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Whaam!
| 1,163,093,218 |
1963 pop art painting by American artist Roy Lichtenstein
|
[
"1963 paintings",
"Aviation art",
"Collection of the Tate galleries",
"Paintings by Roy Lichtenstein",
"War paintings",
"Works based on DC Comics"
] |
Whaam! is a 1963 diptych painting by the American artist Roy Lichtenstein. It is one of the best-known works of pop art, and among Lichtenstein's most important paintings. Whaam! was first exhibited at the Leo Castelli Gallery in New York City in 1963, and purchased by the Tate Gallery, London, in 1966. It has been on permanent display at Tate Modern since 2006.
The left-hand panel shows a fighter plane firing a rocket that, in the right-hand panel, hits a second plane which explodes in flames. Lichtenstein adapted the image from several comic-book panels. He transformed his primary source, a panel from a 1962 war comic book, by presenting it as a diptych while altering the relationship of the graphical and narrative elements. Whaam! is regarded for the temporal, spatial and psychological integration of its two panels. The painting's title is integral to the action and impact of the painting, and displayed in large onomatopoeia in the right panel.
Lichtenstein studied as an artist before and after serving in the United States Army during World War II. He practiced anti-aircraft drills during basic training, and he was sent for pilot training but the program was canceled before it started. Among the topics he tackled after the war were romance and war. He depicted aerial combat in several works. Whaam! is part of a series on war that he worked on between 1962 and 1964, and along with As I Opened Fire (1964) is one of his two large war-themed paintings.
## Background
In 1943 Lichtenstein left his study of painting and drawing at Ohio State University to serve in the U.S. Army, where he remained until January 1946. After entering training programs for languages, engineering, and piloting, all of which were canceled, he served as an orderly, draftsman and artist in noncombat roles. One of his duties at Camp Shelby was enlarging Bill Mauldin's Stars and Stripes cartoons. He was sent to Europe with an engineer battalion, but did not see active combat. As a painter, he eventually settled on an abstract-expressionist style with parodist elements. Around 1958 he began to incorporate hidden images of cartoon characters such as Mickey Mouse and Bugs Bunny into his abstract works.
A new generation of artists emerged in the late 1950s and early 1960s with a more objective, "cool" approach characterized by the art movements known today as minimalism, hard-edge painting, color field painting, the neo-Dada movement, Fluxus, and pop art, all of which re-defined the avant-garde contemporary art of the time. Pop art and neo-Dada re-introduced and changed the use of imagery by appropriating subject matter from commercial art, consumer goods, art history and mainstream culture. Lichtenstein achieved international recognition during the 1960s as one of the initiators of the pop art movement in America. Regarding his use of imagery MoMA curator Bernice Rose observed that Lichtenstein was interested in "challenging the notion of originality as it prevailed at that time."
Lichtenstein's early comics-based works such as Look Mickey focused on popular animated characters. By 1963 he had progressed to more serious, dramatic subject matter, typically focusing on romantic situations or war scenes. Comic books as a genre were held in low esteem at the time. Public antipathy led in 1954 to examination of alleged connections between comic books and youth crime during Senate investigations into juvenile delinquency; by the end of that decade, comic books were regarded as material of "the lowest commercial and intellectual kind", according to Mark Thistlethwaite of the Modern Art Museum of Fort Worth. Lichtenstein was not a comic-book enthusiast as a youth, but was enticed as an artist by the challenge of creating art based on a subject remote from the typical "artistic image". Lichtenstein admitted he was "very excited about, and very interested in, the highly emotional content yet detached impersonal handling of love, hate, war, etc., in these cartoon images."
Lichtenstein's romance and war comic-based works took heroic subjects from small source panels and monumentalized them. Whaam! is comparable in size to the generally large canvases painted at that time by the abstract expressionists. It is one of Lichtenstein's many works with an aeronautical theme. He said that "the heroes depicted in comic books are fascist types, but I don't take them seriously in these paintings—maybe there is a point in not taking them seriously, a political point. I use them for purely formal reasons."
## History
Whaam! adapts a panel by Irv Novick from the "Star Jockey" story from issue No. 89 of DC Comics' All-American Men of War (Feb. 1962). The original forms part of a dream sequence in which fictional World War II P-51 Mustang pilot Johnny Flying Cloud, "the Navajo ace", foresees himself flying a jet fighter while shooting down other jet planes. In Lichtenstein's painting, both the attacking and target planes are replaced by different types of aircraft. Paul Gravett suggests that Lichtenstein substituted the attacking plane with an aircraft from "Wingmate of Doom" illustrated by Jerry Grandenetti in the subsequent issue (#90, April 1962), and that the target plane was borrowed from a Russ Heath drawing in the third panel of page 3 of the "Aces Wild" story in the same issue No. 89. The painting also omits the speech bubble from the source in which the pilot exclaims "The enemy has become a flaming star!"
A smaller, single-panel oil painting by Lichtenstein around the same time, Tex!, has a similar composition, with a plane at the lower left shooting an air-to-air missile at a second plane that is exploding in the upper right, with a word bubble. The same issue of All-American Men of War was the inspiration for at least three other Lichtenstein paintings, Okay Hot-Shot, Okay!, Brattata and Blam, in addition to Whaam! and Tex! The graphite pencil sketch, Jet Pilot was also from that issue. Several of Lichtenstein's other comics-based works are inspired by stories about Johnny Flying Cloud written by Robert Kanigher and illustrated by Novick, including Okay Hot-Shot, Okay!, Jet Pilot and Von Karp.
Lichtenstein repeatedly depicted aerial combat between the United States and the Soviet Union. In the early and mid-1960s, he produced "explosion" sculptures, taking subjects such as the "catastrophic release of energy" from paintings such as Whaam! and depicting them in freestanding and relief forms. In 1963, he was parodying a variety of artworks, from advertising and comics and to "high art" modern masterpieces by Cézanne, Mondrian, Picasso and others. At the time, Lichtenstein noted that "the things that I have apparently parodied I actually admire."
Lichtenstein's first solo exhibition was held at the Leo Castelli Gallery in New York City, from 10 February to 3 March 1962. It sold out before its opening. The exhibition included Look Mickey, Engagement Ring, Blam and The Refrigerator. According to the Lichtenstein Foundation website, Whaam! was part of Lichtenstein's second solo exhibition at the Leo Castelli Gallery from 28 September to 24 October 1963, that also included Drowning Girl, Baseball Manager, In the Car, Conversation, and Torpedo...Los! Marketing materials for the show included the lithograph artwork, Crak!
The Lichtenstein Foundation website says that Lichtenstein began using his opaque projector technique in 1962. in 1967 he described his process for producing comics-based art as follows:
> I do them as directly as possible. If I am working from a cartoon, photograph or whatever, I draw a small picture—the size that will fit into my opaque projector ... I don't draw a picture in order to reproduce it—I do it in order to recompose it ... I go all the way from having my drawing almost like the original to making it up altogether.
Whaam! was purchased by the Tate Gallery in 1966. In 1969, Lichtenstein donated his initial graphite-on-paper drawing Drawing for 'Whaam!', describing it as a "pencil scribble". According to the Tate, Lichtenstein claimed that this drawing represented his "first visualization of Whaam! and that it was executed just before he started the painting." Although he had conceived of a unified work of art on a single canvas, he made the sketch on two sheets of paper of equal size—measuring 14.9 cm × 30.5 cm (5.9 in × 12.0 in). The painting has been displayed at Tate Modern since 2006. In 2012–13, both works were included in the largest Lichtenstein retrospective yet exhibited, visiting the Art Institute of Chicago, the National Gallery of Art in Washington, D.C., the Tate Modern in London and the Centre Pompidou.
## Description
Whaam! depicts a fighter aircraft in the left panel firing a rocket into an enemy plane in the right panel, which disintegrates in a vivid red-and-yellow explosion. The cartoon style is emphasized by the use of the onomatopoeic lettering "WHAAM!" in the right panel, and a yellow-boxed caption with black lettering at the top of the left panel. The textual exclamation "WHAAM!" can be considered the graphic equivalent of a sound effect. This was to become a characteristic of his work—like others of his onomatopoeic paintings that contain exclamations such as Bratatat! and Varoom!
Whaam! is one of Lichtenstein's series of war images, typically combining vibrant colors with an expressive narrative. Whaam! is very large, measuring 1.7 m × 4.0 m (5 ft 7 in × 13 ft 4 in). It is less abstract than As I Opened Fire, another of his war scenes. Lichtenstein employs his usual comic-book style: stereotyped imagery in bright primary colors with black outlines, coupled with imitations of mechanical printer's Ben-Day dots. The use of these dots, which were invented by Benjamin Day to simulate color variations and shading, are considered Lichtenstein's "signature method". Whaam! departs from Lichtenstein's earlier diptychs such as Step-on-Can with Leg and Like New, in that the panels are not two variations of the same image.
Although Lichtenstein strove to remain faithful to the source images, he constructed his paintings in a traditional manner, starting with a sketch which he adjusted to improve the composition and then projected on to a canvas to make the finished painting. In the case of Whaam!, the sketch is on two pieces of paper, and the finished work is painted with Magna acrylic and oil paint on canvas. Although the transformation from a single-panel conception into a diptych painting occurred during the initial sketch, the final work varies from the sketch in several ways. The sketch suggests that the "WHAAM!" motif would be colored white, although it is yellow in the finished work. Lichtenstein enlarged the main graphical subject of each panel (the plane on the left and the flames on the right), bringing them closer together as a result.
Lichtenstein built up the image with multiple layers of paint. The paint was applied using a scrub brush and handmade metal screen to produce Ben-Day dots via a process that left physical evidence behind. The Ben-Day dots technique enabled Lichtenstein to give his works a mechanically reproduced feel. Lichtenstein said that the work is "supposed to look like a fake, and it achieves that, I think".
Lichtenstein split the composition into two panels to separate the action from its consequence. The left panel features the attacking plane—placed at a diagonal to create a sense of depth—below the text balloon, which Lichtenstein has relegated to the margin above the plane. In the right panel, the exploding plane—depicted head-on—is outlined by the flames, accompanied by the bold exclamation "WHAAM!". Although separate, with one panel containing the missile launch and the other its explosion, representing two distinct events, the two panels are clearly linked spatially and temporally, not least by the horizontal smoke trail of the missile. Lichtenstein commented on this piece in a 10 July 1967, letter: "I remember being concerned with the idea of doing two almost separate paintings having little hint of compositional connection, and each having slightly separate stylistic character. Of course there is the humorous connection of one panel shooting the other."
Lichtenstein altered the composition to make the image more compelling, by making the exploding plane more prominent compared to the attacking plane than in the original. The smoke trail of the missile becomes a horizontal line. The flames of the explosion dominate the right panel, but the pilot and the airplane in the left panel are the narrative focus. They exemplify Lichtenstein's painstaking detailing of physical features such as the aircraft's cockpit. The other element of the narrative content is a text balloon that contains the following text: "I pressed the fire control ... and ahead of me rockets blazed through the sky ..." This is among the text believed to have been written by All-American Men of War editor Robert Kanigher. The yellow word "WHAAM!", altered from the red in the original comic-book panel and white in the pencil sketch, links the yellow of the explosion below it with the textbox to the left and the flames of the missile below the attacking plane.
Lichtenstein's borrowings from comics mimicked their style while adapting their subject matter. He explained that "Signs and comic strips are interesting as subject matter. There are certain things that are usable, forceful and vital about commercial art." Rebecca Bengal at PBS wrote that Whaam!'''s graphic clarity exemplifies the ligne claire style associated with Hergé, a cartoonist whose influence Lichtenstein acknowledged. Lichtenstein was attracted to using a cool, formal style to depict emotive subjects, leaving the viewer to interpret the artist's intention. He adopted a simplified color scheme and commercial printing-like techniques. The borrowed technique was "representing tonal variations with patterns of colored circles that imitated the half-tone screens of Ben Day dots used in newspaper printing, and surrounding these with black outlines similar to those used to conceal imperfections in cheap newsprint." Lichtenstein once said of his technique: "I take a cliche and try to organize its forms to make it monumental."
## Reception
The painting was, for the most part, well received by art critics when first exhibited. A November 1963 Art Magazine review by Donald Judd described Whaam! as one of the "broad and powerful paintings" of the 1963 exhibition at Castelli's Gallery. In his review of the exhibition, The New York Times art critic Brian O'Doherty described Lichtenstein's technique as "typewriter pointillism ... that laboriously hammers out such moments as a jet shooting down another jet with a big BLAM". According to O'Doherty, the result was "certainly not art, [but] time may make it so", depending on whether it could be "rationalized ... and placed in line for the future to assimilate as history, which it shows every sign of doing." The Tate Gallery in London acquired the work in 1966, leading to heated argument amongst their trustees and some vocal members of the public. The purchase was made from art dealer Ileana Sonnabend, whose asking price of £4,665 (£ in 2023 currency) was reduced by negotiation to £3,940 (£ in 2023 currency). Some Tate trustees opposed the acquisition, among them sculptor Barbara Hepworth, painter Andrew Forge and the poet and critic Herbert Read. Defending the acquisition, art historian Richard Morphet, then an assistant keeper at the Tate, suggested that the painting addresses several issues and painterly styles at the same time: "history painting, Baroque extravagance, and the quotidian phenomenon of mass-circulation comic strips." The Times in 1967 described the acquisition as a "very large and spectacular painting". The Tate's director, Norman Reid, later said that the work aroused more public interest than any of its acquisitions since World War II.
In 1968, Whaam! was included in the Tate's first solo exhibition of Lichtenstein's work. The showing attracted 52,000 visitors, and was organized with the Stedelijk Museum in Amsterdam, which later hosted the exhibition from 4 November to 17 December 1967, before it traveled to three other museums.
## Analysis and interpretation
For José Pierre, Whaam! represents Lichtenstein's 1963 expansion "into the 'epic' vein". Keith Roberts, in a 1968 Burlington Magazine article, described the explosion as combining "art nouveau elegance with a nervous energy reminiscent of Abstract Expressionism". Wendy Steiner believes the work is Lichtenstein's most successful and harmonious comic-based composition. She sees the narrative and graphic elements as complementary: the action and spatial alignment lead the viewer's eye from left to right so as to emphasize the relationship between the action and its explosive consequence. The ellipses of the text balloon present a progression which culminates with a "WHAAM!". The "coincidence of pictorial and verbal order" are clear for the Western viewer with the explanatory text beginning in the upper left and action vector moving from the left foreground to the right background, culminating in a graphical explosion in tandem with a narrative exclamation. Steiner says the striking incongruity of the two panels—the left panel appearing to be "truncated", while the right depicts a centralized explosion—enhances the work's narrative power.
Lichtenstein's technique has been characterized by Ernst A. Busche as "the enlargement and unification of his source material ... on the basis of strict artistic principles". Extracted from a larger narrative, the resulting stylized image became in some cases a "virtual abstraction". By recreating their minimalistic graphic techniques, Lichtenstein reinforced the artificial nature of comic strips and advertisements. Lichtenstein's magnification of his source material made his impersonally drawn motifs seem all the more empty. Busche also says that although a critique of modern industrial America may be read into these images, Lichtenstein "would appear to accept the environment as revealed by his reference material as part of American capitalist industrial culture".
David McCarthy contrasted Lichtenstein's "dispassionate, detached and oddly disembodied" presentation of aerial combat with the work of H.C. Westermann, for whom the experience of military service in World War II instilled a need to horrify and shock. In contrast, Lichtenstein registers his "comment on American civilization" by scaling up inches-high comic book images to the oversized dimensions of history painting. Laura Brandon saw an attempt to convey "the trivialization of culture endemic in contemporary American life" by depicting a shocking scene of combat as a banal Cold War act.
Carol Strickland and John Boswell say that by magnifying the comic book panels to an enormous size with dots, "Lichtenstein slapped the viewer in the face with their triviality." H. H. Arnason noted that Whaam! presents "limited, flat colors and hard, precise drawing," which produce "a hard-edge subject painting that documents while it gently parodies the familiar hero images of modern America." The flat and highly finished style of planned brushstrokes can be seen as pop art's reaction against the looseness of abstract expressionism. Alastair Sooke says that the work can be interpreted as a symbolic self-portrait in which the pilot in the left panel represents Lichtenstein "vanquishing his competitors in a dramatic art-world dogfight" by firing a missile at the colorful "parody of abstract painting" in the right panel.
According to Ernesto Priego, while the work adapts a comic-book source, the painting is neither a comic nor a comics panel, and "its meaning is solely referential and post hoc." It directs the attention of its audience to features such as genre and printing methods. Visually and narratively, the original panel was the climactic element of a dynamic page composition. Lichtenstein emphasizes the onomatopoeia while playing down articulated speech by removing the speech balloon. According to Priego, "by stripping the comics panel from its narrative context, Whaam! is representative in the realm of fine art of the preference of the image-icon over image-narrative".
Whaam! is sometimes said to belong to the same anti-war genre as Picasso's Guernica, a suggestion dismissed by Bradford R. Collins. Instead, Collins views the painting as a revenge fantasy against Lichtenstein's first wife Isabel, conceived as it was during their bitter divorce battle (the couple separated in 1961 and divorced in 1965).
## Legacy
Marla F. Prather observed that Whaam!'s grand scale and dramatic depiction contributed to its position as a historic work of pop art. With As I Opened Fire, Lichtenstein's other monumental war painting, Whaam! is regarded as the culmination of Lichtenstein's dramatic war-comics works, according to Diane Waldman. It is widely described as either Lichtenstein's most famous work, or, along with Drowning Girl, as one of his two most famous works. Andrew Edgar and Peter Sedgwick describe it, along with Warhol's Marilyn Monroe prints, as one of the most famous works of pop art. Gianni Versace once linked the two iconic pop art images via his gown designs. According to Douglas Coupland, the World Book Encyclopedia used pictures of Warhol's Monroes and Whaam! to illustrate its Pop art entry.
Comic books were in turn affected by the cultural impact of pop art. By the mid-1960s, some comic books were displaying a new emphasis on garish colors, emphatic sound effects and stilted dialogue—the elements of comic book style that had come to be regarded as camp—in an attempt to appeal to older, college-age readers who appreciated pop art. Gravett observed that the "simplicity and outdatedness [of comic books] were ripe for being mocked".
Whaam! was one of the key works exhibited in a major Lichtenstein retrospective in 2012–2013 that was designed, according to Li-mei Hoang, to demonstrate "the importance of Lichtenstein's influence, his engagement with art history and his enduring legacy as an artist". In his review of the Lichtenstein Retrospective at the Tate Modern, Adrian Searle of The Guardian—who was generally unenthusiastic about Lichtenstein's work—credited the work's title with accurately describing its graphic content: "Whaam! goes the painting, as the rocket hits, and the enemy fighter explodes in a livid, comic-book roar." Daily Telegraph critic Alastair Smart wrote a disparaging review in which he acknowledged Lichtenstein's reputation as a leading figure in "Pop Art's cheeky assault on the swaggering, self-important Abstract Expressionists", whose works Smart said Whaam! mimicked by its huge scale. Smart said the work was neither a positive commentary on the fighting American spirit nor a critique, but was notable for marking "Lichtenstein's incendiary impact on the US art scene".
Detractors have raised concerns over Lichtenstein's appropriation, in that he directly references imagery from other sources in Whaam! and other works of the period. Some have denigrated it as mere copying, to which others have countered that Lichtenstein altered his sources in significant, creative ways. In response to claims of plagiarism, the Roy Lichtenstein Foundation has noted that publishers have never sued for copyright infringement, and that they never raised the issue when Lichtenstein's comics-derived work first gained attention in the 1960s. Other criticism centers on Lichtenstein's failure to credit the original artists of his sources; Ernesto Priego implicates National Periodicals in the case of Whaam!, as the artists were never credited in the original comic books.
In Alastair Sooke's 2013 BBC Four documentary that took place in front of Whaam!'' at the Tate Modern, British comic book artist Dave Gibbons disputed Sooke's assertion that Lichtenstein's painting improved upon Novick's panel, saying: "This to me looks flat and abstracted, to the point of view that to my eyes it's confusing. Whereas the original has got a three-dimensional quality to it, it's got a spontaneity to it, it's got an excitement to it, and a way of involving the viewer that this one lacks." Gibbons has parodied Lichtenstein's derivation of the Novick work.
## See also
- 1963 in art
|
5,068,852 |
Pearl Jam
| 1,173,205,476 |
American rock band
|
[
"1990 establishments in Washington (state)",
"Alternative rock groups from Washington (state)",
"American grunge groups",
"Epic Records artists",
"Grammy Award winners",
"Hard rock musical groups from Washington (state)",
"J Records artists",
"Musical groups established in 1990",
"Musical groups from Seattle",
"Musical groups from Washington (state)",
"Musical quintets",
"Pearl Jam",
"Third Man Records artists",
"Universal Music Group artists"
] |
Pearl Jam is an American rock band formed in Seattle, Washington, in 1990. The band's lineup consists of founding members Jeff Ament (bass guitar), Stone Gossard (rhythm guitar), Mike McCready (lead guitar), and Eddie Vedder (lead vocals, guitar), as well as Matt Cameron (drums), who joined in 1998. Keyboardist Boom Gaspar has also been a touring/session member with the band since 2002. Drummers Jack Irons, Dave Krusen, Matt Chamberlain, and Dave Abbruzzese are former members of the band. Pearl Jam outsold many of their contemporaries from the early 1990s, and are considered one of the most influential bands of the decade, being dubbed as "the most popular American rock and roll band of the '90s".
Formed after the demise of Gossard and Ament's previous band, Mother Love Bone, Pearl Jam broke into the mainstream with their debut album, Ten, in 1991. Ten stayed on the Billboard 200 chart for nearly five years, and has gone on to become one of the highest-selling rock records ever, going 13× platinum in the United States. Released in 1993, Pearl Jam's second album, Vs., sold over 950,000 copies in its first week of release, setting the record for most copies of an album sold in its first week of release at the time. Their third album, Vitalogy (1994), became the second-fastest-selling CD in history at the time, with more than 877,000 units sold in its first week.
One of the key bands in the grunge movement of the early 1990s, Pearl Jam's members often shunned popular music industry practices such as making music videos or participating in interviews. The band also sued Ticketmaster, claiming it had monopolized the concert-ticket market. In 2006, Rolling Stone described the band as having "spent much of the past decade deliberately tearing apart their own fame".
Pearl Jam had sold more than 85 million albums worldwide by 2018, including nearly 32 million albums in the United States by 2012, making them one of the best-selling bands of all time. Pearl Jam was inducted into the Rock and Roll Hall of Fame in 2017 in its first year of eligibility. They were ranked eighth in a readers' poll by Rolling Stone magazine in its "Top Ten Live Acts of All Time" issue. Throughout its career, the band has also promoted wider social and political issues, from pro-abortion rights sentiments to opposition to George W. Bush's presidency. Vedder acts as the band's spokesman on these issues.
## History
### Formation and early years (1984–1990)
Stone Gossard and Jeff Ament were members of grunge band Green River during the mid-1980s. Green River toured and recorded to moderate success but disbanded in 1987 due to a stylistic division between the pair and bandmates Mark Arm and Steve Turner. In late 1987, Gossard and Ament began playing with Malfunkshun vocalist Andrew Wood, eventually organizing the band Mother Love Bone. In 1988 and 1989, the band recorded and toured to increasing interest and found the support of the PolyGram record label, which signed the band in early 1989. Mother Love Bone's debut album, Apple, was released in July 1990, four months after Wood died of a heroin overdose.
Ament and Gossard were devastated by the death of Wood and the resulting demise of Mother Love Bone. Gossard spent his time afterwards writing material that was harder-edged than what he had been doing previously. After a few months, Gossard started practicing with fellow Seattle guitarist Mike McCready, whose band, Shadow, had broken up; McCready in turn encouraged Gossard to reconnect with Ament. After practicing for a while, the trio sent out a five-song demo tape in order to find a singer and a drummer. They gave former Red Hot Chili Peppers drummer Jack Irons the demo to see if he would be interested in joining the band and to distribute the demo to anyone he felt might fit the lead vocal position.
Irons passed on the invitation but gave the demo to his friend Eddie Vedder. Vedder was the lead vocalist for a San Diego band Bad Radio and worked part-time at a gas station. He listened to the tape shortly before going surfing, where lyrics came to him. He then recorded the vocals to three of the songs ("Alive", "Once", and "Footsteps") in what he later described as a "mini-opera" titled Mamasan. Vedder sent the tape with his vocals back to the three Seattle musicians, who were impressed enough to fly Vedder up to Seattle for an audition. Within a week, Vedder had joined the band.
With the addition of Dave Krusen on drums, the band took the name Mookie Blaylock, in reference to the then-active basketball player. The band played its first official show at the Off Ramp Café in Seattle on October 22, 1990. They opened for Alice in Chains at the Moore Theatre in Seattle on December 22, 1990, and served as the opening act for the band's Facelift tour in 1991. Mookie Blaylock soon signed to Epic Records and renamed themselves Pearl Jam. In an early promotional interview, Vedder said that the name "Pearl Jam" was a reference to his great-grandmother Pearl, who was married to a Native American and had a special recipe for peyote-laced jam. In a 2006 cover story for Rolling Stone, Vedder admitted that this story was "total bullshit", but he did have a great-grandma named Pearl. Ament and McCready explained that Ament came up with "pearl", and that the band later settled on Pearl Jam after attending a Neil Young concert, in which he extended his songs as improvisations of 15–20 minutes in length.
### Ten and the grunge explosion (1991–1992)
Pearl Jam entered Seattle's London Bridge Studios in March 1991 to record its debut album Ten. McCready said that "Ten was mostly Stone and Jeff; Eddie and I were along for the ride at that time." Krusen left the band in May 1991 after checking himself into rehabilitation for alcoholism; he was replaced by Matt Chamberlain, who previously played with Edie Brickell & New Bohemians. After playing only a handful of shows, one of which was filmed for the "Alive" video, Chamberlain left to join the band for Saturday Night Live. Chamberlain suggested Dave Abbruzzese as his replacement. Abbruzzese joined the group and played the rest of Pearl Jam's live shows supporting Ten.
Released on August 27, 1991, Ten (named after Mookie Blaylock's jersey number) contained 11 tracks dealing with dark subjects like depression, suicide, loneliness, and murder. Ten's musical style, influenced by classic rock, combined an "expansive harmonic vocabulary" with an anthemic sound. The album was slow to sell, but by the second half of 1992 it became a breakthrough success, being certified gold and reaching number two on the Billboard charts. Ten produced the hit singles "Alive", "Even Flow", and "Jeremy". Originally interpreted as an anthem by many, Vedder later revealed that "Alive" tells the semi-autobiographical tale of a son discovering that his father is actually his stepfather, and his mother's grief turns her to sexually embrace her son, who strongly resembles the biological father. In this lyric, even though Vedder originally looked at "being alive as a curse", as the sadness the speaker in the song suggests, "But as fans quickly turned the title phrase into a self-empowering anthem", particularly at Pearl Jam concerts, Vedder said: "they lifted the curse. The audience changed the meaning for me", he told VH1 Storytellers in 2006.
The song "Jeremy" and its accompanying video were inspired by a true story in which a high school student shot himself in front of his classmates. Ten stayed on the Billboard charts for nearly five years, going 13× platinum.
With the success of Ten, Pearl Jam became a key member of the Seattle grunge explosion, along with Alice in Chains, Nirvana, and Soundgarden. The band was criticized in the music press; British music magazine NME wrote that Pearl Jam was "trying to steal money from young alternative kids' pockets". Nirvana's Kurt Cobain angrily attacked Pearl Jam, claiming the band were commercial sellouts, and argued Ten was not a true alternative album because it had so many prominent guitar leads. Cobain later reconciled with Vedder, and they reportedly were on amicable terms before Cobain's death in 1994.
Pearl Jam toured relentlessly in support of Ten. Ament stated that "essentially Ten was just an excuse to tour", adding: "We told the record company, 'We know we can be a great band, so let's just get the opportunity to get out and play.'" The band's manager Kelly Curtis stated: "Once people came and saw them live, this lightbulb would go on. Doing their first tour, you kind of knew it was happening and there was no stopping it." Early on in Pearl Jam's career, the band became known for its intense live performances. Looking back at this time, Vedder said that "playing music and then getting a shot at making a record and at having an audience and stuff, it's just like an untamed force... But it didn't come from jock mentality. It came from just being let out of the gates."
In 1992, Pearl Jam made television appearances on Saturday Night Live and MTV Unplugged and took a slot on that summer's Lollapalooza tour with Ministry, Red Hot Chili Peppers, and Soundgarden, among others. The band contributed two songs to the soundtrack of the 1992 Cameron Crowe film Singles: "State of Love and Trust" and "Breath". Ament, Gossard and Vedder appeared in Singles under the name Citizen Dick; their parts were filmed when Pearl Jam was known as Mookie Blaylock.
### Vs., Vitalogy and dealing with success (1993–1995)
The band members grew uncomfortable with their success, with much of the burden of Pearl Jam's popularity falling on frontman Vedder. While Pearl Jam received four awards at the 1993 MTV Video Music Awards for its video for "Jeremy", including Video of the Year and Best Group Video, the band refused to make a video for "Black" in spite of pressure from the label. This action began a trend of the band refusing to make videos for its songs. Vedder felt that the concept of music videos robbed listeners from creating their own interpretations of the song, stating that "Before music videos first came out, you'd listen to a song with headphones on, sitting in a beanbag chair with your eyes closed, and you'd come up with your own visions, these things that came from within. Then all of a sudden, sometimes even the first time you heard a song, it was with these visual images attached, and it robbed you of any form of self-expression." "Ten years from now", Ament said, "I don't want people to remember our songs as videos."
Pearl Jam headed into the studio in early 1993 facing the challenge of following up the commercial success of its debut. McCready said: "The band was blown up pretty big and everything was pretty crazy." Released on October 19, 1993, Pearl Jam's second album, Vs., sold 950,378 copies in its first week of release and outperformed all other entries in the Billboard top ten that week combined. The album set the record for most copies of an album sold in its first week of release, which it held until broken by Garth Brooks' 1998 album Double Live. Vs. included the singles "Go", "Daughter", "Animal", and "Dissident". Paul Evans of Rolling Stone stated: "Few American bands have arrived more clearly talented than this one did with Ten; and Vs. tops even that debut." He added: "Like Jim Morrison and Pete Townshend, Vedder makes a forte of his psychological-mythic explorations... As guitarists Stone Gossard and Mike McCready paint dense and slashing backdrops, he invites us into a drama of experiment and strife." The band decided, beginning with the release of Vs., to scale back its commercial efforts. The members declined to produce any more music videos after the massive success of "Jeremy" and opted for fewer interviews and television appearances. Industry insiders compared Pearl Jam's tour that year to the touring habits of Led Zeppelin in that the band "ignored the press and took its music directly to the fans". During the Vs. Tour, the band set a cap on ticket prices in an attempt to thwart scalpers.
By 1994, Pearl Jam was "fighting on all fronts" as its manager described the band at the time. Reporter Chuck Philips broke a series of stories showing that Ticketmaster was gouging Pearl Jam's customers. Pearl Jam was outraged when, after it played a pair of charity benefit shows in Chicago, it discovered that ticket vendor Ticketmaster had added a service charge to the tickets. Pearl Jam was committed to keeping their concert ticket prices down but Fred Rosen of Ticketmaster refused to waive the service charge. Because Ticketmaster controlled most major venues, the band was forced to create from scratch its own outdoor stadiums in rural areas in order to perform. Pearl Jam's efforts to organize a tour without the ticket giant collapsed, which Pearl Jam said was evidence of Ticketmaster's monopoly. An analysis of journalist Chuck Philips' investigative series in a well known legal monograph concluded that it was hard to imagine a legitimate reason for Ticketmaster's exclusive contracts with venues and contracts to cover such a lengthy period of time. The authors wrote: "The pervasiveness of Ticketmaster's exclusive agreements, coupled with their excessive duration and the manner in which they are procured, supported a finding that Ticketmaster had engaged in anticompetitive conduct under section 2 of the Sherman Act."
The United States Department of Justice was investigating the company's practices at the time and asked the band to create a memorandum of its experiences with the company. Band members Gossard and Ament testified at a subcommittee investigation on June 30, 1994 in Washington, D.C. Pearl Jam alleged that Ticketmaster used anti-competitive and monopolistic practices to gouge fans. After Pearl Jam's testimony before Congress, Congressman Dingell (D-Mich.) wrote a bill requiring full disclosure to prevent Ticketmaster from burying escalating service fees. Pearl Jam's manager said he was gratified that Congress recognized the problem as a national issue. The band eventually canceled its 1994 summer tour in protest. After the Justice Department dropped the case, Pearl Jam continued to boycott Ticketmaster, refusing to play venues that had contracts with the company. The band tried to work around Ticketmaster's exclusive contracts by hosting charities and benefits at major venues because the exclusive contracts often contained a clause allowing charity event promoters to sell their own tickets. Music critic Jim DeRogatis noted that, along with the Ticketmaster debacle, "the band has refused to release singles or make videos; it has demanded that its albums be released on vinyl; and it wants to be more like its 1960s heroes, The Who, releasing two or three albums a year". He also stated that sources said that most of the band's third album Vitalogy was completed by early 1994, but that either a forced delay by Epic or the battle with Ticketmaster was to blame for the delay.
Pearl Jam wrote and recorded while touring behind Vs. and the majority of the tracks for Vitalogy were recorded during breaks on the tour. Tensions within the band had increased by this time. Producer Brendan O'Brien said: "Vitalogy was a little strained. I'm being polite—there was some imploding going on." After Pearl Jam finished the recording of Vitalogy, drummer Dave Abbruzzese was fired. The band cited political differences between Abbruzzese and the other members; for example, Abbruzzese disagreed with the Ticketmaster boycott. He was replaced by Jack Irons, who had connected Vedder to the rest of the band some four years prior. Irons made his debut with the band at Neil Young's 1994 Bridge School Benefit, but he was not announced as the band's new drummer until its 1995 Self-Pollution satellite radio broadcast, a four-and-a-half-hour-long pirate broadcast out of Seattle which was available to any radio stations that wanted to carry it.
Vitalogy was released first on November 22, 1994 on vinyl and then two weeks later on December 6, 1994 on CD and cassette. The CD became the second-fastest-selling in history, with more than 877,000 units sold in its first week. Stephen Thomas Erlewine of AllMusic stateed that "thanks to its stripped-down, lean production, Vitalogy stands as Pearl Jam's most original and uncompromising album". Many of the songs on the album appear to be inspired by the pressures of fame. The song "Spin the Black Circle", an homage to vinyl records, won a Grammy Award in 1996 for Best Hard Rock Performance. Vitalogy also included the songs "Not for You", "Corduroy", "Better Man", and "Immortality". "Better Man" (), a song originally written and performed by Vedder while in Bad Radio, reached number one on the Billboard Mainstream Rock chart, spending a total of eight weeks there. Considered a "blatantly great pop song" by producer Brendan O'Brien, Pearl Jam was reluctant to record it and initially rejected it from Vs. due to its accessibility.
The band continued its boycott against Ticketmaster during its 1995 tour for Vitalogy, but was surprised that virtually no other bands joined. Pearl Jam's initiative to play only at non-Ticketmaster venues effectively, with a few exceptions, prevented it from playing shows in the United States for the next three years. Ament later said: "We were so hardheaded about the 1995 tour. Had to prove we could tour on our own, and it pretty much killed us, killed our career." In the same year, Pearl Jam backed Neil Young, whom the band had noted as an influence, on his album Mirror Ball. Contractual obligations prevented the use of the band's name anywhere on the album, but the members were all credited individually in the album's liner notes. Two songs from the sessions were left off Mirror Ball: "I Got Id" and "Long Road". These two tracks were released separately by Pearl Jam in the form of the 1995 EP Merkin Ball.
### No Code and Yield (1996–1999)
Following the round of touring for Vitalogy, the band went into the studio to record No Code. Vedder said: "Making No Code was all about gaining perspective." Released in 1996, No Code was seen as a deliberate break from the band's sound since Ten, favoring experimental ballads and noisy garage rockers. David Browne of Entertainment Weekly stated that "No Code displays a wider range of moods and instrumentation than on any previous Pearl Jam album." The lyrical themes on the album deal with issues of self-examination, with Ament stating: "In some ways, it's like the band's story. It's about growing up." Although the album debuted at number one on the Billboard charts, it quickly fell down the charts. No Code included the singles "Who You Are" (), "Hail, Hail", and "Off He Goes". As with Vitalogy, very little touring was done to promote No Code because of the band's refusal to play in Ticketmaster's venue areas. A European tour took place in the fall of 1996. Gossard stated that there was "a lot of stress associated with trying to tour at that time" and that "it was growing more and more difficult to be excited about being part of the band".
Following the short tour for No Code, the band went into the studio in 1997 to record its follow-up. The sessions for the band's fifth album represented more of a team effort among all members of the group, with Ament stating that "everybody really got a little bit of their say on the record... because of that, everybody feels like they're an integral part of the band". On February 3, 1998, Pearl Jam released Yield. The album was cited as a return to the band's early, straightforward rock sound. Tom Sinclair of Entertainment Weekly stated that the band has "turned in an intermittently affecting album that veers between fiery garage rock and rootsy, acoustic-based ruminations. Perhaps mindful of their position as the last alt-rock ambassadors with any degree of clout, they've come up with their most cohesive album since their 1991 debut, Ten." Lyrically, Yield continued with the more contemplative type of writing found on No Code, with Vedder saying: "What was rage in the past has become reflection." Yield debuted at number two on the Billboard charts, but like No Code soon began dropping down the charts. It included the singles "Given to Fly" and "Wishlist". The band hired comic book artist Todd McFarlane to create an animated video for the song "Do the Evolution" from the album, its first music video since 1992. A documentary detailing the making of Yield, Single Video Theory, was released on VHS and DVD later that year.
In April 1998, Pearl Jam again changed drummers. Jack Irons left the band due to dissatisfaction with touring and was replaced with former Soundgarden drummer Matt Cameron on a temporary basis, but he soon became a permanent replacement for Irons. Pearl Jam's 1998 Yield Tour in North America marked the band's return to full-scale touring. The band's anti-trust lawsuit against Ticketmaster had proven to be unsuccessful and hindered live tours. Many fans had complained about the difficulty in obtaining tickets and the use of non-Ticketmaster venues, which were judged to be out-of-the-way and impersonal. For this tour and future tours, Pearl Jam again began using Ticketmaster in order to "better accommodate concertgoers". The 1998 summer tour was a big success, and after it was completed the band released Live on Two Legs, a live album which featured select performances from the tour.
In 1998, Pearl Jam recorded "Last Kiss", a cover of a 1960s ballad made famous by J. Frank Wilson and the Cavaliers. It was recorded during a soundcheck and released on the band's 1998 fan club Christmas single. The following year, the cover was put into heavy rotation across the country. By popular demand, the cover was released to the public as a single in 1999, with all of the proceeds going to the aid of refugees of the Kosovo War. The band also decided to include the song on the 1999 charity compilation album, No Boundaries: A Benefit for the Kosovar Refugees. "Last Kiss" peaked at number two on the Billboard charts and became the band's highest-charting single.
### Binaural and the Roskilde tragedy (2000–2001)
Following its full-scale tour in support of Yield, the band took a short break, but then reconvened toward the end of 1999 and commenced work on a new album. On May 16, 2000, Pearl Jam released its sixth studio album, Binaural. It was drummer Matt Cameron's studio recording debut with the band. The title is a reference to the binaural recording techniques that were utilized on several tracks by producer Tchad Blake, known for his use of the technique. Binaural was the first album since the band's debut not produced by Brendan O'Brien, although O'Brien was called in later to remix several tracks. Gossard stated that the band members "were ready for a change". Jon Pareles of Rolling Stone wrote: "Apparently as tired of grunge as everyone except Creed fans, Pearl Jam delve elsewhere." He added: "The album reflects both Pearl Jam's longstanding curse of self-importance and a renewed willingness to be experimental or just plain odd." The album is lyrically darker than the band's previous album Yield, with Gossard describing the lyrics as "pretty sombre". Binaural included the singles "Nothing as It Seems", one of the songs featuring binaural recording, and "Light Years". The album sold just over 700,000 copies and became the first Pearl Jam studio album to fail to reach platinum status.
Pearl Jam decided to record every show on its 2000 Binaural Tour professionally, after noting the desire of fans to own a copy of the shows they attended and the popularity of bootleg recordings. The band had been open in the past about allowing fans to make amateur recordings, and these "official bootlegs" were an attempt to provide a more affordable and better quality product for fans. Pearl Jam originally intended to release them to only fan club members, but the band's record contract prevented it from doing so. Pearl Jam released all of the albums in record stores as well as through its fan club. The band released 72 live albums in 2000 and 2001, and twice set a record for most albums to debut in the Billboard 200 at the same time.
Pearl Jam's 2000 European tour ended in tragedy on June 30, with an accident at the Roskilde Festival in Denmark. Nine fans were crushed underfoot and suffocated to death as the crowd rushed to the front. After numerous requests for the crowd to step back, the band stopped playing and tried to calm the crowd when the musicians realized what was happening, but it was already too late. The two remaining dates of the tour were canceled and members of the band contemplated retiring after this event.
A month after the European tour concluded, the band embarked on its two-leg 2000 North American tour. On performing after the Roskilde tragedy, Vedder said that "playing, facing crowds, being together—it enabled us to start processing it". On October 22, 2000, the band played the MGM Grand in Las Vegas, celebrating the tenth anniversary of its first live performance as a band. Vedder took the opportunity to thank the many people who had helped the band come together and make it to ten years. He noted that "I would never do this accepting a Grammy or something." After concluding the Binaural Tour, the band released Touring Band 2000 the following year. The DVD featured select performances from the North American legs of the tour.
Following the events of the September 11, 2001 terrorist attacks, Vedder and McCready were joined by Neil Young to perform the song "Long Road" from the EP Merkin Ball at the America: A Tribute to Heroes benefit concert. The concert, which aired on September 21, 2001, raised money for the victims and their families.
### Riot Act (2002–2005)
Pearl Jam commenced work on a new album following a year-long break after its full-scale tour in support of Binaural. McCready described the recording environment as "a pretty positive one" and "very intense and spiritual". Regarding the time period when the lyrics were being written, Vedder said: "There's been a lot of mortality... It's a weird time to be writing. Roskilde changed the shape of us as people, and our filter for seeing the world changed." Pearl Jam released Riot Act on November 12, 2002. It included the singles "I Am Mine" and "Save You". The album featured a much more folk-based and experimental sound, evident in the presence of B3 organist Boom Gaspar on songs such as "Love Boat Captain". Stephen Thomas Erlewine of AllMusic wrote: "Riot Act is the album that Pearl Jam has been wanting to make since Vitalogy—a muscular art rock record, one that still hits hard but that is filled with ragged edges and odd detours." The track entitled "Arc" was recorded as a vocal tribute to the nine people who died at the Roskilde Festival in June 2000. Vedder only performed this song nine times on the 2003 tour, and the band left the track off all released bootlegs.
In 2003, the band embarked on its Riot Act Tour, which included tours in Australia and North America. The band continued its official bootleg program, making every concert from the tour available in CD form through its official website. A total of six bootlegs were made available in record stores: Perth, Western Australia; Tokyo; State College, Pennsylvania; two shows from Madison Square Garden; and Mansfield, Massachusetts. At many shows during the 2003 North American tour, Vedder performed Riot Acts "Bu\$hleaguer", a commentary on President George W. Bush, with a rubber mask of Bush, wearing it at the beginning of the song and then hanging it on a mic stand to allow him to sing. The band made news when it was reported that several fans left after Vedder had "impaled" the Bush mask on his mic stand at the band's show in Denver, Colorado.
In June 2003, Pearl Jam announced it was leaving Epic Records following the end of its contract with the label. The band stated it had "no interest" in signing with another label. The band's first release without a label was the single for "Man of the Hour", in partnership with Amazon.com. Director Tim Burton approached Pearl Jam to request an original song for the soundtrack of his film Big Fish. After screening an early print of the film, Pearl Jam recorded the song for him. "Man of the Hour", which was later nominated for a Golden Globe Award, can be heard in the closing credits of Big Fish.
The band released Lost Dogs, a two-disc collection of rarities and B-sides, and Live at the Garden, a DVD featuring the band's July 8, 2003 concert at Madison Square Garden through Epic Records in November 2003. In 2004, Pearl Jam released the live album Live at Benaroya Hall through a one-album deal with BMG. 2004 marked the first time that Pearl Jam licensed a song for usage in a television show; a snippet of the song "Yellow Ledbetter" was used in the final episode of the television series Friends. Later that year, Epic released rearviewmirror (Greatest Hits 1991–2003), a greatest-hits collection spanning 1991 to 2003. This release marked the end of Pearl Jam's contractual agreement with Epic Records.
Pearl Jam played a show at Easy Street Records in Seattle in April 2005; recordings from the show were compiled for the album Live at Easy Street and released exclusively to independent record stores in June 2006. The band embarked on a Canadian cross-country tour in September 2005, kicking off the tour with a fundraising concert in Missoula, Montana for Democratic politician Jon Tester and playing The Gorge Amphitheatre. After touring Canada, Pearl Jam proceeded to open a Rolling Stones concert in Pittsburgh, then played two shows at the Borgata casino in Atlantic City, New Jersey, then closed the tour with a concert in Philadelphia, Pennsylvania. The official bootlegs for the band's 2005 shows were distributed via Pearl Jam's official website in MP3 form. Pearl Jam also played a benefit concert to raise money for Hurricane Katrina relief on October 5, 2005 at the House of Blues in Chicago. On November 22, 2005, Pearl Jam began its first Latin American tour.
### Move to J Records and Pearl Jam (2006–2008)
The work for Pearl Jam's follow-up to Riot Act began after its appearance on the 2004 Vote for Change tour. The time period between the two albums was the longest gap between Pearl Jam's studio albums to date and the new album was its first release for a new label. Clive Davis announced in February 2006 that Pearl Jam had signed with his label J Records, which like Epic, is part of Sony Music Entertainment (then known as Sony BMG), though J has since folded into RCA Records. The album Pearl Jam was released on May 2, 2006. A number of critics cited Pearl Jam as a return to the band's early sound, and McCready compared the material to Vs. in a 2005 interview. Ament said: "The band playing in a room—that came across. There's a kind of immediacy to the record, and that's what we were going for." Chris Willman of Entertainment Weekly wrote that "in a world full of boys sent to do a man's job of rocking, Pearl Jam can still pull off gravitas". Current socio-political issues in the United States are addressed on the album. "World Wide Suicide", a song criticizing the Iraq War and U.S. foreign policy, was released as a single and topped the Billboard Modern Rock chart; it was Pearl Jam's first number one on that chart since "Who You Are" in 1996, and first number one on any chart in the United States since 1998 when "Given to Fly" reached number one on the Mainstream Rock chart. Pearl Jam also included the singles "Life Wasted" and "Gone".
To support Pearl Jam, the band embarked on its 2006 world tour. It toured North America, Australia and notably Europe; Pearl Jam had not toured the continent for six years. The North American tour included three two-night stands opening for Tom Petty and the Heartbreakers. The band served as the headliners for the Leeds and Reading festivals, despite having vowed to never play at a festival again after Roskilde. Vedder started both concerts with an emotional plea to the crowd to look after each other. He commented during the Leeds set that the band's decision to play a festival for the first time after Roskilde had nothing to do with "guts" but with trust in the audience.
In 2007, Pearl Jam recorded a cover of The Who's "Love, Reign o'er Me" for the film Reign Over Me; it was later made available as a music download on the iTunes Music Store. The band embarked on a 13-date European tour, and headlined Lollapalooza in Grant Park, Chicago on August 5, 2007. The band released a CD box set in June 2007, titled Live at the Gorge 05/06, that documents its shows at The Gorge Amphitheatre, and in September 2007 a concert DVD, titled Immagine in Cornice, which documents the band's Italian shows from its 2006 tour was released.
In June 2008, Pearl Jam performed as the headline act at the Bonnaroo Music Festival. The Bonnaroo appearance took place amidst a twelve-date tour in the Eastern United States. In July 2008, the band performed at the VH1 tribute to The Who with Foo Fighters, Incubus and The Flaming Lips. In the days prior to Election Day 2008, Pearl Jam digitally released through its official website a free documentary film, titled Vote for Change? 2004, which follows the band's time spent on the 2004 Vote for Change tour.
### Reissues and Backspacer (2009–2012)
In March 2009, Ten was reissued in four editions, featuring such extras as a remastering and remix of the entire album by Brendan O'Brien, a DVD of the band's 1992 appearance on MTV Unplugged, and an LP of its concert of September 20, 1992 at Magnuson Park in Seattle. It was the first reissue in a planned re-release of Pearl Jam's entire catalog that led up to the band's 20th anniversary in 2011. A Pearl Jam retrospective film directed by Cameron Crowe titled Pearl Jam Twenty was also planned to coincide with the anniversary. In 2011, Vs. and Vitalogy were reissued in the spring time in deluxe form.
Pearl Jam began work for the follow-up to Pearl Jam in early 2008. In 2009, the band began to build on instrumental and demo tracks written during 2008. The album Backspacer was its first to be produced by Brendan O'Brien since Yield. Backspacer debuted at No. 1 on the Billboard music charts, the band's first album to do so since No Code in 1996, and has sold 635,000 copies as of July 2013, according to Nielsen SoundScan. The music on the record features a sound influenced by pop and new wave. Stephen Thomas Erlewine of AllMusic wrote that "prior to Backspacer, Pearl Jam wouldn't or couldn't have made music this unfettered, unapologetically assured, casual, and, yes, fun". Regarding the lyrics, Vedder said: "I've tried, over the years, to be hopeful in the lyrics, and I think that's going to be easier now." "The Fixer" was chosen as the album's first single. Pearl Jam did not re-sign its record deal with J Records, and the band released the album through its own label Monkeywrench Records in the United States and through Universal Music Group internationally. Pearl Jam reached a deal with Target to be the exclusive big-box retailer for the album in the United States. The album also saw release through the band's official website, independent record stores, online retailers, and iTunes. In an interview in September 2009 McCready revealed that Pearl Jam was scheduled to finish the Backspacer outtakes within six months, and told San Diego radio station KBZT that the band may release an EP in 2010 consisting of those songs, and Vedder instead suggested that the songs may be used for the band's next studio album.
In August 2009, Pearl Jam headlined the Virgin Festival, the Outside Lands Music and Arts Festival, and played five shows in Europe and three in North America. In October 2009, Pearl Jam headlined the Austin City Limits Music Festival. Later in October on Halloween night, the band played in what was the last performance at the Philadelphia Spectrum. An additional leg consisting of a tour of Oceania took place afterwards. In May 2010, the band embarked on a month-long tour starting with the New Orleans Jazz & Heritage Festival. The tour headed to the East Coast and ended May 21, 2010 at Madison Square Garden in New York. A European tour took place in June and July 2010, where the band performed in Northern Ireland for the first time at the Odyssey Arena in Belfast. In late October 2010, Pearl Jam performed at the 24th Annual Bridge School Benefit Concert at the Shoreline Amphitheater in Mountain View, California. A live album, titled Live on Ten Legs, was released on January 17, 2011. It is a compilation of live tracks from their 2003 to 2010 world tours, and is a follow-up to Live on Two Legs, which consisted of songs recorded during their 1998 North American tour.
In March 2011, bassist Jeff Ament told Billboard that the band had 25 songs and they'd be heading into the studio in April to begin recording the follow-up to Backspacer. On May 16, 2011, the band confirmed that they would play the Labor Day weekend at the Alpine Valley Music Theatre in East Troy, Wisconsin, followed by ten shows in Canada.
On September 8, 2011, the band released a new song titled "Olé". On November 18, the band released Toronto 9.11.11—a free live album available through the launch of Google Music. On November 21, 2011, as part of their PJ20 World Tour, Pearl Jam visited Costa Rica for the first time to a 30,000 crowd of fans at the National Stadium. The following month, the band announced a tour of Europe, which started in June 2012.
### Lightning Bolt (2013–2017)
On July 11, 2013, the band announced that their tenth studio album Lightning Bolt would be released internationally on October 14, 2013 and on the next day in the United States, along with releasing the first single "Mind Your Manners". The band played a two-leg tour in North America during October and November, followed by headlining the final Big Day Out festival in Australia and New Zealand in 2014. The second single, "Sirens", was released on September 18, 2013. After selling 166,000 copies in its first week, Lightning Bolt became Pearl Jam's fifth album to reach number one on the Billboard 200. At the 57th Annual Grammy Awards in February 2015, the album won the award for Best Recording Package. In November 2015 the band played a nine-date tour of Latin America.
In January 2016, the band announced a tour of the United States and Canada, including appearances at the New Orleans Jazz Festival and Bonnaroo. In April 2017, Pearl Jam was inducted into the Rock and Roll Hall of Fame. At the ceremony they were inducted by comedian David Letterman. In August 2017, the band announced the release of the live album and concert film Let's Play Two from the band's shows at Wrigley Field in Chicago the previous year.
### Touring and Gigaton (2018–present)
The band launched a 2018 tour with shows in South America in March 2018, including shows at the Lollapalooza festival events in Brazil, Chile and Argentina, with the latter being cancelled due to heavy rain the night before. followed by performances in Europe and North America. The tour included two shows for homelessness-related charities in the band's hometown of Seattle.
Prior to the first shows of the tour, Pearl Jam released the song "Can't Deny Me". In December 2019, Pearl Jam confirmed that they would be touring Europe in the summer of 2020. On January 13, 2020, the band announced that their album Gigaton would be released on March 27, 2020. In conjunction with the release of their eleventh studio album, the band also announced tour dates in North America during March and April 2020. However, the North American leg was postponed due to the COVID-19 pandemic, with the aim to reschedule them for a later date. In September 2020, the band confirmed that their MTV Unplugged live set would be released on vinyl and CD for the first time the following month.
In May 2021, Pearl Jam announced the release of a digital collection of nearly 200 concerts dating from 2000 to 2013. The collection of 5,404 individual songs, entitled Deep, is accessible by members of the Pearl Jam Ten Club. On September 18, 2021, the band played their first show since 2018 at the Sea.Hear.Now Festival in Asbury Park, New Jersey, where former Red Hot Chili Peppers guitarist Josh Klinghoffer made his debut as a touring musician with the band. In May 2022, Matt Cameron was forced to miss his first shows in 24 years since joining the band due to testing positive for the COVID-19 virus. Josh Klinghoffer and Richard Stuverud played drums for Cameron.
## Musical style and influences
Compared with the other grunge bands of the early 1990s, Pearl Jam's style is noticeably less heavy and harks back to the classic rock music of the 1970s. Pearl Jam has cited many classic rock bands and artists as influences, including The Who, Led Zeppelin, Neil Young, The Rolling Stones, Pink Floyd, Jimi Hendrix, and the Ramones. Pearl Jam's success has been attributed to its sound, which fuses "the riff-heavy stadium rock of the '70s with the grit and anger of '80s post-punk, without ever neglecting hooks and choruses". Gossard's rhythm guitar style is known for its sense of beat and groove, while McCready's lead guitar style, influenced by artists such as Jimi Hendrix, has been described as "feel-oriented" and "rootsy".
Pearl Jam has broadened its musical range with subsequent releases. As he had more influence on the band's sound, Vedder sought to make the band's musical output less catchy. He said: "I felt that with more popularity, we were going to be crushed, our heads were going to pop like grapes." By 1994's Vitalogy, the band began to incorporate more punk influences into its music. The band's 1996 album, No Code, was a deliberate break from the musical style of Ten. The songs on the album featured elements of garage rock, worldbeat, and experimentalism. After 1998's Yield, which was somewhat of a return to the straightforward rock approach of the band's early work, they dabbled with experimental art rock on the Binaural album of 2000, and with folk rock elements on the 2002 album Riot Act. The band's 2006 self-titled album was cited as a return to their early sound. Their 2009 album, Backspacer, contains elements of pop and new wave.
Critic Jim DeRogatis describes Vedder's vocals as a "Jim Morrison-like vocal growl". Greg Prato of AllMusic staed: "With his hard-hitting and often confessional lyrical style and Jim Morrison-esque baritone, Vedder also became one of the most copied lead singers in all of rock." Vedder's lyrical topics range from personal ("Alive", "Better Man") to social and political concerns ("Even Flow", "World Wide Suicide"). His lyrics have often invoked the use of storytelling and have included themes of freedom, individualism, and sympathy for troubled individuals. When the band started, Gossard and McCready were designated as rhythm and lead guitarists, respectively. The dynamic began to change when Vedder started to play more rhythm guitar during the Vitalogy era. McCready said in 2006: "Even though there are three guitars, I think there's maybe more room now. Stone will pull back and play a two-note line and Ed will do a power chord thing, and I fit into all that."
## Legacy
While Nirvana had brought grunge to the mainstream in the early 1990s with Nevermind, Pearl Jam's debut Ten outsold it in the United States, and the band became "the most popular American rock & roll band of the '90s" according to AllMusic. Pearl Jam has been described as "modern rock radio's most influential stylists – the workmanlike midtempo chug of songs like 'Alive' and 'Even Flow' just melodic enough to get moshers singing along". The band inspired and influenced a number of bands, including Silverchair, Puddle of Mudd and The Strokes. The band has also been credited for inspiring the indie rock scene of 90s-era urban Pakistan, that has since evolved into a rich rock music culture in the country.
Pearl Jam were ranked at number 8 by Rolling Stone magazine in its "Top Ten Live Acts of All Time". Pearl Jam has been praised for its rejection of rock star excess and its insistence on backing causes it believes in. Music critic Jim DeRogatis stated in the aftermath of the band's battle with Ticketmaster that it "proved that a rock band which isn't comprised of greed heads can play stadiums and not milk the audience for every last dime... it indicated that idealism in rock 'n' roll is not the sole province of those '60s bands enshrined in the Rock and Roll Hall of Fame". In 2001, Eric Weisbard of Spin wrote: "The group that was once accused of being synthetic grunge now seem as organic and principled a rock band as exists." In a 2005 readers' poll in USA Today, Pearl Jam was voted the greatest American rock band of all time. In April 2006, Pearl Jam was awarded the prize for "Best Live Act" in Esquire'''s Esky Music Awards. The blurb called Pearl Jam "the rare superstars who still play as though each show could be their last". Pearl Jam's fanbase following has been compared to that of the Grateful Dead's, with Rolling Stone magazine stating that Pearl Jam "toured incessantly and became one of rock's great arena acts, attracting a fanatical, Grateful Dead-like cult following with marathon, true-believer shows in the vanishing spirit of Bruce Springsteen, the Who and U2".
When asked about Pearl Jam's legacy in a 2000 interview, Vedder said: "I think at some point along the way we began feeling we wanted to give people something to believe in because we all had bands that gave that to us when we needed something to believe in. That was the big challenge for us after the first record and the response to it. The goal immediately became how do we continue to be musicians and grow and survive in view of all this... The answers weren't always easy, but I think we found a way." Their 1992 MTV Unplugged performance was ranked second in Rolling Stones list of its 15 Best Episodes.
## Campaigning and activism
Throughout its career, Pearl Jam has promoted wider social and political issues, from pro-abortion rights sentiments to opposition to George W. Bush's presidency. Vedder acts as the band's spokesman on these issues. The band has promoted an array of causes, including awareness of Crohn's disease, which Mike McCready suffers from, Ticketmaster venue monopolization and the environment and wildlife protection, among others. Guitarist Stone Gossard has been active in environmental pursuits, and has been an advocate of Pearl Jam's carbon neutral policy, offsetting the band's environmental impact. Vedder has advocated for the release of the West Memphis 3 for years and Damien Echols, a member of the three, shares a writing credit for the song "Army Reserve" (from Pearl Jam).
The band, and especially frontman Eddie Vedder, have been vocal supporters of the abortion rights movement. In 1992, Spin printed an article by Vedder, entitled "Reclamation", which detailed his views on abortion. In an MTV Unplugged concert the same year, Vedder stood on a stool and wrote "PRO-CHOICE!" on his arm in protest when the band performed the song "Porch". The band are members of a number of abortion rights organizations, including Choice USA and Voters for Choice.
As members of Rock the Vote and Vote for Change, the band has encouraged voter registration and participation in United States elections. Vedder was outspoken in support of Green Party presidential candidate Ralph Nader in 2000, and Pearl Jam played a series of concerts on the Vote for Change tour in October 2004, supporting the candidacy of John Kerry for U.S. president. In a Rolling Stone feature showcasing the Vote for Change tour's performers, Vedder told the magazine: "I supported Ralph Nader in 2000, but it's a time of crisis. We have to get a new administration."
In 2006, the members of Pearl Jam founded the non-profit organization Vitalogy Foundation. Named after their third studio album, the foundation supports non-profit organizations working in the fields of community health, the environment, arts, education and social change.
Vedder sometimes comments on politics between songs, often to criticize U.S. foreign policy, and a number of his songs, including "Bu\$hleaguer" and "World Wide Suicide", are openly critical of the Bush administration. At Lollapalooza 2007, Vedder spoke out against BP Amoco dumping effluent in Lake Michigan, and at the end of "Daughter", he sang the lyrics "George Bush leave this world alone / George Bush find yourself another home". In the beginning of the second encore Vedder invited Iraq war veteran Tomas Young, the subject of the documentary Body of War, onto the stage to urge an end to the war. Young in turn introduced Ben Harper, who contributed vocals to "No More" and "Rockin' in the Free World". The band later discovered that some of the Bush-related lyrics were excised from the AT&T webcast of the event, and questioned whether that constitutes censorship. AT&T later apologized and blamed the censorship on contractor Davie Brown Entertainment.
Pearl Jam has performed numerous benefit concerts in aid of charities and causes. For example, the band headlined a Seattle concert in 2001 to support the United Nations' efforts to combat world hunger. The band added a date at the Chicago House of Blues to its 2005 tour to help the victims of Hurricane Katrina; the concert proceeds were donated to Habitat for Humanity, the American Red Cross and the Jazz Foundation of America.
In 2011, Pearl Jam was named 2011 Planet Defenders by Rock The Earth for their environmental activism and their large-scale efforts to decrease their own carbon emissions.
## Band members
Current members
- Jeff Ament – bass, backing vocals (1990–present), keyboards (2017-present)
- Stone Gossard – rhythm guitar, backing and occasional lead vocals (1990–present), lead guitar (1993-present), keyboards (1993-1996)
- Mike McCready – lead guitar (1990–present), backing vocals (2009-present)
- Eddie Vedder – lead vocals (1990–present), rhythm guitar (1993-present)
- Matt Cameron – drums, percussion, backing vocals (1998–present)
Touring/session members
- Boom Gaspar – keyboards, piano, organ (2002–present)
- Josh Klinghoffer – guitar, percussion, keyboards, drums, backing vocals (2021–present)
- Richard Stuverud – drums, percussion (2022–present)
Former members
- Dave Krusen – drums, percussion (1990–1991; touring guest 2017, 2022)
- Matt Chamberlain – drums, percussion (1991)
- Dave Abbruzzese – drums, percussion (1991–1994)
- Jack Irons – drums, percussion (1994–1998)
### Timeline
## Discography
- Ten (1991)
- Vs. (1993)
- Vitalogy (1994)
- No Code (1996)
- Yield (1998)
- Binaural (2000)
- Riot Act (2002)
- Pearl Jam (2006)
- Backspacer (2009)
- Lightning Bolt (2013)
- Gigaton'' (2020)
## See also
- List of alternative rock artists
- List of artists who reached number one on the U.S. alternative rock chart
- List of artists who reached number one on the U.S. Mainstream Rock chart
- List of awards and nominations received by Pearl Jam
- List of Rock and Roll Hall of Fame inductees
|
21,491,601 |
Nigersaurus
| 1,173,183,209 |
Genus of reptiles (fossil)
|
[
"Albian life",
"Aptian life",
"Cretaceous Niger",
"Early Cretaceous dinosaurs of Africa",
"Fossil taxa described in 1999",
"Fossils of Niger",
"Rebbachisaurids",
"Taxa named by Paul Sereno"
] |
Nigersaurus (/niːˈʒɛərsɔːrəs, ˈnaɪdʒərsɔːrəs/) is a genus of rebbachisaurid sauropod dinosaur that lived during the middle Cretaceous period, about 115 to 105 million years ago. It was discovered in the Elrhaz Formation in an area called Gadoufaoua, in Niger. Fossils of this dinosaur were first described in 1976, but it was only named Nigersaurus taqueti in 1999, after further and more complete remains were found and described. The genus name means "Niger reptile", and the specific name honours the palaeontologist Philippe Taquet, who discovered the first remains.
Small for a sauropod, Nigersaurus was about 9 m (30 ft) long, and had a short neck. It weighed around 1.9–4 t (2.1–4.4 short tons), comparable to a modern elephant. Its skull was very specialised for feeding, with large fenestrae and thin bones. It had a wide muzzle filled with more than 500 teeth, which were replaced at a rapid rate: around every 14 days. The jaws may have borne a keratinous sheath. Unlike other tetrapods, the tooth-bearing bones of its jaws were rotated transversely relative to the rest of the skull, so that all of its teeth were located far to the front. Its skeleton was highly pneumatised (filled with air spaces connected to air sacs), but the limbs were robustly built.
Nigersaurus and its closest relatives are grouped within the subfamily Rebbachisaurinae (formerly thought to be grouped in the eponymous Nigersaurinae) of the family Rebbachisauridae, which is part of the sauropod superfamily Diplodocoidea. Nigersaurus was probably a browser, and fed with its head close to the ground. The region of its brain that detected smell was underdeveloped, although its brain size was comparable to that of other dinosaurs. There has been debate on whether its head was habitually held downwards, or horizontally like other sauropods. It lived in a riparian habitat, and its diet probably consisted of soft plants, such as ferns, horsetails, and angiosperms. It is one of the most common fossil vertebrates found in the area, and shared its habitat with other dinosaurian megaherbivores, as well as large theropods and crocodylomorphs.
## History of discovery
Remains thought to belong to Nigersaurus were first discovered during a 1965–1972 expedition to the Republic of Niger led by French paleontologist Philippe Taquet, and first mentioned in a paper published in 1976. Although a common genus, the dinosaur had been poorly known until more material of other individuals was discovered during expeditions led by American palaeontologist Paul Sereno in 1997 and 2000. The limited understanding of the genus was the result of poor preservation of its remains, which arises from the delicate and highly pneumatic construction (filled with air spaces connected to air sacs) of the skull and skeleton, in turn causing disarticulation of the fossils. Some of the skull fossils were so thin that a strong light beam was visible through them. Therefore, no intact skulls or articulated skeletons have been found, and these specimens represent the most complete known rebbachisaurid remains.
Nigersaurus was named and described in more detail by Sereno and colleagues only in 1999, based on remains of newly found individuals. The same article also named Jobaria, another sauropod from Niger. The genus name Nigersaurus ("Niger reptile") is a reference to the country where it was discovered, and the specific name taqueti honours Taquet, who was the first to organise large-scale palaeontological expeditions to Niger. The holotype specimen (MNN GAD512) consists of a partial skull and neck. Limb material and a scapula (shoulder blade) found nearby were also referred to the same specimen. These fossils are housed at the National Museum of Niger.
Sereno and the American palaeontologist Jeffrey A. Wilson provided the first detailed description of the skull and feeding adaptations in 2005. In 2007, a more detailed description of the skeleton was published by Sereno ad colleagues, based on a specimen discovered ten years earlier. The fossils, along with a reconstructed skeleton mount and a plastic model of the head and neck, were subsequently presented at the National Geographic Society in Washington. Nigersaurus was dubbed a "Mesozoic cow" in the press, and Sereno stressed that it was the most unusual dinosaur he had ever seen. He likened its physical appearance to Darth Vader and a vacuum cleaner, and compared its tooth shear with a conveyor belt and sharpened piano keys.
Numerous Nigersaurus specimens collected by French and American expeditions remain to be described. Teeth similar to those of Nigersaurus have been found on the Isle of Wight and in Brazil, but it is unknown whether they belonged to relatives of this taxon, or to titanosaurs, whose remains have been found in the vicinity. A lower jaw assigned to the titanosaur Antarctosaurus is likewise similar to that of Nigersaurus, but may have evolved convergently.
## Description
Like all sauropods, Nigersaurus was a quadruped with a small head, thick hind legs, and a prominent tail. Among that clade, Nigersaurus was fairly small, with a body length of only 9 m (30 ft) and a femur reaching only 1 m (3 ft 3 in); it may have weighed around 1.9–4 t (2.1–4.4 short tons), comparable to a modern elephant. It had a short neck for a sauropod, with thirteen cervical vertebrae. Nearly all rebbachisaurids had relatively short necks and a length of 10 m (33 ft) or less. The only members of the family that reached the size of larger sauropods were Rebbachisaurus and Maraapunisaurus.
### Skull
The skull of Nigersaurus was delicate, with the four side fenestrae (openings in the skull) larger than in other sauropodomorphs. The total area of bone connecting the muzzle to the back of the skull was only 1.0 cm<sup>2</sup> (0.16 sq in). These connecting struts of bones were usually less than 2 mm (0.08 in) thick. Despite this, the skull was resistant to the sustained shearing of the teeth. Another unique trait it had among sauropodomorphs was a closed supratemporal fenestra. The nasal openings, the bony nostrils, were elongated. Though the nasal bones are not completely known, it appears the front margin of the bony nostril was closer to the snout than in other diplodocoids. The snout was also proportionately shorter, and the tooth row was not at all prognathous, the snout tip not protruding relative to the remainder of the tooth series. Nigersaurus was distinct in that its frontal bone (which formed much of the skull-roof) was elongate (much narrower than long), and had a marked cerebral fossa (a depression on the surface of this bone inside the head). The maxillary tooth row was in its entirety transversely rotated, its normal rear 90° everted towards the front. This was matched by an identical rotation of the dentary of the lower jaw. This transverse orientation of the upper and lower tooth rows was unique to the dinosaur. Due to this configuration, no other tetrapod had all of its teeth located as far to the front as Nigersaurus.
The slender teeth had slightly curved tooth crowns, which were oval in cross-section. The crowns were distinct in having prominent ridges on the margins of their midline and sides. The teeth in the lower jaw may have been 20–30% smaller than those in the upper jaw, but few are known, and they are of uncertain maturity. Apart from this, the teeth were identical. Under each active tooth there was a column of nine replacement teeth within the jaw. With 68 columns in the upper jaws and 60 columns in the lower jaws, these so-called dental batteries (also present in hadrosaurs and ceratopsians) comprised a total of more than 500 active and replacement teeth. Dental batteries erupted in unison, not each column individually. The enamel on the teeth of Nigersaurus was highly asymmetrical, ten times thicker on the outwards facing side than on the inner side. This condition is otherwise known only in advanced ornithischians.
Nigersaurus did not exhibit the same modifications seen in the jaws of other dinosaurs with dental batteries, or mammals with elaborate chewing functions. The lower jaw was L-shaped and divided into the subcylindrical transverse ramus, which contained the teeth, and the back ramus, which was more lightweight and was the location for most of the muscle attachments. It was distinct in that the tooth row expanded to the sides from the plane of the main ramus of the lower jaw. The jaws also contained several fenestrae, including five that are not present in other sauropods. The front ends of the jaws had grooves that indicate the presence of a keratinous (horny) sheath. Nigersaurus is the only known tetrapod animal to have had jaws wider than the skull and teeth that extended laterally across the front. The snout was even broader than those of the "duck-billed" hadrosaurs.
### Postcranial skeleton
Nigersaurus was distinct in that its dorsal (back) vertebrae had paired pneumatic spaces at the base of the neural spines (the spines that projected upwards from the vertebrae). The presacral vertebrae (vertebrae in front of the sacrum) were heavily pneumatised to the point where the column consisted of a series of hollow "shells", each divided by a thin septum in the middle. It had little to no cancellous bone, making the centra thin bone plates filled with air spaces. The vertebral arches were so heavily pierced by extensions of the external air sacs that of their side walls little remained but 2 mm (0.08 in) thick intersecting laminae, the ridges between the pneumatic openings. The vertebrae of the tail, however, did have solid centra. The pelvic and pectoral girdle bones were very thin also, often only several millimetres thick. It had a prominent rugosity (a roughly wrinkled area) on the midline aspect of the scapular blade's base, a distinguishing feature. Like other sauropods, its limbs were robust, contrasting with the extremely lightweight construction of the rest of the skeleton. The limbs were not as specialised as the rest of the skeleton, and the front legs of Nigersaurus were about two-thirds the length of the back legs, as in most diplodocoids.
## Classification
The remains of Nigersaurus were initially described by Taquet in 1976 as belonging to a dicraeosaurid, but in 1999 Sereno and colleagues reclassified it as a rebbachisaurid diplodocoid. These researchers speculated that since short necks and small size was known among basal diplodocoids, it may indicate these were ancestral features of the group. Rebbachisauridae is the basalmost family within the superfamily Diplodocoidea, which also contains the long-necked diplodocids and the short-necked dicraeosaurids. The eponymous subfamily Nigersaurinae, which includes Nigersaurus and closely related genera, was named by the American palaeontologist John A. Whitlock in 2011.
The closely related genus Demandasaurus from Spain was described by the Spanish palaeontologist Fidel Torcida Fernández-Baldor and colleagues in 2011, and along with other animal groups that span the Cretaceous of Africa and Europe, this indicates that carbonate platforms connected these landmasses across the Tethys Sea. This was supported in 2013 by the Italian palaeontologist Federico Fanti and colleagues in their description of the nigersaurine Tataouinea from Tunisia, which was more related to the European form than to Nigersaurus, despite being from Africa, then part of the supercontinent Gondwana. Pneumatisation of the rebbachisaurid skeleton evolved progressively, culminating in the nigersaurines.
Below is a cladogram following the 2013 analysis by Fanti and colleagues, which confirmed the placement of Nigersaurus as a basal nigersaurine rebbachisaurid.
A 2015 cladistic study by Wilsona and the French palaeontologist Ronan Allain found Rebbachisaurus itself to group with the nigersaurines, and the authors suggested that Nigersaurinae was therefore a junior synonym of Rebbachisaurinae (since that name would have priority). The same year, Fanti and colleagues supported the use of Rebbachisaurinae over Nigersaurinae, and found Nigersaurus to be the basalmost member of this "Euro-African" subclade.
In 2019, Mannion and colleagues pointed out that since Nigersaurus was found to be the sister taxon of all other nigersaurines in some studies, a Rebbachisaurinae clade may not necessarily include Nigersaurus itself (as well as the fact that the position of Rebbachisaurus could change in future analyses), and supported the continued use of the name Nigersaurinae over Rebbachisaurinae for all rebbachisaurids more closely related to Nigersaurus than to Limaysaurus. They found that nigersaurines were restricted to North Africa and Europe, and that Limaysaurinae was strictly known from Argentina. The same year, the Brazilian palaeontologist Rafael Matos Lindoso and colleagues used the name Nigersaurinae following Mannion's recommendation, and found Itapeuasaurus from Brazil to group with the nigersaurines, thereby expanding this lineage more widely (making palaeobiogeographic hypotheses for this group less reliable).
## Palaeobiology
Though it had large nostrils and a fleshy snout, Sereno and colleagues found that Nigersaurus had an underdeveloped olfactory region of its brain and thus did not have an advanced sense of smell. Its brain-to-body-mass ratio was average for a reptile, and smaller than those of ornithischians and non-coelurosaurian theropods. The cerebrum comprised about 30% of the brain volume, as in many other dinosaurs. The American palaeoartist Mark Hallett and paleontologist Mathew J. Wedel and stated in 2016 that while sauropods in general could use their long necks to detect predators from afar, this would not apply to the short-necked Nigersaurus. They pointed out that the eyes of Nigersaurus were placed further towards the top of the skull than in most other sauropods, above the muzzle, which would give it overlapping fields of view. Its visual field would have been at or close to 360 degrees, and hypersensitivity of movement would have been important to a vulnerable prey-animal.
In 2017, the Argentinian palaeontologist Lucio M. Ibiricu and colleagues examined the postcranial skeletal pneumaticity in the skeletons of rebbachisaurids, and suggested that it was an adaptation for lowering the density of the skeleton, and that this could have decreased the muscle energy needed to move the body, as well as the heat generated in the process. Since several rebbachisaurids inhabited latitudes that would have been tropical to subtropical in the Middle Cretaceous, this pneumaticity may have helped the animals cope with the very high temperatures. According to Ibiricu and colleagues, this adaptation may be a reason why rebbachisaurids were the only group of diplodocoids that survived into the Late Cretaceous.
A 2023 study by the French palaeontologist Rémi Lefebvre and colleagues examined the microanatomical structure of the limb bones of Nigersaurus through CT-scans, the first such study of a sauropod. Virtual sections of the limb bones sampled from individuals of different sizes were explored to determine the range of variation. Heavy-weight bearing animals often often have features associated with this condition, affecting the inner structure of the limb bones, but the variation between such bones is poorly known. While other heavy animals examined (such as rhinoceroses) had thick and variable bone cortices, the cortex of Nigersaurus was rather thin. These researchers suggested that the microanatomy of sauropods was not affected by drastic selective pressure caused by bearing weight, but that features such as the columnar limbs (as seen in elephants), pneumaticity, and fleshy foot pads and cartilage relaxed pressure on the bones. They also suggested that sauropods may therefore have been lighter in weight than expected for their size, supporting the lowest body mass estimates for these dinosaurs.
### Diet and feeding
Nigersaurus was suggested by Sereno and colleagues to be a ground-level, non-selective browser. The width of the muzzle and lateral orientation of the tooth row show that the sauropod could gather much food and crop it close to the ground, within 1 m (3 ft 3 in) of the surface. This is further supported by facets on the labial (externally facing) side of the upper teeth, similar to Dicraeosaurus and Diplodocus, which are evidence that food or substrate wore the animal's teeth as it fed. Nigersaurus also bears signs of low-angle tooth-to-tooth wear on the inside of the maxillary crowns, which suggests that jaw movement was limited to precise up-and-down motions. Worn teeth from the lower jaw have not yet been discovered, but they are expected to show opposing tooth-to-tooth wear. The ability to raise their heads well above the ground does not necessarily mean they browsed on items there, and the short neck of Nigersaurus would have restricted the browsing range compared to other diplodocoids.
The adductor muscle of the jaw appears to have attached to the quadrate instead of the supratemporal fenestra. Both this and the other mastication muscles were likely weak, and Nigersaurus is estimated to have had one of the weakest bites of the sauropods. In addition, according to Whitlock and colleagues in 2011, the small, nearly parallel nature of the tooth scratches and pits (caused by grit, which would not be obtained as often by high-browsers) indicate that it ate relatively soft, herbaceous plants such as low-growing ferns. Because of the lateral orientation of the teeth, it probably would not have been able to chew. Nigersaurus wore its tooth crowns down faster than other dinosaurian herbivores, and its tooth replacement rate was the highest of any known dinosaur. Each tooth was replaced once every 14 days; the rate had previously been estimated lower. In contrast to Nigersaurus, sauropods with lower tooth replacement rates and broader tooth crowns are thought to have been canopy browsers.
Grass did not evolve until the late Cretaceous, making ferns, horsetails, and angiosperms (which had evolved by the middle Cretaceous) potential food for Nigersaurus. Sereno and colleagues stated it was unlikely that Nigersaurus fed on conifers, cycads, or aquatic vegetation, due respectively to their height, hard and stiff structure, and lack of appropriate habitat. Wedel suggested that the evenly spaced teeth of Nigersaurus could have functioned like a comb, by straining water plants or invertebrates, similar to flamingos. He also suggested it could have low-browsed from short conifers and other low-growing plants.
### Head posture
On the basis of microtomography scans of skull elements of the holotype specimen, Sereno and colleagues created a "prototype" Nigersaurus skull they could examine. They also made an endocast of the brain and scanned the semicircular canals of its inner ear, which they found to be oriented horizontally. In their 2007 study, they stated that the structure of the occiput at the back of the skull and cervical vertebrae would have limited the upward and downward movement of the neck and the rotation of the skull. Based on this biomechanical analysis, the team concluded that the head and muzzle were habitually oriented 67° downwards and close to ground level, as an adaptation for ground-level browsing. This is unlike the way other sauropods have been restored, with their heads held more horizontally.
A 2009 study by the British palaeontologist Mike P. Taylor and colleagues agreed that Nigersaurus was able to feed with the downturned head and neck posture proposed by the 2007 study, but contested that this was the habitual posture of the animal. The study noted that the "neutral" head and neck posture of modern animals does not necessarily correspond to their habitual head posture. It further argued that the orientation of the semicircular canals varies significantly within modern species, and is therefore not reliable for determining head posture. This was supported by the Spanish palaeontologist Jesús Marugán-Lobón and colleagues in a 2013 study that suggested the methods used by Sereno's team were imprecise, and that Nigersaurus habitually held its head like other sauropods.
In 2020, the French palaeontologist Julien Benoit and colleagues tested lateral semicircular canal correlation to head posture on modern mammals, and found that while there was significant correlation between the reconstructed and actual head postures, the plane of the semicircular canal was not held horizontally in the resting pose as inferred. The authors therefore cautioned against using semicircular canals as proxy to infer the precise orientation of skulls. They found that diet correlated strongly with semicircular canal orientation, but not with head posture, while head posture and semicircular canal orientation were strongly correlated with phylogeny.
## Palaeoenvironment
Nigersaurus is known from the Elrhaz Formation of the Tegama Group in an area of the Ténéré Desert called Gadoufaoua, located in Niger. It is one of the most commonly found vertebrates in the formation. The Elrhaz Formation consists mainly of fluvial sandstones with low relief, much of which is obscured by sand dunes. The sediments are coarse- to medium-grained, with almost no fine-grained horizons. Nigersaurus lived in what is now Niger about 115 to 105 million years ago, during the Aptian and Albian ages of the mid-Cretaceous. It likely lived in habitats dominated by inland floodplains (a riparian zone).
After the iguanodontian Lurdusaurus, Nigersaurus was the most numerous megaherbivore. Other herbivores from the same formation include Ouranosaurus, Elrhazosaurus, and an unnamed titanosaur. Together, these compose one of the few associations of megaherbivores with a balance of sauropods and large ornithopods. It also lived alongside the theropods Kryptops, Suchomimus, and Eocarcharia, and a yet-unnamed noasaurid. Crocodylomorphs like Sarcosuchus, Anatosuchus, Araripesuchus, and Stolokrosuchus also lived there. In addition, remains of a pterosaur, chelonians, fish, a hybodont shark, and freshwater bivalves have been found. The aquatic fauna consists entirely of freshwater inhabitants.
|
77,270 |
Maurice Richard
| 1,171,410,269 |
Canadian ice hockey player (1921–2000)
|
[
"1921 births",
"2000 deaths",
"Burials at Notre Dame des Neiges Cemetery",
"Canadian ice hockey coaches",
"Canadian ice hockey right wingers",
"Canadian people of French descent",
"Companions of the Order of Canada",
"French Quebecers",
"Hart Memorial Trophy winners",
"Hockey Hall of Fame inductees",
"Ice hockey people from Montreal",
"Lou Marsh Trophy winners",
"Members of the King's Privy Council for Canada",
"Montreal Canadiens players",
"National Hockey League All-Stars",
"National Hockey League players with retired numbers",
"Officers of the National Order of Quebec",
"People from Ahuntsic-Cartierville",
"Quebec Nordiques coaches",
"Stanley Cup champions"
] |
Joseph Henri Maurice "Rocket" Richard PC CC OQ (/rɪˈʃɑːrd/; ; August 4, 1921 – May 27, 2000) was a Canadian professional ice hockey player who played 18 seasons in the National Hockey League (NHL) for the Montreal Canadiens. He was the first player in NHL history to score 50 goals in one season, accomplishing the feat in 50 games in 1944–45, and the first to reach 500 career goals.
Richard retired in 1960 as the league's all-time leader in goals with 544. He won the Hart Trophy as the NHL's most valuable player in 1947, played in 13 All-Star Games and was named to 14 post-season NHL All-Star teams, eight on the first team. In 2017, Richard was named one of the 100 Greatest NHL Players in history. His younger brother Henri also played his entire career with the Canadiens, the two as teammates for Maurice's last five years. A centre nicknamed the "Pocket Rocket", Henri is enshrined alongside Maurice in the Hockey Hall of Fame.
Richard, Elmer Lach and Toe Blake formed the "Punch line", a high-scoring forward line of the 1940s. Richard was a member of eight Stanley Cup championship teams, including a league record five straight between 1956 and 1960; he was the team's captain for the last four. The Hall of Fame waived its five-year waiting period for eligibility and inducted Richard in 1961. In 1975 he was inducted into Canada's Sports Hall of Fame. The Canadiens retired his number, 9, in 1960, and in 1999 donated the Maurice "Rocket" Richard Trophy to the NHL, awarded annually to the league's regular season leading goal-scorer.
The oldest of eight children, Richard emerged from a poverty-stricken family during the Great Depression and was initially viewed as a fragile player. A string of injuries prevented him from joining the Canadian military during the Second World War. Intense, he was renowned for his physical and occasionally violent style of play. Richard was involved in a vicious on-ice incident late in the 1954–55 season during which he struck a linesman. NHL President Clarence Campbell suspended him for the remainder of the season and playoffs, which precipitated the Richard Riot in Montreal. The riot has taken on a mythical quality in the decades since and is often viewed as a precursor to Quebec's Quiet Revolution. Richard was a cultural icon among Quebec's francophone population; his legend is a primary motif in Roch Carrier's short story The Hockey Sweater, an emblematic work of Canadian culture.
In 1998, Richard was diagnosed with abdominal cancer and died from the disease two years later. He was the first non-politician to be honoured by the province of Quebec with a state funeral.
## Early life
Joseph Henri Maurice Richard was born August 4, 1921, in Montreal, Quebec. His father, Onésime Richard, was originally from the Gaspé region of Quebec, before moving to Montreal, where he married Maurice's mother, Alice Laramée. The couple settled in the neighbourhood of Nouveau-Bordeaux. Maurice was the oldest of eight children; he had three sisters: Georgette, Rollande and Marguerite; and four brothers: René, Jacques, Henri and Claude. Onésime was a carpenter by trade, and took a job with the Canadian Pacific Railway shortly after Maurice was born. The Richards struggled during the Great Depression; Onésime lost his job in 1930 and the family relied on government aid until he was re-hired by the railway around 1936.
Richard received his first pair of ice skates when he was four, and grew up skating on local rivers and a small backyard ice surface his father created. He did not play organized hockey until he was 14. Instead, Richard developed his skills playing shinny and "hog" – a game that required the puck carrier to keep the puck away from others for as long as possible. While he also played baseball and was a boxer, hockey was his passion. After he began playing in organized leagues, Richard joined several teams and used pseudonyms such as "Maurice Rochon" to circumvent rules that restricted players to one team. In one league, he led his team to three consecutive championships and scored 133 of his team's 144 goals in the 1938–39 season.
At 16, Richard dropped out of school to work with his father as a machinist. He enrolled in a technical school, intent on earning a trade certificate. At 18, Richard joined the Verdun Juniors, though as a rookie he saw little ice time in the regular season. He scored four goals in ten regular season games, and added six goals in four playoff games as Verdun won the provincial championship. He was promoted to the Montreal Canadiens' affiliate in the Quebec Senior Hockey League in 1940, but suffered a broken ankle in his first game after crashing into the boards and missed the remainder of the season. The injury also aborted his hopes of joining the Canadian military: he was called to a recruitment centre in mid-1941, but was deemed unfit for combat.
Off the ice, Richard was a quiet, unassuming youth who spoke little. He met his future wife Lucille Norchet when he was seventeen, when she was nearly fourteen. She was the younger sister of one of his teammates at Bordeaux, and her bright, outgoing personality complemented Richard's reserved nature. Lucille proved adept at guiding him through trials and disappointments he experienced in both hockey and life. They were engaged when he was 20, and though her parents felt she was too young, married on September 12, 1942, when she was seventeen.
## Playing career
### First Stanley Cup
Having recovered from his broken ankle in time for the 1941–42 season, Richard returned to the QSHL Canadiens, with whom he played 31 games and recorded 17 points before he was again injured. He suffered a broken wrist after becoming entangled with a defenceman and crashed into the net. Richard rejoined the team for the playoffs. The skills he demonstrated in the QSHL, combined with the NHL parent club's loss of players to the war and struggles to draw fans due to its poor record and a lack of francophone players, earned Richard a tryout with the Canadiens for the 1942–43 season. He signed a contract worth \$3,500 for the year and, wearing sweater number 15, made his NHL debut with the team. Richard's first goal was against the New York Rangers on November 8, 1942.
Injury again sidelined Richard as his rookie season ended after only 16 games when he suffered a broken leg. The string of broken bones so early in his career left observers wondering if Richard was too fragile to play at the highest levels. He made a second attempt to enlist with the military but was again turned down after x-rays revealed that his bones had not healed properly; Richard's ankle was left permanently deformed, forcing him to alter his skating style. Humiliated by the rejection, he intensified his training and reported to Montreal's training camp for the 1943–44 season fully healthy. The arrival of his daughter Huguette prompted Richard to change his uniform to number 9 to match her birth weight of nine pounds.
Remaining healthy throughout the season, Richard appeared in 46 of Montreal's 50 games. He led the Canadiens with 32 goals and tallied 54 points, third-best in his team. His first full NHL season not only ended the criticism about his ability to play in the league, but established him as one of the best young players in the league. Coach Dick Irvin shifted him from left wing to right and put him on a forward line with Toe Blake and Elmer Lach. The trio, known as the "Punch line", formed a dominant scoring unit throughout the 1940s. The Canadiens lost only six games after October, and went on to win the franchise's first Stanley Cup championship in 13 years. Richard led the league with 12 playoff goals, including a five-goal effort against the Toronto Maple Leafs in a semi-final game. He tied Newsy Lalonde's NHL record for goals in one playoff game (equalled by three players since), which resulted in his being named first, second and third star of the game, as chosen by journalist Charles Mayer. Richard was named a second team All-Star following the season. It was the first of 14 consecutive years he was named a league all-star.
### 50 goals in 50 games
The 1944–45 NHL season was a record-setting one for Richard. He first set a new mark for points in one game when he made five goals and three assists in a 9–1 victory over the Detroit Red Wings on December 28, 1944; his eight points broke the previous record of seven held by three players, and stood for 32 years until surpassed in 1976 by Darryl Sittler. Richard achieved the feat despite arriving for the game exhausted from moving into his new home that afternoon. He continued scoring at an unprecedented rate, and by February 1945 was approaching Joe Malone's 27-year-old NHL record, set in 1918, of 44 goals in one season. Richard broke the record on February 25, 1945, in a 5–2 victory over Toronto. Malone was on hand to present Richard with the puck used to score the 45th goal.
As Richard approached 50 goals for the season, opposition players resorted to increasingly violent efforts to prevent him from scoring. He had to fight past slashes, hooks, and even players who draped themselves across his back. Richard went eight games without scoring and began Montreal's final regular season game, March 18, on the road against the Boston Bruins with 49 goals. He finally reached the milestone by scoring with 2:15 remaining in the game, a 4–2 Montreal win. He became the first player to score 50 goals, a record that would stand until the 1960–61 season, when fellow Canadien, Bernie "Boom Boom" Geoffrion scored 50 goals in 64 regular season games . Richard's mark would not actually be surpassed until Bobby Hull scored 54 goals in 65 games while playing for the Chicago Blackhawks during the 1965–66 season. His mark of 50 goals in 50 games also became a standard that remains one of the most celebrated achievements in NHL history, unmatched until 36 years later when Mike Bossy did it in 1981 – the first of only four players to match Richard's 50-in-50, in the more than 70 years since Richard set the mark. Richard finished the season with 73 points, seven behind Lach and six ahead of Blake, as the Punch line finished first, second and third in league scoring. Richard finished second in the voting for the Hart Trophy as league MVP behind Lach.
Richard's critics argued that his scoring record was the result of talent dilution brought about by the war; when many players returned in 1945–46, he won his second Stanley Cup with Montreal, but his goal output was nearly halved to 27. Richard again reached lofty scoring totals in 1946–47, leading the league with 45 goals in a 60-game season and winning the Hart Trophy as the league's most valuable player for the only time of his career. He finished second or third in the Hart Trophy voting a further five times in his career. Opponents continued their attempts to drive Richard to anger or frustration, as they had learned he could be goaded into taking himself out of the game by violently retaliating and fighting. One such incident occurred in the 1947 Stanley Cup Finals when Richard received a match penalty for striking Toronto's Bill Ezinicki over the head with his stick in a game two loss. Richard was suspended for the third game of the series, which the Maple Leafs won.
As the reigning most valuable player, Richard sought a pay raise prior to the 1947–48 season. General manager Frank Selke refused, even after Richard and team captain Émile Bouchard both sat out the Canadiens' preseason before capitulating and returning to the team when the season began. The Punch line was broken up after Blake suffered a career-ending leg injury. Richard's season also ended early as he missed the final games of the season due to a knee injury. He finished second in team scoring with 53 points in 53 games, but Montreal missed the playoffs. After recording only 38 points in 1948–49, Richard posted a 65-point campaign the next season and his 43 goals led the NHL for the third time. In 1950–51, Richard scored 42 goals, including his 271st career goal, making him Montreal's all-time goal leader.
### All-time scoring leader
Richard missed over 20 games of the 1951–52 season due to injury, but overcame another ailment in the playoffs. In the seventh and deciding game of the semi-final against Boston, Richard was checked by Leo Labine and briefly knocked unconscious after he fell and struck his head on Bill Quackenbush's knee. Though clearly dazed, Richard returned to the game late in the third period after a large cut above his eye was stitched up. Canadiens coach Dick Irvin sent Richard back onto the ice in the final minutes of the contest, despite knowing Richard had suffered a concussion. Richard scored the winning goal in a 2–1 victory that sent Montreal to the 1952 Stanley Cup Finals. Following the game, a bloodied and still disoriented Richard was photographed shaking the hand of Boston goaltender Jim Henry, who was also showing symptoms of injuries from the series and who appeared to be bowing to Richard following the Montreal player's "unconscious goal". The photograph by Roger St. Jean is among the most famous images of Richard. In the final, Montreal lost to Detroit in four straight games.
The 1952–53 season began with Richard in close pursuit of Nels Stewart's all-time NHL record of 324 goals. Richard tied the record in Toronto on October 29, 1952, by scoring two goals against the Maple Leafs; his achievement earned a rousing ovation from Montreal's rival fans. He failed to score in his following three games as frenzied fans followed each contest in anticipation of the record-breaking marker. In his fourth try, a November 8 game against Chicago, Richard scored his 325th goal at the 10:01 mark of the second period. According to the Montreal Gazette, the ovation Richard received from his fans "shook the rafters" of the Montreal Forum. He finished the season with team-leading totals of 61 points and 28 goals – becoming the first player in NHL history to score at least 20 goals in his first ten full seasons. Aided by Richard's 7 goals in 12 playoff games, the Canadiens defeated Boston in the 1953 Stanley Cup Finals to capture Montreal's first Stanley Cup championship since 1946.
Richard led the league in goals for the fourth time in his career with 37 in 1953–54, then for a fifth time in 1954–55 with 38 (shared with Bernie Geoffrion). He scored his 400th career goal on December 18, 1954, against Chicago.
### Richard Riot
Opposition players continued to try to stop Richard through physical intimidation, and he often retaliated with equal force. The situation led to a running feud with NHL President Clarence Campbell. Richard had been fined numerous times by Campbell for on-ice incidents and at one point was forced to post a \$1,000 "good-behaviour bond" after he criticized Campbell in a weekly column he helped author for Samedi-Dimanche. Richard was among many in Quebec who believed that Campbell treated French Canadian players more harshly than their English counterparts. The simmering dispute erupted after an incident in the Canadiens' March 13, 1955, game against Boston, when Hal Laycoe struck Richard in the head with his stick. Richard retaliated by slashing viciously at Laycoe's head, then punched linesman Cliff Thompson when the official attempted to intervene. Boston police attempted to arrest Richard for assault following the incident, but Montreal coaching staff and teammates refused police entry in protest.
Following two days of deliberation, Campbell announced that he had suspended Richard – who was leading the NHL's overall scoring race at the time – for the remainder of the regular season and the playoffs. In English Canada, Campbell was praised for doing what he could to control the erratic Richard. Unknown to most at the time, Campbell had long wanted to impose a lengthy suspension on Richard over his previous outbursts. As NHL president however, Campbell ultimately answered to the league's owners and they were reluctant to see such severe discipline imposed against one of the league's star players on account of their value in increasing game attendance. In French Quebec the suspension was viewed as an injustice, an unfair punishment given to a Francophone hero by the Anglophone establishment. Richard's supporters reacted angrily to Campbell: he received several death threats and, upon taking his customary seat at the next Canadiens game, unruly fans pelted him with vegetables, eggs and other debris. One fan threw a tear gas bomb at Campbell, which resulted in the Forum's evacuation and the game's forfeiture in Detroit's favour. Fans fleeing the arena were met by a large group of demonstrators who had massed outside prior to the game's start.
The mob of over 20,000 people developed into a riot. Windows and doors were smashed at the Forum and surrounding businesses. By the following morning, between 65 and 70 had been arrested. Over 50 stores were looted and 37 people injured. Damage was estimated at \$100,000 (\$ in dollars). Richard had also attended the game, but left immediately following the forfeit. Frank Selke attempted to persuade him to return to try to disperse the crowd, but Richard refused, fearing that he would instead further inflame the passions of the mob. He took to the radio the next day asking for calm: "Do no more harm. Get behind the team in the playoffs. I will take my punishment and come back next year and help the club and the younger players to win the Cup."
The suspension cost Richard the Art Ross Trophy as the leading point scorer in the league, which he lost to teammate Geoffrion by one point. Richard never won the point title, finishing second five times in his career. Montreal fans booed Geoffrion when he surpassed Richard on the final day of the regular season. The fans continued to jeer Geoffrion into the following season. Montreal reached and lost the 1955 Stanley Cup Finals four games to three without Richard. The defeat was a bitter loss for Richard, who struggled to control his anger.
### Captain of a dynasty
Richard fulfilled his promise to Canadiens' fans, made in his post-riot radio address, by leading Montreal to a Stanley Cup championship in 1955–56 – the start of a still unprecedented 5 consecutive Stanley Cup victories by one team. The season began with the arrival of his young brother and future fellow NHL Hall of Famer Henri, a centre given the nickname the "Pocket Rocket" to the Canadiens roster. It also marked the return of his former Punch line teammate, Toe Blake, as head coach. Along with general manager Frank Selke, Blake worked with Richard on moderating his temper and responding to the provocation of his opponents by scoring goals rather than engaging in fisticuffs. Richard finished the season with 38 goals and 71 points, second on the team in both respects to Jean Béliveau's 47 goals and 88 points. Richard added 14 points in 10 playoff games as Montreal defeated Detroit to claim the Stanley Cup. He scored the second and ultimately Cup-clinching goal in the fifth and final game, a 3–1 victory.
Entering his 15th NHL season in 1956–57, Richard's teammates named him captain of the Canadiens, succeeding Émile Bouchard, who had retired prior to the season. With 33 goals and 62 points, Richard again finished second on the team to Béliveau. In the playoffs, he scored the overtime-winning goal in the fifth game of the semi-final to eliminate New York, then scored four goals in a 5–1 victory over Boston in the first game of the finals en route to a five-game series win and second consecutive championship for Montreal.
Richard reached a major scoring milestone early in the 1957–58 season. During the first period of a 3–1 victory over Chicago on October 19, 1957, he became the first player in NHL history to score 500 goals in his career. As Richard celebrated with his teammates, it was announced to the Montreal Forum crowd: "Canadiens' goal, scored by Mr. Hockey himself, Maurice Richard". He played only 28 regular season games that season, scoring 34 points, as he missed three months due to a severed Achilles tendon. Returning in time for the playoffs, Richard led Montreal with 11 goals and 15 points as the team won its third consecutive Stanley Cup. He scored the overtime-winning goal in the fifth game of the finals against Boston. It was the sixth playoff overtime-winning goal of his career, and the third during the finals, both NHL records.
At 37, Richard was the oldest player in the NHL in 1958–59. He scored 38 points in 42 games, but missed six weeks due to a broken ankle. Injuries again plagued Richard during the 1959–60 season as he missed a month due to a broken cheekbone. Montreal nonetheless won the Stanley Cup in both seasons. Richard scored no points in four games in the 1959 Stanley Cup Finals, but recorded a goal and three assists in 1960. The titles were the seventh and eighth of Richard's career, and Montreal's five consecutive championships remain a record. The 1956–60 Canadiens rank as one of eight dynasties recognized by the NHL.
The playoff goal was Richard's last, as on September 15, 1960, he announced his retirement as a player. Richard had reported to Montreal's training camp that autumn, but Selke compelled Richard to end his playing career, fearing he was risking serious injury. In Richard's retirement speech, he said he had been contemplating leaving the game for two years, and stated that at age 39, the game had become too fast for him. Upon learning of Richard's retirement, Gordie Howe offered praise for his former rival: "He sure was a drawing card. He brought in the crowds that helped pay our wages. Richard certainly has been one of the greatest players in the game and we will miss him."
## Playing style
Richard was nicknamed "the Comet" early in his career. When teammate Ray Getliffe remarked that Richard "went in like a rocket" as he approached the opposition goal, Richard was dubbed "The Rocket" by a local sportswriter; both Baz O'Meara from the Montreal Star and Dink Carroll of the Montreal Gazette have been credited for the appellation. The nickname described Richard's play in terms of speed, strength, and determination. Teammate and coach Toe Blake said the moniker was fitting because "when he would take off, nothing got in his way that could stop him". Goaltender Jacques Plante declared it one of the most appropriate nicknames given to an athlete, noting the fierce intensity that often showed in Richard's eyes and comparing it to "the rocket's red glare" referenced in "The Star-Spangled Banner". Glenn Hall agreed: "What I remember most about Rocket was his eyes. When he came flying toward you with the puck on his stick, his eyes were all lit up, flashing and gleaming like a pinball machine. It was terrifying."
The prime of Richard's career was the era immediately following the Second World War, where battle-hardened players returned to the NHL and implemented a "gladiatorial" style that featured rugged, physical and often violent play. Richard's own temper was infamous, as illustrated by his actions that precipitated the Richard Riot.
A pure goal-scorer, Richard did not play with finesse, nor was he known for his passing. One of his teammates remarked that "Maurice wouldn't even pass you the salt". Richard led the NHL in goals five times, but never in points. He was best known for dashing toward the net from the blue line and was equally adept at scoring from his forehand or backhand. His exploits revived a Montreal Canadiens franchise that had struggled to draw fans in the 1930s. In addition to his 14 appearances on a post-season all-star team (eight on the first team, six on the second), Richard played in 13 consecutive NHL All-Star Games between 1947 and 1959.
Richard was still an active player when Gordie Howe overtook his career record for points. Howe surpassed Richard's career mark of 544 goals in 1963, while the latter's record of 50 goals in one season stood for 20 years until broken by Bobby Hull in 1965. The Montreal Canadiens donated the Maurice "Rocket" Richard Trophy to the NHL in 1999 as an award presented annually to the league's leading goal scorer.
## Personal life
Upon his retirement as a player, Selke offered Richard a job as a team ambassador and promised to pay him his full playing salary in the first year. After serving in the position for three years, Richard was named a vice-president of the Canadiens in 1964. He became disgruntled with a role he felt was powerless and only honorary, and resigned one year later. Richard grew estranged from the organization as his desire to be involved in the team's operations was ignored, and the split deepened when the Canadiens forced Frank Selke to retire in 1965. He eventually refused to allow his name to be associated with the team.
As Richard struggled both with the need to find a purpose to his post-retirement life and the fear of being forgotten, he attached his name to numerous endeavours. He acted as a consulting editor for a magazine titled Maurice Richard's Hockey Illustrated, owned the "544 / 9 Tavern" (named for his career goal total and sweater number) in Montreal, and was a pitchman for dozens of products, including beer, hair dye, car batteries, fishing tackle and children's toys. He continued to use his name as a promotional vehicle for over 30 years after his retirement. Richard briefly returned to hockey in 1972 as head coach for the Quebec Nordiques of the World Hockey Association. He lasted only two games, a win and a loss, before finding himself unable to handle the strain of coaching. Richard reconciled with the Canadiens in 1981 and resumed his team ambassador role.
Richard and his wife, Lucille, lived in Montreal where they raised seven children: Huguette, Maurice Jr., Norman, André, Suzanne, Polo and Jean. They had 14 grandchildren. Lucille died of cancer in 1994, two years after the Richards celebrated their 50th wedding anniversary. Richard's companion late in his life was Sonia Raymond.
## Illness and death
It was announced in 1998 that Richard was diagnosed with abdominal cancer. He died from the disease two years later on May 27, 2000 and was entombed at the Notre Dame des Neiges Cemetery in Montreal. Prior to game 1 of the 2000 Stanley Cup Finals between the New Jersey Devils and Dallas Stars, there was a short tribute video highlighting the great moments and legacy of Richard's career.
## Legacy
Numerous honours were bestowed upon Richard throughout and following his career: the Canadian Press named him its male athlete of the year on three occasions, and in 1957, Richard won the Lou Marsh Trophy as Canada's athlete of the year. The Canadiens retired his sweater number 9 in 1960, while the Hockey Hall of Fame waived its five-year waiting period after retirement and inducted him in 1961. That same year, the 5,000-seat Maurice Richard Arena was built and named in his honour.
Upon the creation of the Order of Canada in 1967, Richard was named one of the inaugural members and, in 1998, was elevated to the rank of Companion of the Order of Canada. Canada's Sports Hall of Fame honoured him in 1975, and Richard was given a star on Canada's Walk of Fame in 1999. He was appointed to the Queen's Privy Council for Canada in 1992.
While he was a popular player throughout Canada, Richard was an icon within Quebec. Author Roch Carrier explained the passion Richard elicited from the fans in his 1979 Canadian-classic short story The Hockey Sweater. Carrier wrote of how he and his friends all emulated Richard's style and mannerisms: "we were five Maurice Richards against five other Maurice Richards, throwing themselves on the puck. We were ten players all wearing the uniform of the Montreal Canadiens, all with the same burning enthusiasm. We all wore the famous number 9 on our backs." The story's publication, and subsequent adaptation into a National Film Board animated short helped entrench Richard's image as a pan-Canadian icon. Richard's popularity persisted late into his life: when introduced as part of the ceremonies following the final hockey game at the Montreal Forum, Richard was brought to tears by Canadiens' fans, who acknowledged him with an 11-minute standing ovation. Upon his death, the province of Quebec honoured Richard with a state funeral, a first in Quebec for a non-politician. Over 115,000 people paid their respects by viewing his lying in state at the Molson Centre.
The Richard Riot has achieved a mythical place in Canadian folklore. The riot is commonly viewed as a violent manifestation of the discontent Francophones within Quebec held with their place in largely Anglophone Canada, and some historians consider the riot to be a precursor to the 1960s Quiet Revolution. In its 40th anniversary retrospective of the Riot, Montreal newspaper La Presse opened with the following passage: "Forty years ago began one of the most dramatic episodes in the history of Quebec, and of hockey." Richard himself publicly dismissed his role as a catalyst for cultural or political change. In a 1975 interview, he said he played with "English boys" and was largely unaware of the situation in French Quebec at the time.
In an article published four days after the riot, journalist André Laurendeau was the first to suggest that it was a sign of growing nationalism in Quebec. Laurendeau suggested the riot "betrayed what lay behind the apparent indifference and long-held passiveness of French Canadians". In contrast, in his book The Rocket: A Cultural History of Maurice Richard, Benoît Melançon disputes the importance of the riot, stating its perceived importance in history grew retroactively with Richard's myth. Melançon wrote: "According to this popular narrative, for the first time the people of Quebec stood up for themselves; especially English Canada delights in anachronistically announcing that this was the beginning of the 1960s Quiet Revolution."
Richard is the subject of the 2005 biopic The Rocket.
## Career statistics
## Awards and honours
## See also
- List of family relations in the NHL
- List of players with five or more goals in an NHL game
### Archives
There is a Maurice Richard fonds at Library and Archives Canada. The archival reference number is R9534.
|
950,311 |
The Catlins
| 1,173,799,365 |
Coastal region of the South Island of New Zealand
|
[
"Clutha District",
"Coastline of New Zealand",
"Forests of New Zealand",
"Geography of Otago",
"Geography of Southland, New Zealand",
"Southern Scenic Route",
"Surfing locations in New Zealand",
"The Catlins"
] |
The Catlins (sometimes referred to as The Catlins Coast) comprises an area in the southeastern corner of the South Island of New Zealand. The area lies between Balclutha and Invercargill, straddling the boundary between the Otago and Southland regions. It includes the South Island's southernmost point, Slope Point.
A rugged, sparsely populated area, the Catlins features a scenic coastal landscape and dense temperate rainforest, both of which harbour many endangered species of birds, most notably the rare yellow-eyed penguin. The coast attracts numerous marine mammals, among them New Zealand fur seals and Hooker's sea lions. In general terms the area enjoys a maritime temperate climate. Its exposed location leads to its frequently wild weather and heavy ocean swells, which are an attraction to big-wave surfers, and have also caused numerous shipwrecks.
People have lived in the area since around 1350 AD. Prior to European settlement, the region was sparsely inhabited by nomadic groups of Māori, most of whom lived close to river mouths. In the early days of European settlement the area was frequented by whalers and sealers, and saw milling became a major local industry from the mid-19th century until the 1930s.
Tourism has become of growing importance in the Catlins economy, which otherwise relies heavily on dairy farming and fishing.
The region's population has fallen to less than half its peak in the early 20th century. Some 1,200 people now live in the Catlins, many of them in the settlement of Owaka. This is linked to population centres to the north and southwest via the area's only major road, part of the Southern Scenic Route. Owaka contains the area's main school, the Catlins Area School, catering for students from year 1 to year 13. There are three other small primary schools throughout the Catlins district. Owaka also has a medical centre, the nearest hospital being in Balclutha. The Catlins is governed at local level as part of the Clutha and Southland Districts and is represented at national level as part of the Clutha-Southland electorate.
## Geography
The Catlins area covers some 1,900 km<sup>2</sup> (730 sq mi) and forms a rough triangular shape, extending up to 40 km (25 mi) inland and along a stretch of coast 100 km (60 mi) in extent. The mouths of two large rivers, the Clutha River in the northeast and the Mataura River in the west, mark its coastal limits. To the north and northwest, the rough bush-clad hills give way to rolling pastoral countryside drained and softened by the actions of tributaries of these two rivers such as the Pomahaka River.
The rugged, scenic coastline of the Catlins features sandy beaches, blowholes, a petrified forest at Curio Bay, and the Cathedral Caves, which visitors can reach at low tide. Much of the coastline consists of high cliffs, up to 200 m (660 ft) in height, and the land rises sharply from the coast at most points. For this reason, many of the area's rivers cascade over waterfalls as they approach the ocean (notably the iconic Purakaunui Falls on the short Purakaunui River).
The South Island's southernmost point, Slope Point, projects near the southwestern corner of the Catlins. To the west of this lies Waipapa Point, often considered the boundary of the Catlins region, beyond which lies the swampy land around the mouth of the Mataura River at the eastern end of Toetoes Bay. But various people place the western boundary of the Catlins region in different places, and some more stringent definitions exclude even Slope Point. A proposed boundary circulated in 2009 by the New Zealand Geographic Board ran roughly north from Slope Point, then inland around the Catlins Ranges and east to Nugget Point. Tourist organisations objected, asking that the boundary be moved further west to include Fortrose.
Several parallel ranges of hills dominate the interior of the Catlins, separated by the valleys of the Ōwaka, Catlins and Tahakopa Rivers, which all drain southeastwards into the Pacific Ocean. The most notable of these ranges is the Maclennan Range. Between them, these hills are often simply referred to as the Catlins Ranges. Their northwestern slopes are drained by several tributaries of the Clutha and Mataura Rivers, most notably the Mokoreta River, which flows mainly westwards, reaching the Mataura close to the town of Wyndham.
The highest point in the Catlins, Mount Pye (720 m or 2,360 ft) stands 25 km (16 mi) north-northeast of Waikawa and close to the source of the Mokoreta River, and marks part of the Otago-Southland border. Other prominent peaks above 600 m (2,000 ft) include Mount Rosebery, Catlins Cone, Mount Tautuku, and Ajax Hill. The Catlins has several small lakes, notably scenic Lake Wilkie close to the Tautuku Peninsula. Catlins Lake, near Owaka, actually consists of the tidal estuary of the Catlins River.
Shipping has found the Catlins coast notoriously dangerous, and many shipwrecks have occurred on the headlands that jut into the Pacific Ocean here. Two lighthouses stand at opposite ends of the Catlins to help prevent further mishaps. The Nugget Point Lighthouse stands 76 m (249 ft) above the water at the end of Nugget Point, casting its light across a series of eroded stacks (the "nuggets" which give the point its name). It was built in 1869–70. The Waipapa Point light, which stands only 21 m (69 ft) above sea level, was the last wooden lighthouse to be built in New Zealand, and was constructed in 1884 in response to the tragic 1881 wreck of the Tararua. Both of these lighthouses are now fully automated.
Due to its position at the southern tip of New Zealand, the Catlins coastline lies exposed to some of the country's largest ocean swells, often over 5 m (16 ft). The region has enjoyed a growing reputation for big wave surfing, with regular competitions, award-winning rides, and coverage on the Discovery Channel gathering publicity for the sport. The Department of Conservation proposed protecting the Papatowai surf break in 2008, citing its national significance for surfing.
The landscape of the Catlins features in many poems by celebrated poet Hone Tuwhare. Born in Northland, Tuwhare lived in Kaka Point from 1992 until his death in 2008, and became one of the area's best-known inhabitants. His family plan to establish a writers' retreat at his crib there. The film Two Little Boys, starring comedians Bret McKenzie and Hamish Blake, was filmed in the Catlins early in 2011.
## Climate
The Catlins has a cool maritime temperate climate, somewhat cooler than other parts of the South Island, and strongly modified by the effect of the Pacific Ocean. Winds can reach considerable strength, especially on the exposed coast; most of the South Island's storms develop to the south or southwest of the island, and thus the Catlins catches the brunt of many of these weather patterns.
The Catlins—and especially its central and southern areas—experiences considerably higher precipitation than most of the South Island's east coast; heavy rain occurs infrequently, but drizzle is common and the region averages around 150 days of rain per year. Rain days are spread fairly evenly throughout the year; there is no particularly rainy season in the northern Catlins, and only a slight tendency towards more autumn rain in the southwest. The average annual rainfall recorded at the Tautuku Outdoor Education Centre is about 1,300 mm (51 in), with little variation from year to year.
Fine days can be sunny and warm, and daily maxima may exceed 30 °C (86 °F) in mid-summer (January/February). A more usual daily maximum in summer would be 18–20 °C (64–68 °F). Snow is rare except on the peaks even in the coldest part of winter, though frost is quite common during the months of June to September. Typical daily maximum temperatures in winter are 10–13 °C (50–55 °F).
## History
The first people known to live in the Catlins, Māori of the Kāti Māmoe, Waitaha, and Kāi Tahu iwi (tribes), merged via marriage and conquest into the iwi now known as Kāi Tahu. Archaeological evidence of human presence dates back to approximately 1350 AD. The area's inhabitants were semi-nomadic, travelling from Stewart Island/Rakiura in the south and inland to Central Otago. They generally dwelt near river mouths for easy access to the best food resources. In legend, the Catlins forests further inland were inhabited by Maeroero (wild giants).
The Catlins may have offered one of the last places where the giant flightless bird, the moa, could be hunted, and the timber of the forest proved ideal for canoe construction (the name of the settlement Owaka means "Place of the canoe"). No formal Māori pa (villages) were located in the Catlins, but there were many hunting camps, notably at Papatowai, near the mouth of the Tahakopa River.
Europeans first sighted the area in 1770 when the crew of James Cook's Endeavour sailed along the coast. Cook named a bay in the Catlins area Molineux's Harbour after his ship's master Robert Molineux. Although this was almost certainly the mouth of the Waikawa River, later visitors applied the name to a bay to the northeast, close to the mouth of the Clutha River, which itself was for many years known as the Molyneux River. The town of Port Molyneux, located on this bay, was a busy harbour during the 19th century. Its location at the mouth of the Clutha made it a good site for trade both from the interior and for coastal and ocean-going shipping. A major flood in 1878 shifted the mouth of the Clutha to the north and silted up the port, after which the town gradually dwindled.
Sealers and whalers founded the first European settlements in the early years of the 19th century, at which time the hunting of marine mammals dominated European economic activity in New Zealand. A whaling station was established on the Tautuku Peninsula in 1839, with smaller stations at Waikawa and close to the mouth of the Clutha River.
The Catlins take their name from the Catlins River, itself named for whaling captain Edward Cattlin (sometimes spelt Catlin). He purchased an extensive block of land along Catlins River on 15 February 1840 from Kāi Tahu chief Hone Tūhawaiki (also known as "Bloody Jack") for muskets and £30 (roughly NZ\$3000 in 2005 dollars). New Zealand's land commissioners declined to endorse the purchase, however, and the Māori received much of the land back after long negotiations ending more than a decade after Cattlin's death.
During the mid-19th century the area developed into a major saw-milling region, supplying the newly developing town of Dunedin with timber shipped from the ports of Waikawa and Fortrose. A 70 m (230 ft)-long jetty was built at Fortrose in 1875, although this has long since disappeared. Several shipwrecks occurred along the treacherous coastline during this period. Most notably, one of New Zealand's worst shipping disasters occurred here: the wreck of the passenger-steamer Tararua, en route from Bluff to Port Chalmers, which foundered off Waipapa Point on 29 April 1881 with the loss of all but 20 of the 151 people aboard.
Another noted shipwreck, that of the Surat, occurred on New Year's Day in 1874. This ship, holed on rocks near Chasland's Mistake eight kilometres southeast of Tautuku Peninsula, limped as far as the mouth of the Catlins River before its 271 immigrants abandoned ship. A beach at the mouth of the Catlins River is named Surat Bay in commemoration of this wreck. The schooner Wallace and steamer Otago were also both wrecked at or near Chasland's Mistake, in 1866 and 1876 respectively,[^1] and a 4534-ton steamer, the Manuka, ran aground at Long Point north of Tautuku in 1929. In all there were eight shipwrecks of note between 1839 and 1892.
After a decline in the 1890s, the logging of native timber expanded into new areas made accessible by an extension of the railway, before petering out in the mid-20th century. A series of bushfires destroyed several mills in 1935. The cleared land was used primarily for pastoral sheep and dairy farming, which continues to be a mainstay of the Catlins' economy. Much of the remaining forest is now protected by the Department of Conservation as part of the Catlins Conservation Park.
Medical pioneer Dr Truby King established a farm at Tahakopa and a Catlins timber mill from the 1890s to the 1920s, and gave some of his mental patients vocational training there.
From the time of the Great Depression until the formation of the New Zealand Rabbit Board in 1954, rabbits became a major pest in the area, and rabbiters were employed to keep the creatures under control. The trapping of rabbits and auctioning of their skins in Dunedin became a minor but important part of the Catlins area's economy during this time.
The area's population has declined from a peak of around 2,700 in 1926 to its current level of around 1,200. This decline has halted in recent decades, with 2008 figures being very similar to those of 1986.
## Natural history
### Wildlife
The Catlins coast often hosts New Zealand fur seals and Hooker's sea lions, and occasionally southern elephant seals can be seen. Several species of penguin also nest along the coast, notably the rare yellow-eyed penguin (hoiho), as do other seabirds including mollymawks and Australasian gannets, and the estuaries of the rivers are home to herons, stilts, godwits and oystercatchers. Bitterns and the threatened fernbird (matata) can also occasionally be seen along the reedy riverbanks.
In the forests, endangered birds such as the mōhua and kākāriki occur, as do other birds such as the tūī, pīwakawaka, and kererū. One of New Zealand's only two native species of non-marine mammal, the long-tailed bat, lives in small numbers within the forests, and several species of lizard are also found locally, including the southern forest gecko.
Many species of fish, shellfish, and crustaceans frequent both the local rivers and sea, notably crayfish and paua. Nugget Point in the northern Catlins hosts a particularly rich variety of marine wildlife. The establishment of a marine reserve off the coast here, discussed in 1992, 2004 and 2015, has been controversial. Hector's dolphins can often be seen close to the Catlins coast, especially at Porpoise Bay near Waikawa, which is protected as part of the Catlins Coast Marine Mammal Sanctuary, established in 2008. Migratory southern right whales and humpback whales can be spotted along the coastline during winter.
### Flora
The Catlins features dense temperate rainforest, dominated by podocarps. This is the largest area of native forest remaining on the South Island's east coast, with over 500 square kilometres (190 sq mi) of forest and neighbouring subalpine areas being protected in Catlins Conservation Park. The forest is thick with trees such as rimu, totara, silver beech, matai and kahikatea. Of particular note are the virgin rimu and totara forest remaining in those areas which were too rugged or steep to have been milled by early settlers, and an extensive area of silver beech forest close to the Takahopa River. This is New Zealand's most southerly expanse of beech forest. Many native species of forest plant can be found in the undergrowth of the Catlins forest, including young lancewoods, orchids such as the spider orchid and perching Easter orchid, and many different native ferns.
Settlers cleared much of the Catlins' coastal vegetation for farmland, but in some areas the original coastal plant life survives, primarily around cliff edges and some of the bays close to the Tautuku Peninsula, these being furthest from the landward edges of the forest. Plant life here includes many native species adapted to the strong salt-laden winds found in this exposed region. The Catlins coastal daisy (Celmisia lindsayii) is unique to the region, and is related to New Zealand's mountain daisies. Tussocks, hebes, and flaxes are common, as are native gentians, though the endangered native sedge pingao can now rarely be found. In years when the southern rātā flowers well, the coastal forest canopy turns bright red. The rātā also thrives in some inland areas.
### Geology
The geology of the Catlins dates back to over 150 million years ago, when the bedrock of the New Zealand continent was being assembled by thick sediments and volcanic arcs accreting onto the edge of the Gondwana supercontinent in a series of long thin terranes. The parallel hill ranges of the Catlins form part of the Murihiku terrane, which extends inland through the Hokonui Hills as far west as Mossburn. This itself forms part of a larger system known as the Southland Syncline, a fold system which links to similar formations in Tasman District (offset by the Alpine Fault), the North Island and even New Caledonia, 3,500 km (2,200 mi) away.
The north-eastern boundary of this geologic region is marked by the Murihiku escarpment, which runs along the southern edge of the dormant Hillfoot fault line. The Catlins ranges are strike ridges composed of Triassic and Jurassic sandstones, mudstones and other related sedimentary rocks, often with a high incidence of feldspar. Fossils of the late and middle Triassic Warepan and Kaihikuan stages are found in the area.
Curio Bay features the petrified remains of a forest 160 million years old. This represents a remnant of the subtropical woodland that once covered the region, only to become submerged by the sea. The fossilised remnants of trees closely related to modern kauri and Norfolk pine can be seen here.
## Population and demographics
The Catlins are partly in the Otago region and partly in Southland, and consequently are covered in two statistical areas. They cover 2,455.19 km<sup>2</sup> (947.95 sq mi) and had an estimated population of as of with a population density of people per km<sup>2</sup>.
Almost all of the Catlins' population lies either close to the route of the former state highway running from Balclutha to Invercargill (which now forms part of the Southern Scenic Route), or in numerous tiny coastal settlements, most of which have only a few dozen inhabitants.
The largest town in the Catlins, Owaka, had a population of 309 in the 2018 census. It is located 35 km (22 mi) southwest of Balclutha. The only other settlements of any great size are Kaka Point (population 231), Waikawa, Tokanui, and Fortrose, which lies at the western edge of the Catlins on the estuary of the Mataura River. Most of the area's other settlements are either little more than farming communities (such as Romahapa, Maclennan, and Glenomaru) or seasonally populated holiday communities with few permanent residents (such as Papatowai or Pounawea). An outdoor education centre, run by the Otago Youth Adventure Trust is located at Tautuku, almost exactly halfway between Owaka and Waikawa.
### Catlins statistical area
The Catlins statistical area, which includes the Catlins within the Otago region, covers 1,072.96 km<sup>2</sup> (414.27 sq mi) and had an estimated population of as of with a population density of people per km<sup>2</sup>.
Catlins had a population of 1,305 at the 2018 New Zealand census, an increase of 51 people (4.1%) since the 2013 census, and a decrease of 27 people (−2.0%) since the 2006 census. There were 579 households. There were 681 males and 624 females, giving a sex ratio of 1.09 males per female. The median age was 50.1 years (compared with 37.4 years nationally), with 213 people (16.3%) aged under 15 years, 147 (11.3%) aged 15 to 29, 675 (51.7%) aged 30 to 64, and 270 (20.7%) aged 65 or older.
Ethnicities were 94.9% European/Pākehā, 8.7% Māori, 0.7% Pacific peoples, 1.1% Asian, and 1.4% other ethnicities (totals add to more than 100% since people could identify with multiple ethnicities).
The proportion of people born overseas was 10.6%, compared with 27.1% nationally.
Although some people objected to giving their religion, 57.0% had no religion, 31.5% were Christian, 0.5% were Buddhist and 1.8% had other religions.
Of those at least 15 years old, 144 (13.2%) people had a bachelor or higher degree, and 291 (26.6%) people had no formal qualifications. The median income was \$30,000, compared with \$31,800 nationally. 129 people (11.8%) earned over \$70,000 compared to 17.2% nationally. The employment status of those at least 15 was that 579 (53.0%) people were employed full-time, 186 (17.0%) were part-time, and 21 (1.9%) were unemployed.
### Wyndham-Catlins statistical area
Wyndham-Catlins, which includes the Catlins within the Southland region, covers 1,382.23 km<sup>2</sup> (533.68 sq mi) and had an estimated population of as of with a population density of people per km<sup>2</sup>.
Wyndham-Catlins had a population of 2,196 at the 2018 New Zealand census, an increase of 18 people (0.8%) since the 2013 census, and an increase of 66 people (3.1%) since the 2006 census. There were 834 households. There were 1,164 males and 1,032 females, giving a sex ratio of 1.13 males per female. The median age was 41.0 years (compared with 37.4 years nationally), with 462 people (21.0%) aged under 15 years, 375 (17.1%) aged 15 to 29, 1,044 (47.5%) aged 30 to 64, and 315 (14.3%) aged 65 or older.
Ethnicities were 92.5% European/Pākehā, 12.2% Māori, 1.6% Pacific peoples, 1.9% Asian, and 1.2% other ethnicities (totals add to more than 100% since people could identify with multiple ethnicities).
The proportion of people born overseas was 7.0%, compared with 27.1% nationally.
Although some people objected to giving their religion, 53.4% had no religion, 36.5% were Christian, 0.3% were Hindu, 0.1% were Muslim, 0.4% were Buddhist and 1.6% had other religions.
Of those at least 15 years old, 192 (11.1%) people had a bachelor or higher degree, and 477 (27.5%) people had no formal qualifications. The median income was \$33,400, compared with \$31,800 nationally. 225 people (13.0%) earned over \$70,000 compared to 17.2% nationally. The employment status of those at least 15 was that 1,008 (58.1%) people were employed full-time, 306 (17.6%) were part-time, and 30 (1.7%) were unemployed.
## Economy
The early European economy of the Catlins during the 1830s and 1840s centred on whaling and sealing. The exploitation of the forests for timber started in the 1860s with the rapid growth of the city of Dunedin as a result of the goldrush of 1861–62. In the early 1870s more timber cargo was loaded at Owaka than at any other New Zealand port. Forestry and sawmilling declined in the late 1880s once the easily accessible timber had been removed. The extension of the railway beyond Owaka breathed new life into these industries, however, with activity peaking during the 1920s.
The land cleared of trees largely became pasture. From the 1880s, clearing of land for dairy farming increased, especially in the areas around Tahakopa and the Ōwaka River valley. Considerable sheep and dairy farming continues on the cleared hills on the periphery of the region, and this accounts for much of the Catlins' income. A rural polytechnic specialising in agricultural science (Telford Rural Polytechnic) is located south of Balclutha close to the northeastern edge of the Catlins.
Fishing and tourism now account for much of the area's economy. The rugged natural scenery, sense of isolation, and natural attractions such as Cathedral Caves makes the Catlins a popular destination for weekend trips by people from Dunedin and Invercargill, the two nearest cities. A large number of cribs (holiday cottages) occur at places such as Jack's Bay and Pounawea. Ecotourism is becoming increasingly important to the area's economy, with many of the visitors coming from overseas. Tourism added an estimated \$2.4 million to the region's economy in 2003.
## Transport
The Southern Scenic Route links Fiordland and Dunedin via the Catlins. Here it runs northeast to southwest as an alternative road to State Highway 1, which skirts the Catlins to the northwest. This section of the Southern Scenic Route—formerly designated State Highway 92 but no longer listed as a state highway—winds through most of the small settlements in the area, and was only completely sealed during the late 1990s (a stretch of about 15 km (9 mi) southwest of Tautuku was surfaced with gravel prior to that time). The settlements of Owaka, Maclennan, Papatowai, Tokanui, and Fortrose all lie on this route. A coastal route also parallels the inland highway between Waikawa and Fortrose, but only about two thirds of this road is sealed.
The remaining small roads in the district, all of which link with the former State Highway, have gravel surfaces. These roads mainly link the main route with small coastal settlements, although gravel roads also extend along the valleys of the Ōwaka and Tahakopa Rivers, linking the main Catlins route with the small towns of Clinton and Wyndham respectively. The gravelled Waikawa Valley Road crosses the hills to join the Tahakopa-Wyndham route.
Several of the area's coastal settlements have facilities for small boats, but generally only fishing and holiday craft use them; no regular passenger or freight-boat service runs to the Catlins. A railway line, the Catlins River Branch, linked the area with the South Island Main Trunk Line from the late 19th century. Construction of this line began in 1879, but it did not reach Owaka until 1896. Construction progressed slowly due to the difficult terrain, and the final terminus of the line at Tahakopa was not completed until 1915. The economic viability of the line declined with the sawmills that it was built to serve, and the line was eventually closed in 1971. Parts of the line's route are now accessible as walkways, among them a 240 m (790 ft) long tunnel ("Tunnel Hill") between Owaka and Glenomaru.
## Government
The Catlins forms part of the Clutha-Southland electorate in the New Zealand Parliament. Between 1996 and 2014, the electorate was represented by Bill English of the National Party, who was Prime Minister of New Zealand and a former Leader of the Opposition. The Catlins area is split between the Clutha and Southland Districts for local government purposes.
Most of the Catlins falls in the Clutha District, based in Balclutha, and one of the council's fourteen representatives is elected directly from a Catlins Ward which is roughly coterminous with this area. The Clutha District is itself part of the Otago Region, controlled administratively by the Otago Regional Council (ORC) in Dunedin, 80 km (50 mi) to the northeast of Balclutha. The Molyneux Constituency of the ORC, which covers roughly the same area as the Clutha District, elects two councillors to the 12-member Regional Council.
Approximately the westernmost one-third of the Catlins area lies in the Southland District, based in Invercargill, 50 km (31 mi) to the west of Fortrose. One of the council's 12 elected members represents the Toetoes Ward, which contains this part of the Catlins, along with an area around Wyndham and extending along Toetoes Bay towards the Awarua Plain. The Southland District is itself part of the Southland Region, controlled administratively by the Southland Regional Council (SRC; also known as Environment Southland''), which is also based in Invercargill. The Southern Constituency of the SRC, which covers the entire Toetoes Ward and extends across the Awarua Plain almost as far as Bluff in the west and Mataura in the north, elects one councillor to the 12-member Regional Council.
## Education
The Catlins area hosts four co-educational schools: Tahakopa School, Tokanui School, and Romahapa School, all of which are primary schools; The Catlins Area School, Owaka is a combined primary and secondary school. It is the only one of the four with more than 100 pupils. The nearest dedicated secondary schools are South Otago High School in Balclutha and Menzies College in Wyndham.
The nearest tertiary institution is Telford Rural Polytechnic, located at the edge of the Catlins at Otanomomo, south of Balclutha. Other than this, the nearest tertiary establishments are in Invercargill and Dunedin, the nearest university being the University of Otago in Dunedin.
## Medical services
A hospital opened in Owaka in 1924, offering a decreasing range of services until its closure during the 1980s. The building and grounds now host a youth hostel and holiday park. Today, Owaka is served by a medical centre and a pharmacy. The Southern District Health Board is responsible for most publicly funded health services in Otago and Southland, including the Catlins.
The nearest hospital to most of the area is the community owned Clutha Health First, in Balclutha. There is another small hospital in Gore, a secondary level hospital in Invercargill, and a tertiary level hospital (Dunedin Hospital) in Dunedin. The last two are also university teaching hospitals.
## See also
- McLean Falls
[^1]: A. Asbjørn Jøn, Shipwreck Artifacts from the S.S. Otago and the S.S. Tairoa as Symbols of Dominant Maritime Regional Identity Narratives in Southeastern New Zealand, Field Notes: A Journal of Collegiate Anthropology\| volume=8 (2016): pp. 28–49.
|
3,571,407 |
Broad-billed parrot
| 1,173,784,022 |
Large extinct parrot endemic to Mauritius
|
[
"Bird extinctions since 1500",
"Birds described in 1866",
"Birds of Mauritius",
"Extinct animals of Africa",
"Extinct animals of Mauritius",
"Extinct birds of Indian Ocean islands",
"Extinct flightless birds",
"Parrots of Africa",
"Psittacinae",
"Species endangered by invasive species",
"Species made extinct by human activities"
] |
The broad-billed parrot or raven parrot (Lophopsittacus mauritianus) is a large extinct parrot in the family Psittaculidae. It was endemic to the Mascarene island of Mauritius . The species was first referred to as the "Indian raven" in Dutch ships' journals from 1598 onwards. Only a few brief contemporary descriptions and three depictions are known. It was first scientifically described from a subfossil mandible in 1866, but this was not linked to the old accounts until the rediscovery of a detailed 1601 sketch that matched both the subfossils and the accounts. It is unclear what other species it was most closely related to, but it has been classified as a member of the tribe Psittaculini, along with other Mascarene parrots. It had similarities with the Rodrigues parrot (Necropsittacus rodricanus), and may have been closely related.
The broad-billed parrot's head was large in proportion to its body, and there was a distinct crest of feathers on the front of the head. The bird had a very large beak, comparable in size to that of the hyacinth macaw, which would have enabled it to crack hard seeds. Its bones indicate that the species exhibited greater sexual dimorphism in overall size and head size than any living parrot. The exact colouration is unknown, but a contemporary description indicates that it had multiple colours, including a blue head, and perhaps a red body and beak. It is believed to have been a weak flier, but not flightless. The bird became extinct in the 17th century owing to a combination of deforestation, predation by introduced invasive species, and probably hunting as well.
## Taxonomy
The earliest known descriptions of the broad-billed parrot were provided by Dutch travellers during the Second Dutch Expedition to Indonesia, led by the Dutch Admiral Jacob Cornelis van Neck in 1598. They appear in reports published in 1601, which also contain the first illustration of the bird, along with the first of a dodo. The description for the illustration reads: "5\* Is a bird which we called the Indian Crow, more than twice as big as the parroquets, of two or three colours". The Dutch sailors who visited Mauritius categorised the broad-billed parrots separately from parrots, and referred to them as "Indische ravens" (translated as either "Indian ravens" or "Indian crows") without accompanying useful descriptions, which caused confusion when their journals were studied. The Dutch painter Jacob Savery lived in a house in Amsterdam called "In de Indische Rave" (Dutch for "in the Indian raven") until 1602, since Dutch houses had signboards instead of numbers at the time. While he and his brother, the painter Roelant Savery, did not paint this species and it does not appear to have been transported from Mauritius, they may have read about it or heard about it from the latter's contacts in the court of Emperor Rudolf II (Roelant painted other extinct Mauritian species in the emperor's menagerie).
The British naturalist Hugh Edwin Strickland assigned the "Indian ravens" to the hornbill genus Buceros in 1848, because he interpreted the projection on the forehead in the 1601 illustration as a horn. The Dutch and the French also referred to South American macaws as "Indian ravens" during the 17th century, and the name was used for hornbills by Dutch, French, and English speakers in the East Indies. The British traveller Sir Thomas Herbert referred to the broad-billed parrot as "Cacatoes" (cockatoo) in 1634, with the description "birds like Parrats [sic], fierce and indomitable", but naturalists did not realise that he was referring to the same bird. Even after subfossils of a parrot matching the descriptions were found, the French zoologist Emile Oustalet argued in 1897 that the "Indian raven" was a hornbill whose remains awaited discovery. The Mauritian ornithologist France Staub was in favour of this idea as late as 1993. No remains of hornbills have ever been found on the island, and apart from an extinct species from New Caledonia, hornbills are not found on any oceanic islands.
The first known physical remain of the broad-billed parrot was a subfossil mandible collected along with the first batch of dodo bones found in the Mare aux Songes swamp. The British biologist Richard Owen described the mandible in 1866 and identified it as belonging to a large parrot species, to which he gave the binomial name Psittacus mauritianus. This holotype specimen is now lost. The common name "broad-billed parrot" was first used by Owen in a 1866 lecture. In 1868, shortly after the 1601 journal of the Dutch East India Company ship Gelderland had been rediscovered, the German ornithologist Hermann Schlegel examined an unlabelled pen-and-ink sketch in it. Realising that the drawing, which is attributed to the Dutch artist Joris Joostensz Laerle, depicted the parrot described by Owen, Schlegel made the connection with the old journal descriptions. Because its bones and crest are significantly different from those of Psittacus species, the British zoologist Alfred Newton assigned it to its own genus in 1875, which he called Lophopsittacus. Lophos is the Ancient Greek word for crest, referring here to the bird's frontal crest, and psittakos means parrot. More fossils were later found by Theodore Sauzier, and described by the British ornithologists Edward Newton and Hans Gadow in 1893. These included previously unknown elements such as the sternum (breast-bone), femur, metatarsus, and a lower jaw larger than the one that was originally described.
In 1967, the American ornithologist James Greenway speculated that reports of grey Mauritian parrots referred to the broad-billed parrot. In 1973, based on remains collected by the French amateur naturalist Louis Etienne Thirioux in the early 20th century, the British ornithologist Daniel T. Holyoak placed a small subfossil Mauritian parrot in the same genus as the broad-billed parrot and named it Lophopsittacus bensoni. In 2007, on the basis of a comparison of subfossils, and correlated with old descriptions of small grey parrots, the British palaeontologist Julian Hume reclassified it as a species in the genus Psittacula and called it Thirioux's grey parrot. Hume also reidentified a skull found by Thirioux that was originally assigned to the Rodrigues parrot (Necropsittacus rodricanus) as belonging to the broad-billed parrot instead, making it only the second skull known of this species.
### Evolution
The taxonomic affinities of the broad-billed parrot are undetermined. Considering its large jaws and other osteological features, Newton and Gadow thought it to be closely related to the Rodrigues parrot in 1893, but were unable to determine whether they both belonged in the same genus, since a crest was only known from the latter. The British ornithologist Graham S. Cowles instead found their skulls too dissimilar for them to be close relatives in 1987.
Many endemic Mascarene birds, including the dodo, are derived from South Asian ancestors, and the British ecologist Anthony S. Cheke and Hume have proposed that this may be the case for all the parrots there as well. Sea levels were lower during the Pleistocene, so it was possible for species to colonise some of the then less isolated islands. Although most extinct parrot species of the Mascarenes are poorly known, subfossil remains show that they shared features such as enlarged heads and jaws, reduced pectoral bones, and robust leg bones. Hume has suggested that they have a common origin in the radiation of the tribe Psittaculini, basing this theory on morphological features and the fact that parrots from that group have managed to colonise many isolated islands in the Indian Ocean. The Psittaculini may have invaded the area several times, as many of the species were so specialised that they may have evolved significantly on hotspot islands before the Mascarenes emerged from the sea.
## Description
The broad-billed parrot had a disproportionately large head and jaws, and the skull was flattened from top to bottom, unlike in other Mascarene parrots. Ridges on the skull indicate that its distinct frontal crest of feathers was firmly attached, and that the bird, unlike cockatoos, could not raise or lower it. The width of the hind edge of the mandibular symphysis (where the two halves of the lower jaw connected) indicate that the jaws were comparatively broad. The 1601 Gelderland sketch was examined in 2003 by Hume, who compared the ink finish with the underlying pencil sketch and found that the latter showed several additional details. The pencil sketch depicts the crest as a tuft of rounded feathers attached to the front of the head at the base of the beak, and shows rounded wings with long primary covert feathers, large secondary feathers, and a slightly bifurcated tail, with the two central feathers longer than the rest. Measurements of some of the first known bones show that the mandible was 65–78 millimetres (2.6–3.1 in) in length, 65 mm (2.6 in) in width, the femur was 58–63 mm (2.3–2.5 in) in length, the tibia was 88–99 mm (3.5–3.9 in), and the metatarsus 35 mm (1.4 in). The sternum was relatively reduced.
Subfossils show that the males were larger, measuring 55–65 centimetres (22–26 in) to the females' 45–55 cm (18–22 in). The sexual dimorphism in size between male and female skulls is the largest among parrots. Differences in the bones of the rest of the body and limbs are less pronounced; nevertheless, it had greater sexual dimorphism in overall size than any living parrot. The size differences between the two birds in the 1601 sketch may be due to this feature. A 1602 account by the Dutch sailor Reyer Cornelisz has traditionally been interpreted as the only contemporary mention of size differences among broad-billed parrots, listing "large and small Indian crows" among the animals of the island. A full transcript of the original text was only published in 2003, and showed that a comma had been incorrectly placed in the English translation; "large and small" instead referred to "field-hens", possibly the red rail and the smaller Cheke's wood rail.
### Possible colouration
There has been some confusion over the colouration of the broad-billed parrot. The report of van Neck's 1598 voyage, published in 1601, contained the first illustration of the parrot, with a caption stating that the bird had "two or three colours". The last account of the bird, and the only mention of specific colours, was by the German preacher Johann Christian Hoffman in 1673–75:
> There are also geese, flamingos, three species of pigeon of varied colours, mottled and green perroquets, red crows with recurved beaks and with blue heads, which fly with difficulty and have received from the Dutch the name of Indian crow.
In spite of the mention of several colours, authors such as the British naturalist Walter Rothschild claimed that the Gelderland journal described the bird as entirely blue-grey, and it was restored this way in Rothschild's 1907 book Extinct Birds. Examination of the journal by Hume in 2003 revealed only a description of the dodo. He suggested that the distinctively drawn facial mask may represent a separate colour. Hume suggested in 1987 that in addition to size dimorphism, the sexes may have had different colours, which would explain some of the discrepancies in the old descriptions. The head was evidently blue, and in 2007, Hume suggested the beak may have been red, and the rest of the plumage greyish or blackish, which also occurs in other members of Psittaculini.
In 2015, a translation of the 1660s report of the Dutch soldier Johannes Pretorius about his stay on Mauritius (from 1666 to 1669) was published, wherein he described the bird as "very beautifully coloured". Hume accordingly reinterpreted Hoffman's account, and suggested the bird may have been brightly coloured with a red body, blue head, and red beak; the bird was illustrated as such in the paper. Possible iridescent or glossy feathers that changed appearance according to angle of light may also have given the impression that it had even more colours. The Australian ornithologist Joseph M. Forshaw agreed in 2017 that the bill was red (at least in males), but interpreted Hoffman's account as suggesting a more subdued reddish-brown colouration in general, with a pale bluish-grey head, similar to the Mascarene parrot.
## Behaviour and ecology
Pretorius kept various now-extinct Mauritian birds in captivity, and described the behaviour of the broad-billed parrot as follows:
> The Indian ravens are very beautifully coloured. They cannot fly and are not often found. This kind is a very bad tempered bird. When captive it refuses to eat. It would prefer to die rather than to live in captivity.
Though the broad-billed parrot may have fed on the ground and been a weak flier, its tarsometatarsus (lower leg bone) was short and stout, implying some arboreal (tree-dwelling) characteristics. The Newton brothers and many authors after them inferred that it was flightless, due to the apparent short wings and large size shown in the 1601 Gelderland sketch. According to Hume, the underlying pencil sketch actually shows that the wings are not particularly short. They appear broad, as they commonly are in forest-adapted species, and the alula appears large, a feature of slow-flying birds. Its sternal keel was reduced, but not enough to prevent flight, as the adept flying Cyanoramphus parrots also have reduced keels, and even the flightless kakapo, with its vestigial keel, is capable of gliding. Furthermore, Hoffman's account states that it could fly, albeit with difficulty, and the first published illustration shows the bird on top of a tree, an improbable position for a flightless bird. The broad-billed parrot may have been behaviourally near-flightless, like the now-extinct Norfolk Island kaka.
Sexual dimorphism in beak size may have affected behaviour. Such dimorphism is common in other parrots, for example in the palm cockatoo and the New Zealand kaka. In species where it occurs, the sexes prefer food of different sizes, the males use their beaks in rituals, or the sexes have specialised roles in nesting and rearing. Similarly, the large difference between male and female head size may have been reflected in the ecology of each sex, though it is impossible to determine how.
In 1953, the Japanese ornithologist Masauji Hachisuka suggested the broad-billed parrot was nocturnal, like the kakapo and the night parrot, two extant ground-dwelling parrots. Contemporary accounts do not corroborate this, and the orbits are of similar size to those of other large diurnal parrots. The broad-billed parrot was recorded on the dry leeward side of Mauritius, which was the most accessible for people, and it was noted that birds were more abundant near the coast, which may indicate that the fauna of such areas was more diverse. It may have nested in tree cavities or rocks, like the Cuban amazon. The terms raven or crow may have been suggested by the bird's harsh call, its behavioural traits, or just its dark plumage. The following description by the Dutch bookkeeper Jacob Granaet from 1666 mentions some of the broad-billed parrot's co-inhabitants of the forests, and might indicate its demeanour:
> Within the forest dwell parrots, turtle and other wild doves, mischievous and unusually large ravens [broad-billed parrots], falcons, bats and other birds whose name I do not know, never having seen before.
Many other endemic species of Mauritius were lost after human colonisation, so the ecosystem of the island is severely damaged and hard to reconstruct. Before humans arrived, Mauritius was entirely covered in forests, almost all of which have since been lost to deforestation. The surviving endemic fauna is still seriously threatened. The broad-billed parrot lived alongside other recently extinct Mauritian birds such as the dodo, the red rail, the Mascarene grey parakeet, the Mauritius blue pigeon, the Mauritius scops owl, the Mascarene coot, the Mauritian shelduck, the Mauritian duck, and the Mauritius night heron. Extinct Mauritian reptiles include the saddle-backed Mauritius giant tortoise, the domed Mauritius giant tortoise, the Mauritian giant skink, and the Round Island burrowing boa. The small Mauritian flying fox and the snail Tropidophora carinata lived on Mauritius and Réunion but became extinct in both islands. Some plants, such as Casearia tinifolia and the palm orchid, have also become extinct.
### Diet
Species that are morphologically similar to the broad-billed parrot, such as the hyacinth macaw and the palm cockatoo, may provide insight into its ecology. Anodorhynchus macaws, which are habitual ground dwellers, eat very hard palm nuts. Many types of palms and palm-like plants on Mauritius produce hard seeds that the broad-billed parrot may have eaten, including Latania loddigesii, Mimusops maxima, Sideroxylon grandiflorum, Diospyros egrettorium, and Pandanus utilis. The broad-billed parrot and other extinct Mascarene birds, such as the dodo and the Rodrigues solitaire could only reach seeds at low heights, and were therefore probably important seed-dispeersers, able to destroy the largest seeds among the Mascarene flora.
On the basis of radiographs, Holyoak claimed that the mandible of the broad-billed parrot was weakly constructed and suggested that it would have fed on soft fruits rather than hard seeds. As evidence, he pointed out that the internal trabeculae were widely spaced, that the upper bill was broad whereas the palatines were narrow, and the fact that no preserved upper rostrum had been discovered, which he attributed to its delicateness. The British ornithologist George A. Smith, however, pointed out that the four genera Holyoak used as examples of "strong jawed" parrots based on radiographs, Cyanorhamphus, Melopsittacus, Neophema and Psephotus, actually have weak jaws in life, and that the morphologies cited by Holyoak do not indicate strength. Hume pointed out in 2007 that the mandible morphology of the broad-billed parrot is comparable to that of the largest living parrot, the hyacinth macaw, which cracks open palm nuts with ease. It is therefore probable that the broad-billed parrot fed in the same manner.
The Brazilian ornithologist Carlos Yamashita suggested in 1997 that macaws once depended on now-extinct South American megafauna to eat fruits and excrete the seeds, and that they later relied on domesticated cattle to do this. Similarly, in Australasia the palm cockatoo feeds on undigested seeds from cassowary droppings. Yamashita also suggested that the abundant Cylindraspis tortoises and dodos performed the same function on Mauritius, and that the broad-billed parrot, with its macaw-like beak, depended on them to obtain cleaned seeds.
## Extinction
Though Mauritius had previously been visited by Arab vessels in the Middle Ages and Portuguese ships between 1507 and 1513, they did not settle on the island. The Dutch Empire acquired the island in 1598, renaming it after the Dutch stadtholder Maurice of Nassau, and it was used from then on for the provisioning of trade vessels of the Dutch East India Company. To the Dutch sailors who visited Mauritius from 1598 and onwards, the fauna was mainly interesting from a culinary standpoint. Of the eight or so parrot species endemic to the Mascarenes, only the echo parakeet of Mauritius has survived. The others were likely all made extinct by a combination of excessive hunting and deforestation.
Because of its poor flying ability, large size and possible island tameness, Hume stated in 2007 the broad-billed parrot was easy prey for sailors who visited Mauritius, and their nests would have been extremely vulnerable to predation by introduced crab-eating macaques and rats. Various sources indicate the bird was aggressive, which may explain why it held out so long against introduced animals after all. The bird is believed to have become extinct by the 1680s, when the palms it may have sustained itself on were harvested on a large scale. Unlike other parrot species, which were often taken as pets by sailors, there are no records of broad-billed parrots being transported from Mauritius either live or dead, perhaps because of the stigma associated with ravens. The birds would not in any case have survived such a journey if they refused to eat anything but seeds. Cheke pointed out in 2013 that hunting of this species was never reported and that deforestation was minimal at the time. He also suggested that old birds would have survived long after reproduction was possible.
|
10,412,631 |
Lê Quang Tung
| 1,160,117,719 |
South Vietnamese soldier (1919–1963)
|
[
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"1963 deaths",
"Assassinated military personnel",
"Date of birth missing",
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"South Vietnamese military personnel of the Vietnam War",
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Colonel Lê Quang Tung (13 June 1919 – 1 November 1963) was the commander of the Army of the Republic of Vietnam Special Forces under the command of Ngô Đình Nhu. Nhu was the brother of South Vietnam's president, Ngô Đình Diệm. A former servant of the Ngô family, Tung's military background was in security and counterespionage.
During the 1950s, Tung was a high-ranking official in Nhu's Cần Lao, a secret political apparatus which maintained the Ngô family's grip on power, extorting money from wealthy businessmen. In 1960, Tung was promoted directly to the rank of colonel and became the commander of the special forces. His period at the helm of South Vietnam's elite troops was noted mostly for his work in repressing dissidents, rather than fighting the Viet Cong insurgents. His best-known attack was the raid on Xá Lợi pagoda on 21 August 1963, in which hundreds died or disappeared.
Tung's main military programme was a scheme in which Army of the Republic of Vietnam personnel attempted to infiltrate North Vietnam in order to engage in intelligence gathering and sabotage. The program was ineffective; the vast majority of infiltrators were killed or captured. Tung was also reported to be planning an assassination attempt on Henry Cabot Lodge, Jr., the United States Ambassador to South Vietnam.
Following the pagoda raids, the United States terminated funding to Tung's men because they were used as a political tool rather than against the communists. Along with Diệm and Nhu, Tung was assassinated during the November 1963 coup. Nhu and Tung had been preparing a fake coup and counter-coup in order to give a false demonstration of the regime's strength. However, the pair were unaware that General Tôn Thất Đính, who was planning the phony operation, was involved in the real coup plot. Đính tricked Tung into sending his men into the countryside, leaving the regime in Saigon without the protection of the special forces. This led to the easy overthrow of the regime.
## Early career
Tung was born on June 13, 1919, in central Vietnam, which was then the protectorate of Annam in French Indochina. The former servant of the Ngô family was devoutly Roman Catholic, short and bespectacled. Tung had a military background almost entirely in security and counterespionage, which was an unusual basis for leading the special forces. Tung had first served the French as a security officer in Central Vietnam. He then worked for Diệm as a lieutenant in the military security service in Central Vietnam. As a high-ranking official in Nhu's Cần Lao, the secret Catholic political apparatus which maintained the Ngô family's grip on power, Tung raised party funds by extorting money from wealthy businessmen. Tung was primarily known among colleagues for his unwavering loyalty to Diệm. In 1960, he was promoted straight to the rank of colonel and placed in charge of the special forces. The Central Intelligence Agency (CIA) regarded Tung as the third most powerful man in South Vietnam behind Diệm and Nhu, thereby ranking him as South Vietnam's most powerful military officer.
## Head of special forces
Tung had been trained by the CIA in the United States. A Diệm loyalist, he led a force of 1,840 men, which operated under the direction of Nhu rather than the army command. He did not conduct operations against the communist Việt Cộng insurgents, but used his forces mainly in Saigon to repress opponents of the Diệm regime. Tung's most notable attacks occurred during the Buddhist crisis of 1963. During this period, the Buddhist majority engaged in mass protests against the pro-Catholic policies of the Diệm regime.
On 21 August 1963, Tung's men, acting on Nhu's orders, raided the Xá Lợi Pagoda, Saigon's main Buddhist temple. The attacks were replicated across the nation, leaving a death toll estimated to be in the hundreds. The pagodas suffered extensive damage and a further 1,400 monks and nuns were arrested. The attacks occurred after Nhu had tricked a group of Army of the Republic of Vietnam (ARVN) generals into agreeing to declare martial law. He knew the generals were plotting and hoped to exploit martial law to overthrow his brother, but outmanoeuvred them by sending Tung's special forces into the pagodas disguised as regular ARVN soldiers. As a result, South Vietnam's Buddhist majority initially thought the regular army had attacked the monks, damaging its generals' credibility among the populace as potential leaders of the country. Following the attacks, U.S. officials threatened to withhold aid to the special forces unless they were used to fight communists rather than attacking political or religious dissidents.
Another notable religious attack was perpetrated by Tung's men in 1963. A hugely oversized carp was found swimming in a small pond near the central city of Đà Nẵng. Local Buddhists began to believe that the fish was a reincarnation of one of Gautama Buddha's disciples. As more people made pilgrimages to the pond, so disquiet grew among the district chief and his subordinates, who answered to Ngô Đình Cẩn, another younger brother of Diệm. The officials mined the pond, but the fish survived. They raked the pond with machine gun fire, but the carp again escaped death. To deal with the tenacious fish, they called in Tung's special forces. Tung's men grenaded the pond, finally killing the carp. The killing backfired, because it generated more publicity – many newspapers across the world ran stories about the miraculous fish. ARVN helicopters began landing at the site, with paratroopers filling their bottles with water that they believed to be magical.
Tung also headed a group run by the CIA, in which ARVN personnel of northern origin infiltrated North Vietnam, posing as locals. The objective was to gather intelligence and sabotage communist infrastructure and communications facilities. The recruits were trained in bases at Nha Trang, Đà Nẵng, and sometimes offshore in Taiwan, Guam and Okinawa. Around eighty groups of operatives, each numbering six or seven men, were deployed in 1963. They entered the north via parachute drops or sampan journeys at night, but nearly all were captured or killed. The captives were frequently used in communist propaganda broadcasts. Tung was criticised for his management of the operations.
At Nhu's request, Tung was reported to have been planning an operation under the cover of a government-organised student demonstration outside the US Embassy, Saigon. In this plan, Tung's men would assassinate ambassador Henry Cabot Lodge, Jr. and other key officials among the confusion. Another target was the Buddhist leader Thích Trí Quang, who had been given asylum in the embassy after being targeted in the pagoda raids. According to the plan, Tung's men would then burn down the embassy.
## U.S. sanctions
Following the pagoda raids, the U.S. began exploring the possibility of replacing Diệm. Cable 243 informed the US embassy to look for alternative leadership if Diệm did not remove Nhu. In September, the Krulak–Mendenhall mission was despatched to South Vietnam to analyse the domestic situation and the war against the communists. One of the resulting suggestions was to terminate funding of the special forces as an expression of disapproval of Tung and Nhu's actions. Another was to run covert campaigns to discredit Tung. The Krulak–Mendenhall mission ended in a stalemate, so the Kennedy administration followed up with the McNamara–Taylor mission. The second expedition resulted in the suspension of funding for the special forces until they were placed under the command of the army's Joint General Staff (JGS) and sent into battle.
The McNamara–Taylor mission's report noted that one of the reasons for sending Tung's men into the field was because they "are a continuing support for Diệm". The Americans were aware that removing the special forces from Saigon would increase the chances that a coup would succeed, thereby encouraging the army to overthrow the president. Diệm and Nhu were undeterred by the suspension of aid, keeping Tung and his men in the capital. In private talks with US officials, Diệm insisted that the army was responsible for the pagoda attacks and that Tung's men were already under the control of the JGS.
## Coup and assassination
By September, Diệm and Nhu knew that a group of generals were planning a coup. Nhu ordered Tung and Tôn Thất Đính – a loyalist general who commanded the ARVN III Corps which encompassed the Saigon region – to plan a fake coup against the government. One objective was to trick anti-government dissidents into joining the false uprising so that they could be identified and eliminated. Another aim was to provide a public relations stunt that would give a false impression of the strength of the regime.
Codenamed Operation Bravo, the first stage of the scheme involved some of Tung's loyalist soldiers, disguised as insurgents, faking a coup. Tung would then announce the formation of a "revolutionary government" consisting of opposition activists, while Diệm and Nhu pretended to be on the run. During the orchestrated chaos of the first coup, the disguised loyalists would riot and in the ensuing mayhem, kill the leading coup plotters, such as Generals Dương Văn Minh, Trần Văn Đôn, Lê Văn Kim and junior officers that were helping them. Tung's men and some of Nhu's underworld connections were also to kill some figures who were assisting the conspirators, such as the titular but relatively powerless Vice President Nguyễn Ngọc Thơ, CIA officer Lucien Conein, who was on assignment in Vietnam as a military adviser, and Ambassador Lodge. These would then be blamed on "neutralist and pro-communist elements". This was to be followed by a fake "counter-coup", whereupon Tung's special forces, having left Saigon on the pretext of fighting communists, as well as Đính's forces would triumphantly re-enter Saigon to reaffirm the Diệm regime. Nhu would then exploit the scare to round up dissidents.
However, Nhu and Tung were unaware that Đính was part of the real coup plot. The III Corps commander told Tung that the counter-coup needed to employ an overwhelming amount of force. He said that tanks were required "because armour is dangerous". In an attempt to outwit Tung, Đính said that fresh troops were needed, opining:
> If we move reserves into the city, the Americans will be angry. They'll complain that we're not fighting the war. So we must camouflage our plan by sending the special forces out to the country. That will deceive them.
The loyalists were unaware that Đính's real intention was to engulf Saigon with his rebel divisions and lock Tung's loyalists in the countryside where they could not defend the president. Tung and the palace agreed to send all four Saigon-based special forces companies out of the capital of Saigon on 29 October 1963.
On 1 November 1963, Tung was summoned by the coup organisers to the Joint General Staff headquarters near Tân Sơn Nhứt Air Base, on the pretext of a routine officers' lunch meeting. At 13:30, General Trần Văn Đôn announced that a coup was taking place. Most of the officers rose to applaud, but Tung did not. He was taken away by Nguyễn Văn Nhung, the bodyguard of General Minh. As he was led away, Tung shouted "Remember who gave you your stars!"
During the early stages of the coup, the rebels forced Tung to order his men to surrender. This meant that only the Presidential Guard was left to defend Gia Long Palace. At 16:45, Tung was forced at gunpoint to talk to Diệm on the phone, telling the president that he had told his men to surrender. Minh ordered Nhung to execute the Diệm loyalist. Tung had failed to convince the president to surrender and still commanded the loyalty of his men. The other generals had little sympathy, since the special forces commander had disguised his men in army uniforms and framed the generals for the pagoda raids. The generals were aware of the threat Tung posed; they had discussed his elimination during their planning, having contemplated waging an offensive against his special forces.
At nightfall he was taken with Major Lê Quảng Trịệu, his brother and deputy, hands tied, into a jeep and driven to edge of the air base. Forced to kneel over two freshly dug holes, the brothers were shot into their graves and buried. The coup was successful, and on the following morning, Diệm and Nhu were captured and executed.
|
18,065,047 |
Sjafruddin Prawiranegara
| 1,171,109,100 |
Indonesian statesman and economist (1911–1989)
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Sjafruddin Prawiranegara (EYD: Syafruddin Prawiranegara; 28 February 1911 – 15 February 1989) was an Indonesian statesman and economist. He served in various roles during his career, including as head of government in the Emergency Government of the Republic of Indonesia, as Minister of Finance in several cabinets, and as the first Governor of Bank Indonesia. Sjafruddin later became the prime minister of the Revolutionary Government of the Republic of Indonesia, a shadow government set up in opposition to the country's central government.
Originating from Banten with Minangkabau ancestry, Sjafruddin became active in politics after his education in law. By 1940, he was working at a tax office, and joined the nationalist movements during the Japanese occupation period (1942–1945). Due to his closeness to the revolutionary leader Sutan Sjahrir, he was appointed finance minister in the Republican government during the Indonesian National Revolution (1945–1949). In this capacity, he lobbied for and distributed the Oeang Republik Indonesia, a predecessor currency to the Indonesian rupiah. Despite his socialist views, he joined the Islamic Masyumi party. In December 1948, a Dutch offensive captured the Indonesian revolutionary leaders including President Sukarno, resulting in Sjafruddin activating contingency plans and forming the Emergency Government of the Republic of Indonesia on 22 December. For seven months in West Sumatra, he became the head of government of Indonesia, allowing the government to continue functioning and ensuring continued resistance.
Following the Roem–Van Roijen Agreement – which he had opposed – Sjafruddin returned his governing mandate to Sukarno in July 1949. With Indonesia now independent, he was first appointed deputy prime minister, then reappointed as finance minister until 1951. One of the party's leaders and its most prominent economic policymaker, he maintained a conservative approach to government budgets and established a foreign exchange certificate system. In order to reduce the money supply and curb inflation, he formulated the "Sjafruddin Cut" policy which involves physically cutting Dutch-issued banknotes in half. He then became the first governor of Bank Indonesia, where his general accommodative approach to foreign capital and opposition to nationalization caused tensions with the Sukarno government and economists such as Sumitro Djojohadikusumo.
A pragmatic policymaker, he espoused religious socialism and based his views on a liberal Islamic interpretation and was a staunch opponent of communism. His opposition to Sukarno's Guided Democracy along with Dutch–Indonesian tensions caused a significant split between Sjafruddin and the Sukarno government. Escaping to Sumatra, he made contacts with dissident army officers and began openly criticizing the government. While initially reluctant to spark a civil war, in February 1958 he became leader of the Revolutionary Government of the Republic of Indonesia in West Sumatra. The rebellion was soon defeated, and after three years of guerilla warfare Sjafruddin surrendered to the government in 1961. Imprisoned until 1966, once released he became a vocal critic of the New Order government for its corruption and imposition of the principle of Pancasila to religious and social organizations until his death in 1989. Despite opposition from the armed forces, he was declared a National Hero of Indonesia in 2011.
## Early life and career
Sjafruddin was born in Anyer Kidul to an aristocratic santri family, in what is present day Serang Regency, Banten, on 28 February 1911. He was the son of a Bantenese father and a Bantenese-Minangkabau mother. His father, R. Arsyad Prawiraatmadja, was a district chief from a family of officials in Banten and was a member of the Sarekat Islam and Budi Utomo organizations. His maternal great-grandfather was a descendant of royalty in the Pagaruyung Kingdom, who had been exiled to Banten after the end of the Padri War. Sjafruddin began his education at a Europeesche Lagere School in Serang, before continuing to a Meer Uitgebreid Lager Onderwijs in Madiun. In 1931, he graduated from an Algemene Middelbare School in Bandung. He wished to continue his studies in Leiden in the Netherlands, but his family could not afford it, so he instead studied at law at the Rechtshoogeschool te Batavia, in Batavia (now Jakarta), earning a Meester in de Rechten (Mr.) degree in September 1939. During his studies in Batavia, Sjafruddin founded the Unitas Studiosorum Indonesiensis, a student organization which was sponsored by the Dutch authorities and tended to avoid engaging in politics, unlike the more radical Perhimpoenan Peladjar-Peladjar Indonesia (Indonesian Students' Association).
After graduating, he became an editor for the newspaper Soeara Timur ("Eastern Voice"), and from 1940 until 1941 he was the chairman of the Perserikatan Perkumpulan Radio Ketimuran ("Eastern Radio Association"). Sjafruddin, who had developed strong nationalist sentiments, rejected the moderate demands presented by the 1936 Soetardjo Petition (made by Soetardjo Kartohadikusumo, the sponsor of Soeara Timur), and in 1940 refused to join the Stadswacht, the Dutch colonial militia. He also founded a war relief effort organization, where he served as secretary until the Japanese occupation of the Dutch East Indies began in 1942. Despite his education in law and his general interest in literature, he took a job at the colonial finance department as a tax inspector's adjutant in Kediri, after a one-year job training. He retained this job during the Japanese occupation of 1942–1945, during which he was initially promoted to head of the Kediri tax office, and then relocated to Bandung. During the occupation, Sjafruddin became convinced that immediate Indonesian independence was necessary, and became active in the underground independence movement. He often visited Sutan Sjahrir, a key leader in the resistance against Japanese occupation, and according to Sjafruddin, he was often wrongly regarded as a member of Sjahrir's movement. Along with Mohammad Natsir, he discreetly organized a number of educational courses directed against the Japanese occupation.
## National revolution
### Early national revolution
Indonesian independence was proclaimed on 17 August 1945, with Sukarno being elected as President. On 24 August Sjafruddin became a member of the Indonesian National Committee of the Priangan region, before joining the Central Indonesian National Committee (KNIP) and becoming one of the members of its Working Committee. In 1946 he joined Masjumi, an Islamic party, despite previously having no experience within Islamic organizations; he later said that his religious affiliation led him to prefer Masyumi to Sjahrir's Socialist Party of Indonesia, despite his personal connection to Sjahrir. His closeness to Sjahrir led to his appointment as deputy minister of finance in Sjahrir's second cabinet from 12 March to 2 October 1946 and Minister of Finance for his third cabinet from 2 October to 27 June 1947, before his replacement by Alexander Andries Maramis.
He returned to a cabinet position as Minister of Prosperity under Mohammad Hatta's non-party cabinet starting from 29 January 1948. Sjahrir had offered Sjafruddin a post as Minister of Finance in Sjahrir's first cabinet, but Sjafruddin rejected the offer, citing his perceived inexperience. In a later interview, Sjafruddin remarked that once he became Junior Minister and saw how his preceding Minister of Finance Soerachman Tjokroadisurjo worked, he thought he "[could do the Finance Minister's duties] better than that". Early in the revolution, he emphasized the need for revolutionaries to maintain a pragmatic stance. In a newspaper article, he criticized the Pemuda (youth) groups for pressuring the government with excessive demands, supported Sjahrir's realpolitik approach and praised Vladimir Lenin and Joseph Stalin as "realists" in contrast to the groups. The article came as a response to revolutionary armed forces commander Sudirman's speech which espoused militancy and downplayed the lack of equipment of the Indonesian military. In the same writing, Sjafruddin denounced a number of leaders who called for pemuda to fight Allied forces with bamboo spears as "criminal".
Sjafruddin also persuaded Hatta of the need to issue the Oeang Republik Indonesia (ORI), the predecessor to the modern Indonesian rupiah, both to finance the Indonesian government during the revolution and to generate a degree of legitimacy to the international community. When Hatta hesitated, Sjafruddin remarked to him that "if [Hatta] was caught by the Dutch he would be hanged not as a forger but as a rebel". In late 1946, he was the first Indonesian finance minister to distribute the ORI, although the signatures were that of Alexander Andries Maramis, who had organized its printing the previous year. In 1947, he participated in the Economic Council for Asia and the Far East at Manila, where he learned of the international impression that the Indonesian revolutionaries were communists. Once he returned, he published a booklet Politik dan Revolusi Kita (Our Politics and Revolution) in mid-1948 which attempted to clarify the unusual coalition between Masyumi and the Indonesian Communist Party (PKI). He also called for political parties to define a policy to ensure that each party's members would follow a specific party line.
### Emergency government
By 1948, the Renville Agreement had established a ceasefire between the Dutch forces and the Republic. However, as the Dutch had previously conducted an offensive against the Republicans despite the Linggadjati Agreement, Indonesian leaders began forming a contingency plan. Following the advice of lieutenant colonel Daan Jahja, who considered the Republican power base in Central Java to be too small and densely populated for an emergency center of power, Hatta (at that time both minister of defence and vice president) began relocating a number of military and civilian officers to Bukittinggi beginning in May 1948. Then, in November, he brought Sjafruddin to Bukittinggi, and they began preparing the groundwork for an emergency government. Hatta then had to return to Yogyakarta to participate in United Nations-sponsored negotiations with the Dutch, leaving Sjafruddin to form an emergency government should Yogyakarta and other Republican leaders fall into Dutch hands. By mid-December, there were plans to evacuate Hatta back to Bukittinggi in order to allow him to lead the emergency government. However, before Hatta could leave Java, the second Dutch offensive was launched on 19 December. The Indonesian government in Yogyakarta fell the same day, with both Sukarno and Hatta being captured and exiled to Bangka.
After being informed of Yogyakarta's fall by Colonel Hidayat Martaatmadja [id], Sjafruddin was initially unable to believe that the Indonesian government would collapse so quickly and that both President Sukarno and Hatta had been captured. He was also initially uncertain of the authenticity of the news, and of his legal authority to form a government. With the fall of Yogyakarta, Sjafruddin convened a meeting with local Republican officials such as Teuku Muhammad Hasan and Mohammad Nasroen, but their meeting was cut short by Dutch aircraft flying low over the city. In order to evade the Dutch attacking Bukittinggi, he retreated further inland, towards the town of Halaban, where he was joined by a number of Republican officials and military leaders. There he eventually announced the formation of the Emergency Government of the Republic of Indonesia (PDRI) on 22 December, with himself as head.
The PDRI further announced the formation of a commissariat in Java, which was to be headed by Republican leaders who had evaded capture such as Soekiman Wirjosandjojo and Ignatius Joseph Kasimo Hendrowahyono. As the leader of the emergency government, Sjafruddin was given a mandate to form a government in-exile by Sukarno, but opted to use the title "Head" instead of "President", as the mandate had not reached him by 22 December. In addition to Head of Government, the emergency cabinet also had Sjafruddin as the minister of defense, foreign affairs, and information. Still on 22 December, Dutch forces captured Bukittinggi and Payakumbuh, threatening the PDRI at Halaban and convincing them to withdraw further. Shortly after the pronouncement, Sjafruddin's group left Halaban, with the military leadership heading north towards Aceh. Sjafruddin and the civilian leadership had initially planned to move to Pekanbaru, but Dutch air attacks, difficult roads, and Dutch capture of a number of towns along the route compelled the group to briefly split up at Sungai Dareh, then regroup at the village of Bidar Alam, near Jambi. Sjafruddin arrived there on 9 January 1949, and the split groups caught up in the following weeks.
While in Bidar Alam, he used a generator-powered radio transmitter of the Indonesian Air Force to maintain contact with both the international world (for example, congratulating Jawaharlal Nehru for his inauguration as Indian Prime Minister) and the scattered members of PDRI. In order to ensure continued supplies of food and military supplies for the guerilla units still operating in Sumatra, Sjafruddin established a supply section, which controlled the Republican trade of agricultural products and opium to the Malay peninsula. On one occasion on 14 January 1949, Sjafruddin and a large number of PDRI's civilian and military leaders attended a meeting at the village of Situjuh Batur. Sjafruddin left after the meeting, but a number of leaders (such as Chatib Sulaiman [id]) stayed the night there and were killed in a Dutch ambush at dawn the next day. As the Republican forces led by Sudirman conducting guerrilla warfare in Java and Sumatra recognized Sjafruddin's PDRI as the legitimate Republican government, the PDRI gave the Indonesian fighters a unified authority during this critical time. The PDRI also stifled Dutch plans to present a lack of an Indonesian government as a fait accompli to the UN, with Sjafruddin giving instructions to the Indonesian delegation at the UN. This coordination, alongside Republican military successes, gave negotiators under Mohammad Roem a strong bargaining position.
The Dutch, frustrated with continued Indonesian resistance, eventually approached Sukarno and Hatta in order to negotiate, bypassing Sjafruddin's emergency government. This angered him, as he believed that Sukarno and Hatta had no legal authority at that time and that the PDRI should represent the legitimate government. Many leaders, including Sudirman, were also displeased as neither Sukarno nor Hatta consulted the PDRI leaders while negotiating the Roem–Van Roijen Agreement, and pressed Sjafruddin to reject it. Sjafruddin thought that the exiled Republican leaders in Bangka underestimated the strength of the PDRI. Sjafruddin was convinced to agree to the outcome of the agreement after some negotiations with Natsir, Johannes Leimena and Abdul Halim in Sjafruddin's hideout at the village of Padang Japang – Hatta had gone to meet Sjafruddin, but he went to Aceh as the captured Republican leaders initially thought that the PDRI was based there. Eventually, coming along with Natsir's delegation, Sjafruddin left his hideout, and returned to Java. In a speech before his departure, Sjafruddin indicated his misgivings with the agreement, but acknowledged the need of presenting a united Republican front. He returned his mandate to Sukarno in Yogyakarta on 13 July 1949.
## Political career
### Deputy Prime Minister
Following Sjafruddin's return to Yogyakarta, he was appointed as Deputy Prime Minister for Sumatra in the Second Hatta Cabinet, and was stationed at Kutaraja. He was given extensive powers in this position, since the Republican government had poor communications with Sumatra and only held tenuous control. During the PDRI period in 1949, Sjafruddin had been approached by Acehnese leaders, who requested that the region be split off into its own province. By May 1949, he had officially appointed Daud Beureu'eh as military governor of Aceh. In a visit to Aceh on August 1949, he faced significant pressure in order to form a province, to a point where a government statement later described that "the autonomous province of Aceh was created through force majeure". In December 1949, he released a decree which separated Aceh from North Sumatra to form its own province, but this decree was revoked by the central government under Mohammad Natsir's premiership. This caused significant anger amongst Acehnese leaders such as Daud Beureu'eh, and only successive visits by Sjafruddin, Assaat, Hatta, and finally Natsir himself calmed the situation. Additionally, Sjafruddin assured officials who had worked for the Dutch that the Republican government would not permit reprisals.
### Minister of Finance
Within the Republic of the United States of Indonesia Cabinet led by Hatta, Sjafruddin returned to his previous office as Minister of Finance, a post which he would later retain in the succeeding Natsir Cabinet. While drafting a provisional constitution for the federal state, Sjafruddin argued unsuccessfully for the inclusion of a clause whereby Hatta would become Prime Minister in the event of a political deadlock. The proposal was accepted by Masyumi and several others, but could not pass and was eventually dropped in exchange for an implicit promise by Sukarno to do so instead of a formal clause. In the Masyumi-heavy cabinets between December 1949 and the end of the Wilopo Cabinet in June 1953, Sjafruddin's economic views and outlook enjoyed significant influence in the government, with Sjafruddin being Masyumi's primary economic policymaker. One of Sjarifuddin's programs was a foreign exchange certificate system, which required certificates obtainable from exporting goods in order to engage in imports.
Additionally, as a result of the Dutch–Indonesian Round Table Conference, the Indonesian government was saddled with heavy debts and obligations, and the economy was plagued with heavy inflation due to a shortage of goods and an oversupply of currency. By 1950, there were three currencies circulating – one issued by the Republican government, one issued by the Netherlands Indies Civil Administration (NICA), and the other issued by the Bank of Java before the Japanese occupation. In order to reduce the money supply, Sjafruddin announced on 10 March 1950 that all NICA and Bank of Java notes with a face value above 5 guilders were to be physically cut in half – a policy known as the "Sjafruddin Cut" (Gunting Sjafruddin). The left halves of the notes remained legal tender until 9 April, with a nominal value of half its face value, and were to be exchanged with new notes, while the right halves were exchanged with 30-year government bonds yielding 3 percent.
The same "cut" also applied to bank accounts, with half of all bank account values (excepting an amount of 200 guilders for accounts with less than 1,000 guilders) being transferred into a government loan account. According to Sjafruddin in a later interview, beyond reining in inflation, this also served to create uniform legal tender for the whole country and remove unwanted Dutch currency from circulation. The Bank of Java claimed that the policy reduced the money supply by 41 percent, and that the prices of food and textiles still rose in 1950 after the execution of the Sjafruddin Cut. Both the foreign exchange certificate system and the Sjafruddin Cut invited significant criticism from the political opposition. This was especially the case with the cut, which was constantly attacked by PKI. It also caused controversy due to the dating of the order, which happened at the end of the month, when most salaried workers still held cash.
Government income increased during Sjafruddin's early tenure, but expenses also rose, and he failed to close the government deficit. Indonesian government finances later improved during the Natsir era due to a boom caused by the Korean War, resulting in a budget surplus. In this period, the "Economic Urgency Plan" was devised by minister of trade and industry Sumitro Djojohadikusumo, against Sjafruddin's opposition, to develop import substitution industries and restrict some industries to native Indonesian entrepreneurs. Despite the improving financial situation, Sjafruddin maintained strict budgetary controls by retaining an unpopular colonial-era tax, refusing to raise salaries of civil servants, and rejecting calls to provide funding to political parties. His unpopularity was compounded by the retention of a number of Dutch officials who held significant powers within the finance ministry.
After Sjafruddin's tenure ended, he was replaced by fellow Masyumi member Jusuf Wibisono in the Sukiman Cabinet. He was a critic of the cabinet's economic policies, writing in a June 1951 pamphlet that economic decline from the government's policies was "only temporarily hidden by the pseudo-welfare of high export prices". During 1951, the Indonesian government had been negotiating war reparations with the Japanese government as part of the Treaty of San Francisco. The government of Sukiman had intended to sign the multilateral agreement in order to improve relations with the United States and the democratic camp of the Cold War on top of receiving reparations and economic benefits. While Wibisono supported the position, Sjafruddin and Natsir opposed it: Sjafruddin argued that a bilateral agreement would suffice as Indonesia had never been formally at war with Japan and could receive economic benefits and reparations without signing the treaty. Despite the opposition, after heated discussions, Sukiman's position prevailed. In 1952, Masyumi split between modernist and traditional politicians, the party remaining under modernist politicians such as Sjafruddin and Natsir, while more traditional Islamist members broke off and merged into Nahdlatul Ulama (NU).
### Bank Indonesia governor
On 30 April 1951, the Indonesian government nationalized the Bank of Java, and converted it from a joint-stock company into a public body. Sjafruddin opposed this on the grounds that the bank's Indonesian personnel were too inexperienced to manage it. Despite this, on 15 July he was appointed as the inaugural governor of the central bank, later renamed Bank Indonesia (BI), to replace the previous resigning governor A. Houwink. Sjafruddin was initially reluctant to take up the post, having planned to retire from public life and enter the private sector to earn enough for his children's education. As he did not want to earn money through abuse of office, he accepted the post under the condition that his salary and that of other Indonesian employees in the bank would be the same as that of the Dutch staff.
Sjafruddin's economic and monetary policy views, such as his opposition to the nationalization of the bank, were similar to the views of the outgoing Dutch administrators, and according to Sjafruddin, Houwink approved of his appointment. In BI's first annual report, Sjafruddin argued for the bank to continue commercial banking activities, citing a shortage of access to banking systems and the lack of a capital market in Indonesia at that time. In designing BI's statutes, Sjafruddin included a clause which would manage the bank's reserves of gold and foreign currency at 20 percent of currency issued. This was criticized by contemporary economists, most prominently Sumitro who had been appointed as the new Finance Minister.
While in office, Sjafruddin criticized the Indonesian government's lack of clarity on the distinction between "domestic" and "foreign" capital. Sjafruddin was of the opinion that the distinction between the two lay in whether profits were remitted abroad or not – in other words, that Chinese Indonesian entrepreneurs would be "domestic". This was in contrast to positive discrimination policies for indigenous Indonesians favored by Sumitro. During the Ali Sastroamidjojo premiership between 1953 and 1955, Sjafruddin was also a prominent critic of the government's economic and monetary policies. In 1956, approaching the end of Sjafruddin's first term as governor, the Indonesian National Party (PNI) proposed to replace him with PNI member, BI deputy governor and former PDRI minister Lukman Hakim, with whom Sjafruddin had a close relationship. Sjafruddin maintained his post after NU opted to back his second term, aided by favours given to NU-related businesses by fellow Masyumi member and sitting finance minister Wibisono.
## PRRI rebellion
### Prelude
By late 1957, the Indonesian economic and political situation had deteriorated, and Dutch firms were often blamed for the malaise. Public opinion was firmly against Sjafruddin's policy of accommodating foreign capital. Anti-Dutch sentiments rose significantly following Dutch success in blocking the West New Guinea dispute from being discussed at the United Nations General Assembly on 29 November, and immediately afterwards Sukarno ordered labor unions and army units to take over Dutch businesses. Sjafruddin and other Masyumi leaders were investigated for possible links with an assassination attempt on Sukarno on 30 November in Cikini as some of the assailants were members of Masyumi's youth wing. Despite this, Sjafruddin remained openly critical of the takeovers and the lack of a clear plan on how they would be executed, believing that Indonesians needed further training in order to acquire the skills needed to run the nationalized companies. Throughout December 1957, Masyumi leaders Sjafruddin, Natsir, and Burhanuddin Harahap were subjected to accusations by the media of being complicit in the assassination attempt, and they were harassed by phone calls and by paramilitary groups affiliated with PNI and PKI. They all opted to depart Jakarta for their own and their families' safety, and by January 1958 Sjafruddin was in Padang.
While on the way there, he and other Masyumi leaders (and Sumitro, who had left Jakarta after being accused of corruption) attended a meeting with a number of dissident officers such as Maludin Simbolon. Following debates (the military commanders allegedly wanted to declare Sumatra's independence, which the civilian leaders opposed), the group released a statement which called the Djuanda Cabinet unconstitutional, and called for a cabinet led by Hatta and the Sultan of Yogyakarta Hamengkubuwono IX to be formed. Sjafruddin also went to Palembang and held discussions with the potential dissident Colonel Barlian, who was the regional commander of the armed forces in South Sumatra. Barlian refused to commit his forces to support a potential rebellion. Sjafruddin also wrote an open letter to Sukarno, which voiced his opposition to the "fascist" Guided Democracy and called for a return to the 1945 Constitution. While Natsir and Harahap claimed to have specific reasons to be in Sumatra, Sjafruddin openly admitted to having fled Jakarta, writing another open letter to Sukarno on 23 January, saying that "he was not ready to die stupidly". On 1 February, Sjafruddin was removed from his office as Bank Indonesia governor by Presidential Order, and he was replaced by Lukman Hakim.
### The rebellion
On 15 February 1958, the Revolutionary Government of the Republic of Indonesia (PRRI) was declared in Padang by Lt. Col Ahmad Husein, with Sjafruddin being named as both its prime minister and finance minister. According to Sjafruddin in his later autobiography, he refused Husein's request that he sign the declaration which proclaimed PRRI, in order to emphasize that PRRI's formation was not his initiative. Sjafruddin had previously attempted to convince the military officers to exercise restraint and avoid a civil war, but he eventually agreed to take part in PRRI. The Indonesian government under prime minister Djuanda Kartawidjaja issued an order to arrest Sjafruddin and the other civilian leaders the following day, and within a week aerial attacks were launched against cities in West Sumatra. By April, government forces had landed in Padang and secured it with little to no resistance. Once he learned of PRRI's military collapse, Sjafruddin vowed in anger to "stay here in the jungle" and adding that "it won't be the first time". By 5 May, PRRI's capital at Bukittinggi had been captured by the Indonesian government.
Within four months, the government had completely defeated PRRI militarily. PRRI's leaders had failed to gain significant popular support for the movement, and while it initially received some backing from the United States, military aid was soon withdrawn. By the middle of 1958, the group had been forced into a low-intensity guerrilla warfare based in the jungles of Sumatra. Despite continued defeats, Sjafruddin still refused to attempt a compromise with the Jakarta government. On the first anniversary of PRRI, he gave a speech attacking Sukarno for working with communists, and urging a federal state. In a last-ditch political attempt, the Masyumi leadership and the dissident military leaders announced the "United Republic of Indonesia" at Bonjol on 8 February 1960. In the proclamation, Sjafruddin was named president of the Republic, but little else beyond the state's constitution was announced. The declaration did not amount to much, and the Indonesian government continued to pressure PRRI, capturing rebel-held towns in Sumatra's highlands. By July, the rebel stronghold at Koto Tinggi where Sjafruddin and the other Masyumi/PRRI leaders resided had been captured, forcing them to flee and disabling their capacity to lead the rebellion.
Army Chief of Staff Abdul Haris Nasution, in order to further split the government of PRRI, announced an amnesty program for rebelling troops in late 1960. In April and May 1961, they began surrendering to the government, although PRRI still controlled much of the rural regions of West Sumatra. Sjafruddin and Natsir appointed Maludin Simbolon to represent PRRI in negotiating with the central government, but the military leaders opted to surrender separately. Between June and 17 August, nearly all of PRRI's troops and military commanders surrendered, leaving the civilian leaders few options. Sjafruddin himself had been negotiating with Nasution since July, and alongside Assaat and Burhanuddin Harahap he submitted to military authorities near Padangsidempuan on 25 August. He did so after advising his own remaining followers to "cease hostilities" in a radio broadcast on 17 August. Sjafruddin also surrendered PRRI's assets in form of 29 kilograms (64 lb) of gold bullion. This left only Natsir and Colonel Dahlan Djambek as PRRI's remaining leadership, and after Djambek's death on 13 September, Natsir too surrendered on 25 September, ending PRRI's rebellion. Sjafruddin was initially not imprisoned, due to a 1961 declaration of amnesty for PRRI members by Sukarno, and for a time he stayed around Medan. However, in March 1962, he was brought to Jakarta, and then held as a prisoner in Kedu for two years before being transferred to a military prison in Jakarta in 1964. After the fall of Sukarno and the advent of Suharto's New Order, Masyumi leaders were released from prison between 1965 and 1967. Sjafruddin himself was released on 26 July 1966.
## Post-rebellion
Shortly before Sjafruddin's release, other Masyumi leaders released earlier had attempted to rehabilitate the party, but the Indonesian Army had forbidden the rehabilitation of both Masyumi and the Socialist Party of Indonesia. Disillusioned, Sjafruddin left active politics and tended to express himself more through religious organizations such as the Indonesian Pesantren Foundation and the Mubaligh Corps. He also maintained an interest in economics, founding the Indonesian Association of Muslim Businessmen in July 1967, and he generally supported the economic policies of the technocrats under Suharto such as Widjojo Nitisastro and Mohammad Sadli. He then used Friday sermons in mosques to preach against corruption under Suharto. He opposed the government monopoly on hajj pilgrimages, considering it inefficient and prone to fraud and corruption. In 1970, he founded a hajj association, which facilitated pilgrims who wanted to build up savings to go to Mecca outside the official government route. While successful for a time, financial mismanagement resulted in around 300 pilgrims being abandoned in Mecca in 1976 and requiring an intervention from the government. He also opposed the government-backed Parmusi and the newly formed Islamic parties, comparing them unfavorably with PKI. Due to his vocal criticism of the Suharto government, he was detained for a short period in April 1978.
In 1980, he became a member of the "Petition of Fifty" opposition group, alongside former PRRI colleagues Natsir and Harahap and retired generals such as Nasution, Ali Sadikin, and Hoegeng Iman Santoso. The petition questioned the conduct of the Indonesian National Armed Forces, its collaboration with Golkar, Suharto's accumulation of wealth, and his use of Pancasila, Indonesia's foundational philosophical theory, as a political weapon. Between 1974 and 1982, Pancasila had been pushed as the sole guiding principle for all groups in Indonesia, including religious ones. Sjafruddin was not opposed to Pancasila in itself, and accepted it as a founding principle for the state and constitution, but could not accept its extension as the basis of all social and political organizations. On 7 July 1983 he wrote a widely circulated open letter to Suharto protesting the provision in the draft law that endorsed the concept. In the letter, he made an argument based around Sukarno's 1945 speech at the creation of Pancasila, which had emphasized a nation based on gotong-royong (mutual assistance). Sjafruddin viewed this statement as an argument allowing the participants of the state to maintain their own unique identities – and that Pancasila's universal enforcement would eliminate the diversity. Following the 1984 Tanjung Priok riots and massacre, he was one of the authors and signatories of a "white paper" which attributed the riots to government policy, especially regarding the increased use of Pancasila as a political tool. Due to these activities, Suharto banned Sjafruddin from leaving the country except for medical treatment. Still, he continued to criticize the government – for example, he was investigated in June 1985 due to a sermon he gave at a mosque in Tanjung Priok.
## Political views
Indonesian economist Thee Kian Wie described Sjafruddin as a pragmatic policymaker along with several contemporaries such as Sumitro and Hatta, although compared to such contemporaries Sjafruddin's policies and views were considered more accommodating. In a 1948 pamphlet, he espoused "Religious Socialism", which promoted a liberal free market economy and reserved nationalization for a later-stage, more developed economy. While not opposing nationalization altogether, Sjafruddin argued for a more gradual process of nationalization, arguing that foreign capital was advantageous for the country's economy and that rejecting it would be counterproductive. His reluctance on nationalization was associated with his Islamic views upholding the sanctity of individual property.
This resulted in a number of disagreements and public debates between him and the more nationalistic Sumitro, mostly in the Dutch-language newspaper Nieuwsgier during 1952. Unlike Sumitro, who endorsed state intervention to develop an industrial base, Sjafruddin doubted that state-owned enterprises would be efficient or productive. In the public debates, the two also had disagreements on development policy, with Sumitro attacking Sjafruddin's policies of prioritizing agrarian development and accumulation of fiscal reserves. Sjafruddin's reasoning was that the fiscal surpluses of the early 1950s were temporary, and therefore the fiscal reserves should be spent on expanding national productive capacity instead of a general monetary injection into the economy, and regarding agrarian development, Sjafruddin viewed the needed investment to improve national food security as much lower than that of industrialization. On the other hand, Sjafruddin attacked Sumitro's Benteng program, which he claimed forced industrialization before the Indonesian people could acquire the needed management and technological skills needed. Both Sjaruddin and Sumitro did agree on the necessity of maintaining foreign capital and attracting investments, unlike many in Indonesia at the time.
While agreeing with communists on the necessity of social justice and praising them for successful attempts in Europe to improve working conditions, Sjafruddin was fundamentally opposed to Marxism due to its atheism. In his writings, Sjafruddin insisted that no Muslim or Christian could be a true communist. He believed that many Muslims had joined together with the communists due to a misunderstanding of communism, and also considered Marxism to be contrary to the Constitution of Indonesia. Still, following liberal modernist Islam, he also argued that modern Muslims should be allowed to diverge from Muhammad on worldly issues, and hence Sjafruddin disagreed with the interpretation of bank interest as riba. His theological interpretations were generally based on the Quran over the actions of Muhammad which he considered to be bound to a certain place and time. He also often disagreed with various fatwā – such as when he supported Suharto's family planning program. Sjafruddin also strongly argued against a Pakistan-like Islamic state, considering it as imposing Islam on other Indonesians.
