Antonisz., c. 1507–1553) could have been Anthony Anthony's brother. Although Beets' suggestion of kinship was conjectural and without any direct evidence, it was picked up by Geoffrey Callender in the Mariner's Mirror in 1963 and has been relayed by several other authors. The will of William Anthony did not mention any other sons and Anthonisz. is believed to have been the son of Antonis Egbertson, the daughter of Jacob Corneliszoon van Oostzanen. That Cornelis and Anthony were related is, in the words of Ann Payne, "not, presumably, impossible, but there is little evidence that they were connected at all".
## History of the manuscript
The "ship portrait" had a long history in maritime art, from medieval seals and coins to early engravings in the 15th century, and the plain side-on view of a ship under sail, often with no crew shown, was well established as the most effective way of recording the build of vessels. The Anthony Roll belongs to a genre of works that was intended to serve a dual role for the king and the military leadership: as reasonably informative overviews listing details of ships or strategic areas of coastlines they could be studied to determine strengths and weaknesses, and as boastful and lively depictions of Tudor military might they could be used to flatter the king, impress courtiers and impose martial authority on foreign ambassadors. Contemporary maps, or "plats", were routinely decorated with detailed pictures of ships, to mark bodies of water as much as to liven up the scenes. Such maps were common at the time, and were even embellished by artists if deemed too simple or drab. The navy was expanded during Henry VIII's reign, and he was known to take an interest in warships, as can be seen by the epic painting Embarkation of Henry VIII at Dover which portrayed, if rather unrealistically, the ships that took the 29-year-old king to the summit meeting with Francis I of France at the Field of the Cloth of Gold in 1520. This painting, recently dated to around 1545, has also been suggested as a likely source of inspiration to Anthony for his illustrations.
There are three such plats depicting naval actions and expeditions that are attributed to Anthony: the route of Anne of Cleves from the Low Countries to England (1539), a French attack on a coastal fort (date unknown) and a French raid on Brighton (July 1545). The design of the ships in these paintings, especially that of the Brighton raid, closely match those in the rolls. It is not known exactly when work on the rolls began nor when it was finished. It is only certain that it was presented to the king the year it was dated, 1546. The inclusion of the Mary Rose that sank at the Battle of the Solent 19 July 1545 does not mean it was necessarily started before this date, since it was still considered possible that she could be raised even as late as 1549. The galleasses, the Antelope, Hart, Bull and Tiger, all present in the second roll, were still being built around March 1546, and the Hart was not at sea until October that year. At the same time the Galley Blanchard, captured from the French 18 May 1546 is not included.
After the rolls were presented to the king they were archived in the royal collections. In 1680 Charles II gave two of the rolls to Samuel Pepys, a navy administrator and avid book collector. Pepys did not disclose the details of how the rolls were given to him, but it is believed that the gift came out of a meeting with King Charles where Pepys took down the king's account of how he escaped from the Battle of Worcester (1651). The plan was that Pepys would edit and publish the already famous story, but he never did so. It is also known that Pepys was planning to write a history of the navy and that he was gathering material for this task, but this project also was never finished. It is considered likely that King Charles was aware of Pepys' plans and presented him with two of the rolls either as a gift or as payment for the intended publication of the escape story. The second roll could not be located at that time, and it was not until 1690 that it was discovered by Henry Thynne, keeper of the royal library 1677–89 and a close friend of Pepys. Thynne arranged for Pepys to make copies of some of the illustrations, but by 1690 Charles was dead and James II was in exile. Pepys had resigned from his position as Secretary of the Admiralty that same year and refused to recognize the reign of William III and Mary II, which meant that acquisition of the final roll for his collection was out of the question. The creation of the codex from the first and third rolls is therefore assumed to have been completed shortly after that time. After Pepys' death in 1703 his library passed on to his nephew John Jackson. After the death of Jackson in 1724 the library, along with the codex, was then passed on to Pepys' old college at Magdalene, Cambridge, where it remains to this day.
The second roll was presumed lost by the 1780s, but actually remained in the hands of the royal family. William IV gave it to his illegitimate daughter Mary FitzClarance sometime in the early 19th century. In 1824, FitzClarance married Charles Robert Fox, a major-general and from 1832–35 an officer of the surveyor of the ordnance, the same position Anthony Anthony had three centuries before him. Fox was a bibliophile, and historian Charles Knighton has suggested he knew the value of the roll, but its location nevertheless remained unknown to scholars. In 1857 Frederic Madden, keeper of manuscripts at the British Museum, was shown the second roll and learned that Mary Fox wished to sell it. After negotiations it was sold for £15 to the British Museum and was numbered Add MS 22047. It was kept in its original format as a roll and has been stored in the British Library's manuscript collection at St Pancras since 1999.
The Anthony Roll has been used frequently as a primary source for histories of the English navy of the 16th century but the full text and all illustrations were not collected in one volume until 2000.
## Description
The Anthony Roll was originally a set of three separate vellum rolls. It exists today in the form of a bound volume containing the first and third rolls while the second roll is preserved in its original form. The three original rolls were made up out of a total of 17 individual membranes glued to the back of the next membrane. The membranes were of a width of 27+1⁄2 inches (70 cm) and a height varying from 31 to 37+3⁄4 inches (79 to 96 cm). After receiving the first and third rolls Pepys had his clerks cut the rolls up and bound in a single volume as a book, now known as Pepys 2991. The transformation of the two rolls created a horizontal page structure, and some of the ornamentation that was cut in process was copied into the volume by hand. Pepys also inserted abstracts between the two rolls and a summarizing table that was not Anthony's, but pre-dated Pepys' binding of the rolls. This radical treatment of the original document has damaged some of the illustrations and is today deprecated. The first three illustrations of the Henry Grace à Dieu, Mary Rose and Peter Pomegranate were all too large to fit on one page and were therefore converted to two-page spreads. The resulting bend down the centre of the illustrations led to noticeable loss of detail. Despite this, there are no plans to attempt a recreation of the original structure of the first and third rolls. The second roll, British Library Add MS 22047, is still in its original condition with the exception of a written endorsement by Mary Fox from 1857 and some damage caused by an application of chemicals to reveal faded writing.
The three rolls list 58 ships divided into classes based roughly on size and construction. Each ship is presented along with its name, tonnage, crew size and, in Anthony's own words, "the ordenaunce, artillery, munitions and habillimentes for warre". The first roll lists the carracks and one pinnace, beginning with the largest ship Henry Grace à Dieu. The second roll lists galleasses, a hybrid of oar-powered and sailing vessels, and one galley. Finally, the third roll is reserved for pinnaces and "rowbarges", both basically smaller versions of galleasses.
## Artistic analysis
Anthony Anthony was not a trained, professional artist. The illustrations are described as "striking and boldly executed, but [...] have few claims to be fine works of art". The vessels are for the most part painted according to a standard formula, with distinct repetitions even in the more elaborate depictions. Anthony's style is signified by a "naive draughtsmanship and conformity to a pattern [...] consistent with the abilities of a government official with a decent amateur grasp of form and colour".
The rolls were all of roughly the same length, about 15 feet (4.6 m), and would most likely have been presented side by side for display on a table or hung on a wall. The focal point of the whole composition is in the second, middle roll where the exceptionally well-executed painting of the Galley Subtle is placed. That this ship was intended to be the centrepiece illustration is made clear by the presence of the pinnace Mary James in the first roll, which is otherwise reserved for (sailing) ships. This appears to have originally been placed at the beginning of the third roll, among the other pinnaces and rowbarges, but was moved to achieve more equal lengths. In his pursuit of living up to the image of a Renaissance prince Henry is known to have been particularly fond of galleys, something which would have been known to Anthony.
The lettering, framing lines and floral pattern decorations are painted in red or black with the exception of the first three ships of the first roll, which also feature gold. Most of the illustrations were first sketched with plummet outlines and were then painted over in washes. Ship timbers are a light brown that are shaded in the bow and stern to achieve depth, decorations and anchors are highlighted with red, and green is used for guns. Contours are in black and the sea is in shades varying from "greyish green" to "a richer blue".
The first two rolls were done with roughly the same amount of detail while the lesser rowbarges (essentially small galleys) were done more hastily. The first two ships of the first roll, the Henry Grace à Dieu and the Mary Rose, have traces of a grid pattern, indicating that they were transferred from a different drawing while the rest are done in freehand. Overall, the ships follow a formula depending on the type of ship. The exceptions are stern galleries of some of the galleasses and the figureheads of the Mary Rose, Salamander and the Unicorn, the latter both captured from the Scots in 1544. The prominent exception is the Galley Subtle placed in the middle of the second roll. It is more consistent in type with Mediterranean-type galleys than the galleasses and small rowbarges, and features a considerable amount of detail not present in the other ships. It is the only ship where any crew is visible, in this case rowers behind pavisades as protection from enemy arrows and an overseer wearing "a bonnet, full skirted armorial doublet and baggy breeches" holding a stick or baton, as if beating the time of the strokes of the rowers.
## Use as a historical source
As a historical record, the Anthony Roll is in many ways unique. It is the only known fully illustrated list of a Tudor period royal navy, though the pictures should not be seen as exact depictions drawn from real life. For example, the lists of guns of the individual ships, which are considered to be an accurate record produced by a senior state official, are only approximately matched to the paintings. The rigging is only roughly accurate, and has been described by Margaret Rule, archaeological project leader of the Mary Rose excavations, as "a confusing assemblage of shrouds, ratlines and stays". Many details are present, but others are missing, such as the chain-wales (the horizontal platforms extending from the sides) to which the shrouds (the parallel ropes that stabilized the masts) were attached to keep them clear of the hull.
### Comparisons with the Mary Rose
Comparisons with the finds from the salvaged Mary Rose itself have provided an opportunity to compare the accuracy of the records provided in the Roll. The picture of the ship has provided clues about basic structural features, such as the number of masts and sails. When compared with an inventory of the ship from 1514, there is a close match, proving the illustration to be largely accurate. Examination of details in the construction, however, reveals that Anthony allowed himself some artistic licence. The armament in the painted ship appears clearly exaggerated. The heavy stern chasers (cannon placed in the stern aimed backwards) mounted through gun ports on the orlop deck, just about the waterline, would not have been feasible because of the lack of an orlop deck and the steep angle (sheer) of the ship in this area. The number of gunports in the broadside is inaccurate since it implies two slightly staggered rows of nine ports while the surviving starboard side of the Mary Rose has only one row of gunports on the main deck with seven ports. The accuracy of the forecastle has been more difficult to ascertain since none of it remains; conflicting interpretations of what it looked like have been suggested.
The guns in the back of the forecastle have defied explanation, but one theory is that they were included to compensate for the guns that were positioned in the aftcastle, aiming forwards, but which would have been obscured due to the angle from which the ship was depicted. The list of ammunition, small firearms, longbows, arrows, pikes, and bills closely matches the archaeological evidence. As the source that is closest in time to the sinking of the Mary Rose, it has been of central importance for the archaeological project, especially in estimating the size of the crew.
### Flags and ornamentation
The Anthony Roll provides detailed information about the flags used on the ships. According to the vexillologist Timothy Wilson, the flags depicted flying from the ships are "the most elaborate source we have for the flags flown on the ships of King Henry VIII, being richer in visual detail than all other sources put together." Among the most striking flags in the illustrations are the elongated ceremonial streamers, shown flying from all ships in varying numbers. These feature a Saint George red cross on white ground on the hoist, nearest the flagpole, and a very long tail striped in green and white. They all feature gold paint on the red and green, and silver paint (now oxidized to black) on the white. This artistic device was used either to simulate the fluttering of the flags or to actually display the metallic thread and paint that was sometimes used to decorate them.
Along the railing of all ships, most prominently on the large carracks and the Galley Subtle, there are rows of banners displaying various heraldic designs, including the English royal arms, one or three fleur-de-lis of the French arms, Saint George's crosses and Henry VIII's monogram ("HR") in gold on blue, what appears to be the Tudor rose, and the green and white of the House of Tudor. The depictions of the flags and banners on the ships are in a heraldic and military sense considered to be roughly accurate but not entirely consistent. A kind of system of command among the various vessels is apparent in how flags are displayed on the masts, but it does not appear to have been carried through systematically. Some of the heraldic designs have been described as "unlikely" by the 20th century herald George Bellew, but have deemed to at least be "plausible" by Wilson.
|
6,182,858 |
Blockhaus d'Éperlecques
| 1,173,822,930 |
Second World War bunker complex in Pas-de-Calais, France
|
[
"1986 establishments in France",
"Infrastructure completed in 1943",
"Monuments historiques of Pas-de-Calais",
"Museums in Pas-de-Calais",
"Operation Crossbow",
"Protected areas established in 1986",
"Ruins in Hauts-de-France",
"Saint-Omer",
"V-weapon subterranea",
"World War II museums in France",
"World War II sites in France",
"World War II strategic bombing lists"
] |
The Blockhaus d'Éperlecques (English: Bunker of Éperlecques, also referred to as "the Watten bunker" or simply "Watten") is a Second World War bunker, now part of a museum, near Saint-Omer in the northern Pas-de-Calais département of France, and only some 14.4 kilometers (8.9 miles) north-northwest from the more developed La Coupole V-2 launch facility, in the same general area.
The bunker, built by Nazi Germany under the codename Kraftwerk Nord West (Powerplant Northwest) between March 1943 and July 1944, was originally intended to be a launching facility for the V-2 (A-4) ballistic missile. It was designed to accommodate over 100 missiles at a time and to launch up to 36 daily.
The facility would have incorporated a liquid oxygen factory and a bomb-proof train station to allow missiles and supplies to be delivered from production facilities in Germany. It was constructed using the labour of thousands of prisoners of war and forcibly conscripted workers used as slave labourers.
The bunker was never completed as a result of the repeated bombing by the British and United States air forces as part of Operation Crossbow against the German V-weapons programme. The attacks caused substantial damage and rendered the bunker unusable for its original purpose. Part of the bunker was subsequently completed for use as a liquid oxygen factory. It was captured by Allied forces at the start of September 1944, though its true purpose was not discovered by the Allies until after the war. V-2s were instead launched from Meillerwagen-based mobile batteries which were far less vulnerable to aerial attacks.
The bunker is preserved as part of a privately owned museum that presents the history of the site and the German V-weapons programme. It has been protected by the French state as a monument historique since 1986.
## Background
The A-4 ballistic missile (referred to as the V-2 from September 1944) was developed by the Germans between 1939 and 1944. It was regarded by Adolf Hitler as a Wunderwaffe (wonder weapon) that he believed to be capable of turning the tide of the war. Its operational deployment was restricted by several factors. Large supplies of cryogenic liquid oxygen (LOX) were required as the oxidizer to fuel the missiles. LOX evaporates rapidly, necessitating a source reasonably close to the firing site in order to minimise loss through evaporation. Germany and the occupied countries did not at that time have sufficient manufacturing capacity for the amount of LOX required for a full-scale A-4 campaign; the total production capacity in 1941 and 1942 was about 215 tons daily, but each A-4 launch required about 15 tons.
As the missile was intended for use against London and southern England, its operational range of 320 km (200 mi) meant that the launch sites had to be located fairly close to the English Channel or southern North Sea coasts, in northern France, Belgium or the western Netherlands. This was within easy reach of the Allied air forces, so any site would have to be able to resist or evade the expected aerial bombardments.
Various concepts were mooted for the A-4's deployment in a March 1942 study by Walter Dornberger, the head of the A-4 development project at the Peenemünde Army Research Center. He suggested that the missiles should be based in heavily defended fixed sites of a bunker-style design similar to the massive submarine pens then under construction in occupied France and Norway. The rockets could be stored in such sites, armed, fuelled from an on-site LOX production plant, and launched. This offered significant technical advantages; not only would the LOX loss be minimised, but the complex process of pre-launch testing would be simplified. A high rate of fire could be sustained as the facility could effectively operate like a production line, sending a steady flow of missiles to the launch pads.
The submarine pens and other Atlantic Wall fortifications had been built in 1940 and 1941, when the Germans had air superiority and could deter Allied air attacks. By 1942 this advantage had been lost to the United States Army Air Forces, which had begun deploying to England in May 1942, and a greatly expanded Royal Air Force. The German Army preferred an alternative approach which would use trailer-style mobile launch platforms called Meillerwagen accompanied by testing and fuelling equipment mounted on railway cars or trucks. Although this configuration was far less efficient and would have a much lower rate of fire, it would have the great advantage of presenting a much smaller target for the Allied air forces. The Army was not convinced that fixed bunkers could resist repeated air attacks and was particularly concerned about the vulnerability of the launch sites' road and rail links, which were essential for resupplying them with missiles and fuel.
In November 1942, Hitler and Minister of Munitions Albert Speer discussed possible launch configurations and examined models and plans of the proposed bunkers and mobile launchers. Hitler strongly preferred the bunker option, though he also gave the go-ahead for the production of mobile launchers. Two different bunker designs had been prepared: the B.III-2a design envisaged preparing the missile for launch inside the bunker, then transporting it outside to a launch pad, while the B.III-2b design would see the missile being elevated from within the bunker to a launch pad on the roof.
Speer gave orders that two bunkers were to be constructed by the Organisation Todt construction group to a "special fortification standard" (Sonderbaustärke), requiring a steel-reinforced concrete ceiling 5 m (16 ft) thick and walls 3.5 m (11 ft) thick. They would be built near the coasts opposite England, one on the Côte d'Opale near Boulogne-sur-Mer and the other on the Cotentin Peninsula near Cherbourg. Each would be capable of launching 36 missiles a day, would hold sufficient supplies of missiles and fuel to last three days, and would be manned by 250 troops.
## Design and location
In December 1942, Speer ordered Peenemünde officers and engineers (including Colonel Gerhard Stegmair, Dr Ernst Steinhoff and Lieutenant-Colonel Georg Thom) to tour the Artois region in northwest France and locate a suitable site for an A-4 launch facility. The site chosen was just to the west of the small town of Watten, in the Forest of Éperlecques, near Saint-Omer in the Pas-de-Calais department. It was given the cover name of Kraftwerk Nord West (Northwest Power Plant).
The location was conveniently close to the main railway line between Calais and Saint-Omer, the canalised river Aa, main roads and electric grid lines. Situated 177 km (110 mi) from London, it was far enough inland to be safe from naval guns and it was sheltered to an extent by a ridge that rises to a height of 90 m (300 ft) to the north.
At nearby Saint-Omer, there was a major Luftwaffe base which was capable of providing air defence for the area. There were existing gravel and sand quarries as well as cement works in the vicinity, which would help with the enormous amount of material that would be needed for the construction works. The quantities required were very substantial indeed; 200,000 tons of concrete and 20,000 tons of steel would be required to build the facility. When US Army Major General Lewis H. Brereton inspected the site after it had been captured by the Allies, he described the bunker as "more extensive than any concrete constructions we have in the United States, with the possible exception of Boulder Dam."
The Watten bunker was to be built to a design based on the B.III-2a bunker, though substantially larger. The Germans had originally planned to build a separate LOX plant at Stenay but this option was abandoned in favour of installing a LOX production facility within the Watten bunker.
The bunker consisted of three main elements. The main part of the building was a giant structure some 92 m (302 ft) wide and 28 m (92 ft) high, housing the LOX plant and a vault where missiles would be assembled and prepared. Its walls were up to 7 m (23 ft) thick and the bunker's working levels descended 6 m (20 ft) below ground. The plant would house five Heylandt compressors, each capable of producing about 10 tons of LOX per day. About 150 tons of LOX were to be stored in insulated tanks on-site. The facility was intended to store up to 108 missiles and enough fuel to supply three days' worth of launches. The Germans planned to fire up to 36 rockets a day from the site.
On the north side of the building was a fortified standard gauge railway station, linked to the main Calais-Saint-Omer line at Watten via a 1.2 km (0.75 mi) spur line. Missiles, warheads and other components would be shipped to the station and transported on trucks into the main area of the bunker. Here the rockets were to be assembled, raised into a vertical position and fuelled and armed. From the arming halls, they would be moved to either end of the building through pivoting doors 18 m (59 ft) high. They would exit through the south face of the building and would be moved on tracks to the launch pads. There were no doors on the exit portals so chicanes were installed in the exit passage to deflect the blast of rockets being launched from outside. Launches would be overseen from a command tower located in the centre of the south side of the bunker, overlooking the launch pads.
To the north of the bunker, the Germans erected a bomb-proof power station with a 2,000 hp (1.5 MW) generating capacity. The site was initially powered from the main electricity grid, but it was intended that it would have its own independent power source to minimise the likelihood of disruption. Also associated with the Watten complex was a radar tracking site at Prédefin, 29 km (18 mi) south of Saint-Omer. A Giant Würzburg radar system was installed there to follow the trajectories of V-2s being launched from Watten. The intention was to follow the trajectory for as long as possible so that the accuracy of the missile launches could be determined.
## Construction
The site was designed in January and February 1943 by engineers from the Peenemünde research facility and the Organisation Todt. On 25 March 1943 the construction plans were presented to Hitler, who immediately gave the go-ahead for the project to begin. The construction firm Holzman & Polanski was awarded the contract and 6,000 workers from Building Battalion 434 started construction that same month using plans by Franz Xaver Dorsch, Construction Director at the Organisation Todt. It was envisaged that the structure would be ready by the end of July 1943, though not its wiring and plant, and it was intended that it would be fully operational by 1 November 1943.
The workforce consisted of a mixture of German specialists and forcibly conscripted Frenchmen from the Service du Travail Obligatoire (STO). They were supplemented by Belgian, Dutch, French, Polish, Czech and Soviet prisoners of war and civilian conscripts, who were used as slave labour. The labour force also included many French political prisoners and Spanish Republicans who had fled to France after General Franco's victory in the Spanish Civil War but had then been interned by the invading Germans. The non-German workers lived in two camps officially known as Organisation Todt Watten Zwangsarbeitslager 62 (Forced Labour Camp 62) about 2 km (1.2 mi) distant from the site, near the village of Éperlecques.
The camps were guarded by the French civil police with the assistance of Belgian and Dutch Nazis and Russian POWs who had volunteered for guard duty. Although escape attempts were punished by immediate execution, there were up to three escapes daily with external assistance. The commandant of the camp is said to have complained that it would have been easier to "guard a sack of fleas". Over 35,000 foreign workers passed through the camps during the period in which they were operational.
The labourers worked in 12-hour shifts of 3,000–4,000 men, with three 20-minute breaks during each shift. The work continued around the clock, seven days a week, under giant floodlights during the night. The living and working conditions were extremely harsh, especially for the political prisoners and the eastern Europeans, who were given especially punitive treatment due to their status as the most expendable members of the workforce. For the non-German workers, falling ill or being unable to work through injury was the equivalent of a death sentence, as they would either be left to die or be transported back to the concentration camps from which they had been brought. A German commission that inspected the labour camps in the area in late 1943 commented: "The Eastern [European] worker is very tough. He works at his job until he falls flat on his face in the mire, and all that is left for the doctor to do is to issue the death certificate."
A large supply dump was established at Watten next to the River Aa. This site was eventually used to store material required for all the V-weapon sites in the Saint-Omer area. Building materials were brought there by barges and trains where they were unloaded onto a Decauville narrow-gauge railway for transportation to the construction site, where concrete mixers operated day and night. A 90 kV power line running to a transformer at Holque north of Watten provided electricity. An old quarry at Wizernes codenamed Schotterwerk Nordwest (Gravel Quarry Northwest), some 12 km (7.5 mi) south of Watten, was also converted into a storage dump to supply the Watten facility.
## Discovery and Allied attacks
In early April 1943, an Allied agent reported "enormous trenches" being excavated at the Watten site, and on 16 May 1943 an RAF reconnaissance mission led to Allied photographic interpreters noticing unidentified activity there. Other large facilities were observed to be under construction elsewhere in the Pas-de-Calais. The purpose of the construction works was very unclear; Lord Cherwell, Winston Churchill's scientific adviser, admitted that he had little idea what "these very large structures similar to gun emplacements" were but he believed that "if it is worth the enemy's while to go to all the trouble of building them it would seem worth ours to destroy them."
At the end of May, the British Chiefs of Staff ordered that aerial attacks be carried out against the so-called "heavy sites" being built by the Germans. On 6 August, Duncan Sandys, who headed a high-level Cabinet committee to coordinate the British defence against the German V-weapons, recommended that the Watten site should also be attacked because of the progress being made in its construction. The British Chiefs of Staff noted that a daylight attack by US bombers was under consideration but they raised objections to the proposal, as the Air Staff thought that Watten had nothing to do with rockets, suggesting that instead it might be merely a "protected operations room".
The timing of the first raid was influenced by advice given by Sir Malcolm McAlpine, the chairman of the construction company Sir Robert McAlpine, who suggested that the Watten site should be attacked while the concrete was still setting. On 27 August 1943, 187 B-17 Flying Fortresses of the US 8th Air Force attacked the site with devastating effect. The fortified train station on the north side of the bunker was especially badly damaged, as concrete had just been poured there. Dornberger later wrote that following the attack the site was "a desolate heap of concrete, steel, props and planking. The concrete hardened. After a few days the shelter was beyond saving. All we could do was roof in a part and use it for other work." The bombing killed and injured hundreds of the slave workers on site; although the Allies had sought to avoid casualties by timing the raid with what they thought was a change of shifts, the shift pattern had been changed by the Germans at the last minute to achieve the day's work quota.
Only 35% of the Watten bunker had been completed by this time. It was clearly no longer possible to use it as a launch site, but the Germans still needed LOX production facilities to supply V-2 sites elsewhere. After surveying the site in September and October 1943, Organisation Todt engineers determined that the northern part of the facility was irretrievably damaged but decided to focus on completing the southern part to serve as a LOX factory.
One of OT's engineers, Werner Flos, came up with an idea to protect the bunker from bombardment by building it up from the roof first. This was done by initially constructing a concrete plate, flat on the ground, which was 5 m (16 ft) thick and weighed 37,000 tons. It was incrementally raised by hydraulic jacks and then supported by walls which were built underneath it as it was raised, becoming the roof. The resulting concrete cavern was intended to be used by the Germans as a bombproof liquid oxygen factory. The thickness of the roof was chosen on the assumption that Allied bombs were incapable of penetrating such a depth of concrete; the Germans, however, were unaware of the British development of earthquake bombs.
The Germans' main focus of attention switched instead to Schotterwerk Nordwest, the former quarry at nearby Wizernes, where work had been ongoing to build a bombproof V-2 storage facility. This project was expanded to turn the quarry into a fixed launch facility. Plans were put into effect to build a huge concrete dome – now open to the public as the museum of La Coupole – under which missiles would be fuelled and armed in a network of tunnels before being transported outside for launching. The Allies carried out further heavy bombing against both the Watten and Wizernes sites with little initial effect on the buildings themselves, although the rail and road network around them was systematically destroyed.
On 3 July 1944, Oberkommando West gave permission to stop construction at both sites, which had been so disrupted by bombing that work could no longer proceed. Three days later an Allied raid succeeded in wrecking the interior of the Watten bunker with a Tallboy bomb that brought down part of the roof. Finally, on 18 July 1944, Hitler decreed that plans for launching missiles from bunkers need no longer be pursued. Dornberger's staff subsequently decided to continue minor construction at Watten "for deception purposes". The site itself was now useless, as the Germans recognised when they wryly codenamed it Concrete Lump, and the liquid oxygen generators and machinery were transferred to the Mittelwerk V-2 factory in central Germany, well away from Allied bombers.
The Watten site was captured on 4 September 1944 by Canadian forces. The Germans had evacuated it a few days earlier and removed the pumps which kept the cavernous basement free from water; not long afterwards it began to flood. This made a substantial amount of the bunker inaccessible to the Allies.
### Air raids
## Subsequent investigations and utilisation
The bunker was inspected on 10 September 1944 by the French atomic scientist Frédéric Joliot-Curie, accompanied by Sandys. Following the visit, Sandys ordered a Technical Inter-Services Mission under Colonel T.R.B. Sanders to investigate the sites at Mimoyecques, Siracourt, Watten, and Wizernes, collectively known to the Allies as the "Heavy Crossbow" sites. Sanders' report was submitted to the War Cabinet on 19 March 1945.
Despite the capture of Watten, it was still not known at this time what the site had been intended for. Sanders noted that "the purpose of the structures was never known throughout the period of intensive reconnaissance and attack". Based on the discovery of large aluminium tanks installed in the main part of the bunker, he opined that the Germans had intended to use it as a factory for the production of hydrogen peroxide for use in the fuelling of V-1 and V-2 missiles. He ruled out the possibility that it could have been used for LOX production and concluded, erroneously, that "the site had no offensive role." He recommended that (unlike the Mimoyecques and Wizernes sites) the Watten bunker presented no threat to the UK's security and "there is thus no imperative need, on that account, to ensure the destruction of the workings."
The bunker was targeted again by the Allies in February 1945, this time to test the newly developed CP/RA Disney bomb – a 4,500 lb (2,000 kg) concrete-piercing rocket-assisted bomb designed to double the normal impact velocity, and thereby increase the penetration, of the projectile. The site had been chosen for testing purposes in October 1944 as it had the largest accessible interior area of the targets under consideration and was furthest from an inhabited town.
On 3 February 1945, a B-17 of the US Eighth Air Force dropped a Disney bomb on the Watten bunker and scored a hit over the wall section, but the results were inconclusive and the Air Force was not able to determine how well the bomb had penetrated the concrete. Although Disney bombs were used operationally on a number of occasions, the weapon's introduction came too late to be of any significance in the war effort. In January 2009 the body of the Disney bomb was extracted from the roof, where it had embedded itself.
## Preservation
The Watten bunker was inspected again on 20 June 1951 by an Anglo-French commission to determine whether it was capable of being reused for military purposes. The British Assistant Military Attaché, Major W.C. Morgan, reported to the Director of Military Intelligence at the War Office that the main part of the bunker had not been significantly damaged by bombing and that although it was flooded, if it was patched and drained "the building could be quickly made ready to receive oxygen liquifying plant machinery, or for any other purpose requiring a large and practically bomb-proof building."
No further military use was made of the bunker and the land on which it stands reverted to private ownership. It was left abandoned for many years before the owners decided to redevelop the site. In 1973, the bunker was opened to the public for the first time under the name of Le Blockhaus d'Éperlecques. The ownership was taken over by Hubert de Mégille in the mid-1980s and on 3 September 1986 the French state declared it a monument historique. The area around the bunker has been re-forested, though it is still heavily scarred by bomb craters, and various items of Second World War military equipment (including a V-1 on a launch ramp) are on display alongside paths around the site. An open-air trail leads to and around the bunker with interpretative signs posted at various points to tell the story of the site and the German V-weapons programme. In 2009, the museum welcomed 45,000 visitors.
## See also
- Fortress of Mimoyecques
- La Coupole
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862,323 |
Fort Concho
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US Army fort in Texas, used 1867–1889
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[
"1867 establishments in Texas",
"American frontier",
"Buildings and structures in San Angelo, Texas",
"Forts on the National Register of Historic Places in Texas",
"Historic districts on the National Register of Historic Places in Texas",
"History museums in Texas",
"Medical museums in the United States",
"Military and war museums in Texas",
"Museums in Tom Green County, Texas",
"National Historic Landmarks in Texas",
"National Register of Historic Places in Tom Green County, Texas",
"Telecommunications museums in the United States"
] |
Fort Concho is a former United States Army installation and National Historic Landmark District located in San Angelo, Texas. It was established in November 1867 at the confluence of the North and South Concho Rivers, on the routes of the Butterfield Overland Mail Route and Goodnight–Loving Trail, and was an active military base for the next 22 years. Fort Concho was the principal base of the 4th Cavalry from 1867 to 1875 and then the "Buffalo Soldiers" of the 10th Cavalry from 1875 to 1882. The troops stationed at Fort Concho participated in Ranald S. Mackenzie's 1872 campaign, the Red River War in 1874, and the Victorio Campaign of 1879–1880.
The fort was abandoned in June 1889, and over the next 20 years was divided into residences and businesses, with the buildings repurposed or recycled for their materials. Efforts to preserve and restore Fort Concho began in the 1900s and resulted in the foundation of the Fort Concho Museum in 1929. The property has been owned and operated by the city of San Angelo since 1935. Fort Concho was named a National Historic Landmark on July 4, 1961, and is one of the best-preserved examples of the military installations built by the US Army in Texas.
The Fort Concho Historic District covers the fort's original 40-acre (16 ha) grounds and 23 buildings, some of which are the oldest in San Angelo. As of August 2019, about 55,000 people visit the fort annually.
## Operation by the US military
Fort Concho was established during the American colonization of Texas in the 19th century, a process that began in the 1820s with the immigration of Anglo-Americans into Spanish, later Mexican, Texas. Europeans first reached the Concho River valley in the 16th century. The Spanish established contact and then trade with the Jumano people, who inhabited the valley until they were driven out of it by the Apache peoples in the 1690s. The Apache were themselves expelled by the mid-18th century by the Comanche. However, in 1849, American colonists began crossing West Texas in large numbers to reach California, where gold had been discovered. To protect its citizens, the United States Army ordered the construction of a string of forts along the frontier's routes of travel from 1850 to 1852. Among those forts was Fort Chadbourne, established on October 28, 1852, and among those avenues was the Butterfield Overland Mail route, established in 1858 with Fort Chadbourne as one of its stations.
The beginning of the American Civil War in 1861 ended both enterprises. The Butterfield route moved out of Texas, and the federal government ceded its Texas forts to the Confederate States of America. Confederate Texas was unable to secure its territories, so as a consequence, white settlers retreated eastward throughout the war. After the end of the war in 1865, though, immigrants from the war-torn Southern States decamped for Texas. Many of these immigrants became cattle herders and followed routes such as the Goodnight–Loving Trail, established in 1866 on the Butterfield route – which brought large volumes of cattle through the Concho Valley.
Major General Philip Sheridan, appointed to command the postwar military district covering Texas and Louisiana on March 19, 1867, at first ignored reports of raiding by indigenous peoples, but later that year, the US Army was ordered to reoccupy its pre-war billets in Texas, and that May, Fort Chadbourne was reoccupied by the 4th Cavalry. Fort Chadbourne was, however, poorly supplied with water. The US Army decided to replace Fort Chadbourne with a new installation. They identified the junction of the Concho Rivers as an ideal site because of its proximity to the routes it was to guard and nearby grazing land, and the abundance of water.
In mid-1867, Major John Porter Hatch, commanding the 4th Cavalry, dispatched Lieutenant Peter M. Boehm to establish a camp on the Middle Concho, 50 miles (80 km) to the south of Fort Chadbourne. Captain Michael J. Kelly and 50 troopers established this camp, albeit on the North Concho, and remained there over the summer of 1867. On November 28, 1867, the 4th Cavalry's H Company departed from Fort Chadbourne for the Conchos. H Company's commander, Captain George G. Huntt, named the site of the new fort "Camp Hatch", but changed it at Hatch's request to "Camp Kelly" in January 1868 to honor Kelly, who had died on August 13, 1867, of typhoid fever. Construction of a permanent outpost began on a site north of the camp, which was named Fort Concho in March 1868 by Edward M. Stanton, United States Secretary of War.
### Construction
Captain David W. Porter, assistant quartermaster of the Department of Texas, was tasked with constructing Fort Concho on December 10, 1867. Progress was slow, as all building materials had to be shipped in and there was frequent bickering among the fort's officers, Huntt and Porter included. Porter employed civilian masons and carpenters, but also oversaw the construction of Forts Griffin and Richardson. As such, he was often not present at the fort to direct building work. In March 1868, Porter was replaced at Fort Concho by Major George C. Cram, who built a temporary guardhouse. Cram was also frequently absent from the fort, and in the year of his arrival had the regional mail line superintendent, Major Ben Ficklin, arrested. The United States Postmaster General intervened and by August, Cram was reassigned and construction was handed to Captain Joseph Rendlebrock, the 4th Cavalry's quartermaster. By the end of the year, Rendlebrock had completed the commissary, quartermaster's storehouse, and a wing of the hospital.
The first permanent military structures on the fort grounds, five of the officer's residences and the first regimental barracks, were completed by August 1869. They were followed over the next year by two more officer's residences, another barracks, and a permanent guardhouse and stables. Hatch pushed for the completion of the fort through 1870–71, directing the building of a quartermaster's corral and a wagon shed. In February 1872, however, budget cuts by the US War Department resulted in the dismissal of the civilian workers and another lull in construction. By the end of the year, Fort Concho consisted of four barracks, eight officers' residences, the hospital, a magazine, bakery, several storehouses, workshops, and stables.
In 1875, the parade ground was cleared and a flagstaff placed in its center. In the process, the adjutant's office was moved to the headquarters building. It was replaced in short order with a stone command structure, the headquarters building, built in 1876. Another officers' residence was built in 1877, as were the foundations for another that went unfinished for lack of funding. This building was completed in February 1879 as the schoolhouse and chapel. It was the final permanent structure completed at Fort Concho. By 1879, the fort was an eight-company installation. Construction had, by 1877, cost the US Army \$1 million (\$, adjusted for inflation) on land it had leased. Thirty-nine permanent buildings were on the fort grounds by April 1889.
### Base of the 4th Cavalry
In the first seven months of Fort Concho's existence, its garrison – numbering 129, out of a force of 3,672 in Texas, according to the 1869 reports of the War Department – were occupied by its plodding construction. This was the cause of much criticism by local Texas newspapers; the frontier continued to retreat in the remaining years of the 1860s. Meanwhile, outside of building work, the garrison patrolled, scouted, and escorted cattle herds and wagon trains on the San Antonio–El Paso Road. There was thus little combat in Texas, according to the US Army records. Inaction by the army, whose garrisons were poorly and irregularly supplied, and criticism of that inaction, continued into 1871. Beginning with the creation of the Department of Texas that March, however, US Army activity in Texas changed. Sheridan adopted a strategy of feinting and constant movement early in the year, and then punitive expeditions in the winter, when the tribes' ponies would be weakest. As part of Sheridan's plan, the garrisons of the Texas forts established subposts. Among these were Fort Chadbourne, which was reoccupied, and Camp Charlotte, on the Middle Concho.
On February 25, 1871, Colonel Ranald S. Mackenzie took command of the 4th Cavalry. He moved the regimental headquarters to Fort Richardson a month later, but kept a few companies at Fort Concho. These companies participated in an inconclusive campaign against the Kiowa from May to September 1871, returning to Fort Concho in November. Comanche and Kiowa raids became more frequent over the rest of 1871, prompting a number of expeditions that rarely saw Native Americans. A notable exception was a patrol carried out by Sergeant William Wilson from March 26 to 29, 1872, that led to the US Army's discovery of water in the Staked Plains and a large Comanche settlement at Mushaway Peak. Hatch, in charge of Fort Concho for Mackenzie, reported Wilson's findings, which were confirmed by another patrol by Captain Napoleon B. McLaughlen.
After Mackenzie and Hatch met with Brigadier General Christopher C. Augur, in command of the Department of Texas, Mackenzie and McLaughlen, commanding Companies D and I, departed from their respective installations on June 17. Over the following months, the 4th Cavalry explored the South Plains and fought the Comanche at the Battle of the North Fork on September 29. As a result of that battle, the 4th Cavalry captured 124 women and children, 116 of whom were taken back to Fort Concho on October 21. The captives were interned in the quartermaster's corral and remained there until the Department of Texas ordered their release on April 14, 1873. They departed Fort Concho on May 24 under escort from the 11th Infantry and arrived at Fort Sill on June 10.
On June 27, 1874, more than 200 indigenous warriors attacked a group of buffalo hunters camped at Adobe Walls, beginning the Red River War. In response, Augur ordered Mackenzie and the 4th Cavalry back to Fort Concho in July. By August, Sheridan, now commanding the Military Division of the Missouri, ordered five expeditionary forces of more than 3,000 soldiers each into the South Plains. The southern force, under Mackenzie, left Fort Concho on August 23, 1874, with eight companies of the 4th Cavalry, four of the 10th Infantry, and one from the 11th Infantry. Over the following year, Mackenzie chased the Comanche to their base of operations in the Palo Duro Canyon and destroyed it on September 28. His force continued to patrol the area over the winter, preventing the Comanche from rebuilding their supplies and forcing their return to their reservation.
### Base of the 10th Cavalry
By 1875, Fort Concho had become one of the main US Army bases in Texas, but early in the year, the 4th Cavalry was transferred to Fort Sill to keep the South Plains nations on their reservation. They were replaced at Fort Concho by the 10th Cavalry, an all-black regiment commanded by Colonel Benjamin Grierson. He arrived at Fort Concho on April 17, 1875, and established the regimental headquarters there. Stationed at Forts Concho, Stockton, Davis, Quitman, and Clark, and their subposts, the 10th Cavalry was tasked with patrolling the frontier, escorting wagons and settlers, and mounting expeditions. Beginning in 1877, starving Plains tribes began killing buffalo hunters and raiding white settlements. In response, Grierson sent Captain Nicholas M. Nolan and a company of the 10th to subdue the raiders. Nolan set out in July, and achieved nothing but the death of four soldiers from the 10th Cavalry's Company A.
In late 1879, Grierson received word that a war party of Ojo Caliente and Mescalero Apache under Chief Victorio entered the Trans-Pecos. He left Fort Concho on March 23, 1880, at the head of five companies of the 10th Cavalry and some of the 25th Infantry to disarm the Mescaleros of the Fort Stanton reservation. Grierson's soldiers fought with Apache raiders over early April, then reached Fort Stanton on April 12. The disarmament was delayed until April 16 because of rains and resulted in failure when the Mescalero Apache escaped with most of their arms. Grierson returned to Fort Concho on May 16, but left the 10th Cavalry's M Company at the head of the North Concho in case the Apache appeared in the area.
On June 17, 1880, Nolan and a battalion of the 10th Cavalry at Fort Sill returned to Fort Concho by Grierson's order. Ten days later, Grierson sent Nolan to patrol the Guadalupe Mountains and himself set out from Fort Concho on July 10. Grierson harried Victorio over the summer until he was defeated at Rattlesnake Springs and driven into Mexico, where Victorio's band was destroyed on October 15, 1880, by the Mexican Army. The 10th Cavalry transferred permanently to Fort Davis, farther to the west, in July 1882.
### Post-Texas Indian Wars and deactivation
On January 27, 1881, the Texas Rangers fought and defeated what was left of Victorio's band in the final battle of the American Indian Wars fought in Texas. The 10th Cavalry was replaced at Fort Concho in 1882 by the 16th Infantry, commanded by Lieutenant Colonel Alfred L. Hough. Ten days before Hough and the regimental headquarters arrived at the fort that August, the Concho River flooded, destroying the town of Ben Ficklin and badly damaging San Angelo. As a result, the 16th Infantry spent its first week on-site rendering humanitarian aid. After recovering, San Angelo began to prosper, while Fort Concho declined from poor maintenance. From 1882 until the fort's final closure, it served primarily as a base for troops awaiting transfer elsewhere in Texas. When Fort McKavett was abandoned by the US Army in June 1883, its garrison moved to Fort Concho.
By the mid-1880s, ranches enclosed the surrounding plains with barbed-wire fencing; the soldiers, barred by law from cutting the wire, were reduced to patrolling roads. Many of the frontier forts, such as Forts Davis and Griffin, had either been abandoned or were awaiting deactivation. After the 16th Infantry left Fort Concho for Fort Bliss in February 1887, locals believed Fort Concho would also be abandoned. In early 1888, the 8th Cavalry gathered at Fort Concho from around Texas and then left in June for Fort Meade, South Dakota. With their departure, only the 19th Infantry's K Company was garrisoned at Fort Concho. On June 20, 1889, the men of K Company lowered the flag over the fort for the final time and left the next morning.
## Relationship with San Angelo, Texas
In 1870, entrepreneur Bartholomew J. DeWitt purchased a half-section of land (0.5 sq mi (1.3 km<sup>2</sup>)) across the Concho from Fort Concho. He divided the area into plots to build a town, later to be known as San Angelo. The township was not a profitable venture and its lots were sold at low prices. By 1875, San Angelo was a collection of saloons and brothels. Relations between the town and Fort Concho's garrison were strained and often outright hostile. Violence between Fort Concho's black servicemen and townspeople was common, and continued until the 10th Cavalry was replaced by the 16th Infantry in 1882. Humanitarian aid rendered to locals by the garrison, especially following the flood of 1882, eventually evaporated the lingering animosity.
Fort Concho was crucial to San Angelo's early growth. The presence of its garrison attracted traders and settlers and allowed diversification in the town's economy. The fort's chaplains were some of the first preachers and educators in the town and its medical staff, chiefly surgeon William Notson, also treated civilians. One of Notson's civilian assistants, Samuel L. S. Smith, became San Angelo's first physician, and in 1910 helped establish its first civilian hospital. The government-contracted merchants who serviced the fort would all settle in San Angelo and be counted among its architects.
### Preservation
Following the closure of the fort in 1889, it was divided into commercial and residential lots and its buildings were accordingly renovated or demolished. Enlisted Barracks 3 and 4 were replaced with a series of residences, while the officers' residences were preserved as private homes. Additional buildings were built in and around the fort, including a school constructed on the parade ground in 1907. As early as 1905, however, influential locals tried to conserve the fort. J. L. Millspaugh, one of the merchants contracted to supply Fort Concho, suggested without success that the city buy it. That same year, realtor C. A. Broome formed the Fort Concho Realty Company in 1905 to sell his properties on the fort's grounds to the city. The eastern third of the fort grounds, which had remained preserved, was given to the city by the Santa Fe Railroad Company in 1913. Eleven years later, the Daughters of the American Revolution raised funds to preserve the fort and secured a designation for it as a Texas state historic site, with accompanying plaque.
In 1927, a local named Ginevra Wood Carson acquired a room in the Tom Green County Courthouse for an exhibit on local history, and there established what would become the Fort Concho Museum. After the museum began expanding into other rooms of the courthouse, Carson moved it into Fort Concho's headquarters building on August 8, 1930. Carson struggled to raise a sum of \$6,000 (\$, adjusted for inflation) to purchase the building from its owner, who in 1935 relented and accepted the \$3,000 (\$, adjusted for inflation) she had been able to raise. That same year, the city of San Angelo assumed partial administrative responsibility for the museum, to be managed by a board of directors headed by Carson until she retired in 1953. Funding for the museum was slashed during the Great Depression and World War II, though four buildings were acquired in 1939. Further acquisitions occurred in the later 1940s, until the 1950s Texas drought again strained municipal resources. The museum was made a department of the city of San Angelo in 1955, but only one property purchased in that decade; the Fort Concho Museum by this time controlled only about a quarter of the fort grounds. In the 1960s, the city of San Angelo sought to cede the Fort Concho Museum to the federal and state governments, but both were prioritizing other Texas forts.
On July 4, 1961, Fort Concho was named a National Historic Landmark District, and on October 15, 1966, it was placed on the National Register of Historic Places, by the National Park Service (NPS). A plan was prepared by the NPS in 1961, and again in 1967. In 1980, the Fort Concho Museum collaborated with Bell, Klein and Hoffman, an Austin-based architecture firm specializing in restorations, to prepare another, three-phase plan to acquire the rest of the fort's grounds and demolish its 19th and 20th century modifications. The museum began implementing that plan in 1981, spending over \$900,000 (\$). Those funds were raised by matched grants from the NPS via the Historic Preservation Fund. The parade ground was then brought fully under the museum's control with the move of the school to a new campus. An NPS survey in June 1985 found that the fort was in generally good condition, though a number of later buildings were still on its grounds. On January 1, 1986, it was named a Texas State Antiquities Landmark by the Texas Historical Commission. By 1989, the district consisted of 16 original buildings, six reconstructed buildings, and a stabilized ruin.
In 2015, an anonymous donor gave \$2,000,000 (\$, adjusted for inflation) to the Fort Concho Museum. Two years later, the museum announced that it would use the donated money and other proceeds to expand its visitors center and rebuild Barracks 3 and 4 over 2018. No commissions were made until December 2020, however, when the City of San Angelo announced imminent repairs to 14 buildings, and that the reconstructed Barracks 3 and the mess hall of Barracks 4 would house a research library on loan to the museum. A permit was issued for the reconstruction of Barracks 3 and 4 in September 2021.
### Involvement in the YFZ ranch raid
On April 3, 2008, following a call from an alleged victim of abuse by members of the Fundamentalist Church of Jesus Christ of Latter-Day Saints, a polygamist Mormon sect, Texas authorities raided the YFZ Ranch, 45 miles (72 km) from San Angelo. The authorities began removing children from the ranch the next day, and relocated them to Fort Concho on April 5. The State of Texas was granted conservatorship over the children on April 7, and seven days later moved all women accompanying children older than five years to the Foster Communications Coliseum, also in San Angelo. On June 2, the Texas Supreme Court ruled that the seizure of the children was unlawful, and the children were released from state custody.
## Grounds and architecture
As of August 2019, the Fort Concho Historic District consists of 25 buildings standing on a 40-acre (16 ha) site, with a museum collection of 40,000 items. The district's boundaries are formed by East Avenue A and the railroad track to the north, South Oakes Street to the west, a fence behind Officer's Row to the south, and a service road behind the administrative buildings to the east. The fort is visited annually by 55,000 people.
Fort Concho, like the forts built and operated by the US Army in Texas, is not fortified. It was designed as a cantonment, where troops could recuperate after being on campaign. Its buildings are arranged around a parade ground, measuring 1,000 ft (300 m) long by 500 ft (150 m) wide, that was the hub of its activity. The design of those buildings is a blend of the Neoclassical and Territorial styles, with the only ornament in the buildings being the stone lintels over each window. Each building was constructed from limestone upon a low-lying stone foundation, usually with an attached wooden veranda, with gabled roofs shingled in wood. A low, stone wall surrounded the fort to keep buffalo out of the fort. The material used in the fort's construction was sourced externally; the stone and mortar came from Ben Ficklin, to the south of the fort, and the wood was shipped from the Gulf Coast, as the native pecan and mesquite were unsuitable for construction.
### Barracks Row
Barracks Row is made up by the six enlisted men's barracks that line the northern side of the parade ground. The barracks are rectangular, one-story dormitories with an attached kitchen and mess hall to the north of each barracks. They are topped with hipped roofs, crowned with one windcatcher and one single chimney each. A veranda wraps each barracks, but not their attached mess halls. North of the barracks are the stables, built like the rest of the fort, but with a flat roof.
Barracks 1 and 2 were built in 1869 and 1870, respectively, and each contained two cavalry companies. These barracks are unique in having sally ports at their centers for leading horses through, rather than around, the barracks to reach the stables. Barracks 1 had two dining halls to Barracks 2's one, but they were demolished sometime after the fort was abandoned. Barracks 1 is the visitor's center, while Barracks 2 is a display space housing wagons and replica artillery pieces. Barracks 1 and 2 were acquired by the Fort Concho Museum in 1981.
The other four barracks buildings were built to house infantrymen. Barracks 5 and 6 were built in 1871 and remodeled in the 1920s to house a unit of US National Guard. The buildings had mostly fallen to ruin by 1947, when they were purchased by the Fort Concho Museum. Reconstruction of Barracks 5 and 6 was completed in 1951 as living history spaces. A veranda wraps around the mess halls. Barracks 3 and 4, which were demolished after the fort was abandoned and remain ruins, were identical to Barracks 5 and 6.
### Administrative Row
The commissary and quartermaster's warehouse, built to the same plan in 1868 and 1869, respectively, are the oldest buildings in the city of San Angelo. The commissary was purchased by the city government in 1939, but was used as a garage by the municipal transit department until 1974. It was restored in 1980 and then used as a meeting space. The quartermaster's warehouse opened in 1985 as an art museum.
The headquarters building was constructed on Grierson's orders in 1876, a decade into the fort's military operation. The building is U-shaped, opening to the east, with two chimneys in the main structure and one in the north and south wings. A veranda is attached to the façade and back of the building, between the wings. The headquarters building was used in various capacities in the 20 years after the US Army left Fort Concho. Four of the rooms on the ground floor, the court martial, orderly's room, adjutant's office, and regimental headquarters, have been remodeled to appear as they would have during the fort's military career. About 50 ft (15 m) behind the headquarters building is the former residence of Oscar Ruffini, San Angelo's first civic architect. The house was moved to its present location on May 14, 1951.
The original hospital was built from 1868 to 1870. After the fort's deactivation, the hospital was used as a rooming house and for storage until it was destroyed by fire in 1911. The building was rebuilt in the mid-1980s with the aid of architectural and historical records. The hospital contains a museum about frontier medicine in its north ward, a library in the south ward, and general medical exhibits in the center.
### Officers' Row
The Officers' Row are the ten buildings on the south side of the parade ground, comprised by Officer's Quarters 1 through 9 and the schoolhouse and chapel. These houses were built in several phases from 1869 to the mid-1870s. They generally follow an L-shaped plan with a primary residential building and kitchen, connected by a veranda. Interiors consisted of four equally sized rooms and a central hallway on the first floor and two more rooms on a second. The houses have three fireplaces; two in the main building and a third in the kitchen.
Officer's Quarters 1 was built from 1870 to 1872 and served as the commanding officer's residence. Grierson, who lived there from 1875 to 1882, added a kitchen and office onto the building, on the south and west ends, respectively, in 1881. Grierson also added a carriage house and placed locks on every door in the building. The Fort Concho Museum purchased the building in 1964. In 1994, it was renovated and became the Concho Valley Pioneer Heritage Center. Officer's Quarters 8 and 9 were built to the same plan as Officer's Quarters 1 and were also completed in 1872. Another room was added to the south side of Officer's Quarters 8 in 1936. Officer's Quarters 9 was restored to its original appearance in 1905.
Officer's Quarters 2, 4, 5, and 6 were all built in 1870 and all follow the general plan. Their roofs extend over the verandas to cover them. Officer's Quarters 2 was purchased by the Fort Concho Museum in 1952. Officer's Quarters 5 is a ruin; only its foundations remain. About 90 ft (27 m) to the south of Officer's Quarters 5 is the site of a carriage house thought to be associated with the house. Officer's Quarters 6 was damaged by fire in 1961, but was repaired and turned into a living history exhibit.
Officer's Quarters 3 was built in 1870, possibly in March, which would make it the first of the officers' houses to be completed. The house was the fort commander's residence until Officer's Quarters 1 and 2 were finished. The building has a total of five rooms, as it lacks a second floor. The two structures making up Officer's Quarters 7 were built from 1870 to 1877 to house field officers and their families. The buildings form a duplex and stand to the same height and have two fireplaces each. A porch connects the 15 ft (4.6 m) between the buildings. On July 13, 1990, the E. H. Danner Museum of Telephony, part of the West Texas Collection of Angelo State University, was opened in the building.
The schoolhouse and chapel was completed and dedicated on February 22, 1879, making it the last permanent structure to be completed during its military career. The chapel is built like the officers' residences and it was first intended to be another duplex. Funding was only sufficient for the foundation of the kitchen to be completed, so the building was finished as the present schoolhouse and chapel. After the US Army left, the building continued to function as a schoolhouse, and at one point, a private home. The Fort Concho Museum purchased the schoolhouse in 1946 and restored it with funds raised by US military personnel on nearby Goodfellow Air Force Base.
## See also
- National Register of Historic Places listings in Tom Green County, Texas
- Texas Forts Trail
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Jack L. Warner
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American film executive (1892–1978)
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Jack Leonard Warner (born Jacob Warner; August 2, 1892 – September 9, 1978) was a Canadian-American film executive, who was the president and driving force behind the Warner Bros. Studios in Burbank, California. Warner's career spanned some fifty-five years, its duration surpassing that of any other of the seminal Hollywood studio moguls.
As co-head of production at Warner Bros. Studios, Warner worked with his brother, Sam Warner, to procure the technology for the film industry's first talking picture, The Jazz Singer (1927). After Sam's death, Jack clashed with his surviving older brothers, Harry and Albert Warner. He assumed exclusive control of the company in the 1950s when he secretly purchased his brothers's shares in the business after convincing them to participate in a joint sale of stocks.
Although Warner was feared by many of his employees and inspired ridicule with his uneven attempts at humor, he earned respect for his shrewd instincts and tough-mindedness. He recruited many of Warner Bros.' top stars and promoted the hard-edged social dramas for which the studio became known. Given to decisiveness, Warner once commented, "If I'm right fifty-one percent of the time, I'm ahead of the game."
Throughout his career, Warner was viewed as a contradictory and enigmatic figure. Although he was a staunch Republican, he encouraged film projects that promoted the policies of Democratic President Franklin D. Roosevelt. He also opposed European fascism and criticized Nazi Germany well before America's involvement in World War II. An opponent of communism, after the war Warner appeared as a friendly witness before the House Un-American Activities Committee, voluntarily naming screenwriters who had been fired at the time as suspected communists or sympathizers. Despite his controversial public image, Warner remained a force in the motion picture industry until his retirement in the early 1970s.
## Early years
Jacob Warner (as he was named at birth) was born in London, Ontario, Canada, on August 2, 1892. His parents were Polish-Jewish immigrants from Congress Poland (then part of the Russian Empire), who spoke mainly Yiddish. He was the fifth surviving son of Benjamin Warner (originally "Wonsal" or "Wonskolaser"), a cobbler from Krasnosielc, and his wife, the former Pearl Leah Eichelbaum. Following their marriage in 1876, the couple had three children in Poland, one of whom died at a young age; another was Jack's eldest brother, Hirsch (later Harry).
The Warner family had occupied a "hostile world" where the "night-riding of cossacks, the burning of houses, and the raping of women (during pogroms) were part of life's burden for the Jews of the 'shtetl'". In 1888, in search of a better future for his family, Benjamin made his way to Hamburg, Germany, and took ship for the United States. In New York City, Benjamin introduced himself as "Benjamin Warner", and the surname "Warner" remained with him for the rest of his life. Pearl Warner and the couple's two children joined him in Baltimore less than a year later. There the couple had five more children, including Abraham (later known as Albert) and Sam Warner.
In the early 1890s, Benjamin Warner decided to move to Canada, following a friend's advice that he could make an excellent living bartering tin wares with trappers in exchange for furs. Sons Jack and David were born in Ontario. After two arduous years in Canada, the Warners returned to Baltimore, where two more children were born, Sadie and Milton. In 1896, they relocated to Youngstown, Ohio, following the lead of the eldest son Harry, who had established a shoe repair shop in the burgeoning steel town. Father and son worked in the repair shop until Benjamin secured a loan to open a downtown meat and grocery store.
Jack spent much of his youth in Youngstown, and wrote of his formative experiences there in his autobiography: "J. Edgar Hoover told me that Youngstown in those days was one of the toughest cities in America, and a gathering place for Sicilian thugs active in the Mafia. There was a murder or two almost every Saturday night in our neighborhood, and knives and brass knuckles were standard equipment for the young hotheads on the prowl." Warner claimed that he briefly belonged to a street gang in Westlake's Crossing, a notorious neighborhood west of downtown. Meanwhile, he received his first taste of show business, singing at local theaters and partnering with another aspiring song-and-dance man. During his brief career in vaudeville, he officially changed his name to Jack Leonard Warner. Jack's older brother Sam disapproved of these youthful pursuits. "Get out front where they pay the actors," he advised Jack. "That's where the money is."
## Professional career
### Early business ventures
In Youngstown, the Warner brothers took their first tentative steps into the entertainment industry. In the early 20th century, Sam formed a business partnership with another local resident and took over the city's Old Grand Opera House as a venue for "cheap vaudeville and photoplays". The venture failed after one summer. Sam then secured a job as a movie projectionist at Idora Park, a local amusement park. He convinced the family of the new medium's possibilities, and purchased of a Model B Kinetoscope for \$1000 from a projectionist "down on his luck". Jack contributed \$150 to the venture by pawning a horse.
The enterprising brothers screened a well-used copy of The Great Train Robbery throughout Ohio and Pennsylvania before renting a vacant store in New Castle, Pennsylvania. This makeshift theatre, called the Bijou, was furnished with chairs borrowed from a local undertaker. Jack, who was still living in Youngstown, arrived on weekends "to sing illustrated song-slides during reel changes".
In 1906, the brothers purchased a small theater in New Castle, which they called the Cascade Movie Palace. In 1907, the Warner brothers established the Pittsburgh-based Duquesne Amusement Company, a distribution firm that proved lucrative until the advent of Thomas Edison's Motion Picture Patents Company (also known as the Edison Trust), which charged distributors exorbitant fees. In 1909, Harry agreed to bring Jack into the family business, sending him to Norfolk, Virginia, where Jack assisted Sam in the operation of a second film exchange company. Later that year, the Warners sold their business to the General Film Company for "\$10,000 in cash, \$12,000 in preferred stock, and payments over a four-year period, for a total of \$52,000" (equivalent to \$ today).
### Formation of Warner Bros.
The Warner brothers pooled their resources and moved into film production in 1910. In 1912, they supported filmmaker Carl Laemmle's Independent Motion Picture Company, which challenged the monopoly of the Edison Trust. That same year, Jack acquired a job as a film splicer in New York, where he assisted Sam with the production of Dante's Inferno. Despite the film's box office success, Harry still feared competition from the Edison Trust. He subsequently broke with Laemmle and sent Jack to establish a film exchange in San Francisco, while Sam did the same in Los Angeles. The brothers were soon poised to exploit the expanding California movie market.
In 1917, Jack was sent to Los Angeles to open another film exchange company. Their first opportunity to produce a major film came in 1918, when they purchased the film rights for My Four Years in Germany, a bestselling novel depicting German wartime atrocities, and the film adaptation became a commercial and critical success. The four brothers established a studio, with Jack and Sam as co-heads of production. As producers, the two solicited new scripts and story lines, secured film sets and equipment, and found ways to reduce production costs.
In 1919, the fledgling Warner Bros. Studios followed up the success of My Four Years in Germany with a popular serial titled The Tiger's Claw. That same year, the studio was less successful in its efforts to promote Open Your Eyes, a film on the dangers of venereal disease that featured Jack's sole screen appearance. During this period, the studio earned few profits, in 1920 the Warners secured a bank loan to settle their business debts. Shortly thereafter, they relocated the film studio from Culver City, California, to Hollywood, where they purchased a lot on the corner of Sunset Boulevard and Bronson Avenue, known today as Sunset Bronson Studios. The new location and upgraded facilities did not significantly improve the studio's image, which remained defined by its low-budget comedies and racy films on declining morality.
In 1923, the studio discovered a trained German Shepherd named Rin Tin Tin. The canine made his debut in Where the North Begins, a film about an abandoned pup who is raised by wolves and befriends a fur trapper. According to one biographer, Jack's initial doubts about the project were quelled when he met Rin Tin Tin, "who seemed to display more intelligence than some of the Warner comics." Rin Tin Tin proved to be the studio's most important commercial asset until the introduction of sound. Screenwriter Darryl F. Zanuck produced several scripts for Rin Tin Tin vehicles and, during one year, wrote more than half of the studio's features. From 1928 to 1933, Zanuck served as Jack's right-hand man and executive producer, with responsibilities including day-to-day production of films. Despite the success of Rin Tin Tin and other projects, Warner Bros. was still a poor cousin to Hollywood's "Big Three" – Paramount, Universal, and First National studios.