## Personal life
Sjafruddin married Tengku Halimah, daughter of the district chief of Buahbatu and a descendant of a King of Pagaruyung, whom he had met in Bandung, on 31 January 1941. The couple had eight children. During the PDRI months, his family remained in Yogyakarta under protection of Hamengkubuwono IX, while during the PRRI period they followed Sjafruddin to West Sumatra. His 1950s biography described Sjafruddin as "unskilled in sweet-talk", but noted he was "funny and has a lot of humor". He had a limited grasp of Arabic, which he learned in the 1950s. During Sjafruddin's imprisonment after his PRRI involvement, his family was homeless for a time due to the seizure of their house. For some time, they stayed at the homes of family and friendly Masyumi politicians, and one of his children could only enroll at a Catholic school thanks to I. J. Kasimo's intervention. Eventually, once Deputy Prime Ministers Leimena and Soebandrio became aware of his family's situation, their home was returned and Leimena provided the family with basic needs. When Sukarno also learned of the family's problems, he gave the family two cars.
## Death and legacy
Sjafruddin died in Jakarta of a heart attack on 15 February 1989. Suffering from bronchitis, at around 6 pm that day he had collapsed in his home and was rushed to Pondok Indah Hospital. He was buried in a simple grave at Tanah Kusir Cemetery in South Jakarta. In the years preceding his death, he had grown frailer, and in a December 1988 letter to George McTurnan Kahin after Hamengkubuwono IX's death he wrote "I was more than ever aware that the time is nearing that the Angel of Death will fetch me and join me with all other friends and comrades in arms who have preceded us."
In Sjafruddin's obituary, Kahin wrote that Sjafruddin was "never tainted by corruption" and had a "reputation for honesty, forthrightness, and solid integrity". Journalist Rosihan Anwar called him an idealist, who despite his Muslim background had a strong socialist ideal close to that of Sjahrir. Anwar also quoted Sjafruddin as saying, shortly prior to his death, that Indonesia was being colonized by itself. In Anwar's commentary, he remarked that Sjafruddin had been largely ignored by the Indonesian people and government after his fall from power, despite Sjafruddin's efforts in the national struggle.
Sjafruddin was made a National Hero of Indonesia on 8 November 2011 by President Susilo Bambang Yudhoyono, after the proposal to make him one was rejected twice due to Sjafruddin's PRRI involvement, and historians had to provide evidence to government officials that it was not a rebellion against the country. Indonesian Army officials were particularly against Sjafruddin's appointment as a National Hero, but as Natsir had also received the title in 2008, politicians from Islamic political parties including several governors and high officials organized seminars and book launchings supporting Sjafruddin's bid throughout 2011. This included a biographical novel around Prawiranegara's life by Akmal Nasery Basral [id], Presiden Prawiranegara. These actions led to Yudhoyono's approval of the honor. One of the two buildings that comprise Bank Indonesia's headquarters is named after Sjafruddin. A number of modern political figures, such as MPR speaker Zulkifli Hasan, deputy speaker Lukman Hakim Saifuddin and Constitutional Court Chief Justice Jimly Asshiddiqie, have argued for the formal recognition of Sjafruddin as Indonesia's second president.
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St James' Church, Sydney
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St James' Church, commonly known as St James', King Street, is an Australian heritage-listed Anglican parish church located at 173 King Street, in the Sydney central business district in New South Wales. Consecrated in February 1824 and named in honour of St James the Great, it became a parish church in 1835. Designed in the style of a Georgian town church by the transported convict architect Francis Greenway during the governorship of Lachlan Macquarie, St James' is part of the historical precinct of Macquarie Street which includes other early colonial era buildings such as the World Heritage listed Hyde Park Barracks.
The church remains historically, socially and architecturally significant. The building is the oldest one extant in Sydney's inner city region. It was added to the New South Wales State Heritage Register on 3 September 2004; and was listed on the (now defunct) Register of the National Estate.
The church has maintained its special role in the city's religious, civic and musical life as well as its close associations with the city's legal and medical professions through its proximity to the law courts and Sydney Hospital. Its original ministry was to the convict population of Sydney and it has continued to serve the city's poor and needy in succeeding centuries.
Worship at St James' is in a style commonly found in the High Church and moderate Anglo-Catholic traditions of Anglicanism. It maintains the traditions of Anglican church music, with a robed choir singing psalms, anthems and responses in contrast to the great majority of churches in the Anglican Diocese of Sydney where services are generally celebrated in styles associated with Low Church and Evangelical Christian practices. The teaching at St James' has a more liberal perspective than most churches in the diocese on issues of gender and the ordination of women.
## Location
St James' Church is located at 173 King Street, Sydney, in the legal and commercial district, near Hyde Park and adjoining Queen's Square, adjacent to the Greenway Wing of the Supreme Court of New South Wales. The church forms part of a group of notable colonial buildings along Macquarie Street, which runs from Queen's Square to Sydney Harbour. At the time of construction, the church and the buildings nearby were "Sydney's most distinguished structures ... on the highest ground, and, socially speaking, in the best part of the city".
The geographical parish of St James' is one of the 57 parishes of Cumberland County, New South Wales, and it initially shared responsibility for an area that extended as far as Sydney Heads. St James' acquired its own parish in 1835. Its boundaries have since remained essentially unchanged.
The underground St James railway station is named after the church. The precinct around the church is informally known as St James'.
## History
### Foundation and consecration
The building of St James' Church was commissioned by Governor Lachlan Macquarie in 1819, designed by the convict architect Francis Greenway and constructed between 1820 and 1824 using convict labour. Governor Macquarie and Commissioner John Bigge laid the foundation stone on 7 October 1819. The building was originally intended to serve as a courthouse as Macquarie had plans for a large cathedral to be built on the present location of St Andrew's Cathedral but they were put on hold by the intervention of Bigge who had been appointed to conduct a Royal Commission into the colonial government. Bigge initially approved of the courthouse project but by February 1820, less than four months after his arrival, he strongly recommended its conversion into a church.
"The reason for Bigge's change of mind may be found in the appointment, three years later, of his brother-in-law [and secretary], Mr TH Scott, a wine merchant, as Archdeacon". The design of the courthouse was modified before construction with the addition of a steeple at the western end, to serve as a church, while the adjacent school buildings were put into use as a courthouse. The first service was held in the unfinished church on the Day of Epiphany, 6 January 1822, the text being from Isaiah, Chapter 60: "Arise! Shine, for thy light has come. The glory of the Lord has risen upon thee". It was anticipated in the Sydney Gazette's report of the event that the church, when fitted out with stalls and galleries, would hold 2,000 people. The church was consecrated by the senior chaplain, Samuel Marsden, on 11 February 1824.
### First years: 1824–38
Before the building of St James', Sydney's growing population had been served by St Philip's Church, York Street. However, as St James' was able to hold more people than St Philip's and clergy meetings as well as ordinations were held there, it quickly became the centre of official church activity.
There was both official and general concern about the lack of morality within the predominantly male population, and the establishment of churches and of education was seen as a method of combatting this. The 19th-century church historian, Edward Symonds, credited a "better moral and spiritual tone" in the colony to "decent churches" and "the advent of additional clergy, headed by William Cowper, in 1808". The first rector of St James', Richard Hill, was ordained specifically for colonial ministry and sent from London as assistant to William Cowper at St Philip's. Hill was energetic and a good organiser, with progressive views on education. He instigated a number of projects to aid the community, including an infants' school in the crypt of the church and a Sunday School.
The focus of the church's liturgy at the time was on preaching and the church's interior reflected this. The east end of the church had a triple-decker pulpit placed centrally, from which the service was led and the sermon preached. From this pulpit Broughton, Pattison, Selwyn, Barker and Barry preached. The parish clerk led the congregation in the responses from its lower level. Between the three windows which at that time occupied the eastern wall, there were two large panels displaying the words of the Lord's Prayer, the Apostles' Creed and the Ten Commandments. The church was full of box pews which faced each other across a central aisle. The western end had a gallery, which is still in place, for the convicts. Pews were rented to provide a source of income for the church and the whole was arranged in "rigid social order" with the poor occupying the free seats. Sunday services consisted of Morning and Evening Prayer, with Holy Communion taking place only occasionally as an addition to the regular service. For this reason, there was no visual emphasis on the communion table, which was a small portable one, and no reredos.
St James' suffered from a major scandal in the late 1820s ("a period of personal quarrels and violent newspaper controversies") when Commissioner Bigge's secretary and brother-in-law, Thomas Hobbes Scott, who had been made Archdeacon of New South Wales in 1825, came into conflict with a parishioner, Edward Smith Hall. Archdeacon Scott ordered that Hall should vacate the pew he rented at St James' for himself and his six daughters. As Hall continued to occupy the pew, constables attended Sunday services to prevent his occupation of the pew by boarding it up and making it secure with iron bands. Hall, critical of both the archdeacon and Governor Ralph Darling, was also a partner with Arthur Hill in the ownership of newspaper The Monitor. He published an attack on the archdeacon, for which he was sued for libel. The courts fined him only £1 and placed him on a bond. Hall appealed to Reginald Heber, Bishop of Calcutta (who was the relevant ecclesiastical authority at the time) and to the law where he was awarded £25 damages. The archdeacon, who was extremely unpopular, returned to London in 1828.
The first major alteration to the church was the enclosing of the south portico to form a vestry. In 1832 John Verge constructed another vestry at the eastern end of the church, in strict conformity with the architectural style of Greenway. Growth of the congregation necessitated further changes. Galleries were added along the northern and eastern walls. As the three eastern windows had been blocked by Verge's vestry, the interior became increasingly badly lit with every change. Verge's solution was to pierce ocular windows high in the walls to light the galleries.
In 1836, Richard Hill had a fit of apoplexy in the vestry and died. Soon after this dramatic event, and while the church was still in mourning, William Grant Broughton was installed as Bishop of Australia during a service in St James' lasting five hours. Since Macquarie's plans for a new cathedral on George Street had not come to fruition, Broughton acted as if St James' were a pro-cathedral. Robert Cartwright and then Napoleon Woodd succeeded Richard Hill at St James'.
### Ministry of Robert Allwood: 1840–84
In 1839, Robert Allwood, educated at Eton College and the University of Cambridge, arrived in Sydney and was appointed to St James' by William Broughton, in which parish he served for 44 years until his retirement in 1884. Allwood was an important patron of education in Victorian Sydney. Under him, the parish school expanded and his teacher training college became a "model school". He was also the principal tutor at St James' College, which originally met in St James' parsonage (on the corner of King Street and Macquarie Street) until it was transferred to Lyndhurst at The Glebe.
In 1848, St James' was the venue for a full military funeral, "attended by 150 carriages" and in 1878 Allwood officiated at the wedding of Nora Robinson and Alexander Kirkman Finlay. As the second vice-regal wedding in the colony this ceremony was attended by many dignitaries and attracted a "crushing" crowd of 10,000 cheering onlookers. Edmund Barton, the first Prime Minister of Australia, was baptised at St James' on 4 July 1849.
Unlike Hill, Allwood advocated the principles of the Oxford Movement (also known as "Tractarianism" after its publication of Tracts for the Times), which stressed the historical continuity of the Church of England, and placed a high importance upon the sacraments and the liturgy. "The culmination" of a trend towards Tractarianism in the colony was the founding in 1845, of St James' College – "the first seminary for training local ordinands". However, many colonial Anglicans were unhappy with Tractarian trends because Roman Catholics "were equated with Irish", and with "Romanism". "Serious differences opinion in matters of doctrine" began to "escalate into public debate as the influences of the Oxford Movement began to be felt in the Australian colonies" in the 1840s.
Allwood's sermons were brief and Holy Communion was celebrated every Sunday. The organ, which had been installed in 1827, was moved to the space of the southern vestry, and the pulpit and reading desk place in front of it where they could be seen from all parts of the church. The holy table continued to be located at the eastern end of the building. Broughton supported the Tractarian views of Allwood, but his successor, Frederic Barker, who became bishop in 1855, was strongly Evangelical. The division in style between St James' and the "low church" ethos that predominated in the Sydney Diocese began at this time.
### Changes: 1884–1904
During the 1880s Sydney became a prosperous city, commerce and industry flourished, and the suburbs expanded. As more churches were built and fewer people lived in the heart of the city, the congregation of St James' Church shrank. The challenge that it faced was to minister effectively to city workers, rather than dwellers, to serve the poor of the city, and to attract those whose preference was for the style of worship and intellectual, topical preaching that distinguished St James' from many of the newly created parish churches. The young Henry Latimer Jackson, from Cambridge, was appointed in 1885. He introduced weekday services and a magazine called The Kalendar, one of Australia's first parish papers. He also lectured at Sydney University, addressed conferences, spoke at synod and acted as secretary to the newly established Sydney Church of England Boys' Grammar School. However, his sermons were described as "not so much opposed, as simply not understood". He resigned in 1895 after accepting a position in the Diocese of Ely.
Although Sydney was prospering, St James' had an acute shortage of money and "the government considered resuming the site for a city railway". The trustees at this time leased the parsonage and, in 1894, used the money for urgent restoration to the exterior of the building. The architect Varney Parkes replaced the old spire, using copper that was pre-weathered so that there was no radical change in its appearance. He removed infilling from the north portico and designed a new portico and entrance to the tower to match that of the eastern vestry. The result was to make the north face of the building its most significant aspect.
Jackson's successor was William Carr Smith, a man with socialist ideals and a commitment to social reform and spiritual outreach. He preached long and engaging sermons inside the church and for a time in the open air in The Domain as well. Carr Smith had brought with him from England the "most recent developments" in the restoration of ancient liturgy, so he was able to help St James' play a "notable part" in Sydney's revival of Anglo-Catholicism, setting "new standards of ceremonial". To serve these purposes the architect John H. Buckeridge was employed to transform the building's interior, completing the work in 1901. The most significant change was the new emphasis given to the altar, which was made the focus of attention and "flanked by the pulpit, reading desks and lectern." The "principal features" under the Carr Smith plan were the construction of the apse, set into the eastern vestry to create a sanctuary; the raising of the chancel floor which created a platform, five steps above the nave for the choir, framed by the organ divided into two sections; the making of a new, unobtrusive entrance to the tower and western gallery; and the removal of the box pews and the eastern and northern galleries. The memorial plaques were also rearranged. The choir was ornamented with a mosaic floor and ornate brasswork which complemented the large brass eagle lectern by the English ecclesiastical suppliers, J. Wippell and Company, that commemorated Canon Robert Allwood. The floor of the pulpit was made from parts of the old three-decker one. The organ, refurbished and enlarged by Davidson of Sydney, was installed in 1903. With the removal of the organ, the south vestry was made into a side chapel. Eight large stained glass windows were installed between 1903 and 1913, along with a new pulpit, altar and retable, all of which were given as memorials. Another improvement was "the placing of double windows on the King-street side to shut out the sound of the traffic, which hitherto has been a serious annoyance to both the officiating clergymen and the congregation". In 1897, St James' Hall was offered to Dorotheos Bakalliarios, a Greek Orthodox priest from Samos for Orthodox services in Sydney. In 1904 the diocesan architect, John Burcham Clamp, was employed to design a new parish hall.
### 20th century
In 1900, the Governor, Earl Beauchamp, presented to the church a number of embroidered stoles made by the Warham Guild of London, along with copes and chasubles. The centenary of the laying of the foundation stone was celebrated in October 1919 with a program of events that extended over nine days. Festivities included services at which the Bishops of Armidale and Bathurst were special preachers, music, processions, a lantern lecture on "Old Sydney" by the municipal librarian, and social events such as a ferry outing and a luncheon at which the chief guest was the Governor Sir Walter Davidson accompanied by his wife Lady Davidson. Also scheduled was a welcome to soldiers returned from the Great War. An illustrated historical memoir was produced and sold for two shillings.
The celebrations for the centenary of the Oxford Movement occurred during the tenure of the eighth rector of St James', Philip Micklem. However, "they were not centred on the cathedral, but on St James'", Sydney being the only Australian diocese that "failed officially to observe the occasion". Micklem chaired a rally on 19 July 1933 in St James' Hall that was attended by governor Philip Game and Lady Game, "and five bishops representing three states." The 180th anniversary of the Oxford Movement fell in the 21st century, and the rector of St James' preached at the commemoration.
Micklem was "a pioneer advocate of the preservation of early colonial architecture". As the century progressed, there were a number of threats to the church's historic environment, which includes Greenway's Law Courts and Hyde Park Barracks. In spite of the threats to these colonial era buildings, they survived to form an important Sydney precinct. Both the building and the organisation continued to serve the city. During World War II, for example, the crypt was used as a "Hostel for Soldiers, Sailors and Airmen" and the ninth rector, Edwin John Davidson, incumbent during that period, "gained fame" for the church with his "pungent sermons on current affairs". The eleventh rector, Frank Cuttriss, had an ecumenical outlook – he was a member of a meeting of the World Council of Churches at Uppsala and an observer to the Second Vatican Council.
St James' was the locus of many notable events throughout the 20th century, including weddings and funerals of famous, significant or notorious people, visits from theologians and senior clerics, and when needed, services for the Lutheran communities. At the wedding of singer Gladys Moncrieff and Tom Moore on 20 May 1924, the crowd in the streets nearby was so large that traffic was brought to a standstill, several women fell and two were so badly hurt they were taken to hospital. At the time Moncrieff was appearing in The Merry Widow and returned to the stage on the night of her wedding. St James' was represented in the opening ceremonies of the Sydney Harbour Bridge by a float in the form of the church building. The church was "packed to the doors" when the seventh rector, W.F. Wentworth-Sheilds, officiated at the "impressive funeral" of Walter Liberty Vernon in 1914. During World War 2 St James provided hostel accommodation for services personnel while on leave in Sydney. They did this as part of the work of the Church of England National Emergency Fund
In 1950, four thousand people were reported to have lined the streets after the State funeral at St. James' of the first Minister for Sweden in Australia, Constans Lundquist, who died suddenly at the Swedish Legation in Sydney. Controversial former Governor-General, Sir John Kerr had a private funeral and memorial service in St James' in 1991 rather than a State funeral because of his fall from favour as the result of his decision to sack the Whitlam government in 1975. Delivering the sermon at St James' during an ecumenical event on 14 October 1993, Desmond Tutu thanked Australians for supporting the struggle against apartheid.
During the 20th century both choral and organ musical components developed to a high standard and were integral to the liturgy at St James'. In addition, music was offered to the wider community in the form of recitals, often in ways that elucidate the liturgy and take advantage of church acoustics and sacred settings. Weekday recitals, such as the organ recitals given in 1936 of music by Bach, continued in addition to the music played on Sundays.
### 21st century
In the 21st century, St James' continues its work in the city centre via its ministry and engagement in the issues of the day. In the 19th century, there were controversies about tractarianism; in the 20th, there was the impact of the two world wars; in the 21st century, the church has confronted the difficult and topical issues of violence, euthanasia, refugees, marriage and sexuality. The church's relationship with government and the legal community began when the colony was under military government and the Church of England was the established church. Due to the church's history and its proximity to the convict barracks (later an immigration centre), the law courts (both the old and the new ones) as well as the New South Wales parliament, the relationship continues. It is evident in special services attended by the governor as well as the annual service to mark the opening of the law term.
St James' commitment to social justice and education began in the 19th century with efforts to serve both convicts and settlers. It continued in the 20th with support for people affected by war, for example, when the church became "a busy centre of war-time life". Since early in the 20th century, service to the community has included visits to those imprisoned or ill as well as practical help to the city's homeless and an annual schedule of educational seminars at the St James' Institute.
On 6 February 2012, the rector Andrew Sempell officiated at a thanksgiving for Queen Elizabeth II to mark the sixtieth anniversary of her accession to the throne in a service attended by the Roman Catholic Archbishop of Sydney, George Pell and the Governor of New South Wales, Marie Bashir and on 9 September 2015, when Queen Elizabeth II became the longest-serving British monarch and Queen of Australia, there was a special Choral Evensong service to give thanks. At the Jubilee service, the Chief Justice of New South Wales, Tom Bathurst, read the first lesson and the service concluded with the Australian National Anthem and an organ postlude of Edward Elgar's Pomp and Circumstance March No. 4. On 23 March 2012, a memorial service for Margaret Whitlam, wife of former Prime Minister of Australia, Gough Whitlam, was attended by Prime Minister Julia Gillard, and several former prime ministers.
The church was included in the 2005 BBC documentary series Around the World in 80 Treasures.
## Description
### Architecture
One of Greenway's finest works, St James' is listed on the (now defunct) Register of the National Estate. It has been called an "architectural gem" and was featured by Dan Cruickshank in the BBC television series Around the World in 80 Treasures. From 1966 to 1993 the spire of St James' appeared on the Australian Australian ten-dollar note among other Greenway buildings. In 1973, the church appeared on a 50 cent postage stamp, one of four in a series illustrating Australian architecture issued to commemorate the opening of the Sydney Opera House. The Old Supreme Court building, also designed by Greenway with alternations by others, located next to the church is of the same date. Across the square is Greenway's "masterpiece", the UNESCO World Heritage listed-Hyde Park Barracks, designed to align with the church. Beside the barracks stands Sydney's oldest public building, part of the General Hospital built in 1811 and now known as the Mint Building. Separated from the Mint by the present-day Sydney Hospital is Parliament House, Sydney, of which the central section is a further part of the early hospital, and is now home to the New South Wales State Parliament. In the mid-twentieth century St. James' was one of several historic buildings in the precinct that were threatened with demolition.
The church was constructed between 1820 and 1824 with later additions made in 1834 by John Verge who designed the vestries at the eastern end. Apart from these vestries, which retain the established style and proportions, the church externally remains "fine Georgian" much as Greenway conceived it. Relying on the "virtues of simplicity and proportion to achieve his end", Greenway maintained the classical tradition, unaffected by the Revivalist styles that were being promoted in London at the time he arrived in the colony. He planned the church to align with his earlier Hyde Park Barracks, constructed in 1817–19. The two buildings have similar proportions, pilasters and gables and together constitute an important example of town-planning. Before the advent of high-rise buildings, the 46-metre (150 ft) spire used to "serve as a guide for mariners coming up Port Jackson".
St James' originally took the form of a simple rectangular block, without transepts or chancel, with a tower at the western end and a classical portico of the Doric order on either side. To this has been added Verge's vestry framed by two small porticos, and a similar portico as an entrance to the tower. The church is built of local brick, its walls divided by brick pilasters into a series of bays. The walls are pierced by large windows with round arched heads in a colour that separates and defines them against the walls. The roof carries over the end walls with the gable forming triangular pediments of classical proportions carrying a cornice across the eaves line. Thus the architectural treatment on the side walls is continued around the end walls.
### Interior
The original interior differed greatly in layout from that of the present. There was no structural chancel, the focus of the church being a large pulpit. During the mid 19th century galleries overlooked the pulpit from three sides. Of the original galleries, only the western one of Australian Red Cedar remains in place. The coffered ceiling (an addition from 1882 replacing the original lath and plaster ceiling), the low-backed pews (from shortly after) and the predominantly classical memorials all contribute to the present interior retaining the character of a Georgian church.
At the eastern end, the communion table is set into a small apse with its semi-dome adorned with gold mosaic tiles that were added in 1960. The altar is a commemorative gift from the Lloyd family, whose son was the first server appointed at St James'. It generally has an altar frontal in the colour of the liturgical season or festival. With no structural choir area, the chancel is built out and into the body of the church as a platform enclosed within gated wrought iron and brass railings and approached by steps. The mosaic floor of the chancel is ornately with designs showing the seven gifts of the Holy Spirit (Wisdom, Understanding, Counsel, Ghostly Strength, Knowledge, Godliness and Holy Fear) along with symbols of St James the Great (the staff, scrip, palm, scallop shell and hat of the pilgrim). The chancel is framed on either side by the organ pipes.
There are five large stained glass windows on the northern and southern walls and additional windows in the stairwell to the belltower and on the western wall. Most of them are designed by Percy Bacon Brothers and the majority were donated as memorials by parishioners in the period from 1900 to 1910. The stained glass fanlight depicting James and John, the sons of Zebedee, was designed by Australian artist Norman Carter in 1930. The window behind the baptismal font, depicting Christ with the Children, was repaired and rededicated in 2004 by the fifteenth rector in the presence of the then Primate, Peter Carnley.
### Chapel of the Holy Spirit
Previously enclosed and used as a vestry and then an organ chamber, the south porch became a chapel in 1903. In 1988, the side chapel was remodelled and dedicated as the Chapel of the Holy Spirit. The parish and the Bicentennial Council of New South Wales funded the redesign which saw the removal of the infilling from between the columns of the portico and its replacement with stained glass. The award-winning "Creation Window", designed by Australian artist David Wright, spreads across the three walls and represents the interaction of earth, air, fire and water, symbolic of the action of the Spirit in creation, in life and in rebirth in Christ. The new furniture for the chapel was designed by Leon Sadubin.
### Crypt and Children's Chapel
Beneath the church is a large undercroft, built of brick and groin vaulted. It has been used for many purposes: as a residence by the widow of Richard Hill and later by a verger; by Canon Allwood as a part-time bedroom; for the parish's schools; and as a shelter by Australian, American and British armed forces during the two world wars. Rector Francis Wentworth-Sheilds gave the city parish "a big role as a drop-in centre for servicemen" during the First World War. During the Second World War bed and bedding were provided to over 30,000 Allied servicemen.
The western bay on the south side of the crypt is the Chapel of St Mary and the Angels, better known simply as the "Children's Chapel". It was opened in 1929 as a chapel for younger children. A specially adapted form of Eucharist is celebrated there on the first Sunday of the month. All four walls of the chapel and its ceiling are decorated with murals designed by the writer and artist Ethel Anderson and executed by the Turramurra Wall Painters Union, a group of Modernist painters she founded in 1927. The murals underwent extensive conservation in 1992–1993.
The crypt was restored by Geoffrey Danks in 1977–78. In the 21st century, the bays on either side of the crypt's central corridor are used for a variety of purposes. At the eastern end they house a commercial kitchen. Some bays are used as offices; one (The Chapel of All Souls) contains a columbarium; another houses a lending library for parishioners.
### Memorials, monuments, records
St James' provides a record of important elements of Sydney's history in both physical and documentary form. There are over 300 memorials commemorating important members of 19th century colonial society, people who served the colony generally and parishioners from the 20th century. In addition, many of the stained glass windows and items of furniture have been donated as memorials. For example, the large stained glass window of Saint George on the northern wall is a memorial to Keith Kinnaird Mackellar, who died in the Second Boer War aged 20. He was the brother of poet Dorothea Mackellar. These memorials are the reason the church was sometimes called the "Westminster Abbey of the South". As early as 1876, the wall tablets were described as "full of sad memories to the old inhabitants, interesting reminiscences to those who have studied Australian history".
The first monument erected in the church was the memorial to Commodore Sir James Brisbane, who died in Sydney on his way to serve in South America in command of HMS Warspite. It was sculpted by Sir Francis Chantrey, sent to Sydney by Lady Brisbane and installed in the church in 1830. The Brisbane memorial began the tradition of memorial tablets to "prominent people". The memorial to Robert Wardell in 1834 rendered "bushranger" into Latin as "a latrone vagante occiso". Four other monuments were installed between 1830 and 1839. The only memorial on which an indigenous Australian appears is that of Edmund Kennedy (said to have been "a communicant at St James’") on whose tablet Jackey Jackey is remembered. There are memorials to the Macleay family of naturalists, Alexander and William Sharp Macleay.
The largest single memorial of the 20th century is the war memorial, to the design of Hardy Wilson, dedicated on 14 June 1922. It commemorates more than 50 men associated with St James' who were killed in the First World War, throughout which the roll of honour was regularly read during the Eucharist. In 2014, St James' was part of a series of commemorations of the bicentenary of the death of the colony's first Governor, Arthur Phillip. On 31 August, a memorial plaque, similar in form to one placed in the nave of Westminster Abbey on 9 July, was unveiled by the 37th Governor, Marie Bashir.
The church has all its baptismal and marriage registers dating from 1824 to the present day. These were originally handwritten; printed forms came into existence "by government order" in 1826. Since it was not compulsory to register births, deaths and marriages until after 1855, the records held by St James' are particularly valuable to historians and genealogists and copies are held in the National Library of Australia.
### Renovation, restoration, conservation
Since its erection, the building has undergone significant repair, renovation and conservation, including work on the building fabric, the stained glass windows, the mosaic floors in the chancel and sanctuary and conservation of the Children's Chapel. Major work was done on the interior and the spire in the 1890s and on the crypt in the 1970s.
The spire was extensively restored from 2008 to 2010, including the tower masonry, the interior framing, the copper covering and the orb and cross. The spire was rededicated on 20 October 2010. The restorations were awarded the National Trust of Australia Built Heritage Award on 4 April 2011 and the AIA Greenway Award for Heritage. The jury said that the restoration work showed "consummate care by the architect, the engineer and the builder in conserving the original structure and fabric of the building, improving its strength, performance and waterproofing".
Restoration continued with work on the church's slate roof and sandstone perimeter fence. The Spanish slates, installed in the 1970s, proved not to be durable in Sydney's climate due to their high iron content and their poor fixing had resulted in further damage. The solution to the deterioration was to replace the slates using Welsh slates. The roof project was completed after a fund-raising effort supported by the National Trust of Australia. In 2013, the interior was repainted after preparation that involved "colour testing and selection, memorial protection and ceiling acoustic repairs". As a heritage-listed building, the church has a program of continual conservation. Its custodians remain "ever mindful" of their responsibility to the wider public as well as to the congregation.
## Worship and ministry
### Liturgy
St James' offers three Eucharists on Sundays: a Said Eucharist, a Sung Eucharist and a Choral Eucharist. There is a regular Choral Evensong on Wednesdays and one Sunday each month. The Eucharist and other services are also celebrated during the week and the robed choir contributes to its "cathedral style worship". Festival services are popular and known for their standard of liturgy and music, particularly those services which celebrate high points of the church year such as Holy Week and Easter, the Advent carols, the Nine Lessons and Carols, the Christmas Eve Midnight Mass and the patronal festival of St James (son of Zebedee, also known as James the Great) in July. A series of orchestral Masses is held in January.
St James' continues to maintain a formal and sacramental liturgy and has weathered the storm of criticism from a diocese with increasingly "Low church" practices. It is one of the few Sydney Anglican churches that has upheld the norms of mainstream Anglican tradition, including the use of the stole by clergy during services, especially during sacraments such as baptisms and marriages; the Book of Common Prayer and sacred church music, including the singing of hymns from a hymnal.
### Theology
The Constitution of the Anglican Church of Australia "commit[s] Anglicans to mainstream Christian orthodoxy", but its ruling principles direct it to that particular tradition within as "represented by the Church of England". The Australian church had to work out the meaning of its common heritage "in the context of the different cultures of the separate colonies" but "the way in which that faith pedigree was appealed to and interpreted ... has highlighted differences." Peter Carnley, former primate of the Anglican Church of Australia, has described Anglicanism's "unique or essential identity" as having "not so much a body of theological teaching, as a style of theological reflection" that goes back to the Elizabethan theologian Richard Hooker. St James' conforms to this Anglican tradition, part of which is a general dislike of what used to be referred to as 'Enthusiasm': that is, a dislike of "pious individualism and emotional exuberance". St James' theological position in the liturgy is evidently consistent with Carnley's explanation that incarnational reality "might be experienced with the aid of aesthetic, symbolic or sacramental aids to worship." Such an adherence to the importance of the sacred and the sublime in worship remains in sharp contradistinction to practice in the surrounding mostly evangelical diocese, which typically eschews beauty and holds to an "ultra-low ecclesiastical aesthetic" that is combined with "ultra-conservative social values". Teaching at St James' takes account of both the Biblical and contemporary historical context. In the Sydney diocese, St James's differing view has therefore been controversial since the 19th century as the various rectors led the church towards and away from Anglo-Catholicism. Micklem, for example, renewed Anglo-Catholic churchmanship and Davidson "returned it firmly to a moderate position".
St James' aims to be "an open and inclusive Christian community" that "welcomes all, regardless of age, race, sexual orientation or religion". During the long debate in the diocese about the acceptability of women as priests and also as preachers, for example, women clergy were welcome. One of the first women ordained as a priest in the Anglican Church in Australia, Susanna Pain, served as a deacon at St James' and women in leadership positions in the Anglican Church such as Kay Goldsworthy and Genieve Blackwell, have been invited to preach. The current rector contributes to the public debate about the role and responsibilities of the church in a secularised world and in response to statements about same-sex marriage from the Archbishop of Sydney, published a dissenting view.
### Congregation
In the beginning, convicts, soldiers, governors and civil authorities attended the church; in the 21st century, regular patronage by, and programs for, governors, politicians, the legal community and the homeless create a similarly diverse mix. In 1900, such a congregation was described by the sixth rector as representing "many types, many classes. Here we find rich and poor, old and new, the Governor and the Domain loafer, the passing visitor, and the grandchildren of those whose memorial tablets testify to a long connection with the church." William Carr Smith's observation was that "this makes the congregation a difficult one to handle."
Nevertheless, the congregation provides volunteer labour and donates funds for many of church's activities, including laundry work, library administration, flower arrangements, bell ringing, singing in the parish choir and hospitality for the Sister Freda mission. Furnishings for the chapel in the Sydney Hospital were provided by the parishioners during Carr Smith's time, when he became chaplain to the hospital.
### Community service
St James' work for the poor, as well as for the city's legal and medical professions, has been continuous from the 19th century. Since early times work "for the poor of the parish"; the promotion of "overseas and inland missions"; liaison with "the city professions in law and medicine" and running "devotional and discussion groups" has been incorporated into the church's mission. In the 20th century, the ninth and tenth rectors emphasised "the church's responsibility to society" and encouraged St James' role in the city. In the 21st century, these activities have been supplemented by chaplaincy and professional counselling services directed at dealing with the problems associated with the stresses of city life.
The "most direct part of St James' social welfare work" is the Sister Freda Mission, which began in 1899. Among other things, this ministry provides weekly lunches to the needy and a full dinner at Christmas. Sister Freda (Emily Rich) was a member of the Community of the Sisters of the Church, a religious order which started the Collegiate School in Paddington in 1895. Sister Freda and other members of the order took over the organisation of its mission to the homeless in 1899. On Christmas Day in 1901 "about 60 men were entertained at dinner at St James' parish hall, and later in the afternoon 250 unemployed men were treated to tea in the same building by the sisters of the church." After her death in 1936, Sister Freda's name was given to the mission and St James' took over responsibility for its organisation. Since 1954, this service has operated out of the church crypt, relying on donations, including food sourced by OzHarvest, and the efforts of volunteer parishioners.
The church's ministry to Sydney's legal fraternity is facilitated by its proximity to buildings used by the profession, including the Law Courts, which is the main building of the Supreme Court of New South Wales and houses the Sydney registry of the High Court of Australia; the College of Law and the St James Campus of the University of Sydney, which is the former home of Sydney Law School, still mainly used for legal education by the university. Phillip Street, which runs north from the church, is home to a large number of barristers' chambers as well as the Law Society of New South Wales.
Due to this proximity, the church and legal profession have a longstanding relationship, anchored by an annual service to mark the beginning of the legal year which is attended by judges, solicitors and members of the Bar from the Supreme Court of New South Wales in ceremonial attire. In the 19th century, the relationship was reported in the context of delays to the law and concerns about the need for a suitable set of new courts. In the 20th, it was noted that the "relationship of law and religion" was one of "two co-operating forces, approaching, from different sides, a problem which was common to them both of securing right conduct"; and in the 21st century, the Governor still attends special services. Since 1950, there has also been an annual service for the members of the Order of St Michael and St George.
### Education
In the 19th century, religious denominations made a major contribution to education at all levels before this was taken over by the state. From its beginnings, St James' was involved in education for both children and adults. Richard Hill, the first incumbent, "began Australia's first kindergarten and William Cape managed a school based on new educational principles". Hill worked with the Benevolent Society, the Bible Society, Aboriginals, the Hospital, "various convict establishments and a range of schools," including Industrial Schools. By 1823 Greenway's school building had been erected in Elizabeth Street and the principal St James' School was situated there until 1882, becoming the Anglican "normal" school with more than 600 students and a range of experienced teachers. In secondary education, a Sydney branch of the King's School operated briefly in the Greenway building and Broughton operated the St James' Grammar School in a building erected in Phillip Street. The Grammar School, presided over by C. Kemp was described as "of inestimable value to the then youth of the colony". Broughton also set up St James' College to provide tertiary education for secular students as well as to prepare students for ordination. The St James' School closed in 1882 and the government resumed the Greenway building. Tuition for the students of St Paul's College, University of Sydney was originally provided in the vestry of St James'.
In the 20th century, St James' developed its education program for children and adults and continued them in the 21st century. A Sunday school for children is held in the crypt. Educational activities for adults are offered through the St James' Institute which provides a range of programs open to all to explore the Christian faith and engage in debate about contemporary issues from a theological perspective. For example, in 2012, the Institute hosted a seminar on "Women in the Australian Church: Untold Stories" in conjunction with the International Women's Network and MOWatch. In 2013, there was a meeting of "deans and ministers from Anglican churches that serve the business districts in major cities around world" to discuss the churches' response to the Global Financial Crisis.
### Past and present clergy
Samuel Marsden delivered the first sermon on 6 July 1824. In 1836 the first (and only) Bishop of Australia, William Grant Broughton, was installed at St James' as there was still no cathedral. Broughton regularly officiated at St James' as at the first ordination of an Anglican priest in Australia (T. Sharpe) on 17 December 1836.
The rector of St James' is assisted by associate rectors (it was not until the 1890s that the title "rector" was used). The current (sixteenth) rector is Andrew Sempell and the associate rector is the John Stewart.
- 1824–1836 Richard Hill
- 1836–1838 Robert Cartwright
- 1838–1840 George Napoleon Woodd
- 1840–1884 Robert Allwood
- 1885–1895 Henry Latimer Jackson
- 1896–1910 William Carr Smith
- 1910–1916 W.F. Wentworth-Sheilds
- 1917–1937 Philip Arthur Micklem
- 1938–1955 Edwin John Davidson
- 1956–1962 William John Edwards
- 1962–1975 Frank Leslie Cuttriss
- 1976–1983 Howard Charles Hollis
- 1984–1997 Peter John Hughes
- 1997–2001 Richard Hurford
- 2001–2009 Peter Walter Kurti
- 2010–2022 Andrew John Sempell
## Music
St James' has had a strong musical and choral tradition "integral" to its liturgies since the 1820s and is known both for the high standard of the sacred music as well as for its regular public recitals and concerts. St James' has a choir, a fine three-manual pipe organ and a peal of bells hung for change ringing. Isaac Nathan, who "constituted himself musical laureate to the colony" and is considered "Australia's first composer", created a musical society at St James' in the 1840s.
### Organ
The original organ, installed in the west gallery, was built by John Gray of London and was played for the first time on 7 October 1827. It received the following praise in the colonial newspaper The Australian.
> "St. James's new organ pealed its notes of praise for the first time at noon service on Sunday, to an overflowing congregation, more numerous perhaps than any congregation St. James's had ever before witnessed. The organ was not in perfect harmony, owing, in a great measure, to its yet incomplete state. Its intonations, however, in many instances, was full, rich, and harmonious, and those of the congregation were not a few who felt its tones swell on the ear like the welcome voice of a long parted friend!"
The organ was modernised and enlarged in the 1870s by William Davidson. After a number of moves around the galleries, it was placed in what had been intended as the south porch. At the time the church's interior was reconstructed at the turn of the 20th century, it was positioned on either side of the chancel platform at the eastern end where it remains. Organ specialists Hill, Norman & Beard (Aust) Pty Ltd gave the organ a major refurbishment and reconstruction between 1970 and 1971 at a cost of \$35,000.
As part of the church's bicentennial celebrations, St James' commissioned Dobson Pipe Organ Builders of Lake City, Iowa to build an entirely new organ to replace its old and failing one. Delivery had been expected in mid-2022, with a total project cost, including building renovations, of AUS\$3 million. The four-manual (IV/43/51) organ would have been Dobson's 99th opus and only the second for installation outside of the US, after Merton College, Oxford in 2013. The new organ would be Sydney's third largest, after those in the Sydney Opera House and the Sydney Town Hall. A catastrophic fire at the Dobson factory on 15 June 2021, however, resulted in the total loss of the organ under construction at the time of the conflagration. Following the fire, Dobson re-established its workshop in interim quarters and re-commenced the construction of the St James organ, with delivery anticipated in 2024.
### Choir
St James' has had a choir since early colonial times. James Pearson accepted the office of choir leader in 1827 and arranged some of the music that was sung. He also offered to teach "a few steady persons, of either sex," if they would volunteer to join the choir. In those early days, the choir was a "mixed one, of male and female voices, some of them professional", but by the end of the 19th century, the choristers were all males. Until Anthony Jennings was appointed Director of Music in 1995, the choirmaster was also the organist. Some choirmasters, such as James Furley, also composed original works for the choir. Arthur Mason served 1898–1907 (and was City Organist 1901–1907), was succeeded by George Faunce Allman in the role.
The current choir is composed of about a dozen semi-professional adults. They sing on Sundays at the 11.00 am Choral Eucharist, Wednesdays at the 6:15 pm Choral Evensong, monthly at the 3.00 pm Choral Evensong held on the last Sunday of the month, as well as at a number of midweek feast days held during the year. In January, during the summer holiday period, St James' presents three full orchestral Masses during which liturgical music by composers such as Mozart, Haydn and Schubert is used for its original purpose and incorporated into the service. On these occasions, the choir is joined by a small orchestra.
On occasion, the St James' choir has combined with other choirs, such as when it joined the choir of St Mary's Cathedral to present Monteverdi's Vespers in 2013. It has recorded CDs, performed with international touring groups such as with the Tallis Scholars' Summer School and broadcast on ABC Radio, both in their own right as well as with leading ensembles such as Australian Baroque Brass.
Musical critique of the choir has appeared in the press from the beginning and continues to the present day. In 1827, one singer was criticised for her diction: "If her pronunciation were as pleasing as her notes, she would be entitled to unqualified praise" wrote a critic in 1827. In 1845, St James' was being described as the "exception" to the prevailing low standard of church music in both England and New South Wales. In 2013, singers from the combined choirs of St James' and St Mary's Cathedral were appraised as creating "a clear, well-defined edge that swirled gloriously".
### Music leaders
Organists and Choirmasters
- 1827–1831 James Pearson
- 1831–1835 William Merritt
- 1836–1844 James and William Johnson
- 1844–1860 James Johnson
- 1860–1874 James Furley
- 1874–? Schofield
- 1876–1897 Hector Maclean
- 1897–1907 Arthur Mason
- 1907–1961 George Faunce Allman
- 1961–1965 Michael Dyer
- 1966–1994 Walter Sutcliffe
Directors of Music
- 1995 Anthony Jennings
- 1995–1997 David Barmby
- 1997–2007 David Drury
Head of Music
- 2008–present Warren Trevelyan-Jones
### Bells
The church's eight bells are rung by the Guild of St James' Bellringers which is affiliated with The Australian and New Zealand Association of Bellringers. The tenor bell, weighing 10 cwt, was cast in 1795 by John Rudhall and hung previously in St Paul's Church, Bristol, England. Bells 1 – 7 were cast in 2002 by John Taylor Bellfounders in Loughborough, England. The bells were dedicated on 27 July 2003 and are named after people associated with St James' Church, as follows:
- Treble – Francis Greenway sounds the note of G, named for the architect
- 2 – Mary Reibey sounds the note of F#, named for an early pioneer
- 3 – Sister Freda sounds the note of E, named for a Sister of the Church with an important ministry in the City of Sydney
- 4 – King George IV sounds the note of D, named for the king at the time of the church's foundation
- 5 – Richard Hill sounds the note C, named for the first rector of St James'
- 6 – Lachlan Macquarie sounds the note B, named for the governor at the time of the church's foundation
- 7 – Eora sounds the note A, named for the traditional owners of the land
- Tenor – St James sounds the note G, named for the patron saint
There is also the service bell of 41⁄4 cwt, known as the Mears bell, cast by Thomas Mears II of Whitechapel Bell Foundry in 1820. It was repaired there in 2011.
## See also
- Australian non-residential architectural styles
- List of Anglican churches in the Diocese of Sydney
|
30,500,789 |
Eastern Area Command (RAAF)
| 1,149,295,006 |
Royal Australian Air Force command
|
[
"Military units and formations disestablished in 1953",
"Military units and formations established in 1942",
"Military units and formations of the Royal Australian Air Force in World War II",
"RAAF commands"
] |
Eastern Area Command was one of several geographically based commands raised by the Royal Australian Air Force (RAAF) during World War II. It was formed in May 1942, and controlled units located in New South Wales and southern Queensland. Headquartered in Sydney, Eastern Area Command's responsibilities included air defence, aerial reconnaissance and protection of the sea lanes within its boundaries. Its flying units operated fighters, reconnaissance bombers, and dive bombers, and concentrated on convoy escort, maritime patrol and anti-submarine warfare. The size of the area was such that the RAAF twice considered splitting it, but nothing came of this.
The area command continued to function after the war, its headquarters transferring from Sydney to Glenbrook, in the Blue Mountains, in 1949. By this time, most of the RAAF's operational units—including fighter, bomber, and transport wings—were based within Eastern Area's boundaries, and the officer in command was responsible for air defence across all of Australia. In October 1953, the RAAF began reorganising its command-and-control system from one based on geography to one based on function; Eastern Area was re-formed as Home Command, which was renamed Operational Command in 1959, and Air Command in 1987.
## History
### World War II
Prior to World War II, the Royal Australian Air Force was small enough for all its elements to be directly controlled by RAAF Headquarters in Melbourne. When war broke out, the RAAF began to decentralise its command structure, commensurate with expected increases in manpower and units. Between March 1940 and May 1941, Australia and Papua were divided into four geographically based command-and-control zones: Central Area, Southern Area, Western Area, and Northern Area. The roles of the area commands were air defence, protection of adjacent sea lanes, and aerial reconnaissance. Each was led by an Air Officer Commanding (AOC) who controlled the administration and operations of all air bases and units within his boundary.
Central Area was disbanded in August 1941, and its responsibilities were divided between Southern Area, Northern Area, and the newly formed No. 2 (Training) Group. The outbreak of the Pacific War resulted in Northern Area being split in January 1942 into North-Western and North-Eastern Areas, to counter separate Japanese threats to Northern Australia and New Guinea. Southern Area was also considered appropriate for division owing to its size, so the Australian Air Board proposed assigning responsibility for operational and maintenance units within New South Wales to a new area command, Eastern Area, which would also assume control of units in southern Queensland from North-Eastern Area.
Headquartered in the Sydney suburb of Edgecliff, Eastern Area Command was formed on 15 May 1942 under the leadership of Air Vice Marshal Bill Anderson. Staff numbered 114, including forty-five officers. Training units in New South Wales remained part of No. 2 (Training) Group. No. 5 (Maintenance) Group was formed in Sydney on 1 June, and took responsibility for all maintenance units initially controlled by Eastern Area Command. In September, the Allied Air Forces commander in the South West Pacific Area, Major General George Kenney, formed the majority of his US flying units into the Fifth Air Force, and most of their Australian counterparts into RAAF Command, led by Air Vice Marshal Bill Bostock. Bostock exercised control of Australian air operations through the area commands, although RAAF Headquarters continued to hold overarching administrative authority, meaning Bostock and his area commanders were ultimately dependent on the Chief of the Air Staff, Air Vice Marshal George Jones, for supplies and equipment.
Of geographical necessity, the RAAF's two northerly area commands were mainly responsible for bombing and air defence, while the other commands focussed on maritime patrol and anti-submarine warfare. In response to an increase in the number of Japanese submarines operating in Australian waters, the RAAF conducted intensive patrols along the east coast during January and February 1943. This included more than 400 patrol, anti-submarine, and convoy escort missions by Eastern Area aircraft in January. The submarine threat against Allied shipping was considered serious enough to warrant basing more RAAF squadrons in southern commands than in the north, diverting resources from forward areas like New Guinea. By April, Eastern Area was operating seven combat units: No. 5 Squadron, flying army cooperation missions with CAC Wirraways out of Kingaroy, Queensland; No. 23 Squadron, flying dive-bombing missions with Wirraways from Lowood, Queensland; No. 24 Squadron, flying dive-bombing missions with Wirraways from Bankstown, New South Wales; No. 32 Squadron, flying reconnaissance and bombing missions with Lockheed Hudsons from Camden, New South Wales; No. 71 Squadron, flying maritime reconnaissance and anti-submarine missions with Avro Ansons from Lowood; No. 73 Squadron, flying maritime reconnaissance and anti-submarine missions with Ansons from Nowra, New South Wales; and No. 83 Squadron, flying fighter missions with Wirraways from Strathpine, Queensland. Nos. 71 and 73 Squadrons were reserve formations hastily raised to augment the anti-submarine effort, crewed by staff and students from operational training units.
Japanese submarine activity off the east coast peaked during April and May 1943, leading to a further expansion of the RAAF's convoy escort and patrol efforts. As part of the measures undertaken to increase air coverage during this period, transit flights were ordered to overfly shipping lanes whenever possible. At the end of April, Eastern Area headquarters staff numbered 630, including 105 officers. Bristol Beauforts of No. 32 Squadron were credited with damaging a Japanese submarine on 19 June, but neither the RAAF nor the Royal Australian Navy was able to destroy any enemy submarines in coastal waters during 1943. The efforts of the two services within the region Eastern Area covered were hampered by poor liaison and command arrangements, as well as the RAAF placing a relatively low priority on protecting merchant shipping.
Anderson handed over command of Eastern Area to Air Commodore John Summers in July 1943. Group Captain Alister Murdoch became senior air staff officer (SASO). On 22 October, Avro Lancaster Q-for-Queenie, piloted by Flight Lieutenant Peter Isaacson, "buzzed" the Eastern Area headquarters building in Edgecliff before flying under the Sydney Harbour Bridge, flouting regulations and becoming the largest aircraft to pull such a stunt. The same month, the Air Board proposed carving a new area command out of Eastern Area, which by then was considered too large to be controlled by one headquarters and therefore ripe for division. The new command, to be known as Central Area, would have been responsible for training and operational units in southern Queensland; the War Cabinet deferred its decision on the proposal. The concept was raised again in August 1944, and this time Central Area Command was to control maintenance units, as well as training and operations, in southern Queensland; again, nothing came of the proposal.
Air Commodore Alan Charlesworth was appointed AOC Eastern Area in December 1943. Japanese submarine activity had decreased in the months prior to Charlesworth taking command, and he was concerned that Allied ships were becoming complacent. He observed "a general slackening off in procedure; ships are seldom where they should be, and a minority of merchant ships identify themselves to aircraft". The RAAF's patrols had also settled into a predictable pattern that an observant submarine captain could easily avoid. Charlesworth relinquished command in September 1944 to take over North-Western Area. In December, aircraft from Eastern Area took part in the search for the German submarine U-862, but could not prevent it sinking the Liberty ship Robert J. Walker on Christmas; a Beaufort of No. 15 Squadron, based at Camden, located the wreck. No. 32 Squadron lost a Beaufort with its crew shortly after takeoff from Lowood during the search for U-862, which was called off in January 1945. That month, Air Commodore Leon Lachal became AOC Eastern Area, and held command for the duration of the Pacific War.
### Post-war activity and reorganisation
On 2 September 1945, following the end of the Pacific War, South West Pacific Area was dissolved and the Air Board again assumed full control of all its operational elements. According to the official history of the post-war Air Force, the AOC Eastern Area was considered "Australia's senior operational airman" and delegated by the Chief of the Air Staff with day-to-day responsibility for the nation's air defence. Most of the RAAF's bases and aircraft employed in operations were situated within Eastern Area's sphere of control in New South Wales and southern Queensland. Air Commodore Frank Lukis succeeded Lachal as AOC in December 1945. By the end of the month, headquarters staff numbered 1,122, including 104 officers. No. 82 (Bomber) Wing came under the control of Eastern Area Command in April 1946, when it moved to RAAF Station Amberley, Queensland; initially operating B-24 Liberators, the wing re-equipped with Avro Lincolns soon after. By this time Eastern Area headquarters occupied seven mansions in Point Piper, Sydney; it subsequently relocated to Bradfield Park. Lukis retired from the Air Force in May, and Charlesworth took over command.
In July–August 1946, Eastern Area Command oversaw the establishment of No. 86 (Transport) Wing, operating C-47 Dakotas, at RAAF Station Schofields, New South Wales, displacing No. 78 (Fighter) Wing, which moved to RAAF Station Williamtown, and began operating P-51 Mustangs. The following month, Air Vice Marshal Jones proposed reducing the five mainland area commands (North-Western, North-Eastern, Eastern, Southern, and Western Areas) to three: Northern Area, covering Queensland and the Northern Territory; Eastern Area, covering New South Wales; and Southern Area, covering Western Australia, South Australia, Victoria and Tasmania. The proposal was part of a much larger plan to restructure the post-war RAAF; the Federal government rejected the plan and the wartime area command boundaries largely remained in place. Lachal succeeded Charlesworth as AOC Eastern Area in October, and held command until his retirement from the Air Force in July 1947.
Lachal's successor as AOC Eastern Area, Air Vice Marshal Frank Bladin, was responsible for preparing the transfer of its headquarters from Bradfield Park to the former Lapstone Hotel at Glenbrook in the Lower Blue Mountains, a process that was completed in 1949. As well as commanding a view of the surrounding countryside, the property was within five kilometres (three miles) of the City of Penrith and thirty kilometres (twenty miles) of RAAF Station Richmond, and incorporated a disused railway tunnel that offered, according to government correspondence, "complete protection from Atom Bomb attack". An adjoining property, "Briarcliffe", was purchased soon afterwards to augment the new headquarters' accommodation facilities. Bladin completed his term as AOC Eastern Area in October 1948. Air Vice Marshal John McCauley was appointed AOC in March the following year. McCauley commanded Eastern Area during the early years of the Malayan Emergency, and oversaw the deployment of No. 90 (Composite) Wing to administer RAAF units stationed there—a Lincoln squadron detached from No. 82 Wing and a Dakota squadron from No. 86 Wing. Having re-equipped with de Havilland Vampire jets, No. 78 Wing departed Williamtown for garrison duties with the RAF on Malta in July 1952. In May 1953, Eastern Area's SASO, Group Captain Frank Headlam, announced that the Air Force was planning to re-equip No. 82 Wing with English Electric Canberra jet bombers, and also procure CAC Sabre swept-wing jet fighters.
The Federal government retired Air Marshal Jones in 1952 and replaced him with Air Marshal Donald Hardman, RAF, who proceeded to re-organise the RAAF command-and-control system along functional lines, establishing Home (operational), Training, and Maintenance Commands in October 1953. The first was re-formed from Eastern Area Command as it was considered the RAAF's de facto operational organisation. The second was re-formed from Southern Area Command, as it was the hub of training services, controlling those in New South Wales and Queensland as well as Victoria and South Australia. The third and last functional command was formed from the extant Maintenance Group headquarters in Melbourne. The transition to a functional system was completed in February 1954, when the three new commands assumed control of operations, training and maintenance from Western, North-Western, and North-Eastern Areas.
## Aftermath
The functional commands established in 1953–54 were revised in 1959. Home Command was renamed Operational Command, and Training and Maintenance Commands merged to become Support Command. Operational Command was renamed Air Command in 1987, and three years later Support Command split into Logistics Command and Training Command. Throughout the evolution from Home to Operational to Air Command, the headquarters remained at Glenbrook in the Blue Mountains. In 1997, logistics management became the responsibility of Support Command (Air Force), the RAAF component of the Defence-wide Support Command Australia (later subsumed by the Defence Materiel Organisation). Training Command was re-formed as Air Force Training Group, a force element group under Air Command, in 2006. Air Command was then the sole command-level organisation in the RAAF.
## Orders of battle
### April 1943
As at April 1943, Eastern Area controlled the following flying squadrons:
- No. 5 Squadron, equipped with CAC Wirraways, based at Kingaroy, Queensland
- No. 23 Squadron, equipped with Wirraways, based at Lowood, Queensland
- No. 24 Squadron, equipped with Wirraways, based at Bankstown, New South Wales
- No. 32 Squadron, equipped with Lockheed Hudsons, based at Camden, New South Wales
- No. 71 Squadron, equipped with Avro Ansons, based at Lowood
- No. 73 Squadron, equipped with Ansons, based at Nowra, New South Wales
- No. 83 Squadron, equipped with Wirraways, based at Strathpine, Queensland
### May 1944
As at May 1944, Eastern Area controlled the following flying squadrons:
- No. 11 Squadron, equipped with Consolidated PBY Catalinas, based at Rathmines, New South Wales
- No. 21 Squadron, equipped with Vultee Vengeances, based at Camden, New South Wales
- No. 32 Squadron, equipped with Bristol Beauforts, based at Lowood
- No. 107 Squadron, equipped with Vought Kingfishers, based at St. George's Basin, New South Wales
|
58,068,154 |
Operation Boomerang
| 1,166,857,755 |
United States air raid in Japanese-occupied Dutch East Indies during World War II.
|
[
"1944 in Indonesia",
"1944 in the Dutch East Indies",
"August 1944 events",
"Battles of World War II involving Japan",
"Battles of World War II involving the United Kingdom",
"World War II aerial operations and battles of the Pacific theatre",
"World War II strategic bombing conducted by the United States"
] |
Operation Boomerang was a partially successful air raid by the United States Army Air Forces' (USAAF) XX Bomber Command against oil refining facilities in Japanese-occupied Dutch East Indies during World War II. The attack took place on the night of 10/11 August 1944 and involved attempts to bomb an oil refinery at Palembang and lay mines to interdict the Musi River.
The raid formed part of a series of attacks on Japanese-occupied cities in South East Asia that XX Bomber Command conducted as an adjunct to its primary mission of bombing Japan. The command raided the Japanese city of Nagasaki on the same night as Operation Boomerang.
Fifty-four B-29 Superfortress heavy bombers were dispatched from an airfield in British Ceylon on 10 August, of which 39 reached the Palembang area. Attempts to bomb the oil refinery were largely unsuccessful, only a single building being confirmed destroyed. Mines dropped in the river connecting Palembang to the sea sank three ships and damaged four others. British air and naval forces provided search-and-rescue support for the American bombers. The Japanese antiaircraft guns and fighter aircraft assigned to defend Palembang failed to destroy any of the American bombers, but one B-29 ditched when it ran out of fuel. This was the only USAAF raid on the strategically important oil facilities at Palembang. The oil facilities were attacked by aircraft operating from British aircraft carriers in January 1945.
## Background
At the time of the Pacific War, the Sumatran city of Palembang in the Dutch East Indies was a major oil production center. The city and its oil refineries were captured by Japanese forces in mid-February 1942 during the Battle of Palembang. Dutch engineers attempted to wreck the oil refineries during the invasion to prevent the Japanese from being able to use them, but production was restarted by the end of 1942. In early 1944, Allied intelligence estimated that the Pladjoe (Plaju) refinery at Palembang was the source of 22 percent of Japan's fuel oil for ships and industrial facilities, and 78 percent of its aviation gasoline.
In late 1943, the United States Joint Chiefs of Staff approved a proposal to begin the strategic air campaign against the Japanese home islands and East Asia by basing B-29 Superfortress heavy bombers in India and establishing forward airfields in China. The main element of this strategy, designated Operation Matterhorn, was to construct airstrips near Chengdu in inland China which would be used to refuel B-29s traveling from bases in Bengal en route to targets in Japan. Operation Matterhorn was to be conducted by the Twentieth Air Force's XX Bomber Command. The head of the USAAF, General Henry H. Arnold, directly commanded the Twentieth Air Force as he had established it as an independent strategic bombing force which reported to the Joint Chiefs of Staff rather than the combat theater commanders in the Pacific. Brigadier General Kenneth Wolfe led XX Bomber Command. XX Bomber Command conducted its first combat mission, against Bangkok, on 5 June 1944. During this operation, two B-29s ran out of fuel over the Bay of Bengal during the return flight to India and were forced to ditch.
## Planning
The attack on Palembang arose from debates concerning how to best utilize the B-29s which preceded the approval of Operation Matterhorn. During late 1943 and early 1944, serious consideration was given to initially using the B-29s to attack merchant shipping and oil facilities in South East Asia from bases in northern Australia and New Guinea. The final plan for Operation Matterhorn approved by the Joint Chiefs of Staff in April specified that while XX Bomber Command would focus on Japan, it was to also attack Palembang. These raids were to be staged through airfields in British Ceylon. The inclusion of Palembang in the plan represented a compromise between the strategists who wanted to concentrate the force against Japan and those who wished to focus it on oil targets. For planning purposes, the date for the first attack on Palembang was set at 20 July 1944.
Infrastructure works were undertaken in Ceylon to support the planned raids on Palembang. In March 1944, work began to modify four airfields on Ceylon to the standards needed for B-29s, RAF China Bay and RAF Minneriya being accorded the highest priority. These two airfields were scheduled to be ready by July. In April, when it became apparent that both could not be completed in time, it was decided to concentrate on China Bay. This airfield was capable of accommodating 56 B-29s by mid-July and was fully operational by the time Operation Boomerang was conducted.
Shortly after XX Bomber Command's first attack on Japan, made against Yawata on the night of 15/16 June, Arnold pressed Wolfe to attack Palembang as part of the follow-up raids. In his reply, Wolfe noted that it would not be possible to do so until 15 July, when the airfield at China Bay was expected to be ready. Arnold issued XX Bomber Command with a new targeting directive on 27 June which specified that 50 B-29s be dispatched against Palembang as soon as the airfield was complete. Wolfe was transferred to a role in the United States on 4 July. Brigadier General LaVern G. Saunders took over the command on a temporary basis. Saunders decided to delay the attack on Palembang until mid-August to enable XX Bomber Command to first make a maximum effort raid on Anshan in China, which Arnold had accorded the highest priority.
## Preparations
### United States
Planning for the attack on Palembang began in May 1944. Due to the very long distance which was to be flown and the need to stage through Ceylon, the operation required more planning and preparations than any of the other raids conducted by XX Bomber Command. USAAF and British Royal Air Force personnel worked together to complete the preparations. The British supplied fuel for the operation and met the costs of upgrading the Ceylon airfields under Reverse Lend-Lease arrangements. RAF China Bay, including its accommodation facilities and transport vehicles, was virtually given over to the USAAF. The RAF also donated whiskey rations to the Americans.
The plans for the operation evolved over time. The Twentieth Air Force initially ordered that the attack involve all 112 of XX Bomber Command's aircraft, and be conducted during the day. The command sought to have this directive modified on the grounds that dispatching so many aircraft from a single airfield would mean that the force would need to be separated into several waves. Splitting the force in this way would further complicate the operation, and was considered likely to lead to higher losses. Arnold accepted this argument, and the 27 June targeting directive specified that the attack take place either at dawn or dusk. The meteorologist assigned to the operation recommended that the attack be made at night so that the B-29s could take advantage of favorable tailwinds. XX Bomber Command gained the Twentieth Air Force's agreement for this change.
During the period in which the plan was prepared, several US intelligence agencies altered their views regarding the importance of Palembang. The USAAF's Assistant Chief of Air Staff, Intelligence, and the Committee of Operations Analysts judged that the changing tactical situation in the Pacific and heavy losses of Japanese shipping meant that the Pladjoe refinery was no longer of critical importance to the Japanese war effort. XX Bomber Command staff wanted to cancel the mission, which they viewed as a distraction from the main effort against the Japanese steel industry. The Joint Chiefs of Staff continued to require that Palembang be attacked, and Arnold included it in another target directive issued in July. After it was confirmed that the facilities at China Bay would be complete by 4 August, Arnold directed that the raid be conducted by the 15th of the month. The date for the attack was set as 10 August.
Several targets were specified. The primary target was the Pladjoe refinery and the secondary target the nearby Pangkalan refinery. The Indarung Cement Plant at Padang was the last resort target for aircraft unable to reach Palembang. Part of the force was tasked with dropping naval mines to interdict the Musi through which all the oil produced at Palembang was shipped. Due to the extreme range from Ceylon to the targets and back (3,855 miles (6,204 km) to Palembang and 4,030 miles (6,490 km) to where mines were to be dropped into the Musi), the bombers were to be loaded with only 1 short ton (910 kg) of bombs or mines each and have their fuel tanks filled to capacity. Planning for the attack was completed on 1 August. It was designated Operation Boomerang, possibly in the hope that all of the aircraft would return from their long flights.
An attack by XX Bomber Command on the Japanese city of Nagasaki was scheduled to take place on the same night as the raid on Palembang. The USAAF official history states that it was hoped that attacking two targets 3,000 miles (4,800 km) apart would have a psychological impact on the Japanese.
### Japanese
The Imperial Japanese Army was responsible for defending the oil fields on Sumatra against air attack. The Palembang Air Defense Headquarters had been formed in March 1943 for this purpose, and initially comprised the 101st, 102nd and 103rd Air Defense Regiments and the 101st Machine Cannon Battalion. Each of the air defense regiments was equipped with twenty Type 88 75 mm AA guns. They may have also each included a machine cannon battery and a searchlight battery.
In January 1944 the 9th Air Division was established as part of efforts to strengthen Sumatra's air defenses. The Palembang Air Defense Headquarters had been re-designated the Palembang Defense Unit, and was assigned to the 9th Air Division upon that command's formation. At around this time, the unit was expanded to also include fighter aircraft. The 21st and 22nd Fighter Regiments of the Imperial Japanese Army Air Force were responsible for intercepting Allied aircraft. The 101st, 102nd and 103rd Antiaircraft Regiments and 101st Machine Cannon Battalion remained, and had been supplemented by the 101st Antiaircraft Balloon Regiment which operated barrage balloons.
## Attack
On the afternoon of 9 August, 56 B-29s from the 444th and 468th Bombardment Groups arrived at RAF China Bay after flying from Bengal. The strike force began to take off from China Bay at 4:45 p.m. on 10 August. A total of 54 B-29s were dispatched. While one of the aircraft returned to the base 40 minutes after taking off due to engine problems, it was repaired within two hours, and took off again bound for Sumatra.
The bombers' journey to Sumatra was uneventful. The aircraft flew individually on a direct course from China Bay to Siberoet island off the west coast of Sumatra. Upon reaching Siberoet, the bombers changed course, and headed for the Palembang area. Several British warships from the Eastern Fleet and RAF aircraft were positioned along this route to rescue the crews of any B-29s which were forced to ditch. Royal Navy vessels involved included the light cruiser HMS Ceylon, destroyer Redoubt and submarines Terrapin and Trenchant. The submarines were also used as navigation beacons.
A total of 31 B-29s attempted to bomb the Pladjoe refinery. It proved difficult for their crews to locate the target, as no lights were showing in Palembang, patchy cloud covered the area and the bomber which had been tasked with illuminating the refinery with flares did not reach the area. Instead, the bombardiers aimed their bombs using radar or visual sightings through breaks in the clouds. American airmen reported seeing some explosions and fires, but strike photos taken from the bombers were indistinct. Eight B-29s descended below the clouds to drop two mines each in the Musi River; the accuracy of this attack was assessed as "excellent" in a post-attack report. This was the first time B-29s had been used as minelayers.
Of the fifteen B-29s which failed to reach the Palembang area, three attacked other targets. A pair of B-29s bombed the oil town of Pangkalanbrandan in northern Sumatra and another struck an airfield near the town of Djambi. Several of the bombers which had to turn back did so after running low on fuel.
Japanese forces attacked the B-29s while they were in the Palembang area, without success. Antiaircraft guns and rockets were fired at the bombers, and the American airmen sighted 37 Japanese aircraft. Some of the fighters pursued the bombers for 350 miles (560 km). None of the B-29s were damaged.
One of the B-29s ditched into the sea 90 miles (140 km) from China Bay on its return flight after running out of fuel. Its crew were able to send an SOS signal before ditching, which led Allied forces to conduct an intensive search of the area. One of the bomber's gunners was killed, and the other members of the crew were rescued on the morning of 12 August. While the Allied planners had expected that several B-29s would need to ditch due to fuel shortages, this proved to be the only loss from the operation. The mission lasted about nineteen hours and the mining of the Musi is considered the longest combat mission of the war.
The attack on Nagasaki which was undertaken on the night of 10/11 August in conjunction with Operation Boomerang was unsuccessful. The city was bombed by 24 B-29s, but little damage was inflicted. Two other bombers turned back after departing the forward airfields in China, and three attacked secondary targets. All of the B-29s returned to base.
## Aftermath
Operation Boomerang produced mixed results. Photos of the Pladjoe refinery taken on 19 September indicated that a single building had definitely been destroyed in the raid, though several others were assessed as "probables". The mine-laying element of the attack was successful: three ships totalling 1,768 tons were sunk, four others were damaged and the Japanese were unable to transport oil via the Musi River for a month until minesweeping was complete. Subsequently, B-29s frequently laid mines as part of efforts to blockade Japan. Despite the failure of Operation Boomerang to fully achieve its goals, it demonstrated that XX Bomber Command was now capable of conducting complex operations and the B-29s could safely travel long distances over water.
XX Bomber Command believed that Operation Boomerang had been unsuccessful, based on analysis of post-strike photos. The command continued to be reluctant to attack Palembang, and recommended to the Twentieth Air Force on 24 August that its facilities at China Bay be abandoned. Approval to do so was granted on 3 October, though the Twentieth Air Force directed that the aircraft fueling system remain in place. No other B-29 attacks were conducted through Ceylon. The USAAF official history noted that modifying the base for only a single operation was "a glaring example of the extravagance of war". XX Bomber Command attacked several other cities in South East Asia during 1944 and early 1945; these included multiple raids on Japanese-occupied Singapore which required even longer flights than those to reach Palembang.
The Eastern Fleet's aircraft carriers raided oil facilities in Sumatra several times between November 1944 and January 1945. These included two attacks on Palembang conducted as part of Operation Meridian in January 1945. On 24 January the fleet's aircraft badly damaged the Pladjoe refinery, and on the 29th of the month serious damage was inflicted on the nearby Sungai Gerong refinery. The Japanese general who commanded the oil refineries at Palembang stated after the war that these attacks had inflicted much more damage than Operation Boomerang.
|
21,490,963 |
Chester A. Arthur
| 1,172,754,729 |
21st President of the United States
|
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Chester Alan Arthur (October 5, 1829 – November 18, 1886) was an American politician who served as the 21st president of the United States from 1881 to 1885. He was a Republican lawyer from New York who previously served as the 20th vice president under President James A. Garfield. Arthur assumed the presidency after Garfield's death on September 19, 1881, and served the remainder of his term until March 4, 1885.
Arthur was born in Fairfield, Vermont, grew up in upstate New York and practiced law in New York City. He served as quartermaster general of the New York Militia during the American Civil War. Following the war, he devoted more time to New York Republican politics and quickly rose in Senator Roscoe Conkling's political organization. President Ulysses S. Grant appointed him to the post of Collector of the Port of New York in 1871, and he was an important supporter of Conkling and the Stalwart faction of the Republican Party. In 1878, following bitter disputes with President Rutherford B. Hayes, Hayes fired Arthur as part of a plan to reform the federal patronage system in New York. In June 1880, the Republican Party nominated Arthur for vice president to balance the ticket as an Eastern Stalwart. Arthur and presidential nominee James A. Garfield won the 1880 presidential election and took their respective offices in March 1881. Four months into his term, President Garfield was shot by an assassin; he died 11 weeks later, and Arthur assumed the presidency.
As president, Arthur presided over the rebirth of the US Navy, but he was criticized for failing to alleviate the federal budget surplus which had been accumulating since the end of the Civil War. Arthur vetoed the first version of the 1882 Chinese Exclusion Act, arguing that its twenty-year ban on Chinese immigrants to the United States violated the Burlingame Treaty, but he signed a second version, which included a ten-year ban. He appointed Horace Gray and Samuel Blatchford to the Supreme Court. He also enforced the Immigration Act of 1882 to impose more restrictions on immigrants and the Tariff of 1883 to attempt to reduce tariffs. Arthur signed into law the Pendleton Civil Service Reform Act of 1883, which came as a surprise to reformers who held a negative reputation of Arthur as a Stalwart and product of Conkling's organization.
Suffering from poor health, Arthur made only a limited effort to secure the Republican Party's nomination in 1884, and he retired at the end of his term. Arthur's failing health and political temperament combined to make his administration less active than a modern presidency, yet he earned praise among contemporaries for his solid performance in office. Journalist Alexander McClure wrote, "No man ever entered the Presidency so profoundly and widely distrusted as Chester Alan Arthur, and no one ever retired ... more generally respected, alike by political friend and foe." The New York World summed up Arthur's presidency at his death in 1886: "No duty was neglected in his administration, and no adventurous project alarmed the nation." Mark Twain wrote of him, "It would be hard indeed to better President Arthur's administration." Evaluations by modern historians generally rank Arthur as a mediocre or average president. Arthur has also been described as one of the least memorable presidents.
## Early life
### Birth and family
Chester Alan Arthur was born in Fairfield, Vermont. Arthur's mother, Malvina Stone was born in Berkshire, Vermont, the daughter of George Washington Stone and Judith Stevens. Her family was primarily of English and Welsh descent, and her maternal grandfather, Uriah Stone, had served in the Continental Army during the American Revolution.
Arthur's father, William Arthur, was born in 1796 in Dreen, Cullybackey, County Antrim, Ireland to a Presbyterian family of Scots-Irish descent. William's mother was born Eliza McHarg and she married Alan Arthur. William graduated from college in Belfast and migrated to the Province of Lower Canada in 1819 or 1820. Malvina Stone met William Arthur when Arthur was teaching school in Dunham, Quebec, near the Vermont border. They married in Dunham on April 12, 1821, soon after meeting.
The Arthurs moved to Vermont after the birth of their first child, Regina. They quickly moved from Burlington to Jericho, and finally to Waterville, as William received positions teaching at different schools. William Arthur also spent a brief time studying law, but while still in Waterville, he departed from both his legal studies and his Presbyterian upbringing to join the Free Will Baptists; he spent the rest of his life as a minister in that sect. William Arthur became an outspoken abolitionist, which often made him unpopular with some members of his congregations and contributed to the family's frequent moves.
In 1828, the family moved again, to Fairfield, where Chester Alan Arthur was born the following year; he was the fifth of nine children. He was named "Chester" after Chester Abell, the physician and family friend who assisted in his birth, and "Alan" for his paternal grandfather. The family remained in Fairfield until 1832, when William Arthur's profession took them to churches in several towns in Vermont and upstate New York. The family finally settled in the Schenectady, New York, area.
Arthur had seven siblings who lived to adulthood:
- Regina (1822–1910), the wife of William G. Caw, a grocer, banker, and community leader of Cohoes, New York, who served as town supervisor and village trustee
- Jane (1824–1842)
- Almeda (1825–1899), the wife of James H. Masten who served as postmaster of Cohoes and publisher of the Cohoes Cataract newspaper
- Ann (1828–1915), a career educator who taught school in New York and worked in South Carolina in the years immediately before and after the Civil War.
- Malvina (1832–1920), the wife of Henry J. Haynesworth who was an official of the Confederate government and a merchant in Albany, New York, before being appointed as a captain and assistant quartermaster in the U.S. Army during Arthur's presidency
- William (1834–1915), a medical school graduate who became a career Army officer and paymaster, he was wounded during his Civil War service. William Arthur retired in 1898 with the brevet rank of lieutenant colonel, and permanent rank of major.
- George (1836–1838)
- Mary (1841–1917), the wife of John E. McElroy, an Albany businessman and insurance executive, and Arthur's official White House hostess during his presidency
The family's frequent moves later spawned accusations that Arthur was not a native-born citizen of the United States. When Arthur was nominated for vice president in 1880, a New York attorney and political opponent, Arthur P. Hinman, initially speculated that Arthur was born in Ireland and did not come to the United States until he was fourteen years old. Had that been true, opponents might have argued that Arthur was ineligible for the vice presidency under the United States Constitution's natural-born-citizen clause. When Hinman's original story did not take root, he spread a new rumor that Arthur was born in Canada. This claim, too, failed to gain credence.
### Education
Arthur spent some of his childhood years living in the New York towns of York, Perry, Greenwich, Lansingburgh, Schenectady, and Hoosick. One of his first teachers said Arthur was a boy "frank and open in manners and genial in disposition." During his time at school, he gained his first political inclinations and supported the Whig Party. He joined other young Whigs in support of Henry Clay, even participating in a brawl against students who supported James K. Polk during the 1844 United States presidential election. Arthur also supported the Fenian Brotherhood, an Irish republican organization founded in America; he showed this support by wearing a green coat. After completing his college preparation at the Lyceum of Union Village (now Greenwich) and a grammar school in Schenectady, Arthur enrolled at Union College there in 1845, where he studied the traditional classical curriculum. He was a member of the Psi Upsilon fraternity, and as a senior he was president of the debate society and was elected to Phi Beta Kappa. During his winter breaks, he served as a teacher at a school in Schaghticoke.
After graduating in 1848, Arthur returned to Schaghticoke and became a full-time teacher, and soon began to pursue an education in law. While studying law, he continued teaching, moving closer to home by taking a job at a school in North Pownal, Vermont. Coincidentally, future president James A. Garfield taught penmanship at the same school three years later, but the two did not cross paths during their teaching careers. In 1852, Arthur moved again, to Cohoes, New York, to become the principal of a school at which his sister, Malvina, was a teacher. In 1853, after studying at State and National Law School in Ballston Spa, New York, and then saving enough money to relocate, Arthur moved to New York City to read law at the office of Erastus D. Culver, an abolitionist lawyer and family friend. When Arthur was admitted to the New York bar in 1854, he joined Culver's firm, which was subsequently renamed Culver, Parker, and Arthur.
## Early career
### New York lawyer
When Arthur joined the firm, Culver and New York attorney John Jay (the grandson of the Founding Father John Jay) were pursuing a habeas corpus action against Jonathan Lemmon, a Virginia slaveholder who was passing through New York with his eight slaves. In Lemmon v. New York, Culver argued that, as New York law did not permit slavery, any slave arriving in New York was automatically freed. The argument was successful, and after several appeals was upheld by the New York Court of Appeals in 1860. Campaign biographers would later give Arthur much of the credit for the victory; in fact his role was minor, although he was certainly an active participant in the case. In another civil rights case in 1854, Arthur was the lead attorney representing Elizabeth Jennings Graham after she was denied a seat on a streetcar because she was black. He won the case, and the verdict led to the desegregation of the New York City streetcar lines.
In 1856, Arthur courted Ellen Herndon, the daughter of William Lewis Herndon, a Virginia naval officer. The two were soon engaged to be married. Later that year, he started a new law partnership with a friend, Henry D. Gardiner, and traveled with him to Kansas to consider purchasing land and setting up a law practice there. At that time, the state was the scene of a brutal struggle between pro-slavery and anti-slavery forces, and Arthur lined up firmly with the latter. The rough frontier life did not agree with the genteel New Yorkers; after three or four months the two young lawyers returned to New York City, where Arthur comforted his fiancée after her father was lost at sea in the wreck of the SS Central America. In 1859, they were married at Calvary Episcopal Church in Manhattan. The couple had three children:
- William Lewis Arthur (December 10, 1860 – July 7, 1863), died of "convulsions"
- Chester Alan Arthur II (July 25, 1864 – July 18, 1937), married Myra Townsend, then Rowena Graves, father of Gavin Arthur
- Ellen Hansbrough Herndon "Nell" Arthur Pinkerton (November 21, 1871 – September 6, 1915), married Charles Pinkerton
After his marriage, Arthur devoted his efforts to building his law practice, but also found time to engage in Republican party politics. In addition, he indulged his military interest by becoming Judge Advocate General for the Second Brigade of the New York Militia.
### Civil War
In 1861, Arthur was appointed to the military staff of Governor Edwin D. Morgan as engineer-in-chief. The office was a patronage appointment of minor importance until the outbreak of the Civil War in April 1861, when New York and the other northern states were faced with raising and equipping armies of a size never before seen in American history. Arthur was commissioned as a brigadier general and assigned to the state militia's quartermaster department. He was so efficient at housing and outfitting the troops that poured into New York City that he was promoted to inspector general of the state militia in March 1862, and then to quartermaster general that July. He had an opportunity to serve at the front when the 9th New York Volunteer Infantry Regiment elected him commander with the rank of colonel early in the war, but at Governor Morgan's request, he turned it down to remain at his post in New York. He also turned down command of four New York City regiments organized as the Metropolitan Brigade, again at Morgan's request. The closest Arthur came to the front was when he traveled south to inspect New York troops near Fredericksburg, Virginia, in May 1862, shortly after forces under Major General Irvin McDowell seized the town during the Peninsula Campaign. That summer, he and other representatives of northern governors met with Secretary of State William H. Seward in New York to coordinate the raising of additional troops, and he spent the next few months helping to enlist New York's quota of 120,000 men. Arthur received plaudits for his work, but his post was a political appointment, and he was relieved of his militia duties in January 1863 when Governor Horatio Seymour, a Democrat, took office. When Reuben Fenton won the 1864 election for governor, Arthur requested reappointment; Fenton and Arthur were from different factions of the Republican Party, and Fenton had already committed to appointing another candidate, so Arthur did not return to military service.
Arthur returned to practicing law, and with the help of additional contacts made in the military, he and the firm of Arthur & Gardiner flourished. Even as his professional life improved, however, Arthur and his wife experienced a personal tragedy as their only child, William, died suddenly that year at the age of two. The couple took their son's death hard, and when they had another son, Chester Alan Jr., in 1864, they lavished attention on him. They also had a daughter, Ellen, in 1871. Both children survived to adulthood.
Arthur's political prospects improved along with his law practice when his patron, ex-Governor Morgan, was elected to the United States Senate. He was hired by Thomas Murphy, a Republican politician, but also a friend of William M. Tweed, the boss of the Tammany Hall Democratic organization. Murphy was also a hatter who sold goods to the Union Army, and Arthur represented him in Washington. The two became associates within New York Republican party circles, eventually rising in the ranks of the conservative branch of the party dominated by Thurlow Weed. In the presidential election of 1864, Arthur and Murphy raised funds from Republicans in New York, and they attended the second inauguration of Abraham Lincoln in 1865.
## New York politician
### Conkling's machine
The end of the Civil War meant new opportunities for the men in Morgan's Republican machine, including Arthur. Morgan leaned toward the conservative wing of the New York Republican party, as did the men who worked with him in the organization, including Weed, Seward (who continued in office under President Andrew Johnson), and Roscoe Conkling (an eloquent Utica Congressman and rising star in the party). Arthur rarely articulated his own political ideas during his time as a part of the machine; as was common at the time, loyalty and hard work on the machine's behalf was more important than actual political positions.
At the time, U.S. custom houses were managed by political appointees who served as Collector, Naval Officer, and Surveyor. In 1866, Arthur unsuccessfully attempted to secure the position of Naval Officer at the New York Custom House, a lucrative job subordinate only to the Collector. He continued his law practice (now a solo practice after Gardiner's death) and his role in politics, becoming a member of the prestigious Century Club in 1867. Conkling, elected to the United States Senate in 1867, noticed Arthur and facilitated his rise in the party, and Arthur became chairman of the New York City Republican executive committee in 1868. His ascent in the party hierarchy kept him busy most nights, and his wife resented his continual absence from the family home on party business.
Conkling succeeded to leadership of the conservative wing of New York's Republicans by 1868 as Morgan concentrated more time and effort on national politics, including serving as chairman of the Republican National Committee. The Conkling machine was solidly behind General Ulysses S. Grant's candidacy for president, and Arthur raised funds for Grant's election in 1868. The opposing Democratic machine in New York City, known as Tammany Hall, worked for Grant's opponent, former New York Governor Horatio Seymour; while Grant was victorious in the national vote, Seymour narrowly carried the state of New York. Arthur began to devote more of his time to politics and less to law, and in 1869 he became counsel to the New York City Tax Commission, appointed when Republicans controlled the state legislature. He remained at the job until 1870 at a salary of \$10,000 a year. Arthur resigned after Democrats controlled by William M. Tweed of Tammany Hall won a legislative majority, which meant they could name their own appointee. In 1871, Grant offered to name Arthur as Commissioner of Internal Revenue, replacing Alfred Pleasonton; Arthur declined the appointment.
In 1870, President Grant gave Conkling control over New York patronage, including the Custom House at the Port of New York. Having become friendly with Murphy over their shared love of horses during summer vacations on the Jersey Shore, in July of that year, Grant appointed him to the Collector's position. Murphy's reputation as a war profiteer and his association with Tammany Hall made him unacceptable to many of his own party, but Conkling convinced the Senate to confirm him. The Collector was responsible for hiring hundreds of workers to collect the tariffs due at the United States' busiest port. Typically, these jobs were dispensed to adherents of the political machine responsible for appointing the Collector. Employees were required to make political contributions (known as "assessments") back to the machine, which made the job a highly coveted political plum. Murphy's unpopularity only increased as he replaced workers loyal to Senator Reuben Fenton's faction of the Republican party with those loyal to Conkling's. Eventually, the pressure to replace Murphy grew too great, and Grant asked for his resignation in December 1871. Grant offered the position to John Augustus Griswold and William Orton, each of whom declined and recommended Arthur. Grant then nominated Arthur, with the New York Times commenting, "his name very seldom rises to the surface of metropolitan life and yet moving like a mighty undercurrent this man during the last 10 years has done more to mold the course of the Republican Party in this state than any other one man in the country."
The Senate confirmed Arthur's appointment; as Collector he controlled nearly a thousand jobs and received compensation as great as any federal officeholder. Arthur's salary was initially \$6,500, but senior customs employees were compensated additionally by the "moiety" system, which awarded them a percentage of the cargoes seized and fines levied on importers who attempted to evade the tariff. In total, his income came to more than \$50,000—more than the president's salary, and more than enough for him to enjoy fashionable clothes and a lavish lifestyle. Among those who dealt with the Custom House, Arthur was one of the era's more popular collectors. He got along with his subordinates and, since Murphy had already filled the staff with Conkling's adherents, he had few occasions to fire anyone. He was also popular within the Republican party as he efficiently collected campaign assessments from the staff and placed party leaders' friends in jobs as positions became available. Arthur had a better reputation than Murphy, but reformers still criticized the patronage structure and the moiety system as corrupt. A rising tide of reform within the party caused Arthur to rename the financial extractions from employees as "voluntary contributions" in 1872, but the concept remained, and the party reaped the benefit of controlling government jobs. In that year, reform-minded Republicans formed the Liberal Republican party and voted against Grant, but he was re-elected in spite of their opposition. Nevertheless, the movement for civil service reform continued to chip away at Conkling's patronage machine; in 1874 Custom House employees were found to have improperly assessed fines against an importing company as a way to increase their own incomes, and Congress reacted, repealing the moiety system and putting the staff, including Arthur, on regular salaries. As a result, his income dropped to \$12,000 a year—more than his nominal boss, the Secretary of the Treasury, but far less than what he had previously received.
### Clash with Hayes
Arthur's four-year term as Collector expired on December 10, 1875, and Conkling, then among the most powerful politicians in Washington, arranged his protégé's reappointment by President Grant. In 1876, Conkling was a candidate for president at the 1876 Republican National Convention, but the nomination was won by reformer Rutherford B. Hayes on the seventh ballot. Arthur and the machine gathered campaign funds with their usual zeal, but Conkling limited his own campaign activities for Hayes to a few speeches. Hayes's opponent, New York Governor Samuel J. Tilden, carried New York and won the popular vote nationwide, but after the resolution of several months of disputes over twenty electoral votes (from Florida, Louisiana, Oregon, and South Carolina), Hayes was declared the winner.
Hayes entered office with a pledge to reform the patronage system; in 1877, he and Treasury Secretary John Sherman made Conkling's machine the primary target. Sherman ordered a commission led by John Jay to investigate the New York Custom House. Jay, with whom Arthur had collaborated in the Lemmon case two decades earlier, suggested that the Custom House was overstaffed with political appointments, and that 20% of the employees were expendable. Sherman was less enthusiastic about the reforms than Hayes and Jay, but he approved the commission's report and ordered Arthur to make the personnel reductions. Arthur appointed a committee of Custom House workers to determine where the cuts were to be made and, after a written protest, carried them out. Notwithstanding his cooperation, the Jay Commission issued a second report critical of Arthur and other Custom House employees, and subsequent reports urging a complete reorganization.
Hayes further struck at the heart of the spoils system by issuing an executive order that forbade assessments, and barred federal office holders from "...tak[ing] part in the management of political organizations, caucuses, conventions, or election campaigns." Arthur and his subordinates, Naval Officer Alonzo B. Cornell and Surveyor George H. Sharpe, refused to obey the president's order; Sherman encouraged Arthur to resign, offering him appointment by Hayes to the consulship in Paris in exchange, but Arthur refused. In September 1877, Hayes demanded the three men's resignations, which they refused to give. Hayes then submitted the appointment of Theodore Roosevelt Sr., L. Bradford Prince, and Edwin Merritt (all supporters of Conkling's rival William M. Evarts) to the Senate for confirmation as their replacements. The Senate's Commerce Committee, chaired by Conkling, unanimously rejected all the nominees; the full Senate rejected Roosevelt by a vote of 31–25 and similarly turned down the nomination of Prince by the same margin, later confirming Merritt only because Sharpe's term had expired.
Arthur's job was spared only until July 1878, when Hayes took advantage of a Congressional recess to fire him and Cornell, replacing them with the recess appointment of Merritt and Silas W. Burt. Hayes again offered Arthur the position of consul general in Paris as a face-saving consolation; Arthur again declined, as Hayes knew he probably would. Conkling opposed the confirmation of Merritt and Burt when the Senate reconvened in February 1879, but Merritt was approved by a vote of 31–25, as was Burt by 31–19, giving Hayes his most significant civil service reform victory. Arthur immediately took advantage of the resulting free time to work for the election of Edward Cooper as New York City's next mayor. In September 1879 Arthur became chairman of the New York State Republican Executive Committee, a post in which he served until October 1881. In the state elections of 1879, he and Conkling worked to ensure that the Republican nominees for state offices would be men of Conkling's faction, who had become known as Stalwarts. They were successful, but narrowly, as Cornell was nominated for governor by a vote of 234–216. Arthur and Conkling campaigned vigorously for the Stalwart ticket and, owing partly to a splintering of the Democratic vote, were victorious. Arthur and the machine had rebuked Hayes and their intra-party rivals, but Arthur had only a few days to enjoy his triumph when, on January 12, 1880, his wife died suddenly while he was in Albany organizing the political agenda for the coming year. Arthur felt devastated, and perhaps guilty, and never remarried.
## Election of 1880
Conkling and his fellow Stalwarts, including Arthur, wished to follow up their 1879 success at the 1880 Republican National Convention by securing the presidential nomination for their ally, ex-President Grant. Their opponents in the Republican party, known as Half-Breeds, concentrated their efforts on James G. Blaine, a senator from Maine who was more amenable to civil service reform. Neither candidate commanded a majority of delegates and, deadlocked after thirty-six ballots, the convention turned to a dark horse, James A. Garfield, an Ohio Congressman and Civil War general who was neither Stalwart nor Half-Breed.
Garfield and his supporters knew they would face a difficult election without the support of the New York Stalwarts and decided to offer one of them the vice presidential nomination. Levi P. Morton, the first choice of Garfield's supporters, consulted with Conkling, who advised him to decline, which he did. They next approached Arthur, and Conkling advised him to also reject the nomination, believing the Republicans would lose. Arthur thought otherwise and accepted. According to a purported eyewitness account by journalist William C. Hudson, Conkling and Arthur argued, with Arthur telling Conkling, "The office of the Vice-President is a greater honor than I ever dreamed of attaining." Conkling eventually relented, and campaigned for the ticket.
As expected, the election was close. The Democratic nominee, General Winfield Scott Hancock was popular, and, having avoided taking definitive positions on most issues of the day, he had not offended any pivotal constituencies. As Republicans had done since the end of the Civil War, Garfield and Arthur initially focused their campaign on the "bloody shirt"—the idea that returning Democrats to office would undo the victory of the Civil War and reward secessionists.
With the war fifteen years in the past and Union generals at the head of both tickets, the tactic was less effective than the Republicans hoped. Realizing this, they adjusted their approach to claim that Democrats would lower the country's protective tariff, which would allow cheaper manufactured goods to be imported from Europe, and thereby put thousands out of work. This argument struck home in the swing states of New York and Indiana, where many were employed in manufacturing. Hancock did not help his own cause when, in an attempt to remain neutral on the tariff, he said that "[t]he tariff question is a local question", which only made him appear uninformed about an important issue. Candidates for high office did not personally campaign in those days, but as state Republican chairman, Arthur played a part in the campaign in his usual fashion: overseeing the effort in New York and raising money. The funds were crucial in the close election, and winning his home state of New York was critical. The Republicans carried New York by 20,000 votes and, in an election with the largest turnout of qualified voters ever recorded—78.4%—they won the nationwide popular vote by just 7,018 votes. The Electoral College result was more decisive—214 to 155—and Garfield and Arthur were elected.
## Vice presidency (1881)
After the election, Arthur worked in vain to persuade Garfield to fill certain positions with his fellow New York Stalwarts—especially that of the Secretary of the Treasury; the Stalwart machine received a further rebuke when Garfield appointed Blaine, Conkling's arch-enemy, as Secretary of State. The running mates, never close, detached as Garfield continued to freeze out the Stalwarts from his patronage. Arthur's status in the administration diminished when, a month before inauguration day, he gave a speech before reporters suggesting the election in Indiana, a swing state, had been won by Republicans through illegal machinations. Garfield ultimately appointed a Stalwart, Thomas Lemuel James, to be Postmaster General, but the cabinet fight and Arthur's ill-considered speech left the President and Vice President clearly estranged when they took office on March 4, 1881.
The Senate in the 47th United States Congress was divided among 37 Republicans, 37 Democrats, one independent (David Davis) who caucused with the Democrats, one Readjuster (William Mahone), and four vacancies. Immediately, the Democrats attempted to organize the Senate, knowing that the vacancies would soon be filled by Republicans. As vice president, Arthur cast tie-breaking votes in favor of the Republicans when Mahone opted to join their caucus. Even so, the Senate remained deadlocked for two months over Garfield's nominations because of Conkling's opposition to some of them. Just before going into recess in May 1881, the situation became more complicated when Conkling and the other senator from New York, Thomas C. Platt, resigned in protest of Garfield's continuing opposition to their faction.
With the Senate in recess, Arthur had no duties in Washington and returned to New York City. Once there, he traveled with Conkling to Albany, where the former senator hoped for a quick re-election to the Senate, and with it, a defeat for the Garfield administration. The Republican majority in the state legislature was divided on the question, to Conkling and Platt's surprise, and an intense campaign in the statehouse ensued.
While in Albany on July 2, Arthur learned that Garfield had been shot. The assassin, Charles J. Guiteau was a deranged office-seeker who believed that Garfield's successor would appoint him to a patronage job. He proclaimed to onlookers: "I am a Stalwart, and Arthur will be President!" Guiteau was found to be mentally unstable, and despite his claims to be a Stalwart supporter of Arthur, they had only a tenuous connection that dated from the 1880 campaign. Twenty-nine days before his execution for shooting Garfield, Guiteau composed a lengthy, unpublished poem claiming that Arthur knew the assassination had saved "our land [the United States]". Guiteau's poem also states he had (incorrectly) presumed that Arthur would pardon him for the assassination.
More troubling was the lack of legal guidance on presidential succession: as Garfield lingered near death, no one was sure who, if anyone, could exercise presidential authority. Also, after Conkling's resignation, the Senate had adjourned without electing a president pro tempore, who would normally follow Arthur in the succession. Arthur was reluctant to be seen acting as president while Garfield lived, and for the next two months there was a void of authority in the executive office, with Garfield too weak to carry out his duties, and Arthur reluctant to assume them. Through the summer, Arthur refused to travel to Washington and was at his Lexington Avenue home when, on the night of September 19, he learned that Garfield had died. Judge John R. Brady of the New York Supreme Court administered the oath of office in Arthur's home at 2:15 a.m. on September 20. Later that day he took a train to Long Branch to pay his respects to Garfield and to leave a card of sympathy for his wife, afterwards returning to New York City. On September 21, he returned to Long Branch to take part in Garfield's funeral, and then joined the funeral train to Washington. Before leaving New York, he ensured the presidential line of succession by preparing and mailing to the White House a proclamation calling for a Senate special session. This step ensured that the Senate had legal authority to convene immediately and choose a Senate president pro tempore, who would be able to assume the presidency if Arthur died. Once in Washington he destroyed the mailed proclamation and issued a formal call for a special session.
## Presidency (1881–1885)
### Taking office
Arthur arrived in Washington, D.C., on September 21. On September 22, he re-took the oath of office, this time before Chief Justice Morrison R. Waite. Arthur took this step to ensure procedural compliance; there had been a lingering question about whether a state court judge (Brady) could administer a federal oath of office. He initially took up residence at the home of Senator John P. Jones, while a White House remodeling he had ordered was carried out, including addition of an elaborate fifty-foot glass screen by Louis Comfort Tiffany.
Arthur's sister, Mary Arthur McElroy, served as White House hostess for her widowed brother; Arthur became Washington's most eligible bachelor and his social life became the subject of rumors, though romantically, he remained singularly devoted to the memory of his late wife. His son, Chester Jr., was then a freshman at Princeton University and his daughter, Nell, stayed in New York with a governess until 1882; when she arrived, Arthur shielded her from the intrusive press as much as he could.
Arthur quickly came into conflict with Garfield's cabinet, most of whom represented his opposition within the party. He asked the cabinet members to remain until December, when Congress would reconvene, but Treasury Secretary William Windom submitted his resignation in October to enter a Senate race in his home state of Minnesota. Arthur then selected Charles J. Folger, his friend and fellow New York Stalwart as Windom's replacement. Attorney General Wayne MacVeagh was next to resign, believing that, as a reformer, he had no place in an Arthur cabinet. Despite Arthur's personal appeal to remain, MacVeagh resigned in December 1881 and Arthur replaced him with Benjamin H. Brewster, a Philadelphia lawyer and machine politician reputed to have reformist leanings. Blaine, nemesis of the Stalwart faction, remained Secretary of State until Congress reconvened and then departed immediately. Conkling expected Arthur to appoint him in Blaine's place, but the President chose Frederick T. Frelinghuysen of New Jersey, a Stalwart recommended by ex-President Grant. Frelinghuysen advised Arthur not to fill any future vacancies with Stalwarts, but when Postmaster General James resigned in January 1882, Arthur selected Timothy O. Howe, a Wisconsin Stalwart. Navy Secretary William H. Hunt was next to resign, in April 1882, and Arthur attempted a more balanced approach by appointing Half-Breed William E. Chandler to the post, on Blaine's recommendation. Finally, when Interior Secretary Samuel J. Kirkwood resigned that same month, Arthur appointed Henry M. Teller, a Colorado Stalwart to the office. Of the Cabinet members Arthur had inherited from Garfield, only Secretary of War Robert Todd Lincoln remained for the entirety of Arthur's term. Arthur could not appoint a new vice president to fill the vacancy, as this was prior to the 25th Amendment to the Constitution.
### Civil service reform
In the 1870s, a scandal was exposed, in which contractors for star postal routes were greatly overpaid for their services with the connivance of government officials (including Second Assistant Postmaster General Thomas J. Brady and former senator Stephen Wallace Dorsey). Reformers feared Arthur, as a former supporter of the spoils system, would not commit to continuing the investigation into the scandal. But Arthur's Attorney General, Brewster, did in fact continue the investigations begun by MacVeagh, and hired notable Democratic lawyers William W. Ker and Richard T. Merrick to strengthen the prosecution team and forestall the skeptics. Although Arthur had worked closely with Dorsey before his presidency, once in office he supported the investigation and forced the resignation of officials suspected in the scandal. An 1882 trial of the ringleaders resulted in convictions for two minor conspirators and a hung jury for the rest. After a juror came forward with allegations that the defendants attempted to bribe him, the judge set aside the guilty verdicts and granted a new trial. Before the second trial began, Arthur removed five federal office holders who were sympathetic with the defense, including a former senator. The second trial began in December 1882 and lasted until July 1883 and, again, did not result in a guilty verdict. Failure to obtain a conviction tarnished the administration's image, but Arthur did succeed in putting a stop to the fraud.
Garfield's assassination by a deranged office seeker amplified the public demand for civil service reform. Both Democratic and Republican leaders realized that they could attract the votes of reformers by turning against the spoils system and, by 1882, a bipartisan effort began in favor of reform. In 1880, Democratic Senator George H. Pendleton of Ohio introduced legislation that required selection of civil servants based on merit as determined by an examination. This legislation greatly expanded similar civil service reforms attempted by President Franklin Pierce 30 years earlier. In his first annual presidential address to Congress in 1881, Arthur requested civil service reform legislation and Pendleton again introduced his bill, but Congress did not pass it. Republicans lost seats in the 1882 congressional elections, in which Democrats campaigned on the reform issue. As a result, the lame-duck session of Congress was more amenable to civil service reform; the Senate approved Pendleton's bill 38–5 and the House soon concurred by a vote of 155–47. Arthur signed the Pendleton Civil Service Reform Act into law on January 16, 1883. In just two years' time, an unrepentant Stalwart had become the president who ushered in long-awaited civil service reform.
At first, the act applied only to 10% of federal jobs and, without proper implementation by the president, it could have gone no further. Even after he signed the act into law, its proponents doubted Arthur's commitment to reform. To their surprise, he acted quickly to appoint the members of the Civil Service Commission that the law created, naming reformers Dorman Bridgman Eaton, John Milton Gregory, and Leroy D. Thoman as commissioners. The chief examiner, Silas W. Burt, was a long-time reformer who had been Arthur's opponent when the two men worked at the New York Custom House. The commission issued its first rules in May 1883; by 1884, half of all postal officials and three-quarters of the Customs Service jobs were to be awarded by merit. That year, Arthur expressed satisfaction with the new system, praising its effectiveness "in securing competent and faithful public servants and in protecting the appointing officers of the Government from the pressure of personal importunity and from the labor of examining the claims and pretensions of rival candidates for public employment."
### Surplus and the tariff
With high revenue held over from wartime taxes, the federal government had collected more than it spent since 1866; by 1882 the surplus reached \$145 million. Opinions varied on how to balance the budget; the Democrats wished to lower tariffs, in order to reduce revenues and the cost of imported goods, while Republicans believed that high tariffs ensured high wages in manufacturing and mining. They preferred the government spend more on internal improvements and reduce excise taxes. Arthur agreed with his party, and in 1882 called for the abolition of excise taxes on everything except liquor, as well as a simplification of the complex tariff structure. In May of that year, Representative William D. Kelley of Pennsylvania introduced a bill to establish a tariff commission; the bill passed and Arthur signed it into law but appointed mostly protectionists to the committee. Republicans were pleased with the committee's make-up but were surprised when, in December 1882, they submitted a report to Congress calling for tariff cuts averaging between 20 and 25%. The commission's recommendations were ignored, however, as the House Ways and Means Committee, dominated by protectionists, provided a 10% reduction. After conference with the Senate, the bill that emerged only reduced tariffs by an average of 1.47%. The bill passed both houses narrowly on March 3, 1883, the last full day of the 47th Congress; Arthur signed the measure into law, with no effect on the surplus.
Congress attempted to balance the budget from the other side of the ledger, with increased spending on the 1882 Rivers and Harbors Act in the unprecedented amount of \$19 million. While Arthur was not opposed to internal improvements, the scale of the bill disturbed him, as did its narrow focus on "particular localities," rather than projects that benefited a larger part of the nation. On August 1, 1882, Arthur vetoed the bill to widespread popular acclaim; in his veto message, his principal objection was that it appropriated funds for purposes "not for the common defense or general welfare, and which do not promote commerce among the States." Congress overrode his veto the next day and the new law reduced the surplus by \$19 million. Republicans considered the law a success at the time, but later concluded that it contributed to their loss of seats in the elections of 1882.
### Foreign affairs and immigration
During the Garfield administration, Secretary of State James G. Blaine attempted to invigorate United States diplomacy in Latin America, urging reciprocal trade agreements and offering to mediate disputes among the Latin American nations. Blaine, venturing a greater involvement in affairs south of the Rio Grande, proposed a Pan-American conference in 1882 to discuss trade and an end to the War of the Pacific being fought by Bolivia, Chile, and Peru. Blaine did not remain in office long enough to see the effort through, and when Frederick T. Frelinghuysen replaced him at the end of 1881, the conference efforts lapsed. Frelinghuysen also discontinued Blaine's peace efforts in the War of the Pacific, fearing that the United States might be drawn into the conflict. Arthur and Frelinghuysen continued Blaine's efforts to encourage trade among the nations of the Western Hemisphere; a treaty with Mexico providing for reciprocal tariff reductions was signed in 1882 and approved by the Senate in 1884. Legislation required to bring the treaty into force failed in the House, however, rendering it a dead letter. Similar efforts at reciprocal trade treaties with Santo Domingo and Spain's American colonies were defeated by February 1885, and an existing reciprocity treaty with the Kingdom of Hawaii was allowed to lapse.
The 47th Congress spent a great deal of time on immigration, and at times was in accord with Arthur. In July 1882 Congress easily passed a bill regulating steamships that carried immigrants to the United States. To their surprise, Arthur vetoed it and requested revisions, which they made and Arthur then approved. He also signed in August of that year the Immigration Act of 1882, which levied a 50-cent tax on immigrants to the United States, and excluded from entry the mentally ill, the intellectually disabled, criminals, or any other person potentially dependent upon public assistance.
A more contentious debate materialized over the status of Chinese immigrants; in January 1868, the Senate had ratified the Burlingame Treaty with China, allowing an unrestricted flow of Chinese into the country. As the economy soured after the Panic of 1873, Chinese immigrants were blamed for depressing workmen's wages; in reaction Congress in 1879 attempted to abrogate the 1868 treaty by passing the Chinese Exclusion Act, but President Hayes vetoed it. Three years later, after China had agreed to treaty revisions, Congress tried again to exclude working class Chinese laborers; Senator John F. Miller of California introduced another Chinese Exclusion Act that blocked entry of Chinese laborers for a twenty-year period. The bill passed the Senate and House by overwhelming margins, but this as well was vetoed by Arthur, who concluded the 20-year ban to be a breach of the renegotiated treaty of 1880. That treaty allowed only a "reasonable" suspension of immigration. Eastern newspapers praised the veto, while it was condemned in the Western states. Congress was unable to override the veto, but passed a new bill reducing the immigration ban to ten years. Although he still objected to this denial of entry to Chinese laborers, Arthur acceded to the compromise measure, signing the Chinese Exclusion Act into law on May 6, 1882. The Chinese Exclusion Act attempted to stop all Chinese immigration into the United States for ten years, with exceptions for diplomats, teachers, students, merchants, and travelers. It was widely evaded.
### Naval resurgence
In the years following the Civil War, American naval power declined precipitously, shrinking from nearly 700 vessels to just 52, most of which were obsolete. The nation's military focus over the fifteen years before Garfield and Arthur's election had been on the Indian wars in the Western United States, rather than the high seas, but as the region was increasingly pacified, many in Congress grew concerned at the poor state of the Navy. Garfield's Secretary of the Navy, William H. Hunt advocated reform of the Navy.
In his 1881 annual message, Arthur advocated a stronger Navy. He gave full authority to his new Secretary of Navy William E. Chandler, Hunt's successor. Chandler, an aggressive administrator, purged the Navy of wood-and-canvas warship supporters and created the Naval War College.
Chandler appointed an advisory board to prepare a report on modernization, whose goal was to create a Navy that would protect America thousands of miles away, rather than just coastal waters. Based on the suggestions in the report, Congress appropriated funds, signed into law by Arthur, for the construction of three steel protected cruisers (Atlanta, Boston, and Chicago) and an armed dispatch-steamer (Dolphin), collectively known as the ABCD Ships or the Squadron of Evolution. The contracts to build the ABCD ships were all awarded to the low bidder, John Roach & Sons of Chester, Pennsylvania, even though Roach once employed Secretary Chandler as a lobbyist. Democrats turned against the "New Navy" projects and, when they won control of the 48th Congress, refused to appropriate funds for seven more steel warships. Even without the additional ships, the state of the Navy improved when, after several construction delays, the last of the new ships entered service in 1889. Chandler scrapped costly outdated vessels, exclaiming he did his "best work in destroying the old navy."
#### Greely polar expedition rescue (1884)
By 1883, the ill-fated crew of the U.S. Army 1881 Greely scientific polar expedition was stranded at Fort Conger on Lady Franklin Bay. On July 7, 1881, the Greely crew had left New Foundland, headed northward on the private whaling ship the Proteus. In August 1881, the crew arrived at Lady Franklin Bay without incident or blockage from ice flows. However, after the Proteus dropped off the men and ample provisions, the ship immediately departed and left the expedition to fend for themselves. The men built Fort Conger as a place of refuge and scientific study. Two U.S. supply efforts, in 1882 and 1883, to reach the Greely party, ended in dismal failure. The first, on July 8, 1882, led by William Beebe, on the private steamship Neptune, left St. John's, but was trapped by ice and forced to turn around. On June 29, 1883, the second left St. John's, with two ships, the Proteus, commanded by First Lieutenant Ernest Garlington, U.S. 7th Calvary, and the steam gunboat USS Yantic. The Proteus was crushed by an ice pack, whose stranded crew was rescued by the USS Yantic. Afterward, Garlington abandoned the mission to save Greely and the crew at Fort Conger.
On September 1, 1883, with no relief in sight, Greely and his party left the safety of Fort Conger on small boats, over rough ice-capped waters, and made a permanent base, Camp Clay, at Cape Sabine, on Pim Island, off the eastern shores of the Johan Peninsula, Ellesmere Island, where rations had been placed by the British a few years earlier. However, an attempt by two of Greely's men failed to retrieve the vital food cache over a long distance. Without food or game, the men began to slowly starve to death. On December 17, 1883, President Arthur established a joint Army-Navy commission to make recommendations to Secretary of War Lincoln and Secretary of Navy Chandler on how to rescue the Greely party. Secretary Lincoln actively cooperated with Secretary Chandler in organizing the Greely rescue expedition. Chandler was determined to accomplish a successful rescue of Greely and to restore the honor of the U.S. Navy. Chandler assigned Commander Winfield Schley to command the 1884 Greely Relief Mission. Chandler spared no expense in the rescue effort and had purchased one of the finest sealers afloat, the USS Bear, from Scottish owner Walter Grieve, for \$100,000. This was done without authorization, prior to Arthur signing into law the much delayed Greely relief bill.
Chandler vigorously demanded that all of his subordinates in the Naval Department be committed to the relief of the Greely expedition and he drew support from Navy officers. On July 17, 1884, after rescuing the Greely party, Schey arrived at Saint John's, New Foundland and telegraphed to Chandler that the rescue operation was successful. Of the seven rescued, Joseph Elison died on July 8 following multiple amputations. Evidence suggested that the men had survived through cannibalism. In his fourth annual address to the nation Arthur devoted two paragraphs to the Greely rescue and concluded that "[The] organization and conduct of this relief expedition reflects great credit upon all who contributed to its success."
### Civil rights
Like his Republican predecessors, Arthur struggled with the question of how his party was to challenge the Democrats in the South and how, if at all, to protect the civil rights of black southerners. Since the end of Reconstruction, conservative white Democrats (or "Bourbon Democrats") had regained power in the South, and the Republican party dwindled rapidly as their primary supporters in the region, blacks, were disenfranchised. One crack in the solidly Democratic South emerged with the growth of a new party, the Readjusters, in Virginia. Having won an election in that state on a platform of more education funding (for black and white schools alike) and abolition of the poll tax and the whipping post, many northern Republicans saw the Readjusters as a more viable ally in the South than the moribund southern Republican party. Arthur agreed, and directed the federal patronage in Virginia through the Readjusters rather than the Republicans. He followed the same pattern in other Southern states, forging coalitions with independents and Greenback Party members. Some black Republicans felt betrayed by the pragmatic gambit, but others (including Frederick Douglass and ex-Senator Blanche K. Bruce) endorsed the administration's actions, as the Southern independents had more liberal racial policies than the Democrats. Arthur's coalition policy was only successful in Virginia, however, and by 1885 the Readjuster movement began to collapse with the election of a Democratic president.
Other federal action on behalf of blacks was equally ineffective: when the Supreme Court struck down the Civil Rights Act of 1875 in the Civil Rights Cases (1883), Arthur expressed his disagreement with the decision in a message to Congress, but was unable to persuade Congress to pass any new legislation in its place. Arthur did, however, effectively intervene to overturn a court-martial ruling against a black West Point cadet, Johnson Whittaker, after the Judge Advocate General of the Army, David G. Swaim, found the prosecution's case against Whittaker to be illegal and based on racial bias. The administration faced a different challenge in the West, where the LDS Church was under government pressure to stop the practice of polygamy in Utah Territory. Garfield had believed polygamy was criminal behavior and was morally detrimental to family values, and Arthur's views were, for once, in line with his predecessor's. In 1882, he signed the Edmunds Act into law; the legislation made polygamy a federal crime, barring polygamists both from public office and the right to vote.
### Native American policy
The Arthur administration was challenged by changing relations with western Native American tribes. The American Indian Wars were winding down, and public sentiment was shifting toward more favorable treatment of Native Americans. Arthur urged Congress to increase funding for Native American education, which it did in 1884, although not to the extent he wished. He also favored a move to the allotment system, under which individual Native Americans, rather than tribes, would own land. Arthur was unable to convince Congress to adopt the idea during his administration but, in 1887, the Dawes Act changed the law to favor such a system. The allotment system was favored by liberal reformers at the time, but eventually proved detrimental to Native Americans as most of their land was resold at low prices to white speculators. During Arthur's presidency, settlers and cattle ranchers continued to encroach on Native American territory. Arthur initially resisted their efforts, but after Secretary of the Interior Henry M. Teller, an opponent of allotment, assured him that the lands were not protected, Arthur opened up the Crow Creek Reservation in the Dakota Territory to settlers by executive order in 1885. Arthur's successor, Grover Cleveland, finding that title belonged to the Native Americans, revoked Arthur's order a few months later.
### Health and travel
Shortly after becoming president, Arthur was diagnosed with Bright's disease, a kidney ailment now referred to as nephritis. He attempted to keep his condition private, but by 1883 rumors of his illness began to circulate; he had become thinner and more aged in appearance, and struggled to keep the pace of the presidency. To rejuvenate his health outside the confines of Washington, Arthur and some political friends traveled to Florida in April 1883. The vacation had the opposite effect, and Arthur suffered from intense pain before returning to Washington. Later that year, on the advice of Missouri Senator George Graham Vest, he visited Yellowstone National Park. Reporters accompanied the presidential party, helping to publicize the new National Park system. The Yellowstone trip was more beneficial to Arthur's health than his Florida excursion, and he returned to Washington refreshed after two months of travel.
### 1884 presidential election
As the 1884 presidential election approached, James G. Blaine was considered the favorite for the Republican nomination, but Arthur, too, contemplated a run for a full term as president. In the months leading up to the 1884 Republican National Convention, however, Arthur began to realize that neither faction of the Republican party was prepared to give him their full support: the Half-Breeds were again solidly behind Blaine, while Stalwarts were undecided; some backed Arthur, with others considering Senator John A. Logan of Illinois. Reform-minded Republicans, friendlier to Arthur after he endorsed civil service reform, were still not certain enough of his reform credentials to back him over Senator George F. Edmunds of Vermont, who had long favored their cause. Business leaders supported him, as did Southern Republicans who owed their jobs to his control of the patronage, but by the time they began to rally around him, Arthur had decided against a serious campaign for the nomination. He kept up a token effort, believing that to drop out would cast doubt on his actions in office and raise questions about his health, but by the time the convention began in June, his defeat was assured. Blaine led on the first ballot, and by the fourth ballot he had a majority of 541 votes, while Arthur only received 207. Arthur telegraphed his congratulations to Blaine and accepted his defeat with equanimity. He played no role in the 1884 campaign, which Blaine would later blame for his loss that November to the Democratic nominee, New York governor Grover Cleveland.
### Administration and cabinet
### Judicial appointments
Arthur made appointments to fill two vacancies on the United States Supreme Court. The first vacancy arose in July 1881 with the death of Associate Justice Nathan Clifford, a Democrat who had been a member of the Court since before the Civil War. Arthur nominated Horace Gray, a distinguished jurist from the Massachusetts Supreme Judicial Court to replace him, and the nomination was easily confirmed. Gray would serve on the Court for over 20 years until resigning in 1902. The second vacancy occurred when Associate Justice Ward Hunt retired in January 1882. Arthur first nominated his old political boss, Roscoe Conkling; he doubted that Conkling would accept, but felt obligated to offer a high office to his former patron. The Senate confirmed the nomination but, as expected, Conkling declined it, the last time a confirmed nominee declined an appointment. Senator George Edmunds was Arthur's next choice, but he declined to be considered. Instead, Arthur nominated Samuel Blatchford, who had been a judge on the Second Circuit Court of Appeals for the prior four years. Blatchford accepted, and his nomination was approved by the Senate within two weeks. Blatchford served on the Court until his death in 1893.
## Post-presidency (1885–1886)
Arthur left office in 1885 and returned to his New York City home. Two months before the end of his term, several New York Stalwarts approached him to request that he run for United States Senate, but he declined, preferring to return to his old law practice at Arthur, Knevals & Ransom. His health limited his activity with the firm, and Arthur served only of counsel. He took on few assignments with the firm and was often too ill to leave his house. He managed a few public appearances until the end of 1885.
### Death
After spending the summer of 1886 in New London, Connecticut, he returned home where he became seriously ill, and on November 16, ordered nearly all of his papers, both personal and official, burned. The next morning, Arthur suffered a cerebral hemorrhage and never regained consciousness. He died the following day, on November 18, at the age of 57. On November 22, a private funeral was held at the Church of the Heavenly Rest in New York City, attended by President Cleveland and ex-President Hayes, among other notables. Arthur was buried with his family members and ancestors in the Albany Rural Cemetery in Menands, New York. He was laid beside his wife in a sarcophagus on a large corner of the plot. In 1889, a monument was placed on Arthur's burial plot by sculptor Ephraim Keyser of New York, consisting of a giant bronze female angel figure placing a bronze palm leaf on a granite sarcophagus.
Arthur's post-presidency was the second-shortest of all presidents who lived past their presidencies, after that of James K. Polk who died just three months after leaving office.
## Legacy
Several Grand Army of the Republic posts were named for Arthur, including Goff, Kansas, Lawrence, Nebraska, Medford, Oregon, and Ogdensburg, Wisconsin. On April 5, 1882, Arthur was elected to the District of Columbia Commandery of the Military Order of the Loyal Legion of the United States (MOLLUS) as a Third Class Companion (insignia number 02430), the honorary membership category for militia officers and civilians who made significant contributions to the war effort.
Union College awarded Arthur the honorary degree of LL.D. in 1883.
In 1898, the Arthur memorial statue—a fifteen-foot (4.6 m), bronze figure of Arthur standing on a Barre Granite pedestal—was created by sculptor George Edwin Bissell and installed at Madison Square, in New York City. The statue was dedicated in 1899 and unveiled by Arthur's sister, Mary Arthur McElroy. At the dedication, Secretary of War Elihu Root described Arthur as, "...wise in statesmanship and firm and effective in administration," while acknowledging that Arthur was isolated in office and unloved by his own party.
Arthur's unpopularity in life carried over into his assessment by historians and his reputation after leaving office disappeared. By 1935, historian George F. Howe said that Arthur had achieved "an obscurity in strange contrast to his significant part in American history." By 1975, however, Thomas C. Reeves would write that Arthur's "appointments, if unspectacular, were unusually sound; the corruption and scandal that dominated business and politics of the period did not tarnish his administration." As 2004 biographer Zachary Karabell wrote, although Arthur was "physically stretched and emotionally strained, he strove to do what was right for the country." Indeed, Howe had earlier surmised, "Arthur adopted [a code] for his own political behavior but subject to three restraints: he remained to everyone a man of his word; he kept scrupulously free from corrupt graft; he maintained a personal dignity, affable and genial though he might be. These restraints ... distinguished him sharply from the stereotype politician."
Arthur's townhouse, the Chester A. Arthur Home, was sold to William Randolph Hearst. Since 1944 it has been the location of Kalustyan's Spice Emporium.
## See also
- List of presidents of the United States
- List of presidents of the United States by previous experience
- Arthur Cottage, ancestral home, Cullybackey, County Antrim, Northern Ireland
- Julia Sand
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Trading Places
| 1,171,505,155 |
1983 comedy film directed by John Landis
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[
"1980s American films",
"1980s Christmas comedy films",
"1980s English-language films",
"1980s satirical films",
"1983 comedy films",
"American Christmas films",
"American business films",
"American satirical films",
"American screwball comedy films",
"Blackface minstrel shows and films",
"Coming to America (film series)",
"Economics films",
"Fictional portrayals of the Philadelphia Police Department",
"Films directed by John Landis",
"Films scored by Elmer Bernstein",
"Films set around New Year",
"Films set in New York City",
"Films set in Philadelphia",
"Films shot in Philadelphia",
"Films shot in the United States Virgin Islands",
"Films with screenplays by Herschel Weingrod",
"Films with screenplays by Timothy Harris (writer)",
"Paramount Pictures films",
"Stock trading films",
"Wall Street films"
] |
Trading Places is a 1983 American comedy film directed by John Landis, with a screenplay by Timothy Harris and Herschel Weingrod. Starring Dan Aykroyd, Eddie Murphy, Ralph Bellamy, Don Ameche, Denholm Elliott, and Jamie Lee Curtis, the film tells the story of an upper-class commodities broker (Aykroyd) and a poor street hustler (Murphy) whose lives cross when they are unwittingly made the subject of an elaborate bet to test how each man will perform when their life circumstances are swapped.
Harris conceived the outline for Trading Places in the early 1980s after meeting two wealthy brothers who were engaged in an ongoing rivalry with each other. He and his writing partner Weingrod developed the idea as a project to star Richard Pryor and Gene Wilder. When they were unable to participate, Landis cast Aykroyd—with whom he had worked previously—and a young but increasingly popular Murphy in his second feature-film role. Landis also cast Curtis against the intent of the studio, Paramount Pictures; she was famous mainly for her roles in horror films, which were looked down upon at the time. Principal photography took place from December 1982 to March 1983, entirely on location in Philadelphia and New York City. Elmer Bernstein scored the film, using Wolfgang Amadeus Mozart's opera buffa The Marriage of Figaro as an underlying theme.
Trading Places was considered a box-office success on its release, earning over \$90.4 million to become the fourth-highest-grossing film of 1983 in the United States and Canada, and \$120.6 million worldwide. It also received generally positive reviews, with critics praising both the central cast and the film's revival of the screwball comedy genre prevalent in the 1930s and 1940s while criticizing Trading Places for lacking the same moral message of the genre while promoting the accumulation of wealth. It received multiple award nominations including an Academy Award for Bernstein's score and won two BAFTA awards for Elliott and Curtis. The film also launched or revitalized the careers of its main cast, who each appeared in several other films throughout the 1980s. In particular, Murphy became one of the highest-paid and most sought after comedians in Hollywood.
In the years since its release, the film has been reassessed both positively and negatively. It has been praised as one of the greatest comedy films and Christmas films ever made, but retrospective assessments have criticized its use of racial jokes and language. In 2010, the film was referenced in Congressional testimony concerning the reform of the commodities trading market designed to prevent the insider trading demonstrated in Trading Places. In 1988, Bellamy and Ameche reprised their characters for Murphy's comedy film Coming to America.
## Plot
Brothers Randolph and Mortimer Duke own a commodities brokerage firm, Duke & Duke Commodity Brokers, in Philadelphia, Pennsylvania. Holding opposing views on the issue of nature versus nurture, they make a wager and agree to conduct an experiment—switching the lives of two people on opposite sides of the social hierarchy and observing the results. They witness an encounter between their managing director—the well-mannered and educated Louis Winthorpe III, engaged to the Dukes' grandniece Penelope—and poor black street hustler Billy Ray Valentine; Valentine is arrested at Winthorpe's insistence after the latter assumes he is being robbed. The Dukes decide to use them for their experiment.
Winthorpe is framed as a thief, drug dealer and philanderer by Clarence Beeks, a man on the Dukes' payroll. He is fired from Duke & Duke, his bank accounts are frozen, he is denied entry to his Duke-owned home, and is vilified by Penelope and his friends. He is befriended by Ophelia, a prostitute who helps him in exchange for a financial reward once he is exonerated to secure her own retirement. The Dukes post bail for Valentine, install him in Winthorpe's former job, and grant him use of Winthorpe's home. Valentine becomes well versed in the business, using his street smarts to achieve success, and begins to act in a well-mannered way.
During the firm's Christmas party, Winthorpe plants drugs in Valentine's desk, attempting to frame him, and brandishes a gun to escape. Later, the Dukes discuss their experiment and settle their wager for \$1. They plot to return Valentine to the streets, but have no intention of taking back Winthorpe. Valentine overhears the conversation and seeks out Winthorpe, who has attempted suicide by overdosing. Valentine, Ophelia, and Winthorpe's butler, Coleman, nurse him back to health and inform him of the experiment. Watching a television news broadcast, they learn that Beeks is transporting a secret United States Department of Agriculture (USDA) report on orange crop forecasts. Winthorpe and Valentine remember large payments made to Beeks by the Dukes. They realize they will obtain the report early to corner the market on frozen concentrated orange juice.
On New Year's Eve, the four board Beeks' train in disguise, intending to switch the original report with a forgery that predicts low orange crop yields. Beeks uncovers their scheme, and attempts to kill them, but is knocked unconscious by a gorilla being transported on the train. The four disguise Beeks with a gorilla costume and cage him with the real gorilla. The group deliver the forged report to the Dukes in Beeks' place. After sharing a kiss with Ophelia, Winthorpe travels to New York City with Valentine, carrying with them Coleman's and Ophelia's life savings to carry out their plan.
On the commodities trading floor, the Dukes commit their holdings to buying frozen concentrated orange juice futures contracts, legally committing themselves to buying the commodity at a later date. Other traders follow their lead, driving the price up; Valentine and Winthorpe short-sell juice futures contracts at the inflated price. Following the broadcast of the actual crop report and its prediction of a normal harvest, the price of juice futures plummets. Valentine and Winthorpe buy at the lower price from everyone except the Dukes, fulfilling the contracts they had short-sold earlier, turning an immense profit.
After the closing bell, Valentine and Winthorpe explain to the Dukes that they made a wager on whether they could get rich and make the Dukes poor at the same time, and Valentine collects \$1 from Winthorpe. When the Dukes prove unable to supply the \$394 million required to satisfy their margin call, the exchange manager orders their seats sold and their corporate and personal assets confiscated, effectively bankrupting them. Randolph collapses holding his chest and Mortimer shouts at the others, demanding the floor be reopened in a futile plea to recoup their losses. The now-wealthy Valentine, Winthorpe, Ophelia, and Coleman vacation on a luxurious tropical beach, while Beeks and the gorilla are loaded onto a ship bound for Africa.
## Cast
- Dan Aykroyd as Louis Winthorpe III: a wealthy commodities director at Duke & Duke.
- Eddie Murphy as Billy Ray Valentine: a street beggar and con man.
- Ralph Bellamy as Randolph Duke: greedy co-owner of Duke & Duke, alongside his brother Mortimer.
- Don Ameche as Mortimer Duke: Randolph's equally greedy brother.
- Denholm Elliott as Coleman: Winthorpe's butler.
- Jamie Lee Curtis as Ophelia: a prostitute who helps Winthorpe.
- Kristin Holby as Penelope Witherspoon: the Dukes' grandniece and Winthorpe's fiancée.
- Paul Gleason as Clarence Beeks: a security expert covertly working for the Dukes.
As well as the main cast, Trading Places features Robert Curtis-Brown as Todd, Winthorpe's romantic rival for Penelope; Alfred Drake as the Securities Exchange manager; and Jim Belushi as Harvey, a party-goer on New Year's Eve. The film has numerous cameos, including singer Bo Diddley as a pawnbroker; Curtis' sister Kelly as Penelope's friend Muffy; the Muppets puppeteers Frank Oz and Richard Hunt as, respectively, a police officer and Wilson, the Dukes' broker on the trading floor; and Aykroyd's former Saturday Night Live colleagues, Tom Davis and Al Franken, as train baggage handlers.
Other minor roles include Ron Taylor as "Big Black Guy", American football player J. T. Turner as "Even Bigger Black Guy" who only says "Yeah!", and Giancarlo Esposito as a cellmate. Trading Places also features the final theatrically released performance of Avon Long who plays the Dukes' butler Ezra. The gorilla is portrayed by mime Don McLeod.
## Production
### Writing and development
In the early 1980s, writer Timothy Harris often played tennis against two wealthy, but frugal brothers who regularly engaged in a competitive rivalry and betting. Following one session, Harris returned home exasperated with the pair's conflict and concluded that they were "awful" people. The situation gave him the idea of two brothers betting over nature versus nurture in terms of human ability. Harris shared the idea with his writing partner Herschel Weingrod, who liked the concept. Harris also drew inspiration for the story from his own living situation; he lived in a rundown area near Fairfax Avenue in Los Angeles. He described the area in grim terms as crime-ridden, where everyone either had a gun pointed at them or had been raped.
Harris and Weingrod researched the commodities market for the script. They learned of financial market incidents, including Russian attempts to corner the wheat market and the Hunt brothers' efforts to corner the silver market on what became known as Silver Thursday. They thought trading orange juice and pork bellies would be funnier because the public would be unaware such mundane items were traded. Harris consulted with people in the commodities business to understand how the film's finale on the trading floor would work. The pair determined that the commodities market would make for an interesting setting for a film, as long as it was not about the financial market itself. They needed something to draw the audience in. It was decided to set the story in Philadelphia because of its connections to the founding of the United States, the American dream and idealism and the pursuit of happiness. This was tempered by introducing Billy Ray Valentine as a black man begging on the street. The pair knew that the method of Winthorpe's and Valentine's financial victory could be confusing, but hoped that audiences would be too invested in the characters' success to care about the details.
The script was sold to Paramount Pictures under the title Black and White. Then-Paramount executive Jeffrey Katzenberg offered the project to director John Landis. Landis disliked the working title, but favorably compared the script to older screwball comedies of the 1930s by directors like Frank Capra, Leo McCarey, and Preston Sturges, which often satirized social constructs and social classes, reflecting the cultural issues of their time. Landis wanted his film to reflect these concepts in the 1980s; he said the main updates were the addition of swearing and nudity. Landis admitted that it took him a while to understand how Trading Places' finale worked.
### Casting
Trading Places was developed with the intent to cast comedy duo Richard Pryor and Gene Wilder as Valentine and Louis Winthorpe III respectively. The pair were in high demand following the success of their comedy film Stir Crazy (1980). When Pryor was severely injured after setting fire to himself while freebasing cocaine, the decision was made to cast someone else. Paramount Pictures suggested Eddie Murphy. The studio was initially unhappy with Murphy's performance in his first film, the as-then-unreleased action-comedy 48 Hrs. (1982)—a film also conceived as a Pryor project. However, that film was well received by preview test audiences, leading the studio to reverse its opinion. Landis was unaware of Murphy, who had been gaining fame as a performer on Saturday Night Live. After watching Murphy's audition tapes, Landis was impressed enough to travel to New York City to meet with him. Murphy said that he was paid \$350,000 for the role; it was reported that the figure was as high as \$1 million.
Landis wanted Dan Aykroyd to serve as Murphy's co-star. He had worked previously with Aykroyd on the musical comedy film The Blues Brothers (1980); the experience had been positive. Landis said, "he could easily play [Winthorpe] ... you tell him what you want, and he delivers. And I thought he'd be wonderful." Paramount Pictures was less enamored with Aykroyd; executives believed that he performed better as part of a duo, as he had working with John Belushi. They felt that Aykroyd working alone would be akin to Bud Abbott, half of Abbott and Costello, working without Lou Costello and Aykroyd's recent films had fared poorly at the box office. Aykroyd agreed to take a pay cut for the role.
The studio also objected to the casting of Jamie Lee Curtis. At the time she was seen as a "scream queen", primarily associated with low-quality B movies. Landis had worked previously with Curtis on the horror documentary Coming Soon, for which she had served as the host. She wanted to move away from horror films as she was conscious that the association would limit her future career prospects. She had turned down a role in the horror film Psycho II (1983) because of this. Her mother, Janet Leigh, had famously starred in Psycho (1960). Curtis had performed recently in the slasher film Halloween II (1981) as a favor to director John Carpenter and producer Debra Hill; she was paid \$1 million for that role, but received only \$70,000 for Trading Places. When asked if she had researched her role as a prostitute, Curtis jokingly remarked: "I'd love to say I went out and turned a couple of tricks on 42nd Street, but I didn't." Curtis had long hair when she was cast; costume designer Deborah Nadoolman Landis suggested cutting her hair shorter for the film.
For the greedy Duke brothers, Ralph Bellamy was the first choice for Randolph. For Mortimer, Landis wanted to cast an actor famous in the 1930s or 1940s who was not associated with playing a villain. His first choice was Ray Milland, but the actor was unable to pass a physical test to qualify for insurance while filming. As the start date for filming loomed, Landis thought of Don Ameche. The casting director claimed that Ameche was dead. Landis was skeptical of this and contacted the Screen Actors Guild in an attempt to locate him. They confirmed that Ameche had no agent, and his royalty payments were being forwarded to his son in Arizona. Landis accepted this as evidence that Ameche was deceased. However, after hearing of Landis' search, one of the Paramount Studios' secretaries mentioned that they saw Ameche regularly on San Vicente Boulevard in Santa Monica, California. Landis called directory assistance to locate a "D. Ameche" in the area and made contact. Ameche had not featured in a film for over a decade; when asked why, he said that no one had offered him film work. The studio did not want to pay Ameche what Milland had been offered; as Ameche was financially independent and in no need of work, he refused to take the part until he received equal pay. Landis claimed that the studio reduced the film's budget, frustrated at Ameche's casting after a long absence from film work.
John Gielgud and Ronnie Barker were considered for the role of Winthorpe's butler, Coleman. Barker refused to act if it involved filming more than 7 miles (11 km) from his home in the United Kingdom. G. Gordon Liddy, a central figure in the Watergate political scandal of the early 1970s, was offered the role of corrupt official Clarence Beeks. Liddy was interested in the offer until he learned that Beeks becomes the romantic partner of a gorilla. Paul Gleason took the role; his character reads a copy of Liddy's autobiography Will while riding the train. Don McLeod portrayed the gorilla; he had already become popular for his performances as a gorilla in American Tourister commercials, which led to film appearances.
### Filming
Principal photography began on December 13, 1982. The budget was estimated to be \$15 million. Filming took place on location in Philadelphia and New York City. Robert Paynter and Malcolm Campbell served, respectively, as the film's cinematographer and editor.
The script underwent minor changes throughout filming; some improvisation was also encouraged. Changes were normally discussed in advance, but on other occasions, ad-libbed dialogue was considered funny enough to keep. Examples of ad-libs retained in the film include Valentine comparing Randolph to Randy Jackson of The Jackson 5 and demonstrating his "quart of blood" technique in jail. Murphy liked Trading Places' script; he felt it was unlike 48 Hrs., which he said had been saved by director Walter Hill. Even so, he changed many of his own lines because he said that a white writer writing for a black person would use stereotypical dialogue like "jive turkey" and "sucker", and he could write his lines to sound authentic. Weingrod said the studio objected to Murphy's line, "Who put their Kools out on my Persian rug?" They believed it was racist because the Kool cigarette brand was targeted mainly at African Americans; Murphy restored the line. Ophelia pretending to be a European exchange student to fool Beeks was also improvised; Curtis used a mix of German attire with a Swedish accent because she could not perform a German accent.
The first fifteen days of filming were spent in Philadelphia. Landis described the weather as freezing. While filming the scene where Randolph and Mortimer collect Valentine from jail, Landis was positioned in a towing truck that pulled the Rolls-Royce carrying Ameche, Bellamy and Murphy. Landis wore a thick parka to stay warm, and the actors had a space heater in their vehicle; Landis listened to their dialogue via radio. Describing the filming of the scene, Landis recalled a jovial discussion between Ameche, Bellamy, and Murphy: Bellamy said that Trading Places was his 99th film; Ameche said it was his 100th. Murphy informed Landis that "between the three of us we've made 201 films!" Filming locations in Philadelphia included townhouses in Center City that served as the Winthorpe home exterior, and the Philadelphia Mint (now the Community College of Philadelphia) which served as the police station's exterior. The exterior and lobby of the Wells Fargo Building serve as the respective exterior and lobby of Duke & Duke.
The Duke & Duke upstairs offices were filmed inside the upstairs of the Seventh Regiment Armory in New York. Murphy's character, pretending to be crippled, is introduced in Rittenhouse Square. The nearby Curtis Institute of Music, shown as the exterior of the Heritage Club, is seen adjacent to Rittenhouse Park in the film's opening. The interior was filmed at the then-abandoned New York Chamber of Commerce Building. Independence Hall is also featured. During filming in Philadelphia, Murphy was so popular that a police officer had to be stationed outside of his trailer to control the crowds.
Filming moved to New York City in January 1983; many of the interior scenes were filmed there. In late January, two holding cells on the 12th-floor of the New York Supreme Court building at 100 Centre Street were taken over for filming. Empty lockups in police administration buildings would normally be in use but because of the financial investment the production had made filming in the city, the mayor's office agreed to accommodate Landis' request; the studio paid for any expenses incurred. The New York Times reported that for years the Corrections Department had failed to deliver prisoners on time for trials and arraignments; despite this, they moved nearly 300 prisoners through the 12th-floor before 9 a.m. on the day of filming.
The scene where Valentine and Winthorpe enact their plan against the Dukes was filmed at the COMEX commodity exchange located inside 4 World Trade Center. The lack of windows gave the appearance the floor was situated below ground, but it was actually on a high floor. The scene was scripted to take place at the Chicago Mercantile Exchange, but the filmmakers were unable to secure permission to film there. The scene was shot over approximately 3–4 hours a day over two days. It was scheduled to take place during a weekday, but Aykroyd's and Murphy's presence on the floor distracted the active traders and over \$6 billion of trading had to be halted; filming was rescheduled for a weekend. A majority of the people on screen are actual traders, along with some extras. Landis said the traders in the film were less physically rough with each other than they were during normal trading. Landis also performed some guerrilla filmmaking there for additional footage. Ameche was opposed to using foul language and often apologized in advance to his crewmates for what he was scripted to say; he only performed one take of his final scene where he shouts "fuck him" towards Randolph. The final scene shot was of the main characters celebrating on a beach; this was filmed on Saint Croix island in the United States Virgin Islands. Principal photography concluded on March 1, 1983, after 78 days.
### Music
Elmer Bernstein composed the score for Trading Places. He and Landis had collaborated previously on several films including The Blues Brothers and the horror-comedy An American Werewolf in London (1981). Landis conceived of the idea to use the opera buffa The Marriage of Figaro by Wolfgang Amadeus Mozart as the underlying theme for the score. He had used classical music in his previous films to represent the upper classes and felt that it would be fitting for the pompous elites of the financial industry. The Marriage of Figaro concerns the story of a servant who is wronged by his wealthy employer, Count Almaviva, and takes his revenge by unraveling the count's own machinations.
Bernstein created his own arrangements of the music to reflect the differing emotions of each scene. The overture of Marriage of Figaro plays over the film's opening. The score also includes arrangements of Pomp and Circumstance Marches by Edward Elgar, and Mozart's Symphony No. 41. Trading Places features songs including: "Do You Wanna Funk" by Sylvester and Patrick Cowley, "Jingle Bell Rock" by Brenda Lee, "The Loco-Motion" by Little Eva, and "Get a Job" by the Silhouettes.
## Release
### Context
The summer of 1983 (June–September) was predicted to surpass the previous year's record-breaking \$1.4 billion in theater tickets sold. The season featured expected hits such as the third installment in the Star Wars series, Return of the Jedi, Superman III, and the latest James Bond film Octopussy. Over 40 films were scheduled for release over the 16-week period. Studios had to strategize their releases to avoid damaging their own films' performances by pitting them against better-performing competition. Paramount Studios opted to release Trading Places at the start of summer, as those films expected to do well would benefit from being in theaters longer during this busy period. Comedy films were considered counterprogramming that attracted audiences who had already seen, or were not interested in, the major film releases that were mainly focused on science-fiction and superheroes. Trading Places was released between Return of the Jedi in May and Superman III in mid-June. While sequels were expected to do well having the advantage of a built-in audience, Trading Places was predicted to be successful based on its cast.
### Box office
In the United States (U.S.) and Canada, Trading Places received a wide release on Wednesday, June 8, 1983, across 1,375 theaters. The film earned \$1.7 million leading into its opening weekend when it earned a further \$7.3 million—an average of \$5,344 per theater. Trading Places finished as the number three film of the weekend behind Octopussy (\$8.9 million), also making its debut that weekend, and Return of the Jedi (\$12 million), which was in its third week of release. The film retained the number three position in its second weekend with a further gross of \$7 million, behind Return of the Jedi (\$11.2 million), and the debuting Superman III (\$13.3 million). In its third weekend, it fell to fifth place with \$5.5 million, behind the debuting science-fiction horror Twilight Zone: The Movie (\$6.6 million) and sex comedy Porky's II: The Next Day (\$7 million), Superman III (\$9 million), and Return of the Jedi (\$11.1 million).
While the film never claimed the number one box office ranking, it spent seventeen straight weeks among the top ten-highest-grossing films. By September, it was the fourth-highest-grossing film of the year with \$80.6 million, and by the end of its theatrical run, Trading Places earned an approximate box office gross of \$90.4 million. It finished as the fourth-highest-grossing film of 1983, behind Paramount Studio's surprise hit, the romantic drama Flashdance (\$90.46 million), the comedy-drama Terms of Endearment (\$108.4 million), and Return of the Jedi (\$309.2 million). Estimates by industry experts suggest that as of 1997, the box office returns to the studio—minus the theaters' share—was \$40.6 million. Outside of the United States and Canada, Trading Places is estimated to have earned a further \$30.2 million, bringing its worldwide gross to \$120.6 million.
## Reception
### Critical response
Trading Places received generally positive reviews from critics. Reviewers compared it to the socially conscious comedies of the 1930s and 1940s, like My Man Godfrey (1936), Easy Living (1937), Christmas in July (1940), and Sullivan's Travels (1941) by directors like Preston Sturges, Frank Capra, and Gregory La Cava. Janet Maslin said that the "likable" film owed a debt to the screwball comedy genre. She continued, "Preston Sturges might have made a movie like Trading Places – if he'd had a little less inspiration and a lot more money." Gary Arnold said the film was too inconsistent to be compared to those older films. Vincent Canby said that the screwball style had been updated for the "existential hipness" of the 1980s, but the film lacked the same morality tale the genre often espoused that money is not important. Instead, the characters do not dismantle or expose the corruption of the financial system, they just take revenge on the Dukes, obtaining extreme wealth in the process. Even so, he concluded the film was one of the best American comedies released in a long time. Maslin agreed that the film was too enamored with the wealthy institutions it satirized to provide a true criticism of the system and its failings. She called it the American Dream in film form.
Dave Kehr said that though the film pays homage to screwball comedies, it stripped the concept of all but the "crudest audience-gratification moments" and avoided exploration of the genre's moral conflicts. In Variety's review, the reviewer concluded that the middle segment of the film lacked humor. People said that the ending was perfectly presented, but Arnold considered it to be confusing and reliant on the audience's knowledge that the "heroes" were being heroic to compensate for a lack of clarity in their actions. He continued that even as a farcical film, the events were too unbelievable. Roger Ebert said the ending was inventive for not involving a "manic chase". He appreciated that Trading Places did not rely on obvious racial plot points or employ sitcom tropes for the social-status swaps of Winthorpe and Valentine. He commended the focus on developing each character so that they were funny because of their individual quirks and personalities. He concluded that this required a deeper script than would normally be developed for a comedy.
The cast were all generally praised. Maslin called it a strange but well-cast film representing multiple Hollywood generations. Ebert said that what could have been stereotypical characters were elevated by the actors and the writing, adding that Murphy and Aykroyd made a "perfect" team. Canby said that Murphy demonstrated why he was the most successful comedian in the last decade. Several reviewers compared his role to that in 48 Hrs.; Arnold said that Trading Places was evidence that Murphy's successes were not a fluke, and that Murphy demonstrated an "exhilarating comic authority". Canby said that Trading Places gave Murphy an opportunity to demonstrate the range of his abilities in a "lithe, graceful, uproarious" performance.
Reviewers agreed that the film featured Aykroyd's best performance to date. People said that if audiences had given up on Aykroyd following the failures of Neighbors (1981) and Doctor Detroit (1983), his career was revitalized by Trading Places. Canby said that Aykroyd gave a more consistent performance than in his previous roles. He said that Aykroyd had demonstrated that his success was not dependent upon his partnership with John Belushi. Arnold said that Aykroyd worked best when he shared a central role with another star. Rita Kempley said that his relationship with Murphy was just as enjoyable as his one with Belushi.
Variety noted that the supporting cast in Bellamy, Ameche, Elliott and Curtis were essential to the film. Reviewers said that Curtis brought a deft comic ability to the role. Arnold called the role "stale" and "predictable" but felt Curtis offered an "infectious" humor that earns the audience's support. People said that she had a significant appeal, and Kempley called her both "curvaceous" and "vivacious". Canby said that in her first major non-horror role, Curtis performed with "marvelous good humor". Kehr criticized Landis for often turning his heroines into "busty bunnies", and said that he had treated Curtis the same way. Ebert called Bellamy and Ameche's casting a "masterstroke". Canby said the pair had well-written roles that were supported by their comic performances. He continued that Ameche was as funny in Trading Places as he was always meant to be.
People said that the film works because Landis demonstrated a "remarkable" restraint. Canby said Landis had shown that he could direct a precise comedy as well as special effects-laden fare. Arnold disagreed saying Landis' comedic timing was less precise than in his previous work and that he lacked the skill to handle the source material properly. People said that Harris and Weingrod had developed a well-written script, but Arnold said they had failed to update the screwball genre to tackle social contrasts in a similar way.
### Accolades
At the 41st Golden Globe Awards in 1984, the film received two nominations: Best Musical or Comedy (losing to romantic drama Yentl) and Best Actor in a Musical or Comedy for Murphy who lost to Michael Caine's performance in the comedy drama Educating Rita. At the 56th Academy Awards, Bernstein was nominated for Best Original Score; he lost to Michel Legrand and Alan and Marilyn Bergman, who scored Yentl.
The 37th British Academy Film Awards named Elliott and Curtis the Best Supporting Actor and Best Supporting Actress, respectively. Harris and Weingrod were nominated for Best Original Screenplay; they lost to Paul D. Zimmerman for the 1982 black comedy The King of Comedy.
## Post-release
### Performance analysis and aftermath
As predicted, the 1983 summer film season broke the previous year's record with over \$1.5 billion worth of tickets sold. It was seen as a substantial increase in spite of increased ticket prices. Even so, the year was a mixture of unexpected successes and disappointments. Films like Superman III and the action comedies Smokey and the Bandit Part 3 and Stroker Ace had failed at the box office. The science fiction comedy The Man with Two Brains featuring an established star in Steve Martin had also underperformed. Conversely, Flashdance was an unexpected hit and the third highest-grossing film of the year, despite a negative critical reception. In September, The New York Times wrote that Trading Places was the only film of the fifteen top-grossing films that could be recommended without reservation. The film was well-received critically and considered a significant commercial success, along with Flashdance and Return of the Jedi. Then-production vice president of MGM/UA studio Peter Bart described it as a "gimmick" film that focused on a "high-concept" over story and characterization. Bart believed its success triggered a negative trend that resulted in him receiving numerous film pitches—often a mix of the high-concept nature of Trading Places with a Flashdance-inspired breakdancing or gym setting. Harris recalled people asking if the producer Aaron Russo or Katzenberg had created the idea and just paid him to write it. He said he knew it was a success because people were trying to take credit for it.
Trading Places is considered responsible for launching, changing, or re-launching the careers of many of its stars. Murphy's success was significant. He rose from a TV comedian to a superstar with two of the most successful films of the year. Industry experts voted him as the biggest box-office star after Clint Eastwood. No other African-American actor had achieved a comparable level of success before him. It was reported that Murphy earned up to \$1 million for Trading Places, but by his third film, Beverly Hills Cop (1984), he commanded a \$3 million salary. This was considered a top-tier salary reserved for the most popular movie stars.
Shortly after Trading Places' release, Paramount Pictures signed Murphy to a \$25 million five-film exclusive contract—one of the biggest deals ever with an actor at the time. The studio also agreed to finance his Eddie Murphy Productions studio. Murphy was among several young stars who emerged that year, including Matthew Broderick, Tom Cruise, and Michael Keaton, who were all in their 20s. This reflected the fact that average audiences were aging and now in their late teens to late 20s, and led to a shift in focus away from making films targeted mainly at children. His rapid rise to fame led to Murphy leaving Saturday Night Live the following year; he said he had grown to dislike the job and felt he was resented for his success.
After a series of failures, Trading Places revitalized Aykroyd's career. Throughout the 1980s, he went on to star in the blockbuster phenomenon Ghostbusters (1984), Spies Like Us (1985) and Dragnet (1987). He earned an Academy Award nomination for his performance in the comedy-drama Driving Miss Daisy (1989). Trading Places is considered Curtis's breakout performance, allowing her to move into films outside the horror genre; actor John Cleese cast Curtis in the 1988 heist comedy A Fish Called Wanda specifically because of her performance in Trading Places. Curtis said Landis had "single-handedly changed the course of my life by giving me that part." After not having worked in film for more than a decade, Ameche followed Trading Places with the 1985 comedy-drama Cocoon, for which he won his first and only Academy Award for Best Supporting Actor.
Landis continued to work as a director but suffered setbacks following a lawsuit over the accidental deaths of several actors on a segment he directed for Twilight Zone: The Movie and a succession of moderately successful films. According to Murphy, he hired Landis to direct his 1988 comedy Coming to America to help support Landis's career. The pair had a falling out on the set of that film; even so, they collaborated again on Beverly Hills Cop III (1994). Harris and Weingrod were elevated to prominence as writers. They later sued Trading Places' producer, Aaron Russo, for an agreed upon 0.5% of the producer profits share, estimated to be worth \$150,000; the outcome of this lawsuit is unknown.
### Home media
In the early 1980s, the VCR home video market was gaining popularity rapidly. In previous years, VHS sales were not a revenue source for studios, but by 1983 they could generate up to 13% of a film's total revenue; the North American cassette rights could generate \$500,000 alone. Trading Places was released on VHS in May 1984, priced at \$39.95. Paramount distributed its own cassettes and priced them significantly lower than the standard \$80 price to promote home user VCR adoption. A successful film was expected to earn between \$5 million and \$10 million on the home video market. In the rental market, Trading Places was one of the more popular releases in May, alongside the action thriller Sudden Impact. Paramount signed an exclusive deal to show its movies, including Trading Places, on the Showtime TV network for approximately \$500 million; this was seen as an attempt by Paramount to damage the network monopoly held by HBO that the studio saw as financially unfavorable.
Trading Places was first released on DVD in October 2002. A Special Collector's Edition (also known as the "Looking Good, Feeling Good" edition) was released in 2007 on DVD, Blu-ray, and HD DVD. This edition included deleted scenes, details on the film's production, including discussions with the cast and crew, 1983 promotional interviews, and interviews with financial experts about the film. The film was also released in a pack that included Coming to America. To celebrate the film's 35th-anniversary in 2018, a special edition was released containing a Blu-ray and digital version of the film, and behind-the-scenes featurettes. A limited-edition release of Bernstein's score was made available in 2011. Only 2,000 copies were released by La-La Land Records.
## Analysis
### Ending explained
Several publications have attempted to explain exactly how Valentine and Winthorpe make a large sum of money on the commodities market while simultaneously bankrupting the Dukes. The fake crop report created by Valentine and Winthorpe indicates to the Dukes that the orange crop will be poor, making the limited stock more valuable. The Dukes attempt to buy up as many Frozen Concentrated Orange Juice (FCOJ) futures contracts as possible to corner the market—effectively owning a substantial enough number of contracts that they are able to control the price of FCOJ. The other traders realize what the Dukes are doing and join in buying futures. This demand significantly inflates the price to \$1.42 per pound—each future represents several pounds of FCOJ. Winthorpe and Valentine begin selling futures at this inflated price, believing it to be the peak price; the contracts will require them to supply FCOJ in April. Anticipating that the crop report will cause the value of FCOJ to rise far above \$1.42, the other brokers purchase heavily from the pair.
Once the real crop report is published indicating that the orange crop will be normal and there will be no shortage of FCOJ, the value of the futures plummets as the traders desperately attempt to sell their futures and limit their financial losses. Winthorpe and Valentine then buy back the futures from the traders—except for the Dukes' trader Wilson—at the lower price of 29 cents a pound. The difference is their profit. Effectively, they have sold FCOJ which they do not have at a high price and bought it back at a lower price, earning them a profit and eliminating the need to fulfil any contracts. Meanwhile, the Dukes have bought a significant number of FCOJ futures, around 100,000 contracts or 1.5 million pounds of FCOJ and have been unable to sell any of them. When trading closes, they must meet the margin call—essentially a deposit—for holding the futures contracts. In addition to their basic financial loss from buying futures at up to \$1.42 that are now worth only 29 cents, the margin call for holding the futures gives them a total loss of \$394 million, which they do not have, requiring the sale of all of their assets.
### Thematic analysis
The central storyline of Trading Places—a member of society trading places with another whose socio-economic status stands in direct contrast to his own—has often been compared to the 1881 novel The Prince and the Pauper by Mark Twain. The novel follows the lives of a prince and a beggar who use their uncanny resemblance to each other to switch places temporarily; the prince takes on a life of poverty and misery while the pauper enjoys the lavish luxuries of royal life. The Prince and the Pauper is seen as a classic tale of American literature; Trading Places adds a twist by casting an African-American as the pauper raised up in status, playing on fears of black usurpation and appropriation. The film has also been compared to Twain's 1893 short story The Million Pound Bank Note, in which two brothers bet on the outcome of giving an impoverished person an unusable million-pound bank-note. The choice to use Mozart's opera buffa The Marriage of Figaro also adds meaning. The opera tells the tale of a servant, Figaro, who foils the plans of his wealthy employer to steal his fiancée. When Winthorpe is driven to work during the film's opening, he hums "Se vuol ballare", an aria from The Marriage of Figaro, in which Figaro declares he will overturn the systems in place. This foreshadows Winthorpe's eventual efforts to do the same to the Dukes.
The main theme of Trading Places is the consequences of wealth or the lack thereof. Both extremes are depicted by those living in opulent luxury and those trapped in a culture of poverty—a concept arguing that poor people adopt certain behaviors that keep them poor. Harris has described the story as a satire of greed and social conventions, but in the end, the good guys win by becoming extremely rich. Economic inequality is demonstrated by the wealthy who live in luxury. They are completely removed from those whose lives are affected by poverty. This is demonstrated by the Dukes' bet, showing their own sense of superiority over, and disregard for, the lives of those beneath them, even Winthorpe. Their only reward for the bet is personal pride. Author Carolyn Anderson noted that films often feature an "introduction" scene for characters elevated above their station, like Valentine, to help them understand the rules of their new world. Conversely, there is rarely a complementary scene for those subjected to downward mobility.
Vincent Canby said that although the film is an homage to social satire screwball comedies of the early 20th century, Trading Places is a symbol of its time. Where the earlier films espoused the benefits of things other than money, Trading Places is built around the value of money and those who aspire to have it. The heroes win by making lots of money; the villains are punished by becoming part of the impoverished. The heroes' reward is escaping to a tropical island, completely divorced from the poverty-stricken neighborhoods that had previously been their home. Money is demonstrably a solution to all of the problems raised in the film, and when it is taken away, it is shown that people quickly resort to a basic criminal nature. Stephen Schiff wrote that it can be seen as an example of supply-side economics, alongside films like the comedies Arthur (1981) and Risky Business (1983). While seemingly supporting left-leaning political concepts by arguing that given an equal platform a street-hustler like Valentine can perform Winthorpe's job equally well, Schiff argued that the film was still "unconsciously promoting Reaganism" where the accumulation of wealth is highly valued.
David Budd said Trading Places defies expectations of racial stereotypes. Randolph's attempts to prove nurture wins over nature demonstrates that Valentine, given the same advantages as Winthorpe, is just as capable, and leaves behind the negative aspects of his former, unfair life. Even so, once the Dukes' bet is complete, Mortimer reveals his intent to return Valentine to poverty, saying, "Do you really believe I would have a nigger run our family business?"; Randolph concurs, "Neither would I". Budd concluded the film is a "message loudly asking for a reassessment of prejudice, and for level playing fields". Hernan Vera and Andrew Gordon argue racial stereotypes are enabled with the permission of the only black main character. As part of their revenge against the Dukes, Winthorpe disguises his identity by donning blackface makeup, an act enabled by Valentine who has helped loosen up this strait-laced character. Because Valentine allowed it, it makes the act acceptable. This requires Valentine to accept and support Winthorpe despite having numerous reasons to dislike him, including originally getting Valentine wrongly arrested and then later trying to frame Valentine to reclaim his old job. Even so, Valentine befriends Winthorpe and helps him get revenge on the Dukes, the old establishment characters who demonstrate explicit racism. The film requires Valentine to act "white", performing as is expected of him to survive in the Dukes' world.
Schiff argues that because the film identifies money as the most valuable entity, this in turn means that Ophelia is only valuable as a prostitute because she is financially intelligent. Hadley Freeman said Ophelia is an example of the Smurfette principle, a female character in an otherwise male ensemble cast who exists to be pretty and rescued by men. However, it is Ophelia who rescues Winthorpe, helping him to survive his new lowered-state. Neal Karlen said Ophelia becomes a real person after telling Louis: "All I've got going for me in this whole, big, wide world is this body, this face, and what I've got up here [referring to her brain]".
Trading Places also employs several conventions of its Christmas setting to highlight the individual loneliness of the main characters, in particular, Winthorpe. On Christmas Eve he humiliates himself in front of his former bosses, unwittingly losing his opportunity for his swap with Valentine to be undone by having become a criminal. While waiting outside a store, a dog urinates on him. He attempts suicide and only fails because the gun does not fire; then it begins to rain on him. The following day offers a Christmas redemption and a change of fortune as Winthorpe is integrated into the non-traditional family unit of Coleman, Ophelia and Valentine.
## Legacy
Along with the impact their respective roles had on its stars' careers, Trading Places is considered one of the best comedy films ever made and part of the canon of American comedies. In a 1988 interview, Aykroyd said that he considered it among his "A-tier" films, along with Ghostbusters, Dragnet, The Blues Brothers, and Spies Like Us. Bellamy and Ameche reprised their Duke characters for Murphy's 1988 film Coming to America. Murphy portrays the affluent Prince Akeem who hands the now-homeless brothers a large sum of cash. Mortimer tells Randolph that it is enough to give them a new start. Of the two films, Murphy has said that while he "loves" Trading Places, he prefers Coming to America because it allowed him to portray multiple characters. The 2021 sequel Coming 2 America also references the Dukes, revealing they used Akeem's donation to rebuild their business.
Harris described one incident where a person told him they had obtained a career in finance because of Trading Places; Harris said that this was counter to the film's message. An anonymous seller sold off their portion of the royalties earned from the film for \$140,000 in 2019. At the time, the share was generating an average of \$10,000 per annum. A musical adaptation of Trading Places debuted at the Alliance Theater in Atlanta, Georgia, on June 4, 2022.
In 2010, nearly 30 years after its release, the film was cited in the testimony of Commodity Futures Trading Commission chief Gary Gensler regarding new regulations on the financial markets. He said:
> We have recommended banning using misappropriated government information to trade in the commodity markets. In the movie Trading Places, starring Eddie Murphy, the Duke brothers intended to profit from trades in frozen concentrated orange juice futures contracts using an illicitly obtained and not yet public Department of Agriculture orange crop report. Characters played by Eddie Murphy and Dan Aykroyd intercept the misappropriated report and trade on it to profit and ruin the Duke brothers.
The testimony was part of the Dodd–Frank Wall Street Reform and Consumer Protection Act designed to prevent insider trading on commodities markets, which had previously not been illegal. Section 746 of the reform act is referred to as the "Eddie Murphy rule".
### Critical reassessment
Trading Places is considered one of the best comedies of the 1980s and one of the best Christmas films. In 2015, the screenplay was listed as the joint thirty-third funniest on the WGA's 101 Funniest Screenplays list, tied with Ferris Bueller's Day Off (1986). In 2017, the BBC polled 253 critics (118 female, 135 male) from 52 countries on the funniest film made. Trading Places came seventy-fourth, behind The Nutty Professor (1963) and The Naked Gun: From the Files of Police Squad! (1988). Several publications have named it one of the best films of the 1980s, including: number eight by IFC; number 17 by MTV; number 37 by USA Today; and number 41 by Rotten Tomatoes. It has also been listed as one of the best comedy films ever by publications including: number 16 by Time Out; number 26 by Rotten Tomatoes; and number 48 by Empire.
Although the film's story takes place over several weeks leading up to and after Christmas, Trading Places is regarded as a Christmas film. In 2008, The Washington Post called it one of the most underrated Christmas films. The Atlantic described it as a less traditional Christmas film, but one whose themes remain relevant, particularly regarding the divide between the wealthy and poor. It has appeared on several lists of the best Christmas films, including: number 5 by Empire; number 12 by Entertainment Weekly; number 13 by Thrillist; number 23 by Time Out; number 24 by Rotten Tomatoes (based on overall critical scores); number 45 by Today; and unranked by Country Living and The Daily Telegraph. It has been a popular Christmas film on TV in Italy since its television debut in 1986, generally played on Christmas Eve.
Review aggregation website Rotten Tomatoes gives the film an approval rating of , based on reviews, with an average rating of . The site's consensus states: "Featuring deft interplay between Eddie Murphy and Dan Aykroyd, Trading Places is an immensely appealing social satire". Metacritic gave the film a score of 69 out of 100, based on 10 critics, which indicates "generally favorable reviews".
In the years followings its release, some critics have praised the film while highlighting elements that they believe aged poorly, including racial language, the use of blackface, and the implied rape of Beeks by a gorilla. The film's use of the word "nigger", said during Mortimer's statement that he will never allow Valentine to run his family business, is sometimes censored in TV broadcasts. Todd Larkins Williams, director of the 2004 documentary The N-Word, said that it is a critical scene that should not be censored. He considered it dangerous to pretend a word never existed as in turn other negative events could also be ignored. GQ argued that its social commentary remained relevant in spite of these elements. In response to the 2020 George Floyd protests about racial inequality, Trading Places was one of 16 films that had a disclaimer added by British broadcaster Sky UK. The disclaimer read, "This film has outdated attitudes, language, and cultural depictions which may cause offence today".
|
55,998,544 |
IFF Mark II
| 1,133,701,855 |
Aircraft identification system
|
[
"Identification friend or foe",
"Military equipment introduced in the 1930s",
"World War II British electronics"
] |
IFF Mark II was the first operational identification friend or foe system. It was developed by the Royal Air Force just before the start of World War II. After a short run of prototype Mark Is, used experimentally in 1939, the Mark II began widespread deployment at the end of the Battle of Britain in late 1940. It remained in use until 1943, when it began to be replaced by the standardised IFF Mark III, which was used by all Allied aircraft until long after the war ended.
The Mark I was a simple system that amplified the signals of the British Chain Home radar systems, causing the aircraft's "blip" to extend on the radar display, identifying the aircraft as friendly. Mark I had the problem that the gain had to be adjusted in flight to keep it working; in the field, it was correct only half the time. Another problem was that it was sensitive to only one frequency and had to be manually tuned to different radar stations. In 1939, Chain Home was the only radar of interest and operated on a limited set of frequencies but new radars were already entering service and the number of frequencies was beginning to multiply.
Mark II addressed both these problems. An automatic gain control eliminated the need to adjust the gain, making the device much more likely to be working properly when interrogated. To work with many types of radar, a complex system of motorised gears and cams constantly shifted the frequency through three wide bands, scanning each every few seconds. These changes automated the operation of the device and made it truly useful for the first time; previously, operators could not be sure if a blip was an enemy aircraft or a friendly one with a maladjusted IFF. Originally ordered in 1939, installation was delayed during the Battle of Britain and the system became widely used from the end of 1940.
Although the Mark II's selection of frequencies covered the early war period, by 1942 so many radars were in use that a series of sub-versions had been introduced to cover particular combinations of radars. The introduction of new radars based on the cavity magnetron required different frequencies to which the system was not easily adapted. This led to the introduction of the Mark III, which operated on a single frequency that could be used with any radar; it also eliminated the need for the complex gear and cam system. Mark III began entering service in 1943 and quickly replaced the Mark II.
## History
### Early efforts
Before Chain Home (CH) systems began deployment, Robert Watt had considered the problem of identifying friendly aircraft on a radar display. He filed initial patents on such systems in 1935 and 1936.
In 1938, researchers at the Bawdsey Manor radar research establishment began working with the first of Watt's concepts. This was a simple "reflector" system consisting of a set of dipole antennas that were tuned to resonate at the frequency of the CH radars. When a pulse from the radar hit them, they would resonate for a short period and cause an additional signal to be received by the station. The antennas were connected to a motorised switch that periodically shorted the antenna out and cancelled the broadcast, causing the signal to turn on and off. On the CH display, this caused the "blip" to periodically lengthen and contract. The system proved highly unreliable; it worked only when the aircraft was at certain locations and flying in certain directions.
It was always suspected that this system would be of little use in practice. When that turned out to be the case, the Royal Air Force (RAF) introduced a different system that consisted of a set of tracking stations using HF/DF radio direction finders. The standard aircraft radios were modified to send out a 1 kHz tone for 14 seconds every minute, allowing the tracking stations ample time to measure the aircraft's bearing. Several such stations were assigned to each sector of the air defence system and sent their measurements to a plotting station at sector headquarters. There they used triangulation to determine the aircraft's location.
Known as "pip-squeak", the system worked but was very labour-intensive, requiring operators at several stations and at plotting boards in sector HQs. More operators were needed to merge the information from the pip-squeak system with that from the radar systems to provide one view of the airspace. It also meant the pilots were constantly interrupted when talking to their ground controllers. A system that worked directly with the radar was desired.
### Mark I
Seeking a system that would be as simple as possible, the Bawdsey researchers began work with a regenerative receiver. The idea behind regeneration is to amplify the radio signal and send it into an LC circuit, or "tank", that resonates at a selected frequency. A small part of the tank's output is sent back into the amplifier's input, causing feedback which greatly amplifies the signal. As long as the input signal is relatively constant, like Morse code signals, a single vacuum tube can provide significant amplification.
One problem with regeneration is that if the feedback is too strong, the signal will grow to the point where it begins to broadcast back out of the antenna and cause interference on other receivers. In the case of the IFF system, this is precisely what was desired. When the radar signal was received, and the gain was properly adjusted, the signal grew until it turned the system from a receiver to a broadcaster. The signal levels were still small, but the receivers in the radar systems were extremely sensitive and the signal from the transceiver was larger than what would normally be received from the reflection of the original radar pulse alone.
This extra signal would cause the aircraft's blip on the radar screen to suddenly grow to be much larger. Since it might be difficult to distinguish the resulting larger signal from IFF from the return of a larger aircraft or formation without IFF, the circuit was connected to a motorised switch that rapidly disconnected and reconnected the receiver, causing the blip to oscillate on the radar display. A switch on the cockpit control panel allowed the pattern to be controlled; one setting sent back 15 microsecond (μs) pulses, the second setting sent 40 μs pulses and the final setting switched between the two with every received pulse.
There were two major disadvantages of the design. One was that the pilot had to carefully set the feedback control; if it was too low the system would not create an output signal and nothing would be received by the radar station, and if it was too high, the circuit would amplify its own electronic noise and give off random signals known as "squitter" across a wide range of frequencies. This caused significant interference over a large area and was a major problem for radar operators. It was too easy to forget to adjust the gain during flight, especially in single-seat fighters, and it was estimated a usable signal was returned only about 50 per cent of the time.
The other problem was that the CH stations operated on a small but distinct set of frequencies, and the system worked on only a single frequency at a time. An aircraft on a typical mission profile might be visible only to a single CH station, or perhaps two or three over their operational area. To address this, the cockpit panel had a card with the frequencies of local CH stations on it, which the pilot had to tune as they moved about. Pilots often forgot to do this, and if they were lost or off-course, they would not know which frequency to tune to, or the nearest station might not be on the card at all.
The Mark I was used only experimentally. Thirty sets were hand-made at AMES and an order for 1,000 was placed with Ferranti in September 1939.
### Mark II
Beyond the operational problems with the Mark I, a more serious issue was the growing number of new radar systems being deployed. Even as the Mark I was being tested, the RAF, Royal Navy and British Army were introducing new systems, spanning a wide range of frequencies from the RAF's 200 MHz systems used on night fighters and Chain Home Low to the Army's 75 MHz gun-laying radars and on to the CH at 20 to 30 MHz. Attempting to manually tune among these would be impractical and impossible if the aircraft were visible to more than one radar, which was increasingly the case.
A solution was already under development in early 1939, similar to the Mark I but employing tuned circuits sensitive to many radar sets. It used a "complicated system of cams and cogs and Geneva mechanisms" to switch among the bands by connecting to oscillators covering a band and then used a motorised tuning capacitor to sweep through the frequency range within that band. To ensure the signal was the right strength and did not cause squitter, an automatic gain control was added. These changes eliminated the need for tuning or gain adjustments in flight, greatly improving the chance it would respond correctly to a radar. Only periodic adjustments on the ground were needed to keep it working properly.
An order for 1,000 sets was sent to Ferranti in October 1939 and they had completed the first 100 sets by November. The rapid expansion of the RAF precluded a significant proportion of its force being equipped by the time of the Battle of Britain in mid-1940. In any case, the action took place mostly over southern England, where IFF would not be very useful as the CH stations were positioned along the coast and could see the fighters only if they were out over the English Channel. There was no pressing need to install the systems and pip-squeak continued in use during the battle.
The lack of IFF led to problems including friendly fire; the Battle of Barking Creek in September 1939 would not have occurred if IFF had been installed. It also meant that enemy aircraft could not be identified if they were close to known RAF aircraft. In July 1940, the Germans began to take advantage of this by inserting their bombers into formations of RAF bombers returning from night missions over Europe. To the ground operators these appeared to be more RAF aircraft and once they crossed the coast there was no way to track them. Even if one of the rare Mark I sets was available, the unreliability of their signals made it difficult for controllers to trust it.
As the Battle of Britain ended, Mark II was rapidly installed in RAF aircraft. Its installation on the Supermarine Spitfire required two wire antennas on the tail that slowed the top speed by 2 miles per hour (3.2 km/h) and added 40 pounds (18 kg) of weight. Pip-squeak was still used for areas over land where CH did not cover, as well as an emergency guidance system. Mark II also found a use on Royal Navy ships, where it was produced as the Type 252 so that ships could identify each other by radar.
A Mark II set was taken to the US as part of the Tizard Mission in November 1940. US researchers were already working on their own IFF system of some complexity. They realised the importance of using a common IFF system and in early 1941 they decided to install Mark II in their own aircraft. Production was taken up by Philco with an order for 18,000 sets as the SCR-535 in July 1942. The system was never entirely reliable.
### Mark III
The profusion of radars that led to the Mark II continued and by 1942 there were almost a dozen sub-types of the Mark II covering sets of frequencies. Some, like the IIIN, were tuned to the radars commonly used by the Navy, while others, like the IIIG, to those used by ground radars in the Army and Air Force. No one unit could respond to them all. To add to the problem, the cavity magnetron had matured and a new generation of radars operating in the microwave region was about to enter service, using frequencies on which the IFF receivers could not operate.
In 1940, English engineer Freddie Williams had considered this problem and suggested that all IFF operations move to a single frequency. Instead of responding on the radar's frequency and thus mixing with their signal in the receiver, a separate unit would transmit "interrogation" pulses in synchronicity with the radar's pulses, and the received signals would be amplified independently and then mixed with the radar's signals on the display. This greatly simplified the airborne equipment because it operated on one frequency, eliminating the complex multi-band system. The only disadvantage was that a second transmitter was needed at radar stations.
Production of the IFF Mark III began at Ferranti and was quickly taken up in the US by Hazeltine. It remained the Allies' primary IFF system for the rest of the war; the 176 MHz common frequency was used for many years after.
## Versions
From Shayler.
- Mark I – prototype version that worked with CH radars
- Mark II – automatic scanning of three bands covering CH, GL and Navy Type 79 radar
- Mark IIG – "G"round version with bands covering common ground-based radars like CH, CHL, GL, and AMES Type 7
- Mark IIN – "N"aval version with bands covering various Royal Navy radars like Type 286
- ABE (SCR-535 and SCR-535/A) – US version covering US Army radars like SCR-268, SCR-270, SCR-271 and SCR-516
- ABK – US version covering US Navy radars as well as common ground radars
|
3,620,613 |
Edward Low
| 1,166,846,689 |
English pirate (1690–1724)
|
[
"1690 births",
"18th-century American people",
"18th-century English people",
"18th-century pirates",
"American pirates",
"British emigrants to the Thirteen Colonies",
"British pirates",
"People from Westminster",
"People from colonial Boston"
] |
Edward "Ned" Low (also spelled Lowe or Loe; 1690–1724) was a notorious pirate of English origin during the latter days of the Golden Age of Piracy, in the early 18th century. Low was born into poverty in Westminster, London, and was a thief from an early age. He moved to Boston, Massachusetts, as a young man. His wife died in childbirth in late 1719. Two years later, he became a pirate, operating off the coasts of New England and the Azores, and in the Caribbean.
Low captained a number of ships, usually maintaining a small fleet of three or four. Low and his pirate crews captured at least a hundred ships during his short career, burning most of them. Although he was active for only three years, Low remains notorious as one of the most vicious pirates of the age, with a reputation for violently torturing his victims before murdering them.
Sir Arthur Conan Doyle described Low as "savage and desperate," and a man of "amazing and grotesque brutality." The New York Times called him a torturer, whose methods would have "done credit to the ingenuity of the Spanish Inquisition in its darkest days." The circumstances of Low's death, which took place around 1724, have been the subject of much speculation.
## Early life
According to Charles Johnson's A General History of the Pyrates, Edward Low was born in Westminster, London, England, in 1690. He was described as illiterate, having a "quarrelsome nature", and always ready to cheat, running "wild in the streets of his native parish". As a young man, he was said to be a pickpocket and gambler, playing games of chance with the footmen of the nearby House of Commons.
Most of his family appear to have been thieves. While young, his brother, Richard, was small for his age and is said to have been carried around in a basket on a friend's back; in a crowd, Richard would snatch the hats and wigs of passers-by. Richard later took to other forms of criminal activity and ended up hanged at Tyburn in 1707 for the burglary of a house in Stepney.
## Life in Boston
As he advanced in age, Low tired of pickpocketing and thievery and turned to burglary. Eventually, he left England, and traveled alone to the New World around 1710. He spent three to four years in various locations, before settling in Boston, Massachusetts. On 12 August 1714, he married Eliza Marble at the First Church of Boston. They had a son, who died when he was an infant, and then a daughter named Elizabeth, born in the winter of 1719.
Eliza died in childbirth, leaving Low with his daughter. The loss of his wife had a profound effect on Low: in his later career of piracy, he would often express regret for the daughter he left behind, and refused to press-gang married men into joining his crews. He would also allow women to return to port safely. At first working honestly as a rigger, in early 1722 he joined a gang of twelve men on a sloop headed for Honduras, where they planned to collect a shipment of logs for resale in Boston.
Low was employed as a patron, supervising the loading and carrying of the logs. One day, he returned to the ship hungry, but was told by the captain he would have to wait to eat, and that he and his men would have to be satisfied with their ration of rum. At this, Low "took up a loaded musket and fired at the captain but missed him, [and] shot another poor fellow through the throat".
Following this failed mutiny, Low and his friends were forced to leave the boat. A day later, Low led the twelve-man gang, including Francis Farrington Spriggs, who went on to become a notorious pirate in his own right, taking over a small sloop off the coast of Rhode Island. Killing one man during the theft, Low and his crew turned pirate, determined "to go in her, make a black Flag, and declare War against all the World."
## Piracy
### First mate
Low, using his newly captured ship, lay in wait on a popular shipping route between Boston and New York. Within a few days, he and his crew seized a sloop out of Rhode Island and plundered it. His crew cut the rigging away to prevent the sloop returning too quickly to port to raise the alarm. He then captured a number of unarmed merchantmen near Port Rosemary.
Low headed south and began operating in the waters of Grand Cayman, including being lieutenant to the established pirate George Lowther, who captained the Happy Delivery, a 100-ton Rhode Island sloop with eight cannon and ten swivel guns. When she was "destroyed by Indians", Lowther and his crew transferred to a sloop named the Ranger. Lowther's crew was constantly expanded by desperate sailors willing to join him. Fast acquiring a taste for cruelty, Low taught Spriggs a torture technique that involved tying a victim's hands with rope between their fingers and setting it alight, burning their flesh down to the bones.
Following a number of successful raids, Lowther eventually captured a large 6-gun brigantine named Rebecca on 28 May 1722. He gave it to Low to captain. With a crew of 44, Low amicably dissolved his partnership with Lowther.
### Pirate captain
In one notable raid in June 1722, Low and his crew attacked thirteen New England fishing vessels sheltering at anchor in Port Roseway, Shelburne, Nova Scotia. Although outnumbered, Low hoisted his Jolly Roger flag and declared that no mercy would be given to the fishermen if any resisted. The fleet submitted and Low's men robbed every vessel. Low chose the largest, an 80-ton schooner, which he renamed The Fancy, armed with 10 guns, to become his flagship. He sank the other ships of the fleet and abandoned the Rebecca.
The Boston News-Letter of 9 July 1722 published a list of those captured by Low. A number of the fishermen were forced to join Low, including Philip Ashton, who escaped in May 1723 on Roatán Island in the Bay Islands of Honduras, and who wrote a detailed account of life aboard Low's pirate ship. Before Ashton's escape, he had been beaten, whipped, kept in chains, and threatened with death many times - particularly by Low's quartermaster John Russell - as he refused to sign Low's articles and become a pirate.
Low's tactics consisted primarily of hoisting false colours and approaching an unsuspecting vessel. Off the coast of St John's, Newfoundland, Low mistook a fully armed man-of-war for a fishing boat, and barely escaped. He moved on to Conception Bay, capturing a number of boats around the Grand Banks southeast of Newfoundland before crossing the Atlantic to the Azores. There, he captured a French (or Portuguese—sources differ) pink, a narrow-sterned former man of war, which Low rearmed and refitted as his new flagship, naming it the Rose Pink. He also captured an English vessel with two Portuguese passengers aboard. Low had his crew hoist them up and drop them back down from the yard arm several times, until they died. He moved on to the Canaries, Cape Verde and then back to the coast of Brazil, where he was driven back by foul weather.
Low abandoned his plans of plundering the rich shipping trade off the coast of Brazil, and moved on to the Caribbean. George Roberts, a mate on the British ship King Sagamore, recounted a meeting with Low aboard the Rose Pink. Roberts' ship was captured by Low's fleet, of which he was now styling himself "Commodore".
### Capsizing of the Rose Pink
Forty leagues (120 nautical miles or around 220 km) to the east of Surinam, Low and his fleet of two ships (the Rose Pink and the Fancy, captained by a young Charles Harris) dropped anchor to remove growth such as seaweed and barnacles from the outside and bottom of the boats, in a process known as careening; no dry dock was available to pirates.
Still relatively inexperienced, Low ordered too many men to the outside of the boat to work on the buildup, and the Rose Pink tipped too far. The portholes had been left open, and the vessel took on water and sank, taking two men with her. The Rose Pink had been carrying most of the provisions. Low was captaining a schooner, the Squirrel—and his crew were forced to strictly ration their fresh water to half a pint (around 275 ml) per man, per day.
Failing to reach their initial destination of Tobago due to light winds and strong currents, Low's depleted fleet made it to Grenada, a French-owned island. Hiding most of his men below deck, he was permitted to send men ashore for water. The following day, a French sloop was sent out to investigate, but was captured when Low's men emerged from hiding. Low, now commanding the captured sloop (renamed the Ranger), gave the schooner Squirrel to Spriggs, his quartermaster, who renamed it the Delight, before sailing away in the middle of the night with a small crew following a disagreement with Low over the disciplining of one of Spriggs' crew.
### Early 1723
Low's new fleet captured many more sloops, including one that Low kept, naming it the Fortune. During a trial on 10 July 1723 for a number of Low's crew members, a sailor on board the Fortune, John Welland, recalled how Low stripped his boat, including gold to the value of £150, then beat him and cut off his ear with a cutlass.
Following this, Low's fleet captured a Portuguese ship called the Nostra Signiora de Victoria on 25 January 1723. The Victoria's captain allowed a bag containing approximately 11,000 gold moidores (worth at the time around £15,000) to fall into the sea rather than see it captured. One of Low's most noted episodes of cruelty followed: in his rage, he slashed off the Portuguese captain's lips with a cutlass, broiled them, and forced the victim to eat them while still hot. He then murdered the remaining crew. Low's own men described him as "a maniac and a brute."
One story describes Low burning a French cook alive, saying he was a "greasy fellow who would fry well"; another tells how he once killed 53 Spanish captives with his cutlass. Some historians, including David Cordingly, believe this was deliberately done to cultivate a ferocious image. Historian Edward Leslie described Low as a psychopath with a history filled with "mutilations, disembowelings, decapitations, and slaughter".
Low, like other pirates of the time, tried to intimidate his victims into surrendering by threatening to kill or torture them. The crew of the targeted ship would hinder their officers from defending her, so afraid were they of reprisals. One failed torture session led to one of Low's crew members accidentally cutting him in the mouth. Botched surgery left Low scarred.
A snow called the Unity was added to the fleet and used as a tender, but was abandoned during an encounter with a man of war named the Mermaid. As Low's success increased in the Caribbean, so did his notoriety. Eventually, a bounty was placed on his head, and Low set out for the Azores, again teaming up with Charles Harris. As they terrorised the Azores, the pressure increased from the authorities, who by then had taken special notice of Low, despite the other hordes of pirates in operation at the time.
### A defeat
Low, Harris and their ships left the Azores for the Carolinas. On 10 June 1723, they suffered a resounding defeat in a battle with HMS Greyhound, a heavily armed man of war. Greyhound had been dispatched under the command of Peter Solgard to hunt down Low and his fleet. Low fled in the Fancy with a skeleton crew and £150,000 in gold on board and headed back to the Azores, leaving Harris and the Ranger behind.
Twenty-five of the crew of the Ranger, including the ship's doctor, were tried between 10 July and 12 July, with Solgard giving evidence and recounting the battle. The men were hanged for felony, piracy, and robbery near Newport, Rhode Island, on 19 July 1723. Harris was sent back to England and hanged at Execution Dock in Wapping. When Solgard returned to New York, he was presented with the freedom of the city and a gold snuffbox for his part in bringing some of Low's crew to justice.
### End of Low's career
Low, still captaining the Fancy, sailed north. He captured a whaling vessel 80 miles (130 km) out at sea, and in a foul mood following the encounter with the Greyhound and the loss of Harris, he tortured the captain before shooting him through the head. He set the whaler's crew adrift with no provisions, intending them to starve to death. They were lucky and reached Nantucket, Massachusetts after a difficult journey. Remaining off the coast of North America, Low's crew took a fishing boat near Block Island. Low decapitated the ship's master, and sent the crew ashore. When he captured two more fishing boats near Rhode Island, his actions became so savage that his crew refused to carry out his orders to torture the fishermen.
Heading south again, Low captured a 22 gun French ship and a large Virginian merchant vessel, the Merry Christmas, in late June 1723. Following the defeat by the Greyhound, Low became "peculiarly cruel" to his English victims. His fleet of three ships rejoined forces with George Lowther in July. In late 1723, Low and Lowther's fleet captured the Delight off the coast of Guinea, mounting fourteen guns on her, with command being given to Spriggs. Two days later, Spriggs and Lowther both abandoned Low, leaving him the Merry Christmas, by now mounted with 34 guns, as his sole ship.
### Fate
There are conflicting reports on the circumstances of Low's death. Captain Charles Johnson—considered by some to be Daniel Defoe writing under a pseudonym—in his A General History of the Pyrates, - at odds with other sources - stated that Low and the Fancy were last sighted near the Canaries and Guinea. However, at the time of his 1724 book, no further reports had surfaced. He noted one rumour that Low was sailing for Brazil and another that Low's ship sank in a storm with the loss of all hands. The National Maritime Museum in London states that he was never caught, ending his days in Brazil.
The Pirates Own Book, and Ossian -of questionable authenticity- suggest that Low was set adrift without provisions by the crew of the Merry Christmas in a mutiny brought about by Low's murder of a sleeping subordinate following an argument. His crew elected Captain Shipton to command the Merry Christmas; they would go on to sail alongside Spriggs in the Caribbean. Low was subsequently rescued by a French ship. When the French authorities learned of his identity he was brought to trial and was hanged in Martinique in 1724.
Men of HMS Diamond reported encountering a periagua with nine men aboard in March 1726, recognising one of them as Low. Diamond had lost her canoe and could not give chase, leaving Low to his fate near Roatan where he was supposedly killed by the indigenous Miskito. Still later in late 1739, a man identified as the "famous Ned Low, formerly well known here for his piracies" was spotted escaping a Spanish fort at Porto Bello. He had been among the fort's gun grews when the city was attacked by British forces during the War of Jenkins' Ear.
## Flags
Initially, Low used the same flag as his associate Francis Spriggs. Later, he used his own flag, a red skeleton on a black background, which became notorious. He first flew his own flag in late July 1723. Low also used a green silk flag with a yellow figure of a man blowing a trumpet; this Green Trumpeter was hoisted on the mizzen peak to call his fleet's captains to meetings aboard the flagship.
## Articles
Low had a set of Articles, a code of conduct. The Articles listed below are attributed to Low by The Boston News-Letter. The first eight of these articles are essentially identical to those attributed to Lowther by Charles Johnson.
It is likely that both reports are correct and that Low and Lowther shared the same articles, with Low's two extra articles being an ordonnance, or amendment, adopted after the two crews separated.
> I. The Captain is to have two full Shares; the [Quarter] Master is to have one Share and one Half; The Doctor, Mate, Gunner and Boatswain, one Share and one Quarter.
>
> II\. He that shall be found guilty of taking up any Unlawfull Weapon on Board the Privateer or any other prize by us taken, so as to Strike or Abuse one another in any regard, shall suffer what Punishment the Captain and the Majority of the Company shall see fit.
>
> III\. He that shall be found Guilty of Cowardice in the time of Ingagements, shall suffer what Punishment the Captain and the Majority of the Company shall think fit.
>
> IV\. If any Gold, Jewels, Silver, &c. be found on Board of any Prize or Prizes to the value of a Piece of Eight, & the finder do not deliver it to the Quarter Master in the space of 24 hours he shall suffer what Punishment the Captain and the Majority of the Company shall think fit.
>
> V. He that is found Guilty of Gaming, or Defrauding one another to the value of a Royal of Plate, shall suffer what Punishment the Captain and the Majority of the Company shall think fit.
>
> VI\. He that shall have the Misfortune to loose a Limb in time of Engagement, shall have the Sum of Six hundred pieces of Eight, and remain aboard as long as he shall think fit.
>
> VII\. Good Quarters to be given when Craved.
>
> VIII\. He that sees a Sail first, shall have the best Pistol or Small Arm aboard of her.
>
> IX\. He that shall be guilty of Drunkenness in time of Engagement shall suffer what Punishment the Captain and Majority of the Company shall think fit.
>
> X. No Snaping of Guns in the Hould.
## Legacy
Edward Low's acts, along with those of other pirates of the period such as Edward "Blackbeard" Teach, Bartholomew "Black Bart" Roberts, and William Fly, led to a great increase in the military presence to protect shipping lanes, resulting in the effective end of the Golden Age of Piracy.
By 1700, the European states had enough troops and ships at their disposal, following the end of a number of wars, to begin better protecting their important colonies in the West Indies and in the Americas without relying on the aid of privateers. Pirates based in the Caribbean were chased from the seas by a new British squadron based at Port Royal, Jamaica, and a smaller group of Spanish privateers, sailing from the Spanish Main, known as the Guarda de Costa, or simply the Guarda.
Less is recorded of Low than of other equally prolific pirates such as Teach and Stede Bonnet. Howard Pyle, in an 1880 children's book on pirates, said: "No one stood higher in the trade than [Low], and no one mounted to more lofty altitudes of bloodthirsty and unscrupulous wickedness. 'Tis strange that so little has been written and sung of this man of might, for he was as worthy of story and of song as was Blackbeard." Sir Arthur Conan Doyle, in his work The Green Flag, described Low as "savage and desperate", and a man of "amazing and grotesque brutality". The New York Times said "Low and his crew became the terror of the Atlantic, and his depredations were committed on every part of the ocean, from the coast of Brazil to the Grand Banks of Newfoundland".
Low has featured on stamps and commemorative currency around the Caribbean. A postage stamp featuring Low was commissioned by the Cayman Islands in 1975, and in 1994 the government of Antigua and Barbuda featured Low and his brigantine, Rebecca, on a legal tender one hundred-dollar bill made of gold leaf.
"Ned Low" is one of the pirates featured on the Pirates of the Caribbean ride at the Disneyland theme park in California. A duplicate of Low's flag was used for the flag of the fictional pirate Sao Feng in Disney's Pirates of the Caribbean films. Ned Low was played by Tadhg Murphy in the Starz TV series Black Sails.
Some of Low's haunts, such as the waters around the Isles of Shoals off New Hampshire and Isle Haute in Nova Scotia, attract treasure hunters who seek artifacts in the ships he sank.
## See also
- List of pirates
- Piracy in the Caribbean
- Privateer
|
69,207,201 |
I Drink Wine
| 1,173,268,336 |
2022 single by Adele
|
[
"2020s ballads",
"2021 songs",
"2022 singles",
"Adele songs",
"Columbia Records singles",
"Song recordings produced by Greg Kurstin",
"Songs about alcohol",
"Songs written by Adele",
"Songs written by Greg Kurstin"
] |
"I Drink Wine" is a song by English singer Adele from her fourth studio album 30 (2021). Adele co-wrote the song with its producer Greg Kurstin. It became available as the album's seventh track on 19 November 2021, when it was released by Columbia Records. It is a ballad with gospel influences reminiscent of church music and incorporates a piano and an organ in its instrumentation. It is about letting go of one's ego and addresses Adele's divorce from Simon Konecki, comprising arduous realisations about the condition of her marriage and life.
"I Drink Wine" generally received positive reviews from music critics, some of whom viewed it as one of Adele's best songs and a career highlight. It reached the top 10 in the United Kingdom, Ireland, New Zealand, Australia, Canada, and Sweden and entered the charts in various other countries. Joe Talbot directed the music video for "I Drink Wine", which depicts Adele floating through a river and exploring a forest while drinking a glass of wine. Adele performed the song for her television specials and at the Brit Awards 2022, which was positively received. In addition, "I Drink Wine" impacted radio airplay in Italy on 4 November 2022 as the album's third single.
## Background
Adele began working on her fourth studio album in 2018. She filed for divorce from her husband, Simon Konecki, in September 2019, which inspired the album. Adele undertook therapy sessions after experiencing anxiety. The years following the divorce plagued her, especially due to the effect it had on her son. Adele decided to have regular conversations with him, which she recorded following advice from her therapist. These conversations inspired her to return to the studio, and the album took shape as a body of work that would explain to her son why she left his father. Adele released "Easy on Me" as the lead single from the album, entitled 30, on 14 October 2021.
Adele co-wrote the song "I Drink Wine" with its producer Greg Kurstin, who had produced three songs for her third studio album, 25 (2015) – "Hello", "Million Years Ago", and "Water Under the Bridge". She viewed "I Drink Wine" as reminiscent of the work of Elton John and Bernie Taupin and wrote it for herself and a friend during a time when she was taking things too personally. The song's lyrics were Adele's attempt to explain why she needed to mature to be more available in their friendship. Its first verse was inspired by an emotional six-hour conversation she had with James Corden while returning home from a shared family trip, in which he expressed being overpowered by "work stuff and the internet, and all those things". Originally 15 minutes long, the song was shortened upon her label's request: "Listen, everyone loves you, but no one's playing a 15-minute song on radio." Adele included a recording about moments of diffidence and a conversation about her remorse and relationship with remembrance in the final version, which a different friend had suggested she record.
Adele announced the album's tracklist on 1 November 2021, which included "I Drink Wine" as the seventh track. Upon the reveal, the song received attention on the Internet and began trending on Twitter, as fans speculated it was the track Adele had alluded to in an earlier interview with British Vogue: "Oh, that is destruction, It's me going out and getting drunk at a bar. Drinking liquor. I start arguments if I drink liquor. I can handle my wine, I could drink five bottles of wine and have a normal conversation." Variety's Chris Willman commented that it was "the track that Adele-aholics have already decided is their favorite; they don't even need to hear it, with that title. It won't be a letdown".
Adele revealed that three songs were in contention for release as the lead single, including one she described as "very sort of '70s, like piano, singer-songwriter-y, [with] a whole band on it, but just very Carpenters, like very Elton". Rolling Stone announced in November 2021 that "I Drink Wine" would be released as 30's second single. The song became available for digital download on 30, which was released on 19 November. "Oh My God" was eventually chosen as the second single instead. In October 2022, Billboard reported that "I Drink Wine" would be promoted as the third single from the album. The song was sent for radio airplay in Italy on 4 November 2022.
## Composition
"I Drink Wine" is six minutes and 16 seconds long. Kurstin produced and engineered the song. He plays the bass, mellotron, piano, Hammond organ, percussion, orchestron, and Rhodes, and David Campbell plays the strings. Randy Merrill mastered it, Matt Scatchell and Tom Elmhirst mixed it, and Steve Churchyard, Alex Pasco, and Julian Burg engineered it.
"I Drink Wine" is a ballad with gospel influences, southern soul piano, and organ instrumentation. The New York Times's Jon Pareles described the song as "churchy", and Pitchfork's Jillian Mapes called it "take-me-to-church chardonnay realness". Adele delivers her vocals with "soft, vowel-stretching cadences that pluck rhythms and rhymes out at will" on it. While singing the lyric "I'm trying to keep climbing up" on "I Drink Wine", her voice ascends in an upward arpeggio. Adele's voice escalates in the song's chorus, culminating in belting with a hint of grit in her low notes. It features "upward swirling piano and velvety vocals", according to The Independent's Annabel Nugent. "I Drink Wine" incorporates an introspective voice memo towards its climax. Critics compared the song to the work of John; Mapes described it as: "an Elton John-style barroom singalong with strong gospel undertones and an introspective voice memo at the end". The Guardian's Alexis Petridis thought it recalled Carole King, and Clash's Robin Murray considered it akin to ballads recorded by Tom Waits in the 1970s.
"I Drink Wine" has lyrics about letting go of one's ego. Adele directly addresses her separation from Konecki in the song. In its opening verse, she reminisces about her childhood and contemplates how she grew further away from herself. The lyrics of "I Drink Wine" discuss contrasting concepts, featuring some humorous lines and Adele asking herself tough questions. She admits to crying and reaches difficult realisations about her marriage and life. Adele concludes the song by wishing peace and happiness for her ex but maintains that separating from him was for the best: "Sometimes the road less travelled is a road best left behind." Willman described it as "a doozy of a marital postgame recap", and The Daily Telegraph's Neil McCormick likened it to "the transcription of a breakthrough session with a marriage guidance counsellor".
## Critical reception
"I Drink Wine" generally received positive reviews from music critics. Rolling Stone's Rob Sheffield called the song a "career highlight" for Adele: "What a song – one of the most ambitious feats she's ever attempted." Also from Rolling Stone, Brittany Spanos stated that it was one of the best songs of her already-legendary career: "a gorgeous power ballad that sees a pop deity come down to Earth". The magazine listed "I Drink Wine" as her third-best song ever and the 10th-best song of 2021, and its Australian edition included it at number nine. Pareles stated that Adele matched her emotion with a concentration on the song. The Line of Best Fit's David Cobbald thought it was more mature than her previous work, with its sense of edifying optimism over its gospel-inspired sound.
Gabrielle Sanchez of The A.V. Club thought Adele successfully expanded her sound with "I Drink Wine", delivering vocals that "run wild" and build up to purgative relief in the final chorus. Willman deemed the song's piano instrumentation more cheerful, "sweet and gospelly" than "Easy on Me". McCormick stated that the piano and organ were an ironically cheerful accompaniment to its sombre lyrics. Slant Magazine's Eric Mason thought "I Drink Wine" was excessively lengthy and unfit for pop radio. Though El Hunt of NME felt the song's title and gospel influences were promising, he concluded its "cheesy-sounding percussion transforms it into Savvy B: The Musical".
Kyle Mullin of Exclaim! thought the lyrics of "I Drink Wine" tersely communicate the seclusion of her unparalleled success. Murray positively reviewed the song's lyrics, describing them as a gaze into the remoteness of life in Los Angeles, where "even the simplest journey can find you trapped in gridlock – emotionally or otherwise". According to Mapes, its lyrics swarmed with clichés but largely prodigal and grounded, and she would be okay with its style of music soundtracking a future remake of 27 Dresses. Writing for The Los Angeles Times, Mikael Wood thought "I Drink Wine" could not deliver the foppish "millennials confession" its title promised. Writing for MusicOMH, Graeme Marsh opined that the song's lyrics projected mass appeal but not much else and dismissed it as a "'standard Adele' cut".
## Commercial performance
"I Drink Wine" debuted at its peak of number four on the UK Singles Chart issued on 26 November 2021 and received a Gold certification from the British Phonographic Industry. The song charted at number 18 on the US Billboard Hot 100, and the Recording Industry Association of America certified it Gold. It peaked at number 10 on the Canadian Hot 100. In Australia, "I Drink Wine" reached number 10. The song charted at number seven in New Zealand. On the Billboard Global 200, it peaked at number 10. "I Drink Wine" reached national record charts at number five in Ireland, number 10 in Sweden, number 18 in Norway, number 30 in the Netherlands, number 34 in Denmark, number 81 in France, Italy, and number 95 in Spain. The song earned a Gold certification in Brazil.
## Music video
Joe Talbot directed the music video for "I Drink Wine". Adele appeared in a promotional video with NikkieTutorials in December 2021, where she described it as "fucking hilarious", and added that "it's the campiest thing you'll ever see, and I feel like everyone might be dressed up as Halloween for it next year". On 25 October 2022, she shared an eight-second teaser of the video, which shows someone playing the piano on a bridge while she floats on a boat under it, and announced that it would be released the following day. It premiered during an event called "Happy Hour with Adele" in West Hollywood, where Adele hosted a group of fans.
The video begins by displaying an old Hollywood-inspired title card. Clad in a gold Valentino gown, Adele grimaces at a couple while she floats, fills her glass with wine, and discards the empty bottle. She approaches a group of fishermen, including Kendrick Sampson, who tries to impress her and spins her around. Adele rejects him, and the synchronised swimmers accompanying her pull him away. She explores a forest, and the video concludes when the camera pulls away to reveal the video's set before Adele is shown floating in a pool alongside flowers. Vulture's Justin Curto stated that Adele was "at her best in the video" and "look[ed] glamorous".
## Live performances
Adele performed "I Drink Wine" live for the first time during her CBS special Adele One Night Only (2021). She reprised the song for her ITV special An Audience with Adele (2021). On 8 February 2022, Adele sang it in a lime green chiffon Valentino gown at the Brit Awards 2022. In front of a gold curtain, she was accompanied by a four-piece band and three backup singers. Variety's Jem Aswad remarked it was "pitch-perfect, intense where it needed to be, with finger-pointing emphasis and a defiant grimace on the line, 'Why am I seeking approval from people I don't even know?'". Tomás Mier of Rolling Stone described the performance as an astonishing rendition and thought Adele undemandingly hit every note to perfection and looked stunning. Heran Mamo of Billboard stated she perched atop the piano "like it was her throne" and was elevated by her backup dancers clad in complementing shiny black outfits. She performed "I Drink Wine" during her British Summer Time concerts on 1 and 2 July 2022 and included it in the set list of her concert residency Weekends with Adele. Adele reprised the song with Corden for his final Carpool Karaoke episode, during which they got emotional and discussed his influence on it.
## Accolades
## Credits and personnel
Credits are adapted from the liner notes of 30.
- Greg Kurstin – producer, songwriter, engineering, bass, piano, mellotron, Hammond organ, percussion, orchestron, Rhodes
- Adele – songwriter
- David Campbell – strings
- Randy Merrill – mastering
- Matt Scatchell – mixing
- Tom Elmhirst – mixing
- Steve Churchyard – engineering
- Alex Pasco – engineering
- Julian Burg – engineering
## Charts
## Certifications
## Release history
|
304,107 |
Happy Chandler
| 1,153,715,393 |
American politician and baseball commissioner (1898–1991)
|
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"1991 deaths",
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"Democratic Party Kentucky state senators",
"Democratic Party United States senators from Kentucky",
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"Kentucky lawyers",
"Lieutenant Governors of Kentucky",
"Major League Baseball commissioners",
"Military personnel from Kentucky",
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"United States Army personnel of World War I",
"University of Kentucky College of Law alumni",
"University of Kentucky alumni"
] |
Albert Benjamin "Happy" Chandler Sr. (July 14, 1898 – June 15, 1991) was an American politician from Kentucky. He represented Kentucky in the U.S. Senate and served as its 44th and 49th governor. Aside from his political positions, he also served as the second Commissioner of Baseball from 1945 to 1951 and was inducted into the Baseball Hall of Fame in 1982. His grandson, Ben Chandler, later served as congressman for Kentucky's Sixth District.
A multi-sport athlete during his college days at Transylvania College, Chandler briefly considered a career in professional baseball before deciding to pursue a law degree. After graduation, he entered politics and was elected as a Democrat to the Kentucky Senate in 1928. Two years later, he was elected lieutenant governor, serving under Governor Ruby Laffoon. Chandler and Laffoon disagreed on the issue of instituting a state sales tax and when Chandler, the presiding officer in the state senate, worked to block the legislation, Laffoon's allies in the General Assembly stripped him of many of his statutory powers. The tax then passed by a narrow margin. Knowing that Laffoon would try to select his own successor at the Democratic nominating convention, Chandler waited until Laffoon left the state—leaving Chandler as acting governor—and called the legislature into session to enact a mandatory primary election bill. The bill passed, and in the ensuing primary, Chandler defeated Laffoon's choice, Thomas Rhea. He then went on to defeat Republican King Swope by the largest margin of victory for a Kentucky gubernatorial race at that time. As governor, Chandler oversaw the repeal of the sales tax, replacing the lost revenue with new excise taxes and the state's first income tax. He also enacted a major reorganization of state government, realizing significant savings for the state. He used these savings to pay off the state debt and improve the state's education and transportation systems.
Convinced that he was destined to become President of the United States, Chandler challenged Senate Majority Leader Alben Barkley for his U.S. Senate seat in 1938. During the campaign, President Franklin D. Roosevelt came to the state to campaign for Barkley, and Chandler lost a close race. The following year, Kentucky's other senator, Marvel Mills Logan, died in office, and Chandler resigned as governor so his successor could appoint him to the vacant seat. A fiscal conservative and disciple of Virginia's Harry F. Byrd, Chandler opposed parts of Roosevelt's New Deal and openly disagreed with the president's decision to prioritize European operations in World War II over the war in the Pacific. In 1945, Chandler resigned his Senate seat to succeed the late Kenesaw Mountain Landis as commissioner of baseball. His most significant action as commissioner was the approval of Jackie Robinson's contract with the Brooklyn Dodgers, effectively integrating Major League Baseball. He also established the first pension fund for Major League players, earning him the title "the players' commissioner". Baseball owners were upset with Chandler's governance, however, and did not renew his contract in 1951.
Following his term as commissioner, Chandler returned to Kentucky and won a second term as governor in 1955. The major accomplishments of his second term were enforcing the racial integration of the state's public schools and establishing a medical school at the University of Kentucky, later named the Chandler Medical Center in his honor. Following his second term as governor, his political influence began to wane as he made three more unsuccessful runs for governor in 1963, 1967, and 1971. His endorsement of dark-horse candidate Wallace G. Wilkinson was seen as critical to Wilkinson's successful gubernatorial campaign in 1987. Wilkinson later resisted calls to remove Chandler from the University of Kentucky board of trustees following Chandler's use of a racial epithet during a board meeting in 1988. In his retirement, Chandler made numerous public appearances and remained active in state politics and events. Chandler died a month before his ninety-third birthday; at the time, he was the oldest living former Kentucky governor as well as the earliest serving former governor.
## Early life
Albert Benjamin Chandler was born in the farming community of Corydon, Kentucky, in 1898. He was the eldest child of Joseph Sweet and Callie (Saunders) Chandler. Chandler's father allegedly rescued his mother from an orphanage and married her when she was 15, but no record of their marriage has ever been found. In 1899, Chandler's brother Robert was born. Two years later, their mother, still in her teens and unable to cope with raising two young children, abandoned the family. She fled the state and left her sons with their father. In his autobiography, Chandler said that his mother's leaving them was his earliest memory. Years later, he sought his mother and found her living in Jacksonville, Florida. She had married again and he had three half-siblings. His full brother, Robert Chandler, died when he fell from a cherry tree when he was 13 years old.
Chandler was raised by his father and relatives, and by age 8, he virtually supported himself financially from his paper route and doing odd jobs in his community. In 1917, he graduated from Corydon High School, where he had been captain of the baseball and football teams. His father wanted him to study for the ministry, but Chandler instead entered Transylvania College (now Transylvania University) in Lexington, Kentucky. It was there that he received his lifelong nickname "Happy" because of his jovial nature. He paid for his education by doing chores for the local citizens. Chandler was captain of Transylvania's basketball and baseball teams and the quarterback of the football team. He was a teammate of Dutch Meyer, a future member of the College Football Hall of Fame. He also joined the Pi Kappa Alpha fraternity and the Omicron Delta Kappa honor society. In 1918, during World War I, the United States Army started a Student Officers' Training Corps at Transylvania, and Chandler began training to be an officer. The war ended before he was called to active duty.
In 1920, Chandler pitched a no-hitter for Grafton, North Dakota's team in the Red River Valley League. He attended a professional baseball tryout in Saskatoon but did not make the team. He returned to Transylvania and received a Bachelor of Arts degree in June 1921. He then signed with the Class D baseball team the Lexington Reds, where he was a teammate of future Hall of Famer Earle Combs. Briefly considering a career in baseball, he finally decided to study law. He entered Harvard Law School that same year, paying his way by coaching high school sports in Wellesley, Massachusetts. His former teammate Charlie Moran, then coaching the Centre College Praying Colonels football team in Danville, Kentucky, asked him to scout the national powerhouse Harvard Crimson, an upcoming opponent for Centre. Chandler took copious notes for Moran, and Centre defeated Harvard 6–0 in what is considered one of the greatest upsets in college football history.
After a year, Chandler was not able to afford Harvard. He returned to Kentucky and continued at the University of Kentucky College of Law, coaching high school sports in Versailles and served as the head coach of the women's basketball at the University of Kentucky in 1923. He was an assistant coach and scout for Charlie Moran at Centre, and he coached the freshman football team there. A member of the Order of the Coif, he received his Bachelor of Laws degree in 1924. He was admitted to the bar the following year and opened his law practice in Versailles.
On November 12, 1925, Chandler married Mildred Lucille Watkins, a teacher at the Margaret Hall School for Girls. They would have four children: Marcella, Mildred ("Mimi"), Albert Jr., and Joseph Daniel. Mimi Chandler played one of the four singing sisters in the 1944 film And the Angels Sing, appearing with Dorothy Lamour, Betty Hutton, and Diana Lynn before abandoning acting and working for the Kentucky Department of Tourism.
For the next five years, Chandler simultaneously practiced law, coached high school sports, and served as a scout for Centre. He joined numerous fraternal organizations, including the Freemasons, Shriners, Knights Templar, Forty and Eight, and Optimist International.
## Early political career
Chandler entered politics when he was named chairman of the Woodford County Democratic Committee. In 1928, he was appointed master commissioner of the Woodford County circuit court. The following year, he was elected as a Democrat to represent the 22nd district in the Kentucky Senate. As a member of the Senate, he was part of a Democratic coalition that passed legislation to strip Republican Governor Flem D. Sampson of many of his statutory powers.
As the 1931 gubernatorial election approached, Chandler and Prestonsburg native Jack Howard were mentioned as candidates for lieutenant governor. US Representative Fred M. Vinson backed Howard, a fellow Eastern Kentuckian, but political bosses Billy Klair, Johnson N. Camden Jr., and Ben Johnson supported Chandler. The support of another political boss, Mickey Brennan, gave Chandler the edge at the party's nominating convention. Democratic gubernatorial nominee Ruby Laffoon also owed his selection to the machinations of the state's political bosses, notably his uncle, Representative Polk Laffoon. Problematically, Chandler was an ally of former Governor J. C. W. Beckham, Louisville Courier-Journal publisher Robert Worth Bingham, and political boss Percy Haly, which put him at odds with Laffoon, a member of a Democratic faction that was headed by Russellville political boss Thomas Rhea and opposed to Beckham, Worth, and Haly. Despite the disharmony within the ticket, the worsening of the Great Depression under Republican President Herbert Hoover and Governor Sampson ensured a Democratic victory. Chandler was elected over John C. Worsham, by a vote of 426,247 to 353,573. In a break with precedent, Chandler set up an office on the executive floor of the state capitol and worked there full-time. Previous lieutenant governors had stayed in Frankfort only during legislative sessions, when they were charged with presiding over the State Senate.
Shortly after their election, the divide between Chandler and Laffoon widened over the issue of implementing a state sales tax. Laffoon favored the tax, but Chandler opposed it. As presiding officer of the State Senate, Chandler worked with House Speaker John Y. Brown Sr., to block passage of the tax. In retaliation, Laffoon's allies in the Kentucky General Assembly stripped Chandler of some of his statutory power as lieutenant governor, and they were then able to pass the tax by a single vote in each house of the legislature.
Free from any constitutional duties during the time between sessions, Chandler had begun laying the groundwork to succeed Laffoon as governor, almost from the beginning of his term as lieutenant governor. Laffoon, however, had made it clear that he favored Thomas Rhea to be his successor. Rhea secured the services of rising political boss Earle C. Clements as his campaign manager. Hailing from Morganfield, only a short distance from Chandler's hometown of Corydon, Clements later said that if Chandler had asked him first, he might have managed Chandler's campaign, instead of Rhea's. Instead, by the virtue of managing the opposing campaign, Clements became the leader of a Democratic faction that opposed Chandler for the next three decades.
Chandler feared that Laffoon, who controlled the State Democratic Central Committee, would attempt to handpick the Democratic gubernatorial nominee by calling a nominating convention instead of holding a primary election and so Chandler used a bold move to circumvent Laffoon's ability to carry out such an action. Under the Kentucky Constitution, Chandler became acting governor whenever Laffoon left the state. When Laffoon traveled to meet with President Franklin Roosevelt in Washington, DC, on February 6, 1935, Chandler used his authority to call the legislature into session to consider a bill that required each party's gubernatorial candidates to be chosen by a primary, rather than a nominating convention. Laffoon returned to the state the next day and challenged Chandler's authority to make the call, but Chandler's actions would be validated by the Kentucky Court of Appeals on February 26.
Laffoon knew that the primary bill would be widely supported in the General Assembly since both the legislators and their constituents had grown to distrust party nominating conventions. Accordingly, he proposed a bill enacting a mandatory two-stage primary in which a runoff election would be held between the top two candidates in the first round. Historian Lowell H. Harrison maintained that Laffoon expected his rival faction to nominate the aging Beckham to oppose Rhea and that Laffoon hoped that a two-stage primary would wear Beckham down. Journalist John Ed Pearce, however, contends that Beckham had already declined to become a candidate, citing his own ill health and that of his son, before the special session convened. Whatever the case, the legislature passed the bill that Laffoon proposed.
## First term as governor
After Beckham declined to run for governor, the anti-Laffoon faction supported Chandler against Rhea. During the primary campaign, Chandler seized upon the unpopular sales tax, labeling Rhea "Sales Tax Tom" and calling on the electorate to redeem the state from "Ruby, Rhea, and Ruin". In the first round of the primary, Rhea garnered 203,010 votes to Chandler's 189,575. Frederick A. Wallis received 38,410 votes, and Elam Huddleston received 15,501. The votes for Wallis and Huddleston meant that neither Rhea nor Chandler had achieved a majority, which triggered the runoff primary. Both Wallis and Huddleston backed Chandler in the runoff, and Chandler defeated Rhea, by a vote of 260,573 to 234,124, to secure the nomination.
Chandler promised to repeal the unpopular sales tax, lower the gasoline tax, oppose any increase in property taxes, and end the common practice of assessing state employees a percentage of their salaries to be used for campaign activities. Infuriated by their loss, Laffoon and his allies abandoned the party and supported the Republican nominee, King Swope. Policy-wise, there were few differences between the two, and personal attacks were employed by both sides. Swope's reputation as a stern judge contrasted sharply with Chandler's charisma, and Chandler used that to his advantage by dubbing Swope "his majesty". When Chandler touted his service during World War I, Laffoon's adjutant general Henry Denhardt countered by pointing out that Chandler had been only a cadet in training and never had engaged in active service in the war. Ultimately, the campaign turned on the failed presidential administration of the Republican ex-president Hoover and that of the sitting president, the Democratic Roosevelt. Chandler defeated Swope by a vote of 556,262 to 461,104 in the general election. The 95,000-vote margin of victory was then the largest ever recorded in a Kentucky gubernatorial election, and at only 37, Chandler was the youngest governor of any US state.
One of Chandler's first acts as governor was to secure the repeal of the sales tax passed under Laffoon. He also successfully lobbied the legislature to abolish the two-round primary, in favor of a single primary for future elections. Knowing that he would need to raise revenue to offset the repeal of the sales tax and bring the state's expenditures in line with its income, Chandler appointed a commission headed by ex-Governor Beckham to draft suggested budgetary legislation. Knowing that lobbyists hostile to the suggestions would likely try to encourage legislative gridlock until the constitutionally-mandated end of the 60-day session, Chandler asked his allies in the General Assembly to adjourn after 39 days to allow him to call a special legislative session that would not be time-limited and could entertain only the agenda he specified. Legislators obliged this request.
Acting on recommendations from Beckham's commission, legislators helped offset the lost revenue from the sales tax by raising excise taxes, particularly the tax on whiskey, which was made possible by the state's repeal of Prohibition, in 1935. Legislators also enacted the state's first income tax during the session. Chandler further proposed to achieve savings through the Governmental Reorganization Act of 1936. The bill realized significant cost savings by restructuring the state government and by reducing the number of boards and commissions in the executive branch from 133 to 22.
Critics pointed out that the act also centralized more power in the hands of the governor and accused Chandler of ulterior motives in supporting the act.
Chandler used the savings realized from his reorganization of government to eliminate the state's budget deficit and to pay off most of the state's debt. That brought about further savings by eliminating debt service costs, which were applied to improvements in the state's infrastructure and educational institutions. Chandler allocated funds for free textbooks for the state's school children, created a teacher's pension fund, and provided extensive funding for the state's colleges and universities. Because segregation prevented blacks from attending graduate school in the state, Chandler secured an allocation of \$5,000 annually to help blacks attend out-of-state graduate schools. He stopped short of desegregating the state's universities, however, and told a group of black and white educators that "it is not wise to educate the white and colored in the same school in the South. It is not prepared for it yet."
In 1939, he appointed the first woman trustee on the University of Kentucky Board of Trustees, Georgia M. Blazer of Ashland. She served from 1939 to 1960.
In 1936, Chandler urged implementation of the state's first rural roads program and development of electrical infrastructure with assistance from the federal Rural Electrification Act. He implemented an old-age assistance program authorized by an earlier constitutional amendment, and in 1938, he proposed another amendment that would add dependent children and needy blind people to the state's assistance rolls. He increased funding to the state's hospitals and asylums, and he personally aided with the evacuation of the Frankfort Penitentiary during the Ohio River flood of 1937. Following the flood, Chandler convinced the legislature to construct the new Kentucky State Reformatory, at La Grange.
Generally a friend of organized labor, Chandler supported miners' efforts to unionize, organized the state Department of Industrial Relations, and prohibited mine operators from being appointed as deputy sheriffs. He also endorsed the proposed Child Labor Amendment to the US Constitution and secured passage of a state anti-child-labor law that had been defeated twice in the state legislature by overwhelming margins. However, he opposed closed shops and sitdown strikes, and he used the Kentucky National Guard to quell labor-related violence in Harlan County.
In the 1936 US Senate contest in Kentucky, incumbent Democrat Marvel Mills Logan was seen as vulnerable, and Chandler backed Democratic challenger J. C. W. Beckham in the Democratic primary. That endorsement drew the ire of Chandler's former ally, Democratic Representative John Y. Brown Sr., who believed that in exchange for his support of Chandler in the 1935 gubernatorial race, Chandler would support him in the senatorial contest. An embittered Brown entered the race anyway, and the votes that he pulled from Beckham likely allowed Logan to retain the seat. Brown remained Chandler's political enemy for the rest of his political career.
In 1936, Chandler was awarded an honorary Doctor of Laws degree from the University of Kentucky. The following year, Harvard University awarded him the same degree.
## U.S. Senator
### Aspirations
Both Robert Bingham and Percy Haly died in 1937. With J. C. W. Beckham aging (he would die in 1940), Chandler moved to fill the leadership void in the faction. He soon came to believe he was destined to become President of the United States. In mid-1937, he began advocating for Marvel Mills Logan, Kentucky's junior senator, to be appointed to the US Supreme Court, creating a Senate vacancy to which Chandler, as governor, could appoint himself. The retirement of Justice George Sutherland in January 1938 gave President Franklin Roosevelt the opportunity to accommodate Chandler's wishes, but Roosevelt preferred younger justices (Logan was 63), and Kentucky's senior senator, Alben Barkley, recommended Solicitor General Stanley Forman Reed for the appointment. Roosevelt heeded Barkley's advice and appointed Reed instead of Logan.
Eager to augment his power and angered by the refusal of Roosevelt and Barkley to accept his suggestion of appointing Logan to the Supreme Court, Chandler did not attend a long-planned dinner in Barkley's honor on January 22, 1938. Instead, he held an event of his own at Louisville's exclusive Pendennis Club and alluded to his intentions of challenging Barkley during the upcoming Democratic senatorial primary. Barkley officially announced his re-election bid the following day. The death of another federal judge on January 26 provided a second opportunity for Roosevelt to appoint Senator Logan to a judgeship and appease Chandler, but Logan refused to consider the appointment. Following a January 31 meeting in Washington, DC, between Roosevelt and Chandler, in which Roosevelt urged Chandler to put his senatorial ambitions on hold, Chandler was encouraged by his political mentor, Virginia's Harry F. Byrd, to challenge Barkley. Chandler heeded Byrd's advice by making an official announcement of his candidacy on February 23, 1938, in Newport, Kentucky.
Barkley, who had been recently chosen as Senate Majority Leader by a single vote, was a strong supporter of Roosevelt and the New Deal. Chandler identified with the more conservative southern Democrats, who were wary of Roosevelt and sought to gain control of the party ahead of the 1940 presidential election. Because Roosevelt was very popular in Kentucky, Chandler was put in the awkward position of expressing personal support of the president and opposing his handpicked leader in the Senate and his New Deal legislation. In April, polls showed Barkley ahead of Chandler by a 2-to-1 margin, and the May 3 primary victory of Florida Senator Claude Pepper, who supported the New Deal, finally persuaded Chandler to abandon his attacks of the program.
In late May 1938, Chandler's campaign manager publicly claimed that federal relief agencies, especially the Works Progress Administration, were openly working for Barkley's re-election. Although the WPA administrator in Kentucky denied the charges, veteran reporter Thomas Lunsford Stokes launched an investigation of the agency's activities in the state and eventually raised 22 charges of political corruption in a series of eight articles, covering the Barkley-Chandler campaign. Federal WPA administrator Harry Hopkins claimed an internal investigation of the agency refuted all but two of Stokes' charges, but Stokes was awarded the Pulitzer Prize for Reporting in 1939 for his investigation. In the wake of the investigation Congress passed the Hatch Act of 1939 to limit the WPA's involvement in future elections.
The negative effects of the investigation on Barkley's campaign were minimal because of Chandler's own use of his gubernatorial power and patronage on behalf of his own campaign. Dan Talbott, one of Chandler's chief political advisors, encouraged supervisors of state workers to take punitive action against employees who made "pessimistic expressions" on Chandler's chances in the primary. Furthermore, Chandler initiated a rural road-building project in the state, employing loyal supporters to construct and maintain the new roads. State workers who supported Chandler were employed to deliver pension checks to the state's elderly citizens, and Talbott did not deny charges that the workers threatened to withhold the checks if the recipients did not pledge their support to Chandler.
Roosevelt personally visited Kentucky to campaign on Barkley's behalf on July 8, 1938. As governor of the state, Chandler was on hand to greet Roosevelt on his arrival in Covington. Seeking to benefit from being nearest to the president, Chandler sat between Roosevelt and Barkley in the back seat of the open-topped vehicle that transported them to Latonia Race Track, the site of Roosevelt's first speech. Throughout his tour of the state, Roosevelt endorsed Barkley but remained friendly with Chandler. After Roosevelt's departure, Chandler played up Roosevelt's complimentary remarks about him but downplayed or ignored critical remarks.
Late in the campaign, Chandler fell ill with chills, stomach pains, and a high fever. After first claiming the symptoms were similar to those that he had experienced a year earlier, Chandler later described his malady as "intestinal poisoning". His doctor announced that Chandler, Dan Talbott, and a state police officer had all been sickened after drinking "poisoned water" that had been provided to Chandler for a radio address. Chandler maintained that someone from the Barkley campaign had tried to poison him, but the charge never gained much credence with the press or the electorate. Barkley frequently mocked it on the campaign trail by first accepting a glass of water offered to him and then shuddering and rejecting it. He pointed out to audiences that it was the young Chandler and not Barkley who had broken down first under the strain of the grueling campaign.
With Chandler ally Robert Bingham no longer at its helm, The Courier-Journal supported Barkley, and organized labor, a key Chandler supporter in 1935, also threw its support to Barkley. Former Chandler ally John Y. Brown Sr. also took an active part in the Barkley campaign. Ultimately, Barkley defeated Chandler by a vote of 294,391 (56%) to 223,149 (42.6%). The remaining 1.4% of the vote was dividing among minor candidates. Chandler's 70,872-vote loss was the worst loss for a primary candidate in state history.
### Appointment
On October 9, 1939, following the death of Senator Logan, Chandler resigned as governor, elevating Lieutenant Governor Keen Johnson to the governorship. The following day, Johnson appointed Chandler to Logan's vacated seat in the Senate. In a special election to fill the remainder of the unexpired term, Chandler then first defeated Charles R. Farnsley in the Democratic primary and Republican Walter B. Smith by a vote of 561,151 to 401,812 in the November 5, 1940, general election. Although he never forgave Roosevelt for backing Barkley in the 1938 senatorial primary, he generally supported the Roosevelt administration except for parts of the New Deal.
Chandler's mentor, Harry F. Byrd, led a group of Southern conservatives in the Senate, and through Byrd's influence, Chandler was appointed to the Committee on Military Affairs. In 1943, he was part of a five-person delegation from the Military Affairs Committee that traveled the world, inspecting US military bases. He vociferously disagreed with Roosevelt's decision to prioritize the European Theatre in World War II over the pacific Theatre.
Chandler upset many in the black community by voting against an anti-lynching bill soon after taking office. The bill levied fines against local governments and individual government officials in counties in which illegal lynchings had occurred. Of his vote against the bill, Chandler remarked, "I am against lynching by anybody and of anybody, black or white, but the present bill carries penalties on local officials and local subdivisions which I think are too severe." The bill passed in the House of Representatives but died in the Senate. Later, Chandler joined with Southern senators in opposing the repeal of poll taxes, which had been long used as a mechanism to prevent blacks from voting.
At the expiration of his partial term in 1942, Chandler faced a challenge from former ally John Y. Brown Sr. in the Democratic primary. As a result of his votes on the anti-lynching bill and the poll tax repeal, the Louisville chapter of the National Association for the Advancement of Colored People worked against his re-election effort. During the campaign, Brown accused Chandler of abusing his power, including of having a swimming pool installed at his home, in violation of the federal rationing provisions that had been implemented during World War II. Chandler invited the Truman Committee to investigate the installation of the pool and no violations of the federal rationing provisions were found. Chandler went on to defeat Brown and was easily re-elected in the general election over Republican Richard J. Colbert.
Chandler believed that he had enough support at the 1944 Democratic National Convention to be nominated as Roosevelt's running mate for that year's presidential election. The support failed to materialize, however, after the Kentucky delegation, Earle C. Clements in particular, refused to back his nomination. The convention nominated Harry Truman as Roosevelt's running mate. Truman became president upon Roosevelt's death in 1945, and Chandler never forgave Clements for costing him the chance to be US president.
## Commissioner of baseball
After the death of Baseball Commissioner Kenesaw Mountain Landis, in November 1944, John O. Gottlieb, a friend of Chandler in the US War Department, suggested Chandler as a successor. Baseball owners who had been afraid that their players would be made eligible for the draft during the war had decided that their new commissioner needed to have the skills and influence to represent baseball's interests in Washington, D C. As a senator, Chandler had advocated on behalf of baseball during the war, which endeared him to the owners. Furthermore, the commissioner's \$50,000 annual salary, about five times that of a US senator at the time, proved a significant enticement and so he agreed to be considered.
Other candidates being considered included National League President Ford Frick, Democratic National Committee Chairman Robert E. Hannegan, former Postmaster General James Farley, US Senator John W. Bricker, FBI Director J. Edgar Hoover, former federal Judge Fred M. Vinson, Ohio Governor Frank Lausche, and Undersecretary of War Robert P. Patterson. After Cincinnati Reds president Warren Giles and Chicago Cubs owner Philip K. Wrigley raised strong opposition to Frick, who had been the frontrunner, New York Yankees co-owner Larry MacPhail began to advocate for Chandler. When the owners met in Cleveland, Ohio, on April 24, 1945, to vote for a new commissioner, Chandler's name was not on the shortlist, which had Frick, Farley, Hannegan, Vinson, Lausche, and Patterson. None of the candidates received the required two-thirds majority, and after lobbying by MacPhail and New York Giants owner Horace Stoneham, the owners took an informal vote to see if anyone had the potential to be elected. Chandler's name appeared in the top three on each of the sixteen ballots. Encouraged, the owners then held another formal vote. After two ballots, Chandler received the necessary majority. A third vote was taken to make the choice unanimous.
Chandler remained in the Senate for several months after his election as commissioner because he wanted to cast his vote on the Bretton Woods Monetary Agreement and the Charter of the United Nations. He received only his Senate salary until his resignation on November 1, 1945, despite claims to the contrary by the press. Nevertheless, his delay in assuming the commissioner's job upset many team owners, as did his late arrival to Game 3 of the 1945 World Series, which rendered him unavailable to rule on whether the weather was clement enough to begin the game. Many owners believed Chandler had been attending a political meeting, but he had actually been at a Detroit Athletic Club luncheon, where he was representing Major League Baseball.
Chandler's election was also met with disdain from much of the press in the Eastern United States, where most of baseball's teams resided at that time. His Southern drawl and his willingness to sing "My Old Kentucky Home" with very little encouragement led some sportswriters to opine that he was too undignified for the office. Others resented his folksy, political style, calling him "a preening politician," "the Kentucky windbag," and "a hand-shaking baby-kissing practitioner of the arts". Chandler further alienated the press by moving the commissioner's office to Cincinnati from Chicago in 1946.
In early 1946, Jorge Pasquel and his four brothers, who owned the Mexican League, siphoned campaign funds from the upcoming Mexican presidential election and used them to offer large salaries and signing bonuses to American baseball players. In some cases, the offers were triple the salaries being paid in the Major Leagues. Chandler deterred players from considering Mexican League offers by imposing a five-year ban from Major League Baseball to anyone who played in the Mexican League and did not return by April 1, 1946. In all, eighteen players played for the Mexican league despite the ban, including Mickey Owen, Max Lanier, and Sal Maglie. Vern Stephens initially agreed to play in Mexico as well but returned before Chandler's deadline. Ted Williams, Stan Musial, and Phil Rizzuto were also offered lucrative contracts and incentives, but all eventually declined to play in Mexico.
Shortly after the Mexican league incident, Robert Murphy, a former negotiator for the National Labor Relations Board, attempted to organize the Pittsburgh Pirates into a guild for purposes of collective bargaining. Murphy decried the reserve clause in player contracts, which gave team owners unlimited control over the player's services, and he demanded more rights for players, including the right of contract and the right of salary arbitration. Chandler worked with Pirates officials to avoid a threatened strike by the players. Part of Chandler's intervention included organizing a team of replacement players as a contingency plan; the team would have included Honus Wagner, then 72.
The defections to the Mexican league and the threat of a strike by the Pirates prompted owners to form an advisory committee, chaired by Larry MacPhail, to suggest needed changes that would calm the discontent among the players. On August 27, 1946, the committee presented a draft a document outlining the changes. Language in the original draft admitted that baseball was operating as a monopoly and that racial bias was the sole reason for segregation in baseball. Baseball's attorneys stripped the controversial language from the version that was eventually adopted by the owners.
### Breaking baseball's color line
Days prior to Chandler's assumption of the commissionership, the Brooklyn Dodgers' general manager, Branch Rickey, had announced the signing of Jackie Robinson to a minor league contract with the Montreal Royals, making him the first black man to play for a Major League Baseball affiliate. The following year, Rickey transferred Robinson's contract from Montreal to Brooklyn, effectively breaking baseball's color line. In a speech at Wilberforce University in February 1948, Rickey recounted a secret meeting that had allegedly been held by baseball officials at the Blackstone Hotel in Chicago on August 28, 1946. At the meeting, Rickey claimed that Ford Frick disseminated a report that stated, "However well-intentioned, the use of Negro players would hazard all physical properties of baseball." According to Rickey, all 15 team owners except for him voted to endorse the report. Rickey claimed Frick meticulously collected all copies of the report at the end of the meeting to prevent them from being disseminated. Baseball historian Bill Marshall later wrote that the document and subsequent vote to which Rickey was referring was the advisory committee's initial draft of recommended reforms. Marshall further recorded that Rickey identified the meeting and the report shortly after his speech at Wilberforce and retracted his claim of 15–1 opposition to Robinson's entry into Major League Baseball.
Chandler, who was also allegedly at the meeting, made no public mention of it until a 1972 interview. In the interview, Chandler then corroborated the essentials of Rickey's story, but he placed the meeting at the Waldorf-Astoria Hotel in January 1947. He also recounted that later in 1947, Rickey came to his home in Kentucky to discuss the matter further. According to Chandler, Rickey professed that he would not move forward with Robinson's transfer unless he had Chandler's full support, which Chandler later pledged. Aside from Chandler's anecdote, which he frequently repeated after the 1972 interview, there is no evidence that his meeting with Rickey ever took place. Nevertheless, future baseball commissioner Bowie Kuhn and Washington Post sportswriter Bob Addie maintained that Robinson would not have played without Chandler's intervention.
That Chandler supported Robinson and the racial integration of baseball is evidenced by his actions during the 1947 season. First and foremost, as commissioner, Chandler had the power to void Robinson's contract, but he chose to approve it. Further, after extreme, race-based jeering at Robinson by the Philadelphia Phillies and their manager, Ben Chapman, Chandler threatened both the team and Chapman personally with disciplinary action for any future incidents of race-based taunting. Later that season, he decisively supported Ford Frick's decision to suspend indefinitely any members of the St. Louis Cardinals who followed through on their threat to strike against racial integration.
### Other matters
During the 1946 postseason, rumors began to swirl that Yankees owner Larry MacPhail was lobbying Brooklyn Dodgers manager Leo Durocher to leave the Dodgers and manage the Yankees. The move angered Dodgers owner Branch Rickey, who encouraged Chandler to begin an investigation into the gambling habits of Durocher and his associate, actor George Raft. In the offseason, Chandler and Durocher had a meeting; Chandler counseled Durocher to abandon his gambling. Branch Rickey charged Chandler with maintaining a double standard, however, when the commissioner took no action after seeing MacPhail with two known gamblers at a Yankees–Dodgers preseason exhibition in Havana, Cuba. MacPhail then signed two Dodgers assistant coaches (Chuck Dressen and John Corriden) as aides to Yankee manager Bucky Harris while they were still employed by the Dodgers. Chandler suspended Dressen for 30 days and levied \$2,000 fines against MacPhail and the Yankees.
The Yankees–Dodgers feud continued in the New York newspapers throughout the offseason. Charges were levelled by both sides, including accusations that Durocher was a philanderer because of his alleged involvement with married actress Laraine Day, which ultimately resulted in Day's divorce. When Durocher subsequently married Day, a local Catholic priest declared that attending Dodgers games was a venial sin. Prompted in part by this declaration, Chandler suspended Durocher from baseball for a year, just days before Opening Day, citing "conduct detrimental to baseball."
Also in 1947, Chandler sold the rights to broadcast the World Series on the radio for \$475,000 and used the money from the contract to establish a pension fund for baseball players. In 1949, Chandler negotiated a seven-year contract with Gillette and the Mutual Broadcasting System to broadcast the Series. Proceeds from the \$4,370,000 deal went directly into the pension fund. The same two companies negotiated a six-year, \$6 million contract to broadcast the Series on television in 1950. Again, Chandler directed the proceeds into the pension fund.
In 1949, Danny Gardella, who had left the New York Giants for the Mexican League in 1946, filed suit against Major League Baseball, claiming Chandler's ban on players who went to the Mexican League had denied him a means of pursuing his livelihood. Gardella demanded \$100,000 in damages from the suspension, and claimed that the award should be tripled because baseball was subject to federal antitrust laws. Similar suits were filed by Max Lanier and Fred Martin, both of whom also played in Mexico. On June 2, 1949, a federal court refused to reinstate the three players pending their trials but urged for the antitrust issues to be adjudicated as soon as possible. Attempting to alleviate the legal pressure on Major League Baseball, Chandler lifted the bans on players who had gone to Mexico almost two years early. Lanier and Martin dropped their suits, but Gardella pursued his. After Gardella's lawyer publicly questioned Chandler in court about baseball's antitrust exemption for a day and a half in September 1949, baseball executives, including Chandler, agreed to settle Gardella's case for \$60,000.
Chandler's contract as baseball commissioner was not due to expire until April 1952, but he asked for the owners to extend it in December 1949. The owners voted against offering the extension at that time but promised to reconsider the request in December 1950. The vote in 1950 was nine votes for Chandler and seven against, leaving him three votes short of the necessary three-fourths majority. Chandler asked for the extension to be reconsidered at the owners' meeting on March 12, 1951, but the vote was again 9–7. Upset that his contract was not extended, Chandler resigned effective July 15, 1951.
In an interview with The Sporting News in August 1951, Chandler cited his decision to void a trade between the New York Yankees and Chicago White Sox for outfielder Dick Wakefield as a major factor in his inability to secure a new contract. The Yankees traded Wakefield to the White Sox for cash, but Wakefield refused to report to the White Sox after a salary dispute, which led to a disagreement between the teams over who was responsible for his salary. Chandler voided the trade, making Wakefield's contract the Yankees' responsibility and angering their owner, Del Webb. It was not until the 1970s that Chandler began to cite his involvement in the integration of baseball as a reason for his contract not being renewed. Historian John Paul Hill considers that to be unlikely, however, because two of Chandler's strongest allies, Connie Mack and Walter Briggs Sr., were ardently opposed to integration, and Bill DeWitt, the second owner in the American League to integrate, voted against him. Hill points to the Dick Wakefield dispute and Chandler's investigations of Del Webb and Cardinals owner Fred Saigh involving their rumored connections to gambling interests to be more compelling reasons for Chandler's dismissal.
Following his tenure as baseball commissioner, Chandler returned to his law practice. He also engaged in farming and published a newspaper, The Woodford Sun. The Kentucky Press Association and the Kentucky Broadcasting Association both named him Man of the Year. He continued his involvement in sports, presiding over the International Baseball Conference from 1952 to 1955.
## Second term as governor
Chandler remained involved in politics throughout his tenure as baseball commissioner. In 1948, he became the leader of the Dixiecrat movement in Kentucky. He hosted Dixiecrat presidential candidate Strom Thurmond at his home when he visited the state but did not officially endorse Thurmond's campaign. By the time that he had permanently returned to the state in mid-1951, it was too late to influence the gubernatorial contest. He spent the next four years rebuilding his political base in preparation for another run at the office.
### 1955 gubernatorial campaign
Twenty years after first holding the governorship, Chandler again entered the gubernatorial race in 1955, using the slogan "Be like your Pappy and vote for Happy." His opponents in the Democratic Party, led by senator and former Governor Earle C. Clements and sitting Governor Lawrence Wetherby, had difficulty finding a candidate to oppose him. The most likely choice, Lieutenant Governor Emerson "Doc" Beauchamp, was handicapped by his connections to political bosses in Logan County. Clements virtually handpicked a relatively unknown candidate, Kentucky Court of Appeals Judge Bert T. Combs. Because Combs, whom Chandler nicknamed "The Little Judge," had no record for Chandler to campaign against, Chandler portrayed him as a pawn of Clements and Wetherby, whom he derisively referred to as "Clementine" and "Wetherbine".
The inexperienced Combs did little to help his campaign. His first campaign speech, which he dryly read verbatim from his notes, included the candid admission that it might be necessary to re-institute the state sales tax to balance the budget. Following that speech, a disappointed observer remarked, "Combs opened and closed [his campaign] on the same night." That speech also gave Chandler his main issue for the campaign. He charged that Combs would raise taxes while promising that he would lower them as he had in his first term.
Chandler's strategy in the campaign was to launch an attack upon the Wetherby administration and, before the Clements-Wetherby-Combs faction could react to it, to launch a new one. He claimed that Wetherby had used the state's money frivolously by installing air conditioning in the state capitol and installing a \$20,000 rug in his office. (An invoice showing that carpeting for the entire first floor of the capitol had cost one tenth that amount did not stop Chandler from repeating the claim, which he said "didn't hurt anybody, and people liked to hear it".) After a Wetherby administration official approved the purchase of African mahogany paneling for the governor's office, Chandler charged that Wetherby had gone "clear to Africa" to find paneling for his office and promised that, if elected, he would use good, honest Kentucky wood for decoration. He also denounced the construction of a turnpike connecting Elizabethtown and Louisville, the state fairgrounds, and Freedom Hall as unnecessary.
Chandler won the Democratic primary by 18,000 votes over Combs. In the general election, he defeated Republican Edwin R. Denney by a vote of 451,647 to 322,671, then the largest margin of victory for a gubernatorial candidate in the state's history.
### Governorship
Soon after Chandler took office, it became clear that he could not fund the social programs initiated by Clements and Wetherby and Chandler's own proposed programs, with the revenue then being brought into the state treasury. He cut the popular Youth Authority, which had been initiated by Wetherby to unify the state's children's welfare programs, but the savings were not enough to balance the budget. To deliver on his campaign promises, Chandler ignored the budget during the regular legislative session in 1956 and then called a special session in which he presented his budget proposal. The proposal called for spending in excess of \$46 million more than officials estimated would be brought into the state's coffers over the two-year budget. Chandler convinced legislators to pass the budget, promising to propose a tax plan to pay for the expenditures in a subsequent special session. The promised package added 150,000 citizens to the state's tax rolls, put a surtax on income taxes, and cut tax credits. It created a new 5 percent production tax on whisky and added taxes to deeds and life insurance premiums. It increased the state gasoline tax for trucks by two cents per gallon and raised corporate tax by half a percent. In addition, it transferred the assessment and collection of taxes on certain intangibles from local to state government. The plan also called for a \$100 million bond issue, allowing the allocation of generous budgets for state universities and colleges and improvements to the state highway system.
Although Democrats held a majority in both houses of the General Assembly, they were divided by factionalism, which made it difficult for Chandler to find sufficient support for his programs. Some of the factionalism came from Clements and Combs supporters who were not willing to co-operate with Chandler, their chief political enemy. Still other resistance to Chandler came from a group of more liberal lawmakers, like John B. Breckinridge, who simply had philosophical differences with the governor. Near the end of the 1958 legislative session, that group demanded a special session to deal with the need for more money for schools and welfare programs, but Chandler refused to call the session when the liberals would not agree to pass only the measures he put before them. Because of the factionalism, Chandler had to ally with Republican legislators throughout his term to pass many of his proposals, including his tax plan. Frequently, that meant promising to build or repair roads in Republican districts in return for their support of his programs.
During his campaign, Chandler had promised that he would fund a medical school at the University of Kentucky although the University of Louisville already had a medical school, which made a poll of state physicians show overwhelming opposition to the plan. Nevertheless, Chandler delivered on his promise by allocating \$5 million to the establishment of what became known as the Albert B. Chandler Medical Center. Chandler said that the establishment of the school was his proudest achievement as governor.
Just as when he had been baseball commissioner, Chandler faced the issue of racial integration during his second term as governor. Among his first actions upon his election was to issue an executive order, ensuring that blacks and whites would have equal access to the state park system. He publicly acknowledged the US Supreme Court's 1954 decision in Brown v. Board of Education as the law of the land and promised to enforce it. The Kentucky Court of Appeals struck down Kentucky's Day Law, against integration, the following year. Some areas of the state resisted the change. Notably, in 1956, when nine black students in Sturgis, Kentucky, attempted to enter the all-white Sturgis High School, they were blocked by 500 opponents of integration. On September 4, 1956, Chandler called out the National Guard, including a force of over 900 guardsmen and several M47 Patton tanks, to disperse the crowd. The confrontation lasted a total of 18 days before the protesters peacefully dispersed. Shortly thereafter, Chandler took similar actions in response to a protest in the town of Clay, which was resolved without violence also. Of his actions, Chandler remarked, "We regret it is necessary to use this means of guaranteeing equal rights to our citizens, but that we must do."
Still convinced that he was destined to become president, Chandler attended the 1956 Democratic National Convention in the hope of securing the party's presidential nomination. Despite being told by his advisors that the convention would nominate Adlai Stevenson, Chandler continued to seek the nomination but received only 36 1/2 votes. Following Stevenson's nomination, Chandler returned to Kentucky, bitterly disappointed. The death of Senator Alben Barkley and the expiration of Senator Clements' term would make Kentucky elect two senators also in November 1956. Clements was seeking re-election, and the state Democratic committee chose Wetherby as the nominee for Barkley's seat. Chandler refused to use his office to support Stevenson, Clements or Wetherby, and Republicans Dwight Eisenhower, John Sherman Cooper, and Thruston Ballard Morton won the presidential and the senatorial races in the state.
In the 1959 gubernatorial primary, Chandler threw his support to Lieutenant Governor Harry Lee Waterfield. The anti-Chandler forces eventually put forth Bert Combs as their nominee again.
Having learned from his previous campaign, Combs now attacked Chandler for allegedly requiring state employees to donate 2% of their salaries to his campaign. According to Combs, Chandler had deposited the money in a bank in Cuba, but the money was lost when Fidel Castro overthrew the government during the Cuban Revolution. Ultimately, Combs prevailed in the primary by a vote of 292,462 to 259,461.
Republicans nominated John M. Robsion Jr. to oppose Combs. Combs ultimately won the general election by a wide margin.
## Later life
In 1957, Chandler was one of ten inaugural members of the Kentucky Sports Hall of Fame. A vestryman at St. John's Church in Versailles, he was awarded the Bishop's Medal of the Episcopal Church in 1959. The same year, he received the Cross of Military Service from the United Daughters of the Confederacy. He served as a trustee of the Ty Cobb Foundation and Transylvania University. At the 1960 Democratic National Convention, he again sought the party's presidential nomination, as he considered that the front-runner, John F. Kennedy, was "a nice young fellow ... (but) too young for the nomination". Chandler proposed for him to be the presidential nominee, with Kennedy as the nominee for vice-president, but the convention chose Kennedy for president instead.
On January 3, 1962, Chandler opened a campaign headquarters in Frankfort, announcing his bid for an unprecedented third term as governor with the slogan "ABC [Albert Benjamin Chandler] in 1963". His opponent in the primary was Edward T. "Ned" Breathitt Jr., the choice of outgoing Governor Bert Combs. Chandler reverted to his familiar campaign themes, charging the Combs administration with wasting state funds in the construction of a floral clock at the state capitol and denouncing Combs for re-instituting the state sales tax. However, he found it very difficult to adapt to campaigning via television, an increasingly important medium, and his attacks mostly fell flat.
Breathitt enraged Chandler by charging that when Chandler was a senator, he had voted in favor of declaring World War II, but soon afterward, he had resigned his commission as a reserve army captain. According to Chandler's version of events, after he voted in favor of the war declaration, he called US Secretary of War Henry Stimson and asked to be put on active duty. Chandler said that Stimson told him he would rather have a senator than a captain, and then Chandler resigned his commission. Chandler's explanation did not stop Breathitt from repeating the charge often on the campaign trail.
Chandler lost to Breathitt in the primary by more than 60,000 votes, but his running mate, Harry Lee Waterfield, won the nomination for lieutenant governor. Journalist John Ed Pearce believed that the loss marked the demise of the Chandler wing of the Democratic Party in Kentucky, but Chandler himself remained somewhat influential.
In 1965, Chandler was named to the University of Kentucky Hall of Distinguished Alumni and became commissioner of the Continental Football League (COFL). Chandler resigned from his COFL position in 1966 after league trustees supported a proposal to allow players from the major professional American football leagues, which he had been told would not happen. He served as Democratic National Committeeman from Kentucky. Becoming somewhat of a perennial candidate, he unsuccessfully ran for governor in 1967 and 1971. After his loss in the 1967 Democratic primary, he endorsed Republican Louie B. Nunn. After his election, Nunn appointed Chandler to the first of his three terms on the University of Kentucky's board of trustees.
In 1968, Chandler was given serious consideration as the vice-presidential running mate of Alabama's former governor, George Wallace, in the latter's American Independent Party bid for president. Wallace instead turned to Air Force General Curtis LeMay. The ticket lost to Richard M. Nixon and Spiro T. Agnew. Chandler said that he and Wallace had been unable to come to an agreement on their positions on racial matters.
In 1971, Chandler again entered the gubernatorial race, now as an independent, but he garnered only 39,493 votes, compared to 470,720 for eventual Democratic victor Wendell H. Ford, and 412,653 for Republican challenger Tom Emberton. Ford's successor, Julian Carroll, again appointed Chandler to the University of Kentucky's board of trustees.
The Major League Baseball Veterans Committee chose Chandler for induction into the Baseball Hall of Fame in 1982. In 1987, filmmaker Robby Henson profiled Chandler in a 30-minute documentary entitled Roads Home: The Life and Times of A.B. 'Happy' Chandler.
Chandler endorsed dark horse candidate Wallace G. Wilkinson in the 1987 Democratic primary, and his endorsement was considered crucial to Wilkinson's victory in the race. After Wilkinson's election as governor, he restored Chandler's voting rights on the University of Kentucky's board of trustees. (In 1981, Governor John Y. Brown Jr. had designated Chandler an "honorary," non-voting, member of the board.) While discussing the University of Kentucky's decision to dispose of its investments in South Africa at a meeting of the university's board of trustees on April 5, 1988, Chandler remarked, "You know Zimbabwe's all nigger now. There aren't any whites." The comment immediately drew calls for Chandler's resignation from the University Senate Council and the Student Government Association, and approximately 50 students marched on university president David Roselle's office demanding for Chandler to apologize or resign. Commenting on the controversy the next day, Chandler said, "I was raised in a small town in Western Kentucky. There were 400 whites and 400 blacks, and we called them niggers and they didn't mind. And I reverted temporarily, at least, to that expression, and of course, I wish I hadn't." That apology did not satisfy many, and 200 protesters marched onto the State Capitol, demanding for Wilkinson to remove Chandler from the board. Wilkinson refused to remove Chandler and urged the crowd to forgive him.
Chandler published his autobiography, Heroes, Plain Folks, and Skunks, in 1989. In an interview with The Kentucky Kernel, the University of Kentucky's student newspaper, Chandler was asked about his controversial comments the previous year, which were addressed in the book. Chandler reportedly told the paper, "I said most of the Zimbabweans were niggers and they are niggers." The comment sparked fresh protests and calls for Chandler's resignation. In response to the controversy, Chandler's personal assistant said, "He used the word again in explaining that it was not intended by him to be a racial slur" and called the Kernel's story "a complete and total distortion".
Chandler died in Versailles on June 15, 1991, and was buried in the church yard of Pisgah Presbyterian Church near Versailles. Prior to his death, he had been the oldest living member of the Baseball Hall of Fame and was the longest-living former Kentucky governor.
|
3,162,012 |
S. O. Davies
| 1,170,001,299 |
British politician
|
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"1972 deaths",
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"Alumni of Cardiff University",
"Alumni of the University of London",
"Councillors in Wales",
"Date of birth unknown",
"Independent members of the House of Commons of the United Kingdom",
"Independent politicians in Wales",
"Miners' Federation of Great Britain-sponsored MPs",
"National Union of Mineworkers-sponsored MPs",
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"UK MPs 1945–1950",
"UK MPs 1950–1951",
"UK MPs 1951–1955",
"UK MPs 1955–1959",
"UK MPs 1959–1964",
"UK MPs 1964–1966",
"UK MPs 1966–1970",
"UK MPs 1970–1974",
"Vice Presidents of the National Union of Mineworkers (Great Britain)",
"Welsh Labour Party MPs",
"Welsh miners",
"Welsh socialists",
"Year of birth uncertain"
] |
Stephen Owen Davies (c. 1886 – 25 February 1972) was a Welsh miner, trade union official and Labour Party politician, the Member of Parliament (MP) for Merthyr Tydfil, previously Merthyr for nearly 38 years, from 1934 to 1972. In 1970, well past 80, he was deselected as parliamentary candidate by his local party association because of his age. He fought the election in the 1970 general election as an independent candidate and won comfortably, a rare example in British politics of an independent candidate defeating a major party's organisation. In a BBC TV interview the day after that election, he claimed to be 83 years old.
Most records show Davies's birth date as November 1886, but he is widely thought to have been born at least four years earlier. After leaving school aged 12 and working for some years in local pits, Davies studied mining engineering and later took an Arts degree at University College, Cardiff. He returned to the coalfields in 1913, and established a reputation for militancy. In 1918, he was elected miners' agent for the Dowlais district of the South Wales Miners' Federation (SWMF), and in 1924 was appointed SWMF's chief organiser, legal adviser, and vice-president. After a visit to Moscow in 1922, he became a firm advocate for the Soviet Union, a position he maintained for the rest of his life.
After his election to parliament in 1934, Davies was a consistent advocate for the interests of Merthyr Tydfil and mining in Wales. Largely indifferent to party discipline, he defied official Labour policy by championing such causes as disarmament and Welsh nationalism. His persistence in doing so brought him several suspensions from the party, and he was never offered ministerial office. An immensely popular figure locally, he was regularly returned at general elections with large majorities. In 1966, after the Aberfan disaster and loss of 144 lives, Davies controversially stated that he had long thought that the tip was unsafe. He had not reported his suspicions, for fear that an inquiry would cause the closures of local pits.
Davies died in 1972, aged at least 85, and possibly over 90.
## Early life
### Birth, childhood and early career
There is uncertainty about Davies's date of birth. Most sources say November 1886, though usually with the caveat that he might have been born several years earlier. His birthplace was 39 John Street, Abercwmboi (then known as Cap Coch) in the South Wales coalfields, the fourth child of Thomas Davies and his wife Esther. Thomas was a miner and trade union activist, who under the pseudonym Y Llwynog ("the Fox") wrote a column for the Welsh language newspaper Tarian y Gweithiwr ("The Worker's Shield"), in which he berated pit management and safety practices. His general militancy led to his blacklisting by pit owners, and after spells of unemployment he eventually found work as an insurance agent.
Davies attended the local Cap Coch school, leaving at the age of 12, as was usual at that time, to begin work in the Cwmpennar coal mine. He remained there until the mine was exhausted in 1905, when he moved to Mountain Ash to work at Nixon's Navigation Colliery. His ambition and intelligence were quickly recognised by his superiors, and he was encouraged to study mining engineering, at first locally in Aberdare and, in 1907, at the Royal College of Science in London. In 1908, with sponsorship from the Brecon Memorial College, he passed his matriculation and began studying for a Bachelor of Arts (BA) degree at University College, Cardiff, with a view thereafter to entering the nonconformist ministry. However, Davies's religious beliefs were influenced by R. J. Campbell, a noted preacher who rejected much traditional Christian teaching and asserted that socialism was the practical expression of Christianity. Davies's association with such supposed heresies was unacceptable to the Brecon college, which withdrew its financial support.
Despite this loss of sponsorship, Davies completed his studies and graduated in 1913. His plans to enter the ministry were abandoned; he was an active member of the Independent Labour Party (ILP), and his religious vocation had been replaced by a commitment to working-class politics. In 1913, while still a student, he stood for election to Cardiff's Board of Guardians, as the ILP candidate in the Grangetown ward. This first foray into electoral politics ended in a narrow defeat, by 47 votes.
### Mineworker and union official
After graduation, Davies returned to work in the mines, initially at Tumble in the Gwendraeth Valley. In December 1913, he unsuccessfully sought election as miners' sub-agent for the Anthracite Miners' district of the SWMF. When the First World War began in August 1914, he opposed it as capitalist militarism: "History teaches that war invariably brings in its wake a lower standard of morality, a restriction of the liberty of the masses, and a degradation of their social conditions". In 1917, Davies founded and was first chairman of the Burry Port and Gwendraeth Valley Trades and Labour Council. He was initially selected as the Labour candidate for the Llanelli constituency in the 1918 general election, but stood down when the SWMF backed his rival, J. H. Williams.
In 1918, Davies sought the position of miners' agent for the Dowlais district of the SWMF. Against strong competition—his main opponent was William Mainwaring, later a long-serving Labour MP for Rhondda East—Davies gained the seat by 100 votes. The main role of the agent was to represent miners in disputes with their employers; typically these would involve issues of pay, redundancy, working hours, and compensation for injuries. Davies's surviving day books reveal the extent to which he was concerned with cases where the mining companies denied liability for underground injuries.
In the summer of 1919, Davies married Elizabeth Margaret ("Madge") Eley in Cardiff; the couple had three daughters. The years following the First World War saw economic decline and hardship in the South Wales coalfields, conditions which deepened Davies's radical instincts, and he began to acquire a reputation for militancy. Contrary to mainstream Labour Party policy, Davies advocated workers' control rather than the nationalisation of the mining industry. In 1921, he unsuccessfully advocated affiliation of the Miners' Federation of Great Britain (MFGB, precursor of the National Union of Mineworkers or NUM) with the Red International of Labour Unions (RILU). The following year, he was a delegate from the SWMF to the Second World Congress of the RILU in Moscow, and acquired a warm sympathy towards the Soviet system. He did not, however, join the recently formed Communist Party of Great Britain, and remained within the Labour Party.
In 1924, Davies was appointed SWMF's chief organiser and legal adviser, and was elected its vice-president. He also served as the South Wales representative on the executive committee of the MFGB from 1924 to 1934. During the May 1926 general strike, the South Wales miners were among the most fervent in support of the action. When the national strike collapsed after nine days, Davies led the continued resistance from the Welsh coalfields through months of lockout, before capitulation on harsh terms in December. Dowlais was the last district to return to work. The period following 1926 saw much in-fighting between communist and non-communist factions in the coalfields. Davies and other non-communists found themselves accused of collaboration with "social fascism"; a leaflet issued by the communist-led National Minority Movement termed him "the sham militant". Nevertheless, he continued to work for cooperation between all factions on the left. After Hitler came to power in Germany in 1933, Davies argued for unity around the Labour Party, believing that the ILP's increasingly left-wing stance, and the Communist Party's commitment to violent revolution, might create the conditions for fascism. In 1931 Davies was elected to Merthyr Tydfil Borough Council.
## Member of Parliament
### By-election June 1934
When Richard Wallhead, the Labour MP for Merthyr, died on 27 April 1934, Davies was selected as the party's candidate for the June by-election, with the support of the MFGB. Wallhead had held the seat since 1922, with large majorities; in the 1931 general election he had defeated a single opponent, a candidate from Oswald Mosley's New Party who had received tacit support from the Conservative Party. Davies faced opposition from the Liberal Party, the Communist Party and the ILP. With no candidate from the ruling National Government in the field, Davies was denied an obvious target for attack; as The Manchester Guardian stated in its pre-poll analysis, he was put on the defensive: "His is the dispiriting task of trying to lose as few votes as possible". The paper predicted a close result.
Using the slogan "Peace, Prosperity, Security, Freedom", Davies advocated the extension of public ownership, abolition of the means test, increased unemployment benefit, better education, and international co-operation especially with Russia. He dismissed the ILP as having no function beyond the splitting of the Labour vote. With strong support from the local trade unions and helped by a well-organised campaign, Davies swept to an easy victory on 5 June. His 18,645 votes gave him a majority of 8,269 over his Liberal opponent, with his ILP and Communist challengers lagging far behind.
### In the House of Commons
#### Member for Merthyr
Davies gave his maiden speech in the House of Commons on 21 June 1934. Breaking with the tradition that such speeches should be non-partisan, he delivered a fierce attack on the government's policy towards the mining industry. He had come, he said, from a coalfield that "has had very little help from the present government ... we see communities with a great industrial history dissolving and disintegrating". An uncompromising approach on any questions affecting Merthyr Tydfil, or the mining industry generally, became Davies's parliamentary hallmark. In December 1934, he rebuked the Conservative MP Nancy Astor when she referred to Merthyr as having "no social consciousness or initiative to do anything". Davies replied: "I object to irresponsible and brutal charges coming from people whose knowledge is derived from the enjoyment of vast wealth, especially when I am not certain that they have made their contribution towards producing that wealth".
In 1934, two years after his wife Margaret's death from cancer, Davies married Sephora Davies, a schoolteacher from Gwaun-Cae-Gurwen in Carmarthenshire who shared Davies's political outlook. The couple lived at Gwynfryn Park Terrace in Merthyr Tydfil, and had two sons. In November 1936, having been returned in the 1935 general election with an increased majority, Davies ridiculed the prime minister, Stanley Baldwin, for his refusal to meet a delegation from the National Unemployed Workers' Movement's 1936 Hunger March, which included a large contingent from South Wales: "A bigger man would meet these people who have tramped the roads of this country and would show that he had sympathy with them". In 1938, having modified his earlier position, Davies supported a bill introduced by the Labour opposition for the nationalisation of the coal industry. Miners worked, he said, in intolerable conditions to ensure that cheap raw material was available to industry. Reasonable wages and working conditions would never be granted by private coal-owners. The bill was defeated.
As Europe moved towards war in the late 1930s, Davies opposed the appeasement policies of the Chamberlain government. He doubted the will of the British ruling classes to wage a determined war against fascism, and called for a workers' "Popular Front" of resistance to the dictators. After the outbreak of war in September 1939, Davies demanded from the British government "a more specific and detailed statement" of war aims, to allay "suspicions ... as to the real and possibly as yet unstated war aims of this country and of France". He criticised Labour's decision in May 1940 to join Churchill's wartime coalition government, and thereafter opposed many of the coalition's domestic policies, such as indiscriminate internment of aliens, restrictions on industrial action, and the suppression of the communist newspaper the Daily Worker. The bitterness of Davies's personal attack on Herbert Morrison, the Home Secretary who had authorised the paper's closure, shocked even the British Communist Party's general secretary, Harry Pollitt, who cautioned Davies that "personal abuse has been our stock-in-trade for twenty years and has got us nowhere".
Unlike the British communists, Davies did not change his position when the Soviet Union entered the war in June 1941. He continued to oppose all co-operation with the Conservatives, believing that only through socialism could a just and lasting peace be achieved. Victory in 1945, and the subsequent election of a Labour government, did little to affect Davies's individualism. In the Labour years 1945–51, he opposed government policies on conscription, NATO, the development of nuclear weapons, and intervention in the Korean War. According to his biographer Robert Griffiths, it was hatred of capitalist militarism, rather than a wish to support the Soviet Union, that underlay Davies's stances. His popularity in South Wales was unaffected: he was returned to parliament in each postwar election with large majorities. In 1945–46, he served as Merthyr Tydfil's mayor, remaining on the local council until 1949.
#### Labour rebel
In assessing Davies's political career, the historian Alun Morgan notes certain inconsistencies: while calling for unity among leftist factions, Davies frequently rebelled against agreed Labour Party policies. He championed democracy, individual liberty and the rights of small nations, yet gave the Soviet Union his unvarying and uncritical support. However, he was consistent in certain core areas, often in defiance of official Labour policy: unremitting hostility to US foreign policy, opposition to the party's post-war defence policies (specifically on issues concerning American bases in Britain, rearmament in West Germany, and development of the Polaris submarine programme), and above all commitment to the needs and interests of his Merthyr constituents. His dedication to his own agenda brought him into frequent conflict with party managers, and led to withdrawals of the party whip throughout the 1950s and 1960s. Stating his position in a 1948 letter to the Labour Party general secretary Morgan Phillips, he wrote: "Our movement embraces millions of men and women, and not merely a few hundred MPs and a few dozen ... members of the National Executive. I am habitually inclined to give our millions my first thoughts and consideration." Davies's popularity with the voters of Merthyr Tydfil remained constant; he secured 75 per cent or more of the vote in each of the general elections of 1955, 1959, 1964 and 1966.
In December 1951, Sephora Davies was expelled from the Labour Party because of her close association with a proscribed organisation, the British-Soviet Friendship Society. Davies's deep roots in the Labour movement, and his large base of local support, saved him from a similar fate. In June 1953, he was attacked by Will Lawther, the NUM president, for defying the Labour Party's position and supporting the Soviet claim that a workers' rising in East Germany had been orchestrated by "a CIA-sponsored West-German pro-fascist organisation". Lawther demanded that the local Merthyr Tydfil party deselect Davies as their parliamentary candidate, but they stood firm.
Davies found himself again at odds with his party, over the issue of Welsh self-government. He had championed this cause for many years, to the annoyance of Labour's Welsh Regional Council. In May 1954, he offered proposals for a Welsh parliament that were rejected by the Regional Council and by the South Wales Area conference of the NUM. Davies persevered, and on 4 March 1955 introduced in the House of Commons a private member's bill proposing self-government for Wales on the basis of the aborted 1914 act that would have granted home rule to Ireland. Davies claimed to have received thousands of messages of support for his measure, from all parts of Wales, but in the House he could only muster 14 votes in favour. Undeterred, he told MPs: "There is a movement in Wales, an uprising, as it were, that will not only support the bill but will continue to insist upon it until Wales is represented in the United Kingdom as something more than a mere region."
According to Griffiths, when Soviet troops suppressed the Hungarian uprising in October 1956, Davies was troubled, but refused to join in the general censure lest this give comfort to the enemies of socialism. He was to be equally silent during and after the events of the Prague Spring of 1968—in sharp contrast to his condemnation of the "criminally dangerous and irresponsible heroics" of the United States during the Cuban Missile Crisis of October 1962. In 1961, at the request of the Labour Party leadership, Davies was one of 25 Labour MPs and party members investigated by the British security services as a possible Communist Party member. The MI5 report stated that there was evidence to indicate that Davies, "if not of the Party ... is at least very close to it indeed".
## Aberfan
Davies's Merthyr constituency included the mining village of Aberfan, situated a few miles south of Merthyr Tydfil. On the mountainsides above the village, colliery waste had been dumped over the years to form large spoil tips. Shortly after 9:00 am, on Friday 21 October 1966, one of these tips collapsed, sending thousands of tons of semi-liquid waste hurtling towards Aberfan. The point of impact was Pantglas Junior School, where morning lessons were beginning. The school was half buried; inside, 109 children and 5 teachers were killed. A further 7 children and 23 adults lost their lives outside the school, in the streets or adjoining houses. In the immediate aftermath, Davies visited and consoled the bereaved families in Aberfan, and the following day he led a party which included the Duke of Edinburgh on a tour of the disaster site.
On 24 October, the National Coal Board chairman Lord Robens stated that the cause of the landslip was a previously unknown spring, which had been pouring water into the centre of the tip, creating a "water bomb". Local miners disagreed; they said that the spring's existence had been known when tipping began 20 years earlier. A tribunal was set up under Lord Justice Edmund Davies, to investigate the disaster.
Giving evidence to the tribunal, S. O. Davies said he had long suspected that the Aberfan tips were unstable, but had kept quiet for fear that if tipping was stopped on the mountainside the Coal Board would close the colliery. Davies added: "But if I had been asked to do so, I would have done it". His testimony was strongly challenged by the NUM, whose counsel Brian Gibbens QC said that "[i]f Mr Davies is to be accepted as truthful and accurate in his recollection ... then he bears what must be one of the largest personal burdens of responsibility for the disaster". However, Gibbens found it incredible that a man in Davies's unique local position of authority and influence would not have mentioned his fears to any of the formal bodies—borough council, Coal Board, union or local Labour Party: "If anyone could have exercised influence to overcome an obdurate or ignorant monolith like the Coal Board, [Davies] was well placed to do so." Gibbens submitted that Davies's testimony should be rejected, on the grounds that he "never appreciated what in fact was the import of his words". The tribunal concurred, accepting that Davies had not fully understood the gravity of his admission, and adding that had they been convinced otherwise, he could not have escaped censure. The tribunal's findings, published in July 1967, placed responsibility for the disaster firmly on the National Coal Board, specifically on the absence of any tipping policy.
## Later career
### Rift with Labour
In December 1966, Davies introduced a bill to the House of Commons, to provide more generous compensation to miners suffering from dust-related diseases. The bill was accepted by Harold Wilson's Labour government, and became law in 1967. This was one of the few instances during this period in which Davies and the Labour government worked together. Following the Coal Board's refusal to meet the full cost of removing the remaining Aberfan tips, Wilson proposed that part of the required £750,000 be met by the disaster fund set up to help the people of Aberfan rebuild their community. Davies was outraged; he told Wilson: "I have never known a prime minister to behave so disgracefully in all my 34 years in the House of Commons". Subsequently, Davies opposed the 1969 decision of Merthyr Tydfil Council to award Wilson the freedom of the borough, stating that he would boycott the ceremony.
While many constituents supported Davies in his frequent attacks on government policies, the local Labour Party became increasingly concerned by his activities. By the late 1960s, many of them were from a younger generation, with no experience of the shared hardships of the 1920s and 1930s, and with a less parochial mindset. They were angered by what they perceived as Davies's disloyalty to the Wilson government, elected in 1964 after thirteen years of opposition, and his penchant for following his own agenda. There was also the question of his age; in 1970, he was supposedly 83, but rumours that he was older were widespread. By March 1970, the local party discussed replacing Davies as their candidate at the next general election, citing his age, rather than policy disagreements. The National Executive of the party sanctioned this action, and at a special meeting on 10 May, which Davies declined to attend, he was formally deselected.
### 1970 election
Davies reacted to his deselection by announcing that the people of Merthyr, not the local Labour Party, would decide his future. If physically fit he would contest the next election as an Independent Socialist. Friends advised him not to risk humiliation; no deselected candidate in recent times had won election against the party machine, and Davies would, they predicted, get no more than 1,000 votes. Within a few days of the deselection meeting, Wilson called a snap general election, which gave the Merthyr party little time to find their new candidate. They chose Tal Lloyd, an Amalgamated Engineering Union (AEU) official, a long-serving councillor and a former mayor, on the moderate wing of the Labour Party, and a strong supporter of Wilson.
With no party organisation and only his own financial resources, Davies's campaign was, initially, very low-key. His election literature was a single sheet with the message "You Know Me, I've Never Let You Down". As polling day approached, however, it was clear that he was gathering support, particularly among the young—a great irony, Alun Morgan observes, for a man sacked on the grounds of his age. In the final week before polling day on 18 June, Davies's youthful supporters toured the constituency with songs, slogans and cheerleaders in what Griffiths describes as "the most colourful election bandwaggon seen in Merthyr for 40 years". The official Labour campaign stalled, as Lloyd became embroiled in a row over his role in the failure of the AEU to support an unofficial strike at the local Hoover factory. On polling day, amid scenes of jubilation, Davies was returned with a majority of 7,467 over Lloyd. Davies responded to his victory by thanking the voters who he said he had never thought would let him down. Two weeks later, Davies and his principal campaign workers were expelled from the Labour Party for opposing its official candidate. The national leadership refused his request for an official inquiry into the actions of the Merthyr party, in the selection process and during the election itself.
### Final years and death
Despite his expulsion, in July 1970 the Labour-controlled Merthyr council offered Davies the freedom of the borough, an honour which he politely declined; the confidence of the people recently shown him was, he said, enough. He resumed his place in parliament, on the opposition benches, as Labour had unexpectedly lost the election to Edward Heath's Conservatives. Despite some ill-feeling, Davies was not ostracised by his erstwhile colleagues, and was unofficially briefed by the party. He limited his Commons appearances and rarely spoke in debates, generally preferring to serve his constituents from home. On the major national issue of the 1970–74 parliament—Heath's renewed bid for Britain's membership of the European Economic Community (EEC)—Davies voiced uncompromising opposition. In a letter to the South Wales Echo on 9 August 1971, he challenged the government's claim that "our security has been bound up with our European neighbours for over a thousand years", pointing out Britain's involvement in numerous European wars, "including the Hitler war when British security meant co-operation with Russia".
On 22 February 1972, Davies attended parliament to vote against the government on an EEC-related motion. He returned to Merthyr suffering from a chest infection, took to his bed on 24 February, and the following day was transferred to Merthyr General Hospital where he died later that day. His funeral was held at Soar-Ynysgau chapel, Merthyr on 29 February, followed by burial at the Maes-Yr-Arian Cemetery at nearby Mountain Ash. Griffiths records: "It was indicative of [Davies's] breadth of vision that the ceremony attracted socialists, communists, Welsh nationalists, republicans, and many of no political creed at all". In the April by-election to fill the vacancy caused by Davies's death, the Labour candidate, Ted Rowlands, won the seat with a narrow majority over Plaid Cymru.
## Tributes
According to a BBC correspondent, Davies "looked as if he belonged to a different age, in his parliamentary 'uniform' of homburg hat, silk scarf, black jacket and pin-striped trousers". Two close Merthyr friends who had followed him out of the Labour Party described him as "[a] tall man who walked tall and never bowed to anyone, but treated everyone alike." His obituarist in The Times referred to his deceptively mild outward demeanour, "but underneath, fires were forever smouldering".
Many of the tributes paid to Davies after his death acknowledged his commitment to Merthyr and the mining communities of the Welsh valleys, for which he was an unfailing advocate. The mayor of Merthyr remarked that he was "an individualist who followed the teaching of 'Love thy neighbour as thyself'. He was highly respected by all, even by those who didn't agree with him". His parliamentary colleague and fellow mineworker Jim Griffiths, who had shared with Davies the leadership of the South Wales miners after the 1926 general strike, thought that had Davies cultivated an ability for compromise, he would have achieved ministerial office. But "he always was a lone figure ... and seemed to like being in isolation."
In April 2013, a heritage plaque in Davies's honour was unveiled at Penydarren Park, Merthyr Tydfil. On 5 August 2015, as part of the De Montfort Project celebrating the 750th anniversary of Simon de Montfort's parliament, Davies's parliamentary work was recognised in special events at Cardiff and Merthyr Tydfil.
The Revd Islwyn Jones, who conducted Davies's funeral service, said: "He had a great love for man, he believed with the Psalmist that 'The earth is the Lord's and the fulness thereof', and it was these words, sinking deep into his heart, which made him 'take up the cudgels for the common man'".
|
78,750 |
The Raven
| 1,173,272,670 |
1845 narrative poem by Edgar Allan Poe
|
[
"1845 poems",
"Books illustrated by John Tenniel",
"Fictional ravens",
"Gilead",
"Literary characters introduced in 1845",
"Narrative poems",
"Poems about birds",
"Poems adapted into films",
"Poetry by Edgar Allan Poe",
"Works involved in plagiarism controversies",
"Works originally published in The American Review: A Whig Journal",
"Works published under a pseudonym"
] |
"The Raven" is a narrative poem by American writer Edgar Allan Poe. First published in January 1845, the poem is often noted for its musicality, stylized language, and supernatural atmosphere. It tells of a distraught lover who is paid a mysterious visit by a talking raven. The lover, often identified as a student, is lamenting the loss of his love, Lenore. Sitting on a bust of Pallas, the raven seems to further antagonize the protagonist with its constant repetition of the word "Nevermore". The poem makes use of folk, mythological, religious, and classical references.
Poe claimed to have written the poem logically and methodically, with the intention to create a poem that would appeal to both critical and popular tastes, as he explained in his 1846 follow-up essay, "The Philosophy of Composition". The poem was inspired in part by a talking raven in the novel Barnaby Rudge: A Tale of the Riots of Eighty by Charles Dickens. Poe based the complex rhythm and meter on Elizabeth Barrett's poem "Lady Geraldine's Courtship", and made use of internal rhyme as well as alliteration throughout.
"The Raven" was first attributed to Poe in print in the New York Evening Mirror on January 29, 1845. Its publication made Poe popular in his lifetime, although it did not bring him much financial success. The poem was soon reprinted, parodied, and illustrated. Critical opinion is divided as to the poem's literary status, but it nevertheless remains one of the most famous poems ever written.
## Synopsis
"The Raven" follows an unnamed narrator on a dreary night in December who sits reading "forgotten lore" by a dying fire as a way to forget the death of his beloved Lenore. A "tapping at [his] chamber door" reveals nothing, but excites his soul to "burning". The tapping is repeated, slightly louder, and he realizes it is coming from his window. When he goes to investigate, a raven flutters into his chamber. Paying no attention to the man, the raven perches on a bust of Pallas above the door.
Amused by the raven's comically serious disposition, the man asks that the bird tell him its name. The raven's only answer is "Nevermore". The narrator is surprised that the raven can talk, though at this point it has said nothing further. The narrator remarks to himself that his "friend" the raven will soon fly out of his life, just as "other friends have flown before" along with his previous hopes. As if answering, the raven responds again with "Nevermore". The narrator reasons that the bird learned the word "Nevermore" from some "unhappy master" and that it is the only word it knows.
Even so, the narrator pulls his chair directly in front of the raven, determined to learn more about it. He thinks for a moment in silence, and his mind wanders back to his lost Lenore. He thinks the air grows denser and feels the presence of angels, and wonders if God is sending him a sign that he is to forget Lenore. The bird again replies in the negative, suggesting that he can never be free of his memories. The narrator becomes angry, calling the raven a "thing of evil" and a "prophet". Finally, he asks the raven whether he will be reunited with Lenore in Heaven. When the raven responds with its typical "Nevermore", he is enraged, and, calling the bird a liar, commands it to return to the "Plutonian shore"—but it does not move. At the time of the poem's narration, the raven "still is sitting" on the bust of Pallas. The raven casts a shadow on the chamber floor and the despondent narrator laments that out of this shadow his soul shall be "lifted 'nevermore'".
## Analysis
Poe wrote the poem as a narrative, without intentional allegory or didacticism. The main theme of the poem is one of undying devotion. The narrator experiences a perverse conflict between desire to forget and desire to remember. He seems to get some pleasure from focusing on loss. The narrator assumes that the word "Nevermore" is the raven's "only stock and store", and, yet, he continues to ask it questions, knowing what the answer will be. His questions, then, are purposely self-deprecating and further incite his feelings of loss. Poe leaves it unclear whether the raven actually knows what it is saying or whether it really intends to cause a reaction in the poem's narrator. The narrator begins as "weak and weary", becomes regretful and grief-stricken, before passing into a frenzy and, finally, madness. Christopher F. S. Maligec suggests the poem is a type of elegiac paraclausithyron, an ancient Greek and Roman poetic form consisting of the lament of an excluded, locked-out lover at the sealed door of his beloved.
### Allusions
Poe says that the narrator is a young scholar. Though this is not explicitly stated in the poem, it is mentioned in "The Philosophy of Composition". It is also suggested by the narrator reading books of "lore" as well as by the bust of Pallas Athena, Greek goddess of wisdom.
He is reading in the late night hours from "many a quaint and curious volume of forgotten lore". Similar to the studies suggested in Poe's short story "Ligeia", this lore may be about the occult or black magic. This is also emphasized in the author's choice to set the poem in December, a month which is traditionally associated with the forces of darkness. The use of the raven—the "devil bird"—also suggests this. This devil image is emphasized by the narrator's belief that the raven is "from the Night's Plutonian shore", or a messenger from the afterlife, referring to Pluto, the Roman god of the underworld (also known as Dis Pater in Roman mythology). A direct allusion to Satan also appears: "Whether Tempter sent, or whether tempest tossed thee here ashore..."
Poe chose a raven as the central symbol in the story because he wanted a "non-reasoning" creature capable of speech. He decided on a raven, which he considered "equally capable of speech" as a parrot, because it matched the intended tone of the poem. Poe said the raven is meant to symbolize "Mournful and Never-ending Remembrance". He was also inspired by Grip, the raven in Barnaby Rudge: A Tale of the Riots of Eighty by Charles Dickens. One scene in particular bears a resemblance to "The Raven": at the end of the fifth chapter of Dickens's novel, Grip makes a noise and someone says, "What was that—him tapping at the door?" The response is, Tis someone knocking softly at the shutter." Dickens's raven could speak many words and had many comic turns, including the popping of a champagne cork, but Poe emphasized the bird's more dramatic qualities. Poe had written a review of Barnaby Rudge for Graham's Magazine saying, among other things, that the raven should have served a more symbolic, prophetic purpose. The similarity did not go unnoticed: James Russell Lowell in his A Fable for Critics wrote the verse, "Here comes Poe with his raven, like Barnaby Rudge / Three-fifths of him genius and two-fifths sheer fudge." The Free Library of Philadelphia has on display a taxidermied raven that is reputed to be the very one that Dickens owned and that helped inspire Poe's poem.
Poe may also have been drawing upon various references to ravens in mythology and folklore. In Norse mythology, Odin possessed two ravens named Huginn and Muninn, representing thought and memory. According to Hebrew folklore, Noah sends a white raven to check conditions while on the ark. It learns that the floodwaters are beginning to dissipate, but it does not immediately return with the news. It is punished by being turned black and being forced to feed on carrion forever. In Ovid's Metamorphoses, a raven also begins as white before Apollo punishes it by turning it black for delivering a message of a lover's unfaithfulness. The raven's role as a messenger in Poe's poem may draw from those stories.
Nepenthe, a drug mentioned in Homer's Odyssey, erases memories; the narrator wonders aloud whether he could receive "respite" this way: "Quaff, oh quaff this kind nepenthe and forget this lost Lenore!"
Poe mentions the Balm of Gilead, a reference to the Book of Jeremiah (8:22) in the Bible: "Is there no balm in Gilead; is there no physician there? why then is not the health of the daughter of my people recovered?" In that context, the Balm of Gilead is a resin used for medicinal purposes (suggesting, perhaps, that the narrator needs to be healed after the loss of Lenore). In 1 Kings 17:1 – 5 Elijah is said to be from Gilead, and to have been fed by ravens during a period of drought.
Poe refers to "Aidenn", another word for the Garden of Eden; the narrator uses it in the sense of Paradise to ask if he shall reunite with his Lenore in Heaven.
### Poetic structure
The poem is made up of 18 stanzas of six lines each. Generally, the meter is trochaic octameter—eight trochaic feet per line, each foot having one stressed syllable followed by one unstressed syllable. The first line, for example (with / representing stressed syllables and x representing unstressed):
Poe, however, claimed the poem was a combination of octameter acatalectic, heptameter catalectic, and tetrameter catalectic. The rhyme scheme is ABCBBB, or AA,B,CC,CB,B,B when accounting for internal rhyme. In every stanza, the "B" lines rhyme with the word "nevermore" and are catalectic, placing extra emphasis on the final syllable. The poem also makes heavy use of alliteration ("Doubting, dreaming dreams ..."). 20th-century American poet Daniel Hoffman suggested that the poem's structure and meter is so formulaic that it is artificial, though its mesmeric quality overrides that.
Poe based the structure of "The Raven" on the complicated rhyme and rhythm of Elizabeth Barrett's poem "Lady Geraldine's Courtship". Poe had reviewed Barrett's work in the January 1845 issue of the Broadway Journal and said that "her poetic inspiration is the highest—we can conceive of nothing more august. Her sense of Art is pure in itself." As is typical with Poe, his review also criticizes her lack of originality and what he considers the repetitive nature of some of her poetry. About "Lady Geraldine's Courtship", he said "I have never read a poem combining so much of the fiercest passion with so much of the most delicate imagination."
## Publication history
Poe first brought "The Raven" to his friend and former employer George Rex Graham of Graham's Magazine in Philadelphia. Graham declined the poem, which may not have been in its final version, though he gave Poe \$15 as charity. Poe then sold the poem to The American Review, which paid him \$9 for it, and printed "The Raven" in its February 1845 issue under the pseudonym "Quarles", a reference to the English poet Francis Quarles. The poem's first publication with Poe's name was in the Evening Mirror on January 29, 1845, as an "advance copy". Nathaniel Parker Willis, editor of the Mirror, introduced it as "unsurpassed in English poetry for subtle conception, masterly ingenuity of versification, and consistent, sustaining of imaginative lift ... It will stick to the memory of everybody who reads it." Following this publication the poem appeared in periodicals across the United States, including the New York Tribune (February 4, 1845), Broadway Journal (vol. 1, February 8, 1845), Southern Literary Messenger (vol. 11, March 1845), Literary Emporium (vol. 2, December 1845), Saturday Courier, 16 (July 25, 1846), and the Richmond Examiner (September 25, 1849). It has also appeared in numerous anthologies, starting with Poets and Poetry of America edited by Rufus Wilmot Griswold in 1847.
The immediate success of "The Raven" prompted Wiley and Putnam to publish a collection of Poe's prose called Tales in June 1845; it was his first book in five years. They also published a collection of his poetry called The Raven and Other Poems on November 19 by Wiley and Putnam which included a dedication to Barrett as "the Noblest of her Sex". The small volume, his first book of poetry in 14 years, was 100 pages and sold for 31 cents. In addition to the title poem, it included "The Valley of Unrest", "Bridal Ballad", "The City in the Sea", "Eulalie", "The Conqueror Worm", "The Haunted Palace" and eleven others. In the preface, Poe referred to them as "trifles" which had been altered without his permission as they made "the rounds of the press".
### Illustrators
Later publications of "The Raven" included artwork by well-known illustrators. Notably, in 1858 "The Raven" appeared in a British Poe anthology with illustrations by John Tenniel, the Alice in Wonderland illustrator (The Poetical Works of Edgar Allan Poe: With Original Memoir, London: Sampson Low). "The Raven" was published independently with lavish woodcuts by Gustave Doré in 1884 (New York: Harper & Brothers). Doré died before its publication. In 1875, a French edition with English and French text, Le Corbeau, was published with lithographs by Édouard Manet and translation by the Symbolist Stéphane Mallarmé. Many 20th-century artists and contemporary illustrators created artworks and illustrations based on "The Raven", including Edmund Dulac, István Orosz, and Ryan Price.
## Composition
Poe capitalized on the success of "The Raven" by following it up with his essay "The Philosophy of Composition" (1846), in which he detailed the poem's creation. His description of its writing is probably exaggerated, though the essay serves as an important overview of Poe's literary theory. He explains that every component of the poem is based on logic: the raven enters the chamber to avoid a storm (the "midnight dreary" in the "bleak December"), and its perch on a pallid white bust was to create visual contrast against the dark black bird. No aspect of the poem was an accident, he claims, but is based on total control by the author. Even the term "Nevermore", he says, is used because of the effect created by the long vowel sounds (though Poe may have been inspired to use the word by the works of Lord Byron or Henry Wadsworth Longfellow). Poe had experimented with the long o sound throughout many other poems: "no more" in "Silence", "evermore" in "The Conqueror Worm". The topic itself, Poe says, was chosen because "the death... of a beautiful woman is unquestionably the most poetical topic in the world." Told from "the lips ... of a bereaved lover" is best suited to achieve the desired effect. Beyond the poetics of it, the lost Lenore may have been inspired by events in Poe's own life as well, either to the early loss of his mother, Eliza Poe, or the long illness endured by his wife, Virginia. Ultimately, Poe considered "The Raven" an experiment to "suit at once the popular and critical taste", accessible to both the mainstream and high literary worlds. It is unknown how long Poe worked on "The Raven"; speculation ranges from a single day to ten years. Poe recited a poem believed to be an early version with an alternate ending of "The Raven" in 1843 in Saratoga, New York. An early draft may have featured an owl.
In the summer of 1844, when the poem was likely written, Poe, his wife, and mother-in-law were boarding at the farmhouse of Patrick Brennan. The location of the house, which was demolished in 1888, has been a disputed point and, while there are two different plaques marking its supposed location on West 84th Street, it most likely stood where 206 West 84th Street is now.
## Critical reception
In part due to its dual printing, "The Raven" made Edgar Allan Poe a household name almost immediately, and turned Poe into a national celebrity. Readers began to identify poem with poet, earning Poe the nickname "The Raven". The poem was soon widely reprinted, imitated, and parodied. Though it made Poe popular in his day, it did not bring him significant financial success. As he later lamented, "I have made no money. I am as poor now as ever I was in my life—except in hope, which is by no means bankable".
The New World said, "Everyone reads the Poem and praises it ... justly, we think, for it seems to us full of originality and power." The Pennsylvania Inquirer reprinted it with the heading "A Beautiful Poem". Elizabeth Barrett wrote to Poe, "Your 'Raven' has produced a sensation, a fit o' horror, here in England. Some of my friends are taken by the fear of it and some by the music. I hear of persons haunted by 'Nevermore'." Poe's popularity resulted in invitations to recite "The Raven" and to lecture—in public and at private social gatherings. At one literary salon, a guest noted, "to hear [Poe] repeat the Raven ... is an event in one's life." It was recalled by someone who experienced it, "He would turn down the lamps till the room was almost dark, then standing in the center of the apartment he would recite ... in the most melodious of voices ... So marvelous was his power as a reader that the auditors would be afraid to draw breath lest the enchanted spell be broken."
Parodies sprung up especially in Boston, New York, and Philadelphia and included "The Craven" by "Poh!", "The Gazelle", "The Whippoorwill", and "The Turkey". One parody, "The Pole-Cat", caught the attention of Andrew Johnston, a lawyer who sent it on to Abraham Lincoln. Though Lincoln admitted he had "several hearty laughs", he had not, at that point read "The Raven". However, Lincoln eventually read and memorized the poem.
"The Raven" was praised by fellow writers William Gilmore Simms and Margaret Fuller, though it was denounced by William Butler Yeats, who called it "insincere and vulgar ... its execution a rhythmical trick". Transcendentalist Ralph Waldo Emerson said, "I see nothing in it." A critic for the Southern Quarterly Review wrote in July 1848 that the poem was ruined by "a wild and unbridled extravagance" and that minor things like a tapping at the door and a fluttering curtain would only affect "a child who had been frightened to the verge of idiocy by terrible ghost stories". An anonymous writer going by the pseudonym "Outis" suggested in the Evening Mirror that "The Raven" was plagiarized from a poem called "The Bird of the Dream" by an unnamed author. The writer showed 18 similarities between the poems and was made as a response to Poe's accusations of plagiarism against Henry Wadsworth Longfellow. It has been suggested Outis was really Cornelius Conway Felton, if not Poe himself. After Poe's death, his friend Thomas Holley Chivers said "The Raven" was plagiarized from one of his poems. In particular, he claimed to have been the inspiration for the meter of the poem as well as the refrain "nevermore".
"The Raven" became one of the most popular targets for literary translators in Hungary; more than a dozen poets rendered it into Hungarian, including Mihály Babits, Dezső Kosztolányi, Árpád Tóth, and György Faludy. Balázs Birtalan wrote its paraphrasis from the raven's point of view, with the motto Audiatur et altera pars ("let the other side be heard as well").
## Legacy
"The Raven" has influenced many modern works, including Vladimir Nabokov's Lolita in 1955, Bernard Malamud's "The Jewbird" in 1963 and Ray Bradbury's "The Parrot Who Met Papa" in 1976. The process by which Poe composed "The Raven" influenced a number of French authors and composers, such as Charles Baudelaire and Maurice Ravel, and it has been suggested that Ravel's Boléro may have been deeply influenced by "The Philosophy of Composition". The poem is additionally referenced throughout popular culture in films, television, music, and video games.
The painter Paul Gauguin painted a nude portrait of his teenage wife in Tahiti in 1897 titled Nevermore, featuring a raven perched within the room. At the time the couple were mourning the loss of their first child together and Gauguin the loss of his favourite daughter back in Europe.
The name of the Baltimore Ravens, a professional American football team, was inspired by the poem. Chosen in a fan contest that drew 33,288 voters, the allusion honors Poe, who spent the early part of his career in Baltimore and is buried there.
The mantel of the room in which Poe penned "The Raven" was removed and donated to Columbia University before the demolition of the Brennan Farmhouse. It currently resides at the Rare Book & Manuscript Library, on the sixth floor of Butler Library.
## See also
- Allusions to Poe's "The Raven"
- Cultural depictions of ravens
- "Lenore", an earlier poem by Poe
|
28,804,139 |
Bharattherium
| 1,154,320,068 |
Early mammal known from Cretaceous fossils in India
|
[
"Cretaceous mammals of Asia",
"Extinct animals of India",
"Fossil taxa described in 2007",
"Gondwanatheres",
"Prehistoric monotypic mammal genera",
"Taxa named by Ashok Sahni",
"Taxa named by Ashu Khosla",
"Taxa named by David W. Krause",
"Taxa named by Guntupalli Veera Raghavendra Prasad",
"Taxa named by Omkar Verma (paleontologist)",
"Taxa named by Varun Parmar"
] |
Bharattherium is a mammal that lived in India during the Maastrichtian (latest Cretaceous) and possibly the Paleocene. The genus has a single species, Bharattherium bonapartei. It is part of the gondwanathere family Sudamericidae, which is also found in Madagascar and South America during the latest Cretaceous. The first fossil of Bharattherium was discovered in 1989 and published in 1997, but the animal was not named until 2007, when two teams independently named the animal Bharattherium bonapartei and Dakshina jederi. The latter name is now a synonym. Bharattherium is known from a total of eight isolated fossil teeth, including one incisor and seven molariforms (molar-like teeth, either premolars or true molars).
Bharattherium molariforms are high, curved teeth, with a height of 6 to 8.5 millimetres (0.24 to 0.33 in). In a number of teeth tentatively identified as fourth lower molariforms (mf4), there is a large furrow on one side and a deep cavity (infundibulum) in the middle of the tooth. Another tooth, perhaps a third lower molariform, has two furrows on one side and three infundibula on the other. The tooth enamel has traits that have been interpreted as protecting against cracks in the teeth. The hypsodont (high-crowned) teeth of sudamericids like Bharattherium are reminiscent of later grazing mammals, and the discovery of grass in Indian fossil sites contemporaneous with those yielding Bharattherium suggest that sudamericids were indeed grazers.
## Taxonomy
A gondwanathere tooth, catalogued as VPL/JU/NKIM/25, was first discovered in the Maastrichtian (latest Cretaceous, about 70–66 million years ago) Intertrappean Beds of Naskal, India, in 1989, but it was not identified as such until another gondwanathere, Lavanify, was found on Madagascar in the middle 1990s. The discoveries of Lavanify and VPL/JU/NKIM/25 were announced in Nature in 1997. Gondwanatheres were previously known only from Argentina; these discoveries extended the range of the gondwanathere family Sudamericidae across the continents of the ancient supercontinent of Gondwana.
In 2007, two teams of scientists independently named the Indian gondwanathere on the basis of new material; both teams included VPL/JU/NKIM/25 in their newly named species. Guntupalli Prasad and colleagues named the animal Bharattherium bonapartei on the basis of an additional tooth, VPL/JU/IM/33, from another Intertrappean locality, Kisalpuri. The generic name, Bharattherium, combines Bharat, Sanskrit for "India", with the Ancient Greek therion, meaning "beast", and the specific name, bonapartei, honors Argentine paleontologist José Bonaparte, who was the first to describe a gondwanathere fossil. G.P. Wilson and colleagues named Dakshina jederi on the basis of six teeth (in addition to VPL/JU/NKIM 25), and identified some additional material as indeterminate gondwanatheres. Of these teeth, three (GSI/SR/PAL-G059, G070, and G074) are from a third Intertrappean site at Gokak and three (GSI/SR/PAL-N071, N210, and N212) are from Naskal. Dakshina, the generic name, derives from Sanskrit daakshinaatya "of the south", and refers both to the animal's occurrence in southern India and to the distribution of gondwanatheres in the southern continents. The specific name, jederi, honors University of Michigan paleontologist Jeffrey A. Wilson, nicknamed "Jeder", who played an important role in the project that led to the discovery of Dakshina. Wilson and colleagues also described three other gondwanathere teeth from Gokak (GSI/SR/PAL-G111, G112, and G211), which they tentatively identified as a different species of gondwanathere on their small size. In 2008, Prasad commented that Bharattherium bonapartei and Dakshina jederi represented the same species and that Bharattherium, which was published first, was the correct name.
## Description
Bharattherium bonapartei is known from a total of eight isolated teeth. Among the seven teeth in their sample, Wilson and colleagues tentatively identified five as fourth lower molariforms (mf4)—because gondwanathere premolars and molars cannot be distinguished, they are collectively known as "molariforms"—one as a third lower molariform (mf3) and one as a lower incisor (i1). These determinations were made on the basis of comparisons with a sample of the South American gondwanathere Sudamerica ameghinoi, in which all eight molariform positions are known. However, the large number of mf4s led Wilson and colleagues to suspect that the criteria used for distinguishing Sudamerica tooth positions may not apply directly to Bharattherium. Prasad and colleagues did not assign their two Bharattherium teeth to any tooth position, but suggested that they may represent different tooth positions and that one may come from the upper and the other from the lower side of the jaw. As is characteristic of sudamericids, Bharattherium molariforms are hypsodont (high-crowned) and have a flat occlusal (chewing) surface atop a high tooth, with furrows that extend down the height of the tooth. Bharattherium molariforms are the smallest of any sudamericid; those of Lavanify, for example, are about 35% larger. Unlike Sudamerica molariforms, those of Bharattherium taper towards the top.
### Molariforms
GSI/SR/PAL-G074, a well-preserved right mf4 that Wilson and colleagues selected as the holotype of Dakshina jederi, is 7.57 mm high and has a crown of 3.66 × 2.99 mm. It is curved, with the base more distal (towards the back) than the top. The occlusal surface is rectangular. On the lingual side (towards the tongue), there is a deep furrow (filled in part with cementum) that extends from the top to near the base of the tooth. There is also a much smaller indentation on the buccal side (towards the cheeks). The occlusal surface is mostly covered with enamel surrounding a dentine lake, but there is a V-shaped islet in the middle, with the tip of the V towards the lingual side, that forms the remnant of an infundibulum—a deep cavity in the tooth. Perikymata—wave-like bands and grooves—are visible in the enamel.
The right mf4 GSI/SR/PAL-G070, which is damaged on the buccal, distal, and lingual sides, is 8.40 mm high, but has an occlusal surface of only 2.49 × 1.75 mm. Unlike in GSI/SR/PAL-G074, the dentine on the occlusal surface is not exposed, and the occlusal surface is oval in shape. Furthermore, the V-shaped islet is larger and the lingual furrow is less prominent at the occlusal surface, because it tapers near the tip of the tooth. In the heavily damaged left mf4 GSI/SR/PAL-N071 (height 7.16 mm), only the distal side is well preserved. The infundibulum is exposed internally; it extends 4.01 mm down the crown. The occlusal surface is poorly preserved, but its dimensions are at least 2.14 × 2.42 mm. GSI/SR/PAL-N212, a right mf4, is damaged on the mesial side and has a height of 5.86 mm and an occlusal surface of at least 2.66 x 2.04 mm. Cementum fills the V-shaped islet.
VPL/JU/NKIM/25 was the first Indian gondwanathere fossil to be described; it is damaged on one side. Wilson and colleagues identified it as a left mf4 (implying that the damaged side is buccal) with strong similarities to GSI/SR/PAL-G070, including a curved crown and a V-shaped enamel islet atop a deep infundibulum. The occlusal surface is oval. The tooth is 6 mm high and Wilson and colleagues estimate that the occlusal surface is 2.5 × 1.8 mm, close to the dimensions of GSI/SR/PAL-G070. They suggest the tooth probably had enamel on all sides of the crown, but Prasad and colleagues point to a possible enamel-dentine junction on the damaged side as evidence that enamel may be absent there.
GSI/SR/PAL-G059, identified as a left mf3, has a height of 5.97 mm at the mesial side, but only 2.02 mm at the distal side because of curvature. On the lingual side, two long furrows are visible, and on the buccal side breakage exposes three long infundibula, of which the most mesial one is the longest and the most distal one the shortest. In the occlusal surface, these three infundibula merge into a single islet. In addition, three dentine lakes are visible in the occlusal surface, which has dimensions of 4.58 × at least 2.52 mm. Although in Sudamerica, mf2, mf3, and the upper molariforms MF3 and MF4 all have three lophs, like GSI/SR/PAL-G059, its curvature matches the mf3 of Sudamerica best.
VPL/JU/IM/33, the holotype of Bharattherium bonapartei, is 7.33 mm high, 2.66 mm long, and 2.0 mm wide. The occlusal surface is about rectangular and is mostly covered by a V-shaped dentine lake, which encloses a small heart-shaped enamel islet at the top of an cementum-filled infundibulum. A vertical furrow is also present. Near the top of the tooth, enamel covers the entire crown, but further down there is no enamel on the concave face of the tooth.
### Incisor
The left i1 GSI/SR/PAL-N210 is flat on the medial side (towards the middle of the head) but convex on the lateral side (towards the side of the head) and bears a shallow groove on the lateral side. At the base, the tooth is broadest on the lower end. The tooth is slightly curved upward towards the tip. Measured on the lower side, the tooth is 11.76 mm long, but breakage means the true length is probably larger. The depth of the tooth is about 3.39 mm. Wilson and colleagues identified this incisor as Dakshina on the basis of its size; the upper and lower incisor that they assigned to an indeterminate gondwanathere are smaller.
### Enamel microstructure
The microstructure of the enamel of VPL/JU/NKIM/25 has been studied. Unlike other gondwanatheres, it has enamel consisting of three layers—radial enamel, tangential enamel, and PLEX. The rows of small, round enamel prisms are separated by interprismatic matrix that forms crystals oriented at right angles relative to the prisms. Prisms arise at the enamel-dentine junction, run through the enamel, and meet the outer enamel at a high angle. These features of the enamel are apparently adaptations that protect the tooth from cracks.
## Relationships
Bharattherium is identifiable as a sudamericid because it has hypsodont molariforms with cementum-filled furrows. Among the four known sudamericid genera—Gondwanatherium and Sudamerica from Argentina; Lavanify from Madagascar; and Bharattherium—it shares with Sudamerica and Lavanify the presence of furrows that extend down to the base of the tooth. In addition, it shares several features with Lavanify, suggesting the two are closely related. Wilson and colleagues list three features shared by the two: the presence of an infundibulum (seen in only one of two specimens of Lavanify), interprismatic matrix, and perikymata. Prasad and colleagues also interpreted the interprismatic matrix as a shared character, but added the absence of enamel on one side of the tooth crown. Wilson and colleagues identified the presence of a V-shaped enamel lake on mf4 and of three layers in the enamel as autapomorphies (uniquely derived characters) of the Indian sudamericid.
## Range and ecology
Remains of Bharattherium have been found at three widely separated Late Cretaceous sites in peninsular India—Naskal, Andhra Pradesh; Gokak, Karnataka; and Kisalpuri, Madhya Pradesh. All sites are in the Intertrappean Beds (part of the Deccan Traps) and are Maastrichtian (latest Cretaceous) in age. The Intertrappean Beds have yielded a variety of fossil animals, including eutherian mammals such as Deccanolestes, Sahnitherium, and Kharmerungulatum. In the perhaps slightly older Infratrappean Beds, a possible member of the ancient and enigmatic mammalian group Haramiyida has been found, Avashishta. Members of the family Sudamericidae, in which Bharattherium is classified, are also known from the Cretaceous of Argentina, Madagascar, and possibly Tanzania and from the Paleogene of Argentina and Antarctica, and the second gondwanathere family, Ferugliotheriidae, is known with certainty only from the Cretaceous of Argentina. Thus, Bharattherium is an example of a Gondwanan faunal element in India and indicates biogeographic affinities with other Gondwanan landmasses such as Madagascar and South America.
In modern mammals, hypsodont teeth are often associated with diets that include abrasive vegetation such as grasses. Hypsodonty in sudamericids has been interpreted as indicating semiaquatic, terrestrial habits and a diet with items like roots or bark, because it was thought that grasses had not yet appeared when sudamericids lived. However, grass remains have been found at Intertrappean sites contemporary with those where Bharattherium was found, suggesting that sudamericids like Bharattherium were indeed the first grazing mammals.
It is among the two Indian mammal taxa that are inferred to have survived the KT event in India, alongside Deccanolestes.
|
349,114 |
Maus
| 1,173,021,086 |
1980–1991 Holocaust graphic novel by Art Spiegelman
|
[
"1980 comics debuts",
"1991 graphic novels",
"American Book Award-winning works",
"American graphic novels",
"Angoulême International Comics Festival Best Foreign Album award winners",
"Autobiographical graphic novels",
"Biographical graphic novels",
"Books about the Holocaust",
"Comics about Nazi Germany",
"Comics about animals",
"Comics about dogs",
"Comics about mice and rats",
"Comics about pigs",
"Comics about the Holocaust",
"Comics by Art Spiegelman",
"Comics set during World War II",
"Comics set in New York City",
"Comics set in Poland",
"Comics set in the 1930s",
"Comics set in the 1940s",
"Comics set in the 1970s",
"Comics set in the 1980s",
"Eisner Award winners",
"Eisner Award winners for Best Graphic Album: Reprint",
"Fiction set in 1978",
"Fiction set in 1979",
"Fictional mice and rats",
"Harvey Award winners for Best Graphic Album of Previously Published Work",
"Jewish Polish history",
"Jewish-related comics",
"McMinn County, Tennessee",
"Non-fiction graphic novels",
"Obscenity controversies in comics",
"Pantheon Books graphic novels",
"Pulitzer Prize-winning works",
"Race-related controversies in comics",
"Raw (magazine)"
] |
Maus, often published as Maus: A Survivor's Tale, is a graphic novel by American cartoonist Art Spiegelman, serialized from 1980 to 1991. It depicts Spiegelman interviewing his father about his experiences as a Polish Jew and Holocaust survivor. The work employs postmodern techniques, and represents Jews as mice and other Germans and Poles as cats and pigs. Critics have classified Maus as memoir, biography, history, fiction, autobiography, or a mix of genres. In 1992 it became the first graphic novel to win a Pulitzer Prize.
In the frame-tale timeline in the narrative present that begins in 1978 in New York City, Spiegelman talks with his father Vladek about his Holocaust experiences, gathering material and information for the Maus project he is preparing. In the narrative past, Spiegelman depicts these experiences, from the years leading up to World War II to his parents' liberation from the Nazi concentration camps. Much of the story revolves around Spiegelman's troubled relationship with his father and the absence of his mother, who died by suicide when Spiegelman was 20. Her grief-stricken husband destroyed her written accounts of Auschwitz. The book uses a minimalist drawing style and displays innovation in its pacing, structure, and page layouts.
A three-page strip also called "Maus" that he made in 1972 gave Spiegelman an opportunity to interview his father about his life during World War II. The recorded interviews became the basis for the book, which Spiegelman began in 1978. He serialized Maus from 1980 until 1991 as an insert in Raw, an avant-garde comics and graphics magazine published by Spiegelman and his wife, Françoise Mouly, who also appears in Maus. A collected volume of the first six chapters that appeared in 1986, Maus I: My Father Bleeds History, brought the book mainstream attention; a second volume, Maus II: And Here My Troubles Began, collected the remaining chapters in 1991. Maus was one of the first books in graphic novel format to receive significant academic attention in the English-speaking world.
## Synopsis
Most of the book weaves in and out of two timelines. In the frame tale of the narrative present, Spiegelman interviews his father Vladek in the Rego Park neighborhood of Queens in New York City in 1978–79. The story that Vladek tells unfolds in the narrative past, which begins in the mid-1930s, and continues until the end of the Holocaust in 1945.
In Rego Park in 1958, a young Art Spiegelman is skating with his friends when he falls down and hurts himself, but his friends keep going. When he returns home, he finds his father Vladek, who asks him why he is upset, and Art proceeds to tell him that his friends left him behind. His father responds in broken English, "Friends? Your friends? If you lock them together in a room with no food for a week, then you could see what it is, friends!"
As an adult, Art visits his father, from whom he has become estranged. Vladek has remarried to a woman called Mala since the suicide of Art's mother Anja in 1968. Art asks Vladek to recount his Holocaust experiences. Vladek tells of his time in the Polish city of Częstochowa and how he came to marry into Anja's wealthy family in 1937 and move to Sosnowiec to become a manufacturer. Vladek begs Art not to include this in the book and Art reluctantly agrees. Anja suffers a breakdown due to postpartum depression after giving birth to their first son Richieu, and the couple go to a sanitarium in Nazi-occupied Czechoslovakia for her to recover. After they return, political and anti-Semitic tensions build until Vladek is drafted just before the Nazi invasion of Poland. Vladek is captured at the front and forced to work as a prisoner of war. After his release, he finds Germany has annexed Sosnowiec, and he is dropped off on the other side of the border in the German protectorate. He sneaks across the border and reunites with his family.
During one of Art's visits, he finds that a friend of Mala's has sent the couple one of the underground comix magazines Art contributed to. Mala had tried to hide it, but Vladek finds and reads it. In "Prisoner on the Hell Planet", Art is traumatized by his mother's suicide three months after his release from the mental hospital, and in the end depicts himself behind bars saying, "You murdered me, Mommy, and left me here to take the rap!" Though it brings back painful memories, Vladek admits that dealing with the issue in such a way was for the best.
In 1943, the Nazis move the Jews of the Sosnowiec Ghetto to Srodula and march them back to Sosnowiec to work. The family splits up—Vladek and Anja send Richieu to Zawiercie to stay with an aunt for safety. As more Jews are sent from the ghettos to Auschwitz, the aunt poisons herself, her children and Richieu to death to escape the Gestapo and not die in the gas chamber. In Srodula, many Jews build bunkers to hide from the Germans. Vladek's bunker is discovered and he is placed into a "ghetto inside the ghetto" surrounded by barbed wire. The remnants of Vladek and Anja's family are taken away. Srodula is cleared of its Jews, except for a group Vladek hides with in another bunker. When the Germans depart, the group splits up and leaves the ghetto.
In Sosnowiec, Vladek and Anja move from one hiding place to the next, making occasional contact with other Jews in hiding. Vladek disguises himself as an ethnic Pole and hunts for provisions. The couple arrange with smugglers to escape to Hungary, but it is a trick—the Gestapo arrest them on the train (as Hungary is invaded) and take them to Auschwitz, where they are separated until after the war.
Art asks after Anja's diaries, which Vladek tells him were her account of her Holocaust experiences and the only record of what happened to her after her separation from Vladek at Auschwitz and which Vladek says she had wanted Art to read. Vladek comes to admit that he burned them after she killed herself. Art is enraged and calls Vladek a "murderer".
The story jumps to 1986, after the first six chapters of Maus have appeared in a collected edition. Art is overcome with the unexpected attention the book receives and finds himself "totally blocked". Art talks about the book with his psychiatrist Paul Pavel, a Czech Holocaust survivor. Pavel suggests that, as those who perished in the camps can never tell their stories, "maybe it's better not to have any more stories". Art replies with a quote from Samuel Beckett: "Every word is like an unnecessary stain on silence and nothingness", but then realizes, "on the other hand, he said it".
Vladek tells of his hardship in the camps, of starvation and abuse, of his resourcefulness, of avoiding the selektionen—the process by which prisoners were selected for further labor or execution. Despite the danger, Anja and Vladek exchange occasional messages. As the war progresses and the German front is pushed back, the prisoners are marched from Auschwitz in occupied Poland to Gross-Rosen within the Reich and then to Dachau, where the hardships only increase and Vladek catches typhus.
The war ends, the camp survivors are freed and Vladek and Anja reunite. The book closes with Vladek turning over in his bed as he finishes his story and telling Art, "I'm tired from talking, Richieu, and it's enough stories for now". The final image is of Vladek and Anja's tombstone—Vladek died in 1982, before the book was completed.
## Primary characters
## Background
Art Spiegelman was born on February 15, 1948, in Sweden to Polish Jews and Holocaust survivors Vladek and Anja Spiegelman. An aunt poisoned his parents' first son Richieu to avoid capture by the Nazis, four years before Spiegelman's birth. He and his parents emigrated to the United States in 1951. During his youth his mother occasionally talked about Auschwitz, but his father did not want him to know about it.
Spiegelman developed an interest in comics early and began drawing professionally at 16. He spent a month in Binghamton State Mental Hospital in 1968 after a nervous breakdown. Shortly after he got out, his mother died by suicide. Spiegelman's father was not happy with his son's involvement in the hippie subculture. Spiegelman said that when he bought himself a German Volkswagen it damaged their already-strained relationship "beyond repair". Around this time, Spiegelman read in fanzines about such graphic artists as Frans Masereel who had made wordless novels. The discussions in those fanzines about making the Great American Novel in comics inspired him.
Spiegelman became a key figure in the underground comix movement of the 1970s, both as cartoonist and editor. In 1972 Justin Green produced the semi-autobiographical comic book Binky Brown Meets the Holy Virgin Mary, which inspired other underground cartoonists to produce more personal and revealing work. The same year, Green asked Spiegelman to contribute a three-page strip for the first issue of Funny Aminals, which Green edited. Spiegelman wanted to do a strip about racism, and at first considered focusing on African Americans, with cats as Ku Klux Klan members chasing African-American mice. Instead, he turned to the Holocaust and depicted Nazi cats persecuting Jewish mice in a strip he titled "Maus". The tale was narrated to a mouse named "Mickey". After finishing the strip, Spiegelman visited his father to show him the finished work, which he had based in part on an anecdote he had heard about his father's Auschwitz experience. His father gave him further background information, which piqued Spiegelman's interest. Spiegelman recorded a series of interviews over four days with his father, which was to provide the basis of the longer Maus. Spiegelman followed up with extensive research, reading survivors' accounts and talking to friends and family who had also survived. He got detailed information about Sosnowiec from a series of Polish pamphlets published after the war which detailed what happened to the Jews by region.
In 1973, Spiegelman produced a strip for Short Order Comix \#1 about his mother's suicide called "Prisoner on the Hell Planet". The same year, he edited a pornographic, psychedelic book of quotations, and dedicated it to his mother. He spent the rest of the 1970s building his reputation making short avant-garde comics. He moved back to New York from San Francisco in 1975, which he admitted to his father only in 1977, by which time he had decided to work on a "very long comic book". He began another series of interviews with his father in 1978, and visited Auschwitz in 1979. He serialized the story in a comics and graphics magazine he and his wife Mouly began in 1980 called Raw.
### Comics medium
American comic books were big business with a diversity of genres in the 1940s and 1950s, but had reached a low ebb by the late 1970s. By the time Maus began serialization, the "Big Two" comics publishers, Marvel and DC Comics, dominated the industry with mostly superhero titles. The underground comix movement that had flourished in the late 1960s and early 1970s also seemed moribund. The public perception of comic books was as adolescent power fantasies, inherently incapable of mature artistic or literary expression. Most discussion focused on comics as a genre rather than as a medium.
Maus came to prominence when the term "graphic novel" was beginning to gain currency. Will Eisner popularized the term with the publication in 1978 of A Contract with God. The term was used partly to rise above the low cultural status that comics had in the English-speaking world, and partly because the term "comic book" was being used to refer to short-form periodicals, leaving no accepted vocabulary with which to talk about book-form comics.
## Publication history
The first chapter of Maus appeared in December 1980 in the second issue of Raw as a small insert; a new chapter appeared in each issue until the magazine came to an end in 1991. Every chapter but the last appeared in Raw.
Spiegelman struggled to find a publisher for a book edition of Maus, but after a rave New York Times review of the serial in August 1986, Pantheon Books published the first six chapters in a volume called Maus: A Survivor's Tale and subtitled My Father Bleeds History. Spiegelman was relieved that the book's publication preceded the theatrical release of the animated film An American Tail by three months, as he believed that the film, produced by Steven Spielberg's Amblin Entertainment, was inspired by Maus and wished to avoid comparisons with it.
The book found a large audience, partly because of its distribution through bookstores rather than the direct market comic shops where comic books were normally sold. Maus was difficult for critics and reviewers to classify, and also for booksellers, who needed to know on which shelves to place it. Though Pantheon pushed for the term "graphic novel", Spiegelman was not comfortable with this, as many book-length comics were being referred to as "graphic novels" whether or not they had novelistic qualities. He suspected the term's use was an attempt to validate the comics form, rather than to describe the content of the books. Spiegelman later came to accept the term, and with Drawn & Quarterly publisher Chris Oliveros successfully lobbied the Book Industry Study Group in the early 2000s to include "graphic novel" as a category in bookstores.
Pantheon collected the last five chapters in 1991 in a second volume subtitled And Here My Troubles Began. Pantheon later collected the two volumes into soft- and hardcover two-volume boxed sets and single-volume editions. In 1994 the Voyager Company released The Complete Maus on CD-ROM, a collection which contained the original comics, Vladek's taped transcripts, filmed interviews, sketches, and other background material. The CD-ROM was based on HyperCard, a Macintosh and Apple IIGS application that has since become obsolete. In 2011 Pantheon Books published a companion to The Complete Maus entitled MetaMaus, with further background material, including filmed footage of Vladek. The centerpiece of the book is a Spiegelman interview conducted by Hillary Chute. It also has interviews with Spiegelman's wife and children, sketches, photographs, family trees, assorted artwork, and a DVD with video, audio, photos, and an interactive version of Maus.
Spiegelman dedicated Maus to his brother Richieu and his first daughter Nadja. The book's epigraph is a quote from Adolf Hitler: "The Jews are undoubtedly a race, but they are not human".
### International publication
Penguin Books obtained the rights to publish the initial volume in the Commonwealth in 1986. In support of the African National Congress's cultural boycott in opposition to apartheid, Spiegelman refused to "compromise with fascism" by allowing publication of his work in South Africa.
By 2011, Maus had been translated into about 30 languages. Three translations were particularly important to Spiegelman: French, as his wife was French, and because of his respect for the sophisticated Franco-Belgian comics tradition; German, given the book's background; and Polish. Poland was the setting for most of the book, and Polish was the language of his parents and his own mother tongue. The publishers of the German edition had to convince the German culture ministry of the work's serious intent to have the swastika appear on the cover, per laws prohibiting the display of Nazi symbolism. Reception in Germany was positive—Maus was a best-seller and was taught in schools. The Polish translation encountered difficulties; as early as 1987, when Spiegelman planned a research visit to Poland, the Polish consulate official who approved his visa questioned him about the Poles' depiction as pigs, and pointed out how serious an insult it was. Publishers and commentators refused to deal with the book for fear of protests and boycotts. Piotr Bikont, a journalist for Gazeta Wyborcza, set up his own publishing house to publish Maus in Polish in 2001. Demonstrators protested Maus's publication and burned the book in front of Gazeta's offices. Bikont's response was to don a pig mask and wave to the protesters from the office windows. The magazine-sized Japanese translation was the only authorized edition with larger pages. Long-standing plans for an Arabic translation have yet to come to fruition. A Russian law passed in December 2014 prohibiting the display of Nazi propaganda led to the removal of Maus from Russian bookstores leading up to Victory Day due to the swastika appearing on the book's cover.
A few panels were changed for the Hebrew edition of Maus. Based on Vladek's memory, Spiegelman portrayed one of the minor characters as a member of the Nazi-installed Jewish Police. An Israeli descendant objected and threatened to sue for libel. Spiegelman redrew the character with a fedora in place of his original police hat, but appended a note to the volume voicing his objection to this "intrusion". This version of the first volume appeared in 1990 from the publishing house Zmora Bitan. It had an indifferent or negative reception, and the publisher did not release the second volume. Another Israeli publisher put out both volumes, with a new translation by poet Yehuda Vizan that included Vladek's broken language, which Zmora Bitan had refused to do. Marilyn Reizbaum saw this as highlighting a difference between the self-image of the Israeli Jew as a fearless defender of the homeland, and that of the American Jew as a feeble victim, something that one Israeli writer disparaged as "the diaspora sickness".
## Themes
### Presentation
Spiegelman, like many of his critics, has expressed concern that "[r]eality is too much for comics ... so much has to be left out or distorted", admitting that his presentation of the story may not be accurate. He takes a postmodern approach; Maus "feeds on itself", telling the story of how the story was made. It examines the choices Spiegelman made in the retelling of his father's memories, and the artistic choices he had to make. For example, when his French wife converts to Judaism, Spiegelman's character frets over whether to depict her as a frog, a mouse, or another animal.
The book portrays humans with the heads and tails of different species of animals; Jews are drawn as mice and other Germans and Poles as cats and pigs, among others. Spiegelman took advantage of the way Nazi propaganda films depicted Jews as vermin, though he was first struck by the metaphor after attending a presentation where Ken Jacobs showed films of minstrel shows along with early American animated films, abundant with racial caricatures. Spiegelman derived the mouse as symbol for the Jew from Nazi propaganda, emphasized in a quote from a German newspaper in the 1930s that prefaces the second volume: "Mickey Mouse is the most miserable idea ever revealed ... Healthy emotions tell every independent young man and every honorable youth that the dirty and filth-covered vermin, the greatest bacteria carrier in the animal kingdom, cannot be the ideal type of animal ... Away with Jewish brutalization of the people! Down with Mickey Mouse! Wear the Swastika Cross!"
Jewish characters try to pass themselves off as ethnic Poles by tying pig masks to their faces, with the strings showing at the back. Vladek's disguise was more convincing than Anja's—"you could see she was more Jewish", Vladek says. Spiegelman shows this Jewishness by having her tail hang out of her disguise. This literalization of the genocidal stereotypes that drove the Nazis to their Final Solution may risk reinforcing racist labels, but Spiegelman uses the idea to create anonymity for the characters. According to art historian Andrea Liss, this may paradoxically enable the reader to identify with the characters as human, preventing the reader from observing racial characteristics based on facial traits, while reminding readers that racist classification is ever present.
In making people of each ethnicity look alike, Spiegelman hoped to show the absurdity of dividing people along such lines. Spiegelman has stated that "these metaphors ... are meant to self-destruct" and "reveal the inanity of the notion itself". Animals signified the characters' roles in the story rather than their races—the gentile Françoise is a mouse because of her identification with her husband, who identifies with the Holocaust victims. When asked what animal he would make Israeli Jews, Spiegelman suggests porcupines. When Art visits his psychiatrist, the two wear mouse masks. Spiegelman's perceptions of the animal metaphor seem to have evolved over the book's making—in the original publication of the first volume, his self-portrait showed a mouse head on a human body, but by the time the second volume arrived, his self-portrait had become that of a man wearing a mouse mask. In Maus, the characters seem to be mice and cats only in their predator/prey relationship. In every respect other than their heads and tails, they act and speak as ordinary humans. Further complicating the animal metaphor, Anja is ironically shown to be afraid of mice, while other characters appear with pet dogs and cats, and the Nazis with attack dogs.
### Memory
To Marianne Hirsch, Spiegelman's life is "dominated by memories that are not his own". His work is one not of memory but of postmemory, a term she coined after encountering Maus. This describes the relation of the children of survivors with the survivors themselves. While these children have not had their parents' experiences, they grow up with their parents' memories—the memory of another's memory—until the stories become so powerful that for these children they become memories in their own right. The children's proximity creates a "deep personal connection" with the memory, though separated from it by "generational distance". In the field of psychology, this is called transgenerational trauma or generational trauma.
Art tried to keep his father's story chronological, because otherwise he would "never keep it straight". His mother Anja's memories are conspicuously absent from the narrative, given her suicide and Vladek's destruction of her diaries. Hirsch sees Maus in part as an attempt to reconstruct her memory. Vladek keeps her memory alive with the pictures on his desk, "like a shrine", according to Mala.
### Guilt
Spiegelman displays his sense of guilt in many ways. He suffers anguish over his dead brother, Richieu, who perished in the Holocaust, and whom he feels he can never live up to. The eighth chapter, made after the publication and unexpected success of the first volume, opens with a guilt-ridden Spiegelman (now in human form, with a strapped-on mouse mask) atop a pile of corpses—the corpses of the six million Jews upon whom Maus' success was built. He is told by his psychiatrist that his father feels guilt for having survived and for outliving his first son, and that some of Art's guilt may spring from painting his father in such an unflattering way. As he had not lived in the camps himself, he finds it difficult to understand or visualize this "separate universe", and feels inadequate in portraying it.
### Racism
Spiegelman parodies the Nazis' vision of racial divisions; Vladek's racism is also put on display when he becomes upset that Françoise would pick up a black hitchhiker, a "schwartser" as he says. When she berates him, a victim of antisemitism, for his attitude, he replies, "It's not even to compare, the schwartsers and the Jews!" Spiegelman gradually deconstructs the animal metaphor throughout the book, especially in the second volume, showing where the lines cannot be drawn between races of humans.
The Germans are depicted with little difference between them, but there is great variety among the Poles and Jews who dominate the story. Sometimes Jews and the Jewish councils are shown complying with the occupiers; some trick other Jews into capture, while others act as police for the Nazis.
Spiegelman shows numerous instances of Poles who risked themselves to aid Jews, and also shows antisemitism as being rife among them. The kapos who run the camps are Poles, and Anja and Vladek are tricked by Polish smugglers into the hands of the Nazis. Anja and Vladek hear stories that Poles continue to drive off and even kill returning Jews after the war.
### Language
Vladek spoke Yiddish and Polish. He also learned English, German, and French while still in Poland. His knowledge of languages helps him several times during the story, both before and during his imprisonment. Vladek's recounting of the Holocaust, first to American soldiers, then to his son, is in English, which became his daily language when he moved to America. Vladek's English is fluent, but his phrasing is often non-native, showing the influence of Yiddish (and possibly also of Polish). For example, he asks Art, "But, tell me, how is it by you? How is going the comics business?" Later, describing his internment, he tells Art, "[E]very day we prayed ... I was very religious, and it wasn't else to do". The passages where he is shown in Europe speaking Yiddish or Polish are in standard English, without the idiosyncratic phrasings Spiegelman records from their English-language conversations. Spiegelman does not show other Holocaust survivors (Vladek's second wife Mala, their friends, and Art's therapist Paul Pavel) using Yiddish-influenced constructions.
The German word maus is cognate to the English word "mouse", and also reminiscent of the German verb mauscheln, which means "to speak like a Jew" and refers to the way Jews from Eastern Europe spoke German—a word etymologically related not to maus but, distantly, to Moses.
## Style
Spiegelman's perceived audacity in using the Holocaust as his subject was compounded by his telling the story in comics. The prevailing view in the English-speaking world held comics as inherently trivial, thus degrading Spiegelman's subject matter, especially as he used animal heads in place of recognizably human ones. Talking animals have been a staple of comics, and while they have a traditional reputation as children's fare, the underground had long made use of them in adult stories, for example in Robert Crumb's Fritz the Cat, which comics critic Joseph Witek asserts shows that the genre could "open up the way to a paradoxical narrative realism" that Maus exploited.
Ostensibly about the Holocaust, the story entwines with the frame tale of Art interviewing and interacting with his father. Art's "Prisoner on the Hell Planet" is also encompassed by the frame, and stands in visual and thematic contrast with the rest of the book as the characters are in human form in a surreal, German Expressionist woodcut style inspired by Lynd Ward.
Spiegelman blurs the line between the frame and the world, such as when neurotically trying to deal with what Maus is becoming for him, he says to his wife: "In real life you'd never have let me talk this long without interrupting". When a prisoner whom the Nazis believe to be a Jew claims to be German, Spiegelman has difficulty deciding whether to present this character as a cat or a mouse. Throughout the book, Spiegelman incorporates and highlights banal details from his father's tales, sometimes humorous or ironic, giving a lightness and humanity to the story which "helps carry the weight of the unbearable historical realities".
Spiegelman started taking down his interviews with Vladek on paper, but quickly switched to a tape recorder, face-to-face or over the phone. Spiegelman often condensed Vladek's words, and occasionally added to the dialogue or synthesized multiple retellings into a single portrayal.
Spiegelman worried about the effect that his organizing of Vladek's story would have on its authenticity. In the end, he eschewed a Joycean approach and settled on a linear narrative he thought would be better at "getting things across". He strove to present how the book was recorded and organized as an integral part of the book itself, expressing the "sense of an interview shaped by a relationship".
### Artwork
The story is text-driven, with few wordless panels among its 1,500 black-and-white panels. The art has high contrast, with heavy black areas and thick black borders balanced against areas of white and wide white margins. There is little gray in the shading. In the narrative present, the pages are arranged in eight-panel grids; in the narrative past, Spiegelman found himself "violating the grid constantly" with his page layouts.
Spiegelman rendered the original three-page "Maus" and "Prisoner on the Hell Planet" in highly detailed, expressive styles. Spiegelman planned to draw Maus in such a manner, but after initial sketches he decided to use a pared-down style, one little removed from his pencil sketches, which he found more direct and immediate. Characters are rendered in a minimalist way: animal heads with dots for eyes and slashes for eyebrows and mouths, sitting on humanoid bodies. Spiegelman wanted to get away from the rendering of the characters in the original "Maus", in which oversized cats towered over the Jewish mice, an approach which Spiegelman says, "tells you how to feel, tells you how to think". He preferred to let the reader make independent moral judgments. He drew the cat-Nazis the same size as the mouse-Jews, and dropped the stereotypical villainous expressions.
Spiegelman wanted the artwork to have a diary feel to it, and so drew the pages on stationery with a fountain pen and typewriter correction fluid. It was reproduced at the same size it was drawn, unlike his other work, which was usually drawn larger and shrunk down, which hides defects in the art.
### Influences
Spiegelman has published articles promoting a greater knowledge of his medium's history. Chief among his early influences were Harvey Kurtzman, Will Eisner, and Bernard Krigstein's "Master Race". Though he acknowledged Eisner's early work as an influence, he denied that Eisner's first graphic novel, A Contract with God (1978), had any impact on Maus. He cited Harold Gray's comic strip Little Orphan Annie as having "influenced Maus fairly directly", and praised Gray's work for using a cartoon-based storytelling vocabulary, rather than an illustration-based one. Justin Green's Binky Brown Meets the Holy Virgin Mary (1972) inspired Spiegelman to include autobiographical elements in his comics. Spiegelman stated, "without Binky Brown, there would be no Maus". Among the graphic artists who influenced Maus, Spiegelman cited Frans Masereel, who had made early wordless novels in woodcuts such as Passionate Journey (1919).
## Reception and legacy
Spiegelman's work as cartoonist and editor had long been known and respected in the comics community, but the media attention after the first volume's publication in 1986 was unexpected. Hundreds of overwhelmingly positive reviews appeared, and Maus became the center of new attention focused on comics. It was considered one of the "Big Three" book-form comics from around 1986–87, along with Watchmen and The Dark Knight Returns, that are said to have brought the term "graphic novel" and the idea of comics for adults into mainstream consciousness. It was credited with changing the public's perception of what comics could be at a time when, in the English-speaking world, they were considered to be for children, and strongly associated with superheroes. Initially, critics of Maus showed a reluctance to include comics in literary discourse. The New York Times intended praise when saying of the book, "Art Spiegelman doesn't draw comic books". After its Pulitzer Prize win, it won greater acceptance and interest among academics. The Museum of Modern Art staged an exhibition on the making of Maus in 1991–92.
Maus proved difficult to classify to a genre, and has been called biography, fiction, autobiography, history, and memoir. Spiegelman petitioned The New York Times to move it from "fiction" to "non-fiction" on the newspaper's bestseller list, saying, "I shudder to think how David Duke ... would respond to seeing a carefully researched work based closely on my father's memories of life in Hitler's Europe and in the death camps classified as fiction". An editor responded, "Let's go out to Spiegelman's house and if a giant mouse answers the door, we'll move it to the nonfiction side of the list!" The Times eventually acquiesced. The Pulitzer committee sidestepped the issue by giving the completed Maus a Special Award in Letters in 1992.
Maus ranked highly on comics and literature lists. The Comics Journal called it the fourth greatest comics work of the 20th century, and Wizard placed it first on their list of 100 Greatest Graphic Novels. Entertainment Weekly listed Maus at seventh place on their list of "The New Classics: Books – The 100 Best Reads from 1983 to 2008", and Time put Maus at seventh place on their list of best non-fiction books from between 1923 and 2005, and fourth on their list of top graphic novels. Praise for the book also came from contemporaries such as Jules Feiffer and literary writers such as Umberto Eco. Spiegelman turned down numerous offers to have Maus adapted for film or television.
Early installments of Maus that appeared in Raw inspired the young Chris Ware to "try to do comics that had a 'serious' tone to them". Maus is cited as a primary influence on graphic novels such as Marjane Satrapi's Persepolis and Alison Bechdel's Fun Home.
In 2022, the board of trustees for McMinn County Schools in east Tennessee voted unanimously to remove Maus from the curriculum over concerns including profanity, violence, and nudity. The decision led to a backlash and attracted attention the day before Holocaust Remembrance Day, and was covered by media in the United States, Europe, Asia, and Africa. Spiegelman called the decision baffling, "Orwellian", and "daffily myopic". The ban led to Amazon sales of Maus rising to No. 1. On January 30, 2022, it was the No. 1 overall for books. On January 31, Maus held the No. 1 and No. 2 ranks on Amazon at different times during the day, and also appeared as a best seller on Barnes & Noble's top 100 list and Bookshop's index of best-selling books.
### Critique
A cottage industry of academic research has built up around Maus, and schools have frequently used it as course material in a range of fields, including history, dysfunctional family psychology, language arts, and social studies. The volume of academic work published on Maus far surpasses that of any other work of comics. One of the earliest such works was Joshua Brown's 1988 "Of Mice and Memory" from the Oral History Review, which deals with the problems Spiegelman faced in presenting his father's story. Marianne Hirsch wrote an influential essay on post-memory entitled "Family Pictures: Maus, Mourning, and Post-Memory", later expanded into a book called Family Frames: Photography, Narrative, and Postmemory. Academics far outside the field of comics such as Dominick LaCapra, Linda Hutcheon, and Terrence Des Pres took part in the discourse. Few approached Maus who were familiar with comics, largely because of the lack of an academic comics tradition—Maus tended to be approached as Holocaust history or from a film or literary perspective. In 2003, Deborah Geis edited a collection of essays on Maus called Considering Maus: Approaches to Art Spiegelman's "Survivor's Tale" of the Holocaust. Maus is considered an important work of Holocaust literature, and studies of it have made significant contributions to Holocaust studies.
According to writer Arie Kaplan, some Holocaust survivors objected to Spiegelman making a comic book out of their tragedy. Literary critics such as Hillel Halkin objected that the animal metaphor was "doubly dehumanizing", reinforcing the Nazi belief that the atrocities were perpetrated by one species on another, when they were actually done by humans against humans. Comics writer and critic Harvey Pekar and others saw Spiegelman's use of animals as potentially reinforcing stereotypes. Pekar was also disdainful of Spiegelman's overwhelmingly negative portrayal of his father, calling him disingenuous and hypocritical for such a portrayal in a book that presents itself as objective. Comics critic R. C. Harvey argued that Spiegelman's animal metaphor threatened "to erode moral underpinnings", and played "directly into racist vision".
Commentators such as Peter Obst and Lawrence Weschler expressed concern over the Poles' depiction as pigs, which reviewer Marek Kohn saw as an ethnic slur and The Norton Anthology of American Literature called "a calculated insult". Jewish culture views pigs and pork as non-kosher, or unclean, a point of which the Jewish Spiegelman was unlikely to be ignorant. Critics such as Obst and Pekar have said that the portrayal of Poles is unbalanced—that, while some Poles are seen as helping Jews, they are often shown doing so for self-serving reasons. In the late 1990s, an objector to Maus's depiction of Poles interrupted a presentation by Spiegelman at Montreal's McGill University with persistent abuse and was removed from the auditorium.
Literary critic Walter Ben Michaels found Spiegelman's racial divisions "counterfactual". Spiegelman depicts Europeans as different animal species based on Nazi conceptions of race, but all Americans, both black and white, as dogs—with the exception of the Jews, who remain unassimilated mice. To Michaels, Maus seems to gloss over the racial inequality that has plagued the history of the U.S.
Scholar Bart Beaty disagrees with claims from other critics that Maus presents a fatalistic perspective. Rather, he argues that Maus problematizes the essentialistic understanding of the relationship between the German "cats" and Jewish "mice," or the notion that there is something natural about Germans killing Jewish people.
Scholar Paul Buhle asserted: "More than a few readers have described as the most compelling of any depiction, perhaps because only the caricatured quality of comic art is equal to the seeming unreality of an experience beyond all reason". Michael Rothberg opined: "By situating a nonfictional story in a highly mediated, unreal, 'comic' space, Spiegelman captures the hyperintensity of Auschwitz".
### Parody
Belgian publisher La Cinquième Couch anonymously produced a book entitled Katz, a remix of Spiegelman's book but with all animal heads replaced with cat heads. The book reproduced every page and line of dialogue from the French translation of Maus. The French publisher of the book, Flammarion, had the Belgian publisher destroy all copies under charges of copyright violation.
## Awards and nominations
## See also
- Anthropomorphism
- Birds' Head Haggadah
- Ethnic stereotypes in comics
- Mickey au Camp de Gurs
- Stereotypes of Jews in literature
|
3,136,619 |
Black Friday (1945)
| 1,121,778,239 |
Military operation on 9 February 1945
|
[
"1945 in Norway",
"Battles and operations of World War II involving New Zealand",
"Battles and operations of World War II involving Norway",
"Battles of World War II involving Australia",
"Battles of World War II involving Canada",
"Battles of World War II involving Germany",
"Battles of World War II involving the United Kingdom",
"Conflicts in 1945",
"February 1945 events in Europe",
"Naval aviation operations and battles",
"World War II aerial operations and battles of the Western European Theatre"
] |
On 9 February 1945, a force of Allied Bristol Beaufighter aircraft suffered many losses during an attack on the German destroyer Z33 and its escorting vessels; the operation was called Black Friday by the survivors. The German ships were sheltering in a strong defensive position in Førde Fjord, Norway, forcing the Allied aircraft to attack through massed anti-aircraft fire (FlaK).
The Beaufighters and their escort of Mustang Mk III fighters from 65 Squadron RAF were intercepted by twelve Focke-Wulf Fw 190s of Jagdgeschwader 5 (Fighter Wing 5) of the Luftwaffe. The Allies damaged at least two of the German ships for the loss of seven Beaufighters shot down by FlaK. Two Beaufighters and a Mustang were shot down by the Fw 190s and four or five of the German aircraft were shot down by the Allied aircraft, including that of the ace Rudi Linz.
The decision to attack Z33 and her escorts, rather than a nearby group of merchant ships, followed instructions from the Admiralty to RAF Coastal Command. The losses led to merchant ships being made the priority over destroyers and small warships. Another squadron of P-51 Mustangs was assigned to protect Allied aircraft operating near Norway from German fighters.
## Background
Due to Allied victories in France and Eastern Europe, German shipping was largely confined to the lower Baltic and Norwegian waters by late 1944. This left ports in Norway as Germany's last remaining bases to continue the Battle of the Atlantic and conduct trade with Sweden. When the Baltic iced over during the winter of 1944–45, Germany was forced to transport its vital imports of Swedish iron ore from the port of Narvik in northern Norway.
As German maritime transport routes through Norwegian waters increased in importance, the Royal Air Force Coastal Command transferred seven squadrons of anti-shipping aircraft from bases in eastern England to northern Scotland during September and October 1944. Three squadrons equipped with Mosquito fighter-bombers were stationed at RAF Banff while a wing made up of four squadrons operating Beaufighter heavy fighters was based at RAF Dallachy. The Dallachy Wing comprised 144 Squadron RAF, 404 Squadron RCAF, 455 Squadron RAAF and 489 Squadron RNZAF. These four squadrons were veterans of many anti-shipping operations over the North Sea.
Attacks by the Banff Wing quickly forced German ships travelling along the Norwegian coast to sail at night and take shelter in deep fjords during the day where they were very difficult to attack. To find German ships, the two wings sent out aircraft on almost daily patrols along the Norwegian coastline from the Skagerrak to Trondheim. The Coastal Command squadrons developed a tactic of sending two 'outriders' ahead of the main body of the patrol; these aircraft were manned by experienced aircrew and penetrated into fjords in search of shipping which might not be spotted by the other aircraft. By December 1944, patrols were also routinely escorted by RAF Mustang Mk III fighters and accompanied by Vickers Warwick air-sea rescue aircraft. Only one squadron of Mustangs was available, as these long-ranged fighters were needed to escort daylight raids by heavy bombers against Germany. German fighters began to be encountered off the Norwegian coast in December and from the end of the month it was common for Allied wing-sized operations near Norway to be attacked by groups of up to 30 fighters. In March 1945, the Luftwaffe had 85 single-engined and about 45 twin-engined aircraft operating from ten or twelve airfields south of Trondheim.
## Prelude
During the first weeks of 1945, the Allied strike wings flew few operations due to severe weather. On 15 January, the Banff Wing was intercepted by 30 Fw 190 fighters from III. Gruppe of Jagdgeschwader 5 (III./JG 5) during a raid on the town of Leirvik. Five Mosquitos and five Fw 190s were shot down. By 9 February, 9. and 12. Staffeln, JG 5 were based at Herdla near Bergen, about 65 mi (105 km) to the south of Førde Fjord. These units were equipped with Fw 190s and 12. Staffel was commanded by Leutnant Rudi Linz, a 28-year-old flying ace with 69 'kills' to his credit.
The German Narvik-class destroyer Z33 had entered service in February 1943. She served in Norwegian waters from July of that year and saw combat on several occasions. She was the last German destroyer to leave northern Norway and sailed for Germany on 5 February 1945. It was intended that Z31, which had completed initial repairs at Bergen after being heavily damaged in the Action of 28 January 1945, would join her to make a joint passage to the Baltic. Z33 ran aground in Brufjord on 7 February, damaging her port shaft and propeller and causing both engines to fail. She was taken under tow to be repaired in Trondheim. Z33 and the two tugboats with her chose to shelter in Førde Fjord during daylight on 9 February while en route to Trondheim.
## Battle
### Preliminaries
On the morning of 9 February, two New Zealand Beaufighters of No. 489 Squadron conducted a patrol of the Norwegian coast. These aircraft first sighted a 1,500-ton merchant ship in Stong Fjord; continuing north, they were surprised to find a Narvik-class destroyer accompanied by a minesweeper and two flak ships in Førde Fjord. The aircraft continued their patrol and spotted five large merchant ships in the Nord Gulen and two minesweepers and a flak ship near Bremanger. Despite the pilots' surprise, the Allied command was aware that Z33 was in the area from Ultra signals intelligence.
The Dallachy Wing was on alert to attack any ships found by the reconnaissance patrol. Although the group of five merchant ships were highly vulnerable to attack and a worthwhile target, Coastal Command came under the operational command of the Admiralty and was bound by its decision to give higher priority to attacking warships than merchant vessels. The wing was dispatched against Z33 even though the destroyer and its escorts were well protected and in a difficult position for aircraft to attack.
Wing Commander Jack Davenport, who had commanded No. 455 Squadron until October 1944 and was now on the staff of No. 18 Group RAF, planned the attack on Z33. The plan called for two 'outriders' to precede the main force and confirm the location of the German ships. The Beaufighters would then arrive to the east of the German anchorage, turn to the west and attack the ships before escaping over the sea. Davenport sought to minimise Allied casualties, but the location of the German ships in a narrow and protected fjord meant that the operation was inherently risky. The strike leader was Wing Commander Colin Milson, the 25-year-old commanding officer of No. 455 Squadron, a veteran of anti-shipping operations against Italian and German ships in the Mediterranean and North Seas. Milson had reservations about making what was likely to be a costly raid, particularly given that the war was clearly coming to an end but carried out the order to attack Z33.
After being spotted, the German ships sailed further up Førde Fjord and prepared for an Allied attack. Z33 and several of her escorts anchored close to the steep southern slopes of the fjord near the village of Bjørkedal. Other ships moored near the northern shore after breaking up pack ice with gunfire. This anchorage was also protected by flak batteries on the shore of the fjord.
### Attack
At 1:30 pm on 9 February, Milson led 31 or 32 Beaufighters into the air from Dallachy. The strike force was joined by either ten or twelve P-51 Mustang fighters from 65 Squadron and two Warwick air-sea rescue aircraft from 379 Squadron carrying life rafts to help any aircrew forced to ditch. All four of the Dallachy Wing squadrons contributed aircraft to the force. The 404 and 455 Squadron Beaufighters were armed with RP-3 (60lb rockets) while the aircraft from 144 Squadron and the489 Squadron Beaufighter were armed only with their four 20 mm cannon and six machine guns.
After the attackers crossed the Norwegian coast at 3:40 pm, two Beaufighters from 144 and 489 Squadrons detached themselves from the main force and pressed ahead as outriders. The outriders crossed Førde Fjord near where the German ships had been sighted that morning. At 3:50 p.m. they sent Milson a radio message stating that they could not see the ships. The 'outriders' then turned to the east and overflew the town of Førde before searching the next fjord to the north; during their flight near Førde Fjord they did not spot the German warships in their new position. The 9 and 12 Staffeln of JG5 were scrambled from Herdla at 3:50 p.m. and ordered to attack the Dallachy Wing and its escorts.
Several minutes later, the main body of the raid reached the southern shore of Førde Fjord, travelling north. To their surprise, the Allied planes passed directly over the German ships and came under intense fire from anti-aircraft guns, though no aircraft were hit. Milson wheeled his force to the right to attack the ships from east to west as planned but the steep walls of the fjord protected Z33 from attack from this direction. Milson led the force west to near the mouth of the fjord and ordered the Beaufighters to attack in relays from west to east. This required the aircraft to fly into the face of the German defences and then escape over steep mountains. The narrow confines of the fjord also meant that the Beaufighters had to attack individually from one direction, rather than by swamping the German defences as they normally sought to do.
Milson led the first group of Beaufighters into Førde Fjord at about 4:10 p.m. His aircraft escaped undamaged after attacking a flak ship and other Beaufighters followed him into the fjord. At about this time 12 Fw 190s arrived at Førde Fjord and flew through German flak to intercept the Beaufighters waiting their turn to attack. The British Mustangs were taken by surprise but dived to intercept the German fighters. Over 50 aircraft either engaged in dogfights or dived to attack the German ships; it was the largest aerial engagement ever fought over Norway.
The engagement continued until 4:25 p.m. By that time the German ships had shot down seven Beaufighters and Fw 190As had claimed another two Beaufighters and a Mustang III. The Allied losses included six of the eleven 404 Squadron aircraft in the attack. The Germans killed 14 Allied airmen and took four prisoner of war. The Allies damaged Z33 and several of the other German ships and shot down either four or five Fw 190s. Linz and another German pilot were killed. Kriegsmarine fatalities included four sailors on Z33 and three on the converted trawler VP6808; both of the ships being damaged during the attack. There may also have been fatalities on the other German ships.
## Aftermath
After departing the Førde Fjord area, the surviving Beaufighters, many of which were damaged, returned to RAF Dallachy. Several had difficulty making safe landings and two made belly landings due to undercarriage damage but no further aircraft were lost. The air and ground crew were shocked by the scale of the losses and the battle became known as "Black Friday". The losses suffered by the Dallachy Wing on 9 February were the highest any of Coastal Command's strike wings in one operation during the war.
The German fighters, many of which were short of fuel and ammunition, also broke off at about 4:25 p.m. and returned to base. On the night of 9/10 February, the German ships left Førde Fjord and continued their journey to Trondheim. A subsequent Allied attack on the ships by a different strike wing also failed. Z33 arrived in Trondheim on 11 February and was repaired and departed for Germany on 26 March, arriving safely at Swinemünde on 2 April. She did not see any further combat and was decommissioned at Brunsbüttel in late April as the Navy lacked the fuel needed to operate her.
The losses incurred during the raid on Førde Fjord led to changes in the tactics used by Coastal Command strike wings. Following the attack, the Admiralty agreed to a proposal by Air Chief Marshal Sir Sholto Douglas, the commander of Coastal Command, to assign a higher priority to attacking merchant vessels than to destroyers and small warships. A second squadron of Mustangs was also transferred to protect Coastal Command aircraft operating near Norway from early March. Milson was awarded a bar to his Distinguished Service Order on 13 July 1945 for his leadership and courage during the raid on Førde Fjord, which was described in the citation as a "brilliantly executed operation".
The raid was commemorated in Norway after the war. A monument to the aircrew killed in the battle was dedicated in the town of Førde on 8 May 1985, the 40th anniversary of Norway's liberation. This monument was later moved to Bergen Airport. The Air Combat Museum in the town of Naustdal also houses photos, maps, aircraft parts and other artefacts relating to the battle.
Two of the Fw 190s of JG 5 that flew against the RAF Beaufighters and Mustangs survive, one, an F-model airframe with factory serial number or Werknummer of 931 862, that crashed as a result of the "Black Friday" aerial engagements was found and recovered in September 1983. It resides in Stow, Massachusetts, and had been under restoration by the "White 1 Foundation" of Kissimmee, Florida towards a resumption of full flightworthy status, until its 2012 transfer to the Collings Foundation's facilities in the Bay State to complete the work towards airworthiness. While still in Florida, in 2005 its last pilot, the former Luftwaffe Unteroffizier Heinz Orlowski visited it and sat in the cockpit of his Fw 190F-8, some sixty years after he last flew it and five years before his death in 2010. The other example, an Fw 190A-8 bearing the Werknummer 732 183 was flown by Rudi Linz in the engagement. His Fw 190A-8 is displayed in the Cottbus Hangar of the Military Aviation Museum in Pungo, Virginia, United States as of 2014. Note: The picture in this section of a replica Fw 1900A-8 is not that of Ltn Rudi Linz' "Blue 4", but of a replica wearing a JG 1 scheme. The museum now has the partially restored artefact (AGO Werks No. 732 183) in this hangar in its correct 12. / JG 5 "Blue 4" scheme.
The locations of several of the Beaufighters—gravesites—were found by marine archeologist Rob Rondeau and diving crew 60 years later. One site was given a commemorative plaque, in the presence of a surviving Canadian airman, Herbert (Bert) Ramsden, who participated in the action and a sister of an airman who died there.
|
16,909,177 |
USS Princess Matoika
| 1,159,291,948 |
United States Navy transport ship
|
[
"1900 ships",
"Barbarossa-class ocean liners",
"Maritime incidents in 1920",
"Maritime incidents in 1930",
"Ships built in Stettin",
"Ships of Norddeutscher Lloyd",
"Ships of the Hamburg America Line",
"Ships of the United States Lines",
"Transport ships of the United States Army",
"Transports of the United States Navy",
"World War I auxiliary ships of the United States"
] |
USS Princess Matoika (ID-2290) was a transport ship for the United States Navy during World War I. Before the war, she was a Barbarossa-class ocean liner that sailed as SS Kiautschou for the Hamburg America Line and as SS Princess Alice (sometimes spelled Prinzess Alice) for North German Lloyd. After the war she served as the United States Army transport ship USAT Princess Matoika. In post-war civilian service she was SS Princess Matoika until 1922, SS President Arthur until 1927, and SS City of Honolulu until she was scrapped in 1933.
Built in 1900 for the German Far East mail routes, SS Kiautschou traveled between Hamburg and Far East ports for most of her Hamburg America Line career. In 1904, she was traded to competitor North German Lloyd for five freighters, and renamed SS Princess Alice. She sailed both transatlantic and Far East mail routes until the outbreak of World War I, when she was interned in the neutral port of Cebu in the Philippines. Seized by the U.S. in 1917, the newly renamed USS Princess Matoika carried thousands of U.S. troops to and from France in U.S. Navy service from 1918 to 1919. As an Army transport after that, she continued to return troops and repatriated the remains of Americans killed overseas in the war. In July 1920 she was a last-minute substitute to carry a large portion of the United States team to the 1920 Summer Olympics in Antwerp. From the perspective of the Olympic team, the trip was disastrous and a majority of the team members published a list of grievances and demands of the American Olympic Committee in an action known today as the Mutiny of the Matoika.
After her Army career ended, Princess Matoika was transferred to the United States Mail Steamship Line for European passenger service in early 1921. After that company's financial troubles resulted in her seizure, Princess Matoika was assigned to the newly formed United States Lines and resumed passenger service. In 1922 the ship was renamed SS President Arthur, in honor of the 21st U.S. President, Chester A. Arthur. When changes in U.S. laws severely curtailed the number of immigrants that could enter the country in the early 1920s, the ship was laid up in Baltimore in late 1923.
President Arthur was purchased in October 1924 by the Jewish-owned American Palestine Line to begin regular service between New York, Naples, and Palestine. On her maiden voyage to Palestine she reportedly became the first ocean liner to fly the Zionist flag at sea and the first ocean liner ever to have female officers. Financial difficulties for American Palestine ended the service after three roundtrips, and the liner was sold to the Los Angeles Steamship Company for Los Angeles–Honolulu service. Following three years of carrying tourists and freight, the liner burned in Honolulu Harbor in 1930. She was deemed too expensive to repair and was eventually scrapped in Japan in 1933.
## Hamburg America Line
In March 1900 the Hamburg America Line (German: Hamburg-Amerikanische Packetfahrt-Aktien-Gesellschaft or HAPAG) announced the plans for 22 new ships totaling 150,000 gross register tons (GRT) at a cost of \$11 million. One of the two largest ships announced was SS Kiautschou at an announced 10,200 GRT. The ship was laid down at AG Vulcan Stettin in Stettin, Germany (present-day Szczecin, Poland). During her construction, HAPAG renamed the ship twice before finally settling on Kiautschou, the German colony in China, as her namesake. Built, along with sister ship Hamburg, for HAPAG's entry into the Deutsche Reichspost's Far East routes, Kiautschou was launched on 14 September 1900, and sailed on her maiden voyage from Hamburg to the Far East on 22 December 1900.
The ship was 525 feet (160 m) long and featured twin screws powered by two quadruple expansion steam engines that generated 9,000 horsepower (6,700 kW). The liner also featured bilge keels that helped stabilize her ride. Kiautschou's first-class staterooms were described as "light and large" and located in the center of the ship. She had two large promenade decks, a music room, and a library. Her smoking room was at the rear of the upper promenade deck, and her large dining room featured a balcony where the ship's orchestra could serenade diners.
Kiautschou sailed on the Hamburg–Far East route until May 1902. For one round trip that month, Kiautschou replaced fellow HAPAG steamer Deutschland on Hamburg–New York service, calling at Southampton and Cherbourg on her eastbound trip, and at Cherbourg and Plymouth on her westbound return. After this one transatlantic excursion, Kiautschou was returned to Hamburg–Far East service. On 20 February 1904, in exchange for abandoning the mail routes shared with North German Lloyd, HAPAG traded Kiautschou for Lloyd freighters Bamberg, Königsberg, Nürnberg, Stolberg, and Strassburg.
## North German Lloyd
North German Lloyd renamed the newly acquired ship Princess Alice, though the German spelling Prinzess Alice was widely used in contemporary press coverage and, often, by the Lloyd themselves. There is some confusion as to who exactly was the namesake of the ship. Edwin Drechsel, in his two-volume work Norddeutscher Lloyd, Bremen, 1857–1970, reports that the ship was named equally for Princess Alice of Albany and Alice Roosevelt. Princess Alice of Albany was a granddaughter of Victoria, Queen of the United Kingdom, and the new bride of Prince Alexander of Teck in Württemberg. Alice Roosevelt, daughter of the then-current U.S. President Theodore Roosevelt, was nicknamed "Princess Alice" by the press, and had launched the racing yacht of Kaiser Wilhelm II, Meteor, at Staten Island two years before. William Lowell Putnam gives the namesake as Princess Alice of the United Kingdom, the daughter of Queen Victoria.
Princess Alice departed her new homeport of Bremen on 22 March 1904 for her maiden voyage under her new owners. After arriving in New York draped in flags and bunting, her dining room was the site of a press luncheon thrown by Lloyd staff celebrating her first arrival in that city. Princess Alice made four more roundtrips through early August, then shifted to Bremen–Suez Canal–Far East service, making her first Lloyd voyage on that route 31 August. Princess Alice would continue this pattern—sailing the North Atlantic during the heaviest-trafficked season and shifting to the Far East runs for the balance of the year—through 1910.
Throughout the rest of her Lloyd North Atlantic career she carried some notable passengers to and from Europe. In May 1905, for example, noted Baltimore gynecologist Howard Atwood Kelly, one of the co-founders of Johns Hopkins Hospital, sailed from New York; author Hamilton Wright Mabie and his wife sailed from New York the following month. American botanist Charles Frederick Millspaugh returned to New York aboard the German liner in June 1906, and retired U.S. Navy Rear admiral Alfred Thayer Mahan did the same in June 1907. Senator Augustus O. Bacon (D-GA), sailed for Europe on 1 August 1908.
Prompted by the successful use of wireless in saving lives during the sinking of in January 1909, and by proposed U.S. legislation (later passed as the Wireless Ship Act of 1910) requiring wireless for ships calling at U.S. ports, Princess Alice received her first wireless set in February 1909. Operating with call letters "DKZ" on the 300 m band, her radio had a 250-mile (400 km) range.
At 10:00 on 27 May 1909, loaded with more than a thousand passengers headed for Europe, Princess Alice departed the Lloyd pier in Hoboken, New Jersey. As she neared The Narrows in a heavy fog, she steamed to stay clear of outbound French Line steamer La Bretagne and ran hard aground on a submerged rocky ledge near the seawall of Fort Wadsworth a few minutes after 11:00. After the fog lifted, it was revealed that the bow of Princess Alice had stopped some 5 feet (1.5 m) from the outer walls of the Staten Island fort. Lighthouse tender Larkspur was the first ship to come to the aid of the Princess, followed by U.S. Army Quartermaster's ship General Meigs and revenue cutter Seneca. No passengers were hurt in the incident and it was determined there was no damage to the hull of the liner. But, despite the effort of attending ships, she remained stuck on the ledge. Eventually, after offloading 500 short tons (450 t) of cargo from her front hold onto lighters called to the scene, ten steam tugs and power from Princess Alice's own engines freed the ship at 01:47 on 28 May, almost fifteen hours after running aground. The force required to free the liner was great enough that she was then propelled into SS Marken, at anchor some distance away, damaging one of that ship's fenders. After then making her way to the nearby New York City Quarantine Station, Princess Alice anchored to reload her cargo, and by 09:05, she was underway again. However, she ran aground again in soft mud in Ambrose Channel at 10:15. This time she was able to free herself and proceeded on to Bremen, a little more than 24 hours late. This voyage was further marred by the apparent suicide of a despondent New York attorney on 30 May. The man, headed to the spa town of Bad Nauheim in Hesse, had previously suffered a nervous breakdown and was under the care of a doctor on board the ship at the time he jumped overboard.
In May 1910 Princess Alice sailed her last North Atlantic passage for her German owners. Put permanently on the Far East route, she plied Pacific waters for North German Lloyd until the outbreak of World War I. In late July 1914, as war spread across Europe, Princess Alice neared her destination of Hong Kong with £850,000 of gold from India. Rather than face seizure of the ship and her cargo by British authorities there, Princess Alice instead sped to the Philippines and deposited the gold with the German Consul at Manila. Leaving the neutral port in under 24 hours, the ship then rendezvoused with German cruiser Emden at Angaur before returning to the Philippines in early August and putting in at Cebu where she was interned.
## USS Princess Matoika
On 6 April 1917 the United States declared war and immediately seized interned German ships at U.S. and territorial ports, but unlike most other German ships interned by the United States, Princess Alice had not been sabotaged by her German crew before her seizure. Assigned the Identification Number of 2290, she was soon renamed Princess Matoika. Sources disagree about the identity of the ship's namesake, who is often reported as either a member of the Philippine Royal Family, or a Japanese princess. Putnam, however, provides another answer: one of the given names of Pocahontas was Matoaka, which was sometimes spelled Matoika. The newly renamed ship was taken to Olongapo City, 60 miles (97 km) north of Manila and placed in the drydock Dewey at Subic Bay where temporary repairs were made. She then made her way to San Francisco, and eventually to the east coast. Princess Matoika was the last ex-German ship to be commissioned.
### Transporting troops to France
Placed under the command of William D. Leahy in April 1918, the ship was readied for her first transatlantic troop run. At Newport News, Virginia, elements of the 4th Infantry Division boarded on 9 May. Sailing at 18:30 the next day, Princess Matoika was accompanied by American transports Pastores, Wilhelmina, Lenape, Antigone, and Susquehanna, the British steamer Kursk, and the Italian Duca d'Aosta. The group rendezvoused with a similar group that left New York the same day, consisting of President Lincoln, Covington, Rijndam, British troopship Dwinsk, and Italian steamers Caserta and Dante Alighieri. American cruiser Frederick served as escort for the assembled ships, which were the 35th U.S. convoy of the war. During the voyage—because of the inability to finish serving three meals for all the men during daylight hours—mess service was curtailed to two daily meals, a practice continued on later voyages. On 20 May the convoy sighted and fired on a "submarine" that turned out to be a bucket; the next day escort Frederick left the convoy after being relieved by nine destroyers. Three days later the convoy sighted land at 06:30 and anchored at Brest that afternoon. Princess Matoika sailed for Newport News and arrived there safely on 6 June with Pastores and Lenape. Fate, however, was not as kind to former convoy mates President Lincoln and Dwinsk. On their return journeys they were sunk by German submarines U-90 and U-151, respectively.
After loading officers and men from the 29th Infantry Division on 13 June Princess Matoika set sail from Newport News the next day with Wilhelmina, Pastores, Lenape, and British troopship . On the morning of 16 June lookouts on Princess Matoika spotted a submarine and, soon after, a torpedo heading directly for the ship. The torpedo missed her by a few yards and gunners manning the ship's 6-inch (150 mm) guns claimed a hit on the sub with their second shot. Later that morning, the Newport News ships met up with the New York portion of the convoy—which included DeKalb, Finland, Kroonland, George Washington, Covington, Rijndam, Dante Alighieri, and British steamer Vauben—and set out for France. The convoy was escorted by cruisers North Carolina and Frederick, and destroyers Stevens and Fairfax; battleship Texas and several other destroyers joined in escort duties for the group for a time. The convoy had a false alarm when a floating barrel was mistaken for submarine, but otherwise uneventfully arrived at Brest on the afternoon of 27 June. Princess Matoika, Covington, Lenape, Rijndam, George Washington, DeKalb, Wilhelmina, and Dante Alighieri left Brest as a group on 30 June. The following evening at 21:15, Covington was torpedoed by U-86 and sank the next afternoon. Princess Matoika and Wilhelmina arrived back at Newport News on 13 July.
Around this time, Commander Leahy left Princess Matoika to serve as Director of Gunnery Exercises and Engineering Performance in Washington. For his service on Princess Matoika, though, Leahy was awarded the Navy Cross. He was cited for distinguished service as commander of the ship while "engaged in the important, exacting and hazardous duty of transporting and escorting troops and supplies through waters infested with enemy submarines and mines".
Over the next months Princess Matoika successfully completed two additional roundtrips from Newport News. On the first trip, she left Newport News with DeKalb, Dante Alighiere, Wilhelmina, Pastores, and British troopship on 18 July. The group joined a New York contingent and arrived in France on 30 July. Departing soon after, the Princess returned to Newport News on 13 August. Nine days later she departed in the company of the same ships from her last convoy—with French steamer Lutetia replacing DeKalb—and arrived in France on 3 September. Princess Matoika returned stateside two weeks later.
On 23 September Princess Matoika departed New York with 3,661 officers and men accompanied by transports President Grant, Mongolia, Rijndam, Wilhelmina, British steamer Ascanius, and was escorted by battleship Georgia, cruisers Montana and North Carolina, and destroyer Rathburne. As with other Navy ships throughout 1918, Princess Matoika was not immune to the worldwide Spanish flu pandemic. On this particular crossing, two of her crewmen were felled by the disease as her convoy reached Saint-Nazaire on 6 October. After her return to the U.S. on 21 October, she departed New York once again on 28 October, arriving in France on 9 November, two days before the Armistice. In all she carried 21,216 troops to France on her six trips overseas.
### Returning troops home
With the fighting at an end, the task of bringing home American soldiers began almost immediately. Princess Matoika did her part by carrying home 30,110 healthy and wounded men in eight roundtrips. On 20 December, three thousand troops boarded her and departed France for Newport News, arriving there on 1 January 1919. Among those carried were Major General Charles T. Menoher, the newly appointed chief of the air service, and elements of the 39th Infantry Division. The Matoika arrived with another two thousand troops on 11 February.
In March 1919 Princess Matoika and Rijndam raced each other from Saint-Nazaire to Newport News in a friendly competition that received national press coverage in the United States. Rijndam, the slower ship, was just able to edge out the Princess—and cut two days from her previous fastest crossing time—by appealing to the honor of the soldiers of the 133rd Field Artillery (returning home aboard the former Holland America liner) and employing them as extra stokers for her boilers.
On her next trip the veteran transport loaded troops at Saint-Nazaire that included nine complete hospital units. After two days delay because of storms in the Bay of Biscay, Princess Matoika departed on 16 April, and arrived at Newport News on 27 April with 3,500 troops. Shifting south to Charleston, South Carolina, the Matoika embarked 2,200 former German prisoners of war (POWs) and hauled them to Rotterdam. This trip was followed up in May with the return of portions of the 79th Infantry Division from Saint-Nazaire to New York.
In mid-July Princess Matoika delivered another load of 1,900 former German POWs from Charleston to Rotterdam; most of these prisoners were officers and men from interned German passenger liners and included Captain Heinler the former commander of Vaterland. One former POW, shortly after debarking in Europe, presciently commented that "this [was] no peace; only a temporary truce". After loading American crews of returned Dutch ships, Princess Matoika called at Antwerp and Brest before returning to New York on 1 August.
The ship departed New York on 8 August for her final roundtrip as a Navy transport. She departed Brest 23 August and returned to New York on 10 September. She was decommissioned there on 19 September, and handed over to the War Department for use as a United States Army transport.
## USAT Princess Matoika
As her career as an Army transport began, Princess Matoika picked up where her Navy career had ended and continued the return of American troops from Europe. After returning to France she loaded 2,965 troops at Brest—including Brigadier General W. P. Richardson and members of the Polar Bear Expedition, part of the Allied intervention in the Russian Civil War—for a return to New York on 15 October. In December, Congressman Charles H. Randall (Prohibitionist-CA) and his wife sailed on the Matoika to Puerto Rico and the Panama Canal.
On 5 April Princess Matoika carried a group of 18 men and three officers of the U.S. Navy who were to attempt a transatlantic flight in the rigid airship R38, being built in England for the Navy. Several of the group that traveled on the Matoika were among the 45 men killed when the airship crashed on 24 August 1921.
In May 1920 Princess Matoika took on board the bodies of ten female nurses and more than four hundred soldiers who had died while on duty in France during the war. The ship then transited the Kiel Canal and picked up 1,600 U.S. residents of Polish descent at Danzig, all of whom had enlisted in the Polish Army at the outset of the war. Also included among the passengers were 500 U.S. soldiers who had been released from occupation duty at Koblenz. The ship arrived at New York on 23 May with little fanfare and no ceremony; bodies returned but not claimed by families were buried at Arlington National Cemetery. On 21 July Princess Matoika arrived in New York after a similar voyage with 25 war brides, many repatriated Polish troops among its 2,094 steerage passengers, and the remains of 881 soldiers. In between these two trips, the Belgian Ambassador to the United States, Baron Emile de Cartier de Marchienne, sailed from New York to Belgium on board the Matoika. It was, however, Princess Matoika's next trip to Belgium that was the most infamous.
### The "mutiny"
Beginning 26 July 1920, a majority of the U.S. Olympic contingent destined for the 1920 Summer Olympics in Antwerp, Belgium, endured a troubled transatlantic journey aboard Princess Matoika. The voyage and the events onboard, later called the "Mutiny of the Matoika", were still being discussed in the popular press years later. The Matoika was a last-minute substitute for another ship and, according to the athletes, did not have adequate accommodations or training facilities on board. The conditions on the Princess Matoika were terrible, as the hold reeked of formaldehyde from the dead bodies, and there was no place to train. Furthermore, the athletes were dissatisfied with the quality of food and huge numbers of rats present on the ship. Near the end of the voyage, the athletes published a list of grievances and demands and distributed copies of the document to the United States Secretary of War, the American Olympic Committee members, and the press. Among these were the demans for better accommodations in Antwerp, cabin passage home, and railroad fare from New York to their home cities. The incident received wide coverage in American newspapers at the time.
After the contingent of athletes debarked at Antwerp on 8 August, Princess Matoika made one more voyage of note while under U.S. Army control. The Matoika sailed for New York on 24 August and arrived on 4 September carrying a portion of the returning Olympic team, American Boy Scouts returning from the International Boy Scout Jamboree in London, and the remains of 1,284 American soldiers for repatriation.
## U.S. Mail Line
At the conclusion of her Army service Princess Matoika was handed over to the United States Shipping Board (USSB), who chartered the vessel to the United States Mail Steamship Company for service from New York to Italy. This solution of how to use the Princess for civilian service was the culmination of efforts by the USSB to find a suitable civilian use for her. In 1919 she was one of the ships suggested for a proposed service from New Orleans, Louisiana, to Valparaiso, Chile, and in November 1919, tentative plans were announced for her service with the Munson Line between New York and Argentina beginning in mid-1920, but both of these proposals fell through.
Outfitted for 350 cabin-class and 500 third-class passengers and at 10,421 gross register tons (GRT), Princess Matoika kicked off her U.S. Mail Line service on 20 January 1921, sailing from New York to Naples and Genoa on her first of three roundtrips between these ports. After a storm damaged her steering gear she had to be towed back in to New York on 28 January.
After repairs and a successful eastbound crossing, Princess Matoika had an encounter with an iceberg off Newfoundland while carrying some two thousand Italian immigrants on her first return trip from Italy. On the night of 24 February the fully laden ship struck what was reported in The New York Times as either "an iceberg or a submerged wreck" off Cape Race. The ship's steering gear was damaged in the collision, leaving the ship adrift for over seven hours before repairs were effected. The Matoika's captain indicated that no passengers were hurt in the collision. According to the story of one third-class passenger, she, suspecting there was something seriously amiss, made inquiry after the commotion. A crew member told her that the Matoika had stopped only to greet a ship passing in the night. When she went on deck, insistent on seeing the other ship herself, she saw the iceberg and observed the first-class passengers queued up to board the already-lowered lifeboats (the sinking of the Titanic had been nine years earlier). She took her daughter with her to join one of the queues, and, though initially rebuffed, was allowed to remain. The lifeboats were never deployed, however, and the Matoika arrived in Boston, where she had been diverted due to a typhus scare, on 28 February without further incident.
On the Matoika's third and final return voyage from Italy, begun on 17 May, U.S. Customs Service agents at New York seized \$150,000 worth of cocaine—along with valuable silks and jewels—being smuggled into the United States. Officials speculated that because of a maritime strike, members of a smuggling ring were able to infiltrate the crew of the ship.
After her withdrawal from the Italian route, Princess Matoika was transferred to New York–Bremen service, sailing on her first commercial trip to Germany since before the war, on 14 June. In July, during her second roundtrip on the Bremen route, late rental payments to the USSB resulted in action to seize the nine ships chartered by the U.S. Mail Line, including the Matoika, after its return from Bremen. The ships were turned over to United American Lines—W. Averell Harriman's steamship company—for temporary operation. After some legal wrangling by both the USSB and the U.S. Mail Line—and in light of financial irregularities by the U.S. Mail Line that were uncovered—the ships were permanently retained by the USSB in August.
## United States Lines
Upon the formation of the United States Lines in August 1921, Princess Matoika and the eight other ex-German liners formerly operated by the U.S. Mail Line were transferred to the new company for operation. The Princess, still on New York–Bremen service, sailed on her first voyage for the new steamship line on 15 September. In October Matoika crewmen were reported as taking advantage of the German inflation by consuming champagne available for \$1.00 per quart and mugs of "the best beer" for an American penny. In November, United States Lines announced that Princess Matoika would be replaced on the Bremen route in order to better compete with North German Lloyd, the liner's former owner, but that never came about. The Princess continued on runs to Bremen, calling at the additional ports of Queenstown, Southampton, and Danzig, as her schedule shifted from time to time.
On 28 January 1922 the Matoika departed with 400 passengers, among them 312 Polish orphans headed for repatriation in their homeland. Two days and 100 nautical miles (190 km) out of New York, the liner experienced a heavy gale that disabled her steering gear, and forced her return to New York after temporary repairs failed. The captain was able to steer her through the use of the ship's engines, and arrived safely back in port on 31 January. This incident was the yet another misfortune that had befallen the young Poles. After being orphaned by the fighting between Polish and Soviet forces, the orphans had been taken across Siberia, evacuated to Japan, transported to Seattle, Washington, and taken by rail to Chicago, Illinois, where they were enrolled in school while searches for relatives in Poland were conducted.
After four Bremen roundtrips for United States Lines, Princess Matoika had sailed her last voyage under that name. When newly built Type 535 vessels named for American presidents came into service for the company in May 1922, the Princess was renamed SS President Arthur in honor of the 21st U.S. President, Chester A. Arthur, matching the naming style of the new ships.
After her rename, she continued plying the North Atlantic between New York and Bremen, and was involved in a few episodes of note during this time. In June 1922, two years into Prohibition in the United States, President Arthur was raided while at her dock in Hoboken, New Jersey, which netted 150 cases of smuggled spirits. Officials involved denied reports that the raid was conducted as a legal test case intended to test the determination of USSB chair Albert Lasker that United States-flagged ships could carry and sell alcohol outside the three-mile territorial limit of the United States. Congressman James A. Gallivan (D-MA), an anti-prohibition leader, publicly demanded to know why the ship had not been seized for violating U.S. laws.
In September President Arthur carried Irish republicans Muriel MacSwiney, widow of the recently deceased Lord Mayor of Cork Terence MacSwiney, and Linda Mary Kearns, who had been jailed for murder under the Black and Tans, to New York. Wearing buttons with pictures of Harry Boland, an anti-treaty Irish nationalist who had been killed the previous month, the two women were there to raise funds for orphans of Anti-Treaty IRA forces, who were then fighting in southern Ireland. In October a Hoboken man, after securing a last-minute court order, was able to halt the deportation of his German niece on President Arthur; she was retrieved from the ship ten minutes before sailing time.
In November 1922 U.S. Customs Service agents, seized a cache of Colt magazine guns aboard President Arthur. The entire crew was questioned but all denied any knowledge of the eight weapons found stowed behind a bulkhead. In August the following year, President Arthur took on board a seaman suffering from pneumonia from the Norwegian freighter Eastern Star in a mid-ocean transfer. The ship's doctor and nurse attended to the sailor but were unable to save him.
President Arthur sailed on her last transatlantic voyage from Bremen on 18 October 1923, carrying 656 passengers to New York. Anchoring off Gravesend Bay on 30 October, President Arthur was one of fifteen passenger ships whose arrival in New York was timed to coincide with the opening of the November immigration quota period. Under the Emergency Quota Act passed in 1921, numerical limits on European immigration were imposed which created nationality quotas. At the conclusion of this voyage, President Arthur was laid up in Baltimore, Maryland, for almost a year.
## American Palestine Line
On 9 October 1924 the newly formed American Palestine Line announced that it had purchased President Arthur from the USSB, with plans to inaugurate service between New York and Palestine the following March. The American Palestine Line was formed in 1924 for the purpose of providing direct passenger service from New York to Palestine and was reportedly the first steamship company owned and operated by Jews. The company had negotiated to purchase three ocean liners from the USSB but was able to purchase only President Arthur. After refurbishing the liner, the company inaugurated service between New York and Palestine in March 1925, when President Arthur sailed on her maiden voyage. A crowd of fifteen thousand witnessed ceremonies that included songs, prayers, and speeches in English and Yiddish. The company claimed that President Arthur was the first ocean liner to fly the Zionist flag at sea, and the first ocean liner ever to have female officers.
The line had labor difficulties and financial difficulties throughout its existence. Rumors of a mutiny during President Arthur's first trip were reported in The New York Times, and several crew members got into an altercation with members of the Blackshirts, the Italian fascist paramilitary group, when the liner made an intermediary stop in Naples. On her second voyage, the ship's master-at-arms was killed by a fellow crew member. Financial difficulties included unpaid bills and resultant court actions, and accusations of fraud against company officers that were leveled in the press. In late 1925 the company was placed in the hands of a receiver, President Arthur—after a two-alarm fire in her forward cargo hold—ended up back in the hands of the USSB, and the company's office furniture and fixtures were sold at auction in early 1926.
## Los Angeles Steamship Company
In August 1926 the Los Angeles Steamship Company (LASSCO) announced the acquisition of President Arthur from the USSB. The liner would be extensively rebuilt and then sail opposite of City of Los Angeles (the former North German Lloyd liner Grosser Kurfürst) on a Los Angeles–Hawaii route. Arriving from New York on 24 September, the ship was docked at Los Angeles Shipbuilding and Drydock to immediately begin a \$2.5 million refit. Although initially planned to be ready for February 1927 sailings, progress was slowed by drydock access, and her completion date was pushed to May. During her refit, the ship was renamed City of Honolulu, becoming the second LASSCO ship of that name. At the conclusion of her reconstruction in May, City of Honolulu sailed on a 24-hour shakedown cruise.
### Maiden voyage
City of Honolulu was rebuilt to 10,680 GRT and had accommodations for around 450 first-class and 50 third-class passengers. Her hull was painted all white for LASSCO service, and she sported period designs in her common areas. The dining room, large enough to seat 300 in a single sitting, was decorated in a Grecian theme, and featured eighteen stained glass windows designed by San Diego architect Carleton Winslow. The smoking room was done up in a Tudor style; the music room was decorated in a combined French and Italian Renaissance manner; and the writing room was in Adam style. The suites were all done in either Adam, Queen Anne, or Louis XVI styles. The ship featured six passenger elevators, and a swimming pool patterned on a Pompeian design. One of the few remaining traces of her pre-war German decoration was the rosewood railing on her grand staircase.
On 4 June 1927 a crowd of seven thousand well-wishers saw City of Honolulu depart on her maiden voyage. The festivities were also broadcast on radio station KGFO, a portable station operating form the front cargo deck of the ship. During the journey, broadcasts of the City of Honolulu's orchestra, along with radio personalities and musicians from Los Angeles station KHJ, entertained both passengers and listeners on shore (while the ship was in range).
Several notable passengers sailed on the liner's maiden voyage. Jay Gould II, tennis champion and grandson of railroad tycoon Jay Gould, sailed for a three-month stay at his Hawaiian home. Also sailing were movie star Laura La Plante and her husband, director William A. Seiter, and, Western Auto founder George Pepperdine, who began a three-month tour of the Orient with his daughters. On arrival in Honolulu on 10 June, City of Honolulu was adorned with flowers and received a welcome from airplanes and a flotilla of outrigger canoes that escorted her into the harbor. After a ten-day stay in the islands, she departed for Los Angeles, returning there on 26 June.
### Career
After her maiden voyage City of Honolulu began regular service from Los Angeles to Honolulu and Hilo on what LASSCO called the "Great Circle Route of Sunshine". After arriving at Honolulu, the ship would sail southeast to Hilo, passing the islands of Molokai and Maui on their north sides. On the return from Hilo, the liner would traverse the ʻAlalākeiki, the ʻAuʻau, and the Kalohi Channels, taking the ship between Maui and Molokai on the north and the islands of Kahoolawe and Lanai on the south.
Throughout her career, City of Honolulu transported many notable passengers to Hawaii. In July 1927, for example, Henry Smith Pritchett, president of the Carnegie Foundation, sailed to Hawaii en route to a meeting with the Institute of Pacific Relations. In June 1928 movie stars Norma Talmadge, Gilbert Roland, and Lottie Pickford began a Hawaiian vacation, and on 28 July, Jane Addams, the founder of Hull House and a pioneer of the settlement movement, headed there as well. Addams was on her way to attend the Pan-Pacific Women's Conference and the congress of the Women's International League for Peace and Freedom; a former Governor of Hawaii, Walter F. Frear, returned to the islands on that same voyage. In December Al Jolson and his wife, Ruby Keeler, sailed on the liner for a vacation, and early the next February, the reigning British Open golf champion, Walter Hagen, sailed to start a four-month golfing tour and exhibition in Australia. Hagan was accompanied by Australian golfer Joe Kirkwood; Arctic explorer Donald B. MacMillan also left for Hawaii on the same sailing.
City of Honolulu also carried notable visitors to the mainland. Farris M. Brown, a dealer in Stradivarius instruments, arrived in Los Angeles in May 1928 with three of the famous maker's violins, including the Baron Knoop Stradivarius. In April 1929 Swedish swimmer Arne Borg, accompanied by his wife, arrived in Los Angeles on a world swimming tour, and in May, Sir James Gunnson, a former Mayor of Auckland, arrived for a one-month visit to promote increased trade between California and New Zealand. The next January, Herbert Hagerman, former Governor of New Mexico Territory; author Basil Woon, who had been doing research for a Hawaiian story; and aviation promoter and chewing gum magnate William Easterwood all sailed stateside on the ship.
Apart from notable passengers carried during her tenure, City of Honolulu also frequently served as a conveyance for newlyweds heading for Hawaiian honeymoons. She also carried, in addition to passengers, cargo in both directions, transporting commodities, such as fertilizer and oil, to Hawaii, and Hawaiian goods, like sugar and fresh and canned pineapple to the mainland.
### Fire and scrapping
City of Honolulu's career as a tropical liner, however, was short-lived. On the afternoon of 25 May 1930, just shy of completing three years of LASSCO service, a fire broke out on her B deck while she was docked in her namesake city. Although aided by fireboat Leleiona and U.S. Navy submarine rescue ship Widgeon, firefighters were unable to bring the blaze under control quickly, and it spread to 100 short tons (91 t) of potash aboard the liner. Fears that her cargo of 16,000 barrels (2,500 m<sup>3</sup>) of oil would explode caused firefighters to intentionally sink the liner at her pier in order to help extinguish the conflagration. Through firefighters' efforts, the fire was contained to the upper three decks, leaving the ship's power plant relatively undamaged. All crew members and LASSCO employees on board the ship got off safely; no passengers were on the ship at the time of the fire.
The ship was pumped out and raised on 9 June, and taken to the naval drydock at Pearl Harbor for inspection on 12 June. While remaining in Hawaii, one engine was restored to working order and the ship departed for Los Angeles under her own power on 30 October. After her arrival, further inspections were conducted, and it was determined that repairs would be too expensive, especially given the global economic conditions. City of Honolulu was declared a total loss, and was laid up in the West Basin of Los Angeles Harbor for almost three years. During her lay up, fittings and fixtures stripped from the vessel were auctioned in July 1932, and in December, film crews from Columbia Pictures Corporation spent ten days filming on board the ship.
City of Honolulu was sold to Japanese shipbreakers in mid 1933, and—in the company of Calawaii, another LASSCO ship destined for the scrap heap—the City of Honolulu departed Los Angeles in late August under her own power. Manned by a Filipino crew, the 33-year-old liner developed a problem with one of her boilers almost immediately and had to put into San Francisco for repairs. Getting underway after a lengthy delay, one of her engines failed in mid-ocean, leaving her to plod on to Japan on one engine. She eventually arrived in Osaka at the shipbreaker in mid-December, and was scrapped shortly thereafter.
|
6,687,166 |
Low Memorial Library
| 1,173,165,655 |
Building at Columbia University in Manhattan, New York
|
[
"1897 establishments in New York City",
"Columbia University Libraries",
"Columbia University campus",
"Former library buildings in the United States",
"Libraries on the National Register of Historic Places in Manhattan",
"Library buildings completed in 1897",
"McKim, Mead & White buildings",
"National Historic Landmarks in Manhattan",
"Neoclassical architecture in New York City",
"New York City Designated Landmarks in Manhattan",
"New York City interior landmarks",
"New York State Register of Historic Places in New York County"
] |
The Low Memorial Library (nicknamed Low) is a building at the center of Columbia University's Morningside Heights campus in Upper Manhattan, New York City, New York, United States. The building, located near 116th Street between Broadway and Amsterdam Avenue, was designed by Charles Follen McKim of the firm McKim, Mead & White. The building was constructed between 1895 and 1897 as the university's central library, although it has contained the university's central administrative offices since 1934. Columbia University president Seth Low funded the building with \$1 million (equivalent to \$ million in ) and named the edifice in memory of his father, Abiel Abbot Low. Low's facade and interior are New York City designated landmarks, and the building is also designated as a National Historic Landmark.
Low is arranged in the shape of a Greek cross. Three sets of stairs on the library's south side lead to a colonnade with a frieze describing its founding. The steps contain Daniel Chester French's sculpture Alma Mater, a university symbol. The library is four stories tall, excluding a ground-level basement. The building's raised first floor has an entrance vestibule, as well as an ambulatory around an octagonal rotunda, which leads to offices on the outer walls. The rotunda contains a sky-blue plaster dome and four Vermont granite columns on each of its four sides. The library's stacks could store one-and-a-half million volumes; the east wing hosted the Avery Architectural Library and the north wing hosted Columbia's law library.
The library was built as part of Columbia University's Morningside Heights campus, which was developed in the 1890s according to a master plan by McKim. When Low Library was completed, it was poorly suited for library use, becoming overcrowded from the early 20th century. Low's central location, however, made it a focal point of the university's campus. Following the completion of the much larger Butler Library in 1934, the Low Memorial Library was converted to administrative offices.
## Site
Low Memorial Library is at the center of Columbia University's Morningside Heights campus in Manhattan, New York City. The building's official address is 535 West 116th Street, though the section of 116th Street between Broadway to the west and Amsterdam Avenue to the east is part of the private College Walk. Low is raised above the northern portion of the campus, which itself is a terrace above the South Court to the south. The library building occupies the highest point of the original campus.
The building is surrounded by Miller Theatre and Lewisohn Hall to the southwest; Earl Hall to the west; Mathematics and Havemeyer Halls to the west; Uris Hall to the north; Schermerhorn, Avery, and Fayerweather Halls to the northeast; St. Paul's Chapel to the east; and Buell, Philosophy, and Kent Halls to the southeast. Earl Hall and St. Paul's Chapel are both designed along the same west–east axis as Low. This arrangement is part of McKim, Mead & White's design for the campus.
### Low Library steps
Two flights of steps connect the terrace to the South Court; the library proper is approached by another flight above the terrace. Known as "the Steps", "Low Steps", and occasionally "Low Beach", they are a popular meeting area for Columbia students. They also serve as a connection between the northern and southern sections of Columbia's campus.