In 1925, the studio expanded its operations and acquired the Brooklyn-based theater company Vitagraph. Later that year, Sam urged Harry to sign with Western Electric to develop a series of talking short films using the new Vitaphone technology.
Sam died of pneumonia in 1927, just before the premiere of the first feature-length talking picture, The Jazz Singer, and Jack became sole head of production. Sam's death left Jack inconsolable: "Throughout his life, Jack had been warmed by Sam's sunshiny optimism, his thirst for excitement, his inventive mind, his gambling nature. Sam had also served as a buffer between Jack and his stern eldest brother, Harry." Without his brother and co-producer, Jack ran the Warner Bros. Burbank studio with an iron hand, and became increasingly demanding and harsh with his employees.
As the family grieved over Sam's sudden passing, the success of The Jazz Singer helped establish Warner Bros. as a major studio. From an investment of only \$500,000 in the film, the studio reaped \$3 million in profits. Hollywood's other five major studios, which controlled most of the nation's movie theaters, initially attempted to block the growth of "talking pictures". In the teeth of this opposition, Warner Bros. produced twelve "talkies" in 1928 alone. The following year, the newly formed Academy of Motion Picture Arts and Sciences recognized Warner Bros. for "revolutionizing the industry with sound".
Despite Warner Bros.' new prosperity, Jack kept a tight rein on costs. He placed the studio's directors on a quota system and decreed a flat, low-key lighting style to smooth out the defects of cheap film sets.
### Depression era
The studio emerged relatively unscathed from the Wall Street Crash of 1929 and produced a broad range of films, including "backstage musicals," "crusading biopics," "swashbucklers," and "women's pictures." As Thomas Schatz observed, this repertoire was "a means of stabilizing marketing and sales, of bringing efficiency and economy into the production of some fifty feature films per year, and of distinguishing Warners' collective output from that of its competitors". Warner Bros. became best known, however, for its hard-hitting social dramas, whose production Jack tended to support. These included gangster classics such as Little Caesar and The Public Enemy as well as the critically acclaimed I Am a Fugitive from a Chain Gang, starring Paul Muni. Some of these films reflected a surprising (albeit temporary) shift in Jack's political outlook. By 1932, despite his longstanding association with the Republican Party, he openly supported Democratic presidential candidate Franklin D. Roosevelt, staging a "Motion Picture and Electrical Parade Sports Pageant" at the Los Angeles Memorial Coliseum in Roosevelt's honor. This development foreshadowed an "era in which Warner would recruit the most New Deal-ish (often simultaneously the most left-wing) writers".
During this period, Jack took an active role in recruiting talent. To furnish Warner Bros. with much needed "star power", he raided contract players from rival studios, in some cases offering to double their salaries. This strategy yielded three leading stars from Paramount – William Powell, Kay Francis, and Ruth Chatterton. In 1929, Jack persuaded British stage and screen actor George Arliss to play the title role in a remake of the 1921 United Artists film Disraeli, which turned out to be a box-office hit. Then, in 1930, he spotted future stars James Cagney, Joan Blondell, and Frank McHugh in the cast of a New York play called Penny Arcade. Although Cagney turned out to be Jack's greatest prize, he was also the studio executive's biggest professional headache. During their frequent arguments, Cagney would scream the Yiddish obscenities he learned as a boy in Yorkville, New York City. According to a 1937 Fortune magazine article, Jack's most intense contract disputes involved Cagney, "who got sick of being typed as a girl-hitting mick and of making five pictures a year instead of four."
Zanuck resigned during a contract dispute with Harry Warner in 1933. According to a 1933 letter that Jack wrote to Will H. Hays, then president of the Motion Picture Producers and Distributors of America, Zanuck had demanded more pay and "indicated his desire to raise the salaries of the actors and personnel in the motion pictures we were producing". That year, Zanuck established Twentieth Century Pictures, which merged with Fox Film Corporation in 1935. A longtime Warner Bros. producer, Hal B. Wallis, took over as executive producer. Jack, however, denied Wallis the sweeping powers enjoyed by Zanuck, and the result was a decentralization of creative and administrative control that often created confusion at the studio. Under the new system, each picture was assigned a supervisor usually plucked from the ranks of the studio's screenwriters. Although Warner Bros. maintained a high rate of production throughout the 1930s, some pictures showed an uneven quality that reflected "not only the difficulty of shifting to a supervisory system but also the consequences of dispersing authority into the creative ranks".
Meanwhile, Jack's role in production became somewhat limited. After acquiring a creative property, he often had little to do with a film's production until it was ready for preview. Nevertheless, he could be heavy-handed with employees and "merciless in his firings." Film director Gottfried Reinhardt claimed that Jack "derived pleasure" from humiliating subordinates. "Harry Cohn was a sonofabitch," Reinhardt said, "but he did it for business; he was not a sadist. Mayer could be a monster, but he was not mean for the sake of meanness. Jack was."
Jack's management style frustrated many studio employees. Comedian Jack Benny, who once worked at Warner Bros., quipped, "Jack Warner would rather tell a bad joke than make a good movie". Jack frequently clashed with actors and supposedly banned them from the studio's executive dining room, with the explanation, "I don't need to look at actors when I eat."
The studio executive did, however, win the affection of a few film personalities. Among these was Bette Davis, one of the studio's leading stars, who once fled to England to secure release from her contract. In later years, Davis defended Jack against rumors of sexual impropriety when she wrote: "No lecherous boss was he! His sins lay elsewhere. He was the father. The power. The glory. And he was in business to make money." Davis revealed that, after the birth of her child, Jack's attitude toward her became warm and protective. "We became father and child, no question about it." she said. "He told me I didn't have to come back to work until I really felt like it. He was a thoughtful man. Not many nice things were said about him." Warner also earned the gratitude and affection of Errol Flynn. In 1935, the studio head personally selected Flynn for the title role of Captain Blood, even though he was an unknown actor at the time. In 1936, following the success of another costume epic, The Charge of the Light Brigade, Jack tore up Flynn's contract and signed him to a long-term deal that doubled his weekly salary.
### The prewar and war years
As the 1930s came to an end, both Jack and Harry Warner became increasingly alarmed over the rise of Nazism. As Bernard F. Dick observed, the Warners, "as sons of Polish Jews who fled their homeland because of antisemitic pogroms ... had a personal interest in exposing Nazism." Moreover, the attraction to films critical of German militarism had a long history with the Warners that predated their production of My Four Years in Germany in 1918. In 1917, while it was still in distribution, the Warners had secured the rights for War Brides, a movie that featured Alla Nazimova as "a woman who kills herself rather than breed children for an unidentified country whose army looks suspiciously Teutonic." Beyond this, Jack was shaken by the 1936 murder of studio salesman Joe Kaufman, who was beaten to death by Nazi stormtroopers in Berlin. He later described the incident in the following terms: "Like many an outnumbered Jew he was trapped in an alley. They [Nazi hoodlums] hit him with fists and clubs and then kicked the life out of him with their boots and left him dying there." Hence, while other Hollywood studios sidestepped the issue, fearing domestic criticism and the loss of European markets, Warner Bros. produced films that were openly critical of Nazi Germany.
In 1939, the studio published Confessions of a Nazi Spy, starring Edward G. Robinson. The project, which was recommended to Jack by FBI Director J. Edgar Hoover, drew on the real-life experiences of Agent Leon G. Turrou, who had worked as an undercover agent. Despite legal ramifications preventing the use of actual names, the studio aimed for an "aura of authenticity" and Wallis initially recommended eliminating credits to give the film "the appearance of a newsreel." Confessions of a Nazi Spy was widely criticized. The critic Pare Lorentz wrote, "The Warner brothers have declared war on Germany with this one." The German ambassador responded by issuing a protest to Secretary of State Cordell Hull, and the German dictator, Adolf Hitler, who watched the film at Berchtesgaden, was outraged. Meanwhile, the studio received stern warnings from U.S. Congressman Martin Dies Jr. about defaming a "friendly country".
Initially, the studio bowed to pressure from the Roosevelt Administration, the Hays Office, and isolationist lawmakers to desist from similar projects. Jack announced that the studio would release no more "propaganda pictures" and promptly ordered the shelving of several projects with an anti-Nazi theme. In time, however, Warner Bros. produced more films with anti-Nazi messages, including Underground and All Through the Night. In 1940, the studio produced short films that dramatically documented the devastation wrought by the German bombing raids on London. Meanwhile, the studio celebrated the exploits of the Royal Canadian Air Force with films such as Captains of the Clouds. In 1941, Warner also produced the influential war film Sergeant York.
Contemporary reports that Jack had banned the use of the German language throughout the company's studios were denied by studio representatives who indicated that this move would have prevented scores of studio employees from communicating with each other.
After the American declaration of war against the Axis Powers, Jack, like some other studio heads, was commissioned as a lieutenant colonel in the U.S. Army Air Corps.
In 1943 the studio's film Casablanca won the Academy Award for Best Picture. When the award was announced, Wallis got up to accept, only to find Jack had rushed onstage "with a broad, flashing smile and a look of great self-satisfaction" to take the trophy, Wallis later recalled. "I couldn't believe it was happening. Casablanca had been my creation; Jack had absolutely nothing to do with it. As the audience gasped, I tried to get out of the row of seats and into the aisle, but the entire Warner family sat blocking me. I had no alternative but to sit down again, humiliated and furious. ... Almost forty years later, I still haven't recovered from the shock."
Also in 1943, Jack, at the advice of President Roosevelt, produced a film adaptation of the controversial book Mission to Moscow, a film intended to inspire public support of the uneasy military alliance between the U.S. and the Soviet Union. Later, while testifying before the House Un-American Activities Committee (HUAC) on October 27, 1947, Jack dismissed allegations during the Cold War that this film was subversive, and he argued that Mission to Moscow was produced "only to help a desperate war effort, and not for posterity." After the film's lackluster response under distribution, the Republican National Committee accused him of producing "New Deal propaganda."
In line with the Warner brothers' early opposition to Nazism, Warner Bros. produced more pictures about the war than any other studio, covering every branch of the armed services. In addition, the studio produced patriotic musicals such as This Is the Army and Yankee Doodle Dandy.
### Postwar era
Warner responded grudgingly to the rising popularity of television in the late 1940s. Initially he tried to compete with the new medium, introducing gimmicks such as 3-D films, which soon lost their appeal among moviegoers. In 1954, Warner finally engaged the new medium, providing ABC with a weekly show, Warner Bros. Presents. The studio followed up with a series of Western dramas, such as Maverick, Bronco, and Colt .45. Accustomed to dealing with actors in a high-handed manner, within a few years Jack provoked hostility among emerging TV stars like James Garner, who filed a lawsuit against Warner Bros. over a contract dispute. Warner was angered by the perceived ingratitude of television actors, who evidently showed more independence than film actors, and this deepened his contempt for the new medium. Following his deal with ABC, Warner also made his son, Jack Jr., head of the company's new television department.
During this period, Warner showed little foresight in his treatment of the studio's cartoon operation. Animated characters such as Bugs Bunny, Daffy Duck, and Porky Pig, while embraced by cartoon lovers, "were always stepchildren at Warner Bros." As biographer Bob Thomas wrote, "Jack Warner...considered cartoons no more than an extraneous service provided to exhibitors who wanted a full program for their customers." In 1953, during a rare meeting between the Warners and the studio's cartoon makers, Jack confessed that he didn't "even know where the hell the cartoon studio is", and Harry added, "The only thing I know is that we make Mickey Mouse," a reference to the flagship character of a competing company, Walt Disney Productions. Several years later, Jack sold all of the 400 cartoons Warner Bros. made before 1948 for \$3,000 apiece. As Thomas noted, "They have since earned millions, but not for Warner Bros."
Jack's tumultuous relationship with his brother Harry worsened in February 1956, when Harry learned of Jack's decision to sell the Warner Bros.' pre-1950 films to Associated Artists Productions (soon to merge with United Artists Television) for the modest sum of \$21 million. "This is our heritage, what we worked all our lives to create, and now it is gone," Harry exclaimed, upon hearing of the deal. The breach between Jack and Harry widened later that year. In July 1956, Jack, Harry, and Albert announced that they were putting Warner Bros. on the market. Jack, however, secretly organized a syndicate that purchased control of the company. By the time Harry and Albert learned of their brother's dealings, it was too late. Jack, as the company's largest stockholder, appointed himself as the new company president. Shortly after the deal was closed, he announced that the company and its subsidiaries would be "directed more vigorously to the acquisition of the most important story properties, talents, and to the production of the finest motion pictures possible".
The two brothers had often argued, and earlier in the decade, studio employees claimed they saw Harry chase Jack through the studio with a lead pipe, shouting, "I'll get you for this, you son of a bitch" and threatening to kill him. This subterfuge, however, proved too much for Harry. He never spoke to Jack again. When Harry died on July 27, 1958, Jack did not attend the funeral, and he departed for his annual vacation at Cap d'Antibes. Asked to respond to his brother's death, he said, "I didn't give a shit about Harry." At the same time, Jack took pride in the fact that President Dwight D. Eisenhower sent him a letter of condolence.
### The Sixties
In the 1960s, Warner kept pace with rapid changes in the industry and played a key role in developing films that were commercial and critical successes. In February 1962, he purchased the film rights for the Broadway musical My Fair Lady, paying an unprecedented \$6.5 million. The previous owner, CBS director William S. Paley set terms that included fifty percent of the distributor's gross profits "plus ownership of the negative at the end of the contract." Despite the "outrageous" purchase price, and the ungenerous terms of the contract, the deal proved lucrative for Warner Bros., securing the studio \$12 million in profits. Warner was criticized for choosing a non-singing star, Audrey Hepburn, to play the leading role of Eliza Doolittle; indeed, the 1964 Academy Award for Best Actress went to Julie Andrews, who had played Eliza in both the Broadway and London productions of the musical, for Mary Poppins, while Hepburn wasn't even nominated. However, the film won the Best Picture Oscar for 1964.
In 1965, Warner surprised many industry observers when he purchased the rights to Who's Afraid of Virginia Woolf?, Edward Albee's searing play about a destructive marriage. From the beginning, the project was beset by controversy. Ernest Lehman's script, which was extremely faithful to Albee's play, stretched the U.S. film industry's Production Code to the limit. Jack Valenti, who just assumed leadership of the Motion Picture Association of America, recalled that a meeting with Warner and studio aide Ben Kalmenson left him "uneasy". "I was uncomfortable with the thought that this was just the beginning of an unsettling new era in film, in which we would lurch from crisis to crisis without any suitable solution in sight," Valenti wrote. Meanwhile, Lehman and the film's director, Mike Nichols, battled with studio executives and exhibitors who insisted that the film be shot in color rather than black and white. These controversies soon faded into the background while Warner challenged the validity of the Production Code by publicly requiring theaters showing the film to post an "adults only" label and restrict ticket sales accordingly, all as a marketing tease to entice audiences to see what warranted that restriction. At this, the MPAA — wary of a repeat of the embarrassment it had trying to censor the highly acclaimed film The Pawnbroker — gave in and approved the film as a special exception because of its quality, which led to other filmmakers to challenge the Code themselves even more aggressively. Upon its release, Who's Afraid of Virginia Woolf? was embraced by audiences and critics alike. It secured thirteen nominations from the Academy, including one for Best Picture of 1966.
Despite these achievements, Warner grew weary of making films, and he sold a substantial amount of his studio stock to Seven Arts Productions on November 14, 1966. Some observers believed that Ben Kalmenson, Warner Bros.' executive vice president, persuaded Warner to sell his stock so that Kalmenson could assume leadership of the studio. Warner, however, had personal reasons for seeking retirement. His wife, Ann, continually pressured him to "slow down", and the aging studio head felt a need to put his affairs in order. He sold his 1.6 million shares of studio stock shortly after producing the film adaptation of Lerner & Loewe's Camelot. The sale yielded, after capital gains taxes, about \$24 million (equivalent to \$ million today). Eight months after the sale, Warner quipped, "Who would ever have thought that a butcher boy from Youngstown, Ohio, would end up with twenty-four million smackers in his pocket?" At the time of the sale, he had earned the distinction of being the second production chief to also serve as company president, after Columbia Pictures' Harry Cohn.
Warner's decision to sell came at a time when he was losing the formidable power that he once took for granted. He had already survived the dislocations of the 1950s, when other studio heads – including Mayer, David O. Selznick, and Samuel Goldwyn – were pushed out by stockholders who "sought scapegoats for dwindling profits". Structural changes that occurred in the industry during this period ensured that studios would become "more important as backers of independent producers than as creators of their own films", a situation that left little room for the traditional movie mogul. By the mid-1960s, most of the film moguls from the Golden Age of Hollywood had died, and Warner was regarded as one of the last of a dying breed. Evidence of his eroding control at Warner Bros. included his failure to block production of the controversial but highly influential film Bonnie and Clyde, a project he initially "hated". Similarly, as producer of the film adaptation of Camelot, he was unable to persuade director Joshua Logan to cast Richard Burton and Julie Andrews in the leading roles. Instead, Logan selected Richard Harris and Vanessa Redgrave, a move that contributed to the project's critical – and commercial – failure. Another factor was that Logan was able to manipulate Warner's ego to persuade him from cutting the screenplay's length, despite the fact that the studio executive had already agreed with the film's unofficial producer, Joel Freeman, that it was overlong. Warner officially retired from the studio in 1969.
### After Warner Bros.
Warner remained active as an independent producer until the early 1970s to run some of the company's distributions and exhibition division. Among his last productions was a film adaptation of a Broadway musical, 1776, which was released through Columbia Pictures. Before the film's release, Warner showed a preview cut to President Richard Nixon, who recommended substantial changes, including the removal of the song 'Cool, Cool, Considerate Men' that struck him as veiled criticisms of the ongoing Vietnam War. Without consulting the film's director, Peter H. Hunt, Warner ordered the film re-edited. The cuts have since been restored in most television showings and in the film's DVD release.
In November 1972, the film opened to enthusiastic audiences at Radio City Music Hall, but it fared poorly in theaters. Faced with a polarized political climate, few Americans were drawn to "a cheery exercise in prerepublic civics". Warner's efforts to promote the film were sometimes counterproductive; during an interview with talk show host Merv Griffin, the elderly producer engaged in a lengthy tirade against "pinko communists". This would become his only television interview.
## Personal life
On October 14, 1914, Warner married Irma Claire Salomon, the daughter of Sam Salomon and Bertha Franklin Salomon from one of San Francisco's pioneer Jewish families. Irma gave birth to the couple's only child, Jack M. Warner, on March 27, 1916. Jack Sr. named the child after himself, disregarding an Eastern European Jewish custom that children should not be named after living relatives. Although his son bore a different middle initial, he "has been called Junior all his life".
Warner's first marriage ended in 1935, when he left his wife for another woman, Ann Page, with whom he had a daughter named Barbara. Irma sued her husband for divorce on the grounds of desertion. Harry Warner reflected the family's feelings about the marriage when he exclaimed, "Thank God our mother didn't live to see this". Jack married Ann after the divorce. The Warners, who took Irma's side in the affair, refused to accept Ann as a family member. In the wake of this falling out, Warner's relationship with his son, Jack Jr., also became strained.
In the late 1950s, Warner was almost killed in a car accident that left him in a coma for several days. On August 5, 1958, after an evening of baccarat at the Palm Beach Casino in Cannes, his Alfa Romeo roadster swerved into the path of a coal truck on a stretch of road located near the seaside villa of Prince Aly Khan. Warner was thrown from the car, which burst into flames upon impact. Shortly after the accident, Jack Jr. joined other family members in France, where the unconscious studio head was hospitalized. In an interview with reporters, Jack Jr. suggested that his father was dying. Then, during a visit to his father's hospital room, the young man offended Ann, whom he largely blamed for his parents' divorce. When Warner regained consciousness, he was enraged by reports of his son's behavior and their "tenuous" relationship came to an end. On December 30, 1958, Jack Jr. was informed, by Jack Sr.'s lawyer Arnold Grant, that the elder Warner had released him from the company. When he attempted to report for work, studio guards denied him entry. The two men never achieved a reconciliation, and Jack Jr. is not mentioned in his father's 1964 autobiography.
Warner made no pretense of faithfulness to his second wife, Ann, and kept a series of mistresses throughout the 1950s and 1960s. The most enduring of these "girlfriends" was an aspiring actress named Jackie Park, who bore a "startling" resemblance to his second wife. The relationship was in its fourth year when Ann pressed her husband to terminate the affair. Park later tried to publish her memoirs describing the affair, but nothing materialized. Although Ann did once have an affair with studio actor Eddie Albert in 1941, she was much more devoted to the marriage by contrast. In the 1960s, she insisted that, despite his reputation for ruthlessness, Warner had a softer side. In a note to author Dean Jennings, who assisted Jack on his 1964 autobiography, My First Hundred Years in Hollywood, Ann wrote: "He is extremely sensitive, but there are few who know that because he covers it with a cloak."
In 1937, Warner bought a mansion in Beverly Hills that he would develop into the later named Jack Warner Estate. After his death in 1978, Ann, his widow, lived there until her death in 1990.
## Political views
An "ardent Republican", Warner nevertheless supported President Franklin D. Roosevelt and the New Deal in the early 1930s. Later in the decade, he made common cause with opponents of Nazi Germany. In 1947, however, he served as a "friendly witness" for the HUAC, thereby lending support to allegations of a "Red" infiltration of Hollywood. Warner felt that communists were responsible for the studio's month-long strike that occurred in the fall of 1946, and on his own initiative he provided the names of a dozen screenwriters who were dismissed because of suspected communist sympathies, a move that effectively destroyed their careers. Former studio employees named by Warner included Alvah Bessie, Howard Koch, Ring Lardner Jr., John Howard Lawson, Albert Maltz, Robert Rossen, Dalton Trumbo, Clifford Odets, and Irwin Shaw. As one biographer observed, Warner "was furious when Humphrey Bogart, Lauren Bacall, Paul Henreid and John Huston joined other members of the stellar Committee for the First Amendment in a flight to Washington to preach against the threat to free expression". Lester D. Friedman noted that Warner's response to the HUAC hearings was similar to other Jewish studio heads who "feared that a blanket equation of Communists with Jews would destroy them and their industry".
Warner publicly supported Richard Nixon during the 1960 presidential election and paid for full-page ads in The New York Times "to proclaim why Nixon should be elected". In the wake of Nixon's loss to John F. Kennedy, however, the studio head made arrangements to attend a fundraiser at the Hollywood Palladium in honor of the president-elect. Several weeks later, Warner received a phone call from the new chief executive's father, Joseph P. Kennedy, and within a short time, Warner Bros. purchased the film rights for Robert Donovan's book, PT 109, a bestseller concerning John Kennedy's exploits during World War II. "I don't think President Kennedy would object to my friendship with Dick Nixon," Warner said later. "I would have voted for both of them if I could. You might think this is a form of fence-straddling, but I love everybody." In the late 1960s, he emerged as an outspoken proponent of the Vietnam War.
## Death and legacy
By the end of 1973, those closest to Warner became aware of signs that he was becoming disoriented. Shortly after losing his way in the building that housed his office, Warner retired. In 1974, Warner suffered a stroke that left him blind and enfeebled. During the next several years, he gradually lost the ability to speak and became unresponsive to friends and relatives. Finally, on August 13, 1978, Warner was admitted to Cedars-Sinai Hospital, where he died of a heart inflammation (edema) on September 9. He was 86 years old. A funeral service was held at the Wilshire Boulevard Temple, the synagogue to which many members of the Warner family belonged. He was interred at Home of Peace Cemetery in East Los Angeles, California.
Warner left behind an estate estimated at \$15 million. Much of the Warner estate, including property and memorabilia, was bequeathed to his widow, Ann. However, Warner also left \$200,000 to his estranged son, Jack Jr., perhaps in an effort to discourage him from contesting the will. In the days following his death, newspaper obituaries recounted the familiar story of "the four brothers who left the family butcher shop for nickelodeons" and went on to revolutionize American cinema. A front-page story in Warner's adopted hometown of Youngstown featured accounts of the family's pre-Hollywood struggles in Ohio, describing how Warner drove a wagon for his father's business when he was only seven years old. The late movie mogul was widely eulogized for his role in "shaping Hollywood's 'Golden Age'".
Several months after Warner's death, a more personal tribute was organized by the Friends of the Libraries at the University of Southern California. The event, called "The Colonel: An Affectionate Remembrance of Jack L. Warner", drew Hollywood notables such as entertainers Olivia de Havilland and Debbie Reynolds, and cartoon voice actor Mel Blanc. Blanc closed the event with a rendition of Porky Pig's famous farewell, "A-bee-a-bee-a-bee–that's all, folks." In recognition of his contributions to the motion picture industry, Warner was accorded a star on the Hollywood Walk of Fame, located at 6541 Hollywood Boulevard. He is also represented on Canada's Walk of Fame (where he was inducted in 2004) in Toronto, which honours outstanding Canadians from all fields.
Warner is portrayed by Richard Dysart in Bogie (1980), Michael Lerner in This Year's Blonde (1980), Jason Wingreen in Malice in Wonderland (1985), Mike Connors in James Dean: Race with Destiny (1997), Tim Woodward in RKO 281 (1999), Len Kaserman in The Three Stooges (2000), Richard M. Davidson in Life with Judy Garland: Me and My Shadows (2001), Mark Rydell in James Dean (2001), Danny Wells in Gleason (2002), Barry Langrishe in The Mystery of Natalie Wood (2004), Ben Kingsley in Life (2015) and Stanley Tucci in Feud (2017).
## See also
- Canadian pioneers in early Hollywood
## Source citations and notes
|
23,415,325 |
Ole Miss riot of 1962
| 1,170,955,051 |
Civil unrest in Mississippi
|
[
"1962 in Mississippi",
"1962 in the United States",
"1962 riots",
"African-American history of Mississippi",
"Anti-black racism in Mississippi",
"Civil rights movement",
"Education in Lafayette County, Mississippi",
"Education segregation in Mississippi",
"October 1962 events in the United States",
"Oxford, Mississippi",
"Political riots in the United States",
"Presidency of John F. Kennedy",
"Racially motivated violence against African Americans",
"Riots and civil disorder in Mississippi",
"September 1962 events in the United States",
"University of Mississippi"
] |
The Ole Miss riot of 1962 (September 30 – October 1, 1962), also known as the Battle of Oxford, was a violent disturbance that occurred at the University of Mississippi—commonly called Ole Miss—in Oxford, Mississippi. Segregationist rioters sought to prevent the enrollment of African American veteran James Meredith, and President John F. Kennedy was forced to quell the riot by mobilizing over 30,000 troops, the most for a single disturbance in American history.
In the wake of the Supreme Court's 1954 decision Brown v. Board of Education, Meredith tried to integrate Ole Miss by applying in 1961. When he informed the university that he was African American, his admission was delayed and obstructed, first by school officials and then by Mississippi Governor Ross Barnett. In a bid to block his enrollment, Barnett even had Meredith temporarily jailed. Multiple attempts by Meredith, accompanied by federal officials, to enroll were physically blocked. Hoping to avoid violence and ensure Meredith's enrollment, President Kennedy and Attorney General Robert F. Kennedy had a series of unproductive telephone negotiations with Barnett.
In preparation for another registration attempt, federal law enforcement were dispatched to accompany Meredith to maintain order, but a riot erupted on campus. Partly incited by white supremacist General Edwin Walker, the mob assaulted reporters and federal officers, burned and looted property, and hijacked vehicles. Reporters, U.S. marshals, and the U.S. Deputy Attorney General Nicholas Katzenbach sheltered and were besieged in the Lyceum, the university's administrative building. Into the late morning of October 1, 27 marshals received gunshot wounds, and two civilians—including a French journalist—were murdered. Oblivious to the riot, President Kennedy made an Oval Office Address, saluting Mississippi's help in registering Meredith. Once informed, Kennedy invoked the Insurrection Act of 1807 and had U.S. Army units under Brigadier General Charles Billingslea quell the riot.
The riot and the federal crackdown were a major turning point in the civil rights movement and resulted in the desegregation of Ole Miss—the first integration of any public educational facility in Mississippi. The final time troops were deployed during the civil rights movement, it is regarded as the end of the segregationist tactic of massive resistance. A statue of James Meredith now commemorates the event on campus, and the site of the riot is designated as a National Historic Landmark.
## Leadup
### Meredith's attempts to enroll
In 1954, the U.S. Supreme Court ruled in Brown v. Board of Education that segregation in public schools was unconstitutional. Eight years after the Brown decision, every Mississippi school district remained segregated, and all attempts by African American applicants to integrate the University of Mississippi—better known as Ole Miss—had failed. In contrast, most other Southern states had already yielded and integrated their institutions of higher learning, with the University of Arkansas doing so in 1948. Shortly after the 1961 inauguration of President John F. Kennedy (who promised advances in civil rights), James Meredith applied to Ole Miss. Meredith, an African American who had served in the Air Force and completed coursework at Jackson State University, selected Ole Miss as it was a symbol of "white prestige and power" attended by the children of the state's elite. Meredith did not inform the university of his race until midway through the application process. State officials then obstructed and delayed his application for 20 months.
In response, Meredith sued the university in late 1961. After months of obstruction by the Fifth Circuit Court of Appeals' Benjamin Franklin Cameron, Meredith appealed to the U.S. Supreme Court. On September 10, 1962, Justice Hugo Black delivered the court's decision: Meredith must be admitted for the fall semester. Mississippi's segregationist Governor Ross Barnett, himself a graduate of Ole Miss, had the Mississippi Legislature pass a law barring the university enrollment of anyone with a charge of "moral turpitude" in state or federal court. Barnett then had Meredith charged and imprisoned for accidentally writing "1960" instead of "1961" while registering to vote; the Fifth Circuit quickly ordered Meredith's release.
Under the orders of the president's brother—U.S. Attorney General Robert F. Kennedy—the Department of Justice (DOJ) entered the case on Meredith's behalf. Facing contempt charges and jail, the university's board transferred its powers, and liability, to Governor Barnett. Meredith then travelled to the Ole Miss campus in Oxford to register; he was blocked by Barnett, who read and presented a proclamation on states' rights. In a second attempt, Meredith, accompanied by DOJ civil-rights division chief John Doar and Chief U.S. Marshal James McShane, tried to register at the Woolfolk State Office Building in Jackson. He was again physically blocked by Barnett, who issued the rehearsed quip: "Which one is Meredith?" Another attempt to register at Ole Miss was stopped by Lieutenant Governor Paul B. Johnson Jr. and lines of state troopers.
### Kennedy dialogue and escalating tensions
The Kennedy brothers hoped to resolve the dispute peacefully and avoid federal troop deployment. They were wary of another Little Rock Crisis (1957), in which President Dwight D. Eisenhower had deployed 1,000 soldiers from the 101st Airborne Division. The Kennedys' overwhelming concern was that a "mini-civil war" between federal troops and armed protesters might erupt. Following the precedent of his arbitration with Alabama Governor John Patterson during the Freedom Rides, Robert Kennedy had extensive telephone conversations with Barnett in hopes of resolving the issue.
On September 27, the governor offered to enroll Meredith if federal marshals drew their guns on Barnett's head, saving his reputation among the voters of Mississippi. Kennedy rejected the suggestion. In addition to Meredith's enrollment, Kennedy insisted Barnett pledge to maintain law and order. President Kennedy had extensive discussions with his staff and with Governor Barnett about protecting Meredith. Although Barnett alternated between bluster and placation while on the phone with the Kennedys, to the public he vowed to keep the university segregated. The White House made public threats of using federal forces to enforce Meredith's enrollment: Barnett believed these were little more than bluffs.
On September 28, the Fifth Circuit found Barnett to be in contempt of court and threatened to imprison and fine him \$10,000 daily if Meredith were not registered by October 2. During halftime at a September 29 Ole Miss football game, Barnett made a defiant 15-word speech: "I love Mississippi! I love her people! Our customs! I love and respect our heritage!" President Kennedy federalized the Mississippi National Guard shortly thereafter. The following day, rumors spread that Kennedy's federal agents were preparing to arrest Barnett at the Governor's Mansion in Jackson. White-supremacist Citizens' Councils organized a "wall of human flesh"—over 2,000 people—to surround the mansion and protect Barnett, but the alleged federal arrest never materialized. Anticipating violence at Ole Miss, 182 journalists flocked to Oxford to witness Meredith's next enrollment attempt. Photojournalists saw the visual potential of Meredith's plight: "a solitary man against thousands". Time magazine wrote that the dispute was "the gravest conflict between federal and state authority since the Civil War".
## Events
### Meredith arrives
On Sunday evening, September 30, Meredith and dozens of U.S. marshals arrived on campus with plans to register the following day. Shortly before 7 p.m., he was escorted by 24 federal marshals to his guarded dormitory, Baxter Hall. Travelling on military DC-3s from Memphis, Tennessee, 538 federal law enforcement officers arrived on campus. Although often described solely as marshals, the group also contained 316 border patrolmen and 97 federal prison guards, all of whom had received special riot training. Kennedy—informed by Eisenhower's choice to send paratroopers into Little Rock—elected to send federal agents as they were less likely to upset Mississippians due to their more civilian appearance. They converted the university's administration building, the Lyceum, into their operational headquarters, and local police established barriers on campus to prevent the entry of all except for students and faculty.
In the late afternoon, Ole Miss students began gathering in front of the Lyceum. As the evening progressed, more outsiders arrived on campus and the crowd became rowdier. The Federal Bureau of Investigation (FBI) had intelligence that the lieutenants of Ku Klux Klan (KKK) Imperial Wizard Robert Shelton, as well as 19 Klansmen from Louisiana, were at the university. Far-right former Major General Edwin Walker also appeared on campus to encourage the mob. Earlier, Walker had made a radio appeal for 10,000 volunteers to "rally to the cause of freedom" at Ole Miss.
As the situation worsened, the highway patrol initially held back the crowds but were withdrawn by State Senator George Yarborough starting at about 7:25 p.m. Yarborough told Chief Marshal McShane: "You have occupied this university, and now you can have it." As they abandoned the federal officers, the local and state police dismantled all barriers, allowing large numbers of agitators from other states to enter the campus. Some patrolmen even encouraged protestors to advance and attack the marshals. The Kennedys instructed the marshals not to fire under any circumstances—even if overwhelmed by the mob—except if Meredith's life was in imminent danger.
### Violence on campus
As the mob swelled to 2,500 protestors, it became increasingly violent and surrounded the marshals and border patrolmen that were encircling the Lyceum. The protesters began assaulting reporters and throwing Molotov cocktails and bottles of acid at the marshals. Reporters and wounded marshals—as well as U.S. Deputy Attorney General Nicholas Katzenbach—sheltered in the Lyceum. At 7:50 p.m., Chief Marshal McShane ordered his federal officers to fire tear gas at the mob. Some of the fired tear gas canisters hit members of the mob: one hit a girl in the face and another knocked a remaining state patrolman unconscious. Attempts by an Ole Miss football player and an Episcopalian rector to reason with the mob and stop the violence failed. Minutes after the tear gas was fired, Kennedy spoke in an Oval Office Address to the nation on Meredith's admission and thanked Mississippi for its contributions "to the progress of our democratic development". He was unaware of the riot: his aides were unable to inform him before he went live.
At 11 p.m., Governor Barnett issued a radio address; many believed that he would try to deescalate the violence. However, Barnett only further encouraged the riot, declaring, "We will never surrender!" Rioters twice attempted to drive a stolen bulldozer into the marshals, and all streetlights were shot or smashed with rocks, limiting visibility. A car was flipped with a reporter still inside. The mob burned five cars and a mobile television unit. Laboratories were raided and looted by rioters hoping to find more materials for Molotov cocktails and acid bottles. At one point, a rioter commandeered a fire engine and attempted to run over the marshals multiple times. Disobeying the Kennedys' orders, a minimum of five marshals fired at least 14 shots at the engine, disabling it.
Under the cover of darkness, rioters fired at marshals and reporters. An Associated Press journalist was shot in the back with pellets but refused medical attention, continuing to file reports via the Lyceum's telephone. At 1 a.m., reporter Karl Fleming was almost killed by a sniper; three shots hit the Lyceum wall around his head. Marshal Graham Same of Indianapolis nearly died after a bullet hit his neck, and 26 other marshals were wounded by gunfire. Ultimately, half of the marshals were injured. A single country doctor—Dr. L. G. Hopkins—cared for the wounded in the Lyceum throughout the night. Barnett agreed to a request from President Kennedy to make the state police return to the campus, which he never did. To the contrary, Lieutenant Governor Johnson talked a large group of state troopers out of going to the campus and launching an armed attack on the marshals. This prevented what would likely have been a brutal massacre, and Johnson himself later stated that, had he not prevented the troopers from sieging the campus, "there wouldn't have been a marshal left standing".
### Military response
President Kennedy initially considered using a helicopter to extract Meredith from the campus. However, it was unclear whether a landing was even possible due to crowds and debris, and Kennedy was concerned that Meredith would be assassinated before he could reach the helicopter. At around 10 p.m., with no other option, President Kennedy invoked the Insurrection Act of 1807 and ordered the U.S. Army to suppress the riot, beginning with the dedicated anti-riot battalion of the 503rd Military Police (MP).
Despite Kennedy having federalized the Mississippi National Guard two days prior, only the 67 guardsmen of Troop E were immediately available in Oxford. Led by Captain Murry Falkner—nephew of Nobel Prize-winning writer and Oxford native William Faulkner—Troop E drove to Ole Miss, albeit without any ammunition (a direct order from Deputy Attorney General Katzenbach to avoid civilian deaths). The guardsmen's trucks and jeeps were immediately attacked with projectiles—a hurled concrete slab broke Falkner's arm—but continued to the Lyceum, where they reinforced the marshals. Soon thereafter, 165 more guardsmen from Troop E arrived. Falkner later stated that if the national guard had arrived any later, the rioters would have breached the Lyceum and killed all of the marshals.
The Pentagon tasked Brigadier General Charles Billingslea with organizing the "invasion" of North Mississippi and ordered him to deploy the entirety of the 108th Cavalry Regiment to Oxford. However, Secretary of the Army Cyrus Vance ordered Billingslea simply to move the military police units there. To complicate it further, President Kennedy instructed Billingslea to fly directly to Oxford, survey the situation, and then determine the necessary troop count. Then Vance reversed, instructing Billingslea to instead move the entire regiment to Oxford. Faced with conflicting orders, Billingslea divided the MP "Task Force Alpha" into two and sent one group of the 503rd MP battalion directly to Ole Miss from Memphis via helicopter. The rest would travel via slower land convoys. After finding it impossible to land on campus, they diverted and landed at the Oxford Airport. This marked the first time American combat troops were in active status in Mississippi since Union forces pulled out in 1877.
Shortly after 2 a.m., U.S. Army troops—the first detachment of the 503rd MP—arrived at Ole Miss. Throughout the morning, more squadrons arrived on campus, including the 716th Military Police Battalion and the 108th Armored Cavalry Regiment. This number eventually reached 13,000. They secured the campus and forced the rioters out of Ole Miss. However, they simply continued to riot in Oxford's town center (known as the "Square"). After a plea from the mayor, the last of the rioting was finally quelled late in the morning of October 1. At this point, the army evacuated the wounded from the Lyceum and began arresting rioters. Of the 300 arrested, only a third were students from Ole Miss. Walker was among those arrested. He was charged with insurrection, although the charges were later dropped. On October 1, members of the 716th Battalion raided the Sigma Nu fraternity house—whose president Trent Lott later became the Republican majority-leader in the U.S. Senate—and discovered a large weapon cache.
Troop arrivals continued: soldiers from the 82nd Airborne Division and 101st Airborne Division arrived in Oxford on C-124 Globemaster aircraft. Machine gun nests were set up along roadways, and a radio observation post was established on the roof of the Oxford Elementary School. The strength of all forces mobilized was nearly 31,000—the largest for a single disturbance in American history. At the peak of the military presence there were 20,000 troops camping on campus, outnumbering students 5-to-1.
### Aftermath
Two civilians were killed during the riots: French journalist Paul Guihard, on assignment for Agence France-Presse, who was found behind the Lyceum building with a gunshot wound to the back; and 23-year-old Ray Gunter, a white jukebox repairman who had visited the campus out of curiosity. Gunter was found with a bullet wound in his forehead. Law enforcement officials described these as execution-style killings. They were likely not killed by stray fire from federal officers: the FBI found that the killing bullets matched none of the 450 examined guns belonging to the marshals, border patrolmen, or federal prison guards. However, personal weapons of agents who quit their respective services after the riot were not examined.
The day after the riot, Barnett called the DOJ and offered to pay for Meredith's college education anywhere out-of-state. Barnett's final plea was rejected. On October 1, 1962, Meredith became the first African American student to be enrolled at the University of Mississippi, and attended his first class, in American Colonial History. His admission marked the first integration of a public educational facility in Mississippi. Following rumors of dynamite in Baxter Hall, an October 31 search by troops and campus police discovered a grenade, gasoline, and a .22-calibre rifle, among other weapons. Racist agitation continued on the campus, with the state attorney general calling for students to not fraternize with the "intruder" Meredith. There were continued threats on Meredith's life: the FBI was informed that the KKK planned to lynch Meredith when military security was eased. At this time, there were still hundreds of troops guarding Meredith 24 hours a day. In order to appease the local sensitivities, however, 4,000 black soldiers were removed under Robert Kennedy's secret orders. Meredith decried the move.
Although press coverage of the Kennedys' handling of the riot was largely positive and glossed over their poor planning and execution, their handling of the crisis angered both white and black Southerners. According to Louis F. Oberdorfer, Robert Kennedy underestimated the "extent to which segregation in the South was undergirded by violence". Kennedy reportedly blamed himself for failing to prevent the riot. He privately accused Secretary of the Army Vance of providing the president with poor and misleading advice and delaying the military's arrival. After a request by the university, Chairman of the Senate Judiciary Committee James Eastland (Mississippi) began preparing a subcommittee led by Senator Sam Ervin (North Carolina) to investigate the riot. Barnett had Eastland quash the subcommittee. Instead, the Mississippi Legislature and a Lafayette County grand jury conducted investigations, and blamed the marshals and DOJ for the violence. In November 1962, the Mississippi Senate called for Kennedy to be impeached for "inciting riot". Although the Kennedy administration was initially concerned that the handling of the riot could affect the 1962 midterms, the Cuban Missile Crisis and Kennedy's successful resolution thereof effectively changed the national conversation.
## Legacy
A triumph of law and order, Meredith's admission was a pivotal movement in the civil rights movement—clearly demonstrating the federal government's willingness to use force to ensure equal rights for black Americans—and was the final time troops were deployed during the struggle. According to historian William Doyle, Meredith's admission "crushed forever" the segregationist tactic of massive resistance. Politician Horace Harned—a member of the Mississippi State Sovereignty Commission—called the riot the symbolic final battle of the Civil War, a final failed push to enact state sovereignty in opposition to federal power. In its wake, Southerners began to recognize and accept the inevitability of integration. Illustrative of the riot's impact, during the "Stand in the Schoolhouse Door" at the University of Alabama the following year, segregationist Governor George Wallace capitulated expressly to prevent another Ole Miss.
In 2002, Ole Miss marked the 40th anniversary of integration with a yearlong series of events, including an oral history of the university, symposiums, a memorial, and a reunion of federal marshals who served at the campus. In 2006, the 44th anniversary of integration, a statue of Meredith was dedicated on campus. Two years later, the site of the riot was designated as a National Historic Landmark. In 2009, a bench was dedicated to Guihard on campus by the Society of Professional Journalists. The university also held a yearlong program to mark the 50th anniversary of integration in 2012.
The 1963 Pulitzer Prize for Editorial Writing was awarded to Ira B. Harkey Jr. for his coverage of Meredith's admission, Barnett's resistance, and the riot. The riot inspired protest songs like Phil Ochs' "The Ballad of Oxford", and Bob Dylan's "Oxford Town", which appeared on his 1963 album The Freewheelin' Bob Dylan. Billy Joel included "Ole Miss" in reference to the riot in his 1989 song "We Didn't Start the Fire".
|
3,632,031 |
Faith Leech
| 1,156,928,823 |
Australian swimmer
|
[
"1941 births",
"2013 deaths",
"Australian female freestyle swimmers",
"Medalists at the 1956 Summer Olympics",
"Olympic bronze medalists for Australia",
"Olympic bronze medalists in swimming",
"Olympic gold medalists for Australia",
"Olympic gold medalists in swimming",
"Olympic swimmers for Australia",
"Sportspeople from Bendigo",
"Sportswomen from Victoria (state)",
"Swimmers at the 1956 Summer Olympics",
"World record setters in swimming"
] |
Faith Yvonne Leech (31 March 1941 – 14 September 2013) was an Australian freestyle swimmer who won a gold medal in the 4×100–metre freestyle relay and bronze in the 100-metre freestyle at the 1956 Summer Olympics in Melbourne.
A tall and lean swimmer known for her elegant technique, Leech started swimming as a child to build strength after a series of stomach disorders in her infancy. She quickly rose to prominence after breaking a string of age group records. In 1955, she became the youngest swimmer to win an Australian title, claiming victory in the 110-yard freestyle at the age of 13. She twice broke the Australian record in the 100-yard freestyle in late 1955, thereby positioning herself as a leading contender for Olympic selection in 1956. Leech's preparation was hindered by illness, which forced her out of the 1956 Australian Championships, but she recovered to gain Olympic selection in both the 100-metre freestyle and the corresponding relay. Leech produced a late surge to take bronze in the individual event and seal an Australian trifecta, before swimming the second leg in the relay to help secure an Australian victory in world record time. Leech retired after the Olympics at the age of 15; she cited anxiety caused by racing as one of the main factors in her decision.
## Early years
The second child of Johnstone Melmore and Jessie Francis Leech, Leech was born in Bendigo, Victoria. She was given the name Faith after her elder sister, who died from leukaemia at the age of two. A delicate child, Leech had an aversion to eating in the first two years of her life, so her mother fed her in small hourly doses. Leech was twice rushed from the family home to a Melbourne hospital. Conventional medicine failed to rectify Leech's dietary issues, so her mother put her on a fast for ten days at the recommendation of a naturopath. Leech was later placed on a diet of fruit, salad and vegetables, with an emphasis on beetroot juice and carrot juice.
Leech's health improved, but she remained slight and frail, with a double curvature of the back. In an effort to help her gain muscle control and confidence, her parents sent her to start ballet dancing, before trying swimming, a sport her mother had competed in. Aged six, she was taken to swimming classes while the family holidayed in the Mornington Peninsula. Leech was coached by Gustav Fröhlich, (also known as Gus Froelich) a former European swimming champion and coach of Australian Olympic medallist Judy-Joy Davies.
After a difficult start, Leech improved in her second year. At the Victorian Championships, she showed her potential by setting a state record of 17.4 seconds (s) for the 25-yard freestyle in the under-8 division. The following year, she covered 25 yards in 15.7 seconds, three seconds faster than Davies had done at the same age. She progressed steadily, sweeping the state age titles from nine to 13, setting records that were often faster than those by boys of the same age.
Living in Bendigo and studying at Camp Hill Primary School, Leech could only travel three times a year to train with Froelich, so she relied heavily on dry land simulations, such as a pulley attached to the kitchen door. When she was 12, she covered 110 yards in 1 minute (min) 7.1 seconds, setting an unofficial world record for her age group. This achievement prompted her parents to rent an apartment in Melbourne, so she could train with Froelich on a regular basis. Leech moved there with her mother, while her father stayed in Bendigo to look after the family's jewellery business.
From 1954, Leech attended St. Michael's Girls' Grammar School and trained with Froelich on a daily basis at the City Baths. The regular sessions paid off at the 1955 Victorian Championships; Leech won the open 110- and 220-yard freestyle in times of 1 minute 7.2 seconds and 2 minutes 39.3 seconds, respectively, setting state records in both events. She proceeded to the Australian Championships, winning the 110-yard freestyle in 1 minute 7.6 seconds to become the youngest ever winner of an open title at the age of 13. Leech also won the national junior 110- and 220-yard events.
Leech's regimen differed from most swimmers because Froelich was not an advocate of distance training, and designed shorter workouts for his students. She trained once a day, swimming no more than 3 km (1.9 mi). Froelich did not push her to continue swimming laps when she felt tired, but emphasised an efficient stroke mechanism, which Leech implemented with a long and graceful arm action. Leech stood 180 centimetres (5'11"), but weighed only 57 kg (126 lb), with broad shoulders, slim hips and large hands and feet. Her long streamlined action prompted observers to call her a "flying fish". Spinal problems caused by a back misalignment prevented her from using the optimal flip turn preferred by freestyle swimmers. Instead, she was forced to utilise the touch turn, which was slower.
## National selection
In August 1955, Leech set an Australian record of 1 minute 5.0 seconds for the 110-yard freestyle, before lowering it to 1 minute 4.8 seconds in October; this prompted newspapers to trumpet her as a prospect for the Melbourne Olympics. She did not get an opportunity to defend her Australian title in 1956 because she was hospitalised with illness. Leech recovered in time to win the national age title in the 100-metre freestyle in a time of 1 minute 4.6 seconds, just 0.1 of a second outside Dawn Fraser's world record. She then posted a time of 1 minute 4.6 seconds to defeat Fraser and Lorraine Crapp at another meeting in the following month.
Leech was named in the Olympic squad and the Australian Swimming Union exempted her from travelling to the national training camp in Townsville so she could train with Froelich, who understood her special dietary requirements. She joined the squad for the final race trials in Melbourne in October before the Olympics. Fraser and Crapp were too strong in the 100-metre freestyle, with Leech finishing second and third in the two races. After combining with Fraser, Crapp and Margaret Gibson to break the world record for the 4×100-metre freestyle relay, Leech was selected as one of Australia's three entrants in the 100-metre freestyle events and one of six swimmers for the 4×100-metre freestyle relay squad for the Olympics.
## International career
Having arrived at the Olympics, Leech made her debut in the 100-metre freestyle, an event in which she, Fraser and Crapp were regarded as the three strongest competitors, although the latter two were considered to be substantially stronger. All three won their heats. Leech won her heat by 1.6 seconds in a time of 1 minute 4.9 seconds. She was third fastest qualifier behind Fraser and Crapp, who were over 1.5 seconds faster. Drawn in Fraser's semifinal, Leech finished second in a time of 1 minute 5.2 seconds, and was the third fastest qualifier for the final behind her compatriots. The semifinals followed a similar pattern to the heats, with Fraser and Crapp more than two seconds ahead of the six remaining qualifiers, who were separated by just 0.8 of a second.
This pattern was repeated in the final. Fraser and Crapp were far ahead of the field, finishing in 1 minute 2.0 seconds and 1 minute 2.3 seconds, respectively. Leech overtook the United States' Joan Rosazza in the final 25 metres to take bronze in 1 minute 5.1 seconds. The race for third place had been tight, with just 0.7 of a second separating Leech and the final finisher. The youngest swimmer in the field, Leech had come through to claim the last podium position. Leech said that it was an emotional occasion, having seen the Australian men take a trifecta in the corresponding event on the previous night of racing.
As the Australians boasted the three fastest swimmers in the individual 100-metre freestyle event, they were clear favourites for the corresponding relay, especially as Fraser and Crapp were three seconds faster than all of the other swimmers. Leech was not assured of a place in the final quartet. In the heats, Fraser and Crapp were rested and the remaining four swimmers, Sandra Morgan, Elizabeth Fraser, Gibson and Leech qualified the team. Leech swam the second leg in 1 minute 5.9 seconds, the second fastest of the Australians, thereby securing her position in the final along with Sandra Morgan, who recorded a time of 1 minute 5.4 seconds. Australia won the second heat by 3.1 seconds to qualify quickest for the final. They were 1.8 and 2.3 seconds faster than South Africa and the United States, respectively, both of whom swam in the first heat. The selection of Leech and Morgan generated controversy. They were Australia's youngest swimmers and lacked experience at open level competition: Morgan had false started twice at the Australian Championships, and both had competed at national level only once.
In the final, Australia made a poor start; Dawn Fraser almost stopped when she heard a second gunshot, believing that a false start had occurred. She finished her leg in 1 minute 4.0 seconds, two seconds slower than the world record she set in the individual 100-metre final, but with a 2.3-second lead over the United States' Sylvia Ruuska. Nevertheless, this meant that Australia had a smaller than expected advantage. Swimming the second leg, Leech maintained the lead in the first 50 metres but faded in the second half and finished with a split of 1 minute 5.1 seconds, with the Australian lead cut to 0.9 of a second. Even with the advantage of a flying start, Leech's leg was 0.4 of a second slower than her fastest time during the individual competition.
Morgan was then overhauled and passed by Nancy Simons. With 25 metres left, Morgan took her head out of the water, and seeing the American a body length in front, dug deep to re-establish a lead of 0.7 of a second going into the final changeover. Crapp then extended the lead over the United States to 2.2 seconds to secure gold in a world record time of 4 minutes 17.1 seconds. The Melbourne Olympics was the only time that Australia has made a clean sweep of the 100-metre freestyle and the relay events for both men and women. This feat has only been equalled by the Americans at the 1920 Summer Olympics. The victory was Australia's only victory in a female swimming relay at the Olympics until the 2004 Summer Olympics.
## Retirement
After the 1956 Olympics, Leech retired from competitive swimming at the age of 15. She was the first person from Bendigo to win an Olympic medal and was feted upon returning to her hometown. She regarded the experience of living in the Olympic Village as an unusual one; in addition to the large crowds and the pressure of an Olympics, it was the first time that she had been away from the family home. Physicians endorsed her decision to retire, feeling that she became too nervous prior to races. Leech briefly worked in Melbourne as a model, before returning to Bendigo to help run the family jewellery business. She took a leading role in the business after the death of her father in the 1970s, before handing control of the firm to her son.
Leech married Mitch Tuohy and had two sons, Adam and Troy, whom she discouraged from entering competitive swimming, fearing the pressure and strain of racing. In retirement, she shunned competitive sport, but maintained her fitness and athleticism. She taught swimming to disabled children, some of whom represented Australia at the Special Olympics.
Leech continued her involvement with the Olympic movement through volunteer work. In July 1999, Leech and Australia's then-oldest man and World War I veteran Jack Lockett were the guests of honour at a countdown celebration to the arrival of the Olympic Torch in Bendigo in July 2000. In 2001, she was diagnosed with a tumour in her neck, which was the size of a 50c coin. The tumour was removed in a seven-hour operation followed by six weeks of radiotherapy treatment. This experience prompted her to become a volunteer for the Cancer Council and help those who were diagnosed with the disease. In February 2003, Leech phoned quadruple Olympic champion Betty Cuthbert to comfort her during her recovery from a brain hemorrhage. In October 2006, Leech combined with 1956 teammate John Devitt to launch "50 Years On—The Melbourne Olympics", a series of stamps from the Australia Post.
Leech is an inductee of the Path of Champions at Sydney Olympic Park Aquatic Centre. She died at her home on 14 September 2013, aged 72.
## See also
- List of Olympic medalists in swimming (women)
- World record progression 4 × 100 metres freestyle relay
|
21,218 |
Nights into Dreams
| 1,173,093,400 |
1996 video game
|
[
"1996 video games",
"Action games",
"Christmas video games",
"Fantasy video games",
"Multiplayer and single-player video games",
"Platform games",
"PlayStation 2 games",
"PlayStation 3 games",
"PlayStation Network games",
"Sega Games franchises",
"Sega Saturn games",
"Sonic Team games",
"Tiger Electronics handheld games",
"Video games about dreams",
"Video games about magic",
"Video games adapted into comics",
"Video games developed in Japan",
"Video games produced by Yuji Naka",
"Video games scored by Fumie Kumatani",
"Video games scored by Naofumi Hataya",
"Video games scored by Tomoko Sasaki",
"Video games with 2.5D graphics",
"Windows games",
"Xbox 360 Live Arcade games",
"Xbox 360 games"
] |
is a 1996 action game developed by Sonic Team and published by Sega for the Sega Saturn. The story follows the teenagers Elliot Edwards and Claris Sinclair, who enter Nightopia, a dream world where all dreams take place. With the help of Nights, an exiled "Nightmaren", they begin a journey to stop the evil ruler Wizeman from destroying Nightopia and consequently the real world. Players control Nights flying through Elliot and Claris's dreams to gather enough energy to defeat Wizeman and save Nightopia. The game is presented in 3D and imposes time limits on every level, in which the player must accumulate points to proceed.
Development began after the release of Sonic & Knuckles in 1994, although the concept originated in 1992, during the development of Sonic the Hedgehog 2. Development was led by Sonic Team veterans Yuji Naka, Naoto Ohshima, and Takashi Iizuka. Naka began the project with the idea of flight, and Ohshima designed Nights as an androgynous character that resembles an angel that could fly like a bird. The team conducted research on dreaming and REM sleep, and was influenced by the works and theories of psychoanalysts Carl Jung and Sigmund Freud. An analogue controller, the Saturn 3D controller, was designed alongside the game and included with some retail copies.
Nights into Dreams received acclaim for its graphics, gameplay, soundtrack, and atmosphere. It has appeared on several lists of the greatest games of all time. A shorter Christmas-themed version, Christmas Nights, was released in December 1996. Nights into Dreams was ported to the PlayStation 2 in 2008 in Japan and a high-definition version was released worldwide for Windows, PlayStation 3, and Xbox 360 in 2012. A sequel, Nights: Journey of Dreams, was released for the Wii in 2007.
## Gameplay
Nights into Dreams is split into seven levels, referred to as "Dreams". The levels are distributed between the two teenage characters: three are unique to Claris, three to Elliot, and each play through an identical final seventh level, "Twin Seeds". Initially, only Claris' "Spring Valley" and Elliot's "Splash Garden" levels are available, and successful completion of one of these unlocks the next level in that character's path. Previously completed stages may be revisited to improve the player's high scores; a grade between A and F is given to the player upon completion, but a "C" grade (or better) in all the selected character's levels must be achieved to unlock the relevant "Twin Seeds" stage for that character. Points are accumulated depending on how fast the player completes a level, and extra points are awarded when the player flies through rings.
Each level is split up into four "Mares" set in Nightopia and a boss fight which takes place in Nightmare. In each level, players initially control Claris or Elliot, who immediately have their Ideyas (spherical objects that contain emotions) of hope, wisdom, intelligence and purity stolen from them by Wizeman's minions, leaving behind only their Ideya of courage. The goal of each Mare is to recover one of the stolen Ideya by collecting 20 blue chips and delivering them to the cage holding the Ideyas, which overloads and releases the orb it holds. If the player walks around the landscape for too long, they are pursued by a sentient alarm clock which awakens the character and ends the level if it comes into contact with the player. The majority of the gameplay centres on flying sequences, which are triggered by walking into the Ideya Palace near the start of each level so that the character merges with the imprisoned Nights. Once the flying sequence is initiated, the time limit begins.
In the flying sections, the player controls Nights' flight along a predetermined route through each Mare, resembling that of a 2D platformer. The player has only a limited period of time available before Nights falls to the ground and transforms back into Claris or Elliot, and each collision with an enemy subtracts five seconds from the time remaining. The player's time is replenished each time they return an Ideya to the Ideya Palace. While flying, Nights can use a "Drill Dash" to travel faster, as well as defeat certain reverie enemies scattered throughout the level. Grabbing onto certain enemies causes Nights to spin around, which launches both Nights and the enemy in the direction the boost was initiated. Various acrobatic manoeuvres can be performed, including the "Paraloop", whereby flying around in a complete circle and connecting the trail of stars left in Nights' wake causes any items within the loop to be attracted towards Nights. The game features a combo system known as "Linking", whereby actions such as collecting items and flying through rings are worth more points when performed in quick succession. Power-ups may be gained by flying through several predetermined rings, indicated by a bonus barrel. The power-ups include a speed boost, point multiplier and an air pocket.
The player receives a grade based on their score at the end of each Mare, and an overall grade for the level after clearing all four Mares. Nights is then transported to Nightmare for a boss fight against one of Wizeman's "Level Two" Nightmarens. Each boss fight has a time limit, and the game ends if the player runs out of time during the battle. Upon winning the boss fight, the player is awarded a score multiplier based on how quickly the boss was defeated, which is then applied to the score earned in the Nightopia section to produce the player's final score for that Dream. The game also features a multiplayer mode, which allows two players to battle each other by using a splitscreen. One player controls Nights, whereas the other controls Reala. The winner is determined by the first player to defeat the other, which is accomplished by hitting or paralooping the other player three times.
The game features an artificial life system known as "A-Life", which involves entities called Nightopians and keeps track of their moods. It is possible to have them mate with other Nightopians, which creates hybrids known as "Superpians". The more the game is played, the more inhabitants appear, and environmental features and aesthetics change. The A-Life system features an evolving music engine, allowing tempo, pitch, and melody to alter depending on the state of Nightopians within the level. The feature runs from the Sega Saturn's internal clock, which alters features in the A-Life system depending on the time.
## Plot
Every night, all human dreams are played out in Nightopia and Nightmare, the two parts of the dream world. In Nightopia, distinct aspects of dreamers' personalities are represented by luminous coloured spheres known as "Ideya". The evil ruler of Nightmare, Wizeman the Wicked, is stealing this dream energy from sleeping visitors in order to gather power and take control of Nightopia and eventually the real world. To achieve this, he creates five beings called "Nightmaren": jester-like, flight-capable beings, which include Jackle, Clawz, Gulpo, Gillwing and Puffy as well as many minor maren. He also creates two "Level One" Nightmaren: Nights and Reala. However, Nights rebels against Wizeman's plans, and is punished by being imprisoned inside an Ideya palace, a container for dreamers' Ideya.
One day, Elliot Edwards and Claris Sinclair, two teenagers from the city of Twin Seeds, go through failures. Elliot, a basketball player, is challenged by a group of older students and suffers a humiliating defeat on the court. Claris, a singer, is overcome by stage fright when auditioning for judges, which causes her to lose all hopes of getting the role. When they go to sleep that night, both Elliot and Claris suffer nightmares that replay the events. They escape into Nightopia and find that they both possess the rare Red Ideya of Courage, the only type that Wizeman cannot steal. Elliot and Claris release Nights, who tells them about dreams and Wizeman and his plans; the three begin a journey to stop Wizeman and restore peace to Nightopia. When they defeat Wizeman and Reala, peace is returned to Nightopia and the world of Nightmare is suppressed.
The next day, in Twin Seeds, a centenary ceremony begins. Elliot walks through the parade and has a vision of Nights looking at him through a billboard. Realizing that Claris is performing in a hall, Elliot runs through the crowd and sees Claris on stage in front of a large audience, singing well. The two look at each other and transition to Nightopia.
## Development
Nights was developed by Sonic Team, the Sega development division that had created the Sonic the Hedgehog games for Genesis. The Nights concept originated during the development of Sonic the Hedgehog 2 in 1992, but development did not begin until after the release of Sonic & Knuckles in late 1994. Programming began in April 1995 and total development spanned six months. Yuji Naka was lead programmer and producer, while Naoto Ohshima and Takashi Iizuka were director and lead designer, respectively. Naka and Ohshima felt they had spent enough time with the Sonic franchise and were eager to work on new concepts. According to Naka, the initial development team consisted of seven people, and grew to 20 as programmers arrived.
Sonic creator and project director Ohshima created the character of Nights based on his inspirations from travelling Europe and western Asia. The character design incorporated Japanese, European, and American stylistics in order to give Nights as universal an appeal as possible. Ohshima later decided that the character should resemble an angel and fly like a bird. In the context of the game, Nights is a part of every human's subconsciousness, and so was purposely designed to be neither male nor female. Nights' personality is intended to be a "a mirror of the child's personality."
Naka originally intended to make Nights into Dreams a slow-paced game, but as development progressed the gameplay pace gradually increased, in similar vein to Sonic games. The initial concept envisioned the flying character in a rendered 2D sprite art, with side-scrolling features similar to Sonic the Hedgehog. The team were hesitant to switch from 2D to 3D, as Naka was sceptical that appealing characters could be created with polygons, in contrast to traditional pixel sprites, which the designers found "more expressive". According to Iizuka, the design and story took two years to finalise. The difficulty was designed with the intent that young and inexperienced players would be able to complete the game, while more experienced players would be compelled by the replay value.
Nights was developed using Silicon Graphics workstations for graphical designs and Sega Saturn emulators running on Hewlett-Packard machines for programming. There were problems during early stages of development because of a lack of games to use as reference; the team had to redesign the Spring Valley level numerous times and build "everything from scratch". The team used the Sega Graphics Library operating system, said by many developers to make programming for the Saturn dramatically easier, only sparingly, instead creating the game almost entirely with custom libraries. Because the Sonic Team offices did not include soundproof studios, team members recorded sound effects at night. According to Naka, every phrase in the game has a meaning; for example, "abayo" is Japanese slang for "goodbye". The team felt that the global market would be less resistant to a game featuring full 3D CGI cut scenes than 2D anime. Norihiro Nishiyama, the designer of the in-game movies, felt that the 3D cutscenes were a good method to show the different concepts of dreaming and waking up. Naka said that the movies incorporate realism to make it more difficult for the player to disambiguate the boundary between dreams and reality.
The development took longer than expected because of the team's inexperience with Saturn hardware and uncertainty about using the full 560 megabyte space on the CD-ROM. The team initially thought that the game would consume around 100 megabytes of data, and at one point considered releasing it on two separate discs. Iizuka said that the most difficult part of development was finding a way of handling the "contradiction" of using 2D sidescroller controls in a fully 3D game. Naka limited the flying mechanic to "invisible 2D tracks" because early beta testing revealed that the game was too difficult to play in full 3D. The standard Saturn gamepad was found to be insufficient to control Nights in flight, so the team developed the Saturn analog controller. It took about six months to develop, and the team went through many ideas for alternate controllers, including one shaped like a Nights doll.
Iizuka said Nights was inspired by anime and Cirque du Soleil's Mystère theatrical performance. The team researched dream sequences and REM sleep, including the works of psychoanalysts Carl Jung, Sigmund Freud and Friedrich Holtz. Iizuka studied dreams and theories about them, such as Jung's theories of dream archetypes. Naka said that Nights reflected Jung's analytical "shadow" theory, whereas Claris and Elliot were inspired by Jung's animus and anima.
## Release
Nights into Dreams was introduced alongside an optional gamepad, the Saturn 3D controller, included with some copies of the game. It features an analogue stick and analogue triggers designed for Nights to make movement easier. Sonic Team noted the successful twinning of the Nintendo 64 controller with Super Mario 64 (1996), and realised that the default Saturn controller was better suited to arcade games than Nights into Dreams. During development, the director Steven Spielberg visited the Sonic Team studio and became the first person outside the team to play the game. Naka asked him to use an experimental version of the Saturn 3D controller, and it was jokingly referred to as the "Spielberg controller" throughout development.
Because the Nights character was testing very young in focus groups, Sega used a nighttime scene for the cover art to create a more mature look. Nights was marketed with a budget of \$10 million, which included television and print advertisements in the United States. In the US, it was advertised with the slogan "Prepare to fly".
## Related games
### Christmas Nights
Christmas Nights (クリスマスナイツ, Kurisumasu Naitsu), or Christmas NiGHTS into Dreams..., is a short Christmas-themed version of Nights into Dreams released in December 1996. Iizuka stated that Christmas Nights was created to increase Saturn sales. Development began in July 1996 and took three to four months, according to Naka. Designer Takao Miyoshi recalled working "in the peak of summer ... holed up at the office listening to 'Jingle Bells'".
In Japan, Christmas Nights was included as part of a Christmas Sega Saturn bundle and distributed free to Saturn owners who covered the shipping cost. Elsewhere, it was given away with the purchase of Saturn games such as Daytona USA Championship Circuit Edition (1996) or issues of Sega Saturn Magazine and Next Generation Magazine. In the United Kingdom, Christmas Nights was not included with Sega Saturn Magazine until December 1997.
Christmas Nights follows Elliot and Claris during the holiday season following their adventures with Nights. Realizing that the Christmas Star is missing from the Twin Seeds Christmas tree, the pair travel to Nightopia to find it, where they reunite with Nights and retrieve the Christmas Star from Gillwing's lair.Christmas Nights contains the full version of Claris' Spring Valley dream level from Nights into Dreams, playable as both Claris and Elliot. The Saturn's internal clock changes elements according to the date and time: December activates "Christmas Nights" mode, replacing item boxes with Christmas presents, greenery with snow and gumdrops, rings with wreaths, and Ideya captures with Christmas trees; Nightopians wear elf costumes, and the music is replaced with a rendition of "Jingle Bells" and an a cappella version of the Nights theme song. During the "Winter Nights" period, the Spring Valley weather changes according to the hour. Other changes apply on New Year's Day; on April Fool's Day, Reala replaces Nights as the playable character.
Nights features several unlockable bonuses, such as being able to play the game's soundtrack, observe the status of the A-life system, experiment with the game's music mixer, time attack one Mare, or play as Sega's mascot Sonic the Hedgehog in the minigame Sonic the Hedgehog: Into Dreams. Sonic may only play through Spring Valley on foot, and must defeat the boss: an inflatable Dr. Robotnik. The music is a remixed version of "Final Fever", the final boss battle music from the Japanese and European version of Sonic CD (1993). In the HD version of Nights, the Christmas Nights content is playable after the game has been cleared once.
### Sequel
Sonic Team made a prototype Saturn sequel with the title Air Nights for the Saturn, and began development for the Dreamcast. In August 1999, Naka confirmed that a sequel was in development; by December 2000, however, it had been cancelled. Naka expressed reluctance to develop a sequel, but later said he was interested in using Nights into Dreams "to reinforce Sega's identity". Aside from a handheld electronic game released by Tiger Electronics and small minigames featured in several Sega games, no sequel was released for a Sega console.
A sequel, Nights: Journey of Dreams, was announced for the Wii in April 2007. It was first previewed on Portuguese publication Maxi Consolas, after the release of short reveals from the Official Nintendo Magazine and Game Reactor. It is a Wii exclusive, making use of the Wii Remote. The gameplay involves the use of various masks, and features a multiplayer mode for two players in addition to Nintendo Wi-Fi Connection online functions. Journey of Dreams was developed by Sega Studio USA, with Iizuka, one of the designers of the original game, serving as producer. It was released in Japan and the United States in December 2007, and in Europe and Australia in January 2008. In 2010, Iizuka said that he would be interested in making a third Nights into Dreams game.
## Reception
In Japan, Nights into Dreams was the best-selling Saturn game and the 21st best-selling game of 1996, with 392,383 copies sold. The PS2 version sold 6,828 units in Japan, bringing total Japanese sales to 399,211 units. In the US, Nights into Dreams was reported to sell out at several different retail outlooks.
Nights into Dreams received critical acclaim, holding an average score of 89 percent at GameRankings, based on an aggregate of nine reviews. Upon release, Computer and Video Games magazine called it "one of the most sensational video games EVER made!"
The graphics and flight mechanics were the most praised aspects. Tom Guise of Computer and Video Games said the flight system and freedom were captivating and that Nights into Dreams was the "perfect evolution" of a Sonic game. Scary Larry of GamePro said flying using the analogue joystick "is a breeze" and that the gameplay is fun, enjoyable, and impressive. He gave it a 4.5 out of 5 for graphics and a 5 out of 5 in every other category (sound, control, and FunFactor). Entertainment Weekly said its "graceful acrobatic stunts" offer "a more compelling sensation of soaring than most flight simulators". Edge praised the analogue controller and called the levels "well-designed and graphically unrivaled", but the reviewer expressed disappointment in the limited level count compared to Super Mario 64, and suggested that Nights seemed to prioritise technical achievements and Saturn selling points over gameplay with as clear a focus as Sonic. Martin Robinson from Eurogamer opined that the flight mechanics were a "giddy thrill". Colin Ferris from Game Revolution praised the graphics and speed as breathtaking and awe-inspiring, concluding that it offered the best qualities of the fifth-generation machines. GameFan praised the combination of "lush graphics, amazing music, and totally unique gameplay". Next Generation criticised the speed, saying that the only disappointing aspect was the way "it all rushes by so fast", but the magazine praised the two-player mode and the innovative method of grading the player once they completed a level. Electronic Gaming Monthly's four reviewers were impressed with both the technical aspects and style of the graphics, and said the levels are great fun to explore, though they expressed disappointment that the game was not genuinely 3D and said it did not surpass Super Mario 64.
Levi Buchanan from IGN believed that the console "was not built to handle Nights" due to the game occasionally clipping and warping, though he admitted that the graphics were "pretty darn good". A reviewer from Mean Machines Sega praised the vibrant colours and detailed textures, and described its animation as being "fluid as water". The reviewer also noted occasional pop-in and glitching. Rad Automatic from the British Sega Saturn Magazine praised the visuals and colour scheme as rich in both texture and detail, while suggesting that Nights into Dreams is "one of the most captivating games the Saturn has witnessed yet". Next Generation said the visuals were "beyond a doubt" the most fluid and satisfying for any game on any system. Upon release, the Japanese Sega Saturn Magazine wrote that Nights would have a significant impact on the video game industry, particularly the action game genre. The reviewer also said Nights felt better through with the analogue pad, in contrast to the conventional controller, and also praised the light and smooth feeling the analogue pad portrayed during gameplay.
Reviewers also praised the soundtrack and audio effects. Paul Davies from Computer and Video Games said Nights had "the best music ever"; in the same review, Tom Guise said it created a hypnotically magical atmosphere. Ferris said that the music and sound effects were that of a dream world, and asserted that they were fitting for a game like Nights into Dreams. IGN's Buchanan praised the soundtrack and that the sound effects "fit in perfectly with the dream universe".
Nights Into Dreams received the "Best Graphics" and "Best Programming" awards at the Japan Game Awards. In Electronic Gaming Monthly's "Best of '96" awards, it was a runner-up for Flying Game of the Year (behind Pilotwings 64), Nights was a runner-up for "coolest mascot" (behind Mario), and the Saturn analog controller, which the magazine called the "Nights Controller", won Best Peripheral. The following year EGM ranked it the 70th best console video game of all time, describing it as "unlike anything you've seen before ... a 2.5-D platform game without the platforms".
## Legacy
Nights into Dreams has appeared on several best-game-of-all-time lists. In a January 2000 poll by Computer and Video Games, readers named it the 15th greatest game, behind Super Mario 64. IGN ranked it the 94th best game of all time in 2007, and in 2008, Levi Buchanan ranked it fourth in his list of the top 10 Sega Saturn games. Next Generation ranked it the 25th best game in their September 1996 issue (one month before they actually reviewed the game, and roughly two months before it saw release outside Japan). 1UP ranked it third in its "Top Ten Cult Classics" list. In 2014, GamesRadar listed Nights into Dreams as the best Sega Saturn game of all time, saying it "tapped into a new kind of platform gameplay for its era". Naka said that the release of Nights was when Sonic Team was truly formed as a brand.
### Remakes
Sega released a remake of Nights into Dreams for the PlayStation 2 exclusively in Japan on 21 February 2008. It includes 16:9 wide screen support, an illustration gallery and features the ability to play the game in classic Saturn graphics. The game was also featured in a bundle named the Nightopia Dream Pack, which includes a reprint of a picture book that was released in Japan alongside the original Saturn game. A Nights into Dreams handheld electronic game was released by Tiger Electronics in 1997, and a port of it was later released for Tiger's unsuccessful R-Zone console.
A high definition remaster of the PlayStation 2 version was released for PlayStation Network and Xbox Live Arcade in October 2012. A Windows version was released via Steam on in December 2012, with online score leaderboards and the option to play with enhanced graphics or with the original Saturn graphics. The HD version also includes Christmas Nights, but the two-player mode and Sonic the Hedgehog level were removed.
### In other media
Claris and Elliot make a cameo appearance in Sonic Team's Burning Rangers (1998), with both Claris and Eliot sending the Rangers emails thanking them for their help. Nights into Dreams-themed pinball areas feature in Sonic Adventure (1998) and Sonic Pinball Party (2003), with soundtrack being featured in the latter game. The PlayStation 2 games EyeToy: Play (2003) and Sega SuperStars (2004) both feature minigames based on Nights into Dreams, in which Nights is controlled using the player's body. Nights is also an unlockable character in Sonic Riders (2006) and Sonic Riders: Zero Gravity (2008).
A minigame version of Nights into Dreams is playable through using the Nintendo GameCube – Game Boy Advance link cable connectivity with Phantasy Star Online Episode I & II (2000) and Billy Hatcher and the Giant Egg (2003). Following a successful fan campaign by a Nights into Dreams fansite, the character Nights was integrated into Sonic & Sega All-Stars Racing (2010) as a traffic guard. Nights and Reala also appear as playable characters in Sega Superstars Tennis (2008) and Sonic & All-Stars Racing Transformed (2012), the latter of which also features a Nights into Dreams-themed racetrack. The limited Deadly Six edition of Sonic Lost World (2013) features a Nights into Dreams-inspired stage, "Nightmare Zone", as downloadable content.
One of the developers of Skullgirls is a fan of the game, and cited Gillwing as an influence on a character design.
### Comics
In February 1998, Archie Comics adapted Nights into Dreams into a three-issue comic book miniseries to test whether a Nights comic would sell well in North America. The first miniseries was loosely based on the game, with Nights identified as male despite the character's androgynous design. The company later released a second three-issue miniseries, continuing the story of the first, but the series did not gain enough sales to warrant an ongoing series. It was later added to a list of guest franchises featured in Archie Comics' Worlds Unite crossover between its Sonic the Hedgehog and Mega Man comics.
|
9,583,651 |
The Basement Tapes
| 1,157,674,759 | null |
[
"1975 albums",
"Albums produced by Bob Dylan",
"Albums produced by Garth Hudson",
"Albums produced by Levon Helm",
"Albums produced by Richard Manuel",
"Albums produced by Rick Danko",
"Albums produced by Robbie Robertson",
"Bob Dylan albums",
"Bob Dylan compilation albums",
"Collaborative albums",
"Columbia Records albums",
"The Band albums"
] |
The Basement Tapes is the sixteenth album by American singer-songwriter Bob Dylan and his second with the Band. It was released on June 26, 1975, by Columbia Records. Two-thirds of the album's 24 tracks feature Dylan on lead vocals backed by the Band, and were recorded in 1967, eight years before the album's release, in the lapse between the recording and subsequent release of Blonde on Blonde and John Wesley Harding, during sessions that began at Dylan's house in Woodstock, New York, then moved to the basement of Big Pink. While most of these had appeared on bootleg albums, The Basement Tapes marked their first official release. The remaining eight songs, all previously unavailable, feature the Band without Dylan and were recorded between 1967 and 1975.
During his 1965–1966 world tour, Dylan was backed by the Hawks, a five-member rock group who would later become famous as the Band. After Dylan was injured in a motorcycle accident in July 1966, four members of the Hawks came to Dylan's home in the Woodstock area to collaborate with him on music and film projects. While Dylan was out of the public's eye during an extended period of recovery in 1967, he and the members of the Hawks recorded more than 100 tracks together, incorporating original compositions, contemporary covers, and traditional material. Dylan's new style of writing moved away from the urban sensibility and extended narratives that had characterized his most recent albums, Highway 61 Revisited and Blonde on Blonde, toward songs that were more intimate and which drew on many styles of traditional American music. While some of the basement songs are humorous, others dwell on nothingness, betrayal and a quest for salvation. In general, they possess a rootsy quality anticipating the Americana genre. For some critics, the songs on The Basement Tapes, which circulated widely in unofficial form, mounted a major stylistic challenge to rock music in the late sixties.
When Columbia Records prepared the album for official release in 1975, eight songs recorded solely by the Band—in various locations between 1967 and 1975—were added to 16 songs taped by Dylan and the Band in 1967. Overdubs were added in 1975 to songs from both categories. The Basement Tapes was critically acclaimed upon release, reaching number seven on the Billboard Top LPs & Tape album chart. Subsequently, the format of the 1975 album has led critics to question the omission of some of Dylan's best-known 1967 compositions and the inclusion of material by the Band that was not recorded in Woodstock.
## Background and recording
By July 1966, Bob Dylan was at the peak of both creative and commercial success. Highway 61 Revisited had reached number three on the US album chart in November 1965; the recently released double-LP Blonde on Blonde was widely acclaimed. From September 1965 to May 1966, Dylan embarked on an extensive tour across the US, Australia and Europe backed by the Hawks, a band that had formerly worked with rock and roll musician Ronnie Hawkins. The Hawks comprised four Canadian musicians—Rick Danko, Garth Hudson, Richard Manuel and Robbie Robertson—and one American, Levon Helm. Dylan's audiences reacted with hostility to the sound of their folk icon backed by a rock band. Dismayed by the negative reception, Helm quit the Hawks in November 1965 and drifted around the South, at one point working on an oil rig in the Gulf of Mexico. The tour culminated in a famously raucous concert in Manchester, England, in May 1966 when an audience member shouted "Judas!" at Dylan for allegedly betraying the cause of politically progressive folk music. Returning exhausted from the hectic schedule of his world tour, Dylan discovered that his manager, Albert Grossman, had arranged a further 63 concerts across the US that year.
### Motorcycle crash
On July 29, 1966, Dylan crashed his Triumph motorcycle near his home in Woodstock, New York, suffering cracked vertebrae and a mild concussion. The concerts he was scheduled to perform had to be cancelled. Biographer Clinton Heylin wrote in 1990 on the significance of the crash: "A quarter of a century on, Dylan's motorcycle accident is still viewed as the pivot of his career. As a sudden, abrupt moment when his wheel really did explode. The great irony is that 1967—the year after the accident—remains his most prolific year as a songwriter." In a 1969 Rolling Stone interview with Jann Wenner, Dylan said, "I had a dreadful motorcycle accident which put me away for a while, and I still didn't sense the importance of that accident till at least a year after that. I realized that it was a real accident. I mean I thought that I was just gonna get up and go back to doing what I was doing before ... but I couldn't do it anymore."
Dylan was rethinking the direction of his life while recovering from a sense of having been exploited. Nine months after the crash, he told New York Daily News reporter Michael Iachetta, "Songs are in my head like they always are. And they're not going to get written down until some things are evened up. Not until some people come forth and make up for some of the things that have happened." After discussing the crash with Dylan, biographer Robert Shelton concluded that he "was saying there must be another way of life for the pop star, in which he is in control, not they. He had to find ways of working to his own advantage with the recording industry. He had to come to terms with his one-time friend, longtime manager, part-time neighbor, and sometime landlord, Albert Grossman."
### Early recordings
Rick Danko recalled that he, Richard Manuel and Garth Hudson joined Robbie Robertson in West Saugerties, a few miles from Woodstock, in February 1967. The three of them moved into a house on Stoll Road nicknamed "Big Pink"; Robertson lived nearby with his future wife, Dominique. Danko and Manuel had been invited to Woodstock to collaborate with Dylan on a film he was editing, Eat the Document, a rarely seen account of Dylan's 1966 world tour. At some point between March and June 1967, Dylan and the four Hawks began a series of informal recording sessions, initially at the so-called Red Room of Dylan's house, Hi Lo Ha, in the Byrdcliffe area of Woodstock. In June, the recording sessions moved to the basement of Big Pink. Hudson set up a recording unit, using two stereo mixers and a tape recorder borrowed from Grossman, as well as a set of microphones on loan from folk trio Peter, Paul and Mary. Dylan would later tell Jann Wenner, "That's really the way to do a recording—in a peaceful, relaxed setting—in somebody's basement. With the windows open ... and a dog lying on the floor."
For the first couple of months, they were merely "killing time", according to Robertson, with many early sessions devoted to covers. "With the covers Bob was educating us a little", recalls Robertson. "The whole folkie thing was still very questionable to us—it wasn't the train we came in on. ... He'd come up with something like 'Royal Canal', and you'd say, 'This is so beautiful! The expression!' ... He remembered too much, remembered too many songs too well. He'd come over to Big Pink, or wherever we were, and pull out some old song—and he'd prepped for this. He'd practiced this, and then come out here, to show us." Songs recorded at the early sessions included material written or made popular by Johnny Cash, Ian & Sylvia, John Lee Hooker, Hank Williams and Eric Von Schmidt, as well as traditional songs and standards. Linking all the recordings, both new material and old, is the way in which Dylan re-engaged with traditional American music. Biographer Barney Hoskyns observed that both the seclusion of Woodstock and the discipline and sense of tradition in the Hawks' musicianship were just what Dylan needed after the "globe-trotting psychosis" of the 1965–66 tour.
### New compositions
Dylan began to write and record new material at the sessions. According to Hudson, "We were doing seven, eight, ten, sometimes fifteen songs a day. Some were old ballads and traditional songs ... but others Bob would make up as he went along. ... We'd play the melody, he'd sing a few words he'd written, and then make up some more, or else just mouth sounds or even syllables as he went along. It's a pretty good way to write songs." Danko told Dylan biographer Howard Sounes, "Bob and Robbie, they would come by every day, five to seven days a week, for seven to eight months." Hudson added, "It amazed me, Bob's writing ability. How he would come in, sit down at the typewriter, and write a song. And what was amazing was that almost every one of those songs was funny."
Dylan recorded around thirty new compositions with the Hawks, including some of the most celebrated songs of his career: "I Shall Be Released", "This Wheel's on Fire", "Quinn the Eskimo (The Mighty Quinn)", "Tears of Rage" and "You Ain't Goin' Nowhere". Two of these featured his lyrics set to music by members of the Band: Danko wrote the music of "This Wheel's on Fire"; Manuel, who composed "Tears of Rage", described how Dylan "came down to the basement with a piece of typewritten paper ... and he just said, 'Have you got any music for this?' ... I had a couple of musical movements that fit ... so I just elaborated a bit, because I wasn't sure what the lyrics meant. I couldn't run upstairs and say, 'What's this mean, Bob: "Now the heart is filled with gold as if it was a purse"?'"
One of the qualities of The Basement Tapes that sets it apart from contemporaneous works is its simple, down-to-earth sound. The songs were recorded in mid-1967, the "Summer of Love" that produced the Beatles' Sgt. Pepper's Lonely Hearts Club Band, their most technically elaborate album. In a 1978 interview, Dylan reflected on the period: "I didn't know how to record the way other people were recording, and I didn't want to. The Beatles had just released Sgt. Pepper which I didn't like at all. I thought that was a very indulgent album, though the songs on it were real good. I didn't think all that production was necessary." Of the sound and atmosphere of the basement recordings, Barney Hoskyns wrote that "Big Pink itself determined the nature of this homemade brew." "One of the things is that if you played loud in the basement, it was really annoying, because it was a cement-walled room", recalled Robertson. "So we played in a little huddle: if you couldn't hear the singing, you were playing too loud."
Mike Marqusee describes how the basement recordings represented a radical change of direction for Dylan, who turned his back on his reputation for importing avant-garde ideas into popular culture: "At the very moment when avant-gardism was sweeping through new cultural corridors, Dylan decided to dismount. The dandified, aggressively modern surface was replaced by a self-consciously unassuming and traditional garb. The giddiness embodied, celebrated, dissected in the songs of the mid-sixties had left him exhausted. He sought safety in a retreat to the countryside that was also a retreat in time, or more precisely, a search for timelessness."
Dylan had married Sara Lownds in November 1965. By the time the basement sessions started in Big Pink around June 1967, he had two children: Maria (Sara's daughter from her first marriage) and Jesse Dylan. Anna Dylan was born on July 11, 1967. Both Heylin and biographer Sid Griffin suggest that recording had to move from Dylan's home to Big Pink when it became clear that the sessions were getting in the way of family life. Domesticity was the context of The Basement Tapes, as Hudson said in The Last Waltz: "Chopping wood and hitting your thumb with a hammer, fixing the tape recorder or the screen door, wandering off into the woods with Hamlet [the dog Dylan shared with the Band] ... it was relaxed and low-key, which was something we hadn't enjoyed since we were children." Several Basement Tapes songs, such as "Clothes Line Saga" and "Apple Suckling Tree", celebrate the domestic aspects of the rural lifestyle.
The intense collaboration between Dylan and the Hawks that produced the basement recordings came to an end in October 1967 when Dylan relocated to Nashville to record a formal studio album, John Wesley Harding, with a different crew of accompanying musicians. The same month, drummer Levon Helm rejoined his former bandmates in Woodstock, after he received a phone call from Danko informing him that they were getting ready to record as a group. In his autobiography, Helm recalled how he listened to the recordings the Hawks had made with Dylan and remembered that he "could tell that hanging out with the boys had helped Bob to find a connection with things we were interested in: blues, rockabilly, R&B. They had rubbed off on him a little."
## Dwarf Music demos and Great White Wonder
Dylan referred to commercial pressures behind the basement recordings in a 1969 interview with Rolling Stone: "They weren't demos for myself, they were demos of the songs. I was being PUSHED again into coming up with some songs. You know how those things go." In October 1967, a fourteen-song demo tape was copyrighted and the compositions were registered with Dwarf Music, a publishing company jointly owned by Dylan and Grossman. Acetates and tapes of the songs then circulated among interested recording artists.
Peter, Paul and Mary, managed by Grossman, had the first hit with a basement composition when their cover of "Too Much of Nothing" reached number 35 on the Billboard chart in late 1967. Ian & Sylvia, also managed by Grossman, recorded "Tears of Rage", "Quinn the Eskimo" and "This Wheel's on Fire". In January 1968, Manfred Mann reached number one on the UK singles chart with their recording of "The Mighty Quinn". In April, "This Wheel's on Fire", recorded by Julie Driscoll, Brian Auger and the Trinity, hit number five on the UK chart. That same month, a version of "You Ain't Goin' Nowhere" by The Byrds was issued as a single. Along with "Nothing Was Delivered", it appeared on their country-rock album Sweetheart of the Rodeo, released in August. The Hawks, officially renamed the Band, recorded "This Wheel's on Fire", "I Shall Be Released" and "Tears of Rage" for their debut album, Music from Big Pink, released in July 1968. Fairport Convention covered "Million Dollar Bash" on their 1969 album Unhalfbricking.
As tapes of Dylan's recordings circulated in the music industry, journalists became aware of their existence. In June 1968, Jann Wenner wrote a front-page Rolling Stone story headlined "Dylan's Basement Tape Should Be Released". Wenner listened to the fourteen-song demo and reported, "There is enough material—most all of it very good—to make an entirely new Bob Dylan album, a record with a distinct style of its own." He concluded, "Even though Dylan used one of the finest rock and roll bands ever assembled on the Highway 61 album, here he works with his own band for the first time. Dylan brings that instinctual feel for rock and roll to his voice for the first time. If this were ever to be released it would be a classic."
Reporting such as this whetted the appetites of Dylan fans. In July 1969, the first rock bootleg appeared in California, entitled Great White Wonder. The double album consisted of seven songs from the Woodstock basement sessions, plus some early recordings Dylan had made in Minneapolis in December 1961 and one track recorded from The Johnny Cash Show. One of those responsible for the bootleg, identified only as Patrick, talked to Rolling Stone: "Dylan is a heavy talent and he's got all those songs nobody's ever heard. We thought we'd take it upon ourselves to make this music available." The process of bootlegging Dylan's work would eventually see the illegal release of hundreds of live and studio recordings, and lead the Recording Industry Association of America to describe Dylan as the most bootlegged artist in the history of the music industry.
## Columbia Records compilation
In January 1975, Dylan unexpectedly gave permission for the release of a selection of the basement recordings, perhaps because he and Grossman had resolved their legal dispute over the Dwarf Music copyrights on his songs. Clinton Heylin argues that Dylan was able to consent following the critical and commercial success of his album Blood on the Tracks, released that same month: "After Blood on the Tracks, The Basement Tapes no longer had the status of a final reminder of Dylan's lost genius". In 1975, as well, the Band purchased Shangri-La ranch in Malibu, California, which they transformed into their recording studio.
Engineer Rob Fraboni was brought to Shangri-La to clean up the recordings still in the possession of Hudson, the original engineer. Fraboni had worked on Dylan's Planet Waves album, with backing by the Band, and the live Dylan–Band album Before the Flood, both released in 1974. Fraboni has described Robertson as the dominant voice in selecting the final tracks for The Basement Tapes and reported that Dylan was not in the studio very often. The stereo recordings made by Hudson were remixed to mono, while Robertson and other members of the Band overdubbed new keyboard, guitar, and drum parts onto some of the 1967 Woodstock recordings. According to Fraboni, four new songs by the Band were also recorded in preparation for the album's official release, one of which, a cover of Chuck Berry's "Going Back to Memphis", did not end up being included. There is disagreement about the recording date of the other three songs: "Bessie Smith", "Ain't No More Cane" and "Don't Ya Tell Henry". While Fraboni has recalled that the Band taped them in 1975, the liner notes for the reissued versions of the Band's own albums state that these songs were recorded between 1967 and 1970. Ultimately, eight of the twenty-four songs on The Basement Tapes did not feature Dylan, several of the studio outtakes postdating the sessions at Big Pink. In justifying their inclusion, Robertson explained that he, Hudson and Dylan did not have access to all the basement recordings: "We had access to some of the songs. Some of these things came under the heading of 'homemade' which meant a Basement Tape to us." Robertson has suggested that the Basement Tapes are, for him, "a process, a homemade feel" and so could include recordings from a wide variety of sources. "The idea," he said, "was to record some demos for other people. They were never intended to be a record, never meant to be presented. It was somewhat annoying that the songs were bootlegged. The album was finally released in the spirit of 'well, if this is going to be documented, let's at least make it good quality.'"
### Track listing
For a comprehensive list of the 1967 Basement Tapes session recordings, see List of Basement Tapes songs. See also List of Basement Tapes songs (1975).
Note: The cassette version includes LP sides 1 and 2 on side 1, and LP sides 4 and 3 (in that order) on side 2.
### Personnel
- Bob Dylan – acoustic guitar, piano, vocals
- Rick Danko – bass guitar, mandolin, backing vocals
- Levon Helm – drums, mandolin, bass guitar, vocals
- Garth Hudson – Lowrey organ, clavinet, accordion, tenor saxophone, piano
- Richard Manuel – piano, drums, harmonica, vocals
- Robbie Robertson – electric guitar, acoustic guitar, drums, backing vocals
### Cover art
The art director/design consultant credited on the 1975 album was Bob Cato. The cover photograph for the 1975 album was taken by designer and photographer Reid Miles in the basement of a Los Angeles YMCA. It poses Dylan and the Band alongside characters suggested by the songs: a woman in a Mrs. Henry T-shirt, an Eskimo, a circus strongman and a dwarf who has been identified as Angelo Rossitto. Robertson wears a blue Mao-style suit, and Manuel wears an RAF flight lieutenant uniform. Michael Gray has identified musicians David Blue and Neil Young in the photograph. The identification of Young has been disputed by Bill Scheele who has written that Young was not present. Bill Scheele and his brother John Scheele worked with the Band from 1969 until 1976 and were present in the cover photo. Some photos by John Scheele of the 1975 Hollywood YMCA photo shoot were included in the book accompanying the 2014 release The Bootleg Series Vol. 11: The Basement Tapes Complete
### Reception and sales
Columbia Records released The Basement Tapes on June 26, 1975. The album peaked at number seven on the Billboard Top LPs & Tape chart, and reached number eight in the UK. It was acclaimed by critics. John Rockwell of The New York Times hailed it as "one of the greatest albums in the history of American popular music." Rolling Stone's Paul Nelson called its contents "the hardest, toughest, sweetest, saddest, funniest, wisest songs I know". The review in The Washington Post declared, "He may perplex, irritate, and disappoint, but Dylan has to rank as the single greatest artist modern American pop music has produced." The Basement Tapes topped the Voice's Pazz & Jop Critics Poll. Robert Christgau, the poll's creator and supervisor, said the recordings sounded richer and stranger in 1975 than when they were made and concluded, "We don't have to bow our heads in shame because this is the best album of 1975. It would have been the best album of 1967, too."
## Criticism of 1975 album
Criticism of the 1975 official release of The Basement Tapes has centered on two issues: the recordings by the Band on their own, and the selection of the Dylan songs. In his book about the basement sessions, Greil Marcus describes the album's contents as "sixteen basement recordings plus eight Band demos". Critic Michael Gray writes of the album, "The interspersed tracks by the Band alone merely disrupt the unity of Dylan material, much more of which should have been included. Key songs missing here include 'I Shall Be Released' and 'The Mighty Quinn'". Heylin similarly argues that compiler Robbie Robertson did Dylan fans "a major disservice" by omitting those two songs as well as "I'm Not There" and "Sign On The Cross". He writes, "The album as released hardly gave a real idea of what they had been doing in Woodstock. Not even the two traditional songs pulled to the master reels—'Young But Daily Growin' and 'The Banks Of The Royal Canal'—made the final twenty-four cuts." Sasha Frere-Jones of The New Yorker, on the other hand, said of the 1975 release that, in comparison to the complete recordings released in 2011, "Robertson, with some exceptions, knew which the good songs were" and was right to clean up the recordings.
The authenticity of the 1975 album was questioned by a reviewer of the remastered version of the Band's Music from Big Pink, issued in 2000. Dave Hopkins noted that "Katie's Been Gone", which appears as a bonus track on the Big Pink reissue, is the same recording that appeared on The Basement Tapes, but now "in stereo and with improved sound quality beyond what the remastering process alone would provide". Hopkins declared, "The cat's out of the bag: 'Katie' and the other Band-only tracks on The Basement Tapes must have been intentionally muddied in the studio in 1975 so that they would fit better alongside the Dylan material recorded in the basement with a home reel-to-reel." Heylin also takes exception to Robertson's passing off the Band's songs as originating from the basement sessions. By including eight Band recordings to Dylan's sixteen, he says, "Robertson sought to imply that the alliance between Dylan and the Band was far more equal than it was: 'Hey, we were writing all these songs, doing our own thing, oh and Bob would sometimes come around and we'd swap a few tunes.'" Heylin asserts that "though revealing in their own right, the Band tracks only pollute the official set and reduce its stature."
Barney Hoskyns describes "Heylin's objections [as] the academic ones of a touchy Dylanologist: The Basement Tapes still contained some of the greatest music either Dylan or the Band ever recorded." Sid Griffin similarly defends the inclusion of the Band's songs: "'Ain't No More Cane' may be included under false pretenses, but it is stirring stuff. ... And while a Dylan fan might understandably grumble that he wanted to hear another Bob song, a fan equally versed and interested more generally in late 20th-century American music would only smile and thank the Good Lord for the gift of this song." Of the Band's version of "Don't Ya Tell Henry", he writes, "True, the argument could be made that Robertson was way outside his brief in including this on the two-LP set, as this wasn't from Woodstock or '67, and has no Dylan on it. ... But it is a song from The Basement Tapes era and it swings like a randy sailor on shore leave in a bisexual bar. So give Robbie a break."
By 1975, Dylan showed scant interest in the discographical minutiae of the recordings. Interviewed on the radio by Mary Travers, he recalled, "We were all up there sorta drying out ... making music and watching time go by. So, in the meantime, we made this record. Actually, it wasn't a record, it was just songs which we'd come to this basement and recorded. Out in the woods ..." Heylin has commented that Dylan seemed to "dismiss the work as unfinished therapy".
## Themes
Although The Basement Tapes reached the public in an unorthodox manner, officially released eight years after the songs were recorded, critics have assigned them an important place in Dylan's development. Michael Gray writes, "The core Dylan songs from these sessions actually do form a clear link between ... two utterly different albums. They evince the same highly serious, precarious quest for a personal and universal salvation which marked out the John Wesley Harding collection—yet they are soaked in the same blocked confusion and turmoil as Blonde on Blonde. 'Tears of Rage', for example, is an exact halfway house between, say, 'One of Us Must Know (Sooner or Later)' and 'I Dreamed I Saw St. Augustine'".
Singer-songwriter David Gray commented that the great achievement of The Basement Tapes is that Dylan found a way out of the anguish and verbal complexity that had characterized his mid-sixties albums such as Blonde on Blonde: "It's the sound of Dylan letting his guard down. 'Clothes Line Saga' and all those ridiculous songs, he's obviously just making it all up, they were having such a great time. The sound of the Band is so antiquated like something out of the Gold Rush and Dylan fits in because he's this storyteller with an ancient heart. At the time everything he did was so scrutinized, yet somehow he liberated himself from all that and enjoyed making music again. You hear an unselfconscious quality on this record which you don't ever hear again." "He mocks his own inertia and impotence", writes critic Mike Marqusee, "but with a much gentler touch than in Blonde on Blonde. In place of that album's strangled urgency, Dylan adopts a laconic humor, a deadpan tone that speaks of resignation and self-preservation in the face of absurdity and betrayal."
Robert Shelton has argued that The Basement Tapes revolves around two sets of themes. One group of songs is "tinctured with the search for salvation": "I Shall Be Released" (on the demo, but not on the album), "Too Much of Nothing", "Nothing Was Delivered", "This Wheel's On Fire", "Tears of Rage" and "Goin' To Acapulco". "'Nothing' and 'nowhere' perplex and nag" in these songs, he writes. "The 'nothing' echoes the artist's dilemma: death versus life, vacuum versus harvest, isolation versus people, silence versus sound, the void versus the life-impulse." A second group, comprising "songs of joy, signaling some form of deliverance", includes most of the remaining songs in the collection.
In his sleeve notes for the 1975 release of The Basement Tapes, Greil Marcus wrote, "What was taking place as Dylan and the Band fiddled with the tunes, was less a style than a spirit—a spirit that had to do with a delight in friendship and invention." He compared the songs to fabled works of American music: "The Basement Tapes are a testing and a discovery of roots and memory ... they are no more likely to fade than Elvis Presley's 'Mystery Train' or Robert Johnson's 'Love In Vain.'"
In 1997, after listening to more than 100 basement recordings issued on various bootlegs, Marcus extended these insights into a book-length study, Invisible Republic (reissued in 2001 under the title The Old, Weird America). In it, he quotes Robertson's memory of the recording: "[Dylan] would pull these songs out of nowhere. We didn't know if he wrote them or if he remembered them. When he sang them, you couldn't tell." Marcus calls the songs "palavers with a community of ghosts. ... These ghosts were not abstractions. As native sons and daughters they were a community. And they were once gathered in a single place: on the Anthology of American Folk Music". A collection of blues and country music recorded in the 1920s and 1930s, the Anthology—compiled by Harry Smith and originally released by Folkways Records in 1952—was a major influence on the folk music revival of the 1950s and the 1960s. Marcus suggests that Dylan's Basement Tapes shared with Smith's Anthology a sense of alchemy, "and in the alchemy is an undiscovered country".
## Legacy
While removed from the public's gaze, Dylan and the Band made music very different from the recordings of other major artists. Andy Gill writes, "Musically, the songs were completely at odds with what was going on in the rest of the pop world, which during the long, hot summer of 1967 was celebrating the birth of the hippie movement with a gaudy explosion of 'psychedelic' music—mostly facile paeans to universal love draped in interminable guitar solos." Patrick Humphries itemizes the ways in which Dylan's songs dissented from the dominant ethos of rock culture: "While the rock world vented its spleen on parents and leaders, Dylan was singing privately about parental fidelity. While George Harrison was testifying that life went on within and without you, Dylan was taking his potatoes down to be mashed. While Mick Jagger was 2,000 light years from home, Dylan was strapping himself to a tree with roots."
This aspect of the basement recordings became obvious when Dylan chose to record his next album, John Wesley Harding, in Nashville in late 1967. The songs on that record, according to Howard Sounes, revealed the influence of Dylan's daily reading of both the Bible and the Hank Williams songbook. And its sound came as a shock to other rock musicians. As producer Bob Johnston recalled, "Every artist in the world was in the studio trying to make the biggest-sounding record they possibly could. So what does [Dylan] do? He comes to Nashville and tells me he wants to record with a bass, drum and guitar." Dylan summed up the gap: "At that time psychedelic rock was overtaking the universe and we were singing these homespun ballads."
When the Band began work on their debut album, Music from Big Pink, in a New York studio in January 1968, they employed a recording technique similar to the one they had become familiar with during The Basement Tapes sessions. As Robertson described it, "We used the same kind of mike on everything. A bit of an anti-studio approach. And we realized what was comfortable to us was turning wherever we were into a studio. Like the Big Pink technique." That technique influenced groups including the Beatles, writes Griffin, who calls their Twickenham Get Back sessions in early 1969 an effort to record "in the honest, live, no frills, no overdubs, down home way that the Hawks/Band did for The Basement Tapes".
"Listening to The Basement Tapes now, it seems to be the beginning of what is called Americana or alt.country," wrote Billy Bragg. "The thing about alt.country which makes it 'alt' is that it is not polished. It is not rehearsed or slick. Neither are The Basement Tapes. Remember that The Basement Tapes holds a certain cultural weight which is timeless—and the best Americana does that as well." The songs' influence has been detected by critics in many subsequent acts. Stuart Bailie wrote, "If rock'n'roll is the sound of a party in session, The Basement Tapes were the morning after: bleary, and a bit rueful but dashed with emotional potency. Countless acts—Mercury Rev, Cowboy Junkies, Wilco, the Waterboys—have since tried to get back to that place."
For Elvis Costello, The Basement Tapes "sound like they were made in a cardboard box. I think [Dylan] was trying to write songs that sounded like he'd just found them under a stone. As if they sound like real folk songs—because if you go back into the folk tradition, you will find songs as dark and as deep as these."
In 2003, Rolling Stone magazine ranked The Basement Tapes number 291 on its list of the 500 greatest albums of all time, number 292 in a 2012 revised list, and number 335 in the magazine's 2020 list. In a special issue devoted to Dylan's work, Q magazine awarded the record five stars, its highest rating, commenting that "Dylan's work is by turns haunting, hilarious and puzzling—and all of it taps into centuries of American song".
Hip hop group Public Enemy referenced the album in their 2007 Dylan tribute song "Long and Whining Road": "From basement tapes, beyond them dollars and cents / Changing of the guards spent, now where the hell the majors went?"
## Other released Basement Tape songs
Between 1985 and 2013, Columbia issued five additional 1967 recordings by Dylan from Big Pink: take 2 of "Quinn the Eskimo (The Mighty Quinn)" on Biograph in 1985, "I Shall Be Released" and "Santa-Fe" on The Bootleg Series Volumes 1–3 (Rare & Unreleased) 1961–1991 in 1991, "I'm Not There (1956)" on the I'm Not There soundtrack in 2007, and "Minstrel Boy" on The Bootleg Series Vol. 10 – Another Self Portrait (1969–1971) in 2013. In the early 1970s, Dylan released new recordings of five compositions from The Basement Tape era: live performances of "Minstrel Boy" and "Quinn the Eskimo" from the Isle of Wight Festival on August 31, 1969, appeared on Self Portrait, and October 1971 recordings with Happy Traum of "You Ain't Goin' Nowhere", "I Shall Be Released" and "Down in the Flood" appeared on Bob Dylan's Greatest Hits Vol. II.
In 2005, the Band compilation A Musical History was released, which includes the 1967 Woodstock Band recordings "Words and Numbers", "You Don't Come Through", "Caledonia Mission", "Ferdinand the Imposter" and "Will the Circle Be Unbroken". In 1968, the Band re-recorded "This Wheel's on Fire", "Tears of Rage", "I Shall Be Released" and "Caledonia Mission" in studios in New York and Los Angeles for Music From Big Pink. Versions of other Band Basement Tape compositions, recorded in various locations between 1967 and possibly 1975, appear on Across the Great Divide and A Musical History, and as bonus tracks on the 2000 reissues of Music From Big Pink and Cahoots. Live versions by the Band of various Basement Tapes songs have also been issued: "I Shall Be Released" on Before the Flood; "Caledonia Mission" and "This Wheel's On Fire" on Rock of Ages, with "I Shall Be Released", "Down in the Flood" and "Don't Ya Tell Henry" appearing on the album's 2001 reissue; "I Shall Be Released" on The Last Waltz and "This Wheel's On Fire" on the 2002 box set release of the album; "I Shall Be Released" and "Don't Ya Tell Henry" on Live at Watkins Glen; and "Ain't No Cane on the Brazos" recorded live at the Woodstock Festival in August 1969, on Across the Great Divide.
On March 31, 2009, Legacy Records issued a remastered version of the original 1975 Basement Tapes double album, which critics praised for its improved sound quality. According to reviewer Scott Hreha, there was "something about the remastering that makes it feel more like an official album—the earlier CD version’s weak fidelity unfairly emphasized the 'basement' nature of the recordings, where it now possesses a clarity that belies its humble and informal origins."
In the early 1990s, a virtually complete collection of all of Dylan's 1967 recordings in Woodstock was released on a bootleg five-CD set, The Genuine Basement Tapes. The collection, which contains over 100 songs and alternate takes, was later remastered and issued as the four-CD bootleg A Tree With Roots. On November 4, 2014, Columbia/Legacy issued The Bootleg Series Vol. 11: The Basement Tapes Complete, an official 6-CD box set containing 139 tracks which comprises nearly all of Dylan's basement recordings, including 30 never-bootlegged tracks. A companion 2-CD set containing highlights from the recordings, The Basement Tapes Raw, was also released.
## See also
- Lost on the River: The New Basement Tapes
- The Bootleg Series Vol. 11: The Basement Tapes Complete
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Knap Hill
| 1,154,417,649 |
Earthwork in Wiltshire, England
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[
"Archaeological sites in Wiltshire",
"Buildings and structures in Wiltshire",
"Causewayed enclosures",
"Hills of Wiltshire",
"Scheduled monuments in Wiltshire",
"Stone Age sites in Wiltshire",
"Tourist attractions in Wiltshire"
] |
Knap Hill lies on the northern rim of the Vale of Pewsey, in northern Wiltshire, England, about a mile (1.6 km) north of the village of Alton Priors. At the top of the hill is a causewayed enclosure, a form of Neolithic earthwork that was constructed in England from about 3700 BC onwards, characterized by the full or partial enclosure of an area with ditches that are interrupted by gaps, or causeways. Their purpose is not known: they may have been settlements, or meeting places, or ritual sites of some kind. The site has been scheduled as an ancient monument.
Knap Hill is notable as the first causewayed enclosure to be excavated and identified. In 1908 and 1909, Benjamin and Maud Cunnington spent two summers investigating the site, and Maud published two reports of their work, noting that there were several gaps in the ditch and bank surrounding the enclosure. In the late 1920s, after the excavation of Windmill Hill and other sites, it became apparent that causewayed enclosures were a characteristic monument of the Neolithic period. About a thousand causewayed enclosures have now been found in Europe, including around seventy in Britain.
This site was excavated again in 1961 by Graham Connah, who kept thorough stratigraphic documentation. In 2011, the Gathering Time project published an analysis of radiocarbon dates which included several new dates from Connah's finds. It concluded that there was a 91% chance that the Knap Hill enclosure was constructed between 3530 and 3375 BC.
Two barrows lay within the Neolithic enclosure, and at least one more outside it. The hilltop also contains the remains of a Romano-British settlement on an adjoining smaller area called the plateau enclosure, along with some evidence of occupation in the 17th century. An Anglo-Saxon sword was found in the smaller enclosure, and there is evidence of an intense fire in the same area, which implies a violent end to the Romano-British occupation of the hilltop.
## Background
The main archaeological site at Knap Hill is a causewayed enclosure, a form of earthwork which began to be constructed in England in the early Neolithic, from about 3700 BC. (Both the causewayed enclosure and the hill itself are referred to as Knap Hill.) Causewayed enclosures are areas that are fully or partially enclosed by segmented ditches (that is, ditches interrupted by gaps, or causeways, of unexcavated ground), often with earthworks and palisades in some combination. How these enclosures were used has long been a matter of debate, and researchers have made many suggestions. They were previously known as "causewayed camps", since it was thought they were used as settlements: early investigators suggested that the inhabitants lived in the ditches, but this idea was later abandoned in favour of believing that any settlement was within the enclosure boundaries.
In a 1912 report on an excavation at Knap Hill, it was assumed that the ramparts were a form of defence. The causeways were difficult to explain in military terms, though it was suggested they could have been sally ports for defenders to emerge from and attack a besieging force; evidence of attacks at some sites provided support for the idea that the enclosures were fortified settlements. They may have been seasonal meeting places, used for trading cattle or other goods such as pottery, and if they were a focus for the local people, they may have been evidence of a local hierarchy with a tribal chief. There is also evidence that they played a role in funeral rites: material such as food, pottery, and human remains were deliberately deposited in the ditches. They were constructed in a short time, which implies significant organization since substantial labour would have been required, for clearing the land, preparing trees for use as posts or palisades, and digging the ditches.
In 1930, the archaeologist Cecil Curwen identified sixteen sites that were definitely or probably Neolithic causewayed enclosures. Excavations at five of these had already confirmed them as Neolithic, and another four of Curwen's sites are now agreed to be Neolithic. A few more were found over the succeeding decades, and the list of known sites was significantly expanded with the use of aerial photography in the 1960s and early 1970s.
The earlier sites were mostly found on chalk uplands, but many of the ones discovered from the air were on lower-lying ground. Over seventy are known in the British Isles, and they are one of the most common types of early Neolithic site in western Europe, with about a thousand known in all. They began to appear at different times in different parts of Europe: the dates range from before 4000 BC for such sites in northern France, to shortly before 3000 BC in northern Germany, Denmark and Poland. The enclosures in southern Britain and Ireland began to appear not long before 3700 BC, and continued to be built for at least 200 years. In a few cases, enclosures that had already been built continued to be used as late as 3300 to 3200 BC.
## Site
Knap Hill is in Wiltshire, about a mile (1.6 km) north of the village of Alton Priors. It is part of the chalk hills that form the northern rim of the Vale of Pewsey, and is flanked by Golden Ball Hill to the east, and Walker Hill to the west. Golden Ball Hill has traces of Mesolithic activity, and two other Neolithic sites are nearby: Adam's Grave, a chambered long barrow on Walker Hill, and Rybury, a causewayed enclosure, two miles (3.2 km) further west. The south side of the hill is the steepest, with more gradual slopes to the north and west. A narrow neck of land connects it to Golden Ball Hill to the east. At one time there were two round barrows inside the enclosure; one of these was destroyed in the 19th century by flint diggers. A third barrow lies just outside the causewayed enclosure, to the south-west, and a fourth barrow may also have existed to the south, though the records that refer to it may be a confused reference to the third barrow.
The Neolithic causewayed enclosure on the top of Knap Hill consists of a ditch, and a bank inside it, that run along the north-western edge of the hilltop and extend partway down the south-western and north-eastern sides, with some of the bank extending past the ditch at the north-eastern edge. Both the ditch and the bank were built in seven segments, with six gaps, or causeways, between the segments. Another short ditch at the eastern corner of the hill was divided into two sections, but no ditch or bank has yet been found along the southern edge of the hilltop. Knap Hill is unusual in that the gaps in the ditch correspond exactly to those in the bank; in most sites, there were at least three times as many gaps in the ditch as in the bank. The area of the enclosure is about 2.4 hectares (5.9 acres).
To the north-east of the enclosure lies a smaller archaeological site known as the plateau enclosure, which dates from before and during the Romano-British occupation. The plateau enclosure was also occupied in the 1600s, perhaps by shepherds. A bank, with a ditch on either side, runs from the south-eastern corner of the causewayed enclosure down the hill, which is too steep for this to have been a pathway. Similarly, from one of the causeways on the north-western edge, a bank runs down the hill, this time with only one parallel ditch. Both were probably boundary ditches.
Knap Hill is an example of an upland-oriented enclosure: it is on a prominent hill, which makes it a dramatic location when viewed from the south, but the land on which the enclosure is constructed tilts towards the upland to the north of the hill. Several other upland enclosures are similarly situated, and this is probably not by chance. Whitesheet Hill, Combe Hill and Rybury are other examples of enclosures that are hard to identify when seen from the lower ground below them, but which are much more visible viewed from the neighbouring uplands. The archaeologist Roger Mercer considered Knap Hill to be "the most striking of all causewayed enclosures", and recommended viewing it from the road to the west that runs from Marlborough to Alton Priors. The site has been scheduled as an ancient monument.
## Antiquarian and archaeological investigations
Knap Hill was first mentioned as being of antiquarian interest in 1680, by John Aubrey, who described it as "a small Roman camp above Alton". Richard Colt Hoare mentioned Knap Hill early in the 19th century, noting "two small barrows, and another on the outside".
### John Thurnam, 1850s
John Thurnam investigated the barrows between 1853 and 1857, but found the easternmost of the two barrows within the enclosure had been destroyed by flint diggers, with no trace left. The western barrow was about two feet (60 cm) high, with a small ditch around it. Near the top of the barrow Thurnam found animal bones, which he described as "of a sheep and perhaps other ruminants", and commented in his account that this was consistent with other barrows in Wiltshire, which often contained animal bones near the surface of the barrow. He speculated that they were probably from a sacrifice or feast over the graves. Under the middle of the barrow was a circular hole dug into the chalk, two feet (60 cm) deep and two feet (60 cm) across. It was almost full of ashes and burnt bones. The barrow outside the enclosure, which lay to the south-west, was about high and Thurnam found nothing there but some animal bones near the surface.
### Benjamin and Maud Cunnington, 1908–1909
The Neolithic enclosure was first excavated by Maud and Benjamin Cunnington, in the summers of 1908 and 1909. The first summer's investigation revealed the segmented nature of the earthworks, and led to the publication of a short note by Maud Cunnington in the journal Man in 1909, in which she asked readers of the journal to suggest explanations:
> Recent excavations [at] Knap Hill Camp in Wiltshire revealed a feature which, if intentional, appears to be a method of defence hitherto unobserved in prehistoric fortifications in Britain... There are six openings or gaps through the rampart. It was thought at first that ... some of these gaps were due to cattle tracks, or possibly had been made for agricultural purposes... Excavations clearly showed that none of these gaps in the rampart are the result of wear or of any accidental circumstance, but that they are actually part of the original construction of the camp... Outside of, and corresponding to, each gap the ditch was never dug; that is to say, a solid gangway or causeway of unexcavated ground has been left in each case... Given the need for an entrenchment at all, it seems at first sight inexplicable why these frequent openings should have been left, when apparently they so weaken the whole construction... It has been suggested ... that the work of fortifications was never finished, [but there is] considerable evidence in favour of these causeways being an intentional feature of the original design of the camp... The possible use which the gangways may have served is put forward with all diffidence, and any suggestion on the subject would be welcomed.
This was the first time that causewayed ditches had been identified, though earlier excavations had taken place at sites now known to be causewayed enclosures. By the time the second summer's work had been completed, every causeway had been excavated sufficiently to prove that the ditches ended where they appeared to from what could be seen of them above ground.
Maud Cunnington described the excavation in a 1912 paper. She and Benjamin excavated a 54 feet (16 m) long stretch of one of the ditches, and discovered that the width and depth varied greatly, from seven feet (2.1 m) deep and ten feet (3.0 m) wide at the bottom at the west end of the section, to eight feet (2.4 m) deep and only eighteen inches (0.46 m) wide at the bottom at the east end. They also made cuttings along the southern edge of the hilltop to determine if a ditch existed there which was no longer visible on the surface, and found two short ditch sections at the eastern corner (marked S–S on the plan).
Most of the relics obtained from the ditches were found in clusters, and were usually within of the bottom; they included some sherds of pottery, flint flakes and burnt flints, fragments of animal bones, and pieces of sarsen stone. The only human bone found was a small jaw bone with worn teeth. The pottery was coarse, with flint inclusions, and was found associated with flint flakes, leading Maud Cunnington to suggest that the people who used the pottery may have been Neolithic, though she concluded that the inability to tell undecorated pottery of the Bronze Age and Neolithic periods apart meant that it was not possible to confidently assign a period. The Cunningtons found several flint-knapping clusters, including one group of seventy-two flint chips six feet (1.8 m) deep in the ditch.
The discovery of a second enclosure, to the north-east of the original target of their excavation, complicated the Cunningtons' work. To distinguish it from the "Old Camp", the new enclosure was labelled the "Plateau Enclosure" in Maud Cunnington's published paper. It was clear to Cunnington that the plateau enclosure was much more recent than the old enclosure, since the plateau enclosure's south-western ditch was dug through the old enclosure's ditch, which had silted up almost completely by that time. Cunnington considered the plateau enclosure to have been constructed no earlier than the early Iron Age. The ditch and low rampart that surrounded the enclosure were mostly undetectable on the surface; the Cunningtons cut sections around the perimeter at intervals to confirm their path.
A gap was also found in the plateau enclosure ditch at the south-western edge, where it overlapped with the old enclosure, but Cunnington could not tell what the gap was for—an entrance was implausible as the bank was very steep at that point. The pottery found in the plateau ditch and bank was of much better quality than the coarse Neolithic pottery associated with the old enclosure: it included bead-rim pottery which Cunnington dated to just before, or during the early years of, the Roman occupation.
Within the plateau enclosure was a long bank, running from south-west to north-east, with a circular mound at the north-eastern end. The Cunningtons found pottery sherds in the long bank that Maud Cunnington dated to Roman times. They also found in the centre of the bank that two pits lay beneath it, each marked P. on the plan. These had been dug from the ground level before the bank was raised, and were both circular, about two feet (60 cm) deep, and 3.5 to 4 ft (1.1–1.2 m) in diameter. These contained flint flakes, coarse pottery and some animal bones, and Cunnington concluded that they were contemporary with the old enclosure and that it was a coincidence the long bank was raised over them.
A 6th-century Anglo-Saxon iron sword was found towards the edge of the long mound (at G on the plan). A round fire hole was found under the circular mound, containing wood ash and pottery, some of which Cunnington identified as Roman. Another fireplace was found to the south-east of the long mound, in a rectangular area of raised earth (which Cunnington referred to as the dais); this fireplace was T-shaped, and contained the lower stone of a quern, damaged by heat, four iron nails, and several fragments of pottery. Cunnington suggested that the fireplace must have been unusable once the quern was in it, and that this, along with the presence of the sword and the evidence of intense heat, implied a violent end to the occupation of the enclosure.
Between the long bank and the dais were the remains of a small building (marked E on the plan), 23 by 13.5 ft (7.0 by 4.1 m), with walls made of blocks of chalk. Postholes were found at intervals in the walls. A rubbish pile next to the building yielded a sherd of 17th-century pottery, and in the area of the building and the dais were numerous clay pipes, some of which retained their makers' stamps and so could be dated with accuracy. The pipes and the pottery sherds from this area both were dated to the 17th century, mixed with Roman pottery in the dais. Cunnington concluded that the dais had been cultivated by the 17th-century inhabitants of the hilltop, since that would have led to turning the soil on the dais and mixing the sherds at different levels. The ruins of another rectangular building (F on the plan) were found against the eastern side of the plateau enclosure's bank, with both Roman and 17th-century pottery sherds in the walls and under the foundations. It was apparent that the building had been erected after the plateau enclosure had been built, but the Cunningtons found no other evidence that would help determine its date.
The Cunningtons also opened the barrow outside the old enclosure, to the south-west (not marked on their plan, but labelled "Grinsell 10" on Connah's plan, below), and found a skeleton fairly near the surface, face down. It was missing all the bones of the legs and feet, and the right hand; Maud Cunnington speculated that the body had been buried so near the surface of the barrow that the missing bones had been disturbed by animals. The only pottery sherds found were from the Roman period and were all near the surface, implying that the burial preceded the Roman occupation.
Two low banks were found, running down the hill: one from the two ditches marked S on the plan, and one on the other side of the enclosure, leading down from one of the causeways on the north-western edge. The one to the east was known locally as "The Devil's Trackway". The north-western bank led for fifty yards (46 m) towards an old track across the hill.
### C. W. Phillips, 1939
In 1939 C. W. Phillips excavated a bowl barrow outside the enclosure, but never published a report. Two barrows outside the enclosure are listed in a gazetteer of Wiltshire by Leslie Grinsell, published in 1957, identified as Alton 10 and Alton 13. Phillips excavated Alton 13, but it may be that the two barrows are the same, in which case the barrow Phillips excavated was the same one that Thurnam investigated in the 1850s. Phillips found a crouched burial, at the old ground surface, and Neolithic potsherds; the potsherds may not indicate that the barrow is of Neolithic date since the sherds might have been present on the site at the time the barrow was constructed. Grinsell cites Phillips to say that the barrow lay to the south of the causewayed enclosure, and if this is correct it is not the same barrow that Thurnam opened.
### Graham Connah, 1961
In 1961, the causewayed enclosure was excavated again, by Graham Connah. Three trenches (i to iii in the diagram at right) were cut across three different segments of the ditches and banks, and one causeway (iv in the diagram) was fully excavated, including both ends of the two ditches abutting it. Like the Cunningtons, Connah found a knapping cluster at the surface of the chalk in one of his cuttings.
Connah found only a few sherds of pottery, and so combined his finds with those from the earlier excavation for analysis purposes, though some documentation on the exact provenance of the earlier finds had been lost since 1912. Most of the sherds found in 1961 had flint inclusions, but four sherds, from a single pot, had shell inclusions, and so must have come from at least 20 miles (32 km) away. Similar combinations of finds had been reported at Windmill Hill, Robin Hood's Ball, and Whitesheet Hill. Connah classified the pottery from the ditches as Windmill Hill ware, a classification current in the 1960s that attempted to identify individual cultures within the Neolithic, but since overturned in favour of separating Neolithic sites into Early and Late Neolithic.
In addition to the Windmill Hill ware, fragments from seven or eight pots of Beaker ware were found; Connah suggested they may have come from visits to the hill top, rather than an occupation. Connah also found some Romano-British pottery in his cuttings, including four Samian sherds, one of which could be dated to the late 1st century AD. Some later medieval pottery fragments were found in the upper layers of the cuttings, all of which may have originally been part of a single vessel. These sherds could not be accurately dated.