One 325-to-327 ft (99-to-100 m) wide flight leads from the South Court to an intermediate landing, and a narrower, 134-to-140 ft (41-to-43 m) leads from the intermediate landing to the terrace. The narrower flight itself has an intermediate landing containing Alma Mater, a sculpture by Daniel Chester French that depicts a woman, personifying the traditional image of the university as an alma mater. Hidden in the statue's leg is an owl symbolizing knowledge and learning; according to college superstition, the first member of the incoming class to find the owl will become class valedictorian. The centers of the stairs are slightly curved upward to remove the impression they were sagging. As a result, the center of each step is about 3.5 in (8.9 cm) taller than the extreme ends. Smaller sets of staircases connect the intermediate landing to passages at terrace level on the west and east.
Architecture critic Paul Goldberger said of the steps in 1987: "The building itself, for all the power of its immense scale and huge dome, seems almost to recede, deferring to the stairs before it." During Columbia University commencement ceremonies, Columbia's "graduation mace" is customarily carried down the stairs. The stairs have been used for other speeches, such as a 1991 speech by novelist Salman Rushdie after the Iranian government targeted him for assassination.
## Architecture
The Low Memorial Library was designed by Charles Follen McKim of McKim, Mead & White and was built between 1894 and 1897. McKim was assisted in the design by William M. Kendall, Austin W. Lord, and Egerton Swartwout. The library was designed in the Neoclassical style, incorporating many elements of Rome's Pantheon and Baths of Caracalla. It was funded by Seth Low, the president of Columbia University and later the mayor of New York City, in memory of his father Abiel Abbot Low.
### Form
Low is arranged in the shape of a Greek cross, is aligned with the Manhattan street grid, and contains beveled corners. The main walls of the building's Greek cross correspond to the four cardinal directions. The cross has a maximum width of 192 ft (59 m). The Greek cross layout had previously been used in several libraries, including the main library of New York University (NYU)'s Bronx campus (now Gould Memorial Library on the campus of Bronx Community College) that was designed by McKim's colleague Stanford White. Low's arrangement, like that of Gould's, is partly inspired by those of the Library of Congress and the British Library. Unlike these other libraries, Low faces away from much of the campus that was built around it.
The building is topped by a round dome made of brick, which is clad on the outside with limestone, and on the inside with steel framing and plaster. The dome has a radius of 52 ft (16 m) and a maximum thickness of 48 in (120 cm) at the bottom, tapering to 9 in (23 cm) at the pinnacle. The steel frame under the dome is made of two 1 in (2.5 cm) thick and 12 in (30 cm) wide steel bars. The ceiling of the rotunda beneath is a false ceiling that hangs about 16 ft (4.9 m) below the inner face of the dome. Otherwise, the dome is made of stone that is designed to be self-supporting. The dome was inspired by the Rotunda, the main library designed by Thomas Jefferson at the University of Virginia, and is also less directly evocative of the dome above the Pantheon.
### Facade
The 12 ft (3.7 m) high base of Low is made of granite. An 86 ft (26 m) wide staircase with 22 or 26 steps leads from the terrace to the main entrance portico on the building's south facade. The highest step, the stylobate of the portico, corresponds to the top of the base. The entrance portico consists of an Ionic-style colonnade of ten columns supporting a cornice and attic. Each of the columns is 35 ft (11 m) tall and has a diameter of 4 ft (1.2 m). The frieze above the columns reads: "Library of Columbia University". An inscription above the colonnade describes the university's founding. It reads:
King's College Founded in the Province of New York
By Royal Charter in the Reign of George II
Perpetuated as Columbia College by the People of the State of New York
When They Became Free and Independent
Maintained and Cherished from Generation to Generation
For the Advancement of the Public Good and the Glory of Almighty God
The building was designed with 150 windows, the smallest of which measures 10 by 4 ft (3.0 by 1.2 m). The upper section of the facade is clad in limestone, in contrast with the surrounding buildings, which are generally made of brick with limestone trim. The west, north, and east walls are designed with pilasters similar in design to the colonnade; the pilasters flank windows that are deeply set into the facade. The corners of the Greek cross also have deeply set windows. The roof of the Greek cross's "arms" is about 70 ft (21 m) above the ground level of the terrace.
Above the top of the cross, Low's walls, which rise to 100 ft (30 m) above the surrounding terrace, are arranged as an octagonal drum supporting the dome. Each of the four main walls has large, half-round windows that are either 44 or 50 ft (13 or 15 m) across and 22 ft (6.7 m) high, and are evocative of the lunettes atop the Baths of Caracalla. The top of the dome is around 135 ft (41 m) above terrace level and 152 ft (46 m) above the grade of what was formerly 116th Street.
### Features
Low has four stories. The ground level is a raised basement while the first floor is one story above ground. The first floor's interior consists of an entrance vestibule on the south side of the building that leads to an ambulatory surrounding a central rotunda. Low's first floor shares design influences with the reading room at the Library of Congress's Thomas Jefferson Building, the Administration Building at the World's Columbian Exposition, and the nearby Grant's Tomb. The second floor had a gallery on the south arm and closed stacks on the north, east, and west arms. The third floor was devoted entirely to lecture rooms.
The library's stacks were built to store one-and-a-half million volumes. Graduate students used the open stacks and adjacent small reading rooms while undergraduates could use only the closed stacks, using the rotunda as a central reading room. Eighteen small reading rooms were provided. Elmer E. Garnsey was hired to create the library's interior color scheme. As of 2010, the exhibition space in the building is open to the public from 9:00 a.m. to 5:30 p.m. Columbia students, staff, and faculty can book the spaces on the first floor for events.
#### Vestibule, president's room, and trustees' room
Low's main entrance contains bronze and glass entrance doors leading to a double-height vestibule measuring 30 by 33 ft (9.1 by 10.1 m). The original doors were made of oak; McKim had proposed bronze doors be used but Low rejected the doors as "out of harmony with our ideals and with the ideals of my father". At the entryway are bronze busts of Zeus and Apollo. The vestibule has a marble floor with red, rust, beige, and gray panels in an octagonal arrangement. George W. Maynard sculpted eight panels with bronze reliefs depicting the twelve zodiac signs; the panels were manufactured by John Williams and displayed at the World's Columbian Exposition, after which they were donated to Columbia University. The vestibule contains a white marble bust of Pallas Athena, which is modeled after Minerve du Collier at the Louvre.
Oak doors on the west and east link to sets of four marble steps, which connect to the former offices of the president and the trustees, respectively. Above these doors are stone architraves with molded leaf-and-dart motifs and lintels with paneling. On either side of the doors are double-height limestone pilasters with gilded capitals. Several portraits were hung in each room. The trustees' room to the east was decorated by the Herter Brothers and has oak paneling. The center of the trustees' room has a Georgian-style fireplace mantel, which contains a broken pediment holding an iron crown from King's College, the predecessor of Columbia University. The mantel has a cornerstone from King's College's original building and a portrait of the college's founding president Samuel Johnson.
The rest of the vestibule's walls have plaster panels bordered by green-and-gold acanthus-leaf motifs, and band courses with Greek fretwork. Each corner of the vestibule has a pilaster similar to those flanking the west and east doors, as well as a wrought-iron lamp. The south wall has a narrow balcony illuminated by a lattice of crossbars; the north wall is a double window above a set of four steps leading to the rotunda. Laurel leaves and medallions divide the vestibule's ceiling into nine coffers. The central coffer has a bronze lantern above the Pallas Athena bust.
#### Ambulatory
The ambulatory is an octagonal hallway around the rotunda consisting of alternating long and short passages; the long passages correspond to the cardinal directions while the shorter passages correspond to the intercardinal directions. The floor has alternating marble squares and circles that are laid in hues of red, yellow, and black-and-white. At the floor's center is a bronze bas-relief of the university's seal.
The walls of the long passages have Doric-style limestone pilasters and orange plaster panels, bordered by leaf motifs and band course like those in the vestibule. There are also oak panels that correspond to the rotunda's former bookcases. The south hallway contains a pair of green, double-height, Connemara marble columns that screen it from the entrance vestibule. The columns, each of which weighs 25 short tons (22 long tons; 23 t), were quarried from the largest blocks of Connemara marble available when the library was built. The ceiling of the south hallway is divided into five coffers and a bronze lamp hangs from the outermost coffer on either side. The west, north, and east hallways have similar ceilings but are illuminated by three bronze lanterns. The north hall has a balcony while the south and east halls have gates to the rotunda.
Offices and additional libraries surrounded the ambulatory. At the center of the outer walls of the west, north, and east hallways are double wooden doors that lead to offices. Formerly, these doorways led to catalogue and specialized libraries. The doors on the east hall led to the Avery Architectural Library while the north hall's doors led to the law library. The Avery Architectural Library's ceiling beams bore inscriptions of architects' names. The west hall's doors led to the administrative offices, and the west wing contained the periodical, catalogue, and delivery rooms. The periodical room measured 61 by 37 ft (19 by 11 m) and had a two-story-high ceiling. There was also an exhibition room measuring 39 by 54 ft (12 by 16 m).
Decoration in the short passages is simple: The unornamented walls are made of plaster and have arched, recessed doorways flanked by simple pilasters. The halls have arched ceilings and are illuminated by bronze lamps on marble pedestals, below which are lions' heads and above which are glass globes. Staircases rise to the upper levels, which are adjacent to each of the short sections of the ambulatory.
#### Rotunda
The center of Low's first floor contains an octagonal rotunda, the library's former reading room. The rotunda has four long walls corresponding to the cardinal directions and four short walls corresponding to the intercardinal directions. The reading room contained circular tables, each of which was lit by a reading lamp. The reading room's seats were arranged in four concentric rings. Four columns adjoined a reference desk at the center of the rotunda. Above the columns was a decorative iron structure topped by a four-sided clock with a bronze sculpture of an eagle.
Each of the rotunda's main walls includes four Vermont granite columns with gilt-bronze, Ionic-style capitals that screen the rotunda from the ambulatory. Each column is 29 ft (8.8 m) tall, supporting a third-story balcony, and each of the capitals weighs almost one ton. Vermont marble was chosen because it closely resembles Connemara marble, which could not be used for the rotunda due to the scarcity of large pieces of that material. Bookcases rising to eye level were originally laced between the columns to give the impression of an enclosed space. Depictions of Roman and Greek luminaries Demosthenes, Euripides, Sophocles, and Augustus Caesar are placed on the balcony along the north wall. McKim personally funded he figure of Euripides. Twelve figures were planned for the other walls but these figures were never built.
The corners of the rotunda have large, limestone piers that serve as pendentives for the rotunda's ceiling; the piers contain gold circles and have internal ducts. Inscriptions of the medieval sciences of Law, Philosophy, Medicine, and Theology decorate the piers. The tops of the pendentives are beveled. The rotunda's piers also support vaults on each of the building's main walls, which include half-round windows. During daylight hours, the lunette windows atop the walls provided sufficient illumination.
The rotunda's ceiling is 105.5 ft (32.2 m) tall and 73 ft (22 m) across. The ceiling is a false dome made of plaster over steel mesh and is painted sky blue. The false dome's ribs are spaced four ft (1.2 m) apart at the springing of the arches. A sphere that reflected light from eight spotlight beams on the room's third-floor balconies at night was suspended from the ceiling. The globe was intended to resemble the moon. The sphere was seven ft (2.1 m) across and hung from a steel, one-quarter in (6.4 mm) thick wire, giving the impression it floated in midair. It is not known whether the spotlights were ever used for their intended purpose but the sphere has since been removed.
#### Other stories
A sub-basement contained heating and ventilating apparatus, and a storage room. There are doors at each of the basement's four corners. When the Low Memorial Library was operating as a library, students generally used these doors to enter the building because they were convenient entrances from the campus grounds. The basement had cloak rooms, the office of the superintendent of buildings and grounds, a sub-post office, a telegraph office, and telephone booths. It also contained a portion of the stacks, which could store 150,000 volumes. A separate stack room served the law library in the north wing, to which it was connected by stairs.
The law library occupied the entire north wing, and the north side of the second story contained law collections. The east side had social sciences collections, with the Columbiana collection on the northeast corner and modern-language collections on the west side. The south wing, which is the top of the entrance vestibule, has only a balcony. The third-story balconies formerly held the open stacks, which were used by graduate students. The gallery stacks held 16,000 volumes. The third floor had history and philosophy collections, offices, workrooms, and 10 lecture halls. The layout of the second and third stories allowed different specialties to have seminar areas and private study rooms near the stacks corresponding to their subjects.
## History
In 1890, through his family's wealth and social connections, Seth Low became Columbia University's president. The university's campus, which at the time was in Midtown Manhattan, was quickly becoming cramped. In April 1892, Columbia University acquired the former site of the Bloomingdale Insane Asylum between Broadway, Amsterdam Avenue, and 116th and 120th Streets in Morningside Heights. The next month, Low hired Charles Follen McKim, Charles C. Haight, and Richard Morris Hunt as consultants to plan a new campus on the newly acquired site. Low wanted the consultants to collaborate but the process became an architectural design competition in practice, with each architect preparing multiple plans in different styles. In April 1893 the architects presented their findings to the trustees. Columbia ultimately hired McKim to design the new Morningside Heights campus in late 1893. McKim was a relatively inexperienced architect at the time, but he had endowed a fellowship to the Columbia School of Architecture three years prior.
### Development
#### Planning
The center of the site was higher than its surroundings, leading McKim to develop a classical-style campus around the highest point. Columbia's trustees approved the first iteration of McKim's campus plan in April or May 1894; the plan had a rectangular library building surrounded on either side by symmetrical rows of buildings. The library was to be built at the center of the campus, facing south toward a main entrance on 116th Street; there would also be a court to the north, an assembly hall to the west, and a chapel to the east. In this plan, the pathways around the library were too narrow and the assembly hall, library, and chapel appeared to form a wall dividing the campus's north and south halves. Consequently, the plans underwent further refinement through mid-1894. McKim, working with his colleagues Kendall, Lord, and Swartwout, considered circular and octagonal layouts for the library before deciding on a cruciform layout.
In July 1894 McKim wrote to his partner William Rutherford Mead saying though "the scheme for the Library has undergone many changes", he and his colleagues had devised a suitable revised plan. The library would be placed on the site's highest point with a dome 300 ft (91 m) above the water level of the nearby Hudson River, and would be surrounded by the other buildings on campus. To make the library stand out, McKim designed a grand stairway for the 116th Street frontage. The assembly hall and chapel were moved from the library to the west and east, creating small courtyards on either side. Seth Low had contemplated whether the other buildings should be ornately decorated so the trustees could approve of the design but McKim believed the library should have a simple-yet-grand style. The trustees approved this proposal, under which the library would cost \$700,000 (equivalent to \$ million in ), in November 1894. Later that month a model of the library was exhibited at the American Fine Arts Society.
After plans for the library were approved, the trustees received bids for the construction of the library and surrounding buildings. At the time, Columbia had sufficient funds to construct a few buildings but not the library. In May 1895 the construction contract was awarded to Norcross Brothers. A few days after the construction contract was awarded, Seth Low donated \$1 million (equivalent to \$ million in ) to the library in memory of his father, Abiel Abbot Low. In exchange, the library would be named the Low Memorial Library. The donation reportedly comprised a third of Seth Low's fortune. News media profusely praised the donation, which was reported for several days on the front pages of the city's newspapers. McKim thanked president Low for the donation: "If, when the Library building shall be completed, your confidence in our firm prove to not have been misplaced, I shall regard [the library] one of the greatest happinesses of my life."
#### Construction
Seth Low asked McKim to draw designs for a library with a facade of marble, limestone, or brick and limestone. The initial plans called for a marble facade but Low had been hesitant to use such an expensive material, preferring instead to use brick for the library. McKim had wanted to use limestone, a material with a "monumental character". Construction had started by June 18, 1895. Initial work included excavation of the library's foundation. Seth Low wished to hold a cornerstone-laying ceremony in late 1895, but he postponed these plans after the groundbreaking for NYU's Gould Library that October – he did not want to hold a similar event in such close succession. The Low Library's cornerstone was informally laid on December 7, 1895.
Construction of the library was delayed by disagreements over the dome's design. When the walls were being constructed, McKim had planned to create the dome using concrete carried on iron trusses with limestone cladding. Columbia's architecture departmental head William Robert Ware argued such a design would not be "a real dome". McKim then proposed a Guastavino tile dome, to which Ware agreed. The Norcross Brothers then proposed an un-reinforced concrete dome they had planned themselves and McKim submitted plans to the New York City Department of Buildings (DOB). The DOB delayed issuing the permit until November 1895, likely in part because of the uncertainties over the new design. By then, the architects feared cold weather would weaken the concrete, forcing the dome to be deferred until the following spring. Consequently, the dome was made of brick with an inner surface of metal lath and plaster, and a limestone exterior. The site of Columbia University's new campus was officially dedicated on May 2, 1896, by which time work on the library was rapidly progressing.
Seth Low had wanted all the library's columns to be made of Connemara marble, but because of their large diameters only two columns of that size could be quarried with the material available. NYU had purchased sixteen narrower Connemara marble columns for its own library; its architect, McKim's partner Stanford White, boasted about how Columbia's library had been unable to secure the same material. Columbia's two Connemara marble columns were placed at the entrance to the vestibule, where they were most prominent, and Vermont marble was used for the rest. An issue about inscriptions for the exterior friezes, which Low started to discuss at the end of 1896, arose. He devised some ideas for inscriptions during mid-1897, suggesting to McKim the inscriptions should describe Columbia's history. The Columbia trustees disagreed on whether such inscriptions should be in English or Latin, as well as their locations. Ultimately, they gave McKim permission only for the inscription above the main entrance. In June 1897 Columbia's existing library closed for three months for the relocation of the collection.
### Use as a library
#### Early years
The new Columbia University campus opened on October 4, 1897. The opening was marked with a small ceremony in the library's reading room, during which Seth Low announced his resignation. Low Library was not completed at the time; the power plant and other mechanical systems were not in operation, and the final details were still being installed through 1898. From its opening, the building served both as a library and as the university's administrative office. The library could store 450,000 volumes in its stacks. Additional space on the third floor was being temporarily allocated to Columbia's political science and philosophy departments, which were expected to relocate to dedicated quarters some time in the future, freeing space for another 600,000 volumes.
University officials believed the new library was sufficient to accommodate the university's collection, which in 1896 contained 215,000 volumes and was adding 12,000 volumes annually. The campus had 1,353 students across all programs in 1898, and the library was expected to easily accommodate all these students. The collection grew much more quickly after the opening of the Morningside Heights campus, reaching 300,000 volumes by 1900. The following year, a university pamphlet said the library was open on weekdays between 8:30 a.m. and 11:00 p.m., and the library closed one hour earlier from July to September. At the time, the library had about 10,000 volumes in the general reading room, as well as 310,000 bound volumes and many pamphlets in the stacks. The steps outside the library became a meeting area for Columbia undergraduates in the early years of the campus. In 1903 the Alma Mater sculpture was installed on the steps leading to the library.
#### Overcrowding
The collection was organized in a compartmentalized manner, and departments expanded at different rates, causing problems for the building's operation as a library. Nicholas Murray Butler, who had replaced Seth Low as university president, was observing crowded conditions at the library by 1902; according to American Architect magazine, "One or two utilitarian points have been rather sacrificed." In addition, the calling of books from the stacks was difficult. The 10,000 ft-long (3,000 m) pneumatic tube delivery system stopped working two weeks after it was installed, and a dumbwaiter system had also broken down. The crowding increased in later years because the political science and philosophy departments did not move as scheduled, and because of increased enrollment – the university had 4,225 students by 1914. The overcrowding was slightly alleviated in 1910 when the law collection was relocated to the newly built Kent Hall. Avery Hall opened two years later; by then, the Avery Architectural Library had also outgrown its space at Low. The increasing overcrowding led Columbia's newspaper to say in a 1924 article: "'Library' is a misnomer for an edifice designed for the benefit of sightseers."
In a 1921 report, Butler said: "Pressure upon the Library of the University has become such as well nigh to paralyze it." In that year's university's annual report, Butler suggested a library could be created in University Hall, the completion of which had been delayed for years. A 1923 guidebook reported: "The room seats 152 readers, 15,000 reference volumes arranged on the shelves. The library contains in all about 835,000 volumes, beside pamphlets, manuscripts, and 50,000 doctoral dissertations." The following August, Charles C. Williamson, who was appointed Dean of the Columbia School of Library Service in 1926, wrote to Butler suggesting the creation of a new library. Williamson said in his letter: "A condition has been reached which threatens to hamper the growth and development of the University." Williamson suggested Columbia's library system needed space for at least four million volumes. Low's rotunda had become overcrowded with a reference collection while the card catalogs could not be sufficiently accommodated in the building.
Williamson began soliciting funds from philanthropist and Columbia alumnus Edward Harkness, and he commissioned James Gamble Rogers to design a new library. Rogers's ambitious plan to complete University Hall also included a bridge and tunnel connecting it with Low. As part of this plan, Low's north wing would have been gutted and replaced with a staircase leading to the bridge. The plan was never realized because large portions of University Hall would have had to be rebuilt to accommodate the weight of the books, and the project was deemed too expensive. In December 1930 Butler asked Harkness to fund a new building on South Field facing Low from a site across 116th Street. Rogers devised a final design for South Hall (now Butler Library) in April 1931. The new library, which Harkness agreed to fund that May, would be able to hold four million volumes.
### Administrative offices
The new South Hall was dedicated on November 30, 1934. A giant slide was used to transport the 700,000 books – 22 mi (35 km) worth – in Low's stacks to the new library. Low continued to host the president's and secretary's offices, the summer session, and the Columbiana and Rare Book Collections. The rest of the building contained mostly faculty offices. Because people continued to refer to the building as "Low Library", some students were confused and believed the building still served as a library.
In the first few years after the South Hall library was completed, the Low building was used for events such as an exhibit of fine books, a show of Navajo art, and a display of rare religious art. Low was also used to host large ceremonies with notable guests of honor, including George VI and Queen Elizabeth of Britain, who visited Low in 1939, as well as British prime minister Winston Churchill and Queen Juliana of the Netherlands. In 1948 the west wing of the first floor was renovated as an office for the General of the U.S. Army Dwight D. Eisenhower when he became Columbia's president. Edmund Astley Prentis, and his wife and sister, donated a colonial-style drawing room to Low Library in 1960. Four years later, the north wing was turned into the Faculty Room, a reception hall with oak paneling.
The New York City Landmarks Preservation Commission (LPC) designated Low as a city landmark in 1966. During the 1968 Columbia protests, Low was occupied by students objecting to, among other things, the proposed construction of a university-owned gymnasium in Morningside Park and Columbia's involvement with the Vietnam War. A major anti-war protest also took place at Low in 1972. Among the less-conventional uses of the library's interior in the 1970s was a model airplane club being allowed to use the rotunda to fly miniature aircraft at weekends. The rotunda continued to host events like the annual Alfred I. duPont-Columbia University Awards for news broadcasters. The LPC designated the interior of the library's first floor as a city landmark in 1981. Low was added to the National Register of Historic Places in 1987 as a National Historic Landmark, and it was added to the New York State Register of Historic Places the same year.
In 2001 Columbia began to renovate Low's roof and add new mechanical systems to plans by David Paul Helpern Associates. The work was projected to cost \$14.5 million (equivalent to \$ million in ) and the installation of the new mechanical systems would enable Columbia officials to remove mechanical equipment from the roof. At the time, the building was still open to the public on weekdays from 9:00 a.m. to 5:00 p.m. In the early 21st century Low continued to be the location of large events such as protests and rallies. For example, in 2016, students conducted a sit-in and a "sleep-out" to demand divestment from fossil fuel companies, and a chapter of Extinction Rebellion protested in the building in 2019.
## Impact
The Low Memorial Library was intended to symbolize Columbia's new campus and to serve as an administrative center. A 1995 article from the journal Library Columns said Low's cornerstone symbolizes the cornerstone of the entire campus "not only architecturally, but philosophically and philanthropically". Some early publications praised the design; one source said the library is "a utilitarian scheme artistically carried out", and another ranked the library "among the foremost in the world". The fifth edition of the AIA Guide to New York City described Low Memorial Library in 2010 as "Columbia University's most noteworthy visual symbol" and a "dignified centerpiece for the campus".
The Real Estate Record and Guide, believing Low to have been patterned after a French church by "the architect Rumpf", criticized Low's design as "plagiarized" from the older church. Montgomery Schuyler, who resented the fact the Columbia campus had not been designed in a Collegiate Gothic style, wrote in 1910: "the library of Columbia is a 'library de luxe and not de books'," citing a French friend. Architectural historian Richard Guy Wilson said: "The dome and space overpower while directional orientation to the necessities, such as picking up a book, are afterthoughts." According to Wilson, Low's exterior has "a powerful, rude strength of classicism being reborn" with refinement only in its architectural detail.
The Low Memorial Library has appeared in several portrayals of Columbia University in popular culture, including the 2005 film Hitch and the 2017 film The Post. The library building has also been depicted on postage. In 1954, during the university's bicentennial, Low was commemorated on a postage stamp. For the university's semiquincentennial in 2004, an image of the library was placed on a pre-stamped postcard.
## See also
- List of libraries in 19th-century New York City
- List of New York City Designated Landmarks in Manhattan above 110th Street
- National Historic Landmarks in New York City
- National Register of Historic Places listings in Manhattan above 110th Street
|
1,703,418 |
French battleship Suffren
| 1,143,551,332 |
Predreadnought ship sunk in 1916
|
[
"1899 ships",
"Battleships of the French Navy",
"Maritime incidents in 1907",
"Maritime incidents in 1916",
"Naval magazine explosions",
"Ships built in France",
"Ships sunk by German submarines in World War I",
"Ships with Field tube boilers",
"Shipwrecks of Portugal",
"Warships lost in combat with all hands",
"World War I battleships of France",
"World War I shipwrecks in the Atlantic Ocean"
] |
Suffren was a predreadnought battleship built for the Marine Nationale (French Navy) in the first decade of the twentieth century. Completed in 1902, the ship was assigned to the Escadre de la Méditerranée (Mediterranean Squadron) for most of her career and often served as a flagship. She had an eventful career as she twice collided with French ships and twice had propeller shafts break before the start of World War I in 1914. Suffren was assigned to join the naval operations off the Dardanelles, where she participated in a series of attacks on the Ottoman fortifications guarding the straits.
She was moderately damaged during the fighting on 18 March 1915 and had to be sent to Toulon for repairs. Upon their completion the ship returned to provide gunfire support for the Allied forces during the Gallipoli Campaign. Suffren provided covering fire as the Allies withdrew from the peninsula and accidentally sank one of the evacuation ships. After repairs the ship was assigned to the French squadron tasked to prevent any interference by the Greeks with Allied operations on the Salonica front. While en route to Lorient for a refit, Suffren was torpedoed off Lisbon by an Imperial German submarine on 26 November 1916 and sank with all hands.
## Design and description
The three battleships of the Charlemagne class that had been authorized in 1893 were still building when the Navy Minister, Vice-amiral (Vice Admiral) Armand Besnard, was able to get the Chamber of Deputies to authorize the battleship Iéna in 1897 to an improved Charlemagne design. The Chamber authorized another battleship the following year and Besnard, not wishing to delay construction for the time required for an entirely new design, requested an enlarged and improved version of Iéna.
Suffren was intended to have only modest improvements in armament and armour, but the number of improvements grew as the project was discussed by the Conseil des travaux de la Marine (Board of Construction) so that she was essentially a new design, retaining only some of Iéna's layout. The biggest changes were that the bulk of the secondary armament was mounted in turrets, rather than Iéna's casemates, and the stowage of shells for the main armament was increased from 45 to 60 rounds per gun.
### General characteristics
Suffren was 3.55 m (11 ft 8 in) longer than Iéna, being 125.91 m (413 ft 1 in) long overall. She had a beam of 21.42 m (70 ft 3 in) and a draught of 7.39 m (24 ft 3 in) forward and 8.22 m (27 ft) aft. She displaced 12,432 t (12,236 long tons) at normal displacement, and 12,892 t (12,688 long tons) at full load, over 700 t (690 long tons) more than the earlier ship. Suffren was fitted with bilge keels to reduce her rolling. Her crew numbered 31 officers and 637 men as a private ship and 42 officers and 700 sailors as a flagship.
### Propulsion
Suffren was powered by three Indret vertical triple-expansion steam engines, each driving one propeller shaft. The centre shaft drove a three-bladed screw propeller and the wing propellers were four-bladed; each was 4.39 m (14 ft 5 in) in diameter. The engines used steam provided by 24 Niclausse boilers at a working pressure of 18 kg/cm<sup>2</sup> (1,765 kPa; 256 psi). Rated at a total of 16,200 ihp (12,100 kW), the engines were intended to give the ship a speed of 17 kn (31 km/h; 20 mph). During her sea trials on 12 November 1903, they produced 16,809 ihp (12,534 kW) and gave a top speed of 17.9 kn (33.2 km/h; 20.6 mph). The ship carried a maximum of 1,233 t (1,214 long tons) of coal which allowed her to steam for 3,086 nmi (5,715 km; 3,551 mi) at a speed of 12 kn (22 km/h; 14 mph). Suffren carried 52.15 t (51.33 long tons) of fuel oil to be sprayed on the coal to improve its burn rate. The ship's 80-volt electrical power was provided by two 600-ampere and three 1,200-ampere dynamos.
### Armament
Like Iéna, Suffren carried her main armament of four 40-calibre Canon de 305 mm (12 in) Modèle 1893/96 guns in two twin-gun turrets, one each fore and aft of the superstructure. The turrets were traversed by electric motors, but were elevated and depressed by hand. The guns were loaded at an angle of −5° and they had a maximum elevation of +15°. They fired 349.4 kg (770 lb) armour-piercing projectiles at the rate of roughly one round per minute. They had a muzzle velocity of 855 m/s (2,810 ft/s) which gave a range of 12,000 m (13,000 yd) at maximum elevation. Suffren carried 60 shells for each gun with each turret holding ready-use racks for 22 projectiles.
The ship's secondary armament consisted of ten 45-calibre Canon de 164.7 mm (6.5 in) Modèle 1893/96 guns. Six of these were mounted in single-gun turrets on each side of the superstructure and the remaining four guns were positioned below them on the upper deck in individual casemates that were sponsoned out over the tumblehome of the sides. The guns fired 54.9 kg (121 lb) shells at a muzzle velocity of 900 m/s (3,000 ft/s) to a maximum range of 10,800 m (11,800 yd). Their theoretical rate of fire was between two and three rounds per minute. Suffren carried 200 shells for each gun. She also carried eight 45-calibre Canon de 100 mm (3.9 in) Modèle 1893 guns in shielded mounts on the shelter deck and on the superstructure. These guns fired a 16 kg (35 lb) projectile at 710 m/s (2,300 ft/s), which could be elevated up to +20° for a maximum range of 9,000 m (9,800 yd). Their maximum rate of fire was four rounds per minute. The ship carried 2,000 shells for these guns.
For defence against torpedo boats, Suffren mounted twenty-two 50-calibre Canon de 47 mm (1.9 in) Modèle 1885 Hotchkiss guns. They were positioned in the fighting tops and on the superstructure. They fired a 1.5 kg (3.3 lb) projectile at 650 m/s (2,100 ft/s) to a maximum range of 5,000 m (5,500 yd). Their theoretical maximum rate of fire was fifteen rounds per minute, but only seven rounds per minute sustained. Suffren carried 16,500 rounds for these guns. Two 37 mm (1.5 in) Modèle 1885 Hotchkiss guns were also mounted on the upper bridge.
The ship was equipped with four 450 mm (17.7 in) torpedo tubes on the broadside. Two of these were submerged, abaft the forward turret, and fixed at a 30° angle to the side. The two above-water tubes could traverse 80°. Normally Suffren carried twelve Modèle 1892 torpedoes, of which four were training models.
### Armour
Suffren had a complete waterline armour belt of Harvey armour that had a maximum thickness of 300 mm (11.8 in) amidships and reduced to 250 mm (9.8 in) at the bow and 230 mm (9.1 in) at the stern. The lower edge of this belt was 124 mm (4.9 in) in thickness amidships and thinned to 113 mm (4.4 in) at the bow and 100 mm (3.9 in) at the stern. The armour plates were 2.5 m (8 ft 2 in) high of which 1.4 m (4 ft 7 in) was above the waterline and 1.1 m (3 ft 7 in) below it. Above this was a strake of special-steel armour that extended from the bow to the aft transverse bulkhead below the aft main-gun turret. In thickness it ranged from 70 mm (2.8 in) at the bow to 110 mm (4.3 in) amidships. This armour was backed by a highly subdivided cofferdam intended to reduce flooding from any penetrating hits as its compartments were filled by water-resistant "bricks" of dried Zostera seaweed (briquettes de zostère). The outer sides of the casemates were protected by special-steel plates 110 millimetres thick. The casemates were separated by an 80 mm (3.1 in) transverse bulkhead and a centreline bulkhead 50 mm (2 in) thick subdivided the casemates.
The main turret armour was 290 mm (11.4 in) in thickness with a 50-millimetre roof and the barbettes were protected by 250 mm (9.8 in) of armour. The armour for the secondary turrets ranged from 102 mm (4 in) thick at the front to 192 mm (7.6 in) at the rear. The conning tower had walls 224–274 mm (8.8–10.8 in) thick and its communications tube was protected by 150 mm (5.9 in) of armour. The armoured deck consisted of 55–60 mm (2.2–2.4 in) mild-steel plates laid over two 10 mm (0.39 in) plates. The splinter deck beneath it comprised two layers of 19 mm (0.75 in) plates.
## Construction and career
### Prewar
Suffren, named after Vice-amiral Pierre André de Suffren de Saint-Tropez, was ordered on 21 April 1898 from the Arsenal de Brest. She was laid down on 5 January 1899 and launched on 25 July of the same year. Her fitting-out was delayed by the late delivery of fittings and armour. Suffren began her sea trials in November 1903, but was not commissioned until 3 February 1904. On 18 August 1903 she participated in a gunnery trial with the predreadnought Masséna off Île Longue. A mild-steel plate 55 cm (21.7 in) thick, measuring 225 by 95 cm (7 ft 5 in by 3 ft 1 in), was attached to the side of Suffren's forward turret to determine the resistance of an armour plate to a large-calibre shell with six sheep placed in the turret to simulate its crew. Masséna anchored 100 m (330 ft) away from Suffren and fired a number of 305-millimetre shells at the plate. The first three were training shells that knocked splinters off the armour plate. The last two shells, fired with full charges, cracked the plate, but Suffren's turret was fully operational, as was her Germain electrical fire-control system, and the sheep were unharmed. One splinter struck Masséna above her armour belt and left a 15-centimetre sized hole in her hull. Another 50 kg (110 lb) splinter landed within a few metres of the Naval Minister, Camille Pelletan, who was observing the trials.
When Suffren was commissioned in Brest, she was assigned to the Escadre de la Méditerranée shortly afterwards. After arriving in Toulon, she became the flagship of its commander, Vice-amiral Palma Gourdon, on 24 February. Two months later she carried the President of France, Émile Loubet, on a state visit to Naples. As time went by several defects were revealed in service, including the weakness of the underpowered capstan which was barely capable of raising the anchor in waters 15–20 m (49–66 ft) deep. Another problem was that the centre engine and its propeller shaft tended to overheat. Gourdon was relieved by Vice-amiral Charles Touchard on 4 October 1905. During fleet exercises off the Îles des Hyères on 5 February 1906, Suffren accidentally rammed the submarine Bonite when the latter miscalculated the fleet's movements while manoeuvring into firing position. Bonite rose to periscope depth less than 30 m (98 ft) in front of Suffren, but the latter managed to turn quickly enough while the submarine was crash-diving that Suffren only struck Bonite a glancing blow. This was enough, however, to breach two compartments abreast the ship's starboard engine room and she had to be docked for emergency repairs. Bonite's bow was crushed and several of her ballast tanks were ripped open. Only by rapidly dropping her weighted keel was the submarine able to avoid sinking. No casualties were suffered by either vessel. During the summer of 1906 Suffren's above-water torpedo tubes were removed. She then participated in an international fleet review in Marseille on 16 September.
She was drydocked adjacent to Iéna on 12 March 1907 at Toulon when the latter ship's magazine exploded. Burning fragments started a small fire aboard Suffren, but she was not otherwise damaged by the explosion and participated in the annual fleet manoeuvres that began on 1 July. By 5 November, the ship had been replaced as flagship by the semi-dreadnought Patrie, although she remained assigned to the 1<sup>re</sup> Division cuirassée (1st Battle Division). In early 1908 a 2 m (6 ft 7 in) Barr and Stroud rangefinder was mounted on the navigation bridge. Suffren was transferred to the 3<sup>e</sup> Division cuirassée in July. During manoeuvres off Golfe-Juan on 13 August, the ship's port propeller shaft broke and the propeller fell off in water 26 m (85 ft) deep. While a new shaft was ordered from Indret, Iéna's salvaged corresponding shaft was used with such success that the ship's engineers requested to keep it in place and save the new shaft as a spare. This proposal was rejected by the Naval Ministry and the shafts were exchanged. The opportunity was also taken to rework the centre propeller shaft's mounting so that it would overheat less often. In 1909 the battleships of the Escadre de la Méditerranée were reorganised into two Escadre de ligne (battle squadrons), each with a pair of three-ship divisions; the 3<sup>e</sup> Division cuirassée now assigned to the 2<sup>e</sup> Escadre de ligne. Suffren, as the most modern of the predreadnoughts, was often attached to the 1<sup>re</sup> Escadre de ligne to replace ships that were refitting or under repair. In November 1910 the starboard propeller shaft broke and the propeller was lost in deep water. No shaft was immediately available so Suffren had to wait three months for repairs; her boilers were overhauled while a new one was manufactured. On 14 February 1911 the port anchor chain broke while Suffren was conducting towing exercises with two other battleships, killing one sailor and injuring two others. The ship participated in a naval review near Toulon on 4 September. The Escadre de la Méditerranée was renamed the 1<sup>er</sup> Armée Navale (1st Naval Army) on 31 October as the Marine Nationale concentrated its forces in the Mediterranean.
When the magazines of the semi-dreadnought Liberté exploded in Toulon on 25 September 1911, flying debris from the explosion killed four men aboard Suffren. The ship was reassigned to the 2<sup>e</sup> Division cuirassée of the 2<sup>e</sup> Escadre de ligne as a replacement for the destroyed battleship. She was transferred to the 1<sup>re</sup> Division cuirassée of the 3<sup>e</sup> Escadre de ligne on 14 March 1913 and became the flagship of Vice-amiral Laurent Marin-Darbel, commander of the Escadre de ligne, four days later. The annual manoeuvres of the 1<sup>er</sup> Armée Navale began on 19 May; when they were concluded the ships were reviewed by President Raymond Poincaré. The 3<sup>e</sup> Escadre de ligne was dissolved on 11 November and Suffren became the flagship of Contre-amiral (Rear Admiral) Gabriel Darrieus, commander of the Division de complément (Complementary Division), four days later and he was relieved in his turn by Contre-amiral Émile Guépratte on 1 April 1914. During a fleet exercise on 28 May, Suffren accidentally rammed the battleship Démocratie; the latter ship was undamaged, but Suffren had her port anchor and hawsepipe carried away and a 1.5 by 1 m (4 ft 11 in by 3 ft 3 in) hole punched in her hull that forced her to return to port for emergency repairs.
### World War I
When the Marine Nationale mobilized in anticipation of war on 1 August, the Division de complément was ordered to Algiers, French Algeria, to protect the convoy route to Metropolitan France. They conducted their first escort mission on 6 August before arriving at Bizerte, French Tunisia, on the 22nd where they began conducting contraband patrols in the Sicilian Narrows. In September Suffren was fitted with additional Barr and Stroud rangefinders near the bridge. Two of these were mounted on transverse rails fore and aft of the bridge. The after bulkhead was removed and the two 100-millimetre guns on the side of the superstructure were moved one deck lower. Guépratte complained that his ships were not well suited to such a mission and he was ordered to take Suffren, the predreadnought Saint Louis and the torpedo cruiser Cassini to Port Said, Egypt, to escort troop convoys from British India on 23 September. The following day he was ordered to rendezvous with the semi-dreadnought Vérité at the island of Tenedos where he was to place himself under the orders of the British Vice-Admiral Sackville Carden to assist British ships in blockading the Dardanelles to prevent any sortie by the Ottoman battlecruiser Yavuz Sultan Selim and the light cruiser Midilli back into the Mediterranean. The Division de complément was renamed the Division des Dardanelles (Dardanelles Division) to reflect its new role. On 3 November the two French battleships joined British ships bombarding the Ottoman fortifications at the mouth of the Dardanelles. The short bombardment by the Allies, during which Suffren fired 30 shells from her main guns, did little damage, but alerted the Ottomans that their defences there required strengthening. After the predreadnought Gaulois arrived on 16 November Suffren sailed for Toulon for a lengthy refit.
#### Dardanelles Campaign
Suffren returned to the Dardanelles on 9 January 1915 and resumed her role as the flagship of the squadron. She bombarded the Ottoman fort of Kum Kale, on the Asiatic side of the strait on 19 February. Bouvet assisted Suffren by sending firing corrections via radio while Gaulois provided counter-battery fire to suppress the Ottoman coastal artillery. Late in the day the British predreadnought HMS Vengeance was bombarding the fort at Orhaniye Tepe on the Asiatic side of the strait and began taking heavy fire as she approached the fort. The battlecruiser HMS Inflexible attempted to suppress the coastal artillery to allow Vengeance to extricate herself, but was unsuccessful. Suffren and Gaulois had to combine their fire with that of Inflexible before Vengeance could successfully withdraw. Suffren fired thirty 305-millimetre shells and 227 shells from her secondary guns during the day.
Suffren also participated in a more limited way in the bombardment of 25 February against the same targets, but this was far more successful as Suffren and the other ships moved as close as 3,000 yd (2,700 m) from the forts. On 2 March the French squadron bombarded targets in the Gulf of Saros at the base of the Gallipoli Peninsula. On 7 March the French squadron attempted to suppress the Ottoman guns in the Dardanelles while British battleships bombarded the fortifications. Guépratte and his squadron returned to the Gulf of Saros on 11 March where they again bombarded Ottoman fortifications.
They returned to assist in the major attack on the fortifications planned for 18 March. British ships made the initial entry into the Dardanelles, but the French ships passed through them to engage the forts at closer range. Shortly after having done so Suffren was under heavy fire and was struck no less than 14 times in 15 minutes. Most did no significant damage, including a 24 cm (9.4 in) shell that bounced off the after 305-millimetre turret, but one 24-centimetre shell ricocheted off the port midships 164-millimetre turret and ripped the roof off the port casemate, killing the entire gun crew. Some flaming debris dropped into that gun's magazine and started a fire, but it was quickly flooded to prevent an explosion. Another shell punctured a hole 80 mm (3.1 in) across in the bow which flooded the base of the forward turret. While the French squadron was withdrawing pursuant to Admiral John de Robeck's order Bouvet struck a mine and sank in 55 seconds. Suffren lowered her admiral's barge, her only intact boat, and rescued 75 men before she had to escort the badly-damaged Gaulois away from the Dardanelles. The latter was taking on water by the bow and had to be beached on one of the Rabbit Islands at the entrance of the Dardanelles before she sank.
Suffren was ordered to escort Gaulois to Toulon via Malta on 25 March. Two days later the ships encountered a storm and were forced to seek refuge in the Bay of Navarin. Suffren arrived at Toulon on 3 April and was repaired by 20 May when she returned to the Dardanelles to provide gunfire support for the troops ashore. She remained in the area until 31 December; upon returning to her anchorage at Kefalos on the island of Kos, she collided with and sank the British steamer Saint Oswald, a horse transport involved in the evacuation from Gallipoli, and was badly damaged. Suffren arrived in Toulon on 20 January 1916 for repairs which were completed by April. That month she joined the French squadron of six predreadnoughts assigned to prevent any interference by the Greeks with Allied operations on the Salonica front. On 9 July Suffren briefly became flagship of the reestablished 3<sup>e</sup> Escadre de ligne when Patrie departed for a refit at Toulon. With the creation of a rival pro-Entente government in Greece in August, the Entente became concerned that the royal government might interfere with its use of Greek ports in October as King Constantine I endeavored to maintain Greek neutrality. On 7 October Patrie, Démocratie, and Suffren entered the harbour of Eleusina prepared to fire on the Greek predreadnoughts Kilkis, Limnos and the cruiser Elli, but things were resolved peacefully and the French ships returned to their base.
Suffren was originally intended to refit at the naval base at Bizerte, but the location was switched when the dockyard at Lorient informed the Naval Staff that it had room for her. On 15 November the ship departed to recoal at Bizerte which she reached on 18 November. She sailed on 20 November for Gibraltar; heavy weather en route delayed her arrival until 23 November. Suffren recoaled and departed Gibraltar the following day without an escort. On the morning of 26 November, roughly 50 nmi (93 km; 58 mi) off the Portuguese coast near Lisbon, she was torpedoed by the German submarine SM U-52, which was en route to the Austro-Hungarian naval base at Cattaro in the Adriatic Sea. The torpedo detonated a magazine and Suffren sank within seconds, taking her entire crew of 648 with her. U-52 searched the scene, but found no survivors.
|
441,642 |
Operation Grapple
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Series of British nuclear weapons tests
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"British nuclear weapons testing",
"Explosions in 1957",
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Operation Grapple was a set of four series of British nuclear weapons tests of early atomic bombs and hydrogen bombs carried out in 1957 and 1958 at Malden Island and Kiritimati (Christmas Island) in the Gilbert and Ellice Islands in the Pacific Ocean (modern Kiribati) as part of the British hydrogen bomb programme. Nine nuclear explosions were initiated, culminating in the United Kingdom becoming the third recognised possessor of thermonuclear weapons, and the restoration of the nuclear Special Relationship with the United States in the form of the 1958 US–UK Mutual Defence Agreement.
During the Second World War, Britain had a nuclear weapons project, codenamed Tube Alloys, which was merged with the American Manhattan Project in August 1943. Many of Britain's top scientists participated in the Manhattan Project. After the war, fearing that Britain would lose its great power status, the British government resumed the atomic bomb development effort, now codenamed High Explosive Research. The successful test of an atomic bomb in Operation Hurricane in October 1952 represented an extraordinary scientific and technological achievement, but Britain was still several years behind the United States, which had developed the more powerful thermonuclear weapons in the meantime. In July 1954, the Cabinet agreed that the maintenance of great power status required that Britain also develop thermonuclear weapons.
The United Kingdom Atomic Energy Authority Atomic Weapons Research Establishment at Aldermaston produced three designs: Orange Herald, a large boosted fission weapon; Green Bamboo, an interim thermonuclear design; and Green Granite, a true thermonuclear weapon. The new designs had to be tested to demonstrate that they worked, hence Operation Grapple. The first series consisted of three tests in May and June 1957. In the first test, Grapple 1, a version of Green Granite known as Short Granite was dropped from a Vickers Valiant bomber flown by Wing Commander Kenneth Hubbard. The bomb's yield was estimated at 300 kilotonnes of TNT (1,260 TJ), far below its designed capability. Despite this, the test was hailed as a successful thermonuclear explosion, and the government did not confirm or deny reports that the UK had become a third thermonuclear power. The second test, Grapple 2, was of Orange Herald; its 720-to-800-kilotonne-of-TNT (3,010 to 3,350 TJ) yield made it technically a megaton-range weapon, and the largest ever achieved by a single stage nuclear device. Grapple 3 tested Purple Granite, a version of Short Granite with some fixes; its yield was only 200 kilotonnes of TNT (837 TJ).
A second test series was required, which consisted of a single test, Grapple X, in November 1957. This time the yield of 1.8 megatonnes of TNT (7.53 PJ) exceeded expectations. It was a true hydrogen bomb, but most of its yield came from nuclear fission rather than nuclear fusion. In a third series with a single test, Grapple Y, in April 1958, another design was trialled. With an explosive yield of about 3 megatonnes of TNT (12.6 PJ), it remains the largest British nuclear weapon ever tested. The design of Grapple Y was notably successful because much of its yield came from its thermonuclear fusion reaction instead of fission of a heavy uranium-238 tamper—the dense material surrounding the core that kept the reacting mass together to increase its efficiency. Its yield had been closely predicted, indicating that its designers understood the process. A final series of four tests in August and September 1958, known as Grapple Z, tested techniques for boosting and making bombs immune to predetonation caused by nearby nuclear explosions. Two of these tests were detonations from balloons. A moratorium on testing came into effect in October 1958, and Britain never resumed atmospheric nuclear testing.
## Background
During the early part of the Second World War, Britain had a nuclear weapons project, codenamed Tube Alloys. At the Quebec Conference in August 1943, Prime Minister Winston Churchill and US President Franklin Roosevelt signed the Quebec Agreement, which merged Tube Alloys with the American Manhattan Project to create a combined British, American and Canadian project. The September 1944 Hyde Park Aide-Mémoire extended both commercial and military cooperation into the post-war period. Many of Britain's top scientists participated in the Manhattan Project.
The British government had trusted that America would continue to share nuclear technology, which it considered to be a joint discovery. On 16 November 1945, Churchill and Roosevelt's successors, Clement Attlee and Harry S. Truman, signed a new agreement that replaced the Quebec Agreement's requirement for "mutual consent" before using nuclear weapons with one for "prior consultation", and there was to be "full and effective cooperation in the field of atomic energy", but this was only "in the field of basic scientific research". The United States Atomic Energy Act of 1946 (McMahon Act) ended technical cooperation. The revelation of a Canadian spy ring that included British physicist Alan Nunn May while the bill was being prepared caused the United States Congress to add the death penalty for sharing "restricted data" with foreign nations. Efforts to restore the nuclear Special Relationship with the United States over the following decade were dogged by repeated spy scandals, including the arrest of Klaus Fuchs in 1950, and the defection of Guy Burgess and Donald Maclean in 1951. Fearing a resurgence of American isolationism and Britain losing its great power status, the British government restarted its own development effort, now codenamed High Explosive Research.
The successful test of an atomic bomb in Operation Hurricane in October 1952 represented an extraordinary scientific and technological achievement. Britain became the world's third nuclear power, reaffirming the country's status as a great power, but hopes that the United States would be sufficiently impressed to restore the Special Relationship were soon dashed. In November 1952, the United States conducted Ivy Mike, the first successful test of a true thermonuclear device or hydrogen bomb, a far more powerful form of nuclear weapons. Britain was therefore still several years behind in nuclear weapons technology. The Defence Policy Committee, chaired by Churchill and consisting of the senior Cabinet members, considered the political and strategic implications in June 1954, and concluded that "we must maintain and strengthen our position as a world power so that Her Majesty's Government can exercise a powerful influence in the counsels of the world." A Cabinet meeting on 27 July accepted this argument, and directed the Lord President to proceed with the development of thermonuclear weapons.
The United Kingdom Atomic Energy Authority Atomic Weapons Research Establishment at Aldermaston in Berkshire was directed by William Penney, with William Cook as his deputy. The scientists at Aldermaston did not know how to build a hydrogen bomb, but produced three megaton-range designs: Orange Herald, a large nuclear fission weapon with an enriched uranium tamper; Green Bamboo, an interim thermonuclear design in which fusion occurred in layers of lithium-6 deuteride that alternated with layers of uranium-235; and Green Granite, a true thermonuclear design in which the majority of the yield came from thermonuclear burning. The British bomb designers used the terms "Tom" and "Dick" for the bomb's primary and secondary stages respectively. The Tom would be a fission bomb. It would produce radiation to implode the Dick. Implicit in the creation of a hydrogen bomb was that it would be tested. Anthony Eden, who replaced Churchill as prime minister after the latter's retirement on 5 April 1955, gave a radio broadcast in which he declared: "You cannot prove a bomb until it has exploded. Nobody can know whether it is effective or not until it has been tested."
## Location
Preliminary testing of boosted fission weapons, in which the fission yield was increased ("boosted") through the addition of lithium-6 deuteride, was carried out in the Operation Mosaic tests in the Montebello Islands in May and June 1956. Orange Herald would also incorporate boosting. This was a sensitive matter; there was an agreement with Australia that no thermonuclear testing would be carried out there. The Australian Minister for Supply, Howard Beale, responding to rumours reported in the newspapers, asserted that "the Federal Government has no intention of allowing any hydrogen bomb tests to take place in Australia. Nor has it any intention of allowing any experiments connected with hydrogen bomb tests to take place here." Although the devices tested in Mosaic were not thermonuclear, the tests were connected with hydrogen bomb development, so this prompted Eden to cable the Prime Minister of Australia, Robert Menzies, detailing the nature and purpose of the tests. Eden promised that the yield of the second, larger test would not exceed two and a half times that of the Operation Hurricane test, which was 25 kilotonnes of TNT (100 TJ). This was slightly higher than the 50 kilotonnes of TNT (210 TJ) limit previously agreed on tests in Australia. Menzies cabled his approval of the tests on 20 June 1955. In the event, the yield of the second test was 60 kilotonnes of TNT (250 TJ).
Another test site was therefore required. For safety and security reasons, in the light of the Lucky Dragon incident, in which the crew of a Japanese fishing boat were exposed to radioactive fallout from the American Castle Bravo nuclear test, a large site remote from population centres was required. Various islands in the South Pacific and Southern Oceans were considered, along with Antarctica. The Admiralty suggested the Antipodes Islands, which are about 860 kilometres (530 mi) southeast of New Zealand. In May 1955, the Minister for Defence, Selwyn Lloyd, concluded that the Kermadec Islands, which lie about 1,000 kilometres (620 mi) northeast of New Zealand, would be suitable.
The Kermadec Islands were part of New Zealand, so Eden wrote to the Prime Minister of New Zealand, Sidney Holland, to ask for permission to use the islands. Holland refused, fearing an adverse public reaction in the upcoming 1957 general election in New Zealand. Despite reassurances and pressure from the British government, Holland remained firm. The search for a location continued, with Malden Island and McKean Island being considered. These were uninhabited islands claimed by both Britain and the United States. The former island became the frontrunner. Three Avro Shackletons from No. 240 Squadron were sent to conduct an aerial reconnaissance from Canton Island. It too was claimed by both the United States and Britain, and was jointly administered, so the Americans had to be informed. Holland agreed to send the survey ship to conduct a maritime survey.
Kiritimati (Christmas Island) was chosen as a base. It too was claimed by both Britain and the United States. Lying just north of the equator, it was a tropical island, largely covered in grass, scrub and coconut plantations. Temperatures were high, averaging 88 °F (31 °C) during the day and 78 °F (26 °C) at night, and humidity was very high, usually around 98 per cent. It lay 1,450 miles (2,330 km) from Tahiti, 1,335 miles (2,148 km) from Honolulu, 3,250 miles (5,230 km) from San Francisco and 4,000 miles (6,400 km) from Sydney. Its remoteness would dominate the logistic preparations for Operation Grapple. It had no indigenous population, but about 260 Gilbertese civilians lived on the island, in a village near Port London. They came from the Gilbert and Ellice Islands, and worked the coconut plantations to produce copra. While most only stayed for a year or two, some had been on the island for a decade or more. Although Christmas Island was the main base, the area around Malden Island 400 nautical miles (740 km) to the south was to be the site for the air-dropped tests, and Penrhyn Island, 200 nautical miles (370 km) farther south was used as a technical monitoring site and as a weather station. A United States Air Force (USAF) special weapons monitoring team was based there, and the airstrip was improved to allow its supporting Douglas C-124 Globemaster II to use it.
South Pacific Air Lines (SPAL) had been granted permission by the United States and British governments to operate a flying boat service from Christmas Island. Patrick Dean asked the British Ambassador to the United States, Sir Roger Makins to sound out the US government about terminating the contract. Makins reported in March 1956 that Admiral Arthur W. Radford, the Chairman of the Joint Chiefs of Staff, was willing to help so long as the dormant American claim to the island was not prejudiced. The lease on the island facilities, including the airfield and the port, had been granted to SPAL with a clause in the contract that said it could be terminated if there was a military necessity to do so. The Americans proposed that the British tell SPAL that they were establishing an airbase on the island, and that the United States would support this so long as SPAL was paid fair compensation. An official letter was sent to the president of SPAL on 1 May 1956, withdrawing the permit to operate from Christmas Island, regretting any inconvenience, and offering to consider compensation.
## Preparations
### Organisation
The test series was given the secret codename Operation Grapple. Rear Admiral Kaye Edden, the Commandant of the Joint Services Staff College, was approached to be the Task Force Commander (TFC), but he pointed out that the test series would primarily be a Royal Air Force (RAF) responsibility, and that it would be more appropriate to have an RAF officer in charge. Air Commodore Wilfrid Oulton was appointed task force commander on 6 February 1956, with the acting rank of air vice marshal from 1 March 1956. He secured Group Captain Richard Gething as his chief of staff.
Group Captain Cecil (Ginger) Weir was appointed Air Task Group Commander. RAF units assigned to Grapple included two English Electric Canberra bomber squadrons, Nos. 76 and 100; two Shackleton squadrons, Nos. 206 and 240; the Vickers Valiant bombers of No. 49 Squadron; a flight of search and rescue Westland Whirlwind helicopters of No. 22 Squadron; and No. 1325 Flight with three Dakota transport planes. All would come under the command of No. 160 Wing. Cook would be the scientific director. Oulton held the first meeting of the Grapple Executive Committee on New Oxford Street in London on 21 February 1956. With pressure mounting at home and abroad for a moratorium on testing, 1 April 1957 was set as the target date.
The light aircraft carrier HMS Warrior was the operation control ship, and the flagship of Commodore Peter Gretton, the overall Naval Task Group commander. She embarked three Grumman TBF Avenger attack aircraft and four Royal Navy Whirlwind helicopters, along with two RAF Whirlwinds from No. 22 Squadron. Damage to the ship caused by a storm in the North Atlantic necessitated two days' of repairs in Kingston, Jamaica. By the time they were complete, there was insufficient time to sail around Cape Horn, so she traversed the Panama Canal, negotiating the narrowest part of the locks with just inches to spare. HMS Narvik reprised the role of control ship it had in Hurricane; but it also participated in Operation Mosaic, and had very little time to return to the Chatham Dockyard for a refit before heading out to Christmas Island for Grapple. In addition there were the frigates HMS Alert and HMS Cook, and Royal New Zealand Navy frigates and .
### Base development
An advance party arrived on Christmas Island in an RAF Shackleton on 19 June 1956. The Royal Fleet Auxiliary (RFA) supply ship Fort Beauharnois followed on 23 June, and became a temporary headquarters ship. It was ultimately joined by four more RFAs: the supply ship , ammunition ship , and tankers and . The role of headquarters ship was assumed by the Landing Ship, Tank (LST) HMS Messina, which arrived on 7 December 1956. She was fitted out with special radio equipment to contact the United Kingdom. She carried large refrigerators on her tank deck for storage of fresh and frozen produce, and could supply 100 long tons (100 t) of potable water per day.
Narvik would have to spend long periods of time at Malden, but could not anchor there because of the steep grade of the ocean floor, so a deep-water mooring was desirable. Warrior needed one at Christmas Island, and moorings equipped with ship-to-shore telephones would be useful for the supply ships. Moorings were usually laid by boom defence vessels, but all the Royal Navy's ones were coal burners, and they lacked the range to sail all the way to Christmas Island. An ocean-going salvage vessel, was acquired and commissioned as Salvictor. It was sent to the Chatham Dockyard, where it was fitted with launching ramps for mooring chains and buoys, and its quarterdeck was modified to carry a DUKW, an amphibious truck.
The RAF and Royal Engineers improved the airfield to enable it to operate large, heavily loaded aircraft, and the port and facilities were improved to enable Christmas Island to operate as a base by 1 December 1956. It was estimated that 18,640 measurement tons (21,110 m<sup>3</sup>) of stores would be required for the construction effort alone. A dredge to clear the harbour was towed from Australia. Base development included improvements to the road system, and establishing an electricity supply, fresh water distillation plant, sewerage system and cold storage. The population of the island would peak at 3,000. The Army Task Group was commanded by Colonel J. E. S. (Jack) Stone; Colonel John Woollett was the garrison commander.
The construction force was built around 38 Corps Engineer Regiment, with the 48, 59 and 61 Field Squadrons, and 63 Field Park Squadron, and 12 and 73 Independent Field Squadrons. Part of the 25 Engineer Regiment also deployed. They were augmented by two construction troops from the Fiji Defence Force. With work on the plantations halted for the duration of Operation Grapple, the Gilbertese civilians were also employed on construction works and unloading the barges.
The troopship SS Devonshire sailed to the Central Pacific from East Asia. At Singapore she embarked 55 Field Squadron, which came from Korea, having been left behind there when the rest of 28 Engineer Regiment had returned to England after supporting the 1st Commonwealth Division in the Korean War. It also embarked Royal Marines Landing Craft Mechanized (LCM) crews from Poole. Heavy engineering plant and equipment was loaded on the SS Reginald Kerr, an LST converted to civilian use. Devonshire docked in Fiji, where it took on some sappers who had flown ahead, and an RAF medical team. Devonshire reached Christmas Island on 24 December, followed by Reginald Kerr, with Woollett on board. By the end of December 1956, there were nearly 4,000 personnel on Christmas Island, including two women from the Women's Voluntary Services.
The first project, which was finished in October, was to rebuild the main runway at the airport to handle Valiants. This involved levelling a surface to extend it to 2,150 yards (1,970 m) long and 60 yards (55 m) wide. Some 20 miles (32 km) of access roads were built, and 700,000 square yards (590,000 m<sup>2</sup>) of scrub were cleared. Existing buildings were refurbished, and new ones erected to provided 7,000 square yards (5,900 m<sup>2</sup>) of building space. Twelve 105,000-imperial-gallon (480,000 L) storage tanks were provided for petrol, diesel and aviation fuel, along with pumping stations.
The main camp consisted of over 700 tents and marquees, along with 40,000 square feet (3,700 m<sup>2</sup>) of hutted accommodation. The airbase was ready to accommodate the Valiants and their crews by March 1957. The port was managed by 51 Port Detachment. No. 504 Postal Unit, which had a detachment at Hickam Air Force Base, a USAF base in the American Territory of Hawaii, handled the receipt and despatch of mail, while No. 2 Special Air Formation Signal Troop provided communications support. The Royal Army Service Corps provided a butchery, a bakery and a laundry. They also operated DUKWs, which worked alongside the LCMs.
The Task Force received generous support from the United States Army, Navy and Air Force. RAF aircraft were allowed to overfly the United States, even when carrying radioactive or explosive materials, thereby obviating the need for winterisation for the more northerly journey over Canada. RAF ground crews were accommodated at Hickham and Travis Air Force Base in California, and a regular aerial courier service operated from Hickham to Christmas Island. Warrior had repairs made at Pearl Harbor, and the US Army base at Fort DeRussy gave Woollett use of its facilities.
About 60 Gilbertese civilians were relocated to Fanning Island in January 1957 on the copra ship Tungaru, and another 40 on the Tulgai the following month. By mid-March, 44 Gilbertese men, 29 women and 56 children remained. By the end of April, 31 of the men, and all the women and children had been taken to Fanning Island by RAF Handley Page Hastings aircraft. The civilians would remain there for the next three months, before returning to Christmas Island. During the later test series, the Gilbertese civilians remained on the island, marshalled in areas like the military personnel.
### Schedule
Having decided on a location and date, there remained the matter of determining what would be tested. John Challens, whose weapons electronics group at Aldermaston had to produce the bomb assembly, wanted to know the configuration of Green Granite. Cook ruled that it would use a Red Beard Tom, and would fit inside a Blue Danube casing for air dropping. The design was frozen in April 1956. There were two versions of Orange Herald, large and small. They had similar cores, but the large version contained more explosive. Both designs were frozen in July. The Green Bamboo design was also nominally frozen, but minor adjustments continued. On 3 September, John Corner suggested that Green Granite could be made smaller by moving the Tom and Dick closer together. This design became known as Short Granite.
By January 1957, with the tests just months away, a tentative schedule had emerged. Short Granite would be fired first. Green Bamboo would follow if Short Granite was unsuccessful, but be omitted as unnecessary otherwise. Orange Herald (small) would be fired next. Because Short Granite was too large to fit into a missile or guided bomb, this would occur whether or not Short Granite was a success. Finally, Green Granite would be tested. In December 1956, Cook had proposed another design, known as Green Granite II. This was smaller than Green Granite I, and could fit into a Yellow Sun casing that could be used by the Blue Steel guided missile then under development; but it could not be made ready to reach Christmas Island before 26 June 1957, and extending Operation Grapple would cost another £1.5 million (equivalent to £ million in ).
## Testing
### Grapple series (3 tests)
The first trial series consisted of three tests, named Grapple 1, Grapple 2 and Grapple 3. All bombs were dropped and detonated over Malden Island, and exploded high in the atmosphere, rather than being detonated on the ground, in order to reduce the production of nuclear fallout. British scientists were aware that the Americans had been able to reduce fallout by obtaining most of the bomb yield from fusion instead of fission, but they did not yet know how to do this. Amid growing public concern about the dangers of fallout, particularly from strontium-90 entering the food chain, a committee chaired by Sir Harold Himsworth was asked to look into the matter. Another, in the United States chaired by Detlev Bronk, also investigated. They reported simultaneously on 12 June 1956. While differing on many points, they agreed that levels of strontium-90 were not yet sufficiently high to be of concern.
At an altitude of 8,000 feet (2,400 m), the fireball would not touch the ground, thereby minimising fallout. The bombs would be detonated with a clockwork timer rather than a barometric switch. This meant that they had to be dropped from 45,000 feet (14,000 m) in order to detonate at the correct altitude. Grapple was Britain's second airdrop of a nuclear bomb after the Operation Buffalo test at Maralinga on 11 October 1956, and the first of a thermonuclear weapon. The United States had not attempted this until the Operation Redwing Cherokee test on 21 May 1956, and the bomb had landed 4 miles (6.4 km) from the target. Aldermaston wanted the bomb within 300 yards (270 m) of the target, and Oulton felt that a good bomber crew could achieve that. A 550-by-600-nautical-mile (1,020 by 1,110 km) exclusion zone was established, covering the area between 3.5° North and 7.5° South and 154° and 163° West, which was patrolled by Shackletons.
No. 49 Squadron had eight Valiants, but only four deployed: XD818, piloted by Wing Commander Kenneth Hubbard, the squadron commander; XD822, piloted by Squadron Leader L. D. (Dave) Roberts; XD823, piloted by Squadron Leader Arthur Steele; and XD824, piloted by Squadron Leader Barney Millett. The other four Valiants remained at RAF Wittering, where they were used as courier aircraft for bomb components. The last components for Short Granite were delivered by Valiant courier on 10 May 1957—three days late owing to severe head winds between San Francisco and Honolulu. A full-scale rehearsal was held on 11 May, and on 14 May it was decided to conduct the Grapple 1 test the following day. The eight official observers—two each from Australia, Canada, New Zealand and the United States—were flown from Honolulu to Christmas Island in an RAF Hastings, then to Malden Island in a Dakota, from whence a DUKW took them out to HMS Alert, the spectator ship. All but a small party were evacuated from Malden by HMS Warrior, Narvik and Messina by 19:00 on 14 May. The rest were picked up by a helicopter from Warrior at 07:45 on 15 May. Oulton and Cook arrived on Malden by Dakota at 08:25, where they were met by a helicopter and taken to Narvik.
The Grapple 1 mission was flown by Hubbard in XD818, with Millett and XD824 as the "grandstand" observation aircraft. The two bombers took off from Christmas Island at 09:00. The bomb was dropped from 45,000 feet (14,000 m) off the shore of Malden Island at 10:38 local time on 15 May 1957. Hubbard missed the target by 418 yards (382 m). The bomb's yield was estimated at 300 kilotonnes of TNT (1,300 TJ), far below its designed capability. Penney cancelled the Green Granite test and substituted a new weapon codenamed Purple Granite. This was identical to Short Granite, but with some minor modification to its Dick: additional uranium-235 was added, and the outer layer was replaced with aluminium.
Despite its failure, the Grapple 1 test was hailed as a successful thermonuclear explosion, and the government did not confirm or deny reports that the UK had become a third thermonuclear power. When documents on the series began to be declassified in the 1990s, they created a spirited debate among nuclear historians. Norman Dombey and Eric Grove denounced the Grapple tests in the London Review of Books in 1992 as a hoax intended to deceive the Americans into resuming nuclear cooperation, but others, like the British nuclear weapons historian John Bayliss, pointed out that false reports would not have fooled the American observers, who helped to analyse samples from the radioactive cloud.
The next test was Grapple 2, of Orange Herald (small). For this test, two Fijian official observers were added. A detachment of 39 Fijian Royal Navy Volunteer Reserve ratings who had been on board RNZN Pukaki and Roititi was transferred to HMS Warrior. This time there were also media representatives present on HMS Alert, including Chapman Pincher and William Connor. Orange Herald bomb components arrived in three separate loads on 13 May. Assembling them took two weeks.
The bomb was dropped by XD822, piloted by Roberts, while XD823, piloted by Steele, acted as the grandstand aircraft. This bomb was dropped at 10:44 local time on 31 May. After the bomb was released, Roberts made the standard 60° banked turn to get away, but his accelerometer failed, and the aircraft went into a high speed stall. This was potentially disastrous, but through skilful flying Roberts was able to recover from the stall and use the mechanical accelerometer to complete the manoeuvre.
The 720-to-800-kilotonne-of-TNT (3,000 to 3,300 TJ) yield was the largest ever achieved by a single stage device. This made it technically a megaton-range weapon; but it was close to Corner's estimate for an unboosted yield, there were doubts that the lithium-6 deuteride had contributed at all. This was attributed to Rayleigh–Taylor instability, which limited the compression of the light elements in the core. The bomb was hailed as a hydrogen bomb, and the fact that it was actually a large fission bomb was kept secret by the British government until the end of the Cold War.
The third and final test of the series was Grapple 3, the test of Purple Granite. This was dropped on 19 June by a Valiant XD823 piloted by Steele, with Millett and XD824 as the grandstand aircraft. The yield was a very disappointing 200 kilotonnes of TNT (840 TJ), even less than Short Granite. The changes had not worked. "We haven't got it right", Cook told Oulton. "We shall have to do it all again, providing we can do so before the ban comes into force; so that means as soon as possible."
### Grapple X (1 test)
The next test series consisted of a single trial known as Grapple X. To save time and money, and as HMS Warrior, Alert and Narvik, were unavailable, it was decided to drop the bomb off the southern tip of Christmas Island rather than off Malden Island. This was just 20 nautical miles (37 km; 23 mi) from the airfield where 3,000 men were based. It required another major construction effort to improve the facilities, and some of those on Malden Island now had to be duplicated on Christmas Island. Works included 26 blast-proof shelters, a control room, and tented accommodation. To provide some means of chasing away intruders, the destroyer HMS Cossack was allotted. HMNZS Rotoiti and Pukaki reprised their role as weather ships. A cargo ship, the SS Somersby was chartered to bring tentage and stores to Christmas Island. Monitoring equipment was set up on Malden Island and Fanning Island, and the observation posts on Penrhyn Island and Jarvis Island were re-established. Oulton noticed that:
> [T]he rumour had gone around the force that there were to be further tests and that they would have to remain much longer on Christmas. This was apparently confirmed by the preparations to build the air strip in the south of the island. The cheerful put-up-with-the-snags-and-get-on-with-this-important-job attitude of all ranks was changing to a sullen resentment. The troops of all three services had had a pretty miserable time, despite all efforts to the contrary, but had been buoyed up by the belief that the task was of great national importance and the sooner they got the three tests done, the sooner they could go home.
While some ships and units such as No. 49 Squadron returned to the UK, most personnel had to remain on Christmas Island. The Minister of Supply gave assurances that no personnel would have to remain on the island for more than a year unless absolutely necessary, in which case home leave would be given. To maintain morale, units were given periodic briefings on the importance of their work. Junior officers took a keen interest in the welfare of the men and their families at home, since they were not permitted to bring them to the island. An efficient mail system was maintained to allow them to keep in contact. The quality of Army rations was better than at any other British base. The men were given one day a week off work, and sports such as football, cricket, tennis, volleyball sailing, fishing and water skiing were organised. Leave was provided that could be taken in Fiji, Hawaii or the Gilbert Islands. To relieve the monotony, some Army personnel ashore exchanged places with some Navy personnel afloat. A Christmas Island Broadcasting Service was established with nightly radio programmes.
The scientists at Aldermaston had not yet mastered the design of thermonuclear weapons. Knowing that much of the yield of American and Soviet bombs came from fission in the uranium-238 tamper, they had focused on what they called the "lithium-uranium cycle", whereby neutrons from the fission of uranium would trigger fusion, which would produce more neutrons to induce fission in the tamper. However, this is not the most important reaction. Corner and his theoretical physicists at Aldermaston argued that Green Granite could be made to work by increasing compression and reducing Rayleigh–Taylor instability. The first step would be achieved with an improved Tom. The Red Beard Tom was given an improved high explosive supercharge, a composite uranium-235 and plutonium core, and a beryllium tamper, thereby increasing its yield to 45 kilotonnes of TNT (190 TJ). The Dick was greatly simplified; instead of the fourteen layers in Short Granite, it would have just three. This was called Round A; a five-layer version was also mooted, which was called Round B. A diagnostic round, Round C, was also produced. It had the same three layers as Round A, but an inert layer instead of lithium deuteride. Grapple X would test Round A. Components of Rounds A and C were delivered to Christmas Island on 24, 27 and 29 October. On inspection, a fault was found in the Round A Tom, and the fissile core was replaced with the one from Round C.
This time there was no media presence, and only two foreign observers, Rear Admiral G. S. Patrick, the Director of the Atomic Energy Division in the Office of the Chief of Naval Operations from the US Navy, and Brigadier General John. W. White, the Deputy Chief of the Armed Forces Special Weapons Project, from the USAF. As the final preparations were being made for the test on 8 November, Oulton was advised at 01:00 that a Shackleton had sighted the SS Effie, an old Victory ship now flying the Liberian flag, in the exclusion zone. Eager to minimise publicity before this test, the British government had delayed sending out the Notice to Mariners, which had only been issued three weeks before. This failed to take into account the size of the Pacific Ocean; Effie had left its last port of call before it had been issued. The Shackleton kept Effie under observation while trying to contact her, and Cossack was sent to intercept. By 06:00, all was in readiness for the test, but there was no news of Effie. Finally, at 06:15, word was received from the Shackleton that the crew had woken up and Effie had turned about and was now headed due south, out of the exclusion zone at 12 knots (22 km/h). A report from the Shackleton at 07:25 indicated that Effie was now sailing in company with Cossack.
By this time the Valiants had started their engines; they took off at 07:35, and were on the way when Cossack reported that Effie had cleared the area. The bomb was dropped from Valiant XD824, piloted by Millett, at 08:47 on 8 November 1957; Flight Lieutenant R. Bates flew the grandstand Valiant XD825. This time the yield of 1.8 megatonnes of TNT (7.53 PJ) exceeded expectations; the predicted yield had only been 1 megatonne of TNT (4.18 PJ), but it was still below the 2 megatonnes of TNT (8.37 PJ) safety limit. This was the real hydrogen bomb Britain wanted, but it used a relatively large quantity of expensive highly enriched uranium. Due to the higher-than-expected yield of the explosion, there was some damage to buildings, the fuel storage tanks, and helicopters on the island.
### Grapple Y (1 test)
The physicists at Aldermaston had plenty of ideas about how to follow up Grapple X, and the possibilities were discussed in September 1957. One was to adjust the width of the shells in the Dick to find an optimal configuration. If they were too thick, they would slow the neutrons generated by the fusion reaction; if they were too thin, they would give rise to Rayleigh–Taylor instability. Another was to do away with the shells entirely and use a mixture of uranium-235, uranium-238 and deuterium. Ken Allen had an idea, which Samuel Curran supported, of a three-layer Dick that used a greater amount of lithium deuteride that was less enriched in lithium-6 (and therefore had more lithium-7) while reducing the amount of uranium-235 in the centre of the core. This proposal was adopted in October, and it became known as "Dickens" because it used Ken's Dick. The device would otherwise be similar to Round A, but with a larger radiation case. The safety limit was again set to 2 megatonnes of TNT (8.37 PJ). Keith Roberts calculated that the yield could reach 3 megatonnes of TNT (12.6 PJ), and suggested that this could be reduced by modifying the tamper, but Cook opposed this, fearing that it might cause the test to fail. The possibility of a moratorium on testing caused the plans for the test, codenamed Grapple Y, to be restricted to the Prime Minister, Harold Macmillan, who gave informal approval, and a handful of officials.
The New Zealand National Party lost the 1957 election, and Walter Nash became Prime Minister. His New Zealand Labour Party had endorsed a call by the British Labour Party for a moratorium on nuclear testing, but he felt obligated to honour commitments made by his predecessors to support the British nuclear testing programme. However, HMNZS Rotoiti was unavailable, as it was joining the Far East Strategic Reserve; its place would be taken by the destroyer HMS Ulysses. Air Vice Marshal John Grandy succeeded Oulton as Task Force commander, and Air Commodore Jack Roulston became the Air Task Force Commander.
The bomb was dropped off Christmas Island at 10:05 local time on 28 April 1958 by a Valiant piloted by Squadron Leader Bob Bates. It had an explosive yield of about 3 megatonnes of TNT (12.6 PJ), and remains the largest British nuclear weapon ever tested. The design of Grapple Y was notably successful because much of its yield came from its thermonuclear reaction instead of fission of a heavy uranium-238 tamper, making it a true hydrogen bomb, and because its yield had been closely predicted—indicating that its designers understood what they were doing.
### Grapple Z series (4 tests)
On 22 August 1958, US President Dwight D. Eisenhower announced a one-year moratorium on nuclear testing, effective 31 October 1958, if the Soviet Union and the United Kingdom also agreed to suspend testing. Britain had already indicated that it would do so, and the Soviet Union agreed on 30 August. This did not mean an immediate end to testing; on the contrary, all three rushed to perform as much testing as possible before the deadline. The British scientists needed to gather as much data as possible to allow them to design production nuclear weapons. As the prospect of increased American cooperation grew after October 1957, they knew that the quality and quantity of what the Americans would share would depend on what they had to offer. A new British test series, known as Grapple Z, commenced on 22 August. It explored new technologies such as the use of external neutron initiators, which had first been tried out with Orange Herald. Core boosting using tritium gas and external boosting with layers of lithium deuteride permitted a smaller, lighter Tom for two-stage devices. It would be the biggest and most complex British test series.
Of particular concern was radiation damage. Keith Roberts and Bryan Taylor at Aldermaston had discovered that the flash of radiation from the detonation of an atomic bomb could affect a nearby bomb. This opened up the possibility of a missile warhead being disabled by another launched for this purpose. Plutonium cores were especially vulnerable, as they were already prone to predetonation. This had the potential to render Britain's nuclear deterrent ineffective. This discovery was given the highest level of secrecy, and Aldermaston would spend much of the next few years working on the problem. To build a primary immune to this effect would require techniques that Aldermaston had not yet mastered. The number of tests in the series was assumed to be four for planning purposes, but as late as May the Prime Minister had only approved two tests, tentatively scheduled for 15 August and 1 September 1958. Four Valiants, XD818, XD822, XD824 and XD827, deployed to Christmas Island, the last of which arrived on 31 July.
The first test was of Pendant, a fission bomb boosted with solid lithium hydride intended as a primary for a thermonuclear bomb. Rather than being dropped from a bomber, this bomb was suspended from a string of four vertically stacked barrage balloons. This was chosen over an air drop because the bomb assembly could not be fitted into a droppable casing, but it introduced a host of problems. A balloon test had been tried only once before by the British, during Operation Antler at Maralinga in October 1957. William Saxby from Aldermaston was placed in charge of the balloon crews, who commenced training at RAF Cardington in Bedfordshire in January 1958. Inflating the balloons required 1,200 cylinders of hydrogen gas, and there were no reserves. If another balloon test was required, then the empty cylinders would have to be returned to the United Kingdom for refilling, and then shipped out again. An important consideration was how they could be shot down if they broke loose of their moorings with a live hydrogen bomb. The cargo ship SS Tidecrest arrived at Christmas Island on 20 July, but the firing harness was lost at San Francisco International Airport on 1 August, and a replacement had to be flown out. The Pendant fissile core arrived by air on 12 August, and the weapon was assembled with its external neutron initiator unit. On 22 August 1958 it was hoisted 1,500 feet (460 m) in the air over the south east corner of Christmas Island, and it detonated at 09:00. The yield was assessed at 24 kilotonnes of TNT (100 TJ).
The next test was of Flagpole, an unboosted version of Orange Herald known as Indigo Herald. It was air dropped by Valiant XD822, flown by Squadron Leader Bill Bailey, with XD818 flown by Flight Lieutenant Tiff O'Connor as the grandstand aircraft, on 2 September 1958. This was the first live drop of a British nuclear weapon using blind radar technique. This meant that the bomb would be dropped using radar rather than visually with the optical bombsight, a technique normally reserved for when a target is obscured by cloud or smoke. Bailey managed to place the bomb 95 yards (87 m) from the target. It detonated at 8,500 feet (2,600 m) about 2.5 kilometres (1.6 mi) offshore from South East Point on Christmas Island at 08:24 with a yield of about 1.2 megatonnes of TNT (5.02 PJ).
The third test was of Halliard, an unusual three-stage design with two nuclear-fission components followed by a thermonuclear stage that was supposedly immune to exposure from another bomb despite its not using boosting. The Americans had indicated an interest in it. Macmillan noted in his diary:
> Meeting of atomic experts, just returned from US. Two important facts emerged: (a) Americans are doing ten more kiloton tests before the end of October and would not wish us to stop before them; (b) in some respects we are as far, and even further, advanced in the art than our American friends. They thought interchange of information would be all give. They are keen that we should complete our series, especially the last megaton, the character of which is novel and of deep interest to them. This is important, because it makes this final series complementary rather than competitive—and therefore easy to defend in Parliament.
The success of blind radar bombing in Flagpole led to Grandy deciding to use the technique again. Hubbard was less sure. The 95-yard (87 m) accuracy achieved in Flagpole was exceptional; in 52 practice drops with blind radar, the average error had been 235 yards (215 m) as opposed to 245 yards (224 m) with visual bombing. Thus it was only slightly more accurate, but the aircrew would be dropping a live hydrogen bomb—generally considered a dangerous thing to do—with no means of verifying that their instruments were correct. Air Chief Marshal Sir Harry Broadhurst, the head of Bomber Command, wished O'Connor luck; his XD827 would make the drop, with Squadron Leader Tony Caillard in XD827, the grandstand aircraft. The aircraft took off at 07:15 on 11 September 1958. Once in the air, a fault developed in the ground radar transmitter. Grandy then authorised a visual drop. It was later confirmed that it was 260 yards (240 m) from the target. It was detonated at 8,500 feet (2,600 m) about 2.5 kilometres (1.6 mi) offshore from South East Point on Christmas Island at 08:49 with a yield of about 800 kilotonnes of TNT (3,300 TJ), very close to the predicted yield of 750 kilotonnes of TNT (3,100 TJ).
The final test in the Grapple Z series was of Burgee, at 09:00 on 23 September 1958. This was another balloon-borne test detonated over the south east corner of Christmas Island. Burgee was an atomic bomb boosted with gaseous tritium created by a generator codenamed Daffodil. It had a yield of about 25 kilotonnes of TNT (100 TJ). The Aldermaston weapon makers had now demonstrated all of the technologies that were needed to produce a megaton hydrogen bomb that weighed no more than 1 long ton (1.0 t) and was immune to premature detonation caused by nearby nuclear explosions. The international moratorium commenced on 31 October 1958, and Britain never resumed atmospheric testing.
### Summary
## Aftermath
### Cooperation with the United States
The British breakthrough came in the wake of the Soviet Union's launch of Sputnik 1, the world's first artificial satellite, on 4 October 1957. Sputnik came as a tremendous shock to the American public, who had trusted that American technological superiority ensured their invulnerability. Suddenly, there was incontrovertible proof that, in missile and space technology at least, the Soviet Union was actually ahead. In the widespread calls for action in response to the Sputnik crisis, officials in the United States and Britain seized the opportunity to mend the relationship between the two nations that had been damaged by the 1956 Suez Crisis. At the suggestion of Harold Caccia, the British Ambassador to the United States, Macmillan wrote to Eisenhower on 10 October urging that the two countries pool their resources to meet the challenge. To do this, the McMahon Act's restrictions on nuclear cooperation needed to be relaxed.
British information security, or the lack thereof, no longer seemed so important now that the Soviet Union was apparently ahead and the United Kingdom had independently developed the hydrogen bomb. The trenchant opposition from the United States Congress's Joint Committee on Atomic Energy that had derailed previous attempts was absent. Amendments to the Atomic Energy Act of 1954 passed Congress on 30 June 1958, and were signed into law by Eisenhower on 2 July 1958. The 1958 US–UK Mutual Defence Agreement was signed on 3 July, and was approved by Congress on 30 July. Macmillan called this "the Great Prize".
The Anglo-American Special Relationship proved mutually beneficial, although it was never one of equals; the United States was far larger than Britain both militarily and economically. Britain soon became dependent on the United States for its nuclear weapons, as it lacked the resources to produce a range of designs. The British decided to adapt the American Mark 28 as a cheaper alternative to doing their own development. This Anglicised version of the Mark 28 became Red Snow. Other weapons were acquired through Project E, under which weapons in American custody were supplied for the use of the RAF and British Army.
Nuclear material was also acquired from the United States. Under the Mutual Defence Agreement 5.4 tonnes of UK produced plutonium was sent to the US in return for 6.7 kilograms (15 lb) of tritium and 7.5 tonnes of highly enriched uranium between 1960 and 1979. This replaced production from the British uranium enrichment facility at Capenhurst in Cheshire, although much of the highly enriched uranium was not used for weapons, but as fuel for the growing UK fleet of nuclear submarines. The Royal Navy ultimately acquired entire weapons systems, with the UK Polaris programme and Trident nuclear programme using American missiles with British nuclear warheads.
### Operation Dominic
In addition to the British tests during Operation Grapple, the United States used Christmas Island for nuclear testing in Operation Dominic in 1962. Twenty-four nuclear bombs were detonated near Christmas Island as part of this test series. In 1979, the Gilbert Islands, Phoenix Islands and Line Islands, which included Christmas Island and Malden Island, became independent of the United Kingdom as the Republic of Kiribati. By the 1980s, there was a permanent population of around 1,200 the majority of whom were Gilbertese. The spelling of the name of the island was changed to Kiritimati, the Gilbertese writing of Christmas. Malden Island was uninhabited, but Penrhyn Island was part of the Cook Islands, a self-governing dependency of New Zealand.
### Health effects
In 2005, a Massey University study that was contracted and paid for by a veterans' organisation in New Zealand examined some 50 sailors who observed the tests from ships. It was found in one battery of tests, that they were indistinguishable from the control group, which is interpreted as indicating that "DNA repair mechanisms in the veterans are not deficient". The same Massey University team tested for chromosome translocations within peripheral blood lymphocytes, and a statistically higher rate of this non-germline abnormality was found.
Various veterans' organisations then filed a class action lawsuit against the UK Ministry of Defence following the publication of the study, with many media outlets reporting on it at the time. The effects of radioactive fallout from the Grapple tests were researched by a 2010 British Government study that concluded the fallout did not reach concentrations that could affect the surrounding nature. The Ministry of Defence maintained that few people were exposed to any radiation or contamination at all, and that studies had shown little or no health effects. An analysis of illnesses in veterans of Grapple and other weapons tests produced statistics that are hard to interpret. The veterans showed rates of illness that were slightly higher than the control group, but the control group had lower rates of illness than the population as a whole while the veterans had rates that were about the same. Neither of these results has a clear explanation. Some veterans of Operation Grapple believe that cancers, bone problems and genetic defects passed on to subsequent generations have been consequences of their radiation exposure.
In 1993, Ken McGinley, a veteran of five of the tests, and Edward Egan, a veteran of Grapple Y, sued for £100,000 damages (equivalent to £ in ) over multiple health problems which they attributed to their involvement in the tests. They took their claim to the European Court of Human Rights, which rejected it in a 5–4 split decision on 9 June 1998. An appeal to the court to re-open the case was declined in January 2000. A group of 1,011 British ex-servicemen were denied permission to sue the Ministry of Defence by the Supreme Court in March 2012, on the grounds that too much time had elapsed since they became aware of their medical conditions, under the terms of the Limitation Act 1980. In January 2015, the Prime Minister of Fiji, Frank Bainimarama, announced that the Fijian government would provide Fiji \$9,855 compensation payments to the 24 surviving Fijian servicemen who participated in Operation Grapple. On 21 November 2022 British veterans of nuclear tests won a medal after years of campaigning.
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[
"Extant Thanetian first appearances",
"Primates",
"Taxa named by Carl Linnaeus"
] |
Primates are a diverse order of mammals. They are divided into the strepsirrhines, which include the lemurs, galagos, and lorisids, and the haplorhines, which include the tarsiers and the simians (monkeys, including apes and humans). Primates arose 85–55 million years ago first from small terrestrial mammals, which adapted to living in the trees of tropical forests: many primate characteristics represent adaptations to life in this challenging environment, including large brains, visual acuity, color vision, a shoulder girdle allowing a large degree of movement in the shoulder joint, and dextrous hands. Primates range in size from Madame Berthe's mouse lemur, which weighs 30 g (1 oz), to the eastern gorilla, weighing over 200 kg (440 lb). There are 376–524 species of living primates, depending on which classification is used. New primate species continue to be discovered: over 25 species were described in the 2000s, 36 in the 2010s, and three in the 2020s.
Primates have large brains (relative to body size) compared to other mammals, as well as an increased reliance on visual acuity at the expense of the sense of smell, which is the dominant sensory system in most mammals. These features are more developed in monkeys and apes, and noticeably less so in lorises and lemurs. Most primates also have opposable thumbs. Some primates, including gorillas, humans, and baboons, are primarily terrestrial rather than arboreal, but all species have adaptations for climbing trees. Arboreal locomotion techniques used include leaping from tree to tree and swinging between branches of trees (brachiation); terrestrial locomotion techniques include walking on two limbs (bipedalism) and modified walking on four limbs (knuckle-walking).
Primates are among the most social of animals, forming pairs or family groups, uni-male harems, and multi-male/multi-female groups. Non-human primates have at least four types of social systems, many defined by the amount of movement by adolescent females between groups. Primates have slower rates of development than other similarly sized mammals, reach maturity later, and have longer lifespans. Primates are also the most intelligent animals and non-human primates are recorded to use tools. They may communicate using facial and hand gestures, smells and vocalizations.
Close interactions between humans and non-human primates (NHPs) can create opportunities for the transmission of zoonotic diseases, especially virus diseases, including herpes, measles, ebola, rabies, and hepatitis. Thousands of non-human primates are used in research around the world because of their psychological and physiological similarity to humans. About 60% of primate species are threatened with extinction. Common threats include deforestation, forest fragmentation, monkey drives, and primate hunting for use in medicines, as pets, and for food. Large-scale tropical forest clearing for agriculture most threatens primates.
## Etymology
The English name primates is derived from Old French or French primat, from a noun use of Latin primat-, from primus ('prime, first rank'). The name was given by Carl Linnaeus because he thought this the "highest" order of animals. The relationships among the different groups of primates were not clearly understood until relatively recently, so the commonly used terms are somewhat confused. For example, ape has been used either as an alternative for monkey or for any tailless, relatively human-like primate.
Sir Wilfrid Le Gros Clark was one of the primatologists who developed the idea of trends in primate evolution and the methodology of arranging the living members of an order into an "ascending series" leading to humans. Commonly used names for groups of primates such as prosimians, monkeys, lesser apes, and great apes reflect this methodology. According to our current understanding of the evolutionary history of the primates, several of these groups are paraphyletic, or rather they do not include all the descendants of a common ancestor.
In contrast with Clark's methodology, modern classifications typically identify (or name) only those groupings that are monophyletic; that is, such a named group includes all the descendants of the group's common ancestor.
The cladogram below shows one possible classification sequence of the living primates: groups that use common (traditional) names are shown on the right.
All groups with scientific names are clades, or monophyletic groups, and the sequence of scientific classification reflects the evolutionary history of the related lineages. Groups that are traditionally named are shown on the right; they form an "ascending series" (per Clark, see above), and several groups are paraphyletic:
- Prosimians contain two monophyletic groups (the suborder Strepsirrhini, or lemurs, lorises and allies, as well as the tarsiers of the suborder Haplorhini); it is a paraphyletic grouping because it excludes the Simiiformes, which also are descendants of the common ancestor Primates.
- Monkeys comprise two monophyletic groups, New World monkeys and Old World monkeys, but is paraphyletic because it excludes hominoids, superfamily Hominoidea, also descendants of the common ancestor Simiiformes.
- Apes as a whole, and the great apes, are paraphyletic if the terms are used such that they exclude humans.
Thus, the members of the two sets of groups, and hence names, do not match, which causes problems in relating scientific names to common (usually traditional) names. Consider the superfamily Hominoidea: In terms of the common names on the right, this group consists of apes and humans and there is no single common name for all the members of the group. One remedy is to create a new common name, in this case hominoids. Another possibility is to expand the use of one of the traditional names. For example, in his 2005 book, the vertebrate palaeontologist Benton wrote, "The apes, Hominoidea, today include the gibbons and orangutan ... the gorilla and chimpanzee ... and humans"; thereby Benton was using apes to mean hominoids. In that case, the group heretofore called apes must now be identified as the non-human apes.
As of 2021, there is no consensus as to whether to accept traditional (that is, common), but paraphyletic, names or to use monophyletic names only; or to use 'new' common names or adaptations of old ones. Both competing approaches can be found in biological sources, often in the same work, and sometimes by the same author. Thus, Benton defines apes to include humans, then he repeatedly uses ape-like to mean 'like an ape rather than a human'; and when discussing the reaction of others to a new fossil he writes of "claims that Orrorin ... was an ape rather than a human".
## Classification of living primates
A list of the families of the living primates is given below, together with one possible classification into ranks between order and family. Other classifications are also used. For example, an alternative classification of the living Strepsirrhini divides them into two infraorders, Lemuriformes and Lorisiformes.
- Order Primates
- Suborder Strepsirrhini: lemurs, galagos and lorisids
- Infraorder Lemuriformes
- Superfamily Lemuroidea
- Family Cheirogaleidae: dwarf lemurs and mouse-lemurs (41 species)
- Family Daubentoniidae: aye-aye (1 species)
- Family Lemuridae: ring-tailed lemur and allies (21 species)
- Family Lepilemuridae: sportive lemurs (26 species)
- Family Indriidae: woolly lemurs and allies (19 species)
- Superfamily Lorisoidea
- Family Lorisidae: lorisids (16 species)
- Family Galagidae: galagos (23 species)
- Suborder Haplorhini: tarsiers, monkeys and apes
- Infraorder Tarsiiformes
- Family Tarsiidae: tarsiers (14 species)
- Infraorder Simiiformes (or Anthropoidea)
- Parvorder Platyrrhini: New World monkeys
- Family Callitrichidae: marmosets and tamarins (49 species)
- Family Cebidae: capuchins and squirrel monkeys (29 species)
- Family Aotidae: night or owl monkeys (douroucoulis) (11 species)
- Family Pitheciidae: titis, sakis and uakaris (56 species)
- Family Atelidae: howler, spider, woolly spider and woolly monkeys (26 species)
- Parvorder Catarrhini
- Superfamily Cercopithecoidea
- Family Cercopithecidae: Old World monkeys (165 species)
- Superfamily Hominoidea
- Family Hylobatidae: gibbons or "lesser apes" (20 species)
- Family Hominidae: great apes, including humans (8 species)
Order Primates was established by Carl Linnaeus in 1758, in the tenth edition of his book Systema Naturae, for the genera Homo (humans), Simia (other apes and monkeys), Lemur (prosimians) and Vespertilio (bats). In the first edition of the same book (1735), he had used the name Anthropomorpha for Homo, Simia and Bradypus (sloths). In 1839, Henri Marie Ducrotay de Blainville, following Linnaeus and imitating his nomenclature, established the orders Secundates (including the suborders Chiroptera, Insectivora and Carnivora), Tertiates (or Glires) and Quaternates (including Gravigrada, Pachydermata and Ruminantia), but these new taxa were not accepted.
Before Anderson and Jones introduced the classification of Strepsirrhini and Haplorhini in 1984, (followed by McKenna and Bell's 1997 work Classification of Mammals: Above the species level), Primates was divided into two superfamilies: Prosimii and Anthropoidea. Prosimii included all of the prosimians: Strepsirrhini plus the tarsiers. Anthropoidea contained all of the simians.
## Phylogeny and genetics
Order Primates is part of the clade Euarchontoglires, which is nested within the clade Eutheria of Class Mammalia. Recent molecular genetic research on primates, colugos, and treeshrews has shown that the two species of colugos are more closely related to primates than to treeshrews, even though treeshrews were at one time considered primates. These three orders make up the clade Euarchonta. The combination of this clade with the clade Glires (composed of Rodentia and Lagomorpha) forms the clade Euarchontoglires. Variously, both Euarchonta and Euarchontoglires are ranked as superorders. Some scientists consider Dermoptera to be a suborder of Primates and use the suborder Euprimates for the "true" primates.
### Evolution
The primate lineage is thought to go back at least near the Cretaceous–Paleogene boundary or around 63–74 (mya). The earliest possible primate/proto-primate may be Purgatorius, which dates back to Early Paleocene of North America \~66mya. The oldest known primates from the fossil record date to the Late Paleocene of Africa, c.57 mya (Altiatlasius) or the Paleocene-Eocene transition in the northern continents, c. 55 mya (Cantius, Donrussellia, Altanius, Plesiadapis and Teilhardina). Other studies, including molecular clock studies, have estimated the origin of the primate branch to have been in the mid-Cretaceous period, around 85 mya.
By modern cladistic reckoning, the order Primates is monophyletic. The suborder Strepsirrhini, the "wet-nosed" primates, is generally thought to have split off from the primitive primate line about 63 mya, although earlier dates are also supported. The seven strepsirrhine families are the five related lemur families and the two remaining families that include the lorisids and the galagos. Older classification schemes wrap Lepilemuridae into Lemuridae and Galagidae into Lorisidae, yielding a four-one family distribution instead of five-two as presented here. During the Eocene, most of the northern continents were dominated by two groups, the adapiforms and the omomyids. The former are considered members of Strepsirrhini, but did not have a toothcomb like modern lemurs; recent analysis has demonstrated that Darwinius masillae fits into this grouping. The latter was closely related to tarsiers, monkeys, and apes. How these two groups relate to extant primates is unclear. Omomyids perished about 30 mya, while adapiforms survived until about 10 mya.
According to genetic studies, the lemurs of Madagascar diverged from the lorisoids approximately 75 mya. These studies, as well as chromosomal and molecular evidence, also show that lemurs are more closely related to each other than to other strepsirrhine primates. However, Madagascar split from Africa 160 mya and from India 90 mya. To account for these facts, a founding lemur population of a few individuals is thought to have reached Madagascar from Africa via a single rafting event between 50 and 80 mya. Other colonization options have been suggested, such as multiple colonizations from Africa and India, but none are supported by the genetic and molecular evidence.
Until recently, the aye-aye has been difficult to place within Strepsirrhini. Theories had been proposed that its family, Daubentoniidae, was either a lemuriform primate (meaning its ancestors split from the lemur line more recently than lemurs and lorises split) or a sister group to all the other strepsirrhines. In 2008, the aye-aye family was confirmed to be most closely related to the other Malagasy lemurs, likely having descended from the same ancestral population that colonized the island.
Suborder Haplorhini, the simple-nosed or "dry-nosed" primates, is composed of two sister clades. Prosimian tarsiers in the family Tarsiidae (monotypic in its own infraorder Tarsiiformes), represent the most basal division, originating about 58 mya. The earliest known haplorhine skeleton, that of 55 MA old tarsier-like Archicebus, was found in central China, supporting an already suspected Asian origin for the group. The infraorder Simiiformes (simian primates, consisting of monkeys and apes) emerged about 40 mya, possibly also in Asia; if so, they dispersed across the Tethys Sea from Asia to Africa soon afterwards. There are two simian clades, both parvorders: Catarrhini, which developed in Africa, consisting of Old World monkeys, humans and the other apes, and Platyrrhini, which developed in South America, consisting of New World monkeys. A third clade, which included the eosimiids, developed in Asia, but became extinct millions of years ago.
As in the case of lemurs, the origin of New World monkeys is unclear. Molecular studies of concatenated nuclear sequences have yielded a widely varying estimated date of divergence between platyrrhines and catarrhines, ranging from 33 to 70 mya, while studies based on mitochondrial sequences produce a narrower range of 35 to 43 mya. The anthropoid primates possibly traversed the Atlantic Ocean from Africa to South America during the Eocene by island hopping, facilitated by Atlantic Ocean ridges and a lowered sea level. Alternatively, a single rafting event may explain this transoceanic colonization. Due to continental drift, the Atlantic Ocean was not nearly as wide at the time as it is today. Research suggests that a small 1 kg (2.2 lb) primate could have survived 13 days on a raft of vegetation. Given estimated current and wind speeds, this would have provided enough time to make the voyage between the continents.
Apes and monkeys spread from Africa into Europe and Asia starting in the Miocene. Soon after, the lorises and tarsiers made the same journey. The first hominin fossils were discovered in northern Africa and date back 5–8 mya. Old World monkeys disappeared from Europe about 1.8 mya. Molecular and fossil studies generally show that modern humans originated in Africa 100,000–200,000 years ago.
Although primates are well studied in comparison to other animal groups, several new species have been discovered recently, and genetic tests have revealed previously unrecognised species in known populations. Primate Taxonomy listed about 350 species of primates in 2001; the author, Colin Groves, increased that number to 376 for his contribution to the third edition of Mammal Species of the World (MSW3). However, publications since the taxonomy in MSW3 was compiled in 2003 have pushed the number to 522 species, or 708 including subspecies.
### Hybrids
Primate hybrids usually arise in captivity, but there have also been examples in the wild. Hybridization occurs where two species' range overlap to form hybrid zones; hybrids may be created by humans when animals are placed in zoos or due to environmental pressures such as predation. Intergeneric hybridizations, hybrids of different genera, have also been found in the wild. Although they belong to genera that have been distinct for several million years, interbreeding still occurs between the gelada and the hamadryas baboon.
### Clones
On 24 January 2018, scientists in China reported in the journal Cell the creation of two crab-eating macaque clones, named Zhong Zhong and Hua Hua, using the complex DNA transfer method that produced Dolly the sheep, for the first time.
## Anatomy and physiology
### Head
The primate skull has a large, domed cranium, which is particularly prominent in anthropoids. The cranium protects the large brain, a distinguishing characteristic of this group. The endocranial volume (the volume within the skull) is three times greater in humans than in the greatest nonhuman primate, reflecting a larger brain size. The mean endocranial volume is 1,201 cubic centimeters in humans, 469 cm<sup>3</sup> in gorillas, 400 cm<sup>3</sup> in chimpanzees and 397 cm<sup>3</sup> in orangutans. The primary evolutionary trend of primates has been the elaboration of the brain, in particular the neocortex (a part of the cerebral cortex), which is involved with sensory perception, generation of motor commands, spatial reasoning, conscious thought and, in humans, language. While other mammals rely heavily on their sense of smell, the arboreal life of primates has led to a tactile, visually dominant sensory system, a reduction in the olfactory region of the brain and increasingly complex social behavior. The visual acuity of humans and other hominids is exceptional; they have the most acute vision known among all vertebrates, with the exception of certain species of predatory birds.
Primates have forward-facing eyes on the front of the skull; binocular vision allows accurate distance perception, useful for the brachiating ancestors of all great apes. A bony ridge above the eye sockets reinforces weaker bones in the face, which are put under strain during chewing. Strepsirrhines have a postorbital bar, a bone around the eye socket, to protect their eyes; in contrast, the higher primates, haplorhines, have evolved fully enclosed sockets.
Primates show an evolutionary trend towards a reduced snout. Technically, Old World monkeys are distinguished from New World monkeys by the structure of the nose, and from apes by the arrangement of their teeth. In New World monkeys, the nostrils face sideways; in Old World monkeys, they face downwards. Dental pattern in primates vary considerably; although some have lost most of their incisors, all retain at least one lower incisor. In most strepsirrhines, the lower incisors form a toothcomb, which is used in grooming and sometimes foraging. Old World monkeys have eight premolars, compared with 12 in New World monkeys. The Old World species are divided into apes and monkeys depending on the number of cusps on their molars: monkeys have four, apes have five - although humans may have four or five. The main hominid molar cusp (hypocone) evolved in early primate history, while the cusp of the corresponding primitive lower molar (paraconid) was lost. Prosimians are distinguished by their immobilized upper lips, the moist tip of their noses and forward-facing lower front teeth.
### Body
Primates generally have five digits on each limb (pentadactyly), with a characteristic type of keratin fingernail on the end of each finger and toe. The bottom sides of the hands and feet have sensitive pads on the fingertips. Most have opposable thumbs, a characteristic primate feature most developed in humans, though not limited to this order (opossums and koalas, for example, also have them). Thumbs allow some species to use tools. In primates, the combination of opposing thumbs, short fingernails (rather than claws) and long, inward-closing fingers is a relict of the ancestral practice of gripping branches, and has, in part, allowed some species to develop brachiation (swinging by the arms from tree limb to tree limb) as a significant means of locomotion. Prosimians have clawlike nails on the second toe of each foot, called toilet-claws, which they use for grooming.
The primate collar bone is a prominent element of the pectoral girdle; this allows the shoulder joint broad mobility. Compared to Old World monkeys, apes have more mobile shoulder joints and arms due to the dorsal position of the scapula, broad ribcages that are flatter front-to-back, a shorter, less mobile spine, and with lower vertebrae greatly reduced - resulting in tail loss in some species. Prehensile tails are found in the New World atelids, including the howler, spider, woolly spider, woolly monkeys; and in capuchins. Male primates have a low-hanging penis and testes descended into a scrotum.
### Sexual dimorphism
Sexual dimorphism is often exhibited in simians, though to a greater degree in Old World species (apes and some monkeys) than New World species. Recent studies involve comparing DNA to examine both the variation in the expression of the dimorphism among primates and the fundamental causes of sexual dimorphism. Primates usually have dimorphism in body mass and canine tooth size along with pelage and skin color. The dimorphism can be attributed to and affected by different factors, including mating system, size, habitat and diet.
Comparative analyses have generated a more complete understanding of the relationship between sexual selection, natural selection, and mating systems in primates. Studies have shown that dimorphism is the product of changes in both male and female traits. Ontogenetic scaling, where relative extension of a common growth trajectory occurs, may give some insight into the relationship between sexual dimorphism and growth patterns. Some evidence from the fossil record suggests that there was convergent evolution of dimorphism, and some extinct hominids probably had greater dimorphism than any living primate.
### Locomotion
Primate species move by brachiation, bipedalism, leaping, arboreal and terrestrial quadrupedalism, climbing, knuckle-walking or by a combination of these methods. Several prosimians are primarily vertical clingers and leapers. These include many bushbabies, all indriids (i.e., sifakas, avahis and indris), sportive lemurs, and all tarsiers. Other prosimians are arboreal quadrupeds and climbers. Some are also terrestrial quadrupeds, while some are leapers. Most monkeys are both arboreal and terrestrial quadrupeds and climbers. Gibbons, muriquis and spider monkeys all brachiate extensively, with gibbons sometimes doing so in remarkably acrobatic fashion. Woolly monkeys also brachiate at times. Orangutans use a similar form of locomotion called quadramanous climbing, in which they use their arms and legs to carry their heavy bodies through the trees. Chimpanzees and gorillas knuckle walk, and can move bipedally for short distances. Although numerous species, such as australopithecines and early hominids, have exhibited fully bipedal locomotion, humans are the only extant species with this trait.
### Vision
The evolution of color vision in primates is unique among most eutherian mammals. While the remote vertebrate ancestors of the primates possessed three color vision (trichromaticism), the nocturnal, warm-blooded, mammalian ancestors lost one of three cones in the retina during the Mesozoic era. Fish, reptiles and birds are therefore trichromatic or tetrachromatic, while all mammals, with the exception of some primates and marsupials, are dichromats or monochromats (totally color blind). Nocturnal primates, such as the night monkeys and bush babies, are often monochromatic. Catarrhines are routinely trichromatic due to a gene duplication of the red-green opsin gene at the base of their lineage, 30 to 40 million years ago. Platyrrhines, on the other hand, are trichromatic in a few cases only. Specifically, individual females must be heterozygous for two alleles of the opsin gene (red and green) located on the same locus of the X chromosome. Males, therefore, can only be dichromatic, while females can be either dichromatic or trichromatic. Color vision in strepsirrhines is not as well understood; however, research indicates a range of color vision similar to that found in platyrrhines.
Like catarrhines, howler monkeys (a family of platyrrhines) show routine trichromatism that has been traced to an evolutionarily recent gene duplication. Howler monkeys are one of the most specialized leaf-eaters of the New World monkeys; fruits are not a major part of their diets, and the type of leaves they prefer to consume (young, nutritive, and digestible) are detectable only by a red-green signal. Field work exploring the dietary preferences of howler monkeys suggests that routine trichromaticism was selected by environment.
## Behavior
### Social systems
Richard Wrangham stated that social systems of primates are best classified by the amount of movement by females occurring between groups. He proposed four categories:
- Female transfer systems – females move away from the group in which they were born. Females of a group will not be closely related whereas males will have remained with their natal groups, and this close association may be influential in social behavior. The groups formed are generally quite small. This organization can be seen in chimpanzees, where the males, who are typically related, will cooperate in defense of the group's territory. Evidence of this social system has also been found among Neanderthal remains in Spain and in remains of Australopithecus and Paranthropus robustus groups in southern Africa. Among New World Monkeys, spider monkeys and muriquis use this system.
- Male transfer systems – while the females remain in their natal groups, the males will emigrate as adolescents. Polygynous and multi-male societies are classed in this category. Group sizes are usually larger. This system is common among the ring-tailed lemur, capuchin monkeys and cercopithecine monkeys.
- Monogamous species – a male–female bond, sometimes accompanied by a juvenile offspring. There is shared responsibility of parental care and territorial defense. The offspring leaves the parents' territory during adolescence. Gibbons essentially use this system, although "monogamy" in this context does not necessarily mean absolute sexual fidelity. These species do not live in larger groups.
- Solitary species – often males who defend territories that include the home ranges of several females. This type of organization is found in the prosimians such as the slow loris. Orangutans do not defend their territory but effectively have this organization.
Other systems are known to occur as well. For example, with howler monkeys and gorillas both the males and females typically transfer from their natal group on reaching sexual maturity, resulting in groups in which neither the males nor females are typically related. Some prosimians, colobine monkeys and callitrichid monkeys also use this system.
The transfer of females or males from their native group is likely an adaptation for avoiding inbreeding. An analysis of breeding records of captive primate colonies representing numerous different species indicates that the infant mortality of inbred young is generally higher than that of non-inbred young. This effect of inbreeding on infant mortality is probably largely a result of increased expression of deleterious recessive alleles (see Inbreeding depression).
Primatologist Jane Goodall, who studied in the Gombe Stream National Park, noted fission-fusion societies in chimpanzees. There is fission when the main group splits up to forage during the day, then fusion when the group returns at night to sleep as a group. This social structure can also be observed in the hamadryas baboon, spider monkeys and the bonobo. The gelada has a similar social structure in which many smaller groups come together to form temporary herds of up to 600 monkeys. Humans also form fission-fusion societies. In hunter-gatherer societies, humans form groups which are made up of several individuals that may split up to obtain different resources.
These social systems are affected by three main ecological factors: distribution of resources, group size, and predation. Within a social group there is a balance between cooperation and competition. Cooperative behaviors in many primates species include social grooming (removing skin parasites and cleaning wounds), food sharing, and collective defense against predators or of a territory. Aggressive behaviors often signal competition for food, sleeping sites or mates. Aggression is also used in establishing dominance hierarchies.
### Interspecific associations
Several species of primates are known to associate in the wild. Some of these associations have been extensively studied. In the Tai Forest of Africa several species coordinate anti-predator behavior. These include the Diana monkey, Campbell's mona monkey, lesser spot-nosed monkey, western red colobus, king colobus (western black and white colobus), and sooty mangabey, which coordinate anti-predator alarm calls. Among the predators of these monkeys is the common chimpanzee.
The red-tailed monkey associates with several species, including the western red colobus, blue monkey, Wolf's mona monkey, mantled guereza, black crested mangabey and Allen's swamp monkey. Several of these species are preyed upon by the common chimpanzee.
In South America, squirrel monkeys associate with capuchin monkeys. This may have more to do with foraging benefits to the squirrel monkeys than anti-predation benefits.
### Communication
Lemurs, lorises, tarsiers, and New World monkeys rely on olfactory signals for many aspects of social and reproductive behavior. Specialized glands are used to mark territories with pheromones, which are detected by the vomeronasal organ; this process forms a large part of the communication behavior of these primates. In Old World monkeys and apes this ability is mostly vestigial, having regressed as trichromatic eyes evolved to become the main sensory organ. Primates also use vocalizations, gestures, and facial expressions to convey psychological state. Facial musculature is very developed in primates, particularly in monkeys and apes, allowing for complex facial communication. Like humans, chimpanzees can distinguish the faces of familiar and unfamiliar individuals. Hand and arm gestures are also important forms of communication for great apes and a single gesture can have multiple functions.
Primates are a particularly vocal group of mammals. Indris and black-and-white ruffed lemurs make distinctive, loud songs and choruses which maintain territories and act as alarm calls. The Philippine tarsier, has a high-frequency limit of auditory sensitivity of approximately 91 kHz with a dominant frequency of 70 kHz, among the highest recorded for any terrestrial mammal. For Philippine tarsiers, these ultrasonic vocalizations might represent a private channel of communication that subverts detection by predators, prey and competitors, enhances energetic efficiency, or improves detection against low-frequency background noise. Male howler monkeys are among the loudest land mammals as their roars can be heard up to 4.8 km (3.0 mi), and relate to intergroup spacing, territorial protection and possibly mate-guarding. Roars are produced by a modified larynx and enlarged hyoid bone which contains an air sac. The vervet monkey gives a distinct alarm call for each of at least four different predators, and the reactions of other monkeys vary according to the call. Male and female siamangs both possess inflatable pouches in the throat with which pair -bonds use to sing "duets" to each other.
Many non-human primates have the vocal anatomy to produce human speech but lack the proper brain wiring. Vowel-like vocal patterns have been recorded in baboons which has implications for the origin of speech in humans. Consonant- and vowel-like sounds exist in some orangutan calls and they maintain their meaning over great distances. The time range for the evolution of human language and/or its anatomical prerequisites extends, at least in principle, from the phylogenetic divergence of Homo (2.3 to 2.4 million years ago) from Pan (5 to 6 million years ago) to the emergence of full behavioral modernity some 50,000–150,000 years ago. Few dispute that Australopithecus probably lacked vocal communication significantly more sophisticated than that of great apes in general.
### Life history
Primates have slower rates of development than other mammals. All primate infants are breastfed by their mothers (with the exception of some human cultures and various zoo raised primates which are fed formula) and rely on them for grooming and transportation. In some species, infants are protected and transported by males in the group, particularly males who may be their fathers. Other relatives of the infant, such as siblings and aunts, may participate in its care as well. Most primate mothers cease ovulation while breastfeeding an infant; once the infant is weaned the mother can reproduce again. This often leads to weaning conflict with infants who attempt to continue breastfeeding.
Infanticide is common in polygynous species such as gray langurs and gorillas. Adult males may kill dependent offspring that are not theirs so the female will return to estrus and thus they can sire offspring of their own. Social monogamy in some species may have evolved to combat this behavior. Promiscuity may also lessen the risk of infanticide since paternity becomes uncertain.
Primates have a longer juvenile period between weaning and sexual maturity than other mammals of similar size. Some primates such as galagos and new world monkeys use tree-holes for nesting, and park juveniles in leafy patches while foraging. Other primates follow a strategy of "riding", i.e. carrying individuals on the body while feeding. Adults may construct or use nesting sites, sometimes accompanied by juveniles, for the purpose of resting, a behavior which has developed secondarily in the great apes. During the juvenile period, primates are more susceptible than adults to predation and starvation; they gain experience in feeding and avoiding predators during this time. They learn social and fighting skills, often through playing. Primates, especially females, have longer lifespans than other similarly sized mammals, this may be partially due to their slower metabolisms. Late in life, female catarrhine primates appear to undergo a cessation of reproductive function known as menopause; other groups are less studied.
### Diet and feeding
Primates exploit a variety of food sources. It has been said that many characteristics of modern primates, including humans, derive from an early ancestor's practice of taking most of its food from the tropical canopy. Most primates include fruit in their diets to obtain easily digested nutrients including carbohydrates and lipids for energy. Primates in the suborder Strepsirrhini (non-tarsier prosimians) are able to synthesize vitamin C, like most other mammals, while primates of the suborder Haplorhini (tarsiers, monkeys and apes) have lost this ability, and require the vitamin in their diet.
Many primates have anatomical specializations that enable them to exploit particular foods, such as fruit, leaves, gum or insects. For example, leaf eaters such as howler monkeys, black-and-white colobuses and sportive lemurs have extended digestive tracts which enable them to absorb nutrients from leaves that can be difficult to digest. Marmosets, which are gum eaters, have strong incisor teeth, enabling them to open tree bark to get to the gum, and claws rather than nails, enabling them to cling to trees while feeding. The aye-aye combines rodent-like teeth with a long, thin middle finger to fill the same ecological niche as a woodpecker. It taps on trees to find insect larvae, then gnaws holes in the wood and inserts its elongated middle finger to pull the larvae out. Some species have additional specializations. For example, the grey-cheeked mangabey has thick enamel on its teeth, enabling it to open hard fruits and seeds that other monkeys cannot. The gelada is the only primate species that feeds primarily on grass.
#### Hunting
Tarsiers are the only extant obligate carnivorous primates, exclusively eating insects, crustaceans, small vertebrates and snakes (including venomous species). Capuchin monkeys can exploit many different types of plant matter, including fruit, leaves, flowers, buds, nectar and seeds, but also eat insects and other invertebrates, bird eggs, and small vertebrates such as birds, lizards, squirrels and bats.
The common chimpanzee eats an omnivorous frugivorous diet. It prefers fruit above all other food items and even seeks out and eats them when they are not abundant. It also eats leaves and leaf buds, seeds, blossoms, stems, pith, bark and resin. Insects and meat make up a small proportion of their diet, estimated as 2%. The meat consumption includes predation on other primate species, such as the western red colobus monkey. The bonobo is an omnivorous frugivore – the majority of its diet is fruit, but it supplements this with leaves, meat from small vertebrates, such as anomalures, flying squirrels and duikers, and invertebrates. In some instances, bonobos have been shown to consume lower-order primates.
Until the development of agriculture approximately 10,000 years ago, Homo sapiens employed a hunter-gatherer method as their sole means of food collection. This involved combining stationary food sources (such as fruits, grains, tubers, and mushrooms, insect larvae and aquatic mollusks) with wild game, which must be hunted and killed in order to be consumed. It has been proposed that humans have used fire to prepare and cook food since the time of Homo erectus. Around ten thousand years ago, humans developed agriculture, which substantially altered their diet. This change in diet may also have altered human biology; with the spread of dairy farming providing a new and rich source of food, leading to the evolution of the ability to digest lactose in some adults.
### As prey
Predators of primates include various species of carnivorans, birds of prey, reptiles, and other primates. Even gorillas have been recorded as prey. Predators of primates have diverse hunting strategies and as such, primates have evolved several different antipredator adaptations including crypsis, alarm calls and mobbing. Several species have separate alarm calls for different predators such as air-borne or ground-dwelling predators. Predation may have shaped group size in primates as species exposed to higher predation pressures appear to live in larger groups.
### Intelligence and cognition
Primates have advanced cognitive abilities: some make tools and use them to acquire food and for social displays; some can perform tasks requiring cooperation, influence and rank; they are status conscious, manipulative and capable of deception; they can recognise kin and conspecifics; and they can learn to use symbols and understand aspects of human language including some relational syntax and concepts of number and numerical sequence. Research in primate cognition explores problem solving, memory, social interaction, a theory of mind, and numerical, spatial, and abstract concepts. Comparative studies show a trend towards higher intelligence going from prosimians to New World monkeys to Old World monkeys, and significantly higher average cognitive abilities in the great apes. However, there is a great deal of variation in each group (e.g., among New World monkeys, both spider and capuchin monkeys have scored highly by some measures), as well as in the results of different studies.
#### Tool use and manufacture
In 1960, Jane Goodall observed a chimpanzee poking pieces of grass into a termite mound and then raising the grass to his mouth. After he left, Goodall approached the mound and repeated the behaviour because she was unsure what the chimpanzee was doing. She found that the termites bit onto the grass with their jaws. The chimpanzee had been using the grass as a tool to "fish" or "dip" for termites. There are more limited reports of the closely related bonobo using tools in the wild; it has been claimed they rarely use tools in the wild although they use tools as readily as chimpanzees when in captivity. It has been reported that females, both chimpanzee and bonobo, use tools more avidly than males. Orangutans in Borneo scoop catfish out of small ponds. Over two years, anthropologist Anne Russon observed orangutans learning to jab sticks at catfish to scare them out of the ponds and in to their waiting hands. There are few reports of gorillas using tools in the wild. An adult female western lowland gorilla used a branch as a walking stick apparently to test water depth and to aid her in crossing a pool of water. Another adult female used a detached trunk from a small shrub as a stabilizer during food gathering, and another used a log as a bridge.
The first direct observation of a non-ape primate using a tool in a wild environment occurred in 1988. Primatologist Sue Boinski watched an adult male white-faced capuchin beat a fer-de-lance snake to death with a dead branch. The black-striped capuchin was the first non-ape primate for which routine tool use was documented in the wild; individuals were observed cracking nuts by placing them on a stone anvil and hitting them with another large stone. In Thailand and Myanmar, crab-eating macaques use stone tools to open nuts, oysters and other bivalves, and various types of sea snails. Chacma baboons use stones as weapons; stoning by these baboons is done from the rocky walls of the canyon where they sleep and retreat to when they are threatened. Stones are lifted with one hand and dropped over the side whereupon they tumble down the side of the cliff or fall directly to the canyon floor.
Although they have not been observed to use tools in the wild, lemurs in controlled settings have been shown to be capable of understanding the functional properties of the objects they had been trained to use as tools, performing as well as tool-using haplorhines.
Soon after her initial discovery of tool use, Goodall observed other chimpanzees picking up leafy twigs, stripping off the leaves and using the stems to fish for insects. This change of a leafy twig into a tool was a major discovery. Prior to this, scientists thought that only humans manufactured and used tools, and that this ability was what separated humans from other animals. Chimpanzees have also been observed making "sponges" out of leaves and moss that suck up water. Sumatran orangutans have been observed making and using tools. They will break off a tree branch that is about 30 cm long, snap off the twigs, fray one end and then use the stick to dig in tree holes for termites. In the wild, mandrills have been observed to clean their ears with modified tools. Scientists filmed a large male mandrill at Chester Zoo (UK) stripping down a twig, apparently to make it narrower, and then using the modified stick to scrape dirt from underneath its toenails. Captive gorillas have made a variety of tools.
## Ecology
Non-human primates primarily live in the tropical latitudes of Africa, Asia, and the Americas. Species that live outside of the tropics include the Japanese macaque which lives in the Japanese islands of Honshū and Hokkaido; the Barbary macaque which lives in North Africa and several species of langur which live in China. Primates tend to live in tropical rainforests but are also found in temperate forests, savannas, deserts, mountains and coastal areas. The number of primate species within tropical areas has been shown to be positively correlated to the amount of rainfall and the amount of rain forest area. Accounting for 25% to 40% of the fruit-eating animals (by weight) within tropical rainforests, primates play an important ecological role by dispersing seeds of many tree species.
Primate habitats span a range of altitudes: the black snub-nosed monkey has been found living in the Hengduan Mountains at altitudes of 4,700 meters (15,400 ft), the mountain gorilla can be found at 4,200 meters (13,200 ft) crossing the Virunga Mountains, and the gelada has been found at elevations of up to 5,000 m (16,000 ft) in the Ethiopian Highlands. Some species interact with aquatic environments and may swim or even dive, including the proboscis monkey, De Brazza's monkey and Allen's swamp monkey. Some primates, such as the rhesus macaque and gray langurs, can exploit human-modified environments and even live in cities.
## Interactions between humans and other primates
### Disease transmission
Close interactions between humans and non-human primates (NHPs) can create pathways for the transmission of zoonotic diseases. Viruses such as Herpesviridae (most notably Herpes B Virus), Poxviridae, measles, ebola, rabies, the Marburg virus and viral hepatitis can be transmitted to humans; in some cases the viruses produce potentially fatal diseases in both humans and non-human primates.
### Legal and social status
Only humans are recognized as persons and protected in law by the United Nations Universal Declaration of Human Rights. The legal status of NHPs, on the other hand, is the subject of much debate, with organizations such as the Great Ape Project (GAP) campaigning to award at least some of them legal rights. In June 2008, Spain became the first country in the world to recognize the rights of some NHPs, when its parliament's cross-party environmental committee urged the country to comply with GAP's recommendations, which are that chimpanzees, orangutans and gorillas are not to be used for animal experiments.
Many species of NHP are kept as pets by humans, the Allied Effort to Save Other Primates (AESOP) estimates that around 15,000 NHPs live as exotic pets in the United States. The expanding Chinese middle class has increased demand for NHPs as exotic pets in recent years. Although NHP import for the pet trade was banned in the U.S. in 1975, smuggling still occurs along the United States – Mexico border, with prices ranging from US\$3000 for monkeys to \$30,000 for apes.
Primates are used as model organisms in laboratories and have been used in space missions. They serve as service animals for disabled humans. Capuchin monkeys can be trained to assist quadriplegic humans; their intelligence, memory, and manual dexterity make them ideal helpers.
NHPs are kept in zoos around the globe. Historically, zoos were primarily a form of entertainment, but more recently have shifted their focus towards conservation, education and research. GAP does not insist that all NHPs should be released from zoos, primarily because captive-born primates lack the knowledge and experience to survive in the wild if released.
### Role in scientific research
Thousands of non-human primates are used around the world in research because of their psychological and physiological similarity to humans. In particular, the brains and eyes of NHPs more closely parallel human anatomy than those of any other animals. NHPs are commonly used in preclinical trials, neuroscience, ophthalmology studies, and toxicity studies. Rhesus macaques are often used, as are other macaques, African green monkeys, chimpanzees, baboons, squirrel monkeys, and marmosets, both wild-caught and purpose-bred.
In 2005, GAP reported that 1,280 of the 3,100 NHPs living in captivity in the United States were used for experiments. In 2004, the European Union used around 10,000 NHPs in such experiments; in 2005 in Great Britain, 4,652 experiments were conducted on 3,115 NHPs. Governments of many nations have strict care requirements of NHPs kept in captivity. In the US, federal guidelines extensively regulate aspects of NHP housing, feeding, enrichment, and breeding. European groups such as the European Coalition to End Animal Experiments are seeking a ban on all NHP use in experiments as part of the European Union's review of animal testing legislation.
### Extinction threats
The International Union for Conservation of Nature (IUCN) lists more than a third of primates as critically endangered or vulnerable. About 60% of primate species are threatened with extinction, including: 87% of species in Madagascar, 73% in Asia, 37% in Africa, and 36% in South and Central America. Additionally, 75% of primate species have decreasing populations. Trade is regulated, as all species are listed by CITES in Appendix II, except 50 species and subspecies listed in Appendix I, which gain full protection from trade.
Common threats to primate species include deforestation, forest fragmentation, monkey drives (resulting from primate crop raiding), and primate hunting for use in medicines, as pets, and for food. Large-scale tropical forest clearing is widely regarded as the process that most threatens primates. More than 90% of primate species occur in tropical forests. The main cause of forest loss is clearing for agriculture, although commercial logging, subsistence harvesting of timber, mining, and dam construction also contribute to tropical forest destruction. In Indonesia large areas of lowland forest have been cleared to increase palm oil production, and one analysis of satellite imagery concluded that during 1998 and 1999 there was a loss of 1,000 Sumatran orangutans per year in the Leuser Ecosystem alone.
Primates with a large body size (over 5 kg) are at increased extinction risk due to their greater profitability to poachers compared to smaller primates. They reach sexual maturity later and have a longer period between births. Populations therefore recover more slowly after being depleted by poaching or the pet trade. Data for some African cities show that half of all protein consumed in urban areas comes from the bushmeat trade. Endangered primates such as guenons and the drill are hunted at levels that far exceed sustainable levels. This is due to their large body size, ease of transport and profitability per animal. As farming encroaches on forest habitats, primates feed on the crops, causing the farmers large economic losses. Primate crop raiding gives locals a negative impression of primates, hindering conservation efforts.
Madagascar, home to five endemic primate families, has experienced the greatest extinction of the recent past; since human settlement 1,500 years ago, at least eight classes and fifteen of the larger species have become extinct due to hunting and habitat destruction. Among the primates wiped out were Archaeoindris (a lemur larger than a silverback gorilla) and the families Palaeopropithecidae and Archaeolemuridae.
In Asia, Hinduism, Buddhism, and Islam prohibit eating primate meat; however, primates are still hunted for food. Some smaller traditional religions allow the consumption of primate meat. The pet trade and traditional medicine also increase demand for illegal hunting. The rhesus macaque, a model organism, was protected after excessive trapping threatened its numbers in the 1960s; the program was so effective that they are now viewed as a pest throughout their range.
In Central and South America forest fragmentation and hunting are the two main problems for primates. Large tracts of forest are now rare in Central America. This increases the amount of forest vulnerable to edge effects such as farmland encroachment, lower levels of humidity and a change in plant life. Movement restriction results in a greater amount of inbreeding, which can cause deleterious effects leading to a population bottleneck, whereby a significant percentage of the population is lost.
There are 21 critically endangered primates, 7 of which have remained on the IUCN's "The World's 25 Most Endangered Primates" list since the year 2000: the silky sifaka, Delacour's langur, the white-headed langur, the gray-shanked douc, the Tonkin snub-nosed monkey, the Cross River gorilla and the Sumatran orangutan. Miss Waldron's red colobus was recently declared extinct when no trace of the subspecies could be found from 1993 to 1999. A few hunters have found and killed individuals since then, but the subspecies' prospects remain bleak.
## See also
- Arboreal theory
- Great Ape Project
- Human evolution
- International Primate Day
- List of primates
- List of fossil primates
- Monkey Day
- Primatology
|
8,495,744 |
Admiralty Islands campaign
| 1,172,604,064 |
Series of WWII battles
|
[
"1944 in Papua New Guinea",
"April 1944 events",
"Battles and operations of World War II involving Papua New Guinea",
"Battles of World War II involving Australia",
"Battles of World War II involving the United States",
"Conflicts in 1944",
"February 1944 events",
"March 1944 events",
"May 1944 events",
"Operation Cartwheel",
"South West Pacific theatre of World War II",
"Territory of New Guinea"
] |
The Admiralty Islands campaign (Operation Brewer) was a series of battles in the New Guinea campaign of World War II in which the United States Army's 1st Cavalry Division took the Japanese-held Admiralty Islands.
Acting on reports from airmen that there were no signs of enemy activity and the islands might have been evacuated, General Douglas MacArthur accelerated his timetable for capturing the Admiralties and ordered an immediate reconnaissance in force. The campaign began on 29 February 1944 when a force landed on Los Negros, the third-largest island in the group. By using a small, isolated beach where the Japanese had not anticipated an assault, the force achieved tactical surprise, but the islands proved to be far from unoccupied. A furious battle over the islands ensued.
In the end, air superiority and command of the sea allowed the Allies to heavily reinforce their position on Los Negros. The 1st Cavalry Division could then overrun the islands. The campaign officially ended on 18 May 1944. The Allied victory completed the isolation of the major Japanese base at Rabaul that was the ultimate objective of the Allied campaigns of 1942 and 1943. A major air and naval base was developed in the Admiralty Islands that became an important launching point for the campaigns of 1944 in the Pacific. This campaign marked the end of MacArthur's Operation Cartwheel, which was a multi-theater operation conducted to turn the powerful Japanese base of Rabaul into a de facto prisoner-of-war camp.
## Background
### Geography
The Admiralty Islands lie 200 miles (320 km) north east of the mainland of New Guinea and 360 miles (580 km) west of Rabaul, only two degrees south of the equator. The climate is tropical, with constant high temperatures and high humidity and an annual rainfall of 154 inches (3,900 mm). Thunderstorms are common. December to May is the north west monsoon season, with prevailing winds from that direction.
The largest island in the group is Manus Island, which is about 49 miles (79 km) across from east to west and 16 miles (26 km) wide from north to south. The interior is mountainous, with peaks rising to 3,000 feet (910 m) and largely covered with thick tropical rainforest. The then largely uncharted coastline had numerous reefs. The shoreline consisted mostly of mangrove swamp. Los Negros is separated from Manus by the narrow Loniu Passage. The island contains two important harbours of its own, Papitalai on the west coast, which connects with Seeadler Harbour, and Hyane on the east coast. The two are separated by a 50-yard (46 m) wide sandy spit. Here, the natives built a skidway over which they could drag canoes between the two harbours. Los Negros curves horseshoe-like, forming a natural breakwater for Seeadler Harbour, the remainder of which is enclosed by Manus and a series of smaller islands. The main entrance was through a 1.5-mile (2.4 km) wide passage between Hauwei and Ndrilo Islands. Seeadler Harbour is about 20 miles (32 km) across from east to west and 6 miles (9.7 km) wide from north to south, and up to 120 feet (37 m) deep.
### Allied plans
In July 1942, the Joint Chiefs of Staff approved a series of operations against the Japanese bastion at Rabaul, which blocked any Allied advance along the northern coast of New Guinea towards the Philippines or northward towards the main Japanese naval base at Truk. In keeping with the overall Allied grand strategy of Europe first, the immediate aim of these operations was not the defeat of Japan but merely the reduction of the threat posed by Japanese aircraft and warships based at Rabaul to air and sea communications between the United States and Australia. By agreement among the Allied nations, in March 1942 the Pacific theatre was divided into the South West Pacific Area, under General Douglas MacArthur, and the Pacific Ocean Areas, under Admiral Chester W. Nimitz. Rabaul fell within MacArthur's area but the initial operations in the southern Solomon Islands came under Nimitz. The Japanese reaction was more violent than anticipated and some months passed before the Guadalcanal Campaign was brought to a successful conclusion. Meanwhile, General MacArthur's forces—primarily Australian—fought off a series of Japanese offensives in Papua in the Kokoda Track Campaign, Battle of Milne Bay, Battle of Buna-Gona, and the Battle of Wau.
At the Pacific Military Conference in March 1943, the Joint Chiefs of Staff approved the latest version of General MacArthur's Elkton plan for an advance on Rabaul. Owing to a shortage of resources, particularly heavy bomber aircraft, the final stage of the plan, the capture of Rabaul itself, was postponed until 1944. By July 1943, the Joint Chiefs were considering the possibility of neutralising and bypassing Rabaul, but the navy would still need a forward fleet base. The Admiralty Islands, already a part of the Elkton plan, could serve this purpose, as they contained flat areas for airstrips, space for military installations, and Seeadler Harbour, which was large enough to accommodate a naval task force. On 6 August 1943, the Joint Chiefs of Staff adopted a plan that called for the neutralisation rather than the capture of Rabaul, and scheduled the invasion of the Admiralty Islands for 1 June 1944.
Throughout January 1944, AirSols aircraft based in the Solomon Islands and Royal Australian Air Force (RAAF) aircraft based on Kiriwina kept up a sustained air offensive against Rabaul. Under steady and relentless pressure, the Japanese air defence began to weaken, allowing a landing to be made on 15 February by New Zealand troops on the Green Islands, which lie little more than 100 miles (160 km) from Rabaul. On 16 and 17 February, the US Pacific Fleet's Task Force 58 attacked the main Japanese base at Truk. Most Japanese aircraft were recalled to defend Truk and 19 February saw the last significant interception of Allied aircraft over Rabaul. Meanwhile, on 13 February General MacArthur, who received an intelligence windfall from the capture of Japanese Army code books by his Australian soldiers at Sio, had issued orders for the invasion of the Admiralty Islands, codenamed Operation Brewer, which was now scheduled for 1 April. Forces assigned included the 1st Cavalry Division; No. 73 Wing RAAF, providing close air support; the 592nd Engineer Boat and Shore Regiment (EBSR); the US Marines' 1st Amphibious Tractor Battalion; and US Naval Construction Battalions ("Seabees") to build the naval base—a total of 45,000 personnel. However, on 23 February 1944 three Fifth Air Force B-25 Mitchell bombers flew low over Los Negros. The airmen reported that there were no signs of enemy activity and the islands had been evacuated. Lieutenant General George Kenney, the commander of Allied Air Forces in the South West Pacific Area, went to MacArthur and proposed that the unoccupied islands be quickly taken by a small force. According to Kenney: "The General listened for a while, paced back and forth as I kept talking, nodded occasionally, then suddenly stopped and said: That will put the cork in the bottle."
Orders went out on 24 February 1944 for a reinforced squadron of the 1st Cavalry Division to carry out a reconnaissance in force in just five days time. If the Admiralty Islands were indeed evacuated, they would be occupied and a base developed. If the enemy was unexpectedly strong, then the force could be withdrawn. General MacArthur and Vice Admiral Thomas C. Kinkaid, the commander of Allied Naval Forces in the South West Pacific Area, would be on hand to make the decision but otherwise they delegated command to Rear Admiral William Fechteler, the commander of Amphibious Group 8 of Rear Admiral Daniel E. Barbey's VII Amphibious Force. To accommodate them, the light cruiser USS Phoenix was ordered to sea. At the time, she was in Brisbane, with over 300 of her crew on shore leave. Trucks with bull horns broadcast the code word recalling the crew. To achieve surprise, and to reach the Admiralty Islands in just five days, high speed transports (APDs) were required; Landing Ships, Tank (LSTs) were too slow to make the required distance in the time. Only three APDs were available: USS Brooks, Humphreys and Sands. Each could accommodate 170 men. The remaining troops were carried on nine destroyers: USS Bush, Drayton, Flusser, Mahan, Reid, Smith, Stevenson, Stockton and Welles. Between them, the destroyers and APDs carried 1,026 troops.
This force was commanded by Brigadier General William C. Chase, commander of the 1st Brigade, 1st Cavalry Division. It included the three rifle troops and the heavy weapons troop of the 2nd Squadron, 5th Cavalry; a platoon from Battery B, 99th Field Artillery Battalion with two 75 mm pack howitzers; the 673rd Anti-Aircraft Machine Gun Battery (Airborne); and 29 Australians of the Australian New Guinea Administrative Unit (ANGAU), who were to assist in gathering intelligence and dealing with the native population, some 13,000 of whom lived in the islands. Once the decision to remain was known, a follow-up force with the rest of the 5th Cavalry and 99th Field Artillery Battalion, 40th Naval Construction Battalion, and 2,500 measurement tons of stores would depart from Finschhafen in six Landing Ships, Tank (LSTs), each towing an LCM of Company E, 592nd EBSR. When an aide expressed concern over assigning such a hazardous mission to a unit without combat experience, General MacArthur recalled how the 5th Cavalry had fought alongside his father's troops in the campaign against Geronimo. "They'd fight then," he said, "and they'll fight now."
Major General Charles A. Willoughby's G-2 (intelligence) section did not agree with the airmen's assessment the islands were unoccupied. Drawing on Ultra and Allied Intelligence Bureau reports from interrogating local civilians, it reported on 15 February that there were 3,000 Japanese troops in the Admiralty Islands. On 24 February, it revised the estimate to 4,000. G-2 attributed the lack of anti-aircraft fire to the Japanese logistical situation, believing it was a measure to conserve ammunition. Lieutenant General Walter Krueger, the commander of US Sixth Army later recalled no one at his headquarters believed the islands unoccupied. In the original plan, a team of Alamo Scouts was to have thoroughly reconnoitred the island before the landing. Krueger had a six-man party of Alamo Scouts inserted on the southern coast of Los Negros by PBY under cover of a bombing raid on 27 February. The scouts reported the south coast was "lousy with Japs".
### Japanese defences
The Japanese defence of the Admiralties fell under the Eighth Area Army, based at Rabaul and commanded by General Hitoshi Imamura. In September 1943, as a result of the failure to stop Allied advances in New Guinea and the Solomons, the Imperial General Headquarters (IGHQ) had decided to constrict Japan's defensive perimeter in the south and central Pacific to a new line stretching from the Banda Sea to the Caroline Islands. The IGHQ charged Imamura with holding his portion of the new line, which included the Admiralties, as long as possible to allow the Japanese navy and army time to prepare "decisive" counterattacks against Allied forces. Maintaining control of the Admiralties was crucial to the Japanese defensive plans, as possession of the islands by the Allies would place the key Japanese stronghold at Truk within range of heavy bombers. Apparently not expecting the Allies to move on the Admiralties so quickly, IGHQ gave Imamura until the middle of 1944 to complete the defensive preparations for his command. At this time the largest Japanese unit in the islands was the 51st Transport Regiment, which had arrived on Los Negros in April.
Imamura sought reinforcements for the Admiralties in late 1943 and early 1944. In October 1943 he requested an infantry division for the islands, but none was available. A subsequent proposal to transfer the 66th Regiment from the Palaus, where it was being rebuilt after suffering heavy losses, to the Admiralties was also unsuccessful as IGHQ believed that the Eighteenth Army had greater need for this unit. The Imperial Japanese Navy (IJN) also rejected Imamura's suggestion that a special naval landing force unit be dispatched to the islands. IGHQ agreed to deploy the 66th Regiment to the Admiralties in January 1944 to bolster the region's defences following the Allied landings at Arawe and Saidor in mid-December and early January respectively, but this movement was cancelled after a ship carrying reinforcements for the regiment was sunk by USS Whale with heavy loss of life on the 16th of the month. Following this disaster Imamura directed the 38th Division to dispatch a battalion to the islands, and 750 men of the 2nd Battalion, 1st Independent Mixed Regiment arrived there on the night of 24/25 January. A subsequent attempt to ship an infantry and an artillery battalion to the Admiralties was frustrated by Allied air and submarine attacks, but 530 soldiers of the 38th Division's 1st Battalion, 229th Infantry Regiment arrived there on the night of 2 February. Most of these troop movements were detected by Allied intelligence.
At the time of the Allied landing, Imperial Japanese Army forces in the Admiralties consisted of the 51st Transport Regiment under Colonel Yoshio Ezaki, who was also the overall garrison commander; 2nd Battalion, 1st Independent Mixed Regiment; 1st Battalion, 229th Infantry Regiment; and elements of the IJN's 14th Naval Base Force. Allied G-2 had identified the presence of all these units in the Admiralties, though their designation was not known in all instances. While the 1st Battalion, 229th Infantry Regiment was a veteran of several campaigns, it was short of equipment and lacked its battalion artillery guns. The 2nd Battalion, 1st Independent Mixed Regiment was led by reserve officers who had seen action in China, but most of its enlisted men were recalled reservists who had not previously been in battle.
The 51st Transport Regiment had constructed an airstrip on Lorengau and commenced another, known as Momote Airstrip, at the Momote Plantation on Los Negros. Lorengau was used as a staging point for aircraft moving between Rabaul and airstrips in North East New Guinea. The importance of the Admiralty Islands to the Japanese increased as the result of Allied advances in New Guinea and New Britain which blocked off other air routes. By February, both airstrips were unserviceable and the antiaircraft guns were silent to conserve ammunition and conceal their positions. Ezaki had ordered his men to neither move nor fire in daylight.
## Battle of Los Negros
### Landing
The chosen landing site was a small beach on the south shore of Hyane Harbour near the Momote airstrip. The airstrip could be seized quickly; but the surrounding area was mangrove swamp, and the harbour entrance was only about 750 yards (700 m) wide. "Since the whole operation was a gamble anyway," Samuel Eliot Morison noted, "one might as well be consistent." The gamble paid off. The Japanese had not anticipated a landing at this point and the bulk of their forces were concentrated to defend the beaches of Seeadler Harbour, on the other side of the island. The weather on 29 February 1944 was overcast with a low cloud ceiling that prevented most of the planned air strike. Only three B-24s and nine B-25s found the target. The naval bombardment was therefore extended for another 15 minutes. Each APD lowered four LCPRs (Landing Craft, Personnel, Ramped). Each LCPR carried its maximum load of 37 men, who boarded by climbing over the APDs' sides and down cargo nets. The unarmoured LCPRs were still used because davits had not been strengthened to carry the heavier, armoured LCVP (Landing Craft, Vehicle, Personnel).
The first wave landed without casualties at 08:17, but once the bombardment lifted the Japanese emerged from their dugouts and machine guns and shore batteries began firing. The landing craft, on returning, came under crossfire from enemy machine guns on both sides of the harbour. The fire became so heavy the second wave was forced to reverse course until the enemy fire was suppressed by destroyers. The third and fourth waves also came under fire. A correspondent from Yank, the Army Weekly described the scene:
> As we neared the channel, the Navy men in the bow hollered to us to keep our heads down or we'd get them blown off. We crouched lower, swearing, and waited. It came with a crack; machine-gun fire over our heads. Our light landing craft shuddered as the Navy gunners hammered back and answered with the .30 calibers mounted on both sides of the barge. As we made the turn for the beach, something solid plugged into us. "They got one of our guns or something," one GI said. There was a splinter the size of a half-dollar on the pack of the man in front of me. Up front a hole gaped in the middle of the landing ramp and there were no men where there had been four. Our barge headed back toward the destroyer that had carried us to the Admiralties. White splashes of water were plunging through the six-inch gap in the wooden gate. William Siebieda, S 1/c, of Wheeling, West Virginia, ducked from his position at the starboard gun and slammed his hip against the hole to plug it. He was firing a tommy gun at the shore as fast as wounded soldiers could pass him loaded clips. The water sloshed around him, running down his legs and washing the blood of the wounded into a pink frappe.
Four of the twelve LCPRs had been damaged. Three were soon repaired, but they could not be risked further, for without them, the reconnaissance force could not be evacuated. The emergency plan provided for an APD to enter the harbour and take troops off from a jetty but this would clearly be a desperate measure indeed. Over the next four hours, the boats continued to make trips to the beach, but only when it was believed destroyers had suppressed enemy fire. Heavy rain made it safer by reducing visibility. The last destroyer was unloaded at 12:50. By this time, the navy had lost two men dead and three wounded.
For the moment it was safer ashore. The cavalrymen overran the airstrip. Sporadic opposition allowed them to set up the antiaircraft machine guns on the beach, unload supplies, and patrol inland. Two soldiers were killed and three wounded. At 16:00, General MacArthur and Admiral Kinkaid came ashore. The general inspected the position. A lieutenant warned him a Japanese sniper had been killed in the vicinity just a few minutes before. "That's the best thing to do with them," the General replied. He decided to stay, ordering Chase to hold his position until the follow-up force arrived, then returned to Phoenix. Fechteler's force departed at 17:29, the transports having unloaded and most of the bombardment force having exhausted its ammunition. Bush and Stockton remained to provide on-call naval fire support.
### Battle for the beachhead
Chase pulled his troops back into a tight perimeter. There was no barbed wire, so the whole area had to be covered. The ground was hard coral, which was good for airbase construction but made it difficult to dig foxholes. The twelve .50 calibre (12.7mm) machine guns were positioned in the front line. There was fighting throughout the night as small groups of Japanese attempted to infiltrate the position. An airdrop of ammunition was requested. A break in the weather allowed three B-25s of the 38th US Bomb Group to drop supplies at 08:30. Four B-17s of the 375th Troop Carrier Group each dropped three tons of supplies, including blood plasma, ammunition, hand grenades, and barbed wire. Some of the ammunition fell beyond the perimeter but for some reason men who moved out to retrieve it were not fired upon.
The Japanese were not expected to make another effort until dark but at around 16:00 a Japanese patrol was discovered that had somehow managed to infiltrate the perimeter in broad daylight and penetrate to within 35 yd (32 m) of General Chase's command post. A sniper fired on the command post, and fire was directed at the patrol. Major Julio Chiaramonte, S-2 (intelligence officer) of the task force, set out with four men to silence the sniper. As his party closed in, there were a series of explosions. Three Japanese had committed suicide with hand grenades, while another had committed seppuku with his sword. Fifteen dead officers and sergeants were counted, including Captain Baba, the commander of the Japanese battalion which made the attack the preceding night. The Japanese launched another attack on the perimeter at 17:00 but could make little progress in the face of American firepower.
The next morning saw the arrival of the follow-up force, six LSTs, each towing an LCM, escorted by the destroyers USS Mullany and Ammen and and destroyer minesweepers USS Hamilton and Long. The LSTs entered Hyane Harbour and beached, coming under mortar fire as they did so. LST-202, crewed by the United States Coast Guard, replied with 3 in (76mm) and Bofors 40 mm guns. The LSTs were unloaded over the next seven hours. In the process, ammunition, construction equipment, and stores piled up. To accommodate a proper dispersal of stores, General Chase ordered an attack to expand the perimeter. An air strike was requested. B-25s of the 345th US Bomb Group were intercepted by an estimated fifteen Japanese fighters. These were driven off by eight escorting P-47 Thunderbolt fighters, which claimed eight Japanese aircraft shot down. Two B-17s of the 69th US Troop Carrier Squadron on a supply dropping run were also attacked, and claimed to have shot one of their attackers down. Two of the four B-25 squadrons dropped bombs in areas occupied by American troops, two of whom were killed and four wounded before the 12th US Air Liaison Party could correct the error. Both squadrons of the 5th Cavalry attacked at 15:00. All objectives were taken and a new, larger defensive perimeter was prepared. The 40th Naval Construction Battalion had landed expecting to work on Momote airstrip. Instead, they were ordered to use their equipment to clear fields of fire and construct fortifications, and were given a section of the perimeter to defend. Six trenches were dug out by a bulldozer and ten men stationed in each. Their ditch digger scooped out a 300-yard (270 m) trench which formed a secondary line of defence. The airstrip's revetments were transformed into heavy machine gun posts.
The two destroyer minesweepers were supposed to sweep the entrance to Seeadler Harbour between Hauwei and Ndrilo Islands but fire from at least one Japanese 4-inch (102 mm) gun on Hauwei Island prevented them from entering the harbour. Captain Emile Dechaineux, commanding the destroyers supporting the forces ashore, brought Ammen, Bush, Mullany and Warramunga around and bombarded the island. The Japanese guns ceased fire but came alive again when another attempt was made to sweep the channel. Dechaineux then called off the effort, ordering the DMSs to join him. The destroyers bombarded Japanese guns covering the entrance to Hyane Harbour to allow the LSTs to leave unmolested. One LST left with between 20 and 30 truckloads of stores still aboard. The LSTs did not wish to remain after dark as a Japanese attack was expected. Dechaineux escorted them part of the way until he received an order from Admiral Barbey for Ammen, Mullany, Warramunga, and Welles to remain off Los Negros. Ammen and Mullany bombarded Hauwei Island again in the morning, setting off a couple of ammunition dumps, but still came under accurate fire from four or five guns, and Dechaineux was forced to inform Barbey that he was unable to overcome the island's guns.
General Krueger was gravely concerned about the seriousness of the situation on Los Negros. In response to urgent request from General Chase, Krueger arranged with Admiral Barbey for the movement of the rest of the 1st Cavalry Division to be expedited. At Krueger's request, the 2nd Squadron, 7th Cavalry would travel in the three APDs. Other units would arrive on 6 and 9 March instead of 9 and 16 March. Krueger realised that Hyane harbour was too small to support the entire division, but there were good beaches around Salami Plantation on the western shore of Los Negros. To use them, and to permit a shore-to-shore operation against Manus from Los Negros, Seeadler Harbour would have to be opened up.
From the Japanese perspective, the battle was not going too well either. The Japanese had expected a landing on Seeadler Harbour, this being the logical American objective, and had concentrated their forces around the Lorengau airfield. The defence of the Momote airstrip and Hyane harbour was the responsibility of Baba Force, built around Captain Baba's 1st Battalion, 229th Infantry Regiment. Colonel Ezaki ordered Baba to attack the beachhead but a suspicion the Hyane Harbour landing was a diversion, coupled with false reports of enemy activity at Salami had him retain the 2nd (Iwakami) Battalion of the 1st Independent Infantry Regiment there instead of sending it to assist Baba Force. By 2 March, Ezaki had resolved to attack the Hyane beachhead with his whole force. The difficulties imposed by the terrain, and disruption by American artillery and Allied naval gunfire, forced a postponement of the attack to the night of 3 March.
At 21:00, a lone Japanese plane dropped eight bombs, cutting telephone wires. Once it had departed, yellow flares went up and a Japanese infantry attack was launched, supported by mortar fire. Offshore, Dechaineux' destroyers came under attack from four Betty bombers. 1st Squadron, 5th Cavalry, was attacked by about two reinforced platoons, which were met by heavy automatic weapons and mortar fire. The heavy jungle in this sector permitted some infiltration but the Japanese force was not strong enough to overrun the position. The main Japanese attack was delivered by 2nd Battalion, 1st Independent Mixed Regiment, from the direction of the native skidway, together with detachments from the Porlaka area, and fell on 2nd Squadron, 5th Cavalry. The troopers noticed a change in Japanese tactics. Instead of infiltrating silently, they advanced across the open, talking and in some cases singing. Their advance took them straight into anti-personnel mines and booby traps, which duly exploded, and then into the fields of fire of the Americans' automatic weapons, including several .30 water-cooled Browning machineguns, but the advance continued. The guns of the 211th Coast Artillery (AA) Battalion and 99th Field Artillery Battalion fired through the night, attempting to break up the Japanese attack from Porlaka. Shortly after midnight, Japanese barges attempted to cross Hyane harbour but were engaged by anti-aircraft guns and did not reach the American positions. A Bofors 40 mm gun position was captured by the Japanese, who in turn were driven off by the Seabees. Manning the .30s, the 5th Cavalry's gunners piled up the Japanese dead until the guns had to be moved to get clear fields of fire. One of the Browning guns that held the position was later left in its place, as a monument. Sergeant Troy McGill occupied a revetment with his squad of eight men. All were killed or wounded except McGill and another man, whom he ordered to fall back to the next revetment. McGill fired his rifle until it jammed, then clubbed the Japanese with it until he was killed. He was posthumously awarded the Medal of Honor.
By dawn, the Japanese attack had subsided. Over 750 Japanese dead were counted in and around the American positions. No prisoners were taken. American casualties were 61 dead, and 244 wounded, including nine dead and 38 wounded Seabees. The 2nd Squadron, 5th Cavalry and the 40th Naval Construction Battalion received Presidential Unit Citations. General Chase called for an airdrop of ammunition, prodigious quantities of which had been expended during the night, and had Warramunga fire on the native skidway.
### Securing Seeadler Harbour
The morning of 4 March saw the arrival of the 2nd Squadron, 7th Cavalry, which relieved the 2nd Squadron, 5th Cavalry. The next day Major General Innis P. Swift, the commander of the 1st Cavalry Division, arrived aboard Bush and assumed command. He ordered the 2nd Squadron, 7th Cavalry to attack across the native skidway. The 2nd Squadron, 5th Cavalry therefore went back into the line to relieve them. While the relief was taking place, the Japanese launched a daylight attack. This was repulsed by the cavalrymen, with the help of artillery and mortar fire, but the American attack was delayed until late afternoon. It then ran into a Japanese minefield and by dawn the advance had only reached as far as the skidway.
On the morning of 6 March, another convoy arrived at Hyane Harbour: five LSTs, each towing an LCM, with the 12th Cavalry and other units and equipment including five Landing Vehicles Tracked (LVTs) of the 592nd EBSR, three M3 light tanks of the 603rd Tank Company, and twelve 105mm howitzers of the 271st Field Artillery Battalion. The 12th Cavalry was ordered to follow the 2nd Squadron, 7th Cavalry in its advance to the north, and to capture the Salami Plantation. The road to Salami was little more than a muddy track in which vehicles soon became bogged. The Japanese also obstructed the route with ditches, felled trees, snipers, and booby traps. WO2 R. J. Booker of ANGAU used his local knowledge to guide the 12th Cavalry and the three tanks to Salami. Here the Japanese put up a fierce fight that lasted over an hour. The tanks fired canister shot shells into buildings and high-explosive shells into the slits of Japanese bunkers.
The inhabitants of the area informed the ANGAU detachment the Japanese had retreated across Seeadler Harbour to Papitalai Mission. This, therefore, became the next objective. The 5th Cavalry would attack Papitalai Plantation from the east while the 2nd Squadron, 12th Cavalry would attack Papitalai Mission. The 5th Cavalry captured Porlaka without opposition and crossed Lemondrol Creek in canvas and rubber boats. A patrol under Captain William C. Cornelius fought an estimated 50 Japanese, who ultimately withdrew. Captain Cornelius, who was credited with killing four, was severely wounded and died the next day. He was posthumously awarded the Distinguished Service Cross.
Because of the coral reef, conventional landing craft could not be used for the landing at Papitalai Mission. The five LVTs, one a combat type and the other four cargo-carrying, set out from Hyane Harbour to Salami Plantation but the road was so bad that only the combat and one cargo LVT were available in time. The attack went ahead anyway, preceded by an airstrike and artillery bombardment by the 271st Field Artillery Battalion. The combat LVT fired 24 M8 4.5-inch rockets. Return fire was received from Japanese mortars and machine guns, and a 75mm howitzer. The first wave had to hold alone in the face of fire from Japanese bunkers for 45 minutes until the LVTs returned with the next wave. Later, they fought off a counterattack by about 30 Japanese. Joined by a third LVT which had eventually managed to make it to Salami, the LVTs made 16 trips across the harbour before nightfall curtailed operations, transporting part of the 2nd Squadron, 12th Cavalry, along with rations, water and ammunition, and evacuating the dead and wounded.
Colonel Ezaki reported the American attack on Papitalai Mission to the Eighth Area Army in Rabaul, promising a night counterattack on the position; but no attack was delivered. The Japanese withdrew, and no further messages were ever received from Colonel Ezaki.
The task of silencing the Japanese guns guarding Seeadler Harbour fell to Rear Admiral Victor Crutchley's Task Force 74 (TF74), consisting of the heavy cruiser , light cruisers USS Phoenix and Nashville, and destroyers USS Bache, Beale, Daly, and Hutchins. They bombarded Hauwei Island for an hour on 4 March but on 6 March USS Nicholson was struck by a Japanese shell fired from Hauwei. With minesweepers scheduled to attempt to enter Seeadler Harbour again on 8 March, Admiral Kinkaid ordered Crutchley to try again. On the afternoon of 7 March, TF74 bombarded Hauwei, Ndrilo, Koruniat, Pityilu and northern Los Negros. Shropshire fired 64 8-inch (203 mm) and 92 4-inch (102 mm) shells, while the American cruisers and destroyers expended 1,144 5-inch (127 mm) and 6-inch (152 mm) shells. The next day, two destroyers, two minesweepers, an LCM (flak) and six LCMs carrying trucks and supplies entered the Seeadler Harbour without being fired upon. This cleared the way for the 2nd Brigade, 1st Cavalry Division to land at Salmi on 9 March.
By 7 March, the Seabees had the Momote airfield ready. Artillery spotting aircraft began operating from the strip on 6 March and a B-25 made an emergency landing the next day. Guided by a B-25, twelve P-40 Kittyhawks of No. 76 Squadron RAAF arrived from Kiriwina via Finschhafen on 9 March, the remaining twelve aircraft of the squadron following the next day. They were joined by the ground crew of No. 77 Squadron RAAF, which had arrived by LST on 6 March. The rest of No. 73 Wing RAAF arrived over the next two weeks, including the Kittyhawks of No. 77 Squadron RAAF and Supermarine Spitfires of No. 79 Squadron RAAF. Operations began on 10 March and henceforth ships and ground units in the Admiralties had air support just minutes away.
The ANGAU Detachment reached the town of Mokerang on 9 March and found fifty inhabitants. The Detachment was relieved to find islanders had not been deliberately ill-treated by the Japanese. The retreating Japanese had stripped their gardens of food, leaving the civilian population hungry, so ANGAU arranged for them to be provisioned by the Americans.
## Battle of Manus
### Hauwei
Operations on Los Negros had now reached the mopping-up stage, but an estimated 2,700 Japanese troops remained on Manus. General Swift decided to land Brigadier General Verne D. Mudge's 2nd Brigade at Lugos Mission, west of Lorengau. Lorengau, known to be heavily fortified, was an important objective. It had an airfield, and four roads converged there. As a preliminary, the 302nd Cavalry Reconnaissance Troop was ordered to locate sites from which the artillery could cover landings on Manus. Three patrols were sent out by LCVP on 11 March. The first found Bear Point on Manus free of Japanese but lacking sites for artillery emplacements. The second scouted the Butjo Luo Islands. They found the islands apparently unoccupied, with good sites on the northern island. The third patrol, 25 officers and men of the 302nd Cavalry Reconnaissance Troop, two officers from the 99th Field Artillery Battalion, with WO2 A. L. Robinson of ANGAU and Kaihu, a native of Mokerang, as guides, set out for Hauwei in an LCVP, escorted by PT 329, one of the PT boats now operating from the tender USS Oyster Bay in Seeadler Harbour.
As the patrol moved ashore, Major Carter S. Vaden spotted a well camouflaged bunker and threw two hand grenades into it. When they exploded, concealed Japanese mortars and machine guns commenced firing on the patrol and the craft offshore. The PT was hit, her commander wounded, and she withdrew. The LCVP headed toward the shore where it picked up five men, including Robinson and Kaihu. The LCVP retracted and headed out to sea but then sighted another group on the beach. She headed back in to pick them up, despite her commander being wounded, and succeeded. As she backed off the beach again, she was holed by a mortar round and began taking on water. Meanwhile, the damaged PT had reported what had happened and a bomber was sent to investigate. Flying low, it spotted the men in the water, and another PT boat was sent to the rescue, covered by the destroyer . After three hours in the water, the LCVP's survivors were picked up by the PT boat. Eight Americans, including Major Vaden, had been killed and fifteen wounded, including the entire LCVP crew. Kaihu was missing and Robinson was contemplating how he would break the news to his family when Kaihu walked in, having swum back to Los Negros.
General Swift postponed the landing on Lugos and ordered the 2nd Squadron, 7th Cavalry to capture Hauwei. Once again, Robinson acted as guide, notwithstanding severe sunburn from his time in the water the previous day. The landing was covered by the destroyers Arunta, Bush, Stockton and Thorn; a pair of rocket-firing LCVPs and the LCM (flak), which fired 168 4.5-inch (114 mm) rockets; the guns of the 61st Field Artillery Battalion on Los Negros; and six Kittyhawks of No. 76 Squadron dropped 500-pound (230 kg) bombs. The assault was made from three cargo-carrying LVTs. To save wear and tear, they were towed across Seeadler Harbour by LCMs and cut loose for the final run in to shore. The cavalrymen found well constructed and sited bunkers with interlocking fields of fire covering all approaches, and deadly accurate snipers. The next morning an LCM brought over a medium tank, for which the Japanese had no answer, and the cavalrymen were able to overcome the defenders at a cost of eight killed and 46 wounded; 43 dead Japanese naval personnel were counted. The 61st and 271st Field Artillery Battalions moved to Hauwei, while the 99th established itself on Butjo Luto.
### Lorengau
The attack on Manus got underway on 15 March. Before dawn, two troops of the 8th Cavalry, six cargo carrying LVTs and the combat LVT were loaded on board an LST for the 18 kilometres (11 mi) trip across Seeadler Harbour from Salami. Beaches at Lugos, about 4 kilometres (2.5 mi) west of Lorengau were chosen in preference to those nearer Lorengau, which were known to be heavily defended. The destroyers Gillespie, Hobby, Kalk, and Reid bombarded the area with their 5-inch guns; the two rocket LCVPs, the LCM (flak), and the combat LVT raked the shoreline with rockets; the artillery on Hauwei and Butjo Luo engaged targets; and 18 B-25s of the 499th and 500th Bombardment Squadrons dropped 81 500-pound (227 kg) bombs and strafed the area.
The Japanese had evidently not expected a landing at Lugos and their positions there were quickly overrun. The 1st Squadron, 8th Cavalry then advanced eastward until it was stopped by a Japanese bunker complex on the edge of the Lorengau airstrip. An artillery barrage was brought down, followed by an airstrike by P-40 Kittyhawks with 500 pound bombs. The cavalry resumed its advance, and occupied a ridge overlooking the airstrip without opposition. In the meantime, the 7th Cavalry had been landed at Lugos from the LST on its second trip and took over the defence of the area, freeing the 2nd Squadron, 8th Cavalry to join the attack on Lorengau. The first attempt to capture the airstrip was checked by an enemy bunker complex. A second attempt on 17 March, reinforced by the 1st Squadron, 7th Cavalry and tanks, made good progress. The advance then resumed, with Lorengau itself falling on 18 March.
Although there had been plenty of fighting, the main Japanese force on Manus had not been located. Advancing inland towards Rossum, the 7th Cavalry found it on 20 March. Six days of fighting around Rossum were required before the 7th and 8th Cavalry reduced the entrenched Japanese positions there. The Japanese bunkers, actually log and earth pillboxes, proved resistant to artillery fire.
### Outlying islands
As the Japanese on Los Negros ran out of food and ammunition, the fight became increasingly unequal. A last stand by fifty Japanese in the Papitalai Hills on 24 March marked the end of organised Japanese resistance on Los Negros. The end of organised resistance on Los Negros and Manus still left a number of islands in Japanese hands. To minimise civilian casualties, ANGAU quietly evacuated these islands in advance of the American operations. Pityilu was believed occupied by about 60 Japanese. On 30 March the 1st Squadron, 7th Cavalry was transported there from Lorengau by 10 LCMs towing seven LVTs. With the lessons of Hauwei in mind, the landing was covered by bombardment by destroyers, artillery, and two Landing Craft Support, plus an air strike by Kittyhawks and Spitfires. The landing was unopposed, but a strong Japanese position was encountered which was overcome with the aid of artillery and tanks. Some 59 Japanese were killed compared with eight Americans killed and six wounded.
The same treatment was given to Ndrilo and Koruniat on 1 April but the 1st Squadron, 12th Cavalry found them unoccupied. This was notable for being the only amphibious operation of the war carried out by the United States in dugout canoes. The final landing was on Rambutyo on 3 April by the 2nd Squadron, 12th Cavalry. This time, six LCMs and six LCVPs were used instead of the LVTs. As a result, the first waves grounded on a reef and troopers had to wade ashore through the surf. Fortunately for them, there was no opposition. The Japanese, hiding in the interior, were eventually located by ANGAU and 30 Japanese were killed and five captured. Patrols continued hunting for Japanese throughout the islands. Increasingly, the cavalry followed up sightings reported by the natives. On Los Negros, the 302nd Cavalry Reconnaissance Troop killed 48 and captured 15 Japanese during May. On Manus, some 586 Japanese dead were counted and 47 prisoners taken. General Krueger officially declared the campaign over on 18 May.
### Japanese perspective
A diary found on a dead Japanese soldier recounted his last days:
> 28 March. Last night's duty was rather quiet except for the occasional mortar and rifle fire that could be heard. According to the conference of the various unit leaders, it has been decided to abandon the present position and withdraw. The preparation for this has been made. However, it seems as though this has been cancelled and we will firmly hold this position. Ah! This is honorable defeat and I suppose we must be proud of the way we have handled ourselves. Only our names will remain, and this is something I don't altogether like. Yes, the lives of those remaining, 300 of us, are now limited to a few days.
> 30 March. This is the eighth day since we began the withdrawal. We have been wandering around and around the mountain roads because of the enemy. We have not yet arrived at our destination but we have completely exhausted our rations. Our bodies are becoming weaker and weaker, and this hunger is getting unbearable.
> 31 March. Although we are completely out of rations, the march continues. When will we reach Lorengau? Or will this unit be annihilated in the mountains? As we go along, we throw away our equipment and weapons one by one.
> 1 April. Arrived at native shack. According to a communication, friendly troops in Lorengau cannot help but withdraw. Hereafter there is no choice but to live as the natives do.
## Base development
### Conflict over command
Discussions concerning the scope and nature of base development in the Admiralty Islands were held in early February between representatives of SWPA and Admiral William Halsey, Jr.'s neighbouring South Pacific Area (SOPAC). The original intention was forces from SWPA would capture the islands and construct the airbase, while SOPAC would be responsible for the development of the naval base. The SOPAC representatives indicated they would not be able to supply troops or materials in the early stages, so it was resolved SWPA would also undertake the initial stages of naval base development.
Admiral Nimitz recommended to the Joint Chiefs of Staff that development and control of the base facilities be placed under SOPAC by extending its border westward to include the Admiralties. MacArthur was furious; the borders of SWPA could not be changed without the consent of the Australian government. Nimitz's proposal was eventually turned down by the Joint Chiefs but not before MacArthur restricted access to the facilities to ships of the United States Seventh Fleet and British Pacific Fleet. Halsey was summoned to MacArthur's headquarters in Brisbane on 3 March 1944, and the two agreed to a compromise. Responsibility for the development of the base passed from Krueger's Alamo Force to Kinkaid's Allied Naval Forces on 18 May 1944. It was proposed control would ultimately pass to SOPAC but it never did.
### Airbase development
Momote airfield was found to have been constructed on a coral subbase with an overburden of coconut palm humus, over which the Japanese had laid a thin layer of coral and coral sand. This would not withstand heavy use, so 40th Naval Construction Battalion, 8th Engineer Squadron, and Shore Battalion of the 592nd EBSR had to strip away the humus and lay a new coral surface. Just 3,600 feet (1,100 m) of runway was sufficient for the Kittyhawks and Spitfires but the runway was increased to 7,800 feet (2,400 m) by late April. B-24s of 5th Bombardment Group moved in on 18 April 1944 and flew their first mission, against Woleai two days later.
Plans called for a second airfield at Salami Plantation, but surveys revealed that the site was unsuitable and a new site was found in a coconut plantation near Mokerang. While the 46th Naval Construction Battalion cleared an access road, the 836th Engineer Aviation Battalion constructed the runway, and the 104th and 46th Naval Construction Battalions built the taxiways and dispersal areas. As at Momote, the humus had to be removed to reach the coral subgrade, which was then graded and compacted. In places the coral was so hard explosives had to be used. The work required the clearing of 1,100 acres (4.5 km<sup>2</sup>) and the removal of 18,000 coconut trees. B-24s of 307th Bombardment Group (the "Long Rangers") arrived on 21 April 1944. They participated in raids on Biak and supported the Battle of Biak in May.
A fighter base to provide repair and overhaul facilities for carrier aircraft was constructed by the 78th Naval Construction Battalion on Ponam Island. As half of the work area was swamp, coral was blasted and dredged from the ocean bed and used as landfill. Another facility for carrier aircraft was built on Pityilu by the 71st Naval Construction Battalion in May and June 1944, along with accommodation for 2,500 men. The eastern end of Pityilu was cleared and a fleet recreation centre was built that could accommodate up to 10,000 at a time.
### Naval base development
Construction of the naval base on Los Negros was the responsibility of the 2nd Naval Construction Regiment, with the 11th, 58th and 71st Naval Construction Battalions. Work included a bulk storage at Papitalai for of fuel oil, of distillate, of avgas and of mogas; a 500-bed evacuation hospital; two Liberty ship wharves; 24 warehouses and 83 administration buildings in Quonset huts. At Lombrum Point, the Seabees built three installations: a seaplane repair base, a ship repair base, and a landing craft repair base. A 250-long-ton (250 t) pontoon drydock was provided for servicing the landing craft.
Development of facilities on Manus was taken in hand by the 5th Naval Construction Regiment, with the 35th, 44th and 57th Naval Construction Battalions, which arrived in mid-April, and the 140th Naval Construction Battalion, which was attached in June. They erected 128 storage buildings and 50 refrigerators, each of 680 cubic feet (19 m<sup>3</sup>) capacity. A water supply system was developed to supply 4,000,000 US gallons (15,000,000 L) per day. Two systems were developed, one using streams in the Lombrum area that supplied 2,700,000 US gallons (10,000,000 L) per day, and another for outlying areas that used wells to produce 850,000 US gallons (3,200,000 L) per day. The system included water treatment plants, reservoirs, and pipes. All construction work was completed by April 1945, with the base remaining in use until the end of the war.
## Casualties
In his final report on the campaign, General Krueger reported 3,280 Japanese dead had been counted and 75 had been captured. Perhaps 1,100 more were missing, and were never seen again. American casualties were 326 killed, 1,189 wounded, and four missing. Some 1,625 Americans had been evacuated for all causes, including wounds and illness. One Australian was wounded. ANGAU reported one native had been killed and one wounded in action, three were killed by the Japanese, and 20 accidentally killed and 34 wounded by air, artillery, and naval bombardment.
## Analysis
The value of the Admiralty Islands to the Allies was enormous. Their capture saved more lives than they cost by obviating the need to capture Truk, Kavieng, Rabaul, and Hansa Bay and thereby speeding up the Allied advance by several months. As an airbase, the Admiralties' value was great, for aircraft based there ranged over Truk, Wewak, and beyond. As a naval base, their value was greater still, as they combined a fleet anchorage with major facilities.
A well-known rule of thumb is that an attacking force needs a 3:1 superiority to ensure success. In the opening stages of the battle of Los Negros, the ratio was more like 1:4. In the end the Allies won, "simply because," wrote Morison, "the United States and Australia dominated that stretch of ocean and the air over it." When queried about the naval support, General Chase replied, "they didn't support us; they saved our necks". Chase's own defensive tactics were also a vital factor. He was awarded the Bronze Star for his part, as was MacArthur.
Allied commanders, and later historians, debated whether the Admiralty Islands Campaign was the bold action of a great commander or a reckless endeavour that courted disaster. Admiral Fechteler felt, "we're damn lucky we didn't get run off the island," and Admiral Barbey, for one, believed the original plan would have resulted in over-running the islands in short order with fewer casualties. It would certainly have been much less risky, but it is doubtful whether an assault on the well-defended beaches of Seeadler Harbour would have resulted in fewer casualties. Whereas, in accelerating both MacArthur and Nimitz's campaigns, it shortened the war by at least a month. Thus, in the final analysis, the campaign "had the great virtue of hastening victory while reducing the number of dead and wounded".
For the Japanese, the loss of the Admiralties meant the loss of their outpost line in the South Eastern Area. Imperial Headquarters now ordered the preparation of a new line in Western New Guinea. The Admiralties operation also indicated the Allies were becoming more ambitious and might bypass Hansa Bay. Accordingly, the Eighteenth Army in New Guinea was ordered to prepare to defend Aitape and Wewak as well.
## See also
- Admiralty Islands campaign order of battle
- Manus Naval Base
|
250,046 |
Common starling
| 1,171,925,659 |
Sturnus vulgaris; medium sized passerine bird native to temperate Europe and western Asia
|
[
"Articles containing video clips",
"Birds described in 1758",
"Birds of Central Asia",
"Birds of Europe",
"Birds of North America",
"Birds of Pakistan",
"Migratory birds (Eastern Hemisphere)",
"Sturnus",
"Talking birds",
"Taxa named by Carl Linnaeus"
] |
The common starling (Sturnus vulgaris), also known as the European starling in North America and simply as the starling in Great Britain and Ireland, is a medium-sized passerine bird in the starling family, Sturnidae. It is about 20 cm (8 in) long and has glossy black plumage with a metallic sheen, which is speckled with white at some times of year. The legs are pink and the bill is black in winter and yellow in summer; young birds have browner plumage than the adults. It is a noisy bird, especially in communal roosts and other gregarious situations, with an unmusical but varied song. Its gift for mimicry has been noted in literature including the Mabinogion and the works of Pliny the Elder and William Shakespeare.
The common starling has about 12 subspecies breeding in open habitats across its native range in temperate Europe and across the Palearctic to western Mongolia, and it has been introduced as an invasive species to Australia, New Zealand, Canada, the United States, Mexico, Argentina, South Africa and Fiji. This bird is resident in western and southern Europe and southwestern Asia, while northeastern populations migrate south and west in the winter within the breeding range and also further south to Iberia and North Africa. The common starling builds an untidy nest in a natural or artificial cavity in which four or five glossy, pale blue eggs are laid. These take two weeks to hatch and the young remain in the nest for another three weeks. There are normally one or two breeding attempts each year. This species is omnivorous, taking a wide range of invertebrates, as well as seeds and fruit. It is hunted by various mammals and birds of prey, and is host to a range of external and internal parasites.
Large flocks typical of this species can be beneficial to agriculture by controlling invertebrate pests; however, starlings can also be pests themselves when they feed on fruit and sprouting crops. Common starlings may also be a nuisance through the noise and mess caused by their large urban roosts. Introduced populations in particular have been subjected to a range of controls, including culling, but these have had limited success, except in preventing the colonisation of Western Australia.
The species has declined in numbers in parts of northern and western Europe since the 1980s due to fewer grassland invertebrates being available as food for growing chicks. Despite this, its huge global population is not thought to be declining significantly, so the common starling is classified as being of least concern by the International Union for Conservation of Nature.
## Taxonomy and systematics
The common starling was first described by Carl Linnaeus in his Systema Naturae in 1758 under its current binomial name. Sturnus and vulgaris are derived from the Latin for "starling" and "common" respectively. The Old English staer, later stare, and the Latin sturnus are both derived from an unknown Indo-European root dating back to the second millennium BC. "Starling" was first recorded in the 11th century, when it referred to the juvenile of the species, but by the 16th century it had already largely supplanted "stare" to refer to birds of all ages. The older name is referenced in William Butler Yeats' poem "The Stare's Nest by My Window". The International Ornithological Congress's preferred English vernacular name is common starling.
The starling family, Sturnidae, is an entirely Old World group apart from introductions elsewhere, with the greatest numbers of species in Southeast Asia and sub-Saharan Africa. The genus Sturnus is polyphyletic and relationships between its members are not fully resolved. The closest relation of the common starling is the spotless starling. The non-migratory spotless starling may be descended from a population of ancestral S. vulgaris that survived in an Iberian refugium during an Ice Age retreat, and mitochondrial gene studies suggest that it could be considered a subspecies of the common starling. There is more genetic variation between common starling populations than between the nominate common starling and the spotless starling. Although common starling remains are known from the Middle Pleistocene, part of the problem in resolving relationships in the Sturnidae is the paucity of the fossil record for the family as a whole.
### Subspecies
There are several subspecies of the common starling, which vary clinally in size and the colour tone of the adult plumage. The gradual variation over geographic range and extensive intergradation means that acceptance of the various subspecies varies between authorities.
Birds from Fair Isle, St. Kilda and the Outer Hebrides are intermediate in size between S. v. zetlandicus and the nominate form, and their subspecies placement varies according to the authority. The dark juveniles typical of these island forms are occasionally found in mainland Scotland and elsewhere, indicating some gene flow from faroensis or zetlandicus, subspecies formerly considered to be isolated.
Several other subspecies have been named, but are generally no longer considered valid. Most are intergrades that occur where the ranges of various subspecies meet. These include: S. v. ruthenus Menzbier, 1891 and S. v. jitkowi Buturlin, 1904, which are intergrades between vulgaris and poltaratskyi from western Russia; S. v. graecus Tschusi, 1905 and S. v. balcanicus Buturlin and Harms, 1909, which are intergrades between vulgaris and tauricus from the southern Balkans to central Ukraine and throughout Greece to the Bosporus; and S. v. heinrichi Stresemann, 1928, an intergrade between caucasicus and nobilior in northern Iran. S. v. persepolis Ticehurst, 1928 from southern Iran's (Fars Province) is very similar to vulgaris, and it is not clear whether it is a distinct resident population or simply migrants from southeastern Europe.
## Description
The common starling is 19–23 cm (7.5–9.1 in) long, with a wingspan of 31–44 cm (12–17 in) and a weight of 58–101 g (2.0–3.6 oz). Among standard measurements, the wing chord is 11.8 to 13.8 cm (4.6 to 5.4 in), the tail is 5.8 to 6.8 cm (2.3 to 2.7 in), the culmen is 2.5 to 3.2 cm (0.98 to 1.26 in) and the tarsus is 2.7 to 3.2 cm (1.1 to 1.3 in). The plumage is iridescent black, glossed purple or green, and spangled with white, especially in winter. The underparts of adult male common starlings are less spotted than those of adult females at a given time of year. The throat feathers of males are long and loose and are used in display while those of females are smaller and more pointed. The legs are stout and pinkish- or greyish-red. The bill is narrow and conical with a sharp tip; in the winter it is brownish-black but in summer, females have lemon yellow beaks with pink bases while males have yellow bills with blue-grey bases. Moulting occurs once a year- in late summer after the breeding season has finished; the fresh feathers are prominently tipped white (breast feathers) or buff (wing and back feathers), which gives the bird a speckled appearance. The reduction in the spotting in the breeding season is achieved through the white feather tips largely wearing off. Juveniles are grey-brown and by their first winter resemble adults though often retaining some brown juvenile feathering, especially on the head. They can usually be sexed by the colour of the irises, rich brown in males, mouse-brown or grey in females. Estimating the contrast between an iris and the central always-dark pupil is 97% accurate in determining sex, rising to 98% if the length of the throat feathers is also considered. The common starling is mid-sized by both starling standards and passerine standards. It is readily distinguished from other mid-sized passerines, such as thrushes, icterids or small corvids, by its relatively short tail, sharp, blade-like bill, round-bellied shape and strong, sizeable (and rufous-coloured) legs. In flight, its strongly pointed wings and dark colouration are distinctive, while on the ground its strange, somewhat waddling gait is also characteristic. The colouring and build usually distinguish this bird from other starlings, although the closely related spotless starling may be physically distinguished by the lack of iridescent spots in adult breeding plumage.
Like most terrestrial starlings the common starling moves by walking or running, rather than hopping. Their flight is quite strong and direct; their triangular wings beat very rapidly, and periodically the birds glide for a short way without losing much height before resuming powered flight. When in a flock, the birds take off almost simultaneously, wheel and turn in unison, form a compact mass or trail off into a wispy stream, bunch up again and land in a coordinated fashion. Common starling on migration can fly at 60–80 km/h (37–50 mph) and cover up to 1,000–1,500 km (620–930 mi).
Several terrestrial starlings, including those in the genus Sturnus, have adaptations of the skull and muscles that help with feeding by probing. This adaptation is most strongly developed in the common starling (along with the spotless and white-cheeked starlings), where the protractor muscles responsible for opening the jaw are enlarged and the skull is narrow, allowing the eye to be moved forward to peer down the length of the bill. This technique involves inserting the bill into the ground and opening it as a way of searching for hidden food items. Common starlings have the physical traits that enable them to use this feeding technique, which has undoubtedly helped the species spread far and wide.
In Iberia, the western Mediterranean and northwest Africa, the common starling may be confused with the closely related spotless starling, the plumage of which, as its name implies, has a more uniform colour. At close range it can be seen that the latter has longer throat feathers, a fact particularly noticeable when it sings.
### Vocalization
The common starling is noisy, its song consisting of a wide variety of both melodic and mechanical-sounding noises as part of a ritual succession of sounds. The male is the main songster and engages in bouts of song lasting for a minute or more. Each of these typically includes four varieties of song type, which follow each other in a regular order without pause. The bout starts with a series of pure-tone whistles and these are followed by the main part of the song, a number of variable sequences that often incorporate snatches of song mimicked from other species of bird and various naturally occurring or man-made noises. The structure and simplicity of the sound mimicked is of greater importance than the frequency with which it occurs. In some instances, a wild starling has been observed to mimic a sound it has heard only once. Each sound clip is repeated several times before the bird moves on to the next. After this variable section comes a number of types of repeated clicks followed by a final burst of high-frequency song, again formed of several types. Each bird has its own repertoire with more proficient birds having a range of up to 35 variable song types and as many as 14 types of clicks.
Males sing constantly as the breeding period approaches and perform less often once pairs have bonded. In the presence of a female, a male sometimes flies to his nest and sings from the entrance, apparently attempting to entice the female in. Older birds tend to have a wider repertoire than younger ones. Those males that engage in longer bouts of singing and that have wider repertoires attract mates earlier and have greater reproductive success than others. Females appear to prefer mates with more complex songs, perhaps because this indicates greater experience or longevity. Having a complex song is also useful in defending a territory and deterring less experienced males from encroaching.
Along with having adaptions of the skull and muscles for singing, male starlings also have a much larger syrinx than females. This is due to increased muscle mass and enlarged elements of the syringeal skeleton. The male starling's syrinx is around 35% larger than its female counterpart. However, this sexual dimorphism is less pronounced than it is in songbird species like the zebra finch, where the male's syrinx is 100% larger than the female's syrinx.
Singing also occurs outside the breeding season, taking place throughout the year apart from the moulting period. The songsters are more commonly male although females also sing on occasion. The function of such out-of-season song is poorly understood. Eleven other types of call have been described including a flock call, threat call, attack call, snarl call and copulation call. The alarm call is a harsh scream, and while foraging together common starlings squabble incessantly. They chatter while roosting and bathing, making a great deal of noise that can cause irritation to people living nearby. When a flock of common starlings is flying together, the synchronised movements of the birds' wings make a distinctive whooshing sound that can be heard hundreds of metres away.
## Behaviour and ecology
The common starling is a highly gregarious species, especially in autumn and winter. Although flock size is highly variable, huge, noisy flocks - murmurations - may form near roosts. These dense concentrations of birds are thought to be a defence against attacks by birds of prey such as peregrine falcons or Eurasian sparrowhawks. Flocks form a tight sphere-like formation in flight, frequently expanding and contracting and changing shape, seemingly without any sort of leader. Each common starling changes its course and speed as a result of the movement of its closest neighbours.
Very large roosts, up to 1.5 million birds, form in city centres, woodlands and reedbeds, causing problems with their droppings. These may accumulate up to 30 cm (12 in) deep, killing trees by their concentration of chemicals. In smaller amounts, the droppings act as a fertiliser, and therefore woodland managers may try to move roosts from one area of a wood to another to benefit from the soil enhancement and avoid large toxic deposits.
Flocks of more than a million common starlings may be observed just before sunset in spring in southwestern Jutland, Denmark, over the seaward marshlands of Tønder and Esbjerg municipalities between Tønder and Ribe. They gather in March until northern Scandinavian birds leave for their breeding ranges by mid-April. Their swarm behaviour creates complex shapes silhouetted against the sky, a phenomenon known locally as sort sol ("black sun"). Flocks of anything from five to fifty thousand common starlings form in areas of the UK just before sundown during mid-winter. These flocks are commonly called murmurations.
### Feeding
The common starling is largely insectivorous and feeds on both pest and other arthropods. The food range includes spiders, crane flies, moths, mayflies, dragonflies, damsel flies, grasshoppers, earwigs, lacewings, caddisflies, flies, beetles, sawflies, bees, wasps and ants. Prey are consumed in both adult and larvae stages of development, and common starlings will also feed on earthworms, snails, small amphibians and lizards. While the consumption of invertebrates is necessary for successful breeding, common starlings are omnivorous and can also eat grains, seeds, fruits, nectar and food waste if the opportunity arises. The Sturnidae differ from most birds in that they cannot easily metabolise foods containing high levels of sucrose, although they can cope with other fruits such as grapes and cherries. The isolated Azores subspecies of the common starling eats the eggs of the endangered roseate tern. Measures are being introduced to reduce common starling populations by culling before the terns return to their breeding colonies in spring.
There are several methods by which common starlings obtain their food, but, for the most part, they forage close to the ground, taking insects from the surface or just underneath. Generally, common starlings prefer foraging amongst short-cropped grasses and eat with grazing animals or perch on their backs, where they will also feed on the mammal's external parasites. Large flocks may engage in a practice known as "roller-feeding", where the birds at the back of the flock continually fly to the front where the feeding opportunities are best. The larger the flock, the nearer individuals are to one another while foraging. Flocks often feed in one place for some time, and return to previous successfully foraged sites.
There are three types of foraging behaviours observed in the common starling. "Probing" involves the bird plunging its beak into the ground randomly and repetitively until an insect has been found, and is often accompanied by bill gaping where the bird opens its beak in the soil to enlarge a hole. This behaviour, first described by Konrad Lorenz and given the German term zirkeln, is also used to create and widen holes in plastic garbage bags. It takes time for young common starlings to perfect this technique, and because of this the diet of young birds will often contain fewer insects. "Hawking" is the capture of flying insects directly from the air, and "lunging" is the less common technique of striking forward to catch a moving invertebrate on the ground. Earthworms are caught by pulling from soil. Common starlings that have periods without access to food, or have a reduction in the hours of light available for feeding, compensate by increasing their body mass by the deposition of fat.
### Nesting
Unpaired males find a suitable cavity and begin to build nests in order to attract single females, often decorating the nest with ornaments such as flowers and fresh green material, which the female later disassembles upon accepting him as a mate. The amount of green material is not important, as long as some is present, but the presence of herbs in the decorative material appears to be significant in attracting a mate. The scent of plants such as yarrow acts as an olfactory attractant to females.
The males sing throughout much of the construction and even more so when a female approaches his nest. Following copulation, the male and female continue to build the nest. Nests may be in any type of hole, common locations include inside hollowed trees, buildings, tree stumps and man-made nest-boxes. S. v. zetlandicus typically breeds in crevices and holes in cliffs, a habitat only rarely used by the nominate form. Nests are typically made out of straw, dry grass and twigs with an inner lining made up of feathers, wool and soft leaves. Construction usually takes four or five days and may continue through incubation.
Common starlings are both monogamous and polygamous; although broods are generally brought up by one male and one female, occasionally the pair may have an extra helper. Pairs may be part of a colony, in which case several other nests may occupy the same or nearby trees. Males may mate with a second female while the first is still on the nest. The reproductive success of the bird is poorer in the second nest than it is in the primary nest and is better when the male remains monogamous.
### Breeding
Breeding takes place during the spring and summer. Following copulation, the female lays eggs on a daily basis over a period of several days. If an egg is lost during this time, she will lay another to replace it. There are normally four or five eggs that are ovoid in shape and pale blue or occasionally white, and they commonly have a glossy appearance. The colour of the eggs seems to have evolved through the relatively good visibility of blue at low light levels. The egg size is 26.5–34.5 mm (1.04–1.36 in) in length and 20.0–22.5 mm (0.79–0.89 in) in maximum diameter.
Incubation lasts thirteen days, although the last egg laid may take 24 hours longer than the first to hatch. Both parents share the responsibility of brooding the eggs, but the female spends more time incubating them than does the male, and is the only parent to do so at night when the male returns to the communal roost. The young are born blind and naked. They develop light fluffy down within seven days of hatching and can see within nine days. Once the chicks are able to regulate their body temperature, about six days after hatching, the adults largely cease removing droppings from the nest. Prior to that, the fouling would wet both the chicks' plumage and the nest material, thereby reducing their effectiveness as insulation and increasing the risk of chilling the hatchlings. Nestlings remain in the nest for three weeks, where they are fed continuously by both parents. Fledglings continue to be fed by their parents for another one or two weeks. A pair can raise up to three broods per year, frequently reusing and relining the same nest, although two broods is typical, or just one north of 48°N. Within two months, most juveniles will have moulted and gained their first basic plumage. They acquire their adult plumage the following year. As with other passerines, the nest is kept clean and the chicks' faecal sacs are removed by the adults.
Intraspecific brood parasites are common in common starling nests. Female "floaters" (unpaired females during the breeding season) present in colonies often lay eggs in another pair's nest. Fledglings have also been reported to invade their own or neighbouring nests and evict a new brood. Common starling nests have a 48% to 79% rate of successful fledging, although only 20% of nestlings survive to breeding age; the adult survival rate is closer to 60%. The average life span is about 2–3 years, with a longevity record of 22 years 11 months.