In one of the cuttings a skeleton of a woman was found, near the top of the ditch. Nails found around the feet were interpreted as the remains of boots that had been reinforced with them. Connah concluded that the skeleton probably dated to the Roman-British occupation, and that the Neolithic ditch was simply an area of conveniently soft ground for the burial. The woman was probably in her 40s when she died, and was about 5 feet 2 inches (1.57 m) tall. She suffered from osteoarthritis, and had abscesses in her jaw: an evaluation by the Duckworth Laboratory in Cambridge concluded that she "most probably suffered agonies".
Connah identified ditches on both sides of the bank leading down from the eastern corner of the causewayed enclosure, and his excavation of one of the causeways (marked "iv" on his plan) found a shallow ditch cut in the chalk along the line of the bank leading down the hill on that side, which lay beneath a ditch along one side of that bank. None of these ditches had been noticed by the Cunningtons. Connah concluded that both were likely to have been constructed to mark boundaries.
### Gathering Time, 2011
In 2011, the Gathering Time project published the results of a programme to reanalyse the radiocarbon dates of nearly 40 causewayed enclosures, using Bayesian analysis. Knap Hill was one of the sites included in the project. Connah had obtained two radiocarbon dates on samples gathered during the 1961 excavation, which he had published in 1969; these results were included in the Gathering Time analysis, and one was resampled and tested again. Five other samples drawn from Connah's finds were also radiocarbon dated, as Connah's stratigraphic recording was precise enough to make it possible to identify samples which had good association with the building of the enclosure. The conclusion was that there was a 91% chance that Knap Hill was constructed between 3530 and 3375 BC, and a 92% chance that the ditch had silted up at some time between 3525 and 3220 BC. The researchers concluded that it was likely that the site was in use for "a short duration, probably ... well under a century, and perhaps only a generation or two".
|
741,018 |
Robin Friday
| 1,164,027,257 |
English footballer (1952–1990)
|
[
"1952 births",
"1990 deaths",
"British people convicted of theft",
"Cardiff City F.C. players",
"Enfield F.C. players",
"English Football League players",
"English men's footballers",
"English people convicted of drug offences",
"Footballers from Acton, London",
"Hayes F.C. players",
"Isthmian League players",
"Men's association football forwards",
"Reading F.C. players",
"Sportspeople convicted of crimes",
"Walthamstow Avenue F.C. players"
] |
Robin Friday (27 July 1952 – 22 December 1990) was an English footballer who played professionally as a forward for Reading and Cardiff City during a career that lasted four years in the mid-1970s. His on-field performances were regarded as excellent, and he won Reading's player of the year award in both of his full seasons there, as well as being the leading goal scorer. However, his habit of unsettling opponents through physical intimidation contributed to a heavily tarnished disciplinary record, and his personal life was one of heavy smoking, drinking, womanising and drug abuse. Despite his short career, he remains prominent in the memory of Reading and Cardiff supporters, both as a player and a personality. He has been voted Reading's best ever player three times. He entered the Reading FC ‘Hall of Fame’ in 2022.
Born and raised in Acton, West London, Friday was scouted, but not retained, by four professional clubs during his teenage years. He appeared for local semi-professional sides in the Isthmian League until he joined Charlie Hurley's Fourth Division Reading team in 1974; quickly becoming a key player, he helped Reading to win promotion to the Third Division during the 1975–76 season. As his drug habit intensified, Friday's form began to dip in the first half of the 1976–77 season, leading Reading to sell him to Second Division side Cardiff City around the New Year. Friday travelled to join his new team by train without a valid ticket and had to be bailed by the Cardiff manager Jimmy Andrews before he signed for the club. He performed strongly on his debut, but afterwards his form declined and his personal life caused him to repeatedly miss matches altogether. Following a number of incidents, on and off the field—including kicking Mark Lawrenson in the face mid-game—Friday retired from football in December 1977, aged 25. He died in Acton in 1990, aged 38, after suffering a heart attack.
The strongest aspects of Friday's game were his ball skills, footballing intelligence and physical and mental strength. Andrews labelled Friday "the complete centre-forward", and, along with numerous contemporaries, retrospectively rated Friday as good enough for the England national team. In a 2004 BBC poll, Friday was voted the top "all-time cult hero" for both Reading and Cardiff City. The Cardiff-based band Super Furry Animals dedicated their 1996 single "The Man Don't Give a Fuck" to his memory. Author, Stuart Kane penned two fact-based novels titled "Man Friday: The First Half" and "Man Friday: The Second Half" about Friday's life on and off the pitch.
## Early life and non-League career
### Childhood
Robin Friday and his twin brother, Tony, were born on 27 July 1952 in Acton, west London. Their parents, Alf Friday, a driver for a laundry firm, and his wife Sheila, were both born in Acton and had married a year before, both aged 20, having met three years earlier. Sheila's father, Frederick Riding, had played professional football for Brentford before the Second World War. The Fridays lived with Sheila's family until moving into a prefab of their own in Acton Green when Robin and Tony were aged two; they moved to a maisonette in South Acton in 1962 when it was found that the prefab was sinking. Robin and Tony were later described by their mother as having been remarkably close, rarely arguing or fighting. A noticeable difference in personality was that Robin was shy, whereas Tony was more confident. The twins attended their first professional match at the age of two, when their father took them to a Brentford match at Griffin Park. From the age of four Alf took both boys to play football at a local park every afternoon.
Around the age of ten, Friday possessed notable ball-skills, and according to his father could flick an orange up onto his neck, balance it and then let it roll it back down his body and catch it on his foot. As well as football, Robin played cricket to a high standard, boxed and played tennis. Despite their many similarities and common interest in sports and football in particular, the twins were wildly different in academic terms: while Tony did well at school, Friday was uninterested and according to his brother "was always bunking off, having birds around the park".
Friday was scouted by numerous London sides during his teenage years, joining Crystal Palace's school of excellence at 12 or 13, then moving on to Queens Park Rangers aged 13 and then to Chelsea, with whom he attended the 1967 FA Cup Final; as one of the club's youth players, he was part of the team's official party. However, Friday's individual style of play and refusal to change his game resulted in each of these clubs losing patience with him. The twin brothers joined a men's team, the Acton British Legion Reserves, aged 14, and in some matches would play alongside their father. Tony played in midfield, and Robin up front, but according to Tony his brother was better as a goalkeeper than a forward: "He was a brilliant goalkeeper. He had no fear ... But he obviously preferred banging them in at the other end". Around this time Robin became interested in music, dancing and attending concerts; he also had a talent for drawing, but suddenly abandoned this interest at 15. Robin became more outgoing than his brother and started taking drugs in his mid-teens. He left school at 15, a year before Tony, and began training as a plasterer.
### Borstal, first marriage and the Isthmian League
Friday lasted two months as a plasterer before moving on to become first a van driver for a grocery firm, then a window cleaner. His laid-back attitude and indifference was already clear: in his father's words, "he didn't care". Friday regularly stole by this time, but despite numerous convictions, did not go to a detention centre until he was 16. Having been caught stealing what Tony recalled to be "a car radio or something", he was released almost immediately because he suffered from asthma. However, after he re-offended three months later he was sent to Feltham Borstal where he served 14 months. During his time there, Friday became stronger and fitter and also starred for the Borstal football team. He was selected for the prison league's all-star men's team, still aged 16, and allowed out of Borstal to train and play with Reading's youth team, for which he appeared three times in the South East Counties League during the 1968–69 season.
After his release, Friday returned to Acton, where he had a girlfriend called Maxine Doughan and a baby daughter called Nicola. Maxine was of mixed race. The local controversy surrounding the interracial relationship caused the couple and their circle of friends to be socially isolated, and led to a physical attack on the group one night in an Acton public house. Despite this, and the opposition by both sets of parents—Alf refused to even attend the wedding—they married, both aged 17. Friday did not take his marital commitments seriously and continued to womanise, drink heavily and take narcotics. A friend who played for Walthamstow Avenue, a semi-professional Isthmian League club from north-east London, took Friday along to training one day in early 1971. Friday played well enough for Walthamstow to sign him the same day on wages of £10 per week. Many of his new teammates were asphalters from east London, and Friday soon joined them in that trade.
Friday made his debut for Walthamstow on 27 March 1971, against Bromley, coming off the bench to set up Walthamstow's equaliser. His first goal came on 17 April, when playing against Tooting & Mitcham he once again appeared as a substitute and scored a header late in the game. He joined west London club Hayes in December 1971 after scoring twice against them in an Isthmian League match. Hayes offered £30 per week, and were also based closer to his home in Acton. A near-fatal accident at work in July 1972 caused Friday to undergo extensive surgery; while working on a roof in Lambeth, a hoist rope became stuck on the scaffold he was working on. The Hayes forward attempted to free the rope but fell and landed on a large spike: the spike went up through one of his buttocks, through his stomach and narrowly avoided a lung. Not only was Friday strong enough to pull himself off the spike, he recovered from his injuries within three months and returned to the Hayes team in October 1972.
Friday was known at Hayes for his excessive drinking, and on one occasion the team started a match a player short because Friday had not turned up. When he finally arrived, eighty minutes after kick-off, his intoxication was obvious, but he was still sent onto the pitch with the match still goalless. The opposition paid him little attention and Friday scored a late winning goal. Hayes were drawn to play Football League Fourth Division club Reading in the FA Cup's second round on 9 December 1972; the team managed to draw 0–0 at Reading and earn the right to a replay at home, which they lost 1–0 three days later. Although Hayes had lost, the interest of Reading manager Charlie Hurley was piqued. Hurley travelled to Hayes more than once to watch Friday. Having researched the player's background, he was cautious about signing him, but was impressed all the same by his on-field performances.
The 1972–73 season was Friday's most prolific non-League year in terms of goals. He briefly joined Enfield early in the 1973–74 season and scored against Hayes in an FA Cup tie before returning to west London in December 1973. Having also been approached by Third Division side Watford, Friday signed for Hurley's Reading side in January 1974 for £750. He had scored 46 goals in 67 appearances for Hayes over his two spells there, but during his three Isthmian League seasons had been sent off seven times. Friday signed as an amateur, meaning that although he would be contracted to Reading he would be able to continue appearing for Hayes and working as an asphalter in London; he would train part-time with Reading and play for their reserve team.
## Professional career
### Reading
#### 1973–74
In Hurley's words, Friday "trained like he played"; "he had no other way of playing". His new manager had to take him out of training on occasion because of the injuries he would inflict on his own teammates in his effort to win. By late January 1974, Reading were on a run of 14 games with only two victories, while Friday had performed strongly in three reserve matches. Hurley registered the amateur forward to play in the Football League on 23 January 1974 and gave him his first-team debut four days later. Friday turned in a performance away at Northampton Town that the Reading Evening Post called "outstanding" as Reading drew 3–3. The team then travelled to Barnsley on 3 February, having not won away from home in four months. After Barnsley led 2–0 at half-time, Friday scored his first League goal with a header just after the break to make the score 2–1. Reading immediately offered a professional contract, which Friday signed on 6 February 1974. His new salary was half what he had earned as an asphalter.
Friday's technical ability made him very popular among Reading supporters and pressmen alike. The Reading Evening Post report of Reading's 4–1 victory over Exeter City on 10 February 1974, Friday's first match as a professional, described his performance as "sheer magic" as he scored twice. The report also called Friday's first goal of the day "glorious": he collected the ball wide on the left wing, took it past four Exeter defenders and then fired the ball low and hard into the opposite corner from the edge of the penalty area. Friday was conspicuous in the professional ranks for never wearing shin pads, and for his resistance to physical harm; no matter how badly he was hurt he would always get up and continue.
After sustaining a calf injury against Exeter, he returned for the team's next game, away at Lincoln City on 17 February. Friday was repeatedly and cynically fouled by the opposing players and sustained injuries necessitating five minutes on the sideline late in the first half. However, he recovered, returned to the game and set up both Reading goals as his side prevailed by a score of two goals to nil. The team's next game, on 24 February 1974, was at home against Doncaster Rovers, and with Friday playing a key role Reading won 5–0. In particular, Friday scored a goal after 17 minutes described by the Evening Post reporter as "magical": with the score 1–0 to Reading, Friday received the ball near the edge of the penalty area, at a tight angle, and coolly kicked the ball with the outside of his boot low across goal, towards the far post. Although it appeared to be heading yards wide of the net, the ball suddenly curved in at the last possible moment—"right around the goalie", in the phrase of Reading F.C. historian David Downs—and clipped the goalpost before nestling in the back of the net. "The team that has been transformed by Robin Friday has now scored a remarkable 16 goals in five games," reported the Evening Post, "and the highlight of this joyous afternoon was a goal by Friday that was worth anyone's admission money on its own."
Despite his immediate impact on the pitch and the upturn in Reading's form, Friday's off-the-field activities unsettled some of his teammates. Most tolerated his lifestyle because of his importance to the team, but some, particularly defender Tommy Youlden, were sceptical. He drank extremely heavily, favouring American Colt 45 malt liquor, and his antics during his drinking sessions caused many landlords to lose patience with him. For example, Friday was barred from Caversham's Crown public house after he ended a night there leaping between the tables and dancing on the bar. The Boar's Head in Reading banned him on ten separate occasions. One night, after the pubs closed, Friday and a friend, Rod Lewington, went to an all-night club called Churchill's where they could continue drinking. When they entered, Friday, wearing a long overcoat and hobnail boots, walked onto the dancefloor and removed the coat to reveal that he was wearing nothing underneath. He then began to dance, completely naked apart from the boots.
Although Churchill's, described by Lewington as "the worst club that has ever been in Reading", tolerated such behaviour, the town's fashionable Sindlesham Mill nightclub did not, regularly barring Friday for his bizarre activities, including a dance he invented called "the elephant" which consisted of turning the pockets of his jeans inside out and undoing his flies to expose himself. He and his friends would regularly drink all day, though he was able to exert some self-control; according to his friend Syd Simmonds, Friday would obey Hurley's instruction not to drink for 48 hours before each game. However, he would play his prized heavy metal records very loudly at any time of the day or night and take LSD with casual indifference. Hurley attempted to calm Friday down by moving him into an apartment above the football club's elderly ex-groundsman, but to no avail: "Even if it was three in the morning, the first thing would be to get the music playing", Simmonds later said. "We had an old boy living below us ... the ex-groundsman at Reading. He was coming up to 80 and he had a dog's life in the flat. Pounding music, people knocking on the door, girls throwing stones at the windows. Poor old sod."
#### 1974–75
Reading finished the 1973–74 season in sixth position, one place higher than the previous year. Friday underwent an operation to have tattoos removed from his fingers during the summer break, and afterwards joined a hippie commune in Cornwall, neglecting to inform Reading of this latter decision. He was absent without explanation when training started for the 1974–75 season in July 1974, arriving only on the day of a closed-doors friendly against Watford. Despite his lack of training, he far out-performed the rest of the team. He continued to play well when the League programme began the following month. By September 1974 he was attracting the interest of First Division sides Sheffield United and Arsenal. The former had been following him since the game at Barnsley back in February, when he had still been an amateur. Arsenal manager Bertie Mee personally attended Reading's 4–2 home win over Rotherham United on 12 September, but neither his team nor Sheffield United attempted to sign Friday.
After Reading despatched Newport County 3–0 on 14 September 1974, Friday and his forward partner Dick Habbin had scored six goals each and topped the Football League goalscoring charts. However, at the same time Friday's disciplinary record was becoming so bad that even the Evening Post, usually favourable to him, criticised him on 30 September 1974, just after he had scored his first hat-trick for Reading in a 4–1 victory over Southport. He was the Football League's joint top scorer by this time with nine goals, but he had also already been booked three times that season and the Post argued that by constantly risking suspension he was letting the team down. Under the system then used, the three bookings gave him an automatic two-match suspension. The article argued that missing games because of "completely unnecessary" and "stupid" infractions amounted to selling the club short.
Friday's behaviour on Reading away trips was unpredictable and erratic: in the words of teammate John Murray, "Some of the things he did were funny but other times they were just mad". On the way back from one away match, the team bus pulled over and Friday noticed that they were beside a cemetery. Friday jumped over the wall and stole some stone angels from a grave, intending to place them beside the club chairman Frank Waller, who was sleeping on the coach. When he returned, Hurley sternly told him that "you must never ever desecrate a graveyard"—Friday dutifully returned the statues. On another occasion, Friday reacted to the news that a teammate had smuggled a girl into his hotel room by kicking the door in. Later on the same night he walked into the bar carrying a swan that he had found in the hotel grounds.
During an FA Cup tie away against Swindon Town on 23 November, Friday began to have trouble breathing and despite leaving the game for five minutes to recuperate with an inhaler was eventually forced to come off for good, coughing violently. After recovering from what was reported to be a chest infection, he returned to the team on 28 December, having missed four matches, and marked his return with his side's only goal in a 3–1 home defeat to Stockport County. Reading dropped to 12th place on 6 January 1975, and were only three points above the re-election places; however, by the time they took on Workington at home on 3 February they had risen to 10th. Reading won 3–0, with Friday scoring the third goal with a spectacular header: "Diving full length barely a foot off the ground, Friday risked life and limb to head home a truly memorable goal", wrote the Evening Post match reporter. "True to form, he had to spoil things for himself by getting booked three minutes later".
This victory marked the beginning of a run of six wins out of seven games, after which the side was once again challenging for promotion to the third tier, hovering between sixth and eighth place for the rest of the season. By 11 April promotion looked improbable, but Friday was still overjoyed after scoring the last-minute winner in Reading's 2–1 victory over Rochdale. In celebration he ran behind the net and kissed a policeman. "The policeman looked so cold and fed up standing there", explained the Reading forward, publicly, "that I decided to cheer him up a bit." In the dressing room after the game he said, privately, that he wished he hadn't done it "because I hate coppers so much". Reading eventually finished the 1974–75 season in seventh place, five points behind the promoted teams. Friday was the club's top scorer for the season, with 18 league goals and 20 overall, and was voted its player of the year.
#### 1975–76
Friday's fine form continued into the 1975–76 season; after their 4–2 victory over Hartlepool United on 23 September 1975, Reading were top of the Fourth Division having just won four games in a row. Friday, meanwhile, was the club's top scorer. The next game was against AFC Bournemouth on the 27th, and although Reading won 2–1 Friday was sent off after 79 minutes. By this time the forward was overwhelmingly popular among Reading's fans, to whom he endeared himself by performing a lap of honour after each goal he scored. A month later, after two wins, two defeats and a draw during October, the team was fourth in the table.
Friday was arrested after the evening match away at Newport County on 20 October, accused of using obscene language outside a Newport nightclub. At his appearance before magistrates in Newport on 17 November, he pleaded not guilty, representing himself, and was acquitted. Performing strongly for Reading and scoring regularly, he began to attract serious interest from other clubs. "Friday is, of course, much more than Reading's top scorer and best striker", wrote the Evening Post on 3 November 1975. "He is the most vital cog in the team, and last week I understand Reading turned down a £60,000 bid from Cardiff City involving Welsh international Derek Showers". By the new year, Reading were third in the table, on course for promotion and two points behind league leaders Lincoln City.
After Reading went four games without a win starting on 24 January 1976, a late goal from Friday ended this run on 25 February, in a home match against Hartlepool United; twelve minutes from time, he collected a pass from Stewart Henderson and neatly placed the ball past the goalkeeper from the edge of the penalty area. "One is increasingly under the impression", the Evening Post reported, "that if Friday was out for some time through injury the Reading team would fall to pieces". Led by the free-scoring Friday, the side continued its push for promotion; fourth or higher would be enough to go up. A vital fixture on 31 March 1976 pitted fourth-placed Reading at home against Tranmere Rovers, who occupied third spot; internationally experienced referee Clive Thomas took charge of the game. Friday, who had already scored 18 goals that season, rose to the occasion with an effort that has been described by many sources as one of the greatest ever scored.
With the score 2–0 to Reading, the goalkeeper Steve Death threw the ball to the right back Gary Peters, who spotted Friday standing near the left-hand corner of the opposing penalty area. Peters passed high and diagonally across the pitch towards his forward, who jumped into the air and used his chest to cushion the ball and knock it into the air with his back to goal, about 25–30 yards away from the net. As Friday landed, he ferociously powered the ball towards goal, kicking over his shoulder and turning after the ball had gone. The shot flew straight into the top-right-hand corner of the net, stunning the crowd, players and Thomas, the referee, who put his hands over his head in disbelief. "I'll never forget it", Thomas recalled. "It was the sheer ferocity of the shot on the volley ... over his shoulder. ... If it hadn't gone into the top corner of the net it would have broken the goalpost. Even up against the likes of Pelé and Cruyff, that rates as the best goal I have ever seen." Reading went on to win the game 5–0. When Thomas told Friday after the game that he had never seen a better goal, the Londoner replied, "Really? You should come down here more often, I do that every week."
Reading moved to within one point of promotion on 19 April 1976 with a 1–0 home victory over Brentford. Friday set up the game's only goal, beating three players before hitting the post with his shot; Ray Hiron scored from the rebound. Friday scored a powerful left-footed volley during the first half of a 2–2 draw away against Cambridge United two days later. The result secured Third Division football for Reading. At the celebratory dinner after the game, the Reading captain Gordon Cumming saw some fluted wine glasses, and voiced his admiration: "I wouldn't mind a few of them for home", he said. "Give us a few minutes and I'll get them for you", replied Friday. Going around the dining room and picking them off the tables, he stole a whole boxful of the glasses, which he managed to sneak out of the hotel and onto the team coach, but much to Cumming's annoyance he then decided to keep them for himself. With 22 goals for the year, 21 in the league, Friday was once more Reading's top goalscorer and for the second consecutive season the team's player of the year.
After Reading were promoted, Waller met with the players on 4 June 1976 to discuss their contracts for the 1976–77 season. The wages offered to the Reading players were far lower than they had been expecting, causing the team's morale to fall drastically. "We got screwed by the club", midfielder Eamon Dunphy later claimed. "We didn't get what we had been promised." Friday was so offended by the low salary offered that he handed in a transfer request, telling the Evening Post that the club's directors clearly did not share his ambition. "They would be happy to stroll along in the bottom half of the Third Division forever", he said. The row over the new contracts continued throughout the off-season, while Friday planned his second wedding; he had been formally divorced from Maxine after years of separation, and subsequently engaged to Liza Deimel, a Reading-born university graduate. After the pay dispute was settled on 5 August, the couple were married in Reading three days later. The wedding was filmed by Southern Television, before whose cameras Friday, wearing an open-necked tiger-skin-pattern shirt, brown velvet suit and snakeskin boots, sat on the steps of the church and rolled a joint. Friday had invited about two hundred people, mostly friends and relatives from London, who joined in the drinking and drug-taking and ending up fighting each other and stealing the couple's wedding presents, one of which was a large quantity of cannabis. Liza later called the wedding "the most hilarious thing ever". "I have been to a few weddings", recalled Rod Lewington, "but never one like that."
#### Later 1976
"He lost his way when we got promotion", Hurley later reflected. "He really must have celebrated all through the summer". Friday reported back for pre-season training in bad condition, and although Hurley claimed that Friday was trying hard to regain fitness, the forward was having trouble with his asthma, had lost some of his pace and was obviously unfit. Although his performances during August quickly improved, they were still not up to his previous standard and the Evening Post revealed on the 30th that Reading were preparing to sell him "to a First Division club". After scoring in two successive Reading home wins on 4 and 7 September, against Walsall and Wrexham respectively, Friday took part in a third consecutive victory on the 13th, away against Northampton Town. After this he missed two matches, according to the Post because he was suffering from flu, and when he returned to the team was far from his best; "Suddenly he had lost a yard and his control of the ball was not as good", Hurley recalled.
Hurley was by now aware that his forward was using drugs, and attempted to keep his player's habit a secret while he patiently worked to bring him back around. However, Friday began to regularly miss training and Hurley's subtlety was misinterpreted as inaction by the other Reading players, who became unsettled and complained about Friday's conduct. The club became increasingly minded to sell him, but although top-flight clubs Queens Park Rangers and West Ham United were interested, they were reluctant to buy because of Friday's temperament; in Downs's words, "They weren't sure they could handle him". By the end of October 1976, Hurley had given up on attempting to rehabilitate his player, believing that the only solution was to sell him to a bigger team. "The squad needs you but I owe it to the club because I can't have you using drugs," Hurley told Friday. "If I know you're using drugs it won't take them [the major clubs] long to find out. You have got to get your act together." Friday was made available for transfer, at his own request, on 28 October.
Friday was watched by other clubs throughout November and December 1976, but although he performed well in some games, including a 1–1 draw away at Crystal Palace on 6 November in which he scored his team's only goal, he was poor in others. After being marked out of the game during Reading's 4–0 loss away against Mansfield Town on 8 November, he was substituted. "Coincidence or not", wrote the Evening Post, "when Friday left, so did half a dozen managers and scouts". Friday was so angry at his team's performance that he broke into the Mansfield dressing room and defecated in the team bath. Reading's asking price stood at £50,000, and the first transfer offer came from Second Division side Cardiff City around mid-December. Cardiff boss Jimmy Andrews bid £28,000, half of his offer a year before, which Reading's directors accepted, wanting the troublesome player off their hands as quickly as possible. Friday was reluctant to go to the Welsh club, saying that it was too far from home, that he wanted to go to a First Division team and that he wanted more money than was being offered; however, when Hurley told him that unless he went to Cardiff he would be released, he agreed and travelled to Wales on 30 December 1976.
### Cardiff City
#### 1977
On arrival at Cardiff Central railway station, Friday was arrested by the British Transport Police for having travelled from Reading with only a platform ticket. Andrews bailed his new player out of police custody and took him to Ninian Park to sign the contract. Despite the manner of Friday's arrival, and although he knew there "had to be something wrong with him", the Cardiff manager was still happy with his purchase, describing the £28,000 transfer as "an absolute steal". After a long night of drinking the night before his Cardiff debut, Friday lined up against Fulham on 1 January 1977. The Fulham defence included former England captain Bobby Moore, but Friday marked his first match for the Welsh club with two goals; he also squeezed Moore's testicle during the game as Cardiff won 3–0. Andrews was so happy with Friday's performance that he phoned Hurley two days later, on Monday morning. "Oh, Charlie", Andrews gushed, "he was magnificent. He tore them inside out. ... Moore was chasing him all over the place". The Cardiff manager continued to heap praise on his new acquisition until Hurley finally stopped him. "Jimmy, you've only had him four days", he warned, sombrely: "Give it a few months"...
Friday's form declined after his strong debut and his personal life remained troubled and chaotic, leading him to vanish regularly and miss Cardiff matches. He was supposed to be living in Bristol, but his manager would often find on visiting his house that he had been elsewhere for weeks. Leslie Hamilton, the Cardiff club doctor, later said that he had believed at the time that Andrews was being far too soft on Friday; indeed, according to teammate Paul Went, the forward would simply leave after each match and not be heard of until he returned for the next game. "He wouldn't even bother to have a shower", Went later said, in an interview. "He'd just get dressed, take his carrier-bag with his dry martini and he'd go—no explanation".
While Hurley had been able to command Friday's respect, it soon became clear that Andrews was unable to control him and that the Londoner disliked his new manager. Indeed, soon after moving to Cardiff, Friday appeared one day in Hurley's office at Elm Park asking to come back to Reading. "He still called me boss", Hurley recalled. "I can't play for that little bastard", Friday told Hurley, referring to Andrews. "You're the one who seems to be able to get me right. Can I come back to you?" Hurley replied that although he would be happy to have Friday back on the team, the club could not afford to repay the £28,000 transfer fee to Cardiff, so he would have to go back and continue playing there. Unhappy living so far from home, Friday began to travel back to London at weekends; he avoided paying rail fares by knocking on locked toilet doors and shouting, "Tickets, please!", pretending to be the ticket inspector. When the occupant passed his ticket under the door to be checked, Friday would pick it up, walk off and use it for himself. Paul Went also recalled an incident during training when he had thrown a ball out from goal and accidentally hit Friday on the back of the head. Steve Grapes, who was standing near the forward, started laughing, leading Friday to conclude that he had thrown the ball. Friday viciously punched Grapes in the jaw, striking him with such force that he wore a neck brace for two weeks afterwards.
Late in Friday's first season in Wales, Cardiff took on Luton Town on 16 April 1977. Cardiff were in the relegation zone and had not won in seven games, while Luton were fifth in the table and challenging for promotion. After clashing repeatedly early in the match with Luton goalkeeper Milija Aleksic, Friday was lectured by the referee for a high tackle on the goalkeeper in the 36th minute. Friday held out a hand to apologise, but Aleksic reacted angrily. When the free kick was taken, Friday ran back, stole the ball from Luton defender John Faulkner, broke away, rounded Aleksic and slotted the ball past him into the net. In celebration, Friday jogged back past the goalkeeper while giving him the V-sign. Cardiff won the match 4–2 and at the end of the season avoided relegation to the third tier only on goal difference. Meanwhile, without Friday, Reading were relegated back to the Fourth Division by one point. Friday's actions became even stranger during his time at Cardiff; after they lost the second leg of the Welsh Cup final 3–0 to Shrewsbury Town on 18 May 1977, the players and staff were awoken in the middle of the night by loud bangs coming from below their rooms. The cause was found to be Friday, standing on the hotel's snooker table in his underpants and throwing the balls around the room in fury.
#### 1977–78
After failing to turn up for pre-season training with Cardiff before the 1977–78 season, Friday was reported to be in a London hospital suffering from an unknown virus which had caused him to lose 2 stone (13 kg; 28 lb) in weight. When he suddenly appeared in Cardiff for training in October, two months into the season, he claimed to have been suffering from hepatitis, but medical tests disproved this. However, it has since been discovered by Stuart Kane, author, that Friday had actually been arrested for impersonating a police officer and had been convicted at Bow Street Magistrates' Court on the 22 September 1977 where he was sent to HM Prison Pentonville but was bailed out shortly after before returning to Cardiff Andrews told the local press that on arrival Friday had looked "like the fittest player in the world", and hoping to avoid further disappearances persuaded a reluctant Friday to move from Bristol to Cardiff. The Londoner returned to the team for the away match at Brighton & Hove Albion on 29 October 1977, with Cardiff once again in the relegation zone, in 20th place on goal difference.
Friday was marked during the game by Mark Lawrenson, who so frustrated the Cardiff forward with his close attention that Friday waited for Lawrenson to attempt a slide tackle and then kicked him in the face. After receiving a red card, Friday left the ground with the game still going on; according to legend, before leaving he broke into the Brighton dressing room and defecated in Lawrenson's kit bag. Cardiff eventually lost 4–0. "I am sick and tired of it", Andrews told the South Wales Echo on 1 November. "To be sent off in his first game back is as much as a man can stand". Friday was transfer-listed and served a three-match suspension before making his final appearance on 10 December in Cardiff's 6–3 away defeat against Bolton. Liza was by now the mother of Friday's second daughter, Arabella, but around this time began divorce proceedings. Friday claimed that he had had enough of people telling him what to do, and walked into Andrews's office on 20 December 1977 to announce that he was retiring from professional football. The club promptly released him and cancelled his contract.
## Post-retirement
After retiring, Friday moved back to London and returned to work as an asphalter and decorator. Soon after Friday left Cardiff, Reading manager Maurice Evans was presented with a petition, signed by 3,000 supporters, requesting that he attempt to re-sign Friday. Evans contacted Friday and told him: "If you would just settle down for three or four years, you could play for England". Friday replied with the question "How old are you?", and after Evans answered, continued: "I'm half your age and I've lived twice your life". Evans reflected, "You may well be right". Friday trained with Brentford during the 1978–79 pre-season, but after regaining his fitness suddenly changed his mind and stopped coming to training. He married for a third time in 1980, but was divorced again within three years. After a short time living back with his parents in Acton, Friday's family secured him a housing association flat in the area. He served a prison sentence during the 1980s for impersonating a police officer and confiscating people's drugs, and was found dead in his Acton flat on 22 December 1990 at the age of 38, having suffered a fatal heart attack. Biographer Paolo Hewitt claimed the incident to be the result of "a suspected heroin overdose".
## Style of play and legacy
`Friday also signed a boot deal with British football boot brand Stylo Matchmakers which was then a subsidiary to Barretts Shoes`
Friday is often cited as an unsung talent. His nickname while a player was “Man Friday” which was used as the title of two-fact based novels about him of the same name by author, Stuart Kane. A latterly applied nickname, "the greatest footballer you never saw", was used as the title of his 1997 biography, co-written by Oasis bass player Paul McGuigan and Hewitt. Both as a player and a personality, Friday remains a major figure for both of his professional clubs. BBC Radio Berkshire Sports Editor Tim Dellor, speaking in 2010, emphasised the importance of Friday's charisma to his contemporary and retrospective appeal, a point which was also highlighted by his second wife, Liza, who likened his personal charm to that of "a pied piper". In terms of significance to Reading F.C., Dellor stated that Friday was the team's "very own George Best". Cardiff-based band Super Furry Animals used a photograph of him giving the V-sign to Aleksic in 1977 for the artwork of their 1996 single "The Man Don't Give a Fuck", which was dedicated to his memory "and his stand against 'the Man'.
After winning the title of "Player of the Millennium" from Reading in 1999, he was voted the top "all-time cult hero" for both Reading and Cardiff in a 2004 BBC poll; with similar polls taking place at each Premier League and Football League club, he was the only player to appear in the top three for two different sides. In 2007, a poll of fans run by Reading resulted in his once more being named the club's best ever. Later that year, when the Professional Footballers' Association (PFA) canvassed Reading supporters for their all-time favourite, Friday won again. In a parallel PFA survey, Cardiff fans chose one of Friday's former teammates, Wales international defender Phil Dwyer. Friday was ranked first in Channel 4's list of football "bad boys" in August 2007, while Football365 placed him at eighth place in a 2010 list of "wasted talents".
Friday's style of play was based around his exceptional ball skills, described by Cardiff doctor Leslie Hamilton as "absolutely fabulous", and his instinctive footballing vision, which enabled him both to execute flamboyant individual moves and to create attacks for his teammates. Jimmy Andrews, his manager at Cardiff, later called Friday "the complete centre-forward" and placed him on a par with Alan Shearer, while Maurice Evans claimed that he could have played for England, and was at least on a level with international strikers he had worked with such as John Aldridge and Dean Saunders. This opinion was shared by Hamilton and Friday's Reading teammate John Murray, both of whom firmly declared in separate interviews that Friday would have been good enough for the England team had he "sorted his head out", in Hamilton's words.
Friday was unselfish and would take just as much pleasure out of setting up a goal scored by a teammate as netting one himself. He possessed fine ball control and dribbling skills, and could also shoot with both great power and sharp accuracy. The strong physical aspect of his game and exceptionally competitive, combative spirit combined with all of this to create a formidable forward player: such was his ability that his arrival transformed Reading into one of the division's best sides in a matter of weeks. Writing in 2010, Roger Titford stressed Friday's immediate and profound impact on the Reading team as a key factor in his lasting popularity: "It was like the comic-book stories that kids from Robin's era would have read", he wrote. "He was a ready-made star".
On top of his technical talent, Friday was physically very strong and able to withstand sustained blows or injuries. According to Hamilton, he was also uncommonly fit despite his lifestyle. He boasted an exceptional work-rate, which Dwyer recalled gave any side including him a strong boost: "When he was in the line-up you'd have a centre-forward and a centre-half; not only would he be up there running them ragged, but when it broke down he'd be the first person to start tackling back". He was assisted in this by a smooth and effective sliding tackle which despite all of Friday's attacking skills Hurley considered one of the strongest parts of his game. Reading F.C. historian David Downs described Friday's style of play as "really quite bizarre. It was more or less Robin standing in the middle and saying 'Give me the ball and I'll see what I can do with it'". On receiving the ball, he would then turn and either take on the opposing defence single-handed or run with it to the wing to cross for a teammate. "We didn't need anyone else up front", Hurley later said. "They couldn't get the ball off him. He was one of those guys who could beat five players easily". Andrews agreed: "once he'd got the ball it was almost impossible to get it off him".
Friday was known for giving his all in any game in which he played, no matter the circumstances. Hurley later said that Friday would often become furious at his teammates for not trying their best, even in training. This strong drive to always win even extended to the use of physical intimidation to unsettle opposing players, leading contemporary critics to label him a "villain". Friday also employed the use of psychological tactics; aiming to spook opposing players, Friday would kiss them or fondle their testicles. Cardiff teammate Paul Went recalled that these tricks would "completely throw" defenders and affect their concentration. Although he was often criticised for the number of bookings and sendings-off he received, Friday believed he was justified to chase victory by any means, explaining his attitude in a 1977 interview: "On the pitch I hate all opponents. I don't give a damn about anyone. People think I'm mad, a lunatic. I am a winner".
## Career statistics
Detailed season-by-season statistics for non-League teams are not available for this period.
## Honours
Reading
- Football League Fourth Division: 3rd place, 1975–76; promotion to Football League Third Division
Cardiff City
- Welsh Cup: runner-up, 1976–77
Individual
- Reading F.C. player of the season: 1974–75, 1975–76
- Reading F.C. top goalscorer: 1974–75, 1975–76
|
2,395,137 |
Surrender of Japan
| 1,173,750,738 |
End of World War II, 2 September 1945
|
[
"1945 in Japan",
"1945 in military history",
"August 1945 events in Asia",
"End of World War II",
"Japan in World War II",
"Japan–Soviet Union relations",
"Japan–United States relations",
"Occupied Japan",
"September 1945 events in Asia",
"Surrender of Japan",
"Surrenders"
] |
The surrender of the Empire of Japan in World War II was announced by Emperor Hirohito on 15 August and formally signed on 2 September 1945, bringing the war's hostilities to a close. By the end of July 1945, the Imperial Japanese Navy (IJN) had become incapable of conducting major operations and an Allied invasion of Japan was imminent. Together with the United Kingdom and China, the United States called for the unconditional surrender of the Japanese armed forces in the Potsdam Declaration on 26 July 1945—the alternative being "prompt and utter destruction". While publicly stating their intent to fight on to the bitter end, Japan's leaders (the Supreme Council for the Direction of the War, also known as the "Big Six") were privately making entreaties to the publicly neutral Soviet Union to mediate peace on terms more favorable to the Japanese. While maintaining a sufficient level of diplomatic engagement with the Japanese to give them the impression they might be willing to mediate, the Soviets were covertly preparing to attack Japanese forces in Manchuria and Korea (in addition to South Sakhalin and the Kuril Islands) in fulfillment of promises they had secretly made to the United States and the United Kingdom at the Tehran and Yalta Conferences.
On 6 August 1945, at 8:15 am local time, the United States detonated an atomic bomb over the Japanese city of Hiroshima. Sixteen hours later, American President Harry S. Truman called again for Japan's surrender, warning them to "expect a rain of ruin from the air, the like of which has never been seen on this earth." Late in the evening of 8 August 1945, in accordance with the Yalta agreements, but in violation of the Soviet–Japanese Neutrality Pact, the Soviet Union declared war on Japan, and soon after midnight on 9 August 1945, the Soviet Union invaded the Imperial Japanese puppet state of Manchukuo. Hours later, the United States dropped a second atomic bomb, this time on the Japanese city of Nagasaki. Following all these events, Emperor Hirohito intervened and ordered the Supreme Council for the Direction of the War to accept the terms the Allies had set down in the Potsdam Declaration for ending the war. After several more days of behind-the-scenes negotiations and a failed coup d'état, Emperor Hirohito gave a recorded radio address across the Empire on 15 August announcing the surrender of Japan to the Allies.
On 28 August, the occupation of Japan led by the Supreme Commander for the Allied Powers began. The surrender ceremony was held on 2 September, aboard the United States Navy battleship USS Missouri, at which officials from the Japanese government signed the Japanese Instrument of Surrender, thereby ending the hostilities. Allied civilians and military personnel alike celebrated V-J Day, the end of the war; however, isolated soldiers and personnel from Japan's far-flung forces throughout Asia and the Pacific refused to surrender for months and years afterwards, some even refusing into the 1970s. The role of the atomic bombings in Japan's unconditional surrender, and the ethics of the two attacks, is still debated. The state of war formally ended when the Treaty of San Francisco came into force on 28 April 1952. Four more years passed before Japan and the Soviet Union signed the Soviet–Japanese Joint Declaration of 1956, which formally brought an end to their state of war.
## Background
By 1945, the Japanese had suffered a string of defeats for nearly two years in the South West Pacific, India, the Marianas campaign, and the Philippines campaign. In July 1944, following the loss of Saipan, General Hideki Tōjō was replaced as prime minister by General Kuniaki Koiso, who declared that the Philippines would be the site of the decisive battle. After the Japanese loss of the Philippines, Koiso in turn was replaced by Admiral Kantarō Suzuki. The Allies captured the nearby islands of Iwo Jima and Okinawa in the first half of 1945. Okinawa was to be a staging area for Operation Downfall, the Allied invasion of the Japanese Home Islands. Following Germany's defeat, the Soviet Union began quietly redeploying its battle-hardened forces from the European theatre to the Far East, in addition to about forty divisions that had been stationed there since 1941, as a counterbalance to the million-strong Kwantung Army.
The Allied submarine campaign and the mining of Japanese coastal waters had largely destroyed the Japanese merchant fleet. With few natural resources, Japan was dependent on raw materials, particularly oil, imported from Manchuria and other parts of the East Asian mainland, and from the conquered territory in the Dutch East Indies. The destruction of the Japanese merchant fleet, combined with the strategic bombing of Japanese industry, had wrecked Japan's war economy. Production of coal, iron, steel, rubber, and other vital supplies was only a fraction of that before the war.
As a result of the losses it had suffered, the Imperial Japanese Navy (IJN) had ceased to be an effective fighting force. Following a series of raids on the Japanese shipyard at Kure, the only major warships in somewhat fighting order were six aircraft carriers, four cruisers, and one battleship, of which many were heavily damaged and none could be fueled adequately. Although 19 destroyers and 38 submarines were still operational, their use was also limited by the lack of fuel.
### Defense preparations
Faced with the prospect of an invasion of the Home Islands, starting with Kyūshū, and the prospect of a Soviet invasion of Manchuria—Japan's last source of natural resources—the War Journal of the Imperial Headquarters concluded in 1944:
> We can no longer direct the war with any hope of success. The only course left is for Japan's one hundred million people to sacrifice their lives by charging the enemy to make them lose the will to fight.
As a final attempt to stop the Allied advances, the Japanese Imperial High Command planned an all-out defense of Kyūshū codenamed Operation Ketsugō. This was to be a radical departure from the defense in depth plans used in the invasions of Peleliu, Iwo Jima, and Okinawa. Instead, everything was staked on the beachhead; more than 3,000 kamikazes would be sent to attack the amphibious transports before troops and cargo were disembarked on the beach.
If this did not drive the Allies away, they planned to send another 3,500 kamikazes along with 5,000 Shin'yō suicide motorboats and the remaining destroyers and submarines—"the last of the Navy's operating fleet"—to the beach. If the Allies had fought through this and successfully landed on Kyūshū, 3,000 planes would have been left to defend the remaining islands, although Kyūshū would be "defended to the last" regardless. The strategy of making a last stand at Kyūshū was based on the assumption of continued Soviet neutrality.
## Supreme Council for the Direction of the War
Japanese policy-making centered on the Supreme Council for the Direction of the War (created in 1944 by earlier Prime Minister Kuniaki Koiso), the so-called "Big Six"—the Prime Minister, Minister of Foreign Affairs, Minister of the Army, Minister of the Navy, Chief of the Army General Staff, and Chief of the Navy General Staff. At the formation of the Suzuki government in April 1945, the council's membership consisted of:
- Prime Minister: Admiral Kantarō Suzuki
- Minister of Foreign Affairs: Shigenori Tōgō
- Minister of the Army: General Korechika Anami
- Minister of the Navy: Admiral Mitsumasa Yonai
- Chief of the Army General Staff: General Yoshijirō Umezu
- Chief of the Navy General Staff: Admiral Koshirō Oikawa (later replaced by Admiral Soemu Toyoda)
All of these positions were nominally appointed by the Emperor and their holders were answerable directly to him. Nevertheless, Japanese civil law from 1936 required that the Army and Navy ministers had to be active duty flag officers from those respective services while Japanese military law from long before that time prohibited serving officers from accepting political offices without first obtaining permission from their respective service headquarters which, if and when granted, could be rescinded at any time. Thus, the Japanese Army and Navy effectively held a legal right to nominate (or refuse to nominate) their respective ministers, in addition to the effective right to order their respective ministers to resign their posts.
Strict constitutional convention dictated (as it technically still does today) that a prospective Prime Minister could not assume the premiership, nor could an incumbent Prime Minister remain in office, if he could not fill all of the cabinet posts. Thus, the Army and Navy could prevent the formation of undesirable governments, or by resignation bring about the collapse of an existing government.
Emperor Hirohito and Lord Keeper of the Privy Seal Kōichi Kido also were present at some meetings, following the Emperor's wishes. As Iris Chang reports, "... the Japanese deliberately destroyed, hid or falsified most of their secret wartime documents before General MacArthur arrived."
## Japanese leadership divisions
For the most part, Suzuki's military-dominated cabinet favored continuing the war. For the Japanese, surrender was unthinkable—Japan had never been successfully invaded or lost a war in its history. Only Mitsumasa Yonai, the Navy minister, was known to desire an early end to the war. According to historian Richard B. Frank:
> Although Suzuki might indeed have seen peace as a distant goal, he had no design to achieve it within any immediate time span or on terms acceptable to the Allies. His own comments at the conference of senior statesmen gave no hint that he favored any early cessation of the war ... Suzuki's selections for the most critical cabinet posts were, with one exception, not advocates of peace either.
After the war, Suzuki and others from his government and their apologists claimed they were secretly working towards peace, and could not publicly advocate it. They cite the Japanese concept of haragei—"the art of hidden and invisible technique"—to justify the dissonance between their public actions and alleged behind-the-scenes work. However, many historians reject this. Robert J. C. Butow wrote:
> Because of its very ambiguity, the plea of haragei invites the suspicion that in questions of politics and diplomacy a conscious reliance upon this 'art of bluff' may have constituted a purposeful deception predicated upon a desire to play both ends against the middle. While this judgment does not accord with the much-lauded character of Admiral Suzuki, the fact remains that from the moment he became Premier until the day he resigned no one could ever be quite sure of what Suzuki would do or say next.
Japanese leaders had always envisioned a negotiated settlement to the war. Their prewar planning expected a rapid expansion and consolidation, an eventual conflict with the United States, and finally a settlement in which they would be able to retain at least some new territory they had conquered. By 1945, Japan's leaders were in agreement that the war was going badly, but they disagreed over the best means to negotiate its end. There were two camps: the so-called "peace" camp favored a diplomatic initiative to persuade Joseph Stalin, the leader of the Soviet Union, to mediate a settlement between the Allies and Japan; and the hardliners who favored fighting one last "decisive" battle that would inflict so many casualties on the Allies that they would be willing to offer more lenient terms. Both approaches were based on Japan's experience in the Russo–Japanese War, forty years earlier, which consisted of a series of costly but largely indecisive battles, followed by the decisive naval Battle of Tsushima.
In February 1945, Prince Fumimaro Konoe gave Emperor Hirohito a memorandum analyzing the situation, and told him that if the war continued, the imperial family might be in greater danger from an internal revolution than from defeat. According to the diary of Grand Chamberlain Hisanori Fujita, the Emperor, looking for a decisive battle (tennōzan), replied that it was premature to seek peace "unless we make one more military gain". Also in February, Japan's treaty division wrote about Allied policies towards Japan regarding "unconditional surrender, occupation, disarmament, elimination of militarism, democratic reforms, punishment of war criminals, and the status of the emperor." Allied-imposed disarmament, Allied punishment of Japanese war criminals, and especially occupation and removal of the Emperor, were not acceptable to the Japanese leadership.
On 5 April, the Soviet Union gave the required 12 months' notice that it would not renew the five-year Soviet–Japanese Neutrality Pact (which had been signed in 1941 following the Nomonhan Incident). Unknown to the Japanese, at the Tehran Conference in November–December 1943, it had been agreed that the Soviet Union would enter the war against Japan once Germany was defeated. At the Yalta Conference in February 1945, the United States had made substantial concessions to the Soviets to secure a promise that they would declare war on Japan within three months of the surrender of Germany. Although the five-year Neutrality Pact did not expire until 5 April 1946, the announcement caused the Japanese great concern, because Japan had amassed its forces in the South to repel the inevitable US attack, thus leaving its Northern islands vulnerable to Soviet invasion. Soviet Foreign Minister Vyacheslav Molotov, in Moscow, and Yakov Malik, Soviet ambassador in Tokyo, went to great lengths to assure the Japanese that "the period of the Pact's validity has not ended".
At a series of high-level meetings in May, the Big Six first seriously discussed ending the war, but none of them on terms that would have been acceptable to the Allies. Because anyone openly supporting Japanese surrender risked assassination by zealous army officers, the meetings were closed to anyone except the Big Six, the Emperor, and the Privy Seal. No second or third-echelon officers could attend. At these meetings, despite the dispatches from Japanese ambassador Satō in Moscow, only Foreign Minister Tōgō realized that Roosevelt and Churchill might have already made concessions to Stalin to bring the Soviets into the war against Japan. Tōgō had been outspoken about ending the war quickly. As a result of these meetings, he was authorized to approach the Soviet Union, seeking to maintain its neutrality, or (despite the very remote probability) to form an alliance.
In keeping with the custom of a new government declaring its purposes, following the May meetings the Army staff produced a document, "The Fundamental Policy to Be Followed Henceforth in the Conduct of the War," which stated that the Japanese people would fight to extinction rather than surrender. This policy was adopted by the Big Six on 6 June. (Tōgō opposed it, while the other five supported it.) Documents submitted by Suzuki at the same meeting suggested that, in the diplomatic overtures to the USSR, Japan adopt the following approach:
> It should be clearly made known to Russia that she owes her victory over Germany to Japan, since we remained neutral, and that it would be to the advantage of the Soviets to help Japan maintain her international position, since they have the United States as an enemy in the future.
On 9 June, the Emperor's confidant Marquis Kōichi Kido wrote a "Draft Plan for Controlling the Crisis Situation," warning that by the end of the year Japan's ability to wage modern war would be extinguished and the government would be unable to contain civil unrest. "... We cannot be sure we will not share the fate of Germany and be reduced to adverse circumstances under which we will not attain even our supreme object of safeguarding the Imperial Household and preserving the national polity." Kido proposed that the Emperor take action, by offering to end the war on "very generous terms." Kido proposed that Japan withdraw from the formerly European colonies it had occupied provided they were granted independence and also proposed that Japan recognize the independence of the Philippines, which Japan had already mostly lost control of and to which it was well known that the U.S. had long been planning to grant independence. Finally, Kido proposed that Japan disarm provided this not occur under Allied supervision and that Japan for a time be "content with minimum defense." Kido's proposal did not contemplate Allied occupation of Japan, prosecution of war criminals or substantial change in Japan's system of government, nor did Kido suggest that Japan might be willing to consider relinquishing territories acquired prior to 1937 including Formosa, Karafuto, Korea, the formerly German islands in the Pacific and even Manchukuo. With the Emperor's authorization, Kido approached several members of the Supreme Council, the "Big Six." Tōgō was very supportive. Suzuki and Admiral Mitsumasa Yonai, the Navy minister, were both cautiously supportive; each wondered what the other thought. General Korechika Anami, the Army minister, was ambivalent, insisting that diplomacy must wait until "after the United States has sustained heavy losses" in Operation Ketsugō.
In June, the Emperor lost confidence in the chances of achieving a military victory. The Battle of Okinawa was lost, and he learned of the weakness of the Japanese army in China, of the Kwantung Army in Manchuria, of the navy, and of the army defending the Home Islands. The Emperor received a report by Prince Higashikuni from which he concluded that "it was not just the coast defense; the divisions reserved to engage in the decisive battle also did not have sufficient numbers of weapons." According to the Emperor:
> I was told that the iron from bomb fragments dropped by the enemy was being used to make shovels. This confirmed my opinion that we were no longer in a position to continue the war.
On 22 June, the Emperor summoned the Big Six to a meeting. Unusually, he spoke first: "I desire that concrete plans to end the war, unhampered by existing policy, be speedily studied and that efforts made to implement them." It was agreed to solicit Soviet aid in ending the war. Other neutral nations, such as Switzerland, Sweden, and the Vatican City, were known to be willing to play a role in making peace, but they were so small they were believed unable to do more than deliver the Allies' terms of surrender and Japan's acceptance or rejection. The Japanese hoped that the Soviet Union could be persuaded to act as an agent for Japan in negotiations with the United States and Britain.
## Manhattan Project
After several years of preliminary research, President Franklin D. Roosevelt had authorized the initiation of a massive, top-secret project to build atomic bombs in 1942. The Manhattan Project, under the authority of Major General Leslie R. Groves Jr. employed hundreds of thousands of American workers at dozens of secret facilities across the United States, and on 16 July 1945, the first prototype weapon was detonated during the Trinity nuclear test.
As the project neared its conclusion, American planners began to consider the use of the bomb. In keeping with the Allies' overall strategy of securing final victory in Europe first, it had initially been assumed that the first atomic weapons would be allocated for use against Germany. However, by this time it was increasingly obvious that Germany would be defeated before any bombs would be ready for use. Groves formed a committee that met in April and May 1945 to draw up a list of targets. One of the primary criteria was that the target cities must not have been damaged by conventional bombing. This would allow for an accurate assessment of the damage done by the atomic bomb. The targeting committee's list included 18 Japanese cities. At the top of the list were Kyoto, Hiroshima, Yokohama, Kokura, and Niigata. Ultimately, Kyoto was removed from the list at the insistence of Secretary of War Henry L. Stimson, who had visited the city on his honeymoon and knew of its cultural and historical significance.
Although the previous Vice President, Henry A. Wallace, had been involved in the Manhattan Project since the beginning, his successor, Harry S. Truman, was not briefed on the project by Stimson until 23 April 1945, eleven days after he became president on Roosevelt's death on 12 April 1945. On 2 May 1945, Truman approved the formation of the Interim Committee, an advisory group that would report on the atomic bomb. It consisted of Stimson, James F. Byrnes, George L. Harrison, Vannevar Bush, James Bryant Conant, Karl Taylor Compton, William L. Clayton, and Ralph Austin Bard, advised by a Scientific Panel composed of Robert Oppenheimer, Enrico Fermi, Ernest Lawrence, and Arthur Compton. In a 1 June report, the Committee concluded that the bomb should be used as soon as possible against a war plant surrounded by workers' homes and that no warning or demonstration should be given.
The committee's mandate did not include the use of the bomb—its use upon completion was presumed. Following a protest by scientists involved in the project, in the form of the Franck Report, the Committee re-examined the use of the bomb, posing the question to the Scientific Panel of whether a "demonstration" of the bomb should be used before actual battlefield deployment. In a 21 June meeting, the Scientific Panel affirmed that there was no alternative.
Truman played very little role in these discussions. At Potsdam, he was enthralled by the successful report of the Trinity test, and those around him noticed a positive change in his attitude, believing the bomb gave him leverage with both Japan and the Soviet Union. Other than backing Stimson's play to remove Kyoto from the target list (as the military continued to push for it as a target), he was otherwise not involved in any decision-making regarding the bomb, contrary to later retellings of the story (including Truman's own embellishments).
## Proposed invasion
On 18 June 1945, Truman met with the Chief of Army Staff General George Marshall, Air Force General Henry Arnold, Chief of Staff Admiral William Leahy and Admiral Ernest King, Navy Secretary James Forrestal, Secretary for War Henry Stimson and Assistant Secretary for War John McCloy to discuss Operation Olympic, part of a plan to invade the Japanese home islands. General Marshall supported the entry of the Red Army, believing that doing so would cause Japan to capitulate. McCloy had told Stimson that there were no more Japanese cities to be bombed and wanted to explore other options of bringing about a surrender. He suggested a political solution and asked about warning the Japanese of the atomic bomb. James Byrnes, who would become the new Secretary of State on 3 July, wanted to use it as quickly as possible without warning and without letting the Soviets know beforehand.
## Soviet Union negotiation attempts
On 30 June, Tōgō told Naotake Satō, Japan's ambassador in Moscow, to try to establish "firm and lasting relations of friendship." Satō was to discuss the status of Manchuria and "any matter the Russians would like to bring up." Well aware of the overall situation and cognizant of their promises to the Allies, the Soviets responded with delaying tactics to encourage the Japanese without promising anything. Satō finally met with Soviet Foreign Minister Vyacheslav Molotov on 11 July, but without result. On 12 July, Tōgō directed Satō to tell the Soviets that:
> His Majesty the Emperor, mindful of the fact that the present war daily brings greater evil and sacrifice upon the peoples of all the belligerent powers, desires from his heart that it may be quickly terminated. But so long as England and the United States insist upon unconditional surrender, the Japanese Empire has no alternative but to fight on with all its strength for the honor and existence of the Motherland.
The Emperor proposed sending Prince Konoe as a special envoy, although he would be unable to reach Moscow before the Potsdam Conference.
Satō advised Tōgō that in reality, "unconditional surrender or terms closely equivalent thereto" was all that Japan could expect. Moreover, in response to Molotov's requests for specific proposals, Satō suggested that Tōgō's messages were not "clear about the views of the Government and the Military with regard to the termination of the war," thus questioning whether Tōgō's initiative was supported by the key elements of Japan's power structure.
On 17 July, Tōgō responded:
> Although the directing powers, and the government as well, are convinced that our war strength still can deliver considerable blows to the enemy, we are unable to feel absolutely secure peace of mind ... Please bear particularly in mind, however, that we are not seeking the Russians' mediation for anything like an unconditional surrender.
In reply, Satō clarified:
> It goes without saying that in my earlier message calling for unconditional surrender or closely equivalent terms, I made an exception of the question of preserving [the imperial family].
On 21 July, speaking in the name of the cabinet, Tōgō repeated:
> With regard to unconditional surrender we are unable to consent to it under any circumstances whatever. ... It is in order to avoid such a state of affairs that we are seeking a peace, ... through the good offices of Russia. ... it would also be disadvantageous and impossible, from the standpoint of foreign and domestic considerations, to make an immediate declaration of specific terms.
American cryptographers had broken most of Japan's codes, including the Purple code used by the Japanese Foreign Office to encode high-level diplomatic correspondence. As a result, messages between Tokyo and Japan's embassies were provided to Allied policy-makers nearly as quickly as to the intended recipients. Fearing heavy casualties, the Allies wished for Soviet entry in the Pacific War at the earliest possible date. Roosevelt had secured Stalin's promise at Cairo, which was re-affirmed at Yalta. That outcome was greatly feared in Japan.
### Soviet intentions
Security concerns dominated Soviet decisions concerning the Far East. Chief among these was gaining unrestricted access to the Pacific Ocean. The year-round ice-free areas of the Soviet Pacific coastline—Vladivostok in particular—could be blockaded by air and sea from Sakhalin island and the Kurile Islands. Acquiring these territories, thus guaranteeing free access to the Soya Strait, was their primary objective. Secondary objectives were leases for the Chinese Eastern Railway, Southern Manchuria Railway, Dairen, and Port Arthur.
To this end, Stalin and Molotov strung out the negotiations with the Japanese, giving them false hope of a Soviet-mediated peace. At the same time, in their dealings with the United States and Britain, the Soviets insisted on strict adherence to the Cairo Declaration, re-affirmed at the Yalta Conference, that the Allies would not accept separate or conditional peace with Japan. The Japanese would have to surrender unconditionally to all the Allies. To prolong the war, the Soviets opposed any attempt to weaken this requirement. This would give the Soviets time to complete the transfer of their troops from the Western Front to the Far East, and conquer Manchuria, Inner Mongolia, northern Korea, South Sakhalin, the Kuriles, and possibly Hokkaidō (starting with a landing at Rumoi).
## Events at Potsdam
The leaders of the major Allied powers met at the Potsdam Conference from 16 July to 2 August 1945. The participants were the Soviet Union, the United Kingdom, and the United States, represented by Stalin, Winston Churchill (later Clement Attlee), and Truman respectively.
### Negotiations
Although the Potsdam Conference was mainly concerned with European affairs, the war against Japan was also discussed in detail. Truman learned of the successful Trinity test early in the conference and shared this information with the British delegation. The successful test caused the American delegation to reconsider the necessity and wisdom of Soviet participation, for which the U.S. had lobbied hard at the Tehran and Yalta Conferences. High on the United States' list of priorities was shortening the war and reducing American casualties—Soviet intervention seemed likely to do both, but at the cost of possibly allowing the Soviets to capture territory beyond that which had been promised to them at Tehran and Yalta, and causing a postwar division of Japan similar to that which had occurred in Germany.
In dealing with Stalin, Truman decided to give the Soviet leader vague hints about the existence of a powerful new weapon without going into details. However, the other Allies were unaware that Soviet intelligence had penetrated the Manhattan Project in its early stages, so Stalin already knew of the existence of the atomic bomb but did not appear impressed by its potential.
### The Potsdam Declaration
It was decided to issue a statement, the Potsdam Declaration, defining "Unconditional Surrender" and clarifying what it meant for the position of the emperor and for Hirohito personally. The American and British governments strongly disagreed on this point—the United States wanted to abolish the monarchy, or short of that force the Emperor from the throne and possibly try him as a war criminal, while the British wanted to retain the imperial family’s position, perhaps with Hirohito still reigning. Furthermore, although it would not initially be a party to the declaration, the Soviet government also had to be consulted since it would be expected to endorse it upon entering the war. Assuring the retention of the emperor would change the Allied policy of unconditional surrender and necessitated consent from Stalin. The American Secretary of State James Byrnes, however, wanted to keep the Soviets out of the Pacific war as much as possible and persuaded Truman to delete any such assurances. The Potsdam Declaration went through many drafts until a version acceptable to all was found.
On 26 July, the United States, Britain and China released the Potsdam Declaration announcing the terms for Japan's surrender, with the warning, "We will not deviate from them. There are no alternatives. We shall brook no delay." For Japan, the terms of the declaration specified:
- the elimination "for all time [of] the authority and influence of those who have deceived and misled the people of Japan into embarking on world conquest"
- the occupation of "points in Japanese territory to be designated by the Allies"
- that the "Japanese sovereignty shall be limited to the islands of Honshū, Hokkaidō, Kyūshū, Shikoku and such minor islands as we determine." As had been announced in the Cairo Declaration in 1943, Japan was to be reduced to her pre-1894 territory and stripped of her pre-war empire including Korea and Taiwan, as well as all her recent conquests.
- that "[t]he Japanese military forces, after being completely disarmed, shall be permitted to return to their homes with the opportunity to lead peaceful and productive lives."
- that "[w]e do not intend that the Japanese shall be enslaved as a race or destroyed as a nation, but stern justice shall be meted out to all war criminals, including those who have visited cruelties upon our prisoners."
On the other hand, the declaration stated that:
- "The Japanese Government shall remove all obstacles to the revival and strengthening of democratic tendencies among the Japanese people. Freedom of speech, of religion, and of thought, as well as respect for the fundamental human rights shall be established."
- "Japan shall be permitted to maintain such industries as will sustain her economy and permit the exaction of just reparations in kind, but not those which would enable her to rearm for war. To this end, access to, as distinguished from control of, raw materials shall be permitted. Eventual Japanese participation in world trade relations shall be permitted."