## Predators and parasites
A majority of starling predators are avian. The typical response of starling groups is to take flight, with a common sight being undulating flocks of starling flying high in quick and agile patterns. Their abilities in flight are seldom matched by birds of prey. Adult common starlings are hunted by hawks such as the northern goshawk (Accipiter gentilis) and Eurasian sparrowhawk (Accipiter nisus), and falcons including the peregrine falcon (Falco peregrinus), Eurasian hobby (Falco subbuteo) and common kestrel (Falco tinnunculus). Slower raptors like black and red kites (Milvus migrans & milvus), eastern imperial eagle (Aquila heliaca), common buzzard (Buteo buteo) and Australasian harrier (Circus approximans) tend to take the more easily caught fledglings or juveniles. While perched in groups by night, they can be vulnerable to owls, including the little owl (Athene noctua), long-eared owl (Asio otus), short-eared owl (Asio flammeus), barn owl (Tyto alba), tawny owl (Strix aluco) and Eurasian eagle-owl (Bubo bubo).
More than twenty species of hawk, owl and falcon are known to occasionally predate feral starlings in North America, though the most regular predators of adults are likely to be urban-living peregrine falcons or merlins (Falco columbarius). Common mynas (Acridotheres tristis) sometimes evict eggs, nestlings and adult common starlings from their nests, and the lesser honeyguide (Indicator minor), a brood parasite, uses the common starling as a host. Starlings are more commonly the culprits rather than victims of nest eviction however, especially towards other starlings and woodpeckers. Nests can be raided by mammals capable of climbing to them, such as small mustelids (Mustela spp.), raccoons (Procyon lotor) and squirrels (Sciurus spp.), and cats may catch the unwary.
Common starlings are hosts to a wide range of parasites. A survey of three hundred common starlings from six US states found that all had at least one type of parasite; 99% had external fleas, mites or ticks, and 95% carried internal parasites, mostly various types of worm. Blood-sucking species leave their host when it dies, but other external parasites stay on the corpse. A bird with a deformed bill was heavily infested with Mallophaga lice, presumably due to its inability to remove vermin.
The hen flea (Ceratophyllus gallinae) is the most common flea in their nests. The small, pale house-sparrow flea C. fringillae, is also occasionally found there and probably arises from the habit of its main host of taking over the nests of other species. This flea does not occur in the US, even on house sparrows. Lice include Menacanthus eurystemus, Brueelia nebulosa and Stumidoecus sturni. Other arthropod parasites include Ixodes ticks and mites such as Analgopsis passerinus, Boydaia stumi, Dermanyssus gallinae, Ornithonyssus bursa, O. sylviarum, Proctophyllodes species, Pteronyssoides truncatus and Trouessartia rosteri. The hen mite D. gallinae is itself preyed upon by the predatory mite Androlaelaps casalis. The presence of this control on numbers of the parasitic species may explain why birds are prepared to reuse old nests.
Flying insects that parasitise common starlings include the louse-fly Omithomya nigricornis and the saprophagous fly Carnus hemapterus. The latter species breaks off the feathers of its host and lives on the fats produced by growing plumage. Larvae of the moth Hofmannophila pseudospretella are nest scavengers, which feed on animal material such as faeces or dead nestlings. Protozoan blood parasites of the genus Haemoproteus have been found in common starlings, but a better known pest is the brilliant scarlet nematode Syngamus trachea. This worm moves from the lungs to the trachea and may cause its host to suffocate. In Britain, the rook and the common starling are the most infested wild birds. Other recorded internal parasites include the spiny-headed worm Prosthorhynchus transverses.
Common starlings may contract avian tuberculosis, avian malaria and retrovirus-induced lymphomas. Captive starlings often accumulate excess iron in the liver, a condition that can be prevented by adding black tea-leaves to the food.
## Distribution and habitat
The global population of common starlings was estimated to be 310 million individuals in 2004, occupying a total area of 8,870,000 km<sup>2</sup> (3,420,000 sq mi). Widespread throughout the Northern Hemisphere, the bird is native to Eurasia and is found throughout Europe, northern Africa (from Morocco to Egypt), India (mainly in the north but regularly extending farther south and extending into the Maldives) Nepal, the Middle East including Israel, Syria, Iran, and Iraq, and northwestern China.
Common starlings in the south and west of Europe and south of latitude 40°N are mainly resident, although other populations migrate from regions where the winter is harsh, the ground frozen and food scarce. Large numbers of birds from northern Europe, Russia and Ukraine migrate south westwards or south eastwards. In the autumn, when immigrants are arriving from eastern Europe, many of Britain's common starlings are setting off for Iberia and North Africa. Other groups of birds are in passage across the country and the pathways of these different streams of bird may cross. Of the 15,000 birds ringed as nestlings in Merseyside, England, individuals have been recovered at various times of year as far afield as Norway, Sweden, Finland, Russia, Ukraine, Poland, Germany and the Low Countries. Small numbers of common starlings have sporadically been observed in Japan and Hong Kong but it is unclear whence these birds originated. In North America, northern populations have developed a migration pattern, vacating much of Canada in winter. Birds in the east of the country move southwards, and those from farther west winter in the southwest of the US.
Common starlings prefer urban or suburban areas where artificial structures and trees provide adequate nesting and roosting sites. Reedbeds are also favoured for roosting and the birds commonly feed in grassy areas such as farmland, grazing pastures, playing fields, golf courses and airfields where short grass makes foraging easy. They occasionally inhabit open forests and woodlands and are sometimes found in shrubby areas such as Australian heathland. Common starlings rarely inhabit dense, wet forests (i.e. rainforests or wet sclerophyll forests) but are found in coastal areas, where they nest and roost on cliffs and forage amongst seaweed. Their ability to adapt to a large variety of habitats has allowed them to disperse and establish themselves in diverse locations around the world resulting in a habitat range from coastal wetlands to alpine forests, from sea cliffs to mountain ranges 1,900 m (6,200 ft) above sea level.
### Introduced populations
The common starling has been introduced to and has successfully established itself in New Zealand, Australia, South Africa, North America, Fiji and several Caribbean islands. As a result, it has also been able to migrate to Thailand, Southeast Asia and New Guinea.
#### South America
Five individuals conveyed on a ship from England alighted near Lago de Maracaibo in Venezuela in November 1949, but subsequently vanished. In 1987, a small population of common starlings was observed nesting in gardens in the city of Buenos Aires. Since then, despite some initial attempts at eradication, the bird has been expanding its breeding range at an average rate of 7.5 km (4.7 mi) per year, keeping within 30 km (19 mi) of the Atlantic coast. In Argentina, the species makes use of a variety of natural and man-made nesting sites, particularly woodpecker holes.
#### Australia
The common starling was introduced to Australia to consume insect pests of farm crops. Early settlers looked forward to their arrival, believing that common starlings were also important for the pollination of flax, a major agricultural product. Nest-boxes for the newly released birds were placed on farms and near crops. The common starling was introduced to Melbourne in 1857 and Sydney two decades later. By the 1880s, established populations were present in the southeast of the country thanks to the work of acclimatisation committees. By the 1920s, common starlings were widespread throughout Victoria, Queensland and New South Wales, but by then they were considered to be pests. Although common starlings were first sighted in Albany, Western Australia in 1917, they have been largely prevented from spreading to the state. The wide and arid Nullarbor Plain provides a natural barrier and control measures have been adopted that have killed 55,000 birds over three decades. The common starling has also colonised Kangaroo Island, Lord Howe Island, Norfolk Island and Tasmania.
#### New Zealand
The early settlers in New Zealand cleared the bush and found their newly planted crops were invaded by hordes of caterpillars and other insects deprived of their previous food sources. Native birds were not habituated to living in close proximity to man so the common starling was introduced from Europe along with the house sparrow to control the pests. It was first brought over in 1862 by the Nelson Acclimatisation Society and other introductions followed. The birds soon became established and are now found all over the country including the subtropical Kermadec Islands to the north and the equally distant Macquarie Island far to the south.
#### North America
Various acclimatisation society records mention instances of starlings being introduced in Cincinnati, Quebec and New York in the 1870s. As part of a nationwide effort, about 60 common starlings were released in 1890 into New York's Central Park by Eugene Schieffelin, president of the American Acclimatization Society. It has been widely reported that he had tried to introduce every bird species mentioned in the works of William Shakespeare into North America, but this claim has been traced to an essay in 1948 by naturalist Edwin Way Teale, whose notes appear to indicate that it was speculation. About the same date, the Portland Song Bird Club released 35 pairs of common starlings in Portland, Oregon. Earlier introductions are recorded to have died out within a few years, with the 1890 New York and Portland introductions reported as being the most successful. Population of the birds is estimated to have grown to 150 million, occupying an area extending from southern Canada and Alaska to Central America.
#### Polynesia
The common starling appears to have arrived in Fiji in 1925 on Ono-i-lau and Vatoa islands. It may have colonised from New Zealand via Raoul in the Kermadec Islands where it is abundant, that group being roughly equidistant between New Zealand and Fiji. Its spread in Fiji has been limited, and there are doubts about the population's viability. Tonga was colonised at about the same date and the birds there have been slowly spreading north through the group.
#### South Africa
In South Africa, the common starling was introduced in 1897 by Cecil Rhodes. It spread slowly, and by 1954, had reached Clanwilliam and Port Elizabeth. It is now common in the southern Cape region, thinning out northwards to the Johannesburg area. It is present in the Western Cape, the Eastern Cape and the Free State provinces of South Africa and lowland Lesotho, with occasional sightings in KwaZulu-Natal, Gauteng and around the town of Oranjemund in Namibia. In Southern Africa populations appear to be resident and the bird is strongly associated with man and anthropogenic habitats. It favours irrigated land and is absent from regions where the ground is baked so dry that it cannot probe for insects. It may compete with native birds for crevice nesting sites, but the indigenous species are probably more disadvantaged by destruction of their natural habitat than they are by inter-specific competition. It breeds from September to December and outside the breeding season may congregate in large flocks, often roosting in reedbeds. It is the most common bird species in urban and agricultural areas.
#### West Indies
In 1901, the inhabitants of Saint Kitts petitioned the Colonial Secretary for a ′′government grant of starlings to exterminate′′ an outbreak of grasshoppers which was causing enormous damage to their crops. The common starling was introduced to Jamaica in 1903, and the Bahamas and Cuba were colonised naturally from the US. This bird is fairly common but local in Jamaica, Grand Bahama and Bimini, and is rare in the rest of the Bahamas and eastern Cuba.
## Status
The global population of the common starling is estimated to be more than 310 million individuals and its numbers are not thought to be declining significantly, so the bird is classified by the International Union for Conservation of Nature as being of least concern. It had shown a marked increase in numbers throughout Europe from the 19th century to around the 1950s and 60s. In about 1830, S. v. vulgaris expanded its range in the British Isles, spreading into Ireland and areas of Scotland where it had formerly been absent, although S. v. zetlandicus was already present in Shetland and the Outer Hebrides. The common starling has bred in northern Sweden from 1850 and in Iceland from 1935. The breeding range spread through southern France to northeastern Spain, and there were other range expansions particularly in Italy, Austria and Finland. It started breeding in Iberia in 1960, while the spotless starling's range had been expanding northward since the 1950s. The low rate of advance, about 4.7 km (2.9 mi) per year for both species, is due to the suboptimal mountain and woodland terrain. Expansion has since slowed even further due to direct competition between the two similar species where they overlap in southwestern France and northwestern Spain.
Major declines in populations have been observed from 1980 onward in Sweden, Finland, northern Russia (Karelia) and the Baltic States, and smaller declines in much of the rest of northern and central Europe. The bird has been adversely affected in these areas by intensive agriculture, and in several countries it has been red-listed due to population declines of more than 50%. Numbers dwindled in the United Kingdom by more than 80% between 1966 and 2004; although populations in some areas such as Northern Ireland were stable or even increased, those in other areas, mainly England, declined even more sharply. The overall decline seems to be due to the low survival rate of young birds, which may be caused by changes in agricultural practices. The intensive farming methods used in northern Europe mean there is less pasture and meadow habitat available, and the supply of grassland invertebrates needed for the nestlings to thrive is correspondingly reduced.
## Relationship with humans
### Benefits and problems
Since common starlings eat insect pests such as wireworms, they are considered beneficial in northern Eurasia, and this was one of the reasons given for introducing the birds elsewhere. Around 25 million nest boxes were erected for this species in the former Soviet Union, and common starlings were found to be effective in controlling the grass grub Costelytra zealandica in New Zealand. The original Australian introduction was facilitated by the provision of nest boxes to help this mainly insectivorous bird to breed successfully, and even in the US, where this is a pest species, the Department of Agriculture acknowledges that vast numbers of insects are consumed by common starlings.
Common starlings introduced to areas such as Australia or North America, where other members of the genus are absent, may affect native species through competition for nest holes. In North America, chickadees, nuthatches, woodpeckers, purple martins and other swallows may be affected. In Australia, competitors for nesting sites include the crimson and eastern rosellas. For its role in the decline of local native species and the damages to agriculture, the common starling has been included in the IUCN List of the world's 100 worst invasive species.
European, or common, starlings are habitat generalists meaning they are able to exploit a multitude of habitats, nest sites and food sources. This, coupled with them being lowland birds that easily coexist with humans, enables them to take advantage of other native birds, most particularly woodpecker. European starlings are considered aggressive omnivores that utilize an open-bill probing technique that gives them an evolutionary advantage over birds that are frugivores. Their aggressive and gregarious behaviour in terms of food thus allows them to outcompete native species. Common starlings are also aggressive in the creation of their nest cavities. Often, starlings will usurp a nest site, for example a tree hollow, and fill it rapidly with bedding and contaminants compared to other species, like the native parrots, that use little to no bedding. As cavity nesters, they are able to outcompete many native species in terms of habitat and nest sites.
Common starlings can eat and damage fruit in orchards such as grapes, peaches, olives, currants and tomatoes or dig up newly sown grain and sprouting crops. They may also eat animal feed and distribute seeds through their droppings. In eastern Australia, weeds like bridal creeper, blackberry and boneseed are thought to have been spread by common starlings. Agricultural damage in the US is estimated as costing about US\$800 million annually. This bird is not considered to be as damaging to agriculture in South Africa as it is in the United States.
Common starlings take advantage of agricultural fields, livestock facilities, and other human related sources of food and nest sites. Starlings often assault crops such as grapes, olives, and cherries by consuming excessive amounts of crops in large flock sizes and in new grain fields, starlings pull up young plants and eat the seeds. In caged trials, it was shown that starlings eat 7–23 g (0.25–0.81 oz) of animal food daily and 20–40 g (0.71–1.41 oz) of plant food meaning a decent portion of crops are consumed by these birds. Bird damage to grapes in 1968 cost upwards to \$4.4 million while losing almost 17% of the crops. Common starlings also often congregate at feeding troughs to eat grain and concurrently contaminate the food and water sources provided for livestock with their droppings. For example, high protein supplements added to cattle feed are selectively eaten by common starlings. In 1968, the cost of cattle rations consumed during winter by starlings was \$84 per 1,000 starlings and is proposed to be much more expensive today given an increase in current cattle feed costs. The English or house sparrow (Passer domesticus) and the common starling are considerable agricultural pests, together causing an estimated US\$1 billion per year in crop damages.
The large size of flocks can also cause problems. Common starlings may be sucked into aircraft jet engines, one of the worst instances of this being an incident in Boston in 1960, when sixty-two people died after a turboprop airliner flew into a flock and plummeted into the sea at Winthrop Harbor. The large roosts of the common starling pose many safety hazards for aircraft, mainly including the clogging of engines that concurrently shutdown the plane into descent. From the years 1990–2001, 852 incidents of aircraft hazard due to starlings and blackbirds were reported with 39 strikes causing major damage that cost a total of \$1,607,317.
Starlings' droppings can contain the fungus Histoplasma capsulatum, the cause of histoplasmosis in humans. At roosting sites this fungus can thrive in accumulated droppings. There are a number of other infectious diseases that can potentially be transmitted by common starlings to humans, although the potential for the birds to spread infections may have been exaggerated. The spread of disease to livestock is also a concern, possibly more important than starling's effects on food consumption or transmission of disease to humans. The spreading of Histoplasmosis reported in a Nebraska manufacturing facility saw a loss of 10,000 pigs from the spread of the disease which was valued at \$1 million loss in 2014.
### Control
Due to the impact of starlings on crop production, there have been attempts to control the numbers of both native and introduced populations of common starlings. Within the natural breeding range, this may be affected by legislation. For example, in Spain, the species is hunted commercially as a food item, and has a closed season, whereas in France, it is classed as a pest, and the season in which it may be killed covers the greater part of the year. In Great Britain, starlings are protected under the Wildlife and Countryside Act 1981, which makes it "illegal to intentionally kill, injure or take a starling, or to take, damage or destroy an active nest or its contents". The Wildlife Order in Northern Ireland allows, with a general licence, "an authorised person to control starlings to prevent serious damage to agriculture or preserve public health and safety". The species is migratory, so birds involved in control measures may have come from a wide area and breeding populations may not be greatly affected. In Europe, the varying legislation and mobile populations mean that control attempts may have limited long-term results. Non-lethal techniques such as scaring with visual or auditory devices have only a temporary effect in any case.
Huge urban roosts in cities can create problems due to the noise and mess made and the smell of the droppings. In 1949, so many birds landed on the clock hands of London's Big Ben that it stopped, leading to unsuccessful attempts to disrupt the roosts with netting, repellent chemical on the ledges and broadcasts of common starling alarm calls. An entire episode of The Goon Show in 1954 was a parody of the futile efforts to disrupt the large common starling roosts in central London.
Where it is introduced, the common starling is unprotected by legislation, and extensive control plans may be initiated. Common starlings can be prevented from using nest boxes by ensuring that the access holes are smaller than the 1.5 in (38 mm) diameter they need, and the removal of perches discourages them from visiting bird feeders.
Western Australia banned the import of common starlings in 1895. New flocks arriving from the east are routinely shot, while the less cautious juveniles are trapped and netted. New methods are being developed, such as tagging one bird and tracking it back to establish where other members of the flock roost. Another technique is to analyse the DNA of Australian common starling populations to track where the migration from eastern to western Australia is occurring so that better preventive strategies can be used. By 2009, only 300 common starlings were left in Western Australia, and the state committed a further A\$400,000 in that year to continue the eradication programme.
In the United States, common starlings are exempt from the Migratory Bird Treaty Act, which prohibits the taking or killing of migratory birds. No permit is required to remove nests and eggs or kill juveniles or adults. Research was undertaken in 1966 to identify a suitable avicide that would both kill common starlings and would readily be eaten by them. It also needed to be of low toxicity to mammals and not likely to cause the death of pets that ate dead birds. The chemical that best fitted these criteria was DRC-1339, now marketed as Starlicide. In 2008, the United States government poisoned, shot or trapped 1.7 million birds, the largest number of any nuisance species to be culled. In 2005, the population in the United States was estimated at 140 million birds, around 45% of the global total of 310 million.
The likelihood of starlings to damage the feeding operations is dependent on the number of livestock, favoring areas with more livestock. They also show preference for feed types which were not whole corn but smaller feeds, creating more damage in areas where the feed was smaller. They also showed feed preference based on composition. A proposed solution to this problem is use of less palatable feed by agriculturalists, perhaps relying on larger feed types or feed which is less favorable in composition to starlings. An additional solution for mitigation control involves ensuring that livestock feeding operations are not within close proximity of each other or starling roosts. Weather conditions also had an impact on whether starlings visited livestock feeding operations, with a higher likelihood to visit in colder temperatures or following snow storms.
Alternatives to managing starling populations in agricultural areas include the use of starlicide. Use of starlicide has been found to reduce the spread of Salmonella enterica in livestock and other diseases found among livestock. Though this does not appear to eliminate introduction of these diseases completely, it has been determined that they are contributors and starling control is a successful mitigation strategy.
### In science and culture
Common starlings may be kept as pets or as laboratory animals. Austrian ethologist Konrad Lorenz wrote of them in his book King Solomon's Ring as "the poor man's dog" and "something to love", because nestlings are easily obtained from the wild and after careful hand rearing they are straightforward to look after. They adapt well to captivity, and thrive on a diet of standard bird feed and mealworms. Several birds may be kept in the same cage, and their inquisitiveness makes them easy to train or study. The only disadvantages are their messy and indiscriminate defecation habits and the need to take precautions against diseases that may be transmitted to humans. As a laboratory bird, the common starling is second in numbers only to the domestic pigeon.
The common starling's gift for mimicry has long been recognised. In the medieval Welsh Mabinogion, Branwen tamed a common starling, "taught it words", and sent it across the Irish Sea with a message to her brothers, Bran and Manawydan, who then sailed from Wales to Ireland to rescue her. Pliny the Elder claimed that these birds could be taught to speak whole sentences in Latin and Greek, and in Henry IV, William Shakespeare had Hotspur declare "The king forbade my tongue to speak of Mortimer. But I will find him when he is asleep, and in his ear I'll holler 'Mortimer!' Nay I'll have a starling shall be taught to speak nothing but Mortimer, and give it to him to keep his anger still in motion."
Mozart had a pet common starling which could sing part of his Piano Concerto in G Major (KV. 453). He had bought it from a shop after hearing it sing a phrase from a work he wrote six weeks previously, which had not yet been performed in public. He became very attached to the bird and arranged an elaborate funeral for it when it died three years later. It has been suggested that his A Musical Joke (K. 522) might be written in the comical, inconsequential style of a starling's vocalisation. Other people who have owned common starlings report how adept they are at picking up phrases and expressions. The words have no meaning for the starling, so they often mix them up or use them on what to humans are inappropriate occasions in their songs. Their ability at mimicry is so great that strangers have looked in vain for the human they think they have just heard speak.
Common starlings are trapped for food in some Arab countries. The meat is tough and of low quality, so it is casseroled or made into pâté. One recipe said it should be stewed "until tender, however long that may be". Even when correctly prepared, it may still be seen as an acquired taste.
## Cited texts
- Translated by Murtha Baca and Stephen Sartarelli from Artusi's La scienza in cucina e l'arte di mangiare bene, first published in 1891.
|
10,007,056 |
Uriel Sebree
| 1,170,584,990 |
United States Navy career officer (1848–1922)
|
[
"1848 births",
"1922 deaths",
"19th-century American people",
"Burials at Arlington National Cemetery",
"Explorers of the Arctic",
"Governors of American Samoa",
"People from Fayette, Missouri",
"United States Navy personnel who were court-martialed",
"United States Navy rear admirals (upper half)"
] |
Uriel Sebree (February 20, 1848 – August 6, 1922) was a career officer in the United States Navy. He entered the Naval Academy during the Civil War and served until 1910, retiring as a rear admiral. He is best remembered for his two expeditions into the Arctic and for serving as acting governor of American Samoa. He was also commander-in-chief of the Pacific Fleet.
After graduating from the U.S. Naval Academy in 1867, Sebree was posted to a number of vessels before being assigned to a rescue mission to find the remaining crew of the missing Polaris expedition in the Navy's first mission to the Arctic. This attempt was only a partial success—the Polaris crew was rescued by a British ship rather than the US Navy—but this led to Sebree's selection eleven years later for a second expedition to the Arctic. That mission to rescue Adolphus Greely and the survivors of the Lady Franklin Bay expedition was a success. Sebree was subsequently appointed as the second acting governor of American Samoa. He served in this position for only a year before returning to the United States. In 1907, he was promoted to rear admiral and given command of the Pathfinder Expedition around the South American coast before being appointed commander of the 2nd Division of the Pacific Fleet and then commander-in-chief of the entire fleet. He retired in 1910 and died in Coronado, California, in 1922. Two geographical features in Alaska—Sebree Peak and Sebree Island—are named for Admiral Sebree.
## Early life and career
Uriel Sebree was born in Fayette, Missouri, on February 20, 1848, to Judge John Sebree, called "one of the prominent citizens of old Howard County" by the Jefferson County Tribune, and his wife. Uriel was the first of two sons. His brother, Frank Payne Sebree, became a lawyer. Uriel entered the United States Naval Academy on July 23, 1863, during the American Civil War. After his graduation in 1867, his first assignment was on board USS Canandaigua. Over the next few years Sebree won repeated promotion: to ensign in 1868, master in 1870, and lieutenant in 1871. In 1873 he transferred to the ironclad USS Dictator.
One episode in Sebree's early military history which influenced his later career was his participation in the second Polaris rescue mission. The Polaris expedition was an 1871 exploration of the Arctic that had aimed to reach the North Pole. The expedition was troubled from the start: its leader, Charles Francis Hall, died in mysterious circumstances before the end of their first winter. The following year, the Polaris remained trapped in ice and unable to return home. During a violent storm, the crew was separated into two groups: a small group of explorers was stranded on the now-crippled Polaris and the remainder were marooned on an ice floe. These latter 19 survivors were discovered by chance and rescued by the civilian whaler USS Tigress. Because of the Tigress'''s success, the Navy chartered the ship, temporarily rechristened her USS Tigress, and used her to launch a rescue attempt to locate the remainder of the crew. For this attempt the ship would be commanded by a group of eight navy officers, led by Captain James A. Greer, although much of the original civilian crew was retained. Lieutenant Sebree was one of the officers chosen for the mission.
This rescue mission was the first official United States military expedition to the Arctic; previous expeditions, including that of the Polaris itself, had been led by civilians. The Tigress sailed from New York on July 14, 1873, traveling first to St. John's, Newfoundland and then to Godhavn and Upernavik in Greenland before following the coast further north. The crew searched North Star Bay, Northumberland Island, and Hartstene Bay before discovering the first sign of the Polaris crew: a camp on Littleton Island where they had wintered, now occupied by Inuit. The missing men, the rescuers were told, had constructed makeshift boats salvaged from their destroyed ship and traveled south. Acting on this clue, the Tigress searched the Baffin Island coast to Cumberland Sound, and then the Greenland coast from Ivigtut to Fiskenæsset and the Davis Strait, before returning to St. John's for fuel. Once there, they learned that the Polaris survivors had been rescued by a British ship and that their search was over. After returning to New York the Tigress was transferred back to civilian use.
After this expedition, Sebree was assigned to the screw frigate USS Franklin where he remained for three years. In 1878, he was assigned to work with the United States Coast Survey on board the A. D. Bache. The following year he was given his first two commands: the Silliman and then the Thomas R. Gedney, both ships of the United States Coast Survey. He remained on the latter ship for nearly three years before being assigned to USS Brooklyn in 1882. In 1883, he was given his first command of a Navy ship, USS Pinta, with orders to sail to Alaska.
### Court martial
On October 3, 1883, prior to leaving for Alaska, the Pinta collided with the civilian brig Tally Ho off the coast of Nantucket. Sebree was not held directly responsible for the collision, as he was below deck at the time, but it was alleged that he did not do enough to determine whether the other ship was damaged before sailing away. Charges were brought against him in November and in December he was found guilty of "culpable negligence and inefficiency in the performance of his duty". He was sentenced to be suspended from rank and duty for three years with an official reprimand from the Secretary of the Navy. Believing the sentence to be too harsh, Secretary William E. Chandler reduced it to a public reprimand only. Sebree was subsequently transferred to USS Powhatan, although not as the ship's commanding officer.
### Greely Relief Expedition
One month after joining the Powhatan, Sebree was transferred again, this time to serve as the executive officer of USS Thetis for another trip into the Arctic. In 1881, Army Lieutenant Adolphus Greely had left on an expedition to establish a base at Lady Franklin Bay on northern Ellesmere Island (now part of the Canadian territory of Nunavut). Greely was left with provisions for three years but was to expect supply ships in 1882 and 1883. Both attempts to resupply the expedition failed and, with Greely's provisions running low, the Navy prepared an expedition in early 1884 to attempt a resupply or rescue. The expedition was led by Captain Winfield Scott Schley and consisted of lead ship USS Thetis (with Sebree as the executive officer and navigator), USS Bear, and the borrowed HMS Alert. Many of the officers, including Sebree, were selected for their previous Arctic experience. The Thetis left New York on May 1, 1884, and the group slowly progressed through the ice of Melville Bay, chasing clues and records left by the expedition, to finally discover the survivors of Greely's camp off Cape Sabine on June 22, 1885. Of the 25 members of the expedition, only 6 survived (one more died on the return journey). The expedition sailed first for Upernavik, Greenland, arriving on July 2, 1884, and then made its way back to the United States, landing at Portsmouth, New Hampshire on August 1, 1884. Schley later reported that a delay of just two more days would have been fatal to the remaining six members of the expedition. Sebree and the other members of the relief expedition gained fame from the voyage. Even ten years later, in 1895, a report by The New York Times celebrating the 50th anniversary of the United States Naval Academy listed Sebree as one of the most "famous" graduates, despite his relatively low rank.
After his return from the expedition Sebree taught at the Naval Academy for two years before being transferred to the 13th Lighthouse District, to serve as the lighthouse inspector for Oregon and Washington Territory. While stationed there he was promoted to lieutenant commander in March 1889.
### Valparaíso riots
In September 1889 he was made the executive officer of USS Baltimore, again under Captain Schley. Both men were still serving aboard the Baltimore when its sailors were attacked in Valparaiso, Chile in October 1891, and gave testimony toward the events during the later investigation.
From September 1892 to July 1893, Sebree served as assistant to the inspector of the 3rd Lighthouse District.
Sebree taught at the Academy from 1893 to 1896. At the end of his time there, he was briefly given command of USS Wheeling (PG-14) before being put in command of the Thetis, which was doing survey work off the coast of California. In 1897 he was promoted to commander. During the Spanish–American War, Sebree again commanded the Wheeling in the Pacific for the duration of the war. His assignment was to patrol the coast of Alaska and the Aleutian Islands, far from both the Caribbean and Pacific theaters of the war, and he saw no significant action. After the war, he was transferred to the 12th Lighthouse District as an inspector.
## American Samoa
On October 9, 1901, Sebree was promoted to captain and received orders to travel to American Samoa to take command of USS Abarenda (AC-13) and to be commandant of the United States Naval Station Tutuila. Three days later, he was promoted to captain. At this time the commandant of the naval station was considered the acting governor of the territory as Congress had not yet formalized the U.S. Navy's role there. Sebree was the replacement for Commandant Benjamin Franklin Tilley, who had recently had charges brought against him for immorality and drunkenness. While Sebree was in transit to the islands, Tilley was tried and acquitted of the charges against him but the decision to replace him was not changed. Captain Sebree arrived in Samoa and took up his new post on November 27, 1901.
### Acting governor
Unlike Tilley, who had been the first acting governor of the territory, Sebree was very concerned about his legal status. Officially, he was only commandant of the naval station then under construction, although the deed of cession of the territory acknowledged his theoretical authority to govern the people. He was concerned that lawsuits could be brought against him or future acting governors until the situation was clarified and made official by the United States government. To this end, he made a recommendation to the United States Congress to assemble a panel to consider the territory's status and requested that an Assistant Secretary of the Navy come to the territory to meet with him. Both requests were refused. A further example of this ambiguity came in March 1902, when Sebree received orders to give up command of the Abarenda to give him additional time as commandant and "governor". To these orders, he responded that he still had not been officially made "governor" and that, if he were to act as a governor, he should be given the proper credentials and legal authority to do so. The Navy did not respond directly to Sebree's request, but he was given command of USS Wheeling three months later.
Despite his protests, Sebree did act as the governor of the territory. During his administration, the United States Congress approved \$35,000 to pay off debts related to construction costs for the naval station, and planning began for the construction of a lighthouse on Aunu'u. The Fita Fita Guard, the local militia that Tilley had organized, continued its training, and Sebree arranged to train some members of the force as a military-style brass band. Sebree also attempted to improve local agriculture and even petitioned the Department of Agriculture for assistance, but was turned down.
### Petition for civilian government
Tensions escalated between foreign traders on Samoa and the local populace, due in part to controls which Tilley had put in place to protect Samoan farmers from exploitation. Dr. David Starr Jordan, a prominent American biologist doing research in the territory, was so concerned by these tensions that he sent a letter to President Theodore Roosevelt asking that a trader not be made governor of the territory, if a civil administration were created. Shortly after, many traders and locals, including a Samoan tax collector, circulated a petition requesting a change in the way the copra crop was taxed and asking for the Navy to cease governing the territory. The petition was sent to members of Congress and the cause was picked up by California representative Julius Kahn and gathered significant press coverage. This movement eventually reached President Roosevelt; his decision was not to act on the petition.
On December 16, 1902, Sebree was granted a leave of absence to return to the United States and care for his wife who had been badly hurt in a fall. In his place, Lieutenant Commander Henry Minett, Sebree's executive officer, was made acting commandant of the station and therefore acting governor of the territory. He was also given command of the Wheeling. Captain Edmund Beardsley Underwood was selected as Sebree's replacement, but that decision was not made official immediately, and Underwood remained in Washington to consult with Sebree and President Roosevelt on the governance of the territory. Underwood's selection was not announced until May 1903.
## Later career
Following his wife's recovery, Sebree returned to service and was given command of USS Wisconsin (BB-9) on February 11, 1903. The Wisconsin was the flagship of the North Squadron of the Pacific fleet under Robley D. Evans. While under Sebree's command, the Wisconsin and her crew were evaluated as one of the best, according to annual targeting exercises.
### Nicholson court-martial
In the late summer of 1903, Paymaster Rishworth Nicholson of USS Don Juan de Austria assaulted a German Consul at a ball in Yantai, China. He was promptly brought up on charges of "drunkenness", "scandalous conduct tending to the destruction of good morals", and "falsehood" and taken to the Wisconsin for his court martial. Sebree and a group of six other officers found him guilty of the first charge, guilty of a lesser offense for the second charge, and not guilty on the third. His sentence was determined to be a reduction in grade equivalent to one year of seniority. Three of the officers, not including Sebree, wrote a supplementary opinion requesting clemency for Nicholson.
However, Rear Admiral Evans, the commander of the Asiatic Squadron, rejected the verdict as inadequate and requested that the court reconsider the decision. The court reconvened and returned the same judgment and sentence. In response, Evans wrote a scathing critique of the process, calling it a "travesty of justice" and stating that Nicholson's actions were "less reprehensible than his judges". This critical essay was required to be posted at every naval base and on every ship in the Pacific and was reprinted in full by The New York Times and other civilian newspapers. Evans banned the three officers who had publicly requested clemency from participating in future courts martial. Press reports questioned whether Evans had that authority as the military justice system was intended to be impartial. In late September 1903, the three officers who had been named in the critique filed a protest with Secretary of the Navy William Henry Moody stating that Admiral Evans had overstepped his authority by publicly reprimanding them without a court martial and that charges should be brought against him. On November 18, 1903, Moody denied the petition and the sentences were left to stand.
During this controversy, Sebree remained silent on the issue, and it is unknown whether he was a member of the majority or not. Evans commented in his critique that he was unsure who the other supporters of the majority decision were. As criticism swirled around the trial itself, the editors of the magazine United Service defended Sebree and stated that he had "universal esteem throughout the Navy service" and that he had a "large experience, sound judgment, even temper and most excellent record". Following this announcement, Sebree was transferred to the Naval War College in Rhode Island to work as an instructor and as Secretary of the Lighthouse Board.
### Lightship No. 58 incident
In December 1905, a storm and mechanical failures caused major problems for the crew of the lightvessel Lightship No. 58 anchored off of Nantucket. Her crew, led by Captain James Jorgensen, fought for two days to prevent the vessel from foundering, but were ultimately unsuccessful. They were rescued by Captain Gibbs of the Azalea. The fallout over this incident caused enough of a stir that the military had to respond to it directly. Under Navy rules, the eleven officers and crew members of the No. 58 were denied pay while they were recovering from their injuries and until they were posted to new vessels under a regulation that prohibited pay to sailors whose ships had sunk. The sailors appealed to Sebree, as Secretary of the Lighthouse Board, but he did not or could not accommodate them. Instead, the officers were given commendations by Secretary Victor H. Metcalf and "preference in future appointments". Admiral Dewey and Captain Sebree made a second recommendation, which was approved, that Captain Gibbs receive a commendation and a pay increase for his service.
### Pathfinder Squadron
Sebree was promoted to rear admiral in 1907 and was given command of a squadron of two ships: his flagship, USS Tennessee, and USS Washington. This so-called "Pathfinder Squadron" would travel from New York to California via Cape Horn. This mission allowed the Navy to show off two of its newest cruisers to South American governments as well as transfer ships to the Pacific Fleet in what was seen as an example of American gunboat diplomacy. Along the way, Sebree had formal meetings with Brazilian President Afonso Pena, Peruvian President José Pardo y Barreda, and United States diplomatic staff in both countries. He also met with representatives in Chile and other countries. When the squadron finally arrived in California, it was joined by USS California and participated in public-relations events at West Coast ports. The diplomatic mission over, the Pathfinder Squadron, with the California and others, became the 2nd division of the United States Pacific Fleet, with Sebree remaining in command. Rear Admiral William T. Swinburne was placed in command of the full fleet.
On June 5, 1908, Sebree was nearly killed during a speed trial of the Tennessee off the coast of California. He had just completed a tour of the starboard boiler room when a steam pipe burst, instantly killing two officers and wounding ten others, three fatally. Witnesses reported that Sebree and other officers had left the boiler room only 50 seconds earlier.
In August 1908, the full Pacific Fleet was dispatched to numerous ports in the Pacific Ocean on a diplomatic mission similar to the one undertaken by Sebree in South America the previous year. On this voyage, Sebree and Swinburne met with leaders and representatives from the Territory of Hawaii, the Philippines, Western Samoa, and Panama. While visiting the Western Samoan capital of Apia, Sebree was presented with a souvenir album of Samoan scenery in honor of his time as governor of neighboring American Samoa.
### Commander-in-Chief of the U.S. Pacific Fleet
On April 15, 1909, Admiral Swinburne, the commander-in-chief of the Pacific Fleet, announced his retirement, and Sebree was appointed to replace him on May 17. Good public relations remained a major goal of the fleet, and in June, the fleet was displayed at the Alaska–Yukon–Pacific Exposition. President William Howard Taft led the exposition's opening ceremony, and many American dignitaries were in attendance.
Sebree's final mission before his retirement saw him lead the Pacific Fleet on a tour of ports in east Asia. The fleet left San Francisco on September 5, 1909, sailing west to the Philippines, with only brief stops en route. Speed testing was a major goal of the early part of the voyage and he and his fleet of eight ships broke speed records by sailing to Honolulu in just over four days. Six of the eight ships were able to make the voyage in that time; the Colorado and West Virginia had mechanical failures which prevented them from completing the voyage on time. On the Colorado'', those failures led to the deaths of two crewmen due to a steam pipe explosion. From Hawaii, the fleet moved on to Manila where the ships performed target practices and exercises, as well as being cleaned and repainted, before resuming their primary mission by sailing to Yokohama, Japan. In Japan, the fleet dispersed and small groups of cruisers were dispatched to the ports of British-controlled Hong Kong, Wusong in China, and Kobe, Japan. Afterwards, the fleet returned home. Just before Sebree's retirement the Pacific Fleet was split into two: a smaller Pacific Fleet and an Asiatic Fleet commanded by Rear Admiral John Hubbard. On February 19, 1910, Sebree officially retired and was replaced as head of the Pacific Fleet by Rear Admiral Giles B. Harber.
Shortly after retiring, Sebree was given a farewell banquet which included British Field Marshal Herbert Kitchener as a notable guest and California Governor James Gillett as toastmaster. In retirement, Sebree continued to attend Navy functions. In 1916, Sebree reported that the United States Navy lagged behind the world's other major navies. A single dreadnought, he claimed, could ravage the entire Pacific Fleet which was at that time relying on submarines for defense. The Atlantic Fleet already had dreadnoughts in commission.
Sebree died at his home in Coronado, California on August 6, 1922. He and his wife, Anne Bridgman Sebree, are buried in Arlington National Cemetery. They had one son, John Bridgman Sebree (1889–1948), who served in the United States Marine Corps.
## Honors and awards
Sebree Peak and Sebree Island, both in Alaska, are named for the admiral.
|
209,063 |
Achtung Baby
| 1,172,658,708 |
1991 studio album by U2
|
[
"1991 albums",
"Albums produced by Brian Eno",
"Albums produced by Daniel Lanois",
"Albums produced by Steve Lillywhite",
"Dance music albums by Irish artists",
"Dance-rock albums",
"Island Records albums",
"U2 albums"
] |
Achtung Baby (/ˈæktʊŋ/) is the seventh studio album by Irish rock band U2. It was produced by Daniel Lanois and Brian Eno, and was released on 18 November 1991 on Island Records. After criticism of their 1988 release Rattle and Hum, U2 shifted their direction to incorporate influences from alternative rock, industrial music, and electronic dance music into their sound. Thematically, Achtung Baby is darker, more introspective, and at times more flippant than their previous work. The album and the subsequent multimedia-intensive Zoo TV Tour were central to the group's 1990s reinvention, by which they abandoned their earnest public image for a more lighthearted and self-deprecating one.
Seeking inspiration from German reunification, U2 began recording Achtung Baby at Berlin's Hansa Studios in October 1990. The sessions were fraught with conflict, as the band argued over their musical direction and the quality of their material. After tension and slow progress nearly prompted the group to disband, they made a breakthrough with the improvised writing of the song "One". Morale and productivity improved during subsequent recording sessions in Dublin, where the album was completed in 1991. To confound the public's expectations of the band and their music, U2 chose the record's facetious title and colourful multi-image sleeve.
Achtung Baby is one of U2's most successful records; it received favourable reviews and debuted at number one on the US Billboard 200 Top Albums, while topping the charts in many other countries. Five songs were released as commercial singles, all of which were chart successes, including "One", "Mysterious Ways", and "The Fly". The album has sold 18 million copies worldwide and won a Grammy Award in 1993 for Best Rock Performance by a Duo or Group with Vocal. Achtung Baby has since been acclaimed by writers and music critics as one of the greatest albums of all time. The record was reissued in October 2011 for its 20th anniversary, and again in November 2021 for its 30th anniversary.
## Background
After U2's 1987 album The Joshua Tree and the supporting Joshua Tree Tour brought them critical acclaim and commercial success, their 1988 album and film Rattle and Hum precipitated a critical backlash. Although the record sold 14 million copies and performed well on music charts, critics were dismissive of it and the film, labelling the band's exploration of early American music as "pretentious" and "misguided and bombastic". U2's high exposure and their reputation for being overly serious led to accusations of grandiosity and self-righteousness.
Despite their commercial popularity, the group were dissatisfied creatively; lead vocalist Bono believed they were musically unprepared for their success, while drummer Larry Mullen, Jr. said, "We were the biggest, but we weren't the best." By the band's 1989 Lovetown Tour, they had become bored with playing their greatest hits. U2 believe that audiences misunderstood the group's collaboration with blues musician B.B. King on Rattle and Hum and the Lovetown Tour, and they described it as "an excursion down a dead-end street". Bono said that, in retrospect, listening to black music enabled the group to create a work such as Achtung Baby, while their experiences with folk music helped him to develop as a lyricist. During a 30 December 1989 show near the end of the Lovetown Tour, Bono said on stage to the hometown crowd in Dublin that it was "the end of something for U2", and that "we have to go away and ... dream it all up again". Following the tour, the group began what was at the time their longest break from public performances and album releases.
Reacting to their own sense of musical stagnation and to their critics, U2 searched for new musical ground. They had written "God Part II" from Rattle and Hum after realising they had excessively pursued nostalgia in their songwriting. The song had a more contemporary feel that Bono said was closer to Achtung Baby's direction. Further indications of change were two recordings they made in 1990: the first was a cover version of "Night and Day" for the first Red Hot + Blue release, in which U2 used electronic dance beats and hip hop elements for the first time; the second indication of change was contributions made by Bono and guitarist the Edge to the original score of A Clockwork Orange's stage adaptation. Much of the material they wrote was experimental, and according to Bono, "prepar[ed] the ground for Achtung Baby". Ideas deemed inappropriate for the play were put aside for the band's use. During this period, Bono and the Edge began increasingly writing songs together without Mullen or bassist Adam Clayton.
In mid-1990, Bono reviewed material he had written in Australia on the Lovetown Tour, and the group recorded demos at STS Studios in Dublin. The demos later evolved into the songs "Who's Gonna Ride Your Wild Horses", "Until the End of the World", "Even Better Than the Real Thing", and "Mysterious Ways". After their time at STS Studios, Bono and the Edge were tasked with continuing to work on lyrics and melodies until the group reconvened. Going into the album sessions, U2 wanted the record to completely deviate from their past work, but they were unsure how to achieve this. The emergence of the Madchester scene in the UK left them confused about how they would fit into any particular musical scene.
## Recording and production
U2 hired Daniel Lanois and Brian Eno to produce the album, based on the duo's prior work with the band on The Unforgettable Fire and The Joshua Tree. Lanois was principal producer, with Mark "Flood" Ellis as engineer. Eno took on an assisting role, working with the group in the studio for a week at a time to review their songs before leaving for a month or two. Eno said his role was "to come in and erase anything that sounded too much like U2". By distancing himself from the work, he believed he provided the band with a fresh perspective on their material each time he rejoined them. As he explained, "I would deliberately not listen to the stuff in between visits, so I could go in cold". Since U2 wanted the record to be harder-hitting and live-sounding, Lanois "push[ed] the performance aspect very hard, often to the point of recklessness". The Lanois–Eno team used lateral thinking and a philosophical approach—popularised by Eno's Oblique Strategies—that contrasted with the direct and retro style of Rattle and Hum producer Jimmy Iovine.
### Berlin sessions
The band believed that "domesticity [w]as the enemy of rock 'n' roll" and that to work on the album, they needed to remove themselves from their normal family-oriented routines. With a "New Europe" emerging at the end of the Cold War, they chose Berlin, in the centre of the reuniting continent, as a source of inspiration for a more European musical aesthetic. They chose to record at Hansa Studios in West Berlin, near the recently opened Berlin Wall. Several acclaimed records were made at Hansa, including two from David Bowie's "Berlin Trilogy" with Eno, and Iggy Pop's Lust for Life. U2 arrived on 3 October 1990 on the last flight into East Berlin on the eve of German reunification. While looking for public celebrations, they mistakenly ended up joining an anti-unification protest by Communists. Expecting to be inspired in Berlin, U2 instead found the city to be depressing and gloomy. The collapse of the Berlin Wall had resulted in a state of malaise in Germany. The band found their East Berlin hotel to be dismal and the winter inhospitable, while the location of Hansa's Studio 2 in a former SS ballroom, the Meistersaal, added to the "bad vibe". Complicating matters, the studios had been neglected for years, forcing Eno and Lanois to import recording equipment.
Morale worsened once the sessions commenced, as the band worked long days but could not agree on a musical direction. The Edge had been listening to electronic dance music and to industrial bands like Einstürzende Neubauten, Nine Inch Nails, the Young Gods, and KMFDM. He and Bono advocated new musical directions along these lines. In contrast, Mullen was listening to classic rock acts such as Blind Faith, Cream, and Jimi Hendrix, and he was learning how to "play around the beat". Like Clayton, he was more comfortable with a sound similar to U2's previous work and was resistant to the proposed innovations. Further, the Edge's interest in dance club mixes and drum machines made Mullen feel that his contributions as a drummer were being diminished. Lanois was expecting the "textural and emotional and cinematic U2" of The Unforgettable Fire and The Joshua Tree, and he did not understand the "throwaway, trashy kinds of things" on which Bono and the Edge were working. Compounding the divisions between the two camps was a change in the band's songwriting relationship; Bono and the Edge were working more closely together, writing material without the rest of the group.
U2 found that they were neither prepared nor well-rehearsed, and that their ideas were not evolving into completed songs. The group were unable to reach consensus during their disagreements and felt that they were not making progress. Bono and Lanois, in particular, had an argument that almost came to blows during the writing of "Mysterious Ways". During one tense session, Clayton removed his bass guitar and held it out to Bono, saying, "You tell me what to play and I'll play it. You want to play it yourself? Go ahead." With a sense of going nowhere, the band considered breaking up. Eno visited for a few days, and understanding their attempts to deconstruct the band, he assured them that their progress was better than they thought. By adding unusual effects and sounds, he showed that the Edge's pursuit for new sonic territory was not incompatible with Mullen's and Lanois' "desire to hold on to solid song structures". Ultimately, a breakthrough was achieved with the writing of the song "One". While working on "Sick Puppy"—an early version of "Mysterious Ways"—the Edge played two separate chord progressions sequentially on guitar at Lanois' encouragement, and finding inspiration, the group quickly improvised a new song that became "One". It provided reassurance and validated their long-standing "blank page approach" to writing and recording together.
U2 returned to Dublin for Christmas, where they discussed their future together and all recommitted to the group. Listening to the tapes, they agreed their material sounded better than they originally thought. They briefly returned to Berlin in January 1991 to finish their work at Hansa. Reflecting on their time in Berlin, Clayton called the sessions a "baptism of fire" and said, "It was something that we had to go through to realize that really, what we were looking for and what we were trying to get to was not something you could find physically, outside of ourselves, in some other city—that there was no magic to it. We had to actually just put the work in and figure out the ideas and hone those ideas down." Although just two songs were delivered during their two months in Berlin, the Edge said that in retrospect, working there had been more productive and inspirational than the output had suggested. The band had been removed from a familiar environment, providing what they described as a certain "texture and cinematic location", and many of their incomplete ideas would be revisited in the subsequent Dublin sessions with success.
### Dublin sessions
In February 1991, U2 moved the album's recording sessions to the seaside manor Elsinore in the Dublin suburb of Dalkey, renting the house for £10,000 per month. The band nicknamed the house "Dog Town" for the "tackiness" of its exterior dog kennels, and the location was credited as such in the album notes. Lanois' strategy to record in houses, mansions, or castles was something he believed brought atmosphere to the recordings. The group rented recording equipment from Dublin audio services company Audio Engineering, and they used a converted garage as a recording space, diagonally beneath the control room. Video cameras and TV monitors were used to monitor and communicate between the spaces. With Elsinore located within walking distance of Bono's and the Edge's homes, the sessions there were more relaxed and productive. The band struggled with one particular song—later released as the B-side "Lady With the Spinning Head"—but three separate tracks, "The Fly", "Ultraviolet (Light My Way)" and "Zoo Station", were derived from it. During the writing of "The Fly", Bono created a persona based on an oversized pair of black sunglasses that he wore to lighten the mood in the studio. The character, which he also named "The Fly", evolved into a leather-clad egomaniac meant to parody rock stardom. Bono assumed this alter ego for the band's subsequent public appearances and live performances on the Zoo TV Tour.
In April, tapes from the earlier Berlin sessions were stolen after the band reportedly left them in a hotel room, and they were subsequently leaked before the album was finished. The recordings were bootlegged into a three-disc collection dubbed the "Salome – The [Axtung Beibi] Outtakes", named for a song that was prominently featured in the collection but did not make the album's final cut. The release is considered the most famous bootleg of U2 material. Bono dismissed the leaked demos as "gobbledygook", and the Edge likened the situation to "being violated". The leak shook U2's confidence and soured their collective mood for a few weeks.
Staffing schedules led to the band having a surplus of engineers at one point, and as a result, they split recording between Elsinore and the Edge's home studio to increase productivity. Engineer Robbie Adams said the approach raised morale and activity levels: "There was always something different to listen to, always something exciting happening." The band's desire to record everything they played in the studio posed a challenge to the production team. A conventional setup with their equipment would have restricted them to 24 tracks of audio; to capture multiple overdubs and takes for different arrangement possibilities, the engineers utilised a technique they called "fatting", which allowed them to achieve more than 48 tracks of audio by using an Otari MTR100 24-track recorder, a Fostex D20 timecode-capable DAT recorder, and an Adams Smith Zeta Three synchroniser. The focus on capturing the band's material and encouraging the best performances meant that little attention was paid to combating audio spill, aside from placing the Edge's and Clayton's amplifiers in separate rooms. In issue 14 of U2's fan magazine Propaganda, Lanois said that he believed some of the in-progress songs would become worldwide hits, despite lyrics and vocal takes being unfinished.
During the Dublin sessions, Eno was sent tapes of the previous two months' work, which he called a "total disaster". Joining U2 in the studio, he stripped away what he thought to be excessive overdubbing. The group believes his intervention saved the album. Eno theorised that the band was too close to their music, explaining: "if you know a piece of music terribly well and the mix changes and the bass guitar goes very quiet, you still hear the bass. You're so accustomed to it being there that you compensate and remake it in your mind." Eno also assisted them through a crisis point one month before the recording deadline; he recalled that "everything seemed like a mess", and he insisted the band take a two-week holiday. The break gave them a clearer perspective and added decisiveness.
After work at Elsinore finished in July, the sessions moved to Windmill Lane Studios where Eno, Flood, Lanois, and previous U2 producer Steve Lillywhite mixed the tracks. Each producer created his own mixes of the songs, and the band either picked the version they preferred or requested that certain aspects of each be combined. Additional recording and mixing continued at a frenetic pace until the 21 September deadline, including last-minute changes to "The Fly", "One", and "Mysterious Ways". The Edge estimated that half of the sessions' work was done in the last three weeks to finalise songs. The final night was spent devising a running order for the record. The following day, the Edge travelled to Los Angeles with the album's tapes for mastering.
## Composition
### Music
U2 is credited with composing the music for all of Achtung Baby's tracks, despite periods of separated songwriting. They wrote the music primarily through jam sessions, a common practice for them. The album represents a deviation from the sound of their past work; the songs are less anthemic in nature, and their musical style demonstrates a more European aesthetic, introducing influences from alternative rock, industrial music, and electronic dance music. The band referred to the album's musical departure as "the sound of four men chopping down The Joshua Tree". Accordingly, the distorted introduction to the opening track "Zoo Station" was intended to make listeners think the record was broken or was mistakenly not the new U2 album. Author Susan Fast said that with the group's use of technology in the song's opening, "there can be no mistake that U2 has embraced sound resources new to them".
For the album, the Edge often eschewed his normally minimalistic approach to guitar playing and his trademark chiming, delay-heavy sound, in favour of a style that incorporated more solos, dissonance, and feedback. Industrial influences and guitar effects, particularly distortion, contributed to a "metallic" style and "harder textures". Music journalist Bill Wyman said the Edge's guitar playing on the closing track "Love Is Blindness" sounded like a "dentist's drill". The Edge achieved breakthroughs in the writing of songs such as "Even Better Than the Real Thing" and "Mysterious Ways" by toying with various effects units.
The rhythm section is more pronounced in the mix on Achtung Baby, and hip hop-inspired electronic dance beats are featured on many of the album's tracks, most prominently "The Fly". Elysa Gardner of Rolling Stone compared the layering of dance beats into guitar-heavy mixes to songs by British bands Happy Mondays and Jesus Jones. "Mysterious Ways" combines a funky guitar riff with a danceable, conga-laden beat, for what Bono called "U2 at our funkiest... Sly and The Family Stone meets Madchester baggy." Amidst layers of distorted guitars, "The Fly" and "Zoo Station" feature industrial-influenced percussion—the timbre of Mullen's drums exhibits a "cold, processed sound, something like beating on a tin can", according to author Albin Zak.
Whereas Bono exhibited a full-throated vocal delivery on the group's previous releases, for Achtung Baby he extended his range into a lower register and used what Fast described as "breathy and subdued colors". On many tracks, including "The Fly" and "Zoo Station", he sang as a character; one technique used is octave doubling, in which the vocals are doubled but sung in two different octaves. This octave differentiation was sometimes done with vocals simultaneously, while at other times, it distinguishes voices between the verses and choruses. According to Fast, the technique introduces "a contrasting lyrical idea and vocal character to deliver it", leading to both literal and ironic interpretations of Bono's vocals. He said that lowering his voice helped him find a new vocal vocabulary, as he previously felt limited to "certain words and tones" by his tenor voice. Other methods of altering his vocals included treating them with processing and feeding them through a distortion pedal. These techniques were all used to give his voice a different emotional feel and distinguish it from his previous work.
### Lyrics
As is often the case on U2 albums, Bono is credited as the sole lyricist. In contrast to U2's previous records, whose lyrics were politically and socially charged, Achtung Baby is more personal and introspective, examining love, sexuality, spirituality, faith, and betrayal. The lyrics are darker in tone, describing troubled personal relationships and exuding feelings of confusion, loneliness, and inadequacy. Lyrics were inspired by the dissolution of the Edge's marriage, as well as that of another of Bono's friends. During the album's recording, the Edge separated from his wife (the mother of three of his children), and the pain he felt resulted in him dedicating himself to the record and advocating for more personal themes. Bono found inspiration from his own personal life, citing the births of his two daughters in 1989 and 1991 as major influences. This is reflected in "Zoo Station", which opens the album as a statement of intent with lyrics suggesting new anticipations and appetites.
Of the album's personal nature, Bono said that there were a lot of "blood and guts" in it. His lyrics to the ballad "One" were inspired by the band members' interpersonal struggles and the German reunification. The Edge described the song on one level as a "bitter, twisted, vitriolic conversation between two people who've been through some nasty, heavy stuff". Similarly, "Ultraviolet (Light My Way)" describes a strained relationship and unease over obligations, and on "Acrobat", Bono sings about weakness, hypocrisy, and inadequacy. The torch songs of Roy Orbison, Scott Walker, and Jacques Brel were major influences, evidenced by tracks such as: "Who's Gonna Ride Your Wild Horses", a description of a couple's argument; "So Cruel", about unrequited love, obsession, and possessiveness; and the closing track, "Love Is Blindness", a bleak account of a failing romance.
U2 biographer Bill Flanagan credits Bono's habit of keeping his lyrics "in flux until the last minute" with providing a narrative coherence to the album. Flanagan interpreted Achtung Baby as using the moon as a metaphor for a dark woman seducing the singer away from his virtuous love, the sun; he is tempted away from domestic life by an exciting nightlife and tests how far he can go before returning home. For Flanagan, "Tryin' to Throw Your Arms Around the World" on the album's latter third describes the character stumbling home in a drunken state, and the final three songs—"Ultraviolet (Light My Way)", "Acrobat", and "Love Is Blindness"—are about how the couple deal with the suffering they have forced on each other.
Despite the record's darker themes, many lyrics are more flippant and sexual than those from the band's previous work. This reflects the group's revisiting some of the Dadaist characters and stage antics they dabbled with in the late 1970s as teenagers but abandoned for more literal themes in the 1980s. While the band had previously been opposed to materialism, they examined and flirted with this value on the album and the Zoo TV Tour. The title and lyrics of "Even Better Than the Real Thing" are "reflective of the times [the band] were living in, when people were no longer looking for the truth, [they] were all looking for instant gratification". "Trashy" and "throwaway" were among the band's buzzwords during recording, leading to many tracks in this vein. The chorus of "Ultraviolet (Light My Way)" features the pop lyrical cliché "baby, baby, baby", juxtaposed against the dark lyrics in the verses. Bono wrote the lyrics to "The Fly" in character as the song's eponymous persona by composing a sequence of aphorisms. He called the song "like a crank call from Hell... but [the caller] likes it there".
Religious imagery is present throughout the record. "Until the End of the World" is an imagined conversation between Jesus Christ and his betrayer, Judas Iscariot. On "Acrobat", Bono sings about feelings of spiritual alienation in the line "I'd break bread and wine / If there was a church I could receive in". In many tracks, Bono's lyrics about women carry religious connotations, describing them as spirits, life, light, and idols to be worshipped. Religious interpretations of the album are the subject of the book Meditations on Love in the Shadow of the Fall from the 33 1⁄3 series.
## Packaging and title
The sleeve artwork for Achtung Baby was designed by Steve Averill, who had created the majority of U2's album covers, along with Shaughn McGrath. To parallel the band's change in musical direction, Averill and McGrath devised sleeve concepts that used multiple colour images to contrast with the seriousness of the individual, mostly monochromatic images from previous U2 album sleeves. Rough sketches and designs were created early during the recording sessions, and some experimental designs were conceived to closely resemble, as Averill put it, "dance-music oriented sleeves. We just did them to show how extreme we could go and then everyone came back to levels that they were happy with. But if we hadn't gone to these extremes it may not have been the cover it is now."
An initial photo shoot with the band's long-time photographer Anton Corbijn was done near U2's Berlin hotel in late 1990. Most of the photos were black-and-white, and the group felt they were not indicative of the spirit of the new album. They recommissioned Corbijn for an additional two-week photo shoot in Tenerife in February 1991, for which they dressed up and mingled with the crowds of the annual Carnival of Santa Cruz de Tenerife, presenting a more playful side of themselves. It was during the group's time in Tenerife and during a four-day shoot in Morocco in July that they were photographed in drag. Additional photos were taken in Dublin in June, including a shot of a naked Clayton. The images were intended to confound expectations of U2, and their full colour contrasted with the monochromatic imagery on past sleeves.
For the photoshoots in Berlin and Tenerife, the band were photographed with brightly painted Trabants, East German automobiles that they became fond of as a symbol for a changing Europe. Street artist Thierry Noir was commissioned to provide the artwork and painted the vehicles in Hansa Studios' parking lot; he became involved through a fellow collaborator of the band's, film director Wim Wenders. Images of the band with the Trabants appear on the sleeve and throughout the album booklet. These vehicles were later incorporated into the Zoo TV Tour set design as part of the lighting system.
Several photographs were considered as candidates for a single cover image, including shots of: a cow on an Irish farm in County Kildare; the nude Clayton; and the band driving a Trabant. Ultimately, a multiple image scheme was used, as U2, Corbijn, Averill, and the producers thought that "the sense of flux expressed by both the music and the band's playing with alter egos was best articulated by the lack of a single viewpoint". The resulting front sleeve is a 4×4 squared montage. A mix of Corbijn's original images from Berlin and the later photo shoots was used, as the band wanted to balance the "colder European feel of the mainly black-and-white Berlin images with the much warmer exotic climates of Santa Cruz and Morocco". Some photographs were used because they were striking on their own, while others were used because of their ambiguity. The nude photo of Clayton was placed on the rear cover of the record. On the US compact disc and cassette sleeves, Clayton's genitals are censored with a black "X" or a four-leaf clover, while vinyl editions feature the photo uncensored. The label of the physical CD and vinyl disc features an image of a "babyface" graffitied by artist Charlie Whisker onto an external wall of Windmill Lane Studios. The babyface image was later adopted as a logo for Zoo TV Tour memorabilia and was incorporated into the Zooropa album cover. In 2003, music television network VH1 ranked Achtung Baby's sleeve at number 39 on its list of the "50 Greatest Album Covers". Bono has called the sleeve his favourite U2 cover artwork.
The German word Achtung () in the album title translates into English as "attention" or "watch out". U2's sound engineer Joe O'Herlihy used the phrase "achtung baby" during recording, reportedly taking it from the Mel Brooks film The Producers. The line "Achtung Baby!" appears in the Brooks song "To Be or Not to Be (The Hitler Rap)" which was made for his 1983 film To Be or Not to Be. The title was selected in August 1991 near the end of the album sessions. Bono thought it was an ideal title, as it was attention-grabbing to him, referenced Germany, and hinted at either romance or birth, both of which were themes on the album. The band were determined not to highlight the seriousness of the lyrics and instead sought to "erect a mask" with the title, a concept that was further developed on the Zoo TV Tour, particularly through Bono's characters such as "The Fly". Of the title, he said in 1992: "It's a con, in a way. We call it Achtung Baby, grinning up our sleeves in all the photography. But it's probably the heaviest record we've ever made... It tells you a lot about packaging, because the press would have killed us if we'd called it anything else."
U2 considered several other titles for the album, including Man (in contrast to the group's debut, Boy), 69, Zoo Station, and Adam, the latter of which would have been paired with the nude photo of Clayton. Other titles in consideration included Fear of Women and Cruise Down Main Street, the latter a reference to the Rolling Stones' record Exile on Main St. and the cruise missiles launched on Baghdad during the Gulf War. Most of the proposed titles were rejected out of the belief that people would see them as pretentious and "another Big Statement from U2".
## Release and promotion
As early as December 1990, the music press reported that U2 would be recording a dance-oriented album and that it would be released in mid-1991. In August 1991, sound collage artists Negativland released an EP entitled U2 that parodied U2's song "I Still Haven't Found What I'm Looking For". Island Records objected to the release, believing consumers would confuse the EP for a new U2 record. Island successfully sued for copyright infringement but were criticised in the music press, as were U2, although they were not involved in the litigation. Uncut's Stephen Dalton believed that the negative headlines were tempered by the success of Achtung Baby's first single, "The Fly", released on 21 October 1991 a month before the album. Sounding nothing like U2's typical style, it was selected as the lead single to announce the group's new musical direction. It became their second song to top the UK Singles Chart, while reaching number one on the singles charts in Ireland and Australia. The single was less successful in the US, peaking at number 61 on the Billboard Hot 100.
Island Records and U2 refused to make advance copies of the album available to the press until just a few days before the release date, preferring that fans listen to the record before reading reviews. The decision came amid rumours of tensions within the band, and journalist David Browne compared it to the Hollywood practice of withholding pre-release copies of films from reviewers whenever they receive poor word-of-mouth press. Achtung Baby was released on 18 November 1991 in the UK and 19 November in the US on compact disc, cassette tape, and vinyl record, with an initial shipment of more than 1.4 million copies in the US. The album was the first release by a major act to use two so-called "eco-friendly" packages—the cardboard Digipak, and the shrinkwrapped jewel case without the longbox cardboard attachment. Island encouraged record stores to order the jewel case packaging by offering a four-percent discount.
Achtung Baby was U2's first album in three years and their first comprising entirely new material in over four years. The group maintained a low profile after the record's release, avoiding interviews and allowing critics and the public to make their own assessments. Instead of participating in an article with Rolling Stone magazine, U2 asked Eno to write one for them. The marketing plan for the album focused on retail and press promotions. In addition to television and radio advertisements being produced, posters featuring the sleeve's 16 images were distributed to record stores and through alternative newspapers in major cities. Compared to the large hype of other 1991 year-end releases, the marketing for Achtung Baby was relatively understated, as Island general manager Andy Allen explained: "U2 will not come out with that kind of fanfare in terms of outside media. We feel the fan base itself creates that kind of excitement."
"Mysterious Ways" was released as the second single five days after the release of Achtung Baby. On the US Billboard charts, the song topped the Modern Rock Tracks and Album Rock Tracks charts, and it reached number nine on the Hot 100. Elsewhere, it reached number one in Canada and number three in Australia. Three additional commercial singles were released in 1992. "One", released in March at the beginning of the Zoo TV Tour, reached number seven in the UK and number ten in the US charts. Like its predecessor, it topped the Modern Rock Tracks chart, and the singles charts in Canada and Ireland. The song has since become regarded as one of the greatest of all time, ranking highly on many critics' lists. The fourth single from Achtung Baby, "Even Better Than the Real Thing", was released in June. The album version of the song peaked at number 12 on the UK Singles Chart, while reaching number one on the US Album Rock Tracks chart. A "Perfecto" remix of the song by DJ Paul Oakenfold performed better in the UK than the album version did, peaking at number eight. "Who's Gonna Ride Your Wild Horses" followed as the fifth and final single in November 1992. It peaked at number 14 on the UK Singles Chart, and number two on the US Album Rock Tracks chart. All five commercial singles charted within the top 20 in Ireland, Australia, Canada, and the UK. Promotional singles for "Until the End of the World", "Salomé", and "Zoo Station" were also released.
In October 1992, U2 released Achtung Baby: The Videos, the Cameos, and a Whole Lot of Interference from Zoo TV, a VHS and LaserDisc compilation of nine music videos from the album. Running for 65 minutes, it was produced by Ned O'Hanlon and released by Island and PolyGram. It included three music videos each for "One" and "Even Better than the Real Thing", along with videos for "The Fly", "Mysterious Ways", and "Until the End of the World". Interspersed between the music videos were clips of so-called "interference", comprising documentary footage, media clips, and other video similar to what was displayed at Zoo TV Tour concerts. The release was certified platinum in the US, and gold in Canada.
## Reception
### Critical reaction
Achtung Baby received acclaim from critics. Elysa Gardner of Rolling Stone said U2 had "proven that the same penchant for epic musical and verbal gestures that leads many artists to self-parody can, in more inspired hands, fuel the unforgettable fire that defines great rock & roll." The review said that the album, like its predecessor Rattle and Hum, was an attempt by the band to "broaden its musical palette, but this time its ambitions are realized". Bill Wyman from Entertainment Weekly called it a "pristinely produced and surprisingly unpretentious return by one of the most impressive bands in the world". Steve Morse of The Boston Globe echoed these sentiments, stating that the album "not only reinvigorates their sound, but drops any self-righteousness. The songs focus on personal relationships, not on saving the world." Morse commended the album's "clanging, knob-twisting sound effects" and the Edge's "metallic, head-snapping guitar". In the Los Angeles Times, Robert Hilburn stated, "the arty, guitar-driven textures are among the band's most confident and vigorous ever". He said the album would be a difficult one for listeners because of the dark, introspective nature of the songs, which contrasts with the group's uplifting songs of the past. Parry Gettelmen of the Orlando Sentinel said that Achtung Baby "shows U2 still has the power to surprise", highlighting the warmth of Bono's vocals, the imagery of his lyrics, and the producers for helping the Edge "achieve a spacious sound without getting anthemic". He commended the band's musical transformation, saying, "U2 proves much more adept at the dance-trance thing than the Happy Roses or Stone Carpets or other indistinguishable haircut bands". Jon Pareles of The New York Times lauded the record not only for featuring "noisy, vertiginous arrangements", but also for the group's ability to "maintain its pop skills". The review concluded, "Stripped-down and defying its old formulas, U2 has given itself a fighting chance for the 1990s."
Q's Mat Snow called Achtung Baby U2's "heaviest album to date. And best." Snow praised the band and its production team for making "music of drama, depth, intensity and, believe it, funkiness". Adam Sweeting of The Guardian said that with the album, U2 "evolved a raw, semi-industrial noise though [sic] which to filter strong melodies and thrusting funk-rock grooves". He praised the group for improving their songwriting and incorporating "black humour" into darker lyrical themes. He said the album was "quite an achievement" at following up a successful record, responding to emerging musical influences, and expanding the band's sound while still pleasing existing fans. Greg Kot of the Chicago Tribune felt the record "shows the band in a grittier light: disrupting, rather than fulfilling, expectations". He praised Lanois' production and said that due to the Edge's guitar playing, "U2 sounds punkier than it has since its 1980 debut, Boy". Kot concluded his review by calling the album "a magnificent search for transcendence made all the more moving for its flaws". Niall Stokes of Hot Press found Achtung Baby to be paradoxical, calling it U2's bleakest record while containing "their most obvious singles", and saying, "It sounds less like the U2 that we know than anything they have done before and yet it is unmistakably them". He wrote, "Ostensibly decadent, sensual and dark, it is a record of, and for, these times." The New Zealand Herald found it "pretty damn good" and described its sound as "subdued, tightly controlled, [and] introverted". However, it said that too many "downbeat moments where songs seem to be going nowhere" prevented it from being a "truly wondrous affair". In Spin, Jim Greer was more critical of the album, calling it an "ambitious failure"; the review welcomed its experimentation but judged that when the group "strays from familiar territory, the results are hit-and-miss". The Village Voice critic Robert Christgau rated it a dud, indicating a bad album unworthy of a review. Two years later, he reflected on the rating: "After many, many tries, Achtung Baby still sounded like a damnably diffuse U2 album to me, and I put it in the hall unable to describe a single song ... although I admittedly enjoy a few of its anthems-in-disguise now."
### Awards and accolades
The success of Achtung Baby and the Zoo TV Tour re-established U2 as one of the most popular and critically acclaimed musical acts in the world. The group nearly swept Rolling Stone's 1992 end-of-year readers' polls, winning honours for "Best Single" ("One"), "Artist of the Year", "Best Album", "Best Songwriter" (Bono), "Best Album Cover", and "Comeback of the Year", among others. Critics at several newspapers, such as The Washington Post, The Boston Globe, and the Chicago Sun-Times, ranked the album among the year's best. The album placed fourth on the "Best Albums" list from The Village Voice's 1991 Pazz & Jop critics' poll. It was shortlisted for the 1992 Mercury Music Prize. At the 35th Annual Grammy Awards, Achtung Baby won the award for Best Rock Performance by a Duo or Group with Vocal and was nominated for Album of the Year, and it earned Lanois and Eno the award for Producer of the Year (Non-Classical). At the American Music Awards of 1993, Achtung Baby was nominated for Favorite Pop/Rock Album, and at the Juno Awards of 1993, it was nominated for Best Selling Album (Foreign or Domestic).
## Commercial performance
Achtung Baby performed well commercially; in the US, it debuted at number one on the Billboard 200 Top Albums on 7 December 1991, having sold 295,000 copies in its first week. The album fell to number three the following week, but spent its first 13 weeks on the chart within the top ten. In total, it spent 101 weeks on the Billboard 200 Top Albums. On 21 January 1992, the Recording Industry Association of America (RIAA) certified it double-platinum. Achtung Baby peaked at number two on the UK Albums Chart and spent 93 weeks on the chart, five of which were in the top ten. In other regions, it topped the RPM 100 in Canada, the ARIA Albums Chart in Australia, and the RIANZ Top 40 Albums in New Zealand. The record sold 7 million copies worldwide in its first three months on sale, and by the end of 1992, it had sold 10 million copies.
Achtung Baby is certified 8× platinum in the US by the RIAA, and according to Nielsen Soundscan, the album had sold 5.5 million copies in the country by March 2009. The record has been certified 5× platinum in Australia, 4× platinum in the UK, and diamond in Canada, the highest certification award. Overall, 18 million copies have been sold worldwide. It is U2's second-highest-selling record after The Joshua Tree, which has sold 25 million copies.
## Zoo TV Tour
Following the release of Achtung Baby, U2 staged a worldwide concert tour, titled the Zoo TV Tour. Like Achtung Baby, the tour was intended to deviate from the band's past. In contrast to the austere stage setups of previous U2 tours, Zoo TV was an elaborately staged multimedia event. It satirised television and the viewing public's overstimulation by attempting to instill "sensory overload" in its audience. The stage featured large video screens that showed visual effects, random video clips from pop culture, and flashing text phrases. The shows incorporated channel surfing, prank calls, video confessionals, a belly dancer, and live satellite transmissions with war-torn Sarajevo.
Whereas the group were known for their earnest live act in the 1980s, their Zoo TV performances were intentionally ironic and self-deprecating; on stage, Bono portrayed several characters he conceived, including "The Fly", "Mirror Ball Man", and "MacPhisto". The majority of the album's songs were played at each show, and the set lists began with up to eight consecutive Achtung Baby songs as a further sign that they were no longer the U2 of the 1980s.
The tour began in February 1992 and comprised 157 shows over almost two years. During a six-month break, the band recorded the album Zooropa, which was released in July 1993. It was inspired by Zoo TV and expanded on its themes of technology and media oversaturation. By the time the tour concluded in December 1993, it had sold about 5.3 million tickets and reportedly grossed US\$151 million. In 2002, Q magazine said the Zoo TV Tour was "still the most spectacular rock tour staged by any band". The tour's 27 November 1993 concert in Sydney was filmed and commercially released as Zoo TV: Live from Sydney by PolyGram in May 1994.
## Legacy
For the band, Achtung Baby was a watershed that secured their creative future, and its success led to the group's continued musical experimentation during the 1990s. Zooropa, released in 1993, was a further departure for the band, incorporating additional dance music influences and electronic effects into their sound. In 1995, U2 and Brian Eno collaborated on the experimental/ambient album Original Soundtracks 1 under the pseudonym "Passengers". For Pop in 1997, the group's experiences with dance club culture and their usage of tape loops, programming, rhythm sequencing, and sampling resulted in their most dance-oriented album.
Achtung Baby is highly regarded among the members of U2. Mullen said: "I thought it was a great record. I was very proud of it. Its success was by no means preordained. It was a real break from what we had done before and we didn't know if our fans would like it or not." Bono called the album a "pivot point" in the band's career, saying, "Making Achtung Baby is the reason we're still here now." Clayton concurred, saying: "If we hadn't done something we were excited about, that made us apprehensive and challenged everything we stood for, then there would really have been no reason to carry on... If it hadn't been a great record by our standards, the existence of the band would have been threatened." The group's reinvention occurred at the peak of the alternative rock movement, when the genre was achieving widespread mainstream popularity. Bill Flanagan pointed out that many of U2's 1980s contemporaries struggled commercially with albums released after the turn of the decade. He argued that U2, however, were able to take advantage of the alternative rock movement and ensure a successful future by "set[ting] themselves up as the first of the new groups rather than the last of the old". Toby Creswell echoed these sentiments in his 2006 music reference book 1001 Songs, writing that the album helped U2 avoid "becoming parodies of themselves and being swept aside by the grunge and techno revolutions". AllMusic called the album "a pivotal moment for dance-rock, happening late in the game but showing that even the biggest young band in the world had an eye on the dancefloor". In a retrospective review for AllMusic, Stephen Thomas Erlewine called the band's musical transformation "thorough", "effective", and "endlessly inventive". He concluded that few artists at that stage in their career could have "recorded an album as adventurous or fulfilled their ambitions quite as successfully as U2 [did]". A 2010 retrospective by Spin said that "U2 became the emblematic band of the alternative-rock era with Achtung Baby."
Achtung Baby has been acclaimed by writers and music critics as one of the greatest albums of all time; according to Acclaimed Music, it is the 82nd-highest-ranked record on critics' lists. In 1997, The Guardian collated worldwide data from a range of renowned critics, artists, and radio DJs, who placed the record at number 71 on a list of the "100 Best Albums Ever". The record was ranked 36th in Colin Larkin's 2000 book All Time Top 1000 Albums. In 2003, the National Association of Recording Merchandisers ranked it at number 45 on its "Definitive 200" list, while USA Today featured it on their list of the top 40 albums of all time. Rolling Stone placed the record at number 62 on its 2003 list of "The 500 Greatest Albums of All Time". Subsequent updates to the list re-ranked the album: the 2012 version ranked it 63rd, calling it "a prescient mix of sleek rock and pulsing Euro grooves" while saying "the emotional turmoil made U2 sound more human than ever"; the 2020 version of the list ranked it 124th. In 2006, the album appeared on a number of all-time lists, including Hot Press's "100 Greatest Albums Ever" at number 21, Time's list of "The All-Time 100 Albums", and the book 1001 Albums You Must Hear Before You Die. VH1 ranked it 65th on the "100 Greatest Albums of Rock & Roll" episode of its television series The Greatest. Entertainment Weekly's 2013 list of the "All-Time Greatest" albums ranked the record 23rd, saying that instead of "coast[ing] forever on the cinematic storytelling they mastered on the excellently righteous The Joshua Tree", the group "ripped up the rule book" with Achtung Baby. The record topped Spin's list of the 125 most influential albums from 1985 to 2010; writer Charles Aaron said: "Unlike Radiohead with OK Computer and Kid A, U2 took their post-industrial, trad-rock disillusionment not as a symbol of overall cultural malaise, but as a challenge to buck up and transcend... Struggling to simultaneously embrace and blow up the world, they were never more inspirational."
## Reissues and commemorations
### 20th anniversary releases
The 20th anniversary of Achtung Baby was marked by several releases in 2011. At the band's request, a documentary film about the album entitled From the Sky Down was produced. It was directed by Davis Guggenheim, who previously collaborated with the Edge for the documentary It Might Get Loud in 2008. From the Sky Down documents the album's difficult recording period, the band members' relationships, and U2's creative process. Archival footage and stills from the recording sessions appear in the film, along with unreleased scenes from Rattle and Hum. For the documentary, the band were filmed during a return visit to Hansa Studios and during rehearsals for the Glastonbury Festival 2011. The film premiered at the 2011 Toronto International Film Festival, becoming the first documentary to open the festival, and in October, it was broadcast on multiple television networks worldwide.
On 31 October 2011, Achtung Baby was reissued in five formats. In addition to a single-disc release of the album, a deluxe edition included a bonus disc of remixes and B-sides from the album's five singles, and a vinyl edition included the album on two LPs with two additional LPs of remixes. The 10-disc "Super Deluxe" and "Über Deluxe" editions included: the Zooropa album; three additional CDs with remixes, B-sides, and outtakes; a "kindergarten" disc with nascent versions of Achtung Baby's 12 songs; four DVDs containing From the Sky Down, the Zoo TV: Live from Sydney concert film, music videos, and other bonus material; 16 art prints; and a hardback book. The "Über Deluxe" edition also contains a double-vinyl copy of the album, five 7-inch vinyl singles, a copy of U2's fan club magazine Propaganda, and a replica of Bono's "Fly" sunglasses. The media initially reported that the reissue was a remastered release. However, the reissue's official website initially excluded any mention of "remastering" before adding it and then removing it. The Edge confirmed that the album was not fully remastered since "the original was so right" and so much "artistry had gone into the original EQ'ing" but did say that they were able to "optimize it... tweak the levels, give it a bit of a polish". "Blow Your House Down", an outtake included in the deluxe editions, was released as a promotional single in October 2011.
Q commissioned an Achtung Baby tribute album, entitled AHK-toong BAY-bi Covered, that was included in the magazine's December 2011 issue. It features performances by Jack White, Depeche Mode, Damien Rice, Gavin Friday, Glasvegas, The Fray, Patti Smith, The Killers, Snow Patrol, Nine Inch Nails, and Garbage.
### 2018 vinyl reissue
Continuing a campaign by U2 to reissue all of their records on vinyl, Achtung Baby was re-released on two 180-gram vinyl records on 27 July 2018. Unlike the 2011 reissue, the album was remastered for its 2018 reissue, with direction from the Edge. Each copy includes a download card that can be used to redeem a digital copy of the album.
### 30th anniversary releases
In 2021, Achtung Baby was re-released in several formats for its 30th anniversary: standard black vinyl and deluxe color vinyl editions were released on 19 November, followed by a 50-track digital box set on 3 December. The band also collaborated with Thierry Noir on an art installation held at Hansa Studios; Noir, who painted the original Trabants featured in the album photography, contributed new artwork to a Trabant and a section of the Berlin Wall for the exhibition. The bonnet of the car was auctioned to benefit the Berlin Institute for Sound and Music.
### U2:UV Achtung Baby Live at Sphere
In autumn 2023, U2 will perform a limited concert engagement focused on Achtung Baby called "U2:UV Achtung Baby Live at Sphere" to open the Sphere at The Venetian Resort in the Las Vegas Valley. Mullen, however, will not participate in the concerts due to a planned surgery and period of recuperation, marking the first time since 1978 that U2 will perform without him; Dutch drummer Bram van den Berg from the band Krezip will fill in.
## Track listing
## Personnel
U2
- Bono – lead vocals, guitar
- The Edge – guitar, keyboards, vocals
- Adam Clayton – bass guitar
- Larry Mullen Jr. – drums, percussion
Additional performers
- Brian Eno – additional keyboards (tracks 3, 9, 12)
- Daniel Lanois – additional guitar (1, 3, 9), additional percussion (4, 8)
- Duchess Nell Catchpole – violin and viola (6)
Technical
- Daniel Lanois – production, mixing
- Brian Eno – production, mixing, string arrangement (track 6)
- Steve Lillywhite – production (2, 5), mixing
- Flood – engineering, mixing
- Robbie Adams – engineering, mixing
- Paul Barrett – engineering
- Joe O'Herlihy – engineering
- The Edge – mixing, string arrangement (6)
- Shannon Strong – engineering assistance, mixing assistance
- Sean Leonard – mixing assistance
- Arnie Acosta – mastering
- Stewart Whitmore – digital editing
- Cheryl Engels – quality control
## Charts
## Certifications
|
586,836 |
Thriller (album)
| 1,172,823,748 |
1982 studio album by Michael Jackson
|
[
"1982 albums",
"Albums produced by Michael Jackson",
"Albums produced by Quincy Jones",
"Albums recorded at Westlake Recording Studios",
"Brit Award for British Album of the Year",
"Epic Records albums",
"Grammy Award for Album of the Year",
"Grammy Award for Best Engineered Album, Non-Classical",
"Grammy Award for Best Male Pop Vocal Performance",
"Grammy Hall of Fame Award recipients",
"Michael Jackson albums",
"United States National Recording Registry albums"
] |
Thriller is the sixth studio album by the American singer and songwriter Michael Jackson, released on November 29, 1982, by Epic Records. It was produced by Quincy Jones, who had previously worked with Jackson on his 1979 album Off the Wall. Jackson wanted to create an album where "every song was a killer". With the ongoing backlash against disco music at the time, he moved in a new musical direction, resulting in a mix of pop, post-disco, rock, funk, and R&B sounds. Thriller foreshadows the contradictory themes of Jackson's personal life, as he began using a motif of paranoia and darker themes. Paul McCartney appears on "The Girl Is Mine", the first credited appearance of a featured artist on a Michael Jackson album. Recording took place from April to November 1982 at Westlake Recording Studios in Los Angeles, California, with a budget of \$750,000.
Thriller became Jackson's first number-one album on the US Billboard Top LPs & Tapes chart, where it spent a record 37 non-consecutive weeks at number one, from February 26, 1983, to April 14, 1984. Seven singles were released: "The Girl Is Mine", "Billie Jean", "Beat It", "Wanna Be Startin' Somethin'", "Human Nature", "P.Y.T. (Pretty Young Thing)", and "Thriller". They all reached the top 10 on the US Billboard Hot 100 chart, setting a record for the most top 10 singles from an album, with "Beat It" and "Billie Jean" reaching number one. Following Jackson's performance of "Billie Jean" in the Motown 25 television special, where he debuted his signature moonwalk dance, the sales of the album significantly increased, selling one million copies worldwide per week. The "Thriller" music video was premiered to great anticipation in December 1983 and played regularly on MTV, which also increased the sales.
With 32 million copies sold worldwide by the end of 1983, Thriller became the best-selling album of all time, and was ratified by Guinness World Records on February 7, 1984. It was the best-selling album of 1983 worldwide, and in 1984 it became the first album to become the best-selling in the United States for two years. It set industry standards with its songs, music videos, and promotional strategies influencing artists, record labels, producers, marketers, and choreographers. The success gave Jackson an unprecedented level of cultural significance for a black American, breaking racial barriers in popular music, earning him regular airplay on MTV and leading to a meeting with US President Ronald Reagan at the White House. Thriller was among the first albums to use music videos as promotional tools; the videos for "Billie Jean", "Beat It" and "Thriller" are credited for transforming music videos into a serious art form.
Thriller is the best-selling album of all time, with sales of 70 million copies worldwide. It is the best selling non-compilation album and second-best-selling album overall in the United States and was certified 34× platinum by the Recording Industry Association of America (RIAA) in 2021. It won a record-breaking eight Grammy Awards at the 1984 Grammy Awards, including Album of the Year, while "Beat It" won two Grammys for Record of the Year & Best Rock Vocal Performance, Male. Also the song "Thriller" won for Best Pop Vocal Performance, Male. "Billie Jean" won two Grammys for Best R&B Vocal Performance, Male & Best Rhythm & Blues Song. Jackson also won a record-breaking eight American Music Awards at the 1984 American Music Awards. The album has been a frequent inclusion in lists of the greatest albums of all time. In 2008, it was inducted into the Grammy Hall of Fame. In the same year, the Library of Congress added it to the National Recording Registry of "culturally, historically, or aesthetically significant recordings".
## Background
Jackson's previous album Off the Wall (1979) received critical acclaim and was a commercial success, having sold 10 million copies at the time. The years between Off the Wall and Thriller were a transitional period for Jackson, a time of increased independence. The period saw him become deeply unhappy; Jackson said, "Even at home, I'm lonely. I sit in my room sometimes and cry. It's so hard to make friends ... I sometimes walk around the neighborhood at night, just hoping to find someone to talk to. But I just end up coming home."
When Jackson turned 21 in August 1979, he hired John Branca as his manager. Jackson told Branca that he wanted to be the biggest and wealthiest star in showbusiness. He was upset about what he perceived as the underperformance of Off the Wall, feeling it had deserved the Grammy Award for Record of the Year. He also felt undervalued by the music industry; in 1980, when Rolling Stone declined to run a cover story on him, Jackson responded: "I've been told over and over that black people on the cover of magazines doesn't sell copies ... Just wait. Some day those magazines are going to be begging me for an interview. Maybe I'll give them one, and maybe I won't."
For his next album, Jackson wanted to create an album where "every song was a killer". He was frustrated by albums that would have "one good song, and the rest were like B-sides ... Why can't every one be like a hit song? Why can't every song be so great that people would want to buy it if you could release it as a single? ... That was my purpose for the next album."
## Production and composition
### Recording
Jackson reunited with Off the Wall producer Quincy Jones to record his sixth studio album, his second under the Epic label. They worked together on 30 songs, nine of which were included on the album. Thriller was recorded at Westlake Recording Studios in Los Angeles, California, with a production budget of \$750,000 (US\$1,926,319.15 in 2017 dollars). The recording commenced on April 14, 1982, at noon with Jackson and Paul McCartney recording "The Girl Is Mine"; it was completed on the final day of mixing, November 8, 1982. Several members of the band Toto were involved in the album's recording and production. Jackson wrote four songs for the record: "Wanna Be Startin' Somethin'", "The Girl Is Mine", "Beat It" and "Billie Jean". Unlike many artists, Jackson did not write these songs on paper. Instead, he dictated into a sound recorder; when recording he would sing from memory.
The relationship between Jackson and Jones became strained during the recording. Jackson spent much of his time rehearsing dance steps alone. When the album was completed, both Jones and Jackson were unhappy with the result and remixed every song, spending a week on each.
"Billie Jean" was so personal to Jackson, who struggled with obsessed fans. Jones wanted to shorten the long introduction, but Jackson insisted that it remain because it made him want to dance. The ongoing backlash against disco made it necessary to move in a different musical direction from the disco-heavy Off the Wall. Jones and Jackson were determined to make a rock song that would appeal to all tastes and spent weeks looking for a suitable guitarist for the song "Beat It". Eventually, they found Steve Lukather of Toto to play the rhythm guitar parts and Eddie Van Halen of the rock band Van Halen to play the solo.
When Rod Temperton wrote the song "Thriller", he wanted to call it "Starlight" or "Midnight Man", but settled on "Thriller" because he felt the name had merchandising potential. Wanting a notable person to recite the closing lyrics, Jones brought in actor Vincent Price, an acquaintance of Jones' wife; Price completed his part in two takes. Temperton wrote the spoken portion in a taxi on the way to the recording studio. Jones and Temperton said that some recordings were left off the album because they did not have the "edginess" of other album tracks. A cover of "Behind the Mask", originally by the Japanese band Yellow Magic Orchestra, was omitted when the parties could not agree on royalties.
### Music and lyrics
Thriller explores genres including post-disco, funk, pop, and rock. According to Steve Huey of AllMusic, it refined the strengths of Off the Wall; the dance and rock tracks are more aggressive, while the pop tunes and ballads are softer and more soulful. The album includes the ballads "Human Nature", "The Girl Is Mine" and "The Lady in My Life". The funk tracks "Billie Jean" and "Wanna Be Startin' Something'", and the disco songs "Baby Be Mine" and "P.Y.T. (Pretty Young Thing)".
"Wanna Be Startin' Somethin'" climaxes in an African-inspired chant (often misidentified as Swahili, but actually syllables based on Duala), giving the song an international flavor. "The Girl Is Mine" tells of two friends' fight over a woman, arguing over who loves her more, and concludes with a rap. The album's songs have a tempo ranging from 80 beats per minute on "The Girl is Mine", to 138 on "Beat It".
Thriller foreshadows the contradictory themes of Jackson's later works. With Thriller, Jackson began using a motif of paranoia and darker themes including supernatural imagery in the title track. This is evident on the songs "Billie Jean", "Wanna Be Startin' Somethin'" and "Thriller". In "Billie Jean", Jackson sings about an obsessive fan who alleges he fathered her child; in "Wanna Be Startin' Somethin'" he argues against media gossip. For "Billie Jean", Jones had Jackson sing overdubs through a six-foot (180 cm) cardboard tube and brought in jazz saxophonist Tom Scott to play the lyricon, a wind-controlled synthesizer. Bassist Louis Johnson ran through his part on a Yamaha bass guitar. The song opens with a long bass-and-drums introduction. "Thriller" includes sound effects such as creaking doors, thunder, footsteps, wind, and howling dogs.
The anti-gang-violence "Beat It" became an homage to West Side Story and was Jackson's first successful rock cross-over piece. Jackson later said of "Beat It", "the point is no one has to be the tough guy, you can walk away from a fight and still be a man. You don't have to die to prove you're a man". "Human Nature", co-written by Steve Porcaro of the band Toto, is moody and introspective, as conveyed in lyrics such as, "Looking out, across the morning, the City's heart begins to beat, reaching out, I touch her shoulder, I'm dreaming of the street".
By the late 1970s, Jackson's abilities as a vocalist were well regarded; AllMusic described him as a "blindingly gifted vocalist". Rolling Stone critic Stephen Holden likened his vocals to the "breathless, dreamy stutter" of Stevie Wonder, and wrote that "Jackson's feathery-timbred tenor is extraordinarily beautiful. It slides smoothly into a startling falsetto that's used very daringly." With the release of Thriller, Jackson could sing low—down to a basso low C—but he preferred to sing higher because pop tenors have more range to create style. Rolling Stone critic Christopher Connelly wrote that Jackson was now singing in a "fully adult voice" that was "tinged by sadness".
"P.Y.T. (Pretty Young Thing)", credited to James Ingram and Quincy Jones, and "The Lady in My Life" by Rod Temperton, gave the album a stronger R&B direction; the latter song was described as "the closest Jackson has come to crooning a sexy, soulful ballad after his Motown years" by J. Randy Taraborrelli. Jackson had already adopted a "vocal hiccup" (first used in 1973 on "It's Too Late to Change the Time"), which he continued to implement in Thriller. The purpose of the hiccup—somewhat like a gulping for air or gasping—is to evoke emotion, be it excitement, sadness, or fear.
### Cover
The cover for Thriller features Jackson in a white suit that belonged to photographer Dick Zimmerman. The gatefold sleeve reveals a tiger cub at Jackson's leg, which, according to Zimmerman, Jackson kept away from his face, fearing he would be scratched. Another picture from the shoot, with Jackson embracing the cub, was used for the 2001 special edition of Thriller.
## Release and commercial reception
Thriller was released on November 29, 1982, through Epic Records and internationally by CBS Records. It reached number one on the Billboard Top LPs & Tapes chart on February 26, 1983. Thriller sold one million copies worldwide per week at its peak. Thriller was the best-selling album in the United States in 1983 and 1984, making it the first album to be the best-selling for two years. It also spent a record 37 weeks at number one on the Billboard 200, from February 26, 1983, to April 14, 1984, and has remained on the chart for 500 nonconsecutive weeks (and counting).
Thriller was Jackson's global breakthrough, topping the charts in Australia, Austria, Canada, France, Italy, Japan, the Netherlands, Switzerland and the United Kingdom. It has gained Diamond certifications in Argentina, Canada, Denmark, France, Mexico and the UK. Thriller sells an estimated 130,000 copies in the US per year; it reached number two in the US Catalog charts in February 2003 and number 39 in the UK in March 2007. It is the sixth-best-selling album in the UK.
On December 16, 2015, Thriller was certified 30× platinum by the Recording Industry Association of America (RIAA), for shipments of at least 30 million units in the US. After the inclusion of streaming and tracks sales into the RIAA album awards in 2017, Thriller was certified 33× platinum for a total of 33 million album-equivalent units. By the end of 1983, Thriller became the world's best-selling album, having sold 32 million copies. It remains the best-selling album of all time, having sold over 70 million copies worldwide.
### Singles
Seven singles were released from Thriller. The first, "The Girl Is Mine", was criticized as a poor choice; critics predicted that the album would disappoint and suggested that Jackson was bowing to a white audience. "The Girl Is Mine" topped the Billboard Hot Black Singles chart, reached number 2 on the Billboard Hot 100 and reached number 1 on the Hot Adult Contemporary Tracks chart.
"Billie Jean" was released on January 2, 1983. It reached number one on the Billboard Hot 100 chart, where it remained for seven weeks. It also topped the Billboard Hot Black Singles chart within three weeks, and it remained at number 1 for nine weeks. Billboard ranked it as the No. 2 song for 1983. It topped the charts in 9 countries and reached the top 10 in many others. "Billie Jean" was one of the best-selling singles of 1983, helping Thriller become the best-selling album of all time. It also became Jackson's best-selling solo single. "Billie Jean" was described as a pioneer of "sleek, post-soul pop music" and also the beginning of a more paranoid lyrical style for Jackson, a trademark of his later music.
The third single, "Beat It", also reached number one on the Black Singles chart. Billboard ranked it number five for 1983. "Beat It" reached number one in Spain and the Netherlands. "Wanna Be Startin' Somethin'" was Jackson's fourth consecutive top-ten single from Thriller on the Billboard Hot 100, peaking at number 5. "Human Nature" reached number 7 on the Billboard Hot 100 and number 2 on the Billboard Adult Contemporary chart. "P.Y.T. (Pretty Young Thing)" charted at number 10 on the Billboard Hot 100.
"Thriller", the final single, was released on November 2, 1983. It was not initially planned for release, as Epic saw it as a novelty song; according to executive Walter Yetnikoff, "Who wants a single about monsters?" By mid-1983, when sales of Thriller began to decline, Jackson convinced Epic to release "Thriller", backed by a new music video. It reached number four on the Billboard Hot 100 and number three on the Billboard Hot Black Singles chart.
### Music videos
The "Billie Jean" music video debuted on March 10, 1983, on MTV. It brought MTV—until then a fairly new and unknown music channel—to mainstream attention. It was one of the first videos by a black artist to be aired regularly by the channel, as the network's executives felt black music was not "rock" enough. Directed by Steve Barron, the video shows a photographer who follows Jackson. The paparazzo never catches him, and when photographed Jackson fails to materialize on the developed picture. He dances to Billie Jean's hotel room and as he walks along a sidewalk, each tile lights up at his touch.
The "Beat It" music video had its premiere on MTV during primetime on March 31, 1983. To add authenticity to the production but also to foster peace between them, Jackson had the idea to cast members of rival Los Angeles street gangs the Crips and the Bloods, and included around 80 genuine gang members. Its plot is Jackson bringing two gangsters together through the power of music and dance. It is also notable for its "mass choreography" of synchronized dancers, which would become the hallmark of Jackson's music videos.
The "Thriller" music video premiered on MTV on December 2, 1983. In the video, Jackson and his girlfriend (played by Ola Ray) are confronted by zombies while walking home from a movie theater; Jackson becomes a zombie and performs a dance routine with a horde of the undead. It was named the greatest video of all time by MTV in 1999 and by VH1 and Time in 2001. In 2009, it became the first music video to be selected for the National Film Registry by the Library of Congress. The Library described it as "the most famous music video of all time".
## Critical reception
In a contemporaneous review for Rolling Stone, Christopher Connelly called Thriller "a zesty LP" with a "harrowing, dark message". He compared the songs on the album with the life challenges that the 24-year-old Jackson had faced since Off the Wall, while observing that he "dropped the boyish falsetto" and was facing his "challenges head-on" with "a feisty determination" and "a full, adult voice". Connelly emphasized Jackson's musical progression from Off the Wall, writing, "Jackson's new attitude gives Thriller a deeper, if less visceral, emotional urgency than any of his previous work, and marks another watershed in the creative development of this prodigiously talented performer."
John Rockwell wrote in The New York Times that perhaps Jackson was a "sometimes too practiced ... performer", that at times Quincy Jones may "depersonalize his individuality" with his "slightly anonymous production", and that Jackson may be hiding his true emotions behind "layers of impenetrable, gauzy veils". Rockwell nonetheless deemed Thriller "a wonderful pop record, the latest statement by one of the great singers in popular music today" and that there are "hits here, too, lots of them". Rockwell believed it helped breach "the destructive barriers that spring up regularly between white and black music", especially as "white publications and radio stations that normally avoid black music seem willing to pretend he isn't black after all". In The Village Voice, Robert Christgau said "this is virtually a hits-plus-filler job, but at such a high level it's almost classic anyway". He later wrote in Christgau's Record Guide: The '80s (1990), "what we couldn't know is how brilliantly every hit but 'P.Y.T.' would thrive on mass exposure and public pleasure."
A year after the album's release, Time summed up the three main singles from the album, saying, "The pulse of America and much of the rest of the world moves irregularly, beating in time to the tough strut of 'Billie Jean', the asphalt aria of 'Beat It', the supremely cool chills of 'Thriller'." In 1989, Toronto Star music critics reflected on the albums they had reviewed in the past ten years in order to create a list judging them on the basis of "commercial impact to social import, to strictly musical merit." Thriller was placed at number 1 on the list, where it was referred to as his "master work" and that "commercial success has since overshadowed Jackson's artistic accomplishments on Thriller, and that's a pity. It was a record for the times, brimming with breathless anticipation and a dread fear of the adult world, a brilliant fantasy that pumped with sexual heat, yet made room for serious reflection".
Thriller topped The Village Voice's Pazz & Jop poll of 1983. The album won a record-breaking eight Grammy Awards at the 26th Grammy Awards, including Album of the Year. Jackson won seven of the Grammy Awards for the album, while the eighth Grammy Award went to Bruce Swedien. That same year, Jackson won eight American Music Awards, including the American Music Award of Merit, and three MTV Video Music Awards. Thriller was recognized as the best-selling album of all time on February 7, 1984, when it was inducted into the Guinness Book of World Records.
## Legacy and influence
### Music industry
Following the release of Thriller, Jackson's immediate success led to him having a standing of cultural significance that was not attained by a Black-American before him in the history of the entertainment industry. Blender described Jackson as the "late 20th century's preeminent pop icon", while The New York Times gave the opinion that he was a "musical phenomenon" and that "in the world of pop music, there is Michael Jackson and there is everybody else". Richard Corliss of Time hailed Thriller as "the greatest pop album of all time". Jackson changed the way the industry functioned: both as an artistic persona and as a financial, profitable entity. His attorney John Branca observed that Jackson achieved the highest royalty rate in the music industry to that point: approximately \$2 (US\$ in dollars) for each album sold.
As a result, Jackson earned record-breaking profits from compact disc sales and from the sale of copies of the documentary, The Making of Michael Jackson's Thriller, produced by Jackson and John Landis. Funded by MTV, the film sold over 350,000 copies in its first few months. In a market then driven by singles, Thriller raised the significance of albums, yet its multiple hit singles changed preconceived notions as to the number of successful singles that could be taken from an individual album. The era saw the arrival of novelties like the Michael Jackson doll, that appeared in stores in May 1984 at a price of \$12 (US\$ in dollars). Thriller retains a position in American culture; biographer J. Randy Taraborrelli explains, "At some point, Thriller stopped selling like a leisure item—like a magazine, a toy, tickets to a hit movie—and started selling like a household staple".
Thriller was released at around the peak of the album era, which had positioned full-length records ahead of singles as the dominant form of recorded-music consumption and artistic expression in the industry. The success of Thriller's singles, however, marked a brief resurgence in the sales of the format. At the time of the album's release, a press statement from Gil Friesen, the then President of A&M Records, read that, "The whole industry has a stake in this success". Time magazine speculated that "the fallout from Thriller has given the [music] business its best years since the heady days of 1978, when it had an estimated total domestic revenue of \$4.1 billion". Time summed up Thriller's impact as a "restoration of confidence" for an industry bordering on "the ruins of punk and the chic regions of synthesizer pop". The publication described Jackson's influence at that point as, "Star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style and color too".
When Thriller and "Billie Jean" were searching to reach their market demographic, MTV and cable TV had a smaller market share than the much larger reach of broadcast television stations in the United States. A national broadcast TV audience on ABC, NBC and CBS affiliate stations, as well as major independent TV stations, was desired by CBS/Epic Records to promote Thriller. The national broadcast TV premiere of the Thriller album's first video, "Billie Jean", was during the week of Halloween in October 1984 and was the idea of Video Concert Hall executive producers Charles Henderson and Jerry Crowe. Video Concert Hall, the first nationwide music video TV network, taped the one-hour special in Hollywood and Atlanta, where the TV studios of Video Concert Hall were located. The Thriller TV special was hosted by Thriller video co-star Vincent Price, distributed by Henderson-Crowe Syndications, Inc. and aired in the top 20 TV markets and much of the United States, including TV stations WNEW (New York), WFLD (Chicago), KTTV (Los Angeles), WPLG (Miami), WQTV (Boston) and WXIA (Atlanta), for a total of 150 TV stations.
Thriller had a pioneering impact on black-music genres and crossover. According to ethnomusicologist Miles White, the album completely defined the "sound of post-disco contemporary R&B" and "updated the crossover aesthetic that had been the holy grail of black popular music since Louis Jordan in the 1940s". Noting its unprecedented dominance of mainstream pop music by an African-American artist, White goes on to write that "the record's song selection and sound aesthetics played to soul and pop sensibilities alike, appealing to a broad audience and selling across lines of race, gender, class and generation", while demonstrating Jackson's emergence from Motown as "the king of pop-soul crossover". Entertainment Weekly writer Simon Vozick-Levinson has considered it "the greatest pop-soul album", Included in their list of The 40 Most Groundbreaking Albums of All Time, Rolling Stone wrote, "It's hard to imagine the present-day musical landscape without Thriller, which changed the game both sonically and marketwise. The album's nervy, outsized blend of pop, rock and soul would send seismic waves throughout radio, inviting both marquee crossovers (like Eddie Van Halen's guitar solo on "Beat It") and sneakier attempts at genre-meshing. The album's splashy, cinematic videos — from the John Landis-directed short film that promoted "Thriller" to the West Side Story homage accompanying "Beat It" — legitimized the still-nascent form and forced MTV to incorporate black artists into its playlists. Its promotional strategy, which led to seven of its nine tracks being released as singles, raised the bar for what, exactly, constituted a "hit-laden" LP. Beyond breaking ground, it broke records, showing just how far pop could reach: the biggest selling album of all time, the first album to win eight Grammys in a single night and the first album to stay in the Top 10 charts for a year."
Epic Records also reflected on the importance of the album: "More than just an album, Thriller has remained a global cultural multi-media phenomenon for both the 20th and the 21st centuries, smashing musical barriers and changing the frontiers of pop forever. The music on Thriller is so dynamic and singular that it defied any definition of rock, pop or soul that had gone before."
From the moment Thriller was released, it set the standard for the music industry: artists, record labels, producers, marketers and even choreographers. The music video was ahead of its time and it is considered a monumental one—not only in Jackson's career, but also in the history of pop music. Epic Records' approach to creating a song and video that would appeal to the mass market ended up influencing the way that professionals now market and release their songs. John Landis' production of a mini-movie, rather than the usual short music video, would raise the bar for other directors and producers.
### Music videos and racial equality
Before the success of Thriller, many felt Jackson had struggled to get MTV airtime due to being black. CBS Records president Walter Yetnikoff told MTV: "I'm not going to give you any more videos and I'm going to go public and fucking tell them about the fact you don't want to play music by a black guy." Yetnikoff persuaded MTV to begin airing "Billie Jean" and "Beat It", which led to a long partnership and helped other black artists to gain mainstream recognition. MTV denies claims of racism in their broadcasting.
The popularity of Jackson's videos, such as "Beat It" and "Billie Jean", helped popularize MTV, and its focus shifted towards pop and R&B. Jackson transformed the medium of music video into an artform and promotional tool through the use of complex storylines, dance routines, special effects, and celebrity cameos.
When the 14-minute-long "Thriller" video aired, MTV ran it twice an hour to meet demand. The video marked an increase in scale for music videos and has been routinely named the best music video ever. The video is credited for transforming music videos into a serious artform, breaking down racial barriers in popular entertainment, and popularizing the making-of documentary format. Many elements have had a lasting impact on popular culture such as the zombie dance and Jackson's red jacket designed by Landis's wife Deborah Nadoolman.
Author, music critic and journalist Nelson George wrote in 2004, "It's difficult to hear the songs from Thriller and disengage them from the videos. For most of us the images define the songs. In fact it could be argued that Michael is the first artist of the MTV age to have an entire album so intimately connected in the public imagination with its imagery". Short films like Thriller largely remained unique to Jackson, while the group dance sequence in "Beat It" has been frequently imitated. The choreography in Thriller has become a part of global pop culture, replicated everywhere from Bollywood to prisons in the Philippines.
Jackson's success as a black artist was unprecedented. Time wrote in 1984: "Jackson is the biggest thing since the Beatles. He is the hottest single phenomenon since Elvis Presley. He just may be the most popular black singer ever." According to The Washington Post, Thriller paved the way for other African-American artists to achieve mainstream recognition, such as Prince. Christgau credited "The Girl Is Mine" for giving radio exposure to the idea of interracial love.
### Reappraisal
Thriller has continued to receive critical acclaim. Stephen Thomas Erlewine of AllMusic wrote that it had something to interest everyone. He believed it showcased harder funk and hard rock while remaining "undeniably fun", and wrote that "Wanna Be Startin' Somethin'", was "the freshest funk on the album [but] the most claustrophobic, scariest track Jackson ever recorded." Erlewine felt it was an improvement on Jackson's previous album, although he was critical of the title track, describing it as "ridiculous" and "sucked out the momentum" of the record. In The New Rolling Stone Album Guide (2004), Jon Pareles wrote that Jackson had "doubled his ambitions and multiplied his audience ... Thriller had extra musical help in becoming the best-selling non compilation album of all time: Jackson's dancing feet and dazzling stage presence, amplified by the newfound promotional reach of music video and the Reagan era's embrace of glossy celebrity. But especially in the album's seven hit singles (out of nine songs), the music stands on its own." Culture critic Nelson George wrote that Jackson "has educated R. Kelly, Usher, Justin Timberlake and countless others with Thriller as a textbook".
### Rankings
In 1992, Thriller was awarded the Special Billboard Award to commemorate its 10th anniversary. In 2000, it was voted number 64 in Colin Larkin's All Time Top 1000 Albums. It was also ranked number 2 in the Soul/R&B – All Time Top 50 albums. The book states; it is the finest example of perfect disco pop, and a record that should be prescribed to musical snobs and manic depressives. At the 2002 Billboard Music Awards, as a sign of the album's longevity, Thriller was awarded a second Special Billboard Award as a recognition for spending more weeks at number one on the Billboard 200 than any other album in history. In 2003, it was ranked at number 20 on the Rolling Stone 500 Greatest Albums of All Time list, maintaining the ranking in a 2012 revised list — it's the highest ranked pop album on both lists. In a 2020 updated list by Rolling Stone, Thriller was ranked number 12. It was ranked by the National Association of Recording Merchandisers (NARM), in conjunction with the Rock and Roll Hall of Fame, at number three on its list of the Definitive 200 Albums of All Time. "Beat It" and "Billie Jean" were both included in the Rock and Roll Hall of Fame's 500 Songs That Shaped Rock and Roll. In 2006, Time included Thriller in its list of the All-TIME 100 Albums. In 2008, 25 years after its release, the record was inducted into the Grammy Hall of Fame and, a few weeks later, was among 25 recordings preserved by the Library of Congress to the National Recording Registry as "culturally significant". In 2009, music critics for MTV Base and VH1 both listed Thriller as the best album released since 1981. Thriller, along with other critic favorites, were then polled by the public. 40,000 people found Thriller to be the Best Album of all time by MTV Generation, gaining a third of all votes. Thriller was ranked third on the Greatest of All Time Billboard 200 Albums. Billboard also ranked the album fourth on its list of All 92 Diamond-Certified Albums Ranked from Worst to Best: Critic's Take. In 2018, The Independent named Thriller the "most inspiring album of all time".
## Reissues and catalog sales
Thriller was reissued on October 16, 2001, in an expanded set, Thriller: Special Edition. The album is remastered and includes a new booklet and bonus material, including the songs "Someone in the Dark", "Carousel" and Jackson's original "Billie Jean" demo, as well as audio interviews with Jones and Temperton. Sony also hired sound engineer and mixer Mick Guzauski to create 5.1-channel surround sound mixes of Thriller and Jackson's other albums for the Super Audio CD format, but Jackson did not approve the mixes. Consequently, Thriller was issued on SACD only in a stereo version. A surround sound version of Thriller would not be realized until November 2022, when Sony created and released 360 Reality Audio and Dolby Atmos mixes of Thriller for Amazon Music and Apple Music respectively in honor of the album's 40th anniversary.
In February 2008, Epic Records released Thriller 25; Jackson served as executive producer. Thriller 25 appeared on CD, USB and vinyl with seven bonus tracks, the new song "For All Time", a snippet of Price's voiceover and five remixes featuring American artists Fergie, will.i.am, Kanye West and Akon. It also included a DVD featuring three music videos, the Motown 25 "Billie Jean" performance and a booklet with a message from Jackson. The ballad "For All Time" supposedly dates from 1982, but is often credited as being from the Dangerous sessions.
Thriller 25 was a commercial success and did particularly well as a reissue. It peaked at number one in eight countries and Europe. It peaked at number two in the US, number three in the UK and reached the top 10 in over 30 national charts. It was certified Gold in 11 countries including the UK, received a 2× Gold certification in France and received platinum certification in Poland. In the United States, Thriller 25 was the second-best-selling album of its release week, selling one hundred and sixty six thousand copies, just fourteen thousand short of reaching the number one position. It was ineligible for the Billboard 200 chart as a re-release but entered the Pop Catalog Charts at number one (where it stayed for ten non-consecutive weeks), with the best sales on that chart since December 1996. With the arrival of Halloween that November, Thriller 25 spent an eleventh non-consecutive week atop the US catalog chart. This brought US sales of the album to 688,000 copies, making it the best-selling catalog album of 2008. This was Jackson's best launch since Invincible in 2001, selling three million copies worldwide in 12 weeks.
After Jackson's death in June 2009, Thriller set additional records. the album sold 101,000 units in the US on the chart week ending July 1, 2009 and was the third biggest-selling album of the week. The album placed at number three on the Top Pop Catalog Albums chart. The following week the album sold 187,000 units in the US on the chart week ending July 8, 2009 and was the second biggest-selling album of the week Songs from Thriller also helped Jackson become the first artist to sell more than one million song downloads in a week. According to Nielsen SoundScan, Thriller was the 14th best-selling album of 2009 in the United States, with 1.27 million copies sold.
For one week beginning November 20, 2015, Google Play Music offered an exclusive free copy of the album to its users in the US which included the 1981 demo of "Billie Jean" as an additional track. On November 18, 2022, Sony Music released Thriller 40, a 40th-anniversary reissue of Thriller including a bonus disc containing outtakes from the original recording sessions.
## Track listing
Notes
- signifies a co-producer
- The first pressings contain the original album mix of "Billie Jean". The main difference is the low volume "oh no" ad-lib in the second verse.
## Personnel
Personnel as listed in the album's liner notes are:
- Tom Bahler – Synclavier (track 5)
- Brian Banks – synthesizer (track 4), synthesizer programming (2)
- Steve Bates – assistant engineer (tracks 3, 7–9)
- Michael Boddicker – synthesizers (tracks 1, 2), Emulator (6–9), Vocoder (8), background vocals (1)
- Bruce Cannon – effects (track 4)
- Leon "Ndugu" Chancler – drums (tracks 2, 6, 8)
- Paulinho da Costa – percussion (tracks 1, 7)
- Mark Ettel – assistant engineer (tracks 3, 7–9)
- Matt Forger – engineer (tracks 2, 3, 7–9)
- David Foster – synthesizer (track 3), synthesizer arrangement (3)
- Humberto Gatica – engineer (tracks 3, 7–9)
- Gary Grant – trumpet and flugelhorn (tracks 1, 2, 4)
- Bernie Grundman – mastering engineer (tracks 2, 3, 7–9)
- Nelson Hayes – bathroom stomp board (track 1)
- Howard Hewett – background vocals (track 8)
- Jerry Hey – horn arrangements, trumpet, and flugelhorn (tracks 1, 2, 4), string arrangements (3, 6), strings conductor (3)
- Bunny Hull – background vocals (tracks 1, 8)
- James Ingram – background vocals (tracks 1, 8), keyboards, handclaps, and musical arrangements (8)
- Janet Jackson – background vocals (track 8)
- La Toya Jackson – background vocals (track 8)
- Michael Jackson – co-producer (tracks 1, 3, 5, 6), lead vocals (all tracks), background vocals (1–7, 9), drum programming (1, 4), drum case beater (track 5), handclaps (8), horn arrangements and bathroom stomp board (1), vocal arrangements (1, 3, 5, 6), rhythm arrangements (1, 5, 6), synthesizer arrangements (6)
- Paul Jackson Jr. – guitar (tracks 5, 8, 9)
- Louis Johnson – bass guitar (tracks 1, 3, 6, 8, 9), handclaps (8)
- Quincy Jones – producer (all tracks), rhythm arrangements (tracks 1, 3, 5), vocal arrangements (3), musical arrangements (8)
- Donn Landee - engineer (track 5 guitar solo)
- Becky López – background vocals (tracks 1, 8)
- Jerry Lubbock – strings conductor (track 6)
- Steve Lukather – guitars (tracks 3, 5, 7), bass guitar (5), musical arrangements (7)
- Anthony Marinelli – synthesizer programming (tracks 2, 4)
- Paul McCartney – lead vocals (track 3)
- David Paich – synthesizers (tracks 2, 7, 9), rhythm arrangements and piano (3), musical arrangements (7)
- Dean Parks – guitar (track 3)
- Greg Phillinganes – keyboards (2, 4), synthesizers (1, 2, 4–6, 8), Fender Rhodes (1, 3, 5, 6, 9), synthesizer programming and handclaps (8)
- Jeff Porcaro – drums (tracks 3, 5, 7, 9)
- Steve Porcaro – synthesizers (tracks 5, 7, 9), synthesizer programming (2, 3, 5, 7), musical arrangements (7)
- Vincent Price – voice-over (track 4)
- Steven Ray – bathroom stomp board (track 1), handclaps (8)
- Bill Reichenbach – trombone (tracks 1, 2, 4)
- Greg Smith – Synergy (track 5), synthesizer (6)
- Bruce Swedien – recording engineer and audio mixer (all tracks), effects (4)
- Chris Shepard – vibraslap (track 5)
- Rod Temperton – synthesizer (track 4), rhythm and vocal arrangements (2, 4, 9)
- Eddie Van Halen – guitar solo (track 5)
- Jerry Vinci – concertmaster (track 3)
- Julia Waters – background vocals (track 1)
- Maxine Waters – background vocals (track 1)
- Oren Waters – background vocals (track 1)
- David Williams – guitar (tracks 1, 2, 4, 6)
- Larry Williams – saxophone and flute (tracks 1, 2, 4)
- Bill Wolfer – keyboards (track 5), synthesizer (1, 6), programming (6)
## Charts
### Weekly charts
### Year-end charts
### Decade-end charts
### All-time charts
## Certifications and sales
## See also
- "Behind the Mask" (song)
- List of best-selling albums
- List of best-selling albums by country
- List of best-selling albums in Argentina
- List of best-selling albums in Australia
- List of best-selling albums in Austria
- List of best-selling albums in Belgium
- List of best-selling albums in Brazil
- List of best-selling albums in Canada
- List of best-selling albums in Colombia
- List of best-selling albums in Europe
- List of best-selling albums in Finland
- List of best-selling albums in France
- List of best-selling albums in Germany
- List of best-selling albums in Italy
- List of best-selling albums in Japan
- List of best-selling albums in Mexico
- List of best-selling albums in New Zealand
- List of best-selling albums in Spain
- List of best-selling albums in the United Kingdom
- List of best-selling albums in the United States
- List of diamond-certified albums in Argentina
- List of diamond-certified albums in Canada
- List of number-one dance singles of 1983 (U.S.)
|
30,501,764 |
Auriscalpium vulgare
| 1,146,699,973 |
Inedible European fungi
|
[
"Fungi described in 1753",
"Fungi of Asia",
"Fungi of Central America",
"Fungi of Europe",
"Fungi of North America",
"Inedible fungi",
"Russulales",
"Taxa named by Carl Linnaeus",
"Taxa named by Samuel Frederick Gray"
] |
Auriscalpium vulgare, commonly known as the pinecone mushroom, the cone tooth, or the ear-pick fungus, is a species of fungus in the family Auriscalpiaceae of the order Russulales. It was first described in 1753 by Carl Linnaeus, who included it as a member of the tooth fungi genus Hydnum, but British mycologist Samuel Frederick Gray recognized its uniqueness and in 1821 transferred it to the genus Auriscalpium that he created to contain it. The fungus is widely distributed in Europe, Central America, North America, and temperate Asia. Although common, its small size and nondescript colors lead it to be easily overlooked in the pine woods where it grows. A. vulgare is not generally considered edible because of its tough texture, but some historical literature says it used to be consumed in France and Italy.
The fruit bodies (mushrooms) grow on conifer litter or on conifer cones that may be partially or completely buried in soil. The dark brown cap of the small, spoon-shaped mushroom is covered with fine brown hairs, and reaches a diameter of up to 2 cm (3⁄4 in). On the underside of the cap are a crowded array of tiny tooth-shaped protrusions ("teeth") up to 3 mm long; they are initially whitish to purplish-pink before turning brown in age. The dark brown and hairy stem, up to 55 mm (2+1⁄8 in) long and 2 mm thick, attaches to one edge of the cap. The mushroom produces a white spore print out of roughly spherical spores.
High levels of humidity are essential for optimum fruit body development, and growth is inhibited by either too much or too little light. Fruit bodies change their geotropic response three times during their development, which helps ensure that the teeth ultimately point downward for optimum spore release. The pure culture, cell division and the ultrastructure of A. vulgare's hyphae and mycelia have been studied and described in search of potentially useful characters for phylogenetic analysis. When grown in culture, the fungus can be induced to produce fruit bodies under suitable conditions.
## History, taxonomy and phylogeny
The species was first described in the scientific literature by Carl Linnaeus under the name Hydnum auriscalpium in his 1753 Species Plantarum. Linnaeus placed three other tooth fungi in the genus Hydnum: H. imbricatum, H. repandum, and H. tomentosum. In 1821, Samuel Frederick Gray considered H. auriscalpium to be sufficiently distinct from the other Hydnum species to warrant the creation of a new genus, Auriscalpium, to contain it. In the process, its name was changed to Auriscalpium vulgare.
Otto Kuntze and Howard James Banker later independently sought to restore Linnaeus' species name, but the resulting combination (Auriscalpium auriscalpium) is a tautonym and disallowed under the rules for botanical nomenclature (ICBN 2005 rule 23.4), and these combinations are therefore no longer validly published. Other names given to the fungus and now considered synonyms include Hydnum fechtneri, named by Josef Velenovský in 1922, and later combinations based on this name. A. vulgare is the type species of the widely distributed genus of eight species that it belongs to. Despite vast differences in appearance and morphology, A. vulgare is related to such varied taxa as the gilled fungi of Lentinus, the poroid genus Albatrellus, the coral-like Clavicorona, and fellow tooth fungus Hericium. The relationship of all of these taxa—members of the family Auriscalpiaceae of the order Russulales—has been demonstrated through molecular phylogenetics.
Auriscalpium vulgare is commonly known as the "pinecone mushroom", the "cone tooth", "pine cone tooth", or the "ear-pick fungus". Gray called it the "common earpick-stool"; it was also referred to as the "fir-cone Hydnum", when it was still considered to be a member of that genus. The specific epithet vulgare means "common". The generic name Auriscalpium is Latin for "ear pick" and refers to a small, scoop-shaped instrument used to remove foreign matter from the ear.
## Habitat and distribution
Auriscalpium vulgare is a saprobic species. Its mushrooms grow solitary or clustered on fallen pine cones, especially those that are fully or partially buried. It typically favors Scots Pine (Pinus sylvestris), but has also been reported on spruce cones, and in California grows primarily on Douglas-fir cones. One author noted finding the mushroom on spruce needles on top of squirrel dens where cone bracts were present in the forest floor. In a study conducted in the Laojun Mountain region of Yunnan, China, A. vulgare was found to be one of the most dominant species collected from mixed forest at an altitude of 2,600–3,000 m (8,500–9,800 ft). A study on the effect of slash and burn practices in northeast India showed that the fungus prefers to fruit on burned cones of the Khasi Pine, and that the number of fruit bodies on unburned cones increases with cone girth.
The fungus is widely distributed in Europe, Central and North America, temperate Asia, and Turkey. In North America, its range extends from Canada to the Trans-Mexican Volcanic Belt south of Mexico City. The mushroom is common, appearing in the summer and autumn, although it is easily overlooked because of its small size and nondescript coloration. A. vulgare is the only representative of its genus in temperate areas of the Northern Hemisphere.
## Description
The fruit body of A. vulgare is fibrous when fresh and becomes stiff when dry. It is a small species rarely exceeding 5.5 cm (2+1⁄4 in) in height, with a cap usually smaller than an adult's fingernails: 0.5 to 2 cm (1⁄4 to 3⁄4 in)—although it has been known to reach up to 4 cm (1+1⁄2 in). It is semicircular or kidney-shaped, flat on the lower surface and rounded on the top. The surface is at first much like the stem: covered with bristles and dark chestnut brown. It becomes smooth with maturity and can darken to the point of being almost black. The cap margin is usually buff to light brown–roughly the same color as the spines and lighter in color than the center. It becomes rolled inward (revolute) and often wavy in maturity. The spines on the underside of the cap are a few millimeters long and cylindrical down to their sharp tips. White to light brown when young, they later become covered with a white spore mass and then turn an ashy gray. Occasionally, fruit bodies are produced that lack a cap entirely.
Auriscalpium vulgare usually has a single stem, but occasionally several stems arise from a thick common base. It attaches to the side of the cap and is cylindrical or slightly flattened with a bulbous base, 2–8 cm tall and 1–3 wide. Its surface is covered with hairy fibers, and its mature color is a dark chestnut brown.
The cap flesh is composed of two distinct layers: a thin, compact, black-brown and hairy upper layer, and a thick, soft, white to light brown lower layer that is made of thin, thread-like filaments arranged in a roughly parallel fashion. The stem is similarly divided, with a thin, dark and hairy cortical layer covered by hairs, which encircles inner ochre-colored flesh. A drop of potassium hydroxide applied to the surface of the mushroom will cause it to instantly stain black.
The mushroom, which has no distinct taste or odor, is generally considered inedible because of its toughness and diminutive size. An 1887 textbook noted, however, that it was "commonly eaten in France and Italy".
### Microscopic characteristics
Spore deposits are white. Viewed under a light microscope, the spores appear hyaline (translucent), covered with minute wart-like bumps, and are spherical or nearly so, with dimensions of 4.6–5.5 by 4–5 μm. They are amyloid (reacting to Melzer's reagent) and cyanophilous (staining in methyl blue). The basidia (spore-bearing cells of the hymenium) are four-spored with basal clamps, and measure 15–24 by 3–4 μm, and sterigmata (extensions of the basidia that bear the spores) are swollen at the base and roughly 3 μm long. The hyphal system is dimitic, comprising both generative (undifferentiated) and skeletal (structural) hyphae. The thin-walled generative hyphae are hyaline, and have clamp connections; the thick-walled skeletal hyphae are thicker overall and lack such connections. The cortex (the tougher outer layer of flesh) is made of parallel unbranched generative hyphae that are brown, thick-walled, clumped together, and frequently clamped. The internal flesh is made of interwoven generative and skeletal hyphae. Gloeoplerous hyphae (containing oily or granular contents) are also present, protruding into the hymenium as club-like or sharp-pointed gloeocystidia.
The hyphae of basidiomycetous fungi are partitioned by cross-walls called septa, and these septa have pores that permit the passage of cytoplasm or protoplasm between adjacent hyphal compartments. In an effort to determine ultrastructural characters useful for systematic and phylogenetic analyses of the Agaricomycotina, Gail Celio and colleagues used electron microscopy to examine both the structure of the septal pore, and nuclear division in A. vulgare. They determined that septa found in hyphae of the hymenium have bell-shaped pore "caps" with multiple perforations. Each cap extends along the length of the septum, along with a zone surrounding the pore that is free of organelles. Due to the scarcity of similar data from other Agaricomycotina species, it is unknown whether the extended septal pore cap margins of A. vulgare are phylogenetically informative. Regarding nuclear division, the process of metaphase I of meiosis is similar to the metaphase of mitosis. Spherical spindle pole bodies containing electron-opaque inclusions are set within gaps on opposite ends of the nuclear membrane. This membrane has occasional gaps but is largely continuous. Fragments of endoplasmic reticulum occur near the spindle pole bodies, but do not form a cap.
### Fruit body development
Fruit body primordia first appear between the scales of the cones, and require 9 to 35 days to reach their final height. They consist of an inner core of thin-walled generative hyphae enclosed by an outer coat of skeletal hyphae. Immature fruit bodies are white and delicate, but gradually become brown as they mature. Because the cap is grown from the stem tip after it bends, cap development interrupts stem growth, and this shift to centrifugal growth (that is, growth outward from the stem) results in the typical kidney-shaped or semicircular cap. Although the fruit body takes at least 9 days to mature, spores production begins within 48–72 hours of the start of cap growth. Spines start out as minute protuberances on the part of the stem adjoining the undersurface of the cap. As the cap enlarges, these spines are spread horizontally, and more protuberances are formed, which elongate vertically downwards.
When grown in favorable conditions of high water availability and humidity, the fruit body can proliferate by growing additional (secondary) fruit bodies on all parts of its upper and lower surfaces. These secondary growths typically number between four and seven; some may be aborted as the nutrients from the pine cone substrate are depleted, resulting in stems lacking caps. In one instance, a complete secondary proliferation was noted (i.e., growing from a primary proliferation) that developed completely so as to produce viable spores. Humidity is a limiting factor for optimum fruit body development. Removal of incompletely mature laboratory-grown specimens from a relative humidity (R.H.) of over 98% to one of 65–75% causes the fruit bodies to brown and stop growing. When transferred to an even lower R.H. of about 50%, the stems quickly begin to collapse. Light also affects fruit body development: both continuous illumination and complete darkness inhibit growth.
When a stem is developing, the fungus is negatively geotropic, so that if the axis of the stem is tilted by 90 degrees, it will return to a vertical position within 24 hours. The extending hyphae that form the cap are themselves diageotropic—they will grow at right angles to the direction of gravity. Finally, the spines are positively geotropic, and will re-orient themselves to point downward if the mushroom orientation changes. Because the second (cap formation) and third (spine formation) geotropic responses overlap, there is a brief period where two different geotropic responses are operating simultaneously. These geotropic transitions help ensure that the final alignment results in optimum spore dispersal.
### Similar species
Similar species include Strobilurius trullisatus, which also fruits on Douglas-fir cones. Baeospora myosura fruits on spruce cones, and Mycena purpureofusca on pine cones.
## Growth in culture
Auriscalpium vulgare can be grown in pure culture on agar-containing plates supplemented with nutrients. The colonies that grow are white to pale cream, and cover the agar surface within six weeks from the initial inoculation. The mycelium is made of bent-over hyphae, without any aerial hyphae (hyphae that extend above the surface of the agar). Typically, two indistinct zones develop at about 6 mm and 15 mm from the initial inoculum spot, with each zone roughly 4 mm wide. The zones appear somewhat lighter in color because the hyphae are more closely packed and form crystalline substances that deposit into the agar.
The mature mycelium consists of thin-walled, densely packed hyphae that are 1.5–3.2 μm in diameter. They are often gnarled or somewhat spiral (subhelicoid), and frequently branched at an angle of about 45°, with a clamp at the base of the branch. They contain amorphous granules that appear refractive when viewed under phase contrast microscopy, and their walls are often encrusted with tiny granules. Gloeocystidia (thin-walled cystidia with refractive, frequently granular contents) are common; they measure 50–85 by 6.5–8.5 μm, and are club-shaped (sometimes elongated), thin-walled, and often have one or two lobes with rounded tips. Containing foamy and pale yellow contents, they are a refractive yellow color under phase contrast. Initially they are erect but they soon fall under their own weight to lie on the agar surface. Crystalline deposits are abundant as small, randomly scattered plate-like or star-like crystals.
Fruiting begins about six weeks after the initial inoculation on the agar plate, but only when portions of fruit bodies (spines or stem sections) are used as the inoculum to initiate growth; the use of mycelium as the inoculum precludes subsequent fruiting. Mature fruit bodies grow very close to the initial site of inoculation—within 3 mm—and take about 60 days to mature after they first start to form.
|
1,819,809 |
Brian Horrocks
| 1,169,109,297 |
British Army general (1895–1985)
|
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Lieutenant-General Sir Brian Gwynne Horrocks, (7 September 1895 – 4 January 1985) was a British Army officer, chiefly remembered as the commander of XXX Corps in Operation Market Garden and other operations during the Second World War. He also served in the First World War and the Russian Civil War, was taken prisoner twice, and competed in the modern pentathlon at the 1924 Paris Olympics. Later he was a television presenter, wrote books on military history, and was Black Rod in the House of Lords for 14 years.
In 1940 Horrocks commanded a battalion during the Battle of France, the first time he served under Bernard Montgomery, the most prominent British commander of the war. Montgomery later identified Horrocks as one of his most able officers, appointing him to corps commands in both North Africa and Europe. In 1943, Horrocks was seriously wounded and took more than a year to recover before returning to command a corps in Europe. It is likely that this period out of action meant he missed out on promotion; his contemporary corps commanders in North Africa, Oliver Leese and Miles Dempsey, went on to command at army level and above. Horrocks' wound continued to impair his health and led to his early retirement from the army after the war.
Since 1945, Horrocks has been regarded by some as one of the most successful British generals of the war, "a man who really led, a general who talked to everyone, down to the simplest private soldier" and the "beau ideal of a corps commander".
General Dwight D. Eisenhower, the Supreme Allied Commander in Western Europe, called him "the outstanding British general under Montgomery".
## Early life
Brian Gwynne Horrocks was the only son of Colonel Sir William Horrocks, a Lancashire born doctor in the Royal Army Medical Corps (RAMC), and his wife, Minna Horrocks, "who had all the gaiety and charm of the Irish". Born in Ranikhet in British India on 7 September 1895, young Brian—after having had "particularly happy memories of the four years spent at Gibraltar when my father was working on the causes of Malta fever"—returned to Britain, where he was educated at Bow School, Durham, later Uppingham School, Rutland, an English public school, "where I gravitated automatically into the army class. There was never any question of my entering a profession other than the army." Of his childhood, he claimed to have had "an extremely happy childhood". Horrocks later wrote that, as his life was devoted almost entirely to sport, he had very little aptitude for hard work.
He entered the Royal Military College, Sandhurst, in October 1912, "bottom but one". Horrocks's time at Sandhurst was, by his own admission, not very distinguished. "Let me be quite honest about it; I was idle, careless about my turnout—in army parlance, scruffy—and, due to the fact that I am inclined to roll when I walk, very unsmart on parade". His score was sixth-lowest of the 167 successful applicants for cadetships—even after the addition of 200 bonus points for an Officer Training Corps (OTC) certificate, which not all the other candidates had. An unpromising student, he might not have received a commission at all but for the outbreak of the First World War in August 1914.
## First World War
Horrocks was commissioned as a second lieutenant into the Middlesex Regiment, a line infantry regiment of the British Army, on 8 August 1914. Horrocks, in charge of a ninety-five-man draft of replacements, joined the 1st Battalion of his regiment as part of the British Expeditionary Force (BEF) during the BEF's retreat following its baptism of fire at the Battle of Mons. By the time he and his men had got to Southampton his ninety-five-man draft had increased to ninety-eight, with three others, in their keenness to get into the war, having sneaked in. He described the feeling at the time:
> This was, I should think, the last time there was any romance attached to war. It is impossible now after the bitter experience of two world wars to recapture the spirit of this country in August, 1914. As I marched through those cheering crowds I felt like a king among men. It was all going to be over by Christmas and our one anxiety was whether we would get over there in time. And all ranks felt the same.
Arriving in France, Horrocks was assigned to No. 16 Platoon of the 1st Battalion of the Middlesex Regiment, with Captain Edward Stephen Gibbons (who was killed in 1918) as his company commander. The battalion was part of the 19th Independent Brigade, which was not assigned to a division. Horrocks wrote that his "chief memory of those days, and the memory retained by all platoon commanders, was of marching—endless and exhausting marches. I had never realised before that it was possible to go to sleep while the legs continued automatically to function." He found comfort in "that priceless Cockney sense of humour. A small private soldier in the rank in front of me looked up at his neighbour, who was blessed with a long lugubrious face, and said, Why don't you give your face a holiday, chum? Try a smile." He also came to greatly admire Captain Gibbons, along with his platoon sergeant, Sergeant Whinney. Once, while it was pouring with rain, the officers of the battalion were offered billets in a comfortable farmhouse, while the other ranks slept in a field covered with manure which had recently been departed by some cows; Captain Gibbons was furious, insisting that the officers should share in the misery of their subordinates. "My heart sank but I knew instinctively that he was right", Horrocks later wrote. Douglas Delaney writes that the "willingness of soldiers to follow was constructed on gestures like this. It is interesting how some events, though seemingly insignificant in the bigger scheme of things, become embedded in memory, making lifelong memories of themselves." Horrocks was not to last much longer in battle, as on 21 October, at the Battle of Armentières, his platoon was surrounded, and Horrocks, while defending the town of Maisnil against a German attack, received a bullet wound through the lower abdomen and upper thigh, and was taken prisoner. "The war for me was over and my active military career had stopped for four years."
Incarcerated in a military hospital, he was repeatedly interrogated by his German captors, who believed that the British were using expanding bullets in contravention of the 1899 Hague Convention. Horrocks' captors refused to change his clothes or sheets, and denied him and a fellow officer basic amenities. Both had temporarily lost the use of their legs, and were forced to crawl to the toilet, which caused Horrocks' wounds to become infected. Conditions improved after his discharge and transfer to a prisoner of war camp. On his way to the camp, Horrocks befriended his German escort—he attributed their rapport to the mutual respect that front line troops share. He was promoted to lieutenant on 18 December 1914, despite being in enemy hands, and often tried to escape, once coming within 500 yards (460 m) of the Dutch border before being recaptured. He was eventually placed in a compound for Russian officers, in the hope that the language barrier would hinder his escape attempts; Horrocks used the time to learn the Russian language. Years later, working in the House of Commons, he startled Nikita Khrushchev and Nikolai Bulganin by greeting them in their native tongue. In the latter part of the war he was held in Holzminden prisoner-of-war camp. His resistance in captivity would earn him the Military Cross (MC), awarded in 1920 and backdated to 5 May 1919.
Repatriated at the end of the war, Horrocks had difficulty adapting to a peacetime routine. He went on sprees in London, spending four years of accumulated back-pay in six weeks.
## Between the wars
### Russia
In 1919 Horrocks was posted to Russia as part of the Allied intervention in the Russian Civil War. After landing at Vladivostok on 19 April, he was briefed at British headquarters. The White Army under Admiral Kolchak, with the help of released Czechoslovak Legion prisoners, had driven the Red Army out of Siberia. Kolchak's Czech troops were returning home, and the British military contingent was urgently trying to replace them with Russians. To accomplish this, the British had only two infantry battalions and two small administrative missions, one charged with training and arming the Russians with British war-surplus equipment, and the other with improving the White Army's communications.
Horrocks' first task, along with a party of 13 British officers and 30 other ranks, was to guard a train delivering 27 carriages of shells to the White Army in Omsk, 3,000 miles (4,800 km) away on the Trans-Siberian Railway. The journey took more than a month, and as the only party member fluent in Russian, Horrocks had to deal with many of the difficulties encountered. At every station, he had to ward off station masters intent on acquiring the carriages. While stopped in Manchuli, the British officers' presence provoked a duel between two Cossack officers. Horrocks accepted an invitation to act as a second, but the pair were arrested before the duel could take place. He managed to defuse the situation before it came to trial, by claiming his faulty Russian had been the cause of the misunderstanding.
His next assignment was in Yekaterinburg in the Urals, where he was appointed second in command of a training school for non-commissioned officers attached to the Anglo-Russian Brigade. He found this post frustrating, having to dismiss nearly a third of his initial cadre on medical grounds, and struggling to get supplies and support from the White Army authorities. Despite this, he developed a rapport with his men and an admiration for the Russian soldier.
Although British forces were ordered home shortly afterwards, Horrocks and another officer, George Hayes, remained to advise the First Siberian Army. The White Army was in retreat, and Horrocks joined them as they fell back to Vladivostok, 3,000 miles (4,800 km) away. He was captured by the Red Army on 7 January 1920, in the town of Krasnoyarsk, and spent 10 months as a prisoner, narrowly surviving severe typhus. The British government negotiated a prisoner release, and Horrocks left Russia on 29 October, returning home on the Royal Navy cruiser HMS Delhi.
### Back home
Horrocks rejoined the 1st Battalion of his regiment, based in Germany with the British Army of the Rhine. His time was enjoyable for him, later writing:
> For us in the occupation forces life in Cologne was very pleasant, because, owing to the chronic inflation of the German mark, we always had plenty of money, a most unusual experience for me.
He then followed the battalion back to the United Kingdom during the 1921 coal strike, then to Ireland, which was then embroiled in the Anglo-Irish War. His duties included searching for arms and dealing with ambushes and roadblocks, which he called "a most unpleasant form of warfare". This was followed by a short period in Silesia to deal with tensions between the Polish and German populations.
On his return to Britain, Horrocks took up the modern pentathlon. He competed successfully in army tournaments, and was picked for the British Olympic team for the 1924 Paris Olympics, where he finished 19th out of 38. Horrocks spent the remainder of the inter-war years in postings that included adjutant for the 9th Battalion, Middlesex Regiment of the Territorial Army (1926–1930); student at the Staff College, Camberley (1931–32); Staff Captain at the War Office (1934–36); brigade major with the 5th Infantry Brigade (1936–38); and instructor at the Staff College. The Territorial Army posting, which Horrocks considered to be among his happiest periods, provided experience in dealing with citizen soldiers, "those truly remarkable people, the British territorials", which would prove highly valuable during the Second World War. He received a brevet majority in 1935, and was promoted to substantive major in 1936, and brevet lieutenant colonel in 1937.
In 1928, Horrocks married Nancy Kitchin, daughter of an architect for the Local Government Board. They had one child, a daughter named Gillian, who drowned in 1979 while swimming in the River Thames, with "the shock and loss" being "almost insupportable".
## Second World War
### Belgium and France
At the outbreak of the Second World War, Horrocks was working as an instructor at the Staff College, Camberley, where he had taught since 1938. After helping organise a new, shorter, officer-training course, in December 1939 he was promoted to substantive lieutenant colonel. The following May, he was despatched to France to command the 2nd Battalion, Middlesex Regiment, a machine-gun battalion directly subordinate to the 3rd Division headquarters of Major-General Bernard Montgomery. British doctrine at the time retained heavy machine guns under the direct command of a corps or division, rather than as an organic part of subordinate formations. He joined the battalion during its retreat to Dunkirk, and after only 17 days had impressed his superiors sufficiently to be given the temporary rank of brigadier, and the command of 11th Brigade. The brigade's previous commander, Kenneth Anderson, had been promoted to General Officer Commanding (GOC) 3rd Division during the evacuation, when Lieutenant-General Alan Brooke, commander of II Corps, was recalled to the United Kingdom and Montgomery took over the corps.
### Home service
On Horrocks' return to Britain, he was given command of 9th Brigade and assigned to defend against a possible German invasion. A short stint as Brigadier General Staff of Western Command followed, before promotion to acting major-general and command of the 44th (Home Counties) Infantry Division on 25 June 1941. He was promoted to substantive colonel on 28 May 1941 (with seniority backdated to 1 July 1940). The 44th Division, composed of the 131st (Surrey), 132nd (Kent) and the 133rd (Sussex) Infantry Brigades together with supporting units, was stationed in Kent preparing to repel the expected German invasion of the United Kingdom. The division was responsible for the southern Kent coast east of Folkestone and was serving under the command of XII Corps, commanded by Montgomery, who secured for Horrocks his new command.
In March 1942, Horrocks was given command of the newly formed 9th Armoured Division and gained the temporary rank of major-general on 27 June. Horrocks, an infantry soldier with no experience in dealing with cavalry, was an unusual choice for commander of an armoured division. He trained the division hard, organising exercises to improve the effectiveness of his troops, and to familiarise himself with armoured warfare. Despite never having commanded a division in battle, he was further promoted to acting lieutenant-general and sent to Egypt to command the Eighth Army's XIII Corps, under Montgomery. General Sir Harold Alexander and Lieutenant-General Montgomery had decided to make a "clean sweep" when replacing the dismissed General Sir Claude Auchinleck as Commander-in-Chief (C-in-C) Middle East and Eighth Army commander respectively. Officers perceived to have failed under the old regime were removed, and Montgomery's favoured commanders were brought in. Among these was Horrocks, as Montgomery later explained:
> I decided to ask Alexander to get General Horrocks flown out from England at once to command the 13 Corps. Horrocks had been in my 3rd Division as a battalion commander; I had got him a brigade and then a division in my corps in England; I now wanted him to have a corps in my Army. I knew I could not have a better man and so it turned out; he was exactly what was wanted for the job which lay ahead.
### North Africa
On arriving in North Africa, Horrocks' corps was ordered to defend the Alam el Halfa ridge in northwestern Egypt from an expected attack by the Afrika Korps. Concerned that heavy casualties would jeopardise his planned El Alamein offensive, Montgomery instructed Horrocks to repel Erwin Rommel's forces "without getting unduly mauled in the process". Horrocks prepared for a purely defensive battle, with his armour dug in around the ridge. When the Germans attacked on 30 August, they failed to lure the British tanks towards their 88 mm guns—a tactic that had previously been used with great success—and found themselves battered by both artillery and the Desert Air Force (DAF). The battle ended with the Germans in control of Himeihat hill, but at a high cost, and the Allied forces unwilling to try to re-take it after a failed attack by the 2nd New Zealand Division. The army's defensive success raised morale, and Horrocks was praised by his subordinate, Brigadier Philip Roberts, for his "wonderful knack of inspiring confidence and enthusiasm wherever he goes". Montgomery, too, was pleased, saying "he deserves great credit for his action on that day".
Horrocks was offered the command of X Corps, an armoured corps, in the planned Alamein battle. He refused it, believing that Major-General Herbert Lumsden, a cavalry officer, would be more suited to the role. Instead he retained command of XIII Corps, and was given the task of making a feint to the south to deceive Axis forces, while the main thrust was made by XXX Corps and X Corps to the north. Montgomery told Horrocks that he was not to incur tank losses, so XIII Corps' offensive operations were limited to raids.
In the aftermath of the landmark British victory that followed, Horrocks' corps was assigned to the reserve and was reduced in size while the rest of the Eighth Army pursued the retreating Axis forces, "while poor old 13 Corps became the 8th Army's Mrs. Mopp, left behind with the unpleasant task of clearing up the battlefield of Alamein". At one point the only formation under his command was a salvage unit clearing the wreckage of the battlefield, which he visited daily. In December, he relinquished command of XIII Corps to Lieutenant General Miles Dempsey and took over command of X Corps, the lead corps in the advance of the Eighth Army, after Lumsden's dismissal for his perceived poor performance during the pursuit. Horrocks was appointed a Companion of the Distinguished Service Order on 31 December 1942 "in recognition of gallant and distinguished services in the Middle East".
Following the fall of Tripoli in January 1943, the remaining Axis forces retreated to defensive positions in Southern Tunisia, in front of the Mareth Line built by France before the war. Here in March, Horrocks carried out one of his most successful actions. His corps, composed of the 1st Armoured Division, a Free French brigade and the attached New Zealand Corps (which included the 2nd New Zealand Division and the British 8th Armoured Brigade), was ordered to attack as part of Operation Supercharge II after XXX Corps failed to breach the line. He carried out a flanking manoeuvre through a pass judged by the Germans to be impenetrable, rendering the Mareth position untenable and forcing the Axis into another retreat. Three Italian divisions were destroyed, and the German 15th and 21st Panzer Divisions and the 164th Division were heavily depleted.
Horrocks continued to command X Corps in the following weeks before being transferred to the First Army to take over IX Corps after its previous commander, Lieutenant-General John Crocker, was wounded in a training accident. Also transferred with him from the Eighth Army to the First Army were the 7th Armoured and 4th Indian Divisions and the 201st Guards Brigade, all highly experienced veterans of the desert. He led this corps in the final Allied offensive in Tunisia during April and May 1943, capturing Tunis and accepting the surrender of the remnants of Rommel's Army Group Africa. He was mentioned in despatches on 24 June, and for his service in Tunisia, was appointed a Companion of the Order of the Bath on 5 August. He was also given the rank of temporary lieutenant-general and war substantive major-general.
In June 1943, after returning to command of X Corps, Horrocks sustained serious injuries during an air raid at Bizerte, while watching an amphibious rehearsal by the 46th Infantry Division for Operation Avalanche, the Salerno landings. Bullets from a strafing German fighter struck his upper chest and carried on through his body, piercing his lungs, stomach and intestines. He underwent five operations and spent fourteen months recovering. He was replaced as GOC of X Corps by Lieutenant-General Sir Richard McCreery.
### Northwest Europe
It was a year before Horrocks recovered sufficiently to tell Field Marshal Sir Alan Brooke, the Chief of the Imperial General Staff (CIGS), that he was "very anxious to be given another corps". Restored to the acting rank of lieutenant-general in August 1944, he was sent to France to assume command of XXX Corps during the cataclysm engulfing the trapped German 7th Army and 5th Panzer Army in the Falaise Pocket. Montgomery had been dissatisfied with the performance of the corps and its GOC, Gerard Bucknall, a fellow Middlesex Regiment officer, since the landings in Normandy two months earlier. Horrocks retained control of XXX Corps during the advance through Belgium, taking Brussels, and at one point advanced 250 miles (400 km) in only six days. Supplies were a constant concern; the major French deep-water ports were still in German hands, and Allied supply lines stretched back to the Normandy beaches. Montgomery's 21st Army Group was by now operating 300 miles (480 km) from its ports—twice the distance logistical planners had accounted for—so XXX Corps was diverted towards Antwerp to secure its docks and harbour. The city and port fell to the 11th Armoured Division in early September, but Montgomery halted XXX Corps for resupply short of the wide Albert Canal to the north of the city, which consequently remained in enemy hands. Horrocks regretted this after the war believing that his corps might have advanced another 100 miles (160 km) with the fuel available. Although some doubt this could have been achieved without delays, it is now known that XXX Corps was opposed by only one German division, although Allied forces were unaware of this at the time. The pause allowed the Germans to regroup around the Scheldt River, and by the time the Allies resumed their advance, the First Paratroop Army (General Kurt Student) had arrived and set up strong defensive positions along the opposite side of the canal. The task of breaking the strengthened German line, which stretched from Antwerp to the North Sea along the Scheldt River, would fall to the First Canadian Army in the month-long, costly Battle of the Scheldt. By mid-September, XXX Corps had been diverted again, this time to the east.
#### Operation Market Garden
In September, Montgomery, now a field marshal, made his ambitious thrust across the Rhine and into the German industrial heartland, codenamed Operation Market Garden, a priority for 21st Army Group. XXX Corps under Horrocks was to lead the ground assault, passing along a corridor held by airborne forces to link up with the British 1st Airborne Division in Arnhem within four days. In any event XXX Corps never arrived and although 1st Airborne clung on to their tenuous position for a further five days, by 21 September almost three-quarters of the division was destroyed or captured.
Postwar analyses have been divided, some stressing a perceived lack of urgency on the part of Horrocks' men, while others note that German defences in the area were severely underestimated by First Allied Airborne Army intelligence. Particularly important was the failure to identify the remnants of two SS Panzer divisions, which after Normandy had been sent to the Arnhem area for rest and refitting; intelligence had stated that only "a few infantry units and between 50 and 100 tanks" were in the Netherlands. However, Ultra reports revealed the movement of the 9th SS and 10th SS Panzer Divisions to Nijmegen and Arnhem, creating enough concern for Eisenhower to send his chief of staff, Lieutenant General Walter Bedell Smith, to raise the issue with Montgomery on 10 September. Montgomery dismissed Smith's concerns and refused to alter the plans for the landing of 1st Airborne Division at Arnhem. Counter-attacks by Army Group B under Generalfeldmarschall Walter Model kept Horrocks' units on the defensive, and delayed their advance by forcing the British to halt and secure their flank. The terrain over which Horrocks' men had to move was also unsuitable, restricting the vanguard (Major-General Allan Adair's Guards Armoured Division) to a single narrow raised highway through flat or flooded countryside. The bridge at Nijmegen, just 8 miles (13 km) from Arnhem, was not captured by the 508th Parachute Infantry Regiment on the first day as planned, and XXX Corps had to assist in its capture on their arrival in Nijmegen two days later, causing a further delay of 36 hours. Horrocks was not personally blamed for the operation's failure although he himself writes in his autobiography that "If we were slow then the fault was mine because I was the commander", further stating that "the sense of desperate urgency was there all right. There could be no doubt about that, and it was not for want of trying that we failed to arrive in time. I don't believe that any troops in the world could possibly have fought better than the Guards [Armoured Division] and the 82nd U.S. Airborne Division when they captured the bridges at Nijmegen. But, after all we were cut off three times, and it is difficult to fight with one hand tied behind you."
"It is always easy to be wise after the event but, knowing what I do now, I think it would have been better to have committed the 43rd Division on a different axis. Instead of passing them through the Guards on the 22nd, I should have ordered General Thomas [GOC 43rd Division] to carry out a left hook across the lower Rhine much farther to the west and so attack the Germans, who were engaged with the 1st Airborne Division, from behind. This might well have been successful but even then I must emphasise that we should only have been able to establish a bridgehead position on the north bank of the lower Rhine. We could not have advanced any farther as envisaged in our original orders. The failure at Arnhem was primarily due to the astonishing recovery made by the German forces after their crippling defeat in Normandy."
"Even if the 2nd German S.S. Panzer Corps had not been in a position to intervene so rapidly, and if we had succeeded in getting right through to the Zuider Zee, could we have kept our long lines of communication open? I very much doubt it. In which case instead of 30 Corps fighting to relieve the 1st British Airborne Division, it would have been a case of the remainder of the 2nd Army struggling desperately to relieve 30 Corps cut off by the Germans north of Arnhem. Maybe in the long run we were lucky."
During the operation and for several weeks after the U.S. 82nd Airborne Division, commanded by Brigadier General James M. Gavin, came under Horrocks' command, and Gavin, impressed by Horrocks, later wrote of him:
> He was truly a unique general officer and his qualities of leadership were greater than any I have ever seen. In lecturing at the American service school I stated frequently that General Horrocks was the finest general officer I met during the war, and the finest corps commander.
In the aftermath of the failed operation, XXX Corps, which also had the U.S. 84th Infantry Division under command in its first battle, took its first German town, Geilenkirchen, as part of Operation Clipper.
During the Battle of the Bulge, Horrocks was temporarily relieved of his command of XXX Corps by Field Marshal Montgomery and sent back to Britain to rest. Montgomery had taken this move because Horrocks had become "nervy and difficult with his staff" and had "attempted to act foolishly" with XXX Corps. The corps was temporarily commanded by Major-General Ivor Thomas of the 43rd Division.
In early 1945, XXX Corps, now transferred from Dempsey's British Second Army to Harry Crerar's First Canadian Army, took part in Operation Veritable, during which the German Army was forced back over the Rhine. The corps employed firepower on a massive scale, and "every trick that had been learnt during the past two and a half years was brought into play, and several new ones added". For a short period XXX Corps had nine divisions under its command. Before the operation, Horrocks accepted an offer to use Bomber Command to attack the town of Cleves, assisting the advance of the 15th (Scottish) Infantry Division. The bombers released 1,384 long tons (1,406 t) of high explosive that devastated the town. Horrocks later said that this had been "the most terrible decision I had ever taken in my life" and that he felt "physically sick" when he saw the bombers overhead. Operation Veritable was successful; by the evening of 9 February (D+1) XXX Corps had broken through the Siegfried Line and into Germany with only light casualties.
Aided by Lieutenant-General Neil Ritchie's XII Corps to its right, XXX Corps began crossing the Rhine on 23 March, and, although there was a foothold which had been established, the enemy put up strong resistance, notably at the town of Lingen on the Dortmund–Ems Canal. Thereafter progress was rapid, however, with Bremen–which "produced 6000 prisoners including two generals and one admiral"–being captured on 26 April, exposing the Sandbostel concentration camp, Stalag X-B. XXX Corps had reached Cuxhaven by the time hostilities ceased in May.
Horrocks received two further mentions in despatches for his service in north-west Europe on 22 March and 9 August 1945, and was appointed Knight Commander of the Order of the British Empire on 5 July. He was honoured by the governments of Belgium (the Croix de Guerre 1940 with Palm and Grand Officer of the Order of the Crown with Palm), France (Croix de Guerre and Commandeur of the Légion d'honneur), the Netherlands (Knight Grand Officer of the Order of Orange-Nassau), Greece (Commander of the Order of King George I), and the United States (Legion of Merit).
On 12 April 1945, Horrocks met with two German officers just outside the town of Winsen during a ceasefire. A document setting out the terms of a no-fire zone around the Bergen-Belsen concentration camp was typed out and signed by both parties. On the day the camp was liberated by the British Army (15 April 1945), Horrocks organised the rescue of the thousands of inmates by rounding up all the food stores, water trucks and army medical services he could get hold of quickly.
## Post-war career
Horrocks continued to serve in the armed forces after the war, initially as General Officer Commanding-in-Chief of Western Command, receiving substantive promotion to lieutenant-general in 1946, with seniority backdated to 29 December 1944. He briefly commanded the British Army of the Rhine, until he fell ill in August 1948; he was invalided out of the service early in January 1949 by the lingering effects of the wounds he had received in North Africa. Promoted to Knight Commander of the Order of the Bath in the King's Birthday Honours that year, he served as Honorary Colonel of a Territorial Army unit of the Royal Artillery.
In 1949 he was appointed Gentleman Usher of the Black Rod, a post traditionally held by retired officers; this appointment was confirmed on the accession of Elizabeth II in 1952. Black Rod has the responsibility of supervising the administration of the House of Lords, controlling admission to it, and taking part in ceremonies. In 1957, Horrocks had the unusual duty of ordering Vivien Leigh out of the House when she interrupted proceedings to plead that the St James's Theatre be saved from demolition. On other occasions, because the Black Rod had to remain in place during long debates, Horrocks relieved his boredom by completing football pools coupons. This had the advantage of looking like note-taking to the assembled lords. Horrocks held the post of Black Rod until 1963.
Horrocks became interested in writing, and submitted articles about military matters to newspapers and magazines including the Picture Post and The Sunday Times. This led to a short but successful career as the presenter of a series of television programmes, British Castles (1962), Men in Battle and Epic Battle, produced by Huw Wheldon. In these, Horrocks lectured on great historical battles, "highlighting excitement and interest" to allow the programmes to appeal to the widest possible audience. He was interviewed extensively for the Thames Television series, The World at War, and, to his embarrassment, appeared on the cover of the BBC's Radio Times magazine.
After his television career ended, Horrocks served on the board of the housebuilding company Bovis, and continuing to write, contributing a column to The Sunday Times and editing a series of British Army regimental histories.
In 1968 Horrocks collaborated with J & L Randall as editor of the board game Combat, made by the Merit company. Horrocks' portrait and signature appear on the box and his introduction to the game states: "In war no two battles are ever the same because the terrain is always different and it is this, more than anything else, which influences the composition of the different armies and the tactics employed by the rival Commanders".
His autobiography, A Full Life, was published in 1960, and he co-authored Corps Commander, an account of his battles in north-west Europe, published in 1977.
Horrocks acted as a military consultant for the 1977 film A Bridge Too Far, based on Operation Market Garden. He was also a character in the film, played by Edward Fox. Fox later commented:
> I enjoyed all of the films but A Bridge Too Far is the one I enjoyed the most because of the character I had to play, Lieutenant-General Brian Horrocks. Brian was alive then and I knew him well – we were friends until his death. He was a very particular type of general and it was important that I play the role correctly.
Horrocks died on 4 January 1985, "at the age of 89 – after having lived a very full life indeed". The memorial service, held at Westminster Abbey on 26 February, was attended by Major-General Peter Gillett and Secretary of State for Defence Michael Heseltine, who represented the Queen and Prime Minister respectively. Thirty regiments and many other formations and associations were represented at the service. He specifically requested a simply ceremony involving no hymns or flowers and just a plain coffin.
His body was cremated but his cremated remains were left at the crematorium, near Chichester, until 2022 when the Princess of Wales’s Royal Regiment, a successor to his own Middlesex Regiment, arranged for their private burial at St Paul’s Church in Mill Hill.
|
30,711,077 |
Future Science Fiction and Science Fiction Stories
| 1,110,481,360 |
Two related US pulp science fiction magazines
|
[
"1939 establishments in the United States",
"1960 disestablishments in the United States",
"Columbia Publications",
"Defunct science fiction magazines published in the United States",
"English-language magazines",
"Magazines disestablished in 1960",
"Magazines established in 1939",
"Pulp magazines",
"Science fiction magazines established in the 1930s"
] |
Future Science Fiction and Science Fiction Stories were two American science fiction magazines that were published under various names between 1939 and 1943 and again from 1950 to 1960. Both publications were edited by Charles Hornig for the first few issues; Robert W. Lowndes took over in late 1941 and remained editor until the end. The initial launch of the magazines came as part of a boom in science fiction pulp magazine publishing at the end of the 1930s. In 1941 the two magazines were combined into one, titled Future Fiction combined with Science Fiction, but in 1943 wartime paper shortages ended the magazine's run, as Louis Silberkleit, the publisher, decided to focus his resources on his mystery and western magazine titles. In 1950, with the market improving again, Silberkleit relaunched Future Fiction, still in the pulp format. In the mid-1950s he also relaunched Science Fiction, this time under the title Science Fiction Stories. Silberkleit kept both magazines on very slim budgets throughout the 1950s. In 1960 both titles ceased publication when their distributor suddenly dropped all of Silberkleit's titles.
The fiction was generally unremarkable, with few memorable stories being published, particularly in the earlier versions of the magazines. Lowndes spent much effort to set a friendly and engaging tone in both magazines, with letter columns and reader departments that interested fans. He was more successful than Hornig in obtaining good stories, partly because he had good relationships with several well-known and emerging writers. Among the better-known stories he published were "The Liberation of Earth" by William Tenn, and "If I Forget Thee, Oh Earth" by Arthur C. Clarke.
## Publishing history
Although science fiction (sf) had been published before the 1920s, it did not begin to coalesce into a separately marketed genre until the appearance in 1926 of Amazing Stories, a pulp magazine published by Hugo Gernsback. By the end of the 1930s the field was booming. One of Gernsback's employees, Louis Silberkleit, became a publisher in his own right in 1934 when he founded the Winford Publishing Company. Towards the end of the 1930s Silberkleit decided to launch an sf pulp magazine under his Blue Ribbon Magazines imprint; the title he chose was Science Fiction. Gernsback recommended Charles Hornig to Silberkleit for the post of editor; Hornig had previously edited Wonder Stories for Gernsback from 1933 to 1936. Silberkleit took the recommendation and Hornig was hired in October 1938. Hornig had no office; he worked from home, coming into the office as needed to drop off manuscripts and dummy materials, and pick up typeset materials to proof. He was given broad freedom to select what he wanted to publish; he reported to Silberkleit's chief editor, Abner J. Sundell, but Sundell knew little about sf and did not get involved with running the magazine. The first issue was dated March 1939. The schedule was intended to be bimonthly, but it began to slip immediately, with the second issue dated June 1939.
To spread his costs over more magazines, Silberkleit soon decided to launch two additional titles. When he had worked for Gernsback, Silberkleit had suggested "Future Fiction" as a possible title for the magazine Gernsback was planning to launch. Gernsback eventually chose "Amazing Stories" instead, and Silberkleit now decided to use his original suggestion for one of the new magazines. In November 1939 the first issue of Future Fiction appeared; it was followed in July 1940 by Science Fiction Quarterly. Hornig was editor for all three magazines. In October 1940, Hornig received his military draft notice; he was a pacifist, and decided to move to California and register as a conscientious objector. He continued to edit the magazines from the west coast, but Silberkleit was unhappy with the arrangement. Silberkleit allowed Hornig to retain his post as editor of Science Fiction, and offered the editorship of the other two titles to Sam Moskowitz. Moskowitz declined, saying afterwards "I would never strike at a man's job", but Donald Wollheim heard of the offer and prompted Robert W. Lowndes to write to Silberkleit. Lowndes later recalled Wollheim's idea: "In the letter, I'd suggest that it might be a good idea to add a science fiction title to the list, offering my services as editor at a slightly lower price than Hornig was being paid, and also find fault with all the other sf titles presently out, but particularly with Hornig's". Lowndes relates that Silberkleit took the bait and hired him in November 1940; Hornig recalls the separation as being by mutual consent because of his move to California. Lowndes subsequently agreed that this was likely to be the real reason Silberkleit replaced Hornig. The first issues Lowndes was responsible for were the Spring 1941 issue of Science Fiction Quarterly and the April 1941 issue of Future Fiction. He completed the preparations for the last issue of Science Fiction, dated September 1941, but he used material that Hornig had already selected for the magazine, with minor exceptions. The changes included the replacement of Fantasy Times, a fan department by James Taurasi, with Futurian Times, a similar department from a rival group of fans, the Futurians, to which Lowndes belonged. Initially Silberkleit kept tighter control on Lowndes' editorial selections than he had on Hornig's, vetoing five of the seven stories Lowndes proposed for the April 1941 Future, but by the August 1941 issue, Lowndes later recalled, Silberkleit "was satisfied that I knew what I was doing, and ... didn't need to oversee any story I had accepted".
Science Fiction was not selling well, and later that year Silberkleit merged it with Future Fiction, under the title Future Combined with Science Fiction. The last independent issue of Science Fiction was dated September 1941, and the first merged issue was dated October 1941. The final two issues of the combined magazine, dated April and June 1943, were, confusingly, titled Science Fiction Stories; this was an attempt to improve sales by reminding readers of Science Fiction, but before sales figures could be tallied to determine the impact of the title change, Silberkleit made the decision to cease publication. The June 1943 issue was the last for some years: Silberkleit was forced to cut some of his titles because of wartime paper shortages, and he decided to retain his western and detective magazines instead.
### Revival in the 1950s
In 1950, Silberkleit brought back Future, under the title Future Combined with Science Fiction Stories; this allowed Silberkleit to keep the rights to both the titles. The first issue was dated May/June 1950. In January 1952 the title changed to just Future Science Fiction Stories. Payment rates at that time were one to three cents per word. In the summer of 1953, with Future still in pulp format, Silberkleit issued a single digest-sized magazine with no number and no date, under the title Science Fiction Stories. Another issue with the same format and title followed in the spring of 1954, also unnumbered. Silberkleit decided that the digest format was partly responsible for the good sales of these experimental issues, so he changed the format of Future from pulp to digest. The first issue in the new format was dated January 1955, and in response to reader feedback the title was changed to Science Fiction Stories. The volume numbering was continued from the existing Future volume numbering, despite the fact that the title was taken from Science Fiction, the earlier magazine. Complicating matters, Silberkleit decided later in 1955 that the market could support both titles, so he revived Future again. Since Science Fiction Stories was using the volume numbering from the previous pulp-format incarnation of Future, Silberkleit switched to an issue number format, with no volume. The first issue was numbered 28, counting forward from the May/June 1950 issue as 1.
Both Science Fiction Stories and Future Fiction were able to maintain a fairly regular schedule through the rest of the 1950s. Science Fiction Stories was bimonthly throughout, except for a brief period from mid-1958 to early 1959 when it patchily adhered to a monthly schedule. Future Fiction began with three undated issues, then switched to a quarterly schedule in 1956, and finally to a regular bimonthly schedule from the start of 1958. With the September 1955 issue, the title graphic of Science Fiction Stories was modified so that the cover read The Original Science Fiction Stories. This was intended to make it clear that the magazine was a continuation of the 1939 version of Science Fiction, but it led to additional confusion, with some readers believing that this was an entirely new magazine. Lowndes addressed the confusion in the letter column of Science Fiction Stories, saying
> I am often asked whether Future SF October 1954 Volume 5 Number 3 should be followed by Volume 5 Number 4 (Science Fiction Stories January 1955) or by Future SF No. 28. To this I reply that you may have it either way, or in this instance, both ways! Really, I don't see why science fictionists, who can absorb alternate time tracks etc. with the utmost aplomb, should be confused.
In 1960 Silberkleit's distributor stopped carrying his magazines, and both titles ceased publication, with no notice given in their final issues that this was the end. The last issues were the April 1960 Future Science Fiction and the May 1960 Science Fiction Stories. James Taurasi acquired rights to the Science Fiction Stories title from Silberkleit and produced three semi-professional issues in 1961, 1962, and 1963, but the venture was not successful enough for Taurasi to continue.
## Contents and reception
The first issue of Science Fiction showed the continuing influence of Hugo Gernsback in the American science fiction magazine field: in addition to an editor who had worked for him, the magazine featured a guest editorial by Gernsback, and the cover was painted by Frank R. Paul, a stalwart of the Gernsback days—in fact, all 12 of Science Fiction's covers for the first series were painted by Paul. Both Future Fiction and Science Fiction began life with very limited budgets. Hornig worked with Julius Schwartz, a literary agent who was a friend of his; this gave him access to stories by the writers Schwartz represented, but Schwartz would not allow his authors' real names to be used unless they were paid at least one cent per word. Hornig could not afford to pay the one cent rate for everything he bought, so he paid half a cent a word for much of what he acquired through Schwartz, and ran those stories under pseudonyms. Unsurprisingly, given the low rates, the stories sent to Hornig had usually already been rejected by the better-paying markets. The result was mediocre fiction, even from the better-known writers that Hornig was able to attract. The magazines paid on publication, rather than acceptance, and this slower payment also discouraged some authors from submitting material.
A letter from Ray Bradbury, who was a friend of Hornig's, was published in the second issue of Science Fiction, encouraging Hornig to publish sophisticated stories; in response, Hornig wrote "I'm trying to give the magazine an appeal to mature minds", but sf historian Mike Ashley comments that "this never became evident". Hornig's comment was probably intended as a criticism of Raymond Palmer's editorial approach at Amazing Stories and Fantastic Adventures, but Ashley points out that the authors Hornig relied on, concealed behind pseudonyms, were generally the same authors that were selling to Palmer. The first issue of Future included stories by M.M. Kaplan, J. Harvey Haggard, and Miles J. Breuer, all of whom had been more active some years earlier, and Ashley suggests that Hornig may have obtained some of the many stories that Palmer threw out when he became editor of Amazing Stories in 1938.
When Future was relaunched in early 1950, the sf magazine field was not particularly crowded, and Lowndes was able to attract moderately good stories from writers who were either well-known or on their way up in the field. The first issue included stories by James Blish, Lester del Rey and Murray Leinster; other authors featured in the early issues included Fritz Leiber, Judith Merril, H. Beam Piper, and L. Sprague de Camp. Some of the better-known stories Lowndes published in the early 1950s were "And There Was Light" by del Rey, "If I Forget Thee, Oh Earth" by Arthur C. Clarke, and "The Liberation of Earth" by William Tenn, which Damon Knight described as "the funniest story [Tenn has] ever written". He also bought work by some of the women writers active in the 1950s, including several early stories by Carol Emshwiller. Lowndes knew many successful writers in the field, and was able to call on them for stories, but the expanding sf magazine market of the mid-1950s meant that the best material was spread thinly. To attract readers, Lowndes established a friendly and personal style for the magazine, with letter columns and departments aimed at science fiction fans. Blish, writing as William Atheling, Jr., commented in 1953 that Lowndes was doing a "surprisingly good job" with Future, despite the low rates and the slow payment to authors.
The trial issues of Science Fiction Stories in 1953 and 1954 were competent but unremarkable, with stories by some popular writers, such as Poul Anderson, Algis Budrys, and Philip K. Dick. Once Science Fiction Stories became established in 1955, Future was relegated to the junior role, and Science Fiction Stories tended to publish the better stories of the two. During the period when Science Fiction Stories was monthly, it carried serialized novels, including de Camp's The Tower of Zanid and Ward Moore and Robert Bradford's Caduceus Wild. It also published "Genius Loci", described by Ashley as one of Thomas N. Scortia's best short stories. Some well-received stories did appear in Future towards the end of the decade, including "Vulcan's Hammer", an early novella version of Philip K. Dick's novel of the same name; Clifford D. Simak's "Worlds Without End"; and Judith Merril's "Homecalling", reprinted in the 1960s in SF Impulse, whose editor, Kyril Bonfiglioli, commented "I don't believe I have ever read a more successful attempt to imagine an utterly alien way of thought." Lowndes did what he could to provide interesting non-fiction departments: a book review column was started in the early 1950s, and the end of the decade saw a series of science articles written by Isaac Asimov, and critical articles on science fiction history, written by Lowndes himself. R.A. Lafferty's first story appeared in Science Fiction Stories in the January 1960 issue, shortly before the magazine was closed down. The budget for both magazines, never very great, shrank even further towards the end, so that Lowndes had to fill space with reprints and re-use old illustrations to avoid paying for new stories and artwork.
## Bibliographic details
Charles Hornig was the editor of all 12 issues of the first incarnation of Science Fiction, and of the first five issues of Future Fiction. Robert W. Lowndes was the editor of all subsequent issues of both titles. Both Future and Science Fiction began as pulp magazines; the 1953 experimental issue of Science Fiction Stories saw a change to digest format for that title, and Future followed suit in late 1955 with issue 28. Both titles were initially priced at 15 cents. Future raised its price to 20 cents for the July 1943 issue, the last of its first run, but dropped to 15 cents again when it was relaunched in 1950. With the November 1950 issue the price went back to 20 cents, and it rose to 25 cents with the January 1953 issue and 35 cents in June 1954. When Science Fiction Stories reappeared in 1953, it was priced at 35 cents, and stayed at that price throughout the remainder of its run.
Science Fiction began in March 1939 at 132 pages. Future Fiction was 112 pages when it was launched in November of that year, and shortly afterwards, March 1940, Science Fiction dropped to 116 pages. The combined magazine, Future Combined with Science Fiction, retained Future's page count of 112; when Future was relaunched, still as a pulp, in 1950, the page count had dropped again, to 96. Both Future and Science Fiction Stories were 128 pages long when they changed to digest format; Future remained at that length, but Science Fiction Stories switched to 144 pages for nine issues, from January 1956 to May 1957.
The sequence of title changes for the two magazines is summarized below. For Science Fiction:
Note that although the cover read "The Original Science Fiction Stories" for much of the second run, the title was always "Science Fiction Stories", though some reference books index the magazine under "O". For Future:
Louis Silberkleit was the publisher of both magazines throughout their existence, but he changed the imprint he used for them twice. Both were initially published by Blue Ribbon Magazines, Holyoke, Massachusetts. Starting with the March 1940 issue of Future, and the March 1940 issue of Science Fiction, the magazines were published by Double Action Magazines, with offices in Chicago. This changed to Columbia Publications, with offices in Springfield and Holyoke, Massachusetts, with the March 1941 issue of Science Fiction and the April 1941 issue of Future.
A Canadian edition of Science Fiction ran for 6 pulp-sized issues of 64 pages from October 1941 to June 1942, priced at 25 cents; it was intended to be monthly but there were no issues in December 1941, or in April or May 1942. The publisher was Superior Magazines of Toronto for the first two issues, and Duchess Printing of Toronto for the remaining four. A different editor, William Brown-Forbes, was listed, but the fiction was all reprinted from Silberkleit's U.S. magazines. The artwork was new, however, with covers by John Hilkert and Edwin Shaw, among others.
Two issues of Science Fiction were reprinted in the UK by Atlas Publications; these were abridged versions of the October and December 1939 issues. They were 96 pages, in pulp format. There were no British reprints of the first series of Future, but Thorpe & Porter reprinted 14 numbered and undated issues from November 1951 to June 1954, corresponding roughly to the U.S. issues from March 1951 to March 1954. They were 96 pages in pulp format, and were priced at 1/6 (7.5p). In 1957 Strato Publications reprinted another 11 issues, again undated, from November 1957 to February 1960, corresponding to the U.S. issues from Summer 1957 to August 1959, skipping the February 1958 issue. These were in digest format, and were 128 pages; they were priced at 2/- (10p). Strato Publications also produced a reprint series of Science Fiction; this ran from October 1957 to May 1960, for 12 undated issues, in digest format, 128 pages, priced at 2/-. The first 11 of these reprints were cut versions of the U.S. originals, corresponding to 11 of the U.S. issues between September 1957 and May 1959—the omitted issues were January, March, and September 1958. The final issue was the U.S. issue for May 1960, overprinted with the British price.
There are no anthologies of stories drawn solely from either Science Fiction or Future, but in the 1960s Ivan Howard edited several anthologies for Silberkleit's publishing imprint, Belmont Books, with contents drawn solely from Silberkleit's magazines. These included:
- Three stories from Future Fiction.
- Three stories from Future Fiction.
- Four stories from Science Fiction.
- Four stories from Future Fiction
- Three stories from Science Fiction
- Four stories from Science Fiction.
- Three stories from Future Fiction.
- Four stories from Science Fiction, and four from Future Fiction.
In addition, Douglas Lindsay edited an anthology titled Blue Moon in 1970, published by Mayflower Books, which contains six stories from the August 1942 issue of Future, plus one story from the Winter 1942 issue of Science Fiction Quarterly.
|
3,666,167 |
SMS Zähringen
| 1,158,207,511 |
Battleship of the German Imperial Navy
|
[
"1901 ships",
"Auxiliary ships of the Kriegsmarine",
"Auxiliary ships of the Reichsmarine",
"Maritime incidents in December 1944",
"Maritime incidents in March 1945",
"Ships built in Kiel",
"Ships sunk by British aircraft",
"Wittelsbach-class battleships",
"World War I battleships of Germany",
"World War II auxiliary ships of Germany",
"World War II shipwrecks in the Baltic Sea"
] |
SMS Zähringen (German: Seiner Majestät Schiff Zähringen; English: His Majesty's Ship Zähringen) was the third Wittelsbach-class pre-dreadnought battleship of the German Imperial Navy (Kaiserliche Marine). Laid down in 1899 at the Germaniawerft shipyard in Kiel, she was launched on 12 June 1901 and commissioned on 25 October 1902. Her sisters were Wittelsbach, Wettin, Schwaben and Mecklenburg; they were the first capital ships built under the Navy Law of 1898, brought about by Admiral Alfred von Tirpitz. The ship, named for the former royal House of Zähringen, was armed with a main battery of four 24 cm (9.4 in) guns and had a top speed of 18 knots (33 km/h; 21 mph).
Zähringen saw active duty in I Squadron of the German fleet for the majority of her career. During this period, she was occupied with extensive annual training and making good-will visits to foreign countries. The training exercises conducted during this period provided the framework for the High Seas Fleet's operations during World War I. She was decommissioned in September 1910, but returned to service briefly for training in 1912, where she accidentally rammed and sank a torpedo boat. After the start of World War I in August 1914, Zähringen was brought back to active duty in IV Battle Squadron. The ship saw limited duty in the Baltic Sea, including during the Battle of the Gulf of Riga in August 1915, but saw no combat with Russian forces. By late 1915, crew shortages and the threat of British submarines forced the Kaiserliche Marine to withdraw older battleships like Zähringen.
Instead, Zähringen was relegated to a target ship for torpedo training in 1917. In the mid-1920s, she was heavily reconstructed and equipped for use as a radio-controlled target ship. She served in this capacity until 1944, when she was sunk in Gotenhafen by British bombers during World War II. The retreating Germans raised the ship and moved her to the harbor mouth, where they scuttled her to block the port. Zähringen was broken up in situ in 1949–50.
## Description
After the German Kaiserliche Marine (Imperial Navy) ordered the four Brandenburg-class battleships in 1889, a combination of budgetary constraints, opposition in the Reichstag (Imperial Diet), and a lack of a coherent fleet plan delayed the acquisition of further battleships. The Secretary of the Reichsmarineamt (Imperial Navy Office), Vizeadmiral (VAdm—Vice Admiral) Friedrich von Hollmann struggled throughout the early and mid-1890s to secure parliamentary approval for the first three Kaiser Friedrich III-class battleships. In June 1897, Hollmann was replaced by Konteradmiral (KAdm—Rear Admiral) Alfred von Tirpitz, who quickly proposed and secured approval for the first Naval Law in early 1898. The law authorized the last two ships of the class, as well as the five ships of the Wittelsbach class, the first class of battleship built under Tirpitz's tenure. The Wittelsbachs were broadly similar to the Kaiser Friedrichs, carrying the same armament but with a more comprehensive armor layout.
Zähringen was 126.8 m (416 ft 0 in) long overall and had a beam of 22.8 m (74 ft 10 in) and a draft of 7.95 m (26 ft 1 in) forward. She displaced 11,774 t (11,588 long tons) as designed and up to 12,798 t (12,596 long tons) at full load. The ship was powered by three 3-cylinder vertical triple expansion engines that drove three screws. Steam was provided by six naval and six cylindrical boilers, all of which burned coal. Zähringen's powerplant was rated at 14,000 metric horsepower (13,810 ihp; 10,300 kW), which generated a top speed of 18 knots (33 km/h; 21 mph). The ship had a cruising radius of 5,000 nautical miles (9,300 km; 5,800 mi) at a speed of 10 knots (19 km/h; 12 mph). She had a crew of 30 officers and 650 enlisted men.
Zähringen's armament consisted of a main battery of four 24 cm (9.4 in) SK L/40 guns in twin-gun turrets, one fore and one aft of the central superstructure. Her secondary armament consisted of eighteen 15 cm (5.9 inch) SK L/40 guns and twelve 8.8 cm (3.45 in) SK L/30 quick-firing guns. The armament suite was rounded out with six 45 cm (17.7 in) torpedo tubes, all submerged in the hull; one was in the bow, one in the stern, and the other four were on the broadside. Zähringen was protected with Krupp armor. Her armored belt was 225 millimeters (8.9 in) thick in the central citadel that protected her magazines and machinery spaces, and the deck was 50 mm (2 in) thick. The main battery turrets had 250 mm (9.8 in) of armor plating.
## Service history
### Construction to 1904
Zähringen was ordered under the contract name "E", as a new unit for the fleet. Her keel was laid down on 21 November 1899, at Friedrich Krupp's Germaniawerft dockyard in Kiel. Zähringen was launched on 12 June 1901, with her launching speech given by Frederick I, Grand Duke of Baden and head of the House of Zähringen; his wife, Grand Duchess Louise, christened the ship. Zähringen was commissioned on 25 October 1902, and began her sea trials, which lasted until 10 February 1903. She thereafter replaced the battleship Brandenburg in I Squadron of the Active Fleet. On 2 April 1903, the squadron went to sea and began gunnery training two days later. These exercises continued for the rest of the month, interrupted only by heavy storms.
A major training cruise followed the next month; on 10 May the ships departed the Elbe river and made their way into the Atlantic. They cruised south to Spain, passing Ushant on 14 May and reaching the Iberian Peninsula five days later. There, they conducted a reconnaissance exercise off Pontevedra before anchoring in Vigo on 20 May. The squadron departed Spain on 30 May. The ships passed through the Strait of Dover on 3 June and continued into the Kattegat. There, they rendezvoused with the torpedo boats of I Torpedobootsflotille (Torpedo Boat Flotilla)—commanded by Korvettenkapitän (Lieutenant Commander) Franz von Hipper—for a mock attack on the fortifications at Kiel. Later in June, the ships took part in additional gunnery training and were present at the Kiel Week sailing regatta. During Kiel Week, an American squadron that included the battleship USS Kearsarge and four cruisers visited. Following the end of Kiel Week, I Squadron, which had been strengthened with the new cruiser Arcona, and I Torpedobootsflotille went to sea for more tactical and gunnery exercises in the North Sea, which lasted from 6 to 28 July. The annual fleet maneuvers began on 15 August; they consisted of a blockade exercise in the North Sea, a cruise of the entire fleet first to Norwegian waters and then to Kiel in early September, and finally a mock attack on Kiel. The exercises concluded on 12 September. The year's training schedule concluded with a cruise into the eastern Baltic that started on 23 November and a cruise into the Skagerrak that began on 1 December.
Zähringen and the rest of I Squadron participated in an exercise in the Skagerrak from 11 to 21 January 1904. Further squadron exercises followed from 8 to 17 March, and a major fleet exercise took place in the North Sea in May. In July, I Squadron and I Scouting Group visited Britain, including a stop at Plymouth on 10 July. The German fleet departed on 13 July, bound for the Netherlands; I Squadron anchored in Vlissingen the following day. There, the ships were visited by Queen Wilhelmina. I Squadron remained in Vlissingen until 20 July, when they departed for a cruise in the northern North Sea with the rest of the fleet. The squadron stopped in Molde, Norway, on 29 July, while the other units went to other ports. The fleet reassembled on 6 August and steamed back to Kiel, where it conducted a mock attack on the harbor on 12 August. During its cruise in the North Sea, the fleet experimented with wireless telegraphy on a large scale and searchlights at night for communication and recognition signals. Immediately after returning to Kiel, the fleet began preparations for the autumn maneuvers, which began on 29 August in the Baltic. The fleet moved to the North Sea on 3 September, where it took part in a major landing operation, after which the ships took the ground troops from IX Corps that participated in the exercises to Altona for a parade for Wilhelm II. The ships then conducted their own parade for the Kaiser off the island of Helgoland on 6 September. Three days later, the fleet returned to the Baltic via the Kaiser Wilhelm Canal, where it participated in further landing operations with IX Corps and the Guards Corps. On 15 September, the maneuvers came to an end.
### 1905–1914
Zähringen took part in a pair of training cruises with I Squadron during 9–19 January and 27 February – 16 March 1905. Individual and squadron training followed, with an emphasis on gunnery drills. On 12 July, the fleet began a major training exercise in the North Sea. The fleet then cruised through the Kattegat and stopped in Copenhagen and Stockholm. The summer cruise ended on 9 August, though the autumn maneuvers that would normally have begun shortly thereafter were delayed by a visit from the British Channel Fleet that month. The British fleet stopped in Danzig, Swinemünde, and Flensburg, where it was greeted by units of the German Navy; Zähringen and the main German fleet was anchored at Swinemünde for the occasion. The visit was strained by the Anglo-German naval arms race. As a result of the British visit, the 1905 autumn maneuvers were shortened considerably, from 6 to 13 September, and consisted only of exercises in the North Sea. The first exercise presumed a naval blockade in the German Bight, and the second envisioned a hostile fleet attempting to force the defenses of the Elbe. In October, I Squadron went on a cruise in the Baltic. In early December, I and II Squadrons went on their regular winter cruise, this time to Danzig, where they arrived on 12 December. While on the return trip to Kiel, the fleet conducted tactical exercises.
The fleet undertook a heavier training schedule in 1906 than in previous years. The ships were occupied with individual, division and squadron exercises throughout April. Starting on 13 May, major fleet exercises took place in the North Sea and lasted until 8 June with a cruise around the Skagen into the Baltic. The fleet began its usual summer cruise to Norway in mid-July. The fleet was present for the birthday of Norwegian King Haakon VII on 3 August. The German ships departed the following day for Helgoland, to join exercises being conducted there. The fleet was back in Kiel by 15 August, where preparations for the autumn maneuvers began. On 22–24 August, the fleet took part in landing exercises in Eckernförde Bay outside Kiel. The maneuvers were paused from 31 August to 3 September when the fleet hosted vessels from Denmark and Sweden, along with a Russian squadron from 3 to 9 September in Kiel. The maneuvers resumed on 8 September and lasted five more days. The ship participated in the uneventful winter cruise into the Kattegat and Skagerrak from 8 to 16 December.
The first quarter of 1907 followed the previous pattern and, on 16 February, the Active Battle Fleet was re-designated the High Seas Fleet. From the end of May to early June the fleet went on its summer cruise in the North Sea, returning to the Baltic via the Kattegat. This was followed by the regular cruise to Norway from 12 July to 10 August. During the autumn maneuvers, which lasted from 26 August to 6 September, the fleet conducted landing exercises in northern Schleswig with IX Corps. The winter training cruise went into the Kattegat from 22 to 30 November. In May 1908, the fleet went on a major cruise into the Atlantic instead of its normal voyage in the North Sea, which included a stop in Horta in the Azores. The fleet returned to Kiel on 13 August to prepare for the autumn maneuvers, which lasted from 27 August to 7 September. Division exercises in the Baltic immediately followed from 7 to 13 September. In February 1909, Zähringen was employed as an icebreaker for the ports of the western Baltic.
On 21 September 1910, Zähringen was decommissioned and her crew was transferred to the new dreadnought battleship Rheinland, which had recently been completed. Zähringen was then assigned to the Reserve Division of the North Sea, though the unit was dissolved on 12 May 1912, and its ships transferred to the Reserve Division of the Baltic Sea. Zähringen was recommissioned briefly, from 9 to 12 May, to transfer her to Kiel. She returned to service again later that year, from 14 August to 28 September, to take part in that year's fleet maneuvers as part of III Squadron. While exercising on 4 September, Zähringen accidentally rammed and sank the torpedo boat G171. Seven men from G171 were killed in the accident. Zähringen was again decommissioned after the conclusion of the exercises, and did not return to service until the start of World War I in August 1914.
### World War I
At the start of World War I, Zähringen was mobilized as part of IV Battle Squadron, along with her four sister ships and the battleships Elsass and Braunschweig. The squadron was divided into VII and VIII Divisions, with Zähringen assigned to the former. On 26 August, the ships were sent to rescue the stranded light cruiser Magdeburg, which had run aground off the island of Odensholm in the eastern Baltic, but by 28 August, the ship's crew had been forced to detonate explosives to destroy Magdeburg before the relief force had arrived. As a result, Zähringen and the rest of the squadron cruised back toward Bornholm that day.
Starting on 3 September, IV Squadron, assisted by the armored cruiser Blücher, conducted a sweep into the Baltic. The operation lasted until 9 September and failed to bring Russian naval units to battle. Two days later the ships were transferred to the North Sea, though they stayed there only briefly, returning to the Baltic on 20 September. From 22 to 26 September, the squadron took part in a sweep into the eastern Baltic in an unsuccessful attempt to find and destroy Russian warships. From 4 December 1914 to 2 April 1915, the ships of IV Squadron were tasked with coastal defense duties along Germany's North Sea coast against incursions from the British Royal Navy.
The German Army requested naval assistance for its campaign against Russia; Prince Heinrich, the commander of all naval forces in the Baltic, made VII Division, IV Scouting Group, and the torpedo boats of the Baltic fleet available for the operation. On 6 May, the IV Squadron ships were tasked with providing support to the assault on Libau. Zähringen and the other ships were stationed off Gotland to intercept any Russian cruisers that might attempt to intervene in the landings; the Russians did not do so. After cruisers from IV Scouting Group encountered Russian cruisers off Gotland, the ships of VII Division deployed—with a third dummy funnel erected to disguise them as the more powerful Braunschweig-class battleships—along with the cruiser Danzig. The ships advanced as far as the island of Utö on 9 May and to Kopparstenarna the following day, but by then the Russian cruisers had withdrawn. Later that day, the British submarines HMS E1 and HMS E9 spotted IV Squadron, but were too far away to attack them.
From 27 May to 4 July, Zähringen was back in the North Sea, patrolling the mouths of the Jade, Ems, and Elbe rivers. During this period, the naval high command realized that the old Wittelsbach-class ships would be useless in action against the Royal Navy, but could be effectively used against the much weaker Russian forces in the Baltic. As a result, the ships were transferred back to the Baltic in July, and they departed Kiel on the 7th, bound for Danzig. On 10 July, the ships proceeded further east to Neufahrwassar, along with VIII Torpedo-boat Flotilla. The IV Squadron ships sortied on 12 July to make a demonstration, returning to Danzig on 21 July without encountering Russian forces.
The following month, the naval high command began an operation against the Gulf of Riga in support of the Gorlice–Tarnów Offensive. The Baltic naval forces were reinforced with significant elements of the High Seas Fleet, including I Battle Squadron, I Scouting Group, II Scouting Group, and II Torpedo-boat Flotilla. Prince Heinrich planned that Schmidt's ships would force their way into the Gulf and destroy the Russian warships in Riga, while the heavy units of the High Seas Fleet would patrol to the north to prevent any of the main Russian Baltic Fleet that might try to interfere with the operation.