- "The occupying forces of the Allies shall be withdrawn from Japan as soon as these objectives have been accomplished and there has been established, in accordance with the freely expressed will of the Japanese people, a peacefully inclined and responsible government."
The only use of the term "unconditional surrender" came at the end of the declaration:
- "We call upon the government of Japan to proclaim now the unconditional surrender of all Japanese armed forces, and to provide proper and adequate assurances of their good faith in such action. The alternative for Japan is prompt and utter destruction."
Contrary to what had been intended at its conception, the Declaration made no mention of the Emperor at all. The short-lived interim Secretary of State Joseph Grew had advocated for retaining the emperor as a constitutional monarch. He hoped that preserving Hirohito's central role could facilitate an orderly capitulation of all Japanese troops in the Pacific theatre. Without it, securing a surrender could be difficult. Navy Secretary James Forrestal and other officials shared the view. Allied intentions on issues of utmost importance to the Japanese, including whether Hirohito was to be regarded as one of those who had "misled the people of Japan" or even a war criminal, or alternatively, whether the Emperor might become part of a "peacefully inclined and responsible government" were thus left unstated.
The "prompt and utter destruction" clause has been interpreted as a veiled warning about American possession of the atomic bomb (which had been tested successfully on the first day of the conference). On the other hand, the declaration also made specific references to the devastation that had been wrought upon Germany in the closing stages of the European war. To contemporary readers on both sides who were not yet aware of the atomic bomb's existence, it was easy to interpret the conclusion of the declaration simply as a threat to bring similar destruction upon Japan using conventional weapons.
### Japanese reaction
On 27 July, the Japanese government considered how to respond to the Declaration. The four military members of the Big Six wanted to reject it, but Tōgō, acting under the mistaken impression that the Soviet government had no prior knowledge of its contents, persuaded the cabinet not to do so until he could get a reaction from Moscow. The cabinet decided to publish the declaration without comment for the time being. In a telegram, Shun'ichi Kase, Japan's ambassador to Switzerland, observed that "unconditional surrender" applied only to the military and not to the government or the people, and he pleaded that it should be understood that the careful language of Potsdam appeared "to have occasioned a great deal of thought" on the part of the signatory governments—"they seem to have taken pains to save face for us on various points." The next day, Japanese newspapers reported that the Declaration, the text of which had been broadcast and dropped by leaflet into Japan, had been rejected. In an attempt to manage public perception, Prime Minister Suzuki met with the press, and stated:
> I consider the Joint Proclamation a rehash of the Declaration at the Cairo Conference. As for the Government, it does not attach any important value to it at all. The only thing to do is just kill it with silence (mokusatsu). We will do nothing but press on to the bitter end to bring about a successful completion of the war.
Chief Cabinet Secretary Hisatsune Sakomizu had advised Suzuki to use the expression mokusatsu (黙殺, lit. "killing with silence"). Its meaning is ambiguous and can range from "refusing to comment on" to "ignoring (by keeping silence)". What was intended by Suzuki has been the subject of debate. Tōgō later said that the making of such a statement violated the cabinet's decision to withhold comment.
On 30 July, Ambassador Satō wrote that Stalin was probably talking to Roosevelt and Churchill about his dealings with Japan, and he wrote: "There is no alternative but immediate unconditional surrender if we are to prevent Russia's participation in the war." On 2 August, Tōgō wrote to Satō: "it should not be difficult for you to realize that ... our time to proceed with arrangements of ending the war before the enemy lands on the Japanese mainland is limited, on the other hand it is difficult to decide on concrete peace conditions here at home all at once."
## Hiroshima, Manchuria, and Nagasaki
### 6 August: Hiroshima
On 6 August at 8:15 am local time, the Enola Gay, a Boeing B-29 Superfortress piloted by Colonel Paul Tibbets, dropped an atomic bomb (code-named Little Boy by the U.S.) on the city of Hiroshima in southwest Honshū. Throughout the day, confused reports reached Tokyo that Hiroshima had been the target of an air raid, which had leveled the city with a "blinding flash and violent blast". Later that day, they received U.S. President Truman's broadcast announcing the first use of an atomic bomb, and promising:
> We are now prepared to obliterate more rapidly and completely every productive enterprise the Japanese have above ground in any city. We shall destroy their docks, their factories, and their communications. Let there be no mistake; we shall completely destroy Japan's power to make war. It was to spare the Japanese people from utter destruction that the ultimatum of July 26 was issued at Potsdam. Their leaders promptly rejected that ultimatum. If they do not now accept our terms they may expect a rain of ruin from the air, the like of which has never been seen on this earth ...
The Japanese Army and Navy had their own independent atomic-bomb programs and therefore the Japanese understood enough to know how very difficult building it would be. Therefore, many Japanese and in particular the military members of the government refused to believe the United States had built an atomic bomb, and the Japanese military ordered their own independent tests to determine the cause of Hiroshima's destruction. Admiral Soemu Toyoda, the Chief of the Naval General Staff, argued that even if the United States had made one, they could not have many more. American strategists, having anticipated a reaction like Toyoda's, planned to drop a second bomb shortly after the first, to convince the Japanese that the U.S. had a large supply.
### 9 August: Soviet invasion and Nagasaki
At 04:00 on 9 August word reached Tokyo that the Soviet Union had broken the Neutrality Pact, declared war on Japan, subscribed to the Potsdam Declaration and launched an invasion of Manchuria.
> When the Russians invaded Manchuria, they sliced through what had once been an elite army and many Russian units only stopped when they ran out of gas. The Soviet 16th Army—100,000 strong—launched an invasion of the southern half of Sakhalin Island. Their orders were to mop up Japanese resistance there, and then within 10 to 14 days—be prepared to invade Hokkaido, the northernmost of Japan's home islands. The Japanese force tasked with defending Hokkaido, the 5th Area Army, was under strength at two divisions and two brigades, and was in fortified positions on the east side of the island. The Soviet plan of attack called for an invasion of Hokkaido from the west. The Soviet declaration of war also changed the calculation of how much time was left for maneuver. Japanese intelligence was predicting that U.S. forces might not invade for months. Soviet forces, on the other hand, could be in Japan proper in as little as 10 days. The Soviet invasion made a decision on ending the war extremely time sensitive.
These "twin shocks"—the atomic bombing of Hiroshima and the Soviet entry—had immediate profound effects on Prime Minister Kantarō Suzuki and Foreign Minister Shigenori Tōgō, who concurred that the government must end the war at once. However, the senior leadership of the Japanese Army took the news in stride, grossly underestimating the scale of the attack. With the support of Minister of War Anami, they started preparing to impose martial law on the nation, to stop anyone attempting to make peace. Hirohito told Kido to "quickly control the situation" because "the Soviet Union has declared war and today began hostilities against us."
The Supreme Council met at 10:30. Suzuki, who had just come from a meeting with the Emperor, said it was impossible to continue the war. Tōgō said that they could accept the terms of the Potsdam Declaration, but they needed a guarantee of the Emperor's position. Navy Minister Yonai said that they had to make some diplomatic proposal—they could no longer afford to wait for better circumstances.
In the middle of the meeting, shortly after 11:00, news arrived that Nagasaki, on the west coast of Kyūshū, had been hit by a second atomic bomb (called "Fat Man" by the United States). By the time the meeting ended, the Big Six had split 3–3. Suzuki, Tōgō, and Admiral Yonai favored Tōgō's one additional condition to Potsdam, while General Anami, General Umezu, and Admiral Toyoda insisted on three further terms that modified Potsdam: that Japan handle their own disarmament, that Japan deal with any Japanese war criminals, and that there be no occupation of Japan.
Following the atomic bombing of Nagasaki, Truman issued another statement:
> The British, Chinese, and United States Governments have given the Japanese people adequate warning of what is in store for them. We have laid down the general terms on which they can surrender. Our warning went unheeded; our terms were rejected. Since then the Japanese have seen what our atomic bomb can do. They can foresee what it will do in the future.
>
> The world will note that the first atomic bomb was dropped on Hiroshima, a military base. That was because we wished in this first attack to avoid, insofar as possible, the killing of civilians. But that attack is only a warning of things to come. If Japan does not surrender, bombs will have to be dropped on her war industries and, unfortunately, thousands of civilian lives will be lost. I urge Japanese civilians to leave industrial cities immediately, and save themselves from destruction.
>
> I realize the tragic significance of the atomic bomb.
>
> Its production and its use were not lightly undertaken by this Government. But we knew that our enemies were on the search for it. We know now how close they were to finding it. And we knew the disaster which would come to this Nation, and to all peace-loving nations, to all civilization, if they had found it first.
>
> That is why we felt compelled to undertake the long and uncertain and costly labor of discovery and production.
>
> We won the race of discovery against the Germans.
>
> Having found the bomb we have used it. We have used it against those who attacked us without warning at Pearl Harbor, against those who have starved and beaten and executed American prisoners of war, against those who have abandoned all pretense of obeying international laws of warfare. We have used it in order to shorten the agony of war, in order to save the lives of thousands and thousands of young Americans.
>
> We shall continue to use it until we completely destroy Japan's power to make war. Only a Japanese surrender will stop us.
## Discussions of surrender
The full Japanese cabinet met at 14:30 on 9 August, and spent most of the day debating surrender. As the Big Six had done, the cabinet split, with neither Tōgō's position nor Anami's attracting a majority. Anami told the other cabinet ministers that under torture a captured American P-51 Mustang fighter pilot, Marcus McDilda, had told his interrogators that the United States possessed a stockpile of 100 atom bombs and that Tokyo and Kyoto would be destroyed "in the next few days".
In reality the United States would not have had a third bomb ready for use until around 19 August, and a fourth in September. However the Japanese leadership had no way to know the size of the United States' stockpile, and feared the United States might have the capacity not just to devastate individual cities, but to wipe out the Japanese people as a race and nation. Indeed, Anami expressed a desire for this outcome rather than surrender, asking if it would "not be wondrous for this whole nation to be destroyed like a beautiful flower".
The cabinet meeting adjourned at 17:30 with no consensus. A second meeting lasting from 18:00 to 22:00 also ended with no consensus. Following this second meeting, Suzuki and Tōgō met the Emperor, and Suzuki proposed an impromptu Imperial conference, which started just before midnight on the night of 9–10 August. Suzuki presented Anami's four-condition proposal as the consensus position of the Supreme Council. The other members of the Supreme Council spoke, as did Kiichirō Hiranuma, the President of the Privy Council, who outlined Japan's inability to defend itself and also described the country's domestic problems, such as the shortage of food. The cabinet debated, but again no consensus emerged. At around 02:00 (10 August), Suzuki finally addressed Emperor Hirohito, asking him to decide between the two positions. The participants later recollected that the Emperor stated:
> I have given serious thought to the situation prevailing at home and abroad and have concluded that continuing the war can only mean destruction for the nation and prolongation of bloodshed and cruelty in the world. I cannot bear to see my innocent people suffer any longer. ...
>
> I was told by those advocating a continuation of hostilities that by June new divisions would be in place in fortified positions [at Kujūkuri Beach, east of Tokyo] ready for the invader when he sought to land. It is now August and the fortifications still have not been completed. ...
>
> There are those who say the key to national survival lies in a decisive battle in the homeland. The experiences of the past, however, show that there has always been a discrepancy between plans and performance. I do not believe that the discrepancy in the case of Kujūkuri can be rectified. Since this is also the shape of things, how can we repel the invaders? [He then made some specific reference to the increased destructiveness of the atomic bomb.]
>
> It goes without saying that it is unbearable for me to see the brave and loyal fighting men of Japan disarmed. It is equally unbearable that others who have rendered me devoted service should now be punished as instigators of the war. Nevertheless, the time has come to bear the unbearable. ...
>
> I swallow my tears and give my sanction to the proposal to accept the Allied proclamation on the basis outlined by [Tōgō,] the Foreign Minister.
According to General Sumihisa Ikeda and Admiral Zenshirō Hoshina, Privy Council President Hiranuma then turned to the Emperor and asked him: "Your majesty, you also bear responsibility (sekinin) for this defeat. What apology are you going to make to the heroic spirits of the imperial founder of your house and your other imperial ancestors?"
Once the Emperor had left, Suzuki pushed the cabinet to accept the Emperor's will, which it did. Early that morning (10 August), the Foreign Ministry sent telegrams to the Allies (by way of Max Grässli at the Swiss Department of Foreign Affairs ) announcing that Japan would accept the Potsdam Declaration, but would not accept any peace conditions that would "prejudice the prerogatives" of the Emperor. That effectively meant no change in Japan's form of government—that the Emperor of Japan would remain a position of real power.
### 12 August
The Allied response to Japan's qualified acceptance of the Potsdam Declaration was written by James F. Byrnes and approved by the British, Chinese, and Soviet governments, although the Soviets agreed only reluctantly. The Allies sent their response (via the Swiss Foreign Affairs Department) on 12 August. On the status of the Emperor it said:
> From the moment of surrender the authority of the Emperor and the Japanese government to rule the state shall be subject to the Supreme Commander of the Allied powers who will take such steps as he deems proper to effectuate the surrender terms. ... The ultimate form of government of Japan shall, in accordance with the Potsdam Declaration, be established by the freely expressed will of the Japanese people.
President Truman issued instructions that no further atomic weapons were to be dropped on Japan without presidential orders, but allowed military operations (including the B-29 firebombings) to continue until official word of Japanese surrender was received. However, news correspondents incorrectly interpreted a comment by General Carl Spaatz, commander of the U.S. Strategic Air Forces in the Pacific, that the B-29s were not flying on 11 August (because of bad weather) as a statement that a ceasefire was in effect. To avoid giving the Japanese the impression that the Allies had abandoned peace efforts and resumed bombing, Truman then ordered a halt to all further bombings.
The Japanese cabinet considered the Allied response, and Suzuki argued that they must reject it and insist on an explicit guarantee for the imperial system. Anami returned to his position that there be no occupation of Japan. Afterward, Tōgō told Suzuki that there was no hope of getting better terms, and Kido conveyed the Emperor's will that Japan surrender. In a meeting with the Emperor, Yonai spoke of his concerns about growing civil unrest:
> I think the term is inappropriate, but the atomic bombs and the Soviet entry into the war are, in a sense, divine gifts. This way we don't have to say that we have quit the war because of domestic circumstances.
That day, Hirohito informed the imperial family of his decision to surrender. One of his uncles, Prince Asaka, then asked whether the war would be continued if the kokutai (imperial sovereignty) could not be preserved. The Emperor simply replied "of course."
### 13–14 August
At the suggestion of American psychological operations experts, B-29s spent 13 August dropping leaflets over Japan, describing the Japanese offer of surrender and the Allied response. The leaflets, some of which fell upon the Imperial Palace as the Emperor and his advisors met, had a profound effect on the Japanese decision-making process. It had become clear that a complete and total acceptance of Allied terms, even if it meant the dissolution of the Japanese government as it then existed, was the only possible way to secure peace. The Big Six and the cabinet debated their reply to the Allied response late into the night, but remained deadlocked. Meanwhile, the Allies grew doubtful, waiting for the Japanese to respond. The Japanese had been instructed that they could transmit an unqualified acceptance in the clear, but instead they sent out coded messages on matters unrelated to the surrender parley. The Allies took this coded response as non-acceptance of the terms.
Via Ultra intercepts, the Allies also detected increased diplomatic and military traffic, which was taken as evidence that the Japanese were preparing an "all-out banzai attack." President Truman ordered a resumption of attacks against Japan at maximum intensity "so as to impress Japanese officials that we mean business and are serious in getting them to accept our peace proposals without delay." In the largest and longest bombing raid of the Pacific War, more than 400 B-29s attacked Japan during daylight on 14 August, and more than 300 that night. A total of 1,014 aircraft were used with no losses. B-29s from the 315 Bombardment Wing flew 6,100 km (3,800 mi) to destroy the Nippon Oil Company refinery at Tsuchizaki on the northern tip of Honshū. This was the last operational refinery in the Japanese Home Islands, and it produced 67% of their oil. The attacks continued right through the announcement of the Japanese surrender, and indeed for some time afterwards.
Truman had ordered a halt to atomic bombings on 10 August, upon receiving news that another bomb would be ready for use against Japan in about a week. He told his cabinet that he could not stand the thought of killing "all those kids." By 14 August, however, Truman remarked "sadly" to the British ambassador that "he now had no alternative but to order an atomic bomb dropped on Tokyo," as some of his military staff had been advocating.
As 14 August dawned, Suzuki, Kido, and the Emperor realized the day would end with either an acceptance of the American terms or a military coup. The Emperor met with the most senior Army and Navy officers. While several spoke in favor of fighting on, Field Marshal Shunroku Hata did not. As commander of the Second General Army, the headquarters of which had been in Hiroshima, Hata commanded all the troops defending southern Japan—the troops preparing to fight the "decisive battle". Hata said he had no confidence in defeating the invasion and did not dispute the Emperor's decision. The Emperor asked his military leaders to cooperate with him in ending the war.
At a conference with the cabinet and other councilors, Anami, Toyoda, and Umezu again made their case for continuing to fight, after which the Emperor said:
> I have listened carefully to each of the arguments presented in opposition to the view that Japan should accept the Allied reply as it stands and without further clarification or modification, but my own thoughts have not undergone any change. ... In order that the people may know my decision, I request you to prepare at once an imperial rescript so that I may broadcast to the nation. Finally, I call upon each and every one of you to exert himself to the utmost so that we may meet the trying days which lie ahead.
The cabinet immediately convened and unanimously ratified the Emperor's wishes. They also decided to destroy vast amounts of material pertaining to war crimes and the war responsibility of the nation's highest leaders. Immediately after the conference, the Foreign Ministry transmitted orders to its embassies in Switzerland and Sweden to accept the Allied terms of surrender. These orders were picked up and received in Washington at 02:49, 14 August.
Difficulty with senior commanders on the distant war fronts was anticipated. Three princes of the Imperial Family who held military commissions were dispatched on 14 August to deliver the news personally. Prince Tsuneyoshi Takeda went to Korea and Manchuria, Prince Yasuhiko Asaka to the China Expeditionary Army and China Fleet, and Prince Kan'in Haruhito to Shanghai, South China, Indochina and Singapore.
The text of the Imperial Rescript on surrender was finalized by 19:00 August 14, transcribed by the official court calligrapher, and brought to the cabinet for their signatures. Around 23:00, the Emperor, with help from an NHK recording crew, made a gramophone record of himself reading it. The record was given to court chamberlain Yoshihiro Tokugawa, who hid it in a locker in the office of Empress Kōjun's secretary.
## Attempted coup d'état (12–15 August)
Late on the night of 12 August 1945, Army Minister Anami was approached by Major Kenji Hatanaka, Lieutenant Colonels Masataka Ida, Masahiko Takeshita (Anami's brother-in-law), and Inaba Masao, and Colonel Okikatsu Arao, Chief of the Military Affairs Section, who asked him to do whatever he could to prevent acceptance of the Potsdam Declaration. Anami refused to say whether he would help the young officers in treason. As much as they needed his support, Hatanaka and the other rebels decided they had no choice but to continue planning and to attempt a coup d'état on their own. Hatanaka spent much of 13 August and the morning of 14 August gathering allies, seeking support from the higher-ups in the Ministry, and perfecting his plot.
Shortly after the conference on the night of 13–14 August at which the surrender finally was decided, a group of senior army officers including Anami gathered in a nearby room. All those present were concerned about the possibility of a coup d'état to prevent the surrender—some of those present may have even been considering launching one. After a silence, General Torashirō Kawabe proposed that all senior officers present sign an agreement to carry out the Emperor's order of surrender—"The Army will act in accordance with the Imperial Decision to the last." It was signed by all the high-ranking officers present, including Anami, Hajime Sugiyama, Yoshijirō Umezu, Kenji Doihara, Torashirō Kawabe, Masakazu Kawabe, and Tadaichi Wakamatsu. "This written accord by the most senior officers in the Army ... acted as a formidable firebreak against any attempt to incite a coup d'état in Tokyo."
Around 21:30 on 14 August, Hatanaka's rebels set their plan into motion. The Second Regiment of the First Imperial Guards had entered the palace grounds, doubling the strength of the battalion already stationed there, presumably to provide extra protection against Hatanaka's rebellion. But Hatanaka, along with Lt. Col. Jirō Shiizaki, convinced the commander of the 2nd Regiment of the First Imperial Guards, Colonel Toyojirō Haga, of their cause, by telling him (falsely) that Generals Anami and Umezu, and the commanders of the Eastern District Army and Imperial Guards Divisions were all in on the plan. Hatanaka also went to the office of Shizuichi Tanaka, commander of the Eastern region of the army, to try to persuade him to join the coup. Tanaka refused, and ordered Hatanaka to go home. Hatanaka ignored the order.
Originally, Hatanaka hoped that simply occupying the palace and showing the beginnings of a rebellion would inspire the rest of the Army to rise up against the move to surrender. This notion guided him through much of the last days and hours and gave him the blind optimism to move ahead with the plan, despite having little support from his superiors. Having set all the pieces into position, Hatanaka and his co-conspirators decided that the Guard would take over the palace at 02:00. The hours until then were spent in continued attempts to convince their superiors in the Army to join the coup. At about the same time, General Anami committed seppuku, leaving a message that, "I—with my death—humbly apologize to the Emperor for the great crime." Whether the crime involved losing the war, or the coup, remains unclear.
At some time after 01:00, Hatanaka and his men surrounded the palace. Hatanaka, Shiizaki, Ida, and Captain Shigetarō Uehara (of the Air Force Academy) went to the office of Lt. General Takeshi Mori to ask him to join the coup. Mori was in a meeting with his brother-in-law, Michinori Shiraishi. The cooperation of Mori, as commander of the 1st Imperial Guards Division, was crucial. When Mori refused to side with Hatanaka, Hatanaka killed him, fearing Mori would order the Guards to stop the rebellion. Uehara killed Shiraishi. These were the only two murders of the night. Hatanaka then used General Mori's official stamp to authorize Imperial Guards Division Strategic Order No. 584, a false set of orders created by his co-conspirators, which would greatly increase the strength of the forces occupying the Imperial Palace and Imperial Household Ministry, and "protecting" the Emperor.
The palace police were disarmed and all the entrances blocked. Over the course of the night, Hatanaka's rebels captured and detained eighteen people, including Ministry staff and NHK workers sent to record the surrender speech.
The rebels, led by Hatanaka, spent the next several hours fruitlessly searching for Imperial House Minister Sōtarō Ishiwata, Lord of the Privy Seal Kōichi Kido, and the recordings of the surrender speech. The two men were hiding in the "bank vault", a large chamber underneath the Imperial Palace. The search was made more difficult by a blackout in response to Allied bombings, and by the archaic organization and layout of the Imperial House Ministry. Many of the names of the rooms were unrecognizable to the rebels. The rebels did find the chamberlain Yoshihiro Tokugawa. Although Hatanaka threatened to disembowel him with a samurai sword, Tokugawa lied and told them he did not know where the recordings or men were.
At about the same time, another group of Hatanaka's rebels led by Captain Takeo Sasaki went to Prime Minister Suzuki's office, intent on killing him. When they found it empty, they machine-gunned the office and set the building on fire, then left for his home. Hisatsune Sakomizu, the chief secretary to Suzuki's Cabinet, had warned Suzuki, and he escaped minutes before the would-be assassins arrived. After setting fire to Suzuki's home, they went to the estate of Kiichirō Hiranuma to assassinate him. Hiranuma escaped through a side gate and the rebels burned his house as well. Suzuki spent the rest of August under police protection, spending each night in a different bed.
Around 03:00, Hatanaka was informed by Lieutenant Colonel Masataka Ida that the Eastern District Army was on its way to the palace to stop him, and that he should give up. Finally, seeing his plan collapsing around him, Hatanaka pleaded with Tatsuhiko Takashima, Chief of Staff of the Eastern District Army, to be given at least ten minutes on the air on NHK radio, to explain to the people of Japan what he was trying to accomplish and why. He was refused. Colonel Haga, commander of the 2nd Regiment of the First Imperial Guards, discovered that the Army did not support this rebellion, and he ordered Hatanaka to leave the palace grounds.
Just before 05:00, as his rebels continued their search, Major Hatanaka went to the NHK studios, and, brandishing a pistol, tried desperately to get some airtime to explain his actions. A little over an hour later, after receiving a telephone call from the Eastern District Army, Hatanaka finally gave up. He gathered his officers and walked out of the NHK studio.
At dawn, Tanaka learned that the palace had been invaded. He went there and confronted the rebellious officers, berating them for acting contrary to the spirit of the Japanese army. He convinced them to return to their barracks. By 08:00, the rebellion was entirely dismantled, having succeeded in holding the palace grounds for much of the night but failing to find the recordings.
Hatanaka, on a motorcycle, and Shiizaki, on horseback, rode through the streets, tossing leaflets that explained their motives and their actions. Within an hour before the Emperor's broadcast, sometime around 11:00, 15 August, Hatanaka placed his pistol to his forehead, and shot himself. Shiizaki stabbed himself with a dagger, and then shot himself. In Hatanaka's pocket was his death poem: "I have nothing to regret now that the dark clouds have disappeared from the reign of the Emperor."
## Surrender
Emperor Hirohito gave different reasons to the public and the military for the surrender: When addressing the public, he said, "the enemy has begun to employ a new and most cruel bomb, the power of which to do damage is, indeed, incalculable ... . Should we continue to fight, not only would it result in an ultimate collapse and obliteration of the Japanese nation, but also it would lead to the total extinction of human civilization." When addressing the military, he did not mention the "new and most cruel bomb" but rather said that "the Soviet Union has entered the war against us, [and] to continue the war ... would [endanger] the very foundation of the Empire's existence."
### 15 August 1945, surrender speech to the Japanese public
''
At 12:00 noon Japan Standard Time on 15 August, the Emperor's recorded speech to the nation, reading the Imperial Rescript on the Termination of the War, was broadcast:
> After pondering deeply the general trends of the world and the actual conditions obtaining in Our Empire today, We have decided to effect a settlement of the present situation by resorting to an extraordinary measure.
>
> We have ordered Our Government to communicate to the Governments of the United States, Great Britain, China and the Soviet Union that Our Empire accepts the provisions of their Joint Declaration.
>
> To strive for the common prosperity and happiness of all nations as well as the security and well-being of Our subjects is the solemn obligation which has been handed down by Our Imperial Ancestors and which lies close to Our heart.
>
> Indeed, We declared war on America and Britain out of Our sincere desire to ensure Japan's self-preservation and the stabilization of East Asia, it being far from Our thought either to infringe upon the sovereignty of other nations or to embark upon territorial aggrandizement.
>
> But now the war has lasted for nearly four years. Despite the best that has been done by everyone—the gallant fighting of the military and naval forces, the diligence and assiduity of Our servants of the State, and the devoted service of Our one hundred million people—the war situation has developed not necessarily to Japan's advantage, while the general trends of the world have all turned against her interest.
>
> Moreover, the enemy has begun to employ a new and most cruel bomb, the power of which to do damage is, indeed, incalculable, taking the toll of many innocent lives. Should we continue to fight, not only would it result in an ultimate collapse and obliteration of the Japanese nation, but also it would lead to the total extinction of human civilization.
>
> Such being the case, how are We to save the millions of Our subjects, or to atone Ourselves before the hallowed spirits of Our Imperial Ancestors? This is the reason why We have ordered the acceptance of the provisions of the Joint Declaration of the Powers...
>
> The hardships and sufferings to which Our nation is to be subjected hereafter will be certainly great. We are keenly aware of the inmost feelings of all of you, Our subjects. However, it is according to the dictates of time and fate that We have resolved to pave the way for a grand peace for all the generations to come by enduring the unendurable and suffering what is unsufferable.
The low quality of the recording, combined with the Classical Japanese language used by the Emperor in the Rescript, made the recording very difficult to understand for most listeners. In addition, the Emperor did not explicitly mention surrender in his speech. To prevent confusion the recording was immediately followed by a clarification that Japan was indeed unconditionally surrendering to the Allies.
Public reaction to the Emperor's speech varied—many Japanese simply listened to it, then went on with their lives as best they could, while some Army and Navy officers chose suicide over surrender. A small crowd gathered in front of the Imperial Palace in Tokyo and cried, but as author John Dower notes, the tears they shed "reflected a multitude of sentiments ... anguish, regret, bereavement and anger at having been deceived, sudden emptiness and loss of purpose".
On 17 August, Suzuki was replaced as prime minister by the Emperor's uncle, Prince Higashikuni, perhaps to forestall any further coup or assassination attempts.
Japan's forces were still fighting against the Soviets as well as the Chinese on the Asian mainland, and managing their cease-fire and surrender was difficult. The last air combat by Japanese fighters against American reconnaissance bombers took place on 18 August. The Soviet Union continued to fight until early September, taking the Kuril Islands.
### 17 August 1945, surrender speech to the Japanese military
Two days after Emperor Hirohito's surrender speech to civilians was broadcast, he delivered a shorter speech "To the officers and men of the imperial forces". He said, "Three years and eight months have elapsed since we declared war on the United States and Britain. During this time our beloved men of the army and navy, sacrificing their lives, have fought valiantly ..., and of this we are deeply grateful. Now that the Soviet Union has entered the war against us, to continue the war under the present internal and external conditions would be only to increase needlessly the ravages of war finally to the point of endangering the very foundation of the Empire's existence. With that in mind and although the fighting spirit of the Imperial Army and Navy is as high as ever, with a view to maintaining and protecting our noble national policy we are about to make peace with the United States, Britain, the Soviet Union and Chungking. ... We trust that you officers and men of the Imperial forces will comply with our intention and will ... bear the unbearable and leave an everlasting foundation of the nation."
### Occupation and the surrender ceremony
News of the Japanese acceptance of the surrender terms was announced to the American public via radio at 7 p.m. on 14 August, sparking massive celebrations. Allied civilians and servicemen everywhere rejoiced at the news of the end of the war. A photograph, V-J Day in Times Square, of an American sailor kissing a woman in New York, and a news film of the Dancing Man in Sydney have come to epitomize the immediate celebrations. 14 and 15 August are commemorated as Victory over Japan Day in many Allied countries.
Japan's sudden surrender after the unexpected use of atomic weapons surprised most governments outside the US and UK. The Soviet Union had some intentions of occupying Hokkaidō. Unlike the Soviet occupations of eastern Germany and northern Korea, however, these plans were frustrated by the opposition of President Truman.
In the aftermath of Japan's declaration of surrender, US B-32 Dominator bombers based in Okinawa began flying reconnaissance missions over Japan in order to monitor Japanese compliance with the cease-fire, gather information to better enable the establishment of the occupation, and test the fidelity of the Japanese, as it was feared that the Japanese were planning to attack occupation forces. During the first such B-32 reconnaissance mission, the bomber was tracked by Japanese radars but completed its mission without interference. On 18 August, a group of four B-32s overflying Tokyo were attacked by Japanese naval fighter aircraft from Naval Air Facility Atsugi and Yokosuka Naval Airfield. The Japanese pilots were acting without authorization from the Japanese government. They were either opposed to the cease-fire or believed that Japanese airspace should remain inviolate until a formal surrender document was signed. They caused only minor damage and were held at bay by the B-32 gunners. The incident surprised US commanders, and prompted them to send additional reconnaissance flights to ascertain whether it was an isolated attack by die-hards acting independently or if Japan intended to continue fighting. The following day, two B-32s on a reconnaissance mission over Tokyo were attacked by Japanese fighter aircraft out of Yokosuka Naval Airfield, with the pilots again acting on their own initiative, damaging one bomber. One of the bomber's crewmen was killed and two others wounded. It was the last aerial engagement of the war. The following day, as per the terms of the cease-fire agreement, the propellers were removed from all Japanese aircraft and further Allied reconnaissance flights over Japan went unchallenged.
Japanese officials left for Manila on 19 August to meet Supreme Commander of the Allied Powers Douglas MacArthur, and to be briefed on his plans for the occupation. On 28 August 150 US personnel flew to Atsugi, Kanagawa Prefecture, and the occupation of Japan began. They were followed by USS Missouri, whose accompanying vessels landed the 4th Marines on the southern coast of Kanagawa. The 11th Airborne Division was airlifted from Okinawa to Atsugi Airdrome, 50 km (30 mi) from Tokyo. Other Allied personnel followed.
MacArthur arrived in Tokyo on 30 August, and immediately decreed several laws: No Allied personnel were to assault Japanese people. No Allied personnel were to eat the scarce Japanese food. Flying the Hinomaru or "Rising Sun" flag was severely restricted.
The formal surrender occurred on 2 September 1945, around 9 a.m., Tokyo time, when representatives from the Empire of Japan signed the Japanese Instrument of Surrender in Tokyo Bay aboard USS Missouri, accompanied by around 250 other allied vessels, including British and Australian navy vessels and a Dutch hospital ship. The dignitaries or representatives from around the world were carefully scheduled to board USS Missouri. Japanese Foreign Minister Shigemitsu signed for the Japanese government, while Gen. Umezu signed for the Japanese armed forces.
The surrender ceremony was carefully planned on board USS Missouri detailing the seating positions of all Army, Navy, and Allied Representatives. The ceremony was filmed in color by George F. Kosco, but the footage was released publicly only in 2010.
Each signatory sat before an ordinary mess deck table covered with green felt and signed two unconditional Instruments of Surrender—a leather-bound version for the Allied forces and a canvas-backed version for the Japanese. Foreign Minister Mamoru Shigemitsu signed on behalf of the Japanese government followed by the uniformed General Yoshijiro Umezu, Chief of the Imperial General Staff. MacArthur signed on behalf of the Allied nations, followed by Fleet Admiral Chester W. Nimitz as U.S. Representative. Representatives of eight other Allied nations, led by Chinese representative General Xu Yongchang, followed Nimitz. Other notable signatories include Admiral Bruce Fraser for the United Kingdom, and Général d'armée Philippe Leclerc de Hauteclocque for France.
On Missouri that day was the same American flag that had been flown in 1853 on USS Powhatan by Commodore Matthew C. Perry on the first of his two expeditions to Japan. Perry's expeditions had resulted in the Convention of Kanagawa, which forced the Japanese to open the country to American trade. During the ceremony, US aircraft carriers and aircraft patrolled offshore, as there were fears of a kamikaze attack by Japanese pilots. In the event, there was no such attack. The ceremony concluded with a flypast of over 800 US military aircraft, both from the carriers and including 462 land-based B-29 Superfortresses.
After the formal surrender on 2 September aboard Missouri'', investigations into Japanese war crimes began quickly. Many members of the imperial family, such as the emperor's brothers Prince Chichibu, Prince Takamatsu and Prince Mikasa, and his uncle Prince Higashikuni, pressured the Emperor to abdicate so that one of the Princes could serve as regent until Crown Prince Akihito came of age. However, at a meeting with the Emperor later in September, General MacArthur assured him he needed his help to govern Japan and so Hirohito was never tried. Legal procedures for the International Military Tribunal for the Far East were issued on 19 January 1946, without any member of the imperial family being prosecuted.
In addition to 14 and 15 August, 2 September 1945, is also known as V-J Day. President Truman declared 2 September to be V-J Day, but noted that "It is not yet the day for the formal proclamation of the end of the war nor of the cessation of hostilities." In Japan, 15 August is often called Shūsen-kinenbi (終戦記念日), which literally means the 'memorial day for the end of the war', but the government's name for the day (which is not a national holiday) is Senbotsusha o tsuitō shi heiwa o kinen suru hi (戦没者を追悼し平和を祈念する日, 'day for mourning of war dead and praying for peace').
## Further surrenders and resistance
A nearly simultaneous surrender ceremony was held on 2 September aboard USS Portland at Truk Atoll, where Vice Admiral George D. Murray accepted the surrender of the Caroline Islands from senior Japanese military and civilian officials.
Following the signing of the instrument of surrender, many further surrender ceremonies took place across Japan's remaining holdings in the Pacific. Japanese forces in Southeast Asia surrendered on 2 September 1945, in Penang, 10 September in Labuan, 11 September in the Kingdom of Sarawak and 12 September in Singapore. The Kuomintang took over the administration of Taiwan on 25 October. It was not until 1947 that all prisoners held by America and Britain were repatriated. As late as April 1949, China still held more than 60,000 Japanese prisoners. Some, such as Shozo Tominaga, were not repatriated until the late 1950s.
The logistical demands of the surrender were formidable. After Japan's capitulation, more than 5,400,000 Japanese soldiers and 1,800,000 Japanese sailors were taken prisoner by the Allies. The damage done to Japan's infrastructure, combined with a severe famine in 1946, further complicated the Allied efforts to feed the Japanese POWs and civilians.
The state of war between most of the Allies and Japan officially ended when the Treaty of San Francisco took effect on 28 April 1952. The same day this treaty took effect, Japan formally made peace with the Republic of China with the signing of the Treaty of Taipei. Japan and the Soviet Union formally made peace four years later, when they signed the Soviet–Japanese Joint Declaration of 1956.
Japanese holdouts, especially on small Pacific Islands, refused to surrender at all (believing the declaration to be propaganda or considering surrender against their code). Some may never have heard of it. Teruo Nakamura, the last known holdout, emerged from his hidden retreat in what was now independent Indonesia in December 1974, while two other Japanese soldiers, who had joined Communist guerrillas at the end of the war, fought in southern Thailand until 1990. Contrary to this, a report suggests they fought until 1991.
## See also
- Aftermath of World War II
- Hypothetical Axis victory in World War II
- Japanese American service in World War II
- Political dissidence in the Empire of Japan
- Japanese post-war economic miracle
- Post–World War II economic expansion
- Surrender of Germany
|
485,630 |
HMS Royal Oak (08)
| 1,173,409,487 |
20th-century British Revenge-class battleship
|
[
"1914 in England",
"1914 ships",
"1939 disasters in the United Kingdom",
"1939 in Scotland",
"Maritime incidents in 1918",
"Maritime incidents in October 1939",
"Protected Wrecks of Scotland",
"Revenge-class battleships",
"Ships built in Plymouth, Devon",
"Ships sunk by German submarines in World War II",
"Spanish Civil War ships",
"World War I battleships of the United Kingdom",
"World War II battleships of the United Kingdom",
"World War II shipwrecks in Scapa Flow"
] |
HMS Royal Oak was one of five Revenge-class battleships built for the Royal Navy during the First World War. Completed in 1916, the ship first saw combat at the Battle of Jutland as part of the Grand Fleet. In peacetime, she served in the Atlantic, Home and Mediterranean fleets, more than once coming under accidental attack. Royal Oak drew worldwide attention in 1928 when her senior officers were controversially court-martialled, an event that brought considerable embarrassment to what was then the world's largest navy. Attempts to modernise Royal Oak throughout her 25-year career could not fix her fundamental lack of speed and, by the start of the Second World War, she was no longer suitable for front-line duty.
On 14 October 1939, Royal Oak was anchored at Scapa Flow in Orkney, Scotland, when she was torpedoed by the German submarine . Of Royal Oak's complement of 1,234 men and boys, 835 were killed that night or died later of their wounds. The loss of the outdated ship—the first of five Royal Navy battleships and battlecruisers sunk in the Second World War—did little to affect the numerical superiority enjoyed by the British navy and its Allies, but it had a considerable effect on wartime morale. The raid made an immediate celebrity and war hero of the U-boat commander, Günther Prien, who became the first German submarine officer to be awarded the Knight's Cross of the Iron Cross. Before the sinking of Royal Oak, the Royal Navy had considered the naval base at Scapa Flow impregnable to submarine attack, but U-47's raid demonstrated that the German navy was capable of bringing the war to British home waters. The shock resulted in rapid changes to dockland security and the construction of the Churchill Barriers around Scapa Flow, with the added advantage of being topped by roads running between the islands.
The wreck of Royal Oak, a designated war grave, lies almost upside down in 100 feet (30 m) of water with her hull 16 feet (4.9 m) beneath the surface. In an annual ceremony marking the loss of the ship, Royal Navy divers place a White Ensign underwater at her stern. Unauthorised divers are prohibited from approaching the wreck under the Protection of Military Remains Act 1986.
## Design and description
The Revenge-class ships were designed as slightly smaller, slower, and more heavily protected versions of the preceding Queen Elizabeth-class battleships. As an economy measure they were intended to revert to the previous practice of using both fuel oil and coal, but First Sea Lord Jackie Fisher rescinded the decision for coal in October 1914. While under construction the ships were redesigned to employ oil-fired boilers that increased the power of the engines by 9,000 shaft horsepower (6,700 kW) over the original specification.
Royal Oak had a length overall of 620 feet 7 inches (189.2 m), a beam of 88 feet 6 inches (27 m) and a deep draught of 33 feet 7 inches (10.2 m). She had a designed displacement of 27,790 long tons (28,240 t) and displaced 31,130 long tons (31,630 t) at deep load. She was powered by two sets of Parsons steam turbines, each driving two shafts, using steam from 18 Yarrow boilers. The turbines were rated at 40,000 shaft horsepower (30,000 kW) and intended to reach a maximum speed of 23 knots (42.6 km/h; 26.5 mph). During her sea trials on 22 May 1916, the ship reached a top speed of only 22 knots (41 km/h; 25 mph) from 40,360 shp (30,100 kW). She had a range of 7,000 nautical miles (12,964 km; 8,055 mi) at a cruising speed of 10 knots (18.5 km/h; 11.5 mph). Her crew numbered 909 officers and ratings in 1916.
The Revenge class was equipped with eight breech-loading (BL) 15-inch (381 mm) Mk I guns in four twin gun turrets, in two superfiring pairs fore and aft of the superstructure, designated 'A', 'B', 'X', and 'Y' from front to rear. Twelve of the fourteen BL 6-inch (152 mm) Mk XII guns were mounted in casemates along the broadside of the vessel amidships; the remaining pair were mounted on the shelter deck and were protected by gun shields. Their anti-aircraft (AA) armament consisted of two quick-firing (QF) 3-inch (76 mm) 20 cwt Mk I guns. The ships were fitted with four submerged 21-inch (533 mm) torpedo tubes, two on each broadside.
Royal Oak was completed with two fire-control directors fitted with 15-foot (4.6 m) rangefinders. One was mounted above the conning tower, protected by an armoured hood, and the other was in the spotting top above the tripod foremast. Each turret was also fitted with a 15-foot rangefinder. The main armament could also be controlled by 'X' turret. The secondary armament was primarily controlled by directors mounted on each side of the compass platform on the foremast once they were fitted in March 1917. A torpedo-control director with a 15-foot rangefinder was mounted at the aft end of the superstructure.
The ship's waterline belt consisted of Krupp cemented armour (KC) that was 13 inches (330 mm) thick between 'A' and 'Y' barbettes and thinned to 4 to 6 inches (100 to 150 millimetres) towards the ship's ends, but did not reach either the bow or the stern. Above this was a strake of armour 6 inches thick that extended between 'A' and 'X' barbettes. Transverse bulkheads 4 to 6 inches thick ran at an angle from the ends of the thickest part of the waterline belt to 'A' and 'Y' barbettes. The gun turrets were protected by 11 to 13 inches (279 to 330 mm) of KC armour, except for the turret roofs which were 4.75–5 inches (121–127 mm) thick. The barbettes ranged in thickness from 6–10 inches (152–254 mm) above the upper deck, but were only 4 to 6 inches thick below it. The Revenge-class ships had multiple armoured decks that ranged from 1 to 4 inches (25 to 102 mm) in thickness. The main conning tower had 13 inches of armour on the sides with a 3-inch roof. The torpedo director in the rear superstructure had 6 inches of armour protecting it. After the Battle of Jutland, 1 inch of high-tensile steel was added to the main deck over the magazines and additional anti-flash equipment was installed in the magazines.
The ship was fitted with flying-off platforms, mounted on the roofs of 'B' and 'X' turrets, in 1918; from which fighters and reconnaissance aircraft could launch. In 1934 the platforms were removed from the turrets and a catapult was installed on the roof of 'X' turret, along with a crane to recover a seaplane.
### Major alterations
Royal Oak was extensively refitted between 1922 and 1924, when her anti-aircraft defences were upgraded by replacing the original three-inch AA guns with a pair of QF four-inch (102 mm) Mk V AA guns. A 30-foot (9.1 m) rangefinder was fitted in 'B' turret and a simple high-angle rangefinder was added above the bridge. Underwater protection improved by the addition of anti-torpedo bulges. They were designed to reduce the effect of torpedo detonations and improve stability at the cost of widening the ship's beam by over 13 feet (4.0 m). They increased her beam to 102 feet 1 inch (31.1 m), reduced her draught to 29 feet 6 inches (9 m), increased her metacentric height to 6.3 feet (1.9 m) at deep load, and all the changes to her equipment increased her crew to a total of 1,188. Despite the bulges she was able to reach a speed of 21.75 knots (40.28 km/h; 25.03 mph). A brief refit in early 1927 saw the addition of two more four-inch AA guns and the removal of the six-inch guns from the shelter deck. About 1931, a High-Angle Control System (HACS) Mk I director replaced the high-angle rangefinder on the spotting top. Two years later, the aft pair of torpedo tubes were removed.
The ship received a final refit between 1934 and 1936, when her deck armour was increased to 5 inches (13 cm) over the magazines and to 3.5 inches (8.9 cm) over the engine rooms. In addition to a general modernisation of the ship's systems, her anti-aircraft defences were strengthened by replacing the single mounts of the AA guns with twin mounts for the QF 4-inch Mark XVI gun and adding a pair of octuple mounts for two-pounder Mk VIII "pom-pom" guns to sponsons abreast the funnel. Two positions for "pom-pom" anti-aircraft directors were added on new platforms abreast and below the fire-control director in the spotting top. A HACS Mk III director replaced the Mk I in the spotting top and another replaced the torpedo director aft. A pair of quadruple mounts for Vickers .50 machine guns were added abreast the conning tower. The mainmast was reconstructed as a tripod to support the weight of a radio-direction finding office and a second High-Angle Control Station. The forward pair of submerged torpedo tubes were removed and four experimental 21-inch torpedo tubes were added above water forward of 'A' turret.
## Construction and service
Royal Oak was laid down at Devonport Royal Dockyard on 15 January 1914. She was launched on 17 November, and after fitting-out was commissioned on 1 May 1916 at a final cost of £2,468,269. Named after the Royal Oak in which Charles II hid following his defeat at the 1651 Battle of Worcester, she was the eighth vessel to bear the name Royal Oak, replacing a pre-dreadnought scrapped in 1914. Upon completion Royal Oak was assigned to the Third Division of the Fourth Battle Squadron of the Grand Fleet, under the command of Captain Crawford Maclachlan.
### First World War
#### Battle of Jutland
In an attempt to lure out and destroy a portion of the Grand Fleet, the German High Seas Fleet, composed of 16 dreadnoughts, 6 pre-dreadnoughts, 6 light cruisers, and 31 torpedo boats, departed the Jade early on the morning of 31 May. The fleet sailed in concert with Rear-Admiral Franz von Hipper's five battlecruisers and supporting cruisers and torpedo boats. The Royal Navy's Room 40 had intercepted and decrypted German radio traffic containing plans of the operation. The Admiralty ordered Admiral John Jellicoe, commander of the Grand Fleet – totalling 28 dreadnoughts and 9 battlecruisers – to sortie the night before to cut off and destroy the High Seas Fleet. The initial action was fought primarily by the British and German battlecruiser formations in the afternoon, but by 18:00 the Grand Fleet approached the scene. Fifteen minutes later, Jellicoe gave the order to turn and deploy the fleet for action.
The German cruiser SMS Wiesbaden had become disabled by British shellfire, and both sides concentrated in the area, the Germans trying to protect their cruiser and the British attempting to sink her. At 18:29, Royal Oak opened fire on the German cruiser, firing four salvoes from her main guns in quick succession, along with her secondary battery. She scored a hit on Wiesbaden aft with her third salvo. In return, Royal Oak was straddled by a German salvo at 18:33 but was undamaged. German torpedo boats attempted to reach Wiesbaden shortly after 19:00, and at 19:07, Royal Oak's secondary guns opened fire on them, believing they were instead trying to launch a torpedo attack. By 19:15, Royal Oak's gunners had observed the German battlecruiser squadron and opened fire at the leading vessel, SMS Derfflinger. The gunners overestimated the range initially, but by 19:20 had found the correct distance and scored a pair of hits aft, which did not inflict serious damage. Derfflinger then disappeared in the haze, so Royal Oak shifted fire to the next battlecruiser, SMS Seydlitz. She scored a hit at 19:27 before Seydlitz too was lost in the mist.
While Royal Oak was attacking the battlecruisers, a German torpedo boat flotilla launched an attack on the British battleline. Royal Oak's secondary guns were the first to open fire, at 19:16, followed quickly by the rest of the British ships. Following the German destroyer attack, the High Seas Fleet disengaged, and Royal Oak and the rest of the Grand Fleet saw no further action in the battle. This was, in part, due to confusion aboard the fleet flagship over the exact location and course of the German fleet; without this information, Jellicoe could not bring his fleet to action. At 21:30, the Grand Fleet began to reorganise into its night-time cruising formation. Early on the morning of 1 June, the Grand Fleet combed the area, looking for damaged German ships, but after spending several hours searching, they found none. In the course of the battle, Royal Oak had fired 38 rounds from her main battery and 84 rounds from her secondary guns.
#### Later actions
Following the battle, Royal Oak was reassigned to the First Battle Squadron. On 18 August, the Germans again sortied, this time to bombard Sunderland; Vice-Admiral Reinhard Scheer, the German fleet commander, hoped to draw out the British battlecruisers and destroy them. British signals intelligence decrypted German wireless transmissions, allowing Jellicoe enough time to deploy the Grand Fleet in an attempt to engage in a decisive battle. Both sides withdrew after their opponents' submarines inflicted losses in the action of 19 August 1916: the British cruisers Nottingham and Falmouth were both torpedoed and sunk by German U-boats, and the German battleship SMS Westfalen was damaged by the British submarine E23. After returning to port, Jellicoe issued an order that prohibited risking the fleet in the southern half of the North Sea due to the overwhelming risk from mines and U-boats. In late 1917, the Germans began using destroyers and light cruisers to raid the British convoys to Norway; this forced the British to deploy capital ships to protect the convoys. In April 1918, the German fleet sortied in an attempt to catch one of the isolated British squadrons, though the convoy had already passed safely. The Grand Fleet sortied too late to catch the retreating Germans, although the battlecruiser SMS Moltke was torpedoed and badly damaged by the submarine HMS E42.
On 5 November 1918, in the final week of the First World War, Royal Oak was anchored off Burntisland in the Firth of Forth accompanied by the seaplane tender Campania and the light battlecruiser Glorious. A sudden Force 10 squall caused Campania to drag her anchor, collide with Royal Oak and then with Glorious. Both capital ships suffered only minor damage, but Campania was holed by her initial collision with Royal Oak. The ship's engine rooms flooded, and she settled by the stern and sank five hours later, without loss of life.
Following the capitulation of Germany in November 1918, the Allies interned most of the High Seas Fleet at Scapa Flow. The fleet rendezvoused with the British light cruiser Cardiff, which led the ships to the Allied fleet that was to escort the Germans to Scapa Flow. The fleet consisted of 370 British, American, and French warships. The High Seas Fleet remained in captivity during the negotiations that ultimately produced the Treaty of Versailles. Konteradmiral Ludwig von Reuter believed the British intended to seize the German ships on 21 June 1919, which was the deadline for Germany to have signed the peace treaty. That morning, the Grand Fleet left Scapa Flow to conduct training manoeuvres, and while they were away von Reuter issued the order to scuttle the High Seas Fleet.
### 1920s
The peacetime reorganisation of the Royal Navy assigned Royal Oak to the Second Battle Squadron of the Atlantic Fleet. Modernised by a 1922–24 refit, she was transferred in 1926 to the Mediterranean Fleet, based in Grand Harbour, Malta. In early 1928, this duty saw a notorious incident which the contemporary press dubbed the "Royal Oak Mutiny". What began as a simple dispute between Rear-Admiral Bernard Collard and Royal Oak's two senior officers, Captain Kenneth Dewar and Commander Henry Daniel, over the band at the ship's wardroom dance, descended into a bitter personal feud that spanned several months. Dewar and Daniel accused Collard of "vindictive fault-finding" and openly humiliating and insulting them before their crew; in return, Collard countercharged the two with failing to follow orders and treating him "worse than a midshipman".
When Dewar and Daniel wrote letters of complaint to Collard's superior, Vice-Admiral John Kelly, he immediately passed them on to the Commander-in-Chief Admiral Sir Roger Keyes. On realising that the relationship between the two and their flag admiral had irretrievably broken down, Keyes hurriedly convened a Board of Enquiry, the outcome of which was to remove all three men from their posts and send them back to England. The Board sat on the eve of a major naval exercise, which Keyes was obliged to postpone, causing rumours to fly around the fleet that the Royal Oak had experienced a mutiny. The story was picked up by the press worldwide, which described the affair with some hyperbole. Public attention reached such proportions as to raise the concerns of the King, who summoned First Lord of the Admiralty William Bridgeman for an explanation.
For their letters of complaint, Dewar and Daniel were controversially charged with writing "subversive documents". In a pair of highly publicised courts-martial held in Gibraltar, both were found guilty and severely reprimanded, leading Daniel to resign from the Navy. Collard himself was criticised for the excesses of his conduct by the press and in Parliament, and on being denounced by Bridgeman as "unfitted to hold further high command", was forcibly retired from service. Of the three, only Dewar escaped with his career, albeit a damaged one: he remained in the Royal Navy, but in a series of more minor commands. His promotion to rear-admiral, which would normally have been a formality, was delayed until the following year, just one day before his retirement. Daniel attempted a career in journalism, but when this and other ventures were unsuccessful, he disappeared into obscurity amid poor health in South Africa. Collard retreated to private life and never spoke publicly of the incident again. On the retired list, he was promoted from Rear- to Vice-Admiral on 1 April 1931.
The scandal proved an embarrassment to the reputation of the Royal Navy, then the world's largest, and it was satirised at home and abroad through editorials, cartoons, and even a comic jazz oratorio composed by Erwin Schulhoff. One consequence of the damaging affair was an undertaking from the Admiralty to review the means by which naval officers might bring complaints against the conduct of their superiors.
### 1930s
During the Spanish Civil War, Royal Oak was tasked with conducting non-intervention patrols around the Iberian Peninsula. On such a patrol and steaming 30 nautical miles (56 km; 35 mi) east of Gibraltar on 2 February 1937, she came under aerial attack by three aircraft of the Republican forces. They dropped three bombs (two of which exploded) within 3 cables (550 m) of the starboard bow, causing no damage. The British chargé d'affaires protested about the incident to the Republican Government, which admitted its error and apologised for the attack. Later that same month, while stationed off Valencia on 23 February 1937 during an aerial bombardment by the Nationalists, she was accidentally struck by an anti-aircraft shell fired from a Republican position. Five men were injured, including Royal Oak's captain, T. B. Drew. On this occasion the British did not protest to the Republicans, deeming the incident "an act of God".
In May 1937, she and HMS Forester escorted SS Habana, an ocean liner carrying thousands of Basque child refugees, to the Southampton Docks. In July, as the war in northern Spain flared up, Royal Oak, along with her sister HMS Resolution rescued the steamer Gordonia when Spanish Nationalist warships attempted to capture her off Santander. She was unable on 14 July to prevent the seizure of the British freighter Molton by the Nationalist cruiser Almirante Cervera while trying to enter Santander. The merchantmen had been engaged in the evacuation of refugees.
This same period saw Royal Oak star alongside fourteen other Royal Navy vessels in the 1937 British film melodrama Our Fighting Navy, the plot of which centres around a coup in the fictional South American republic of Bianco. The Royal Navy saw the film as a recruitment opportunity and provided warships and extras. Royal Oak portrays a rebel battleship El Mirante, whose commander forces a British captain (played by Robert Douglas) into choosing between his lover and his duty. The film was poorly received by critics, but gained some redemption through its dramatic scenes of naval action.
In 1938, Royal Oak returned to the Home Fleet and was made flagship of the Second Battle Squadron based in Portsmouth. On 24 November 1938, she returned the body of the British-born Queen Maud of Norway, who had died in London, to Oslo for a state funeral, accompanied by her husband King Haakon VII. Paying off in December 1938, Royal Oak was recommissioned the following June, and in 1939 embarked on a short training cruise in the English Channel in preparation for another 30-month tour of the Mediterranean, for which her crew were issued tropical uniforms. As hostilities loomed, the battleship was instead dispatched north to Scapa Flow, and was at anchor there when war was declared on 3 September.
### Second World War
The next few weeks of the Phoney War proved uneventful, but in October 1939 Royal Oak joined the search for the German battleship Gneisenau, which had been ordered into the North Sea as a diversion for the commerce-raiding heavy cruisers Deutschland and Admiral Graf Spee. The search was ultimately fruitless, particularly for Royal Oak, whose top speed, by then less than 20 knots (37 km/h; 23 mph), was inadequate to keep up with the rest of the fleet. On 12 October, Royal Oak returned to the defences of Scapa Flow in poor shape, battered by North Atlantic storms. Many of her Carley Floats had been smashed and several of the smaller-calibre guns rendered inoperable through flooding. The mission had underlined the obsolescence of the 25-year-old warship. Concerned that a recent overflight by German reconnaissance aircraft heralded an imminent air attack upon Scapa Flow, Admiral of the Home Fleet Charles Forbes ordered most of the fleet to disperse to safer ports. Royal Oak remained behind, her anti-aircraft guns still deemed a useful addition to Scapa's otherwise scanty air defences.
## Sinking
### Scapa Flow
`Scapa Flow made a near-ideal anchorage. Situated at the centre of the Orkney Islands off the north coast of Scotland, the natural harbour, large enough to contain the entire Grand Fleet, was surrounded by a ring of islands separated by shallow channels subject to fast-racing tides. That U-boats still posed a threat had long been realised, and a series of countermeasures were installed during the early years of the First World War. Blockships were sunk at critical points; and floating booms deployed to block the three widest channels, operated by tugboats to allow the passage of friendly shipping. It was considered possible, but highly unlikely, that a U-boat commander might attempt to race through undetected before the boom was closed. Two submarines unsuccessfully attempted infiltration during the First World War: on 23 November 1914 U-18 was rammed twice before running aground with the capture of her crew, and UB-116 was detected by hydrophone and destroyed with the loss of all hands on 28 October 1918.`
Scapa Flow provided the main anchorage for the British Grand Fleet throughout most of the First World War, but in the interwar period this passed to Rosyth, further south in the Firth of Forth. Scapa Flow was reactivated with the advent of the Second World War, becoming a base for the British Home Fleet. Its natural and artificial defences, while still strong, were recognised as in need of improvement, and in the early weeks of the war were in the process of being strengthened by the provision of additional blockships.
### Special Operation P: the raid by U-47
Kriegsmarine Commander of Submarines (Befehlshaber der U-Boote) Karl Dönitz devised a plan to attack Scapa Flow by submarine within days of the outbreak of war. Its goal would be twofold: first, displacing the Home Fleet from Scapa Flow would slacken the British North Sea blockade and grant Germany greater freedom to attack the Atlantic convoys; second, the blow would be a symbolic act of vengeance, striking at the same location where the German High Seas Fleet had scuttled itself following Germany's defeat in the First World War. Dönitz hand-picked Kapitänleutnant Günther Prien for the task, scheduling the raid for the night of 13/14 October 1939, when the tides would be high and the night moonless.
Dönitz was aided by high-quality photographs from a reconnaissance overflight by Siegfried Knemeyer (who received his first Iron Cross for the mission), which revealed the weaknesses of the defences and an abundance of targets. He directed Prien to enter Scapa Flow from the east via Kirk Sound, passing to the north of Lamb Holm, a small, low-lying island between Burray and Mainland. Prien initially mistook the more southerly Skerry Sound for the chosen route, and his sudden realisation that U-47 was heading for the shallow blocked passage forced him to order a rapid turn to the northeast. On the surface, and illuminated by a bright display of the aurora borealis, the submarine threaded between the sunken blockships Seriano and Numidian, grounding itself temporarily on a cable strung from Seriano. It was briefly caught in the headlights of a taxi onshore, but the driver raised no alarm. On entering the harbour proper at 00:27 on 14 October, Prien entered a triumphant Wir sind in Scapa Flow!!! in the log and set a south-westerly course for several kilometres before reversing direction. To his surprise, the anchorage appeared to be almost empty; unknown to him, Forbes's order to disperse the fleet had removed some of the biggest targets. U-47 had been heading directly towards four warships, including the newly commissioned light cruiser Belfast, anchored off Flotta and Hoy 4 nautical miles (7.4 kilometres; 4.6 miles) distant, but Prien gave no indication he had seen them.
On the reverse course, a lookout on the bridge spotted Royal Oak lying approximately 4,400 yards (4,000 m) to the north, correctly identifying her as a battleship of the Revenge class. Mostly hidden behind her was a second ship, only the bow of which was visible to U-47. Prien mistook her to be a battlecruiser of the Renown class, German intelligence later labelling her Repulse. She was in fact the World War I seaplane tender Pegasus.
At 00:58 U-47 fired a salvo of three torpedoes from its bow tubes, a fourth lodging in its tube. Two failed to find a target, but a single torpedo struck the bow of Royal Oak at 01:04, shaking the ship and waking the crew. There was little visible damage, but the starboard anchor chain had been severed, clattering noisily down through its slips. Initially, it was suspected that there had been an explosion in the ship's forward inflammable store, used to store materials such as kerosene. Mindful of the unexplained explosion that had destroyed HMS Vanguard at Scapa Flow in 1917, an announcement was made over Royal Oak's tannoy system to check the magazine temperatures, but many sailors returned to their hammocks, unaware the ship was under attack.
Prien turned his submarine and attempted another shot via his stern tube, but this too missed. Reloading his bow tubes, he doubled back and fired a salvo of three torpedoes, all at Royal Oak. This time he was successful. At 01:16, all three struck the battleship in quick succession amidships and detonated. The explosions blew a hole in the armoured deck, destroying the Stokers', Boys' and Marines' messes and causing a loss of electrical power. Cordite from a magazine ignited and the ensuing fireball passed rapidly through the ship's internal spaces. Royal Oak quickly listed to 15°, sufficient to push the open starboard-side portholes below the waterline. She soon rolled further onto her side to 45°, hanging there for several minutes before disappearing beneath the surface at 01:29, 13 minutes after Prien's second strike. 835 men died with the ship or died later of their wounds. The dead included Rear-Admiral Henry Blagrove, commander of the Second Battle Squadron. 134 of the dead were boy seamen, not yet 18 years old, the largest ever such loss in a single Royal Navy action.
### Rescue efforts
The tender Daisy 2, skippered by John Gatt, had been tied up for the night to Royal Oak's port side. As the sinking battleship began to list to starboard, Gatt ordered Daisy 2 to be cut loose, his vessel becoming briefly caught on Royal Oak's rising anti-torpedo bulge and lifted from the sea before freeing herself.
Many of Royal Oak's crew who had managed to jump from the sinking ship were dressed in little more than their nightclothes and were unprepared for the chilling water. A thick layer of fuel oil coated the surface, filling men's lungs and stomachs and hampering their efforts to swim. Of those who attempted the half-mile (800 m) swim to the nearest shore, only a handful survived.
Royal Oak's port side pinnace was manoeuvred away from the sinking ship and paddled away using wooden boards as there had been insufficient time to raise steam. The boat became overladen and capsized 300 metres from Royal Oak, throwing those on deck into the water and trapping those below.
Gatt switched the lights of Daisy 2 on and he and his crew managed to pull 386 men from the water, including Royal Oak's commander, Captain William Benn. The rescue efforts continued for another two and a half hours until nearly 4:00 am, when Gatt abandoned the search for more survivors and took those he had to Pegasus. Aided by boats from Pegasus and the harbour, he was responsible for rescuing almost all the survivors, an act for which he was awarded the Distinguished Service Cross, the only military award made by the British in connection with the disaster. Pegasus had sent a message by signal lamp to the port signal station about five minutes after the sinking, saying "General. Send all boats", and half an hour later "Royal Oak is sinking after several internal explosions". The total number of survivors was 424.
## Aftermath
The British were initially confused as to the cause of the sinking, suspecting either an on-board explosion or aerial attack. Once it was realised that a submarine attack was the most likely explanation, steps were rapidly made to seal the anchorage, but U-47 had already escaped and was on its way back to Germany. The BBC released news of the sinking by late morning on 14 October, and its broadcasts were received by the German listening services and by U-47 itself. Divers sent down on the morning after the explosion discovered remnants of a German torpedo, confirming the means of attack. On 17 October, First Lord of the Admiralty Winston Churchill officially announced the loss of Royal Oak to the House of Commons, first conceding that the raid had been "a remarkable exploit of professional skill and daring", but then declaring that the loss would not materially affect the naval balance of power. An Admiralty board of inquiry convened between 18 and 24 October to establish the circumstances under which the anchorage had been penetrated. In the meantime, the Home Fleet was ordered to remain at safer ports until security issues at Scapa could be addressed. Churchill was obliged to respond to questions in the House as to why Royal Oak had had aboard so many boys, most of whom died. He defended the Royal Navy tradition of sending boys aged 15 to 17 to sea, but the practice was generally discontinued shortly after the disaster, and under 18-year-olds served on active warships in only the most exceptional circumstances.
The Nazi Propaganda Ministry was quick to capitalise on the successful raid, and radio broadcasts by the popular journalist Hans Fritzsche displayed the triumph felt throughout Germany. Prien and his crew reached Wilhelmshaven at 11:44 on 17 October and were immediately greeted as heroes, learning that Prien had been awarded the Iron Cross First Class, and each man of the crew the Iron Cross Second Class. Hitler sent his personal plane to bring the crew to Berlin, where he further invested Prien with the Knight's Cross of the Iron Cross. This decoration, made for the first time to a German submarine officer, later became the customary decoration for successful U-boat commanders. Dönitz was rewarded by promotion from Commodore to Rear-Admiral and was made Flag Officer of U-boats.
Prien was nicknamed "The Bull of Scapa Flow" and his crew decorated U-47's conning tower with a snorting bull mascot, later adopted as the emblem of the 7th U-boat Flotilla. He found himself in demand for radio and newspaper interviews, and his 'autobiography' was published the following year, titled Mein Weg nach Scapa Flow. Ghost-written for him by a journalist, Paul Weymar, following some brief interviews with Prien in March and April 1940, the manuscript was edited by the Oberkommando der Wehrmacht (the German high command) and the Reich Ministry of Propaganda. It was intended as an adventure story for boys. When Prien received a copy of the book, he angrily made numerous corrections to the text, and when an English translation of the book was published in 1955, Weymar wrote a letter of protest to the British publisher saying that the "demonstrably false" account should not have been published out of context and he donated his royalties to charity.
The Admiralty Board of Inquiry's president was Admiral Reginald Plunkett-Ernle-Erle-Drax, assisted by Admiral Robert Raikes and Captain Gerard Muirhead-Gould. Their official report into the disaster condemned the defences at Scapa Flow, and censured Sir Wilfred French, Admiral Commanding, Orkneys and Shetlands, for their unprepared state. French was placed on the retired list, despite having warned the previous year of Scapa Flow's deficient anti-submarine defences, and volunteering to bring a small ship or submarine himself past the blockships to prove his point. On Churchill's orders, the eastern approaches to Scapa Flow were sealed with concrete causeways linking Lamb Holm, Glimps Holm, Burray and South Ronaldsay to Mainland. Constructed largely by Italian prisoners of war, the Churchill Barriers, as they became known, were essentially complete by September 1944, and were opened officially just after VE Day in May 1945.
In a second report, the Board of Inquiry considered the actual sinking of Royal Oak and the resulting loss of life, which having been in port and in calm water was thought to be "very heavy". The report concluded that the main cause was due to an unusually high number of men having been below the main armoured deck because they had been sent to air defence stations. Their escape was slowed because of the number of watertight doors which were closed. The question of "deadlights" was also considered; these were ventilated metal plates that replaced the glass panes in the scuttles or portholes when ships were in port, allowing the wartime blackout to be observed. It was thought that water flooding through these had hastened the initial heeling over, but having the ventilators closed would not have saved the ship.
In the years that followed, a rumour circulated that Prien had been guided into Scapa by Alfred Wehring, a German agent living in Orkney in the guise of a Swiss watchmaker named Albert Oertel; following the attack, 'Oertel' supposedly escaped in the submarine B-06 to Germany. This account of events originated as an article by the journalist Curt Riess in the 16 May 1942 issue of the American magazine Saturday Evening Post and was later embellished by other authors. Post-war searches through German and Orcadian archives have failed to find any evidence for the existence of Oertel, Wehring or a submarine named B-06, and the story is now held to be wholly fictitious. In 1959, the Orkneys' preeminent watchmaker, Mr E. W. Hourton, informed "with the utmost assurance" the editor of The Orkney Herald that in his lifetime there had never been a watchmaker named Oertel in Kirkwall nor anyone resembling such a person. Orkney's chief librarian, in a 1983 letter to the historian Nigel West, suggested that the name Albert Oertel was likely a pun on the well-known Albert Hotel in Kirkwall.
### Survivors
In the immediate aftermath of the sinking, Royal Oak's survivors were billeted in the towns and villages of Orkney. A funeral parade for the dead took place at Lyness on Hoy on 16 October; many of the surviving crew, having lost all their own clothing on the ship, attended in borrowed boiler suits and gym shoes. They were generally granted a few days survivors' leave by the navy, and then assigned to ships and roles elsewhere.
Prien did not survive the war: he and U-47 were lost on 7 March 1941, possibly as a result of an attack by the British destroyer HMS Wolverine. News of the loss was kept secret by the Nazi government for ten weeks. Several U-47 crew from the Royal Oak mission did survive, having been transferred to other vessels. Some of them subsequently met with their former enemies from Royal Oak and forged friendships with them.
The HMS Royal Oak Association holds an Act of Remembrance annually at Portsmouth, the Royal Oak's home port, on the Saturday nearest to 13 October; originally at the Naval Memorial at Southsea, but in later years at St Ann's Church, Portsmouth Naval Base. At the service on 9 October 2019, eighty years after the sinking, a memorial stone was unveiled in the church by Anne, Princess Royal, the Commodore-in-Chief of HMNB Portsmouth. Some one hundred and fifty relatives and descendants of the crew were in attendance.
Kenneth Toop, who survived the sinking while serving as a boy, first class, on Royal Oak, served as the Association's honorary secretary for fifteen years. The last remaining survivor of Royal Oak, Arthur Smith, died on 11 December 2016. Serving as a 17-year-old boy, first class, he had been on watch on the bridge when the ship was struck and jumped from the sinking vessel, swimming in the wrong direction until he was picked up by a boat and transferred to the Daisy 2.
## Wreck
### Status as war grave
Despite the relatively shallow water in which she sank, the majority of bodies could not be recovered from Royal Oak. Marked by a buoy at , the wreck has been designated a war grave and all diving or other unauthorised forms of exploration are prohibited under the Protection of Military Remains Act 1986. In clear water conditions, the upturned hull can be seen reaching to within 5 m of the surface. The brass letters that formed Royal Oak's name were removed as a keepsake by a recreational diver in the 1970s. They were returned almost twenty years later, and are now displayed in the Scapa Flow visitor centre in Lyness. Royal Oak's loss is commemorated in an annual ceremony in which Royal Navy divers place the White Ensign underwater at her stern.
A memorial at St Magnus Cathedral in nearby Kirkwall displays a plaque dedicated to those who died, beneath which a book of remembrance lists their names. This list of names was not released by the Government until 40 years after the sinking. Each week a page of the book is turned. The ship's bell was recovered in the 1970s and, after being restored, was added to the memorial in St Magnus. Twenty-six bodies, eight of which could not be identified, were interred at the naval cemetery in nearby Lyness.
### Environmental concerns
Royal Oak sank fully fuelled with approximately 3,000 tons of furnace fuel oil aboard. The oil leaked from the corroding hull at an increased rate during the 1990s and concerns about the environmental impact led the Ministry of Defence to consider plans for extracting it. Royal Oak's status as a war grave required that surveys and any proposed techniques for removing the oil be handled sensitively: plans in the 1950s to raise and salvage the wreck had been dropped in response to public opposition. In addition to the ethical concerns, poorly managed efforts could destabilise the wreck, resulting in a mass release of the remaining oil; the ship's magazines also containing many tons of unexploded ordnance.
The MOD commissioned a series of multi-beam sonar surveys to image the wreck and appraise its condition. The high-resolution sonograms showed Royal Oak to be lying almost upside down with her top works forced into the seabed. The tip of the bow had been blown off by U-47's first torpedo and a gaping hole on the starboard flank was the result of the triple strike from her second successful salvo. Following several years of delays, Briggs Marine was contracted by the MoD to conduct the task of pumping off the remaining oil. Royal Oak's mid-construction conversion to fuel oil had placed her fuel tanks in unconventional positions, complicating operations. By 2006, all double bottom tanks had been cleared and the task of removing oil from the inner wing tanks with cold cutting equipment began the next year. By 2010, 1,600 tons of fuel oil had been removed, and the wreck was declared to be no longer actively releasing oil into Scapa Flow. Up to 783 m<sup>3</sup> of oil is thought to remain within the ship; plans exist to resume pumping in mid-2021.
### 2019 survey
Rebreather diver Emily Turton announced at the EUROTEK advanced diving conference in December 2018 that an international team of experts were surveying the wreck of Royal Oak to create a three-dimensional image of the war grave. This process takes thousands of man-hour dives over several months. The team used an extensive range of technology including videography, underwater photography and 3D photogrammetry to record the wreck. The survey had the full backing of the Royal Navy and the Royal Oak Association.
## See also
- List by death toll of ships sunk by submarines
- USS Arizona – another battleship sunk in harbour by a surprise attack and now a war grave
- Drake's Drum— mysterious victory drumming that erupted aboard Royal Oak when the German Imperial Navy surrendered at Scapa Flow in 1918 was attributed to the ghost of Sir Francis Drake
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Cartman Gets an Anal Probe
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[
"1997 American television episodes",
"American television series premieres",
"Articles containing video clips",
"South Park (season 1) episodes",
"Television episodes about alien abduction",
"Television episodes about alien visitations"
] |
"Cartman Gets an Anal Probe" is the series premiere of the American animated television series South Park. It originally aired on Comedy Central in the United States on August 13, 1997. The episode introduces child protagonists Eric Cartman, Kyle Broflovski, Stanley "Stan" Marsh and Kenneth "Kenny" McCormick, who attempt to rescue Kyle's adopted brother Ike from being abducted by aliens.
Part of a reaction to the culture wars of the 1990s in the United States, South Park is deliberately offensive. Much of the show's humor, and of "Cartman Gets an Anal Probe", arises from the juxtaposition of the seeming innocence of childhood and the violent, crude behavior exhibited by the main characters. At the time of the writing of the episode, South Park creators Trey Parker and Matt Stone did not yet have a series contract with Comedy Central. Short on money, they animated the episode using a paper-cutout stop-motion technique, similar to the short films that were the precursors to the series. "Cartman Gets an Anal Probe" remains the only South Park episode animated largely without the use of computer technology.
Despite South Park eventually rising to immense popularity and acclaim, initial reviews of the pilot were generally negative; critics singled out the gratuitous obscenity of the show for particular scorn. Regarding the amount of obscenity in the episode, Parker later commented that they felt "pressure" to live up to the earlier shorts which first made the duo popular. Critics also compared South Park unfavorably with what they felt were more complex, nuanced animated shows, such as The Simpsons and Beavis and Butt-Head.
## Plot
As Kyle Broflovski, Stan Marsh, Kenny McCormick, and Eric Cartman wait for the school bus, Kyle's brother, Ike, tries to follow Kyle to school. Kyle tells Ike he cannot come to school with him. Cartman tells the boys about a dream he had the previous night about being abducted by aliens. The others try to convince him the events did happen and that the aliens are called "visitors", but Cartman refuses to believe them. Chef pulls up in his car and asks if the boys saw the alien spaceship the previous evening, confirming Cartman's "dream", and relays stories of alien anal probes (which Cartman denies he experienced throughout the episode). After Chef leaves, the school bus picks up the boys, and (looking out the back window) they watch in horror as the visitors abduct Ike. Kyle spends the rest of the episode attempting to rescue him.
At school, Cartman begins farting fire, and Kyle unsuccessfully tries to convince their teacher, Mr. Garrison, to excuse him from class to find his brother. When Chef learns that Kyle's brother was abducted and sees a machine emerge from Cartman's anus, he helps the boys escape from school by pulling the fire alarm. Once outside, Cartman reiterates that his abduction was only a dream, when suddenly he is hit by a beam that inexplicably causes him to begin singing and dancing to "I Love to Singa". Soon afterward, a spaceship appears. Kyle throws a stone and the spaceship fires back, propelling Kenny into the road. As he gets back up, he is trampled over by a herd of cows, but survives. A police car then runs Kenny over and kills him.
Stan and Kyle meet Wendy Testaburger at Stark's Pond, where she suggests using the machine lodged inside Cartman to contact the visitors. To lure them back, the children tie Cartman to a tree and, the next time he flatulates, a massive satellite dish emerges from his anus. The alien spaceship arrives and Ike jumps to safety once Kyle asks him to do an impression of "David Caruso's career". In the meantime, the visitors communicate with the cows in the area, having found them to be the most intelligent species on the planet. Cartman is again abducted by the aliens, but is returned to the bus stop the following day with pinkeye.
## Background
The origins of South Park date back to 1992, when Trey Parker and Matt Stone, then students at the University of Colorado, created a Christmas-related animated short commonly known as "Jesus vs. Frosty". The low-budget, crudely made animation featured prototypes for the main characters of South Park. Fox Broadcasting Company executive Brian Graden saw the film, and in 1995, he commissioned Parker and Stone to create a second short that he could send to his friends as a video Christmas card. Titled The Spirit of Christmas (also known as "Jesus vs. Santa"), the short more closely resembled the style of the later series. The video was popular and widely shared, both by duplication and over the Internet.
After the shorts began to generate interest for a possible television series, Fox hired Parker and Stone to develop a concept based on the shorts for the network. The duo conceived the series set in the Colorado town of South Park and revolving around the child characters Stan, Kyle, Kenny, and Cartman as main protagonists, and included a talking stool character named Mr. Hankey as one of the minor supporting characters. The inclusion of Mr. Hankey led to disputes between Fox and Parker and Stone, and further disagreements caused the duo to part ways with the network. Later, Comedy Central expressed interests in the series, and Parker and Stone created a pilot episode for the network.
South Park was part of a reaction to the United States culture wars of the 1980s and 1990s, in which issues such as Murphy Brown's motherhood, Tinky Winky's sexuality, and the Simpsons' family values were extensively debated. The culture wars, and political correctness in particular, were driven by the belief that relativism was becoming more relevant to daily life, and thus what were perceived as "traditional" and reliable values were losing their place in American society. South Park, one scholar explains, "made a name for itself as rude, crude, vulgar, offensive, and potentially dangerous" within this debate about values. Its critics argued that Stan, Kyle, Cartman, and Kenny were poor role models for children while its supporters celebrated the show's defense of free speech.
## Production
The pilot episode was written by creators Matt Stone and Trey Parker, the latter of whom served as director; it was made on a budget of \$300,000. Similarly to Parker and Stone's Christmas shorts, the original pilot was animated entirely with traditional cut-paper stop-motion animation techniques. This laborious process involved creating hundreds of construction paper cutouts—including individual mouth shapes and many of the characters in several different sizes—and photographing every frame of the show with an overhead camera, to the dialogue that had been recorded earlier. Assistants helped with the cutting and pasting of the cutouts, while the animation was primarily done by Parker, Stone and animation director Eric Stough. The episode took about three months to complete, with the animation done in a small room at Celluloid Studios in Denver, Colorado, during the summer of 1996. Additional animation techniques involved creating the starry night sky by putting holes into a black posterboard and illuminating it from behind, and having the pooling of Kenny's blood simulated by drawing an initial dot with a red marker pen, and drawing more to it with every frame. The characters who are not speaking rarely move, which was done to save time in the animation process.
The finished pilot was 28 minutes long, which was too long to air, as Parker and Stone did not realize that more time should be allowed for television commercials during the half-hour spot reserved for an episode on Comedy Central. In order to shorten the episode to 22 minutes, the creators cut out about ten minutes' worth of material and added back another three minutes in order to tie up the changed storyline. For example, in the original pilot, Cartman flatulates fire after some older kids feed him hot tamales, while in the shortened version, he does so because of the alien probe implanted inside him. Other scenes focused more heavily on the character Pip; the scene in the pilot where he is introduced was later reused for the series' fifth episode "An Elephant Makes Love to a Pig", in its original cutout animation form. The storyline additions were created with the use of computer animation, and all subsequent episodes of the series have been computer-animated. While the creators' aim was for the computer animation to visually simulate the cardboard cut-out animation, the techniques were not perfected until later in the series, and as a result, the two styles of animation are easily distinguishable in the pilot.
The idea for the town of South Park came from the real Colorado basin of the same name, where the creators said that folklore and news reports originated about "UFO sightings, and cattle mutilations, and Bigfoot sightings". Parker and Stone's original intentions were to have the alien presence feature more frequently in the plots of subsequent episodes, but eventually they decided against this, as they did not want the show to look like a parody of the popular television series The X-Files. However, the crew started hiding aliens in the background in many South Park episodes as Easter eggs for fans, a tradition that goes back to their first major collaboration, the 1993 independent film Cannibal! The Musical.
Regarding the language in the episode, Parker has said that they "felt the pressure to live up to Spirit of Christmas", which contains a lot of obscenities, and as a result, they "tried to push things ... maybe further than we should". In particular, Parker said that they felt the need "to put in dildo and every word we can get away with." In contrast, they allowed subsequent episodes to "be more natural", saying that those episodes are "more about bizarre happenings and making fun of things that are taboo [...] without just throwing a bunch of dirty words in there."
"Cartman Gets an Anal Probe" received poor results from test audiences, and Comedy Central executives were uncertain whether to order additional episodes of the show. However, as the two original Christmas shorts continued to produce Internet buzz, the network paid Parker and Stone to write one more episode. In writing "Weight Gain 4000", the duo sought to give the network an idea of how each episode could differ from the others. The network liked the script and agreed to commit to a series when Parker and Stone said they would not write another individual episode until the network signed off on a season of at least six episodes.
## Themes
Describing the general tone of the show, Teri Fitsell of The New Zealand Herald explains that "South Park is a vicious social satire that works by spotlighting not the immorality of these kids but their amorality, and contrasting it with the conniving hypocrisy of the adults who surround them." Often compared to The Simpsons and King of the Hill, South Park, according to Tom Lappin of Scotland on Sunday, "has a truly malevolent streak that sets it apart" from these shows; he cites the repeated death of Kenny as an example.
The humor of the show comes from the "disparity" between the "cute" appearance of the characters and their "crude" behavior. However, Parker and Stone said in an early interview that the show's language is realistic. "There are so many shows where little kids are good and sweet, and it's just not real ... Don't people remember what they were like in third grade? We were little bastards." Frederic Biddle of The Boston Globe notes how the show "constantly plays on its grade-school aesthetic for shock value, with great success", arguing that at its height, it is "more a profane 'Peanuts' than a downsized 'Beavis and Butt-Head.'" He points, for example, to Kenny, who symbolically represents the voiceless underclass, which is eliminated in each episode. Claire Bickley of the Toronto Sun explains that "The show captures that mix of innocence and viciousness that can co-exist in kids that age", that "the boys are fascinated by bodily functions", and that they "mimic adult behavior and language". For example, Kyle instructs Stan and Wendy to "make sweet love down by the fire", a phrase he learns from Chef. In a light-hearted study of the humor of flatulence, Jim Dawson explains how the rise of adult animation in the 1990s allowed television to indulge in such humor with The Ren & Stimpy Show, The Simpsons, and Beavis and Butt-Head. Beginning with "Cartman Gets an Anal Probe", South Park builds on this tradition.
The episode employs what literary theorist Mikhail Bakhtin calls the carnivalesque. As Ethan Thompson explains in his article, "Good Demo, Bad Taste: South Park as Carnivalesque Satire", the style consists of four crucial elements: humor, bodily excess, linguistic games that challenge official discourse, and the inversion of social structures. Cartman's body—his obesity and his inability to control his farting—is supposed to exemplify the grotesque. The boys swear throughout the episode, using words and phrases such as "fat ass" and "dildo", challenging the boundaries of appropriate language. Finally, the social structure of the town is inverted, as the episode focuses on the knowledge that the four boys have of the aliens as opposed to the ignorant and incompetent adults. Moreover, the aliens perceive the cows as more intelligent than the humans, inverting the species order.
South Park tends to employ large-scale musical numbers in its episodes, often parodying 1930s cartoons. For example, Cartman sings part of "I Love to Singa", from the cartoon of the same name, when he is struck by a beam from the alien ship.
## Broadcast and reception
The episode was broadcast for the first time at 10 pm EDT in the United States on August 13, 1997 on Comedy Central. South Park was originally broadcast during prime time after Seinfeld on Canada's Global TV, with objectionable material cut from the show. The "dildo" jokes were removed from the pilot as well as two scenes in which Kyle kicks his baby brother, Ike. After complaints from viewers, the series was moved to midnight on October 17, 1997 and the deleted material was restored. Almost a year after its original air date, the episode was broadcast for the first time in Britain (outside of satellite television) on July 10, 1998 on Channel 4. A station representative said "It's for the audience coming back from the pub with a curry."
"Cartman Gets an Anal Probe" initially earned a Nielsen rating of 1.3, translating to 980,000 viewers, which is considered high for a cable program in the United States. In April 2007, The New Zealand Herald called the first episode "a huge success"; however, reviews at the time of the episode's broadcast were generally negative, most focusing on the low, obscene comedy. Bruce Fretts of Entertainment Weekly thought poorly of the writing and characters, stating that "If only the kids' jokes were as fresh as their mouths" and "It might help if the South Park kids had personalities, but they're as one-dimensional as the show's cut-and-paste animation". Tim Goodman of The San Francisco Examiner acknowledged that many viewers will find South Park "vile, rude, sick, potentially dangerous, childish and mean-spirited". He argued that viewers "have to come into 'South Park' with a bent for irony, sarcasm, anger and an understanding that cardboard cut-out animation of foul-mouthed third-graders is a tragically underused comic premise."
Calling the series "sophomoric, gross, and unfunny", Hal Boedeker of the Orlando Sentinel believed that this episode "makes such a bad impression that it's hard to get on the show's strange wavelength." Similarly, Miles Beller of The Hollywood Reporter called it "a witless offering that wants to score as it seeks to be pointedly outrageous and aggressively offensive but clocks in as merely dumb." Ann Hodges of the Houston Chronicle considered the show "made by and for childish grown-ups" and for "adults who enjoy kid shows". Seeing the show as the inheritor of The Simpsons and Beavis and Butt-Head, Ginia Bellafante of Time noted its failure to cohere and considered the show "devoid of subtext". Caryn James of The New York Times commented that the series "succeeds best in small touches" but "seems to have a future". In a generally negative review of the first three episodes of the series, Tom Shales of The Washington Post wrote that "Most of the alleged humor on the premiere is self-conscious and self-congratulatory in its vulgarity: flatulence jokes, repeated use of the word 'dildo' (in the literal as well as pejorative sense) and a general air of malicious unpleasantness." In one of the few generally positive reviews, Eric Mink of the Daily News praised the South Park universe and the "distinct, interesting characters" within it. He singled out Cartman, calling him "the most vibrant of the bunch", and describing him as "a bitter old man living in an 8-year-old's body".
## Home media
"Cartman Gets an Anal Probe" was first released on video on May 5, 1998, as part of the three-volume VHS set, which included humorous introductions to each show by Parker and Stone. The episode, along with the other twelve from the first season, was also included in the DVD release South Park: The Complete First Season, which was released on November 12, 2002. Parker and Stone recorded commentary tracks for each episode, but they were not included with the DVDs due to "standards" issues with some of the statements; Parker and Stone refused to allow the tracks to be edited and censored, so they were released in a CD completely separate from the DVDs. Like some episodes of South Park, "Cartman Gets an Anal Probe" is available to watch for free on the show's website, SouthParkStudios.com. The HD print of this episode retains the original 4:3 aspect ratio instead of "re-rendering" it in 16:9 widescreen.
The original, unaired version of the pilot had seen only limited release. It was released on a DVD in 2003, which was made available by pre-ordering "South Park: The Complete Second Season" through Best Buy in the United States. The back cover of this release features a description of the unaired pilot by South Park animation director Eric Stough. In 2009, the unaired pilot was made available for free online viewing for a limited time of 30 days at the show's official website. During this time, the site also featured a version of the pilot with audio commentary by Eric Stough and South Park Studios creative director Chris Brion. The unaired pilot has also been shown publicly at certain venues, such as The US Comedy Arts Festival (now called The Comedy Festival) in Aspen, Colorado, in 1998, and at Comic-Con in San Diego in 2011 as part of the "Year of the Fan" 15th-anniversary promotion of South Park.
## See also
- "Cancelled", an episode in the seventh season relating back to this episode
|
39,807,166 |
City of Angels (Thirty Seconds to Mars song)
| 1,126,915,235 |
2013 song by Thirty Seconds to Mars
|
[
"2013 singles",
"2013 songs",
"Electronic rock songs",
"Music videos directed by Jared Leto",
"Song recordings produced by Steve Lillywhite",
"Songs about Los Angeles",
"Songs written by Jared Leto",
"Thirty Seconds to Mars songs",
"Virgin Records singles"
] |
"City of Angels" is a song by American rock band Thirty Seconds to Mars, featured on their fourth studio album Love, Lust, Faith and Dreams (2013). Written by lead vocalist Jared Leto, who co-produced the song with Steve Lillywhite, "City of Angels" was inspired by Leto's experience of living in Los Angeles with his family and was influenced by the city's culture. Imbued with elements of synthrock as well as music from the 1980s, the track was cited as an example of the album's variety and experimentation. It was one of the first songs to be written for Love, Lust, Faith and Dreams, but required a long period of time to record.
"City of Angels" was released as a promotional single in July 2013 in the United States, and was serviced to mainstream radio in Europe in October 2013. It received general acclaim from music critics, who commended the song's composition and production. Following the release of Love, Lust, Faith and Dreams, the track appeared in the lower regions of the UK Rock Chart. When released as a single, it re-entered the chart reaching number 21, peaked at number eight on the Alternative Songs in the US, and experienced moderate success in some international markets due to digital sales from the album. A piano version of the song was digitally released in July 2014.
Jared Leto directed the music video for the song, which features several personalities joining the three members of Thirty Seconds to Mars in sharing their visions about Los Angeles. The video was favorably reviewed by critics, who complimented the simplicity and cohesion with the song's message. It received the Loudwire Music Award for Best Rock Video and was nominated for Best Cinematography at the 2014 MTV Video Music Awards. Thirty Seconds to Mars performed a piano rendition of the song at the 2014 iHeartRadio Music Awards. "City of Angels" was included in the setlist of the band's Love, Lust, Faith and Dreams Tour and subsequent Carnivores Tour.
## Recording and inspiration
"City of Angels" was written by lead vocalist Jared Leto, who also produced the song with Steve Lillywhite. The latter had previously worked with Thirty Seconds to Mars on the production of the band's third studio album, This Is War (2009). The song was engineered by Jamie Reed Schefman and mixed by Serban Ghenea. John Hanes engineered it for mixing at Mixstar Studios in Virginia Beach, Virginia. It was recorded at The International Centre for the Advancement of the Arts and Sciences of Sound in Los Angeles, California and mastered by Howie Weinberg and Dan Gerbarg at Howie Weinberg Mastering. Thirty Seconds to Mars unveiled six songs from their fourth studio album Love, Lust, Faith and Dreams, including "City of Angels", during a preview held at the Electric Lady Studios in New York City on March 14, 2013. Shannon Leto revealed that it was the oldest song written for the album and took a long time to make.
While writing the song, Leto was influenced by the culture of Los Angeles and inspired by his relationship with it. He explained that pursuing his creative ambitions in Los Angeles had led to a "love/hate relationship" with the city. Leto told Interview magazine, "the song is about people coming to the City of Angels to live their dreams and to make their dreams their reality. It's about how the other people they've met in the city have helped them—you know, a group of people all kind of joining together into a community of outsiders, of mavericks, of freaks, of artists. It's about coming to a place to do something different and something special."
## Composition and theme
"City of Angels" is a synthrock song with influences and elements from experimental music. It opens with an instrumental section and "gently burbling" synthesizers. It follows with the sounds of drum beats, including taiko drums, then transitions into a piano melody. After the first verse, the chorus follows, with Leto singing, "Lost in the City of Angels / Down in the comfort of strangers / I found myself in the fire burned hills / In the land of a billion lights". During the bridge, he ornaments his vocal lines with melodic crescendos, affirming "I am home". After the final chorus, the song reaches a drum-heavy climax. Emily Zemler from Billboard cited "City of Angels" as an example of variety and experimentation in Love, Lust, Faith and Dreams. She described the song as a "pulsating, subtler track that employs a blipping electronic beat rather than the band's usual rock backdrop".
In a preview of the record, Jeff Benjamin from Fuse acknowledged the 1980s influences that resonated throughout the track and noted that "hard rock guitars and percussion come crashing in on the chorus." Sarah O' Hara, while reviewing Love, Lust, Faith and Dreams for Lowdown, compared the song to "Kings and Queens", a track with a similar structure included on This Is War featuring sparse verses and slow atmospheric builds to the chorus. In an interview with Loudwire, Leto described "City of Angels" as a very personal song about a specific place. He said, "It's the story of my brother and I going to Los Angeles to make our dreams come true. It's a love letter to that beautiful and bizarre land." Leto later explained that the song could refer to any place a person goes to fulfill his or her own dreams. Mary Ouellette, writing for Loudwire, felt that the song "tells a passionate tale of finding comfort in calling the city of Los Angeles home."
## Release
In the United States, "City of Angels" was sent to rock music radio as a promotional single from Love, Lust, Faith and Dreams on July 30, 2013. Following its release, the song debuted at number 47 on the Rock Airplay chart and reached a peak of number 18 on the issue dated November 23. It entered the Alternative Songs chart at number 40, becoming a "Hot Shot Debut". Over the following weeks, it gradually ascended the chart to a peak of number eight on the issue dated November 9. It also debuted on the Hot Rock Songs chart at number 39 and peaked at number 31 the following week. In March 2014, the iTunes Store offered a free download of "City of Angels" for a limited time in North America. An acoustic version of the song was released on the soundtrack of Dallas Buyers Club (2013), a film in which Jared Leto starred. A percentage of the proceeds from the sales was donated to the AIDS relief charity Project Red's Global Fund.
"City of Angels" impacted mainstream radio in Europe in November 2013, after the release of "Do or Die". In Finland, the song entered the national airplay chart at number 83. It jumped to number 69 the following week and peaked at number 32 on December 22. In Poland, the song entered the LP3 chart at number 38 and peaked at number 28 on April 21, 2014; it gained gold status and sold over 10,000 units. In Portugal, it reached a peak of number 17. In June 2014, the song was certified gold by the Associação Fonográfica Portuguesa (AFP), denoting sales of over 10,000 units throughout the country. A remixed version of the song by German music producer Markus Schulz became commercially available for downloading in June 2014.
Polydor Records released "City of Angels" in the United Kingdom on December 2, 2013. The song had initially entered the UK Rock Chart during the release of Love, Lust, Faith and Dreams for one week, but later re-entered after its single release, peaking at number 21. It also peaked in the top 100 on several national record charts, including Australia, Germany, Czech Republic, and Italy. A piano version of "City of Angels" was released in digital format in July 2014.
## Critical reception
"City of Angels" was met with general acclaim from music critics. Dan Slessor of Alternative Press named it a stand-out track from the album and found it "compelling from start to finish, building from ethereal beginnings to an enormous, drum-heavy climax". Stephen Thomas Erlewine from AllMusic praised it as one of the album's highlights. Rick Pearson from the Evening Standard acknowledged the influences of U2 and complimented Leto's vocals. Markos Papadatos, writing for Digital Journal, stated that the song proves that Jared Leto is one of the finest vocalists and songwriters in the modern rock genre of music. Johan Wippsson from Melodic chose the song as a highlight on Love, Lust, Faith and Dreams, and commended its "bombastic and huge choruses".
John Gentile from Rolling Stone was impressed with the song, noticing that it is built in volume and complexity until Leto "was yelling at the top of his lungs." Reviewing the piano version of the song, Gentile commented that "it focuses on delicate piano until a breathy Leto gently enters and spins the tale of his decision to move to Los Angeles and his earliest days there." He wrote that "the song rises and falls until finally, it locks into a snapping beat and Leto exclaims, 'I am home!'" Alex Lai from Contactmusic gave the song a positive review, finding the band in a "less aggressive mood" as they move toward "U2-style stadium rock" and Leto tones down his vocal delivery. Lai described it as "essentially a love song for the city of Los Angeles on which the sentiment seems genuine". Alternative Addiction ranked "City of Angels" at number 11 on its list of the 100 Best Songs of 2014.
Kaitlyn Hodnicki from Stature magazine noted the intimacy featured in the track despite its anthemic quality. She considered it "a major leap forward in terms of Jared Leto's song writing", saying that the lyrics "lay the often enigmatic frontman bare" as he pays homage to Los Angeles. She also felt that "Leto's love of U2 is no secret and displayed to full effect in this uplifting song with the piano, electronics, vocals and drums all weaving together effortlessly." In a mixed review, John Watt from Drowned in Sound called it a "soulless slab of soft-rock". Brent Faulkner from PopMatters wrote that the song "isn't too shabby, filled with minimalistic ideas and pummeling drums." Chris Maguire of AltSounds criticized the influences of U2 featured in the track, while Andy Baber from musicOMH called it a "corny ballad" which makes Thirty Seconds to Mars a "love-them-or-hate-them band". Writers of 91X named "City of Angels" the 33rd best song of 2013.
## Music video
### Development
In August 2013, Jared Leto told MTV News that he was preparing to shoot a short film for "City of Angels". While he did not reveal much about the music video concept, he added: "It's going to be powerful and emotional and definitely something special." The shooting took place from August 16–17 in Los Angeles, filming multiple monoliths and murals. Leto interviewed celebrities who joined the three members of Thirty Seconds to Mars in sharing their visions about Los Angeles. He also recruited Michael Jackson and Marilyn Monroe impersonators as well as homeless people in the production of the video. After filming, Leto talked about the inspiration behind the video, stating, "Telling stories is a big part of what I do, so it was a really natural and comfortable thing. I think because I did all the interviews myself—I talked to fellow artists and they felt really comfortable. They shared a side of themselves that we don't share very often." Footage from the song's lyric video, which was shot atop the Hollywood Hills, was used for a part of the short film that featured Leto singing the song against the backdrop of a Los Angeles sunset.
The short film was produced by Emma Ludbrook, Allan Wachs and Jared Leto, who also directed. Although it is billed as a "Bartholomew Cubbins Film" (Leto's longtime pseudonym), "City of Angels" is the first directorial project directly credited to Jared Leto. He explained, "It was the first time I'd ever done that. I'd used several different names, but it was just such a personal thing. I thought it was appropriate to put my name on that piece." Previous collaborator Devid Levlin served as director of photography. It was edited by Leto, Benjamin Entrup and Mischa Meyer. The short film included commentary from Kanye West, Christopher Lloyd Dennis, Juliette Lewis, Heather Levinger, Haywood, Lindsay Lohan, Olivia Wilde, Steve Nash, Ashley Olsen, Lily Collins, James Franco, Selena Gomez, Alan Cumming, Anthony Warfield, Jovan Rameau, Holly Beavon, Shaun White, Corey Feldman, and Yosh. "City of Angels" marked the second collaboration of Thirty Seconds to Mars with Kanye West, as they first worked together on the track "Hurricane" (2010).
### Release
The short film for "City of Angels" premiered on October 12, 2013 during the Thirty Seconds to Mars concert at the Hollywood Bowl. The show was broadcast worldwide on the internet through the online platform VyRT. Upon the video's premiere, Mary Bonney from LA Music Blog predicted that the short film "will surely be praised by every city-dwelling dreamer." Thirty Seconds to Mars teased a preview of the music video on October 28. The following day, the short film debuted on Vevo. It was preceded by a lyric video which premiered on August 23, 2013. Individual clips featuring previously unseen interview footage of Kanye West, James Franco and Selena Gomez debuted in the following months.
In a press release, Jared Leto explained the meaning behind the music video: "'City of Angels' is a short film about this wild, weird, and wonderful land, Los Angeles, California. A place that has left its mark on the world's imagination and a place where dreams can actually come true. I made this short film so I could share my thoughts on this incredibly special place and talk to others about theirs. It's not so much about this particular city but more about the people who inhabit it." He further said, "It's a story about hope and dreams. It's a story about people making the impossible possible—whether it's Kanye West, James Franco, or a kid who's living on the streets on Hollywood Boulevard. It's a story about survival and about what it takes to become who you really want to be."
### Synopsis
The short film begins with Kanye West relating objects and people with Los Angeles, including James Dean and Howard Hughes as well as architecture, Walt Disney and Marilyn Monroe. He is followed by a series of commentary from several residents discussing their relationship with Los Angeles while some of the city's most iconic landmarks are shown. From the Hollywood Hills to Hollywood Boulevard, the short film captures the struggle of entertainers from the streets to the big screen.
A homeless man named Haywood opens up, "I didn't know it was the city of angels, I thought it was the lost angels, the city of lost souls." Tomo Miličević follows, explaining that "it's the place where I came and the dreams did come true." Jared Leto confesses, "I wouldn't have anything if it wasn't for this city", while Shannon says, "I came out here and I kind of found a life." Kanye West acknowledges conflicted feelings about Los Angeles, where his mother died and his daughter was born. Recalling her first impressions of the city, Olivia Wilde says, "I thought it was the most magical place I'd ever been. It's the promised land." After the opening sequences, the song "City of Angels" begins, with Thirty Seconds to Mars performing atop the Hollywood Hills overlooking the city.
Clips of Marilyn Monroe, James Dean and Elizabeth Taylor are shown before the music stops with Christopher Lloyd Dennis, a Superman impersonator, who proclaims, "Hollywood is a land of dreams. And it's also a land of broken dreams." Jovan Rameau, a Michael Jackson impersonator, talks about coming to the United States on a boat as a Haitian refugee hoping to achieve the American Dream. He is followed by confessions by several personalities, including a silver man and a porn actress. Haywood explains that he arrived in Los Angeles while searching for his mother, only to find her living on the street. Lindsay Lohan reveals that she disappointed herself, while Selena Gomez addresses the role that Disney has played in her life.
After the second verse of the song begins, childhood pictures of Jared and Shannon with their mother Constance are shown. Takes of the Hollywood Walk of Fame and other confessions follow, including clips from Corey Feldman's early work as a child actor. Feldman discusses how he started working at age three and how his family relied on him to pay the bills. Ashley Olsen opines on the fleeting nature of fame, while Juliette Lewis and James Franco talk about managing dreams and expectations. As the song ends, Christopher Lloyd Dennis sums up, "Do I think I'm gonna make it in the industry? As long as I keep believing, it will happen." The short film ends with the various personalities introducing themselves.
### Reception
Upon its release, the video received universal acclaim from contemporary music critics. Lindsey Weber of Vulture called the short film a "strangely moving ode to Los Angeles". Markos Papadatos from Digital Journal rated it an A+ and wrote, "Just when you thought that Jared Leto and Thirty Seconds to Mars cannot possible [sic] get any better, they prove us wrong" with their music video for "City of Angels". He found it "raw and captivating" and felt that "it will certainly move people." Brenna Ehrlich from MTV commented that while the short film "may lack all the majestic animals" featured in the music video for "Up in the Air", "it does have some exotic animals of a different sort: a whole pack of celebrities." Liza Darwin from Nylon magazine opened her review by writing, "There are music videos, and then there are Thirty Seconds to Mars music videos." She stated, "Part documentary, part cinematic music video, this Jared Leto-helmed mini-film is touching, sweet, and totally worth watching in its 11-minute entirety."
Sophie Schillaci, writing for The Hollywood Reporter, noticed the simplicity of the video and lauded its atmosphere. Anna Job from GoldenPlec commented that the "cinematography is notable, featuring panoramic shots of Jared Leto serenading the city from the same perch they used in 'Kings and Queens'." Niki Crux from The Inquisitr gave a positive review and wrote, "Showcasing mini profiles on Hollywood's largest icons, and lowest casualties, Jared Leto shines his camera on every facet that makes up Los Angeles. The video at times feels like a tribute to Los Angeles, but it never glosses over the turmoil that ensues in the City of Angels."
Allison Bowsher from MuchMusic was impressed with the video, calling it a "moving short film". She wrote, "As an ode to Los Angeles, the band brought together what is most simply described as a diverse group of people to talk about their feelings towards the famous city. From street performers to homeless youth to some of the most famous celebrities in the world, Thirty Seconds to Mars compiled a panel that concisely and visually demonstrate the extreme highs and lows of Los Angeles in eleven minutes." Luke O'Neil from MTV noted that "interspersed with the real celebrities are a series of celebrity impersonators, which only heightens the underlying conceit about the fuzzy intersection of dreams and reality. That's the idea of Los Angeles". Emily Wright from The Boston Globe noticed the "raw, personal side to some of today's most popular celebrities" featured. Scott Sterling of CBS News called it a "compelling examination on life in Los Angeles".
On July 17, 2014, the video received a nomination in the category of Best Cinematography at the 2014 MTV Video Music Awards, but lost to "Pretty Hurts" by Beyoncé. It became the second consecutive nomination for cinematographer David Devlin, who also contended in 2013 for "Up in the Air". "City of Angels" received Best Rock Video at the Loudwire Music Awards on February 11, 2014. It was also nominated for Best Video at the 2014 Kerrang! Awards, but lost to "Boston Square" by Deaf Havana.
## Live performances
"City of Angels" was first performed at special concerts, dubbed as Church of Mars, in May 2013, shortly before the release of the album. It later became a signature part of the Love, Lust, Faith and Dreams Tour which followed. During the tour's first three legs, the song was usually performed with musicians playing taiko drums. The set's video screen displayed shots from the song's music video, which were accompanied by the stage's LED video curtains. Fans and critics responded favorably to the song in a live setting. Curtis Sindrey, writing for the Aesthetic Magazine, opined that the band "turned up the energy" with tracks like "City of Angels". Ben Jolley from the Nottingham Post found it "inspirational", while Jay Cridlin of the Tampa Bay Times called it "epic". Thirty Seconds to Mars performed "City of Angels" at multiple major festivals, including Rock Werchter, Pinkpop, Rock am Ring and Rock im Park, which saw the band playing as headline act.
On May 1, 2014, a piano version of the song was performed at the 1st iHeartRadio Music Awards held at the Shrine Auditorium in Los Angeles. Shannon Leto was not present at the ceremony; the song was performed by Jared Leto and Tomo Miličević, who were stationed on different platforms in front of multiple video screens showing clips from the music video. The performance received a standing ovation from the audience; Jessica Hyndman from MTV deemed it a highlight of the show. A Digital Journal writer commented that the band delivered an "exceptional rendition" of the song and displayed "a great deal of charisma and energy that was equal in excellence to a live U2 performance". "City of Angels" was also included in the Carnivores Tour, a tour on which Thirty Seconds to Mars co-headlined with Linkin Park, and usually appeared approximately halfway through the set.
## Track listing
US promo CD single
1. "City of Angels" (Radio Edit) – 4:13
2. "City of Angels" (Album Version) – 5:04
EU promo CD single
1. "City of Angels" (Radio Edit) – 4:18
2. "City of Angels" (Album Version) – 5:02
3. "City of Angels" (Instrumental) – 5:03
Digital download
1. "City of Angels" (Piano Version) – 4:22
Digital download Remix
1. "City of Angels" (Markus Schulz Remix) – 5:00
## Credits and personnel
Credits adapted from Love, Lust, Faith and Dreams album liner notes.
- Performed by Thirty Seconds to Mars
- Written by Jared Leto
- Produced by Steve Lillywhite and Jared Leto
- Recorded at The International Centre for the Advancement of the Arts and Sciences of Sound, Los Angeles, California
- Audio engineering by Jamie Reed Schefman
- Mixed by Serban Ghenea
- Engineered for Mix by John Hanes at Mixstar Studios, Virginia Beach, Virginia
- Mastered by Howie Weinberg and Dan Gerbarg at Howie Weinberg Mastering, Los Angeles, California
## Charts
### Weekly charts
### Year-end charts
## Certifications
## Release history
|
18,758 |
Ride the Lightning
| 1,172,646,088 | null |
[
"1984 albums",
"Albums produced by Flemming Rasmussen",
"Cthulhu Mythos music",
"Elektra Records albums",
"Megaforce Records albums",
"Metallica albums",
"Vertigo Records albums"
] |
Ride the Lightning is the second studio album by American heavy metal band Metallica, released on July 27, 1984, by the independent record label Megaforce Records. The album was recorded in three weeks with producer Flemming Rasmussen at Sweet Silence Studios in Copenhagen, Denmark. The artwork, based on a concept by the band, depicts an electric chair being struck by lightning flowing from the band logo. The title was taken from a passage in Stephen King's novel The Stand, in which a character uses the phrase to refer to execution by electric chair.
Although rooted in the thrash metal genre, the album showcased the band's musical growth and lyrical sophistication. Bassist Cliff Burton introduced the basics of music theory to the band and had more input in the songwriting. Beyond the fast tempos of its debut Kill 'Em All, Metallica broadened its approach by employing acoustic guitars, extended instrumentals, and more complex harmonies. The overall recording costs were paid by Metallica's European label Music for Nations because Megaforce was unable to cover it. It is the last album to feature songwriting contributions from former lead guitarist Dave Mustaine, and the first to feature contributions from successor Kirk Hammett.
Ride the Lightning received a positive response from music critics, who saw it as a more ambitious effort than its predecessor. Metallica promoted the album on the Bang That Head That Doesn't Bang European tour in late 1984, and on its North American leg in the first half of 1985. The band performed at major music festivals such as Monsters of Rock and Day on the Green later that year. Two months after its release, Elektra Records signed Metallica to a multi-year deal and reissued the album. Ride the Lightning peaked at number 100 on the Billboard 200 with virtually no radio exposure. Although 75,000 copies were initially pressed for the American market, the album sold half a million by November 1987. It was certified 6× platinum by the Recording Industry Association of America (RIAA) in 2012 for shipping six million copies in the United States. Many rock publications have ranked Ride the Lightning on their best album lists, saying it had a lasting impact on the genre.
## Background and recording
Metallica released its debut album, Kill 'Em All, on the independent label Megaforce Records on July 25, 1983. The album helped to establish thrash metal, a heavy metal subgenre defined by its brisk riffs and intense percussion. After finishing its promotional tour, Metallica began composing new material, and from September, began performing the songs that were to make up Ride the Lightning at concerts. Because the band had little money, its members often ate one meal a day and stayed at fans' homes while playing at clubs across the United States. An incident occurred when part of Metallica's gear was stolen in Boston, and Anthrax lent Metallica some of its equipment to complete the remaining dates. When not gigging, the band stayed in a rented house in El Cerrito, California, called the Metallica Mansion. Frontman James Hetfield felt uneasy about performing double duty on vocals and rhythm guitar, so the band offered the job to Armored Saint singer John Bush, who turned down the offer because Armored Saint was doing well at the time.
Hetfield gradually built confidence as lead vocalist and kept his original role. Metallica started recording on February 20, 1984, at Sweet Silence Studios in Copenhagen, Denmark. The album was produced by Flemming Rasmussen, the founder of Sweet Silence Studios. Drummer Lars Ulrich chose Rasmussen, because he liked his work on Rainbow's Difficult to Cure (1981) and was keen to record in Europe. Rasmussen, who had not heard of Metallica, agreed to work on the album, even though his studio employees questioned the band's talent. Rasmussen listened to Metallica's tapes before the members arrived and thought the band had great potential. Metallica rehearsed the album's material at Mercyful Fate's practice room in Copenhagen.
Before entering the studio, Metallica collected ideas on "riff tape" recordings of various jam sessions. Hetfield and Ulrich went through the tapes and selected the strongest riffs to assemble into songs. Instruments were recorded separately, with only Hetfield playing rhythm guitar. Rasmussen, with the support of drum roadie Flemming Larsen, taught the basics of timing and beat duration to Ulrich, who had a tendency to increase speed and had little knowledge of rhythm theory. Drums were recorded in an empty warehouse at the back of the studio, which was not soundproof, and caused reverberation. Although four tracks were already arranged, the band members were not used to creating songs in the studio, as they had not done so for Kill 'Em All. "For Whom the Bell Tolls", "Trapped Under Ice", and "Escape" were written mostly in Copenhagen, and the band put finishing touches on "Fight Fire with Fire", "Ride the Lightning", "Creeping Death", and "The Call of Ktulu", which had already been performed live.
Lead guitarist Kirk Hammett took the album's name from a passage in Stephen King's novel The Stand. The cover art, displaying an electric chair in the midst of lightning bolts, was conceived before recording began. Metallica initially had difficulty recording because gear was stolen three weeks before the band arrived in Copenhagen. The band members slept in the studio by day as they could not afford a hotel and recorded by night, because the studio was booked by other artists during the daytime. Because the group was looking for a major label deal, several A&R representatives from different labels visited the studio. At first, it seemed that Metallica was going to sign with Bronze Records, but the deal was canceled, because Bronze executive Gerry Bron did not appreciate the work done at Sweet Silence Studios, and wanted the US edition to be remixed by engineer Eddie Kramer, and even considered re-recording the album in another studio. Metallica was put off by Bron's failure to share the band's artistic vision and decided to look for another label for the US release, though Bronze had already advertised Metallica as one of its bands.
Metallica had to record quickly because of European shows scheduled 29 days after entering the studio. Recording finished on March 14, and Megaforce released the album on July 27. Although the original album budget was \$20,000, the final expense was above US\$30,000 (equivalent to \$88,146 in 2022). Metallica's European label Music for Nations paid the studio costs because Megaforce owner Jon Zazula could not afford them. Metallica was unhappy with the lack of promotion by Megaforce, and decided to part ways with Zazula. Major label Elektra Records employee Michael Alago noticed Metallica at The Stone gig in San Francisco, and invited Elektra's chairman and the head of promotion to see the August show in New York. The performance at Roseland Ballroom, with Anthrax and Metallica opening for Raven, pleased the Elektra staff, and the band was offered a contract the following morning. On September 12, Metallica signed with Elektra, which re-released the album on November 19. Cliff Burnstein and Peter Mensch of Q Prime were concurrently appointed as the band's new managers. Ride the Lightning is the last Metallica album to feature co-writing contributions from former lead guitarist Dave Mustaine, who received credit on the title track and "The Call of Ktulu". The album also represented the first time Hammett was given writing credits.
## Music and lyrics
Music writers opine that Ride the Lightning exhibits greater musical maturity, with sonically broader songs than Kill 'Em All, which was noted for its one-dimensional sound. This development is partially because of bassist Cliff Burton's knowledge of music theory. He showed Hetfield how to augment core notes with complementary counter-melodies and how basic guitar harmony works, which reflected on the song compositions. Hetfield developed more socially aware lyrics, as well as ominous and semi-philosophical references. Ulrich explained that Metallica opted not to rely strictly on fast tempos as on the previous album, but to explore other musical approaches that sounded powerful and heavy. Grinder magazine's Kevin Fisher summarized the album as "ultimate thrash, destruction and total blur" that reminded him of the speed and power of Kill 'Em All. Music journalist Martin Popoff observed that Ride the Lightning offered "sophistication and brutality in equal measure" and was seen as something new at the time of its release. Discussing the album's lyrical content, philosopher William Irwin wrote: "After Kill 'Em All, the rebellion and aggression became much more focused as the enemy became more clearly defined. Metallica was deeply concerned about various domains in which the common man was wrongfully yet ingeniously deceived. More precisely, they were highly critical of those in power".
The major-key acoustic introduction to "Fight Fire with Fire" displays Metallica's evolution towards a more harmonically complex style of songwriting. The fastest Metallica song in terms of picking speed, it is driven by nimbly tremolo-picked riffs in the verses and chorus. The extended solo at the end dissolves in a sound effect of a vast nuclear explosion. The main riff was taped during the Kill 'Em All Tour and the acoustic intro was something Burton was playing on acoustic guitar at the time. The lyrical themes focused on nuclear annihilation, and specifically critiques the doctrine of Mutual Assured Destruction.
"Ride the Lightning" is Metallica's first song to have emphasized the misery of the criminal justice system. The lyrics are in the perspective of a death row inmate anticipating execution by the electric chair. The song, one of the two album tracks that credits Mustaine, begins in a mid-tempo which gradually accelerates as the song progress. One of the riffs, originally composed by Mustaine, was simplified. It features an instrumental middle section highlighted by Hammett's soloing. According to Hetfield, the song is not a criticism of capital punishment, but a tale of a man sentenced to death for a crime he did not commit, as in the opening lyrics: "Guilty as charged/But damn it/It ain't right".
"For Whom the Bell Tolls" begins with a bell tolling, followed by a marching riff and high-register bass melody. The chromatic introduction, which Burton wrote before he joined Metallica, is often mistaken for an electric guitar but is actually Burton's bass guitar augmented with distortion and a wah-wah pedal. The lyrics were inspired by Ernest Hemingway's 1940 novel of the same name, which explores the horror and dishonor of modern warfare. "For Whom the Bell Tolls" was released as a promotional single in two versions, an edit on side A and the album version on side B.
"Fade to Black" is a power ballad with lyrics about suicide. Hetfield wrote the words because he felt powerless after the band's equipment was stolen before the January 1984 show in Boston. Musically, the song begins with an acoustic guitar introduction overlaid with electric soloing. The song becomes progressively heavier and faster, ending with multi-layered guitar solos. The ballad's arpeggiated chords and reserved singing was incongruous for thrash metal bands at the time and disappointed some of Metallica's fans. The song's structure foreshadows later Metallica ballads, "Welcome Home (Sanitarium)", "One", and "The Day That Never Comes". "Fade to Black" was released as a promotional single in 1984, in phosphorescent green.
"Trapped Under Ice" is about a person who wakes from a cryonic state. Realizing there is nowhere to go, and no-one will come to the rescue, the person helplessly awaits impending doom. The song is built on a fast-picked galloping riff, reminiscent of the album's opener. It was inspired by a track Hammett's former band Exodus had demoed called "Impaler", which was later released on that band's 2004 album Tempo of the Damned.
"Escape" was originally titled "The Hammer" and was intended to be released as a single due to its lighter riffs and conventional song structure. The intro features a counterpoint bass melody and a chugging guitar riff that resolves into a standard down-picked riff. "Escape" is Hetfield's most disliked Metallica song, due to it being the result of the record company forcing Metallica to write something more radio friendly. Book authors Mick Wall and Malcolm Dome said the song was influenced by the album-oriented rock of 1970s bands such as Journey and Foreigner, but fans perceived it as an attempt for airplay on rock radio. Metallica has so far performed "Escape" live only once, at the 2012 Orion Music + More festival, while performing Ride the Lightning in its entirety.
"Creeping Death" describes the Plague of the Death of the Firstborn (Exodus 12:29). The lyrics deal with the ten plagues visited on Ancient Egypt; four of them are mentioned throughout the song, as well as the Passover. The title was inspired by a scene from The Ten Commandments while the band was watching the movie at Burton's house. The bridge, with its chant "Die, by my hand!", was originally written by Hammett for the song "Die by His Hand" while he was playing in Exodus, who recorded it as a demo but did not feature it on a studio album. Journalist Joel McIver called the song a "moshpit anthem" due to its epic lyrical themes and dramatic atmosphere. "Creeping Death" was released as a single with a B-side titled Garage Days Revisited made up of covers of Diamond Head's "Am I Evil?" and Blitzkrieg's "Blitzkrieg".
"The Call of Ktulu", tentatively titled "When Hell Freezes Over", was inspired by H. P. Lovecraft's book The Shadow over Innsmouth, which was introduced to the rest of the band by Burton. The title was taken from one of Lovecraft's key stories featuring Cthulhu, The Call of Cthulhu, although the original name was modified to "Ktulu" for easier pronunciation. The track begins with a D minor chord progression in the intro, written by Mustaine (Mustaine later re-used the chord structure on Megadeth's track "Hangar 18") followed by a two-minute bass solo over a rhythmic riff pattern. Conductor Michael Kamen rearranged the piece for Metallica's 1999 S&M project and won a Grammy Award for Best Rock Instrumental Performance in 2001.
## Reception and legacy
Ride the Lightning received widespread acclaim from music critics. According to Q magazine, the album confirmed Metallica's status as the leading heavy metal band of the modern era. The magazine credited the group for redefining the norms of thrash metal with "Fade to Black", the genre's first power ballad. British rock magazine Kerrang! stated that the album's maturity and musical intelligence helped Metallica expand heavy metal's boundaries. Greg Kot of the Chicago Tribune described Ride the Lightning as a more refined extension of the group's debut. In a retrospective review, Sputnikmusic's Channing Freeman named it as one of the few albums that can be charming and powerful at the same time. He praised Hetfield's vocal performance and concluded that Metallica was "firing on all cylinders". AllMusic's Steve Huey saw the album as a more ambitious and remarkable effort than Kill 'Em All. He called Ride the Lightning an "all-time metal classic" because of the band's rich musical imagination and lyrics that avoided heavy metal cliches.
The Rolling Stone Album Guide viewed the album as a great step forward for the band and as an album that established the concept for Metallica's following two records. Colin Larkin, writing in the Encyclopedia of Popular Music, singled out "For Whom the Bell Tolls" as an example of Metallica's growing music potential. Popoff regards Ride the Lightning as an album where "extreme metal became art". "This literally was the first album since (Judas Priest's 1976) Sad Wings of Destiny where the rulebook has changed. This was a new kind of heaviness; the soft, billowy but explosive production was amazing, the speed was superhuman", stated Popoff. Reviewing the 2016 reissue, Jason Anderson of Uncut considers Ride the Lightning the second best Metallica album which set the pace for metal in the years to come.
Megaforce initially pressed 75,000 copies of the album for the US market, while Music for Nations serviced the European market. By late 1984, 85,000 copies of Ride the Lightning had been sold in Europe, resulting in Metallica's first cover story for Kerrang! in its December issue. After signing Metallica, Elektra released the single "Creeping Death" in a sleeve depicting a bridge and a skull painted grey and green. The album peaked at number 100 on the Billboard 200 with no radio exposure. In 1984, the French record label Bernett Records misprinted the color of the album cover in green, rather than blue, and 400 copies with the green cover were produced. Ride the Lightning went gold by November 1987 and in 2012 was certified 6× platinum by the Recording Industry Association of America (RIAA) for six million copies shipped in the US.
The album, along with Kill 'Em All, was reissued in 2016 as a boxed set including demos and live recordings. Many rock publications have ranked Ride the Lightning on their best album lists. The album placed fifth on IGN Music's "Top 25 Metal Albums" list. Spin listed it as a thrash metal essential, declaring it "the thrashiest thrash ever". According to Guitar World, Ride the Lightning "didn't just change the band's trajectory—it reset the course of metal itself". Corey Deiterman of the Houston Press considers Ride the Lightning the most influential Metallica album, saying it had a lasting impact on genres such as crossover thrash and hardcore punk. In 2017, it was ranked 11th on Rolling Stone's list of "100 Greatest Metal Albums of All Time". In a 1991 interview, Jason Newsted stated that Ride the Lightning was next to Metallica, "the best album ever".
## Touring
After recording was completed, Music for Nations founder Martin Hooker wanted to arrange a triple-bill UK tour in March / April 1984 with Exciter, Metallica, and the Rods. The Hell on Earth Tour never materialized because of poor ticket sales. To promote Ride the Lightning, Metallica commenced the Bang That Head That Doesn't Bang European tour on November 16, in Rouen, France, with English new wave band Tank as support. The tour continued with dates in Belgium, Italy, Germany, and the Nordic countries to an average crowd of 1,300. After a Christmas break, the group embarked on a 50-date North American tour, first as a co-headlining act with W.A.S.P. and then as headliners with Armored Saint supporting. At a gig in Portland, Oregon, Metallica covered "The Money Will Roll Right In" by Fang, with Armored Saint onstage.
The American leg ended in March 1985, and the band spent the following months working on the next studio album, Master of Puppets, whose recording sessions were scheduled to begin in September. Metallica performed at the Monsters of Rock festival held at Castle Donington in England on August 17 in front of 70,000 fans. The band was placed between Ratt and Bon Jovi, two glam metal groups whose sound and appearance were much unlike Metallica's. At the start of the set, Hetfield pronounced to the audience: "If you came here to see spandex, eye make-up, and the words 'oh baby' in every fuckin' song, this ain't the fuckin' band!" Two weeks later, Metallica appeared on the Day on the Green festival in Oakland, California, before 90,000 people. The last show Metallica played before recording began was the Loreley Metal Hammer Festival in Germany, headlined by Venom. "Disposable Heroes" from the upcoming album was performed live for the first time at this festival. Metallica finished 1985 with a show at the Sacramento Memorial Auditorium on December 29 opening for Y&T, and a New Year's Eve concert at the Civic Auditorium in San Francisco on a bill with Metal Church, Exodus, and Megadeth, the first time Metallica and Megadeth shared a stage. At this gig, Metallica premiered "Master of Puppets" from the then-upcoming third studio album.
## Track listing
### Original release
All lyrics written by James Hetfield (Kirk Hammett also contributed to lyrics for "Creeping Death"). The bonus tracks on the digital re-release were recorded live at the Seattle Coliseum, Seattle, Washington, on August 29 and 30, 1989, and later appeared on the live album Live Shit: Binge & Purge (1993).