The Germans launched their attack on 8 August, initiating the Battle of the Gulf of Riga. Minesweepers attempted to clear a path through the Irbe Strait, covered by Braunschweig and Elsass, while Zähringen and the rest of the squadron remained outside the strait. The Russian battleship Slava attacked the Germans in the strait, forcing them to withdraw. During the action, the cruiser Thetis and the torpedo boat S144 were damaged by mines and the torpedo boats T52 and T58 were mined and sunk. Schmidt withdrew his ships to re-coal and Prince Heinrich debated making another attempt, as by that time it had become clear that the German Army's advance toward Riga had stalled. Nevertheless, Prince Heinrich decided to try to force the channel a second time, but now two dreadnought battleships from I Squadron would cover the minesweepers. Zähringen was instead left behind in Libau.
On 9 September, Zähringen and her four sisters sortied in an attempt to locate Russian warships off Gotland, but returned to port two days later without having engaged any opponents. Additionally, the threat from submarines in the Baltic convinced the German navy to withdraw the elderly Wittelsbach-class ships from active service. Zähringen and most of the other IV Squadron ships left Libau on 10 November, bound for Kiel; upon arrival the following day, they were designated the Reserve Division of the Baltic. The ships were anchored in Schilksee in Kiel. On 31 January 1916, the division was dissolved, and the ships were dispersed for subsidiary duties.
Zähringen was initially used as a training ship in Kiel. In 1917, the ship was used to train stokers but then became a target ship for torpedo boats and the old ironclad Württemberg, which had by that time become a torpedo training ship. Later, the Kaiserliche Marine considered replacing the cruiser Kaiserin Augusta, then the gunnery training ship, with Zähringen, and work began to refit her for this duty on 22 July 1918. The repairs and modifications had not been completed by the end of the war. The ship was left in Germany, and on 13 December was placed out of service.
### Reichsmarine and Kriegsmarine
According to Article 181 of the Treaty of Versailles, Zähringen and her sisters were to be demilitarized. This would permit the newly reorganized Reichsmarine to retain the vessels for auxiliary purposes. Zähringen was therefore stricken from the navy list on 11 March 1920 and disarmed. She was then used as a hulk in Wilhelmshaven until 1926. That year, the Reichsmarine decided to rebuild Zähringen into a radio-controlled target ship, similar to vessels operated by the Royal Navy and the United States Navy. The conversion work lasted through 1928.
The ship had its engine system overhauled; the three-shaft arrangement was replaced by a pair of 3-cylinder, vertical triple expansion engines. These were supplied with steam by two naval oil-fired, water-tube boilers. The system was designed to be operated remotely via wireless telegraph, with the receiver located deep inside the ship behind heavy armor protection so it would not be damaged by fire. The new propulsion system provided a top speed of 13.5 knots (25.0 km/h; 15.5 mph). The superstructure was also cut down, removing all extraneous structures, and the hull was extensively modified. The watertight subdivisions were significantly increased, openings in the hull were sealed, and the ship was filled with some 1,700 t (1,700 long tons; 1,900 short tons) of cork. When the conversion was completed, Zähringen displaced 11,800 metric tons (11,600 long tons). While not in use as a target, the ship was operated by a crew of 67. The torpedo boat S141 was converted for use as Zähringen's control vessel, and was renamed Blitz. She was later replaced by V185, which was also renamed Blitz.
Zähringen participated in her first gunfire training session on 8 August 1928, in a ceremony held for President Paul von Hindenburg. During the exercise, the old battleship Elsass fired at Zähringen. Over the course of the next sixteen years, she served as a target vessel for the Reichsmarine and then the Kriegsmarine of Nazi Germany, together with the old battleship Hessen. This period revealed that the addition of cork, meant to help keep the ship afloat in the event of a major hull breach, was a poor choice, as it caught fire easily. The modification of the ship's propulsion system also proved to be a mistake, as the ship's speed was too low, and it hindered her maneuverability. These experiences affected the conversion of Hessen, and neither mistake was repeated when that vessel was converted in the mid-1930s.
Zähringen continued on in service through World War II, initially based in Wilhelmshaven. Zähringen, Hessen, and their radio control boats were assigned to the Inspectorate of Naval Artillery on 1 August 1942. On 18 December 1944, the old ship was hit by bombs during an air raid on Gotenhafen and sank in shallow water. She was temporarily refloated and towed to the harbor entrance, where she was scuttled to block the port on 26 March 1945. The wreck was broken up in situ starting in 1949; work lasted until 1950.
|
12,535,043 |
Nasr of Granada
| 1,171,605,273 |
Sultan of Granada from 1309 to 1314
|
[
"1287 births",
"1322 deaths",
"14th century in al-Andalus",
"14th-century Arab people",
"14th-century monarchs in Europe",
"14th-century people from al-Andalus",
"Sultans of Granada"
] |
Nasr (1 November 1287 – 16 November 1322), full name Abu al-Juyush Nasr ibn Muhammad (Arabic: أبو الجيوش نصر بن محمد), was the fourth Nasrid ruler of the Emirate of Granada from 14 March 1309 until his abdication on 8 February 1314. He was the son of Muhammad II al-Faqih and Shams al-Duha. He ascended the throne after his brother Muhammad III was dethroned in a palace revolution. At the time of his accession, Granada faced a three-front war against Castile, Aragon and the Marinid Sultanate, triggered by his predecessor's foreign policy. He made peace with the Marinids in September 1309, ceding to them the African port of Ceuta, which had already been captured, as well as Algeciras and Ronda in Europe. Granada lost Gibraltar to a Castilian siege in September, but successfully defended Algeciras until it was given to the Marinids, who continued its defense until the siege was abandoned in January 1310. James II of Aragon sued for peace after Granadan defenders defeated the Aragonese siege of Almería in December 1309, withdrawing his forces and leaving the Emirate's territories by January. In the ensuing treaty, Nasr agreed to pay tributes and indemnities to Ferdinand IV of Castile and yield some border towns in exchange for seven years of peace.
Despite achieving peace with relatively minimal losses, Nasr was unpopular at court as he was suspected of being pro-Christian and accused of devoting so much time to astronomy that he neglected his duties as ruler. A rebellion started by his brother-in-law Abu Said Faraj in 1311 was initially repulsed, but a second campaign by Abu Said's son Ismail ended in the capture of the Alhambra palace and Nasr's abdication on 8 February 1314 in favour of Ismail, now Ismail I. He was allowed to rule the eastern province of Guadix, styling himself "King of Guadix", and attempted to regain the throne with help from Castile. Ismail defeated the Castilian forces in the Battle of the Vega of Granada, resulting in a truce that ended their support for Nasr. Nasr died without an heir in 1322.
## Birth and early life
Abu al-Juyush Nasr ibn Muhammad was born on 1 November 1287 (24 Ramadan 686 AH), likely in the Alhambra, the Nasrid fortress and royal complex in Granada. His father was Muhammad II, (r. 1273–1302) the second Nasrid Sultan of Granada. His mother was Shams al-Duha, the second wife of Muhammad, a Christian and a former slave. Muhammad had other children from his first wife: the firstborn Muhammad (later Muhammad III, born 1257, r. 1302–1309) and Fatima (c. 1260–1349). Their father, known by the epithet al-Faqih ("the canon-lawyer") due to his erudition and education, encouraged intellectual activities in his children; Muhammad was intensively engaged in poetry, while Fatima studied the barnamaj—the biobibliographies of Islamic scholars—and Nasr studied astronomy. Nasr's much older brother Muhammad was named heir (wali al-ahd) during their father's reign.
Muhammad III became the sultan after the death of their father in 1302. In the last few years of his reign, the emirate was on the verge of war against a triple alliance of its larger neighbors, the Christian kingdoms of Castile and Aragon on the Iberian peninsula and the Marinid Sultanate in North Africa. The potentially disastrous war, as well as the extravagance of the vizier (chief minister) Ibn al-Hakim, sparked anger among the people of Granada. On 14 March 1309 (Eid ul-Fitr, 1 Shawwal 708 AH), a palace revolution instigated by a group of Granadan nobles including the vizier's rival, Atiq ibn al-Mawl, forced Muhammad III to abdicate in favor of Nasr. Muhammad III retired to an estate in Almuñécar, while Ibn al-Hakim was killed by Ibn al-Mawl during the turmoil and his corpse was defiled by a mob. Nasr became the new sultan and appointed Ibn al-Mawl—the main instigator of the coup and a member of an influential family in Granada—as his vizier.
## War against the triple alliance
Granada was in a very dangerous situation when Nasr took power, without allies and with three larger enemies preparing for war against it. One of the main points of contention was Granada's occupation of Ceuta, a port on the North African coast of the Strait of Gibraltar which had rebelled against the Marinids in 1304 and was conquered by Granada in 1306 during Muhammad III's reign. The Granadan capture of Ceuta, in addition to its control of Algeciras and Gibraltar, other ports in the Strait, as well as Málaga and Almería further east, had given it strong control of both sides of the Strait, alienating not only the Marinids but also Castile and Aragon.
The Marinids commenced an attack against Ceuta on 12 May 1309 and secured a formal alliance with Aragon in early July. Aragon was to send galleys and knights to help the Marinids take Ceuta in exchange for deliveries of wheat and barley to Aragon, commercial benefits for Catalan traders in Morocco and agreement for both parties to not make a separate peace. The agreement also stipulated that, once captured, the territory would be handed back to the Marinids but the port would first be sacked and all movable goods would be given to Aragon. However, on 20 July 1309, the people of Ceuta overthrew their Nasrid rulers and allowed the Marinids to enter the city without Aragonese help. The return of Ceuta softened the Marinid stance against Granada and the two Muslim states then entered into negotiations. Nasr had already sent his envoys to the Marinid court at Fez since April and, by late September 1309, a peace agreement was reached. In addition to accepting Marinid rule over Ceuta, Nasr had to yield Algeciras and Ronda—both in Europe—and their surrounding territories. Thus, the Marinids once again had outposts on Granada's traditional territories on the southern Iberian peninsula, after their last withdrawal in 1294. No longer needing help from Aragon, the Marinids discarded the alliance between them and did not send the booty from Ceuta as promised; soon King James II of Aragon wrote to his Castilian counterpart Ferdinand IV about the Marinid Sultan Abu al-Rabi Sulayman, "It seems to us, King, that from now on we can regard that king as an enemy".
Meanwhile, at the end of July 1309 the Christian forces, including not only the forces of Castile and Aragon but also those of Portugal, who joined the alliance on 3 July 1309, laid siege to Algeciras, a port in the western end of the Emirate, led by Ferdinand IV. Soon, a detachment of this force also besieged nearby Gibraltar. Two siege engines attacked the walls of Gibraltar while Aragonese ships blockaded its port. The city surrendered on 12 September 1309, just before Nasr's peace with the Marinids. The city's mosque was converted into a church, and 1,125 of its inhabitants left for North Africa rather than live under Christian rule. Although this port was less important than Algeciras, its conquest was still significant as it gave Castile a strategic foothold on the Straits of Gibraltar. It would return to Muslim hands in 1333, and again to Castile in 1464, in a long struggle for the ports on the strait. The siege of Algeciras remained underway, and as per the Granada–Marinid peace settlement, the city changed hands to the Marinids, for whom the garrison now fought. The Marinids sent troops and supplies to reinforce the city, while Nasr redirected his attention to the eastern front. In either late October or November, a contingent of 500 Castilian knights led by the king's uncle Infante John and the king's cousin Juan Manuel left the siege of Algeciras, demoralizing the rest of the besiegers and making them vulnerable to a counterattack. Ferdinand IV was still determined to continue the siege, vowing that he preferred death in battle to the dishonour of withdrawing from Algeciras.
On the eastern front, Aragonese troops besieged Almería with some support from Castile. The city managed to stockpile supplies and improve its defenses due to the late arrival of the Aragonese forces, led by James II, by sea in mid-August 1309. A series of assaults against the city failed, and Nasr sent troops under Uthman ibn Abi al-Ula to relieve it. They took a position in nearby Marchena after defeating an Aragonese contingent there and continuously harassed the besieger's foraging parties. By the time winter approached, the city still held out, and the weakening of the siege of Algeciras in November meant that Granada could send more reinforcements to the east. At the end of December, James II and Nasr agreed to a truce and that the Aragonese king would evacuate his troops from Granadan territories. The evacuation was completed in January 1310 after some incidents. At one point during the evacuation, Nasr wrote to James that the city's defenders had to put the remaining Aragonese troops under detention because they were pillaging Granadan territories. Nasr further noted that the Muslims gave them housing and food at their own expense "because some of them were starving" while waiting for the Aragonese ships to pick them up.
Ferdinand IV's siege of Algeciras made little progress, and by January 1310 he lifted the siege and entered into talks with Nasr. Hostilities still continued—for instance, Castilian troops under the king's brother, Infante Peter, captured Tempul (near Jerez) and the Castilian-Aragonese fleet still patrolled Granadan waters in May. A seven-year peace treaty was signed on 26 May 1310; Nasr agreed to pay an indemnity of 150,000 gold doblas and an annual tribute of 11,000 doblas to Castile. In addition to Gibraltar, Granada yielded some frontier towns, including Quesada and Bedmar, gained by Muhammad III in the previous war. Both monarchs agreed to help each other against their enemies; Nasr became a vassal of Castile and was to provide up to three months of military service per year if summoned, with his own troops and at his own expense. Markets would be opened between the two kingdoms, and Ferdinand IV was to appoint a special judge of the frontiers (juez de la frontera) to adjudicate disputes between Christians and Muslims in the border regions. No historical records of a Granada-Aragon treaty are found, but it is known that Nasr agreed to pay James II 65,000 doblas in indemnity, 30,000 of which was to be given by Ferdinand IV.
The Marinid presence on the Iberian Peninsula proved to be short-lived. Abu al-Rabi died in November 1310 and was succeeded by Abu Said Uthman II, who wanted to further expand his Iberian territories. He sent a fleet across the strait, but it was defeated by Castile off Algeciras on 25 July 1311. He decided to disengage and returned his Iberian holdings, including Algeciras and Ronda, to Nasr.
## Rebellion and downfall
Despite his success in ending the three-front war with minimal losses, Nasr and his vizier Ibn al-Hajj—who replaced Ibn al-Mawl when the latter fled to North Africa—soon became unpopular at court. The historian L. P. Harvey writes that the reason is not clear, and while the near-contemporary scholar Ibn Khaldun writes that this was due to their "tendencies towards violence and injustice", Harvey rejects this as a "hostile propaganda". The Arabist scholar Antonio Fernández-Puertas linked their unpopularity to Nasr's pursuit of science, which was deemed excessive by his nobles, as well as the suspected pro-Christian tendencies of the sultan and the vizier. Nasr was said to spend too much time building astrolabes and astronomical tables, neglecting his duties as monarch. The suspicion of pro-Christian sympathy stemmed from his education by his Christian mother and his good relationship with Ferdinand IV. Ibn al-Hajj was also unpopular as he was believed to have too much power over the sultan. Compounding their image problem, they both often dressed in the Castilian manner.
In November 1310, Nasr fell gravely ill, and a faction at court attempted to restore Muhammad III. The old and nearly blind former sultan was transported by litter from Almuñécar. The plot failed when Nasr recovered before Muhammad was enthroned; Nasr then imprisoned his brother in the Dar al-Kubra (La Casa Mayor, "Big House") of the Alhambra. Nasr later had his brother drowned, although there are conflicting reports of when this happened. Ibn al-Khatib listed four dates: mid-February 1311, February or March 1312, 12 February 1312, and 21 January 1314. Historian Francisco Vidal Castro, who considered all four dates, considers the latest date to be the valid one because it also appears in other credible reports as well as on Muhammad's tombstone.
The leader of the next rebellion was Abu Said Faraj, the governor of Málaga and a member of the Nasrid dynasty. He was a nephew of Muhammad I, Nasr's grandfather and the founder of the emirate, as well as Nasr's brother-in-law as he was married to Nasr's sister, Princess Fatima. When Abu Said paid his annual homage to Nasr, he found that the sultan was unpopular at court. He also disliked what he heard about Nasr; according to Fernández-Puertas, Abu Said was further outraged at the death of the Muhammad III.
Abu Said started his rebellion in Málaga in 1311. Rather than proclaiming himself sultan, he declared for his son, Ismail, who had the added legitimacy of being the grandson of Muhammad II through his mother Fatima. The Málagan rebels were supported by North African forces under Uthman ibn Abi al-Ula, the commander of the Volunteers of the Faith garrisoned in Málaga, while other North African forces under the princes Abd al-Haqq ibn Uthman and Hammu ibn Abd al-Haqq supported Nasr. The rebels took Antequera, Marbella and Vélez-Málaga, advanced to the Vega of Granada and defeated Nasr's forces at a place called al-Atsha by Arabic sources, possibly today's Láchar. During the battle, Nasr fell from his horse and lost it, and had to run back to Granada on foot. Abu Said proceeded to besiege the capital but lacked the necessary supplies for a protracted campaign. Nasr requested help from Ferdinand IV, and Castile's forces under Infante Peter defeated Abu Said and Ismail on 28 May 1312. Abu Said sought peace and was able to retain his post as governor of Málaga and resumed paying tributes to the sultan. Subsequently, Nasr also paid his annual tribute to Castile in August 1312, shortly before Ferdinand IV died and was succeeded by his one-year-old son Alfonso XI.
Opposition to Nasr continued, and members of the anti-Nasr faction fled the court for Málaga. Soon Ismail restarted the rebellion with help from his mother Fatima and Uthman ibn al-Ula. As Ismail moved towards Granada, his army swelled and the capital's inhabitants opened the city gates for him. Ismail entered the city from the Elvira (Ilbira) Gate and besieged Nasr, who remained in the Alhambra. Nasr tried to request help from Infante Peter (now one of the regents for the infant king), but aid did not come in time. Nasr was forced to abdicate on 8 February 1314 (21 Shawwal 713 AH). In exchange for surrendering the Alhambra, he was permitted to leave for Guadix and rule there as governor. Abd al-Haqq ibn Uthman and Hammu ibn Abd al-Haqq accompanied him there.
## Attempt to regain the throne
After Nasr's defeat and move to Guadix, he still maintained his claim to the throne. He styled himself "King of Guadix" and led a group of his relatives and servants to resist Ismail. Ismail besieged Nasr at Guadix in May 1315 but left after 45 days. Nasr repeatedly requested help from Castile, which was ruled by a regency made up of Infante Peter, Infante John, and the king's grandmother María de Molina. Peter agreed to meet Nasr and help him, but separately he also told James II of Aragon that he intended to conquer Granada for himself, and would give one-sixth of it to Aragon in exchange for help. In January 1316, Nasr reiterated to James II that the upcoming campaign was to restore himself as Sultan of Granada. Nasr offered to give Guadix to Peter in exchange for his help if Nasr succeeded in retaking the throne.
Preparation for Castile's campaign began in spring of 1316. On 8 May, Granadan forces under Uthman ibn Abi al-Ula intercepted a Castilian column supplying Nasr, who was again besieged at Guadix. A battle then took place near Alicún, in which Castilian forces led by Peter and supported by Nasr routed the Granadan royal forces, killing 1,500 and causing them to withdraw to Granada. Subsequently, the war dragged on for several years, punctuated by several short truces. The climax of the war took place on 25 June 1319, when a Granadan force led by Ismail battled the Castilian army in the Vega of Granada. The Castilian commanders and regents John and Peter both died without combat during the battle, possibly due to cardiac arrest. Ismail's forces then routed the demoralized Castilian forces. The defeat and death of the two regents made Castile leaderless, threw it into internal turmoil, and gave Ismail the upper hand. Due to the lack of royal leadership, Hermandad General de Andalucía—a regional confederation of frontier towns—acted to negotiate with Granada. A truce was agreed by the hermandad and Ismail at Baena on 18 June 1320, meant to last for eight years. One of the provisions was that the Castilians would not help any other Moorish king, which meant the end of support for Nasr.
Nasr died in Guadix without an heir on 16 November 1322 (6 Dhu al-Qaida 722 AH) at the age of 35, ending the direct male line of the Nasrid dynasty from Muhammad I, the founder of the emirate. Subsequent Sultans of Granada would descend from Ismail, whose father came from a collateral branch of the dynasty, but whose mother Fatima was Muhammad I's granddaughter. Nasr's lack of heir ensured the dynasty's unity for the time being, and Ismail peacefully reincorporated territories formerly under Nasr's control to the Emirate. Nasr was initially buried at the main mosque of Guadix, but subsequently moved to the Sabika Hill of the Alhambra alongside his grandfather Muhammad I and brother Muhammad III.
## Character and legacy
Official biographies described Nasr as being elegant, gentlemanly, chaste and peace-loving. He was knowledgeable in astronomy, tutored by Muhammad ibn al-Raqqam (1250–1315), a Murcian astronomer who settled in Granada at the invitation of Muhammad II. Nasr personally authored various almanacs and astronomical tables. He also became a patron for a notable doctor of his time, Muhammad al-Safra of Crevillente, who followed him as personal physician in Guadix after he was dethroned. Nasr was responsible for building the Tower of Abu al-Juyush in the Alhambra, a rectangular tower rising above the city wall built by Muhammad II, to which it is connected by a hidden staircase that further leads into an underground route leading out of the palace complex. It is now better known as the location of the Peinador de la Reina (The Queen's Dressing Room) after its use by Isabella of Portugal, consort of Emperor Charles V. The tower was likely used and further renovated by Nasr's successors, and Yusuf I—son of Ismail I, who dethroned Nasr—attempted to replace references to Nasr in the tower with his own name.
To traditional and modern historians, Nasr's abdication in favour of Ismail I marked the end of al-dawla al-ghalibiyya al-nasriyya, "the Nasrid dynasty of al-Ghalib", whose rulers are patrilineally descended from Muhammad I—also known by the epithet "al-Ghalib billah"—and the beginning of a new branch: al-dawla al-isma'iliyya al-nasriyya, "the Nasrid dynasty of Ismail". The Nasrid dynasty did not have a specific rule of succession, but Ismail I was the first of the few rulers who only descended matrilineally from the royal line. The other instance happened in 1432 with the accession of Yusuf IV.
|
34,184,857 |
Crucifix (Cimabue, Santa Croce)
| 1,141,790,035 |
Painting by Cimabue
|
[
"1260s paintings",
"Paintings by Cimabue",
"Paintings depicting John the Apostle",
"Paintings depicting the Crucifixion of Jesus",
"Paintings in Florence",
"Paintings of the Virgin Mary",
"Rood crosses"
] |
The Crucifix by Cimabue at Santa Croce (c. 1265) is a very large wooden crucifix, painted in distemper, attributed to the Florentine painter and mosaicist Cimabue, one of two large crucifixes attributed to him. The work was commissioned by the Franciscan friars of Santa Croce and is built from a complex arrangement of five main and eight ancillary timber boards. It is one of the first Italian artworks to break from the late medieval Byzantine style and is renowned for its technical innovations and humanistic iconography.
The gilding and monumentality of the cross link it to the Byzantine tradition. Christ's static pose is reflective of this style, while the work overall incorporates newer, more naturalistic aspects. The work presents a lifelike and physically imposing depiction of the passion at Calvary. Christ is shown nearly naked: his eyes are closed, his face lifeless and defeated. His body slumps in a position contorted by prolonged agony. A graphic portrayal of human suffering, the painting is of seminal importance in art history and has influenced painters from Michelangelo, Caravaggio and Velázquez to Francis Bacon.
The work has been in the Basilica di Santa Croce in Florence since the late thirteenth century, and at the Museo dell'Opera Santa Croce since restoration following flooding of the Arno in 1966. It remains in poor condition despite conservation efforts.
## Commission
Both of Cimabue's surviving crucifixes were commissioned by the Franciscan order. Founded by Saint Francis of Assisi, their reformist, religious and social views had a profound effect on the visual arts in the century after his death. The son of a wealthy cloth merchant, Francis abandoned his inheritance to take up preaching in his mid-twenties. He venerated poverty and developed a deep appreciation for the beauty of nature. Byzantine depictions tended to show Christ as invincible, even in death. Imagery based on Franciscan ideals in the thirteenth century generally reinforce his veneration of simplicity and naturalism, infusing the paintings with the new values of humanism.
The church at Santa Croce was the third that the Franciscans constructed at the site. The first was begun in 1295, and is where Cimabue's Crucifix probably hung, given its large size, above the rood screen. It was later positioned at the north transept, in the sacristy and by the entrance on the southern flank.
## Description
Cimabue achieves a masterful handling of colour; medieval churches tended to be extremely colourful, with frescoed walls, painted capitals, and gold leaf paintings. Pale tonalities dominate, with the main contrast found in the dark areas of Christ's hair and beard, which are utilised to make the features of his face stand out more, and position his head as the focal point.
### Crucifixion
Compared to earlier works of this type, Christ's body is more physically corporeal, depicted as a real object, and his anatomy more closely rendered. His hands and feet seem to extend beyond the pictorial space, which is delineated by the flat, coloured borders of the cross, in turn made up of at least six boards. Both his body and semi-circular nimbus are placed at angles which rise outwards and above the level of the cross.
His body arches, forcing his torso to raise against the cross. Blood pours from the wounds in his hands as his head falls to the side from fatigue and the physical reality of approaching death. His body is naked except for a sheer and transparent loincloth that only just covers his thighs and buttocks. The choice of a white, veil-like loincloth, dramatically more modest than the red garment in the Arezzo work, may be influenced by earlier crucifixions by Giunta Pisano. His nakedness highlights his vulnerability and suffering. It seems influenced by a thirteenth-century Franciscan Meditation on Christ that emphasised pathos and human interest in the suffering of the Passion; "Turn your eyes away from His divinity for a little while and consider Him purely as a man".
His eyes are open, and his skin is unblemished. The cross is painted with deep blue paint, perhaps evoking an eternal or timeless sky. This evocation, not present in the main crucified figure, was known as the Christus triumphans ("Triumphant Christ"), and for contemporary – especially Franciscan – taste lacked verisimilitude, as it bore little relation to the actual suffering likely endured during a crucifixion, and overly distanced the divine from the human aspect of Christ. From about 1240, painters favoured the Christus patiens ("Suffering Christ") style: a saviour who shared the burden and pain of humanity. The Santa Croce Crucifix is one of the earliest and best known examples of the type.
The work surpasses Cimabue's c. 1268 Arezzo crucifix in several ways. It is more human and less reliant on idealised facial types, and the anatomy is more convincing. Christ's face is longer and narrower, and his nose less idealised. These features, according to art historian Robert Gibbs, give him "a coarser but more personal expression". A similar approach is taken with the cloth in the background of the cross itself, which although highly ornamented, lacks the lavish ornamentation of the equivalent cloth in the Arezzo cross.
His head hangs in exhaustion, and his hands bleed from the puncture wounds suffered during his nailing to the cross. His arms are placed higher above his head and strain to carry the weight of his body, which visibly slumps. His body takes on a dramatic, almost feminine curve, the result of the contortions forced upon a body nailed to a vertical support.
The painting contains elements typical of Cimabue's representations of Christ, including the illusionism of the drapery folds, the large halo, long flowing hair, dark, angular faces and dramatic expressions. But in other respects it conforms to the then strict iconography of the thirteenth century. Typical of depictions of the crucified Christ of this era, with his outstretched arms he is as wide as he is long, conforming to prevalent ideals of proportions.
### Saints
Representations of the Virgin and John the Evangelist flank Christ in small rectangular panels at either end of his outstretched arms. Both are dark-skinned, and bear agonised and sorrowful expressions as they rest their heads on their hands and face inwards towards Christ. In keeping with the Franciscan idea, the gilding surrounding the mourning saints is kept to a minimum. The size and positions of the figures are reduced compared to usual Byzantine iconography to maintain sole focus on the passion of Christ.
Their cloaks are simpler and lack the lavish gilding of the Arezzo crucifixion. The Virgin wears a red dress. Her robe was originally blue, but has darkened.
## Carpentry
The crucifix measures 448 cm x 390 cm and consists of five basic physical components; a vertical board reaching from the base to the cymatium onto which Christ is nailed, two horizontal cross-arms, and two vertical pieces acting as aprons adjacent to the central board. There are another eight minor pieces; mostly terminals, bases or framing devices. The structure is reinforced by two full length vertical battens. The horizontal cross-arms extend the full width of his outstretched body and are slotted into ridges in the vertical supports. The timber would have been cut and arranged by carpenters before Cimabue applied his design and paintwork.
Its dimensions are highly symmetrical and proportionate, probably influenced by the geometric ideals, ratios and rules of design of the ancient Greeks. The balance of measurements, especially between the width and height of the cross, seem derived from the sides and diagonals of squares, and dynamic rectangles. Cimabue was not rigid in his placement, however, and to accommodate the sway of Christ's body, altered the positioning of some of the boards on the lower half.
## Attribution
Due to lack of surviving documentation, it is difficult to attribute unsigned works from the period with any degree of certainty. The origin of the Crucifix has often been contested, but is generally thought to be by Cimabue based on stylistic traits and mentions by both Vasari and Nicolò Albertini. It is relatively primitive compared to his 1290s works and is thus believed to date from his early period. According to Vasari, the crucifix's success led to the commissions at Pisa, Tuscany that established his reputation.
Rejecting these views, Joseph Archer Crowe and Giovanni Battista Cavalcaselle in 1903 concluded that the Santa Croce crucifix "in technical examination...makes some approach to the Florentine master, but it is rather of its time than by the master himself."
## 1966 damage and restoration
The crucifix was installed in the church of Santa Croce at the end of the thirteenth century. The church flooded in 1333 and 1557, but only experienced serious flood damage in 1966 when the banks of the Arno river burst and flooded Florence. During the event thousands of artworks were damaged or destroyed and the Crucifix lost 60% of its paint. By 1966 it was returned to display at the lower Museo dell' Opera, which is at a lower elevation and closer to the waterline than the Santa Croce church, where it had been located during earlier floods. The water level reached the height of Christ's halo and took large tracts of paint when it retreated. The water deposited oil, mud and naphtha on the wood frame, which further swelled from soakage, forcing the panel to expand and bend, cracking the paint-work.
A team of restorers led by conservators Umberto Baldini and Ornella Casazza at the "Laboratario del Restauro" in Florence spent ten years reapplying paint. Utilising computer modelling, they worked in an almost pointillist manner. The tiny specks of pigment floating around the piece were recovered with pliers by staff wading in the water after the torrents had subsided. The wooden frame had significantly weakened, and it was necessary to separate it from both the gesso and canvas to prevent buckling as the reapplied paint dried. The Crucifix was put back on public display in 1976. The restoration was covered by the international press.
Since restoration the work has been lent to galleries outside Italy, the first time it had left Florence since its creation. According to the critic Waldemar Januszczak, it was brought "around the globe in a curious, post-restoration state—part original artwork, part masterpiece of modern science... a thirteenth century—twentieth-century hybrid."
|
866,485 |
War of the Fifth Coalition
| 1,167,477,182 |
1809 conflict during the Napoleonic Wars
|
[
"1809 in Europe",
"19th-century conflicts",
"Coalition Wars",
"Conflicts in 1809",
"Francis II, Holy Roman Emperor",
"Napoleonic Wars"
] |
The War of the Fifth Coalition was a European conflict in 1809 that was part of the Napoleonic Wars and the Coalition Wars. The main conflict took place in central Europe between the Austrian Empire of Francis I and Napoleon's French Empire. The French were supported by their client states—the Kingdom of Italy, the Confederation of the Rhine and the Duchy of Warsaw. Austria was supported by the Fifth Coalition which included the United Kingdom, Portugal, Spain, and the Kingdoms of Sardinia and Sicily, although the latter two took no part in the fighting. By the start of 1809 much of the French army was committed to the Peninsular War against Britain, Spain and Portugal. After France withdrew 108,000 soldiers from Germany, Austria attacked France to seek the recovery of territories lost in the 1803–1806 War of the Third Coalition. The Austrians hoped Prussia would support them, having recently been defeated by France, but Prussia chose to remain neutral.
On 10 April 1809 Austrian forces under Archduke Charles crossed the border of Bavaria, a French client state. The French response, under Louis-Alexandre Berthier, was disorganised but order was imposed with the arrival of Napoleon on 17 April. Napoleon led an advance to Landshut, hoping to cut off the Austrian line of retreat and sweep into their rear. Charles crossed the Danube at Regensburg, which allowed him to retreat eastwards, although he failed to reach the Austrian capital, Vienna, before the French. A French assault across the Danube was repulsed on 21–22 May at the Battle of Aspern-Essling but a repeat attack was successful in July. Napoleon won a major victory at the 5–6 July Battle of Wagram, which forced the Austrians to sign the Armistice of Znaim on 12 July. Austrian invasions of the Duchy of Warsaw and Saxony (where they fought alongside the Black Brunswickers) were repulsed and they were driven out of their territories in Italy. British forces landed in Walcheren, in the French client state of Holland, but were unable to seize their objective of capturing Antwerp and were later withdrawn.
The war ended with the Treaty of Schönbrunn, which was regarded as harsh towards Austria as she lost her Mediterranean ports and 20% of her population. Despite the eventual French victory, their defeat at Aspern-Essling showed that Napoleon could be defeated on the battlefield. The war led to the Tyrolean Rebellion, the 1809 Gottscheer rebellion and rebellions in Italy which, although suppressed, foreshadowed future nationalist and anti-French risings. After Schönbrunn, Austria became a French ally and this was cemented by the marriage of Napoleon to the Austrian princess Marie Louise.
## Background
In 1809, Europe was embroiled in warfare, pitting revolutionary France against a series of coalitions in the Coalition Wars almost continuously since 1792. A brief period of peace followed the March 1802 Treaty of Amiens before British-French relations deteriorated, leading to the War of the Third Coalition in May 1803. Britain was joined in their coalition by Sweden in 1804 and Russia and Austria in 1805. In August 1805, the 200,000-strong French Grande Armée invaded the German states, hoping to defeat Austria before Russian forces could intervene. The French emperor Napoleon successfully wheeled his army into the Austrian rear and defeated them at the Battle of Ulm, fought from 15 to 20 October. The Austrian capital, Vienna, was captured in November and a Russo-Austrian army was decisively defeated at the 2 December Battle of Austerlitz. The Treaty of Pressburg, signed soon afterwards, ended Austrian participation in the war.
Austerlitz incited a major shift in the European balance of power. Prussia felt threatened in the region and, alongside Russia, declared war against France in the 1806 War of the Fourth Coalition. After French victories at the Battle of Jena-Auerstadt on 14 October, France occupied the Prussian capital, Berlin. France invaded Poland in November, where Russian forces were stationed, and occupied Warsaw. Russian and French armies fought in February 1807 at the violent, indecisive Battle of Eylau. The action in Poland culminated on 14 June 1807 when the French defeated Russia at the Battle of Friedland. The resulting Treaty of Tilsit in July left France as the dominant power in Western Europe, with many client states including the Duchy of Warsaw. This weakened Prussia and allowed Russia to expand into Finland and South-Eastern Europe.
### Peninsular War
In 1807 France tried to force Portugal to join the Continental System, a commercial embargo against Britain. When the Portuguese Prince Regent, John refused to join, Napoleon sent General Junot to invade Portugal in 1807, resulting in the six year Peninsular War. The war weakened the French Empire's military, particularly after Spanish forces and civilians rebelled against France after Napoleon overthrew the Spanish king. After the French defeat at the Battle of Bailén, Napoleon took command of the French forces, defeating the Spanish armies before returning to France. Jean-de-Dieu Soult drove the British out of Spain in the Battle of Corunna in January 1809.
In the beginning of 1809, the French client kingdom of Spain, ruled by Napoleon's brother Joseph Bonaparte, controlled much of Spain and northern Portugal. British and Portuguese forces under Arthur Wellesley launched new offensives from Spring 1809. Spanish regular armies including those led by generals Miguel Ricardo de Álava and Joaquín Blake continued to fight and guerrilla activity in the countryside made French operations hazardous. A significant French presence, numbering 250,000 in June 1809, remained in the peninsula throughout the War of the Fifth Coalition.
The Napoleonic occupation of France's own ally Spain persuaded many in Austria that Napoleon could not be trusted and declaring war was the only way to prevent him from destroying the Habsburg monarchy. The Spanish guerrillas inspired popular resistance against Napoleon, and the Austrians hoped that French preoccupation in Spain would make it easier to defeat France.
### Austria plans for war
After Austria was defeated in 1805, the nation spent three years reforming its army. Encouraged by the events in Spain, Austria sought another confrontation with France to avenge their defeats and regain lost territory and power. Austria lacked allies in central Europe; Russia, her main ally in 1805, made peace with Napoleon at Tilsit and was engaged in wars with erstwhile allies like Britain in the Anglo-Russian War (1807–12), Sweden in the Finnish War and the Ottoman Empire in the Russo-Turkish War (1806–1812). France tried to reinforce their relationship with Russia through the September–October 1808 Congress of Erfurt. Under the treaty Russia agreed to support France if it was attacked by Austria. In early 1809, Austrian minister Johann Philipp Stadion secured Russian Tsar Alexander I's agreement that the Russians would move slowly and "avoid every collision and every act of hostility" during any advance into Austria. At the same time, the French minister Charles Maurice de Talleyrand-Périgord secretly advised Alexander to resist France. During the War of the Fifth Coalition, Russia remained neutral even though they were allied to France.
Austria hoped Prussia would assist them in a war with France but a letter from Prussian minister Baron von Stein discussing the negotiations was intercepted by French agents and published in the Le Moniteur Universel on 8 September. Napoleon confiscated Stein's holdings in Westphalia and pressured King Frederick William III into dismissing him, and Stein fled into exile in Austria. On the same day that Stein was compromised the Convention of Paris agreed a timetable for the withdrawal of foreign troops from Prussia, where French garrisons had been in place since the end of the War of the Fourth Coalition. The withdrawal was contingent on the payment of heavy reparations, totalling 140 million francs, over 30 months. The Prussian Army was also limited in size to 42,000 men, one sixth of its pre-war total. The convention severely restricted the ability of the Prussian state to wage war. Despite this setback Stadion hoped Prussia would change their mind and that an Austrian advance into the French-controlled Confederation of the Rhine in Germany would lead to popular uprisings that would distract the French.
France withdrew 108,000 troops from Germany, more than half their strength there, to reinforce the French armies in Spain in October 1808. This lent support to Stadion's pro-war faction at the Austrian court. Stadion recalled Klemens von Metternich, his ambassador to Paris, to convince others to support his plan and by December 1808 Emperor Francis I was persuaded to support the war. Francis' support was tentative and the decision to proceed was made at an 8 February 1809 meeting that included the emperor, Archduke Charles and Stadion. The empire's poor financial situation (it could only afford to maintain its army on home soil until late Spring) lent urgency to the decision. Charles disputed the prospects for success but accepted Francis' decision to prepare for war and the army was mobilised.
Austria and Prussia requested that Britain fund their military campaigns and requested a British military expedition to Germany. In April 1809 the British treasury supplied £20,000 in credit to Prussia, with additional funds promised if Prussia opened hostilities with France. Austria received £250,000 in silver, with a further £1 million promised for future expenses. Britain refused to land troops in Germany but promised an expedition to the low countries and to renew their campaign in Spain. After Prussia decided against war, the Fifth Coalition formally consisted of Austria, Britain, Portugal, Spain, Sicily and Sardinia, though Austria was the majority of the fighting effort.
### Austrian army and strategy
Austria built the largest army in its nation's history, though its fighting quality was hampered by numerous factors. The men were conscripted from across the Austrian Empire and included Austrians, Hungarians, Czechs, Poles, Croats and Serbs; some, including the Hungarians, did not enthusiastically support their Austrian rulers. Conscription focused on the lower classes of society and the private soldiers, most of the non-commissioned officers, and many junior officers were illiterate. The army was well drilled in massed column formations which were effective against cavalry but vulnerable to artillery fire, which hampered it in some battles of the campaign. The regular infantry were thought too slow-witted to be trained in skirmishing; this role had traditionally been filled by grenzer light infantry units, but their quality declined since the potential conflicts with the Ottoman Empire ended. The deficiency was only partly remedied by recently created volunteer jäger units.
The Austrian militia, the Landwehr, were intended as a home defence force but were moved to serve with the field army. The force was equipped with second rate weapons, were poorly trained, and forbidden to accept officers from the landowning classes, leading to poor leadership. They were used later in the war as cannon fodder to divert French fire. The Austrian cavalry was of reasonably good quality, though in 1809 it was hampered by large numbers of its horses being only partly trained. The artillery was not as dynamic as in some contemporary armies, being placed under infantry commanders in the field and lacking proper horse artillery to manoeuvre quickly. The Austrian army was supposed to be supplied by a large wagon train, which restricted its manoeuvrability. Its senior officers were appointed based on aristocratic backgrounds and seniority, rather than ability; this led to elderly generals – the average being 63. The field commander, Archduke Charles, was unable to dismiss any of his commanders. He favoured doctrine over flexibility and expected his generals to follow a guide he had published in 1806.
Charles and the Aulic Council were divided on the best strategy for the coming war, Charles favoured an offensive launched from Bohemia where there was a concentration of Austrian forces and an attack could quickly isolate the French in northern Germany. The Aulic Council disagreed because the Danube river would split the forces of Charles and his brother Archduke Johann of Austria. They suggested that the main attack should be launched south of the Danube to maintain safer communications with Vienna. In the end the Council prevailed but the disagreement delayed the Austrian preparations by a month. The Austrian plan called for the I Corps under Heinrich Graf von Bellegarde, consisting of 38,000 troops, and the II Corps of 20,000 troops under Johann Kollowrat, to attack Regensburg (Ratisbon) from the Bohemian mountains by way of Cham. The Austrian center and reserve, comprising 66,000 men of Hohenzollern's III Corps, Rosenberg's IV Corps, and Lichtenstein's I Reserve Corps, would advance on the same objective through Schärding. The left wing, made up of the V Corps of Archduke Louis, Hiller's VI Corps, and Kienmayer's II Reserve Corps, a total of 61,000 men, would move toward Landshut and guard the army's flank. Two other theatres would be opened in Poland and Italy. Historian Steven Englund considers that Austria "might well have won the campaign" if the nation had focused on Germany.
### French preparations
The French army mostly consisted of veterans of Napoleon's earlier campaigns, though recent conscripts formed large parts of some units, negatively affecting their fighting ability. The army was enthusiastic and keen to fight well under Napoleon's direct leadership. Napoleon was not certain about Austrian planning and intentions. He returned to Paris from his campaigns in Spain in winter 1808–09 and instructed the main French field commander in southern Germany, Louis Alexandre Berthier, on planned deployments and concentrations for this likely new second front. His rough ideas about the possible upcoming campaign included the decision to make the Danube valley the main theatre of operations, as he had done in 1805, and to stop Austrian forces that might invade northern Italy by positioning some of his own forces under the command of Eugène de Beauharnais and Auguste Marmont. Faulty intelligence gave Napoleon the impression that the main Austrian attack would come north of the Danube. On 30 March, he wrote a letter to Berthier explaining his intention to mass 140,000 troops in the vicinity of Regensburg (Ratisbon), far to the north of where the Austrians were planning to make their attack. It was expected that this redeployment would take until mid-April to accomplish and Napoleon instructed Berthier that if the attack came before 15 April he was to fall back towards the Lech.
## Austria–Bavaria front
### Austria strikes first
The first indication of an Austrian attack was a formal note sent by Archduke Charles to French Marsal François Joseph Lefebvre on 9 April. It stated that Charles had orders from Francis to invade Bavaria, a French client state under Maximilian I. In the early morning of 10 April, leading elements of the Austrian army crossed the Inn River into Bavaria; there was no formal declaration of war. Bad roads and freezing rain slowed the Austrian advance in the first week, but the opposing Bavarian forces of Lefebvre's corps gradually retreated. Davout's III Corps withdrew westerwards towards Ingolstadt, anticipating orders to concentrate with other French forces. The Austrian attack had occurred about a week before Napoleon anticipated, disrupting French plans. Napoleon ordered that an Austrian attack before 15 April should be met by a general French concentration around Donauwörth and Augsburg in the west, but his orders arrived fragmented and out of sequence and were poorly interpreted by Berthier who was more accustomed to staff duties than field command. Berthier focussed on an ambiguous sentence that called for Davout to station his III Corps around Regensburg "whatever happens"; it is likely that Napoleon intended this to apply only if the Austrians attacked after 15 April. On 14 April Berthier ordered Davout's corps, together with those of Lefebvre and Oudinot, to march to Regensburg which Davout had recently vacated.
The marching and countermarching left the Armée d'Allemagne with its two wings separated by 75 miles (121 km) and joined by a thin cordon of Bavarian troops. On the same day the Austrian advance guard had beaten the Bavarians near Landshut and secured a good crossing place over the Isar by evening. Charles planned to destroy Davout's and Lefebvre's isolated corps in a double-pincer manoeuvre. Napoleon arrived in Donauwörth on 17 April and took command from Berthier. When Napoleon realised that many of the Austrian forces had crossed the Isar and were marching towards the Danube, he insisted that the entire French army deploy behind the Ilm River in a bataillon carré in 48 hours. His orders were unrealistic because he underestimated the number of Austrian troops that were heading for Davout; Napoleon believed Charles only had a single corps over the Isar, but the Austrians had five corps moving towards Regensburg, totalling 80,000 men.
### Landshut Maneuver
Davout anticipated facing overwhelming forces and withdrew most of his forces, leaving 2,000 men from Regensburg. The northbound Austrian columns in the Kelheim–Abbach zone encountered four columns of Davout's men heading west towards Neustadt in the early hours of 19 April. The Austrian attacks were slow, uncoordinated, and easily repulsed by the experienced French III Corps. Napoleon knew there was fighting in Davout's sector and devised a new strategy to defeat the Austrians: while the Austrians attacked to the north, André Masséna's corps, augmented by Oudinot's forces, would strike southeast towards Freising and Landshut in hopes of threatening the Austrian flank and relieving the pressure on Davout. Napoleon intended the corps of Davout and Lefebvre to pin the Austrians while his other forces swept into the Austrian rear.
The central Austrian V Corps were defeated in the Battle of Abensberg, allowing the French to advance. Napoleon was working under false assumptions that made his goals difficult to achieve. Masséna's advance to Landshut required too much time, permitting Hiller to escape south over the Isar. The Danube bridge, which provided easy access to Regensburg, and the east bank had not been demolished. This allowed Austrians to cross the river and stopped France from destroying the forces. On 20 April, the Austrians had suffered 10,000 casualties, lost 30 guns, 600 caissons, and 7,000 other vehicles, but were still a potent fighting force. With the main French army near Landshut, if Charles had attacked Davout he could have destroyed his corps and fallen on the rear of Napoleon's force. He retained the bridge at Regensburg and the road to Straubing and Vienna as an avenue of retreat.
On 21 April, Napoleon received a dispatch from Davout that spoke of the Battle of Teugen-Hausen. Davout held his ground; although Napoleon sent reinforcements, about 36,000 French troops had to fight 75,000 Austrians. When Napoleon learned that Charles was not withdrawing to the east, he realigned the Armée d'Allemagne's axis in an operation later called the Landshut Maneuver. All of the French forces, except 20,000 troops under Jean-Baptiste Bessières that were chasing Hiller, attacked Eckmühl to trap the Austrians and relieve their beleaguered comrades. On 22 April, Charles left 40,000 troops under Rosenberg and Hohenzollern to attack Davout and Lefebvre while detaching two corps under Kollowrat and Lichtenstein to march for Abbach and gain undisputed control of the river bank. Napoleon arrived at 1:30 pm while the battle continued. Davout ordered an attack along the entire line despite numerical inferiority; the 10th Light Infantry Regiment successfully stormed the village of Leuchling and captured the woods of Unter-Leuchling with heavy casualties. Recognising the threat posed by Napoleon's forces on his left flank, Charles ordered a withdrawal towards Regensburg, granting the field to France.
Napoleon sent Masséna to occupy Straubing as he thought the Austrians might retreat along that route. Charles moved his men across the Danube at Regensburg, leaving 6,000 in the fortress to block a pursuit. Lacking time for a siege, Napoleon ordered Marshal Jean Lannes to storm the walls, succeeding at his second attempt and capturing the town by 5 pm in the Battle of Ratisbon. With the Austrian army safely in Bohemia, Napoleon marched towards Vienna. Hiller fought a series of delaying actions, attempting to buy time for the defence of Vienna. After a short fight at Wels on 2 May, Hiller gathered 40,000 troops at the bridge in Ebersberg. Masséna launched a costly frontal at the Battle of Ebersberg and captured the position on 3 May, with Hiller withdrawing along the Danube. Charles attempted to move his army to defend Vienna but was outpaced by Napoleon who captured the city on 13 May. The garrison withdrew north of the Danube and destroyed the bridges behind them.
### Aspern-Essling
On 16 May and 17, the main Austrian army under Charles arrived in the Marchfeld, a plain northeast of Vienna just across the Danube that served as a training ground for Austrian military forces. Charles kept most of his forces several miles away from the riverbank, hoping to concentrate them at the point where Napoleon decided to cross. On the 20th, Charles learned from his observers on the Bissam hill that the French were building a bridge at Kaiserebersdorf, just southwest of the Lobau island, that led to the Marchfeld. On 21 May, Charles concluded that the French were crossing at Kaiserebersdorf and ordered a general advance for 98,000 troops and the accompanying 292 guns, organized into five columns. The French bridgehead rested on two villages: Aspern to the west and Essling to the east. Napoleon did not expect to encounter opposition, and the bridges linking the French troops at Aspern-Essling to Lobau were not protected with palisades, making them vulnerable to Austrian barges that had been set ablaze.
The Battle of Aspern-Essling started at 2:30 pm on 21 May. The initial attacks were made by the first three columns on Aspern and the Gemeinde Au woods but were poorly coordinated and failed. Later assaults succeeded in taking and holding the western portion of the village. The Austrians did not attack Essling until 6 pm because the fourth and fifth columns had longer marching routes. The French successfully repulsed the attacks against Essling throughout the day. Fighting commenced by 3 am on 22 May, and four hours later the French had captured Aspern again. Napoleon had 71,000 men and 152 guns on the other side of the river, but the French were still outnumbered. Napoleon launched a massive assault against the Austrian center designed to give enough time for the III Corps to cross and secure a victory. Lannes advanced with three infantry divisions and travelled for a mile before the Austrians, inspired by the personal presence of Charles who rallied the Zach Infantry Regiment, opened a heavy fire on the French that caused the latter to fall back. At 9 am, the French bridge broke again. Charles launched another massive assault an hour later and captured Aspern for the final time, but struggled to capture Essling. A few hours later, the Austrians returned and took all of Essling except the staunchly defended granary. Napoleon ordered the Imperial Guard under Jean Rapp, to support a withdrawal from the granary. Rapp disobeyed his orders and led a bayonet charge that drove the Austrians from Essling, for which he was later commended by Napoleon. Napoleon realised his bridgehead was untenable and ordered a withdrawal, giving command to Lannes. Lannes was struck by a cannonball and mortally wounded. The French withdrew to Lobau by nightfall, burning their pontoons bridge in behind them. Charles had inflicted the first major defeat in Napoleon's military career and caused the first fatality among his marshals, but his exhausted army could not pursue the French.
### Wagram
After the defeat at Aspern-Essling, Napoleon took more than six weeks to plan and prepare contingencies before making another attempt at crossing the Danube. The French brought more troops, more guns, and instituted better defensive measures to ensure the success of the next crossing. From 30 June to the early days of July, the French recrossed the Danube, with more than 188,000 troops marching across the Marchfeld towards the Austrians. Immediate resistance to the French advance was restricted to the outpost divisions of Nordmann and Johann von Klenau; the main Habsburg army was stationed five miles (8 km) away, centered on the village of Wagram. Napoleon ordered a general advance at noon on 5 July; an early attack by Masséna on the left flank captured Leopold and Süssenbrunn but the French were held off elsewhere by a strong Austrian defence.
For 6 July, Charles planned a double-envelopment that required a quick march from the forces of his brother John, who was a few kilometers east of the battlefield. Napoleon's plan envisaged an envelopment of the Austrian left with Davout's III Corps while the rest of the army pinned the Austrian forces. Klenau's VI Corps, supported by Kollowrat's III Corps, started the battle on the second day at 4 am with a crushing assault against the French left, forcing the latter to abandon both Aspern and Essling. Meanwhile, Bernadotte had unilaterally ordered his troops out of the central village of Aderklaa, citing heavy artillery shelling, and compromised the French position. Napoleon was livid and sent two divisions of Masséna's corps supported by cavalry to regain the critical village. After difficult fighting in the first phase, Masséna sent in Molitor's reserve division, which slowly captured Aderklaa back for the French, only to lose it again following fierce Austrian bombardments and counterattacks. To delay the Austrian army for Davout's materializing assault, Napoleon sent 4,000 cuirassiers under Nansouty against the Austrian lines. To dissuade the Austrians from attacking, Napoleon formed a 112-gun grand battery in the center of his lines. As Davout's men were progressing against the Austrian left, Napoleon formed the three small divisions of MacDonald into a hollow, oblong shape that marched against the Austrian center. The lumbering phalanx was devastated by Austrian artillery but managed to break through the Austrian forces. With the Austrians at Wagram weakened by the need to reinforce their left against Davout, Oudinot was able to capture the village and split the Austrian army. Upon learning that his brother's forces would not arrive until the evening, Charles ordered a withdrawal at 2.30 pm. The Austrians withdrew in good order, the main army westwards and the left-wing to the north.
The French suffered heavy losses, around 32,000 men, with their commanders particularly affected as around 40 French generals were killed and wounded; Austrian losses stood at around 35,000. Fighting was renewed at Znaim on 10–11 July. On 12 July, Charles signed the Armistice of Znaim, which led to lengthy peace negotiations between Napoleon and Metternich.
## Other theatres
### Italian front
In Italy, Archduke John battled Napoleon's stepson Eugène. The Austrians defended against several bungled French assaults at the Battle of Sacile in April, causing Eugène to fall back on Verona and the Adige river. Eugène was able to concentrate his forces while John detached troops to support Charles. John won victory at the 30 April Battle of Caldiero but was forced to retreat due to Eugène's increasing superiority and the movements on the Austria-Bavaria front. John was defeated in the 8 May Battle of Piave River and forced out of Italy. Eugène pursued John into Hungary where he heavily defeated him at the Battle of Raab. Eugène detached MacDonald to pursue John and joined Napoleon at Vienna with the rest of his army.
In the Dalmatian Campaign, Marmont, under the nominal command of Eugène, was fighting against an Austrian invasion led by General Stoichewich. Marmont launched a counteroffensive in the mountains on 30 April, but this was repulsed by the Grenzer troops. Further attacks in May led to a series of victories against a dispersed Austrian force. By the end of the month Marmont was able to march with the bulk of his troops to join the emperor at Vienna.
### Failed British feint operation
In July 1809 the British launched the Walcheren Campaign in the Netherlands to relieve the pressure on the Austrians and to weaken French naval power. The plan was to land a force at Walcheren and advance along the Western Scheldt to the harbour of Antwerp, a French naval base. The Royal Navy's patrols into the Western Scheldt and a dockyard strike at Antwerp alerted the French to the area's vulnerability and efforts were made to improve the defences and reinforce its garrisons. John Pitt, 2nd Earl of Chatham's force of over 39,000, a larger army than that serving in the Iberian Peninsula and the largest British Expeditionary Force of the Napoleonic Wars, landed at Walcheren on 30 July. The expedition was not capable of landing sufficient troops on the southern side of the Western Scheldt to capture the reinforced garrison at Cadzand due to a lack of boats. An advance on Antwerp depended on the capture of Flushing on the northern shore to allow the passage of Royal Navy vessels up the Western Scheldt. It took until 13 August for siege batteries to be set up and Flushing did not surrender until 16 August. The British forces had meanwhile been suffering from "Walcheren Fever", thought to be a combination of Malaria and Typhus, and lost 4,000 men to the disease during the campaign. By comparison only 106 men were killed in action. By 24 August Chatham had decided that the fever had reduced his force too much and the defences of Antwerp were too strong to assault. The campaign ended without the British achieving any of their main objectives. The first British troops were withdrawn on 7 September, though a disease-ravaged garrison was maintained until 9 December. The failure of the campaign led to the resignation of the British prime minister, the Duke of Portland, and his replacement by Spencer Perceval.
### Austro-Polish War
Austria invaded the Duchy of Warsaw with initial success. Poniatowski's army lost to the Austrians at the Battle of Raszyn on 19 April and Warsaw was occupied four days later, with the occupation lasting until 1 June. The Poles went on to invade Galicia, with some success, but the offensive quickly stalled with heavy casualties. The Austrians also won a few battles but were hampered by Russian troops whose intentions were unclear and did not allow them to advance.
After the Austrian invasion of the Duchy of Warsaw, Russia reluctantly entered the war against Austria to fulfil their treaty of alliance with France. The Russian army, under the command of General Sergei Golitsyn, crossed into Galicia on 3 June 1809. Golitsyn advanced as slowly as possible, with instructions to avoid any major confrontation with the Austrians. There were minor skirmishes between the Russian and Austrian troops, with minimal losses. The Austrian and Russian commanders were in frequent correspondence and shared some operational intelligence. A courteous letter sent by a Russian divisional commander, General Andrei Gorchakov, to Archduke Ferdinand was intercepted by the Poles, who sent an original to Emperor Napoleon and a copy to Tsar Alexander, resulting in Gorchakov's removal from command by Alexander. There were constant disagreements between Golitsyn and Poniatowski, with whom the Russians were supposed to cooperate in Galicia. As a result of the Treaty of Schönbrunn, Russia received the Galician district of Tarnopol.
### The war at sea
Since the Napoleonic Wars started, British fleets launched numerous attacks on French fleets, ports, or colonies and British and French navies continued their fighting in 1809. Britain overwhelmed France in the Atlantic after the French defeat at Trafalgar Campaign and Atlantic campaign of 1806, and remnants of French fleet was stationed at bases in Bay of Biscay. French colonies on the Caribbean and the Atlantic provided shelters and could be major threats to the British fleet. The French Atlantic Fleet was blockaded in Brest by a British force under James Gambier but the French were keen to intervene in the Caribbean following the British invasion of Martinique in January 1809. A storm in February scattered Gambier's fleet and allowed the French, under Jean-Baptiste Philibert Willaumez, to put to sea and move to anchor in the Basque Roads. On 23 February three French frigates attempting to join the main fleet were damaged in the Battle of Les Sables-d'Olonne. A stalemate ensued with the French anchored under the guns of coastal batteries but blockaded by the British. Willaumez was replaced by Zacharie Allemand on 16 March, who consolidated the anchorage defences. The British Admiralty sent Captain Lord Cochrane to lead an attack on the French. Cochrane's 11 April assault with fireships caused panic in the French fleet and many vessels ran aground. Gambier failed to capitalise on the situation by sending in the main British fleet, though Cochrane's smaller force destroyed a number of vessels over the following days. The action confined the French fleet to its anchorage and allowed the British and Spanish to displace the French from Haiti that year and an invasion of Guadeloupe in early 1810.
## Rebellions against French rule
### Italian rebellions
Archduke John issued proclamations in April 1809 calling on the population of Veneto to rise up against the French for the sake of Italian nationalism. A portion of the population of Venice, including many criminals, rose up and took over public buildings, destroying taxation and conscription records. The revolt continued after the withdrawal of Austrian forces in May, spreading to the rest of Veneto. The rebels were inspired by the Tyrolean Rebellion. The French garrison and militia were unable to contain the rebels, who were unplacated by the abolition of French taxes on flour, meat and wine. Many towns in Veneto came under rebel control and rebels entered Emilia-Romagna where Bologna was threatened and Ferrara was besieged for ten days. The rebellion ended in November 1809 and Napoleon reacted strongly: 4,000 troops were sent to Bologna from Naples and 675 citizens arrested, of whom 150 were killed. In the mountains and marshes of the region, some rebels remained and acted as brigands until the end of French occupation.
### Rebellion in Tyrol
In Tyrol, Andreas Hofer led a rebellion against Bavarian rule and French domination that resulted in early isolated victories in the first Battles of Bergisel. Hofer freed the Tyrol of Bavarian occupation by late August but on 29 September an Italian force under Luigi Gaspare Peyri captured Trento, though they could advance no further. The next month, with troops made available after the Treaty of Schönbrunn, a Bavarian force under Jean-Baptiste Drouet, Comte d'Erlon travelled to end the rebellion. Supported by Franco-Italian forces, a three-pronged attack occupied the region with 45,000 troops by early November. Hofer went into hiding but was betrayed by one of his men in January 1810 and executed by the French.
### Gottscheer rebellion
One of the counties ceded to France was Gottschee (in modern-day Slovenia), which was to form part of the Illyrian Provinces. The ethnic German population, the Gottscheers, led by Johann Erker, rebelled against the French garrison. Rebels were quickly defeated and the French intended to burn down the city of Gottschee. After petitions from local clergy this was not carried out, but the city was looted for a period of three days from 16 October.
### Black Brunswickers
The Duchy of Brunswick had been incorporated in to the French client state of the Kingdom of Westphalia but its duke, Frederick William, sided with the Austrians in 1809. His force of a few thousand volunteer Brunswickers fought alongside Austrian troops under General Kienmayer in Saxony, a French client state led by Frederick Augustus I. They were successful, defeating a corps under the command of Junot at the Battle of Gefrees. After taking the Saxon capital, Dresden, and pushing back an army under the command of Napoleon's brother, Jérôme Bonaparte, the Austrians were effectively in control of all of Saxony. By this time, the main Austrian force had already been defeated at Wagram and the Armistice of Znaim had been agreed. The Duke of Brunswick refused to be bound by the armistice and led his corps on a fighting march right across Germany to the mouth of the River Weser, from where they sailed to England and entered British service.
## Aftermath
After the main Austrian force was defeated at Wagram, the nation's forces collapsed, according to historian Charles Esdaile, and Emperor Francis was forced to sue for peace. Englund attributes the end to "diplomatic considerations" and believes that Austria could have continued to fight. The Treaty of Schönbrunn, signed on 14 October 1809, imposed a heavy political toll on the Austrians. Metternich and Charles succeeded in negotiating lighter terms in return for Austrian co-operation and most of the hereditary Habsburg territories were preserved. The lands given to the French were significant and included Carinthia, Carniola, and the Adriatic ports, removing Austria's access to the Mediterranean. West Galicia was given to the Duchy of Warsaw. The lands of the short-lived Duchy of Salzburg, acquired by Austria as territorial compensation for losses on the Adriatic Coast and the loss of Tyrol in the Peace of Pressburg, were transferred to Bavaria. Russia was ceded the district of Tarnopol. Austria lost over three million subjects, about 20% of the kingdom's total population. Emperor Francis agreed to pay an indemnity equivalent to almost 85 million francs, gave recognition to Napoleon's brother Joseph as the King of Spain, and reaffirmed the exclusion of British trade from his remaining dominions. After the Austrian defeat, Napoleon married the daughter of Emperor Francis, Marie Louise. Napoleon hoped the marriage would cement a Franco-Austrian alliance and provide legitimacy to his regime. The alliance gave Austria respite from war with France, which it had pursued on and off for ten years, and restored her status as a great European power; marital ties did not prevent Francis from declaring war on France in 1813.
The impact of the conflict was not all positive from the French perspective. The revolts in Tyrol and the Kingdom of Westphalia during the conflict were an indication that there was discontent over French rule among the German population. Just a few days before the conclusion of the Treaty of Schönbrunn, an 18-year-old German named Friedrich Staps approached Napoleon during an army review and attempted to stab the emperor, but he was intercepted by General Rapp. The emerging forces of German nationalism were strongly rooted by this time, and the War of the Fifth Coalition nurtured their development. In 1813, during the War of the Sixth Coalition, there were anti-French risings and spontaneous guerrilla activity, though whether this was fuelled by pan-German nationalism or patriotism for the old order is debated by historians; a united Germany did not come about until 1871.
The war undermined French military superiority and the Napoleonic image. The Battle of Aspern-Essling was the first major defeat in Napoleon's career and was warmly greeted by much of Europe. The Austrians had shown that strategic insight and tactical ability were no longer a French monopoly. The decline in the tactical skill of the French infantry led to increasingly heavy columns of foot soldiers eschewing manoeuvres and relying on sheer weight of numbers to break through, a development best emphasized by MacDonald's attack at Wagram. The Armée d'Allemagne did not have the qualitative edge of the Grande Armée partly because raw conscripts replaced many of the veterans of Austerlitz and Jena, eroding tactical flexibility. Napoleon's armies were increasingly composed of non-French contingents, undermining morale. Although Napoleon's manoeuvers were successful, as evidenced by overturning the awful initial French position, the growing size of his armies made military strategies more difficult to manage. The scale of warfare grew too large for Napoleon to fully manage, which became evident during the next Napoleonic war, the French invasion of Russia in 1812.
Englund describes the war as "the first modern war" for the use of "symmetrical conscript armies of singularly large size," that were divided into corps and commanded decentralized in theatres. He concludes that "it was a war of magnitude and maneuver more than before and the decisive factor was attrition more than dramatic one-(or two-)day pitched battles."
|
8,900,317 |
Ivan Bagramyan
| 1,163,030,955 |
Marshal of the Soviet Union
|
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Ivan Khristoforovich Bagramyan, also known as Hovhannes Khachaturi Baghramyan ( – 21 September 1982), was a Soviet military commander and Marshal of the Soviet Union of Armenian origin.
During World War II Bagramyan was the second non-Slavic military officer, after Latvian Max Reyter, to become a commander of a Front. He was among several Armenians in the Soviet Army who held the highest proportion of high-ranking officers in the Soviet military during the war.
Bagramyan's experience in military planning as a chief of staff allowed him to distinguish himself as a capable commander in the early stages of the Soviet counter-offensives against Nazi Germany. He was given his first command of a unit in 1942, and in November 1943 received his most prestigious command as the commander of the 1st Baltic Front. As commander of the Baltic Front, he participated in the offensives which pushed German forces out of the Baltic republics.
He did not immediately join the Communist Party after the consolidation of the October Revolution, becoming a member only in 1941, a move atypical for a Soviet military officer. After the war, he served as a deputy of the Supreme Soviets of the Latvian Soviet Socialist Republic and Armenian Soviet Socialist Republic and was a regular attendee of the Party Congresses. In 1952, he became a candidate for entry into the Central Committee and, in 1961, was inducted as a full member. For his contributions during the war, he was widely regarded as a national hero in the Soviet Union, and continues to hold such esteemed status among Armenians today.
## Early life
Ivan Bagramyan was born in Yelisavetpol (modern Ganja, Azerbaijan) to Armenian parents who were from the village of Chardakhlu, then a part of the Russian Empire. Chardakhlu was one of the largest Armenian settlements in the South Caucasus populated almost entirely by migrants from the village of Maghavuz in Nagorno Karabakh who continued to maintain their connections with their ancestral land (Bagramyan's paternal grandfather, however, came from the village of Koti in northeastern Armenia). Hamazasp Babadzhanian, a fellow Armenian who was to become the chief marshal of the Soviet armored troops, was also born in Chardakhlu. While Bagramyan's father, Khachatur, went to work all day at the railway station in Yelisavetpol, his mother, Mariam, stayed at home to take care of her seven children. Because his parents could not afford to send him to the local gymnasium, they decided to enroll him at a recently opened two-year school in Yelisavetpol.
Graduating in 1912, Bagramyan, whom everyone affectionately called Vanya, followed his father and his brothers in a path in rail work, attending the three-year railway technical institute located in Tiflis. He graduated with honors and was slated to become a railway engineer within a few years when events in the First World War changed his life.
## World War I
Bagramyan was well aware of the military situation at the Caucasus front during the first months of the world war. In the winter of 1914–15, the Imperial Russian Army was able to withstand and repel the Ottoman offensive aimed at capturing Sarikamish. Bagramyan also began reading harrowing reports in the Russian press of what was taking place against his fellow kinsmen across the border: the Committee of Union and Progress-led government had embarked on a campaign to carry out a genocide of the Ottoman Armenians. He desperately sought to join the military effort but because he was only seventeen and a railway mechanic, he was not subject to conscription. This did not dissuade him from trying, as he later remarked, "My place is at the front."
His opportunity came on 16 September 1915, when he was accepted as a volunteer in the Russian army. He was assigned to the 116th Reserve Battalion and sent to Akhaltsikhe for basic training. With his training complete in December, he joined the 2nd Caucasian Border Regiment of the Russian Caucasus Army, which was sent to dislodge the Ottomans in Persia. Bagramyan participated in battles in Asadabad, Hamedan and Kermanshah, the Russian victories here sending Ottoman forces reeling toward Anatolia.
Learning about the exploits of the men in the outfit, the chief of staff of the regiment, General Pavel Melik-Shahnazarian, advised Bagramyan to return to Tiflis to enroll in the Praporshchik Military Academy. But in order to attend the school, Bagramyan needed to satisfy the academy's requirement of having completed school at a gymnasium. This did not deter him and, after preparing for the courses in Armavir, he passed his exams and began attending the academy on 13 February 1917. He graduated in June 1917 and was assigned to the 3rd Infantry Regiment, stationed near Lake Urmia. But with the overthrow of the Russian Provisional Government in the midst of the October Revolution of 1917, his unit was demobilized.
With the creation of the newly established First Republic of Armenia in 1918, Bagramyan enlisted in the newly formed 3rd Regiment. From 1 April 1918, that is, after the Ottoman Empire signed the Treaty of Brest-Litovsk (3 March 1918) with the Russian SFSR, he was in the 1st Cavalry Regiment, which took part in battles in Karaurgan, Sarikamish and Kars against units of the advancing Ottoman Third Army. Notably, he took part in the May 1918 battle at Sardarapat, where the Armenian military scored a crucial victory against Ottoman forces. He remained in the regiment until May 1920.
## Interwar years
Three years after the toppling of the Provisional Government by the Bolsheviks in October 1917, the Red Army invaded the southern Caucasus republics of Azerbaijan, Georgia and Armenia. In May 1920, Bagramyan, upset with the country's social and political conditions, participated in the failed May Uprising against the Dashnak-led government of Armenia. Later that year, he joined the Red Army. He was jailed and sent to work in the fields for several months but was allowed to rejoin the military with the outbreak of the Turkish–Armenian War. But in December 1920, Armenia was sovietized and the national army was subsequently disbanded. Bagramyan, however, chose to join the 11th Soviet Army and was appointed a cavalry regiment commander.
As life in Armenia grew relatively more stable under Soviet rule, Bagramyan sought to locate a woman he had met several years earlier, Tamara Hamayakovna. Tamara, who was at this time living in Nakhichevan with her family, had been married to an Armenian officer who had been killed during the Turkish-Armenian War, leaving her with their one-year-old son, Movses. Bagramyan visited her and the two decided to get married at the end of 1922. In addition to their son Movses, who went on to become a painter, they had a daughter, Margarit, who later became a doctor. Tamara remained at Bagramyan's side until her death in 1973.
In 1923, Bagramyan was appointed commander of the Alexandropol Cavalry Regiment, a position he held until 1931. Two years later, Bagramyan graduated from the Leningrad Cavalry School and, in 1934, from the Frunze Military Academy. In his memoirs, Pyotr Grigorenko, a Ukrainian commander who attended the Academy, recalled how Bagramyan was expelled from the academy by his superiors after they had learned that he had been a secret member of the banned Armenian nationalist party Dashnaktsutiun for more than a decade. Pending his arrest, Grigorenko described Bagramyan "deeply depressed, saying he only wished they'd arrest him soon so that he could get it over with." Grigorenko advised that he appeal the arrest warrant, which Bagramyan reluctantly did and, with the help of Armenian politburo member Anastas Mikoyan, the arrest warrant was revoked and he accepted to be "rehabilitated." From 1934 to 1936, he served as the chief of staff of the 5th Cavalry Division, and from 1938, he worked as a senior instructor and lecturer at the Military Academy of the Soviet General Staff even as Stalin purged the senior Soviet officer corps. While fellow students from the military academy, Andrei Yeremenko and Georgy Zhukov, had seen their careers rise, Bagramyan's had remained stagnant.
In 1940, when General Zhukov was promoted to commander of the Kiev Military District in the Ukrainian SSR, Bagramyan wrote a letter asking to serve under his command. Zhukov agreed, and in December asked for his help writing a paper to be presented to the commanders of the Soviet Military Districts. Bagramyan's paper, "Conducting a Contemporary Offensive Operation," apparently impressed Zhukov, as he promoted Bagramyan to become the head of operations for the Soviet 12th Army based in Ukraine. Within three months, however, Bagramyan, then a colonel, was appointed deputy chief of staff of the Southwestern Front, headquartered in Kiev.
## World War II
### Ukraine
In June 1941, Nazi Germany invaded the Soviet Union. Unlike many of the border troops who were caught off guard by the offensive, Bagramyan and his commander, General Mikhail Kirponos, believed an invasion by Germany was inevitable. However, Kirponos chose to ignore Bagramyan's belief that the German offensive would employ the Blitzkrieg-like tactics like those seen in the campaigns in Poland in 1939 and western Europe in 1940. Since the winter of 1939–40, Bagramyan had been busy devising a battle plan that would counter threats from the direction of western Ukraine, which was approved after numerous revisions on 10 May 1940.
On the morning of 22 June, he was tasked with the overseeing of a transfer of a military convoy to Ternopil. While his column was passing the Soviet airfields near the city of Brody, German air strikes hit the aircraft on the ground. Several hours later, they arrived in Ternopil, having been strafed twice by the planes. Three days after the invasion, the plans for the counter-offensive were implemented, but disorder engulfed the troops, and the counter-attack collapsed. Bagramyan took part in the great tank battles in western Ukraine and the defensive operation around Kiev, in which Kirponos was killed and the entire Front captured by the Germans. He was one of a handful of senior officers who escaped from the encircled Front.
Bagramyan was then appointed chief of staff to Marshal Semyon Timoshenko and along with future Soviet premier Nikita Khrushchev, then a political officer, coordinated the fighting around Rostov. In his memoirs, Khrushchev described Bagramyan as a "very precise person who reported on everything just as it was. How many troops we had, their positions, and the general situation."
Khrushchev went on to detail an account where Marshal Semyon Budyonny, sent by the chief of the operations department from Moscow as a representative of Stavka, arrived in Kiev to preside over Bagramyan's court-martial. Bagramyan protested vigorously and said that if his competence was in question, then he should instead be given a field unit to command. To Bagramyan's incredulity, Budyonny went on to attempt to convince him to agree to his execution. Khrushchev remarked that the argument was sparked arbitrarily and had taken place after an "abundant feast with cognac" and that "in those days we didn't take that kind of conversation seriously." According to him, at the time, however, the Soviet military was especially suspicious of the men in its ranks, itself judging that there were "enemies of the people...everywhere, especially the Red Army."
Bagramyan was instrumental in the planning of two Soviet counter-offensives against the Germans, including the major push made by Soviet forces in December during the Battle of Moscow, and for this was promoted to the rank of lieutenant general. In the same month, he was made the chief of staff of a military operations group that would oversee three Army Groups: the Southern, the Southwestern and Bryansk Fronts. In March 1942, he accompanied Khrushchev and Timoshenko to Moscow to present the plans of a new counter-offensive in the direction of Kharkiv to Stalin. Stalin, impressed with his plan, approved the operation and on 8 April, promoted Bagramyan as chief of staff of the Southwestern Front. On 12 May 1942, armies of the Southwestern Front attacked Kharkiv but the launch of the offensive came at an inopportune moment since they were attacking from the Barvenkovo Salient, a region that German forces were near closing.
While Soviet forces were initially successful in recapturing Kharkiv, they found themselves trapped by the German Army after the closing of Barvenkovo. On 18 May, Bagramyan asked Timoshenko to alter the plans but Timoshenko along with Stalin refused to approve his request. Soviet losses were heavy as the 6th, 9th and 57th armies (approximately 18–20 divisions) comprising a large portion of the Southwestern Front, were all destroyed and Bagramyan was removed from his post on 28 June by Stavka. According to Khrushchev, Bagramyan was so devastated by the immense loss of men that after the operation was called off: "he burst into tears. His nerves cracked...He was weeping for our army." Held responsible for the failure of the operation and "poor staff work", he was demoted to chief of staff of the Soviet 28th Army. Several days later, he wrote a letter to Stalin asking to "serve at the front at any capacity, however modest." British military historian John Erickson contends that Bagramyan was unfairly scapegoated by Stalin in his attempts to "hunt for [the] culprits" of the mismanagement of operations.
### The 16th Army
Though he had never led a fighting unit prior to the war, he was given his first command of an army in the Western Front as his superiors, and particularly Marshal Zhukov were impressed with his skills and capabilities as a staff officer. Zhukov, with the approval of Stavka, appointed him commander of the 16th Army (2nd formation), (July 1942 – April 1943) replacing its former commander, Konstantin Rokossovsky who had been sent to command the Bryansk Front. The 16th Army transferred its troops to the 5th Army, and its command and staff were moved to the second echelon of the Western Front where the Army took up command of part of the 10th Army's troops, and its defensive positions. On 11 August, however, German forces mounted a surprise offensive on the southern flank of Western Front, splitting the 61st Army from the 16th Army which was not taking part in the Rzhev-Sychevka Offensive operation. The German forces threatened Bagramyan's left flank as he quickly moved his forces to counter their movements and halted them from advancing further on 9 September.
With the rest of the Eastern Front battles almost entirely focused on Stalingrad and the Germans' attempts to advance into the Caucasus, the 16th Army was not called up to action until February 1943. By then, the German 6th Army besieged in Stalingrad had been encircled and surrendered. The 16th Army at the time was composed of four divisions and one infantry brigade and in light of the new offensive, Bagramyan's force was given two extra divisions, an infantry brigade, four tank brigades and several artillery regiments.
### Kursk
As the battle of Stalingrad marked the turning point of the war, German forces reorganized for a new offensive in the summer of 1943 to attack the Soviet held Kursk salient in Russia. The German High Command was to deploy veteran units to destroy the salient, including the Ninth Army and the II SS Panzer Corps. Stavka, already informed of the impending offensive, called for an advance toward the German defenses positioned near the town of Kozelsk, which would drive south with the help of the armies of the Central Front. The forces would then proceed to cut off a 75-mile (121 km) gap that would effectively surround the Germans and cut if off from reinforcements. This was similar to Operation Uranus, where the Soviet Army encircled and trapped the Sixth Army in Stalingrad.
Bagramyan's 11th Guards Army (the renamed 16th Army) was tasked to take part in the offensive and was given an additional three infantry divisions and two tank corps, a force composed of fifteen divisions. Bagramyan, however, argued to Stavka that its planning was too audacious in the hopes of repeating a successful encirclement like that in Uranus. He claimed that his forces would be overstretched and would have difficulty in attacking the entrenched German positions in Bolkhov. To avoid a repetition of the failure in Kharkov the previous year, he instead asked that the 61st Army from the Bryansk Front aid his 11th Guards in destroying the German forces in Bolkhov, thus eliminating the Ninth Army's protection from the north. He appealed to his front commander Vasily Sokolovsky as well the Bryansk's M. A. Reyter, both of whom rejected his proposal. In April, Stavka summoned the main Front commanders to Moscow to brief them on the preparations for the battle. Against the protestations of Sokolovsky and Reyter, Bagramyan proposed his alternative plan to Stalin, who agreed that it would be the more appropriate course to follow. Bagramyan was given twenty days to prepare the 11th Guards Army and on 24 May reported that his forces were ready. The 11th Guards now was composed of 135,000 men, 280 armored fighting vehicles, 2,700 artillery pieces and several hundred ground-support aircraft. Stalin, however, felt it necessary to further wear thin the fighting abilities of the German forces and delayed the offensive.
Ultimately, it was the Germans who took the initiative by launching Operation Citadel on 5 July in the area around Kursk. German losses were initially heavy due to Soviet defensive preparations. Taking advantage of this, on 12 July, Bagramyan's forces commenced their offensive, codenamed Operation Kutuzov, and quickly breached the German defenses, advancing a distance of 45 miles (72 km) by 18 July. By 28 July, the operation concluded successfully and he was promoted to the rank of Colonel-General. In the following month, his forces took part in the large-scale tank offensives which routed the German assaults and forced Germany to remain on the defensive for the remainder of the war.
### Belarus
With the end of operations in Kursk, the Soviets began a series of offensives on various fronts to push the Germans out of the occupied Soviet republics. In October 1943, Bagramyan's 11th Guards Army was transferred to the Second Baltic Front which was concentrated on the retaking of Belarus and namely, the Baltic republics. In November, Stalin offered Bagramyan the position of head commander of the First Baltic Front which had the similar objectives of the Second but was making little headway in its attempts to advance northwards.
Stalin would allow him to retain the 11th Guards and suggested that Colonel-General N. E. Chibisov, an officer he had served under, assume his position. Bagramyan, however, commented that he had had a frictional relationship with Chibisov and instead nominated Lieutenant-General K. N. Galitsky. Stalin, belatedly realizing that Bagramyan was implying that the two would be unable to coordinate harmoniously due to a conflict of holding the same rank, agreed to Bagramyan's suggestion and promoted him to the rank Army General. He also agreed to have the Second Baltic Front return a tank corps and an infantry division that was taken from the 11th Guards, thus bolstering the forces under Bagramyan to a total of four armies: 11th Guards, 39th, 43rd and the 4th Shock.
In the winter of 1943, his forces advanced forward towards the Belarusian city of Vitebsk. One of the key elements to Bagramyan's success was that many of the soldiers were part of veteran units that had been trained in the Arctic regions of Siberia, enabling them to easily push through entrenched defenses the Germans had spent months preparing. Among the key locations imperative to reach Vitebsk was the small town of Gorodok, which served as a heavily-fortified German communications hub. Despite the strong defenses, Bagramyan was able to utilize his heavy artillery and air support from the Red Air Force in late December to bombard the town and then launched a three-pronged attack, the Gorodok offensive. from the ground. The German garrison was overwhelmed, and by 24 December, two infantry divisions and one tank division had surrendered. In Moscow, the news of the victory at Gorodok prompted a 124-cannon salute in honor of Bagramyan and the First Baltic Front.
On 2 April 1944 Stalin granted Bagramyan's request to relieve the troops of the Front from offensive duties. However, German forces took advantage of the lull to mount an operation against Soviet partisans in Belarus. Bagramyan's senior staff diverted air support and other crucial supplies to aid the partisans, allowing most of them to escape German encirclement. With the advance of Soviet forces in the Baltic and Ukraine, German Army Group Center had largely been isolated as Stavka prepared to eliminate the pocket (consisting of Third Panzer, Second, Fourth, and Ninth Armies). Stavka's plan, codenamed Operation Bagration was kept secret from all of the involved Front commanders. Bagramyan himself was only informed in May 1944 of his role in the offensive.
Bagration called for the First, Second and Third Belorussian and the First Baltic Fronts to engulf Army Group Center. Bagramyan was tasked with attacking the forces in the pocket, cross the Daugava River and, along with Third Belorussian, clear the surrounding areas of Vitebsk of German forces. Although he felt the plans for the Bagration were sound, he worried about the possibility of a German incursion by Army Group North against his forces from the north. He appealed to his superiors once more, Zhukov and Alexander Vasilevsky, to have the First Baltic Front move westward to help eliminate the Third Panzer Army, thus splitting Army Group North in two. Zhukov and Vasilevsky accepted his argument, introducing it to Stalin in a meeting on 23 May who formally approved it in a directive on 31 May.
Although Bagramyan found it acceptable to sustain heavy casualties (as did all the commanders of the Red Army), he was disturbed with the immense loss of life sustained by his forces. He attempted to reduce those levels primarily by maintaining the element of surprise in operations. In his preparations for Bagration, he planned for the 43rd Army to move through the more geographically difficult swamps and marshlands to Army Group North's right flank. This maneuver would thus take North by surprise since it expected the Soviet offensive to move through more suitable terrain. He proved correct, as in early June 1944, the 43rd achieved success in its attack. Commander of the 43rd Army, General Afanasy Beloborodov, wrote that during the offensive they apprehended a German general who stated that German forces had been blindsided by the attacking forces.
As Bagramyan pushed towards Vitebsk, his forces were aided by the same Belorussian guerrilla fighters who had escaped the German encirclement in April. They provided vital intelligence, including information on the location of bridges and troop movements, and launched attacks against German logistic lines. On 22 June 1944, Bagration began as Bagramyan proceeded in moving westwards as previously planned. However, a widening gap on the Front's northern flank grew as it advanced while the Second Baltic Front, tasked to help defend that area, took no action. Stalin agreed to send a tank corps to reinforce Bagramyan's forces but ordered him to capture Polotsk, which would sever Army Group North's communication lines and open up a route towards the central Baltic. By 3 July, his troops had accomplished the tasks set forth in the directive, destroyed the Third Panzer Army and captured Polotsk. For his achievements, on 7 July he was decorated with the title of Hero of the Soviet Union.
### The Baltics
With the overall success of Soviet forces in Bagration, his Front was expanded by three armies (although he ceded the 4th Shock Army to Second Baltic), the 39th Army (previously under the command of Third Belorussian), the 51st and the 2nd Guards Armies. The First Baltic Front was ordered by Stavka to move westward in order to stop Army Group North's remaining forces from escaping to Germany. Despite this, Bagramyan inferred that since many of the general orders were being issued to the Wehrmacht by Hitler, rather than the General Staff, and surmised that while there was a possibility that they would confront them in the Lithuanian town of Kaunas, he felt the more likely location would be Riga. He spoke with Vasilevsky, who agreed to change the plans if his theory and intuition proved correct.
As the First Baltic began moving towards Lithuania and into eastern Latvia, it became clear that Army Group North would attempt to outflank Bagramyan's forces near Daugavpils, as he had previously predicted. Vasilevsky, keeping his promise, appealed to Stalin to allow Bagramyan to move to Daugavpils but he refused. Vasilevsky in turn, took it upon his own initiative and gave Bagramyan the go ahead. However, with the loss of 4th Shock Army, Bagramyan was left shortchanged since his promised 39th Army had not only not arrived but was composed of only seven divisions (in comparison to 4th Shock's ten). Feeling that time was being lost, he pressed on with the units he had.
By 9 July, his ground forces had made significant gains in cutting off a vital road that connected Kaunas to Daugavpils. Taking advantage of this, Bagramyan worked with other Front commanders to attack the rear guard of Army Group Center but poor coordination between the units led a stall in the advance. At this time, Bagramyan realized that German forces were most probably not going to easily retreat from the Baltics and so further advances towards Kaunas would be pointless. He proposed to Stavka to launch a full-scale offensive towards Riga but the former rejected his plans, stating that the armies of Second and Third Baltic Fronts would have already pushed Army Group Center to Prussia by the time of the offensive. He attempted to convince them otherwise, citing the numerically deficient forces in the two Fronts, but was rebuffed and ordered to drive towards a road connecting the Lithuanian city of Šiauliai to Riga, resulting in its capture in late July.
With its capture, he persuaded Vasilevsky to allow his forces to move towards Riga, receiving a formal go-ahead by Stavka in a directive on 29 July. On 30 July, his forces finally reached the seaside city of Tukums, near the Bay of Riga, thereby cutting off a total of 38 German infantry and armored divisions in Latvia. For his achievements in this battle, he was given the title of Hero of the Soviet Union. During the month of August, Soviet forces stalled in the Riga offensive, concentrating on halting German attacks. Finally on 14 September 1944, the First, Second and Third Baltic Fronts launched full-scale offensives with the objective of Riga, encountering fierce resistance by its defenders. On 24 September, with his forces only 12 miles (19 km) from Riga, Stavka ordered Bagramyan's forces to abandon it to the Second and Third Baltic Fronts, regroup, and instead advance against Memel. His forces attacked Memel on 5 October and on 10 October, reached the city, effectively preventing Army Group North from retreating to Prussia.
In early 1945, Bagramyan's army, under the overall command of Vasilievsky, took part in the advance into East Prussia. In Operation Samland, Bagramyan's First Baltic Front, now known as the Samland Group, captured Königsberg (now Kaliningrad) in April. On 9 May 1945, he accepted the surrender of the German forces penned up in Latvia, capturing a total of 158 aircraft, 18,000 vehicles, 500 tanks and assault guns among other weaponry.
## Career after World War II
After the war, Bagramyan remained in command of the Baltic Military District, commanding operations against partisans in Lithuania and Latvia. In 1954, he was appointed chief inspector of the Ministry of Defence. On March 11 1955, he was appointed Deputy Minister of Defence with the rank of Marshal of the Soviet Union. He was also head of the Military Academy of General Staff.
On 2 June 1958, he was again appointed Deputy Minister of Defence of the USSR - Head of Rear Services of the USSR Ministry of Defence (later - Deputy Minister of Defence of the USSR - Head of Rear Services of the Armed Forces of the USSR).
He spent much of his time writing articles in military journals on Soviet strategic operations and most notably, co-authored the six-volume work on Soviet involvement during World War II, The Soviet Union's Great Patriotic War (1941–1945). In August 1967, Bagramyan accompanied General Secretary Leonid Brezhnev and Premier Alexei Kosygin to North Vietnam, where they met with Vietnamese leaders to arrange the transfer of arms and supplies in advance of the Tet Offensive.
Bagramyan retired on 25 April 1968, and was transferred to the post of General Inspector in the Group of Inspectors General of the Ministry of Defence of the USSR. In 1971, he completed the first volume of his memoirs in This is How the War Began, and in 1977 the second volume, Thus We Went to Victory, was published. Among the numerous points he noted in the second volume was an analysis of the Red Army's costly offensives in the early stages of the war:
> There is no point in hiding that before the war we mostly learned to attack, and did not pay enough attention to such an important manoeuvre as retreat. Now we have paid for this. It turned out that the commanders and the staff were not sufficiently prepared to prepare and execute the retreat manoeuvre. Now, in the second week of war, we had in fact to learn from the beginning the most difficult art – the art of the execution of retreat.
In 1979, another book of Bagramyan titled My Memoirs was published and was based on the first and second volumes. A large portion of the book was dedicated to the Armenian issues including the territories of Western Armenia, massacres of Armenians by the Ottoman Empire and the Armenian Genocide, the Ottoman invasion of Armenia and the Battle of Sardarapat, as well as other topics.
Marshal Bagramyan was awarded numerous Soviet and foreign orders and medals for his service, including two Orders of the Hero of the Soviet Union, seven Orders of Lenin, the Order of the October Revolution, three Orders of the Red Banner, two Orders of Suvorov and the Order of Kutuzov. Among the other commendations he received were the Polish Polonia Restituta twice and the Medal For the Victory Over Germany.
After the death of Marshal Vasily Chuikov on 18 March 1982, he was the last surviving Soviet Marshal who held a high command in World War II. However, Bagramyan was ill and died a few months later, on 21 September 1982, at the age of 84. He was buried with full military honors at the Kremlin Wall Necropolis in Moscow. A town in Armenia (), a military firing range, an Armenian Army training brigade, and a subway station and street in the capital of Armenia, Yerevan, are named in his honor. On 11 May 1997, the government of Armenia established the commemorative 100th Anniversary of Marshal Bagramyan medal. It is awarded to service and civilian personnel who participated in the Second World War.
## Honours and awards
Soviet Union
Foreign
## Memoirs
- Part I: Bagramyan, Ivan Kh. Tak nachilas' voina [This is How the War Began]. Moscow: Voenizdat, 1971.
- Part II: Bagramyan, Ivan Kh. Tak shli my k pobede [Thus We Went to Victory]. Moscow: Voenizdat, 1977.
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440,119 |
Golden Sun (video game)
| 1,167,290,385 |
2001 video game
|
[
"2001 video games",
"Game Boy Advance games",
"Game Boy Advance-only games",
"Golden Sun",
"Jinn in popular culture",
"Multiplayer and single-player video games",
"Nintendo Switch Online games",
"Video games developed in Japan",
"Video games scored by Motoi Sakuraba",
"Virtual Console games",
"Virtual Console games for Wii U"
] |
Golden Sun is a role-playing video game developed by Camelot Software Planning and published by Nintendo for the Game Boy Advance. It was released in August 2001 in Japan, November 2001 in North America and February 2002 in Europe.
Golden Sun's story follows a band of magic-attuned teenagers called Adepts on a mission to protect the world of Weyard from alchemy, a potentially destructive power long ago sealed away. During their quest, the Adepts develop new magic abilities (called Psynergy), assist others, and learn more about why alchemy was sealed away. Golden Sun is followed by a sequel, The Lost Age, which together form a complete story.
Golden Sun began as a single planned game for the Nintendo 64 console, but became a mobile title for the Game Boy Advance over the course of development. Facing hardware constraints, the developers decided to split the game into two.
Golden Sun was critically and commercially successful, being the top-selling game for four months in Japan and selling more than one million units worldwide. The game was praised as one of the best RPGs on a handheld, rivalling those on full-size game consoles. IGN's Craig Harris said that Golden Sun could "arguably be one of the best 2D-based Japanese RPGs created for any system." The game spawned a series that includes three games and appearances in other media.
## Gameplay
Golden Sun is a role-playing video game. The primary game mode is single-player and story-based, in which the player controls a cast of four characters as they embark on a quest, interact with other characters, battle monsters, and acquire new abilities and equipment. The game also contains a two-person player versus player battle mode, which requires each player to have a copy of the game and a Game Link Cable. Although many of the player's actions are compulsory, Golden Sun often allows the player to visit previous locations and complete certain objectives out of order.
The overworld of Golden Sun is filled with towns, caves, and dungeons. Players explore from a top-down perspective. Environments often have puzzles integrated into their layout. These puzzles require the player to perform actions such as creating makeshift bridges by pushing logs into rivers or shifting the track of a mine cart to gain access to new areas. Many of these puzzles require use of the game's form of magic spells, called "Psynergy"; this is in contrast to many RPGs, which often restrict magic to within battles and post-combat healing. Psynergy, however, is used for both purposes; for example, the "Whirlwind" spell that damages enemies in battle is also used out of battle to remove overgrown foliage blocking the player's path. Psynergy comes in four elements: Venus (manipulation of rocks and plants), Mars (revolving around fire and heat), Jupiter (based on wind and electricity), and Mercury (concerning water and ice). Players can return to previous locations in the game to finish puzzles which they could not solve earlier because of the lack of a specific Psynergy spell.
Golden Sun contains both random monster encounters, featuring randomly selected enemies, and compulsory boss battles that advance the story. During combat, the camera shifts to a pseudo-3D view, and spins and zooms during the battle depending on the attacks and items used. In each battle, players must defeat the enemies while keeping their own party alive through items and Psynergy that restore life and supplement defense. The player receives a "Game Over" if each character's hit points are reduced to zero; if this happens, the player will incur a monetary penalty and the party will be returned to the sanctum in the last visited town. After winning a battle, players receive experience points, coins, and occasionally items.
Players can change their characters' class and powers using Djinn. There are 28 Djinn in Golden Sun, seven each of the four elements. Once encountered in the overworld or in dungeons, they may either join the player willingly, or need to be defeated in combat. Assigning Djinn to different characters changes their character class, enabling them to use different psynergy, as well as statistics such as hit points or defense. Djinn can either be "Set" to a player or put on "Standby". Each Set Djinni has a special ability which can be invoked during combat by the character it is attached to, which can include enhanced elemental attacks, buffing/debuffing spells, healing/restoration spells, and other effects. After being used, the Djinni shifts to "Standby" mode until it is "Set" on the character again. In Standby mode, Djinn do not contribute to character statistics, but can be used for powerful elemental summon spells; after being used for summoning, they return to the Set position after a cooldown period.
Golden Sun also features an optional battling mode accessible from the menu screen. In this mode, players can enter a team from their saved game files into an arena environment where they battle increasingly difficult CPU-controlled enemies. Additionally, players can select three of their four characters to fight another player's three-character team. The player does not receive any reward or punishment for participating in these battles.
## Synopsis
### Setting and characters
Golden Sun takes place in the fantasy world of "Weyard"—a massive, earth-like environment with several major continents and oceans. Weyard is governed by the mythological concept of the classical elements. Matter consists of any combination of the four base elements: Venus (earth), Mars (fire), Mercury (water), and Jupiter (wind). These elements can be manipulated by the now lost powers of alchemy. Certain people, called Adepts, can use Psynergy (magic) based on the elements.
The player controls four teenaged Adepts in Golden Sun: Isaac, his close friend Garet, Ivan, and Mia. A fifth character playable in the game's exposition sequence is Jenna, another childhood friend to Isaac. The primary antagonists of the game are Saturos and Menardi, a pair of immensely powerful and talented Adepts whose goal is to restore Alchemy to the world. They are assisted by the powerful and mysterious Alex, who used to be Mia's apprentice; and Jenna's older brother, Felix, who is indebted to Saturos for saving his life.
### Plot
The power of alchemy in Weyard's ancient past enabled the development of great civilizations. This age devolved into worldwide conflict that subsided only with the power of alchemy sealed away. The keys to unlocking alchemy are four elemental stars hidden within the mountain shrine, Mt. Aleph, which in turn is guarded by the town of Vale at the mountain's base. In the game's prologue, Saturos and Menardi lead a raiding party into Mt. Aleph to seize the elemental stars for themselves. They accidentally activate protective traps, causing a thunderstorm and rock slide. In the ensuing chaos, Felix, Isaac's father, and Jenna's parents are all presumed dead.
Three years later, Isaac, Garet, and Jenna join their teacher, Kraden, in his research of Mt. Aleph. They are confronted by Saturos and Menardi, now assisted by Alex and a surviving Felix, who coerce Isaac into giving them three of the four stars. Forced to flee as the volcano erupts, Saturos and Menardi abduct Jenna and Kraden as bargaining chips. Isaac and Garet are saved by the guardian of Mt. Aleph, the Wise One. He instructs the teens to prevent Saturos' group from casting the stars into their respective elemental lighthouses across Weyard, unsealing alchemy's power.
Isaac and Garet pursue Saturos' group to the Mercury Lighthouse, meeting Ivan and Mia during their travels. Despite their best efforts, they fail to prevent Saturos from activating Mercury Lighthouse. Saturos' group leaves for the next Lighthouse with Isaac's party in pursuit. In the ensuing chase, Isaac learns that Saturos has taken another Adept hostage: the female Jupiter Adept, Sheba. Saturos and Menardi activate the Venus Lighthouse before Isaac's party confronts them. Attempting to annihilate their opponents, Saturos and Menardi magically merge to form a massive two-headed dragon, but Isaac's party kills them. The remnants of Saturos's group continue their quest to light the remaining two lighthouses, with Jenna, Sheba, and Kraden still with them. The game ends as Isaac's party boards a ship to sail Weyard's open seas and continue their mission.
## Development
Camelot Software Planning spent between twelve and eighteen months developing Golden Sun, considered a long time for a handheld video game; IGN described the finished product as a testament to the positive results a long development cycle can bring. Camelot was no stranger to role-playing games, having previously developed Shining Force for Sega, and Mario Golf and Mario Tennis for Nintendo—sports games with role-playing elements.
Camelot originally planned to create a single game instead of a series, and in the early stages of the project created a game design document for Golden Sun on the Nintendo 64 console. When it became apparent the Nintendo 64 was being replaced by the GameCube, Camelot shifted their focus to making a game on the handheld Game Boy Advance. Due to the developer's ambitions for the scope of the game and the hardware limitations of a single Game Boy Advance cartridge, the single game was expanded to become two. Scenario writer Hiroyuki Takahashi and director Shugo Takahashi had previously designed Shining Force III, where the story involved playing through the perspectives of both the "good" and "bad" characters. They incorporated elements of this storytelling methodology into the two-game setup of the Golden Sun series, having the player control the protagonists in Golden Sun and the antagonists in the followup.
A major goal with Golden Sun was to make the game's magic usable outside battle for puzzles, and offer players a high level of freedom in how to approach events, rather than a linear story that could only be experienced one way. Camelot's President Hiroyuki Takahashi asserted that players would be unable to experience all story paths in a single playthrough, and that this combined with the game's multiplayer mode would add to Golden Sun's replay value.
In August 2000, Camelot showed an early but playable version at the Nintendo Space World Expo in Japan. The game was intended to launch alongside the Game Boy Advance, but slipped to the summer and released in Japan in August 2001. While it was eagerly anticipated in the west, players had to make do with Japanese-language imports until the game was localized and released in North America in November, and Europe in February 2002.
## Reception
Golden Sun received positive reviews from critics, with average scores of 91% and 90% on the review aggregator sites Metacritic and GameRankings, respectively, indicating critical acclaim.
Many reviewers praised the game's graphics, sound, and varied yet refined RPG gameplay, with particular emphasis on the Battle Mode and Djinn system. Certain critics felt that, despite the technical limitations of its 32-bit cartridge, the game's graphical quality was still extremely high; GameSpot wrote that "Golden Sun is a throwback to some of the SNES's best." Complaints generally focused on a perceived overuse of text dialogue in the game's cutscenes—particularly during the prologue section. Some faulted the game for relying on the typical random battle encounter mechanics present in many other role-playing games.
G4 TV stated, "It's the best original (nonport) GBA RPG to date", while GamePro called it a "huge, fantastic, creative, and wickedly fun RPG that doesn't seem to care that it's 'just' on a GBA". Game Informer called Golden Sun "a visual treat", and said that its graphics "would have amazed Super Nintendo owners back in the day". Noting the game's similarity to previous Japanese role-playing games, the reviewers believed that it was "easily the best original RPG on the GBA", and the "new ruler in the GBA RPG realm". Advance compared the game to the Pokémon series, and considered its graphics "luscious" and sound "incredible [and] cinematic". Despite describing its plot as "Cliche City", the magazine hailed the game as "the best handheld role-player ever".
In 2001, Golden Sun was a nominee in GameSpot's annual "Best Game Boy Advance Game" and, among console games, "Best Role-Playing Game" award categories. Golden Sun was ranked 94 on IGN's Readers Choice Top 100 games ever. In 2007, it was named 24th best Game Boy Advance game in IGN's feature reflecting on the Game Boy Advance's long lifespan; the website also named it Game of the Month for April 2003 because it had "amazing graphics and sound presentation, as well as a quest that lasts for more than thirty hours." During the 5th Annual Interactive Achievement Awards, the Academy of Interactive Arts & Sciences nominated Golden Sun for the "Hand-Held Game of the Year" and "Console Role-Playing" awards. It was rated the 31st best game made on a Nintendo system in Nintendo Power'''s Top 200 Games list. In 2023, Time Extension included the game on their "Best JRPGs of All Time" list.
Golden Sun sold 740,000 copies in the United States and 338,000 in Japan. It was followed by Golden Sun: The Lost Age in 2002, and Golden Sun: Dark Dawn in 2010. Golden Sun'' was re-released for the Virtual Console via the Wii U eShop in April 2014, and will be released on the Nintendo Switch Online + Expansion Pack in 2023.
|
423,676 |
Dominik Hašek
| 1,171,288,573 |
Czech ice hockey player
|
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"1965 births",
"Buffalo Sabres players",
"Chicago Blackhawks draft picks",
"Chicago Blackhawks players",
"Czech expatriate ice hockey players in Canada",
"Czech expatriate ice hockey players in Russia",
"Czech expatriate ice hockey players in the United States",
"Czech ice hockey goaltenders",
"Czechoslovak expatriate ice hockey people",
"Czechoslovak expatriate sportspeople in the United States",
"Czechoslovak ice hockey goaltenders",
"Detroit Red Wings players",
"HC Dukla Jihlava players",
"HC Dynamo Pardubice players",
"HC Spartak Moscow players",
"Hart Memorial Trophy winners",
"Hockey Hall of Fame inductees",
"IIHF Hall of Fame inductees",
"Ice hockey people from Pardubice",
"Ice hockey players at the 1988 Winter Olympics",
"Ice hockey players at the 1998 Winter Olympics",
"Ice hockey players at the 2002 Winter Olympics",
"Ice hockey players at the 2006 Winter Olympics",
"Indianapolis Ice players",
"Lester B. Pearson Award winners",
"Living people",
"Medalists at the 1998 Winter Olympics",
"Medalists at the 2006 Winter Olympics",
"National Hockey League All-Stars",
"National Hockey League players with retired numbers",
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"Olympic gold medalists for the Czech Republic",
"Olympic ice hockey players for Czechoslovakia",
"Olympic ice hockey players for the Czech Republic",
"Olympic medalists in ice hockey",
"Ottawa Senators players",
"Recipients of Medal of Merit (Czech Republic)",
"Stanley Cup champions",
"Vezina Trophy winners",
"William M. Jennings Trophy winners"
] |
Dominik Hašek (, ; born January 29, 1965) is a Czech former ice hockey goaltender who mostly played for the Buffalo Sabres of the National Hockey League (NHL). Widely regarded as one of the best goaltenders of all time, Hašek also played for the Chicago Blackhawks, Detroit Red Wings, and Ottawa Senators in his 16-season National Hockey League (NHL) career before finishing his career in Europe. While in Buffalo, he became one of the league's finest goaltenders, earning him the nickname "The Dominator". His strong play has been credited with establishing European goaltenders in a league previously dominated by North Americans. He is a two-time Stanley Cup champion, both with the Red Wings.
Hašek was one of the league's most successful goaltenders of the 1990s and early 2000s. From 1993 to 2001, he won six Vezina Trophies, the most under the award's current system of voting for the best individual goalie. In 1998 he won his second consecutive Hart Memorial Trophy, becoming the first goaltender to win the award multiple times. During the 1998 Winter Olympics in Nagano, Japan, he led the Czech national ice hockey team to its first and only Olympic gold medal. The feat made him a popular figure in his home country and prompted hockey legend Wayne Gretzky to call him "the best player in the game". While with the Red Wings in 2002, Hašek became the first European-trained starting goaltender to win the Stanley Cup. In the process, he set a record for shutouts in a postseason year.
Hašek was considered an unorthodox goaltender, with a distinct style that labeled him a "flopper". He was best known for his concentration, foot speed, flexibility, and unconventional saves, such as covering the puck with his blocker rather than his trapper. Hašek holds the highest career save percentage of all time (0.9223) and is seventh in goals against average (first in the modern era) (2.202), and the third-highest single-season save percentage (0.9366 in 1998–99). The record was broken by Tim Thomas in the 2010–11 season and again in the 2011–12 season by Brian Elliott, who now holds the record at .940. Hašek is the only goalie to face the most shots per 60 minutes and have the highest save percentage in one season. He did it twice while with the Sabres (1996 and 1998).
At the time of his retirement, he was the oldest active goalie in the NHL at 43, and the second-oldest active player in the league after Red Wings teammate Chris Chelios, who was 46. Hašek announced his retirement on June 9, 2008, but on April 21, 2009, he announced a comeback to professional hockey and signed a contract with HC Pardubice of the Czech Extraliga. On June 7, 2010, he signed with Spartak Moscow of the KHL and played the last season of his career with this team. Hašek announced his retirement on October 9, 2012. Hašek was inducted into the Hockey Hall of Fame on November 17, 2014. He is also a member of the Czech Ice Hockey Hall of Fame and the IIHF Hall of Fame. His number was retired by the Sabres and HC Pardubice. In 2017, he was named one of the '100 Greatest NHL Players' in history.
## Early life
Hašek started playing hockey at the age of six in his native Czechoslovakia. As he explains:
> They held a tryout for 5-year-old boys and my father took me there. I didn't even have real skates. I had those blades that you screwed onto the soles of your shoes, but I was tall, and the 9-year-olds didn't have a goalie, so they put me in with them and that's where I fell in love with the game of hockey.
In 1980, Hašek joined the top hockey league in the country, the Czechoslovak Extraliga, with his hometown team, HC Pardubice. He became the youngest hockey player in history to play at the professional level at age 16. He helped to win two league titles in 1987 and 1989. The next year, he was conscripted in the Czechoslovak Army and played for an army team Dukla Jihlava. After making his mark and eventually playing for the Czechoslovak national team, Hašek entered the NHL draft and was drafted by the Chicago Blackhawks in 1983. At the time, NHL teams were wary of drafting players from behind the Iron Curtain who were often barred from playing in NHL by their countries. Consequently, Hašek was picked in the 10th round (199th overall) and was the seventeenth goalie selected. Hašek did not even know he had been drafted until several months later.
Hasek played on the Czechoslovakia team in the 1988 Winter Olympics where the team earned a sixth place finish.
Until 1990, Hašek played in his native Czechoslovakia for HC Pardubice and Dukla Jihlava. He won the Golden Hockey Stick, given to the most valuable player in the Extraliga, in 1987, 1989 and 1990. He was named the Extraliga's Goaltender of the Year for four consecutive years from 1986 through 1990. His American career began with the Indianapolis Ice of the International Hockey League (IHL), where he played parts of two seasons. His NHL debut with the Blackhawks finally came in the 1990–91 season, seven years after the 1983 NHL Entry Draft.
## NHL career
### Chicago Blackhawks (1990–1992)
In Chicago, Hašek spent time as the backup to Ed Belfour, and played only 25 games over two seasons with the Blackhawks, splitting time between the Blackhawks and the Indianapolis Ice of the IHL. On November 6, 1990, wearing the number 34 (31 was worn by backup goaltender Jacques Cloutier that year), Hašek made his first NHL start in a 1–1 tie against the Hartford Whalers. His first victory came on March 8, 1991, by a score of 5–3 over the Buffalo Sabres, and on January 9, 1992, he recorded his first shutout in a 2–0 win against the Toronto Maple Leafs. During this time with the Blackhawks, his goaltending coach was Vladislav Tretiak, who was selected in the 1983 draft but was barred from playing in the NHL by the Soviet government. Hašek appeared in game 4 of the 1992 Stanley Cup Finals against the Pittsburgh Penguins, after Belfour allowed two goals on four shots in the opening 6:33, and had 21 saves. Although the Penguins won and clinched the Stanley Cup, Hašek's performance attracted the attention of the Sabres, who had considered trading for him earlier that season.
### Buffalo Sabres (1992–2001)
After the Stanley Cup Finals appearance, Chicago decided to stay with Belfour and Jimmy Waite. Hašek was traded to the Buffalo Sabres for goalie Stéphane Beauregard and future considerations, which later materialized into a draft pick used to obtain Éric Dazé. In Buffalo, wearing number 39, he was initially the backup goaltender, playing behind Grant Fuhr. When Fuhr was injured partway through the 1993–94 season, Hašek was elevated to starter and soon developed into a top-tier goaltender. In 1994, he won his first Vezina Trophy, was runner-up for the Hart Memorial Trophy and shared the William M. Jennings Trophy with Fuhr. Hašek played 58 games with a league-best 1.95 goals against average (GAA), seven shutouts, and a .930 save percentage. He followed this feat by again winning the Vezina Trophy and again placing as a Hart finalist in 1994–95.
Hašek's success in the 1996–97 season was overshadowed by a conflict with then-head coach Ted Nolan. The conflict created a tense, clique-like atmosphere in the Sabres' clubhouse. In game three of the first round series against the Ottawa Senators, Hašek removed himself in the second period and was replaced by Steve Shields. Hašek suffered a mild sprain of his right MCL, and the team doctor pronounced him day-to-day. However, the media and some teammates speculated Hašek was using his injury to bail out on the team. One such individual was Buffalo News columnist Jim Kelley, who wrote a column which detailed Hašek's injury and his conflict with Nolan, and questioned the goaltender's mental toughness. When Kelley approached Hašek for an interview after a loss in game five of the best-of-seven series, Hašek attacked the journalist and received a three-game suspension and a \$10,000 (US) fine as a result of the incident. With Steve Shields in goal, the Sabres fought back against the Senators and took the series in seven games. However, Hašek did not play in the five-game loss in the following series against the Philadelphia Flyers.
Though General Manager John Muckler was named "Executive of the Year", he was fired for his constant feuding with Nolan. Hašek, who sided with Muckler, stated in an interview during the 1997 NHL Awards Ceremony that the team would benefit from replacing Nolan. Despite winning the Jack Adams Award as top coach and being popular with the Sabres fanbase, Nolan was only offered a one-year contract extension by replacement GM Darcy Regier. He rejected this under the grounds that it was too short, and decided to part ways with the franchise. This upset many fans, who blamed Nolan's departure on Hašek's alleged attempt to rid him. For the first six weeks of the next season he was booed so vigorously that arena workers would play tapes of a crowd cheering to help balance it out. As the season progressed, the booing of Hašek ceased, as he posted a league-record seven shutouts in December and continued to play at an elite level. He won the Vezina Trophy again, as well as the Lester B. Pearson Award and the Hart Trophy for league MVP. He became one of the few goaltenders in NHL history to win the Hart, alongside Jacques Plante, Carey Price, Chuck Rayner, Al Rollins, José Théodore and Roy Worters.
Hašek played a career-high 72 games in the 1997–98 season, and set a team record with 13 shutouts. Six of these shutouts came in December, which tied the all-time NHL record for most in one month. He again won the Lester B. Pearson Award, the Hart Trophy, and the Vezina Trophy, becoming the first goalie in NHL history to win the Hart twice. He donated the \$10,000 prize money after winning the Pearson Award in 1998 to the Variety Club of Buffalo. In the off-season he signed a three-year, \$26 million deal, securing the highest goaltender salary contract at that time.
In 1998–99, Hašek averaged a career-best 1.87 GAA and .937 save percentage, capturing him his third consecutive Vezina, and fifth overall. He was also a finalist for the Hart and Pearson trophies. Though the Sabres did not have a stellar regular season and finished with the seventh seed in the Eastern Conference, they defeated the Ottawa Senators, Boston Bruins and Toronto Maple Leafs in the playoffs en route to a best-of-seven Stanley Cup Finals against the Presidents' Trophy-winning Dallas Stars. The Sabres eventually lost the series four games to two, with the decisive sixth game being one of the longest Stanley Cup playoff games in NHL history. Hašek and Ed Belfour made 50 and 53 saves, respectively, in a sudden-death triple-overtime duel that only ended when Brett Hull scored a controversial Cup-winning goal with his skate in the goal crease.
The goal was not reviewed immediately, so officials did not notice Hull's skate in the crease until minutes later. After video reviews showed Hull's position, the goal was still upheld, leaving the Sabres infuriated. Hašek commented, "Maybe [the video goal judge] was in the bathroom. Maybe he was sleeping. Maybe he doesn't know the rule." The following season, NHL commissioner Gary Bettman announced that video replays would no longer be used to judge if players are in the crease or not, and that it would be a judgment call by the officiating crew. After the season ended, Hašek contemplated retirement because of a combination of injuries and a desire to become more involved in his family life. The announcement stunned many of his teammates, particularly Michael Peca and Jason Woolley.
In the 1999–2000 season, Hašek was hampered by a nagging groin injury. He missed forty games and failed to win a major NHL award for the first time in several years. Though he healed in time for the playoffs, the Sabres were eliminated in the first round in five games by the Flyers. In 2000–01—his final season with Buffalo—Hašek set a modern era record by collecting his sixth Vezina Trophy. He also won his second William M. Jennings Trophy. The Sabres played Philadelphia in the first round of the playoffs again, where Hašek outplayed his 1998 Olympic back-up Roman Čechmánek. In the clinching sixth game, Hašek recorded a shutout against the Flyers. In the second round, the Sabres played a seven-game series against Mario Lemieux's Penguins, which culminated with the Penguins winning the final game in overtime.
### First tenure with the Detroit Red Wings (2001–2002; 2003–2004)
Before the start of the next season, Hašek was traded to the Detroit Red Wings in an attempt to lower the Sabres' payroll and to send Hašek to a more competitive team. He was dealt for Vyacheslav Kozlov, a first-round selection in the 2002 NHL Entry Draft and future considerations, which eventually became the draft pick of Jim Slater. During his first season with Detroit, Hašek posted a career-high 41 wins with just 15 losses, helping the Red Wings earn the President's Trophy with the league's best record. In the playoffs, he led the Wings past the Vancouver Canucks, the St. Louis Blues, the Colorado Avalanche and eventually the Carolina Hurricanes in the finals to win the Stanley Cup. During the Conference Finals against Colorado, he became the first goalie to be awarded an assist on an overtime game-winning goal in the post-season after passing the puck to Wings captain Steve Yzerman, who then assisted Fredrik Olausson in scoring the final goal of the third game of that series. He also set a record for most shutouts in a post-season with six, broken the year after by Martin Brodeur with seven.
That summer, Hašek officially announced his retirement so that he could spend time with his family and other hobbies. However, after Detroit's first-round loss to the Mighty Ducks of Anaheim in the following season, he expressed his desire to play again. This created a difficult situation for the Red Wings, who had two years left on Curtis Joseph's three-year \$24 million contract, which had a no-trade clause. Detroit was also under pressure knowing that the rival Avalanche would be looking for a goalie to replace Patrick Roy after his retirement. With Manny Legace also on the Wings' roster, Detroit now had three potential starting goalies.
In the 2003–04 season Hašek injured his groin after playing just 14 games. On January 9, he and the team agreed he should rest his injury for two to four weeks. Hašek privately told general manager Ken Holland that he would not accept any pay while he was injured. On February 10, he announced that he was not going to continue to play that season, surprising the Red Wings management. He eventually revealed that he refused about \$3 million of his \$6 million salary. In April 2004, he underwent groin surgery in Prague, and returned to his hometown of Pardubice to recuperate.
### Ottawa Senators (2005–2006)
After his contract with the Red Wings expired, Hašek announced his intention to play for a Stanley Cup contender, and specifically named the Ottawa Senators as a possibility. On July 6, 2004, after trading Patrick Lalime to the St. Louis Blues, the Senators signed Hašek to a one-year deal.
During the 2004–05 NHL lockout, Hašek toured with the Primus Worldstars. Similar to the tour Wayne Gretzky and IMG formed during the 1994–95 NHL lockout, the Primus Worldstars Tour ran December 7–23, playing in seven different countries (Riga, Latvia; Moscow and St Petersburg, Russia; Bratislava, Slovakia; Bern, Switzerland; Karlstad, Jönköping and Linköping, Sweden; Oslo, Norway; Katowice, Poland) in ten scheduled games. The tour competed against all-star teams or club teams of each country.
Hašek played increasingly well for the Senators up until the 2006 Winter Olympics in Turin. During the season, he reached 300 career wins, and his GAA and save percentage were the second-best in the league. Upon departure to Turin, Hašek's equipment was accidentally left behind in Ottawa. This caused Hašek to miss a number of practices with the Czech national team. At the Winter Olympics, he injured his right adductor muscle while making a save in the first qualifying match against Germany, forcing him to leave the game after only 9 minutes and 25 seconds. Hašek's injury caused him to miss the rest of the regular season and post-season, despite several rumours that he would return in time for the playoffs. He said that if he were to be re-signed, he would play for a base salary of \$500,000 with bonuses.
After the Senators were eliminated in the second round, they opted not to re-sign Hašek.
### Return to the Red Wings (2006–2008)
On July 31, 2006, at the age of 41, Hašek joined the Red Wings for the second time. He signed a one-year \$750,000 US contract, with added bonuses if the team succeeded in the playoffs. He posted 38 wins and a 2.05 GAA while leading the Red Wings to the number one seed in the Western Conference. He also broke his own personal record by going 181 minutes and 17 seconds without allowing a goal. Midway through the regular season, the team announced that to avoid injury and preserve Hašek for the playoffs, he would not play on consecutive nights. He played his first consecutive nights of the season on April 21 and 22 against the Calgary Flames in games 5 and 6 of the Western Conference Quarterfinals. Hašek won both games, clinching the series for Detroit. In the next round against the San Jose Sharks, the Red Wings were on the road and down two games to one, but Hašek held the Sharks to three goals in the next three games. His 28-save shutout in game six was his 13th in postseason play and sent the Red Wings to the Western Conference finals against the Anaheim Ducks. However, Hašek and the Red Wings lost in six games to the Ducks, who eventually defeated the Ottawa Senators for the Stanley Cup.
Hašek contemplated retirement in the 2007 offseason, but on July 5, 2007, he signed a one-year contract with Detroit worth \$2 million with up to \$2 million in bonuses, reportedly turning down \$5 million for salary cap room for the rest of the Red Wings' roster.
During the 2007–08 season, Hašek was replaced by backup Chris Osgood, who had originally been waived by the Red Wings to make way for Hašek before the 2001–02 season. When Hašek recovered and got back into his stride, Detroit chose to alternate goaltenders in tandem instead of designating either as the backup. Detroit head coach Mike Babcock announced that Hašek was to start in the 2008 playoffs. Through the first two games against the Nashville Predators, the Red Wings were victorious, but after a lackluster performance in the next two, Osgood was in goal for the remainder of the playoffs. Despite expressing disappointment at losing his starting position, Hašek maintained his professionalism in practice and continued to support his teammates, with Darren McCarty citing a close relationship between Hašek and Osgood. Eventually the Red Wings beat the Penguins in six games for the Stanley Cup.
On June 9, 2008, Hašek announced his retirement from the NHL, only five days after winning his second Stanley Cup with the Red Wings, saying he lacked the motivation for another year in the NHL. With Osgood, the two were awarded the William M. Jennings Trophy for fewest goals against on a team in the season.
## Final years in Europe and retirement
In April 2009, Hašek once again came out of retirement and signed a one-year contract with HC Moeller Pardubice, the club where he started his long career. In the 2009–10 season he led his team to win the Czech league title. Hašek had three shutouts in the playoffs, one in the finals, while his Pardubice lost just one game in the playoffs before claiming 12 consecutive wins. For the 2010–11 hockey season, Hašek signed a one-year contract with HC Spartak Moscow.
On May 15, 2012, Czech website hokej.cz reported that Hašek had discussed playing for Piráti Chomutov after their promotion to the Czech Extraliga. On May 25, 2012, Czech sport website Deniksport reported that Hašek was considering a return to the NHL, possibly with the Red Wings or Tampa Bay Lightning. However, the start of the 2012–13 NHL season was delayed due to the 2012–13 NHL lockout and Hašek announced his retirement on October 9, 2012.
The Sabres retired Hašek's \#39 jersey prior to a January 13, 2015 game against the Red Wings, making Hašek's number the seventh to be retired in Sabres history. In a ceremony held on January 27, 2017, during the All-Star Weekend in Los Angeles, Hašek was named one of the '100 Greatest NHL Players' in history.
## International play
Hašek's most memorable international performance came in the 1998 Winter Olympics, where he led the Czech national team to the gold medal. He allowed six goals in total, with only two of them coming in the medal round. Against Team Canada in the semifinals, Hašek stopped Theoren Fleury, Ray Bourque, Joe Nieuwendyk, Eric Lindros and Brendan Shanahan in a dramatic shootout win. He then shut out the Russian team 1–0 in the final game, stopping 20 shots. He was later announced as the best goaltender in the Olympics. After he won the gold, he was quoted as saying:
> "When the game ended, I just threw my stick. I was so happy. When I saw the flag go up, I saw my whole career flash before my eyes from the first time my parents took me to a game until now."
His play made him one of the most popular figures in the Czech Republic, so much so that residents chanted "Hašek to the castle!" in the streets, referring to the Prague Castle, the seat of the President of the Czech Republic. In response to this, Hašek called the president Václav Havel and jokingly told him that his job was not in jeopardy. He also helped to inspire an opera (titled Nagano) about the Czech team's gold medal victory, and in 2003, Petr Pravec and Lenka Šarounová named an asteroid (8217 Dominikhašek) in his honour.
In the 2006 Winter Olympics in Turin, Italy, Hašek played for just nine minutes and twenty-five seconds, until he injured his right adductor muscle. Despite his absence, the Czechs managed to earn the bronze medal with backup goaltender Tomáš Vokoun, which Hašek received as well.
## Style of play
Hašek had an unorthodox goaltending style. He was extraordinarily flexible and was jokingly described in a MasterCard commercial as having "a Slinky for a spine". In order to cover the bottom of the net, where most goals are scored, Hašek dropped down on almost every shot. His "flopping" style was derived from him flailing in the crease, using every part of his body, including his head, to stop the puck. Hašek occasionally dropped his stick and covered the puck with his stick hand, whereas most goaltenders would use the glove hand instead. In response to the speculation he received from his style, Hašek explained:
> They say I am unorthodox, I flop around the ice like some kind of fish. I say, who cares as long as I stop the puck?
Hašek's unique style attracted fans to games. Because of his flexibility, Hašek could make difficult saves that other goalies could not—an opposing coach once referred to them as "miracle saves". These types of saves include toe-stops and a maneuver known as the "Hašek roll". Hašek was also known for his strict regimen of conditioning. During the off-season between May and September 2006, he lost a considerable amount of weight to increase his flexibility. Hašek was one of the last goaltenders to wear a helmet-and-cage combo rather than a contemporary hybrid goalie mask. The last few included his former teammate Chris Osgood, who left the NHL three years after Hašek, Tim Thomas of the Boston Bruins and Rick DiPietro actually borrowed one of Osgood's helmets for a short time with the New York Islanders while he recovered from a facial injury.
## Personal life
Hašek and his former wife Alena have a son named Michael (born 1990) and a daughter named Dominika (born 1995). Dominika is the lead singer of the electro-pop band We Are Domi, which represented the Czech Republic in the Eurovision Song Contest 2022, finishing in 22nd place. In November 2012 Hašek announced his divorce after 23 years of marriage. He divides much of his free time playing squash and inline hockey, where he plays defense. When he was younger, Hašek played competitive football as a midfielder, and was a junior tennis champion in Eastern Bohemia. His brother Martin is also a competitive athlete and played for the Czech Republic football team AC Sparta Prague before retiring and eventually deciding to coach. Hobby-wise, Hašek claims that he has been a fan of professional wrestling since his Buffalo days, and says that he mostly follows his favorite wrestlers, Stone Cold Steve Austin and Don "The Rock" Muraco.
Because of his formal education, Hašek stands out among Czech sportsmen. He earned a university degree after studying history and the Czech language in the Faculty of Education at the University of Hradec Králové, which qualified him to be a teacher, and led him to teach high school classes. Hašek also had a brand of sportswear named Dominator Clothing, which was launched shortly after the Nagano Olympics in 1998. It also had two locations in Michigan for a short time. However, sales were low, and the Dominator brand was forced out of business in 2008. In May 2001, Hašek founded the Dominik Hašek Youth Hockey League/Hašek's Heroes, and donated over \$1 million to help underprivileged children in Buffalo play hockey. He organized a charity hockey game in Prague in 1998, and donated the profits to hospitals in the Czech Republic.
Hašek was known to appreciate humor to keep team spirits up, and often jokes about his resemblance to Cosmo Kramer of Seinfeld. In the late 1990s, he was featured in a MasterCard commercial that praised his flexibility. On November 26, 2006, Mark Parisi's comic panel off the mark featured a comic about Hašek's childhood.
Throughout his long career, Hašek was represented by agent Ritch Winter.
### Inline hockey game incident
During an inline hockey game on May 18, 2003, Hašek was accused of assaulting another player. He was playing as a defender for Bonfire Střída when he crosschecked Martin Šíla. The prosecutor in the case, Lenka Strnadová, ruled two months later that there was no evidence that Hašek intended bodily harm and recommended the case be treated as a misdemeanor, punishable only by fine (US\$95 maximum), rather than a felony where jail time would have been possible. Hašek's lawyer Pavel Jelínek announced in a statement that media reports about the incident were exaggerated, with Šíla not having sustained any documented injuries. In October 2003, the country's top prosecutor overruled Strnadová, saying her ruling was unlawful because the case had not been properly investigated. The Pardubice prosecutor's office then investigated the case again, and reached the same decision as Strnadová.
## Legacy
### Milestones
Hašek earned his 300th National Hockey League win on October 15, 2005, in a 5–1 home victory with the Ottawa Senators over the Boston Bruins. He stopped 34 of 35 shots and was holding a shutout until Bruins forward Pat Leahy jammed a loose puck under him three minutes into the third period. He became the twenty-second goaltender to reach the milestone. He is the oldest goaltender in NHL history to post a 30-win season, and in 1997, he became the second goaltender to win the Lester B. Pearson Award for most outstanding player in the league (Mike Liut won the Lester B. Pearson Trophy as the league's MVP as determined by his peers in 1981). He is also the only goaltender to win the Hart Trophy twice for most valuable player, and was only one Vezina Trophy away from tying Jacques Plante's record of seven.
### Records
In nine seasons with the Buffalo Sabres, Hašek acquired over 25 franchise records, including most all-time games played, wins, shutouts and lowest goals against average. He also holds the Sabres' record for most shutouts in a single season with 13 in 1997–98, and lowest goals against average in a single season with a total of 1.87 in 1998–99. During the Detroit Red Wings' championship run in 2002, Hašek set franchise records for most games played, minutes played, wins and shutouts in a playoff year. He holds several notable NHL records:
One of the most impressive single-game performances by any player in NHL history came on April 27, 1994. Hašek made 70 saves in a four-overtime shutout. The opposing goalie was Martin Brodeur, then a rookie, who made 49 saves before being beaten by Dave Hannan and the Sabres beat New Jersey 1–0, which helped the Sabres to tie the series 3–3 in the first round of the Stanley Cup playoffs. Hašek's 70 saves set a record, which still stands, for the most saves in a game without allowing a goal.
## Career statistics
<sub>Bolded numbers indicate season leader</sub>
### Regular season and playoffs
### International
Bolded numbers indicate tournament leader
Sources:
## Awards
### NHL
### Nominations
### Czechoslovak and Czech awards
### International
## Transactions
- June 8, 1983 – Drafted by Chicago in the 10th round, 199th overall
- August 7, 1992 – Traded to Buffalo for Stephane Beauregard and a fourth-round pick (Éric Dazé)
- March 19, 1998 – Agreed with Buffalo on a three-year, twenty-six million dollar contract
- June 30, 2001 – Traded to Detroit for Vyacheslav Kozlov, a first-round pick in 2002 (Daniel Paille) and future considerations
- June 25, 2002 – Announced retirement from professional hockey
- July 8, 2003 – Returned to Detroit as an active player
- July 6, 2004 – Signed as a free agent by Ottawa
- July 27, 2005 – Contract option exercised by Ottawa for 2005–06 season
- July 31, 2006 – Signed as a free agent by Detroit
- July 5, 2007 – Signed as a free agent by Detroit
- June 9, 2008 – Again announced retirement from professional hockey
- April 21, 2009 – Signed as a free agent by HC Pardubice of the Czech Extraliga
- June 7, 2010 – Signed as a free agent by Spartak Moscow of the KHL
- October 9, 2012 – Announced retirement from professional hockey for the third time.
## See also
- List of NHL statistical leaders
|
44,120,996 |
Hurricane Fay
| 1,173,600,805 |
Category 1 Atlantic hurricane in 2014
|
[
"2014 Atlantic hurricane season",
"Category 1 Atlantic hurricanes",
"Hurricanes in Bermuda",
"Tropical cyclones in 2014"
] |
Hurricane Fay was the first hurricane to make landfall on Bermuda since Emily in 1987. The sixth named storm and fifth hurricane of the 2014 Atlantic hurricane season, Fay evolved from a broad disturbance several hundred miles northeast of the Lesser Antilles on October 10. Initially a subtropical cyclone with an expansive wind field and asymmetrical cloud field, the storm gradually attained tropical characteristics as it turned north, transitioning into a tropical storm early on October 11.
Despite being plagued by disruptive wind shear for most of its lifetime, Tropical Storm Fay steadily intensified. Veering toward the east, Fay briefly achieved Category 1 hurricane status while making landfall on Bermuda early on October 12. Wind shear eventually took its toll on Fay, causing the hurricane to weaken to a tropical storm later that day and degenerate into an open trough early on October 13.
A few tropical cyclone warnings and watches were issued in anticipation of Fay's impact on Bermuda. Despite its modest strength, Fay produced extensive damage on Bermuda. Winds gusting over 100 mph (155 km/h) clogged roadways with downed trees and utility poles, and left a majority of the island's electric customers without power. The terminal building at L.F. Wade International Airport was flooded after the storm damaged its roof and sprinkler system. Along the coast, the storm unmoored and destroyed numerous boats. Immediately after the hurricane, 200 Bermuda Regiment soldiers were called to clear debris and assist in initial damage repairs. Cleanup efforts overlapped with preparations for the approach of the stronger Hurricane Gonzalo, which struck the island less than six days later and compounded the damage. Fay and Gonzalo marked the first recorded instance of two Bermuda hurricane landfalls in one season.
## Meteorological history
Hurricane Fay originated in a disturbance calved from a mid- to upper-level trough over the east-central Atlantic. On October 7, a broad region of showers and thunderstorms formed around it, possibly enhanced by moisture from a tropical wave to the south. Tracking westward, the energy coalesced into an upper-level cold-core low on the following day, and an associated trough formed at the surface. Southwesterly wind shear initially hindered development, but as the system became more vertically aligned on October 9, the hostile winds calmed. In turn, a curved banding feature was able to take form. Early on October 10, satellite imagery indicated that the center of circulation had become better-defined, with a swath of deep convection to the north and west of the low. It became a subtropical storm at 06:00 UTC on October 10, though it was not named "Fay" until later that day, after initially being classified Subtropical Depression Seven. Its involvement with the upper-level low and wide radius of maximum winds precluded designation as a fully tropical cyclone.
Immediately after forming, the storm moved northwestward around the periphery of a ridge of high pressure in the central Atlantic. As Fay moved away from its parent upper low, wind shear once again increased. The National Hurricane Center originally expected the cyclone to remain weak, but Fay began organizing more quickly than anticipated. Relatively strong winds sampled by a Hurricane Hunters aircraft necessitated a special off-hour advisory to raise the cyclone's intensity estimate. The storm started to acquire characteristics of a fully tropical system, and despite strong southerly wind shear preventing thunderstorms from developing near the center, Fay's wind speeds steadily increased. Upper-level air divergence from the nearby non-tropical low may have contributed to the storm's resilience. After convection became more symmetrical and the wind field contracted, Fay transitioned into a tropical storm at 06:00 UTC on October 11. At the same time, the system turned toward the north around the central Atlantic ridge, soon gaining an easterly component to its movement. Fay remained heavily sheared, with the deepest convection still displaced from the center.
Forecasters originally believed Fay to have only briefly been a hurricane, but post-season reanalysis revealed that the system had actually strengthened into a Category 1 hurricane by early on October 12 and maintained that strength for 12 hours. The upgrade was confirmed by buoy and land observations and weather radar data. At 08:10 UTC, the cyclone made landfall on Bermuda with maximum sustained winds of 80 mph (130 km/h), the hurricane's peak intensity. Fay was the first hurricane to make landfall on the island since Emily in 1987. Its satellite presentation improved as a mid-level eye feature formed, though the system remained lopsided. Fay then accelerated toward the east-northeast ahead of a shortwave trough to the north, which also acted to further enhance shear in the area. The hurricane finally succumbed to the persistent wind shear when the low-level center decoupled from the mid-level low and became elongated. By the early morning hours of October 13, Fay started transitioning into an extratropical cyclone as it entered a baroclinic environment and ingested colder, drier air. The circulation rapidly deteriorated; consequently, the NHC issued its last operational advisory on the system at 21:00 UTC on October 12. Early the following day, the storm degenerated into an open trough, ending its existence as a tropical cyclone. Shortly after, the system became reestablished as a frontal cyclone, which lost its definition over the northeastern Atlantic on October 15.
## Preparations and impact
In advance of Fay, a tropical storm watch was issued on October 10 and upgraded to a tropical storm warning the next day. Additionally, in response to the storm's unexpected strengthening, a hurricane watch was posted at 21:00 UTC on October 11. As it was a Sunday, all public schools on the island were closed. Bus and ferry services were canceled, and two cruise ships delayed their arrival into port to avoid the cyclone.
Fay produced unexpectedly strong winds across Bermuda, especially over western and southern parts of the territory. L.F. Wade International Airport reported 10-minute sustained winds of 61 mph (98 km/h), with gusts to 82 mph (132 km/h). Several stations at higher elevations recorded gusts in excess of 115 mph (185 km/h), reaching 123 mph (198 km/h) at Commissioner's Point, about 150 ft (46 m) above sea level. The most intense winds occurred in a relatively quick burst on the backside of the storm, within a large band of thunderstorms that affected the island a couple hours after the official landfall. Local radar imagery indicated possible tornadic activity coinciding with the period of most damaging winds, though this could also have been an artifact of radar velocity folding. A gauge at St. George's recorded a 1.78 ft (0.54 m) storm surge, though higher water rises may have affected the southern and western sides of the island. Rainfall unofficially amounted to 3.70 in (94 mm) as reported by a member of the public, and the airport recorded 1.87 in (47 mm) of rain, though the observing equipment was compromised in both cases.
The hurricane brought down thousands of trees and tree limbs, making streets impassable. The winds also toppled utility poles and inflicted roof damage on buildings. Over 27,000 of the Bermuda Electric Light Company's 36,000 customers lost power at the height of the storm. Several roads, including Front Street in Hamilton, were flooded. Many boats up to 60 ft (18 m) in length broke free from their moorings and were damaged or destroyed upon being driven aground. Hamilton city parks sustained considerable damage, and were closed due to safety hazards. The combined effects of Fay and Gonzalo forced the Botanical Gardens and Arboretum to stay closed until mid-November, while cleanup of vegetation damage was underway.
Fay damaged the roof of the airport's terminal building, causing the sprinkler system to malfunction and inundate parts of the structure with water; the resultant flooding crippled computer systems crucial to processing passenger information. The airport's radar was also impacted by the storm. In response to the damage, the airport was closed to all flights, though it quickly reopened to emergency diversions and non-commercial flights. Including subsequent damage from Gonzalo, about \$2 million was spent on airport repairs, and the storms were later cited as evidence of the need for a newer terminal in a more protected location.
Overall, the cyclone's effects were greater than anticipated, with destruction at least partially facilitated by saturated soils from nearly 14 inches (360 mm) of rain in August and above-normal precipitation in September. Farmers reported that much of their autumn and winter crops had been lost, along with a few head of livestock. Fay and Gonzalo had a significant cumulative impact on Bermuda's agriculture and fishing industries, contributing to a slight GDP decline. By about a week after Fay's landfall, a local insurance company had received nearly 400 claims resulting from the storm, accounting for \$3.8 million in damage. However, with several insurers on the island, the actual damage total was likely much higher; in a report to the World Meteorological Organization, the Bermuda Weather Service speculated that all insurance claims from Fay totaled "tens of millions of dollars". Ten people suffered minor storm-related injuries, but no fatalities were attributed to the storm.
## Aftermath
Cleanup efforts after the storm were hastened as Hurricane Gonzalo approached from the south, amid concerns that strewn debris from Fay could become airborne and exacerbate future destruction. The unanticipated heavy damage from Fay prompted residents to prepare more thoroughly for Gonzalo, as evidenced by stores reporting an influx of customers purchasing emergency supplies. Two hundred Bermuda Regiment soldiers helped clear debris and began repairing structural damage. On October 13, crews of soldiers put tarpaulins on 30 homes with roof damage, as well as distributing another 150 tarps to homeowners.
Early on October 16, the Bermuda Electric Light Company (BELCO) switched its focus from service restoration after Fay to preparations for the onslaught of Gonzalo, leaving about 1,500 households without power. The remaining affected customers were asked to refrain from calling in to report outages, as further repairs would not be attempted before Gonzalo's passage unless "an easy fix can be made [and] resources are available". With the same 1,500 customers still without electricity by October 23, BELCO tasked several crews with restoring the residual Fay outages on a priority basis, aided by Caribbean Electric Utility Services Corporation linemen who arrived in the aftermath of Gonzalo. Following the two hurricanes, service was not completely restored to the island until November 3; BELCO ultimately spent \$2.9 million on system repairs, having replaced 228 utility poles and over 4 mi (6.5 km) of wire.
## See also
- List of Bermuda hurricanes
- Hurricane Karen (2001) – Also impacted Bermuda
- Hurricane Fabian (2003) – Most destructive hurricane in the history of Bermuda
- Hurricanes Paulette and Teddy (2020) – Two hurricanes that also impacted Bermuda within a week of each other
|
153,664 |
Hubert Walter
| 1,168,630,325 |
12th-century English Chancellor, Justiciar, and Archbishop of Canterbury
|
[
"1160 births",
"1205 deaths",
"12th-century English Roman Catholic archbishops",
"13th-century English Roman Catholic archbishops",
"Anglo-Normans",
"Archbishops of Canterbury",
"Bishops of Salisbury",
"Burials at Canterbury Cathedral",
"Butler dynasty",
"Christians of the Third Crusade",
"Coroner's courts",
"Deans of York",
"Justiciars of England",
"Lord chancellors of England",
"Year of birth uncertain"
] |
Hubert Walter (c. 1160 – 13 July 1205) was an influential royal adviser in the late twelfth and early thirteenth centuries in the positions of Chief Justiciar of England, Archbishop of Canterbury, and Lord Chancellor. As chancellor, Walter began the keeping of the Charter Roll, a record of all charters issued by the chancery. Walter was not noted for his holiness in life or learning, but historians have judged him one of the most outstanding government ministers in English history.
Walter owed his early advancement to his uncle Ranulf de Glanvill, who helped him become a clerk of the Exchequer. Walter served King Henry II of England in many ways, not just in financial administration, but also including diplomatic and judicial efforts. After an unsuccessful candidacy to the see of York, Walter was elected Bishop of Salisbury shortly after the accession of Henry's son Richard I.
Walter accompanied Richard on the Third Crusade, and was one of the principals involved in raising Richard's ransom after the king was captured in Germany on his return from the Holy Land. As a reward for his faithful service, Walter was selected to become Archbishop of Canterbury in 1193. He also served as Richard's justiciar until 1198, in which role he was responsible for raising the money Richard needed to prosecute his wars in France. Walter set up a system that was the precursor for the modern justices of the peace, based on selecting four knights in each hundred to administer justice. He also revived his predecessor's dispute over setting up a church to rival Christ Church Priory in Canterbury, which was only settled when the pope ordered him to abandon the plan. Following Richard's death in 1199, Walter helped assure the elevation of Richard's brother John to the throne. Walter also served John as a diplomat, undertaking several missions to France.
## Early life
Hubert Walter was the son of Hervey Walter and his wife Maud de Valoignes, one of the daughters (and co-heiresses) of Theobald de Valoignes, who was lord of Parham in Suffolk. Walter was one of six brothers. The eldest brother, Theobald Walter, and Walter himself, were helped in their careers by their uncle, Ranulf de Glanvill. Glanvill was the chief justiciar for Henry II; and was married to Maud de Valoignes' sister, Bertha. Walter's father and paternal grandfather held lands in Suffolk and Norfolk, which were inherited by Theobald. A younger brother, Osbert, became a royal justice and died in 1206. Roger, Hamo (or Hamon) and Bartholomew only appear as witnesses to charters.
Walter's family was from West Dereham in Norfolk, which is probably where Walter was born. Walter first appears in Glanvill's household in a charter that has been dated to 1178, although as it is undated it may have been written as late as 1180. His brother Theobald also served in their uncle's household. Walter's gratitude towards his aunt and uncle is shown in the foundation charter of Walter's monastery in Dereham, where he asks the foundation to pray for the "souls of Ranulf Glanvill and Bertha his wife, who nourished us". Earlier historians asserted that Walter studied law at Bologna, based on his name appearing in a list of those to be commemorated at a monastery in Bologna in which English students lodged. Modern historians have discounted this, as the list also includes benefactors, not just students; other evidence points to the fact that Walter had a poor grasp of Latin, and did not consider himself to be a learned man. However, this did not mean that he was illiterate, merely that he was not "book-learned", or educated at a university. His contemporary, the medieval writer Gerald of Wales said of Walter that the Exchequer was his school.
## Early assignments
By 1184–1185 Walter had a position as a baron of the exchequer. The king employed him on several tasks, including as a negotiator, a justice, and as a royal secretary. He was appointed Dean of York by order of King Henry II about July 1186. The archbishopric had been vacant since 1181 and would remain so until 1189, so it was Walter's job as dean to administer the archbishopric of York. Walter was also an unsuccessful candidate to become Archbishop of York in September 1186. The medieval chronicler Gervase of Canterbury said that during Henry II's reign, Walter "ruled England because Glanvill sought his counsel". Documents also show that Walter was active in the administration of the diocese of York.
At the same time he was administering York, Walter founded a Premonstratensian house of canons on purchased property at West Dereham, Norfolk in 1188. His uncle and other family members had favoured the Premonstratensian Order, and this West Dereham Abbey was located near the family lands in Norfolk.
In 1187 Walter, along with Glanvill and King Henry II, attempted to mediate a dispute between the Archbishop of Canterbury, Baldwin of Forde, and the monks of the cathedral chapter. Their efforts were fruitless, and Walter was later drawn back into the dispute, in early 1189 and again as archbishop. The dispute centred on the attempt by Baldwin to build a church dedicated to Saint Thomas Becket, just outside the town of Canterbury. The plan was to staff the church with canons instead of monks, which the monks of Canterbury's cathedral chapter feared was an attempt to take away the cathedral chapter's right to elect the archbishop. The attempt in 1189 was settled by Baldwin giving up the site near Canterbury for one further away at Lambeth, which was less threatening to the monks.
## Bishop and archbishop
After the death of King Henry in 1189, the new King Richard I appointed Walter Bishop of Salisbury; the election took place on 15 September 1189 at Pipewell, with the consecration on 22 October 1189 at Westminster. Also elected to bishoprics at this council were Godfrey de Lucy to the see of Winchester, Richard FitzNeal to the see of London, and William Longchamp to the see of Ely. The elevation of so many new bishops was probably meant to signal the new king's break with his father's habit of keeping bishoprics empty to retain the revenues of the sees. At about the same time Glanvill was either forced out of his justiciarship or resigned, but the sources are unclear. Walter was probably elevated to a bishopric even though his uncle had lost some of his power because of political manoeuvring over the elevation of King Richard's illegitimate half-brother Geoffrey to the see of York, which Walter had at first opposed. The bishopric was either a reward or a bribe for Walter's withdrawal of his objections to Geoffrey's election.
Soon after his appointment, Walter accompanied the king on the Third Crusade, going ahead of the king directly from Marseille to the Holy Land in a group that included Baldwin of Forde, Archbishop of Canterbury, and Ranulf de Glanvill. The group left Marseille in August 1190, and arrived at Acre two months later. While on crusade, he was praised by his fellow crusaders, and acted as Richard's principal negotiator with Saladin for a peace treaty. After the conclusion of the treaty with Saladin, Walter was in the first band of pilgrims that entered Jerusalem. Saladin entertained Walter during his stay in Jerusalem, and the Englishman succeeded in extracting a promise from Saladin that a small group of Western clergy would be allowed to remain in the city to perform divine services. Walter subsequently led the English army back to England after Richard's departure from Palestine, but in Sicily he heard of the king's capture, and diverted to Germany. He, along with William of Sainte-Mère-Eglise, was among the first of Richard's subjects to find the king at Ochsenfurt where he was being held. In April 1193 he returned to England to raise the king's ransom. Richard wrote to his mother, Queen Eleanor of Aquitaine, that Walter should be chosen for the see of Canterbury, as well as to the monks of the cathedral chapter, and soon after Walter's return to England, he was duly elected archbishop of Canterbury, having been translated to the see on 29 May 1193. He was chosen as archbishop without consultation from the bishops, who normally claimed the right to help decide the new archbishop. He received his pallium, the symbol of his archiepiscopal authority, from Pope Celestine III and was ceremonially enthroned at Canterbury on 7 November 1193.
## Justiciar
After Richard was freed, he spent little time in England, instead concentrating on the war with King Philip II of France, which began with Philip's attempts to acquire Richard's possessions on the continent. Richard made Walter Chief Justiciar about 25 December 1193. Walter remained in England, raising money for the king's wars and overseeing the administration of the kingdom. The constant warfare forced Walter to find new means of raising money through taxation. The historian Doris Stenton wrote that the Pipe Rolls, or financial records, during Walter's time as justiciar "give the impression of a country taxed to the limit". Walter was also responsible for choosing royal justices, and many of his choices were connected with, or had previously worked with, the archbishop in the royal administration. Because of Richard's absence from England, Walter was able to exercise more authority as justiciar than any of his predecessors. All that Walter needed to do was keep Richard's monetary needs satisfied. Combined with Walter's position as archbishop, Walter wielded a power unseen in England since the days of Lanfranc.
One of Walter's first acts as justiciar was in February 1194, when he presided over a feudal judgement of John, Richard's younger brother. After Richard's release from captivity, John, intending to begin a rebellion, had prepared his castles for defence. His letters ordering the preparations were intercepted and John was deprived of his lands. When John showed no signs of submitting, Walter called an ecclesiastical council at Westminster for the purposes of excommunicating John unless he submitted. John refused to submit, and was excommunicated. To defeat the rebellion, Walter was required to lay siege to Marlborough Castle himself. Walter employed his brother Theobald in similar actions in Lancaster, and rewarded him with the office of sheriff of Lancaster. Eventually in May 1194, John made peace with Richard, and was restored to favour, although the restoration of his lands did not occur until late in 1195.
Walter's chief administrative measures were his instructions to the itinerant justices of 1194 and 1198, his ordinance of 1195, an attempt to increase order in the kingdom, and his plan of 1198 for the assessment of a land tax. In 1194 the justices were ordered by a document now known as the Articles of Eyre to secure the election of four coroners by each county court. The coroners were to keep, or register, royal pleas, which had previously been a duty of the sheriff. The juries were to be chosen by a committee of four knights, also elected by the county court. This introduction of coroners and constables eventually led to a change in the role of sheriffs, and a lessening of their importance in royal administration. Although he probably did not take part in the decision to set up a special exchequer for the collection of Richard's ransom, Walter did appoint the two escheators, or guardians of the amounts due, who were Hugh Bardulf in the north of England and William of Sainte-Mère-Eglise in the south. His instructions for the eyre, or circuits of traveling justices, are the first that survive in English history. It was during his tenure of the justiciarship that the judicial role of the Exchequer became separated from the purely financial aspects.
He also worked to introduce order into the lending of money by Jewish moneylenders, and organised a system where the royal officials worked to combat fraud by both parties in the business of Jewish money lending. Walter was probably the originator of the custom of keeping an archival copy of all charters, letters, patents and feet of fines, or record of agreements reached in the royal courts, in the chancery. The first recorded "foot of the fine" is endorsed with the statement "This is the first chirograph that was made in the king's court in the form of three chirographs, according to the command of his lordship of Canterbury and other barons of the king, to the end that by this form a record can be made to be passed on to the treasurer to put in the treasury." The agreement concerns Walter's brother Theobald, who was the plaintiff.
Walter also helped with the creation of a more professional group of royal justices. Although the group, which included Simon of Pattishall, Ralph Foliot, Richard Barre, William de Warenne, Richard Herriard, and Walter's brother Osbert fitzHervey, had mostly already served as justices prior to Walter's term of office, it was Walter who used them extensively. It appears likely that Walter chose them for their ability, not for any familial ties to himself. This group of men replaced the previous system of using mostly local men, and are the first signs of a professional judiciary.
In 1195 Walter issued an ordinance by which four knights were appointed in every hundred to act as guardians of the peace, a precursor to the office of Justice of the Peace. His use of the knights, who appear for the first time in political life, is the first sign of the rise of this class who, either as Members of Parliament (MPs) or justices of the peace, later became the mainstay of English government. In 1198, Walter requested a carucage, or plough-tax, of five shillings on every plough-land, or carucate, under cultivation. However, difficulties arose over the assessments, so the justiciar ordered them to be made by a sworn jury in every hundred. It is likely that those jurors were elected.
In foreign affairs, Walter negotiated with Scotland in 1195 and with the Welsh in 1197. Scotland claimed Northumbria, or northern England. Negotiations broke down, but relations between the two countries remained good throughout the rest of Richard's reign. Talks with the Welsh began after the English lords Roger Mortimer and William de Briouze expanded into Welsh territory in 1195, causing a concern that the Welsh lord Rhys ap Gruffydd would strike back across the border. In 1196, Walter quickly suppressed a popular uprising in London led by William Fitz Osbern. FitzOsbern was an orator who harnessed the discontent of the poor residents of London against high taxes. His oratory provoked a riot in London, and he was apprehended and hanged on Walter's orders.
## Ecclesiastical affairs and resignation
Walter held a legateship from Pope Celestine III from 1195 to 1198, which enabled him to act with the pope's delegated authority within the English Church. Walter actively investigated ecclesiastical misconduct, and deposed several abbots, including Robert of Thorney Abbey in 1195 and an abbot of St Mary's in the province of the Archbishop of York. At the monastic cathedral of Worcester, he disciplined the monks between the death of Henry de Sully and the election of John of Coutances, as was his right as the archbishop of the province. In his own diocese, he granted markets and fairs to towns, was granted the privilege of minting coins at Shrewsbury, and worked to recover lands and manors that had been lost to the archdiocese.
Walter revived the scheme of his predecessor, Baldwin of Forde, to found a church in Canterbury that would be secular and not monastic. He promised that the new foundation's canons would not be allowed to vote in archiepiscopal elections nor would the body of Saint Thomas Becket ever be moved to the new church, but the monks of his cathedral chapter were suspicious and appealed to the papacy. The dispute from the time of Baldwin of Forde flared up again, with the papacy supporting the monks and the king supporting the archbishop. Finally, Pope Innocent III ruled for the monks and ordered Walter to destroy what had been built.
The archbishop held ecclesiastical councils, including one at York in 1195 that legislated that the clergy should collect their tithes in full, "...without any reduction". Another council was held at London in 1200 to legislate the size and composition of clerical retinues, and also ruled that the clergy, when saying Mass, should speak clearly and not speed up or slow down their speech. At the request of the papacy, Walter also led inquiries into the canonisations of Gilbert of Sempringham and Wulfstan of Worcester. Walter refused to acquiesce in the election of Gerald of Wales to the see of St David's in Wales and opposed the efforts of Gerald and others to elevate St David's to an archbishopric.
In the later part of Richard's reign, the pressures mounted on Walter. Conflicts between his ecclesiastical duties and his government duties made him the target of criticism from both sides. A dispute in December 1197, over Richard's demand that the magnates of England provide 300 knights to serve in France, led to renewed grumbling among the clergy and barons. Richard was also dissatisfied with the results of the carucage in 1198, so Walter resigned his position of chief justiciar on 11 July of that year. Walter may have resigned willingly, as he had talked of resigning his secular duties since 1194. Some medieval sources, however, stated that he was forced out of office by the king.
## Under John
According to the Life of William Marshal, which dates to soon after 1219, when word reached William Marshal, one of the richest and most influential barons, that Richard was dead, he consulted with Walter and discussed whom to support as the next king. Marshal's choice was John, but Walter initially leaned towards John's young nephew Arthur of Brittany. When Marshall was insistent on John, who was an adult, the author of the Life has Walter say in reply " 'So be it then,' said the archbishop, 'but mark my words, Marshal, you will never regret anything in your life as much as this.'" This is almost certainly a retrospective comment that has been inserted into the biography, however, based on John's later behaviour. Once John knew he had the support of Walter and William Marshal, he sent Walter ahead to England to request all free men to pledge fealty to the new king. On 27 May 1199 Walter crowned John, supposedly making a speech that promulgated, for the last time, the theory of a king's election by the people. This story is only contained in the writings of Matthew Paris, however, and although it seems certain that Walter made a speech, it is not certain what the exact contents were. On his coronation day, John appointed Walter Lord Chancellor. W. L. Warren, historian and author of a biography of John, says of Walter that "No one living had a firmer grasp of the intricacies of royal government, yet even in old age his mind was adaptable and fecund with suggestions for coping with new problems."
One of Walter's first suggestions was to lower the fees for having charters confirmed, from nine pounds and five shillings to eighteen shillings and four pence. Accompanying this measure was a requirement that no charter would be accepted in a king's court without having been confirmed by King John. Not only did this reduce forgeries, it led to the establishment of the Charter Roll, an administrative copy of all charters issued and confirmed by the government. In his relations with other officers, Walter worked closely with the justiciar Geoffrey Fitz Peter, on the collection of taxation, and both men went to Wales in 1203 on a diplomatic mission. Another joint action of the two men concerned a tax of a seventh part of all movables collected from both lay and ecclesiastical persons. The medieval chronicler Roger of Wendover said that the king "had Archbishop Hubert of Canterbury to act for him in the matter of the church property, Geoffrey fitz-Peter in the matter of lay property; and these two spared no one in carrying out their orders." Walter was also responsible for the keeping of copies of other royal letters in the Close Rolls and the Patent Rolls. The Patent rolls record letters that were issued in "patent", or openly and not sealed, and the Close rolls record letters issued sealed, or letters close. The various rolls are extant from 1199 for the Charter roll, 1201 for the Patent roll, and 1204 for the Close roll. Walter also continued to innovate in local government, as the earliest record of the coroner's rolls, or county records, being used to cross-check oral testimony in the county courts date from 1202 and 1203, during Walter's chancellorship.
In 1201 Walter went on a diplomatic mission to Philip II of France, which was unsuccessful, and in 1202 he returned to England as regent while John was abroad. In April 1204 Walter returned to France with John de Gray the Bishop of Norwich, Eustace the Bishop of Ely, William Marshal, and Robert de Beaumont the Earl of Leicester to seek peace with Philip Augustus. Philip insisted that John hand over Arthur of Brittany, Arthur's sister Eleanor, and renounce all of his continental possessions before the French king would make peace. John refused to do this, and the embassy returned to England not long before Philip conquered Normandy.
Besides sending Walter on diplomatic missions, King John gave Walter custody of Rochester Castle on 20 July 1202, but as Walter was already accounting for the taxes and fees of the city of Rochester to the Exchequer in 1200, it is possible that he held the castle before 1202. John also upheld the right of the archbishop to mint coins, which Walter held until his death in 1205.
Under John, Walter continued to be active in ecclesiastical affairs, and in September 1200 held a provincial church council at London. This council set forth 14 canons, or decrees, which dealt with a number of subjects, including doctrinal concerns, financial affairs, and the duties of the clergy. It drew heavily on earlier church decrees, including those of the Third Lateran Council of 1179. Walter also interceded with Pope Innocent III in 1200, mediating between the pope and the king over a royal dispute with the Cistercians. Walter's intercession prevented the dispute from escalating, and kept the pope from imposing sanctions on the king for his threats to the Cistercians. It was in 1200 that the church court records of the archdiocese of Canterbury began to be recorded and kept, although after Walter's death in 1205 the records become sparse until the 14th century.
## Death and legacy
Walter died on 13 July 1205, after a long illness that permitted a reconciliation with his monks. The medieval chronicler Ralph of Coggeshall described his death as taking four days, and related that he gave vestments, jewellery, and altar furnishings to his monks, which were confiscated by King John after Walter's death. He was buried in the Trinity Chapel in Canterbury Cathedral, next to Thomas Becket, where his tomb can still be seen. The tomb occupied a highly visible spot in the Trinity Chapel, and Walter was the first archbishop to be buried there since the 1170s, when all of the tombs but Becket's had been relocated to focus attention on Becket's shrine. His remained the only ecclesiastic to be buried there until the 14th century. The use by the archbishops of Canterbury of the title "Primate of All England" dates from Walter's archiepiscopal tenure.
The medieval chronicler Matthew Paris retold the story that when King John heard of Walter's death, the king exclaimed "Now for the first time I am king of England." This story, however entertaining, is apocryphal. More secure is the story that another chronicler, Roger of Wendover, relates about Walter's Christmas celebrations in 1200. Roger reports that Walter distributed clothing to those attending his Christmas feast, which angered King John. The chronicler says that Walter "wished to put himself on a par with the king".
Walter was not a holy man, although he was, as John Gillingham, a historian and biographer of Richard I, says, "one of the most outstanding government ministers in English History". Hugh of Lincoln, a contemporary and later canonised, is said to have asked forgiveness of God for not having rebuked Walter as often as he probably should have. Modern historians tend not to share the older view that Walter was the driving force behind the administrative changes during Richard's reign, that Richard was uninterested in government, and that he left all decisions in the hands of his ministers, especially Longchamp and Walter. The studies of James Holt and others have shown that Richard was highly involved in government decisions, and that it was more a partnership between the king and his ministers. Walter was, however, very innovative in his approach to government. Walter continued to enjoy the support of Richard's brother John, and it was during John's reign that a number of Walter's administrative reforms took place, although how much royal initiative was behind the innovations is unknown, given John's interest in government and administration.
Walter was the butt of jokes about his lack of learning, and was the target of a series of tales from the pen of the chronicler Gerald of Wales. Even Walter's supporters could only state that he was "moderately literate". Walter employed several canon lawyers who had been educated at Bologna in his household, including John of Tynemouth, Simon of Southwell, and Honorius of Kent. He also employed the architect Elias of Dereham, who was one of Walter's executors. Elias is traditionally credited as being the architect of Salisbury Cathedral after Walter's death. Another scholar employed by Walter was Peter of Blois, who served both Walter and his predecessor as a Latin secretary.
Little is known of his appearance, although he was described by Gerald of Wales as tall and handsome. Gerald also praised his intelligence and cleverness.
W. L. Warren advances the theory that either Walter or Geoffrey Fitz Peter, instead of Ranulf Glanvill, was the author of Tractatus de legibus et consuetudinibus regni Angliae, a legal treatise on the laws and constitutions of the English. Chrimes agrees that Glanvill was probably not the author, and feels that Walter likely was, although he could not be certain. If he was the author, he composed what Chrimes called a "great literary memorial of Henry II's government". Neither of Walter's two modern biographers, however, feel that he was the author of the Tractatus, and the historian Ralph Turner agrees. The historian Michael Clanchy says of Walter "The proliferation of documents was a European and a continuing phenomenon, yet if it were to be associated in England with one man, he would be Hubert Walter."
|
30,356,816 |
December 1969 nor'easter
| 1,171,148,778 |
Strong winter storm that affected the northeastern US
|
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"1969 in Quebec",
"1969 in Vermont",
"1969 meteorology",
"1969 natural disasters in the United States",
"December 1969 events in North America",
"Natural disasters in New York (state)",
"Natural disasters in Vermont",
"Nor'easters"
] |
The December 1969 nor'easter was a strong winter storm that mainly affected the Northeastern United States and southern Quebec between December 25 and December 28, 1969. The multi-faceted storm system included a tornado outbreak, record snow accumulations, a damaging ice storm, and flooding rains.
The storm developed over Texas by December 25 and advanced eastward, spawning over a dozen tornadoes in Louisiana, Georgia, and Florida. Upon reaching the Eastern Seaboard, the cyclone turned northeastward and intensified into a powerful nor'easter. On December 26 and 27, the storm's forward movement slowed to a drift, causing very heavy snow over Upstate New York, Vermont, and southern Quebec. Warm onshore winds, caused by a storm track close to the shore, allowed precipitation to change to sleet and rain in central and eastern New England. Where precipitation remained as snow, accumulations reached 40 inches (100 cm) or more, crippling travel. Drifts up to 30 ft (9.1 m) high blocked roadways, isolating some communities and forcing emergency workers to rely on snowmobiles for transportation. At least 20 fatalities were attributed to the storm in New York and New England.
In central New England, a severe freezing rain event occurred along the boundary between cold air to the west and warmer air to the east. Several inches of glaze ice, accompanied by gale-force winds, caused damage comparable to the aftermath of the 1938 New England hurricane. Throughout the region, the snow and ice—in some cases further weighted by heavy rainfall—caused roofs to cave in. Montreal received 27.5 in (70 cm) of snow in that city's biggest snowstorm on record at the time; officials blamed the storm for 15 deaths in Quebec. In eastern New England, ice jams, poor drainage, and several inches of rain caused flooding that forced people from their homes and submerged roadways. Wind gusts to 100 mph (160 km/h) and strong waves battered the coastline.
## Background
The winter of 1969–1970 continued a long-term El Niño from the previous winter, which featured two significant storms in the Northeastern United States, including the "Lindsay storm" in February. North Atlantic Oscillation (NAO) values ranged from weakly negative to weakly positive in the period leading up to the storm, trending more consistently negative in the days surrounding its genesis. NAO values dropped significantly in the wake of the nor'easter, signaling abnormally cold temperatures during January 1970. December 1969 was a month of active weather throughout the Northeast, with frequent light to moderate snow events preceding the late-month nor'easter. A significant storm on December 22–23 dropped 8 to 24 in (20 to 60 cm) of snow in eastern New York and northern New England, as well as significant freezing rain in southern and eastern New England. Many of the same areas would be impacted again just days later.
Before the cyclone's arrival, a 1,033 hPa (30.5 inHg) high-pressure area situated north of New England funneled very cold air into the region; the −22 °F (−30 °C) air temperature at Albany, New York, on December 25 still holds the record for the city's coldest December temperature. On December 25 and 26, extensive cold air damming and frontogenesis occurred along the U.S. East Coast. The high-pressure area slowly retreated as the storm approached.
## Meteorological history
The nor'easter originated in a weak area of surface low pressure that formed over northern Texas by December 25. It moved generally eastward over the next day as it crossed the Deep South. A southerly low-level jet (a localized wind stream in the lower levels of the atmosphere) developed by midday over Mississippi and Alabama, and drifted eastward. Precipitation soon blossomed, with heavy snow falling over the Appalachian Mountains by late on December 25. The low turned toward the northeast by early on December 26 to follow the temperature gradient along the East Coast, at which time the storm underwent the first of two periods of rapid intensification. In 12 hours, barometric pressure fell 12 hPa to 996 hPa (29.4 inHg) while the nor'easter accelerated from Georgia to the coast of New Jersey. This bout of strengthening occurred as the associated upper-level trough at the 500-millibar level – several miles into the atmosphere – assumed a negative tilt from northwest to southeast. Heavy precipitation overspread the Mid-Atlantic and New England early on December 26.
The low-level jet continued to strengthen and delivered warm air to areas east of the storm center, where precipitation quickly transitioned to rain. The jet ultimately reached extremely high velocities of 55 m/s (120 mph) as it wrapped around the northern side of the low, feeding abundant moisture into areas of heavy precipitation. The storm slowed drastically on December 26, and over the next 24 hours, it moved very slowly from Cape May, New Jersey, to near Boston, Massachusetts. During this period, exceptionally heavy snow fell over eastern New York, Vermont, and southern Quebec. While located just east of Long Island on December 27, the nor'easter began its second phase of rapid strengthening that brought central pressure down to 976 hPa (28.8 inHg). During this period of intensification, snow propagated around the western side of the system, reaching as far south as Long Island.
With a storm track very close to the shore and a retreating high-pressure area to the northeast, onshore winds allowed temperatures to warm above freezing in eastern and northern New England. A frontal boundary between the warm Atlantic air and a residual wedge of colder air over the interior served as the focus for a severe ice storm in central New England. Thunder and lightning accompanied the precipitation in some areas. By 12:00 UTC on December 27, the attendant upper-level trough matured into a closed cold-core low. The nor'easter continued to drift toward the east-northeast over the next 24 hours.
## Impact and aftermath
### Southeast U.S. and Mid-Atlantic
The developing extratropical cyclone spawned 16 known tornadoes and waterspouts in Louisiana, Georgia, and Florida, becoming the largest Christmas Day tornado outbreak on record. A short-lived F3 tornado touched down in Vermillion Parish, Louisiana, destroying eight homes near Kaplan and damaging 25 more. One woman was killed and eight were injured, three severely enough to require hospitalization. Another damaging tornado moved through several settlements in southern Iberville Parish just over two hours later; the tornado destroyed seven homes and damaged multiple other buildings, with one injury reported. The tornado was officially classified an F3, though meteorologist Thomas P. Grazulis determined it to have caused damage consistent with an F2 rating. A non-tornadic wind gust destroyed a nearby trailer home. Later that day, a tornado skipped along a path through Catahoula and Concordia parishes, touching down three different times. The F2 tornado damaged about 20 trailer homes in Glade, and caused further damage near the end of its track.
A tornado in southern Georgia, about 9 mi (14 km) west of Albany, damaged or destroyed several small homes, killed three head of cattle, toppled numerous trees, and injured seven people. Elsewhere in the state, there were isolated reports of hail and damaging thunderstorm winds. Several tornadoes in the Florida Panhandle caused minor to moderate damage to trees and homes, the most destructive of them occurring in Quincy, Florida. That tornado struck an industrial area and unroofed at least three structures. A tornado in Lee, Florida, destroyed a trailer, damaged farm buildings, and injured one person.
In addition to widespread rain, parts of northern South Carolina experienced freezing rain that damaged trees and power lines. Freezing rain and sleet fell over the southern Piedmont of North Carolina, resulting in power outages and dangerous travel conditions. At least one fatal traffic accident was reported. Heavy snow covered the northwest Piedmont and Mountain Region of the state, accumulating to around 12 in (30 cm) at Asheville; occurring on the heels of another winter storm, this snowfall contributed to depths up to 2 ft (60 cm) at higher elevations. High winds from the storm left at least 50,000 electric customers in the Richmond, Virginia region without power. In Carroll County, strong winds uprooted trees. Significant snow accumulations occurred throughout the Mid-Atlantic, chiefly away from the coastal plain. Snowfall exceeded 10 in (25 cm) in parts of western Virginia, western Maryland, and West Virginia; Washington, D.C. received 12.1 in (31 cm) of snow.
### Northeast U.S.
The cyclone was rated by meteorology researchers Kocin and Uccellini (2004) as a high-end Category 3 on the Northeast Snowfall Impact Scale, equating to a "major" winter storm. However, more recent data from the National Climatic Data Center classifies the nor'easter as a low-end "crippling" Category 4. By December 30, at least 20 deaths in New York and New England had been attributed to the storm, largely from traffic accidents and physical exhaustion.
Areas of northeastern Pennsylvania, eastern New York, and Vermont received snowfall in excess of 20 in (51 cm), including 29.8 in (760 mm) at Burlington, 26.4 in (67 cm) at Albany, and 21.9 in (56 cm) at Binghamton, New York. Accumulations locally exceeded 40 in (100 cm), with 45 in (110 cm) measured at Waitsfield, Vermont and 48 in (120 cm) in the small village of East Wallingford, Vermont. The storm remains one of the greatest on record in cities like Albany and Burlington, and contributed to high monthly snowfall totals; in Albany, December 1969 stands as the snowiest documented month, with 57.5 in (146 cm). Throughout the region, the weight of the snow, combined with gale-force winds, collapsed roofs and brought down power lines. The winds blew snow from this and previous storms into drifts as high as 30 ft (9 m), blocking roads and leaving some communities isolated. In some areas, travel was only possible with snowmobiles, which were used by emergency workers to deliver emergency supplies as needed. Rescuers also used snowmobiles and aircraft to search for stranded residents and travelers. Many cities and counties throughout the Northeast issued snow emergencies. Business and industry suffered extensively in the days following the storm.
While major highways were generally cleared by December 29, some local roads reportedly remained covered for up to a month. About 230 mi (370 km) of the New York State Thruway—nearly half its total length—was closed for 27 hours. The snowfall also caused widespread property damage, as the roofs of barns, sheds, and other buildings caved in under the weight of the snow. An airport hangar in Oneonta collapsed, destroying five aircraft inside. In the aftermath of the storm, many homes sustained water damage from melting snow. "Innumerable" traffic accidents were reported, and many motorists became stranded or were forced to abandon their vehicles. Four people in a stalled automobile died of carbon monoxide poisoning. Also in New York, one man froze to death, and three individuals were killed in a building collapse. In the Capital District, the snow fell with a high water content, occasionally mixing with freezing rain. As a result, it was much denser than normal and proved difficult to manage. The City of Albany spent a record \$2 million USD on snow removal, and the city restricted nearly all traffic except for vehicles necessary to maintain emergency supplies. Governor Nelson Rockefeller closed state offices in Albany on December 29 and 30, in an effort to enable efficient snow removal. Mayor Erastus Corning 2nd assessed the situation as a "dire emergency".
Governor Deane C. Davis of Vermont declared a state of emergency and ordered the National Guard to assist with cleanup efforts. Blowing snow continuously blocked roads after being cleared, and snow removal vehicles, not equipped to withstand the excessive snow, began experiencing mechanical issues. The storm left some communities without power or telephone service for up to two days, although isolated outages persisted longer. One person died in Saxtons River. With roads impassable in both New York and New England, tank trucks could not reach dairy farmers, who were in some cases forced to discard thousands of gallons of milk. In other cases, power outages rendered equipment useless, requiring milking to be done manually. One person in New Hampshire died of exhaustion during the storm.
The influx of warm, moist air over a wedge of cold air near the surface resulted in a severe ice storm across central and northern New England, most notably in the upper Connecticut River Valley. Glaze ice thicker than 2 in (51 mm), and reportedly up to 6 in (150 mm) thick in Vermont, built up on trees and power lines, wreaking "unbelievable" havoc. In the hardest-hit areas, damage from the ice storm was comparable to that caused by the 1938 New England hurricane. The combined load of snow and ice caused significant damage to many residential and industrial buildings, with several factory and warehouse roofs collapsing. Livestock were killed in multiple rural building collapses throughout the area. Southern Maine endured its second damaging ice storm in a week, with many of the same communities losing power on both occasion. Precipitation also transitioned to freezing rain and sleet across interior Connecticut, where the dangerous conditions induced numerous traffic accidents. Due to the abnormally cold temperatures in the wake of the storm, the glaze persisted for up to six weeks, much longer than the typical three days for ice storms in New England.
The changeover to heavy rain in southern and eastern New England swelled frozen rivers, creating ice jams which induced severe flooding. Flooding of roadways and homes was compounded by drainage issues from the dense snowcover. Rising floodwaters forced hundreds of families to leave their homes in Massachusetts, New Hampshire, and Maine. Up to 4 in (100 mm) of rain fell in the Boston region, where thousands of homes were inundated. Rivers had begun to recede by December 29 after cresting well above flood stage. Up to 4 in (100 mm) of rain fell over Rhode Island after 6 to 11 in (15 to 28 cm) of snow, with widespread flooding reported in multiple towns. Frequent automobile accidents and large traffic jams were reported in the state. Winds were strongest in Cape Cod, Massachusetts, where gusts peaked near 100 mph (160 km/h). The gales were particularly damaging to trees laden with snow and ice. The heavy rainfall in eastern Massachusetts added tremendous weigh to the snow that had already fallen, causing roof collapses and making it difficult to clear the snow. In southeastern New Hampshire, the strong winds toppled trees and blew out windows in Hampton Beach. Although the coastal plain of New England avoided the heaviest snow accumulations, pounding surf and strong winds battered piers, boats, and other coastal installations, while low-lying areas experienced storm surge flooding.
### Quebec
The storm dropped up to 30 in (75 cm) of snow in southern Quebec, where wind gusts up to 50 mph (80 km/h) damaged buildings and brought down power lines. Over a period of 60 hours, 27.5 in (70 cm) of snow fell at Montreal in what was then the city's heaviest snowfall on record. Rail, air, and automobile transportation were paralyzed. One individual in Quebec City was struck and killed by a snowplow, and two more died of exposure to cold while ice fishing on the St. Lawrence River. Several fires broke out in Montreal during the storm, killing at least six people and leaving 23 families homeless. In total, the storm was connected to at least 15 fatalities in the province.
## See also
- Climate of the United States
- List of Northeast Snowfall Impact Scale winter storms
|
1,151,672 |
Killer7
| 1,161,385,650 |
2005 video game
|
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"2005 video games",
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"Video games featuring black protagonists",
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"Video games scored by Masafumi Takada",
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"Video games set in 2011",
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"Video games set in Seattle",
"Video games set in Texas",
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"Video games set in Washington, D.C.",
"Video games set in the Dominican Republic",
"Video games with cel-shaded animation",
"Windows games",
"Xebec (studio)"
] |
is a 2005 action-adventure video game developed by Grasshopper Manufacture and Capcom and published by Capcom for the GameCube and PlayStation 2. The game was written and directed by Goichi Suda and produced by Hiroyuki Kobayashi.
The game follows an elite group of assassins called the "killer7". The assassins, physical manifestations of a man named Harman Smith, perform hits on behalf of the United States government. Through these missions, the killer7 uncover a deeper conspiracy regarding the role of Japan in U.S. politics and secrets about the nature of their organization. Killer7 features first-person shooter elements and a unique on rails control scheme, but the core adventure-style gameplay has been compared to Myst and Snatcher.
Killer7 was Suda's first game released outside Japan. It initially received mixed reviews due to its unconventional control scheme, linear gameplay, and complex noir plot. While some reviewers appreciated the stripped-down controls and stylized arthouse approach, others criticised it as confusing and restricting. However, the game's soundtrack, presentation, visual style and thought-provoking story received generally positive responses from critics and considered as the best aspects of the game and led to several accolades and nominations. Retrospectively, Killer7 has a cult following, which led to re-releases of Suda's older works and the successful launch of No More Heroes. A Windows port of the game licensed by Capcom was released by NIS America in 2018.
## Gameplay
The player controls the on-screen character, a member of the killer7 group, from a third-person view using the gamepad. The gameplay consists of elements of first-person shooter and action-adventure game with restricted movement (i.e. "on rails")—rather than allow free motion, the game limits the on-screen character to predetermined paths through the environment. The on-screen character moves forward by holding a button and reverses direction with another button press. At intersections, the player may choose which path to take. Progress is made by navigating the environment and solving puzzles. Some puzzles require the talents of a specific killer7 member. The player may switch between available members via a menu in the pause screen at any time; not all personalities may be awake at a start of a mission, and requires defeating a number of enemies before they can be awakened. Other puzzles require magical rings or other items collected throughout the game.
Combat in Killer7 occurs when the player encounters enemies called "Heaven Smiles". Smiles announce their presence with a laughing sound effect and are initially invisible. The player must switch to a first-person viewpoint and scan the surroundings to reveal Smiles. While in first-person view, movement is disabled and the analog stick aims the character's gun. Targeting specific body parts will disable them; for example, shooting off a leg will cause a Smile to fall to the ground and crawl toward the player. The player may aim for a "critical point" that instantly destroys the Smile. Smiles that get too close will explode and injure the character. If a character dies, players can use Garcian Smith to retrieve the fallen character's head and bring them back to life; if Garcian dies, then the game ends.
Defeated Smiles yield "thick blood" and "thin blood". Thin blood is used to recover the characters' stamina and fuel special abilities. Thick blood functions similarly to experience points, and players gain more by shooting Smiles' critical points. The player may redeem thick blood for "serum" while in "Harman's Room", checkpoints that appear throughout the game. Serum is used to improve the attributes of the characters such as "power" and "speed". This also unlocks special abilities for the characters. Players may save their game in designated Harman's Rooms.
Completing the game unlocks a new difficulty called Killer8 where the character Young Harman (a young version of Harman Smith) can be played along with the original seven personalities. Killer8 is more difficult than the original mode with most enemies able to kill the player with one attack. Completing Killer8 unlocks a comical Hopper7 mode where the first level can be replayed with weaker enemies that wear grasshopper masks, mirroring the logo for the game's developer Grasshopper Manufacture.
## Story
### Setting
Killer7 takes place in an alternate version of Earth in the early 21st century. After a treaty ends all international conflict, the world powers destroy all nuclear weapons by firing them into the upper atmosphere and intercepting them with other missiles. This event becomes known as "Fireworks" and symbolizes world peace to the general populace. In an effort to combat terrorism, pandemic disease, and cyberterrorism, the International Ethics Committee (IEC) shuts down all air travel and public use of the Internet. Air transportation is replaced by a system of intercontinent expressways. However, a new terrorist group called "Heaven Smile" appears, targeting the United Nations (UN) and IEC. The members of Heaven Smile are humans who have been infected with a virus that evokes a desire to kill. Factory-produced Smiles are given a "bomb-organ" that allows them to explode at will, their principal means of attack.
In this Earth, Japanese politics are dominated by two parties: the UN Party and the Liberal Party. The UN Party is more powerful and moves to end the Asian Security Treaty and sever ties with the United States. The UN Party seized control of the Japanese government through the wisdom of the "Yakumo Cabinet Policy", a secret document which details how to run the "ideal nation". It was written by the Union 7, young members of the Liberal Party who went on to found the UN Party. The US government is also eager to sever relations with Japan, seeing the country as a hindrance and of little economic value. The interaction between Japan and the US is a central source of conflict in Killer7.
### Characters
The player controls the members of a group of assassins called the "killer7." The group is led by an elderly man in a wheelchair named Harman Smith (Dwight Schultz), who exhibits "Multifoliate Personae Phenomenon". This condition allows him to physically transform into one of his seven assassin personae:
- African-American Garcian Smith (Greg Eagles).
- Aggressive Irish-American Dan Smith (Michael Gough).
- Japanese-American female Kaede Smith (Tara Strong).
- White British mute Kevin Smith.
- Mestizo Puerto Rican Coyote Smith (Benito Martinez).
- Young Chinese-American Con Smith (Jun Hee Lee).
- Mexican-American luchador Mask de Smith (Miguel Caballero).
These people were gifted killers in life and Harman absorbed their souls through his condition after their deaths. The killer7 were temporarily incapacitated in an incident 50 years ago, in which the members of the group were systematically tracked and killed while performing a job at the Union Hotel in Pennsylvania. Garcian, whose power is to revive fallen personae, became the dominant personality as a result. In this capacity, he receives orders from the frail Harman when his consciousness is "awake" and accepts jobs from Christopher Mills (Bart Flynn), who hires the killer7 on behalf of the US government. Multifoliate Personae Phenomenon also causes Harman and his personae to see "remnant psyches" — ghosts of their past victims. Iwazaru, a man in a bondage suit, and Travis Bell, the killer7's first target, are the main remnant psyches who aid them throughout the game. The primary antagonist is an old friend of Harman's named Kun Lan (Joe Lala). He has the "Hand of God", a supernatural power that produces the Heaven Smile virus.
### Plot
The game opens with a conversation between Garcian Smith and Christopher Mills about a new job for the killer7. The assassins battle their way to the top of a building which has become infested with Heaven Smiles. Harman confronts the source of the Smiles, an angel-like figure, but she is merely Kun Lan's puppet. Harman and Kun Lan discuss the current state of the world before the mission ends. In the subsequent missions, the killer7 target a number of individuals on behalf of the US government or for personal reasons. They kill Andrei Ulmeyda (Cam Clarke), a Texan postal worker who established a successful company based on the Yakumo, when he becomes infected with the Heaven Smile virus. Dan Smith confronts Curtis Blackburn (Alastair Duncan), his former mentor and murderer, when Mills informs the group that Blackburn is running an organ smuggling business that targets young girls. Their penultimate mission pits them against the "Handsome Men", a group of sentai rangers who assassinate a US politician.
The central plot arc concerns the true nature of US–Japan relations. After a volley of two hundred intercontinental ballistic missiles are fired at Japan, the US government contracts the killer7 to eliminate Toru Fukushima (Jim Ward), the head of the UN Party. However, an assassin posing as Fukushima's secretary kills him first in an attempt to reclaim the Yakumo document for the Liberal Party, believing its wisdom would help the party to regain political power. Shortly thereafter, Kenjiro "Matsuken" Matsuoka (Steve Blum) kills two senior members of the UN Party to become its new leader, under the influence of Kun Lan. In the end, the killer7 defeat the two UN Party members who had been reanimated by Kun Lan as Japan is destroyed by the missiles.
In their final mission, the killer7 seek Matsuken, who leads the 10 million UN Party members who live in the US. The government fears that if they converge on a single state, they could win a seat in the United States Senate. Garcian travels to Coburn Elementary School near Seattle, Washington and discovers tapes that reveal the school as a front for the UN Party to train children as assassins. The tapes focus on Emir Parkreiner, a gifted killer trained at the school. Garcian learns that Japan uses Coburn to control the vote of the US presidential election. The assassins battle a group of invincible Smiles and all but Garcian are incapacitated. Garcian travels to the Union Hotel where he witnesses visions of the other members being killed in their rooms. At the top, he discovers that his true identity is Emir Parkreiner, the one who killed the killer7 at the Union Hotel over 50 years ago. Following that incident, Harman absorbed Emir as a persona and Emir's memories were lost.
Three years later, Garcian, now living as Emir, arrives at Battleship Island in Japan to destroy the last Heaven Smile. He meets with Matsuken, who presents Garcian with a choice: let him live, which allows Japan to mount an assault on the US; or kill him, which lets the US discover Japan's role in rigging American elections—US forces destroy Japan's last stronghold, Battleship Island, in retaliation and wipe Japan off the map. Regardless of the player's choice, Garcian finds that the last Heaven Smile is Iwazaru, whose real identity is Kun Lan, and kills him. However, Harman and Kun Lan are revealed to be immortal beings, representing a dialectic struggle between opposites, which persists a century in the future in Shanghai as they continue their eternal battle.
## Development
Development for Killer7 began in mid-2002 as part of the Capcom Five, a set of games overseen by Shinji Mikami and intended to be exclusive to the GameCube. Capcom produced the games to bring new intellectual property to the video game industry, which the company viewed as stagnant. Killer7's gameplay mechanics were finalized late in development because most resources went to story and visual work. Director Suda51 wrote the scenario based on a plot he conceived together with Mikami, and later decided on the unconventional control scheme as a deconstruction of how gamers play and to "create new expression". Complex controls and combos were omitted to present a system that fosters easy progression for the player. Producer Hiroyuki Kobayashi described the controls as "intuitive" and stated that the team wanted players to "think when they are playing" so they can enjoy the mystery in the story. The long development process culminated in several delays, the last of which was due to an artistic desire to release the game on July 7 (7/7). The game was finally released on July 5, two days earlier than previously stated.
A lot of the content in Killer7 was cut due to feedback from both Mikami and internal testing. About 2/3 of the map size and plot were drastically reduced and according to Suda, the cinematics in total was three hours long as opposed to the now one-hour duration. Of all the Smiths in the game, Coyote is Suda's favorite because of his backstory, but like with other elements, it had to be cut halfway in development.
Suda51 drew influence from film noir, particularly the theme of multiple personality disorder, and called Killer7 a "hardboiled action-adventure". Hiro Sugiyama [Hiro Sugiyama; ヒロ杉山], Peter Saville, and American comic book artists, such as Adrian Tomine, inspired the artistic design and aesthetic. Suda51 noted the inclusion of cel animation in Western and Japanese anime styles was meant to legitimize video games as an art form by competing with traditional art forms in their stage. The game's anime sequences were created by Xebec, while the CGI sequences were handled by Digital Frontier. Kobayashi commented that Killer7 is "styled more as an interactive story than a traditional game." Suda also drew from yakuza film Battles Without Honor and Humanity: Hiroshima Deathmatch. His experience as an undertaker had a powerful effect on the portrayal of death in his games. The game reflects his interest in professional wrestling; Suda51 included a luchador character, Mask de Smith, and conducted interviews and attended promotional events while wearing a lucha libre mask. He named the Smith Syndicate after his favorite band the Smiths. Reflecting on his work, Suda51 considers Killer7 his proudest achievement.
## Reception and legacy
Killer7 received divided reviews and sparked debates about depictions of sex and violence in video games and the status of video games as art. James Mielke of 1UP.com likened the game's high-contrast art style to noir and neo-noir film such as Se7en. He found that despite poor pacing and stilted gameplay, the "quirky scripting and edgy plot" were strong draws, and called Killer7 one of the "most artfully designed footnotes in gaming history". Edge magazine's reviewers echoed this sentiment and predicted that the game would "[pave the way] for future creative leeway", crediting the director with an unwavering artistic vision. Eurogamer's Kristan Reed was keenly aware of the game's limited appeal, calling it "a concept game, an arthouse game, a simple game, an often beautiful game, but most certainly never an everyman's game".
Virtually all aspects of the game had their proponents and detractors. Greg Kasavin of GameSpot praised the unity of "great-looking camera work with simple controls" and compared its "thought-provoking" storyline to Metal Gear Solid, while a GamePro reviewer criticized those features, calling the controls limited, the cel-shading dull, and the story incoherent. Kasavin complimented the game's eclectic soundtrack, excellent voice acting, and distinctive sound effects, while the GamePro reviewer panned them as minimalist and irritating. IGN's Matt Casamassina likened the control scheme to "old-school adventure games like Myst and Snatcher" and commended Suda51 for making a "cult hit", "erupting with style, mood and undiluted craziness". Casamassina was also impressed by the quality of the anime-style cutscenes featured in the latter half of the game.
The IGN, GameSpot, and GameSpy reviews noted the GameCube version features superior graphics, substantially faster loading times, and more responsive controls than the PlayStation 2 version, resulting in lower scores for the latter. Nevertheless, IGN called it the 94th best PlayStation 2 game. Nintendo Power claimed that Killer7 is a "highly rewarding" experience for dedicated gamers. Nintendo World Report writer Karl Castaneda also remarked that, despite repetitive gameplay, it was "still fun". Charles Herold of The New York Times was less forgiving and commented that the lack of new features beyond the first hour made the remaining experience boring and annoying.
Despite its mixed reception, a number of video game publications recognized Killer7's unconventional gameplay and innovative style. At GameSpot's "Best and Worst of 2005" awards, the game was nominated for Best Story, Best GameCube Game, Most Outrageous Game, Most Gratuitous Use of F------ Swearing, and won Best New Character (Harman Smith) and Most Innovative Game. IGN similarly nominated it for Game of the Year, Most Innovative Design, and Best Artistic Design and awarded it Best Adventure Game, Best Story, and Best Game No One Played. IGN later named Killer7 the 20th best GameCube game of all time. The game had a large presence at the 2005 Nintendo Power Awards, winning Best New Character (Harman Smith).
In August 2005, Jack Thompson, an activist who campaigns against video games, demanded that the Entertainment Software Rating Board (ESRB) change its rating for Killer7 from "M" (for Mature, ages 17 and up) to "AO" (for Adults Only, ages 18 and up). He cited Casamassina's review of the game at IGN, claiming that "full-blown sex sequences" present in the game would be harmful to minors. Casamassina rebutted that the scene in question involved two fully clothed adults and that a similar scene in a film would garner "only a PG-13 or, worst, R-rating".
Reviewers quickly identified Killer7 as a cult game with limited appeal. IGN lamented that its experimental style was not conducive to high sales, naming it GameCube's Best Game No One Played in their 2005 awards. IGN's Casamassina later placed it fourth in his Top 10 Tuesday: Underrated and Underappreciated Games feature. Despite modest sales, Killer7's cult success prompted the development of remakes of Suda51's older Japan-only games, The Silver Case and Flower, Sun, and Rain. In 2007, Grasshopper Manufacture released Suda51's No More Heroes to critical and commercial success. In addition to an original soundtrack and comic book adaptation, Capcom published Hand in killer7, a companion book that explains the plot in more depth. Kinetic Underground, the company that handled the comic book, also released a number of figurines depicting characters from the game. Dan Smith later made a guest appearance in Suda51's 2019 game Travis Strikes Again: No More Heroes. The 2021 Nintendo 3DS game Gal Galaxy Pain features a laugh in homage to Heaven Smiles that can be heard during the game over screen and when hovering over the game's icon on the 3DS home menu.
## Related media
### Music
Killer7 Original Sound Track was released on June 20, 2005 by Scitron Digital Contents. It features 55 compositions by Masafumi Takada and 6 by Jun Fukuda across two discs. Takada put a large emphasis on ambient music due to the genre's ability to draw in the player. He called his soundtrack a "translation of the text" of the game and sought to retell the story through music. Carolyn Gudmundson of GamesRadar praised the soundtrack's varied style, a "moody, atmosphereric base punctuated with spikes of manic energy". She singled out "Rave On", a track heard before mini-boss battles, as an excellent example of the latter. GameSpy's Phil Theobald had similar compliments for "Rave On" and other more subdued pieces that slowly "work [their] way into your mind".
Takada said in a 2008 interview that Killer7 is his favourite own soundtrack.
### Comic book
In 2006, Devil's Due Publishing released a comic book adaptation of Killer7, written and drawn by Kinetic Underground staff. The planned 12-issue limited series was cancelled after four issues. Players who preordered Killer7 through EB Games received a special "Issue \#0" as a bonus, and "Issue \#1⁄2" was available at the 2005 San Diego Comic-Con. Writer Arvid Nelson described the story as a "mutant cross-breeding of John Woo and Quentin Tarantino", and Devil's Due President Josh Blaylock commented that Killer7's style was perfect for the comic book medium. In adapting the game, Nelson admitted that the plot was streamlined to maintain a comprehensible story, but noted that the "video game doesn't spoon-feed you information ... That's how the comic's going to be, too".