### 2016 deluxe box set
In 2016, the album was remastered and reissued in a limited-edition deluxe box set with an expanded track listing and bonus content. The deluxe edition set includes the original album on vinyl and CD, with an additional vinyl record containing a live show recorded in Los Angeles, a picture disc containing the "Creeping Death" single tracklist, six CDs of live recordings, interviews, rough mixes, and demos recorded from 1984 to 1985, and one DVD of live shows and interviews with the band.
## Personnel
Credits are adapted from the album's liner notes.
Metallica
- James Hetfield – lead vocals, rhythm guitar, acoustic guitar on "Fade to Black"
- Kirk Hammett – lead guitar, backing vocals
- Cliff Burton – bass, backing vocals
- Lars Ulrich – drums, percussion, backing vocals on "Ride the Lightning", anvil on "For Whom the Bell Tolls"
Production
- Metallica – production
- Flemming Rasmussen – production assistant, engineering
- Mark Whitaker – production assistant, concert sound engineer, live production manager
- Tom Coyne – mastering on Megaforce release
- Tim Young – mastering on Music for Nations release
- Bob Ludwig – mastering on Elektra release
- George Marino – 1995 remastering
- Howie Weinberg – 2016 remastering
Packaging
- Metallica – cover concept
- AD Artists – cover design
- Fin Costello, Anthony D. Somella, Robert Hoetink – inner sleeve photos
- Pete Cronin, Rick Brackett, Harold Oimen – back cover photos
Digital re-release bonus tracks
- Jason Newsted – bass, backing vocals
- Mike Gillies – mixing
## Charts
### Weekly charts
### Year-end charts
## Certifications
|
2,641,583 |
Diocletianic Persecution
| 1,172,166,952 |
Period of persecution of Christians in the Roman Empire (303–313)
|
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"300s in the Roman Empire",
"303",
"4th century in law",
"4th-century Christianity",
"4th-century conflicts",
"Christian terminology",
"Diocletian",
"Diocletianic Persecution",
"Persecution of early Christians"
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The Diocletianic or Great Persecution was the last and most severe persecution of Christians in the Roman Empire. In 303, the emperors Diocletian, Maximian, Galerius, and Constantius issued a series of edicts rescinding Christians' legal rights and demanding that they comply with traditional religious practices. Later edicts targeted the clergy and demanded universal sacrifice, ordering all inhabitants to sacrifice to the gods. The persecution varied in intensity across the empire—weakest in Gaul and Britain, where only the first edict was applied, and strongest in the Eastern provinces. Persecutory laws were nullified by different emperors (Galerius with the Edict of Serdica in 311) at different times, but Constantine and Licinius' Edict of Milan in 313 has traditionally marked the end of the persecution.
Christians had been subject to intermittent local discrimination in the empire, but emperors prior to Diocletian were reluctant to issue general laws against the religious group. In the 250s, under the reigns of Decius and Valerian, Roman subjects including Christians were compelled to sacrifice to Roman gods or face imprisonment and execution, but there is no evidence that these edicts were specifically intended to attack Christianity. After Gallienus's accession in 260, these laws went into abeyance. Diocletian's assumption of power in 284 did not mark an immediate reversal of imperial inattention to Christianity, but it did herald a gradual shift in official attitudes toward religious minorities. In the first fifteen years of his rule, Diocletian purged the army of Christians, condemned Manicheans to death, and surrounded himself with public opponents of Christianity. Diocletian's preference for activist government, combined with his self-image as a restorer of past Roman glory, foreboded the most pervasive persecution in Roman history. In the winter of 302, Galerius urged Diocletian to begin a general persecution of the Christians. Diocletian was wary and asked the oracle at Didyma for guidance. The oracle's reply was read as an endorsement of Galerius's position, and a general persecution was called on February 23, 303.
Persecutory policies varied in intensity across the empire. Whereas Galerius and Diocletian were avid persecutors, Constantius was unenthusiastic. Later persecutory edicts, including the calls for universal sacrifice, were not applied in his domain. His son, Constantine, on taking the imperial office in 306, restored Christians to full legal equality and returned property that had been confiscated during the persecution. In Italy in 306, the usurper Maxentius ousted Maximian's successor Severus, promising full religious toleration. Galerius ended the persecution in the East in 311, but it was resumed in Egypt, Palestine, and Asia Minor by his successor, Maximinus. Constantine and Licinius, Severus's successor, signed the Edict of Milan in 313, which offered a more comprehensive acceptance of Christianity than Galerius's edict had provided. Licinius ousted Maximinus in 313, bringing an end to persecution in the East.
The persecution failed to check the rise of the Church. By 324, Constantine was sole ruler of the empire, and Christianity had become his favored religion. Although the persecution resulted in death, torture, imprisonment, or dislocation for many Christians, the majority of the empire's Christians avoided punishment. The persecution did, however, cause many churches to split between those who had complied with imperial authority (the traditores), and those who had remained "pure". Certain schisms, like those of the Donatists in North Africa and the Melitians in Egypt, persisted long after the persecutions. The Donatists would not be reconciled to the Church until after 411. Some historians consider that, in the centuries that followed the persecutory era, Christians created a "cult of the martyrs" and exaggerated the barbarity of the persecutions. Other historians using texts and archeological evidence from the period assert that this position is in error. Christian accounts were criticized during the Enlightenment and afterwards, most notably by Edward Gibbon. This can be attributed to the political anticlerical and secular tenor of that period. Modern historians, such as G. E. M. de Ste. Croix, have attempted to determine whether Christian sources exaggerated the scope of the Diocletianic persecution, but disagreements continue.
## Background
### Prior persecutions
From its first appearance to its legalization under Constantine, Christianity was an illegal religion in the eyes of the Roman state. For the first two centuries of its existence, Christianity and its practitioners were unpopular with the people at large. Christians were always suspect, members of a "secret society" who communicated with a private code and who shied away from the public sphere. It was popular hostility—the anger of the crowd—which drove the earliest persecutions, not official action. Around 112, Pliny, the governor of Bithynia–Pontus, was sent long lists of denunciations of Christians by anonymous citizens, which Emperor Trajan advised him to ignore. In Lyon in 177, it was only the intervention of civil authorities that stopped a pagan mob from dragging Christians from their houses and beating them to death.
To the followers of the traditional cults, Christians were odd creatures: not quite Roman but not quite barbarian either. Their practices were deeply threatening to traditional mores. Christians rejected public festivals, refused to take part in the imperial cult, avoided public office, and publicly criticized ancient traditions. Conversions tore families apart: Justin Martyr tells of a pagan husband who denounced his Christian wife, and Tertullian tells of children disinherited for becoming Christians. Traditional Roman religion was inextricably interwoven into the fabric of Roman society and state, but Christians refused to observe its practices. In the words of Tacitus, Christians showed "hatred of the human race" (odium generis humani). Among the more credulous, Christians were thought to use black magic in pursuit of revolutionary aims and to practise incest and cannibalism.
Nonetheless, for the first two centuries of the Christian era, no emperor issued general laws against the faith or its Church. These persecutions were carried out under the authority of local government officials. At Bithynia–Pontus in 111, it was Pliny; at Smyrna in 156 and Scilli near Carthage in 180, it was the proconsul; at Lyon in 177, it was the provincial governor. When Emperor Nero executed Christians for their alleged involvement in the fire of 64, it was a purely local affair; it did not spread beyond the city limits of Rome. These early persecutions were certainly violent, but they were sporadic, brief and limited in extent. They were of limited threat to Christianity as a whole. The very capriciousness of official action, however, made the threat of state coercion loom large in the Christian imagination.
In the 3rd century, the pattern changed. Emperors became more active, and government officials began to actively pursue Christians rather than merely to respond to the will of the crowd. Christianity also changed. No longer were its practitioners merely "the lower orders fomenting discontent"; some Christians were now rich or from the upper classes. Origen, writing at about 248, tells of "the multitude of people coming in to the faith, even rich men and persons in positions of honour and ladies of high refinement and birth." Official reaction grew firmer. In 202, according to the Historia Augusta, a 4th-century history of dubious reliability, Septimius Severus (r. 193–211) issued a general rescript forbidding conversion to either Judaism or Christianity. Maximin (r. 235–238) targeted Christian leaders. Decius (r. 249–251), demanding a show of support for the faith, proclaimed that all inhabitants of the empire must sacrifice to the gods, eat sacrificial meat, and testify to these acts. Christians were obstinate in their non-compliance. Church leaders, like Fabian, bishop of Rome, and Babylas, bishop of Antioch, were arrested, tried and executed, as were certain members of the Christian laity, like Pionius of Smyrna. Origen was tortured during the persecution and died about a year after from the resulting injuries.
The Decian persecution was a grave blow to the Church. At Carthage, there was mass apostasy (renunciation of the faith). At Smyrna, the bishop Euctemon sacrificed and encouraged others to do the same. Because the Church was largely urban, it should have been easy to identify, isolate and destroy the Church hierarchy. This did not happen. In June 251, Decius died in battle, leaving his persecution incomplete. His persecutions were not followed up for another six years, allowing some Church functions to resume. Valerian, Decius's friend, took up the imperial mantle in 253. Though he was at first thought of as "exceptionally friendly" towards the Christians, his actions soon showed otherwise. In July 257, he issued a persecutory edict. As punishment for following the Christian faith, Christians were to face exile or condemnation to the mines. In August 258, he issued a second edict, making the punishment death. This persecution stalled in June 260, when Valerian was captured in battle. His son Gallienus (r. 260–268), ended the persecution and inaugurated nearly 40 years of freedom from official sanctions, praised by Eusebius as the "little peace of the Church". The peace was undisturbed, save for occasional, isolated persecutions, until Diocletian became emperor.
### Persecution and Tetrarchic ideology
Diocletian, acclaimed emperor on November 20, 284, was a religious conservative, faithful to the traditional Roman cult. Unlike Aurelian (r. 270–275), Diocletian did not foster any new cult of his own. He preferred the older Olympian gods. Nonetheless, Diocletian did wish to inspire a general religious revival. As the panegyrist to Maximian declared: "You have heaped the gods with altars and statues, temples and offerings, which you dedicated with your own name and your own image, whose sanctity is increased by the example you set, of veneration for the gods. Surely, men will now understand what power resides in the gods, when you worship them so fervently." Diocletian associated himself with the head of the Roman pantheon, Jupiter; his co-emperor, Maximian, associated himself with Hercules. This connection between god and emperor helped to legitimize the emperors' claims to power and tied imperial government closer to the traditional cult.
Diocletian did not insist on exclusive worship of Jupiter and Hercules, which would have been a drastic change in the pagan tradition. For example, Elagabalus had tried fostering his own god and no others and had failed dramatically. Diocletian built temples for Isis and Sarapis at Rome and a temple to Sol in Italy. He did, however, favor gods who provided for the safety of the whole empire instead of the local deities of the provinces. In Africa, Diocletian's revival focused on Jupiter, Hercules, Mercury, Apollo and the imperial cult. The cult of Saturn, the Romanized Baal-hamon, was neglected. In imperial iconography Jupiter and Hercules were pervasive. The same pattern of favoritism affected Egypt as well. Native Egyptian deities saw no revival, nor was the sacred hieroglyphic script used. Unity in worship was central to Diocletian's religious policies.
Diocletian, like Augustus and Trajan before him, styled himself a "restorer". He urged the public to see his reign and his governing system, the Tetrarchy (rule by four emperors), as a renewal of traditional Roman values and, after the anarchic third century, a return to the "Golden Age of Rome". As such, he reinforced the long-standing Roman preference for ancient customs and Imperial opposition to independent societies. The Diocletianic regime's activist stance, however, and Diocletian's belief in the power of central government to effect major change in morals and society made him unusual. Most earlier emperors tended to be quite cautious in their administrative policies, preferring to work within existing structures rather than overhauling them. Diocletian, by contrast, was willing to reform every aspect of public life to satisfy his goals. Under his rule, coinage, taxation, architecture, law and history were all radically reconstructed to reflect his authoritarian and traditionalist ideology. The reformation of the empire's "moral fabric"—and the elimination of religious minorities—was simply one step in that process.
The unique position of the Christians and Jews of the empire became increasingly apparent. The Jews had earned imperial toleration on account of the great antiquity of their faith. They had been exempted from Decius's persecution and continued to enjoy freedom from persecution under Tetrarchic government. Because their faith was new and unfamiliar and not typically identified with Judaism by this time, Christians had no such excuse. Moreover, Christians had been distancing themselves from their Jewish heritage for their entire history.
Persecution was not the only outlet of the Tetrarchy's moral fervor. In 295, either Diocletian or his caesar (subordinate emperor) Galerius issued an edict from Damascus forbidding incestuous marriages and affirming the supremacy of Roman law over local law. Its preamble insists that it is every emperor's duty to enforce the sacred precepts of Roman law, for "the immortal gods themselves will favour and be at peace with the Roman name...if we have seen to it that all subject to our rule entirely lead a pious, religious, peaceable and chaste life in every respect". These principles, if given their full extension, would logically require Roman emperors to enforce conformity in religion.
### Public support
Christian communities grew quickly in many parts of the empire (and especially in the East) after 260, when Gallienus brought peace to the Church. The data to calculate the figures are nearly non-existent, but historian and sociologist Keith Hopkins has given crude and tentative estimates for the Christian population in the 3rd century. Hopkins estimates that the Christian community grew from a population of 1.1 million in 250 to a population of 6 million by 300, about 10% of the empire's total population. Christians even expanded into the countryside, where they had never been numerous before. Churches in the later 3rd century were no longer as inconspicuous as they had been in the first and second. Large churches were prominent in certain major cities throughout the empire. The church in Nicomedia even sat on a hill overlooking the imperial palace. These new churches probably represented not only absolute growth in Christian population, but also the increasing affluence of the Christian community. In some areas where Christians were influential, such as North Africa and Egypt, traditional deities were losing credibility.
It is unknown how much support there was for persecution within the aristocracy. After Gallienus's peace, Christians reached high ranks in Roman government. Diocletian even appointed several Christians to those positions, and his wife and daughter may have been sympathetic to the Church. There were many individuals willing to be martyrs and many provincials willing to ignore any persecutory edicts from the emperors as well. Even Constantius was known to have disapproved of persecutory policies. The lower classes demonstrated little of the enthusiasm they had shown for earlier persecutions. They no longer believed the slanderous accusations that were popular in the 1st and 2nd centuries. Perhaps, as the historian Timothy Barnes has suggested, the long-established Church had become another accepted part of their lives.
Within the highest ranks of the imperial administration, however, there were men who were ideologically opposed to the toleration of Christians, like the philosopher Porphyry of Tyre and Sossianus Hierocles, governor of Bithynia. To E.R. Dodds, the works of these men demonstrated "the alliance of pagan intellectuals with the Establishment". Hierocles thought Christian beliefs absurd. If Christians applied their principles consistently, he argued, they would pray to Apollonius of Tyana instead of Jesus. Hierocles considered that Apollonius's miracles had been far more impressive and Apollonius never had the temerity to call himself "God". He thought the scriptures were full of "lies and contradictions" and Peter and Paul had peddled falsehoods. In the early 4th century, an unidentified philosopher published a pamphlet attacking the Christians. This philosopher, who might have been a pupil of the Neoplatonist Iamblichus, dined repeatedly at the imperial court. Diocletian was surrounded by an anti-Christian clique.
Porphyry was somewhat restrained in his criticism of Christianity, at least in his early works, On the Return of the Soul and Philosophy from Oracles. He had few complaints about Jesus, whom he praised as a saintly individual, a "humble" man. Christ's followers, however, he damned as "arrogant". Around 290, Porphyry wrote a fifteen-volume work entitled Against the Christians. In the work, Porphyry expressed his shock at the rapid expansion of Christianity. He also revised his earlier opinions of Jesus, questioning Jesus' exclusion of the rich from the Kingdom of Heaven, and his permissiveness in regards to the demons residing in pigs' bodies. Like Hierocles, he unfavorably compared Jesus to Apollonius of Tyana. Porphyry held that Christians blasphemed by worshiping a human being rather than the Supreme God and behaved treasonably in forsaking the traditional Roman cult. "To what sort of penalties might we not justly subject people," Porphyry asked, "who are fugitives from their fathers' customs?"
Pagan priests, too, were interested in suppressing any threat to traditional religion. They believed their ceremonies were hindered by the presence of Christians, who were thought to cloud the sight of oracles and stall the gods' recognition of their sacrifices. The Christian Arnobius, writing during Diocletian's reign, attributes financial concerns to provisioners of pagan services:
> The augurs, the dream interpreters, the soothsayers, the prophets, and the priestlings, ever vain...fearing that their own arts be brought to nought, and that they may extort but scanty contributions from the devotees, now few and infrequent, cry aloud, 'The gods are neglected, and in the temples there is now a very thin attendance. Former ceremonies are exposed to derision, and the time-honoured rites of institutions once sacred have sunk before the superstitions of new religions.'
## Early persecutions
### Christians in the army
At the conclusion of the Persian wars in 299, co-emperors Diocletian and Galerius traveled from Persia to Syrian Antioch (Antakya). The Christian rhetor Lactantius records that at Antioch some time in 299, the emperors were engaged in sacrifice and divination in an attempt to predict the future. The haruspices, diviners of omens from sacrificed animals, were unable to read the sacrificed animals and failed to do so after repeated trials. The master haruspex eventually declared that this failure was the result of interruptions in the process caused by profane men. Certain Christians in the imperial household had been observed making the sign of the cross during the ceremonies and were alleged to have disrupted the haruspices' divination. Diocletian, enraged by this turn of events, declared that all members of the court must make a sacrifice. Diocletian and Galerius also sent letters to the military command, demanding that the entire army perform the sacrifices or else face discharge. Since there are no reports of bloodshed in Lactantius's narrative, Christians in the imperial household must have survived the event. Eusebius of Caesarea, a contemporary ecclesiastical historian, tells a similar story: commanders were told to give their troops the choice of sacrifice or loss of rank. These terms were strong—a soldier would lose his career in the military, his state pension and his personal savings—but not fatal. According to Eusebius, the purge was broadly successful, but Eusebius is confused about the technicalities of the event, and his characterization of the overall size of the apostasy is ambiguous. Eusebius also attributes the initiative for the purge to Galerius, rather than Diocletian.
Modern scholar Peter Davies surmises that Eusebius is referring to the same event as Lactantius, but that he heard of the event through public rumors and knew nothing of the privileged discussion at the emperor's private religion ceremony that Lactantius had access to. Since it was Galerius's army that would have been purged—Diocletian had left his in Egypt to quell continuing unrest—Antiochenes would understandably have believed Galerius to be its instigator. The historian David Woods argues instead that Eusebius and Lactantius are referring to different events. Eusebius, according to Woods, describes the beginnings of the army purge in Palestine, while Lactantius describes events at court. Woods asserts that the relevant passage in Eusebius's Chronicon was corrupted in the translation to Latin and that Eusebius's text originally located the beginnings of the army persecution at a fort in Betthorus (El-Lejjun, Jordan).
Eusebius, Lactantius, and Constantine each allege that Galerius was the prime impetus for the military purge, and its prime beneficiary. Diocletian, for all his religious conservatism, still had tendencies towards religious tolerance. Galerius, by contrast, was a devoted and passionate pagan. According to Christian sources, he was consistently the main advocate of such persecution. He was also eager to exploit this position to his own political advantage. As the lowest-ranking emperor, Galerius was always listed last in imperial documents. Until the end of the Persian war in 299, he had not even had a major palace. Lactantius states that Galerius hungered for a higher position in the imperial hierarchy. Galerius's mother, Romula, was bitterly anti-Christian, for she had been a pagan priestess in Dacia, and loathed the Christians for avoiding her festivals. Newly prestigious and influential after his victories in the Persian war, Galerius might have wished to compensate for a previous humiliation at Antioch, when Diocletian had forced him to walk at the front of the imperial caravan, rather than inside it. His resentment fed his discontent with official policies of tolerance; from 302 on, he probably urged Diocletian to enact a general law against the Christians. Since Diocletian was already surrounded by an anti-Christian clique of counsellors, these suggestions must have carried great force.
### Manichean persecution
Affairs quieted after the initial persecution. Diocletian remained in Antioch for the following three years. He visited Egypt once, over the winter of 301–302, where he began the grain dole in Alexandria. In Egypt, some Manicheans, followers of the prophet Mani, were denounced in the presence of the proconsul of Africa. On March 31, 302, in an official edict called the De Maleficiis et Manichaeis compiled in the Collatio Legum Mosaicarum et Romanarum and addressed to the proconsul of Africa, Diocletian wrote:
> We have heard that the Manichaens [...] have set up new and hitherto unheard-of sects in opposition to the older creeds so that they might cast out the doctrines vouchsafed to us in the past by the divine favour for the benefit of their own depraved doctrine. They have sprung forth very recently like new and unexpected monstrosities among the race of the Persians - a nation still hostile to us - and have made their way into our empire, where they are committing many outrages, disturbing the tranquility of our people and even inflicting grave damage to the civic communities. We have cause to fear that with the passage of time they will endeavour, as usually happens, to infect the modest and tranquil of an innocent nature with the damnable customs and perverse laws of the Persians as with the poison of a malignant (serpent) ... We order that the authors and leaders of these sects be subjected to severe punishment, and, together with their abominable writings, burnt in the flames. We direct their followers, if they continue recalcitrant, shall suffer capital punishment, and their goods be forfeited to the imperial treasury. And if those who have gone over to that hitherto unheard-of, scandalous and wholly infamous creed, or to that of the Persians, are persons who hold public office, or are of any rank or of superior social status, you will see to it that their estates are confiscated and the offenders sent to the (quarry) at Phaeno or the mines at Proconnesus. And in order that this plague of iniquity shall be completely extirpated from this our most happy age, let your devotion hasten to carry out our orders and commands.
The Christians of the empire were vulnerable to the same line of thinking.
### Diocletian and Galerius, 302–303
Diocletian was in Antioch in the autumn of 302, when the next instance of persecution occurred. The deacon Romanus visited a court while preliminary sacrifices were taking place and interrupted the ceremonies, denouncing the act in a loud voice. He was arrested and sentenced to be set aflame, but Diocletian overruled the decision and decided that Romanus should have his tongue removed instead. Romanus was executed on November 18, 303. The boldness of this Christian displeased Diocletian, and he left the city and made for Nicomedia to spend the winter, accompanied by Galerius.
Throughout these years the moral and religious didacticism of the emperors was reaching a fevered pitch; at the behest of an oracle, it was to hit its peak. According to Lactantius, Diocletian and Galerius entered into an argument over what imperial policy towards Christians should be while at Nicomedia in 302. Diocletian argued that forbidding Christians from the bureaucracy and military would be sufficient to appease the gods, while Galerius pushed for their extermination. The two men sought to resolve their dispute by sending a messenger to consult the oracle of Apollo at Didyma. Porphyry may also have been present at this meeting. Upon returning, the messenger told the court that "the just on earth" hindered Apollo's ability to speak. These "just", Diocletian was informed by members of the court, could only refer to the Christians of the empire. At the behest of his court, Diocletian acceded to demands for a universal persecution.
## Great Persecution
### First edict
On February 23, 303, Diocletian ordered that the newly built Christian church at Nicomedia be razed, its scriptures burned, and its treasures seized. February 23 was the feast of the Terminalia, for Terminus, the god of boundaries. It was the day they would terminate Christianity. The next day, Diocletian's first "Edict against the Christians" was published. The key targets of this piece of legislation were senior Christian clerics and Christians' property, just as they had been during Valerian's persecution. The edict prohibited Christians from assembling for worship and ordered the destruction of their scriptures, liturgical books, and places of worship across the empire. But Christians tried to retain the scriptures as far as possible, though, according to de Ste Croix, "it appears that giving them up...was not regarded as a sin" in the East; sufficient numbers of them must have been successfully saved, as is evident from the representative findings of "early biblical papyri" in the stream of the transmission of the text during this period. Christians might have given up apocryphal or pseudepigraphal works, or even refused to surrender their scriptures at the cost of their own lives, and there were some cases where the scriptures were not in the end destroyed. Christians were also deprived of the right to petition the courts, making them potential subjects for judicial torture; Christians could not respond to actions brought against them in court; Christian senators, equestrians, decurions, veterans, and soldiers were deprived of their ranks; and Christian imperial freedmen were re-enslaved.
Diocletian requested that the edict be pursued "without bloodshed", against Galerius's demands that all those refusing to sacrifice be burned alive. In spite of Diocletian's request, local judges often enforced executions during the persecution, as capital punishment was among their discretionary powers. Galerius's recommendation—burning alive—became a common method of executing Christians in the East. After the edict was posted in Nicomedia, a man named Eutius tore it down and ripped it up, shouting "Here are your Gothic and Sarmatian triumphs!" He was arrested for treason, tortured, and burned alive soon after, becoming the edict's first martyr. The provisions of the edict were known and enforced in Palestine by March or April (just before Easter), and it was in use by local officials in North Africa by May or June. The earliest martyr at Caesarea was executed on June 7, and the edict was in force at Cirta from May 19. In Gaul and Britain Constantius did not enforce this edict, but in the East progressively harsher legislation was devised; the edict was firmly enforced in Maximian's domain until his abdication in 305, but persecutions later began to wane when Constantius succeeded Maximian and were officially halted when Maxentius took power in 306.
### Second, third, and fourth edicts
In the summer of 303, following a series of rebellions in Melitene (Malatya, Turkey) and Syria, a second edict was published, ordering the arrest and imprisonment of all bishops and priests. In the judgment of historian Roger Rees, there was no logical necessity for this second edict; that Diocletian issued one indicates that he was either unaware the first edict was being carried out, or that he felt it was not working as quickly as he wanted it to. Following the publication of the second edict, prisons began to fill—the underdeveloped prison system of the time could not handle the deacons, lectors, priests, bishops, and exorcists forced upon it. Eusebius writes that the edict netted so many priests that ordinary criminals were crowded out and had to be released.
In anticipation of the upcoming twentieth anniversary of his reign on November 20, 303, Diocletian declared a general amnesty in a third edict. Any imprisoned clergyman could be freed so long as he agreed to make a sacrifice to the gods. Diocletian may have been searching for some good publicity with this legislation. He may also have sought to fracture the Christian community by publicizing the fact that its clergy had apostatized. The demand to sacrifice was unacceptable to many of the imprisoned, but wardens often managed to obtain at least nominal compliance. Some of the clergy sacrificed willingly; others did so on pain of torture. Wardens were eager to be rid of the clergy in their midst. Eusebius, in his Martyrs of Palestine, records the case of one man who after being brought to an altar, had his hands seized and made to complete a sacrificial offering. The clergyman was told that his act of sacrifice had been recognized and was summarily dismissed. Others were told they had sacrificed even when they had done nothing.
In 304, the fourth edict ordered all persons, men, women, and children, to gather in a public space and offer a collective sacrifice. If they refused, they were to be executed. The precise date of the edict is unknown, but it was probably issued in either January or February 304 and was being applied in the Balkans in March. The edict was in use in Thessalonica in April 304 and in Palestine soon after. This last edict was not enforced at all in the domains of Constantius and was applied in the domains of Maximian until his abdication in 305. In the East, it remained applicable until the issue of the Edict of Milan by Constantine and Licinius in 313.
### Abdications, instability, and renewed toleration, 305–311
Diocletian and Maximian resigned on May 1, 305. Constantius and Galerius became augusti (senior emperors), while two new emperors, Severus and Maximinus, became caesars (junior emperors). According to Lactantius, Galerius had forced Diocletian's hand in the matter and secured the appointment of loyal friends to the imperial office. In this "Second Tetrarchy", it seems that only the Eastern emperors, Galerius and Maximinus, continued with the persecution. As they left office, Diocletian and Maximian probably imagined Christianity to be in its last throes. Churches had been destroyed, the Church leadership and hierarchy had been snapped, and the army and civil service had been purged. Eusebius declares that apostates from the faith were "countless" (μυρίοι) in number. At first, the new Tetrarchy seemed even more vigorous than the first. Maximinus in particular was eager to persecute. In 306 and 309, he published his own edicts demanding universal sacrifice. Eusebius accuses Galerius of pressing on with the persecution as well.
In the West, however, what remained after the Diocletianic settlement had weakened the Tetrarchy as a system of government. Constantine, son of Constantius, and Maxentius, son of Maximian, had been overlooked in the Diocletianic succession, offending the parents and angering the sons. Constantine, against Galerius's will, succeeded his father on July 25, 306. He immediately ended any ongoing persecutions and offered Christians full restitution of what they had lost under the persecution. This declaration gave Constantine the opportunity to portray himself as a possible liberator of oppressed Christians everywhere. Maxentius, meanwhile, had seized power in Rome on October 28, 306, and soon brought toleration to all Christians within his realm. Galerius made two attempts to unseat Maxentius but failed both times. During the first campaign against Maxentius, Severus was captured, imprisoned, and executed.
### The Peace of Galerius and the Edict of Milan, 311–313
In the East, the persecution was officially discontinued on April 30, 311, although martyrdoms in Gaza continued until May 4. The Edict of Serdica, also called Edict of Toleration by Galerius, was issued in 311 in Serdica (Sofia, Bulgaria) Galerius, officially ending the Diocletianic persecution of Christianity in the East. Galerius issued this proclamation to end hostilities while on his deathbed, which gave Christians the rights to exist freely under the law and to peaceable assembly. Persecution was everywhere at an end. Lactantius preserves the Latin text of this pronouncement, describing it as an edict. Eusebius provides a Greek translation of the pronouncement. His version includes imperial titles and an address to provincials, suggesting that the proclamation is, in fact, an imperial letter. The document seems to have been promulgated only in Galerius's provinces.
> Among all the other arrangements that we are always making for the benefit and utility of the state, we have heretofore wished to repair all things in accordance with the laws and public discipline of the Romans, and to ensure that even the Christians, who abandoned the practice of their ancestors, should return to good sense. Indeed, for some reason or other, such self-indulgence assailed and idiocy possessed those Christians, that they did not follow the practices of the ancients, which their own ancestors had, perhaps, instituted, but according to their own will and as it pleased them, they made laws for themselves that they observed, and gathered various peoples in diverse areas. Then when our order was issued stating that they should return themselves to the practices of the ancients, many were subjected to peril, and many were even killed. Many more persevered in their way of life, and we saw that they neither offered proper worship and cult to the gods, or to the god of the Christians. Considering the observation of our own mild clemency and eternal custom, by which we are accustomed to grant clemency to all people, we have decided to extend our most speedy indulgence to these people as well, so that Christians may once more establish their own meeting places, so long as they do not act in a disorderly way. We are about to send another letter to our officials detailing the conditions they ought to observe. Consequently, in accord with our indulgence, they ought to pray to their god for our health and the safety of the state, so that the state may be kept safe on all sides, and they may be able to live safely and securely in their own homes.
Galerius's words reinforce the Tetrarchy's theological basis for the persecution; the acts did nothing more than attempt to enforce traditional civic and religious practices, even if the edicts were thoroughly nontraditional. Galerius does nothing to violate the spirit of the persecution—Christians are still admonished for their nonconformity and foolish practices—Galerius never admits that he did anything wrong. Certain early 20th-century historians have declared that Galerius's edict definitively nullified the old "legal formula" non licet esse Christianos, made Christianity a religio licita, "on a par with Judaism", and secured Christians' property, among other things.
Not all have been so enthusiastic. The 17th-century ecclesiastical historian Tillemont called the edict "insignificant"; likewise, the late 20th-century historian Timothy Barnes cautions that the "novelty or importance of [Galerius'] measure should not be overestimated". Barnes notes that Galerius's legislation only brought to the East rights Christians already possessed in Italy and Africa. In Gaul, Spain, and Britain, moreover, Christians already had far more than Galerius was offering to Eastern Christians. Other late 20th-century historians, like Graeme Clark and David S. Potter, assert that for all its hedging, Galerius's issuance of the edict was a landmark event in the histories of Christianity and the Roman empire.
Galerius's law was not effective for long in Maximinus's district. Within seven months of Galerius's proclamation, Maximinus resumed persecution, which continued until 313, shortly before his death. At a meeting between Licinius and Constantine in Milan in February 313, the two emperors drafted the terms of a universal peace. The terms of this peace were posted by the victorious Licinius at Nicomedia on June 13, 313. Later ages have taken to calling the document the "Edict of Milan".
> We thought it fit to commend these things most fully to your care that you may know that we have given to those Christians free and unrestricted opportunity of religious worship. When you see that this has been granted to them by us, your Worship will know that we have also conceded to other religions the right of open and free observance of their worship for the sake of the peace of our times, that each one may have the free opportunity to worship as he pleases; this regulation is made that we may not seem to detract from any dignity or any religion.
## Regional variation
The enforcement of the persecutory edicts was inconsistent. Since the Tetrarchs were more or less sovereign in their own realms, they had a good deal of control over persecutory policy. In Constantius's realm (Britain and Gaul) the persecution was only lightly enforced; in Maximian's realm (Italy, Spain, and Africa), it was firmly enforced; and in the East, under Diocletian (Asia Minor, Syria, Palestine and Egypt) and Galerius (Greece and the Balkans), its provisions were pursued with more fervor than anywhere else. For the Eastern provinces, Peter Davies tabulated the total number of martyrdoms for an article in the Journal of Theological Studies. Davies argues that the figures, although reliant on collections of acta that are incomplete and only partially reliable, point to a heavier persecution under Diocletian than under Galerius. The historian Simon Corcoran, in a passage on the origins of the early persecution edicts, criticizes Davies' over-reliance on these "dubious martyr acts" and dismisses his conclusions.
### Britain and Gaul
The sources are inconsistent regarding the extent of the persecution in Constantius's domain, though all portray it as quite limited. Lactantius states that the destruction of church buildings was the worst thing that came to pass. Eusebius explicitly denies that any churches were destroyed in both his Ecclesiastical History and his Life of Constantine, but lists Gaul as an area suffering from the effects of the persecution in his Martyrs of Palestine. A group of bishops declared that "Gaul was immune" (immunis est Gallia) from the persecutions under Constantius. The death of Saint Alban, the first British Christian martyr, was once dated to this era, but most now assign it to the reign of Septimius Severus. The second, third and fourth edicts seem not to have been enforced in the West at all. It is possible that Constantius's relatively tolerant policies were the result of Tetrarchic jealousies; the persecution, after all, had been the project of the Eastern emperors, not the Western ones. After Constantine succeeded his father in 306, he urged the recovery of Church property lost in the persecution and legislated full freedom for all Christians in his domain.
### Africa
While the persecution under Constantius was relatively light, there is no doubt about the force of the persecution in Maximian's domain. Its effects are recorded at Rome, Sicily, Spain, and in Africa—indeed, Maximian encouraged particularly strict enforcement of the edict in Africa. Africa's political elite were insistent that the persecution be fulfilled, and Africa's Christians, especially in Numidia, were equally insistent on resisting them. For the Numidians, to hand over scriptures was an act of terrible apostasy. Africa had long been home to the Church of the Martyrs—in Africa, martyrs held more religious authority than the clergy—and harbored a particularly intransigent, fanatical, and legalistic variety of Christianity. It was Africa that gave the West most of its martyrdoms.
Africa had produced martyrs even in the years immediately prior to the Great Persecution. In 298, Maximilian, a soldier in Tebessa, had been tried for refusing to follow military discipline; in Mauretania in 298, the soldier Marcellus refused his army bonus and took off his uniform in public. Once persecutions began, public authorities were eager to assert their authority. Anullinus, proconsul of Africa, expanded on the edict, deciding that in addition to the destruction of the Christians' scriptures and churches the government should compel Christians to sacrifice to the gods. Governor Valerius Florus enforced the same policy in Numidia during the summer or autumn of 303, when he called for "days of incense burning"; Christians would sacrifice or they would lose their lives. In addition to those already listed, African martyrs also include Saturninus and the Martyrs of Abitinae, another group martyred on February 12, 304 in Carthage, and the martyrs of Milevis (Mila, Algeria).
The persecution in Africa encouraged the development of Donatism, a schismatic movement that forbade any compromise with Roman government or traditor bishops (those who had handed scriptures over to secular authorities). One of the key moments in the break with the mainline Church occurred in Carthage in 304. The Christians from Abitinae had been brought to the city and imprisoned. Friends and relatives of the prisoners came to visit but encountered resistance from a local mob. The group was harassed, beaten, and whipped; the food they had brought for their imprisoned friends was scattered on the ground. The mob had been sent by Mensurius, the bishop of the city, and Caecilian, his deacon, for reasons that remain obscure. In 311, Caecilian was elected bishop of Carthage. His opponents charged that his traditio made him unworthy of the office and declared itself for another candidate, Majorinus. Many others in Africa, including the Abitinians, also supported Majorinus against Caecilian. Majorinus's successor Donatus would give the dissident movement its name. By the time Constantine took over the province, the African Church was deeply divided. The Donatists would not be reconciled to the Catholic Church until after 411.
### Italy and Spain
Maximian probably seized the Christian property in Rome quite easily—Roman cemeteries were noticeable, and Christian meeting places could have been easily found out. Senior churchmen would have been similarly prominent. The bishop of Rome Marcellinus died in 304, during the persecution, but how he died is disputed among historians: Eusebius wrote in his Historia Ecclesiastica that Marcellinus was "brought away by the persecution", an obscure phrase that may refer to his martyrdom or to the fact that he fled the city. Others assert that Marcellinus was a traditor. Marcellinus appears in the 4th-century Church's depositio episcoporum but not its feriale, or calendar of feasts, where all Marcellinus's predecessors from Fabian had been listed—a "glaring" absence, in the opinion of historian John Curran. Within forty years, Donatists began spreading rumors that Marcellinus had been a traditor and that he had even sacrificed to the pagan gods. The tale was embroidered in the 5th-century forgery the "Council of Sinuessa", and the vita Marcelli of the Liber Pontificalis. The latter work states that the bishop had indeed apostatized but redeemed himself through martyrdom a few days afterward.
What followed Marcellinus's act of traditio, if it ever actually happened, is unclear. There appears to have been a break in the episcopal succession since his successor, Marcellus I, was not consecrated until either November or December 308; it was likely not possible to elect a new bishop during the persecution. In the meantime, two factions diverged in the Roman Church, separating the lapsed (Christians who had complied with the edicts to ensure their own safety) and the rigorists (those who would not compromise with secular authority). These two groups clashed in street fights and riots, eventually leading to murders. It is said that Marcellus, a rigorist, purged all mention of Marcellinus from church records and removed his name from the official list of bishops. Marcellus was banished from the city and died in exile on January 16, 309.
The persecution was firmly enforced until Maximian's abdication in 305 but started to wane when Constantius (who seemed not to have been enthusiast about it) succeeded as august. After Constantius's death, Maxentius took advantage of Galerius's unpopularity in Italy (Galerius had introduced taxation for the city and countryside of Rome for the first time in the history of the empire) to declare himself emperor. On October 28, 306, Maxentius convinced the Praetorian Guard to support him, mutiny, and invest him with the purple robes of the emperor. Maxentius did not permit religious freedom for Christians in the realm or the restitution of confiscated property. The Great Persecution continued until 311 when Constantine arrived at Rome's gates and defeated Maxentius with an army only half as big. Maxentius was such a tyrant that the Romans would not open the gates for his defeated, retreating army, but opened them only for the conqueror Constantine.
On April 18, 308, Maxentius allowed the Christians to hold another election for the city's bishop, which Eusebius won. Eusebius was a moderate, however, in a still-divided Church. Heraclius, head of the rigorist faction, opposed readmission of the lapsed. Rioting followed, and Maxentius exiled the combative pair from the city, leaving Eusebius to die in Sicily on October 21. The office was vacant for almost three years, until Maxentius permitted another election. Miltiades was elected on July 2, 311, as Maxentius prepared to face Constantine in battle. Miltiades sent two deacons with letters from Maxentius to the prefect of Rome, the head of the city, responsible for publishing imperial edicts within the city, to ensure compliance. African Christians were still recovering lost property as late as 312.
Outside Rome, there are fewer sure details of the progress and effects of the persecution in Italy, and the number of deaths is unclear. The Acta Eulpi records the martyrdom of Euplus of Catania, a Christian who dared to carry the holy Gospels around, refusing to surrender them. Euplus was arrested on April 29, 304, tried, and martyred on August 12. According to the Martyrologium Hieronymianus, the bishop of Aquileia Chrysogonus was executed during this period, while Maximus of Turin and Venatius Fortunatus mention the martyrdom of Cantius, Cantianus and Cantianilla in Aquileia as well. In Spain the bishop Ossius of Corduba narrowly escaped martyrdom. Constantine confronted and defeated Maxentius at the Battle of the Milvian Bridge outside Rome on October 28, 312; Maxentius retreated to the Tiber river and drowned. Constantine entered the city the next day but declined to take part in the traditional ascent up the Capitoline Hill to the Temple of Jupiter. Constantine's army had advanced on Rome under a Christian sign. It had become, officially at least, a Christian army. Constantine's apparent conversion was visible elsewhere, too. Bishops dined at Constantine's table, and many Christian building projects began soon after his victory. On November 9, 312, the old headquarters of the Imperial Horse Guard were razed to make way for the Lateran Basilica. Under Constantine's rule, Christianity became the prime focus of official patronage.
### Nicomedia
Before the end of February 303, a fire destroyed part of the imperial palace at Nicomedia. Galerius convinced Diocletian that the culprits were Christian conspirators who had plotted with palace eunuchs. An investigation into the act was commissioned, but no responsible party was found. Executions followed. The palace eunuchs Dorotheus and Gorgonius were eliminated. One individual named Peter was stripped, raised high, and scourged. Salt and vinegar were poured in his wounds, and he was slowly boiled over an open flame. The executions continued until at least April 24, 303, when six individuals, including the bishop Anthimus, were decapitated. The persecution intensified; presbyters and other clergymen could be arrested without having even been accused of a crime and condemned to death. A second fire appeared sixteen days after the first. Galerius left the city, declaring it unsafe, and Diocletian soon followed. Lactantius blames Galerius's allies for setting the fire; Constantine, in a later reminiscence, attributes the fire to "lightning from heaven".
Lactantius, still living in Nicomedia, saw the beginnings of the apocalypse in Diocletian's persecution. Lactantius's writings during the persecution exhibit both bitterness and Christian triumphalism. His eschatology runs directly counter to Tetrarchic claims to "renewal". Diocletian asserted that he had instituted a new era of security and peace; Lactantius saw the beginning of a cosmic revolution.
### Palestine and Syria
#### Before Galerius's edict of toleration
Palestine is the only region for which an extended local perspective of the persecution exists, in the form of Eusebius's Martyrs of Palestine. Eusebius was resident in Caesarea, the capital of Roman Palestine, for the duration of the persecution, although he also traveled to Phoenicia and Egypt, and perhaps Arabia as well. Eusebius's account is imperfect. It focuses on martyrs that were his personal friends before the persecutions began and includes martyrdoms that took place outside of Palestine. His coverage is uneven. He provides only bare generalities at the bloody end of the persecutions, for example. Eusebius recognizes some of his faults. At the outset of his account of the general persecution in the Ecclesiastical History, Eusebius laments the incompleteness of his reportage: "how could one number the multitude of martyrs in each province, and especially those in Africa and Mauretania, and in Thebaid and Egypt?"
Since no one below the status of governor held the legal power to enforce capital punishment, most recalcitrant Christians would have been sent to Caesarea to await punishment. The first martyr, Procopius, was sent to Caesarea from Scythopolis (Beit She'an, Israel), where he had been a reader and an exorcist. He was brought before the governor on June 7, 303, and asked to sacrifice to the gods and to pour a libation for the emperors. Procopius responded by quoting Homer: "the lordship of many is not a good thing; let there be one ruler, one king". The governor beheaded the man at once.
Further martyrdoms followed in the months thereafter, increasing in the next spring, when the new governor, Urbanus, published the fourth edict. Eusebius probably does not list a complete account of all those executed under the fourth edict—he alludes in passing to others imprisoned with Thecla of Gaza, for example, though he does not name them.
The bulk of Eusebius's account deals with Maximinus, who took up the office of emperor in Nicomedia on May 1, 305, and immediately thereafter left the city for Caesarea, hurrying, Lactantius alleges, so as to oppress and trample the diocese of Oriens. Initially, Maximinus governed only Egypt and the Levant. He issued his own persecutory edict in the spring of 306, ordering general sacrifice. The edict of 304 had been difficult to enforce, since the imperial government had no record of city-dwelling subjects who held no agricultural land. Galerius solved this problem in 306 by running another census. This contained the names of all urban heads of household and the number of their dependents (past censuses had only listed persons paying tax on land, such as landowners and tenants). Using lists drawn up by the civil service, Maximinus ordered his heralds to call all men, women, and children down to the temples. There, after tribunes called everyone by name, everyone sacrificed.
At some point after the publication of Maximinus's first edict, perhaps in 307, Maximinus changed the penalty for transgressions. Instead of receiving the death penalty, Christians would now be mutilated and condemned to labor in state-owned mines. Since Egyptian mines were overstaffed, mostly due to the influx of Christian prisoners, Egyptian penitents were increasingly sent to the copper mines at Phaeno in Palestine and Cilicia in Asia Minor. At Diocaesarea (Sepphoris, Israel) in the spring of 308, 97 Christian confessors were received by Firmilianus from the porphyry mines in the Thebaid. Firmilianus cut the tendons on their left feet, blinded their right eyes, and sent them to the mines of Palestine. On another occasion, 130 others received the same punishment. Some were sent to Phaeno, and some to Cilicia.
Eusebius characterizes Urbanus as a man who enjoyed some variety in his punishments. One day, shortly after Easter 307, he ordered the virgin Theodosia from Tyre (Ṣūr, Lebanon) thrown to the sea for conversing with Christians attending trial and refusing sacrifice; the Christians in court, meanwhile, he sent to Phaeno. On a single day, November 2, 307, Urbanus sentenced a man named Domninus to be burned alive, three youths to fight as gladiators, and a priest to be exposed to a beast. On the same day, he ordered some young men to be castrated, sent three virgins to brothels, and imprisoned a number of others, including Pamphilus of Caesarea, a priest, scholar, and defender of the theologian Origen. Soon after, and for unknown reasons, Urbanus was stripped of his rank, imprisoned, tried, and executed, all in one day of expedited proceedings. His replacement, Firmilianus, was a veteran soldier and one of Maximinus's trusted confidants.
Eusebius notes that this event marked the beginning of a temporary respite from persecution. Although the precise dating of this respite is not specifically noted by Eusebius, the text of the Martyrs records no Palestinian martyrs between July 25, 308 and November 13, 309. The political climate probably impinged on persecutory policy here: This was the period of the conference of Carnuntum, which met in November 308. Maximinus probably spent the next few months in discussion with Galerius over his role in the imperial government, and did not have the time to deal with the Christians.
In the autumn of 309, Maximinus resumed persecution by issuing letters to provincial governors and his praetorian prefect, the highest authority in judicial proceedings after the emperor, demanding that Christians conform to pagan customs. His new legislation called for another general sacrifice, coupled with a general offering of libations. It was even more systematic than the first, allowing no exceptions for infants or servants. Logistai (curatores), strategoi, duumviri, and tabularii, who kept the records, saw to it that there were no evasions. Maximinus introduced some innovations to the process, making him the only known persecuting emperor to have done so. This edict now required food sold in the marketplaces to be covered in libation. Maximinus sent sentries to stand guard at bathhouses and city gates to ensure that all customers sacrificed. He issued copies of the fictitious Acts of Pilate to encourage popular hatred of Christ. Prostitutes confessed, under judicial torture, to having engaged in debaucheries with Christians. Bishops were reassigned to work as stable boys for the Imperial horse guard or keepers of the Imperial camels. Maximinus also worked for a revival of pagan religion. He appointed high priests for each province, men who were to wear white robes and supervise daily worship of the gods. Maximinus demanded that vigorous restoration work be done on decaying temples within his domain.
The next few months saw the worst extremes of the persecution. On December 13, 309, Firmilianus condemned some Egyptians arrested at Ascalon (Ashkelon, Israel) on their way to visit the confessors in Cilicia. Three were beheaded; the rest lost their left feet and right eyes. On January 10, 310, Peter and the bishop Asclepius from the dualist Christian sect Marcionism, both from Anaia, (near Eleutheropolis, Israel), were burned alive. On February 16, Pamphilus and his six companions were executed. In the aftermath, four more members of Pamphilus's household were martyred for their displays of sympathy for the condemned. The last martyrs before Galerius's edict of toleration were executed on March 5 and 7. Then the executions stopped. Eusebius does not explain this sudden halt, but it coincides with the replacement of Firmilianus with Valentinianus, a man appointed at some time before Galerius's death. The replacement is only attested to via epigraphic remains, like stone inscriptions; Eusebius does not mention Valentinianus anywhere in his writings.
#### After Galerius's edict of toleration
After Galerius's death, Maximinus seized Asia Minor. Even after Galerius's edict of toleration in 311, Maximinus continued to persecute. His name is absent from the list of emperors publishing Galerius's edict of toleration, perhaps through later suppression. Eusebius states that Maximinus complied with its provisions only reluctantly. Maximinus told his praetorian prefect Sabinus to write to provincial governors, requesting that they and their subordinates ignore "that letter" (Galerius's edict). Christians were to be free from molestation, and their mere Christianity would not leave them open to criminal charges. Unlike Galerius's edict, however, Maximinus's letter made no provisions for Christian assembly, nor did he suggest that Christians build more churches.
Maximinus issued orders in Autumn 311 forbidding Christians to congregate in cemeteries. After issuing these orders, he was approached by embassies from cities within his domain, demanding he begin a general persecution. Lactantius and Eusebius state that these petitions were not voluntary, but had been made at Maximinus's behest. Maximinus began persecuting Church leaders before the end of 311. Peter of Alexandria was beheaded on November 26, 311. Lucian of Antioch was executed in Nicomedia on January 7, 312. According to Eusebius, many Egyptian bishops suffered the same fate. According to Lactantius, Maximinus ordered confessors to have "their eyes gouged out, their hands cut off, their feet amputated, their noses or ears severed". Antioch asked Maximinus if it could forbid Christians from living in the city. In response, Maximinus issued a rescript encouraging every city to expel its Christians. This rescript was published in Sardis on April 6, 312, and in Tyre by May or June. There are three surviving copies of Maximinus's rescript, in Tyre, Arycanda (Aykiriçay, Turkey), and Colbasa. They are all essentially identical. To address a complaint from Lycia and Pamphylia about the "detestable pursuits of the atheists [Christians]", Maximinus promised the provincials whatever they wanted—perhaps an exemption from the poll tax.
When Maximinus received notice that Constantine had succeeded in his campaign against Maxentius, he issued a new letter restoring Christians their former liberties. The text of this letter, which is preserved in Eusebius's Historia Ecclesiastica, however, suggests that the initiative was Maximinus's alone, and not that of Constantine or Licinius. It is also the only passage in the ancient sources providing Maximinus's rationale for his actions, without the hostility of Lactantius and Eusebius. Maximinus states that he supported Diocletian and Galerius's early legislation but, upon being made Caesar, came to realize the drain such policies would have on his labor force, and began to employ persuasion without coercion. He goes on to assert that he resisted petitions from Nicomedians to forbid Christians from their city (an event Eusebius does not otherwise record), and that when he accepted the demands of deputations from other cities he was only following imperial custom. Maximinus concludes his letter by referencing the letter he wrote after Galerius's edict, asking that his subordinates be lenient. He does not refer to his early letters, which encouraged avid persecution.
In the early spring of 313, as Licinius advanced against Maximinus, the latter resorted to savagery in his dealings with his own citizens, and his Christians in particular. In May 313, Maximinus issued one more edict of toleration, hoping to persuade Licinius to stop advancing, and win more public support. For the first time, Maximinus issued a law which offered comprehensive toleration and the means to effectively secure it. As in his earlier letter, Maximinus is apologetic but one-sided. Maximinus absolves himself for all the failings of his policy, locating fault with local judges and enforcers instead. He frames the new universal toleration as a means of removing all ambiguity and extortion. Maximinus then declares full freedom of religious practice, encourages Christians to rebuild their churches, and pledges to restore Christian property lost in the persecution. The edict changed little: Licinius defeated Maximinus at the Battle of Tzirallum on April 30, 313; the now-powerless Maximinus committed suicide at Tarsus in the summer of 313. On June 13, Licinius published the Edict of Milan in Nicomedia.
### Egypt
In Eusebius' Martyrs of Palestine, Egypt is covered only in passing. When Eusebius remarks on the region, however, he writes of tens, twenties, even hundreds of Christians put to death on a single day, which would seem to make Egypt the region that suffered the most during the persecutions. According to one report that Barnes calls "plausible, if unverifiable", 660 Christians were killed in Alexandria alone between 303 and 311. In Egypt, Peter of Alexandria fled his namesake city early on in the persecution, leaving the Church leaderless. Meletius, bishop of Lycopolis (Asyut), took up the job in his place. Meletius performed ordinations without Peter's permission, which caused some bishops to complain to Peter. Meletius soon refused to treat Peter as any kind of authority, and expanded his operations into Alexandria. According to Epiphanius of Salamis, the Church split into two sections: the "Catholic Church", under Peter, and, after Peter's execution, Alexander; and the "Church of the Martyrs" under Meletius. When the two groups found themselves imprisoned together in Alexandria during the persecution, Peter of Alexandria drew up a curtain in the middle of their cell. He then said: "There are some who are of my view, let them come over on my side, and those of Melitius's view, stay with Melitius." Thus divided, the two sects went on with their affairs, purposely ignoring each other's existence. The schism continued to grow throughout the persecution, even with its leaders in jail, and would persist long after the deaths of both Peter and Meletius. Fifty-one bishoprics are attested for Egypt in 325; fifteen are only known otherwise as seats of the schismatic Church.
## Legacy
The Diocletianic persecution was ultimately unsuccessful. As Robin Lane Fox has put it, it was simply "too little and too late". Christians were never purged systematically in any part of the empire, and Christian evasion continually undermined the edicts' enforcement. Some bribed their way to freedom. The Christian Copres escaped on a technicality: To avoid sacrificing in court, he gave his brother power of attorney, and had him do it instead. Many simply fled. Eusebius, in his Vita Constantini, wrote that "once more the fields and woods received the worshippers of God". To contemporary theologians, there was no sin in this behavior. Lactantius held that Christ himself had encouraged it, and Bishop Peter of Alexandria quoted Matthew 10:23 ("when they persecute you in this city, flee ye into another") in support of the tactic.
The pagan crowd was more sympathetic to the Christians' sufferings than they had been in the past. Lactantius, Eusebius and Constantine write of revulsion at the excesses of the persecutors—Constantine of executioners "wearied out, and disgusted at the cruelties" they had committed. The fortitude of the martyrs in the face of death had earned the faith respectability in the past, though it may have won few converts. The thought of martyrdom, however, sustained Christians under trial and in prison, hardening their faith. Packaged with the promise of eternal life, martyrdom proved attractive for the growing segment of the pagan population which was, to quote Dodds, "in love with death". To use Tertullian's famous phrase, the blood of the martyrs was the seed of the Church.
By 324, Constantine, the Christian convert, ruled the entire empire alone. Christianity became the greatest beneficiary of imperial largesse. The persecutors had been routed. As the historian J. Liebeschuetz has written: "The final result of the Great Persecution provided a testimonial to the truth of Christianity which it could have won in no other way." After Constantine, the Christianization of the Roman empire continued apace. Under Theodosius I (r. 378–95), Christianity became the state religion. By the 5th century, Christianity was the empire's predominant faith, and filled the same role paganism had at the end of the 3rd century. Because of the persecution, however, a number of Christian communities were riven between those who had complied with imperial authorities (traditores) and those who had refused. In Africa, the Donatists, who protested the election of the alleged traditor Caecilian to the bishopric of Carthage, continued to resist the authority of the central Church until after 411. The Melitians in Egypt left the Egyptian Church similarly divided.
In future generations, both Christians and pagans would look back on Diocletian as, in the words of theologian Henry Chadwick, "the embodiment of irrational ferocity". To medieval Christians, Diocletian was the most loathsome of all Roman emperors. From the 4th century on, Christians would describe the great persecution of Diocletian's reign as a bloodbath. The Liber Pontificalis, a collection of biographies of the popes, alleges 17,000 martyrs within a single thirty-day period. In the 4th century, Christians created a "cult of martyrs" in homage to the fallen.
## Controversies
Historian G.E.M. de Ste Croix argues that hagiographers portrayed a persecution far more extensive than the real one had been, and the Christians responsible for this cult were loose with the facts. Their "heroic age" of martyrs, or "Era of Martyrs", was held to begin with Diocletian's accession to the emperorship in 284, rather than 303, when persecutions actually began; Barnes argues that they fabricated a large number of martyrs' tales (indeed, most surviving martyrs' tales are forgeries), exaggerated the facts in others, and embroidered true accounts with miraculous details. According to Curran, of the surviving martyrs' acts, only those of Agnes, Sebastian, Felix and Adauctus, and Marcellinus and Peter are even remotely historical. These traditional accounts were first questioned in the Enlightenment, when Henry Dodwell, Voltaire, and, most famously, Edward Gibbon questioned traditional accounts of the Christian martyrs.
In the final chapter of the first volume of his History of the Decline and Fall of the Roman Empire (1776), Gibbon claims that Christians had greatly exaggerated the scale of the persecutions they suffered:
> After the church had triumphed over all her enemies, the interest as well as vanity of the captives prompted them to magnify the merit of their respective sufferings. A convenient distance of time or place gave an ample scope to the progress of fiction; and the frequent instances which might be alleged of holy martyrs, whose wounds had been instantly healed, whose strength had been renewed, and whose lost members had miraculously been restored, were extremely convenient for the purpose of removing every difficulty, and of silencing every objection. The most extravagant legends, as they conduced to the honour of the church, were applauded by the credulous multitude, countenanced by the power of the clergy, and attested by the suspicious evidence of ecclesiastical history.
Throughout his history, Gibbon implies that the early Church undermined traditional Roman virtues, and thereby impaired the health of civil society. When Gibbon sought to reduce the numbers of the martyrs in his History, he was perceived as intending to diminish the Church and deny sacred history. He was attacked for his suspected irreligion in print. The contemporary classical scholar Richard Porson mocked Gibbon, writing that his humanity never slept, "unless when women are ravished, or the Christians persecuted".
Some later historians, however, took Gibbon's emphases even further. As Croix put it in 1954, "The so-called Great Persecution has been exaggerated in the Christian tradition to an extent which even Gibbon did not fully appreciate." In 1972, the ecclesiastical Protestant historian Hermann Dörries was embarrassed to admit to his colleagues that his sympathies lay with the Christians rather than their persecutors. Anglican historian W.H.C. Frend estimated that 3,000–3,500 Christians were killed in the persecution, although this number is disputed. The historian Min Seok Shin estimates that over 23,500 Christians suffered martyrdom under Diocletian, of whom the names of 850 are known.
Although the number of verifiably true martyrs' tales has decreased, and estimates of the total casualty rate have been reduced, the majority of modern writers are less skeptical than Gibbon of the severity of the persecution. As the author Stephen Williams wrote in 1985, "even allowing a margin for invention, what remains is terrible enough. Unlike Gibbon, we live in an age which has experienced similar things, and knows how unsound is that civilised smile of incredulity at such reports. Things can be, have been, every bit as bad as our worst imaginings."
## See also
- Acts of Shmona and of Gurya
- Archelais and Companions
- List of Christians martyred during the reign of Diocletian
|
79,655 |
Interstate 96
| 1,172,416,989 |
Interstate Highway in Michigan, United States
|
[
"Interstate 96",
"Interstate Highway System",
"Interstate Highways in Michigan",
"Transportation in Clinton County, Michigan",
"Transportation in Eaton County, Michigan",
"Transportation in Ingham County, Michigan",
"Transportation in Ionia County, Michigan",
"Transportation in Kent County, Michigan",
"Transportation in Livingston County, Michigan",
"Transportation in Muskegon County, Michigan",
"Transportation in Oakland County, Michigan",
"Transportation in Ottawa County, Michigan",
"Transportation in Wayne County, Michigan"
] |
Interstate 96 (I-96) is an east–west Interstate Highway that runs for approximately 192 miles (309 km) entirely within the Lower Peninsula of the US state of Michigan. The western terminus is at an interchange with US Highway 31 (US 31) and Business US 31 (Bus. US 31) on the eastern boundary of Norton Shores southeast of Muskegon, and the eastern terminus is at I-75 near the Ambassador Bridge in Detroit. From Grand Rapids through Lansing to Detroit, the freeway parallels Grand River Avenue, never straying more than a few miles from the decommissioned US 16. The Wayne County section of I-96 is named the Jeffries Freeway from its eastern terminus to the junction with I-275 and M-14. Though maps still refer to the freeway as the Jeffries, the portion within the city of Detroit was renamed by the state legislature as the Rosa Parks Memorial Highway in December 2005 in honor of the late civil rights pioneer. There are four auxiliary Interstates as well as two current and four former business routes associated with I-96.
Grand River Avenue originated as an Indian trail before Michigan statehood. It later was used as a wagon road across the state. The roadway was included in the State Trunkline Highway System in 1919 as M-16 and later the United States Numbered Highway System as US 16. Construction of a freeway along the length of the corridor was proposed in the 1940s, and included as part of the Interstate Highway System in the mid-1950s. This construction was started in 1956 and initially completed across the state to Detroit in 1962. The proposed route for the Jeffries Freeway in Detroit was moved in the 1960s; it was built in the 1970s. I-96 was completed on November 21, 1977, in the Detroit area, closing the last gap along the route. Since then, additional interchanges and lanes have been added in places to accommodate traffic needs.
## Route description
I-96 is maintained by the Michigan Department of Transportation (MDOT) as a segment of the larger State Trunkline Highway System. In 2011, the department's traffic surveys showed that on average, 201,200 vehicles used the highway daily between 6 and 7 Mile roads in Livonia. Near Norton Shores, 20,638 vehicles did so each day between Airline and Fruitport roads. These are the highest and lowest counts along the highway, respectively. As an Interstate Highway, all of I-96 is included in the National Highway System, a network of roads important to the country's economy, defense, and mobility. In addition, the highway in Detroit has been named the Rosa Parks Memorial Highway by the Michigan Legislature to honor the civil rights pioneer Rosa Parks. The segment from Livonia west to I-275 is the Jeffries Freeway, named for a former mayor of Detroit, Edward Jeffries.
### Muskegon to Grand Rapids
I-96 begins at a three-quarter cloverleaf interchange with US 31 northeast of the Muskegon County Airport in Norton Shores, near Muskegon. At the starting terminus, the highway has a grassy median and two lanes in each direction as it travels southeasterly through rural Muskegon County. The freeway is paralleled by Airline Highway in an area with a mix of fields and residences as far as Fruitport. I-96 bypasses that village to the north and east before crossing into Ottawa County at Fruitport Road. After a distance of about five miles (8.0 km) in the county, the trunkline reaches Nunica. The highway crosses the Crockery Creek and turns eastward toward Coopersville. The freeway runs parallel to the Grand River, about 2.5 miles (4.0 km) to the north. Near Ironwood Drive, I-96 turns southeasterly again and goes through Marne.
Beyond Marne, I-96 passes the western end of M-11 and crosses into Kent County, curving around a rest area for the eastbound lanes. The freeway runs eastward through a light industrial area of the suburb of Walker as it enters the Grand Rapids metropolitan area. At the interchange with Alpine Avenue, M-37 merges onto the freeway and the two run concurrently past the studios for WZZM-TV with its iconic weatherball, a 16-foot-wide (4.9 m) sphere 100 feet (30 m) above the ground that uses colored lights to display a weather forecast. Adjacent to the studios are the ramps from eastbound I-96 to southbound US 131 and from northbound US 131 to westbound I-96. These ramps mark the northern end of I-296, an unsigned auxiliary Interstate Highway designation applied to them and the US 131 freeway south to downtown Grand Rapids. I-96 turns northeasterly past a commercial area to a three-quarter cloverleaf interchange that provides all of the other connections with US 131 next to a crossing of the Grand River.
East of the river, I-96 and M-37 pass through the northern suburb of Comstock Park, intersecting Connector M-44 (Conn. M-44, Plainfield Avenue) near Lamberton Lake. Past that interchange, the freeway angles southeasterly and then southward, bypassing Grand Rapids to the northeast. East of downtown, I-96/M-37 meets I-196 (Gerald R. Ford Freeway) at a partial interchange; traffic headed eastbound on I-196 must enter I-96 eastbound and only westbound I-96 traffic may enter I-196. Immediately east of the interchange is another for M-44 (East Beltline Avenue) where M-37 separates from the freeway to turn southward. Through this series of interchanges, I-96 curves to the east and then turns back southward after passing through them. There are two more interchanges for M-21 (Fulton Street) and Cascade Road before I-96 meets the eastern end of M-11 at 28th Street. The next interchange for 36th Street provides access to the Gerald R. Ford International Airport. The freeway continues to the east of the airport and then intersects the eastern end of M-6 (Paul B. Henry Freeway, South Beltline Freeway) at an interchange over the Thornapple River.
### Grand Rapids to Howell
The freeway exits the edges of the Grand Rapids urban area past the interchange with M-6, turning due east and paralleling the northern edge of Cascade Road. I-96 curves to the south of Pratt Lake near the county line, crossing into Ionia County. Grand River Avenue is the frontage road as the freeway heads east through farm fields. South of Ionia, I-96 intersects M-66. Near Portland, the trunkline turns to the southeast to cross the Grand River again. On the east side of town, the freeway crosses Grand River Avenue, its former business spur into town. I-96 continues southeasterly, crossing into Clinton County and passes the community of Eagle. Entering the western reaches of the Lansing metropolitan area, I-96 merges with I-69 and turns southward at an interchange in the southwestern corner of the county; this interchange also provides access to Business Loop I-96 (BL I-96, Grand River Avenue).
These two Interstates run southward together for about 6.5 miles (10.5 km) on the west side of the metropolitan area, picking up a third lane in each direction. The exit numbers and mileposts along the concurrency reflect those of I-96, which is considered the dominant designation of the pair. South of that interchange, the freeway crosses into Eaton County and over the Grand River. The trunkline passes near residential subdivisions, and next to the interchange for BL I-69/M-43 (Saginaw Highway), there is a large retail development. Farther south, I-496 (Olds Freeway) branches off to run into downtown Lansing before the split between I-96 and I-69. I-69 turns southward while I-96 turns southeasterly, dropping back to four lanes in total. After the Lansing Road interchange, the freeway crosses the Grand River one last time and runs due east to bypass Lansing.
I-96 crosses into Ingham County and continues along the southern edges of the Lansing metro area. It passes through areas with residential subdivisions and commercial developments, coming to a pair of interchanges including one for the eastern end of BL I-96 (Cedar Street). Near the crossing of the Red Cedar River, I-96 goes through the interchange for I-496/US 127. East of that interchange, the freeway begins to exit the metro area as the landscape transitions back to farm fields. I-96 continues eastward, bypassing Williamston and Webberville to the south. Near the latter, the freeway turns more southeasterly and crosses into Livingston County. In Livingston County, I-96 passes to the south of Fowlerville and then enters the far northwestern edge of Metro Detroit, passing south of Howell. From this point, the freeway expands to six lanes and runs parallel to Grand River Avenue on the southern side of town.
### Metro Detroit
Near the Livingston County Spencer J. Hardy Airport on the western edge of Howell, I-96 meets M-59, which runs to Pontiac and carries the Howell business loop easterly to Grand River Avenue. The business loop reconnects near Lake Chemung on the east side of town, and I-96 turns further to the southeast. On the northeast side of Brighton, I-96 crosses over Grand River Avenue and the landscape transitions to include residential subdivisions. I-96 proceeds to cross US 23.
I-96 passes through an area with several lakes as it crosses into Oakland County. This area includes the Island Lake State Recreation Area to the south and the Kensington Metropark to the north of the freeway in an area where it crosses the Huron River. The Interstate runs through Wixom into Novi, where it passes to the south of the Twelve Oaks Mall. Southeast of the mall, I-96 enters a complex interchange on the border between Novi and Farmington Hills that connects it to M-5 (Haggerty Connector), I-275 and I-696 (Reuther Freeway). The trunkline drops a lane in each direction as it enters the interchange and turns southward. The freeway then merges into I-275 and increases to four lanes in each direction running south in Farmington Hills.
According to the Federal Highway Administration, I-275 ends at the junction with I-96 and M-14 along the boundary between Livonia and Plymouth Township and not at the interchange in Novi and Farmington Hills. MDOT considers I-275 to extend northward concurrently with I-96 to the Novi and Farmington Hills, and maps from other providers follow MDOT's lead and label the freeway north of M-14 as I-96/I-275.
I-96/I-275 runs southward for about two miles (3.2 km) before crossing into Wayne County at the interchange with 8 Mile Road near the Meadowbrook Country Club. The freeway curves to the east around Schoolcraft College; then, south of 5 Mile Road, I-96 meets the interchange with M-14 and I-275 where it turns to the east along the Jeffries Freeway. To the north and south sides of I-96 are a pair of service drives named Schoolcraft Road which follow the 4 Mile location on the Mile Road System for Detroit. To the north of the Jeffries are residential neighborhoods, and to the south are commercial or industrial areas. At Inkster Road, the freeway crosses into Redford Township where it intersects US 24 (Telegraph Road) near Eliza Howell Park. East of the park, I-96 enters Detroit.
Past the Outer Drive interchange, I-96 splits into a local-express lanes configuration. There are two carriageways in each direction, and the central ones have three lanes that bypass almost all of the exits while the outer ones have two lanes that have access to each exit. The Jeffries turns southeasterly and separates from Schoolcraft Road shifting one-half mile (0.80 km) to the south. The interchange with M-39 (Southfield Freeway) features slip ramps so that traffic can pass between the local and express lanes. Further east, I-96 turns northeasterly to cross M-5 (Grand River Avenue). I-96 curves over to the interchange with M-8 (Davison Avenue) and the local-express configuration ends as the freeway turns back to the south to cross over Grand River Avenue.
From the crossing south of Davison, I-96 runs parallel to Grand River Avenue southeasterly with eight lanes total. The two run together as far as the interchange with I-94 (Edsel Ford Freeway) near Bishop Park. I-96 turns more south-southeasterly there through residential neighborhoods on Detroit's southeastern side. I-96 terminates at an interchange that connects it to I-75 (Fisher Freeway) and to the Ambassador Bridge.
## History
Interstate 96 was mostly constructed in sections that opened from 1957 to 1962, but it was not completed in the Detroit area until 1977. Even before the National Interstate and Defense Highways Act was signed in 1956, the route was being planned as a replacement of the old US 16, which was decommissioned in the state in 1962.
### Beginnings
The Muskegon–Grand Rapids–Lansing–Detroit corridor was initially named the Grand River Road, an Indian trail that was designated as a military highway in 1825. The roadway was included as a branch of "Division 2" of the State Trunkline Highway System when that was created in May 1913. When the system was signposted in 1919, the highway was assigned the M-16 designation. Grand River Avenue was the first paved highway across the state when paving was completed in 1926. The entire highway was designated as part of US 16 later that year.
East of Grand Rapids, the highway was a major artery of national importance, and was added to the proposed "Interregional Highway System" as part of a northern route between Chicago and Detroit by the 1940s. A branch from Grand Rapids to Muskegon was added later that decade, and in 1957 the Chicago–Detroit route was labeled as part of I-94, with I-94N on the spur to Muskegon. Michigan, believing that this would "cause considerable confusion to the public", requested a change in April 1958, which would move I-94 to the shorter Kalamazoo route (which was planned as I-92), make the Muskegon–Detroit route I-96, and assign I-67 to the connection from I-94 to I-96 at Grand Rapids, but this was initially rejected by the American Association of State Highway Officials (AASHO). By mid-1959, Michigan's plan had been approved, with one change: I-96 would take the south leg from I-94 at Benton Harbor to Grand Rapids, and the north leg to Muskegon would be I-196.
Construction of the Brighton–Farmington Expressway piece of the US 16 upgrade began in 1956, and, when a four-mile (6.4 km) piece opened on August 1, 1957, it was the first section of funded Interstate to open in Michigan. The entire 23-mile (37 km) freeway from east of Brighton to a bypass of Farmington was completed in December of that year. By early 1959, when signs for I-96 and I-196 were posted, 59 miles (95 km) of the "Detroit–Muskegon Freeway" had been completed and marked as US 16. With the opening of 51 miles (82 km) from west of Lansing to east of Howell, the entire route, except in the Detroit area, opened for travel on December 12, 1962. US 16 was decommissioned in the state at that time; the portions into Muskegon and Detroit, beyond the ends of the freeway, became separate related highways named Business Spur I-196 (BS I-196) for Muskegon and BS I-96 for Detroit.
In 1963, the Michigan State Highway Department petitioned AASHO to again make the change it had requested back in 1958, moving I-96 over I-196 to end at Muskegon and renumbering I-96 west of Grand Rapids to I-67. The state cited problems with destination signing and numerous complaints from the public about confusion caused by the numbering. At their October 21, 1963, meeting, AASHO approved the relocation of I-96, but rejected I-67, stating that the number should be kept for a more major route in case the system is expanded, and instead assigned I-196 to the not-yet-complete Benton Harbor–Grand Rapids highway. The signage was switched in January 1964. With the scheduled completion of the Lodge Freeway on October 29, 1964, a full freeway route was available from I-96 into downtown Detroit via I-696 and the Lodge, but it would be some time before I-96 was finished into the city.
### Construction of the Jeffries Freeway
The Detroit Expressway and Transit System plan, prepared in 1945 for the city of Detroit, included a Grand River Expressway, which was to parallel Grand River Avenue into downtown and relieve congestion on that artery. A rail line would be built in the median of the freeway west of West Chicago Street, where streetcars would exit onto the existing surface tracks on Grand River Avenue into downtown. The plan called for a future conversion to rapid transit with a grade-separated route to downtown. The Department of Street Railways determined in 1947 that the operation would cost \$6 million per year (equivalent to \$/yr in ), and the planned transit line was dropped from the plans. By 1961, the proposed highway was renamed the Jeffries Freeway, after Edward Jeffries, who served as Detroit mayor from 1940 to 1948.
Originally, the route of I-96 from the east end of the existing freeway in Farmington through Detroit, named the Jeffries Freeway (commonly referred to as simply "the Jeffries"), was to closely parallel Grand River Avenue (formerly US 16). However, by 1963, several freeway revolts were taking place in urban locations throughout the country, including Detroit. Several of Detroit's planned freeways were modified, scaled back, or outright cancelled. To minimize the impact to existing communities and businesses, it was decided that the Jeffries Freeway would no longer utilize the Grand River Avenue corridor. Instead, the new I-96 freeway corridor would partially use right-of-way from the C&O Railroad through the city of Livonia (ultimately being built over Schoolcraft Road), and utilize the planned I-275 freeway bypassing Detroit to the west to connect back to the existing freeway.
The first piece of the Jeffries Freeway connected the Fisher Freeway (I-75) with the Edsel Ford Freeway (I-94) in 1970. It was extended northwest to Livernois Avenue (exit 188A) in July 1971, and then to Grand River Avenue at Schaefer Highway (exit 185) in 1973. In 1976, the freeway was extended west to the Southfield Freeway (exit 183), and the entire I-275 concurrent section was opened. The final piece was completed on November 21, 1977, connecting the Detroit section to I-275. The I-96 designation was assigned along the I-275 freeway south to the Jeffries Freeway, and eastward along the new freeway to the M-39 interchange; the remaining stub of I-96 around Farmington was redesignated as an extension of M-102 (now M-5).
### Subsequent history
Since the completion of I-96 in 1977, several changes to the freeway have taken place. Beginning in 1984, an extension of the US 27 freeway (later to become I-69) bypassing Lansing opened; US 27 was then cosigned with I-96 along the western side of Lansing. Three years later, the I-69 designation was applied to this new bypass, resulting in a triple concurrency (I-96/I-69/US 27) that existed until 2002, when US 27 was decommissioned in Michigan.
From 2003 to 2005, the Beck Road interchange (exit 160) in Novi was reconstructed as a single point urban interchange (SPUI), the first in the metropolitan Detroit area and the first on I-96. An interchange between 36th Street and I-96 was built starting in 2005 and was completed in 2006. The project aimed to improve access to the Gerald R. Ford International Airport southeast of Grand Rapids. The reconstruction of the Wixom Road interchange near Novi as a SPUI was completed in late fall of 2008. Another interchange at Latson Road in Howell was approved for construction on July 19, 2012. This interchange was designed to bring improved access to the eastern Howell area, which prior to construction of the Latson Road exit was only accessible from westbound I-96. The project was completed on December 2, 2013. Also in 2013, the two interchanges near Nunica serving M-104 and B-31 were reconstructed, with two ramps removed from the former and two added to the latter; a new partial interchange was also built in preparation of M-231, which opened on October 30, 2015.
On April 5, 2014, MDOT closed I-96 between Newburgh Road and US 24 (Telegraph Road). The project was estimated to cost \$148 million (equivalent to \$ in ), and would rebuild the seven miles (11 km) of roadway, replace two bridges, and repair 32 other bridges. The department also planned to install new drainage and replace the signs along I-96. The project was expected to be completed in October 2014. Instead, it was finished ahead of schedule, and that segment of I-96 was re-opened on September 21, 2014.
Also in 2015, work began on bypassing the 1960s interchange with US 23 near Brighton. A new set of through lanes was built on I-96 between the previous eastbound and westbound lanes with three new bridges over northbound and southbound US 23, and Old US 23. The existing lanes of I-96 were changed to be collector-distributor lanes for ramp traffic. This project was completed in November 2016.
MDOT started work to add a flex route on I-96 between Kent Lake Road and the I-696/M-5 interchange in Novi on March 21, 2022. Under this plan, the shoulders of the highway will be available as extra lanes during peak traffic periods, and indicated with overhead light systems. In addition, ramp meters will be installed at ramps onto the freeway.
### Gateway Project
Beginning on February 25, 2008, MDOT and the Detroit International Bridge Company initiated the Ambassador Gateway Project at the eastern end of I-96. The adjacent section of I-75 closed completely to traffic in both directions to start the complete reconstruction of the road to better connect I-75 and I-96 to the Ambassador Bridge, and the plans included the reconstruction of a mile (1.6 km) of I-96. That segment of I-96 closed on July 14, 2008, and it was scheduled to reopen a month early the following September. The overall project to realign ramps and connect the bridge to the freeways was mired in lawsuits between MDOT and the private company that owns the bridge. The company's owner was jailed for contempt of court during court proceedings in early 2012. MDOT was later ordered to assume responsibility for construction, and the department completed the project on September 21, 2012.
### Incidents
On January 12, 2005, a large multiple-vehicle collision consisting of over 200 motor vehicles occurred on both directions of I-96 near Williamston in Ingham County. Two people were killed in the incident. It was one of the largest collisions in US history and was blamed on heavy fog.
In October 2012, reports of a sniper shooting cars along I-96 in four counties led to a federal investigation and a multi-jurisdictional task force of 100 law enforcement officials. As of October 30, 2012, 25 shootings had been linked to one suspect. The Federal Bureau of Investigation, the Bureau of Alcohol, Tobacco, Firearms and Explosives, and Crime Stoppers offered a \$102,000 (equivalent to \$ in ) reward for information leading to the arrest of the perpetrator. The suspect, Raulie Casteel of Wixom, was arrested on November 5, 2012, and ordered to stand trial in 2013 in Oakland County for 60 charges in one case, with a second trial on terrorism and murder charges to be brought by the Michigan Attorney General. On October 30, 2013, the suspect pleaded no contest, but mentally ill, in the Oakland County case, and he was sentenced to serve anywhere from six years and eight months to 10 years in prison on multiple assault charges (as well as two concurrent years on weapons charges) for that case on February 4, 2014. The trial for the Livingston County case began on January 14, 2014, and after being convicted on the terrorism charge, Casteel was sentenced to 16 to 40 years in state prison.
## Exit list
## Related trunklines
### Auxiliary Interstates
I-96 has four related, auxiliary Interstate highways that connect the main freeway to downtowns and other cities. I-196 is a relatively long freeway spur, beginning at I-96 east of downtown Grand Rapids and heading west through downtown to Holland, and then south to I-94 near Benton Harbor. The unsigned I-296 connects I-96 north of downtown Grand Rapids with I-196 in downtown, and it is signed as US 131. I-496 is a loop through downtown Lansing, which I-96 bypasses to the south, and I-696 is a northern bypass of Detroit, connecting I-96 in Novi with I-75 in Royal Oak and I-94 in St. Clair Shores.
### Business routes
There have been six business routes of I-96 in Michigan. There are two business loops designated Business Loop I-96 (BL I-96): one through Lansing and one through Howell. Both follow the old route of US 16, with appropriate connections to I-96. There are three former business spurs that were designated Business Spur I-96 (BS I-96). One connected to the carferry docks in Muskegon, running concurrently with part of Business US 31 (Bus. US 31) along former US 16, but it has been eliminated. The second spur ran into downtown Portland until it was decommissioned in 2007. Two routes in the Detroit area—a loop through Farmington and a spur into Detroit—both using Grand River Avenue, and meeting at the temporary end of I-96 near Purdue Avenue, were eliminated when I-96 was moved to the completed Jeffries Freeway in 1977. The Farmington business route is still state-maintained as an unsigned highway, while the Detroit business route remained unsigned until it was decommissioned in 2016 and replaced by an extension of M-5.
## See also
|
938,180 |
Peru national football team
| 1,173,918,582 |
Men's national association football team representing Peru
|
[
"1927 establishments in Peru",
"Association football clubs established in 1927",
"Peru national football team",
"South American national association football teams"
] |
The Peru national football team represents Peru in men's international football. The national team has been organized, since 1927, by the Peruvian Football Federation (FPF). The FPF constitutes one of the ten members of FIFA's South American Football Confederation (CONMEBOL). Peru has won the Copa América twice, Bolivarian Games 6 times, and has qualified for the FIFA World Cup five times (last appearing in 2018); the team also participated in the 1936 Olympic football competition and has reached the semi-finals of the CONCACAF Gold Cup. In the past, they were often considered 4th best in South America, after Brazil, Argentina, and Uruguay. The team plays most of its home matches at the Estadio Nacional in Lima, the country's capital.
The team is well known for its white shirts adorned with a diagonal red stripe, which combine Peru's national colours. This basic design has been used continuously since 1936, and gives rise to the team's common Spanish nickname, la Blanquirroja ("the white-and-red"). Peruvian football fans are known for their distinctive cheer ¡Arriba Perú! ("Onward Peru!"). Peru has a longstanding rivalry with Chile.
The Peru national team enjoyed its most successful periods thanks to footballing generations from the 1930s and the 1970s. The 1930s generation led Peru at the inaugural FIFA World Cup in 1930 and won the 1938 Bolivarian Games and the 1939 Copa América, with goalkeeper Juan Valdivieso and forwards Teodoro Fernández and Alejandro Villanueva playing important roles. The 1970s generation qualified Peru for three World Cups and won the Copa América in 1975; the team then notably included defender Héctor Chumpitaz and the forward partnership of Hugo Sotil and Teófilo Cubillas. Teófilo Cubillas and Teodoro Fernández are both often considered as Peru's greatest players.
The national team's all-time top goalscorer is Paolo Guerrero, with 39 goals, and its most-capped player is Roberto Palacios, with 128 appearances. Since August 2022, Peru is managed by former team captain Juan Reynoso.
## History
### Creation and early years
During the 19th century, British immigrants and Peruvians returning from England introduced football to Peru. In 1859, members of the British community in the country's capital founded the Lima Cricket Club, Peru's first organisation dedicated to the practice of cricket, rugby, and football. These new sports became popular among the local upper-class over the following decades, but early developments stopped due to the War of the Pacific that Peru fought against Chile from 1879 to 1883. After the war, Peru's coastal society embraced football as a modern innovation. In Lima's barrios, football became a popular daily activity, encouraged by bosses who wanted it to inspire solidarity and productivity among their workers. In the adjacent port of Callao and other commercial areas, British civilian workers and sailors played the sport among themselves and with locals. Sports rivalries between locals and foreigners arose in Callao, and between elites and workers in Lima—as foreigners departed, this became a rivalry between Callao and Lima. These factors, coupled with the sport's rapid growth among the urban poor of Lima's La Victoria district (where, in 1901, the Alianza Lima club formed), led to Peru developing the Andean region's strongest footballing culture, and, according to historian Andreas Campomar, "some of the most elegant and accomplished football on the continent".
The Peruvian Football League, founded in 1912, held annual competitions until it disbanded in 1921 amid disputes amongst its clubs. The Peruvian Football Federation (FPF), formed in 1922, reorganised the annual tournament in 1926. The FPF joined the South American Football Confederation (CONMEBOL) in 1925 and, after restructuring its finances, formed the Peru national football team in 1927. The team debuted in the 1927 South American Championship, hosted by the FPF at Lima's Estadio Nacional. Peru lost 0–4 against Uruguay in its first match, and won 3–2 over Bolivia in its second. They were invited to the 1930 FIFA World Cup in Uruguay. Peru did not advance beyond the first stage of the inaugural FIFA World Cup in 1930 and lost all of their matches.
### First golden generation
The 1930s were the team's first golden era, when they improved their game through play with more experienced teams. The Combinado del Pacífico (a squad composed of Chilean and Peruvian footballers) toured Europe from 1933 to 1934. Starting with Ciclista Lima in 1926, Peru's football clubs toured Latin America with much success. During one of these tours—Alianza Lima's undefeated journey through Chile in 1935—emerged the Rodillo Negro ("Black Roller"), a skillful group led by forwards Alejandro Villanueva, Teodoro Fernández and goalkeeper Juan Valdivieso. Sports historian Richard Witzig described these three as "a soccer triumvirate unsurpassed in the world at that time", citing their combined innovation and effectiveness at both ends of the field. Peru and the Rodillo Negro impressed at the 1936 Summer Olympics, won the inaugural Bolivarian Games in 1938, and finished the decade as South American champions in 1939, winning all of their matches. In the 1936 Summer Olympics, Peru unexpectedly defeated Finland 7-3, and later beat Austria 4-2 but was dissallowed their win, after Peruvian fans assulted the Austrian players which caused much discontent in Lima.
Historian David Goldblatt assessed the decline of its previous success: "despite all the apparent preconditions for footballing growth and success, Peruvian football disappeared". He attributes this sudden decline to Peruvian authorities' repression of "social, sporting and political organisations among the urban and rural poor" during the 1940s and 1950s. Nevertheless, Peru performed creditably at the South American Championships, placing third in Brazil 1949 and Chile 1955, and missed qualification for the Sweden 1958 World Cup finals, over two legs to eventual champions Brazil.
### Second golden generation
Successes during the late 1960s, including qualification for the Mexico 1970 World Cup finals, ushered in a second golden period for Peruvian football. The formidable forward partnership between Teófilo Cubillas and Hugo Sotil was a key factor in Peru's triumphs during the 1970s. During qualification for the 1970 FIFA World Cup, the team eliminated Argentina, which would be the only time Argentina would fail to qualify besides withdrawing from tournaments. Peru reached the quarter-finals in 1970, losing to the tournament winners Brazil, and earned the first FIFA Fair Play Trophy; historian Richard Henshaw describes Peru as "the surprise of the 1970 competition, showing flair and a high level of skill".
Five years later, Peru became South American champions for the second time when it won the 1975 Copa América (the then-rechristened South American Championship). The team next qualified for two consecutive World Cup finals, reaching the second round in Argentina 1978 and the first group stage in Spain 1982. In 1978, Peru performed a perfect freekick by Teófilo Cubillas against Scotland and finished top of their group, moving onto the Second Round. Peru was hailed as one of the top teams in the world, being able to defeat multiple football giants such as Germany and Argentina. In the next World Cup edition, Peru and the world had high hopes, after amazing performances in previous World Cups. They would later lose all of their matches. Peru's early elimination in 1982 marked the end of the side's globally-admired "flowing football". Peru, nonetheless, barely missed the Mexico 1986 World Cup finals after placing second in a qualification group to eventual champions Argentina. Since 1982, Peru has never qualified for a World Cup until 2018.
### Decline
By the late 1980s, renewed expectations for Peru were centred on a young generation of Alianza Lima players known colloquially as Los Potrillos ("The Colts"). Sociologists Aldo Panfichi and Victor Vich write that Los Potrillos "became the hope of the entire country"—fans expected them to qualify for the Italy 1990 World Cup finals. These hopes were dashed when the national team entered a hiatus after its manager and several of its players died in a plane crash carrying most of Alianza's team and staff in 1987. Peru subsequently only came close to reaching the France 1998 World Cup finals, missing qualification on goal difference, but would go on to win the 1999 Kirin Cup tournament in Japan (sharing the title with Belgium) and reached the semi-finals, sharing Third place with Trinidad and Tobago at the 2000 CONCACAF Gold Cup (contested as an invitee). From 1983 to 2011, Peru has not been able to achieve top 3 in the Copa Americas and was only able to get to quarter finals in most tournament with the exception of a fourth place finish in 1997.
Qualification for the FIFA World Cup finals continued being an elusive objective for Peru during the early 21st century. According to historian Charles F. Walker, player indiscipline problems marred Peru's national team and football league. Troubles in the FPF, particularly with its then-president Manuel Burga, deepened the crisis in Peruvian football—FIFA temporarily suspended the country from international competition, in late 2008, because the Peruvian government investigated alleged corruption within the FPF. Burga's twelve-year tenure as FPF president, deemed by journalists and the public as disastrous for the national team despite a third place at the 2011 Copa América, ended in 2014.
In qualification for the 2010 FIFA World Cup, Peru came last in qualifiers, the only time they ever did. Despite coming last in qualifiers, Peru was able to achieve third place in the 2011 Copa América the first time they got a medal since 1983.
### Resurrection
The FPF's new leadership appointed Juan Carlos Oblitas as the federation's new director and Ricardo Gareca as Peru's manager in March 2015. The coach came with discontent by Peruvian fans, as he was the goalscorer which crushed Peru's dreams of going to the 1986 FIFA World Cup. Opinions changed as Gareca led Peru to third place in the 2015 Copa América and surprisingly defeated Brazil in the group stage in the Copa América Centenario. Gareca is credited by sports journalists as revitalizing Peru's football prowess by improving the players' training and professional sports conduct. Under Gareca, Peru achieved third place in the 2015 Copa América along with other tournament wins. The team historically qualified for the 2018 FIFA World Cup, their first appearance since 1982.Peru were the favorites to do well in the tournament, beating finalists Croatia along with Scotland, Iceland, Saudi Arabia, and drawing with Sweden. After losing to Denmark and eventual champions, France, Peru's world cup run ended, with a later 2-0 win against Australia. After their World Cup campaign, Peru entered to the 2019 Copa América held in Brazil. Peru surprisingly defeated Uruguay on penalties and also champions Chile 3-0. They met up with hosts Brazil and lost 3-1, despite losing, Peru remade their mark on the world stage. After their successful run in 2019, Peru again went on to semi-finals in the 2021 Copa América and lost to Brazil again and later lost to Colombia for third place.
In qualification for the 2022 FIFA World Cup, Peru again returned to inter-continental play offs, after beating Colombia 1-0, facing Australia, who they met and beat, in the previous tournament. Most reporters and fans expected to see Peru qualify once again as they did well in the qualifiers along with friendlies, being superior to Australia, but lost 4-5 in penalties, failing to achieve their ticket to the World Cup. After the defeat, the successful coach, Ricardo Gareca ended his term and was replaced by former captain, Juan Reynoso. Peru met up with Mexico with Reynoso's debut as head coach. Peru lost 1-0 but were able to beat El Salvador 4-1.
## Kit
The Peru national football team plays in red and white, Peru's national colours. Its first-choice kit has been, since 1936, white shorts, white socks, and white shirts with a distinctive red "sash" crossing their front diagonally from the proper left shoulder to the right hip and returning on the back from the right hip to the proper left shoulder. This basic scheme has been only slightly altered over the years.
Peru's kit has won praise as one of world football's most attractive designs. Christopher Turpin, the executive producer of NPR's All Things Considered news show, lauded the 1970 iteration as "the beautiful game's most beautiful shirt", also describing it as "retro even in 1970". Miles Kohrman, football reporter for The New Republic, commended Peru's kit as "one of soccer's best-kept secrets". Rory Smith, Chief Soccer Correspondent for The New York Times, referred to Peru's 2018 version of the jersey as "a classic" with a nostalgic, fan-pleasing "blood-red sash". The version worn in 1978 came first in a 2010 ESPN list of the "Best World Cup jerseys of all time", described therein as "simple yet strikingly effective".
Peru's first kit, made for the 1927 South American Championship, comprised a white-and-red striped shirt, white shorts and black socks. At the 1930 World Cup, Peru used an alternate design because Paraguay had already registered a similar kit with white-and-red striped shirts. The Peruvians instead wore white shirts with a red collar, white shorts and black socks. The team added a horizontal red stripe to the shirt for the 1935 South American Championship. The following year, at the 1936 Berlin Olympics, the team adopted the iconic diagonal red sash design it has retained ever since. According to historian Jaime Pulgar-Vidal Otálora, the idea for the design came from school football matches in which coloured sashes worn over the shoulder would allow two teams wearing white shirts to play against each other.
Peru wears as its badge the emblem of the Peruvian Football Federation. The first badge, presented in 1927, had a heater shield design with the country's name and the federation's acronym (FPF). Eight different emblems followed, with the longest-lasting design being the modern French escutcheon form emblazoned in the team's jersey from 1953 until 2014. This design had the Peruvian flag at its base, and either the country's name or the federation's acronym at its chief. Since 2014, the badge has a retro-inspired heater shield design, with the entire field comprised by Peru's flag and the federation's acronym, surrounded by a gold-colored frame.
Eight sportswear manufacturers have supplied Peru's national team. The first, German company Adidas, supplied the team's kit in 1978 and 1983–1985. The FPF has signed contracts with manufacturers from Brazil (Penalty, 1981–82), Canada (Power, 1989–1991), Italy (Diadora, 1991–1992), England (Umbro, 1996–1997, 2010–2018), Ecuador (Marathon Sports, 2018–2022), and another from Germany (Puma, 1987–1989). The team has also been supplied by three local firms: Calvo Sporwear (1986–1987), Polmer (1993–1995), and Walon Sport (1998–2010). Since January 2023, Adidas produces Peru's kit.
## Stadium
The traditional home of Peruvian football is the country's national stadium, the Estadio Nacional in Lima, which seats a little over 50,000 spectators. The present ground is the Estadio Nacional's third incarnation, renovated under the Alan García administration. Its official re-inauguration, 24 July 2011, marked 88 years to the day after the original ground opened on the same site in 1923.
To celebrate the centenary of Peru's independence from Spain, Lima's British community donated the original Estadio Nacional, a wooden structure with a capacity of 6,000. Construction began on 28 July 1921, overseen by President Augusto B. Leguía. The stadium's re-inauguration on 27 October 1952, under the Manuel A. Odría administration, followed an onerous campaign for its renovation led by Miguel Dasso, president of the Sociedad de Beneficencia de Lima. The renovated stadium boasted a cement structure and larger spectator capacity of 53,000. Its last redevelopment, in 2011, included the construction of a plaque-covered exterior, an internal multicoloured illumination system, two giant LED screens, and 375 private suites.
A distinctive feature of the ground is the Miguel Dasso Tower on its north side, which contains luxury boxes (renovated in 2004). The Estadio Nacional currently has a natural bermudagrass pitch, reinstalled as part of redevelopments completed in 2011. Previously, the FPF had installed artificial turf in the stadium for the 2005 FIFA U-17 World Championship, making it the only national stadium in CONMEBOL with such a turf. Despite the synthetic ground's rating of "FIFA Star II", the highest certification granted to artificial pitches, players accused the turf of causing them injuries, such as burns and bruises.
Peru sometimes play home matches at other venues. Outside the desert-like coast region of Lima, the thin atmosphere at the high-altitude Estadio Garcilaso de la Vega in Cusco has been described as providing strategic advantages for Peru against certain visiting teams. Other common alternate venues for the national team include two other grounds in the Peruvian capital—Alianza's Estadio Alejandro Villanueva and Universitario's Estadio Monumental.
The national team's training grounds are located within the Villa Deportiva Nacional (VIDENA) sports complex in Lima's San Luis district. Since 1981, the complex is managed by the Peruvian Institute of Sport (IPD). In 2017, following Peru's qualification for the Russia 2018 World Cup finals, the Peruvian Football Federation announced the creation of a new complex, the Center of National Teams, in Lima's Chaclacayo district. The new complex will contain six training grounds for both the male and the female squads, including the senior and the youth sides.
## Supporters
Football has been the most popular sport in Peru since the early 20th century, with Peru being one of the largest football loving countries in the world. Originally largely exclusive to Lima's Anglophile elite and expatriates, and secluded from the rest of the city, football became an integral part of wider popular culture during the 1900s and 1910s. Over the following decades, Augusto Leguía's government institutionalised the sport into a national pastime by promoting and organising its development. Consequently, the national football team became an important element of Peru's national identity. According to the historian Carlos Aguirre, nationalist fervor spiked during the qualification phase for the 1970 World Cup finals, because the revolutionary government of General Juan Velasco Alvarado tied the national team's success with the alleged cultural, social, and psychological changes spurred by the country's new political project.
Peruvian football fans are known for their distinctive cheer ¡Arriba Perú! ("Onward Peru!"), unabating popular chant ¡Vamos peruanos! (Let's go Peruvians!), as well as for their use of traditional Peruvian música criolla to express support, both at national team games and at club matches. Música criolla attained national and international recognition with the advent of mass media during the 1930s, becoming a recognised symbol of Peru and its culture. The national team's most popular anthems are Peru Campeón, a polca criolla (Peruvian polka) glorifying Peru's qualification for the Mexico 1970 World Cup, and Contigo Perú, a vals criollo (Peruvian waltz) that newspaper El Comercio calls "the hymn of Peruvian national football teams". In 2018, a FIFA-sanctioned worldwide online poll honoured the "fervent and dedicated group" of Peruvian supporters at that year's World Cup tournament with the FIFA Fan Award.
The Estadio Nacional disaster of 24 May 1964, involving Peruvian supporters, is cited as one of the worst tragedies in football history. During a qualifying match for the 1964 Olympics between Peru's under-20 team and its counterpart from Argentina, the Uruguayan referee Angel Payos disallowed a would-be Peruvian equaliser, alleging rough play. Spectators threw missiles from the stands while two fans invaded the pitch and attacked the referee. Police threw tear gas into the crowd, causing a stampede; trying to escape, fans were crushed against the stadium's locked gates. A total of 315 people died in the chaos, with more than 500 others injured.
## Rivalries
The Peru national football team maintains prominent rivalries with its counterparts from neighbouring Chile and Ecuador. The Peruvians have a favourable record against Ecuador and a negative record against Chile. Peru faced both rivals in the 1939 South American Championship in Lima, which also marked the first time that Peru faced Ecuador in an official tournament; Peru won both games. Peru also defeated its rivals during qualifying for the Argentina 1978 World Cup, directly eliminating both teams.
The Chile–Peru football rivalry is known in Spanish as the Clásico del Pacífico ("Pacific Derby"). CNN World Sport editor Greg Duke ranks it among the top ten football rivalries in the world. Peru first faced Chile in the 1935 South American Championship, defeating it 1–0. The football rivalry between Peru and Chile, partly a reflection of the geopolitical conflict between both neighboring states, is primarily a result of both football squads vying for recognition as the better team in South America's Pacific coast—as their football confederation is historically dominated by countries in South America's Atlantic coast. The two countries traditionally compete with each other over the rank of fourth-best national team in South America (after Argentina, Brazil, and Uruguay). They also both claim to have invented the bicycle kick; Peruvians call it the chalaca, while it is the chilena in Chile.
The rivalry between the Ecuador and Peru football teams is rooted in the historical border conflict between the two nations dating back to the 19th century. In 1995, after the brief Cenepa War, CONMEBOL contemplated altering that year's Copa América group stage to prevent a match between the two sides, but ultimately did not. According to cultural historian Michael Handelsman, Ecuadorian fans consider losses to Colombia or Peru "an excuse to lament Ecuador's inability to establish itself as an international soccer power". Handelsman adds that "[t]he rivalries are intense, and the games always carry an element of national pride and honor".
## Results and fixtures
The following is a list of match results in the last 12 months, as well as any future matches that have been scheduled.
### 2022
### 2023
## Managers
A total of 43 managers have led the Peru national football team since 1927 (including multiple spells separately); of these, 36 have been from Peru and 23 have been from abroad. Sports analysts and historians generally consider Peru's most successful managers to have been the Englishman Jack Greenwell and the Peruvian Marcos Calderón. The former managed Peru to triumph in the 1938 Bolivarian Games and the 1939 South American Championship, and the latter led Peru to victory in the 1975 Copa América tournament and coached it at the 1978 FIFA World Cup. Three other managers have led Peru to tournament victories—Juan Carlos Oblitas, Freddy Ternero, and Sergio Markarián each oversaw Peru's victory in the Kirin Cup in Japan, in 1999, 2005 and 2011, respectively.
Soon after forming Peru's national football team, the FPF invited Uruguayan coaches Pedro Olivieri and Julio Borelli to manage the squad. Olivieri received the FPF's first appointment, for the 1927 South American Championship, due to his prior experience managing Uruguay. Borelli became the national team's second manager, for the 1929 South American Championship, after some years of refereeing football matches in Peru. The Spaniard Francisco Bru, Peru's third manager and first World Cup coach at the inaugural tournament in 1930, previously had been Spain's first manager. The FPF next appointed the national team's first Peruvian coach, Telmo Carbajo, for the 1935 South American Championship. The team's manager since August 2022 is the Peruvian Juan Reynoso.
Managers that brought outstanding changes to the Peru national team's style of play include the Hungarian György Orth and the Brazilians Didi and Tim. Orth coached Peru from 1957 to 1959; sports historian Andreas Campomar cites Peru's "4–1 thrashing of England in Lima" as evidence of Orth's positive influence over the national team's offensive game. Víctor Benítez, Peru's defensive midfielder under Orth, attributes the Hungarian with maximizing the team's potential by accurately placing each player in their optimal positions. Didi coached Peru from 1968 to 1970 and managed it at the 1970 FIFA World Cup; Campomar attributes Didi's tactics as the reason for Peru's development of a "free-flowing football" style. Placar, a Brazilian sports journal, attributed Tim, who managed Peru at the 1982 FIFA World Cup, with making Peru "a team that plays beautiful, combining efficiency with that swagger that people thought only existed in Brazil".
## Players
### Current squad
The following players were called up for the 2026 FIFA World Cup qualification matches against Paraguay and Brazil on 7 and 12 September 2023, respectively.
Caps and goals are correct as of 20 June 2023, after the match against Japan.
### Recent call-ups
The players listed below were not included in the current squad, but have been called up by Peru in the last twelve months.
<sup>INJ</sup> Player withdrew from the squad due to injury/absent from the national team due to injury.
<sup>PRE</sup> Preliminary squad
<sup>SUS</sup> Player is serving a suspension
<sup>WD</sup> Player withdrew from the squad <sup>RET</sup>Player has retired from international football.
### Notable
A report published by CONMEBOL in 2008 described Peru as traditionally exhibiting an "elegant, technical and fine football style", and praised it as "one of the most loyal exponents of South American football talent". In 2017, Argentine manager Ricardo Gareca described Peruvian footballers as "technically sound, [physically] strong and adaptable", adding that their adaptability resulted from Peru's diverse geography.
Peruvian players noted in the CONMEBOL report as "true artists of the ball" include forwards Teófilo Cubillas, Pedro Pablo León and Hugo Sotil, defender Héctor Chumpitaz and midfielders Roberto Challe, César Cueto, José del Solar, and Roberto Palacios. Cubillas, an attacking midfielder and forward popularly known as El Nene ("The Kid"), is widely regarded as Peru's greatest ever player. Chumpitaz is often cited as the team's best defender; Witzig lists him among his "Best Players of the Modern Era", and praises him as "a strong reader of the game with excellent ball skills and distribution, [who] marshalled a capable defence to support Peru's attack". El Gráfico, an Argentine sports journal, described Cueto, Cubillas, and José Velásquez as, collectively, "the best [midfield] in the world" in 1978.
Before Cubillas' appearance, Teodoro "Lolo" Fernández, a forward nicknamed El Cañonero ("The Cannoneer"), held the status of Peru's greatest player—due to his powerful shots, marksmanship, and club loyalty to Universitario. Fernández participated as a key member of the Rodillo Negro team of the 1930s, along with Alejandro Villanueva and Juan Valdivieso. Fernández scored most of the team's goals; his partner in attack, the gifted playmaker Villanueva, awed audiences with his acrobatic skills. Goalkeeper Valdivieso had a reputation as a penalty stopper with exceptional athleticism.
In 1972, teams representing Europe and South America played a commemorative match in Basel, Switzerland, for the benefit of homeless children. Cubillas, Chumpitaz, Sotil, and Julio Baylón played in the South American team, which won the game 2–0; Cubillas scored the first goal. The teams held another match the following year, at Barcelona's Camp Nou, with the declared intent of fighting global poverty. Cubillas, Chumpitaz, and Sotil again participated, with Chumpitaz named South America's captain. Each of the Peruvians scored in a 4–4 draw, which South America won 7–6 on penalties.
## Team records
The Peru national football team has played 645 matches since 1927, including friendlies. The largest margin of victory achieved by a Peru side was a 9–1 win against Ecuador on 11 August 1938, at the Bolivarian Games in Colombia. The team's record defeat was a 7–0 loss to Brazil at the 1997 Copa América in Bolivia.
### Most appearances
The Peruvian player with the most international caps is Roberto Palacios, who made 128 appearances for the side from 1992 to 2007. The player with the second-most caps is Yoshimar Yotún with 122; Paolo Guerrero is third with 109. The Peruvian goalkeeper with the most appearances is Pedro Gallese with 97. The goalkeeper with the second-most caps is Óscar Ibáñez with 50; Miguel Miranda is third with 47.
### Top goalscorers
The team's all-time top goalscorer is Paolo Guerrero, with 38 goals in 109 appearances. He is followed by Jefferson Farfán, with 27 goals in 102 appearances, and Teófilo Cubillas, who scored 26 goals in 81 appearances. Of the top ten scorers for Peru, Teodoro Fernández, with 24 goals in 32 games, holds the best goal-per-appearance ratio (0.75 goals/match). Claudio Pizarro scored Peru's fastest ever goal, coming less than a minute into a match against Mexico on 20 August 2003.
Peru's current captain is goalkeeper Pedro Gallese. Midfielder Leopoldo Basurto was the team's first captain. Defender Héctor Chumpitaz held the Peruvian team's leadership position for the longest time, between 1965 and 1981. Forward Claudio Pizarro had the second-longest tenure as captain, from 2003 to 2016. Other notable captains include Rubén Díaz (1981–1985), Julio César Uribe (1987–1989), Juan Reynoso (1993–1999), and Nolberto Solano (2000–2003).
## Competitive records
### FIFA World Cup
Peru has taken part in the World Cup finals five times. The Peruvian team competed at the first World Cup in 1930 by invitation, and has entered each tournament at the qualifying stage since 1958, qualifying for the finals four times: in 1970, 1978, 1982 and 2018. Its all-time record in World Cup qualifying matches, as of 2017, stands at 43 wins, 37 draws and 69 losses. In the finals, the team has won five matches, drawn three and lost ten, with 21 goals in favour and 33 against. Peru won the inaugural FIFA Fair Play Trophy, awarded at the 1970 World Cup, having been the only team not to receive any yellow or red cards during the competition. Peru has the peculiar distinction of always facing the tournament's eventual winners during the finals phase.
Luis de Souza Ferreira scored Peru's first World Cup goal on 14 July 1930, in a match against Romania. José Velásquez scored Peru's fastest World Cup finals goal—that is, that scored soonest after kick-off—two minutes into the match against Iran on 11 June 1978. Jefferson Farfán is Peru's top scorer and fifth-overall top scorer in CONMEBOL World Cup qualification, with 16 goals. Teófilo Cubillas is the team's top scorer in the World Cup finals, with 10 goals in 13 games. During the 1930 competition, a Peruvian became the first player sent off in a World Cup—his identity is disputed between sources as either defender Plácido Galindo or midfielder Mario de las Casas. Peru's Ramón Quiroga holds the unusual record of being the only goalkeeper to commit a foul in the opponent's side of the pitch in a match at the World Cup finals.
### Copa América
Peru's national team has taken part in 33 editions of the Copa América since 1927, and has won the competition twice (in 1939 and 1975), showing great results, almost always getting past the group stage. The country has hosted the tournament six times (in 1927, 1935, 1939, 1953, 1957 and 2004). Peru's overall record in the competition is 52 victories, 33 draws, and 57 losses. Peru won the Fair Play award in the 2015 edition.
Demetrio Neyra scored Peru's first goal in the competition on 13 November 1927, in a match against Bolivia. Christian Cueva scored Peru's fastest Copa América goal, two minutes into the match against Brazil on 14 June 2015. Four tournaments have featured a Peruvian top scorer—Teodoro Fernández in 1939 and Paolo Guerrero in 2011, 2015, and 2019. Fernández, the Copa América's third-overall scorer, was named best player of the 1939 tournament; Teófilo Cubillas, voted the best player in the 1975 competition, is the only other Peruvian to win this award.
Peru earned its first continental title in 1939, when it won the South American Championship with successive victories over Ecuador, Chile, Paraguay and Uruguay. This marked the first time that the competition had been won by a team other than Uruguay, Brazil, or Argentina. Peru became South American champions for the second time in 1975, when it won that year's Copa América, the first to feature all ten CONMEBOL members. Peru came top of their group in the first round, eliminating Chile and Bolivia, and in the semi-finals drew with Brazil over two legs, winning 3–1 in Brazil but losing 2–0 at home. Peru was declared the winner by drawing of lots. In the two-legged final between Colombia and Peru, both teams won their respective home games (1–0 in Bogota and 2–0 in Lima), forcing a play-off in Caracas that Peru won 1–0.
### CONCACAF Gold Cup
Peru competed in the CONCACAF Gold Cup's fifth edition in 2000. Peru participated, along with Colombia and South Korea, as that year's invitees. The Peruvian team's overall record in the tournament is 1 victory, 1 draw, and 2 losses.
Ysrael Zúñiga scored Peru's first goal in the competition on 14 February 2000, in a match against Haiti. Roberto Palacios, the team's top scorer with two goals in four matches, received a spot in that year's "team of the tournament", comprising the competition's eleven best players.
Peru progressed past the North American tournament's first stage, despite not winning any of its matches, as the second-best ranked team in Group B behind the United States. Peru next defeated Honduras 5–3 in a heated quarter-finals match that ended a minute early due to a pitch invasion by irate Honduran fans. Colombia defeated Peru 2–1 in the semi-finals, in a match that included an own goal from Peru's Marcial Salazar.
### Olympic Games
Peru's senior side has competed in the Olympic football tournament once, at the 1936 Summer Olympics in Berlin, Germany. The multiracial 1936 team has been latterly described by historian David Goldblatt as "the jewel of the country's first Olympic delegation". It had a record of two victories, scoring 11 goals and conceding 5.
Teodoro Fernández scored Peru's first goal in the tournament in the match against Finland on 6 August, and finished as the team's top scorer with six goals in two games, including Peru's only hat-trick at the Olympics.
The 1935 South American Championship in Lima acted as the qualifying stage for the 1936 Olympic tournament. Uruguay won undefeated and Argentina came second, but neither took up their Olympic spot because of economic issues. Peru, who had come third, duly represented South America. The Peruvian team began the competition with a 7–3 win over Finland, after which it faced Austria, managed by Jimmy Hogan and popularly known as the Wunderteam, in the quarter-finals. After the game ended 2–2, Peru scored twice in extra time to win 4–2. Peru expected to then face Poland in the semi-finals, but events off the pitch led to the withdrawal of Peru's Olympic delegation before the match.
## See also
- Peru national football team indiscipline scandals
- Peru women's national football team
- Peru Olympic football team
- Peru national under-20 football team
- Peru national under-17 football team
- Peru national beach soccer team
- Peru national futsal team
- Peruvian Primera División
- Sport in Peru
|
1,179,477 |
Frank McNamara (RAAF officer)
| 1,147,506,224 |
Australian Victoria Cross recipient
|
[
"1894 births",
"1961 deaths",
"Australian World War I recipients of the Victoria Cross",
"Aviators from Melbourne",
"Commanders of the Order of the British Empire",
"Companions of the Order of the Bath",
"Graduates of the Royal College of Defence Studies",
"Military personnel from Melbourne",
"Royal Australian Air Force air marshals of World War II",
"University of Melbourne alumni"
] |
Air Vice Marshal Francis Hubert (Frank) McNamara, VC, CB, CBE (4 April 1894 – 2 November 1961) was an Australian recipient of the Victoria Cross, the highest decoration for valour in the face of the enemy that can be awarded to a member of the British and Commonwealth forces. Serving with the Australian Flying Corps, he was honoured for his actions on 20 March 1917, when he rescued a fellow pilot who had been forced down behind enemy lines. McNamara was the first Australian aviator—and the only one in World War I—to receive the Victoria Cross. He later became a senior commander in the Royal Australian Air Force (RAAF).
Born and educated in Victoria, McNamara was a teacher when he joined the militia prior to World War I. In 1915, he was selected for pilot training at Central Flying School, Point Cook, and transferred to the Australian Flying Corps the following year. He was based in the Middle Eastern Theatre with No. 1 Squadron when he earned the Victoria Cross. In 1921, McNamara enlisted as a flying officer in the newly formed RAAF, rising to the rank of air vice marshal by 1942. He held senior posts in England and Aden during World War II. Retiring from the Air Force in 1946, McNamara continued to live in Britain until his death from heart failure in 1961.
## Early life
Born in Rushworth, Victoria, McNamara was the first of eight children to William Francis McNamara, a State Lands Department officer, and his wife Rosanna. He began his schooling in Rushworth, and completed his secondary education at Shepparton Agricultural High School, which he had entered via a scholarship. The family moved to Melbourne in 1910.
McNamara joined the school cadets in 1911, and was commissioned a second lieutenant in the 49th Battalion (Brighton Rifles), a militia unit, in July 1913. He became a teacher after graduating from Melbourne Teachers' Training College in 1914, and taught at various schools in Victoria. He also enrolled in the University of Melbourne, but his studies were interrupted by the outbreak of World War I.
## World War I
### Militia to Australian Flying Corps
As a militia officer, McNamara was mobilised for service in Australia when war was declared in August 1914. After serving briefly at bases in Queenscliff and Point Nepean, Victoria, McNamara passed through Officers Training School at Broadmeadows in December. He began instructing at the Australian Imperial Force Training Depot, Broadmeadows, in February 1915. Promoted to lieutenant in July, he immediately volunteered for a military aeronautics course at Central Flying School, Point Cook.
Selected for flying training at Point Cook in August 1915, McNamara made his first solo flight in a Bristol Boxkite on 18 September, and graduated as a pilot in October. On 6 January 1916, he was assigned as adjutant to No. 1 Squadron, Australian Flying Corps (also known until 1918 as No. 67 Squadron, Royal Flying Corps). In March, McNamara departed Melbourne for Egypt aboard HMAT Orsova, arriving in Suez the following month. He was seconded to No. 42 Squadron RFC in May to attend the Central Flying School at Upavon, England; his secondment to the RFC was gazetted on 5 July 1916.
Completing his course at Upavon, McNamara was posted back to Egypt in August, but was hospitalised on 8 September with orchitis (an inflammation of the testes). Discharged on 6 October, he served briefly as a flying instructor with No. 22 Squadron RFC, before returning to No. 1 Squadron. McNamara flew with C Flight, commanded by Captain (later Air Marshal Sir) Richard Williams. On his first sortie, a reconnaissance mission over Sinai, McNamara was unaware that his plane had been hit by anti-aircraft fire; he returned to base with his engine's oil supply almost exhausted. Flying B.E.2s and Martinsydes, he undertook further scouting and bombing missions in the ensuing months.
### Victoria Cross
On 20 March 1917, McNamara, flying a Martinsyde, was one of four No. 1 Squadron pilots taking part in a raid against a Turkish railway junction near Gaza. Owing to a shortage of bombs, the aircraft were each armed with six specially modified 4.5-inch howitzer shells. McNamara had successfully dropped three of his shells when the fourth exploded prematurely, badly wounded him in the leg with shrapnel, an effect he likened to being "hit with a sledgehammer". Having turned to head back to base, he spotted a fellow squadron member from the same mission, Captain Douglas Rutherford, on the ground beside his crashlanded B.E.2. Allied airmen had been hacked to death by enemy troops in similar situations, and McNamara saw that a company of Turkish cavalry was fast approaching Rutherford's position. Despite the rough terrain and the gash in his leg, McNamara landed near Rutherford in an attempt to rescue him.
As there was no spare cockpit in the single-seat Martinsyde, the downed pilot jumped onto McNamara's wing and held the struts. McNamara crashed while attempting to take off because of the effects of his leg wound and Rutherford's weight overbalancing the aircraft. The two men, who had escaped further injury in the accident, set fire to the Martinsyde and dashed back to Rutherford's B.E.2. Rutherford repaired the engine while McNamara used his revolver against the attacking cavalry, who had opened fire on them. Two other No. 1 Squadron pilots overhead, Lieutenant (later Air Marshal Sir) Roy "Peter" Drummond and Lieutenant Alfred Ellis, also began strafing the enemy troops. McNamara managed to start the B.E.2's engine and take off, with Rutherford in the observer's cockpit. In severe pain and close to blacking out from loss of blood, McNamara flew the damaged aircraft 70 miles (110 km) back to base at El Arish.
Having effected what was described in the Australian official history of the war as "a brilliant escape in the very nick of time and under hot fire", McNamara "could only emit exhausted expletives" before he lost consciousness shortly after landing. Evacuated to hospital, he almost died following an allergic reaction to a routine tetanus injection. McNamara had to be given artificial respiration and stimulants to keep him alive, but recovered quickly. A contemporary news report declared that he was "soon sitting up, eating chicken and drinking champagne". On 26 March, McNamara was recommended for the Victoria Cross by Brigadier General Geoffrey Salmond, General Officer Commanding Middle East Brigade, RFC. Drummond, Ellis, and Rutherford all wrote statements on 3–4 April attesting to their comrade's actions, Rutherford declaring that "the risk of Lieut. MacNamara being killed or captured was so great that even had he not been wounded he would have been justified in not attempting my rescue—the fact of his already being wounded makes his action one of outstanding gallantry—his determination and resource and utter disregard of danger throughout the operation was worthy of the highest praise". The first and only VC awarded to an Australian airman in World War I, McNamara's decoration was promulgated in the London Gazette on 8 June 1917:
> Lt. Frank Hubert McNamara, Aus. Forces, R.F.C.
>
> For most conspicuous bravery and devotion to duty during an aerial bomb attack upon a hostile construction train, when one of our pilots was forced to land behind the enemy's lines.
>
> Lt. McNamara, observing this pilot's predicament and the fact that hostile cavalry were approaching, descended to his rescue. He did this under heavy rifle fire and in spite of the fact that he himself had been severely wounded in the thigh.
>
> He landed about 200 yards from the damaged machine, the pilot of which climbed onto Lt. McNamara's machine, and an attempt was made to rise. Owing, however, to his disabled leg, Lt. McNamara was unable to keep his machine straight, and it turned over. The two officers, having extricated themselves, immediately set fire to the machine and made their way across to the damaged machine, which they succeeded in starting.
>
> Finally Lt. McNamara, although weak from loss of blood, flew this machine back to the aerodrome, a distance of seventy miles, and thus completed his comrade's rescue.
Promoted to captain on 10 April 1917, McNamara became a flight commander in No. 4 Squadron AFC (also known until 1918 as No. 71 Squadron RFC), but was unable to continue flying due to the leg wound he suffered on 20 March. He was invalided back to Australia in August aboard HT Boorara, and given a hero's welcome on arrival in Melbourne. Found to be medically unfit for active service, McNamara was discharged from the Australian Flying Corps on 31 January 1918. Panic caused by the intrusion into Australian waters of the German raider Wolf resulted in him being recalled to the AFC and put in charge of an aerial reconnaissance unit based in South Gippsland, Victoria, flying a Royal Aircraft Factory F.E.2B and later a Maurice Farman Shorthorn. In September 1918, he was posted as a flying instructor to Point Cook, where he saw out the remainder of the war.
## Between the wars
Following the disbandment of the AFC, McNamara transferred to the Australian Air Corps (AAC) in April 1920. He was not offered an appointment in the AAC initially, and secured one only after Captain Roy King protested the situation by giving up his own place in the new service in favour of McNamara, whom he described as "this very good and gallant officer". McNamara was invested with his Victoria Cross by the Prince of Wales at Government House, Melbourne, on 26 May. He enlisted in the newly established Royal Australian Air Force (RAAF) in 1921. Ranked flying officer (honorary flight lieutenant), he was one of the original twenty-one officers on the Air Force's strength at its formation that March. Posted to RAAF Headquarters in Melbourne as Staff Officer Operations and Intelligence, McNamara was given command of No. 1 Flying Training School (No. 1 FTS) at Point Cook in July 1922. He was promoted squadron leader in March 1924 and the following month married Hélène Bluntschli, a Belgian national he had met in Cairo during the war, at St Patrick's Cathedral; his best man was fellow officer Frank Lukis.
McNamara travelled to England in 1925 for two years exchange with the Royal Air Force, serving at No. 5 Flying Training School, RAF Sealand, and the Directorate of Training at the Air Ministry, London. Returning to Australia in November 1927, he was appointed Second-in-Command No. 1 FTS. In 1928, McNamara resumed his studies at the University of Melbourne, having earlier failed to pass the necessary exams to enter the RAF Staff College, Andover. A part-time student at the university, he graduated with a Bachelor of Arts in International Relations (second-class honours) in 1933. McNamara became Commanding Officer No. 1 FTS in October 1930, and was promoted to wing commander one year later. He was placed in charge of RAAF Station Laverton, Victoria, including No. 1 Aircraft Depot, in February 1933. McNamara was raised to group captain in 1936, and attended the Imperial Defence College, London, the following year. He was appointed a Commander of the Order of the British Empire (CBE) in the 1938 New Year Honours.
## World War II
When World War II broke out in September 1939, McNamara was serving as Air Liaison Officer at Australia House in London, a position he had held since January 1938. Shortly before being promoted air commodore in December, he advocated establishing a reception base to act as a headquarters for the RAAF in England and "generally to watch the interests of Australian personnel" who were stationed there. By November 1940 he had reversed his position, in favour of an Air Ministry proposal to process personnel of all nationalities in one RAF base camp. In the event, RAAF Overseas Headquarters was formed on 1 December 1941; Air Marshal Richard Williams was appointed Air Officer Commanding (AOC) and McNamara Deputy AOC. McNamara became acting air vice marshal and acting AOC of RAAF Overseas Headquarters when Williams returned to Australia in January 1942 for what was expected to be a temporary visit; Williams was subsequently posted to Washington, D.C. and McNamara retained command of the headquarters until the end of the year.
McNamara was appointed AOC British Forces Aden in late 1942, and arrived to take up the posting on 9 January 1943. Described in the official history of Australia in the war as a "backwater", British Forces Aden's main functions were conducting anti-submarine patrols and escorting convoys. McNamara flew on these missions whenever he could, generally as an observer, but enemy contact was rare. He was appointed a Companion of the Order of the Bath (CB) in the 1945 New Year Honours, and returned to London in March. That month McNamara was deeply affected by the loss of his close friend Peter Drummond, who had helped keep attacking cavalry at bay during his Victoria Cross action in 1917. Drummond's Consolidated B-24 Liberator disappeared near the Azores en route to Canada and all aboard were presumed killed; McNamara had to break the news to his widow, Isabel. McNamara's health had also suffered from exposure to the desert dust in Aden, and he was unable to take up his next position as the RAAF's representative at the Ministry of Defence until September. His entire war was spent outside Australia.
## Retirement and legacy
McNamara was summarily retired from the RAAF in 1946, along with several other senior commanders and veterans of World War I, officially to make way for the advancement of younger and equally capable officers. His role overseas had in any case become redundant. He was discharged from the Air Force on 11 July. In May 1946, the British government offered McNamara the position of Senior Education Control Officer in Westphalia, Germany, under the auspices of the Allied Control Commission. He later became Deputy Director of Education for the British Zone of Occupation. McNamara continued to live in England after completing his work with the Commission in October 1947, and served on the National Coal Board in London from 1947 to 1959. He died of hypertensive heart failure on 2 November 1961, aged 67, after suffering a fall at his home in Buckinghamshire. Survived by his wife and two children, he was buried at St Joseph's Priory, Austin Wood, Gerrards Cross, after a large funeral.
Embittered by his dismissal from the RAAF and the meagre severance he received from the Australian Government, McNamara insisted that his Victoria Cross not be returned to Australia after his death; his family donated it to the RAF Museum, London. A fellow No. 1 Squadron pilot, Lieutenant (later Air Vice Marshal) Adrian Cole, described McNamara as "quiet, scholarly, loyal and beloved by all ... the last Officer for whom that high honour would have been predicted". He was one of the few VC recipients to attain senior rank in the armed services, though RAAF historian Alan Stephens considered his appointments largely "routine" and that his one great deed led to "a degree of fame that he perhaps found burdensome". Biographer Chris Coulthard-Clark summed up McNamara's "dilemma" as that of "an essentially ordinary man" thrust into the limelight by one "truly amazing episode". His name is borne by Frank McNamara Park in Shepparton, Victoria, and the Frank McNamara VC Club at Oakey Army Aviation Centre, Queensland.
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