## Possible sequel
Since its inception, fans have been anticipating a Killer7 sequel. Suda made it clear that it will "probably never happen" as Capcom holds the rights to the IP. In a 2010 interview, he exclaimed that Killer7 is "part of his soul" and is certainly interested in making a sequel.
In 2012, Suda revealed a new game titled Killer Is Dead; word quickly spread that it was a follow-up to Killer7 since the game shares similar concept with an assassin protagonist, complex plot and cel-shaded graphics. Suda later clarified that Killer Is Dead is an original game and has no relation to Killer7.
During a panel at 2016's PAX East, Suda expressed his interest to remaster Killer7 and has begun talks with the game's publisher, Capcom. On March 17, 2018, during HOPPER'S Vol. 5 an event celebrating Grasshopper Manufacture's 20th anniversary, Suda verbally announced to attendees that there are plans to remaster both Killer7 and Flower, Sun, and Rain. However no platform or release date was mentioned. Suda later posted on his Twitter account stating that the Killer7 remaster will be out within 10 years. At the 2018 MomoCon, Suda announced a remastered version of Killer7 for Windows which was released on November 15, 2018.
|
446,891 |
Brownhills
| 1,172,478,661 |
Town in West Midlands, England
|
[
"Towns in the West Midlands (county)",
"Walsall"
] |
Brownhills is a town and civil parish in the Metropolitan Borough of Walsall, West Midlands, England. A few miles south of Cannock Chase and close to the large Chasewater reservoir, it is 6 miles (9.7 km) northeast of Walsall, a similar distance southwest of Lichfield and 13 miles (20.9 km) miles north-northwest of Birmingham. It is part of the Aldridge-Brownhills parliamentary constituency and neighbours the large suburban villages of Pelsall and Walsall Wood. It lies within the boundaries of the historic county of Staffordshire.
The town lies close to the route of the ancient Watling Street, and although there is no record of its existence before the 17th century, Ogley Hay – a district of the town today – is recorded as a settlement in the Domesday Book. Brownhills quickly grew around the coal-mining industry, especially after the town became linked to the canal and railway networks in the mid-19th century. By the end of the century, Brownhills had grown from a hamlet of only 300 inhabitants to a town of more than 13,000, of whom the vast majority were employed in the coal industry. Mining remained the town's principal industry until the 1950s; the subsequent closure of the pits led to a severe economic decline that has continued until the present. The local authority instituted a regeneration programme in 2007, which was hoped would revive the town's fortunes, but there has been little subsequent development.
## History
Brownhills is on the ancient Watling Street and there is evidence of early settlement in the area, including an ancient burial mound and a guard post believed to date from Roman times and later dubbed Knaves Castle. The name Brownhills, however, is not recorded before the 17th century. The most popular suggestion for the origin of the name is that it refers to the early mining spoil heaps which dotted the area.
The settlement is first recorded (as "Brownhill") on Robert Plot's 1680 map of Staffordshire, at which time it was a hamlet within the manor of Ogley Hay, which in turn was part of the parish of Norton Canes. Ogley Hay itself had existed since at least the 11th century and is mentioned in the Domesday Book, although the 1801 census lists it as having a population of only 8 people. Beyond Ogley Hay lay Catshill, another hamlet which pre-dated Brownhills and which lay within the parish of Shenstone.
During the 17th century, shallow mine workings began to develop in the area, and in 1759 a turnpike was erected in the Catshill area. A local legend claims that Dick Turpin once vaulted the barricade on his horse to avoid paying the toll, although this is demonstrably false as Turpin was executed in 1739, twenty years before the turnpike's construction. In 1794 Brownhills (now in the plural) was included in a list of local settlements mentioned in an Act of Parliament concerning canals in Staffordshire, and three years later the Wyrley & Essington Canal, nicknamed the "Curly Wyrley" by the locals due to its winding course, was opened. In 1799 Norton Pool, later to be renamed Chasewater, was created to serve as a reservoir for the canals.
Early in the 19th century, a horse-drawn tram system connected the mines to the wharves on the canal. In response to the growing population of the area open land in Ogley Hay, up until then merely heathland was enclosed and converted to farmland in 1838, the same year in which the area was first declared a parish, although no church was built for another 13 years. Charles Foster Cotterill, a former mayor of Walsall who had purchased the manor of Ogley Hay in 1836 upon the death of former lord Phineas Hussey, saw the potential of the area and sold off large tracts of his land for private farming and the construction of a flour mill and a foundry. The remaining land of the former manor was progressively sold off through a series of indentures of questionable legality until 1846 when Cotterill sold the last 135 acres (0.55 km<sup>2</sup>) and moved to London.
The South Staffordshire Railway reached Brownhills in 1850 and led to a huge expansion of the local mining operation and with it a population explosion in the area, with the population increasing from 305 in 1801 to over 13,000 in 1891. In 1858 a branch line was constructed through the heart of what was then the hamlet of Brownhills, which led to a migration of the population eastwards, leading to the formation of mining slums in the Ogley Hay area. Eventually, a new town centre developed, complete with library and theatre. This led to the gradual amalgamation of Brownhills, Ogley Hay, and Catshill into one town.
Mining was to remain the principal industry of Brownhills until the last pit closed in the 1950s. During the 18th and 19th centuries the area known as Coppice Side was the hub of the mining industry, and the census of 1841 showed that over 80% of the population of the area which makes up modern Brownhills lived and worked there, with up to ten pits active in the area at any one time. As in other mining areas, several men lost their lives in the Brownhills pits. Seven miners, including a boy aged 11, died in an accident in 1861, and in October 1930 an explosion at the Grove Colliery killed fourteen miners, ten of them from Brownhills.
In 1877 the town of Brownhills was officially recognised for the first time after a new Act authorised the amalgamation of rural districts into larger local government areas. An order was issued on 29 September stating:
> The Local Government Board have proposed to declare the Parish of Norton under Cannock, the Chapelry of Hammerwich, the Parish of Ogley Hay, and parts of the Parish of Shenstone and of the Township of Walsall Foreign to be a Local Government District under the name of the Brownhills District.
After the First World War, the Urban District Council, which was based at the Council House and had replaced the District Board in 1894, began a programme of urban improvement. Large areas of open farmland were purchased for the building of council houses, and a notorious slum area, Ogley Square, which had been declared unfit for human habitation, was demolished after a long legal dispute and the tenants rehoused. The final farmland within the boundaries of Brownhills was sold for redevelopment in 1952.
By the time of the Second World War the mines of Brownhills, being amongst the oldest in the area, were largely exhausted, and following the nationalisation of the mining industry the final pit on the Common was closed in the 1950s. Following the demise of the coalfield the town experienced a severe economic slump, with many high street shops closing down. A wave of new development in the 1960s and 1970s saw a new shopping precinct planned, which it was claimed would incorporate a cinema, bowling alley, hotel, and bus station and would completely revitalise the town. Despite the developers' grandiose claims, the project was not a success and ultimately consisted solely of shopping units, many of which stood empty for up to five years. There was little further development in the 1980s and 1990s, and the feeling of the local council is that the town centre needs improvement. In 2007, the council created a "Townscape Masterplan" for the redevelopment of the town, but more than a decade later the most problematic areas had seen little redevelopment.
## Governance
Brownhills is represented by two tiers of government, Walsall Borough Council ("local") and UK Parliament ("national").
The Brownhills District established in 1877 remained in existence until 1894 when it was superseded by Brownhills Urban District. In 1966 the Urban District merged with that of Aldridge to form the Aldridge-Brownhills Urban District, in accordance with a recommendation of the Local Government Commission for England. The district was amalgamated in 1974, under the Local Government Act 1972, into the newly formed Metropolitan Borough of Walsall, under whose jurisdiction the area remains to this day. As a result of this amalgamation Brownhills also became part of the West Midlands county, having previously been part of Staffordshire. Today Brownhills constitutes a ward within the Borough of Walsall and has three seats on the Borough Council. As at the 2019 local elections two of these seats were held by the Conservative Party and one by Labour.
Wendy Morton, representing the Conservative Party, has been the Member of Parliament for the constituency of Aldridge-Brownhills since 2015. Before the creation of the Aldridge-Brownhills seat in 1974, the town had been part of the Walsall North constituency since 1955, when it had been transferred from the now-defunct Cannock constituency.
Brownhills was part of the Walsall council counting area of the West Midlands European Parliament constituency, which elected seven MEPs to the European Parliament. In the 2019 election the Brexit Party gained 42.7% of the vote in this counting area, followed by Labour with 21.5%.
## Geography
Brownhills is located at on the edge of Cannock Chase and lies mostly at a height of approximately 150 metres (492 ft) above sea level, although there is a sharp incline to nearly 180 metres (590 ft) at the eastern end of the town. The highest point of Cannock Chase, standing at 244 metres (801 ft) above sea level, lies approximately 4 miles (6 km) from the town. Although a small river called Crane Brook flows slightly to the east of Brownhills, the only significant bodies of water in the area are human-made, namely the canal and the 3 km<sup>2</sup> (1.2 sq mi) reservoir Chasewater, which lies to the north, between Brownhills and Cannock Chase. The reservoir was constructed in the 18th century and reshaped by reclamation schemes as recently as the 1970s.
Immediately to the west of the town is Brownhills Common, a 100-acre (0.40 km<sup>2</sup>) heathland which once formed part of Cannock Forest (also known as "Canke Wood"). Although the forest was felled in the 15th and 16th centuries, the spread of heather and the grazing of sheep led to the creation of a huge area of heathland. The area was affected by mine workings but has now returned to a more natural state, and lizards and dragonflies may be observed. The area now supports various habitat types, with the heathland mixing with marshy grassland, with scattered scrub and pools. In 1926, when ownership of the Common was transferred to the local Council, a large area of barren land at the eastern end, closest to the town, was landscaped, with new trees planted. Lying south of the Common, Birch Coppice is a large area of predominantly oak and birch woodland, which, although crossed by a now-dismantled railway line, mostly escaped the destruction caused to other wooded areas by mining and other industry.
To the south, Brownhills is separated from the nearby village of Clayhanger by Clayhanger Common, which is designated a Site of Special Scientific Interest and considered "one of the best wetland sites in the county". In 2007, a new £445,000 bridge was erected across the canal at Brownhills, providing pedestrian, disabled and cycling access to the Common and to the village of Clayhanger beyond. To the east lies the village of Stonnall and a large area of green belt land.
The geology of Brownhills comprises mainly red clay marl overlying Triassic sandstone and deposits of coal. The town is on several fault lines, the main one being the Vigo Fault, a branch of the larger Eastern Boundary Fault, which runs from Birmingham to Rugeley. On the western side of the fault, in the area of Brownhills Common, the marl is over 1,000 feet (305 m) thinner than on the eastern side, bringing the coal seams significantly closer to the surface. The presence of the faults and the effects of mining mean that subsidence has been a major problem in the area for many years.
Since the 19th century, trade in Brownhills has been centred on the High Street. As the canal and Clayhanger Common lie immediately to the south of the High Street, the town's housing areas are mainly to the north and at the eastern and western ends of the town. In 2011, Brownhills had 5,173 residential dwellings, of which 49.4% were semi-detached houses. In late 2020 the average selling price of a domestic property in the town was £182,700, compared to £112,000 ten years earlier, a rise of 63%. Two housing associations, Walsall Housing Group (whg) and WATMOS Housing Co-operative (WATMOS), manage those properties formerly owned as council houses by Walsall Council.
In the West Midlands, the warmest time of the year is July and August, when maximum temperatures average around 21 °C (70 °F); the coolest months are January and February, when minimum temperatures average around 1 °C (39 °F). The area's average maximum and minimum temperatures are almost exactly in line with the national average. The average annual rainfall is about 676 millimetres (27 in), the wettest months being September to January. This is lower than the national average annual rainfall of 838 mm (33 inches).
## Demography
At the 2011 UK census, Brownhills ward had a population of 12,676, and a population density of 17.5 persons per hectare. Of the town's 10,081 residents aged 16 and over, 47.7% were married or in a civil partnership and 14.3% were cohabiting couples.
The ethnicity of the town was 95.8% white, 1.2% mixed race, 1.9% Asian, 0.95% black and 0.2% other. The country of birth of residents was 97.0% United Kingdom, 0.4% Republic of Ireland, 1.0% European Union and 1.6% other. Religion was recorded as 67.9% Christian, 0.4% Muslim, 0.4% Hindu, 0.2% Buddhist and 0.63% Sikh. Additionally, 24.2% were recorded as having no religion and 5.8% did not state their religion.
For every 100 females, there were 98.7 males. The age distribution was 6.0% aged 0–4 years, 13.5% aged 5–15 years, 5.1% aged 16–19 years, 32.2% aged 20–44 years, 25.8% aged 45–64 years and 17.3% aged 65 years and over. The mean population age was 39.8. The economic activity of residents aged 16–74 was 37.0% in full-time employment, 15.0% in part-time employment, 7.8% self-employed, 5.8% unemployed, 3.9% economically inactive students, 16.2% retired, 4.6% looking after home or family, 5.5% long-term sick or disabled and 2.3% economically inactive for other reasons.
## Economy
At the 2011 census, 5,769 people in Brownhills were employed, with the largest percentages in retail (19.8%) and manufacturing (15.8%). This represented a shift from a decade earlier, when manufacturing had been the largest sector, employing 28.5% of the workforce. In 2011, 2.7% of usual residents aged 16 to 74 were classified as long-term unemployed.
The decline of the mining industry in the 1950s caused a severe economic slump in Brownhills. In 2007, the local authority created a "Townscape Masterplan" for the regeneration of Brownhills, which involved increased leisure provision, the improvement of the town centre's shopping facilities, a new transport interchange incorporating Park and Ride facilities and cycle links to the town centre and the National Cycle Route, and the refurbishment of run-down properties. The plan involved the potential construction of a bypass to relieve the heavily congested High Street. Among the areas highlighted for redevelopment was the Ravens Court shopping precinct. After many years of legal wranglings, including the collapse of a plan to build a supermarket on the site, a planning application was submitted in 2017, but by late 2018 the precinct was still disused and a frequent target for anti-social behaviour.
The headquarters of the One Stop convenience store chain, a subsidiary of Tesco plc, is located in the town. Brownhills was formerly home to the wirings manufacturer Electrium's last UK-based factory, but this has closed, with manufacturing shifted overseas and commercial staff moved to a new site in Cannock. Many people are employed at the town's Tesco store, which is open 24 hours a day on weekdays and is large enough to have its own petrol station. Before being taken over by Tesco, the store was a branch of Hillards, and an earlier Tesco store in the town had been forced to close as it could not compete with Hillards. Plans to double the size of the current store were put forward but abandoned in 2013.
## Transport
### Roads
Brownhills is served by the A5 and lies close to a junction of the M6 Toll motorway. National Express West Midlands bus services 936, 937, 937A connect the town with Kingstanding and Birmingham. They also run service 8 linking Brownhills with Walsall, Burntwood and Lichfield. D&G Bus operates services to Norton Canes and Cannock under the Chaserider brand.
### Railway
Brownhills formerly had two railway stations. The first, on the South Staffordshire Line (later part of the London, Midland and Scottish Railway), opened in 1849 but was closed as part of the Beeching Axe in 1965. The line remained open for freight until 1983, but the track was lifted in 1987. The other, on the Midland Railway, was open for passengers between 1884 and 1930 and for freight until 1960, when the track was lifted. Andy Street, the Mayor of the West Midlands, put forward a 20-year plan for the improvement of the region's transport infrastructure in 2020 which included the re-opening of a station in Brownhills.
### Canals
The Birmingham Canal Navigations' Wyrley and Essington Canal passes through Brownhills and meets the Daw End Branch Canal at Catshill Junction. The Lichfield and Hatherton Canals Restoration Trust has been involved in restoring the Lichfield Canal since its formation in 1988 and, in 2003, created an aqueduct over the M6 Toll road near Brownhills.
## Education
The town's main secondary school is Brownhills Ormiston Academy (formerly Brownhills Sports College, Brownhills Community Technology College, Brownhills Community School and Brownhills Comprehensive), a mixed-gender school with approximately 1,000 pupils, which is part of the Ormiston Academies Trust. In 2019, the school's progress 8 benchmark score was ranked "below average".
Watling Street Primary School, situated on the A5 at the western end of town, has approximately 200 students between the ages of 3 and 11 as of 2021. In 2019, 77% of its Key Stage 2 pupils were deemed to have met the expected standard. There are four other primary schools in the town: St James' Primary School, St Bernadette's Catholic Primary School, Brownhills West Primary School, Millfield Primary School and one in Clayhanger, Holy Trinity Church of England Primary School.
## Religious sites
Brownhills has a Church of England church (St James), a Roman Catholic church (St Bernadette), two Methodist churches (including one in Clayhanger), two Spiritualist Churches, and a Pentecostal church. Brownhills has had strong links with the Methodist faith since the 19th century. The current Silver Street Methodist church was built in the 1960s when two other churches were compulsorily purchased and demolished due to their sites being identified as prime locations for additional town-centre car parking under a council redevelopment scheme.
## Culture
### Attractions and landmarks
One of Brownhills' most prominent landmarks is a 46 feet (14 m) stainless steel sculpture of a coal miner, erected in May 2006 on a roundabout at one end of the High Street, where the A4124 Pelsall Road and High Street A452 cross. The colossal sculpture, by John McKenna ARBS, commemorates the town's mining tradition. A competition was organised to choose an official nickname for the statue. The winning name was Jigger after Jack "Jigger" Taylor who died when the roof of Walsall Wood pit collapsed in 1951. The town is also home to what is reputed to be the oldest fingerpost in the United Kingdom.
Chasewater in Staffordshire lies on the edge of Brownhills, with the area surrounding it, which is designated as a country park, officially falling within the Brownhills postal area. The reservoir supports a variety of activities including water-skiing, sailing, angling and bird watching. The Chasewater Railway operates a heritage rail service on the line of the former mineral railway around Chasewater between Brownhills and Chasetown, north of the former Brownhills Watling Street station. The railway's main station is designated Brownhills West.
On the opposite side of the A5, Brownhills Common, where a wide variety of birds can be observed, is a designated nature reserve, as is Shire Oak Park, approximately 0.9 miles (1.4 km) from the town centre. Holland Park, on the edge of the Common, has a skate park and multi-sports area, which were created as part of a £95,000 environmental regeneration project and opened in 2002.
### Cultural events and venues
One of the major concerns of the local council in 2007 was that the town was "particularly lacking in leisure provision". At one time the town had two cinemas, but the last of these closed in the 1960s and a plan to build a new one never came to fruition. Although the town's theatre had closed down many years prior, the Brownhills Academy's theatre has staged productions by local groups such as the Aldridge Musical Comedy Society and the Walsall Gilbert and Sullivan Society.
Brownhills holds an annual canal festival in June with stalls, entertainment and boat trips, and there is an active Community Association which organises a range of events and activities. The town had a weekly market for many years, but it closed down in 2010 due to lack of traders and the site was subsequently redeveloped for housing.
Brownhills has several public houses. Although some older ones, such as the Victorian-era Jolly Collier in Coppice Side, were demolished in the 1980s, several dating from the 19th century still stand comparatively unchanged, including the Shoulder of Mutton, which still bears windows etched with the emblem of the brewery which owned it in the 1850s. The Station Hotel in the High Street hosted concerts, including an appearance by Black Sabbath in 1968.
### Sport
Brownhills does not have a Saturday men's football team; in the 1990s Brownhills Town F.C. competed in the Midland Football Combination but folded during the 2003–04 season. During the 1950s Ogley Hay F.C. were a strong local team, reaching the final of the Walsall Senior Cup on three occasions. Brownhills Community Colts Football Club fields teams in various age groups up to under-17.
The Brownhills Canoe and Outdoor Centre opened in 2006, funded by British Waterways with the assistance of partners such as Sport England, the European Regional Development Fund and Walsall Council, and offers canoeing and kayaking lessons on the canal, close to the centre of town. Nearby Chasewater is a prominent watersports site, with the Watersports Centre offering a variety of water skiing facilities, and the sailing club providing year-round windsurfing and dinghy sailing.
### Media
Brownhills has no dedicated local newspaper, but is covered by newspapers published in Wolverhampton and Walsall. The most popular paid-for local newspaper is the Express & Star. Free newspapers with significant circulation in the town include the Walsall Chronicle, Walsall Advertiser, and Walsall Observer. Similarly, the town has no dedicated local radio station but receives the stations broadcast from the Sutton Coldfield transmitting station.
## Notable people
Three members of the Dorsett family from Brownhills played professional football. George Dorsett (1881–1942) and his brother Joe (1888–1951) both played for West Bromwich Albion and Manchester City in the early years of the 20th century. Their nephew Dicky Dorsett (born 3 December 1919, died 1999) played over 250 times for Aston Villa between 1946 and 1952 and also played for Wolverhampton Wanderers in the 1939 FA Cup Final. Fashion model Erin O'Connor (born 9 February 1978) grew up in Brownhills.
|
383,851 |
Joey Santiago
| 1,173,363,948 |
Filipino-American guitarist and composer
|
[
"1965 births",
"20th-century American guitarists",
"Alternative rock guitarists",
"American alternative rock musicians",
"American male guitarists",
"American musicians of Filipino descent",
"American rock guitarists",
"Filipino emigrants to the United States",
"Lead guitarists",
"Living people",
"Musicians from Manila",
"People from Longmeadow, Massachusetts",
"Pigface members",
"Pixies (band) members",
"University of Massachusetts Amherst College of Social and Behavioral Sciences alumni"
] |
Joseph Alberto Santiago (born June 10, 1965) is a Filipino-American guitarist and composer. Active since 1986, Santiago is best known as the co-founder and lead guitarist of the American alternative rock band Pixies. After the band's breakup in 1993, Santiago produced musical scores for film and television documentaries, and he formed The Martinis with his ex-wife, Linda Mallari. He also contributed to albums by Charles Douglas and former Pixies band-mate Frank Black. Santiago resumed his role as the Pixies' lead guitarist when they reunited in 2004.
Santiago has described his guitar technique as "angular and bent", and he cites Les Paul, George Harrison, Chet Atkins, Wes Montgomery, Joe Pass and Jimi Hendrix as major influences on his style. His guitar playing, as part of the Pixies' sound, was held in high regard by critics: MTV's Laurel Bowman commented that Santiago's "sonic plow was the key element in the Pixies' monstrous presence".
## Early life and education
Santiago was born in Manila, Philippines, on June 10, 1965, the third of six sons of an anesthesiologist. In 1972, when President Marcos declared martial law, the family immigrated to the United States. After two years in Yonkers, New York, the family moved to Longmeadow, Massachusetts, where Santiago attended Longmeadow High School and graduated from Wilbraham & Monson Academy in 1983. His first experience with a musical instrument was playing a Hammond organ at the age of eight, but he never took on the instrument seriously because he had to share it with five brothers. Santiago first played a guitar at the age of nine after he noticed a classical guitar hanging on his oldest brother's wall for decoration. The first song he learned to play was The Velvet Underground's "Rock and Roll".
As a teenager, Santiago became interested in computer programming, naming his first program "Iggy" and his second "Pop" after punk rocker Iggy Pop. He participated in a cycle ride across the United States in aid of charity, but on completing it did not bother to collect the sponsor's money.
After graduating from high school in 1983, Santiago studied at the University of Massachusetts Amherst. He remained without a major as long as the university would permit him to, but eventually chose economics. He met Charles Thompson, an anthropology student and the future Pixies frontman, after he heard Thompson and his roommate playing their guitars. Santiago rushed home to collect his guitar, and was soon playing "non-blues-scale, non-cover-song rock" with Thompson.
Santiago and Thompson shared a room at the start of the second semester. Santiago soon introduced his new roommate to 1970s punk and the music of David Bowie. He later recalled their time together in college: "Charles and I had a suite at the college dorm. We'd go to shows, I remember seeing Black Flag and Angst. Initially, I think we just liked each other. I did notice right away that he was playing music ... He'd write 'em [the songs], and I'd throw my ideas on the guitar." In their second year of college, Thompson traveled to Puerto Rico as an exchange student. After six months there living with a "weird, psycho roommate," Thompson sent Santiago a letter with the words "We gotta do it, now is the time, Joe, we gotta chase our dreams"; Santiago replied, saying "Yes, now's the time." Upon receiving this reply, Thompson decided to return to Amherst to start a rock band with Santiago.
## Pixies
Upon Thompson's return to Massachusetts, the pair dropped out of college and moved to Boston. They both took temporary jobs in warehouses, with Santiago working for a butcher block company. In January 1986, Santiago formed the Pixies with Thompson. Santiago made the choice to play lead guitar over Bass. The pair arrived at a name after Santiago selected the word randomly from a dictionary and liked the definition, "mischievous little elves." They recruited Kim Deal a week later after placing a classified ad in a Boston paper for a bassist "into Hüsker Dü and Peter, Paul and Mary." Drummer David Lovering was later hired on recommendation from Deal's husband.
The Pixies rehearsed throughout 1986, and began performing around Boston in late 1986 and during 1987. The band signed to the English independent record label 4AD in 1987. On meeting the head of the label, Ivo Watts-Russell, Santiago remarked: "All I care about is that you make me famous in the Philippines because all the chicks are really pretty". Watts-Russell later said "that's probably all I ever heard Joey really say," and by that time, Santiago's quietness had been noted by those close to the band. The Pixies' first release, Come On Pilgrim, featured his trademark angular lead guitar on tracks such as "The Holiday Song" and "Vamos".
After the band's next two albums, Surfer Rosa (1988) and Doolittle (1989), the relationship between the band members became strained; the Pixies were constantly touring and had released three albums in two years. During their homecoming Boston concert, on the post-Doolittle "Fuck or Fight" tour, Santiago smashed up his instrument and stormed offstage. The band announced a break soon afterwards. During this time, Santiago visited the Grand Canyon to "find himself." After the band reconvened in 1990, Santiago contributed to the band's later releases, Bossanova (1990) and Trompe le Monde (1991), adopting a surf guitar style in the former. The Pixies eventually broke up in 1992, mostly due to tensions between Francis and Deal, although the breakup was not publicly announced until 1993.
## The Martinis and composing
After the breakup of the Pixies, Santiago went into a depression for the first couple of years but remained on good terms with bandmate Black Francis (who soon adopted the name Frank Black). Black, who was recording his 1993 debut album, Frank Black, contacted Santiago to ask whether he would contribute lead guitar. Santiago agreed, and moved into Black's old apartment in L.A. on a whim. Santiago played lead guitar on a number of Frank Black's solo albums, including Teenager of the Year (1994), and contributed lead guitar to Steve Westfield's 1994 album Mangled. He also formed The Martinis a year later with Mallari. Their recorded output by the end of the 1990s comprised a single song, the self-recorded "Free" (1995), which appeared on the film soundtrack of Empire Records. The band played live only occasionally until 2001.
In the mid-1990s, Santiago began to explore audio editing software. After composing for several independent films, including Crime and Punishment in Suburbia in 2000 (where he collaborated again with Black), Santiago co-scored the Fox Network TV series Undeclared with Michael Andrews. He continued to contribute lead guitar to albums, collaborating with Charles Douglas on his 2004 album Statecraft. He scored the 2003 film The Low Budget Time Machine and wrote two songs, "Birthday Video" and "Fake Purse," for the Showtime television series Weeds in 2005.
Mallari and Santiago continued to write new material as part of the Martinis, but no longer played live. Their debut album, Smitten, took two years to write and was released in 2004; the pair collaborated with a number of musicians, including drummer Josh Freese, during the recording. Santiago described the album as "a lot poppier and quirkier" than the band's previous material. The band simultaneously released The Smitten Sessions, a limited edition EP.
## Pixies reunion and future projects
After the Pixies broke up in 1993, Santiago had stayed in touch with every band member. In the summer of 2003, Black decided to begin reuniting the Pixies and called Santiago first. Santiago later explained: "He called me on my cellphone and I was in Cape Cod visiting family. He said in this coy voice, 'Hey Joey, uh, you been hearin' these rumors that we're getting back together? Gee, I wonder who started it?' I go, 'Charles, did you do that?' and he goes, 'Yeah.'" Santiago then contacted Lovering and Deal to inform them of Black's decision and by the summer of 2004 the band had reunited. DreamWorks asked the Pixies in early 2004 to compose a song for the Shrek 2 soundtrack. They agreed, and early versions of this new song were recorded in Santiago's basement. With his soundtrack experience, the band, in the words of Deal, "worked it up a bit in Joey's Pro Tools thing", before submitting it to the studio. DreamWorks rejected the song, so the band released it as a single, "Bam Thwok".
Aside from the Pixies and The Martinis, Santiago scored the soundtrack of the documentary Radiant City in 2006. He signed with the commercial sound agency Elias Arts in the same year, and focused on composing music for television commercials. In a March 2006 Billboard.com interview, he dismissed the possibility of a new Pixies album for the time being: "I'd only be interested if it happens in an organic manner; if all our schedules are aligned and we're all feeling it. That's the only reason to do it." Santiago also played a benefit concert for drummer Wally Ingram in February 2007 as part of The Martinis; the band's first gig for six years.
## Musical style
Santiago describes his guitar playing as "angular and bent," "all derived from guitar moments that perk my ears up". Notable in his style is how he uses distortion and feedback to leave spaces open. A good example is the intro of "There Goes My Gun". He attributes much of his style to songs he enjoyed when first learning the guitar, such as The Beatles' "Savoy Truffle", where "George Harrison played that bent note that I fell in love with and later milked it for all it was worth." He used such techniques with the Pixies: Doolittle's "Dead" begins with Santiago's guitar "squawking" on an E-flat like "a wounded animal". As Santiago was learning the guitar, he saw himself as a self-conscious amateur, and still speaks of a lack of confidence in his playing.
Santiago, rather than listening to popular radio, borrowed rock and roll records from the public library as he was growing up; he first discovered Les Paul and Jimi Hendrix, who led to jazz guitarist Wes Montgomery. Santiago later commented on Montgomery's influence: "And that's when I said, 'Ah, that's a hook. That's some hooky stuff in the jazz world'". He discovered jazz and country artists such as Joe Pass and Chet Atkins after studying the liner notes of albums. Santiago was directly influenced by the "Hendrix chord", the sharp 9th dominant chord which, in the words of author Ben Sisario, "tapped a hidden rage that matched the horror of Thompson's scream". As a teenager, Santiago also listened to classic rock and protopunk artists such as The Who, The Rolling Stones, The Velvet Underground and Iggy Pop.
The stage antics of Santiago often contrasted with his generally quiet demeanor; he often experimented with his guitar and equipment during songs. Deal's husband, John Murphy, said that during performances of "Vamos", which features guitar feedback throughout, Santiago used to "whack the crap out of his amp", often picking up the amplifier and moving it around. During some solos, Santiago would often pull the guitar up to his mouth and break guitar strings with his teeth.
## Personal life
Santiago has two children. He lives in Los Angeles. In 2016, Santiago checked into a rehabilitation center to treat his alcohol and drug issues. He has since become sober.
On March 2, 2022, Santiago announced on Instagram he was engaged to producer Erin Whitaker, the CEO of ParkerWhitaker Productions.
## Discography
Pixies
- Surfer Rosa (1988)
- Doolittle (1989)
- Bossanova (1990)
- Trompe le Monde (1991)
- Indie Cindy (2014)
- Head Carrier (2016)
- Beneath the Eyrie (2019)
Frank Black
- Frank Black (1993)
- Teenager of the Year (1994)
- Dog in the Sand (2001)
- Devil's Workshop (2002)
- Show Me Your Tears (2003)
- Frank Black Francis (additional editing, 2004)
The Martinis
- Smitten (2004)
- The Smitten Sessions (2004)
The Everybody
- Avatar (2009)
Other appearances
Santiago is credited as guitar unless otherwise specified:
- Mangled (Steve Westfield, 1994)
- Stuff (Holly McNarland, 1997)
- It Came from the Barn (producer) (Pajama Slave Dancers, 1997)
- Home Is Where My Feet Are (Holly McNarland, 2002)
- Statecraft (Charles Douglas, 2004)
- Weeds: Music from the Original Series (composed and performed "Birthday Video" and "Fake Purse") (Weeds, 2005)
- In Pursuit Of Your Happiness (Mark Mulcahy, 2005)
- Songs About Time (The Rentals, 2009)
- Twistable, Turnable Man: A Musical Tribute To The Songs Of Shel Silverstein (Various Artists, 2010)
- A Walk with Love & Death (Melvins, 2017)
|
30,079,569 |
1907 Tiflis bank robbery
| 1,166,704,927 |
Robbery of bank stagecoach by Bolsheviks in 1907
|
[
"1907 crimes in Europe",
"1907 in the Russian Empire",
"20th century in Tbilisi",
"Bank robberies",
"Bolshevik finance",
"Crime in Georgia (country)",
"Crime in Tbilisi",
"History of Tbilisi",
"Joseph Stalin",
"June 1907 events",
"Vladimir Lenin"
] |
The 1907 Tiflis bank robbery, also known as the Erivansky Square expropriation, was an armed robbery on 26 June 1907 in the city of Tiflis (present-day Tbilisi, the capital of Georgia) in the Tiflis Governorate in the Caucasus Viceroyalty of the Russian Empire. A Bolshevik group "expropriated" a bank cash shipment to fund their revolutionary activities. The robbers attacked a bank stagecoach, and the surrounding police and soldiers, using bombs and guns while the stagecoach was transporting money through Erivansky Square (present-day Freedom Square) between the post office and the Tiflis branch of the State Bank of the Russian Empire. The attack killed forty people and injured fifty others, according to official archive documents. The robbers escaped with 241,000 rubles.
The robbery was organized by a number of top-level Bolsheviks, including Vladimir Lenin, Joseph Stalin, Maxim Litvinov, Leonid Krasin, and Alexander Bogdanov; and executed by a party of revolutionaries led by Stalin's early associate Simon Ter-Petrosian, also known as "Kamo" and "The Caucasian Robin-Hood". Because such activities had been explicitly prohibited by the 5th Congress of the Russian Social Democratic Labour Party (RSDLP) only weeks previously, the robbery and the killings caused outrage within the party against the Bolsheviks (a faction within the RSDLP). As a result, Lenin and Stalin tried to distance themselves from the robbery.
The events surrounding the incident and similar robberies split the Bolshevik leadership, with Lenin against Bogdanov and Krasin. Despite the success of the robbery and the large sum involved, the Bolsheviks could not use most of the large banknotes obtained from the robbery, because the police had records of the serial numbers. Lenin conceived a plan to have various individuals cash the large-value banknotes at once at various locations throughout Europe in January 1908, but this strategy failed, resulting in a number of arrests, worldwide publicity, and negative reaction from social democrats elsewhere in Europe.
Kamo was caught in Germany shortly after the robbery, but successfully avoided a criminal trial by feigning insanity for more than three years. He managed to escape from his psychiatric ward, but was recaptured two years later while planning another robbery. Kamo was then sentenced to death for his crimes including the 1907 robbery, but his sentence was commuted to life imprisonment; he was released after the 1917 Russian Revolution. None of the other major participants or organizers of the robbery were ever brought to trial. After Kamo's death in 1922, a monument to him was erected near Erivansky Square in Pushkin Gardens, and Kamo was buried beneath it. The monument was later removed and Kamo's remains were moved elsewhere.
## Background
The Russian Social Democratic Labour Party (RSDLP), the predecessor of the Communist Party of the Soviet Union, was formed in 1898. The goal of the RSDLP was to carry out a Marxist proletarian revolution against the Russian Empire. As part of their revolutionary activity, the RSDLP and other revolutionary groups (such as anarchists and Socialist Revolutionaries) practised a range of militant operations, including "expropriations", a euphemism for armed robberies of government or private funds to support revolutionary activities.
From 1903 onwards, the RSDLP were divided between two major groups: the Bolsheviks and the Mensheviks. After the suppression of the 1905 Revolution, the RSDLP held its 5th Congress in May–June 1907 in London with the hopes of resolving differences between the Bolsheviks and the Mensheviks. One issue that still separated the two groups was the divergence of their views on militant activities, and in particular, "expropriations". The most militant Bolsheviks, led at the 5th Congress by Vladimir Lenin, supported continuation of the use of robberies, while Mensheviks advocated a more peaceful and gradual approach to revolution, and opposed militant operations. At the 5th Congress, a resolution was passed condemning participation in or assistance to all militant activity, including "expropriations" as "disorganizing and demoralizing", and called for all party militias to be disbanded. This resolution passed with 65 per cent supporting and 6 per cent opposing (others abstained or did not vote) with all Mensheviks and some Bolsheviks supporting the resolution.
Despite the unified party's prohibition on separate committees, during the 5th Congress the Bolsheviks elected their own governing body, called the Bolshevik Centre, and kept it secret from the rest of the RSDLP. The Bolshevik Centre was headed by a "Finance Group" consisting of Lenin, Leonid Krasin and Alexander Bogdanov. Among other party activities, the Bolshevik leadership had already planned a number of "expropriations" in different parts of Russia by the time of the 5th Congress and was awaiting a major robbery in Tiflis, which occurred only weeks after the 5th Congress ended.
## Preparation
Before the 5th Congress met, high-ranking Bolsheviks held a meeting in Berlin in April 1907 to discuss staging a robbery to obtain funds to purchase arms. Attendees included Lenin, Stalin, Krasin, Bogdanov and Litvinov. The group decided that Stalin, then known by his earlier nom de guerre Koba, and the Armenian Ter-Petrosian, known as Kamo, should organize a bank robbery in the city of Tiflis.
The 29-year-old Stalin was living in Tiflis with his wife Ekaterina and newborn son Yakov. Stalin was experienced at organizing robberies, and these exploits had helped him gain a reputation as the centre's principal financier. Kamo, four years younger than Stalin, had a reputation for ruthlessness; later in his life he cut a man's heart from his chest. At the time of the conspiracy, Kamo ran a criminal organization called "the Outfit". Stalin said that Kamo was "a master of disguise", and Lenin called Kamo his "Caucasian bandit". Stalin and Kamo had grown up together, and Stalin had converted Kamo to Marxism.
After the April meeting, Stalin and Litvinov travelled to Tiflis to inform Kamo of the plans and to organize the raid. According to Roman Brackman's The Secret File of Joseph Stalin: A Hidden Life, while Stalin was working with the Bolsheviks to organize criminal activities, he was also acting as an informant for the Okhrana, the Russian secret police. Brackman alleges that once the group returned to Tiflis, Stalin informed his Okhrana contact, Officer Mukhtarov, about the bank robbery plans and promised to provide the Okhrana with more information at a later time. However, Geoffrey Roberts has termed Brackman's allegation as a "conspiracy theory" and has further opined that all the evidence that Brackman adduces in support of this hypothesis is circumstantial and speculative.
In Tiflis, Stalin began planning for the robbery. He established contact with two individuals with inside information about the State Bank's operations: a bank clerk named Gigo Kasradze and an old school friend of Stalin's named Voznesensky who worked at the Tiflis banking mail office. Voznesensky later stated that he had helped out in the theft out of admiration for Stalin's romantic poetry. Voznesensky worked in the Tiflis banking mail office, giving him access to a secret schedule that showed the times that cash would be transferred by stagecoach to the Tiflis branch of the State Bank. Voznesensky notified Stalin that the bank would be receiving a large shipment of money by horse-drawn carriage on 26 June 1907.
Krasin helped manufacture bombs to use in the attack on the stagecoach. Kamo's gang smuggled bombs into Tiflis by hiding them inside a sofa. Only weeks before the robbery, Kamo accidentally detonated one of Krasin's bombs while trying to set the fuse. The blast severely injured him in the eye, leaving a permanent scar. Kamo was confined to his bed for a month owing to intense pain, and had not fully recovered by the time of the robbery.
## Day of the robbery
On the day of the robbery, 26 June 1907, the 20 organizers, including Stalin, met near Erivansky Square (just 2 minutes from the seminary, bank and viceroy's palace) to finalize their plans, and after the meeting, they went to their designated places in preparation for the attack. The Russian authorities had become aware that some large action was being planned by revolutionaries in Tiflis, and had increased the security presence in the main square; just prior to the robbery, they had been tipped off and were guarding every street corner in Erivansky Square. To deal with the increased security, gang members spotted patrolling gendarmes and police prior to the robbery and lookouts were posted looking down on the square from above.
The gang members mostly dressed themselves as peasants and waited on street corners with revolvers and grenades. In contrast to the others, Kamo was disguised as a cavalry captain and came to the square in a horse-drawn phaeton, a type of open carriage.
The conspirators took over the Tilipuchuri tavern facing the square in preparation for the robbery. A witness, David Sagirashvili, later stated that he had been walking in Erivansky Square when a friend named Bachua Kupriashvili, who later turned out to be one of the robbers, invited him into a tavern and asked him to stay. Once inside the tavern, Sagirashvili realized that armed men were stopping people from leaving. When they received a signal that the bank stagecoach was nearing the square, the armed men quickly left the building with pistols drawn.
The Tiflis branch of the State Bank of the Russian Empire had arranged to transport funds between the post office and the State Bank by horse-drawn stagecoach. Inside the stagecoach was the money, two guards with rifles, a bank cashier, and a bank accountant. A phaeton filled with armed soldiers rode behind the stagecoach, and mounted cossacks rode in front, next to, and behind the carriages.
### Attack
The stagecoach made its way through the crowded square at about 10:30 am. Kupriashvili gave the signal, and the robbers hit the carriage with grenades, killing many of the horses and guards, and began shooting security men guarding the stagecoach and the square. Bombs were thrown from all directions. The Georgian newspaper Isari reported: "No one could tell if the terrible shooting was the boom of cannons or explosion of bombs ... The sound caused panic everywhere ... almost across the whole city, people started running. Carriages and carts were galloping away". The blasts were so strong that they knocked over nearby chimneys and broke every pane of glass for a mile around. Ekaterina Svanidze, Stalin's wife, was standing on a balcony at their home near the square with her family and young child. When they heard the explosions, they rushed back into the house terrified.
One of the injured horses harnessed to the bank stagecoach bolted, pulling the stagecoach with it, chased by Kupriashvili, Kamo, and another robber, Datiko Chibriashvili. Kupriashvili threw a grenade that blew off the horse's legs, but he himself was caught in the explosion, landing stunned on the ground. Kupriashvili regained consciousness and sneaked out of the square before police and military reinforcements arrived. Chibriashvili snatched the sacks of money from the stagecoach while Kamo rode up firing his pistol, and they and another robber threw the money into Kamo's phaeton. Pressed for time, they inadvertently left twenty thousand rubles behind, some of which was pocketed by one of the stagecoach drivers who was later arrested for the theft.
### Escape and aftermath
After securing the money, Kamo quickly rode out of the square; encountering a police carriage, he pretended to be a captain of the cavalry, shouting, "The money's safe. Run to the square." The deputy in the carriage obeyed, realizing only later that he had been fooled by an escaping robber. Kamo then rode to the gang's headquarters where he changed out of his uniform. All of the robbers quickly scattered, and none were caught.
One of the robbers, Eliso Lominadze, stole a teacher's uniform to disguise himself and came back to the square, gazing at the carnage. Fifty casualties lay wounded in the square along with the dead people and horses. The authorities stated that only three people had died, but documents in the Okhrana archives reveal that the true number was around forty.
The State Bank was not sure how much it actually lost from the robbery, but the best estimates were around 341,000 rubles, worth around 3.4 million US dollars as of 2008. About 91,000 rubles were in small untraceable bills, with the rest in large 500-ruble notes that were difficult to exchange because their serial numbers were known to the police.
### Stalin's role
Stalin's exact actions on the day of the robbery are unknown and disputed. One source, P. A. Pavlenko, claimed that Stalin attacked the carriage itself and had been wounded by a bomb fragment. Kamo later stated that Stalin took no active part in the robbery and had watched it from a distance. Another source stated in a police report that Stalin "observed the ruthless bloodshed, smoking a cigarette, from the courtyard of a mansion." Another source claims that Stalin was actually at the railway station during the robbery and not at the square. Stalin's sister-in-law stated that Stalin came home the night of the robbery and told his family about its success.
Stalin's role was later questioned by fellow revolutionaries Boris Nicolaevsky and Leon Trotsky. The latter, Stalin's rival, was later assassinated on orders from Stalin. In his book Stalin: An Appraisal of the Man and His Influence, Trotsky analyzed many publications describing the Tiflis expropriation and other Bolshevik militant activities of that time, and concluded, "Others did the fighting; Stalin supervised them from afar". In general, according to Nicolaevsky, "The role played by Stalin in the activities of the Kamo group was subsequently exaggerated". Kun later discovered official archive documents however clearly showing that "from late 1904 or early 1905 Stalin took part in drawing up plans for expropriations", adding, "It is now certain that [Stalin] controlled from the wings the initial plans of the group" that carried out the Tiflis robbery.
## Security response and investigation
The robbery featured in headlines worldwide: "Rain of Bombs: Revolutionaries Hurl Destruction among Large Crowds of People" in the London Daily Mirror, "Tiflis Bomb Outrage" in The Times of London, "Catastrophe!" in Le Temps in Paris, and "Bomb Kills Many; \$170,000 Captured" in The New York Times.
Authorities mobilized the army, closed roads, and surrounded the square hoping to secure the money and capture the criminals. A special detective unit was brought in to lead the police investigation. Unfortunately for the investigators, witness testimony was confusing and conflicting, and the authorities did not know which group was responsible for the robbery. Polish socialists, Armenians, anarchists, Socialist-Revolutionaries, and even the Russian State itself were blamed.
According to Brackman, several days after the robbery the Okhrana agent Mukhtarov questioned Stalin in a secret apartment. The agents had heard rumors that Stalin had been seen watching passively during the robbery. Mukhtarov asked Stalin why he had not informed them about it, and Stalin stated that he had provided adequate information to the authorities to prevent the theft. The questioning escalated into a heated argument; Mukhtarov hit Stalin in the face and had to be restrained by other Okhrana officers. After this incident, Mukhtarov was suspended from the Okhrana, and Stalin was ordered to leave Tiflis and go to Baku to await a decision in the case. Stalin left Baku with 20,000 rubles in stolen money in July 1907. While Brackman claims to have found evidence of this incident, whether Stalin cooperated with the Okhrana during his early life has been a subject of debate among historians for many decades and has yet to be resolved.
## Moving the money and Kamo's arrest
The funds from the robbery were originally kept at the house of Stalin's friends in Tiflis, Mikha and Maro Bochoridze. The money was sewn into a mattress so that it could be moved and stored easily without arousing suspicion. The mattress was moved to another safe house, then later put on the director's couch at the Tiflis Meteorological Observatory, possibly because Stalin had worked there. Some sources claim that Stalin himself helped put the money in the observatory. The director stated that he never knew that the stolen money had been stored under his roof.
A large portion of the stolen money was eventually moved by Kamo, who took the money to Lenin in Finland, which was then part of the Russian Empire. Kamo spent the remaining summer months staying with Lenin at his dacha. That autumn, Kamo traveled to Paris, to Belgium to buy arms and ammunition, and to Bulgaria to buy 200 detonators. He next traveled to Berlin and delivered a letter from Lenin to a prominent Bolshevik physician, Yakov Zhitomirsky, asking him to treat Kamo's eye, which had not completely healed from the bomb blast. Unknown to Lenin, Zhitomirsky had been secretly working as an agent of the Russian government and quickly informed the Okhrana, who asked the Berlin police to arrest Kamo. When they did so, they found a forged Austrian passport and a suitcase with the detonators, which he was planning to use in another large bank robbery.
## Cashing the marked notes
After hearing of Kamo's arrest, Lenin feared that he too might be arrested and fled from Finland with his wife. To avoid being followed, Lenin walked 5 km (3 mi) across a frozen lake at night to catch a steamer at a nearby island. On his trek across the ice, Lenin and his two companions nearly drowned when the ice started to give way underneath them; Lenin later admitted it seemed like it would have been a "stupid way to die". Lenin and his wife escaped and headed to Switzerland.
The unmarked bills from the robbery were easy to exchange, but the serial numbers of the 500-ruble notes were known to the authorities, making them impossible to exchange in Russian banks. By the end of 1907, Lenin decided to exchange the remaining 500-ruble notes abroad. Krasin had his forger try to change some of the serial numbers. Two hundred of these notes were transported abroad by Martyn Lyadov (they were sewn into his vest by the wives of Lenin and Bogdanov at Lenin's headquarters in Kuokkala). Lenin's plan was to have various individuals exchange the stolen 500-ruble notes simultaneously at a number of banks throughout Europe. Zhitomirsky heard of the plan and reported it to the Okhrana, who contacted police departments throughout Europe asking them to arrest anyone who tried to cash the notes.
In January 1908, a number of individuals were arrested while attempting to exchange the notes. The New York Times reported that one woman who had tried to cash a marked 500-ruble note later tried to swallow evidence of her plans to meet her accomplices after the police were summoned, but the police stopped her from swallowing the paper by grabbing her throat, retrieved the paper, and later arrested her accomplices at the train station. Most prominent among those arrested was Maxim Litvinov, caught while boarding a train with his mistress at Paris's Gare du Nord with twelve of the 500-ruble notes he intended to cash in London. The French Minister of Justice expelled Litvinov and his mistress from French territory, outraging the Russian government, which had requested his extradition. Officially the French government stated that Russia's request for extradition had been submitted too late, but by some accounts, they denied the extradition because French socialists had applied political pressure to secure his release.
Nadezhda Krupskaya, Lenin's wife, discussed these events in her memoirs:
> The money obtained in the Tiflis raid was handed over to the Bolsheviks for revolutionary purposes. But the money could not be used. It was all in 500-ruble notes, which had to be changed. This could not be done in Russia, as the banks always had lists of the note numbers in such cases ...The money was badly needed. And so a group of comrades made an attempt to change the 500-ruble notes simultaneously in various towns abroad, just a few days after our arrival ... Zhitomirsky had warned the police about the attempt to change the ruble notes, and those involved in it were arrested. A member of the Zurich group, a Lett, was arrested in Stockholm, and Olga Ravich, a member of the Geneva group, who had recently returned from Russia, was arrested in Munich with Bogdassarian and Khojamirian. Nikolai Semashko was arrested in Geneva after a postcard addressed to one of the arrested men was delivered to his house.
Brackman claims that despite the arrests, Lenin continued his attempts to exchange the 500-ruble notes and did manage to trade some of them for 10,000 rubles from an unknown woman in Moscow. According to Nicolaevsky, however, Lenin abandoned attempts to exchange the notes after the arrests, but Bogdanov tried (and failed) to exchange some notes in North America, while Krasin succeeded in forging new serial numbers and managed to exchange several more notes. Soon after, Lenin's associates burned all the 500-ruble notes remaining in their possession.
## Trials of Kamo
> [R]esigned to death, absolutely calm. On my grave there should already be grass growing six feet high. One can't escape death forever. One must die some day. But I will try my luck again. Try any way of escape. Perhaps we shall once more have the laugh over our enemies ... I am in irons. Do what you like. I am ready for anything."
After Kamo was arrested in Berlin and awaiting trial, he received a note from Krasin through his lawyer Oscar Kohn telling him to feign insanity so that he would be declared unfit to stand trial. To demonstrate his insanity, he refused food, tore his clothes, tore out his hair, attempted to hang himself, slashed his wrists, and ate his own excrement. To make sure that he was not faking his condition, German doctors stuck pins under his nails, struck him in the back with a long needle, and burned him with hot irons, but he did not break his act. After all of these tests, the chief doctor of the Berlin asylum wrote in June 1909 that "there is no foundation to the belief that [Kamo] is feigning insanity. He is without doubt mentally ill, is incapable of appearing before a court, or of serving sentence. It is extremely doubtful that he can completely recover."
In 1909 Kamo was extradited to a Russian prison, where he continued to feign insanity. In April 1910, he was put on trial for his role in the Tiflis robbery, where he ignored the proceedings and openly fed a pet bird that he had hidden in his shirt. The trial was suspended while officials determined his sanity. The court eventually found that he had been sane when he committed the Tiflis robbery, but was presently mentally ill and should be confined until he recovered. In August 1911, after feigning insanity for more than three years, Kamo escaped from the psychiatric ward of a prison in Tiflis by sawing through his window bars and climbing down a homemade rope.
Kamo later discussed these experiences:
> What can I tell you? They threw me about, hit me over the legs and the like. One of the men forced me to look into the mirror. There I saw−not the reflection of myself, but rather of some thin, ape-like man, gruesome and horrible looking, grinding his teeth. I thought to myself, "Maybe I've really gone mad!" It was a terrible moment, but I regained my bearings and spat upon the mirror. You know I think they liked that ... I thought a great deal: "Will I survive or will I really go mad?" That was not good. I did not have faith in myself, see? ... [The authorities], of course, know their business, their science. But they do not know the Caucasians. Maybe every Caucasian is insane, as far as they are concerned. Well, who will drive whom mad? Nothing developed. They stuck to their guns and I to mine. In Tiflis, they didn't torture me. Apparently they thought that the Germans can make no mistakes.
After escaping, Kamo met up with Lenin in Paris, and was distressed to hear that a "rupture had occurred" between Lenin, Bogdanov, and Krasin. Kamo told Lenin about his arrest and how he had simulated insanity while in prison. After leaving Paris, Kamo eventually met up with Krasin and planned another armed robbery. Kamo was caught before the robbery took place and was put on trial in Tiflis in 1913 for his exploits including the Tiflis bank robbery. This time, Kamo did not feign insanity while imprisoned, but he did pretend that he had forgotten all that happened to him when he was previously "insane". The trial was brief and Kamo was given four death sentences.
Seemingly doomed to death, Kamo then had the good luck along with other prisoners to have his sentence commuted to a long prison term as part of the celebrations of the Romanov dynasty tricentennial in 1913. Kamo was released from prison after the February Revolution in 1917.
## Aftermath
### Effect on Bolsheviks
Apart from Kamo, none of the organizers of the robbery were ever brought to trial, and initially it was not clear who was behind the raid, but after the arrest of Kamo, Litvinov and others, the Bolshevik involvement became obvious. The Mensheviks felt betrayed and angry; the robbery proved that the Bolshevik Centre operated independently from the unified Central Committee and was taking actions explicitly prohibited by the party congress. The leader of the Mensheviks, Georgi Plekhanov, called for separation from the Bolsheviks. Plekhanov's colleague, Julius Martov, said the Bolshevik Centre was something between a secret factional central committee and a criminal gang. The Tiflis Committee of the party expelled Stalin and several members for the robbery. The party's investigations into Lenin's conduct were thwarted by the Bolsheviks.
The robbery made the Bolsheviks even less popular in Georgia and left the Bolsheviks in Tiflis without effective leadership. After the death by natural causes of his wife Ekaterina Svanidze in November 1907, Stalin rarely returned to Tiflis. Other leading Bolsheviks in Georgia, such as Mikhail Tskhakaya and Filipp Makharadze, were largely absent from Georgia after 1907. Another prominent Tiflis Bolshevik, Stepan Shahumyan, moved to Baku. The Bolsheviks' popularity in Tiflis continued to fall, and by 1911, there were only about 100 Bolsheviks left in the city.
The robbery also made the Bolshevik Centre unpopular more widely among European social democrat groups. Lenin's desire to distance himself from the legacy of the robbery may have been one of the sources of the rift between him and Bogdanov and Krasin. Stalin distanced himself from Kamo's gang and never publicized his role in the robbery.
### Later careers
After the Bolshevik Revolution of October 1917, many of those who had been involved in the robbery became high ranking Soviet officials. Lenin went on to become the first Soviet Premier, the post he held until his death in 1924, followed by Stalin as leader of the Soviet Union until his own death in 1953. Maxim Litvinov became a Soviet diplomat, serving as People's Commissar for Foreign Affairs (1930–1939). Leonid Krasin initially quit politics after the split from Lenin in 1909, but rejoined the Bolsheviks after the 1917 Revolution and served as the Soviet trade representative in London and as People's Commissar for Foreign Trade until his death in 1926.
After Kamo's release from prison, he worked in the Soviet customs office, by some accounts because he was too unstable to work for the secret police. He died in 1922 when a truck hit him while he was cycling. Although there is no proof of foul play, some have theorized that Stalin ordered his death to keep him quiet.
### Monument
Erivansky Square, where the robbery took place, was renamed Lenin Square by the Soviet authorities in 1921, and a large statue of Lenin was erected in his honour in 1956. Despite being convicted of the bloody robbery, Kamo was originally buried and had a monument erected in his honour in Pushkin Gardens, near Erivansky Square. Created by the sculptor Iakob Nikoladze, it was removed during Stalin's rule, and Kamo's remains were moved to another location. The statue of Lenin was torn down in August 1991—one of the final moments of the Soviet Union—and replaced by the Liberty Monument in 2006. The name of the square was changed from Lenin Square to Freedom Square in 1991.
## See also
- 1906 Helsinki bank robbery
- Bezdany raid, a train robbery in 1908
|
52,291,932 |
Jean Bolikango
| 1,151,385,365 |
Congolese educator, writer, and conservative politician (1909–1982)
|
[
"1909 births",
"1982 deaths",
"Belgian Congo people",
"Candidates for President of the Democratic Republic of the Congo",
"Democratic Republic of the Congo male writers",
"Democratic Republic of the Congo pan-Africanists",
"Democratic Republic of the Congo writers",
"Deputy Prime Ministers of the Democratic Republic of the Congo",
"People from Kinshasa",
"People of the Congo Crisis",
"Popular Movement of the Revolution politicians",
"Recipients of the Benemerenti medal",
"Royal Order of the Lion recipients",
"Évolués"
] |
Jean Bolikango, later Bolikango Akpolokaka Gbukulu Nzete Nzube (4 February 1909 – 17 February 1982), was a Congolese educator, writer, and conservative politician. He served twice as Deputy Prime Minister of the Republic of the Congo (now the Democratic Republic of the Congo), in September 1960 and from February to August 1962. Enjoying substantial popularity among the Bangala people, he headed the Parti de l'Unité Nationale and worked as a key opposition member in Parliament in the early 1960s.
Bolikango began his career in the Belgian Congo as a teacher in Catholic schools, and became a prominent member of Congolese society as the leader of a cultural association. He wrote an award-winning novel and worked as a journalist before turning to politics in the late 1950s. Though he held a top communications post in the colonial administration, he became a leader in the push for independence, making him one of the "fathers of independence" in the Congo. The Republic of the Congo became independent in 1960 and Bolikango attempted to organise a national political base that would support his bid for a prestigious office in the new government. He succeeded in establishing the Parti de l'Unité Nationale and promoted both a united Congo and strong ties with Belgium. Older than most of his contemporaries and commanding significant respect—especially among his Bangala peers, he was seen as the Congo's "elder statesman". Regardless, his attempts to secure a position in the government failed and he became a leading member of the opposition in Parliament.
As the country became embroiled in a domestic crisis, the first government was dislodged and succeeded by several different administrations. Bolikango served as Deputy Prime Minister in one of the new governments before a partial state of stability was reestablished in 1961. He mediated between warring factions in the Congo and briefly served once again as Deputy Prime Minister in 1962 before returning to the parliamentary opposition. After Joseph-Désiré Mobutu took power in 1965, Bolikango became a minister in his government. Mobutu soon dismissed him but appointed him to the political bureau of the Mouvement Populaire de la Révolution. Bolikango left the bureau in 1970. He left Parliament in 1975 and died seven years later. His grandson created the Jean Bolikango Foundation in his memory to promote social progress. The President of the Congo posthumously awarded Bolikango a medal in 2005 for his long career in public service.
## Early life
Jean Bolikango was born in Léopoldville, Belgian Congo, on 4 February 1909 to a Bangala family from Équateur Province. In 1917 he enrolled in St. Joseph's Institute, graduating in December 1925 after six years of primary school, two years of pedagogical studies, and one year of stenography and typing courses. He became a licensed primary school teacher the following year. Bolikango taught at Scheutist schools and finally St. Joseph's Institute until 1958. He instructed a total of 1,300 students, including future Prime Minister Joseph Iléo, future Prime Minister Cyrille Adoula, future Minister of Finance Arthur Pinzi, future Minister of Social Affairs Jacques Massa, future dramatist Albert Mongita, and future Catholic Cardinal Joseph Malula. In 1946 he became the president of the Association des Anciens élèves des pères de Scheut (ADAPÉS), a position he held until his death.
That year Bolikango, as the leader of the capital évolués, worked closely with missionary Raphaël de la Kethulle de Ryhove to establish the Union des Interets Sociaux Congolais (UNISCO), a cultural society for leaders of elite Congolese associations. He then became its vice president. The organisation was viewed favorably by the colonial administration for its attachment to Belgian social ideals, though it would later become a forum for revolutionary politics. In 1954 Bolikango founded and, for a time, served as general chairman of the Liboka Lya Bangala, the first Bangala ethnic association, based in Léopoldville. By 1957 it encompassed 48 affiliated tribal organisations and had 50,000 members. He authored a novel in Lingala entitled Mondjeni-Mobé: Le Hardi, which won a consolation prize for creative writing from the Conference on African Studies at the International Fair in Ghent in 1948. He also made a submission to the 1949 contest, but no prize was awarded. Bolikango soon befriended Joseph Kasa-Vubu and sponsored his election as secretary-general of ADAPÉS in order to bring him into UNISCO, thereby furthering the latter's political standing. Bolikango eventually married a woman named Claire. He also obtained a carte de mérite civique from the Belgian administration and served on the commission responsible for its assignment to deserving Congolese.
Bolikango first went abroad when he attended Kethulle de Ryhove's funeral in Belgium in 1956. During his return trip he stopped in Paris to meet African members of the French Parliament. That year he met a handful of his former students and other Congolese leaders in his home. Together they drafted the first Congolese political manifesto, Manifeste de Conscience Africaine. In 1958 he resigned from his teaching post and went to Brussels to represent Catholic education at the Expo 58 event, holding responsibility for public relations at the Missions Pavilion. This led him to study press, radio, television, film, and mass education techniques at the Office of Information and Public Relations for the Belgian Congo and Ruanda-Urundi. In August 1959 he was appointed Assistant Commissioner of Information in the office, making him one of only two Congolese to ever hold a second grade civil servant position in the Belgian colonial administration. In that capacity he initiated a comparative study of information services across Sub-Saharan Africa, compiled details on Congolese politicians, gave numerous speeches, and helped design Bantu language courses at the University of Ghent. He regularly wrote for the Léopoldville monthly La Voix du Congolais and the Catholic newspaper La Croix du Congo. In 1960 Bolikango started his own newspaper, La Nation Congalaise. In his contributions he frequently advocated for equal pay between black and whites for the same labor.
## Political career
### Beliefs
Bolikango was older than most of his political contemporaries and was regarded as the Congo's "elder statesman". He was labeled conservative and "pro-Belgian". He considered the Senegalese poet and politician Léopold Sédar Senghor to be a principal influence on his beliefs. He also admired Félix Houphouët-Boigny of Côte d'Ivoire for his "wisdom and calmness". Like other members of the original Congolese establishment, Bolikango sought a gradual decolonisation process during which the Belgian authorities were to be amicably negotiated with. He believed the Congo should be united in a broad fashion and supported the formation of a union of African states.
### Early organisation
In 1953 Bolikango became a substitute member of the Conseil de la province de Léopoldville. He served in the post for three years. In December 1957 he unsuccessfully entered Léopoldville's first municipal elections. The Bangala as a whole did not do well in the campaign; their only form of organisation was Bolikango's Liboka Lya Bangala, an association with little cohesion. Following the electoral defeats, Bolikango decided to organise the Interfédérale, a federation among various regional and ethnic groups of the northern Congo that became the basis of his new Parti de l'unité Congolaise. Almost immediately after its creation the party collapsed due to ethnic differences. In April 1959 Patrice Lumumba asked Bolikango to become director of his nationalist political party, the Mouvement National Congolais (MNC), but he never committed to a decision. In the autumn of 1959 the Interfédérale became a part of the Parti National du Progrès (PNP). Bolikango did not follow them, instead founding the Front de l'unite Bangala (FUB), a political party representing the Bangala people of the northeastern Congo. Among them he was a popular figure; Bangala nicknames for him included "the Sage" and even "Moses". He hoped that by promoting the idea of a grande ethnie bangala he could enhance his political prospects. The Bangala were only unified as a political faction in the capital, so he began to look elsewhere for support. He was also a cofounder of the short-lived Mouvement pour le Progres National Congolais, a party formed by attendees of the Brussels exposition.
Bolikango soon thereafter created the Association des ressortisants du Haut-Congo (ASSORECO). From 20 January to 20 February 1960 Bolikango attended the Belgo-Congolese Round Table Conference in Brussels to discuss the Congo's future under Belgian rule, serving as the leading delegate for ASSORECO. He was assisted by his political adviser Victor Promontorio, whom he knew since their childhood. Bolikango was made a member of the conference's bureau. During the discussions he made an unexpectedly sharp denunciation of Belgian propaganda. He also acted as the spokesperson for the Front Commun, the political umbrella for all the Congolese delegations. In that capacity on 27 January he publicly revealed that independence would be granted to the Congolese on 30 June. Following the conference he traveled with a colleague to Bonn, Federal Republic of Germany to meet local politicians.
### Attempts at consolidation
To consolidate his political power in Équateur Province, Bolikango summoned a congress to Lisala that lasted from 24 March to 3 April. Like his own party, the other political groups of Équateur lacked the necessary support to make significant gains in the upcoming independent elections. Bolikango was eager to win a prominent government office and aimed to form a broad coalition with the Ngombe, Mongo, and Ngwaka peoples and other minorities in the province to achieve it. This could be best accomplished, in his view, through an alliance of his own groups, the FUB and ASSORECO, with UNIMO, FEDUNEC, UNILAC, and local chiefs who had not already put their support behind the PNP.
In his opening address at the congress, Bolikango said that while "parties based on ethnic foundations" made the first step toward a unified Congo, the "national interest" of the country rested upon a "unity of will". He enumerated that this "does not mean that each ethnic group must abandon its own characteristics, but that through these differences one must endeavour to form a harmonious ensemble." The UNIMO leadership was skeptical of Bolikango's unified outlook for the Congo and remained independent, although he secured the support of the Ngombe, some of the Ngwaka and Bangala, and chiefs from the Lisala, Bongandanga, and Bumba regions. The FUB made an alliance with ASSORECO and FEDUNEC, transforming into the Parti de l'Unité Nationale (PUNA). In spite of its attempts to garner more national appeal, the new party retained its regional bias and failed to amass substantial outside support, costing Bolikango much of his backing in Léopoldville. Still, this reformed political base allowed him to win a position as a national deputy from the Mongala district in the May 1960 national election by 15,000 votes. He used his position as the president of PUNA to mediate a dispute between the party and minority alliances in Équateur and create a coalition provincial government. After the elections PUNA gradually pulled apart into two different wings, one led by Bolikango and the other by Équateur Provincial President Laurent Eketebi.
Meanwhile, the MNC sharply criticised Bolikango's connections with the Belgians, undermining his reputation in both Équateur and the capital. The Alliance des Bakongo (ABAKO) also despised him due to his support for Catholic missions and the perception that he was "pro-white". He spent the month of May touring the Congo, claiming that he had the support of other party leaders in an alliance against Lumumba and the MNC. This opposition alliance was soon announced as the Cartel d'Union Nationale. As Lumumba was assembling his proposed cabinet, the Chamber of Deputies convened on 21 June to elect its officers. Bolikango made a bid to be President of the Chamber, but lost the vote to the MNC candidate, Joseph Kasongo, 74 to 58. The subsequent election of the Senate's officers also indicated an MNC advantage. Realising that Lumumba's bloc controlled Parliament, several members of the Cartel became eager to negotiate for a coalition government so they could share power, especially Bolikango, who hoped to secure the position of Defence Minister. This did not occur, but he did exact a written pledge from Lumumba of support for his bid to become the first President of the Republic of the Congo in exchange for his party's backing of Lumumba's government.
Bolikango faced his former protégé, Joseph Kasa-Vubu of ABAKO, in the parliamentary vote for the presidency. Lumumba realised that the Belgians would only accept him as Prime Minister if Kasa-Vubu held office, so he switched allegiances, privately dismissing Bolikango as a "pawn of Belgium and a protégé of the Catholics", and secretly endorsing Kasa-Vubu. Bolikango lost the parliamentary vote 159 to 43 and was left infuriated. In addition to Lumumba's duplicity, Bolikango also suffered in the election due to his recent association with the colonial administration and his breaking with the Cartel to negotiate with Lumumba. According to his friend, Thomas Kanza, the loss was "the most bitter failure in his entire career." He then helped organise an anti-MNC coalition in Parliament.
### Congo Crisis
During the Congo Crisis that followed Congolese independence, Bolikango acted as a United States Central Intelligence Agency informant. Early in the crisis he accused Prime Minister Lumumba of ignoring opposition groups and deliberately stifling dissent; on 3 August he officially denounced Lumumba's policies. Five days later he announced that he would support the formation of a separate republic in Équateur Province. In return, Lumumba accused him of plotting the secession of the region. On 1 September Bolikango was arrested in Gemena on Lumumba's orders, ostensibly for committing secessionist activities and planning assassinations of both Lumumba and Kasa-Vubu, and brought to the capital. This led to demonstrations by his supporters throughout the city on the following day. On 5 September the Chamber of Deputies, particularly upset by Bolikango's arrest, passed a resolution demanding that all detained members of Parliament be released. Soon thereafter, President Kasa-Vubu dismissed Lumumba from office and replaced him with Joseph Iléo. Sympathetic soldiers freed Bolikango from his confinement on 6 September. During Iléo's brief first term from 13 September to 20 September Bolikango served as Minister of Information and Minister of Defence. In December he attended a Francophone-African conference in Brazzaville as part of a Congolese government delegation.
During Iléo's second term from 9 February until 1 August 1961 Bolikango held the post of Deputy Prime Minister. By then he felt threatened by the sudden collapse of political unity in the Congo and supported the government's efforts at re-centralisation. He participated in the Tananarive and Coquilhatville conferences of March and April 1961, representing Équateur and Ubangi, respectively, to seek a compromise on constitutional issues. Throughout June he worked alongside Cyrille Adoula and Marcel Lihau to negotiate a settlement between the central government and a rival Free Republic of the Congo in the eastern portion of the country. This culminated in a conference in July that resulted in the election of Adoula as Prime Minister. Bolikango was certain that he would also be elected as President but Kasa-Vubu retained the office.
After the conference Bolikango helped to mediate negotiations between Adoula and secessionist figure Moïse Tshombe, leader of the breakaway State of Katanga. Bolikango claimed that he alone could resolve the situation by sitting "Bantu fashion with legs out stretched" around a table with Tshombe. He scheduled a political conference to take place in Stanleyville to create a new political party with Antoine Gizenga with the intent of isolating Kasa-Vubu and ABAKO in Parliament so he could remove the former from the presidency and replace him. The plans dissolved after Gizenga was arrested in January 1962. On 13 February Bolikango was appointed Deputy Prime Minister. On 12 July Adoula downsized his government and dismissed him from his post. He then re-entered the parliamentary opposition and, by August, was working with Rémy Mwamba and Christophe Gbenye (both ex-ministers also dismissed from Adoula's government) to try and secure support to dislodge Adoula. Bolikango was the opposition's favorite to replace the Prime Minister. In 1963 following the defeat of Katanga, he managed to organise an opposition coalition to Adoula's government, consisting of ABAKO, leftist followers of Lumumba (by then killed) and Gizenga, and Tshombe's Confédération des associations tribales du Katanga (CONAKAT). He also foiled an attempt by one of Adoula's ministers to establish a pro-government party in Équateur. That year Parliament was adjourned and Bolikango's term as a national deputy ended. In late 1963 Laurent Eketebi left PUNA and allied himself with the Budja tribal minority in the provincial assembly, destroying the concept of a unified Bangala tribe that Bolikango had used to elevate his social and political standing.
In 1962 Parliament assented to the partitioning of the Congo's six provinces into smaller political units. The subdivision damaged PUNA's political clout, as it had a strong following in Coquilhatville, the Équateur capital, but not in the outlying areas, where it relied on control of the provincial administration to ensure its presence. Bolikango had opposed the splitting of Équateur, and in 1965 he made provincial reunification a key part of his parliamentary campaign platform. In the 1965 elections he was reelected to a second term in the Chamber of Deputies on a PUNA–Convention Nationale Congolaise (CONACO) ticket. He received 53,083 preferential votes, making him the most popular Congolese representative of his respective constituency, second only to Tshombe in southern Katanga. Nevertheless, his provincial reunification proposal met strong resistance from the deputies of Ubangi Province—one of the successor divisions to Équateur—and was not carried out.
### Mobutu regime
Joseph-Désiré Mobutu seized power in November 1965, and on 24 November Bolikango was appointed Minister of Public Works. Mobutu also intervened in a territorial dispute in the former Équateur Province and awarded contested land to Ubangi over Moyen-Congo—the new province Bolikango represented. Upset over the outcome, Bolikango convened a meeting of parliamentarians from both provinces in February 1966 to discuss the restoration of Équateur. His ideas attracted more support than during his previous attempt, as there were provincial assemblymen in Ubangi already petitioning their government for reunification and numerous CONACO politicians had initiated a campaign to eliminate Cuvette-Centrale Province after losing a local struggle for power. With Mobutu's support, Équateur was restored on 11 April.
On 4 April Mobutu dismissed Bolikango from his ministerial post, ostensibly for "lack of discipline and refusing to follow received orders." This firing was the first of many Mobutu would use to pressure established Congolese politicians, though Bolikango was not left disadvantaged for long; on 4 July 1968 he was appointed to the political bureau of the Mouvement Populaire de la Révolution (MPR), the state party, serving there until 16 December 1970. Bolikango's second term as a national deputy ended in 1967. From 1970 until 1975 he served a final term in Parliament, representing the Kinshasa constituency.
In his later life Bolikango served as managing director of the Sogenco construction company and general delegate to the Société zaïroise de Matériaux and STK parastatals. During the same time he made frequent trips to Lisala, where he remained a popular figure. Rumors surfaced in the capital that Bolikango was planning to use his regional political esteem for subversive purposes, so the Mobutu regime closely monitored his activities. Bolikango joined the MPR's central committee in September 1980. He died from an illness on 17 February 1982 in Liège, Belgium.
## Legacy
Sociologist Ludo De Witte wrote of Bolikango as a "neo-colonial" politician who was "short-sighted and power-crazy". Bolikango is remembered in the Congo as one of the "fathers of independence". The Fondation Jean Bolikango was created by Bolikango's grandson in his memory. The foundation focuses on supporting education and social progress. In 2005 President Joseph Kabila posthumously awarded Bolikango a medal for dedication to civil service. Bolikango was also a Commander of the National Order of the Leopard, member of the Royal Order of the Lion, and a recipient of the Benemerenti medal (1950), Medaille Commémorative du Voyage royal (1955), gold medal of the Association Royale Sportive Congolaise, and bronze and silver medals for other acts of public service. On 22 February 2007 a ceremony was held in Équateur to commemorate the 25th anniversary of his death.
|
6,844,905 |
The Fox and the Hound (novel)
| 1,163,529,021 |
1967 novel written by American novelist Daniel P. Mannix
|
[
"1967 American novels",
"American novels adapted into films",
"Clarke, Irwin & Company books",
"E. P. Dutton books",
"English-language novels",
"Literature featuring anthropomorphic foxes",
"Novels about dogs",
"Novels about foxes"
] |
The Fox and the Hound is a 1967 novel written by American novelist Daniel P. Mannix and illustrated by John Schoenherr. It follows the lives of Tod, a red fox raised by a human for the first year of his life, and Copper, a half-bloodhound dog owned by a local hunter, referred to as the Master. After Tod causes the death of the man's favorite hound, man and dog relentlessly hunt the fox, against the dual backdrops of a changing human world and Tod's normal life in hunting for food, seeking a mate, and defending his territory. As preparation for writing the novel, Mannix studied foxes, both tame and wild, a wide variety of hunting techniques, and the ways hounds appear to track foxes, seeking to ensure his characters acted realistically.
The novel won the Dutton Animal Book Award in 1967, which resulted in its publication on September 11 that year by E.P. Dutton. It was a 1967 Reader's Digest Book Club selection and a winner of the Athenaeum Literary Award. It was well received by critics, who praised its detail and Mannix's writing style. Walt Disney Productions purchased the film rights for the novel when it won the Dutton award, though did not begin production on an adaptation until 1977. Heavily modified from the source material, Disney's The Fox and the Hound was released to theaters in July 1981 and became a financial success.
## Plot
Copper, a bloodhound crossbred, was once the favorite among his Master's pack of hunting dogs in a rural country area. However, he now feels threatened by Chief, a younger, faster Black and Tan Coonhound. Copper hates Chief, who is taking Copper's place as pack leader. During a bear hunt, Chief protects the Master when the bear turns on him, while Copper is too afraid of the bear to confront him. The Master ignores Copper to heap praise on Chief and Copper's hatred and jealousy grow.
Tod is a red fox kit, raised as a pet by one of the human hunters who killed his mother and litter mates. Tod initially enjoys his life, but when he reaches sexual maturity he returns to the wild. During his first year, he begins establishing his territory, and learns evasion techniques from being hunted by local farm dogs. One day, he comes across the Master's house and discovers that his presence sends the chained pack of dogs into a frustrated frenzy. He begins to delight in taunting them, until one day when Chief breaks his chain and chases him. The Master sees the dog escape and follows with Copper. As Chief skillfully trails the fox, Tod flees along a railroad track while a train is approaching, waiting to jump to safety until the last minute. Chief is killed by the train.
With Chief buried and Master crying over a dead dog he trains Copper to ignore all foxes except for Tod. Over the span of the two animals' lives, man and dog hunt the fox, the Master using over a dozen hunting techniques in his quest for revenge. With each hunt, both dog and fox learn new tricks and methods to outsmart each other, Tod always escaping in the end. Tod mates with an older, experienced vixen who gives birth to a litter of kits. Before they are grown, the Master finds the den and gasses the kits to death. That winter, the Master sets out leg hold traps, which Tod carefully learns how to spring, but the vixen is caught and killed. In January, Tod takes a new mate, with whom he has another litter of kits. The Master uses a "still hunting" technique, in which he sits very quietly in the wood while playing a rabbit call to draw out the foxes. With this method, he kills the kits; then by using the sound of a wounded fox kit, he is also able to draw out and kill Tod's mate.
As the years pass, the rural area gives way to a more urbanized setting. New buildings and highways spring up, more housing developments are built, and the farmers are pushed out. Though much of the wildlife has left and hunting grows increasingly difficult, Tod stays because it is his home range. The other foxes that remain become unhealthy scavengers, and their natures change—life-bonds with their mates are replaced by promiscuity, couples going their separate ways once the mating act is over. The Master has lost most of his own land, and the only dog he owns now is Copper. Each winter they still hunt Tod, and in an odd way he looks forward to it as the only aspect of his old life that remains.
The Master spends most of his time drinking alcohol, and people begin trying to convince him to move into a nursing home, where no dogs are allowed. One summer, an outbreak of rabies spreads through the fox population. After one infected fox attacks a group of human children, the same people approach the Master and ask his help in killing the foxes. He uses traps and poison to try to kill as many foxes as possible; however, the poison also kills domestic animals. After a human child dies from eating it, the humans remove all of the poison, then the Master organizes a hunt in which large numbers of people line up and walk straight into the woods, flushing out foxes to be shot. The aging Tod escapes all three events, as well as an attempt at coursing him with greyhounds.
One morning, after Tod's escape from the greyhounds, the Master sends Copper on the hunt. After he picks up the fox's trail, Copper relentlessly pursues him throughout the day and into the next morning. Tod finally drops dead of exhaustion, and Copper collapses on top of him, close to death himself. The Master nurses Copper back to health, and both enjoy their new popularity, but after a few months the excitement over Copper's accomplishment dies down. The Master is left alone again, and returns to drinking. He is once again asked to consider living in a nursing home, and this time he agrees. Crying, he takes his shotgun from the wall, leads Copper outside, and pets him gently before ordering him to lie down. He covers the dog's eyes as Copper licks his hand trustingly.
## Development
Desiring a realistic depiction of vulpine behavior and habits, Mannix spent more than a year studying the behaviors of a mated pair of foxes that he kept at his home. He stated that they were "so tame [that he] could turn them loose and watch them hunt, fight, make love, and live an almost normal life." Additionally, he studied wild foxes and interviewed trappers, hunters, game wardens, and "Masters of Hounds" to learn what they felt foxes would and would not do. In the novel's postscript, Mannix discusses this research. To defend his novel against charges of improbability, he recounts his observations of wild foxes and discusses other people's stories about fox behavior. Regarding the actions Tod takes in eluding the hunters, he details both witnessing wild foxes performing such acts and stories others shared with him that he used as a basis for some of the story's events. For example, he notes that while people have told him that foxes do not really run among sheep or cattle herds to escape hounds, he himself used to watch them do just that from his bedroom window. In the case of a fox running along train tracks as a train is approaching, Mannix drew on a story told to him by a master of hunting in the area of Whitford Sales—near Thorndale, Pennsylvania—who had to stop hunting in the area because of a fox who consistently killed pursuing hounds on the Trenton Cutoff using this method.
Mannix felt it was nearly impossible for any writer to escape imparting some anthropomorphism in such a novel, as a human must guess at the way an animal's mind may work and what motivations it may have. He felt animals think differently from humans, though are capable of reason on a "rudimentary level compared to a human." In explaining his descriptions of hunting, he said it was hard to decide how a hound with non-human scenting ability interprets and responds to scents while tracking another animal.
The last chapter of the novel, covering Copper's last hunt of Tod, was based on the story of Boston, a fourteen-month-old bloodhound–foxhound mix, and Old Baldy, a red fox known by hunters for having outrun numerous packs of hounds put on his trail. Mannix originally read the story in a Recreation magazine article, which stated that in December 1887, near the James River in Virginia, Boston hunted a fox referred to as Baldy for a day and a half, covering 50 miles (80 km) of terrain. According to Mannix, Boston and Baldy died together, and were buried together once found. In the Recreation article, although Boston survived he never fully recovered and died when he was only three years old. Copper himself was based on the favorite hunting dog of Bee Dee Adkins, a nationally renowned trainer of hunting dogs with whom Mannix hunted. Some of the novel's human characters were based on the lives and mannerisms on locals living in Oro Valley, a suburb of Tucson, Arizona.
In 1967, E. P. Dutton selected Mannix's unpublished novel as the 1967 winner of its annual "Animal Book Award"—an international competition open to new authors in which an editorial panel evaluates submissions to find the "best book-length work of adult fiction or nonfiction on animals". Along with a cash prize of \$10,000, the company obtained the publication rights for the novel, releasing it in hardback form on September 11 that year. The novel was published in the United States by Dutton and in Canada by Clarke, Irwin and Company, simultaneously. A reprint by Pocket Books followed in 1971. The novel has been released in twelve other countries, including Finland in 1968 by Otava, and in Germany by Hoffmann und Campe.
## Reception
The Fox and the Hound was selected as a Reader's Digest Book Club selection in 1967 and an abridged version was printed in the fourth volume of the publisher's Condensed Books series. The same year, it was awarded the Athenaeum Literary Award.
The Booklist called the novel one of "the highest level of books about animals" and praised its combination of "brilliant psychology, writing of rare beauty, and little-known hunting and animal lore". According to the Booklist, Publishers Weekly gave the novel its "highest recommendation" and referred to it as a "marvelous evocation of the animal world". Reviewing the novel for Best Sellers magazine, William B. Hill considered it a "corking good novel", praising it for its "simplicity and straightforwardness" with the dog and fox being "real" rather than allegories for social issues. While he felt the novel was overly detailed in a few places, as a whole he considered the story "credible, almost all fascinating" and the characters entertaining.
Robert Ramsey of the Placerville, California, Mountain Democrat thought the book worthy of winning the Dutton award, characterizing the narrative as "always interesting" and principal characters Tod and Copper as "unforgettable", while praising Mannix's "ability to enter into the world of animals and portray it". A reviewer for the Catholic Library World considered it a "memorable and delightful reading experience" written by a man "who knows the ways of foxes". Author and sportsman Richard Alden Knight praised the novel, stating that it "surpasses any writing I have ever encountered on the thinking processes of animals" and that the story of a duel between natural enemies is "told well and written with feeling". A reviewer for the Reading Eagle felt Mannix wrote well enough to make a reader feel like they were the characters Tod and Copper and that the story was "really exciting" due to the "dramatic opposition" of the two animals.
## Film adaptation
Walt Disney Productions purchased the film rights to The Fox and the Hound when it was awarded the Dutton Animal Book Award. Production on a film adaptation began in 1977 and it would become the most expensive animated film produced at the time, at a cost of \$12 million. To craft the film, then Disney CEO Ron Miller decided to mainly use new talent to make their debuts with the film, as the pioneers of the company, referred to as the "Nine Old Men", were nearing retirement. The animators and screenplay writers were primarily new, as were the film directors Art Stevens, Ted Berman, and Richard Rich. It would be the last film Ollie Johnston, Frank Thomas, and Woolie Reitherman, considered "legends" of Disney, would work on. However, the transition between the old guard and the new resulted in arguments over how to handle the film. Reitherman had his own ideas on the designs and layouts that should be used; however, the newer team backed Stevens, except Don Bluth, who felt Disney's work was stale. Bluth walked out, taking eleven others with him, and formed his own animation studio. The exodus of the animators forced the cancellation of the film's original Christmas 1980 premiere while new artists were hired.
Along the way, the story was greatly modified to make it more suitable as a family film. By the time it was completed in 1981, the film had changed into a chronicle of the unlikely friendship of two creatures, who should be natural enemies and who learn society sometimes tries to determine their roles despite their better impulses. In the original screenplay, Chief was slated to die the same as in the novel, but Stevens did not want to have an on-screen death and modified the film so that he survived.
The film premiered theatrically in the United States on July 10, 1981. It was an immediate success, grossing \$39,900,000 to become the 14th top film of the year. It was subsequently re-released theatrically on March 25, 1988, and saw its first home video release on March 1, 1994.
## See also
- Foxes in popular culture, films and literature
|
38,019,984 |
Pengkhianatan G30S/PKI
| 1,165,175,770 |
1984 Indonesian propaganda film directed by Arifin C. Noer
|
[
"Communist Party of Indonesia",
"Docudrama films",
"Films about coups d'état",
"Films directed by Arifin C. Noer",
"Films set in Indonesia",
"Indonesian mass killings of 1965–1966",
"Indonesian propaganda films",
"Produksi Film Negara films"
] |
Pengkhianatan G30S/PKI (; Indonesian for Treachery of G30S/PKI) is a 1984 Indonesian propaganda docudrama co-written and directed by Arifin C. Noer, produced by G. Dwipayana, and starring Amoroso Katamsi, Umar Kayam, and Syubah Asa. Produced over a period of two years with a budget of Rp. 800 million, the film was sponsored by Suharto's New Order government. It was based on an official history of the 30 September Movement (Gerakan 30 September, or G30S) coup in 1965 written by Nugroho Notosusanto and Ismail Saleh, which depicted the coup as being orchestrated by the Communist Party of Indonesia (Partai Komunis Indonesia, or PKI).
The film depicts the period leading up to the coup and several days after it. In a time of economic turmoil, six generals are kidnapped and killed by the PKI and Air Force, purportedly to pre-empt a coup against President Sukarno. General Suharto destroys the coup and, afterwards urges the Indonesian populace to commemorate those killed and fight against all forms of communism. The film shows the G30S leadership as ruthless and planning "every move to the last detail", taking joy in using excessive violence and torturing the generals, depictions which have been read as portraying "the state's enemies as outside the realm of the human".
The first commercially released domestic feature film to deal with the events of 1965, Pengkhianatan G30S/PKI was a commercial and critical success. It was nominated for seven awards at the 1984 Indonesian Film Festival, winning one, and reached record viewership numbers – although in many cases audiences were required to see the film. The film was used as a propaganda vehicle by the New Order government until its collapse; televised annually on 30 September and became mandatory viewing for students. Since the fall of Suharto in 1998, such use of the film has become less common. Although the film's artistic aspects remain well-received, its misrepresentation of history has been criticised.
## Background
Pengkhianatan G30S/PKI was based on the version of the coup endorsed by Suharto's New Order government, in which the 30 September Movement (Gerakan 30 September, or G30S) coup was allegedly orchestrated by the Communist Party of Indonesia (Partai Komunis Indonesia, or PKI). In the early 1960s the PKI and other leftist parties had the support of President Sukarno, giving them great political power. By 1965 the PKI claimed millions of members, a growing number influenced by hyperinflation and widespread poverty. The Army, however, was distrustful of the PKI, a feeling which the PKI reciprocated.
On the night of 30 September–1 October 1965, a group of Indonesian National Armed Forces members calling themselves the 30 September Movement captured and killed six Army generals thought to belong to an anti-revolutionary "Generals' Council", including Commander of the Army Ahmad Yani; another target, Abdul Haris Nasution, escaped. The bodies, along with those of others captured by the G30S, were dumped down a well at Lubang Buaya, Jakarta.
Later that morning, armed forces occupied Merdeka Square in central Jakarta. From the Radio Republik Indonesia (RRI) office there, Lieutenant-Colonel Untung Syamsuri of the Presidential Guard announced that the movement had secured several key locations in the city in an attempt to forestall a coup by the Generals' Council. They also announced that President Sukarno was under their power. The movement's core leadership, later joined by the President, stayed at Halim Perdanakusuma Air Force Base.
Major-General Suharto, the interim leader after Yani's death, became aware of the movement on the morning of 1 October. By evening he had convinced a G30S battalion in Merdeka Square and those occupying the RRI building to surrender, without any bloodshed. Army loyalists under Suharto retook Halim Air Force Base early the following morning. By that time the G30S leadership had escaped, while Sukarno had withdrawn to his palace in Bogor. In the years that followed, the Indonesian Army and general populace undertook a campaign of retribution, killing or capturing registered and suspected PKI members – including most of the G30S leadership.
## Plot
The film begins with an anti-Westernization montage of Western products being burned.
Indonesia is in turmoil. The populace lives in poverty, while the rich flaunt their wealth. President Sukarno is ill and may die. Meanwhile, his political concept of Nasakom (nationalism, religion, and communism) has promoted an explosive growth in the PKI. The party, which staged a coup in 1948, has been attacking and killing people throughout the country. The weakened president is also being manipulated by the party. The PKI has manufactured a story, based on the forged Gilchrist Document, that a Generals' Council is preparing for a coup should Sukarno die. Aidit, Syam, and the Communist Party leadership secretly plan to use this as an excuse for their own coup. The rank and file members of the Party accept the leadership's explanation and, with the help of "forward-thinking" soldiers and officers (mostly from the Air Force), work to gather the Party's forces. They plan to kidnap seven generals (said to be members of the Generals' Council), overtake the city, and secure Sukarno. The newly named G30S begins training. The rightist members of the Army are unaware of this upcoming coup, living happily with their families. By the time they realise that something is amiss, it is too late.
On the night of 30 September–1 October, seven units are sent to kidnap the generals associated with the Council. Nasution manages to escape over a wall, while his attaché Pierre Tendean comes running out, wielding a gun; Tendean is quickly captured and, when asked where Nasution is, confesses himself to be the general. Yani, who fights back, is killed in his home; Major General M. T. Haryono meets a similar fate. Chief Military Prosecutor Sutoyo Siswomiharjo, Major General Siswondo Parman, and Lieutenant General Soeprapto are captured. Brigadier General D. I. Pandjaitan goes willingly, but when he prays for too long before entering the truck he is killed. The bodies and prisoners are taken to the G30S/PKI camp in Lubang Buaya, where the survivors are tortured and killed. Their bodies are then thrown into a well. Later that morning, members of the movement take over the RRI office and force the staff there to read a speech by Untung, which states that the G30S has moved to forestall a coup by the Generals' Council and announces the formation of a "Revolutionary Council". Other G30S/PKI men go to Merdeka Palace to secure the president but find that he has already left. At Halim Air Base, the president speaks with the G30S leaders and declares that he will take full control of the Army. Another radio speech is soon read, outlining the composition of the new Revolutionary Council and announcing changes to Army hierarchy. The G30S leaders begin planning their escape from Halim, to be done before midnight.
Suharto, awoken early in the morning, denies Untung's announcement, stating explicitly that there is no Generals' Council and making an adjunct record notes on the true nature of G30S. As there is a power vacuum with Yani dead, Suharto takes temporary control of the Army and begins planning a counter-assault with his men; he is, however, unwilling to force a fight. He instead states that he will give a radio announcement, which is delivered after forces loyal to him retake the RRI office; it outlines the situation, describes G30S as counter-revolutionary, and states that the Army will deal with the coup. The G30S leaders flee Halim, and Suharto's troops retake the air base. Some time later, forces under Suharto's leadership attack a G30S/PKI headquarters. While PKI-affiliated soldiers fight, the Party leadership escapes and separates, planning to continue their struggle underground.
Suharto is soon called to the secondary palace in Bogor to speak with Sukarno. There, the president says that he has received assurances from Air Marshal Omar Dani that the Air Force was not involved. Suharto refutes the statement, noting that the movement's arms were like those of the Air Force. The meeting eventually results in Suharto being confirmed as leader of the Army, working together with Pranoto Reksosamodra. In their investigation of the events, the Army discovers the camp at Lubang Buaya – including the generals' bodies, which are recovered while Suharto delivers a speech describing the coup and the PKI's role in it. The generals are interred elsewhere and Suharto delivers a hagiographic eulogy in which he condemns the G30S and PKI and urges the Indonesian people to continue the fallen generals' struggle.
## Cast
## Production
Pengkhianatan G30S/PKI was directed by Arifin C. Noer, a Citra Award-winning director with a background in theatre. He had previous experience in the genre, having made the war film Serangan Fajar (Dawn Attack; 1981), which emphasised Suharto's role in the National Revolution. Noer was assigned to work on the film by the state-owned National Film Production Company (Perum Produksi Film Negara, or PPFN), which maintained a degree of control over the production. Professors of Indonesian culture Krishna Sen and David T. Hill suggest that Noer's creative input was minimal. Instead, "for all intents and purposes" the film was the work of its producer, Brigadier-General Gufran Dwipayana, then the head of PPFN and a member of the presidential staff. However, Noer's wife Jajang C. Noer insists that he had remained independent while making the film.
The screenplay for Pengkhianatan G30S/PKI was based on a 1968 book by the military historian Nugroho Notosusanto and the investigator Ismail Saleh entitled The Coup Attempt of the 30 September Movement in Indonesia. The book, which was meant to counter foreign theories about the coup, detailed the 30 September Movement as the government viewed it. Only Notosusanto, the higher-ranking of the two authors, was credited for his contribution. In adapting the book Noer read much of the available literature (including court documents) and interviewed numerous eyewitnesses; Jajang, in a 1998 interview, said that her husband had not only read the official government version, but also the controversial Cornell Paper, which portrayed the coup as entirely an internal Army affair. During filming the crew emphasised realism, "paying great attention to detail" and using the generals' actual homes.
Owing to the large number of roles – including some 100 bit parts and more than 10,000 extras – casting for Pengkhianatan G30S/PKI was difficult. Noer attempted to cast actors who resembled the historical figures depicted; Rano Karno later recalled that he was rejected for the role of Pierre Tendean as the latter did not have a mole on his face. Ultimately the film starred Bram Adrianto as Untung, Amoroso Katamsi as Suharto, Umar Kayam as Sukarno, and Syubah Asa as Aidit; other actors included Ade Irawan, Sofia W.D., Dani Marsuni, and Charlie Sahetapy. Kayam, then a lecturer at Gadjah Mada University in Yogyakarta, did not have the time to research Sukarno's mannerisms from his books and speeches; instead, he portrayed the president based on testimonials from the staff at the Bogor palace. Katamsi, on the other hand, studied Suharto's role from books and, by the time filming had commenced, felt as if "was Pak Harto, not an imitation of Pak Harto." Sanusi, meanwhile, considered his own performance underwhelming.
Production of Pengkhianatan G30S/PKI, originally titled Sejarah Orde Baru (History of the New Order), took nearly two years, spending four months in pre-production and a year and half in filming. It cost Rp. 800 million, receiving funding from the government. Cinematography was handled by Hasan Basri, with music by Arifin's brother Embie C. Noer. Editing was done by Supandi. Parts of the film, particularly the final ten minutes, reused archival footage and newspaper clippings contemporaneous to the events.
## Themes
Pengkhianatan G30S/PKI portrays the PKI and communism as inherently evil, with its followers "beyond redemption", while the G30S leadership are seen as cunning and ruthless, plotting "every move to the last detail". The historian Katherine McGregor finds this emphasised in the film's portrayal of the G30S leadership as gangsters, sitting in secret meetings amidst clouds of cigarette smoke. She considers an opening scene, where the PKI attacks an Islamic school, as likewise meant to show the "evil" nature of communists.
The PKI are portrayed as enjoying violence, with the film heavily featuring "eye-gouging women and decomposed, tortured bodies". The generals are kidnapped, and in several cases killed, in front of their families; later the captured generals are tortured while the communists dance around a bonfire. The sociologist Adrian Vickers suggests that the film's violence was meant to portray "the state's enemies as outside the realm of the human", similar to monsters in horror films. Yoseph Yapi Taum of Sanata Dharma University notes that members of the leftist women's movement Gerwani are shown as part of a "crazy" Communist Party, dancing in the nude and cutting off the general's penises. However, Vickers considers these portrayals as ambiguous, suggesting that the New Order government was allowed a monopoly on violence. McGregor suggests that the violence in once-tranquil homes shows the "'destruction' of the family". Sen notes the violence belies a "representation of chaos before order" which is common in New Order films.
## Release
Before its commercial release, Pengkhianatan G30S/PKI was pre-screened in January 1984 for high-ranking military officers who had been involved in stopping the coup, including Suharto and Sarwo Edhie Wibowo. The film was released in December 1984, the first commercially released domestic feature film to deal with the events of 1965. It was seen by 699,282 people in Jakarta by the end of 1984, a national record which remained unbroken for over a decade. However, not all audiences attended of their own volition. The Indonesian sociologist Ariel Heryanto records students as being "required to pay" to see the film during school hours, a fact not reflected in contemporary records. A novelisation by popular writer Arswendo Atmowiloto likewise helped promote the film.
Dwipayana's influence ensured that contemporary reviews, especially synopses, repeated the government's position on the G30S coup. This is not to say all reviews were positive. Marselli of Kompas, for instance, found that Pengkhianatan G30S/PKI was highly detailed, with extensive work and quality acting going to represent events accurately. He felt, however, that the film felt too long and, as viewers knew instantly who the good and bad characters were, it became "nothing but a black-and-white portrait without any complex issues", which ignored the underlying problems which had sparked the G30S movement.
Suharto, after viewing an early screening, stated that the story was unfinished and suggested that a sequel was necessary. Two sequels by PPFN, Operasi Trisula (Operation Trisula; 1987) and Djakarta 1966 (Jakarta 1966; 1988), followed. Operasi Trisula, directed by BZ Kadaryono, dealt with the extermination of G30S and PKI members in Blitar, East Java. Djakarta 1966, meanwhile, was directed by Noer and showed the lead-up to the signing of Supersemar on 11 March 1966, in which Sukarno gave Suharto authority to take whatever measures he "deemed necessary"; Kayam and Katamsi reprised their roles for the latter film, which won seven awards at the 1989 Bandung Film Festival.
## Accolades
Pengkhianatan G30S/PKI received seven nominations at the 1984 Indonesian Film Festival (Festival Film Indonesia, or FFI), including a Citra Award for Best Film, winning one Citra Award for Best Screenplay. It was beaten in four categories: for Best Director, Best Cinematography, Best Leading Actor (Katamsi), and Best Musical Direction, by Sjumandjaja's Budak Nafsu (Slave to Passion), while Slamet Rahardjo's Ponirah Terpidana (Ponirah Convicted) took Best Artistic Direction. For the latter category, the nomination's recipient was Farraz Effendy. At the 1985 FFI Pengkhianatan G30S/PKI received an Antemas Award as the best-selling film of the preceding calendar year. The film scholar Thomas Barker suggests that the film's awards were, in part, a conjunction of state and FFI interests: both were focused on promoting a united national culture.
## Propaganda use
Beginning in 1984 the New Order government used Pengkhianatan G30S/PKI as a propaganda vehicle, showing it annually on 30 September. The film was broadcast by the state-owned network TVRI, and later on private television stations after they were established. It was also shown at schools and government institutions; students would be taken to open fields to view the film in a group. Because of this use, Sen and Hill suggest that Pengkhianatan G30S/PKI is the most-broadcast and most-watched Indonesian film of all time. A 2000 survey by the Indonesian magazine Tempo found 97 percent of the 1,101 students surveyed had seen the film; 87 percent of them had seen it more than once.
During the remainder of the 1980s and early 1990s the historical accuracy of Pengkhianatan G30S/PKI was little disputed, and the film became representative of canonical history; its version of the 1965 events was the only one allowed in open discourse. By the mid-1990s, however, anonymous Internet communities and small publications had begun questioning the film's contents; one online message, sent anonymously through a mailing list, asked "If only a small section of the PKI leadership and military agents knew about [the coup, as in the film], how is it that over a million people were killed and thousands of people who knew nothing had to be imprisoned, exiled, and lost their civil rights?" Heryanto suggests that this resulted from an unintended polyphony in the film, while Sen and Hill opine that Noer may have been aware of the government's intent for propaganda and thus made the film's political message "obviously contradictory".
In September 1998, four months after the fall of Suharto, the Information Minister Yunus Yosfiah declared that the film would no longer be compulsory viewing material, reasoning that it was an attempt to manipulate history and create a cult with Suharto in the centre. Tempo reported in 2012 that Saleh Basarah of the Indonesian Air Force (former Chief of Staff of the Air Force) had influenced this decree. The magazine stated that Basarah had called the Education Minister Juwono Sudarsono and asked him to not screen Pengkhianatan G30S/PKI, as it was damaging to the Air Force. Two other films, Janur Kuning (Yellow Coconut Leaves; 1979) and Serangan Fajar, were likewise affected by the decree; Janur Kuning portrayed Suharto as the hero behind the historic General Offensive of 1 March 1949 in Yogyakarta while Serangan Fajar showed him as a major hero of the National Revolution. At the time it was suggested that TVRI was attempting to distance itself from the former president. This occurred in a period of desanctifying symbols related to the events, and by the early 2000s non-government versions of the G30S coup were easily available in Indonesia.
## Legacy
Pengkhianatan G30S/PKI has proven to be Noer's most controversial film, although until his death in 1995 the director remained publicly ambivalent. The film's visuals have generally received positive reviews, but its use for propaganda and historical accuracy have been widely condemned. The Indonesian director Hanung Bramantyo praised the film's style, stating that close-up shots of men smoking were "brilliant" and that, at times, he felt "it's not a film. But real!" The director Monty Tiwa likewise praised the film's shots, citing a scene where Pandjaitan's daughter cries hysterically as her father is shot as "full of drama and using a shot [he had] never seen before in an Indonesian film". Sen and Hill, however, find "none of the aesthetic hallmarks" of the director's other works. In 2018, the Vice journalist Arzia Tivany Wargadiredja categorized Pengkhianatan G30S/PKI a propaganda film.
Hilmar Farid, an Indonesian historian, called the film propaganda mixed with "some [of the New Order's] fantasies". The reporter Hendro Subroto, who recorded the retrieval of the generals' bodies from Lubang Buaya, criticised the film's accuracy in 2001; he stated that the bodies did not show any evidence of torture. The former Lekra writer Putu Oka Sukanta, meanwhile, described the film as underplaying the suffering of PKI members and other leftists in the events following the G30S coup, thus becoming "a lie to the people". The historian John Roosa contrasts the portrayal of the G30S leadership with a document by Brigadier General M.A. Supardjo, which portrays the coup – led by "flummoxed, indecisive, and disorganized" men – as largely defeating itself.
In a 2012 interview, Katamsi admitted the film was in part overacted and that it had been a potent way to spread and indoctrinate viewers in the New Order's ideology. The Tempo survey suggested that it was effective propaganda, leading viewers to "reject all that smelled of the PKI and communism". Although it is no longer broadcast on 30 September, the film remains available. A video CD edition was released by Virgo in 2001 and the G30S/PKI museum at Lubang Buaya offers regular screenings in an on-site cinema. Both a 35 mm and VHS copy are stored at Sinematek Indonesia in Jakarta.
From 2017, 20 years after the last time it was a mandatory showing on national televisions, several groups began hosting watch parties of the film to coincide with the day of the incident, following demands by Islamist groups. In 2018, SCTV voluntarily aired the film; tvOne (who had also aired it the previous year) and TVRI followed suit the following year. In 2021, TVRI decided that it would not air the film on 30 September that year, citing the 1998 decision where it was no longer treated as a compulsory viewing material.
## See also
- The Year of Living Dangerously, a 1982 Australian film framed around the G30S coup
- Puisi Tak Terkuburkan, a 2000 Indonesian film following a poet who is wrongly arrested for being a communist
- The Act of Killing (2012) and The Look of Silence (2014), a pair of documentary films about the killings of communists after the coup
## Explanatory notes
|
999,875 |
Roy of the Rovers
| 1,168,014,659 |
British comic strip
|
[
"1954 comics debuts",
"1995 comics endings",
"1997 comics debuts",
"2001 comics endings",
"Association football comics",
"British comics characters",
"Comics characters introduced in 1954",
"Defunct British comics",
"Fictional association football players",
"ZX Spectrum games"
] |
Roy of the Rovers is a British comic strip about the life and times of a fictional footballer and later manager named Roy Race, who played for Melchester Rovers. The strip first appeared in the Tiger in 1954, before giving its name to a weekly (and later monthly) comic, published by IPC and Fleetway from 1976 until 1995, in which it was the main feature.
The weekly strip ran until 1993, following Roy's playing career until its conclusion after he lost his left foot in a helicopter crash. When the monthly comic was launched later that year the focus switched to Roy's son Rocky, who also played for Melchester. This publication was short-lived, and folded after only 19 issues. The adventures of the Race family were subsequently featured in the monthly Match of the Day football magazine, in which father and son were reunited as manager and player respectively. These strips began in 1997 and continued until the magazine's closure in May 2001.
In 2018, following the acquisition of the strip's rights by comic book publisher Rebellion, a brand new rebooted Roy of the Rovers story, following the adventures of a 16-year-old Roy in the present day, began publication as a series of original graphic novels and prose novels.
Football-themed stories were a staple of British comics for boys from the 1950s onwards, and Roy of the Rovers was the most popular. The strip usually saw Rovers competing for honours at the top of the English and European game, although in some years the storylines would see the club struggle for form, including a relegation from the First Division in the early 1980s. As well as dealing in on-pitch action, Roy of the Rovers featured high drama off the pitch, with kidnapping storylines a recurring feature of its early decades. From the 1970s onwards, stories included a shooting, a terrorist atrocity, and several celebrity guest appearances. Rovers played in a fictional universe made up of invented teams; however, real-life players including Emlyn Hughes, Bob Wilson and Malcolm Macdonald made appearances in the strip, as did former England manager Alf Ramsey.
The stock media phrase "real Roy of the Rovers stuff" is often used by football writers, commentators and fans when describing displays of great skill, or surprising results that go against the odds, in reference to the dramatic storylines that were the strip's trademark.
## Publication history
### Tiger
Roy of the Rovers first appeared on 11 September 1954, as a weekly feature in the comic magazine Tiger, debuting on the front page of the first issue.
### Self-titled weekly comic
After 22 years of continued popularity, the strip was judged successful enough to sustain its own weekly comic, the eponymous Roy of the Rovers, launched on 25 September 1976. The comic ran for 851 issues, until 20 March 1993, and included other football strips and features.
At the peak of the comic's success, about 450,000 copies were sold each week. There were also hardback annuals and holiday specials featuring a mix of reprinted and original content, and for a brief period, starting in 1986, Roy of the Rovers was serialised in the now-defunct Today newspaper. The strip concluded abruptly, mid-story, on 29 August 1987. These were all-new strips, focusing largely on the relationship between Roy and his wife Penny, rather than the action on the pitch. A new strip was launched in the Daily Star on 13 November 1989, written by regular writer Tom Tully and drawn by veteran Roy artist Yvonne Hutton. Hutton's final Roy of the Rovers artwork appeared on 17 January 1992, with Mike Western debuting on the art the following day. The strip concluded on 14 May 1993, two months after the cancellation of the weekly comic. Between 1988 and 1993, a Best of Roy of the Rovers monthly comic was published, reprinting older stories.
Following the closure of the weekly title in 1993, the strip appeared in a relaunched monthly publication in September that year, with grittier storylines intended to attract teen and young adult fans who had read the weekly comic in their youth. Between January 1994 and January 1995, the monthly strips were mirrored by a weekly edition in Shoot magazine, which had in the late 1980s published a parody called Ray of the Rangers. The relaunched Roy of the Rovers comic ended in 1995.
### Match of the Day
The comic strip was resurrected in July 1997, printed as short (usually two-page) features in the BBC's monthly Match of the Day magazine. These strips ran until the magazine's demise in May 2001. By then the strip's wholesome tone, often espousing the virtues of fair play and strong moral character, was beginning to seem old-fashioned. The editor of Roy of the Rovers comic, Barrie Tomlinson, has commented that "everyone seemed to be growing up a bit more quickly, and they wanted stories that were more realistic". This series ran until 2001.
### Re-issues and collections
Then-rights holder Egmont published a 64-page "collectors edition" of the comic strip in April 2009, gathering together a number of 1980's era Roy of the Rovers stories in addition to other backup strips from the comic. Two Best of Roy of the Rovers books, featuring successive runs of strips from the 1980s and 1970s, were published in June 2008 and 2009 respectively.
In 2016, the rights to Roy of the Rovers and the rest of the Fleetway comics library were acquired by Rebellion Developments, who subsequently rebooted the series to follow the modern-day adventures of Roy as a teenager. A series of hardcover graphic novels began publication in 2018, written by Rob Williams and drawn by Ben Willsher, running in parallel with a series of novels for younger readers written by Tom Palmer with illustrations by Lisa Henke.
## Plot
The story followed Roy Race, a striker for the fictional football team Melchester Rovers, based in a town of the same name in an unspecified part of England, where Roy lived with his family. In the first episode, a teenaged Roy and his best friend, Blackie Gray, signed for the Rovers after being spotted playing for a youth club team. Eight months later, Roy and Blackie made their first-team debuts against Elbury Wanderers in a game that ended in a 3–3 draw, with Roy scoring twice. He soon became a star, leading the team to either the Football League title or a cup almost every season. In January 1975 he was made player-manager, a position he retained for most of the next 20 years. Although the strip followed the Rovers through nearly 40 seasons, Roy did not age at the same rate and appeared to be at most in his late thirties by the time the weekly comic ended. This unrealistic longevity was never remarked upon by the weekly comic, although the monthly comic attempted to address the anomaly by explaining that more than one Roy Race had played for Melchester over the years.
Roy won a number of trophies during his career with Rovers, including nine league titles, eight FA Cups, three League Cups, three European Cups, one UEFA Cup, and four Cup Winners' Cups, and he also made several appearances for England. He married club secretary Penny Laine at the end of the 1975–76 season, with whom he had three children: Roy Jr. (later known as Rocky), Melinda, and Diana. Penny left Roy in the early 1980s, in a high-profile storyline that was covered on national television news. The following year Roy was shot in his office by a mystery gunman, in an incident clearly mirroring the shooting of J. R. Ewing in the hit television series Dallas the previous year. Roy lay in a coma for several weeks. The culprit was eventually revealed to be Elton Blake, an actor who had been cast as Roy in a television series about the Rovers, but who blamed him for his dismissal. In early 1983 Roy swapped Melchester Rovers for ambitious London side Walford Rovers after a fallout with the Melchester directors, but his stint away was short-lived and he was back at his spiritual home by the end of the year. In July 1986 eight members of the Rovers team were killed during a club tour of the fictional Middle Eastern country of Basran, when terrorists accidentally crashed a bomb-laden car into the team bus. Roy escaped with a dislocated shoulder. Author Mick Collins has commented that "Even as youngsters, we knew that this certainly bordered on bad taste, and probably overstepped the mark."
The final incident of Roy's playing career came in the closing pages of the last weekly issue, in March 1993, when he lost control of his helicopter and crashed into a field. Thus the weekly strip ended its 39-year unbroken run on a downbeat and unresolved cliffhanger, as Roy was taken into hospital while fans, the media and his family awaited news on his condition. The mystery of whether or not Roy had survived his crash was unresolved until the first issue of the new Roy of the Rovers Monthly in September 1993, in which readers discovered that the accident had resulted in the amputation of his famous left foot, ending his playing career and resulting in his move to Italy as the manager of Serie A side AC Monza (a fictional top-level Italian club, rather than the real club of the same name).
Reconciling the continuity of the monthly strip with the stories that preceded and followed it presented difficulties, forcing the story's writers to alter its history in a number of ways, a technique known as retroactive continuity. Significantly, the strip rewrote various parts of Melchester's history, and shortened Roy Sr.'s recorded playing career to a more realistic level.
By the time the strip ended in March 1995 Melchester were in dire straits, on the verge of bankruptcy, and their long-term future far from certain. When the strip returned in Match of the Day magazine in May 1997, much of the monthly comic's new continuity was ignored, although the basic thread of the club having struggled against relegation and being severely in debt was continued. It was revealed in the first strip that in the intervening years, while Rovers had managed to survive the threat of bankruptcy, a bribery scandal had caused a mass exodus of players and eventual relegation to Division One. Rocky, meanwhile, was playing for fierce local rivals Melborough, after a bitter falling-out with his father over a car accident in Italy in which his mother, Penny, had been killed. Roy, who had quit football as a result, was blamed by some (including his son) for the accident, even though he had no memory of it, and the precise circumstances surrounding the event were never resolved.
Roy was persuaded to rejoin Melchester as manager and part-owner, backed by the unscrupulous Vinter brothers, and he arrived just in time to save the club from relegation. The following season, Roy and Rocky resolved their differences. Rocky rejoined Melchester, and the club was promoted back into the Premier League at the end of the year. When the magazine closed in 2001, Rovers were attempting to achieve a league placing that would secure them UEFA Champions League football, giving them financial security. Although this storyline was never resolved, there was nevertheless a certain sense of closure as, shortly beforehand, Roy Sr. had wrested full control of the club from the Vinters, thus completing his 44-year progression from player to owner.
### 2018 revival
The 2018 revival series of graphic novels and younger reader novels follows 16-year-old Roy Race as he attempts to earn a trial at Melchester Rovers, a once-proud club that now sit down in League One. Roy divides his time between college and looking after his disabled father, but dreams of playing for Melchester as a striker. He impresses Melchester manager Kevin "Mighty" Mouse and coach Johnny "Hard Man" Dexter at his trial, and is signed on as a trainee – but suddenly finds himself, along with the rest of the youth team, promoted to the first team squad when the club's entire roster of professional players are sold to ensure Melchester's financial survival. The first season follows Roy and the Melchester squad as they strive to qualify for the playoffs and gain promotion to the Championship.
Along with Mouse and Dexter, several other characters from Roy of the Rovers history are repurposed for the reboot, including goalkeeper Gordon Stewart (formerly the star of backup series The Safest Hands in Soccer), club captain Vic Guthrie (a Welsh under-17 star and Roy's main rival in the series), towering central defender Lofty Peak (brought to Rovers by his friend Roy after showing his prowess playing basketball), and Roy's childhood friend William "Blackie" Gray, who joins Rovers on loan from Premier League side Islington. New characters created for the series include Roy's younger sister Roxanne, nicknamed "Rocky" (a homage to Roy's son from the original series), and Vic Guthrie's sister Ffion.
## Recurring characteristics
Over the years, the strip became famous for its employment of certain types of storyline and stylistic storytelling devices. For example, despite the fast-paced nature of a football match, exposition would be provided by members of the crowd apparently commenting to one another. Fans made lengthy comments in the short time it took the ball to travel through the air; as the ball was struck towards the goal a member of the crowd might be seen saying "Racey's had a shot!", followed by another responding "The 'keeper won't make it!". Nonetheless, loyal readers would usually suspend disbelief, a characteristic later parodied by Viz magazine's Billy the Fish, a fish with a human head who plays in goal for Fulchester United.
In the interests of keeping the strip exciting, it seemed that no season for Melchester Rovers could ever consist of mid-table obscurity. Almost every year, the club was either competing for the major honours at the top of the domestic and European game, or struggling against relegation to lower divisions. Often, such spells of good and bad fortune and form would directly succeed one another—a Rovers team that won the European Cup one year could find itself struggling to stay in Division One the next.
Storylines often centred on new signings who were unable to settle easily in the Melchester team, either because they refused to change their style of play and expected the Rovers to play around them, such as the uncomprisingly tough defender Duncan McKay, or had personal characteristics that made it difficult for the other players to accept them, such as ex-circus ball juggler Sammy Spangler. As the average reader probably stayed with the comic for only three or four years, many storylines were recycled. For instance, during the first ten years of his playing career Roy was kidnapped at least five times.
When playing foreign teams, particularly in the European club competitions, the opposition would often cynically employ overt gamesmanship or downright dirty tactics. Continental sides were considered to be "sneaky":
> If they went ahead, they didn't try to extend their lead, like proper footballers, but defended, like blackguards and cowards. It was, Roy always believed, something of a character defect, probably caused by the pencil-thin moustaches they wore, in order to distinguish themselves as foreign.
The strip followed the structure of the football season, thus there were several months each year when the Rovers were not playing football, but the strip needed to depict something more exciting than the players going on holiday and then reporting for pre-season training. As a result, the players tended to spend their summers involved in activities such as competing in charity cricket tournaments, but by far the most common summer storyline saw the Rovers go on tour to a fictional country in an exotic part of the world, normally South America, where they would invariably be kidnapped and held to ransom. "Melchester played more pre-season games at gunpoint deep in the jungle than they ever did in more mundane settings." The summer would often also see Roy fending off lucrative offers to leave Melchester, as in 1978, when the Sheik of Basran, an oil-rich Middle-Eastern state, offered him £1 million to coach the national team.
Especially during the 1980s, real-life personalities often made appearances. Former Division One stars Bob Wilson and Emlyn Hughes were brought out of retirement to play for Melchester in 1985, along with longtime fans of the strip Martin Kemp and Steve Norman, of the pop group Spandau Ballet. Geoff Boycott served for several years as Melchester's chairman, and Sir Alf Ramsey had briefly taken over as manager of Melchester in 1982, while Roy lay in his coma. Players such as Malcolm Macdonald and Trevor Francis would sometimes line up alongside Roy in England matches, despite the fact that the clubs they played for in real life were never featured in the strip.
The concept of TV pundits and anchormen making appearances was a later development. When Roy announced his resignation as Rovers manager in 1992, he did so live on Sky Sports in front of shocked presenters Richard Keys and Andy Gray.
## Creators
### Writers
Roy was created by the author Frank S. Pepper, who had created the similar strip, Danny of the Dazzlers, but he only wrote four installments of Roy of the Rovers because of his commitments to another of his characters, Captain Condor. Pepper's role was taken by the strip's first artist Joe Colquhoun, who used the pen-name "Stewart Colwyn". He was replaced after four-and-a-half years by Derek Birnage, the editor of Tiger, who had commissioned the strip. In 1960, in an attempt to whip up publicity, it was announced that the footballer Bobby Charlton had taken over as writer, although in reality it was still written by Birnage (who claimed that he did consult with Charlton occasionally for story ideas). The longest-serving writer of the strip was Tom Tully, who began in 1969 on an intermittent basis and then continuously from 1974 until the end of the weekly comic in 1993. Ian Rimmer became the main writer for the strip during the Match of the Day years, until the magazine's closure in May 2001. The 2018 reboot is written by Rob Williams (graphic novels) and Tom Palmer (novels).
### Artists
After Joe Colquhoun departed, he was succeeded first by Paul Trevillion, then by Yvonne Hutton, who illustrated from 1967 to 1974, before David Sque took over in 1975. Despite reportedly not being a football fan, he was responsible for one of the strip's more definitive looks in its early '80s period. He was replaced in 1986 by former 2000 AD artist Mike White, who gave Roy a more muscular look and the strip a more modern feel. Barrie Mitchell took over in 1992, with a style quite similar to White's. A number of artists worked on the monthly comic, such as David Jukes, Sean Longcroft and Garry Marshall, in contrast to the lengthy tenures of the weekly strip's creative team. Tony Harding often illustrated Roy for the Roy of the Rovers annuals and also drew the Roy's Action Replay strip that appeared in All Action Monthly in the late eighties (Fleetway). Mitchell returned in 1997 as the sole artist of the Match of the Day strips for all four years.
The rebooted graphic novels that began publication in 2018 are drawn by Ben Willsher, while Lisa Henke illustrates the prose novels.
## Cultural impact
The phrase "Roy of the Rovers" has become a trope familiar to generations of British football fans and sports commentators, used to describe a memorable sporting achievement such as winning against the odds, or an unexpected comeback. The Guardian newspaper of 10 April 1995, for instance, described future England captain Alan Shearer as "the classic working class sporting hero ... everything legend demands an English centre-forward should be ... As a striker he comes closer to fitting the Roy of the Rovers fantasy than anyone else lately admired by English crowds". Shearer was at that time the leading goal-scorer for "unfashionable" Blackburn Rovers F.C., who were on the verge of winning the Premiership title.
Comparisons have been drawn between the fictional Roy Race and the captain of England's 1966 World Cup winning team, Bobby Moore, whose playing career spanned a similar time-scale to that of Roy's. Moore's death in 1993, just days after the last edition of the Roy of the Rovers comic was published, produced a "literature of tribute", framed around themes "remarkably similar to those at the center of the Roy Race fiction and ideology ... there was a clear sense of mourning for the loss of an age".
> Reading Roy of the Rovers and reflecting on the response to the death of sporting heroes such as Bobby Moore, demonstrates how children's popular cultural experiences, and the recollections of them in later life, traverse the boundaries of, and fuse, the fictional and the real ... The world of representation in the comic strip is mobilized as an everyday trope, tapping into modes of thinking within the reality of football discourse; and in turn, football discourse draws upon the narratives, conventions, and myths of football fictions.
## Spin-offs and merchandise
Roy of the Rovers Annuals were produced every year from 1958 until 1994, and again in 2000. A number of tie-in books were also published, including a handful of paperback prose storybooks in 1977 and 1993, and two football quiz books in 1978 and 1979. Roy of the Rovers never made the leap from page to screen, although he did make an appearance on the BBC comedy sports quiz They Think It's All Over in 1999, in the form of a cardboard cut-out.
A Roy of the Rovers computer game was released, on the Commodore 64, Amstrad CPC and ZX Spectrum in 1988. It was split into two parts: the first an adventure game, in which – taking the role of Roy Race – the player had to find and rescue the kidnapped Melchester team, before then playing the second part, which consisted of a charity match to raise funds for the club. The fewer players recovered before the match began, then the smaller the team who could take part. In the extreme, Roy would be the only player for Melchester. The game received mixed reactions; the Spectrum version received 7/10 from Your Sinclair, but only 3/10 from Sinclair User.
A number of official Melchester Rovers Subbuteo teams were produced in the 1980s and 1990s. There was also an officially licensed board game in the 1980s, which saw players take on the role of Roy Race and manage the club. Replica Melchester Rovers shirts have been available at various stages of the series' life, up to and including a strip designed and produced by Hummel for the 2018 reboot.
In 1990, "Roy Race" and footballer Gary Lineker released a single, "Europe United", described in the comic as "a hot rocking heavy metal rap", which failed to chart in the UK Top 40. The confectionery company McCowans produced a pineapple-flavoured "Roy of the Rovers" chew bar in the 1990s.
## Collected editions
On 29 February 2008 it was announced that Titan Books had acquired worldwide book publishing rights to a range of Egmont's comic strips, including Roy of the Rovers. The first of their compilations of Roy's playing days, The Best of Roy of the Rovers: The 1980s was released in May 2008 and included the "Relegation" and "Who Shot Roy" story arcs. The Bumper Book of Roy of the Rovers was published in October 2008, and reprinted strips, articles, short stories and features taken from Roy annuals dated from 1957 to 1971. Two further titles were released in 2009, The Best of the 1970s and The Second Bumper Book, and a third Best of, focusing on the World Cup, was released in 2010. All five of the titles were edited and compiled by David Leach.
The trade paperbacks:
- The Best of Roy of the Rovers: The 1980s (208 pages, June 2008, )
- The Best of Roy of the Rovers: The 1970s (208 pages, June 2009, )
- Roy of the Rovers: World Cup Special (208 pages, June 2010, )
The hardcovers:
- The Bumper Book of Roy of the Rovers (112 pages, October 2008, )
- The Second Bumper Book of Roy of the Rovers (112 pages, October 2009, )
|
1,786,680 |
Manila Light Rail Transit System
| 1,171,471,163 |
Rail system serving the Metro Manila
|
[
"Department of Transportation (Philippines)",
"Electric railways",
"Light rail in the Philippines",
"Manila Light Rail Transit System",
"Rail transportation in Metro Manila",
"Rapid transit in the Philippines",
"Transportation in Luzon",
"Transportation in Manila"
] |
The Manila Light Rail Transit System, commonly known as the LRT, is an urban rail transit system that primarily serves Metro Manila, Philippines. Although categorized as a light rail system because it originally used light rail vehicles, it presently has characteristics of a rapid transit system, such as high passenger throughput, exclusive right-of-way, and later use of full metro rolling stock. The LRT is jointly-operated by the Light Rail Transit Authority (LRTA), a government corporation attached to the Department of Transportation (DOTr), and the Light Rail Manila Corporation (LRMC). Along with the Manila Metro Rail Transit System and the Metro Commuter Line of the Philippine National Railways, the system makes up Metro Manila's rail infrastructure.
The LRT's 37.24-kilometer-route (23.14 mi) is mostly elevated and consists of two lines and 33 stations. Line 1, also called the Green Line (formerly known as the Yellow Line), opened in 1984 and travels a north–south route. Line 2, the Blue Line (formerly, the Purple Line), was completed in 2004 and runs east–west. The original Line 1 was built as a no-frills means of public transport and lacks some features and comforts, but the newer Line 2 has been built with additional standards and criteria in mind like barrier-free access. In 2022, the system served 305,264 passengers on average. Security guards at each station conduct inspections and provide assistance. A reusable plastic magnetic ticketing system has replaced the previous token-based system in 2001, and the Flash Pass was introduced as a step towards a more integrated transportation system. In 2015, the plastic magnetic tickets were replaced with the Beep, a contactless smart card, introduced to provide a common ticketing to 3 rail lines and some bus lines.
Many passengers who ride the system also take various forms of road-based public transport, such as buses and jeepneys, to and from a station to reach their intended destination. Although it aims to reduce traffic congestion and travel times in the metropolis, the transportation system has only been partially successful due to the rising number of motor vehicles and rapid urbanization. The network's expansion is set on resolving this problem.
## Network
The network consists of two lines: the original Line 1 or Green Line, and the more modern Line 2, or Blue Line. Line 1 is aligned in a general north–south direction along over 19.65 kilometers (12.21 mi) of fully elevated track. From Monumento it runs south above the hustle and bustle of Rizal and Taft Avenues along grade-separated concrete viaducts allowing exclusive right-of-way before ending in Baclaran. A three-station east–west extension along Epifanio de los Santos Avenue that will connect Monumento to the North Avenue station was opened in 2010, although the common station is still under construction. Including the extension's two recently opened stations, Balintawak and Roosevelt, Line 1 has twenty stations. Line 2 consists of thirteen stations in a general east–west direction over 17.6 kilometers (10.9 mi) of mostly elevated track, with one station lying underground. Commencing in Recto, the line follows a corridor defined by Claro M. Recto and Legarda Avenues, Ramon Magsaysay and Aurora Boulevard, and the Marikina-Infanta Highway before reaching the other end of the line at Antipolo. The system passes through the cities of Caloocan, Manila, Marikina, Pasay, Pasig, Quezon City, and San Juan.
During peak hours, Line 1 fields 30 trains at most; the time interval between the departure of one and the arrival of another, called headway, is a minimum of 3–4 minutes. On January 9, 2009, Line 1 fielded 31 trains with a headway of 2 minutes to service devotees in celebration of the Feast of the Black Nazarene. Line 2 on the other hand, runs 10 trains at most with a minimum headway of 5 minutes. With the proper upgrades, the Yellow Line is designed to potentially run with headway as low as 1.5 minutes. Line 2 can run with headway as low as 2 minutes with throughput of up to 60,000 passengers per hour per direction (pphpd).
In conjunction with the Line 3—also known as the new Yellow Line, a similar but separate metro rail system operated by the private Metro Rail Transit Corporation (MRTC)—the system provides the platform for the vast majority of rail travel in the Metro Manila area. Together with the PNR, the three constitute the SRTS. Recto and Doroteo Jose serve as the sole interchange between both lines of the LRTA. Araneta Center-Cubao and EDSA stations serve as interchanges between the LRTA and the MRTC networks. To transfer lines, passengers will need to exit from the station they are in then pass through covered walkways connecting the stations. Blumentritt station meanwhile is immediately above its PNR counterpart.
Baclaran, Central Terminal, and Monumento are Line 1's three terminal stations; Recto, Araneta Center-Cubao, and Antipolo are the terminal stations on Line 2. All of them are located on or near major transport routes where passengers can take other forms of transportation such as privately run buses and jeepneys to reach their ultimate destination both within Metro Manila and in neighboring provinces. The system has two depots: Line 1 uses the Pasay Depot at LRTA headquarters in Pasay, near Baclaran station, while the Line 2 uses the Santolan Depot built by Sumitomo in Pasig.
Both lines are open every day of the year from 4:30 am PST (UTC+8) until 10:15 pm on weekdays, and from 5:00 am until 9:50 pm on weekends, except when changes have been announced. During Holy Week, a public holiday in the Philippines, the rail system is closed for annual maintenance, owing to fewer commuters and traffic around the metro. Normal operation resumes on Monday. During the Christmas and year-end holidays, the operating hours of the line are shortened due to the low ridership of the system during the holidays. Notice of special schedules is given through press releases, via the public address system in every station, and on the LRTA and LRMC websites.
## History
### Early train system (1878–1945)
The system's roots date back to 1878 when an official from Spain's Department of Public Works for the Philippines submitted a proposal for a Manila streetcar system. The system proposed was a five-line network emanating from Plaza San Gabriel in Binondo, running to Intramuros, Malate, Malacañan Palace, Sampaloc and Tondo. The project was approved and in 1882, Spanish-German businessman Jacobo Zóbel de Zangroniz, Spanish engineer Luciano M. Bremon, and Spanish banker Adolfo Bayo, founded the Compañia de los Tranvias de Filipinas to operate the concession granted by the Spanish colonial government. The Malacañan Palace line was later replaced with a line linking Manila to Malabon, and construction began in 1885. Four German-made steam-operated locomotives and eight coaches for nine passengers each, composed the initial assets of the company. The Manila-Malabon line was the first line of the new system to be finished, opening to the public on October 20, 1888, with the rest of the network opening in 1889. From the beginning it proved to be a very popular line, with services originating from Tondo as early as 5:30 a.m. and ending at 7:30 p.m., while trips from Malabon were from 6:00 a.m. until 8:00 p.m., every hour on the hour in the mornings, and every half-hour beginning at 1:30 p.m.
With the American takeover of the Philippines, the Philippine Commission allowed the Manila Electric Railroad and Light Company (Meralco) to take over the properties of the Compañia de los Tranvias de Filipinas, with the first of twelve mandated electric tranvia (tram) lines operated by MERALCO opening in Manila in 1905. At the end of the first year around 63 kilometers (39 mi) of track had been laid. A five-year reconstruction program was initiated in 1920, and by 1924, 170 cars serviced many parts of the city and its outskirts. Although it was an efficient system for the city's 220,000 inhabitants, by the 1930s the streetcar network had stopped expanding.
### Post-war (1945–1977)
The system was closed during World War II. By the war's end, the tram network was damaged beyond repair amid a city that lay in ruins. It was dismantled and jeepneys became the city's primary form of transportation, plying the routes once served by the tram lines. With the return of buses and cars to the streets, traffic congestion became a problem.
In 1966, the Philippine government granted a franchise to Philippine Monorail Transport Systems (PMTS) for the operation of an inner-city monorail. The monorail's feasibility was still being evaluated when the government asked the Japan International Cooperation Agency (JICA) to conduct a separate transport study. Prepared between 1971 and 1973, the JICA study proposed a series of circumferential and radial roads, an inner-city rapid transit system, a commuter railway, and an expressway with three branches. After further examination, many recommendations were adopted; however, none of them involved rapid transit and the monorail was never built. PMTS' franchise subsequently expired in 1974.
Another study was performed between 1976 and 1977, this time by Freeman Fox and Associates and funded by the World Bank. It originally suggested a street-level railway, but its recommendations were revised by the newly formed Ministry of Transportation and Communications (now the DOTr). The ministry instead called for an elevated system because of the city's many intersections. However, the revisions increased the price of the project from ₱1.5 billion to ₱2 billion. A supplementary study was conducted and completed within three months.
### Advent of Line 1 (1977–2003)
President Ferdinand Marcos created the Light Rail Transit Authority (LRTA) on July 12, 1980, by virtue of Executive Order No. 603 giving birth to what was then dubbed the "Metrorail". First Lady Imelda Marcos, then governor of Metro Manila and minister of human settlements, became its first chairman. Although responsible for the operations of the system, the LRTA primarily confined itself to setting and regulating fares, planning extensions and determining rules and policies, leaving the day-to-day operations to a sister company of Meralco called the Meralco Transit Organization (METRO Inc.). Initial assistance for the project came in the form of a ₱300 million soft loan from the Belgian government, with an additional ₱700 million coming from a consortium of companies comprising SA Ateliers de Constructions Electriques de Charleroi (ACEC) and BN Constructions Ferroviaires et Métalliques (today both part of Bombardier Transportation), Tractionnel Engineering International (TEI) and Transurb Consult (TC). Although expected to pay for itself from revenues within twenty years of the start of operation, it was initially estimated that the system would lose money until at least 1993. For the first year of operation, despite a projected ₱365 million in gross revenue, losses of ₱216 million were thought likely.
Construction of Line 1 started in September 1981 with the Construction and Development Corporation of the Philippines (now the Philippine National Construction Corporation) as the contractor with assistance from Losinger & Cie, a Swiss firm (today Losinger Marazzi), and the Philippine subsidiary of the U.S.-based Dravo Corporation. The government appointed Electrowatt Engineering Services of Zürich to oversee construction and eventually became responsible for the extension studies of future expansion projects. The Electrowatt plan—which is still used for planning future metro lines—consisted of a 150-kilometer (93-mile) network of rapid transit lines spanning all major corridors within 20 years, including a line on the Radial Road 6 alignment, one of the region's busiest road corridor.
The line was test-run in March 1984, and the first half of Line 1, from Baclaran to Central Terminal, was opened on December 1, 1984. The second half, from Central Terminal to Monumento, was opened on May 12, 1985. Overcrowding and poor maintenance took its toll a few years after opening. In 1990, the Line 1 fell so far into disrepair due to premature wear and tear that trains headed to Central Terminal station had to slow to a crawl to avoid further damage to the support beams below as cracks reportedly began to appear. The premature aging of Line 1 led to an extensive refurbishing and structural capacity expansion program with a help of Japan's ODA.
For the next few years Line 1 operations ran smoothly. In 2000, however, employees of METRO Inc. went on strike, paralyzing Line 1 operations from July 25 to August 2, 2000. Consequently, the LRTA did not renew its operating contract with METRO Inc. that expired on July 31, 2000, and assumed all operational responsibility. At around 12:15 pm on December 30, 2000, a bomb—later learned to have been planted by Islamic terrorists—went off in the front coach of a Line 1 train pulling into Blumentritt station, killing 11 and injuring over 60 people in the most devastating of a series of attacks that day, now known as the Rizal Day bombings.
### The Line 2 project (2003–2021)
With Japan's ODA amounting to 75 billion yen in total, the construction of Line 2 began in the 1990s, and the first section of the line, from Santolan to Araneta Center-Cubao, was opened on April 5, 2003. The second section, from Araneta Center-Cubao to Legarda, was opened exactly a year later, with the entire line being fully operational by October 29, 2004. During that time the Line 1 was modernized. Automated fare collection systems using magnetic stripe plastic tickets were installed; air-conditioned trains added; pedestrian walkways between Lines 1, 2, and 3 were completed. In 2005, the LRTA made a profit of ₱68 million, the first time the agency made a profit since the Line 1 became operational in 1984.
A two-station, 3.8-kilometer (2.4 mi) extension of Line 2 eastward from Marikina up to Masinag, Antipolo in the province of Rizal opened to the public on July 5, 2021, six years after construction began in 2015.
### Line 1 concession (2015–present)
On September 12, 2015, Light Rail Manila Corporation (LRMC), a joint venture company of Metro Pacific's Metro Pacific Light Rail Corporation (MPLRC), Ayala Corporation's AC Infrastructure Holdings Corporation (AC Infra), and the Philippine Investment Alliance for Infrastructure's Macquarie Infrastructure Holdings (Philippines) PTE Ltd. (MIHPL), started a 32-year concession for the operation and maintenance of Line 1 and the construction of a ₱65 billion extension project to Bacoor, Cavite.
## Infrastructure
### Stations
With the exception of Katipunan (which is underground), the LRTA's 33 stations are elevated. They follow one of two different layouts. Most Line 1 stations are composed of only one level, accessible from the street below by stairway, containing the station's concourse and platform areas separated by fare gates. The boarding platforms are 100 meters (328 ft 1 in) long and 3.5 meters (11 ft 6 in) wide. Baclaran, Central Terminal, Carriedo, Balintawak, Roosevelt and North Avenue stations on the Line 1, and all Line 2 stations are composed of two levels: a lower concourse level and an upper platform level (reversed in the case of Katipunan). Fare gates separate the concourse level from the stairs and escalators that provide access to the platform level. All stations have side platforms except for Baclaran, which has one side and one island platform, and Santolan, which has an island platform.
The concourse area at LRTA stations typically contain a passenger assistance office (PAO), ticket purchasing areas (ticket counters and/or ticket machines), and at least one stall that sells food and drinks. Terminal stations also have a public relations office. Stores and ATMs are usually found at street level outside the station, although there are instances where they can be found within the concourse. Some stations, such as Monumento, Libertad and Araneta Center-Cubao, are directly connected to shopping malls. Line 2 stations have two restrooms, but Line 1 restrooms have been the subject of criticism not only because of the provisioning of a single washroom at each station expected to serve all passengers (whether male, female, disabled or otherwise), but also because of the impression that the lavatories are poorly maintained and unsanitary.
Folding bicycles are allowed to be brought inside the trains to promote bimodal transportation. The LRTA has also designated the last car of each train as "green zones", where folding bicycle users can ride with their bikes, provided that it does not exceed the LRTA's baggage size limitations of 2 by 2 feet (20 by 20 in).
Originally, Line 1 was not built with accessibility in mind. This is reflected in the Line 1's lack of barrier-free facilities such as escalators and elevators. It is also inconvenient in other ways: for one, because of the use of side platforms, passengers wishing to access the other platform for the train bound in the opposite direction at single-level Line 1 stations need to exit the station (and by extension, the system) and pay a new fare. The newer Line 2, unlike its counterpart, is designed to be barrier-free and allows seamless transfer between platforms. Built by a joint venture between Hanjin and Itochu, Line 2 stations have wheelchair ramps, braille markings, and pathfinding embossed flooring leading to and from the boarding platforms in addition to escalators and elevators.
In cooperation with the Philippine Daily Inquirer, copies of the Inquirer Libre—a free, tabloid-size, Tagalog version of the Inquirer broadsheet—are available at selected LRTA stations from 6:00 am until the supply runs out.
### Rolling stock
Five types of rolling stock run on the system, with four types used on Line 1 and another used on Line 2. The Line 2, unlike the Line 1, runs heavy rail metro cars made in South Korea by Hyundai Rotem and provided by the Asia-Europe MRT Consortium led by Marubeni Corporation that have higher passenger capacity and maximum speed. All five types of rolling stock are powered by electricity supplied through overhead wires. Of the two LRTA lines, the Line 2 prominently employs wrap advertising in its rolling stock. The Line 1 have begun using wrap advertising as well initially for their second-generation trains, followed by their third-generation trains.
#### Line 1
Line 1 at various stages in its history has used two-car, three-car, and four-car trains. The two-car trains are the original first-generation BN trains (railway cars numbered from 1000). Most were transformed into three-car trains, although a lot of two-car trains remain in service. The four-car trains are the more modern second-generation Hyundai Precision and Adtranz (numbered from 1100), the third-generation Kinki Sharyo / Nippon Sharyo (1200), and the fourth-generation Mitsubishi / Construcciones y Auxiliar de Ferrocarriles (13000) trains. There are 139 railway cars grouped into 40 trains serving the line: 63 of these are first-generation cars, 28 second-generation, and 48 third-generation. One train car (1037) was severely damaged in the Rizal Day bombings and was subsequently decommissioned. The maximum speed of these cars ranges between 60 and 80 kilometers per hour (37 and 50 mph).
As part of the second phase of expansion on the Yellow Line, 12 trains made in Japan by Kinki Sharyo and Nippon Sharyo were shipped in the third quarter of 2006 and went into service in the first quarter of 2007. The air-conditioned trains have boosted the capacity of the line from 27,000 to 40,000 passengers per hour per direction.
As part of the south extension of the line, 30 new trains built in Spain and Mexico by Construcciones y Auxiliar de Ferrocarriles and Mitsubishi Corporation were procured in 2017. The trains entered service in 2023.
#### Line 2
Line 2 fleet runs eighteen heavy rail four-car trains with lightweight stainless car bodies and alternating current traction motors. They have a top speed of 80 kilometers per hour (50 mph) and usually take around forty minutes to journey from one end of the line to the other. Each train measures 3.2 meters (10 ft 6 in) wide and 92.6 meters (303 ft 10 in) long allowing a capacity of 1,628 passengers: 232 seated and 1,396 standing. Twenty sliding doors per side facilitate quick entry and exit. The line's trains also feature air conditioning, driverless automatic train operation from the Operations Control Center (OCC) in Santolan, low-noise control, enabled electric and hydraulic braking, and closed-circuit television inside the trains. Special open spaces and seats are designated for wheelchair users and elderly passengers, and automatic next station announcements are made for the convenience of passengers, especially for the blind.
An additional fourteen four-car trains for the east extension and the future west extension are currently in the process of being procured.
### Signalling
The system has used various signalling systems throughout its history. The original signalling system used in the LRT Line 1 was based on fixed block and relay type trackside systems. Trains had an automatic train stop system that activates if the train passes by a red signal or over-speeding. In 2007, as part of a capacity expansion project, the signalling system was replaced with a signalling and train control system based on automatic train protection and automatic train supervision using Siemens technology. In 2022, as part of the line's south extension, the existing signalling system used in Line 1 was replaced by the Atlas 100 solution of Alstom, which is based on ETCS Level 1.
On the other hand, Line 2 uses the automatic train control system, which has three subsystems: automatic train protection (ATP), automatic train operation (ATO), and automatic train supervision (ATS). The ATO subsystem automatically drives the trains, while the opening and closing of doors is controlled by an onboard train attendant. It is a track circuit-based system with equipment supplied by Westinghouse Signals (later Siemens Mobility).
## Safety and security
The system has always presented itself as a safe system to travel on, and despite some incidents a World Bank paper prepared by Halcrow deemed the running of metro rail transit operations overall as "good". Safety notices in both English and Tagalog are a common sight at the stations and inside the trains. Security guards with megaphones can be seen at boarding areas asking crowds to move back from the warning tiles at the edge of platforms to avoid falling onto the tracks. In the event of emergencies or unexpected events aboard the train, alerts are used to inform passengers about the current state of the operations. The LRTA uses three alerts: Codes Blue, Yellow, and Red.
Smoking, previously banned only at station platforms and inside trains, has been banned at station concourse areas since June 24, 2008. Hazardous chemicals, such as paint and gasoline, as well as sharp pointed objects that could be used as weapons, are forbidden. Full-sized bicycles and skateboards are also not allowed on board the train, although the ban on folding bicycles was lifted on November 8, 2009. Those under the influence of alcohol may be denied entry into the stations.
In response to the Rizal Day bombings, a series of attacks on December 30, 2000, that included the bombing of a Line 1 train among other targets, and in the wake of greater awareness of terrorism following the September 11 attacks, security has been stepped up on board the system. The Philippine National Police has a special police force assigned at both lines. and security police provided by private companies are assigned to all stations with each having a designated head guard. Closed-circuit televisions have been installed to monitor stations and keep track of suspicious activities. To better prepare for and improve response to any adverse incidents, drills simulating terror attacks and earthquakes have been conducted. It is standard practice for bags to be inspected upon entry into stations by guards equipped with hand-held metal detectors. Those who refuse to submit to such inspection may be denied entry. Since May 1, 2007, the LRTA has enforced a policy against making false bomb threats, a policy already enforced at airports nationwide. Those who make such threats can face penalties in violation of Presidential Decree No. 1727, as well as face legal action. Posted notices on station walls and inside trains remind passengers to be careful and be wary of criminals who may take advantage of the crowding aboard the trains. To address concerns of inappropriate contact on crowded trains, the first coach of Line 1 and Line 2 trains have been designated for PWDs and females only.
## Fares
In 2003, the Manila Light Rail Transit System was one of the least expensive rapid transit systems in Southeast Asia, costing significantly less to ride than other systems in the region. Unlike other transportation systems, in which transfer to another line occurs within a station's paid area, passengers have to exit and then pay a new fare for the line they are entering. This is also the case on the Yellow Line when changing boarding platforms to catch trains going in the opposite direction.
Both lines use two different fare structures: one for single journey cards and another for stored value (Beep) cards. Students, senior citizens, and persons with disabilities are entitled to a twenty-percent discount.
### Ticketing
Before 2001, passengers on Line 1 would purchase a token to enter the station. Subsequent upgrades in the fare collection system eventually transitioned the Yellow Line from a token-based system to a ticket-based system, with full conversion to a ticket-based system achieved on September 9, 2001. Starting September 2015, the old magnetic tickets were decommissioned and replaced by contactless-based smart card technology. Passengers can enter the system paid areas with either a single journey or stored value Beep Card. The Beep Card can be used on all LRT and MRT lines. Tickets can be sold from ticket booths staffed by station agents or from ticket machines.
#### Magnetic ticket
Previously, the system uses two types of tickets: a single journey (one-way) ticket whose cost is dependent on the destination, and a stored value (multiple-use) ticket available for ₱100. Senior citizens and disabled passengers can receive fare discounts as mandated by law. Tickets would normally bear a picture of the incumbent president, though some ticket designs have done away with this practice.
Single journey tickets are only valid on the day of purchase and will be unusable afterward. They expire if not used to exit the same station after 30 minutes from entry or if not used to exit the system after 120 minutes from entry. If the ticket expires, the passenger will be required to buy a new one.
Stored value tickets are usable on both lines although a new fare will be charged when transferring from one line to the other. To reduce ticket queues, the LRTA is promoting the use of stored value tickets. Aside from benefitting from a lower fare structure on the Line 1, stored value ticket users can avail of a scheme called the Last Ride Bonus that grants the use of any residual amount in a stored value ticket less than the usual minimum ₱12 fare, or the appropriate fare for the station of arrival from the station of departure, as a full fare. Stored value tickets are not reloadable and are captured by the fare gate after the last use. They expire six months after the date of first use.
Tickets are used both to enter and exit the paid area of the system. A ticket inserted into a fare gate at the station of origin is processed and then ejected allowing a passenger through the turnstile. The ejected ticket is then retrieved while passing through so that it can be used at the exit turnstile at the destination station to leave the premises. Tickets are captured by the exit turnstiles to be reused by the system if they no longer have any value. If it is a stored value ticket with some value remaining, however, it is once again ejected by the fare gate to be taken by the passenger for future use.
Despite the common practice for regular passengers to purchase several stored-value tickets at a time, the line barely has ticket shortages due to the inter-compatibility of tickets with the LRTA lines and the steady release of new tickets that addresses the problem.
#### Flash Pass
To better integrate the LRTA and MRTC networks, a unified ticketing system utilizing contactless smart cards, similar to the Octopus card in Hong Kong and the EZ-Link card in Singapore, was made a goal of the SRTS. In a transitional move towards such a unified ticketing system, the Flash Pass was implemented on April 19, 2004, as a stopgap measure. However, plans for a unified ticketing system using smart cards have languished, leaving the Flash Pass to fill the role for the foreseeable future. Originally sold by both the LRTA and the Metro Rail Transit Corporation, the Blue Line operator, the pass was discontinued with the election of Benigno Aquino III as President of the Philippines in 2010.
The pass consisted of two parts: the Flash Pass card and the Flash Pass coupon. A nontransferable Flash Pass card used for validation had to be acquired before a Flash Pass coupon can be purchased. To obtain a card, a passenger needed to visit a designated station and fill out an application form. Although the card is issued free of charge and contains no expiry date, it is expected to be issued only once. Should it be lost, an affidavit of loss had to be submitted before a replacement can be issued. The Flash Pass coupon, which served as a ticket, was linked to the passenger's Flash Pass card through the card number printed on the coupon. Coupons were sold for ₱250 and were valid for unlimited rides on all three lines of the LRTA and MRTC for one week. The card and coupon were used by showing them to a security guard at an opening along the fare gates, who after checking their validity allowed the holder to pass through.
#### Beep card
Beep is a reloadable contactless smart card aimed to be a replacement for the magnetic card-based system in paying rail based rapid transit transportation fares in and around Metro Manila. Beep is also aimed to be used in lieu of cash in some convenience stores and other businesses. The Beep system is implemented and operated by AF Payments Incorporated, which is primarily owned by Ayala Corporation and Metro Pacific Investments Corporation. It was first implemented in Line 2 in July 2015, followed by Line 1 a month later.
#### QR codes
The Light Rail Manila Corporation and AF Payments, Inc. presented a QR code-based ticketing system to be used in Line 1. Once approved, it can serve as viable alternatives to single journey tickets and can be purchased via mobile apps. Implementation of this ticket system was originally set for 2022 but has not been implemented yet.
### Fare adjustment
Adjusting passenger fares has been employed by the DOTC (predecessor of DOTr) and LRTA as a means to boost flagging ridership figures and improve the lines' services, and the issue of fares both historically and in the present continues to be a political issue.
Current fare levels were set on August 2, 2023, after its initial implementation by April 2023 was deferred by President Bongbong Marcos as economic inflation remained a major concern. Proposals for such were delayed for several years despite inflation and rising operating costs. Prior to the current fare levels, fares for both lines were set on January 4, 2015. These lower fares—which are only slightly more expensive than jeepney fares—ended up being financed through large government subsidies amounting to around ₱25–45 per passenger, and which for both the MRT and LRT reached ₱75 billion for the 10-year period between 2004 and 2014. Without subsidies, the cost of a single trip is estimated at around ₱40–60, and a ₱10 increase in fares would yield additional monthly revenues of ₱2–3 billion a month.
## Expansion
Plans for expanding the LRTA network have been formulated throughout its history and successive administrations have touted trains as one of the keys to relieving Metro Manila of its long-standing traffic problems. Expansion of the system was one of the main projects mentioned in a ten-point agenda laid out by President Gloria Macapagal Arroyo in 2005.
### Extensions
A south extension of Line 1 is under construction. The envisioned line would have 8 stations over 11.7 kilometers (7 mi) ending in Bacoor in the province of Cavite. It will be the third line extending outside the Metro Manila area after the opening of the Line 2 east extension in Antipolo, Rizal and the planned Line 7 that starts in North Avenue, Quezon City and ends in San Jose Del Monte, Bulacan. An unsolicited bid to build and operate this project from Canada's SNC-Lavalin was rejected by the Philippine government in 2005. The government is working with advisers (International Finance Corporation, White & Case, Halcrow, and others) to conduct an open-market invitation to tender for the construction of the extension and a 30-year concession to run it. An additional extension from Bacoor to Imus and from there a further extension to Dasmariñas, both in Cavite, are also being considered. On March 22, 2012, the Line 1 south extension project was approved by the National Economic and Development Authority (NEDA). In line with this, the operations and maintenance of Line 1 was awarded to the Light Rail Manila Corporation in 2014 and started operating the line on September 12, 2015. The groundbreaking ceremony of the south extension was held on May 4, 2017, with construction beginning on May 7, 2019. Partial operations of the south extension is slated for 2024, with full operations slated by 2027.
The LRTA is also currently conducting studies on the feasibility of a 6.2-kilometer (3.9 mi), four-station Line 1 spur from Baclaran towards Terminal 3 of Ninoy Aquino International Airport, with a projected daily capacity of 40,000 passengers. Funding for the project could be sourced from either official development assistance or a public-private partnership.
Line 2 is planned to be extended westward from Recto up to the Manila North Harbor in Tondo.
### New lines
The LRT Line 6 was originally conceived as a continuation of the LRT Line 1 to Dasmariñas, Cavite. In its current form, the "Modified" Line 6 proposal is a 23.5 km (14.6 mi) elevated railway from Niog station in Bacoor to Governor's Drive station in Dasmariñas via the Molino–Paliparan Road. The line will also be extended further north to Ninoy Aquino International Airport (as Line 6B) in Pasay and further south as Tagaytay (as Line 6A extension). There will also be branch lines passing through Dr. Santos Avenue and Alabang–Zapote Road in southern Metro Manila. The combined length of the proposed line including the extensions and branch lines is at 86 km (53 mi) and with a track length 169 km (105 mi).
## Network map
|
42,705,167 |
U.S. Route 34 in Iowa
| 1,131,001,375 |
Highway in Iowa, United States
|
[
"Transportation in Adams County, Iowa",
"Transportation in Clarke County, Iowa",
"Transportation in Des Moines County, Iowa",
"Transportation in Henry County, Iowa",
"Transportation in Jefferson County, Iowa",
"Transportation in Mills County, Iowa",
"Transportation in Montgomery County, Iowa",
"Transportation in Union County, Iowa",
"Transportation in Wapello County, Iowa",
"U.S. Highways in Iowa",
"U.S. Route 34"
] |
U.S. Highway 34 (US 34) is a United States Highway that runs across the southern third of Iowa. It begins on a bridge over the Missouri River west of Glenwood and travels east where it meets Interstate 29 (I-29) and US 275. Through southwestern Iowa, the highway is, for the most part, a two-lane rural road with at-grade intersections; there are interchanges with US 59 near Emerson and US 71 near Stanton and Villisca. At Osceola, the highway intersects I-35 and US 69. Just east of Ottumwa, where the road meets US 63, the road joins the four-lane Iowa 163 for the remainder of its trek through the state. At Mount Pleasant, it overlaps US 218 and Iowa 27, the Avenue of the Saints Highway. From there, the road heads to the southeast where it crosses the Mississippi River on the Great River Bridge at Burlington.
US 34 was one of the original U.S. Highways when the system was created in 1926, though it was preceded by the Blue Grass Route, a 310-mile-long (500 km) auto trail that connected Council Bluffs and Burlington. In 1920, the Iowa State Highway Commission (ISHC) assigned route numbers to roads in order to improve wayfinding for travelers. The Blue Grass Route was assigned Primary Road No. 8 in its entirety. Six years later, No. 8 was renamed U.S. Highway 34. In 1930, the highway became the first road to be fully paved across the state. By the 1950s, increased traffic and larger automobiles proved the original pavement inadequate. The highway was straightened and widened to accommodate modern vehicles.
Starting in the 1960s, parts of the route were expanded to four lanes; a section of controlled-access highway was built in Burlington and limited-access highway in Glenwood. During construction of the four-lane road in Glenwood, Native American remains were discovered. Their subsequent lab analysis and delayed reburial created a controversy that eventually led to the Native American Graves Protection and Repatriation Act. In the 1990s and 2000s, the highway between Ottumwa and West Burlington was widened to four lanes as part of a project to improve the corridor between Des Moines and Burlington. Since the early 1990s, narrow toll bridges at both the eastern and western state lines were replaced by modern, toll-free bridges that can handle high volumes of high-speed traffic.
## Route description
U.S. Highway 34 extends across Iowa from west to east through the southern third of the state. It enters the state by crossing the Missouri River near Glenwood and exits over the Mississippi River on the Great River Bridge in Burlington. The majority of the highway follows a two-lane road over the southern Iowa drift plain. The eastern third of the route is a four-lane expressway; part of a corridor between Des Moines and Burlington. In the early 1990s, the Iowa Department of Transportation (Iowa DOT) designated the entire length of US 34 as the Red Bull Highway, in honor of the 34th Infantry Division.
### Western Iowa
US 34 enters Iowa on a bridge over the Missouri River near the mouth of the Platte River. It follows a four-lane expressway that shortly intersects Interstate 29 (I-29) and US 275. The latter highway joins US 34 from the north and the two highways travel together through Glenwood. The County Road L35 (CR L35) exit in southern Glenwood was, prior to 2003, the western end of the concurrency with US 275. A few miles east of town, the highway reduces to two lanes and US 275 diverges to the south. Continuing east, US 34 briefly curves to the north and passes over the BNSF Railway line that carries the California Zephyr.
The highway heads due east past the towns of Malvern and Hastings before reaching Emerson. There, a one-quadrant interchange provides a direct connection to US 59, which passes overhead. As the highway approaches Red Oak, it eases to the south-southeast. It intersects Iowa 48 near the East Nishnabotna River at the northwestern corner of the town. East of there, the highway heads southeast toward Stanton; it straightens out easterly again near Viking Lake State Park. US 34 crosses the West Nodaway River shortly before a folded diamond interchange with US 71.
East of the US 71 junction, US 34 begins another section of highway that travels due east. Several miles pass between crossings of the middle and eastern branches of the Nodaway River, the latter crossing is on the southwestern outskirts of Corning. At Corning, there lies an intersection with Iowa 148. Still heading due east, the highway passes a cemetery at the junction with CR N46. At the end of the straight section, Iowa 25 meets the highway and the two routes head northeast toward Creston. There, the highways diverge on the western side of town and US 34 again heads to the east. The highway intersects US 169 as it enters Afton. East of Afton, US 34 and US 169 run concurrently east; the road curves to avoid crossing the BNSF Railway line. Some distance comes between the road and the rails and the highway straightens. US 169 turns off to the north and US 34 continues east toward Thayer.
### Central Iowa
East of Thayer, it passes Murray and then turns to the southeast in order to enter the sprawling commercial area on the western edge of Osceola. There the highway meets the entrance and exit ramps of I-35. Closer to downtown Osceola is the intersection with US 69. As it exits Osceola, US 34 passes a county park and again crosses the railroad. Rolling hills and truck lanes mark the road until just before Lucas. There, US 65 joins from the north and the two roads curve to the east and toward Lucas. The two roads split; US 65 turns to the south while US 34 curves to the northeast and then back to the southeast. On the outskirts of Chariton, US 34 Business continues along the same vector while the mainline US 34 bypasses the city to the south. On the southern side of Chariton, there is a diamond interchange with Iowa 14. Near Red Haw State Park, the Chariton business route rejoins the mainline highway.
US 34 heads due east again. It passes the small towns of Russell and Melrose, both of which lie along the curving railroad to the south, so access to the towns is provided by short connector roads. Just north of the highway is the unincorporated town of Georgetown, which is home to the historic St. Patrick's Catholic Church. The railroad passes beneath the highway before both the road and rails enter Albia. It intersects Iowa 5 on the southern end of town. The highway curves through southern Iowa farmland as it heads towards Ottumwa.
### Eastern Iowa
As US 34 approaches Ottumwa, an intersection with Albia Road leads traffic towards the southern half of the city. This section of Albia Road is a former section of US 34 and until recently, a section of US 34 Business. The mainline highway widens to four lanes and intersects the present endpoint of the business route at Quincy Avenue. It curves to the southeast along the bank of the Des Moines River and intersects Wapello Street, which carries both US 63 Business and Iowa 149. The junction is the southern end of Iowa 149. After a pair of interchanges, US 34 meets US 63 at a roundabout. The two highways cross the river and head generally northeast. The Roemer Avenue intersection marks the eastern end of the Ottumwa business route. Upon reaching the expressway on the eastern side of town, US 34 and US 63 head in opposite directions.
For the rest of its trek through Iowa, US 34 is routed along a four-lane expressway. It uses the eastern leg of the Des Moines to Burlington Highway, which since 2009 has carried the Iowa 163 designation when it was extended from Oskaloosa to Burlington. Prior to 2009, Iowa 163 ran from Des Moines to Oskaloosa. The application of the 163 route number gave the Des Moines to Burlington corridor a single route number. The highway bypasses Agency and Batavia to the north. Between those towns, an interchange with Iowa 16 directs traffic to Eldon and the house that served as the backdrop to Grant Wood's painting American Gothic.
West of Fairfield, the highway curves to the southeast to begin a freeway bypass of the city. It passes over the BNSF Railway and the former routing of US 34, which becomes a business route. Iowa 1 intersects the freeway south of downtown. At-grade intersections resume past the eastern end of the Fairfield business route. The expressway gradually moves to the south as it goes by Lockridge and Rome. Near Westwood, the highway abruptly curves to the northeast as the Mount Pleasant business route begins.
On the northern side of Mount Pleasant, three adjacent interchanges complete all movements between US 34 / Iowa 163 and US 218 / Iowa 27, the Avenue of the Saints Highway. The four routes briefly travel together along the eastern edge of the city. As the business route rejoins the mainline, US 34 / Iowa 163 exit and head to the southeast towards New London.
The bypasses of New London and Danville keep the expressway west and south of each community. As it approaches Middletown, home of the Iowa Army Ammunition Plant, the highway takes a 90-degree turn to the east and becomes a freeway. Between Beaverdale and West Burlington, the highway crosses Mount Pleasant Street, which formerly carried US 34. It then winds south of the main residential area of West Burlington and meets US 61. The freeway continues east and descends into the Mississippi River valley. Two exits provide access to downtown Burlington. The interchange for CR X99 sits at the foot of the Great River Bridge. The highway crosses the bridge and enters Illinois. The Iowa 163 designation ends on the bridge at the state line.
## History
What is now the US 34 corridor has been used, under various names, for over 100 years. The route was first organized as the Blue Grass Route in 1910 during the height of the Good Roads Movement. Then, the road was maintained by the Iowa Blue Grass Road Association, which solicited donations from people who lived along the route. Ten years later, the Iowa General Assembly passed a primary road bill which shifted the responsibility of road maintenance from associations to Iowa's 99 counties. At the same time, route numbers were applied to the new primary highway system; the Blue Grass Route was designated Primary Road No. 8. In 1925, confusion between route associations and nascent state highway systems led to the creation of the U.S. Highway System. Primary Road No. 8 was replaced by U.S. Highway 34 the next year. Paving of the highway was completed in 1930; US 34 was the first road in Iowa to be paved in its entirety.
Work on modernizing Iowa's highway system began in the 1950s, mostly by straightening and widening the original highways built in the 1930s. By the end of the 1950s and into the 1960s, sections of US 34 were identified as parts of important corridors that required expansion to four lanes. Construction on the eastern and western sides of the state, in Burlington and Glenwood, respectively, did result in parts of the highway becoming four lanes; other highway projects were cut back during the 1970s recession. At Glenwood, the discovery and handling of Native American remains led to the Native American Graves Protection and Repatriation Act. In the mid-1990s, the Iowa Department of Transportation began an ambitious project to expand seven important corridors, one of which connected Des Moines to Burlington. The portion of US 34 between Ottumwa and Burlington was finished in 2008 when the bypass of Fairfield opened. At both state line crossings, modern bridges capable of handling four-lane, high-speed traffic were built to replace old and obsolete truss bridges. The Great River Bridge over the Mississippi River opened in Burlington in 1994 and the US 34 Missouri River Bridge replaced the Plattsmouth Bridge in 2014.
### Blue Grass Route
The 310-mile-long (500 km) Blue Grass Route, also called the Blue Grass Road, connected Council Bluffs and Burlington. The road closely followed the mainline of the Chicago, Burlington and Quincy Railroad (CB&Q). Charles H. Thomas of Kent suggested the road's name because it traversed through, as he saw it, "the finest blue grass region of the country". The route was first organized in 1910 by Joe Long, a newspaper man from Osceola started to publicize the road's new moniker. Long organized the first committee meeting of residents along the route who were interested in promoting their highway and in good roads in general. In official trips along the route, the Iowa Blue Grass Road Association spoke to at least 10,000 people about the goals of the group and collected \$40,000 (equivalent to \$ in ) for the purpose of improving the road.
In 1913, shortly after the Iowa General Assembly passed legislation allowing road associations to officially register their route with the Iowa State Highway Commission, the Blue Grass Road Association sent the highway commission a check for \$5 () with the intent of becoming the first route registered by the state. Three years later, it was determined that the association had not completed its registration application. This meant that the road was not the first to be registered in Iowa. After communication resumed between Thomas, then the association president and state senator, and the state highway commission, the Blue Grass Road became an official registered route on December 1, 1917.
### Primary highway
In 1919, the Iowa General Assembly passed a bill that created a fund for improving and hard-surfacing nearly 6,300 miles (10,100 km) of primary roads in the state. The primary road system was to connect every city and town with at least 1000 inhabitants. The bill gave Iowa's 99 counties the responsibility for maintaining the roads, which had previously fallen upon road associations that sponsored their respective highways. The new primary roads were assigned route numbers, a trend seen in other Midwestern states. Route numbers were painted onto telegraph and telephone poles in order to guide travelers without the need for maps. The Blue Grass Route was designated Primary Road No. 8 for the entirety of its route.
No. 8 followed a path through southern Iowa that resembles the path of US 34 today. It began on Main Street in downtown Council Bluffs at an intersection with Broadway, which carried No. 6, better known as the Lincoln Highway. No. 8 headed south and east out of town and into the Loess Hills until Glenwood. Between Hillsdale and Hastings, the highway overlapped No. 4. It then turned south so it could pass through Emerson and downtown Red Oak. There was a short overlap of No. 18 after which the highway briefly turned south and then east. No. 8 entered Corning from the northwest and exited to the southeast. From Corning to Creston, No. 8 followed the current path of US 34. East of Creston, it curved toward Afton, where it intersected No. 16. From No. 16 to Chariton, No. 8 largely followed the current routing of US 34. The road passed through downtown Chariton and then to the southeast. From Albia to Ottumwa, it followed a curvy road located north of the present highway. Through Ottumwa, the road followed the southern bank of the Des Moines River and then crossed into downtown at sharp bend in the river. It passed through Agency, Batavia, and Fairfield. At Mount Pleasant, it met No. 40. From Mount Pleasant, No. 8 headed to the southeast through New London and Danville then turned sharply east at Middletown. The route ended at Burlington.
### U.S. Highway origins
In the mid-1920s, automobile associations continued to sponsor their named routes—of which there were 64 in Iowa—on top of the route numbers given by the state highway commission. This was more confusing than helpful to the casual traveler, so in 1924, the American Association of State Highway Officials (AASHO, later AASHTO) called for a national system of interstate highways. Of the 75,884 miles (122,123 km) proposed by AASHO, nearly 3,000 miles (4,800 km) were allocated to Iowa. Support for the system was nearly unanimous among state highway officials across the country and the new national routings and route numbers were assigned in 1925. The Iowa State Highway Commission chose to renumber a few highways so important routes did not have conflicting route numbers. U.S. Highway 34 was designated along the entirety of Primary Road No. 8, which was the Blue Grass Route. Once the U.S. Highway System was established, the automobile association-sponsored roads gradually disappeared.
Originally, US 34's national western end was the corner of Main Street and Broadway in Council Bluffs, the same as Primary Road No. 8. Just a few blocks away was the national western end of U.S. Highway 32. US 275, which was designated in the latter half of 1931 as a shorter route between Omaha, Nebraska, and St. Joseph, Missouri, joined US 34 near Glenwood and ended in downtown Council Bluffs. However, the two highways would only share an endpoint for a few years. An automobile club in Nebraska sought to have US 34 extended through their state. In 1935, AASHO consented and the highway was rerouted west at Glenwood to cross the Missouri River at Plattsmouth and end at Grand Island, Nebraska. The relocated highway replaced Iowa 134, which had been designated five years prior.
Paving of the highway was completed in 1930 and US 34 was recognized as the first highway to be completed across the state. A celebration marking the occasion was held at the Iowana Hotel in Creston attended by over 5,000 guests, including Governor John Hammill. The Glenwood-to-Plattsmouth section, which became part of US 34 in 1935, was paved in 1946 and 1947. The original pavement was 18 feet (5.5 m) wide, which was sufficient for the automobiles and traffic levels of the 1930s. By the 1950s, increased traffic and wider vehicles took their toll on highways. In some parts of the state, highways were widened to withstand modern vehicles. In 1951, road widening cost around \$100,000 per mile or \$62,000 per kilometer (equivalent to \$/mi or \$Error in convert: Needs the number to be converted (help)/km in ). A statewide project began in 1955 to widen roads three feet (91 cm) on each side to a total width of 22 feet (6.7 m). In some instances, it was more cost effective to build a new road than to improve the older road. Between Emerson and Corning, a new road was going to be \$2 million cheaper (equivalent to \$ in ) than rebuilding the existing road. Between Albia and Ottumwa, an 18-mile-long (29 km) section of new highway to the south of the older road cost just over \$1.8 million (equivalent to \$ in ).
After two floods inundated Ottumwa in 1947, the city created an ambitious public works project beginning in 1955. The main part of the project was the straightening and widening of the Des Moines River through the city. The main channel of the river was an oxbow that curved into the southern half of the city; a smaller channel bordered the northern half. The smaller northern channel was to be widened to accommodate the full river. Dirt excavated for the new channel was to be used to build levees and to provide fill dirt for the relocation of US 34. The highway previously entered the city from the west along Albia Road, followed the curve of the river at Richmond Avenue, and turned onto Jefferson Avenue where it met US 63 a few blocks later, and crossed the river. The new path of US 34 took a more northerly route than Albia Road into the city and then followed the new southern bank of the river. US 63 was relocated at the same time; it was rerouted to the eastern side of the John Deere plant along the bank of the river and met up with the new US 34 road. A new bridge over the Des Moines River, near the John Deere plant, along with an eastern bypass of the downtown area opened to traffic in 1966.
### Four-lane upgrades
As early as 1958, an 11-member road study committee recommended the construction of a state freeway system not to exceed 2,000 miles (3,200 km) in length. This freeway system included sections of US 34 between Ottumwa and Burlington. Ten years later, the Iowa State Highway Commission approved a freeway-expressway system that would complement the Interstate Highway System under construction. Most of US 34 fell under the plan; from I-29 to Ottumwa, the road would be built to expressway standards and from Ottumwa to Burlington, it would be built up to freeway standards. Access to and from the freeway portion would come from grade-separated interchanges while expressway portion would have both interchanges and at-grade intersections. In the early 1980s, following the recommendations of a 27-member task force organized by Governor Robert D. Ray, the Iowa Department of Transportation shifted its priorities from expansion of the primary highway system to maintenance of existing highways.
#### US 534 freeway
First announced in late 1965 and approved the next year, the Burlington freeway project was slated to be completed in 1972 at a cost of \$13.3 million (equivalent to \$ in ). The ISHC named the freeway project "US 534" in order to differentiate it from the existing US 34. The new highway was going to run from the MacArthur Bridge west to meet up with US 34 west of West Burlington. The highway's path was planned to run through the North Hill neighborhood, whose residents were against the freeway forcing their relocations. Ultimately, land through North Hill was acquired, but at a cost of \$2.6 million (equivalent to \$ in ). The first section of freeway to open, six-tenths mile (970 m) between Third Street and Central Avenue, opened in 1971 to little fanfare. The seven blocks of new road cost \$6.65 million (equivalent to \$ in ), just under the original proposed cost of the entire project.
Ramps connecting the freeway to the MacArthur Bridge would not open until 1974. For most traffic, the new access to the bridge was seen as an improvement, but not for wide loads. Traffic wider than 12 feet (3.7 m) could not pass between the westbound tollbooth and railing. A temporary solution was for wide loads to block eastbound traffic and pass through the eastbound tollbooth lane, immediately exit the freeway via the eastbound entrance ramp, and perform an end-around on city streets to come back to the westbound entrance ramp.
Work progressed to the west toward Roosevelt Avenue (US 61). Curran Street was closed in late 1972 for the construction of an overpass above the freeway. By mid-1974, grading work was completed and crews were working on laying road base and paving. A ribbon cutting ceremony on June 13, 1975, along with the removal of barricades, marked the opening of the freeway between Central and Roosevelt Avenues.
West of Roosevelt Avenue, construction lagged behind. Work was scheduled to begin in 1976 after the freeway opened up to Roosevelt Avenue, but financial problems at the Iowa Highway Commission, including a 42-percent increase in construction costs, led to delays. The commission had asked that US 534 project be delayed until at least 1978, which meant completion would not occur until 1980. They also asked that the plans to widen US 61 from West to Sunnyside Avenues in western Burlington, which included the connection between the 534 freeway and US 34, be scrapped entirely. City leaders pressed the commission to include US 61 in their plans as its need was more urgent than the completion of the 534 freeway.
In February 1975, President Gerald Ford released \$2 billion (equivalent to \$ in ) of impounded highway funds, of which, at least \$40 million (equivalent to \$ in ) was allocated for Iowa projects. With the new federal funding, the highway commission resumed the US 534 project, among other "ready to go" projects. Prior to the new funding, the commission was only going to build an interchange at Gear Avenue in West Burlington. Work was completed on the final section within two years. It opened officially with a ceremony on November 10, 1976, eleven years after it was first announced. Total cost for the project was \$26 million (equivalent to \$ in ), an amount considerably larger than the proposed \$7.6 million. The next year, the Iowa Department of Transportation received approval from the American Association of State Highway and Transportation Officials (AASHTO) to move US 34 onto the 534 freeway.
#### Glenwood expressway
On the other side of the state, a US 34 project near Glenwood was tied to construction of I-29. In late 1969, the Iowa Highway Commission announced its intention to relocate US 34 from the eastern junction of US 275 to an interchange along the new I-29. Once work on I-29 in the area was completed, the commission sought to work on the US 34 expressway. The exact routing, which was an approximately six-and-a-half-mile-long (10.5 km) southern bypass of Glenwood that connected to I-29 west of the city, was announced in mid-1970.
In 1971, during the grading phase of the project, highway workers found about twenty gravesites along with the skeleton of a Native American teenage girl. Archaeologists determined that the site was indicative of a white family cemetery from the 1850s. A district court judge ordered the highway commission to pay for the costs of moving the remains to the cemetery in Glenwood, while the native skeleton was taken to the state archaeology lab in Iowa City for analysis. Archaeologists and anthropology students were allowed to dig at the site for two months, which produced earthlodge sites and artifacts from the Glenwood culture.
Maria Pearson, a Yankton Dakota woman, objected to the bones being taken to Iowa City, citing the Indian girl's "right to remain an Indian", even in death. Pearson threatened to hold an all-Indian protest at the state archaeologist's office until the girl's bones were reinterred. Pearson later said in a letter to the state archaeologist that reburial at the Glenwood Cemetery would be satisfactory since it was near where the remains were found. Pearson protested to Governor Robert D. Ray by gaining an audience with him after entering his office in traditional attire. When the governor asked what he could do for her, Pearson responded that he could give back her people's bones. The ensuing controversy led to the passage of the Iowa Burials Protection Act of 1976, the first legislative act in the U.S. that specifically protected Native American remains. The Iowa law led to the Native American Graves Protection and Repatriation Act in 1990.
Work along the expressway progressed and by the end of 1972, most of the grading was completed and paving was scheduled for the next year. By mid-September, approximately half the cement-laying was finished. There was a possibility for the highway to be open to traffic by the end of 1973. However, when winter weather hit, there were about ten days of work remaining, which delayed the official opening of the road to early 1974. The expressway was dedicated on June 7, 1974, two weeks after it opened. US 34's relocation onto the new highway was made official when AASHTO gave consent later in the month.
#### Des Moines to Burlington highway
The road study organized in 1958 identified roads that should be expanded to four lanes by 1980. In addition to the segments of US 34 between Ottumwa and Burlington, a road connecting Ottumwa to Des Moines was listed. An updated report in 1968 extended the four-lane road to Burlington and called for the highway to be built to freeway standards.
Budget constraints in the early part of the 2000s caused the Iowa DOT to table some highway projects, but they were still committed to completing the six high-priority corridors. Part of the budget issues were caused by a change in federal earmark philosophy. Prior to this change, the United States Congress would fund projects individually, but now funding was being given to states in the form of a block grant and discretion on how the funds would be used was now up to the states. The DOT was able to achieve some savings by extending the timeline for completing the priority projects.
Construction continued on the Des Moines-to-Burlington route, though at a slower pace. Grading along the bypasses of Danville and Middletown was well underway in 2003, three years behind the original schedule. Paving of the bypass of Mount Pleasant was set to begin in 2004. Ottumwa's bypass opened to traffic on November 19, 2007, also behind schedule. The new road shifted US 63 traffic out of downtown and onto US 34 heading east from the intersection of the two highways near the city's John Deere plant. The final section of the 165-mile-long (266 km) Des Moines to Burlington route was completed in November 2008. Governor Chet Culver presided over the ribbon cutting ceremony that celebrated the opening of the Fairfield bypass and the completion of the 1996 highway plan. The next year, the Des Moines to Burlington route was given a single route number, Iowa 163, which had previously extended from Des Moines to Oskaloosa. Between Oskaloosa and Burlington, the Iowa 163 number was overlaid atop the existing route numbers, US 63 and US 34.
### River crossings
Upon entering and exiting the state, US 34 crosses a major river—the Missouri River in the west and the Mississippi River in the east. Historically, the highway crossed each river on narrow, two-lane truss bridges. Since the 1990s, both river crossings have been replaced with modern four-lane bridges capable of handling high-speed traffic.
The MacArthur Bridge was a cantilever truss bridge that opened in March 1917 as the Citizen's Bridge. The connection from Burlington to Illinois cost \$200,000 to build (equivalent to \$ in ). The bridge was renamed the MacArthur Bridge in 1923 after J.A. MacArthur, the president of the Citizen's Bridge company. While in service, the toll bridge collected millions in revenue. Some of that revenue was siphoned away from bridge expenses to pay for unrelated projects. That practice ended in 1983 when all tolls were directed to bridge-related expenses only, including construction of a new bridge. Starting in 1974, tollbooth attendants weighed tractor-trailers on either side as the bridge only allowed trucks to cross safely from one direction at a time.
An environmental assessment completed in 1986 suggested that the costs of rehabilitating the MacArthur Bridge far outweighed the construction of a new bridge and recommended a cable-stayed bridge design in order to provide a 660-foot-wide (200 m) navigation channel. Workers began building the new bridge, the Great River Bridge, in 1988. The Great Flood of 1993 delayed opening of the bridge. The first two lanes opened to traffic on October 4, 1993, and opened fully on August 25, 1994. The new bridge cost \$53 million (equivalent to \$ in ). The MacArthur Bridge was dismantled shortly after the Great River Bridge opened.
On the other side of the state, the Plattsmouth Bridge was also showing its age. The 20-foot-wide (6.1 m) steel bridge was built in 1929 at a cost of \$750,000 (equivalent to \$ in ). Since opening, the bridge was owned and operated as a toll bridge by the Plattsmouth Bridge Company. Beginning in the 1990s, the Iowa DOT and Nebraska Department of Roads (NDOR) began looking at ways to improve access to I-29 from the southern parts of the Omaha metropolitan area. Both agencies sought to create free flowing traffic movement between US 75 and I-29. There were two Missouri River crossings in the project area, the Plattsmouth Bridge and the Bellevue Bridge—which carried Nebraska Highway 370 (N-370) and Iowa 370—that required traffic to pass through populated areas in order to move from US 75 to I-29. Neither the Plattsmouth Bridge nor the Bellevue Bridge at 20 and 22 feet (6.1 and 6.7 m) wide, respectively, met the functional requirements of traffic projections for the year 2030. Both the Iowa DOT and NDOR had plans to replace one of the two bridges, but a change in funding forced the agencies to combine resources to build one new bridge. The collapse of the I-35W bridge in Minneapolis on August 1, 2007, brought bridge safety to the national forefront. Inspections of the Plattsmouth and Bellevue Bridges determined that both bridges were among the least safe in Iowa.
In 2007, the bridge was sold to the City of Plattsmouth for \$1. The city created a commission to operate and maintain the bridge. The move from private to public ownership allowed money from the Iowa DOT and NDOR to be used to restore the bridge. The bridge closed for \$3.2 million (equivalent to \$ in ) of rehabilitation work on April 21, 2008. Work included repairing the bridge deck and piers and installing new guardrails and lighting. The bridge reopened on November 9, 2008. At the time, it was hoped that the repairs would allow 20 to 25 years of continued use, though a new US 34 bridge would mean that heavy truck traffic could be moved off of the Plattsmouth Bridge.
Officials from the Iowa DOT and NDOR agreed that once a new bridge between Bellevue and Plattsmouth was built, the US 34 designation would be pulled from the Plattsmouth Bridge and applied to the new bridge. Construction of the new bridge began in 2010. While earthwork farther inland could take place, no work at the river could take place between February and June because the crossing was located in the spawning zone of the rare pallid sturgeon. Any vibrations from construction could disrupt breeding. Crews were also halted between June and September 2011 because major flooding inundated the work zone. When construction resumed, it was estimated that only five percent of work had been completed. The delays pushed back the projected opening of the bridge from late 2013 to late 2014. The US 34 designation was applied to the new bridge in May 2014, before construction was completed. The bridge was dedicated on October 22, 2014. Governors Terry Branstad of Iowa and Dave Heineman of Nebraska, both of whom spoke at the opening ceremony, felt the bridge would be a boon to the local economy and attract jobs. After the new bridge opened, the state highway designation (N-370 and Iowa 370) was pulled from the Bellevue Bridge. An agreement was reached in 2010 to transfer jurisdiction of Iowa 370 on the Iowa side from the state to Mills County. The transfer was to take place upon completion of the new US 34 bridge. At the Plattsmouth Bridge, a 3-short-ton (2.7-long-ton; 2.7 t) weight limit was posted on the bridge after rusted gusset plates were found.
## Major intersections
## See also
- Special routes of U.S. Route 34
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239,842 |
Common tern
| 1,151,376,083 |
Migratory seabird in the family Laridae with circumpolar distribution
|
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"Articles containing video clips",
"Birds described in 1758",
"Birds of the Dominican Republic",
"Holarctic birds",
"Sterna",
"Taxa named by Carl Linnaeus"
] |
The common tern (Sterna hirundo) is a seabird in the family Laridae. This bird has a circumpolar distribution, its four subspecies breeding in temperate and subarctic regions of Europe, Asia and North America. It is strongly migratory, wintering in coastal tropical and subtropical regions. Breeding adults have light grey upperparts, white to very light grey underparts, a black cap, orange-red legs, and a narrow pointed bill. Depending on the subspecies, the bill may be mostly red with a black tip or all black. There are several similar species, including the partly sympatric Arctic tern, which can be separated on plumage details, leg and bill colour, or vocalisations.
Breeding in a wider range of habitats than any of its relatives, the common tern nests on any flat, poorly vegetated surface close to water, including beaches and islands, and it readily adapts to artificial substrates such as floating rafts. The nest may be a bare scrape in sand or gravel, but it is often lined or edged with whatever debris is available. Up to three eggs may be laid, their dull colours and blotchy patterns providing camouflage on the open beach. Incubation is by both sexes, and the eggs hatch in around 21–22 days, longer if the colony is disturbed by predators. The downy chicks fledge in 22–28 days. Like most terns, this species feeds by plunge-diving for fish, either in the sea or in freshwater, but molluscs, crustaceans and other invertebrate prey may form a significant part of the diet in some areas.
Eggs and young are vulnerable to predation by mammals such as rats and American mink, and large birds including gulls, owls and herons. Common terns may be infected by lice, parasitic worms, and mites, although blood parasites appear to be rare. Its large population and huge breeding range mean that this species is classed as being of least concern, although numbers in North America have declined sharply in recent decades. Despite international legislation protecting the common tern, in some areas, populations are threatened by habitat loss, pollution, or the disturbance of breeding colonies.
## Taxonomy
Terns are small to medium-sized seabirds closely related to the gulls, skimmers and skuas. They are gull-like in appearance, but typically have a lighter build, long pointed wings (which give them a fast, buoyant flight), a deeply forked tail, slender legs, and webbed feet. Most species are grey above and white below, and have a black cap which is reduced or flecked with white in the non-breeding season.
The common tern's closest relatives appear to be the Antarctic tern, followed by the Eurasian Arctic and roseate terns. Genetic evidence suggests that the common tern may have diverged from an ancestral stock earlier than its relatives. No fossils are known from North America, and those claimed in Europe are of uncertain age and species.
The common tern was first described by Carl Linnaeus in his landmark 1758 10th edition of Systema Naturae under its current scientific name, Sterna hirundo. "Stearn" was used in Old English, and a similar word was used by the Frisians for the birds. "Stearn" appears in the poem The Seafarer, written around 1000 A.D. Linnaeus adopted this word for the genus name Sterna. The Latin for swallow is hirundo, and refers here to the tern's superficial likeness to that unrelated bird, which has a similar light build and long forked tail. This resemblance also leads to the informal name "sea swallow", recorded from at least the seventeenth century. The Scots names picktarnie, tarrock and their many variants are also believed to be onomatopoeic, derived from the distinctive call. Because of the difficulty in distinguishing the two species, all the informal common names are shared with the Arctic tern. The there was some uncertainty whether Sterna hirundo should apply to the common tern or the arctic tern as the species are very similar and both occur in Sweden. In 1913, the Swedish zoologist Einar Lönnberg concluded that the binomial name Sterna hirundo applied to the common tern.
Four subspecies of the common tern are generally recognized, although S. h. minussensis is sometimes considered an intergrade between S. h. hirundo and S. h. longipennis.
## Description
The nominate subspecies of the common tern is 31–35 cm (12–14 in) long, including a 6–9 cm (2.4–3.5 in) fork in the tail, with a 77–98 cm (30–39 in) wingspan. It weighs 110–141 g (3.9–5.0 oz). Breeding adults have pale grey upperparts, very pale grey underparts, a black cap, orange-red legs, and a narrow pointed bill that can be mostly red with a black tip, or all black, depending on the subspecies. The common tern's upper wings are pale grey, but as the summer wears on, the dark feather shafts of the outer flight feathers become exposed, and a grey wedge appears on the wings. The rump and tail are white, and on a standing bird the long tail extends no further than the folded wingtips, unlike the Arctic and roseate terns in which the tail protrudes beyond the wings. There are no significant differences between the sexes. In non-breeding adults, the forehead and underparts become white, the bill is all black or black with a red base, and the legs are dark red or black. The upper wings have an obvious dark area at the front edge of the wing, the carpal bar. Terns that have not bred successfully may moult into non-breeding adult plumage beginning in June, though late July is more typical, with the moult suspended during migration. There is also some geographical variation; Californian birds are often in non-breeding plumage during migration.
Juvenile common terns have pale grey upper wings with a dark carpal bar. The crown and nape are brown, and the forehead is ginger, wearing to white by autumn. The upper parts are ginger with brown and white scaling, and the tail lacks the adult's long outer feathers. Birds in their first post-juvenile plumage, which normally remain in their wintering areas, resemble the non-breeding adult, but have a duskier crown, dark carpal bar, and often very worn plumage. By their second year, most young terns are either indistinguishable from adults, or show only minor differences such as a darker bill or white forehead.
The common tern is an agile flyer, capable of rapid turns and swoops, hovering, and vertical take-off. When commuting with fish, it flies close to the surface in a strong head wind, but 10–30 m (33–98 ft) above the water in a following wind. Unless migrating, normally it stays below 100 m (330 ft), and averages 30 km/h (19 mph) in the absence of a tail wind. Its average flight speed during the nocturnal migration flight is 43–54 km/h (27–34 mph) at a height of 1,000–3,000 m (3,300–9,800 ft).
### Moult
Juveniles moult into adult plumage in its first October; first the head, tail, and body plumage is replaced, mostly by February, then the wing feathers. The primaries are replaced in stages; the innermost feathers moult first, then replacement is suspended during the southern winter (birds of this age staying in their wintering areas) and recommences in the autumn. In May to June of the second year, a similar moult sequence starts, with a pause during primary moult for birds that return north, but not for those that stay in the winter quarters. A major moult to adult breeding plumage occurs in the next February to June, between forty and ninety per cent of feathers being replaced. Old primary feathers wear away to reveal the blackish barbs beneath. The moult pattern means that the oldest feathers are those nearest the middle of the wing, so as the northern summer progresses, a dark wedge appears on the wing because of this feather ageing process.
Terns are unusual in the frequency in which they moult their primaries, which are replaced at least twice, occasionally three times in a year. The visible difference in feather age is accentuated in the greater ultraviolet reflectance of new primaries, and the freshness of the wing feathers is used by females in mate selection. Experienced females favor mates which best show their fitness through the quality of their wing feathers. Rarely, a very early moult at the nesting colony is linked to breeding failure, both the onset of moult and reproductive behaviour being linked to falling levels of the hormone prolactin.
### Similar species
There are several terns of a similar size and general appearance to the common tern. A traditionally difficult species to separate is the Arctic tern, and until the key characteristics were clarified, distant or flying birds of the two species were often jointly recorded as "commic terns". Although similar in size, the two terns differ in structure and flight. The common tern has a larger head, thicker neck, longer legs, and more triangular and stiffer wings than its relative, and has a more powerful, direct flight. Arctic terns have greyer underparts than the common variety, which makes its white cheeks more obvious, whereas the rump of the common tern can be greyish in non-breeding plumage, compared to the white of its relative. The common tern develops a dark wedge on the wings as the breeding season progresses, but the wings of the Arctic stay white throughout the northern summer. All the flight feathers of the Arctic tern are translucent against a bright sky, only the four innermost wing feathers of the common tern share this property. The trailing edge of the outer flight feathers is a thin black line in the Arctic tern, but thicker and less defined in the common. The bill of an adult common tern is orange-red with a black tip, except in black-billed S. h. longipennis, and its legs are bright red, while both features are a darker red colour in the Arctic tern, which also lacks the black bill tip.
In the breeding areas, the roseate tern can be distinguished by its pale plumage, long, mainly black bill and very long tail feathers. The non-breeding plumage of roseate is pale above and white, sometimes pink-tinged, below. It retains the long tail streamers, and has a black bill. In flight, the roseate's heavier head and neck, long bill and faster, stiffer wingbeats are also characteristic. It feeds further out to sea than the common tern. In North America, the Forster's tern in breeding plumage is obviously larger than the common, with relatively short wings, a heavy head and thick bill, and long, strong legs; in all non-breeding plumages, its white head and dark eye patch make the American species unmistakable.
In the wintering regions, there are also confusion species, including the Antarctic tern of the southern oceans, the South American tern, the Australasian white-fronted tern and the white-cheeked tern of the Indian Ocean. The plumage differences due to "opposite" breeding seasons may aid in identification. The Antarctic tern is more sturdy than the common, with a heavier bill. In breeding condition, its dusky underparts and full black cap outline a white cheek stripe. In non-breeding plumages, it lacks, or has only an indistinct, carpal bar, and young birds show dark bars on the tertials, obvious on the closed wing and in flight. The South American tern is larger than the common, with a larger, more curved red bill, and has a smoother, more extensive black cap in non-breeding plumage. Like Antarctic, it lacks a strong carpal bar in non-breeding plumages, and it also shares the distinctive barring of the tertials in young birds. The white-fronted tern has a white forehead in breeding plumage, a heavier bill, and in non-breeding plumage is paler below than the common, with white underwings. The white-cheeked tern is smaller, has uniform grey upperparts, and in breeding plumage is darker above with whiter cheeks.
Juvenile common terns are easily separated from similar-aged birds of related species. They show extensive ginger colouration to the back, and have a pale base to the bill. Young Arctic terns have a grey back and black bill, and juvenile roseate terns have a distinctive scalloped "saddle". Hybrids between common and roseate terns have been recorded, particularly from the US, and the intermediate plumage and calls shown by these birds is a potential identification pitfall. Such birds may have more extensive black on the bill, but confirmation of mixed breeding may depend on the exact details of individual flight feathers.
### Voice
Common terns have a wide repertoire of calls, which have a lower pitch than the equivalent calls of Arctic terns. The most distinctive sound is the alarm KEE-yah, stressed on the first syllable, in contrast to the second-syllable stress of the Arctic tern. The alarm call doubles up as a warning to intruders, although serious threats evoke a kyar, given as a tern takes flight, and quietens the usually noisy colony while its residents assess the danger. A down-slurred keeur is given when an adult is approaching the nest while carrying a fish, and is possibly used for individual recognition (chicks emerge from hiding when they hear their parents giving this call). Another common call is a kip uttered during social contact. Other vocalizations include a kakakakaka when attacking intruders, and a staccato kek-kek-kek from fighting males.
Parents and chicks can locate one another by call, and siblings also recognise each other's vocalisations from about the twelfth day from hatching, which helps to keep the brood together.
## Distribution and habitat
Most populations of the common tern are strongly migratory, wintering south of their temperate and subarctic Northern Hemisphere breeding ranges. First summer birds usually remain in their wintering quarters, although a few return to breeding colonies some time after the arrival of the adults. In North America, the common tern breeds along the Atlantic coast from Labrador to North Carolina, and inland throughout much of Canada east of the Rocky Mountains. In the United States, some breeding populations can also be found in the states bordering the Great Lakes, and locally on the Gulf coast. There are small, only partially migratory, colonies in the Caribbean; these are in The Bahamas and Cuba, and off Venezuela in the Los Roques and Las Aves archipelagos.
New World birds winter along both coasts of Central and South America, to Argentina on the east coast and to northern Chile on the west coast. Records from South America and the Azores show that some birds may cross the Atlantic in both directions on their migration.
The common tern breeds across most of Europe, with the highest numbers in the north and east of the continent. There are small populations on the north African coast, and in the Azores, Canary Islands and Madeira. Most winter off western or southern Africa, birds from the south and west of Europe tending to stay north of the equator and other European birds moving further south. The breeding range continues across the temperate and taiga zones of Asia, with scattered outposts on the Persian Gulf and the coast of Iran. Small populations breed on islands off Sri Lanka, and in the Ladakh region of the Tibetan plateau. Western Asian birds winter in the northern Indian Ocean, and S. h. tibetana appears to be common off East Africa during the Northern Hemisphere winter. Birds from further north and east in Asia, such as S. h. longipennis, move through Japan, Thailand and the western Pacific as far as southern Australia. There are small and erratic colonies in West Africa, in Nigeria and Guinea-Bissau, unusual in that they are within what is mainly a wintering area. Only a few common terns have been recorded in New Zealand, and this species' status in Polynesia is unclear. A bird ringed at the nest in Sweden was found dead on Stewart Island, New Zealand, five months later, having flown an estimated 25,000 km (15,000 mi).
As long-distance migrants, common terns sometimes occur well outside their normal range. Stray birds have been found inland in Africa (Zambia and Malawi), and on the Maldives and Comoros islands; the nominate subspecies has reached Australia, the Andes, and the interior of South America. Asian S. h. longipennis has recent records from western Europe.
The common tern breeds over a wider range of habitats than any of its relatives, nesting from the taiga of Asia to tropical shores, and at altitudes up to 2,000 m (6,600 ft) in Armenia, and 4,800 m (15,700 ft) in Asia. It avoids areas which are frequently exposed to excessive rain or wind, and also icy waters, so it does not breed as far north as the Arctic tern. The common tern breeds close to freshwater or the sea on almost any open flat habitat, including sand or shingle beaches, firm dune areas, salt marsh, or, most commonly, islands. Flat grassland or heath, or even large flat rocks may be suitable in an island environment. In mixed colonies, common terns will tolerate somewhat longer ground vegetation than Arctic terns, but avoid the even taller growth acceptable to roseate terns; the relevant factor here is the different leg lengths of the three species. Common terns adapt readily to artificial floating rafts, and may even nest on flat factory roofs. Unusual nest sites include hay bales, a stump 0.6 m (2 ft) above the water, and floating logs or vegetation. There is a record of a common tern taking over a spotted sandpiper nest and laying its eggs with those of the wader. Outside the breeding season, all that is needed in terms of habitat is access to fishing areas, and somewhere to land. In addition to natural beaches and rocks, boats, buoys and piers are often used both as perches and as night-time roosts.
## Behaviour
### Territory
The common tern breeds in colonies which do not normally exceed two thousand pairs, but may occasionally number more than twenty thousand pairs. Colonies inland tend to be smaller than on the coast. Common terns often nest alongside other coastal species, such as Arctic, roseate and Sandwich terns, black-headed gulls, and black skimmers. Especially in the early part of the breeding season, for no known reason, most or all of the terns will fly in silence low and fast out to sea. This phenomenon is called a "dread".
On their return to the breeding sites, the terns may loiter for a few days before settling into a territory, and the actual start of nesting may be linked to a high availability of fish. Terns defend only a small area, with distances between nests sometimes being as little as 50 cm (20 in), although 150–350 cm (59–138 in) is more typical. As with many birds, the same site is re-used year after year, with a record of one pair returning for 17 successive breeding seasons. Around ninety per cent of experienced birds reuse their former territory, so young birds must nest on the periphery, find a bereaved mate, or move to another colony. A male selects a nesting territory a few days after his arrival in the spring, and is joined by his previous partner unless she is more than five days late, in which case the pair may separate.
The defence of the territory is mainly by the male, who repels intruders of either sex. He gives an alarm call, opens his wings, raises his tail and bows his head to show the black cap. If the intruder persists, the male stops calling and fights by bill grappling until the intruder submits by raising its head to expose the throat. Aerial trespassers are simply attacked, sometimes following a joint upward spiralling flight. Despite the aggression shown to adults, wandering chicks are usually tolerated, whereas in a gull colony they would be attacked and killed. The nest is defended until the chicks have fledged, and all the adults in the colony will collectively repel potential predators.
### Breeding
Pairs are established or confirmed through aerial courtship displays in which a male and a female fly in wide circles up to 200 m (660 ft) or more, calling all the while, before the two birds descend together in zigzag glides. If the male is carrying a fish, he may attract the attention of other males too. On the ground, the male courts the female by circling her with his tail and neck raised, head pointing down, and wings partially open. If she responds, they may both adopt a posture with the head pointed skywards. The male may tease a female with the fish, not parting with his offering until she has displayed to him sufficiently. Once courtship is complete, the male makes a shallow depression in the sand, and the female scratches in the same place. Several trials may take place until the pair settle on a site for the actual nest. The eggs may be laid on bare sand, gravel or soil, but a lining of debris or vegetation is often added if available, or the nest may be rimmed with seaweed, stones or shells. The saucer-shaped scrape is typically 4 cm (1.6 in) deep and 10 cm (3.9 in) across, but may extend to as much as 24 cm (9.4 in) wide including the surrounding decorative material. Breeding success in areas prone to flooding has been enhanced by the provision of artificial mats made from eelgrass, which encourage the terns to nest in higher, less vulnerable areas, since many prefer the mats to bare sand. The common tern tends to use more nest material than roseate or Arctic terns, although roseate often nests in areas with more growing vegetation.
Terns are expert at locating their nests in a large colony. Studies show that terns can find and excavate their eggs when they are buried, even if the nest material is removed and the sand smoothed over. They will find a nest placed 5 m (16 ft) from its original site, or even further if it is moved in several stages. Eggs are accepted if reshaped with plasticine or coloured yellow (but not red or blue). This ability to locate the eggs is an adaptation to life in an unstable, wind-blown and tidal environment.
The peak time for egg production is early May, with some birds, particularly first-time breeders, laying later in the month or in June. The clutch size is normally three eggs; larger clutches probably result from two females laying in the same nest. Egg size averages 41 mm × 31 mm (1.6 in × 1.2 in), although each successive egg in a clutch is slightly smaller than the first laid. The average egg weight is 20.2 g (0.71 oz), of which five per cent is shell. The egg weight depends on how well-fed the female is, as well as on its position in the clutch. The eggs are cream, buff, or pale brown, marked with streaks, spots or blotches of black, brown or grey which help to camouflage them. Incubation is by both sexes, although more often by the female, and lasts 21–22 days, extending to 25 days if there are frequent disturbances at the colony which cause the adults to leave the eggs unattended; nocturnal predation may lead to incubation taking up to 34 days. On hot days the incubating parent may fly to water to wet its belly feathers before returning to the eggs, thus affording the eggs some cooling. Except when the colony suffers disaster, ninety per cent of the eggs hatch. The precocial downy chick is yellowish with black or brown markings, and like the eggs, is similar to the equivalent stage of the Arctic tern. The chicks fledge in 22–28 days, usually 25–26. Fledged juveniles are fed at the nest for about five days, and then accompany the adults on fishing expeditions. The young birds may receive supplementary feeds from the parents until the end of the breeding season, and beyond. Common terns have been recorded feeding their offspring on migration and in the wintering grounds, at least until the adults move further south in about December.
Like many terns, this species is very defensive of its nest and young, and will harass humans, dogs, muskrats and most diurnal birds, but unlike the more aggressive Arctic tern, it rarely hits the intruder, usually swerving off at the last moment. Adults can discriminate between individual humans, attacking familiar people more intensely than strangers. Nocturnal predators do not elicit similar attacks; colonies can be wiped out by rats, and adults desert the colony for up to eight hours when great horned owls are present.
Common terns usually breed once a year. Second clutches are possible if the first is lost. Rarely, a second clutch may be laid and incubated while some chicks from the first clutch are still being fed. The first breeding attempt is usually at four years of age, sometimes at three years. The average number of young per pair surviving to fledging can vary from zero in the event of the colony being flooded to over 2.5 in a good year. In North America, productivity was between 1.0 and 2.0 on islands, but less than 1.0 at coastal and inland sites. Birds become more successful at raising chicks with age. This continues throughout their breeding lives, but the biggest increase is in the first five years. The maximum documented lifespan in the wild is 23 years in North America and 33 years in Europe, but twelve years is a more typical lifespan.
### Food and feeding
Like all Sterna terns, the common tern feeds by plunge-diving for fish, from a height of 1–6 m (3.3–19.7 ft), either in the sea or in freshwater lakes and large rivers. The bird may submerge for a second or so, but to no more than 50 cm (20 in) below the surface. When seeking fish, this tern flies head-down and with its bill held vertically. It may circle or hover before diving, and then plunges directly into the water, whereas the Arctic tern favours a "stepped-hover" technique, and the roseate tern dives at speed from a greater height, and submerges for longer. The common tern typically forages up to 5–10 km (3.1–6.2 mi) away from the breeding colony, sometimes as far as 15 km (9.3 mi). It will follow schools of fish, and its west African migration route is affected by the location of huge shoals of sardines off the coast of Ghana; it will also track groups of predatory fish or dolphins, waiting for their prey to be driven to the sea's surface. Terns often feed in flocks, especially if food is plentiful, and the fishing success rate in a flock is typically about one-third higher than for individuals.
Terns have red oil droplets in the cone cells of the retinas of their eyes. This improves contrast and sharpens distance vision, especially in hazy conditions. Birds that have to see through an air/water interface, such as terns and gulls, have more strongly coloured carotenoid pigments in the cone oil drops than other avian species. The improved eyesight helps terns to locate shoals of fish, although it is uncertain whether they are sighting the phytoplankton on which the fish feed, or observing other terns diving for food. Tern's eyes are not particularly ultraviolet sensitive, an adaptation more suited to terrestrial feeders like the gulls.
The common tern preferentially hunts fish 5–15 cm (2.0–5.9 in) long. The species caught depend on what is available, but if there is a choice, terns feeding several chicks will take larger prey than those with smaller broods. The proportion of fish fed to chicks may be as high as ninety-five per cent in some areas, but invertebrate prey may form a significant part of the diet elsewhere. This may include worms, leeches, molluscs such as small squid, and crustaceans (prawns, shrimp and mole crabs). In freshwater areas, large insects may be caught, such as beetles, cockchafers and moths. Adult insects may be caught in the air, and larvae picked from the ground or from the water surface. Prey is caught in the bill and either swallowed head-first, or carried back to the chicks. Occasionally, two or more small fish may be carried simultaneously. When adults take food back to the nest, they recognise their young by call, rather than visual identification.
The common tern may attempt to steal fish from Arctic terns, but might itself be harassed by kleptoparasitic skuas, laughing gulls, roseate terns, or by other common terns while bringing fish back to its nest. In one study, two males whose mates had died spent much time stealing food from neighbouring broods.
Terns normally drink in flight, usually taking seawater in preference to freshwater, if both are available. Chicks do not drink before fledging, reabsorbing water, and, like adults, excreting excess salt in a concentrated solution from a specialised nasal gland. Fish bones and the hard exoskeletons of crustaceans or insects are regurgitated as pellets. Adults fly off the nest to defecate, and even small chicks walk a short distance from the scrape to deposit their faeces. Adults attacking animals or humans will often defecate as they dive, often successfully fouling the intruder.
## Predators and parasites
Rats will take tern eggs, and may even store large numbers in caches, and the American mink is an important predator of hatched chicks, both in North America, and in Scotland where it has been introduced. The red fox can also be a local problem. Because common terns nest on islands, the most common predators are normally other birds rather than mammals. The ruddy turnstone will take eggs from unattended nests, and gulls may take chicks. Great horned owls and short-eared owls will kill both adults and chicks, and black-crowned night herons will also eat small chicks. Merlins and peregrine falcons may attack flying terns; as with other birds, it seems likely that one advantage of flocking behaviour is to confuse fast-flying predators.
The common tern hosts feather lice, which are quite different from those found in Arctic terns, despite the close relationship of the two birds. It may also be infected by parasitic worms, such as the widespread Diphyllobothrium species, the duck parasite Ligula intestinalis, and Schistocephalus species carried initially by fish. Tapeworms of the family Cyclophyllidea may also infect this species. The mite Reighardia sternae has been found in common terns from Italy, North America and China. A study of 75 breeding common terns found that none carried blood parasites. Colonies have been affected by avian cholera and ornithosis, and it is possible that the common tern may be threatened in the future by outbreaks of avian influenza to which it is susceptible. In 1961 the common tern was the first wild bird species identified as infected with avian influenza, the H5N3 variant being found in an outbreak of South African birds.
## Status
The common tern is classed as least concern on the IUCN Red List. It has a large population of 1.6 to 3.3 million mature individuals and a huge breeding range estimated at 84,300,000 km<sup>2</sup> (32,500,000 sq mi). Breeding numbers have been estimated at a quarter to half a million pairs, the majority breeding in Asia. About 140 thousand pairs breed in Europe. Fewer than eighty thousand pairs breed in North America, with most breeding on the northeast Atlantic coast and a declining population of less than ten thousand pairs breeding in the Great Lakes region.
In the nineteenth century, the use of tern feathers and wings in the millinery trade was the main cause of large reductions in common tern populations in both Europe and North America, especially on the Atlantic coasts and inland. Sometimes entire stuffed birds were used to make hats. Numbers largely recovered early in the twentieth century mainly due to legislation and the work of conservation organizations. Although some Eurasian populations are stable, numbers in North America have fallen by more than seventy per cent in the last forty years, and there is an overall negative trend in the global estimates for this species.
Threats come from habitat loss through building, pollution or vegetation growth, or disturbance of breeding birds by humans, vehicles, boats or dogs. Local natural flooding may lead to nest losses, and some colonies are vulnerable to predation by rats and large gulls. Gulls also compete with terns for nest sites. Some birds are hunted in the Caribbean for commercial sale as food. Breeding success may be enhanced by the use of floating nest rafts, manmade islands or other artificial nest sites, and by preventing human disturbance. Overgrown vegetation may be burned to clear the ground, and gulls can be killed or discouraged by deliberate disturbance. Contamination with polychlorinated biphenyls (PCBs) resulted in enhanced levels of feminisation in male embryos, which seemed to disappear prior to fledging, with no effect on colony productivity, but dichlorodiphenyldichloroethylene (DDE), which results from the breakdown of DDT, led to very low levels of successful breeding in some US locations.
The common tern is one of the species to which the Agreement on the Conservation of African-Eurasian Migratory Waterbirds (AEWA) and the US–Canada Migratory Bird Treaty Act of 1918 apply. Parties to the AEWA agreement are required to engage in a wide range of conservation strategies described in a detailed action plan. The plan is intended to address key issues such as species and habitat conservation, management of human activities, research, education, and implementation. The North American legislation is similar, although there is a greater emphasis on protection.
## See also
- Lake Bant tern colony
## Cited texts
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15,099,584 |
SMS Elsass
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Battleship of the German Imperial Navy
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[
"1903 ships",
"Braunschweig-class battleships",
"Ships built by Schichau",
"Ships built in Danzig",
"World War I battleships of Germany"
] |
SMS Elsass was the second of five pre-dreadnought battleships of the Braunschweig class in the German Imperial Navy. She was laid down in May 1901, launched in May 1903, and commissioned in November 1904, though an accident during sea trials delayed her completion until May 1905. She was named for the German province of Elsass, now the French region of Alsace. Her sister ships were Braunschweig, Hessen, Preussen and Lothringen. The ship was armed with a battery of four 28 cm (11 in) guns and had a top speed of 18 knots (33 km/h; 21 mph). Like all other pre-dreadnoughts built at the turn of the century, Elsass was quickly made obsolete by the launching of the revolutionary HMS Dreadnought in 1906; as a result, her career as a frontline battleship was cut short.
The ship served in II Squadron of the German fleet after commissioning, and during this period, she was occupied with extensive annual training, as well as making good-will visits to foreign countries. Surpassed by new dreadnought battleships, Elsass was decommissioned in 1913, though she was reactivated a year later following the outbreak of World War I and assigned to IV Battle Squadron. Elsass saw action in the Baltic Sea against the Russian Navy. In August 1915, she participated in the Battle of the Gulf of Riga, during which she engaged the Russian battleship Slava. In 1916, she was placed in reserve because of crew shortages and the threat of British submarines operating in the Baltic, and she spent the remainder of the war as a training ship.
She was retained after the war under the terms of the Treaty of Versailles, and was modernized in 1923–1924. Elsass served in the Reichsmarine with the surface fleet until 1930, conducting training operations and visits to foreign ports as she had earlier in her career. In 1930, she was again placed in reserve, and the following year she was stricken from the naval register. Elsass was used for a short time as a hulk in Wilhelmshaven. The outdated battleship was sold to Norddeutscher Lloyd in late 1935 and was broken up for scrap the following year.
## Design
With the passage of the Second Naval Law under the direction of Vizeadmiral (VAdm—Vice Admiral) Alfred von Tirpitz in 1900, funding was allocated for a new class of battleships, to succeed the Wittelsbach-class ships authorized under the 1898 Naval Law. By this time, Krupp, the supplier of naval artillery to the Kaiserliche Marine (Imperial Navy) had developed quick-firing, 28-centimeter (11 in) guns; the largest guns that had previously incorporated the technology were the 24 cm (9.4 in) guns mounted on the Wittelsbachs. The Design Department of the Reichsmarineamt (Imperial Navy Office) adopted these guns for the new battleships, along with an increase from 15 cm (5.9 in) to 17 cm (6.7 in) for the secondary battery, owing to the increased threat from torpedo boats as torpedoes became more effective.
Though the Braunschweig class marked a significant improvement over earlier German battleships, its design fell victim to the rapid pace of technological development in the early 1900s. The British battleship HMS Dreadnought—armed with ten 12-inch (30.5 cm) guns—was commissioned in December 1906, just a year after Elsass entered service. Dreadnought's revolutionary design rendered every capital ship of the German navy obsolete, including Elsass.
Elsass was 127.7 m (419 ft) long overall and had a beam of 22.2 m (72 ft 10 in) and a draft of 8.1 m (26 ft 7 in) forward. She displaced 13,208 t (12,999 long tons) as designed and 14,394 t (14,167 long tons) at Full load. Her crew consisted of 35 officers and 708 enlisted men. The ship was powered by three 3-cylinder vertical triple expansion engines that drove three screws. Steam was provided by eight naval and six cylindrical boilers, and all of which burned coal. Elsass's powerplant was rated at 16,000 indicated horsepower (12,000 kW), which generated a designed top speed of 18 knots (33 km/h; 21 mph). She could steam 5,200 nautical miles (9,600 km; 6,000 mi) at a cruising speed of 10 knots (19 km/h; 12 mph).
Elsass's armament consisted of a main battery of four 28 cm (11 in) SK L/40 guns in twin gun turrets, one fore and one aft of the central superstructure. Her secondary armament was composed of fourteen 17 cm (6.7 inch) SK L/40 guns and eighteen 8.8 cm (3.5 in) SK L/35 quick-firing guns. Her armament was further increased by six 45 cm (17.7 in) torpedo tubes, all mounted submerged in the hull. One tube was in the bow, two were on each broadside, and the final tube was in the stern. Elsass was protected with Krupp armor. Her armored belt was 110 to 250 millimeters (4.3 to 9.8 in) thick, with the heavier armor in the central citadel that protected her magazines and machinery spaces, and the thinner plating at either end of the hull. Her deck was 40 mm (1.6 in) thick. The main battery turrets had 250 mm of armor plating.
## Service history
### Pre-war career
Elsass was laid down on 26 May 1901 at the Schichau-Werke in Danzig under construction number 97. The second unit of her class, she was ordered under the contract name "J" as a new unit for the fleet. Elsass was launched on 26 May 1903, and the launching ceremony was attended by Hermann zu Hohenlohe-Langenburg, the Reichsstatthalter (Governor) of the ship's namesake province. The ship was transferred to Kiel on 26 October 1904 by a shipyard crew. She was commissioned into the fleet on 29 November 1904 and began sea trials thereafter. These were interrupted on 15 December, when the ship's rudder broke, forcing her to return for repairs that lasted until February 1905. Elsass then returned to trials, which were completed by May. She thereafter joined II Squadron, replacing the old coastal defense ship Frithjof. Her first commander was then-Kapitän zur See (KzS—Captain at Sea) Hugo von Pohl, who remained in the position until September 1905.
For the next several years, Elsass and the rest of the fleet were occupied with the peacetime training regimen that consisted of squadron and fleet training in April and May and a major fleet cruise during the summer, followed by annual fall maneuvers with the whole fleet in August and September. The year would typically conclude with a winter training cruise. For Elsass, her career began with squadron training in the North Sea and Baltic Sea in May 1905, followed by the summer cruise in July and August. In August, before the annual fleet maneuvers, the British Channel Fleet visited the German fleet in Swinemünde. KzS Gustav Bachmann took command of the ship in September. The year 1906 followed the same pattern, concluding with fleet exercises in the North Sea in December before returning to Kiel. Further maneuvers in the North Sea occupied the fleet for much of the first half of 1907, followed by a summer cruise to Norway and the annual autumn maneuvers in August and September. KzS Reinhard Scheer replaced Bachmann in October 1907. The winter cruise that year went to the Baltic.
On 28 April 1908, a significant accident occurred aboard Elsass, when a round of ammunition exploded. Three men were killed and another six were wounded. In 1908 and 1909, the fleet, which had been renamed the High Seas Fleet, undertook major cruises into the Atlantic Ocean. During the first, which began on 13 July 1908, Elsass stopped in Las Palmas from 23 July to 1 August before returning to Germany on 13 August for the autumn maneuvers. The 1909 cruise began on 7 July and lasted until 1 August, and included a visit to El Ferrol, Spain from 18 to 25 July. In September, KzS Hubert von Rebeur-Paschwitz replaced Scheer as the ship's commander. The year 1910 followed the same pattern of individual, squadron, and fleet training as in previous years. For the summer cruises of 1910 and 1911, the German fleet went to Norwegian waters; both years also saw winter cruises in the western Baltic. On 14 December 1910, while conducting individual training, Elsass collided with the battleship Schwaben, though neither ship was seriously damaged. KzS Carl Schaumann took command of the ship in September 1911, though he remained in command for just a month, being replaced by KzS Hugo Langemak in October. Elsass was transferred to I Squadron on 3 October, trading places with the battleship Schlesien.
On 23 March 1912, during fleet training, Elsass accidentally collided with a Swedish steamship—Pollux—in heavy fog in the western entrance to the Skagerrak. Pollux was badly damaged in the accident and sank, though Elsass was able to take off her crew. In April, Elsass served as a target ship during gunfire training with the armored cruiser Blücher in a demonstration held off the Faroe Islands. On the 29th of the month, the new dreadnought battleship Oldenburg replaced Elsass in I Squadron, and the latter had her crew reduced. On 24 August, the ship received her full complement again, to allow Elsass to take part in the annual maneuvers with the newly formed III Squadron. She also came under the temporary command of KzS Leberecht Maass. After the exercises, the squadron was dissolved, and on 29 September Elsass again had her crew reduced. She returned to active duty on 1 December, when she was assigned to V Division of III Squadron, along with her sister ship Braunschweig and the new dreadnought Kaiser. The ships began the year with individual training, followed by divisional exercises in the Baltic later in January 1913. In early March, fleet exercises were held in the North Sea. Elsass was sent to Kiel on 17 March to begin preparations for her decommissioning, as her place in the division was taken by the new dreadnought Kaiserin. On 13 May, Elsass was decommissioned and assigned to the Reserve Division of the Baltic Sea. Effective 15 October, she was assigned to the Marinestation der Ostsee (Naval Station of the Baltic Sea).
### World War I
On 28 July 1914, Germany's ally Austria-Hungary declared war on Serbia, beginning World War I. Three days later, Elsass was reactivated as the European powers moved toward war, and she was assigned to IV Battle Squadron. The unit also included her sister ship Braunschweig and the five Wittelsbach-class battleships, and was commanded by Vizeadmiral Ehrhard Schmidt. Elsass began individual and then squadron training, which lasted until early September. The training exercises were interrupted on 26 August, when the squadron and the armored cruisers Roon and Prinz Adalbert and the light cruiser Gazelle were sent to rescue the stranded light cruiser Magdeburg, which had run aground off the island of Odensholm in the eastern Baltic. By 28 August, however, the ship's crew had been forced to detonate explosives to destroy Magdeburg before the relief force had arrived. As a result, Braunschweig and the rest of the squadron returned to Bornholm that day.
Starting on 2 September, IV Squadron, assisted by Blücher, conducted a sweep into the Baltic. The operation lasted until 9 September and failed to bring Russian naval units to battle. From 11 to 20 September, Elsass and the rest of the division was transferred to the mouth of the Elbe to provide local defense against possible British attacks. Later that month, the IV Squadron ships were transferred back to the Baltic. The army had requested that the navy make a demonstration to keep Russian reserves along the Baltic coast, instead of allowing the Russians to re-deploy them to Galicia. The older battleships of the V Battle Squadron were sent to Danzig to embark ground forces, while Braunschweig and IV Squadron steamed in advance. The operation was called off early, however, after British submarines were reportedly sighted in the Baltic. The two squadrons rendezvoused off Bornholm before proceeded on to Kiel, arriving on 26 September.
Elsass returned to the Elbe from 5 December to 1 March 1915, with scheduled periodic maintenance from 24 to 28 February. After guard ship duties in the Elbe ended, she was briefly transferred to the Schillig Roads, outside Wilhelmshaven, from 1 to 9 March. Beginning on 2 April, Elsass began training exercises in the Baltic, followed by another shipyard period from 26 April to 16 May at the Kaiserliche Werft (Imperial Shipyard) in Kiel. She returned to provide coastal defense in the Elbe on 27 May. On 4 July 1915, following the loss of the minelaying cruiser Albatross in the Baltic, the IV Squadron ships were transferred to reinforce the German naval forces in the area. Additionally, the army requested naval support for the Army of the Niemen, which was operating in Courland. On 7–11 and 18–19 July, German cruisers, with the IV Squadron ships in support, conducted sweeps in the Baltic, though without engaging any Russian forces. During the latter operation, Elsass collided with the torpedo boat G175, though she inflicted only minor damage.
In August 1915, the German fleet attempted to clear the Gulf of Riga of Russian naval forces to assist the German Army then advancing on the city. IV Squadron was joined by I Squadron, which consisted of the eight Nassau and Helgoland-class battleships, from the High Seas Fleet, as well as three battlecruisers and many smaller craft. The task force was commanded by Vizeadmiral Franz von Hipper, though operational command remained with Schmidt. On the morning of 8 August, the German fleet made its initial push into the Gulf. Elsass and Braunschweig were assigned to attack the Russian pre-dreadnought Slava to prevent her from disrupting the German minesweepers. The German vessels engaged Slava and the gunboat Khrabry at long range without result. When it became clear that the minesweepers could not clear the minefield before nightfall, Schmidt called off the attempt. A second attempt was made on 16 August. Elsass remained outside the Gulf, while the dreadnoughts Nassau and Posen dealt with Slava. By 19 August, the Russian minefields had been cleared and the flotilla entered the Gulf. However, reports of Allied submarines in the area prompted the German fleet to call off the operation the following day.
After the operation, Elsass remained in Libau, and IV Squadron was disbanded on 18 December. While in Libau, Elsass briefly served as the command ship for Vizeadmiral Friedrich Schultz, the Befehlshaber der Aufklärungsschiffe der Ostsee (Commander of Reconnaissance Forces in the Baltic), from January to March 1916. By that time, Braunschweig, which had been modified in Kiel to serve as Schultz's command ship, arrived to relieve Elsass. Crew shortages forced the navy to reduce both ships' crews, to the point that they were only capable of providing local defense of the harbor. On 10 July, Elsass was transferred back to Kiel, where four days later her crew was transferred to her sister Lothringen. Elsass was taken into the shipyard in Kiel for repairs before returning to service on 25 July as a stationary training ship assigned to I Marine Inspectorate. She remained in Kiel until her decommissioning on 20 June 1918. The ship underwent an overhaul and returned to training duty in October, though Germany surrendered the following month.
### Postwar career
The Treaty of Versailles, which ended the war, specified that Germany was permitted to retain six battleships of the older "Deutschland or Lothringen class." Elsass was kept and used as a training ship in the German fleet, which was renamed the Reichsmarine. In 1923, the aging ship underwent a major overhaul. Elsass was dry-docked in the Reichsmarinewerft in Wilhelmshaven, where the conning tower was rebuilt. Work was completed the following year. She was recommissioned on 15 February 1924 with a partial crew. Assigned to the Linienschiffsdivision (Battleship Division) of the Seestreitkräfte der Nordsee (Naval Forces of the North Sea) and based in Wilhelmshaven, the ship received her full crew by 1 April. In July, she joined the rest of the fleet for a major training cruise in the Atlantic, which included a stop in Vigo, Spain, from 6 to 13 July. In 1925, Elsass and the battleship Hannover visited Oslo, Norway, from 19 to 24 June, though Elsass proceeded alone to Odda, where she stayed from 26 to 30 June.
On 1 October, the ship was transferred to the Seestreitkräfte der Ostsee (Naval Forces of the Baltic Sea), which was based in Kiel. The fleet went on another major cruise in the Atlantic and the Mediterranean Sea in May and June 1926; during the trip Elsass made calls in several Spanish ports, including Mahón, Barcelona, and Vigo. Another cruise followed the next year in April and May, with stops in Vilagarcía, Spain, São Vicente, Madeira, Santa Cruz de Tenerife and Santa Cruz de La Palma in the Canary Islands, Horta and Ponta Delgada in the Azores, and Lisbon, Portugal. In 1928, Elsass made visits to Ulvik and Bergen in Norway in July, and Skagen, Denmark, in September. The winter of 1928–1929 proved to be especially cold, and Elsass and the battleship Schleswig-Holstein were pressed into service as icebreakers; the two ships helped to free 65 merchant ships from the heavy ice. In March 1929, Elsass also performed icebreaking duties off Gedser, Denmark.
The fleet went on another Atlantic cruise in April 1929, and Elsass made calls in Villagarcia and A Pobra do Caramiñal, Spain. That fall, the ship visited Karlskrona, Sweden. Elsass was withdrawn from active service on 25 February 1930. She was stricken from the naval register on 31 March 1931 and served as a hulk in Wilhelmshaven until 31 October 1935, when the Reichsmarine sold her to Technischer Betrieb des Norddeutscher Lloyd. Elsass was broken up for scrap the following year.
|
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John Calvin
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French Protestant reformer (1509–1564)
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John Calvin (/ˈkælvɪn/; Middle French: Jehan Cauvin; French: Jean Calvin ; 10 July 1509 – 27 May 1564) was a French theologian, pastor and reformer in Geneva during the Protestant Reformation. He was a principal figure in the development of the system of Christian theology later called Calvinism, including its doctrines of predestination and of God's absolute sovereignty in the salvation of the human soul from death and eternal damnation. Calvinist doctrines were influenced by and elaborated upon the Augustinian and other Christian traditions. Various Congregational, Reformed and Presbyterian churches, which look to Calvin as the chief expositor of their beliefs, have spread throughout the world.
Calvin was a tireless polemicist and apologetic writer who generated much controversy. He also exchanged cordial and supportive letters with many reformers, including Philipp Melanchthon and Heinrich Bullinger. In addition to his seminal Institutes of the Christian Religion, Calvin wrote commentaries on most books of the Bible, confessional documents, and various other theological treatises.
Calvin was originally trained as a humanist lawyer. He broke from the Roman Catholic Church around 1530. After religious tensions erupted in widespread deadly violence against Protestant Christians in France, Calvin fled to Basel, Switzerland, where in 1536 he published the first edition of the Institutes. In that same year, Calvin was recruited by Frenchman William Farel to join the Reformation in Geneva, where he regularly preached sermons throughout the week. However, the governing council of the city resisted the implementation of their ideas, and both men were expelled. At the invitation of Martin Bucer, Calvin proceeded to Strasbourg, where he became the minister of a church of French refugees. He continued to support the reform movement in Geneva, and in 1541 he was invited back to lead the church of the city.
Following his return, Calvin introduced new forms of church government and liturgy, despite opposition from several powerful families in the city who tried to curb his authority. During this period, Michael Servetus, a Spaniard regarded by both Roman Catholics and Protestants as having a heretical view of the Trinity, arrived in Geneva. He was denounced by Calvin and burned at the stake for heresy by the city council. Following an influx of supportive refugees and new elections to the city council, Calvin's opponents were forced out. Calvin spent his final years promoting the Reformation both in Geneva and throughout Europe.
## Life
### Early life (1509–1535)
John Calvin was born as Jehan Cauvin on 10 July 1509, at Noyon, a town in Picardy, a province of the Kingdom of France. He was the second of three sons who survived infancy. His mother, Jeanne le Franc, was the daughter of an innkeeper from Cambrai. She died of an unknown cause in Calvin's childhood, after having borne four more children. Calvin's father, Gérard Cauvin, had a prosperous career as the cathedral notary and registrar to the ecclesiastical court. Gérard intended his three sons—Charles, Jean, and Antoine—for the priesthood.
Young Calvin was particularly precocious. By age 12, he was employed by the bishop as a clerk and received the tonsure, cutting his hair to symbolize his dedication to the Church. He also won the patronage of an influential family, the Montmors. Through their assistance, Calvin was able to attend the Collège de la Marche, Paris, where he learned Latin from one of its greatest teachers, Mathurin Cordier. Once he completed the course, he entered the Collège de Montaigu as a philosophy student.
In 1525 or 1526, Gérard withdrew his son from the Collège de Montaigu and enrolled him in the University of Orléans to study law. According to contemporary biographers Theodore Beza and Nicolas Colladon, Gérard believed that Calvin would earn more money as a lawyer than as a priest. After a few years of quiet study, Calvin entered the University of Bourges in 1529. He was intrigued by Andreas Alciati, a humanist lawyer. Humanism was a European intellectual movement which stressed classical studies. During his 18-month stay in Bourges, Calvin learned Koine Greek, a necessity for studying the New Testament.
Alternative theories have been suggested regarding the date of Calvin's religious conversion. Some have placed the date of his conversion around 1533, shortly before he resigned from his chaplaincy. In this view, his resignation is the direct evidence for his conversion to the evangelical faith. However, T. H. L. Parker argues that, although this date is a terminus for his conversion, the more likely date is in late 1529 or early 1530. The main evidence for his conversion is contained in two significantly different accounts of his conversion. In the first, found in his Commentary on the Book of Psalms, Calvin portrayed his conversion as a sudden change of mind, brought about by God:
> God by a sudden conversion subdued and brought my mind to a teachable frame, which was more hardened in such matters than might have been expected from one at my early period of life. Having thus received some taste and knowledge of true godliness, I was immediately inflamed with so intense a desire to make progress therein, that although I did not altogether leave off other studies, yet I pursued them with less ardor.
In the second account, Calvin wrote of a long process of inner turmoil, followed by spiritual and psychological anguish:
> Being exceedingly alarmed at the misery into which I had fallen, and much more at that which threatened me in view of eternal death, I, duty bound, made it my first business to betake myself to your way, condemning my past life, not without groans and tears. And now, O Lord, what remains to a wretch like me, but instead of defense, earnestly to supplicate you not to judge that fearful abandonment of your Word according to its deserts, from which in your wondrous goodness you have at last delivered me.
Scholars have argued about the precise interpretation of these accounts, but most agree that his conversion corresponded with his break from the Roman Catholic Church. The Calvin biographer Bruce Gordon has stressed that "the two accounts are not antithetical, revealing some inconsistency in Calvin's memory, but rather [are] two different ways of expressing the same reality."
By 1532, Calvin received his licentiate in law and published his first book, a commentary on Seneca's De Clementia. After uneventful trips to Orléans and his hometown of Noyon, Calvin returned to Paris in October 1533. During this time, tensions rose at the Collège Royal (later to become the Collège de France) between the humanists/reformers and the conservative senior faculty members. One of the reformers, Nicolas Cop, was rector of the university. On 1 November 1533 he devoted his inaugural address to the need for reform and renewal in the Roman Catholic Church. The address provoked a strong reaction from the faculty, who denounced it as heretical, forcing Cop to flee to Basel. Calvin, a close friend of Cop, was implicated in the offense, and for the next year he was forced into hiding. He remained on the move, sheltering with his friend Louis du Tillet in Angoulême and taking refuge in Noyon and Orléans. He was finally forced to flee France during the Affair of the Placards in mid-October 1534. In that incident, unknown reformers had posted placards in various cities criticizing the Roman Catholic mass, to which adherents of the Roman Catholic church responded with violence against the would-be Reformers and their sympathizers. In January 1535, Calvin joined Cop in Basel, a city under the enduring influence of the late reformer Johannes Oecolampadius.
### Reform work commences (1536–1538)
In March 1536, Calvin published the first edition of his Institutio Christianae Religionis or Institutes of the Christian Religion. The work was an apologia or defense of his faith and a statement of the doctrinal position of the reformers. He also intended it to serve as an elementary instruction book for anyone interested in the Christian faith. The book was the first expression of his theology. Calvin updated the work and published new editions throughout his life. Shortly after its publication, he left Basel for Ferrara, Italy, where he briefly served as secretary to Princess Renée of France. By June he was back in Paris with his brother Antoine, who was resolving their father's affairs. Following the Edict of Coucy, which gave a limited six-month period for heretics to reconcile with the Catholic faith, Calvin decided that there was no future for him in France. In August he set off for Strasbourg, a free imperial city of the Holy Roman Empire and a refuge for reformers. Due to military maneuvers of imperial and French forces, he was forced to make a detour to the south, bringing him to Geneva. Calvin had intended to stay only a single night, but William Farel, a fellow French reformer residing in the city, implored him to stay and assist him in his work of reforming the church there. Calvin accepted his new role without any preconditions on his tasks or duties. The office to which he was initially assigned is unknown. He was eventually given the title of "reader", which most likely meant that he could give expository lectures on the Bible. Sometime in 1537 he was selected to be a "pastor" although he never received any pastoral consecration. For the first time, the lawyer-theologian took up pastoral duties such as baptisms, weddings, and church services.
During late 1536, Farel drafted a confession of faith, and Calvin wrote separate articles on reorganizing the church in Geneva. On 16 January 1537, Farel and Calvin presented their Articles concernant l'organisation de l'église et du culte à Genève (Articles on the Organization of the Church and its Worship at Geneva) to the city council. The document described the manner and frequency of their celebrations of the Eucharist, the reason for, and the method of, excommunication, the requirement to subscribe to the confession of faith, the use of congregational singing in the liturgy, and the revision of marriage laws. The council accepted the document on the same day.
As the year progressed, Calvin and Farel's reputation with the council began to suffer. The council was reluctant to enforce the subscription requirement, as only a few citizens had subscribed to their confession of faith. On 26 November, the two ministers hotly debated the council over the issue. Furthermore, France was taking an interest in forming an alliance with Geneva and as the two ministers were Frenchmen, councilors had begun to question their loyalty. Finally, a major ecclesiastical-political quarrel developed when the city of Bern, Geneva's ally in the reformation of the Swiss churches, proposed to introduce uniformity in the church ceremonies. One proposal required the use of unleavened bread for the Eucharist. The two ministers were unwilling to follow Bern's lead and delayed the use of such bread until a synod in Zurich could be convened to make the final decision. The council ordered Calvin and Farel to use unleavened bread for the Easter Eucharist. In protest, they refused to administer communion during the Easter service. This caused a riot during the service. The next day, the council told Farel and Calvin to leave Geneva.
Farel and Calvin then went to Bern and Zurich to plead their case. The resulting synod in Zurich placed most of the blame on Calvin for not being sympathetic enough toward the people of Geneva. It asked Bern to mediate with the aim of restoring the two ministers. The Geneva council refused to readmit the two men, who then took refuge in Basel. Subsequently, Farel received an invitation to lead the church in Neuchâtel. Calvin was invited to lead a church of French refugees in Strasbourg by that city's leading reformers, Martin Bucer and Wolfgang Capito. Initially, Calvin refused because Farel was not included in the invitation, but relented when Bucer appealed to him. By September 1538 Calvin had taken up his new position in Strasbourg, fully expecting that this time it would be permanent; a few months later, he applied for and was granted citizenship of the city.
### Minister in Strasbourg (1538–1541)
During his time in Strasbourg, Calvin was not attached to one particular church, but held his office successively in the Saint-Nicolas Church, the Sainte-Madeleine Church and the former Dominican Church, renamed the Temple Neuf. (All of these churches still exist, but none are in the architectural state of Calvin's days.) Calvin ministered to 400–500 members in his church. He preached or lectured every day, with two sermons on Sunday. Communion was celebrated monthly and congregational singing of the psalms was encouraged. He also worked on the second edition of the Institutes. Calvin was dissatisfied with its original structure as a catechism, a primer for young Christians.
For the second edition, published in 1539, Calvin changed its format in favor of systematically presenting the main doctrines from the Bible. In the process, the book was enlarged from six chapters to seventeen. He concurrently worked on another book, the Commentary on Romans, which was published in March 1540. The book was a model for his later commentaries: it included his own Latin translation from the Greek rather than the Latin Vulgate, an exegesis, and an exposition. In the dedicatory letter, Calvin praised the work of his predecessors Philipp Melanchthon, Heinrich Bullinger, and Martin Bucer, but he also took care to distinguish his own work from theirs and to criticize some of their shortcomings.
Calvin's friends urged him to marry. Calvin took a prosaic view, writing to one correspondent:
> I, who have the air of being so hostile to celibacy, I am still not married and do not know whether I will ever be. If I take a wife it will be because, being better freed from numerous worries, I can devote myself to the Lord.
Several candidates were presented to him including one young woman from a noble family. Reluctantly, Calvin agreed to the marriage, on the condition that she would learn French. Although a wedding date was planned for March 1540, he remained reluctant and the wedding never took place. He later wrote that he would never think of marrying her, "unless the Lord had entirely bereft me of my wits". Instead, in August of that year, he married Idelette de Bure, a widow who had two children from her first marriage.
Geneva reconsidered its expulsion of Calvin. Church attendance had dwindled and the political climate had changed; as Bern and Geneva quarreled over land, their alliance frayed. When Cardinal Jacopo Sadoleto wrote a letter to the city council inviting Geneva to return to the Catholic faith, the council searched for an ecclesiastical authority to respond to him. At first Pierre Viret was consulted, but when he refused, the council asked Calvin. He agreed and his Responsio ad Sadoletum (Letter to Sadoleto) strongly defended Geneva's position concerning reforms in the church. On 21 September 1540 the council commissioned one of its members, Ami Perrin, to find a way to recall Calvin. An embassy reached Calvin while he was at a colloquy, a conference to settle religious disputes, in Worms. His reaction to the suggestion was one of horror in which he wrote, "Rather would I submit to death a hundred times than to that cross on which I had to perish daily a thousand times over."
Calvin also wrote that he was prepared to follow the Lord's calling. A plan was drawn up in which Viret would be appointed to take temporary charge in Geneva for six months while Bucer and Calvin would visit the city to determine the next steps. The city council pressed for the immediate appointment of Calvin in Geneva. By mid-1541, Strasbourg decided to lend Calvin to Geneva for six months. Calvin returned on 13 September 1541 with an official escort and a wagon for his family.
### Reform in Geneva (1541–1549)
In supporting Calvin's proposals for reforms, the council of Geneva passed the Ordonnances ecclésiastiques (Ecclesiastical Ordinances) on 20 November 1541. The ordinances defined four orders of ministerial function: pastors to preach and to administer the sacraments; doctors to instruct believers in the faith; elders to provide discipline; and deacons to care for the poor and needy. They also called for the creation of the Consistoire (Consistory), an ecclesiastical court composed of the elders and the ministers. The city government retained the power to summon persons before the court, and the Consistory could judge only ecclesiastical matters having no civil jurisdiction. Originally, the court had the power to mete out sentences, with excommunication as its most severe penalty. The government contested this power and on 19 March 1543 the council decided that all sentencing would be carried out by the government.
In 1542, Calvin adapted a service book used in Strasbourg, publishing La Forme des Prières et Chants Ecclésiastiques (The Form of Prayers and Church Hymns). Calvin recognized the power of music and he intended that it be used to support scripture readings. The original Strasbourg psalter contained twelve psalms by Clément Marot and Calvin added several more hymns of his own composition in the Geneva version. At the end of 1542, Marot became a refugee in Geneva and contributed nineteen more psalms. Louis Bourgeois, also a refugee, lived and taught music in Geneva for sixteen years and Calvin took the opportunity to add his hymns, the most famous being the Old Hundredth.
In the same year of 1542, Calvin published Catéchisme de l'Eglise de Genève (Catechism of the Church of Geneva), which was inspired by Bucer's Kurze Schrifftliche Erklärung of 1534. Calvin had written an earlier catechism during his first stay in Geneva which was largely based on Martin Luther's Large Catechism. The first version was arranged pedagogically, describing Law, Faith, and Prayer. The 1542 version was rearranged for theological reasons, covering Faith first, then Law and Prayer.
Historians debate the extent to which Geneva was a theocracy. On the one hand, Calvin's theology clearly called for separation between church and state. Other historians have stressed the enormous political power wielded on a daily basis by the clerics.
During his ministry in Geneva, Calvin preached over two thousand sermons. Initially he preached twice on Sunday and three times during the week. This proved to be too heavy a burden and late in 1542 the council allowed him to preach only once on Sunday. In October 1549, he was again required to preach twice on Sundays and, in addition, every weekday of alternate weeks. His sermons lasted more than an hour and he did not use notes. An occasional secretary tried to record his sermons, but very little of his preaching was preserved before 1549. In that year, professional scribe Denis Raguenier, who had learned or developed a system of shorthand, was assigned to record all of Calvin's sermons. An analysis of his sermons by T. H. L. Parker suggests that Calvin was a consistent preacher and his style changed very little over the years. John Calvin was also known for his thorough manner of working his way through the Bible in consecutive sermons. From March 1555 to July 1556, Calvin delivered two hundred sermons on Deuteronomy.
Voltaire wrote about Calvin, Luther and Zwingli, "If they condemned celibacy in the priests, and opened the gates of the convents, it was only to turn all society into a convent. Shows and entertainments were expressly forbidden by their religion; and for more than two hundred years there was not a single musical instrument allowed in the city of Geneva. They condemned auricular confession, but they enjoined a public one; and in Switzerland, Scotland, and Geneva it was performed the same as penance."
Very little is known about Calvin's personal life in Geneva. His house and furniture were owned by the council. The house was big enough to accommodate his family as well as Antoine's family and some servants. On 28 July 1542, Idelette gave birth to a son, Jacques, but he was born prematurely and survived only briefly. Idelette fell ill in 1545 and died on 29 March 1549. Calvin never married again. He expressed his sorrow in a letter to Viret:
> I have been bereaved of the best friend of my life, of one who, if it has been so ordained, would willingly have shared not only my poverty but also my death. During her life she was the faithful helper of my ministry. From her I never experienced the slightest hindrance.
Throughout the rest of his life in Geneva, he maintained several friendships from his early years including Montmor, Cordier, Cop, Farel, Melanchthon and Bullinger.
### Discipline and opposition (1546–1553)
Calvin encountered bitter opposition to his work in Geneva. Around 1546, the uncoordinated forces coalesced into an identifiable group whom he referred to as the libertines, but who preferred to be called either Spirituels or Patriots. According to Calvin, these were people who felt that after being liberated through grace, they were exempted from both ecclesiastical and civil law. The group consisted of wealthy, politically powerful, and interrelated families of Geneva. At the end of January 1546, Pierre Ameaux, a maker of playing cards who had already been in conflict with the Consistory, attacked Calvin by calling him a "Picard", an epithet denoting anti-French sentiment, and accused him of false doctrine. Ameaux was punished by the council and forced to make expiation by parading through the city and begging God for forgiveness. A few months later Ami Perrin, the man who had brought Calvin to Geneva, moved into open opposition. Perrin had married Françoise Favre, daughter of François Favre, a well-established Genevan merchant. Both Perrin's wife and father-in-law had previous conflicts with the Consistory. The court noted that many of Geneva's notables, including Perrin, had breached a law against dancing. Initially, Perrin ignored the court when he was summoned, but after receiving a letter from Calvin, he appeared before the Consistory.
By 1547, opposition to Calvin and other French refugee ministers had grown to constitute the majority of the syndics, the civil magistrates of Geneva. On 27 June an unsigned threatening letter in Genevan dialect was found at the pulpit of St. Pierre Cathedral where Calvin preached. Suspecting a plot against both the church and the state, the council appointed a commission to investigate. Jacques Gruet, a Genevan member of Favre's group, was arrested and incriminating evidence was found when his house was searched. Under torture, he confessed to several crimes including writing the letter left in the pulpit which threatened the church leaders. A civil court condemned Gruet to death and he was beheaded on 26 July. Calvin was not opposed to the civil court's decision.
The libertines continued organizing opposition, insulting the appointed ministers, and challenging the authority of the Consistory. The council straddled both sides of the conflict, alternately admonishing and upholding Calvin. When Perrin was elected first syndic in February 1552, Calvin's authority appeared to be at its lowest point. After some losses before the council, Calvin believed he was defeated; on 24 July 1553 he asked the council to allow him to resign. Although the libertines controlled the council, his request was refused. The opposition realized that they could curb Calvin's authority, but they did not have enough power to banish him.
### Michael Servetus (1553)
The turning point in Calvin's fortunes occurred when Michael Servetus, a brilliant Spanish polymath who introduced the Islamic idea of Pulmonary circulation to Europe, and a fugitive from ecclesiastical authorities, appeared in Geneva on 13 August 1553. Servetus was a fugitive on the run after he published The Restoration of Christianity (1553), Calvin scholar Bruce Gordon commented "Among its offenses were a denial of original sin and a bizarre and hardly comprehensible view of the Trinity."
Decades earlier, in July 1530 he disputed with Johannes Oecolampadius in Basel and was eventually expelled. He went to Strasbourg, where he published a pamphlet against the Trinity. Bucer publicly refuted it and asked Servetus to leave. After returning to Basel, Servetus published Two Books of Dialogues on the Trinity (Latin: Dialogorum de Trinitate libri duo) which caused a sensation among Reformers and Catholics alike. When John Calvin alerted the Inquisition in Spain about this publication, an order was issued for Servetus's arrest.
Calvin and Servetus were first brought into contact in 1546 through a common acquaintance, Jean Frellon of Lyon; they exchanged letters debating doctrine; Calvin used a pseudonym as Charles d' Espeville and Servetus used the moniker Michel de Villeneuve. Eventually, Calvin lost patience and refused to respond; by this time Servetus had written around thirty letters to Calvin. Calvin was particularly outraged when Servetus sent him a copy of the Institutes of the Christian Religion heavily annotated with arguments pointing to errors in the book. When Servetus mentioned that he would come to Geneva, "Espeville" (Calvin) wrote a letter to Farel on 13 February 1546 noting that if Servetus were to come, he would not assure him safe conduct: "for if he came, as far as my authority goes, I would not let him leave alive."
In 1553 Servetus published Christianismi Restitutio (English: The Restoration of Christianity), in which he rejected the Christian doctrine of the Trinity and the concept of predestination. In the same year, Calvin's representative, Guillaume de Trie, sent letters alerting the French Inquisition to Servetus. Calling him a "Spanish-Portuguese", suspecting and accusing him of his recently proved Jewish converso origin. De Trie wrote down that "his proper name is Michael Servetus, but he currently calls himself Villeneuve, practicing medicine. He stayed for some time in Lyon, and now he is living in Vienne." When the inquisitor-general of France learned that Servetus was hiding in Vienne, according to Calvin under an assumed name, he contacted Cardinal François de Tournon, the secretary of the archbishop of Lyon, to take up the matter. Servetus was arrested and taken in for questioning. His letters to Calvin were presented as evidence of heresy, but he denied having written them, and later said he was not sure it was his handwriting. He said, after swearing before the holy gospel, that "he was Michel De Villeneuve Doctor in Medicine about 42 years old, native of Tudela of the kingdom of Navarre, a city under the obedience to the Emperor". The following day he said: "..although he was not Servetus he assumed the person of Servet for debating with Calvin". He managed to escape from prison, and the Catholic authorities sentenced him in absentia to death by slow burning.
On his way to Italy, Servetus stopped in Geneva to visit "d'Espeville", where he was recognized and arrested. Calvin's secretary, Nicholas de la Fontaine, composed a list of accusations that was submitted before the court. The prosecutor was Philibert Berthelier, a member of a libertine family and son of a famous Geneva patriot, and the sessions were led by Pierre Tissot, Perrin's brother-in-law. The libertines allowed the trial to drag on in an attempt to harass Calvin. The difficulty in using Servetus as a weapon against Calvin was that the heretical reputation of Servetus was widespread and most of the cities in Europe were observing and awaiting the outcome of the trial. This posed a dilemma for the libertines, so on 21 August the council decided to write to other Swiss cities for their opinions, thus mitigating their own responsibility for the final decision. While waiting for the responses, the council also asked Servetus if he preferred to be judged in Vienne or in Geneva. He begged to stay in Geneva. On 20 October the replies from Zurich, Basel, Bern, and Schaffhausen were read and the council condemned Servetus as a heretic. The following day he was sentenced to burning at the stake, the same sentence as in Vienne. Some scholars claim that Calvin and other ministers asked that he be beheaded instead of burnt, knowing that burning at the stake was the only legal recourse. This plea was refused and on 27 October, Servetus was burnt alive at the Plateau of Champel at the edge of Geneva.
### Securing the Protestant Reformation (1553–1555)
After the death of Servetus, Calvin was acclaimed a defender of Christianity, but his ultimate triumph over the libertines was still two years away. He had always insisted that the Consistory retain the power of excommunication, despite the council's past decision to take it away. During Servetus's trial, Philibert Berthelier asked the council for permission to take communion, as he had been excommunicated the previous year for insulting a minister. Calvin protested that the council did not have the legal authority to overturn Berthelier's excommunication. Unsure of how the council would rule, he hinted in a sermon on 3 September 1553 that he might be dismissed by the authorities. The council decided to re-examine the Ordonnances and on 18 September it voted in support of Calvin—excommunication was within the jurisdiction of the Consistory. Berthelier applied for reinstatement to another Genevan administrative assembly, the Deux Cents (Two Hundred), in November. This body reversed the council's decision and stated that the final arbiter concerning excommunication should be the council. The ministers continued to protest, and as in the case of Servetus, the opinions of the Swiss churches were sought. The affair dragged on through 1554. Finally, on 22 January 1555, the council announced the decision of the Swiss churches: the original Ordonnances were to be kept and the Consistory was to regain its official powers.
The libertines' downfall began with the February 1555 elections. By then, many of the French refugees had been granted citizenship and with their support, Calvin's partisans elected the majority of the syndics and the councilors. On 16 May the libertines took to the streets in a drunken protest and attempted to burn down a house that was supposedly full of Frenchmen. The syndic Henri Aulbert tried to intervene, carrying with him the baton of office that symbolized his power. Perrin seized the baton and waved it over the crowd, which gave the appearance that he was taking power and initiating a coup d'état. The insurrection was soon over when another syndic appeared and ordered Perrin to go with him to the town hall. Perrin and other leaders were forced to flee the city. With the approval of Calvin, the other plotters who remained in the city were found and executed. The opposition to Calvin's church polity came to an end.
### Final years (1555–1564)
Calvin's authority was practically uncontested during his final years, and he enjoyed an international reputation as a reformer distinct from Martin Luther. Initially, Luther and Calvin had mutual respect for each other. A doctrinal conflict had developed between Luther and Zurich reformer Huldrych Zwingli on the interpretation of the eucharist. Calvin's opinion on the issue forced Luther to place him in Zwingli's camp. Calvin actively participated in the polemics that were exchanged between the Lutheran and Reformed branches of the Reformation movement. At the same time, Calvin was dismayed by the lack of unity among the reformers. He took steps toward rapprochement with Bullinger by signing the Consensus Tigurinus, a concordat between the Zurich and Geneva churches. He reached out to England when Archbishop of Canterbury Thomas Cranmer called for an ecumenical synod of all the evangelical churches. Calvin praised the idea, but ultimately Cranmer was unable to bring it to fruition.
Calvin sheltered Marian exiles (those who fled the reign of Catholic Mary Tudor in England) in Geneva starting in 1555. Under the city's protection, they were able to form their own reformed church under John Knox and William Whittingham and eventually carried Calvin's ideas on doctrine and polity back to England and Scotland.
Within Geneva, Calvin's main concern was the creation of a collège, an institute for the education of children. A site for the school was selected on 25 March 1558 and it opened the following year on 5 June 1559. Although the school was a single institution, it was divided into two parts: a grammar school called the collège or schola privata and an advanced school called the académie or schola publica. Calvin tried to recruit two professors for the institute, Mathurin Cordier, his old friend and Latin scholar who was now based in Lausanne, and Emmanuel Tremellius, the former Regius professor of Hebrew in Cambridge. Neither was available, but he succeeded in obtaining Theodore Beza as rector. Within five years there were 1,200 students in the grammar school and 300 in the advanced school. The collège eventually became the Collège Calvin, one of the college preparatory schools of Geneva; the académie became the University of Geneva.
#### Impact on France
Calvin was deeply committed to reforming his homeland, France. The Protestant movement had been energetic, but lacked central organizational direction. With financial support from the church in Geneva, Calvin turned his enormous energies toward uplifting the French Protestant cause. As one historian explains:
He supplied the dogma, the liturgy, and the moral ideas of the new religion, and he also created ecclesiastical, political, and social institutions in harmony with it. A born leader, he followed up his work with personal appeals. His vast correspondence with French Protestants shows not only much zeal but infinite pains and considerable tact and driving home the lessons of his printed treatises. Between 1555 and 1562, more than 100 ministers were sent to France. Nevertheless French King Henry II severely persecuted Protestants under the Edict of Chateaubriand and when the French authorities complained about the missionary activities, the city fathers of Geneva disclaimed official responsibility.
### Last illness
In late 1558, Calvin became ill with a fever. Since he was afraid that he might die before completing the final revision of the Institutes, he forced himself to work. The final edition was greatly expanded to the extent that Calvin referred to it as a new work. The expansion from the 21 chapters of the previous edition to 80 was due to the extended treatment of existing material rather than the addition of new topics. Shortly after he recovered, he strained his voice while preaching, which brought on a violent fit of coughing. He burst a blood-vessel in his lungs, and his health steadily declined. He preached his final sermon in St. Pierre on 6 February 1564. On 25 April, he made his will, in which he left small sums to his family and to the collège. A few days later, the ministers of the church came to visit him, and he bade his final farewell, which was recorded in Discours d'adieu aux ministres. He recounted his life in Geneva, sometimes recalling bitterly some of the hardships he had suffered. Calvin died on 27 May 1564 aged 54. At first his body lay in state, but since so many people came to see it, the reformers were afraid that they would be accused of fostering a new saint's cult. On the following day, he was buried in an unmarked grave in the Cimetière des Rois. The exact location of the grave is unknown; a stone was added in the 19th century to mark a grave traditionally thought to be Calvin's.
## Theology
Calvin developed his theology in his biblical commentaries as well as his sermons and treatises, but the most comprehensive expression of his views is found in his magnum opus, the Institutes of the Christian Religion. He intended that the book be used as a summary of his views on Christian theology and that it be read in conjunction with his commentaries. The various editions of that work spanned nearly his entire career as a reformer, and the successive revisions of the book show that his theology changed very little from his youth to his death. The first edition from 1536 consisted of only six chapters. The second edition, published in 1539, was three times as long because he added chapters on subjects that appear in Melanchthon's Loci Communes. In 1543, he again added new material and expanded a chapter on the Apostles' Creed. The final edition of the Institutes appeared in 1559. By then, the work consisted of four books of eighty chapters, and each book was named after statements from the creed: Book 1 on God the Creator, Book 2 on the Redeemer in Christ, Book 3 on receiving the Grace of Christ through the Holy Spirit, and Book 4 on the Society of Christ or the Church.
The first statement in the Institutes acknowledges its central theme. It states that the sum of human wisdom consists of two parts: the knowledge of God and of ourselves. Calvin argues that the knowledge of God is not inherent in humanity nor can it be discovered by observing this world. The only way to obtain it is to study scripture. Calvin writes, "For anyone to arrive at God the Creator he needs Scripture as his Guide and Teacher." He does not try to prove the authority of scripture but rather describes it as autopiston or self-authenticating. He defends the trinitarian view of God and, in a strong polemical stand against the Catholic Church, argues that images of God lead to idolatry. John Calvin famously said "the human heart is a perpetual idol factory". At the end of the first book, he offers his views on providence, writing, "By his Power God cherishes and guards the World which he made and by his Providence rules its individual Parts." Humans are unable to fully comprehend why God performs any particular action, but whatever good or evil people may practice, their efforts always result in the execution of God's will and judgments.
The second book includes several essays on original sin and the fall of man, which directly refer to Augustine, who developed these doctrines. He often cited the Church Fathers to defend the reformed cause against the charge that the reformers were creating new theology. In Calvin's view, sin began with the fall of Adam and propagated to all of humanity. The domination of sin is complete to the point that people are driven to evil. Thus fallen humanity is in need of the redemption that can be found in Christ. But before Calvin expounded on this doctrine, he described the special situation of the Jews who lived during the time of the Old Testament. God made a covenant with Abraham, promising the coming of Christ. Hence, the Old Covenant was not in opposition to Christ, but was rather a continuation of God's promise. Calvin then describes the New Covenant using the passage from the Apostles' Creed that describes Christ's suffering under Pontius Pilate and his return to judge the living and the dead. For Calvin, the whole course of Christ's obedience to the Father removed the discord between humanity and God.
In the third book, Calvin describes how the spiritual union of Christ and humanity is achieved. He first defines faith as the firm and certain knowledge of God in Christ. The immediate effects of faith are repentance and the remission of sin. This is followed by spiritual regeneration, which returns the believer to the state of holiness before Adam's transgression. Complete perfection is unattainable in this life, and the believer should expect a continual struggle against sin. Several chapters are then devoted to the subject of justification by faith alone. He defined justification as "the acceptance by which God regards us as righteous whom he has received into grace." In this definition, it is clear that it is God who initiates and carries through the action and that people play no role; God is completely sovereign in salvation. Near the end of the book, Calvin describes and defends the doctrine of predestination, a doctrine advanced by Augustine in opposition to the teachings of Pelagius. Fellow theologians who followed the Augustinian tradition on this point included Thomas Aquinas and Martin Luther, though Calvin's formulation of the doctrine went further than the tradition that went before him. The principle, in Calvin's words, is that "All are not created on equal terms, but some are preordained to eternal life, others to eternal damnation; and, accordingly, as each has been created for one or other of these ends, we say that he has been predestinated to life or to death." Calvin believed that God's absolute decree was double predestination, but he also confessed that this was a horrible decree: "The decree is dreadful indeed, I confess. (latin. "Decretum quidem horribile, fateor."; French. "Je confesse que ce decret nous doit epouvanter.")
The final book describes what he considers to be the true Church and its ministry, authority, and sacraments. He denied the papal claim to primacy and the accusation that the reformers were schismatic. For Calvin, the Church was defined as the body of believers who placed Christ at its head. By definition, there was only one "catholic" or "universal" Church. Hence, he argued that the reformers "had to leave them in order that we might come to Christ." The ministers of the Church are described from a passage from Ephesians, and they consisted of apostles, prophets, evangelists, pastors, and doctors. Calvin regarded the first three offices as temporary, limited in their existence to the time of the New Testament. The latter two offices were established in the church in Geneva. Although Calvin respected the work of the ecumenical councils, he considered them to be subject to God's Word found in scripture. He also believed that the civil and church authorities were separate and should not interfere with each other.
Calvin defined a sacrament as an earthly sign associated with a promise from God. He accepted only two sacraments as valid under the new covenant: baptism and the Lord's Supper (in opposition to the Catholic acceptance of seven sacraments). He completely rejected the Catholic doctrine of transubstantiation and the treatment of the Supper as a sacrifice. He also could not accept the Lutheran doctrine of sacramental union in which Christ was "in, with and under" the elements. His own view was close to Zwingli's symbolic view, but it was not identical. Rather than holding a purely symbolic view, Calvin noted that with the participation of the Holy Spirit, faith was nourished and strengthened by the sacrament. In his words, the eucharistic rite was "a secret too sublime for my mind to understand or words to express. I experience it rather than understand it."
### Controversies
Calvin's theology caused controversy. Pierre Caroli, a Protestant minister in Lausanne, accused Calvin, as well as Viret and Farel, of Arianism in 1536. Calvin defended his beliefs on the Trinity in Confessio de Trinitate propter calumnias P. Caroli. In 1551 Jérôme-Hermès Bolsec, a physician in Geneva, attacked Calvin's doctrine of predestination and accused him of making God the author of sin. Bolsec was banished from the city, and after Calvin's death, wrote a biography which severely maligned Calvin's character. In the following year, Joachim Westphal, a Gnesio-Lutheran pastor in Hamburg, condemned Calvin and Zwingli as heretics in denying the eucharistic doctrine of the union of Christ's body with the elements. Calvin's Defensio sanae et orthodoxae doctrinae de sacramentis (A Defense of the Sober and Orthodox Doctrine of the Sacrament) was his response in 1555. In 1556 Justus Velsius, a Dutch dissident, held a public disputation with Calvin during his visit to Frankfurt, in which Velsius defended free will against Calvin's doctrine of predestination. Following the execution of Servetus, a close associate of Calvin, Sebastian Castellio, broke with him on the issue of the treatment of heretics. In Castellio's Treatise on Heretics (1554), he argued for a focus on Christ's moral teachings in place of the vanity of theology, and he afterward developed a theory of tolerance based on biblical principles.
### Calvin and the Jews
Scholars have debated Calvin's view of the Jews and Judaism. Some have argued that Calvin was the least antisemitic among all the major reformers of his time, especially in comparison to Martin Luther. Others have argued that Calvin was firmly within the antisemitic camp. Scholars agree that it is important to distinguish between Calvin's views toward the biblical Jews and his attitude toward contemporary Jews. In his theology, Calvin does not differentiate between God's covenant with Israel and the New Covenant. He stated, "all the children of the promise, reborn of God, who have obeyed the commands by faith working through love, have belonged to the New Covenant since the world began." Nevertheless, he was a covenant theologian and argued that the Jews are a rejected people who must embrace Jesus to re-enter the covenant.
Most of Calvin's statements on the Jewry of his era were polemical. For example, Calvin once wrote, "I have had much conversation with many Jews: I have never seen either a drop of piety or a grain of truth or ingenuousness—nay, I have never found common sense in any Jew." In this respect, he differed little from other Protestant and Catholic theologians of his day. Among his extant writings, Calvin dealt explicitly with issues of contemporary Jews and Judaism in only one treatise, Response to Questions and Objections of a Certain Jew. In it, he argued that Jews misread their own scriptures because they miss the unity of the Old and New Testaments.
## Political thought
The aim of Calvin's political theory was to safeguard the rights and freedoms of ordinary people. Although he was convinced that the Bible contained no blueprint for a certain form of government, Calvin favored a combination of democracy and aristocracy (mixed government). He appreciated the advantages of democracy. To further minimize the misuse of political power, Calvin proposed to divide it among several political institutions like the aristocracy, lower estates, or magistrates in a system of checks and balances (separation of powers). Finally, Calvin taught that if rulers rise up against God they lose their divine right and must be deposed. State and church are separate, though they have to cooperate to the benefit of the people. Christian magistrates have to make sure that the church can fulfill its duties in freedom. In extreme cases, the magistrates have to expel or execute dangerous heretics, but nobody can be forced to become a Protestant.
Calvin thought that agriculture and the traditional crafts were normal human activities. With regard to trade and the financial world, he was more liberal than Luther, but both were strictly opposed to usury. Calvin allowed the charging of modest interest rates on loans. Like the other Reformers, Calvin understood work as a means through which the believers expressed their gratitude to God for their redemption in Christ and as a service to their neighbors. Everybody was obliged to work; loafing and begging were rejected. The idea that economic success was a visible sign of God's grace played only a minor role in Calvin's thinking. It became more important in later, partly secularized forms of Calvinism and became the starting-point of Max Weber's theory about the rise of capitalism.
## Selected works
Calvin's first published work was a commentary of Seneca the Younger's De Clementia. Published at his own expense in 1532, it showed that he was a humanist in the tradition of Erasmus with a thorough understanding of classical scholarship. His first theological work, the Psychopannychia, attempted to refute the doctrine of soul sleep as promulgated by the Anabaptists. Calvin probably wrote it during the period following Cop's speech, but it was not published until 1542 in Strasbourg.
Calvin produced commentaries on most of the books of the Bible. His first commentary on Romans was published in 1540, and he planned to write commentaries on the entire New Testament. Six years passed before he wrote his second, a commentary on First Epistle to the Corinthians, but after that he devoted more attention to reaching his goal. Within four years he had published commentaries on all the Pauline epistles, and he also revised the commentary on Romans. He then turned his attention to the general epistles, dedicating them to Edward VI of England. By 1555 he had completed his work on the New Testament, finishing with the Acts and the Gospels (he omitted only the brief second and third Epistles of John and the Book of Revelation). For the Old Testament, he wrote commentaries on Isaiah, the books of the Pentateuch, the Psalms, and Joshua. The material for the commentaries often originated from lectures to students and ministers that he reworked for publication. From 1557 onwards, he could not find the time to continue this method, and he gave permission for his lectures to be published from stenographers' notes. These Praelectiones covered the minor prophets, Daniel, Jeremiah, Lamentations, and part of Ezekiel.
Calvin also wrote many letters and treatises. Following the Responsio ad Sadoletum, Calvin wrote an open letter at the request of Bucer to Charles V in 1543, Supplex exhortatio ad Caesarem, defending the reformed faith. This was followed by an open letter to the pope (Admonitio paterna Pauli III) in 1544, in which Calvin admonished Paul III for depriving the reformers of any prospect of rapprochement. The pope proceeded to open the Council of Trent, which resulted in decrees against the reformers. Calvin refuted the decrees by producing the Acta synodi Tridentinae cum Antidoto (The synod of Trent with Antidote) in 1547. When Charles tried to find a compromise solution with the Augsburg Interim, Bucer and Bullinger urged Calvin to respond. He wrote the treatise, Vera Christianae pacificationis et Ecclesiae reformandae ratio (The true system of Christian pacification and the reformation of the Church) in 1549, in which he described the doctrines that should be upheld, including justification by faith.
Calvin provided many of the foundational documents for reformed churches, including documents on the catechism, the liturgy, and church governance. He also produced several confessions of faith to unite the churches. In 1559, he drafted the French confession of faith, the Gallic Confession, and the synod in Paris accepted it with few changes. The Belgic Confession of 1561, a Dutch confession of faith, was partly based on the Gallic Confession.
## Legacy
After the deaths of Calvin and his successor, Beza, the Geneva city council gradually gained control over areas of life that were previously in the ecclesiastical domain. Increasing secularization was accompanied by the decline of the church. Even the Geneva académie was eclipsed by universities in Leiden and Heidelberg, which became the new strongholds of Calvin's ideas, first identified as "Calvinism" by Joachim Westphal in 1552. By 1585, Geneva, once the wellspring of the reform movement, had become merely its symbol. Calvin had always warned against describing him as an "idol" and Geneva as a new "Jerusalem". He encouraged people to adapt to the environments in which they found themselves. Even during his polemical exchange with Westphal, he advised a group of French-speaking refugees, who had settled in Wesel, Germany, to integrate with the local Lutheran churches. Despite his differences with the Lutherans, he did not deny that they were members of the true Church. Calvin's recognition of the need to adapt to local conditions became an important characteristic of the reformation movement as it spread across Europe.
Due to Calvin's missionary work in France, his program of reform eventually reached the French-speaking provinces of the Netherlands. Calvinism was adopted in the Electorate of the Palatinate under Frederick III, which led to the formulation of the Heidelberg Catechism in 1563. This and the Belgic Confession were adopted as confessional standards in the first synod of the Dutch Reformed Church in 1571. Several leading divines, either Calvinist or those sympathetic to Calvinism, settled in England (Martin Bucer, Peter Martyr, and Jan Laski) and Scotland (John Knox). During the English Civil War, the Calvinistic Puritans produced the Westminster Confession, which became the confessional standard for Presbyterians in the English-speaking world.
As the Ottoman Empire did not force Muslim conversion on its conquered western territories, reformed ideas were quickly adopted in the two-thirds of Hungary they occupied (the Habsburg-ruled third part of Hungary remained Catholic). A Reformed Constitutional Synod was held in 1567 in Debrecen, the main hub of Hungarian Calvinism, where the Second Helvetic Confession was adopted as the official confession of Hungarian Calvinists.
Having established itself in Europe, the movement continued to spread to other parts of the world including North America, South Africa, and Korea.
Calvin did not live to see the foundation of his work grow into an international movement; but his death allowed his ideas to break out of their city of origin, to succeed far beyond their borders, and to establish their own distinct character.
Calvin is recognized as a Renewer of the Church in Lutheran churches commemorated on 26 May. Calvin is also remembered in the Church of England with a commemoration on 26 May.
## See also
- Theology of John Calvin
- Corpus Reformatorum
- Franciscus Junius (the elder)
- Genevan psalter
- History of Protestantism
- Immanuel Tremellius
- John Calvin's views on Mary
- Otto Zeinenger
- Swiss Reformation
- Theodore Beza
- Wilhelm Heinrich Neuser
- Criticism of Protestantism
## Archive sources
- The State Archives of Neuchâtel preserve the autograph correspondence sent by John Calvin to other reformers
|
6,614 |
Chrono Trigger
| 1,173,774,798 |
1995 video game
|
[
"1995 video games",
"Airships in fiction",
"Akira Toriyama",
"Android (operating system) games",
"Apocalyptic video games",
"Chrono (series)",
"IOS games",
"Japanese role-playing video games",
"Multiplayer and single-player video games",
"Nintendo DS games",
"PlayStation (console) games",
"PlayStation Network games",
"Post-apocalyptic video games",
"Role-playing video games",
"Super Nintendo Entertainment System games",
"Toei Animation video game projects",
"Tose (company) games",
"Turn-based role-playing video games",
"Video games about dinosaurs",
"Video games about impact events",
"Video games about time travel",
"Video games developed in Japan",
"Video games scored by Nobuo Uematsu",
"Video games scored by Yasunori Mitsuda",
"Video games set in the Mesozoic",
"Virtual Console games",
"Windows games"
] |
is a 1995 role-playing video game developed and published by Square. It was originally released for the Super Nintendo Entertainment System as the first game in the Chrono series. The game's development team included three designers that Square dubbed the "Dream Team": Hironobu Sakaguchi, creator of Square's Final Fantasy series; Yuji Horii, creator of Enix's Dragon Quest series; and Akira Toriyama, character designer of Dragon Quest and author of the Dragon Ball manga series. In addition, Takashi Tokita co-directed the game and co-wrote the scenario, Kazuhiko Aoki produced the game, Masato Kato wrote most of the story, while composer Yasunori Mitsuda wrote most of the soundtrack before falling ill and deferring the remaining tracks to Final Fantasy series composer Nobuo Uematsu. The game's story follows a group of adventurers who travel through time to prevent a global catastrophe.
Chrono Trigger was a critical and commercial success upon release and is frequently cited as one of the greatest video games of all time. Nintendo Power magazine described aspects of the game as revolutionary, including its multiple endings, plot-related side-quests focusing on character development, unique battle system, and detailed graphics. Chrono Trigger was the second best-selling game of 1995 in Japan, and shipped 2.65 million copies worldwide by March 2003. Excluding the PC version, the game had shipped over 3.5 million copies worldwide by February 2018.
Square released a ported version by Tose in Japan for the PlayStation in 1999, which was later repackaged with a Final Fantasy IV port as Final Fantasy Chronicles (2001) for the North American market. A slightly enhanced Chrono Trigger, again ported by Tose, was released for the Nintendo DS in North America and Japan in 2008, and PAL regions in 2009. The game has also been ported to i-mode, the Virtual Console, the PlayStation Network, iOS, Android, and Windows.
## Gameplay
Chrono Trigger features standard role-playing video game gameplay. The player controls the protagonist and his companions in the game's two-dimensional world, consisting of various forests, cities, and dungeons. Navigation occurs via an overworld map, depicting the landscape from a scaled-down overhead view. Areas such as forests, cities, and similar places are depicted as more realistic scaled-down maps, in which players can converse with locals to procure items and services, solve puzzles and challenges, or encounter enemies. Chrono Trigger's gameplay deviates from that of traditional Japanese RPGs in that, rather than appearing in random encounters, many enemies are openly visible on field maps or lie in wait to ambush the party. Contact with enemies on a field map initiates a battle that occurs directly on the map rather than on a separate battle screen.
Players and enemies may use physical or magical attacks to wound targets during battle, and players may use items to heal or protect themselves. Each character and enemy has a certain number of hit points; successful attacks reduce that character's hit points, which can be restored with potions and spells. When a playable character loses all hit points, they faint; if all the player's characters fall in battle, the game ends and must be restored from a previously saved chapter, except in specific storyline-related battles that allow or force the player to lose. Between battles, a player can equip their characters with weapons, armor, helmets, and accessories that provide special effects (such as increased attack power or defense against magic), and various consumable items can be used both in and out of battles. Items and equipment can be purchased in shops or found on field maps, often in treasure chests. By exploring new areas and fighting enemies, players progress through Chrono Trigger's story.
Chrono Trigger uses an "Active Time Battle" system—a recurring element of Square's Final Fantasy game series designed by Hiroyuki Ito for Final Fantasy IV—named "Active Time Battle 2.0". Each character can take action in battle once a personal timer dependent on the character's speed statistic counts to zero. Magic and special physical techniques are handled through a system called "Techs". Techs deplete a character's magic points (a numerical meter similar to hit points), and often have special areas of effect; some spells damage huddled monsters, while others can harm enemies spread in a line. Enemies often change positions during battle, creating opportunities for tactical Tech use. A unique feature of Chrono Trigger's Tech system is that numerous cooperative techniques exist. Each character receives eight personal Techs which can be used in conjunction with others' to create Double and Triple Techs for greater effect. For instance, Crono's sword-spinning Cyclone Tech can be combined with Lucca's Flame Toss to create Flame Whirl. When characters with compatible Techs have enough magic points available to perform their techniques, the game automatically displays the combo as an option.
Chrono Trigger features several other distinct gameplay traits, including time travel. Players have access to seven eras of the game world's history, and past actions affect future events. Throughout history, players find new allies, complete side quests, and search for keynote villains. Time travel is accomplished via portals and pillars of light called "time gates", as well as a time machine named Epoch. The game contains twelve unique endings (thirteen in DS, iOS and Android versions); the ending the player receives depends on when and how they reach and complete the game's final battle. Chrono Trigger DS features a new ending that can be accessed from the End of Time upon completion of the final extra dungeon and optional final boss. Chrono Trigger also introduces a New Game Plus option; after completing the game, the player may begin a new game with the same character levels, techniques, and equipment, excluding money, with which they ended the previous playthrough. However, certain items central to the storyline are removed and must be found again, such as the sword Masamune. Square has employed the New Game Plus concept in later games including Chrono Cross and Final Fantasy XV among others.
## Story
### Setting
Chrono Trigger takes place in an Earth-like world, with eras such as the prehistoric age, in which primitive humans and dinosaurs share the earth; the Middle Ages, replete with knights, monsters, and magic; and the post-apocalyptic future, where destitute humans and sentient robots struggle to survive. The characters frequently travel through time to obtain allies, gather equipment, and learn information to help them in their quest. The party also gains access to the End of Time (represented as year ∞), which serves as a hub to travel back to other time periods. The party eventually acquires a time-machine vehicle known as the Wings of Time, nicknamed the Epoch (this default name can be changed by the player when the vehicle is acquired). The vehicle is capable of time travel between any time period without first having to travel to the End of Time.
### Characters
Chrono Trigger's six playable characters (plus one optional character) come from different eras of history. Chrono Trigger begins in 1000 AD with Crono, Marle, and Lucca. Crono is the silent protagonist, characterized as a fearless young man who wields a katana in battle. Marle, revealed to be Princess Nadia, lives in Guardia Castle; though sheltered, she is at heart a princess who seeks independence from her royal identity. Lucca is a childhood friend of Crono's and a mechanical genius; her home is filled with laboratory equipment and machinery. From the era of 2300 AD comes Robo, or Prometheus (designation R-66Y), a robot with a near-human personality created to assist humans. Lying dormant in the future, Robo is found and repaired by Lucca, and joins the group out of gratitude. The fiercely confident Ayla dwells in 65,000,000 BC. Unmatched in raw strength, Ayla is the chief of Ioka Village and leads her people in war against a species of humanoid reptiles known as Reptites.
The last two playable characters are Frog and Magus. Frog originated in 600 AD. He is a former squire once known as Glenn, who was turned into an anthropomorphic frog by Magus, who also killed his friend Cyrus. Chivalrous but mired in regret, Frog dedicates his life to protecting Leene, the queen of Guardia, and avenging Cyrus. Meanwhile, Guardia in 600 AD is in a state of conflict against the Mystics (known as Fiends in the US/DS port), a race of demons and intelligent animals who wage war against humanity under the leadership of Magus, a powerful sorcerer. Magus's seclusion conceals a long-lost past; he was formerly known as Janus, the young prince of the Kingdom of Zeal, which was destroyed by Lavos in 12,000 BC. The incident sent him forward through time, and as he ages, he plots revenge against Lavos and broods over the fate of his sister, Schala. Lavos, the game's main antagonist who awakens and ravages the world in 1999 AD, is an extraterrestrial, parasitic creature that harvests DNA and the Earth's energy for its own growth.
### Plot
In 1000 AD, Crono and Marle watch Lucca and her father demonstrate her new teleporter at the Millennial Fair in the Kingdom of Guardia. When Marle volunteers to be teleported, her pendant interferes with the device and creates a time portal into which she is drawn. After Crono and Lucca separately recreate the portal and find themselves in 600 AD, they locate Marle, only to see her vanish before their eyes. Lucca realizes that this time period's kingdom has mistaken Marle (who is actually Princess Nadia of Guardia) for Queen Leene, an ancestor of hers who had been kidnapped, thus putting off the recovery effort for her ancestor and creating a grandfather paradox. Crono and Lucca, with the help of Frog, restore history to normal by rescuing Leene. After the three part ways with Frog and return to the present, Crono is tried and arrested on charges of kidnapping Marle and sentenced to death by the current chancellor of Guardia. Lucca and Marle help Crono escape prison, haphazardly using another time portal to evade their pursuers. This portal lands them in 2300 AD, where they learn that an advanced civilization has been wiped out by a giant creature known as Lavos that appeared in 1999 AD, and find the last remnants of humanity living in undergrowth domes subsisting off of machine energy in place of food. The three vow to find a way to prevent the future destruction of their world. After meeting and repairing Robo, Crono and his friends find Gaspar, an old sage residing in an atemporal space known as the End of Time, who offers them the ability to travel through time by way of several pillars of light. (The party is able to challenge Lavos at any point after this scene, with completion of the game prior to its final chapter unlocking one of twelve different endings.)
The party discover that a powerful mage named Magus summoned Lavos into the world in 600 AD. To stop Magus, Frog requires the legendary sword, Masamune, to open the way to the mage's castle. In search of ore to re-forge the sword, the party travel to prehistoric times and meet Ayla, the chief of an ancient hunter-gatherer tribe. The subsequent battle with Magus disrupts his spell to summon Lavos, opening a temporal distortion that throws Crono and his friends to prehistory. The party assist Ayla in battling the Reptites, enemies of prehistoric humans. The battle is cut short as the party witness the true origin of Lavos, who descends from deep space and crashes into the planet before burrowing to its core. Entering a time gate created by Lavos's impact, the party arrive in the ice age of 12,000 BC. There, the utopic Kingdom of Zeal resides on islands raised above the icy surface using energy harnessed from Lavos's body beneath the earth's crust via a machine housed on the ocean floor. The party are imprisoned by the Queen of Zeal on the orders of its mysterious Prophet, and are ultimately banished, with the time gate leading to 12000 BC sealed by the Prophet. Seeking a way to return, the party discover a time machine in 2300 AD called the Wings of Time (or Epoch), which can access any time period at will. The party return to 12000 BC, where Zeal inadvertently awakens Lavos, leading the Prophet to reveal himself as Magus, who tries and fails to kill the creature. Lavos defeats Magus and kills Crono, before the remaining party are transported to the safety of the surface by Schala, Zeal’s princess. Lavos annihilates the Kingdom of Zeal, whose fallen continent causes devastating floods that submerge most of the world's landmass.
Magus confesses to the party that he used to be Prince Janus of Zeal, Schala’s brother, and that in the original timeline, he and the Gurus of Zeal were scattered across time by Lavos's awakening in 12000 BC. Stranded as a child in 600 AD, Janus took the title of Magus and gained a cult of followers while plotting to summon and kill Lavos in revenge for the death of his sister. Magus tried once more after the party's battle in his castle returned him to Zeal, where he disguised himself as the Prophet. At this point, Magus is either killed by the party, killed in a duel with Frog, or spared and convinced to join the party. The ruined Ocean Palace then rises into the air as the Black Omen, Queen Zeal's floating fortress. The group turns to Gaspar for help, and he gives them a "Chrono Trigger", a device that allows the group to replace Crono just before the moment of death with an identical doppelgänger (doing so is optional, and the game's ending will change depending on the player's decision). The party then gather power by helping people across time with Gaspar's instructions. Their journeys involve defeating the remnants of the Mystics, stopping Robo's maniacal AI creator, giving Frog closure for Cyrus's death, locating and charging up the mythical Sun Stone, retrieving the legendary Rainbow Shell, unmasking Guardia's Chancellor as a saboteur, restoring a forest destroyed by a desert monster, and preventing an accident that disabled Lucca's mother. The party then enter the Black Omen and defeat Queen Zeal, after which they battle Lavos. They discover that Lavos is self-directing his evolution via absorbing DNA and energy from every living creature before razing the planet's surface in 1999 AD, so that it could spawn a new generation to destroy other worlds and continue the evolutionary cycle. The party slay Lavos, and celebrate at the final night of the Millennial Fair before returning to their own times.
If Magus joined the party, he departs to search for Schala. If Crono was resurrected before defeating Lavos, his sentence for kidnapping Marle is revoked by her father, King Guardia XXXIII, thanks to testimonies from Marle's ancestors and descendants, whom Crono had helped during his journey. Crono's mother accidentally enters the time gate at the Millennial Fair before it closes, prompting Crono, Marle, and Lucca to set out in the Epoch to find her while fireworks light up the night sky. If Crono was not resurrected, Frog, Robo, and Ayla (along with Magus if he was recruited) chase Gaspar to the Millennial Fair and back again, revealing that Gaspar knows how to resurrect Crono; Marle and Lucca then use the Epoch to travel through time to accomplish this. Alternatively, if the party used the Epoch to break Lavos's outer shell, Marle will help her father hang Nadia's bell at the festival and accidentally get carried away by several balloons. If resurrected, Crono jumps on to help her, but cannot bring them down to earth. Hanging on in each other's arms, the pair travel through the cloudy, moonlit sky.
Chrono Trigger DS added two new scenarios to the game. In the first, Crono and his friends can help a "lost sanctum" of Reptites, who reward powerful items and armor. The second scenario adds ties to Trigger's sequel, Chrono Cross. In a New Game Plus, the group can explore several temporal distortions to combat shadow versions of Crono, Marle, and Lucca, and to fight Dalton, who promises in defeat to raise an army in the town of Porre to destroy the Kingdom of Guardia. The group can then fight the Dream Devourer, a prototypical form of the Time Devourer—a fusion of Schala and Lavos seen in Chrono Cross. A version of Magus pleads with Schala to resist; though she recognizes him as her brother, she refuses to be helped and sends him away. Schala subsequently erases his memories and Magus awakens in a forest, determined to find what he had lost.
## Development
Chrono Trigger was conceived in 1992 by Hironobu Sakaguchi, producer and creator of the Final Fantasy series; Yuji Horii, writer, game designer and creator of the Dragon Quest series; and Akira Toriyama, character designer of Dragon Quest and creator of the Dragon Ball manga series. Traveling to the United States to research computer graphics, the three decided to create something that "no one had done before". Toriyama's editor, Kazuhiko Torishima, later credited the concept to a fusion of "Dragon Quest plus Final Fantasy", and arranged for Enix to lend Yuji Horii to Squaresoft for development. After spending over a year considering the difficulties of developing a new game, the three received a call from Kazuhiko Aoki, who offered to produce. The four met and spent four days brainstorming ideas for the game. Square convened 50–60 developers, including scenario writer Masato Kato, whom Square designated story planner; development started in early 1993. An uncredited Square employee suggested that the team develop a time travel-themed game, which Kato initially opposed, fearing repetitive, dull gameplay. Kato and Horii then met several hours per day during the first year of development to write the game's plot. Square intended to license the work under the Seiken Densetsu franchise and gave it the working title Maru Island; Hiromichi Tanaka (the future producer of Chrono Cross) monitored Toriyama's early designs. The team hoped to release it on Nintendo's planned Super Famicom Disk Drive; when Nintendo canceled the project, Square reoriented the game for release on a Super Famicom cartridge and rebranded it as Chrono Trigger. Tanaka credited the ROM cartridge platform for enabling seamless transition to battles on the field map. While Chrono Trigger had been planned for a 24-megabit cartridge, Square ultimately chose a 32-megabit platform, enabling additional graphics and music. Torishima later reflected that at least one early revision of the game had been scrapped.
Aoki ultimately produced Chrono Trigger, while director credits were attributed to Akihiko Matsui, Yoshinori Kitase and Takashi Tokita. Toriyama designed the game's aesthetic, including characters, monsters, vehicles, and the look of each era. Masato Kato also contributed character ideas and designs. Kato planned to feature Gaspar as a playable character and Toriyama sketched him, but he was cut early in development. The development staff studied the drawings of Toriyama to approximate his style. Sakaguchi and Horii supervised; Sakaguchi was responsible for the game's overall system and contributed several monster ideas. Other notable designers include Tetsuya Takahashi, the graphic director, and Yasuyuki Honne, Tetsuya Nomura, and Yusuke Naora, who worked as field graphic artists. Yasuhiko Kamata programmed graphics, and cited Ridley Scott's visual work in the film Alien as an inspiration for the game's lighting. Kamata made the game's luminosity and color choice lay between that of Secret of Mana and the Final Fantasy series. Features originally intended to be used in Secret of Mana or Final Fantasy IV, also under development at the same time, were appropriated by the Chrono Trigger team. According to Tanaka, Secret of Mana (which itself was originally intended to be Final Fantasy IV) was codenamed "Chrono Trigger" during development before being called Seiken Densetsu 2 (Secret of Mana), and then the name Chrono Trigger was adopted for a new project. After its release, the development team of Final Fantasy VI was folded into the Chrono Trigger team.
Yuji Horii, a fan of time travel fiction (such as the TV series The Time Tunnel), fostered a theme of time travel in his general story outline of Chrono Trigger with input from Akira Toriyama. Horii liked the scenario of the grandfather paradox surrounding Marle. Concerning story planning, Horii commented, "If there's a fairground, I just write that there's a fairground; I don't write down any of the details. Then the staff brainstorm and come up with a variety of attractions to put in." Sakaguchi contributed some minor elements, including the character Gato; he liked Marle's drama and reconciliation with her father. Masato Kato subsequently edited and completed the outline by writing the majority of the game's story, including all the events of the 12,000 BC era. He took pains to avoid what he described as "a long string of errands ... [such as] 'do this', 'take this', 'defeat these monsters', or 'plant this flag'." Kato and other developers held a series of meetings to ensure continuity, usually attended by around 30 personnel. Kato and Horii initially proposed Crono's death, though they intended he stay dead; the party would have retrieved an earlier, living version of him to complete the quest. Square deemed the scenario too depressing and asked that Crono be brought back to life later in the story. Kato also devised the system of multiple endings because he could not branch the story out to different paths. Yoshinori Kitase and Takashi Tokita then wrote various subplots. They also devised an "Active Time Event Logic" system, "where you can move your character around during scenes, even when an NPC is talking to you", and with players "talking to different people and steering the conversation in different directions", allowing each scene to "have many permutations." Kato became friends with composer Yasunori Mitsuda during development, and they would collaborate on several future projects. Katsuhisa Higuchi programmed the battle system, which hosted combat on the map without transition to a special battleground as most previous Square games had done. Higuchi noted extreme difficulty in loading battles properly without slow-downs or a brief, black loading screen. The game's use of animated monster sprites consumed much more memory than previous Final Fantasy games, which used static enemy graphics.
Hironobu Sakaguchi likened the development of Chrono Trigger to "play[ing] around with Toriyama's universe," citing the inclusion of humorous sequences in the game that would have been "impossible with something like Final Fantasy." When Square Co. suggested a non-human player character, developers created Frog by adapting one of Toriyama's sketches. The team created the End of Time to help players with hints, worrying that they might become stuck and need to consult a walkthrough. The game's testers had previously complained that Chrono Trigger was too difficult; as Horii explained, "It's because we know too much. The developers think the game's just right; that they're being too soft. They're thinking from their own experience. The puzzles were the same. Lots of players didn't figure out things we thought they'd get easily." Sakaguchi later cited the unusual desire of beta testers to play the game a second time or "travel through time again" as an affirmation of the New Game Plus feature: "Wherever we could, we tried to make it so that a slight change in your behavior caused subtle differences in people's reactions, even down to the smallest details ... I think the second playthrough will hold a whole new interest." The game's reuse of locations due to time traveling made bug-fixing difficult, as corrections would cause unintended consequences in other eras.
### Music
Chrono Trigger was scored primarily by Yasunori Mitsuda, with contributions from veteran Final Fantasy composer Nobuo Uematsu and one track by Noriko Matsueda. A sound programmer at the time, Mitsuda was unhappy with his pay and threatened to leave Square if he could not compose music. Hironobu Sakaguchi suggested he score Chrono Trigger, remarking, "maybe your salary will go up." Mitsuda composed new music and drew on a personal collection of pieces composed over the previous two years. He reflected, "I wanted to create music that wouldn't fit into any established genre ... music of an imaginary world. The game's director, Masato Kato, was my close friend, and so I'd always talk with him about the setting and the scene before going into writing." Mitsuda slept in his studio several nights, and attributed certain pieces—such as the game's ending theme, To Far Away Times—to inspiring dreams. He later attributed this song to an idea he was developing before Chrono Trigger, reflecting that the tune was made in dedication to "a certain person with whom [he] wanted to share a generation". He also tried to use leitmotifs of the Chrono Trigger main theme to create a sense of consistency in the soundtrack. Mitsuda wrote each tune to be around two minutes long before repeating, unusual for Square's games at the time. Mitsuda suffered a hard drive crash that lost around forty in-progress tracks. After Mitsuda contracted stomach ulcers, Uematsu joined the project to compose ten pieces and finish the score. Mitsuda returned to watch the ending with the staff before the game's release, crying upon seeing the finished scene.
At the time of the game's release, the number of tracks and sound effects was unprecedented—the soundtrack spanned three discs in its 1995 commercial pressing. Square also released a one-disc acid jazz arrangement called The Brink of Time by Guido that year. The Brink of Time came about because Mitsuda wanted to do something that no one else was doing, and he noted that acid jazz and its related genres were uncommon in the Japanese market. Mitsuda considers Chrono Trigger a landmark game which helped mature his talent. While Mitsuda later held that the title piece was "rough around the edges", he maintains that it had "significant influence on [his] life as a composer". In 1999, Square produced another one-disc soundtrack to complement the PlayStation release of Trigger, featuring orchestral tracks used in cut scenes. Tsuyoshi Sekito composed four new pieces for the game's bonus features which weren't included on the soundtrack. Some fans were displeased by Mitsuda's absence in creating the port, whose instruments sometimes aurally differed from the original game's. Mitsuda arranged versions of music from the Chrono series for Play! video game music concerts, presenting the main theme, Frog's Theme, and To Far Away Times. He worked with Square Enix to ensure that the music for the Nintendo DS would sound closer to the Super NES version. Mitsuda encouraged feedback about the game's soundtrack from contemporary children (who he thought would expect "full symphonic scores blaring out of the speakers"). Fans who preordered Chrono Trigger DS received a special music disc containing two orchestral arrangements of Chrono Trigger music directed by Natsumi Kameoka; Square Enix also held a random prize drawing for two signed copies of Chrono Trigger sheet music. Mitsuda expressed difficulty in selecting the tune for the orchestral medley, eventually picking a tune from each era and certain character themes. Mitsuda later wrote:
> I feel that the way we interact with music has changed greatly in the last 13 years, even for me. For better or for worse, I think it would be extremely difficult to create something as "powerful" as I did 13 years ago today. But instead, all that I have learned in these 13 years allows me to compose something much more intricate. To be perfectly honest, I find it so hard to believe that songs from 13 years ago are loved this much. Keeping these feelings in mind, I hope to continue composing songs which are powerful, and yet intricate...I hope that the extras like this bonus CD will help expand the world of Chrono Trigger, especially since we did a live recording. I hope there's another opportunity to release an album of this sort one day.
Music from the game was performed live by the Tokyo Symphony Orchestra in 1996 at the Orchestral Game Concert in Tokyo, Japan. A suite of music including Chrono Trigger is a part of the symphonic world-tour with video game music Play! A Video Game Symphony, where Mitsuda was in attendance for the concert's world-premiere in Chicago on May 27, 2006. His suite of Chrono music, comprising "Reminiscence", "Chrono Trigger", "Chrono Cross\~Time's Scar", "Frog's Theme", and "To Far Away Times" was performed. Mitsuda has also appeared with the Eminence Symphony Orchestra as a special guest. Video Games Live has also featured medleys from Chrono Trigger and Chrono Cross. A medley of Music from Chrono Trigger made of one of the four suites of the Symphonic Fantasies concerts in September 2009 which was produced by the creators of the Symphonic Game Music Concert series, conducted by Arnie Roth. Square Enix re-released the game's soundtrack, along with a video interview with Mitsuda in July 2009. In 2022, the main theme continued to feature in the setlist of The 8-Bit Big Band, led by Charlie Rosen.
## Release
The team planned to release Chrono Trigger in late 1994, but release was pushed back to the following year. Early alpha versions of Chrono Trigger were demonstrated at the 1994 and 1995 V Jump festivals in Japan. A few months prior to the game's release, Square shipped a beta version to magazine reviewers and game stores for review. An unfinished build of the game dated November 17, 1994, it contains unused music tracks, locations, and other features changed or removed from the final release—such as a dungeon named "Singing Mountain" and its eponymous tune. Some names also differed; the character Soysaw (Slash in the US version) was known as Wiener, while Mayonnay (Flea in the US version) was named Ketchappa. The ROM image for this early version was eventually uploaded to the internet, prompting fans to explore and document the game's differences, including two unused world map NPC character sprites and presumed additional sprites for certain non-player characters. Around the game's release, Yuji Horii commented that Chrono Trigger "went beyond [the development team's] expectations", and Hironobu Sakaguchi congratulated the game's graphic artists and field designers. Sakaguchi intended to perfect the "sense of dancing you get from exploring Toriyama's worlds" in the event that they would make a sequel.
Chrono Trigger used a 32-megabit ROM cartridge with battery-backed RAM for saved games, lacking special on-cartridge coprocessors. The Japanese release of Chrono Trigger included art for the game's ending and running counts of items in the player's status menu. Developers created the North American version before adding these features to the original build, inadvertently leaving in vestiges of Chrono Trigger's early development (such as the piece "Singing Mountain"). Hironobu Sakaguchi asked translator Ted Woolsey to localize Chrono Trigger for English audiences and gave him roughly thirty days to work. Lacking the help of a modern translation team, he memorized scenarios and looked at drafts of commercial player's guides to put dialogue in context. Woolsey later reflected that he would have preferred 2+1⁄2 months, and blames his rushed schedule on the prevailing attitude in Japan that games were children's toys rather than serious works. Some of his work was cut due to space constraints, though he still considered Trigger "one of the most satisfying games [he] ever worked on or played". Nintendo of America censored certain dialogue, including references to breastfeeding, consumption of alcohol, and religion.
The original SNES edition of Chrono Trigger was released on the Wii download service Virtual Console in Japan on April 26, 2011, in the US on May 16, 2011, and in Europe on May 20, 2011. Previously in April 2008, a Nintendo Power reader poll had identified Chrono Trigger as the third-most wanted game for the Virtual Console. The game has also been ported to i-mode, the Virtual Console, the PlayStation Network, iOS, Android, and Windows.
### PlayStation
Square released an enhanced port of Chrono Trigger developed by Tose in Japan for the Sony PlayStation in 1999. Square timed its release before that of Chrono Cross, the 1999 sequel to Chrono Trigger, to familiarize new players with the story leading up to it. This version included anime cutscenes created by original character designer Akira Toriyama's Bird Studio and animated at Toei Animation, as well as several bonus features, accessible after achieving various endings in the game. Scenarist Masato Kato attended planning meetings at Bird Studio to discuss how the ending cutscenes would illustrate subtle ties to Chrono Cross. The port was released in North America in 2001—along with a newly translated version of Final Fantasy IV—as Final Fantasy Chronicles. Reviewers criticized Chronicles for its lengthy load times and an absence of new in-game features. This same iteration was also re-released as a downloadable game on the PlayStation Network on October 4, 2011, for the PlayStation 3, PlayStation Vita, and PlayStation Portable.
### Nintendo DS
On July 2, 2008, Square Enix announced that they were planning to bring Chrono Trigger to the Nintendo DS handheld platform. Composer Yasunori Mitsuda was pleased with the project, exclaiming "finally!" after receiving the news from Square Enix and maintaining, "it's still a very deep, very high-quality game even when you play it today. I'm very interested in seeing what kids today think about it when they play it." Square retained Masato Kato to oversee the port, and Tose to program it. Kato explained, "I wanted it to be based on the original Super NES release rather than the PlayStation version. I thought we should look at the additional elements from the PlayStation version, re-examine and re-work them to make it a complete edition. That's how it struck me and I told the staff so later on." Square Enix touted the game by displaying Akira Toriyama's original art at the 2008 Tokyo Game Show.
The DS re-release contains all of the bonus material from the PlayStation port, as well as other enhancements. The added features include a more accurate and revised translation by Tom Slattery, a dual-screen mode which clears the top screen of all menus, a self-completing map screen, and a default "run" option. It also features the option to choose between two control schemes: one mirroring the original SNES controls, and the other making use of the DS's touch screen. Masato Kato participated in development, overseeing the addition of the monster-battling Arena, two new areas, the Lost Sanctum and the Dimensional Vortex, and a new ending that further foreshadows the events of Chrono Cross. One of the areas within the Vortex uses the "Singing Mountain" song that was featured on the original Chrono Trigger soundtrack. Additionally, one of the dungeons absent from the original game was remade within the Vortex. These new dungeons met with mixed reviews; GameSpot called them "frustrating" and "repetitive", while IGN noted that "the extra quests in the game connect extremely well." It was a nominee for "Best RPG for the Nintendo DS" in IGN's 2008 video game awards. The Nintendo DS version of Chrono Trigger was the 22nd best-selling game of 2008 in Japan.
### Mobile
A cellphone version was released in Japan on i-mode distribution service on August 25, 2011. An iOS version was released on December 8, 2011. This version is based on the Nintendo DS version, with graphics optimized for iOS. The game was later released for Android on October 29, 2012. An update incorporating most of the features of the Windows version—including the reintroduction of the animated cutscenes, which had been absent from the initial mobile release—was released on February 27, 2018 for both iOS and Android.
### Windows
Square Enix released Chrono Trigger without an announcement for Windows via Steam on February 27, 2018. This version includes most content from the Nintendo DS port besides the arena mode, as well as the higher resolution graphics from the mobile device releases, support for mouse and keyboard controls, and autosave features, along with additional content such as wallpapers and music. The PC port initially received negative reception due to its inferior graphical quality, additional glitches, UI adapted for touchscreens, and failure to properly adapt the control scheme for keyboards and controllers. In response, Square Enix provided various UI updates and several other improvements including adding an original graphics option based on the original version's graphics and font, fixing glitches introduced, and the addition of true 16:9 widescreen presentation for the first time, to address the aforementioned complaints. In total, six major updates were released—the first on April 10, 2018 and the last on March 10, 2022—all of which have substantially improved its overall reception.
## Reception
The game was a best-seller in Japan, where two million copies were sold in only two months. It ended the year as the second best-selling game of 1995 in Japan, below Dragon Quest VI: Realms of Revelation. Chrono Trigger was also met with substantial success upon release in North America, and its re-release on the PlayStation as part of the Final Fantasy Chronicles package topped the NPD TRSTS PlayStation sales charts for over six weeks. By March 2003, the game's SNES and PS1 iterations had shipped 2.65 million copies worldwide, including 2.36 million in Japan and 290,000 abroad. The PS1 version was re-released in 2003 as part of Sony's Greatest Hits line. The original SNES version had sold 2.5 million copies by 2006. Chrono Trigger DS sold 790,000 copies worldwide, as of March 2009, including 490,000 in Japan, 240,000 in North America and 60,000 in Europe. The SNES, PS1 and DS versions shipped a combined 3.44 million copies worldwide by March 2009. Excluding the PC version, the game had shipped over 3.5 million copies worldwide by February 2018.
Chrono Trigger garnered much critical praise in addition to its brisk sales. Famicom Tsūshin gave Chrono Trigger first an 8 out of 10 and later a 9 out of 10 in their Reader Cross Review. Nintendo Power compared it favorably with Secret of Mana, Final Fantasy, and The Legend of Zelda: A Link to the Past, citing improved graphics, sound, story and gameplay. GamePro praised the varied gameplay, the humor, the ability to replay the game with previously built-up characters, and the graphics, which they said far exceed even those of Final Fantasy VI. They commented that combat is easier and more simplistic than in most RPGs, but argued that "Most players would choose an easier RPG of this caliber over a hundred more complicated, but less developed, fantasy role-playing adventures." They gave the game a perfect 5 out of 5 in all four categories: graphics, sound, control, and fun factor. Electronic Gaming Monthly gave it their "Game of the Month" award, with their four reviewers praising the graphics, story, and music. Chrono Trigger won multiple awards from Electronic Gaming Monthly's 1995 video game awards, including Best Role-Playing Game, Best Music in a Cartridge-Based Game, and Best Super NES Game. Official U.S. PlayStation Magazine described Trigger as "original and extremely captivating", singling out its graphics, sound and story as particularly impressive. IGN commented that "it may be filled with every imaginable console RPG cliché, but Chrono Trigger manages to stand out among the pack" with "a [captivating] story that doesn't take itself too serious [sic]" and "one of the best videogame soundtracks ever produced". Other reviewers (such as the staff of RPGFan and RPGamer) have criticized the game's short length and relative ease compared to its peers. Peter Tieryas of Kotaku praised the character interactions, explaining how the dialogue lets the characters express the emotions they would rather hide, and the game's emphasis on character interaction leads to great emotional investment in Crono and Marle's relationship, Frog's struggles for redemption, and even Magus's eons-long fight for revenge against Lavos. Victoria Earl of Gamasutra praised the game design for balancing "developer control with player freedom using carefully-designed mechanics and a modular approach to narrative."
Overall, critics lauded Chrono Trigger for its "fantastic yet not overly complex" story, simple but innovative gameplay, and high replay value afforded by multiple endings. Online score aggregator GameRankings lists the original Super NES version as the 2nd highest scoring RPG and 24th highest scoring game ever reviewed. Next Generation reviewed the Super NES version of the game, rating it four stars out of five, and stated that "it [...] easily qualifies as one of the best RPGs ever made". In 2009, Guinness World Records listed it as the 32nd most influential video game in history. Nintendo Power listed the ending to Chrono Trigger as one of the greatest endings in Nintendo history, due to over a dozen endings that players can experience. The Virtual Console release received a perfect score of 10 out 10 on IGN.
Chrono Trigger is frequently listed among the greatest video games of all time. In 1997 Electronic Gaming Monthly ranked it the 29th best console video game of all time; while noting that it was not as good as Final Fantasy VI (which ranked 9th), they gave superlative praise to its handling of time travel and its combat engine. It has placed highly on all six of multimedia website IGN's "top 100 games of all time" lists—4th in 2002, 6th in early 2005, 13th in late 2005, 2nd in 2006, 18th in 2007, and 2nd in 2008. Game Informer called it its 15th favourite game in 2001. Its staff thought that it was the best non-Final Fantasy game Square had produced at the time. GameSpot included Chrono Trigger in "The Greatest Games of All Time" list released in April 2006, and it also appeared as 28th on an "All Time Top 100" list in a poll conducted by Japanese magazine Famitsu the same year. In 2004, Chrono Trigger finished runner up to Final Fantasy VII in the inaugural GameFAQs video game battle. In 2008, readers of Dengeki Online voted it the eighth best game ever made. Nintendo Power's twentieth anniversary issue named it the fifth best Super NES game. In 2009, Official Nintendo Magazine ranked the DS version of the game 31st on a list of greatest Nintendo games. In 2012, it came 32nd place on GamesRadar's "100 best games of all time" list, and 1st place on its "Best JRPGs" list. GamesRadar named Chrono Trigger the 2nd best Super NES game of all time, behind Super Metroid. In 2023, Time Extension included the game on their "Best JRPGs of All Time" list.
In contrast to the critical acclaim of Chrono Trigger'''s original SNES release, the 2018 Windows port of Chrono Trigger was critically panned. Grievances noted by reviewers included tiling errors on textures, the addition of aesthetically intrusive sprite filters, an unattractive GUI carried over from the 2011 mobile release, a lack of graphic customization options, and the inability to remap controls. In describing the port, Forbes commented: "From pretty awful graphical issues, such as tiling textures and quite a painful menu system, this port really doesn't do this classic game justice." USGamer characterized the Windows release as carrying "all the markings of a project farmed out to the lowest bidder. It's a shrug in Square-Enix's mind, seemingly not worth the money or effort necessary for a half-decent port." In a Twitter post detailing his experiences with the Windows version, indie developer Fred Wood derisively compared the port to "someone's first attempt at an RPG Maker game", a comment which was republished across numerous articles addressing the poor quality of the rerelease. Square Enix released five major updates to address the complaints, thus improving its overall reception; Alex Donaldson of VG247, commenting on the improvements, wrote that "Square Enix took the criticism to heart and over the course of a string of hefty patches have slowly turned this into something that actually could be argued as the best version of Chrono Trigger."
## Legacy
### Add-ons
Chrono Trigger inspired several related releases; the first were three games released for the Satellaview on July 31, 1995. They included Chrono Trigger: Jet Bike Special, a racing video game based on a minigame from the original; Chrono Trigger: Character Library, featuring profiles on characters and monsters from the game; and Chrono Trigger: Music Library, a collection of music from the game's soundtrack. The contents of Character Library and Music Library were later included as extras in the PlayStation rerelease of Chrono Trigger. Production I.G created a 16-minute OVA, "Nuumamonja: Time and Space Adventures", which was shown at the Japanese V Jump festival of July 31, 1996.
### Fangames
There have been two notable attempts by Chrono Trigger fans to unofficially remake parts of the game for PC with a 3D graphics engine. Chrono Resurrection, an attempt at remaking ten small interactive cut scenes from Chrono Trigger, and Chrono Trigger Remake Project, which sought to remake the entire game, were forcibly terminated by Square Enix by way of a cease and desist order. Another group of fans created a sequel via a ROM hack of Chrono Trigger called Chrono Trigger: Crimson Echoes; developed from 2004 to 2009; although feature-length and virtually finished, it also was terminated through a cease & desist letter days before its May 2009 release. The letter also banned the dissemination of existing Chrono Trigger ROM hacks and documentation. After the cease and desist was issued, an incomplete version of the game was leaked in May 2009, though due to the early state of the game, playability was limited. This was followed by a more complete ROM leak in January 2011, which allowed the game to be played from beginning to end.
### Sequels
Square released a related Satellaview game in 1996, named Radical Dreamers: Nusumenai Hōseki. Having thought that Trigger ended with "unfinished business", scenarist Masato Kato wrote and directed the game. Dreamers functioned as a side story to Chrono Trigger, resolving a loose subplot from its predecessor. A short, text-based game relying on minimal graphics and atmospheric music, the game never received an official release outside Japan—though it was translated by fans to English in April 2003. Square planned to release Radical Dreamers as an easter egg in the PlayStation edition of Chrono Trigger, but Kato was unhappy with his work and halted its inclusion.
Square released Chrono Cross for the Sony PlayStation in 1999. Cross is a sequel to Chrono Trigger featuring a new setting and cast of characters. Presenting a theme of parallel worlds, the story followed the protagonist Serge—a teenage boy thrust into an alternate reality in which he died years earlier. With the help of a thief named Kid, Serge endeavors to discover the truth behind his apparent death and obtain the Frozen Flame, a mythical artifact. Regarded by writer and director Masato Kato as an effort to "redo Radical Dreamers properly", Chrono Cross borrowed certain themes, scenarios, characters, and settings from Dreamers. Yasunori Mitsuda also adapted certain songs from Radical Dreamers while scoring Cross. Radical Dreamers was consequently removed from the series' main continuity, considered an alternate dimension. Chrono Cross shipped 1.5 million copies and was widely praised by critics.
There are no plans as of 2023 for a new title, despite a statement from Hironobu Sakaguchi in 2001 that the developers of Chrono Cross wanted to make a new Chrono game. The same year, Square applied for a trademark for the names Chrono Break in the United States and Chrono Brake in Japan. However, the United States trademark was dropped in 2003. Director Takashi Tokita mentioned "Chrono Trigger 2" in a 2003 interview which has not been translated to English. Yuji Horii expressed no interest in returning to the Chrono franchise in 2005, while Hironobu Sakaguchi remarked in April 2007 that his creation Blue Dragon was an "extension of [Chrono Trigger]." During a Cubed3 interview on February 1, 2007, Square Enix's Senior Vice President Hiromichi Tanaka said that although no sequel is currently planned, some sort of sequel is still possible if the Chrono Cross developers can be reunited. Yasunori Mitsuda has expressed interest in scoring a new game, but warned that "there are a lot of politics involved" with the series. He stressed that Masato Kato should participate in development. The February 2008 issue of Game Informer ranked the Chrono series eighth among the "Top Ten Sequels in Demand", naming the games "steadfast legacies in the Square Enix catalogue" and asking, "what's the damn holdup?!" In Electronic Gaming Monthly's June 2008 "Retro Issue", writer Jeremy Parish cited Chrono as the franchise video game fans would be most thrilled to see a sequel to. In the first May Famitsu of 2009, Chrono Trigger placed 14th out of 50 in a vote of most-wanted sequels by the magazine's readers. At E3 2009, SE Senior Vice President Shinji Hashimoto remarked, "If people want a sequel, they should buy more!"
In July 2010, Obsidian Entertainment designer Feargus Urquhart, replying to an interview question about what franchises he would like to work on, said that "if [he] could come across everything that [he] played", he would choose a Chrono Trigger game. At the time, Obsidian was making Dungeon Siege III for Square Enix. Urquhart said: "You make RPGs, we make RPGs, it would be great to see what we could do together. And they really wanted to start getting into Western RPGs. And, so it kind of all ended up fitting together." Yoshinori Kitase stated that he used the time travel mechanics of Chrono Trigger as a starting point for that of Final Fantasy XIII-2''.
A free mobile game called Another Eden was released in 2008 as a collaboration between writer Masato Kato and music composer Yasunori Mitsuda. The game was heavily inspired by the Chrono series with several characters inspired by Chrono Trigger present in the game, and contains a cross-over story arc with Chrono Cross.
|
3,328,369 |
Australian boobook
| 1,158,236,290 |
Species of owl native to Australia
|
[
"Birds described in 1801",
"Birds of Australia",
"Birds of prey of New Guinea",
"Birds of the Lesser Sunda Islands",
"Ninox",
"Owls of Oceania",
"Taxa named by John Latham (ornithologist)"
] |
The Australian boobook (Ninox boobook), is a species of owl native to mainland Australia, southern New Guinea, the island of Timor, and the Sunda Islands. Described by John Latham in 1801, it was generally considered to be the same species as the morepork of New Zealand until 1999. Its name is derived from its two-tone boo-book call. Eight subspecies of the Australian boobook are recognized, with three further subspecies being reclassified as separate species in 2019 due to their distinctive calls and genetics.
The smallest owl on the Australian mainland, the Australian boobook is 27 to 36 cm (10.5 to 14 in) long, with predominantly dark-brown plumage with prominent pale spots. It has grey-green or yellow-green eyes. It is generally nocturnal, though sometimes it is active at dawn and dusk, retiring to roost in secluded spots in the foliage of trees. The Australian boobook feeds on insects and small vertebrates, hunting by pouncing on them from tree perches. Breeding takes place from late winter to early summer, using tree hollows as nesting sites. The International Union for Conservation of Nature has assessed the Australian boobook as being of least concern on account of its large range and apparently stable population.
## Taxonomy
English ornithologist John Latham described the boobook owl as Strix boobook in 1801, writing about it in English, before giving it its scientific name, taking its species epithet from a local Dharug word for the bird. The species description was based on a painting by Thomas Watling of a bird—the holotype—in the Sydney district in the 1790s. John Gould described Athene marmorata in 1846 from a specimen in South Australia. This is regarded as a synonym. German naturalist Johann Jakob Kaup classified the two taxa into subgenus Spiloglaux of a new genus Ieraglaux in 1852, renaming S. boobook to Ieraglaux (Spiloglaux) bubuk. In his 1865 Handbook to the Birds of Australia, Gould recognised three species, all of which he placed in the genus Spiloglaux: S. marmoratus from South Australia, S. boobook, which is widespread across the Australian mainland and Tasmania, and S. maculatus from southeastern Australia and Tasmania. Meanwhile, in India, English naturalist Brian Houghton Hodgson had established the genus Ninox in 1837, and his countryman Edward Blyth placed the Australian boobook in the new genus in 1849.
Australian boobook has been designated the official name by the International Ornithological Committee, changed from "southern boobook" in 2019 with the separation of some Indonesian subspecies. The common name comes from the two-tone call of the bird, and has also been transcribed as "mopoke". William Dawes recorded the name bōkbōk "an owl" in 1790 or 1791, in his transcription of the Dharug language, and English explorer George Caley had recorded the native name as buck-buck during the earliest days of the colony, reporting that early settlers had called it cuckoo owl as its call was reminiscent of the common cuckoo. He added, "The settlers in New South Wales are led away by the idea that everything is the reverse in that country to what it is in England; and the Cuckoo, as they call this bird, singing by night, is one of the instances they point out." Gould recorded local aboriginal names: Goor-goor-da (Western Australia), Mel-in-de-ye (Port Essington), and Koor-koo (South Australia). Alternative common names include spotted owl and brown owl. The Ngarluma people of the western Pilbara knew it as gurrgumarlu. In the Yuwaaliyaay dialect of the Gamilaraay language of southeastern Australia, the Australian boobook is guurrguurr.
Dutch naturalist Gerlof Mees and German evolutionary biologist Ernst Mayr regarded the taxonomy of the boobook owl complex as extremely challenging, the latter remarking in 1943 that it was "one of the most difficult problems I have ever encountered". In his 1964 review of Australian owls, Mees treated Australian and New Zealand boobooks, along with several taxa from Indonesia and Papua New Guinea, as one species—Ninox novaeseelandiae—with 16 subspecies. In his 1968 book Nightwatchmen of the Bush and Plain, Australian naturalist David Fleay observed that the boobooks from Tasmania more closely resembled those of New Zealand than those from mainland Australia, though he followed Mees in treating them as a single species. The Australian boobook was split from the Tasmanian boobook and morepork in volume 5 of the Handbook of the Birds of the World in 1999, though several authors, including Australian ornithologists Les Christidis and Walter Boles, continued to treat the three taxa (Australian plus Tasmanian boobooks and moreporks) as a single species.
Examining both morphological and genetic (cytochrome b) characters in 2008, German biologist Michael Wink and colleagues concluded that the Australian boobook is distinct from the morepork and Tasmanian boobook (which they proposed to be raised to species status as Ninox leucopsis), and that it is instead the sister taxon to the barking owl (N. connivens). A 2017 study by Singapore-based biologist Chyi Yin Gwee and colleagues analysing both multi-locus DNA and boobook calls confirmed a sister relationship of N. n. novaeseelandiae and N. (n.) leucopsis and their close relationship to N. connivens. Genetic and call analysis show the Christmas boobook (N. natalis) to be very close to the Australian populations of the Australian boobook, leading Gwee and colleagues to suggest it be reclassified within this species.
Gwee and colleagues found that boobook populations on larger, mountainous islands were more distinct from Australian stock, while those on flatter smaller islands were much more similar. This was taken as suggesting that these locations were colonised much more recently, after previous populations had become extinct.
### Subspecies
Seven subspecies of Ninox boobook are recognised in version 12.1 of the IOC World Bird List, published in January 2022:
- N. b. boobook, the nominate subspecies, is found on the Australian mainland, from southern Queensland, through New South Wales and Victoria into South Australia. Port Augusta marks its westernmost range limit, with subspecies N. b. ocellata found westwards. The border between these two taxa is unclear.
- N. b. cinnamomina is found on Tepa and Babar Islands in the eastern Lesser Sunda Islands. It has cinnamon upperparts, brownish crown and cinnamon-streaked underparts. Its redder coloration and small size led German naturalist Ernst Hartert to describe it as a distinct taxon in 1906. The call is similar to those of the Australian subspecies.
- N. b. halmaturina is found on Kangaroo Island. It was described by Australian amateur ornithologist Gregory Mathews in 1912 on the basis of darker and more reddish plumage than other subspecies. It is sometimes included in the nominate subspecies. It has dark brown underparts with reddish-brown rather than white markings. Some individuals of subspecies boobook from the mainland do have similar coloration, but are consistently larger.
- N. b. lurida, also known as the red boobook, is a distinctive subspecies from north Queensland. English naturalist Charles Walter De Vis discovered it in 1887, describing it from two specimens collected in the vicinity of Cardwell. Analysis of its DNA and call differ little from other Australian mainland subspecies. It is small and dark compared to other subspecies, with a reddish tinge and few spots on its upperparts, and many spots on its underparts. It also has much thinner and less obvious white eyebrows than other subspecies.
- N. b. moae is found on Moa, Leti and Romang Islands in the Lesser Sunda Islands. It is darker than subspecies boobook. It was described by Mayr in 1943 from a specimen collected by one H. Kühn in 1902 on Moa. Mayr noted that it had dark reddish upperparts with pronounced barring on wings and tail, larger white spots on scapulars and buff streaks on the nape. The call is similar to those of the Australian subspecies.
- N. b. ocellata is found across northern Australia, Western Australia and western South Australia, as well as Savu near Timor. It was described as Athene ocellata by French biologist Charles Lucien Bonaparte in 1850, from a specimen from Raffles Bay on the Cobourg Peninsula. It is generally lighter-coloured than other mainland boobooks, though occasional dark-plumaged individuals are seen. The face, in particular, is pale with feathers of the forehead and lores white with black shafts. Birds from Melville Island are small and generally dark and were previously classified as a separate subspecies melvillensis by Mathews in 1912. Birds from southwestern Australia north to Tantabiddy on the North West Cape and Glenflorrie on the Ashburton River are relatively dark with more uniform rufous-brown underparts. Mees classified them as a separate subspecies rufigaster. Mayr classified the lightest birds of northern Australia as arida, medium-toned birds as mixta and darker ones macgillivrayi. All these taxa are now regarded as ocellata. Its call is similar to that of the nominate subspecies.
- N. b. pusilla is from the southern lowlands of New Guinea, along the Oriomo and Wassi Kusa Rivers, west of the Fly River. Described by Mayr and Canadian zoologist Austin L. Rand in 1935 from a specimen collected in Dogwa, it resembles subspecies ocellata but is smaller.
Three former subspecies of Ninox boobook have been classified as distinct species since 2017: namely, Rote boobook (Ninox rotiensis), Timor boobook (N. fusca), and Alor boobook (N. plesseni). The subspecies N. b. remigialis was transferred to the barking owl by the International Ornithological Congress in 2022.
## Description
The smallest owl on the Australian mainland, the Australian boobook is 27 to 36 cm (10.5 to 14 in) long. The nominate subspecies is the largest. It has short, rounded wings and a short tail, with a compact silhouette in flight. Australian boobooks on the Australian mainland follow Bergmann's rule, in that birds from cooler and more southerly parts of the range tend to be larger. Thus, birds from the Canberra region weigh around 300 g (11 oz) while those from the Cape York Peninsula and Broome are around 200 g (7.1 oz). Females tend to be a little larger and heavier than males, with males weighing 146–360 g (5.1–12.7 oz) and females 170–298 g (6.0–10.5 oz).
The Australian boobook has generally dark brown head and upperparts, with white markings on the scapulars and spots on the wings. Its head lacks tufts common in other owls and has a paler facial disk, with a white supercilium (eyebrow) and dark brown ear coverts and cheeks. The brown feathers of the upper forehead, above the supercilium, and sides of the neck have yellow-brown highlights. The feathers of the lores, chin and throat are white with black shafts. The feathers of the underparts are mostly brown with white spots and dark blue-grey bases. The upper tail is dark brown with lighter brown bars and a grey fringe at the end, while the undertail is a lighter grey-brown. The female tends to be more prominently streaked than the male overall, though this is inconsistent and wide variation is seen. The eyes have been described as grey-green, green-yellow, or even light hazel. The bill is black with a pale blue-grey base and cere. The feet are greyish to pinkish brown with dark grey to blackish claws. The underparts are pale, ranging from buff to cream, and are streaked with brown. The overall colour is variable and does not appear to correspond to subspecies or region. In northern and central Australia, Mayr found that the colour of the plumage appears to correlate with the rainfall or humidity, paler birds being found in three disjunct areas, each around 1,600 km (990 mi) away from the other two: the western Kimberley and Pilbara, Sedan on the Cloncurry River, and around Ooldea, with darker birds found on Cape York and Melville Island.
Young Australian boobooks are usually paler than adults and do not attain adult plumage properly until their third or fourth year. Juveniles (up to a year old) have whitish underparts and foreneck, a larger and more prominent pale eyebrow and larger whitish spots on their upperparts. The tips of their feathers are white and fluffy, remnants of the nestlings' down. These are worn away over time, persisting longest on the head. The feathers of the head, neck and underparts are fluffier overall. Immatures in their second and third year have plumage more like adults, though their crowns are paler and more heavily streaked.
### Similar species
On mainland Australia, it could be confused with the barking owl or the brown boobook (Ninox scutulata), a rare vagrant to the northwest, although the Australian boobook is easily distinguished by its squat posture and distinctive pale border to its face mask. The Tasmanian boobook has been recorded from southern Victoria, with one record from New South Wales. It has darker and more reddish upperparts with brighter white dots, with more prominent white dots and a yellow-brown tinge to the underparts. It has pinkish grey feet and golden eyes.
## Distribution and habitat
The Australian boobook is found across mainland Australia, although it is scarce in more arid regions such as western New South Wales, southwestern and western Queensland, much of South Australia away from the coast and interior Western Australia and Northern Territory. In drier areas, it is generally found along watercourses such as the Darling and Paroo Rivers, and Lake Eyre Basin. It is found on numerous offshore islands such as Groote Eylandt, Melville Island, Mornington Island in the Gulf of Carpentaria and many islands off eastern Australia. It is found in southern New Guinea, Timor and surrounding islands in Indonesia. It is found in a wide range of habitats, from forest and open woodland to scrubland and semidesert areas. In Australia, it resides in mainly eucalypt forests. It has adapted to landscapes altered by human activity and is found in farmland and suburban areas as long as some scattered trees are present.
## Behaviour
The Australian boobook is a mainly nocturnal species, though it may be active at dawn and dusk. It is heard much more commonly than seen, being particularly vocal in the breeding season. The characteristic two-note boo-book call or hoot can be heard up to 1 km (0.6 mi) away, the second note generally lower in pitch than the first. Calling takes place from sunset through dawn, generally with a peak in the two hours after dusk and just before dawn. It can continue for several hours. The male's hooting is higher pitched and of shorter duration, and is heard much more commonly than that of the female. He uses it as a contact call and to advertise his territory to females, as well as when bringing food to his mate or even before mating. Birds give a harsher version of the call when mobbing intruders. Both sexes, though mainly the female, give a single monosyllabic hoot as an alarm call or warning. Australian boobooks also make a repetitive croaking or grunting call while courting, mating, or greeting, or as a response to other boobooks hooting. Birds may switch from croaks to hoots seamlessly. Males generally croak at the beginning of the evening, and when arriving at the nest with food. A purring or braying call is used by both sexes as a contact call around the nest and (more quietly) when bringing food to nestlings, or by the female to beg for food from the male. The female makes a low trill during courtship and nesting. Growls, high-pitched yelps, and screeches can be made when attacking intruders.
The Australian boobook maintains and defends a territory in the breeding season; whether this continues for the rest of the year is unclear. It retires to densely foliated spots in trees in the daytime, each individual often having several roosting sites. Caves or ledges are alternative roosting sites if no suitable trees are available. Although unobtrusive, it may give itself away by droppings or pellets on the ground beneath. The Australian boobook is mobbed by passerines if discovered. It may allow people to approach to within 1 to 3 m (3.5 to 10 ft).
The maximum age recorded from banding has been 15 years 11 months, in a bird caught and later caught again on Black Mountain in the Australian Capital Territory.
### Breeding
Across Australia, breeding takes place from July to February, though peaks in October, and is generally earlier in more northern areas. Eggs are laid from August to October in Queensland, from September to November in New South Wales and southern Western Australia, July to September in central and northern Western Australia, in October and November in Victoria, and in September to December in South Australia.
The Australian boobook nests in holes in trees between 1 and 20 m (3–70 ft) above the ground. The holes are generally vertical, and mostly in eucalypts, though other trees such as coast banksia (Banksia integrifolia) have been recorded. Some sites are reused by the species for up to 20 years, especially if broods have been successfully raised in them before. Boobooks may also evict other birds such as galahs (Eolophus roseicapillus) to use their hollows, and have used sites abandoned by babblers, crows, and ravens. The male does more of the site preparation, such as lining the base of the hollow with leaves.
Two or three oval, white eggs, laid two to three days apart, are most commonly laid in a clutch, though one to five may be seen. They average 41.6 mm long by 35.5 mm wide and are finely pitted. The female alone incubates the eggs, during which time she is fed by the male. She does leave the nest at dusk for around half an hour, sometimes to bathe. Incubation takes 30–31 days, with the young often hatching at the same time. Occasionally, the time between the first and the last eggs hatching can be a few days.
Newly hatched chicks are covered with whitish down, and are blind and largely helpless (nidicolous). Their eyes begin to open on day 6 and are fully open by day 15. The juvenile feathers begin growing through the down from days 7 to 10, covering the baby owls by two weeks of age. Their mother broods them continuously for the first week, then only in the day until the third week. Her partner brings food to the nest, which she tears into pieces before feeding the nestlings. The young regurgitate pellets and defecate in the nest, which becomes quite smelly. They leave the nest 5–6 weeks after hatching, by which time they are fully feathered, with downy head and underparts and short tails. The tail reaches its adult length by 65 to 70 days. Young boobooks then live in their parents' territory for a further 2–4 months before dispersing, losing the remainder of their downy feathers by around 5 months of age.
Brushtail possums (Trichosurus spp.) and introduced cats and rats raid the nests for nestlings and eggs, and raptors such as the brown goshawk (Accipiter fasciatus), grey goshawk (Accipiter novaehollandiae), Australian masked owl (Tyto novaehollandiae), and probably powerful owl (Ninox strenua) seize young birds. Juvenile Australian boobooks are at greater risk after bushfires and have perished after being tangled up in dodder (Cassytha) or bidgee-widgee (Acaena novae-zelandiae).
### Feeding
The Australian boobook generally preys on mice, insects, particularly nocturnal beetles and moths, and birds the size of a house sparrow (Passer domesticus). A higher proportion of its diet is invertebrates compared with other Australian owls. Fieldwork in the vicinity of Canberra found that vertebrates made up more of the diet in autumn and particularly in winter. Although more invertebrates were eaten than vertebrates (even more so in autumn), they made up only 2.8% of the biomass consumed. Mammals were the predominant prey species, especially the house mouse (Mus musculus), and also black rat (Rattus rattus), bush rat (R. fuscipes), and Gould's wattled bat (Chalinolobus gouldii). Birds including common starling (Sturnus vulgaris), house sparrow, red-browed finch (Neochmia temporalis), common myna (Acridotheres tristis), red-rumped parrot (Psephotus haematonotus), and white-browed babbler (Pomatostomus superciliosus), and invertebrates including grasshoppers, crickets, beetles, cockroaches, moths, wolf spiders, and huntsman spiders were also consumed. A study in Victoria found that larger animals were eaten, including Baillon's crake (Porzana pusilla), common ringtail possum (Pseudocheirus peregrinus) and feral rabbit (Oryctolagus cuniculus).
Using a fence, branch, or telegraph pole as a perch or vantage point from which to hunt, the Australian boobook pounces on prey then retreats to a tree or elevated place to eat it. It often hunts in open areas near trees, and also where prey is likely to congregate, such as mice near haystacks or barns, or flying insects near street- or house-lights.
## Conservation status
A widespread and generally common species, the Australian boobook is listed as being a species of least concern by the International Union for Conservation of Nature, on account of its huge range and stable population, with no evidence of any significant decline. Like most species of owl, the Australian boobook is protected under Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) meaning the international import and export of the species (including parts and derivatives) is regulated. A decline has occurred on the Swan Coastal Plain north of Perth. There, Australian boobook owls are dying after eating the rodents people have killed with second-generation anticoagulant rat poison. Older poisons such as warfarin or coumatetralyl were unlikely to affect owls.
|
4,271,952 |
Rob-B-Hood
| 1,149,318,045 |
2006 film by Benny Chan
|
[
"2000s Cantonese-language films",
"2000s Hong Kong films",
"2000s crime comedy films",
"2000s martial arts comedy films",
"2006 action comedy films",
"2006 comedy films",
"2006 films",
"2006 martial arts films",
"Films about babies",
"Films directed by Benny Chan",
"Films set in Hong Kong",
"Films shot in Hong Kong",
"Films with screenplays by Alan Yuen",
"Hong Kong action comedy films",
"Hong Kong martial arts films"
] |
Rob-B-Hood (traditional Chinese: 寶貝計劃; simplified Chinese: 宝贝计划, also known as Robin-B-Hood, literally: Baby Project) is a 2006 Hong Kong action comedy drama film written, produced and directed by Benny Chan, feature an ensemble cast include Jackie Chan, Louis Koo, Yuen Biao, Michael Hui, Gao Yuanyuan, Charlene Choi, Chen Baoguo and Matthew Medvedev. It tells the story of a kidnapping gone wrong in Hong Kong; a trio of burglars consisting of Thongs (Chan), Octopus (Koo) and the Landlord (Hui) kidnap a baby from a wealthy family on behalf of triads. With the Landlord arrested, Thongs and Octopus take care of the baby for a short time, developing strong bonds with him. Reluctant to hand the baby over, the two are forced to protect him from the triads who hired them in the first place.
Originally announced in 2005, the film marked Benny Chan's third collaboration with Jackie Chan, following Who Am I? and New Police Story. It was produced with a budget of HK\$16.8 million and filming took place in Hong Kong between December 2005 and January 2006. Rob-B-Hood is the first film in over 30 years in which Jackie Chan plays as a thief.
Rob-B-Hood was released in Hong Kong, China and Southeast Asia on 29 September 2006 based in Hong Kong to generally positive reviews. The film topped the Chinese box office in October 2006 and despite not being given a release in most European and North American countries, it grossed over US\$20 million worldwide. The film was nominated for Best New Performer and Best Action Choreography at the 26th Hong Kong Film Awards.
## Plot
Friends Thongs and Octopus evade security guards in a hospital, having stolen money and cancer medication from the safe. Meanwhile, a newborn baby to the wealthy Lee family is snatched by Max, the mother's ex-boyfriend, prompting the security guards give chase, ignoring the burglars, and corner Max on an escalator. Following a violent struggle, Max and the baby fall over the side—the baby is caught by Thongs, while Max plummets to his death. While the guards are distracted, Thongs and Octopus leave in the Landlord's minivan.
A few months later, the Landlord finds his flat burgled, his life savings gone. He receives a phone call from his middleman Uncle Seven, offering him a job to kidnap baby Lee on behalf of a triad boss, who claims the baby is his grandson. Enticed by the HK\$7 million reward, Thongs and Octopus accept the job without knowing its objectives, finding out only after the Landlord has fled the Lees' mansion with the baby. Disgusted by the idea of kidnapping a baby, Thongs threatens to return him, but relents after the Landlord tells him of his predicament. En route to their rendezvous point in Sai Kung, the trio encounter a police road block which the Landlord attempts to outrun, only to crash his van down a hill. As the police close in on them, the stuck Landlord instructs Thongs and Octopus to leave with the baby. While in custody for reckless driving, the Landlord learns of the baby's value through the news. He phones Thongs, instructing him not to hand the baby over to anyone prior to his release so he can jack up the price. Over the next few days, Thongs and Octopus take care of the baby, developing a strong bond with him. The two begin to regret their vices: Thongs resists the urge to gamble, while Octopus feels sorry for cheating on his wife Pak Yin, who is getting pregnant. Meanwhile, both the triads and the police are after the baby. The triad boss, enraged by the non-delivery of his "grandson", sends his men to retrieve the baby from Thongs' flat. Confronted by both the triads and Police Inspector Mok, Thongs and Octopus go into hiding with the baby.
Shortly after his release, the Landlord is brought to the triad boss, who increases his offer to HK\$30 million for the baby. He finds Thongs and Octopus at the hospital, where the baby is being treated for fever. The Landlord informs the two of the triads' latest offer, but Thongs and Octopus are more concerned about the baby's welfare than the cash. However, the two agree to bring the baby to the triad boss' mansion, where the Landlord will meet them with the rest of the money. They reach the triad boss' mansion and hand over the baby reluctantly. As the trio are about to leave, they hear the baby crying for them as a blood sample is taken from his arm. Thongs and Octopus experience a flashback of the days they spent with the baby. Overcome by their feelings, they fight their way into the triad boss' private amusement park to recover the baby while the Landlord leaves with the money. Thongs almost manages to escape with the baby, but is forced to surrender when the triads threaten to hurl Octopus to his death.
Thongs and Octopus are taken to the triad boss, who insists the baby is his grandson, only to be proven wrong by the blood test. Driven mad, the boss places the baby in a deep freeze room next to Max's corpse so the baby can be with his son, prompting Thongs and Octopus to fight for the baby. The two end up trapped in the room with two minions, but are saved when Inspector Mok arrives with the Landlord, who swiftly cracks the lock to the room. Thongs and Octopus run to the garage with the comatose baby, where Thongs attempts to revive him with a makeshift defibrillator powered by a car battery from a Pagani Zonda by holding onto the crocodile clips with his bare hands. Despite his efforts, the baby does not come to and is driven off in an ambulance, where his heart is found to be beating weakly. Imprisoned for kidnapping, Thongs, Octopus and the Landlord volunteer for a mock capital punishment demonstration during an open day, using the opportunity to apologise to their loved ones. After the demonstration, Inspector Mok informs the three that their sentences have been further reduced by the Department of Justice. Thongs, Octopus, and the Landlord then see the baby alive and well with his parents. As a token of appreciation for saving the baby's life, Thongs, Octopus and the Landlord are offered jobs by the Lee family as a bodyguard, chauffeur and head of security respectively.
## Cast
- Jackie Chan (成龍) as Thongs (人字拖): A professional burglar who has stolen a variety of expensive goods. A compulsive gambler, he has fallen out with his family over his lifestyle, resulting in his father having a stroke. Despite his vices, Thongs maintains a sense of ethics, making him reluctant to kidnap the baby. The name "Thongs" refers to his flip-flop footwear.
- Louis Koo (古天樂) as Octopus (八達通): A fellow burglar working with Thongs. He uses the money he steals to buy expensive cars and to court a rich girl.
- Michael Hui (許冠文) as The Landlord (包租公): The mentor of Thongs and Octopus for over 20 years. Unlike his trainees, the Landlord does not spend his share of the loot, instead stashing it in a safe in his home.
- Matthew Medvedev as Matthew the Baby: The infant son of the wealthy Lee family, kidnapped by Thongs, Octopus and the Landlord on behalf of a triad boss.
- Yuen Biao (元彪) as Inspector Steve Mok (莫史迪): The policeman in charge of the case involving the baby's disappearance.
- Teresa Carpio as The Landlady (包租婆): The Landlord's wife. Driven mad by the death of her only son many years earlier, the Landlady carries a doll of a baby boy with her at all times.
- Gao Yuanyuan (高圓圓) as Melody: A student nurse from the Peking University, who works as a part-time childcare consultant, teaching Thongs and Octopus how to take care of the baby, and later becomes Thong's love interest.
- Charlene Choi (蔡卓妍) as Pak Yin (白燕), Octopus's pregnant wife who was being neglected, forcing her into a series of dead end jobs to make ends meet.
- Terence Yin (尹子維) as Max: The former boyfriend of the baby's mother who claims the baby as his. He dies from a fall following a struggle for the baby in a hospital soon after it is born.
- Cherrie Ying (應采兒) as Lee Man-yee: The girl of the wealthy Lee family who is the baby's mother.
- Chen Baoguo (陳寶國) as The Triad boss: Having lost his only son Max, the triad boss will stop at nothing to capture the baby.
- Ken Lo (盧惠光) and Hayama Go (葉山豪) as Balde and Tokyo Joe: Two high-ranking minions of the triad gang.
- Conroy Chan and Gill Mohindepaul Singh as McDaddy and Hairy: These two are visited Thongs and Octopus residents when the both are finding him.
- Daniel Wu as Daniel (cameo appearance), a security van driver.
- Nicholas Tse as Nicholas (cameo appearance), a security van driver.
### Jackie Chan stunt team
- Chan Man-ching
- Nicky Li
- Ken Lo
- Wu Gang
- He Jun
- Park Hyun-jin
- Lee In-seob
- Han Guanhua
## Production
Rob-B-Hood was a joint production from JCE Movies Limited, a company set up by Jackie Chan in 2003, and Huayi Brothers Film & Taihe Investment Company, distributors of films such as Warriors of Heaven and Earth, The Banquet and Kekexili: Mountain Patrol. Chan has starred in over 50 action films, and has intimated in recent years that he has grown tired of being typecast as the "nice guy". The film is notable as the first in over 30 years, in which he plays a negative character—a criminal and compulsive gambler.
### Development and writing
Jackie Chan contacted Benny Chan shortly after the release of New Police Story to discuss plans for a new action film. Chan stated that he did not want to play the typical nice guy role that has been the staple of his previous films. Eventually, Benny Chan and scriptwriter Alan Yuen came up with a daring idea: Chan will play Thongs, a petty criminal who has fallen out with his family over his gambling habit. Benny Chan had originally intended for Jackie to play a full-fledged villain, who "hits women and burns people with cigarettes". However, the script was toned down to appease the Chinese censors, who found the character to be too evil. Nevertheless, for only the third time in his acting career, Chan plays a character who is sentenced to prison.
Chan co-wrote the film and designed the action sequences, whilst director Benny Chan wrote the film's dramatic elements, completing the script by October 2005. Two additional protagonists were designed as Thongs' partners in crime, with the intention of increasing the comedic value of the film through their interactions. The film's Chinese title is Bo Bui Gai Wak (Cantonese: 寶貝計劃, literally Project BB, with "BB" being a homophone for "Baby"), a reference to Chan's award-winning 1983 film Project A (Cantonese: A Gai Wak, A計劃).
### Casting
The cast of Rob-B-Hood includes actors ranging from newcomer Gao Yuanyuan to veteran actor Chen Baoguo. Daniel Wu and Nicholas Tse, who both starred in the film New Police Story, make cameo appearances as homosexual security van drivers during a car chase in the film.
Octopus, Thong's partner in crime, is played by Louis Koo, an award-winning actor with past appearances including the TVB drama series Detective Investigation Files IV and the films Election and Election 2. Although Koo co-starred with Jackie Chan, a number of action scenes involving his character were shot with a stunt double. In addition, Koo was the baby's favourite on set—Whenever the baby cried, Koo was always the first to cheer him up.
The Landlord, the leader of Thongs and Octopus, is played by Michael Hui, a Hong Kong Film Award-winning comedic actor who starred in various box office hits from 1970s to 1990s before emigrating to Canada shortly before the handover of Hong Kong. Hui was chosen for the part because he is the ideal actor to play a character who persuades others to do bad things. The producers had originally intended Hui to fight along with Chan and Koo, however, it was eventually decided that Hui would simply act as the brains of the gang.
Rob-B-Hood features a collaboration between Jackie Chan and Yuen Biao. The pair, along with Sammo Hung, were Peking Opera School classmates and co-starred in a number of action comedy films in the 1980s, including Project A, Wheels on Meals, and the Lucky Stars trilogy. Chan had originally intended to co-star with both Yuen and Hung, reuniting the trio for the first time since 1988 film Dragons Forever. However, Hung declined due to a scheduling conflicts. Yuen Biao plays the role of Police Inspector Steve Mok, assigned to investigate the baby's disappearance. Some of Yuen's past antics were revisited in Rob-B-Hood, including a fight in which he tried in vain to handcuff Chan's character.
Over 100 auditions were held before the suitable baby was found to star in the film. Benny Chan chose Matthew Medvedev, a one-year-old infant of Chinese and Colombian descent. Medvedev, known as Baby Matthew, was literally recruited off the street when an assistant director spotted him with his parents on the MTR. Although his family was simply visiting Hong Kong, they agreed to stay and let Matthew appear in Rob-B-Hood.
### Filming and post-production
Rob-B-Hood is the third Jackie Chan film directed by Benny Chan, following Who Am I? and New Police Story. With a budget of HK\$16.8 million, principal photography took place in Hong Kong, began on 14 December 2005 and concluded on 26 April 2006. Filming locations included Central, Sai Kung District, Sha Tin, Hong Kong Ocean Park, Cyberport, Tai Po Waterfront Park and Victoria Prison.
Benny Chan described the filming process as some of the darkest days of his career, explaining that the baby was a factor beyond his control, and could not work more than eight hours a day. Whenever a scene involving the baby was shot, the crew members had to be silent, communicating in sign language. Benny Chan stated it took time, patience, and money to guide the baby through each shot, and numerous retakes were required due to the baby's constant crying and napping. As a result, production went over budget. Special methods were sometimes used to coax the baby into co-operation. One scene required the baby to suckle Chan's nipple. The baby was initially hesitant, but relented after the crew brushed a large amount of honey onto the nipple.
Jackie Chan was the stunt director of Rob-B-Hood, having choreographed all the stunts with the Jackie Chan Stunt Team. He continued his tradition of performing his own stunts in the film, for example, jumping between several air-conditioners on the outer wall of a tall building to reach the ground. Several scenes required Chan to co-ordinate his stunts with the baby, including a car chase around the Sha Tin industrial area, in which he managed to snatch the baby away seconds before a car crashed into him; and a scene in Ocean Park in which he climbed on the underside of a roller coaster with the baby in hand. Chan suffered minor injuries attempting stunts in the film, having been kicked in the chest by a stuntman wearing the wrong boots and fallen off a quad bike, while attempting to perform a wheelie. Chan's combat choreography included the use of improvised weapons in combat; when he fought a pair of skilled henchmen in a deep freeze room, he defeated them by spraying them with milk and then using a large fan to blast them with cold air.
In the post-production process, the editing was held by Benny Chan's frequent collaborator Yau Chi-wai, while Chan Fai-young served as a score composer for the film.
## Release
### Theatrical release
Rob-B-Hood had its world premiere at the Venice Film Festival on 8 September 2006. After the film's premiere at the Venice Film Festival, several scenes highlighting the personal relationships between characters were deleted from Rob-B-Hood prior to its release to the general public. Benny Chan explains that including too many dramatic scenes may distract the audience from the plot. The uncut version of Rob-B-Hood is included in the DVD release as the "Extended Version" feature.
The cut version of the film was released simultaneously in Hong Kong, China, Singapore, Malaysia and other Southeast Asian countries on 29 September. Afterwards, Rob-B-Hood was released in Japan on 7 April 2007. Greece remains the only European country in which Rob-B-Hood was released, on 13 February 2007. The film is rated IIA in Hong Kong (unsuitable for children), G in Singapore and U in Malaysia.
The Japanese title of Rob-B-Hood is プロジェクトBB (Purojekuto BB), literally Project BB, the name initially proposed for the film. In Greece, the film is known as Ασύλληπτοι Απατεώνες (transliteration: Asulliptoi Apateones), meaning Inconceivable Frauds. In the United States, the film is known as Robin-B-Hood.
### Home media
The first pressing of the DVD was released in Hong Kong in November 2006 on Region 0. This has since been discontinued and the subsequent standard and limited edition releases were on Region 3. All Hong Kong versions contain two discs: a movie disc and an extras disc. The movie disc features both the cinematic and uncut versions of the film, along with a commentary track by Benny Chan. The extras disc contains a "behind-the-scenes" video, the post-production press conference, a collection of deleted scenes and the music video of the theme song.
The limited edition DVD is housed in a box-file style box and contains various pieces of merchandise including branded sandals and door signs. An even more limited release of 5000 units was briefly available, and handed out at various film festivals. This edition contained a crystal dummy, an imitation bank note and a branded 2007 calendar in addition to the merchandise in the other limited edition release.
The DVD was later released in other East Asian countries, including China (Region 6), Japan (Region 2), South Korea, Thailand and Malaysia (Region 3). On 26 December 2007, the DVD was released in the US (Region 1) by Dragon Dynasty in a "two-disc ultimate edition", which contains much of the same extras as the Hong Kong releases, including the commentary by Benny Chan, though with US trailers replacing the domestic ones. However, the runtime for this release is 126:28, which is somewhere between the theatrical cut (121:46) and the director's cut (135:11) on the Hong Kong releases.
On 24 May 2010, DVD was released by Cine Asia in a two-disc ultimate edition at the United Kingdom in Region 2.
## Reception
### Critical response
Rob-B-Hood was generally well received by critics. Jay Weissberg of Variety described the film as "a mildly fun ride that banked on Jackie's tried-and-true comic charm in a standard baby kidnapping farce enlivened by just enough action sequences to keep hoary diaper scenes from soiling the playpen". Credit was given to the stunt choreography and the acting partnership of Jackie Chan and Louis Koo, although some reviewers were disappointed about the absence of Sammo Hung.
The plot of Rob-B-Hood received mixed reviews: The Chinese newspaper Xiao Xiang Chen Bao found it concise, hilarious and touching, whereas Jay Weissberg criticised it for being unoriginal. In addition, Felix Cheong of Channel NewsAsia found the subplots involving the antagonists' families redundant, detracting from the main story and making the film "tediously long". However, Chan was praised for his decision to play a darker character in Rob-B-Hood. Andrew Sun of South China Morning Post stated that "one of the best things Chan can do for his flagging movie career is to play a heavy—a nasty, scum-of-the-earth antagonist, since you do not always have to play a hero to be a hero." Sun emphasised the need for Chan to show flexibility in his roles, citing a number of actors that have thrived by playing the occasional villain.
### Box office
Rob-B-Hood grossed HK\$1.2 million the day it was released in Hong Kong. In China, the film topped the box office during the four-day National Day holiday weekend, grossing ¥8.9 million. It went on to top the Chinese box office in October with box office figures exceeding ¥90 million. Rob-B-Hood performed well in Southeast Asia, grossing US\$404,000 in Singapore, US\$400,000 in Malaysia and US\$604,000 in Thailand during its first four days. In total, Rob-B-Hood had a worldwide gross of US\$20,434,179 despite not being released in North America and most of Europe.
### Accolades
## See also
- Jackie Chan filmography
|
27,701,630 |
Oppenheimer security hearing
| 1,173,869,787 |
1954 United States Atomic Energy Commission investigation
|
[
"1954 in the United States",
"J. Robert Oppenheimer",
"Manhattan Project",
"McCarthyism",
"United States Atomic Energy Commission"
] |
In 1954, a four-week hearing conducted by the United States Atomic Energy Commission (AEC) explored the background, actions, and associations of J. Robert Oppenheimer, the American scientist who had headed the Los Alamos Laboratory during World War II, where he played a key part in the Manhattan Project that developed the atomic bomb. The hearing resulted in Oppenheimer's Q clearance being revoked. This marked the end of his formal relationship with the government of the United States, and generated considerable controversy regarding whether the treatment of Oppenheimer was fair, or whether it was an expression of anti-communist McCarthyism.
Doubts about Oppenheimer's loyalty dated back to the 1930s, when he was a member of numerous Communist front organizations, and was associated with Communist Party USA members, including his wife, brother and sister-in-law. These associations were known to Army Counterintelligence at the time he was made director of the Los Alamos Laboratory in 1942, and chairman of the influential General Advisory Committee of the AEC in 1947. In this capacity, Oppenheimer became involved in bureaucratic conflict between the Army and Air Force over the types of nuclear weapons the country required, technical conflict between the scientists over the feasibility of the hydrogen bomb, and personal conflict with AEC commissioner Lewis Strauss.
The proceedings were initiated after Oppenheimer refused to voluntarily give up his security clearance while working as an atomic weapons consultant for the government, under a contract due to expire at the end of June 1954. Several of his colleagues testified at the hearings. As a result of the two-to-one decision of the hearing's three judges, he was stripped of his security clearance one day before his consultant contract was due to expire. The panel found that he was loyal and discreet with atomic secrets, but did not recommend that his security clearance be reinstated.
The loss of his security clearance ended Oppenheimer's role in government and policy. He became an academic exile, cut off from his former career and the world he had helped to create. The reputations of those who had testified against Oppenheimer were tarnished as well, though Oppenheimer's reputation was later partly rehabilitated by Presidents John F. Kennedy and Lyndon B. Johnson. The brief period when scientists were viewed as a "public policy priesthood" ended, and thereafter would serve the state only to offer narrow scientific opinions. Scientists working in government were on notice that dissent was no longer tolerated.
The fairness of the proceedings has been a subject of controversy, and on December 16, 2022, United States Secretary of Energy Jennifer Granholm nullified the 1954 decision, saying that it had been the result of a "flawed process" and affirming that Oppenheimer had been loyal.
## Background
Before World War II, J. Robert Oppenheimer had been professor of physics at the University of California, Berkeley. The scion of a wealthy New York family, he was a graduate of Harvard University, and had studied in Europe at the University of Cambridge in England, the University of Göttingen in Germany (where he had earned his doctorate in physics under the supervision of Max Born at the age of 23), and the University of Leiden in the Netherlands. As one of the few American physicists with a deep understanding of the new field of quantum mechanics, he was hired by the University of California in 1929.
As a theoretical physicist, Oppenheimer had considerable achievements. In a 1930 paper on the Dirac equation, he had predicted the existence of the positron. A 1938 paper co-written with Robert Serber explored the properties of white dwarf stars. This was followed by one co-written with one of his students, George Volkoff, in which they demonstrated that there was a limit, the so-called Tolman–Oppenheimer–Volkoff limit, to the mass of stars beyond which they would not remain stable as neutron stars and would undergo gravitational collapse. In 1939, with another of his students, Hartland Snyder, he went further and predicted the existence of what are today known as black holes. It would be decades before the significance of this was appreciated.
Still, Oppenheimer was not well known before the war, and certainly not as renowned as his friend and colleague Ernest O. Lawrence, who was awarded the Nobel Prize in Physics in 1939 for his invention of the cyclotron. But as an experimental physicist, Lawrence had come to rely on Oppenheimer, and it was Lawrence who brought Oppenheimer into the effort to develop an atomic bomb, which became known as the Manhattan Project. Brigadier General Leslie R. Groves, Jr., who became director of the Manhattan Project on September 8, 1942, met Oppenheimer at Berkeley, where Oppenheimer briefed Groves on the work done so far on the "Super" (thermonuclear) bomb. Oppenheimer told Groves on October 8 that the Manhattan Project needed a dedicated weapons development laboratory. Groves agreed, and after a second meeting with Oppenheimer on a train on October 15, decided that Oppenheimer was the man he needed to head what became the Los Alamos Laboratory, despite Oppenheimer's lack of a Nobel Prize or administrative experience.
The end of the war in the wake of the atomic bombing of Hiroshima and Nagasaki made scientists into heroes. Oppenheimer became a celebrity, with his face gracing front pages of newspapers and the covers of magazines. Life magazine described him as "one of the most famous men in the world, one of the most admired, quoted, photographed, consulted, glorified, well-nigh deified as the fabulous and fascinating archetype of a brand new kind of hero, the hero of science and intellect, originator and living symbol of the new atomic age."
### Chevalier incident
Many of Oppenheimer's associates in the years before World War II were Communist Party USA members. They included his wife Kitty, whose second husband Joe Dallet had been killed fighting with the Lincoln Battalion in the Spanish Civil War; his brother Frank Oppenheimer and Frank's wife Jackie; and his girlfriend Jean Tatlock. One of his Communist associates was a colleague at the University of California, an assistant professor of French literature named Haakon Chevalier. The two had met during a rally for Spanish Loyalists, and had co-founded a branch of the American Federation of Teachers at Berkeley known as Local 349. The Federal Bureau of Investigation (FBI) had opened a file on Oppenheimer in March 1941, after he had attended a December 1940 meeting at Chevalier's home that was also attended by the Communist Party's California state secretary William Schneiderman and its treasurer Isaac Folkoff, both of whom were targets of FBI surveillance and wiretaps. Agents had recorded the license plate of Oppenheimer's car. The FBI noted that Oppenheimer was on the Executive Committee of the American Civil Liberties Union, which it considered a Communist front. Shortly thereafter, the FBI added Oppenheimer to its Custodial Detention Index, for arrest in case of national emergency.
In January or February 1943, Chevalier had a brief conversation with Oppenheimer in the kitchen of his home. Chevalier told Oppenheimer that there was a scientist, George Eltenton, who could transmit information of a technical nature to the Soviet Union. Oppenheimer rejected the overture, but failed to report it until August 1943, when he volunteered to Manhattan Project security officers that three men at Berkeley had been solicited for nuclear secrets on behalf of the Soviet Union, by a person he did not know who worked for Shell Oil, and who had Communist connections. He gave that person's name as George Eltenton. When pressed on the issue in later interviews at Los Alamos in December 1943 with Groves, who promised to keep the identity of the three men from the FBI, Oppenheimer identified the contact who had approached him as Chevalier, and told Groves that only one person had been approached: his brother Frank. In any case, Groves had considered Oppenheimer too important to the ultimate Allied goals of building atomic bombs and winning the war to oust him over any suspicious behavior. He had ordered on July 20, 1943 that Oppenheimer be given a security clearance "without delay, irrespective of the information which you have concerning Mr. Oppenheimer. He is absolutely essential to the project."
Oppenheimer was interviewed by the FBI on September 5, 1946. He related the "Chevalier incident", and he gave contradictory and equivocating statements, telling government agents that only he had been approached, by Chevalier, who at the time had supposedly said that he had a potential conduit through Eltenton for information which could be passed to the Soviets. Oppenheimer claimed to have invented the other contacts to conceal the identity of Chevalier, whose identity he believed would be immediately apparent if he named only one contact, but whom he believed to be innocent of any disloyalty. The 1943 fabrication and the shifting nature of his accounts figured prominently in the 1954 inquiry.
The McMahon Act that established the Atomic Energy Commission (AEC) required all employees holding wartime security clearances issued by the Manhattan Project to be investigated by the FBI and re-certified. This provision had come in the wake of the February 16, 1946 announcement in Canada of the arrest of 22 people exposed as a consequence of the defection the previous September of Soviet cipher clerk Igor Gouzenko. President Harry S. Truman appointed Oppenheimer to the AEC General Advisory Committee (GAC) on December 10, 1946, so the FBI interviewed two dozen of Oppenheimer's associates, including Robert Bacher, Ernest Lawrence, Enrico Fermi and Robert Gordon Sproul. Groves and the Secretary of War Robert P. Patterson supplied written statements supporting Oppenheimer. AEC chairman David Lilienthal and Vannevar Bush discussed the matter with Truman's sympathetic aide Clark Clifford at the White House. They found John Lansdale, Jr. particularly persuasive; he had interrogated Oppenheimer over the Chevalier incident in 1943, and strongly supported him. On August 11, 1947, the AEC unanimously voted to grant Oppenheimer a Q clearance. At the first meeting of the GAC on January 3, 1947, Oppenheimer was unanimously elected its chairman.
### Postwar conflicts
The FBI was willing to furnish Oppenheimer's political enemies with incriminating evidence about Communist ties. These included Lewis Strauss, an AEC commissioner who resented Oppenheimer for his humiliation before Congress regarding opposition to the export of radioactive isotopes to other nations, which Strauss believed had military applications. As GAC chairman, Oppenheimer was called before the Joint Committee on Atomic Energy (JCAE) over the issue in June 1949. The other four AEC commissioners had opposed Strauss, so he had gone to the JCAE in an attempt to get the decision overturned. The result was a stunning humiliation for the thin-skinned Strauss. Oppenheimer testified that:
> No one can force me to say that you cannot use these isotopes for atomic energy. You can use a shovel for atomic energy, in fact you do. You can use a bottle of beer for atomic energy, in fact you do. But to get some perspective, the fact is that during the war and after the war these materials played no significant part, and in my knowledge, no part at all ... My own rating of the importance of isotopes in this broad sense is that they are far less important than electronic devices but far more important than, let us say, vitamins, somewhere in between.
This came on the heels of controversies about whether some of Oppenheimer's students, including David Bohm, Ross Lomanitz and Bernard Peters, had been Communists at the time they had worked with him at Berkeley. Oppenheimer was called to testify in front of the House Un-American Activities Committee (HUAC), where he admitted that he had associations with the Communist Party in the 1930s, and named some of his students as being Communists or closely associated with them. Bohm and Peters eventually left the country, while Lomanitz was forced to work as a laborer. Frank Oppenheimer was fired from his university position, and could not find work in physics for a decade. He and his wife Jackie became cattle ranchers in Colorado. Their reputations were rehabilitated in 1959, and they founded the San Francisco Exploratorium in 1969.
David Kaiser noted that:
> These dozen or so theoretical physicists surely came under fire for many reasons; with hindsight their troubles appear almost overdetermined. Most were Jewish; several had been active in labor organizing before or during the war; a few had flirted with the Communist Party in their youth; many were active in other leftwing political organizations after the war. Perhaps most important, however, they had close and long-standing ties with Robert Oppenheimer ...
From 1949 to 1953, Oppenheimer had also found himself in the middle of a controversy over the development of the "Super". In 1949, the Soviet Union detonated an atomic bomb. This came as a shock to many Americans, and it fell to Oppenheimer to play a leading role in checking the evidence and confirming that the explosion had taken place. In response, Strauss recommended that the United States retain nuclear superiority by developing the "Super". This had been under consideration at Los Alamos for several years. Brigadier General James McCormack told the AEC commissioners that while thermonuclear weapons could potentially be thousands of times as powerful as fission weapons, as of 1949 there was no design that worked, and no certainty that a practical bomb could be built if there was one. He cautioned that the "Super" would probably require large amounts of tritium, which could only be acquired by diverting the AEC's nuclear reactors from plutonium production.
Strauss found allies in Lawrence and Edward Teller, who had headed the "Super" group at Los Alamos during the war. When the matter was referred to the GAC, it unanimously voted against a crash program to develop the "Super". Without a workable design, it seemed foolish to divert resources from atomic bombs. Nor was there an obvious military need. Despite this, Truman authorized that H-bomb work proceed on January 31, 1950. Teller, Fermi, John von Neumann, and Stan Ulam struggled to find a working design, and in February 1951, Ulam and Teller finally devised one. After reviewing the design and data gathered by the Operation Greenhouse tests in May 1951, Oppenheimer acknowledged that the "New Super" was technically feasible. Teller left Los Alamos to help found, with Lawrence, a second weapons laboratory, the Lawrence Livermore National Laboratory, in 1952.
Thermonuclear strategic weapons, prior to the development of long-range ballistic missiles, would necessarily be delivered by long-range bombers under the control of the relatively new United States Air Force. In projects and study groups such as Project Vista and the Lincoln Summer Study Group however, Oppenheimer pushed for smaller "tactical" nuclear weapons that would be more useful against enemy troops in a limited theater conflict and which would be under control of the Army. He also proposed investments in air defense against nuclear attack, which would potentially take resources away from the Air Force's retaliatory strike mission. As chair of the State Department Panel of Consultants on Disarmament, Oppenheimer argued for postponing the Ivy Mike first test of a hydrogen device. These stances led the Air Force to view Oppenheimer's positions and influence with bitterness and suspicion.
Oppenheimer continued to do work for the government. His AEC consultancy, and the Q clearance that went along with it, had most recently been renewed by Gordon Dean, the outgoing chairman of the AEC, on June 5, 1953. It would be good through June 30, 1954.
### Borden letter
On November 7, 1953, J. Edgar Hoover was sent a letter concerning Oppenheimer by William Liscum Borden, former executive director of Congress' Joint Atomic Energy Committee. In the letter, Borden stated his opinion "based upon years of study, of the available classified evidence, that more probably than not J. Robert Oppenheimer is an agent of the Soviet Union." The letter was based upon the government's massive investigative dossier on Oppenheimer, a dossier that included, as one author later wrote, "eleven years' minute surveillance of the scientist's life." His office and home had been bugged, his telephone tapped and his mail opened.
Borden's letter stated:
> This opinion considers the following factors, among others.
>
> 1\. The evidence indicating that as of April 1942: (a) He was contributing substantial monthly sums to the Communist Party; (b) His ties with communism had survived the Nazi-Soviet Pact and the Soviet attack upon Finland; (c) His wife and younger brother were Communists; (d) He had no close friends except Communists; (e) He had at least one Communist mistress; (f) He belonged only to Communist organizations, apart from professional affiliations; (g) The people whom he recruited into the early wartime Berkeley atom project were exclusively Communists; (h) He had been instrumental in securing recruits for the Communist Party, and (i) He was in frequent contact with Soviet Espionage agents.
>
> 2\. The evidence indicating that: (a) In May 1942, he either stopped contributing funds to the Communist Party or else made his contributions though a new channel not yet discovered; (b) In April 1943 his name was formally submitted for security clearance; (c) He himself was aware at the time that his name had been so submitted and (d) He thereafter repeatedly gave false information to General Groves, Manhattan District, and the FBI concerning the 1939 – April 1942 period.
>
> 3\. The evidence indicating that: (a) He was responsible for employing a number of Communists, some of them not technical, at wartime Los Alamos; (b) He selected one such individual to write the official Los Alamos history; (c) He was a vigorous supporter of the H-bomb program until August 6, 1945, (Hiroshima), on which day he personally urged each senior individual working in this field to desist; and (d) He was an enthusiastic sponsor of the A-bomb program until the war ended, when he immediately and outspokenly advocated the Los Alamos Laboratory be disbanded.
>
> 4\. The evidence indicating that: (a) He was remarkably instrumental in influencing the military authorities and the Atomic Energy Commission essentially to suspend H-bomb development from mid-1946 through January 31, 1950 [the date of President Truman's public announcement that the United States, in answer to the new Soviet atomic bomb, would seek to build an H-bomb] (b) He has worked tirelessly, from January 31, 1950, onward to retard the United States H-bomb program; (c) He has used his potent influence against every postwar effort to expand capacity for producing A-bomb material; (d) He has used his potent influence against every postwar effort directed at obtaining larger supplies of uranium raw material; and (e) He has used his potent influence against every major postwar effort toward atomic power development, including the nuclear-powered submarine and aircraft programs as well as industrial power projects.
The letter also pointed out that Oppenheimer had worked against development of the hydrogen bomb, and had worked against postwar atomic energy development, including nuclear power plants and nuclear submarines. The letter concluded:
> 1\. Between 1939 and mid-1942, more probably than not, J. Robert Oppenheimer was a sufficiently hardened Communist that he either volunteered espionage information to the Soviets or complied with a request for such information. (This includes the possibility that when he singled out the weapons aspect of atomic development as his personal speciality, he was acting under Soviet instructions.) 2. More probably than not, he has since been functioning as an espionage agent; and 3. More probably than not, he has since acted under a Soviet directive in influencing United States military, atomic energy, intelligence, and diplomatic policy.
The contents of the letter were not new, and some had been known when Oppenheimer was first cleared for atomic war work. Yet that information had not prompted anyone to seek his removal from government service. Despite the lack of significant new evidence, Eisenhower was troubled by any possibility that the charges might be true, and worried about appearing weak in the environment of McCarthyism. Accordingly, on December 3, 1953, Eisenhower ordered that a "blank wall" be placed between Oppenheimer and the nation's atomic secrets.
## Hearing
### Board composition and procedures
On December 21, 1953, Oppenheimer was told by Lewis Strauss that his security file had been subject to two recent re-evaluations because of new screening criteria, and because a former government official had drawn attention to Oppenheimer's record. Strauss said that his clearance had been suspended, pending resolution of a series of charges outlined in a letter, and discussed his resigning his AEC consultancy. Given only a day to decide, and after consulting with his attorneys, Oppenheimer chose not to resign, and requested a hearing instead. The charges were outlined in a letter from Kenneth D. Nichols, general manager of the AEC. Pending resolution of the charges, Oppenheimer's security clearance was suspended. Oppenheimer told Strauss that some of what was in Nichols' letter was correct, some incorrect.
The hearing was held at a temporary building near the Washington Monument housing offices of the AEC, and began on April 12, 1954. The AEC was represented by Roger Robb, an experienced prosecutor in Washington, and Arthur Rolander, while Oppenheimer's legal team was headed by Lloyd K. Garrison, a prominent New York attorney at the law firm of Paul, Weiss, Rifkind, Wharton & Garrison. The chairman of the Personnel Security Board was Gordon Gray, president of the University of North Carolina. Accordingly, the board is sometimes referred to as the Gray Board. The other members of the hearing panel were Thomas Alfred Morgan, a retired industrialist, and Ward V. Evans, chairman of the chemistry department at Northwestern University. The hearing lasted through May 6, when Garrison made a closing summation.
The hearing was not open to the public and initially was not publicized. At the commencement of the hearing, Gray stated the hearing was "strictly confidential", and pledged that no information related to the hearing would be released. Contrary to this assurance, a few weeks after the conclusion of the hearing a verbatim transcript of the hearing was released by the AEC. Oppenheimer and Garrison also breached the confidentiality of the hearing, by communicating with The New York Times journalist James Reston, who wrote an article on the hearing that appeared on the second day of the hearing.
Garrison applied for an emergency security clearance prior to the hearing, as one had been granted to Robb, but no clearance was granted during the course of the hearing, which meant that Oppenheimer's attorneys had no access to the secrets that Robb was able to see. On at least three occasions, Garrison and his co-counsel were barred from the hearing room for security reasons, leaving Oppenheimer unrepresented, in violation of AEC regulations. During the course of the hearing, Robb repeatedly cross-examined Oppenheimer's witnesses utilizing top-secret documents unavailable to Oppenheimer's attorneys. He often read aloud from those documents, despite their secret status.
The AEC's former general counsel Joseph Volpe had urged Oppenheimer to retain a tough litigator as his attorney; Garrison's demeanor was gentle and cordial, but Robb was adversarial. Garrison voluntarily provided the board and Robb with a list of his witnesses, but Robb refused to extend the same courtesy. This gave Robb a clear advantage in his cross-examination of Oppenheimer's witnesses. One observer commented that Robb "did not treat Oppenheimer as a witness in his own case, but as a person charged with high treason."
Members of the hearing panel met with Robb prior to the hearing to review the contents of Oppenheimer's FBI file. The 1946 Administrative Procedure Act included a legal principle known as "the exclusivity of the record" or the "blank pad rule". This meant that a hearing could only consider information that had been formally presented under the established rules of evidence. However, while the act applied to the courts and to administrative hearings held by agencies like the Federal Trade Commission and Federal Communications Commission, it did not apply to the AEC. Garrison asked for the opportunity to review the file with the panel, but this was rejected.
### Scope of testimony
As outlined in the 3,500-word Nichols letter, the hearing focused on 24 allegations, 23 of which dealt with Oppenheimer's Communist and left-wing affiliations between 1938 and 1946, including his delayed and false reporting of the Chevalier incident to authorities. The twenty-fourth charge related to his opposition to the hydrogen bomb. By including the hydrogen bomb, the AEC changed the character of the hearing, by opening up an inquiry into his activities as a postwar government adviser.
Oppenheimer testified for a total of 27 hours. His demeanor was very different from his previous interrogations, such as his appearance before HUAC. Under cross-examination by Robb, who had access to top-secret information such as surveillance recordings, Oppenheimer was "often anguished, sometimes surprisingly inarticulate, frequently apologetic about his past and even self-castigating."
One of the key elements in this hearing was Oppenheimer's earliest testimony about Eltenton's approach to various Los Alamos scientists, a story that Oppenheimer confessed he had fabricated to protect his friend Chevalier. Unknown to Oppenheimer, both versions were recorded during his interrogations of a decade before, and he was surprised on the witness stand with transcripts that he had no chance to review. Under questioning by Robb, he admitted that he had lied to Boris Pash, an Army counterintelligence officer, concerning the approach from Chevalier. Asked why he had fabricated a story that three people had been approached for espionage, Oppenheimer responded, "Because I was an idiot."
Much of the questioning of Oppenheimer concerned his role in the hiring for Los Alamos of his former students Ross Lomanitz and Joseph Weinberg, both members of the Communist Party. The questions probed into Oppenheimer's private life, including his affair with Jean Tatlock, a Communist with whom he stayed the night while he was married. Lansdale had concluded at the time that his interest in Tatlock was romantic rather than political. Nonetheless, this innocuous affair may have played more heavily in the minds of the review panel.
Groves, testifying as a witness for the AEC and against Oppenheimer, reaffirmed his decision to hire Oppenheimer. Groves said that Oppenheimer's refusal to report Chevalier was "the typical American school boy attitude that there is something wicked about telling on a friend." Under questioning from Robb, Groves said that under the security criteria in effect in 1954, he "would not clear Dr. Oppenheimer today".
The official position of the Air Force was to support the suspension of the security clearance, which was given during testimony by its chief scientist, David T. Griggs. Although his testimony was not pivotal in the decision, many physicists viewed Griggs as the "Judas who had betrayed their god", the brilliant theoretical physicist who led the successful wartime development of the atomic bomb.
Many top scientists, as well as government and military figures, testified on Oppenheimer's behalf. Among them were Fermi, Isidor Isaac Rabi, Hans Bethe, John J. McCloy, James B. Conant and Bush, as well as two former AEC chairmen and three former commissioners. Also testifying on behalf of Oppenheimer was Lansdale, who was involved in the Army's surveillance and investigation of Oppenheimer during the war. Lansdale, a lawyer, was not intimidated by Robb. He testified that Oppenheimer was not a Communist, and that he was "loyal and discreet".
Ernest Lawrence was known to dislike political activities, seeing them as a waste of time better spent on scientific research. He did not oppose the investigations of Oppenheimer or others, tending to distance himself from those under investigation rather than supporting them. He said he was unable to testify at the Oppenheimer hearing because of illness. On April 26, Lawrence suffered a severe colitis attack. The next day, Lawrence called Lewis Strauss and told him that his brother, a doctor, had ordered him to return home and that he would not be testifying. Lawrence suffered with colitis until his death during colostomy surgery, on August 27, 1958. However, an interview transcript in which Lawrence stated that Oppenheimer "should never again have anything to do with the forming of policy" was presented at the hearing, and several other members of Lawrence's Radiation Laboratory did testify against Oppenheimer in person. This resulted in later ill-feeling from the scientific community towards Lawrence and other members of his laboratory.
Edward Teller was opposed to the hearing, feeling it was improper to subject Oppenheimer to a security trial, but was torn by longstanding grievances against him. He was called by Robb to testify against Oppenheimer, and shortly before he appeared Robb showed Teller a dossier of items unfavorable to Oppenheimer. Teller testified that he considered Oppenheimer loyal, but that "in a great number of cases, I have seen Dr. Oppenheimer act – I understand that Dr. Oppenheimer acted – in a way which for me was exceedingly hard to understand. I thoroughly disagreed with him in numerous issues and his actions frankly appeared to me confused and complicated. To this extent I feel that I would like to see the vital interests of this country in hands which I understand better, and therefore trust more." Asked whether Oppenheimer should be granted a security clearance, Teller said that "if it is a question of wisdom or judgement, as demonstrated by actions since 1945, then I would say one would be wiser not to grant clearance." This led to outrage by many in the scientific community and Teller's ostracism and virtual expulsion from academic science.
## Decision
Oppenheimer's clearance was revoked by a 2–1 vote of the panel. Gray and Morgan voted in favor, Evans against. The board rendered its decision on May 27, 1954, in a 15,000-word letter to Nichols. It found that 20 of the 24 charges were either true or substantially true. The board found that while he had been opposed to the H-bomb and that his lack of enthusiasm for it had affected the attitude of other scientists, he had not actively discouraged scientists from working on the H-bomb, as had been alleged in Nichols' letter. It found that "there is no evidence that he was a member of the [Communist] party in the strict sense of the word," and concluded that he is a "loyal citizen". It said that he "had a high degree of discretion, reflecting an unusual ability to keep to himself vital secrets," but that he had "a tendency to be coerced, or at least influenced in conduct, for a period of years."
The board found that Oppenheimer's association with Chevalier "is not the kind of thing that our security system permits on the part of one who customarily has access to information of the highest classification", and concluded that "Oppenheimer's continuing conduct reflects a serious disregard for the requirements of the security system," that he was susceptible "to influence which could have serious implications for the security interests of the country," that his attitude toward the H-bomb program raised doubt about whether his future participation "would be consistent with the best interests of security," and that Oppenheimer had been "less than candid in several instances" in his testimony. The majority therefore did not recommend that his security clearance be reinstated.
In a brief dissent, Evans argued that Oppenheimer's security clearance should be reinstated. He pointed out that most of the AEC charges had been in the hands of the AEC when it cleared Oppenheimer in 1947, and that "to deny him clearance now for what he was cleared for in 1947, when we must know he is less of a security risk now than he was then, seems to be hardly the procedure to be adopted in a free country." Evans said that his association with Chevalier did not indicate disloyalty, and that he did not hinder development of the H-bomb. Evans said he personally thought that "our failure to clear Dr. Oppenheimer will be a black mark on the escutcheon of our country," and expressed concern about the effect an improper decision might have on the country's scientific development.
### Protest by scientists at Los Alamos
Starting on June 7, 1954, led by physicist Fred Ribe, 494 scientists at Los Alamos Scientific Laboratory signed a petition in protest of the security board's decision. The petition was delivered to President Eisenhower, the members of the AEC, and the chair of the JCAE. The petition acknowledged that it was up to the government to decide who they wanted as advisors, but said that "it is inexcusable to employ the personnel security system as a means of dispensing with the services of a loyal but unwanted consultant." The petition then asserted that "this poorly founded decision ... will make it increasingly difficult to obtain adequate scientific talent in our defense laboratories."
Among the signers of the petition were a number of well-known physicists, including George Irving Bell, Alvin C. Graves, Elizabeth Riddle Graves, David L. Hill, Nicholas Metropolis, Frederick Reines, and Raemer Schreiber. Over 80 percent of the scientists in the theoretical division signed the petition, as did about half of the scientists in the laboratory overall. Fear of professional retribution reportedly kept some others from signing it.
### Nichols letter and AEC ruling
In a harshly worded memorandum to the AEC on June 12, 1954, Nichols recommended that Oppenheimer's security clearance not be reinstated. In five "security findings", Nichols said that Oppenheimer was "a Communist in every sense except that he did not carry a party card," and that the Chevalier incident indicated that Oppenheimer "is not reliable or trustworthy", and that his misstatements might have represented criminal conduct. He said that Oppenheimer's "obstruction and disregard for security" showed "a consistent disregard of a reasonable security system." The Nichols memorandum was not made public nor provided to Oppenheimer's lawyers, who were not allowed to appear before the AEC.
On June 29, 1954, the AEC upheld the findings of the Personnel Security Board, with four commissioners voting in favor and one, Henry DeWolf Smyth opposed. The decision was rendered 32 hours before Oppenheimer's consultant contract, and with it the need for a clearance, was due to expire. In his majority opinion, Strauss said that Oppenheimer had displayed "fundamental character defects". He said that Oppenheimer "in his associations had repeatedly exhibited a willful disregard of the normal and proper obligations of security," and that he "has defaulted not once but many times upon the obligations that should and must be willingly borne by citizens in the national service."
Despite the promise of confidentiality, the AEC released an edited transcript of the hearing in June 1954, after press publicity of the hearing. The transcript was titled In the Matter of J. Robert Oppenheimer, which became the name the case was often later referenced as. The unredacted transcripts were released in 2014.
## Aftermath
The loss of his security clearance ended Oppenheimer's role in government and policy. Although he was not fired from his job at the Institute for Advanced Study, as he had feared he might be, he became an academic exile, cut off from his former career and the world he had helped to create. He gave public lectures, and spent several months of each year on the small island of Saint John in the Caribbean. Kai Bird and Martin J. Sherwin considered the Oppenheimer case "a defeat for American liberalism". Summing up the fallout from the case, they wrote that:
> In a few years after World War II, scientists had been regarded as a new class of intellectuals, members of a public-policy priesthood who might legitimately offer expertise not only as scientists but as public philosophers. With Oppenheimer's defrocking, scientists knew that in the future they would serve the state only as experts only on narrow scientific issues. As sociologist Daniel Bell later observed, Oppenheimer's ordeal signified that the postwar "messianic role of the scientists" was now at an end. Scientists working within the system could not dissent from government policy, as Oppenheimer had done by writing his 1953 Foreign Affairs essay, and still expect to serve on government advisory boards. The trial thus represented a watershed in the relations of the scientist to the government. The narrowest version of how American scientists should serve their country had triumphed.
Oppenheimer was seen by many in the scientific community as a martyr to McCarthyism, a modern Galileo or Socrates, an intellectual and progressive unjustly attacked by warmongering enemies, symbolic of the shift of scientific creativity from academia into the military. Patrick McGrath noted that "Scientists and administrators such as Edward Teller, Lewis Strauss and Ernest Lawrence, with their full-throated militarism and anti-communism pushed American scientists and their institutions toward a nearly complete and subservient devotion to American military interests." Scientists continued to work for the AEC, but they no longer trusted it.
Loyalty and security tests spread through the federal government. At these inquiries, federal employees were asked questions such as:
- Is it proper to mix white and Negro blood plasma?
- There is a suspicion in your record that you are in sympathy with the underprivileged. Is that true?
- What were your feelings at that time concerning race equality?
- Have you ever made statements about the "downtrodden masses" and "underprivileged people"?
Strauss, Teller, Borden, and Robb would never escape the public identification of them with the case. In a 1962 television interview, Eric F. Goldman asked Teller whether he favored restoring Oppenheimer's security clearance. Teller was struck dumb, unable to find an answer. The question was deleted from the version that was aired, but the news got out and made headlines. President John F. Kennedy decided that the time had come to rehabilitate Oppenheimer. Teller nominated Oppenheimer for the 1963 Enrico Fermi Award. The nomination was unanimously approved by the GAC and AEC, and announced on April 5, 1963. On November 22, the White House confirmed that Kennedy would personally present the award, but he was assassinated later that day. The award was presented by President Lyndon B. Johnson instead. Oppenheimer died of cancer on February 18, 1967.
Wernher von Braun summed up his opinion about the matter with a quip to a Congressional committee: "In England, Oppenheimer would have been knighted."
### Later analysis of charges
The question of Oppenheimer's past associations with Communist Party organizations would continue to be discussed and explored for many years after his death. Time magazine literary critic Richard Lacayo, in a 2005 review of two new books about Oppenheimer, said of the hearing: "As an effort to prove that he had been a party member, much less one involved in espionage, the inquest was a failure. Its real purpose was larger, however: to punish the most prominent American critic of the U.S. move from atomic weapons to the much more lethal hydrogen bomb." After the hearing, Lacayo said, "Oppenheimer would never again feel comfortable as a public advocate for a sane nuclear policy."
In a lengthy analysis of the security case published in the Stanford Law Review in 1990, Cold War historian Barton J. Bernstein posits that the remarkable thing about Oppenheimer was that he was ever able to hold a high-level security clearance in the first place, given his past associations and record of evasions, and that he had been given special treatment and protection by the U.S. government to allow him to work in the classified nuclear area for as long as he did. Cornell University historian Richard Polenberg noted that Oppenheimer testified about the left-wing behavior of his colleagues and speculated that if his clearance had not been stripped, he would have been remembered as someone who had "named names" to save his own reputation.
In his book Brotherhood of the Bomb: The Tangled Lives and Loyalties of Robert Oppenheimer, Ernest Lawrence, and Edward Teller (2002), Gregg Herken, a senior historian at the Smithsonian Institution, contended, based on newly discovered documentation, that Oppenheimer was a member of the Communist Party. However, Herken did not subscribe to the Borden letter's charge: "I don't think he was a spy. The significance of his being a Communist was that it gave him something he had to hide, and may be one explanation of why he was so quiet after 1954."
In a seminar at The Wilson Center on May 20, 2009, and based on an extensive analysis of Alexander Vassiliev's notes taken while viewing KGB archives, John Earl Haynes, Harvey Klehr, and Vassiliev concluded that Oppenheimer never was involved in espionage for the Soviets. Soviet intelligence tried repeatedly to recruit him, but were never successful. Allegations that he had spied for the Soviets are unsupported, and in some instances, contradicted by voluminous KGB and Venona documentation released after the fall of the Soviet Union. In addition, he had several persons removed from the Manhattan Project who had sympathies with the Soviet Union.
## AEC action nullified
Over the years, the physicist Ribe, who had organized the 1954 petition, worked towards having the Oppenheimer charges undone, as did other scientists at the Los Alamos National Laboratory. Historians also pressed for revocation to be reversed, without success. Oppenheimer biographers Kai Bird and Martin J. Sherwin joined this effort in 2006, in conjunction with the J. Robert Oppenheimer Memorial Committee, with the assistance of attorneys at WilmerHale and Arnold & Porter, both of which believed no legal remedies were possible. Despite the assistance of Senator Jeff Bingaman of New Mexico, their effort was rebuffed by two secretaries of energy in the Obama administration, Steven Chu and Ernest Moniz.
The effort gained momentum during the Biden administration, with support from forty-three U.S. senators; and Thomas Mason, the director of the Los Alamos National Laboratory; and by all living past directors of the laboratory. Tim Rieser, a senior congressional aide to Senator Patrick Leahy of Vermont, played a key role in moving the action through the federal government.
On December 16, 2022, Jennifer Granholm, the Secretary of the United States Department of Energy (DOE) – the successor organization to the AEC – vacated the 1954 revocation of Oppenheimer's security clearance. Her statement said Oppenheimer's clearance was revoked "through a flawed process that violated the Commission's own regulations. As time has passed, more evidence has come to light of the bias and unfairness of the process that Dr. Oppenheimer was subjected to while the evidence of his loyalty and love of country have only been further affirmed."
Granholm's order did not say that the charges against him were erroneous, nor did it posthumously restore Oppenheimer's security clearance. Granholm wrote that whether Oppenheimer "ought to have been eligible for access to restricted data is not one that this Department can or should attempt to answer seventy years later. Security clearance adjudication proceedings necessarily depend on sensitive judgments regarding the credibility of oral testimony and other evidence best evaluated within its own context. Therefore, we will not reconsider the substantive merits of In the Matter of J. Robert Oppenheimer." But while not ruling on those merits, Granholm concluded that the AEC failed to "follow its own rules" and that "these failures were material to the fairness of the proceeding."
Historian Alex Wellerstein said the action did not "go as far as Oppenheimer and his family would have wanted. But it goes pretty far." The action was praised by supporters of the revocation effort, as well as Bulletin of the Atomic Scientists, but drew criticism. In The American Spectator, Daniel J. Flynn said "The evidence overwhelmingly supports the AEC stripping Oppenheimer of his security clearance." Historian Barton J. Bernstein wrote in The New York Sun that Granholm's report had "glossed over" evidence that Oppenheimer had been a member of the Communist Party. Bernstein said in another article that Granholm had "ignored important parts of the substantial 21st-century scholarship on Oppenheimer and on the Oppenheimer loyalty-security case" and that her order vacating the decision had been "greatly flawed, and fundamentally errant".
## Dramatizations
Most popular depictions of Oppenheimer view his security struggles as a confrontation between right-wing militarists (symbolized by Edward Teller) and left-wing intellectuals (symbolized by Oppenheimer) over the moral question of weapons of mass destruction. Many historians have contested this as an oversimplification.
Haakon Chevalier fictionalised the affair, and his self-exculpating view of the whole preceding history, in the roman à clef The Man Who Would Be God in 1959; the Oppenheimer-like protagonist was renamed "Dr. Sebastian Bloch". The translations sold well in France, where he had moved by then, and throughout the Soviet bloc. He returned to the topic in Oppenheimer: The Story of a Friendship (1965).
The hearing was dramatized in a 1964 play by German playwright Heinar Kipphardt, In the Matter of J. Robert Oppenheimer. Oppenheimer objected to the play, threatening suit and decrying "improvisations which were contrary to history and to the nature of the people involved", including its portrayal of him as viewing the bomb as a "work of the devil". His letter to Kipphardt said, "You may well have forgotten Guernica, Dachau, Coventry, Belsen, Warsaw, Dresden and Tokyo. I have not." Of his security hearing, he said: "The whole damn thing was a farce, and these people are trying to make a tragedy out of it."
In a response, Kipphardt offered to make corrections but defended the play, which premiered on Broadway in June 1968, with Joseph Wiseman in the Oppenheimer role. New York Times theater critic Clive Barnes called it an "angry play and a partisan play" that sided with Oppenheimer but portrayed the scientist as a "tragic fool and genius".
Oppenheimer was played by Sam Waterston in a BBC miniseries in 1980, which aired in the U.S. in 1982, that culminated in the security hearing.
Christopher Nolan's 2023 biopic Oppenheimer portrays both the security hearing and Lewis Strauss' confirmation hearing.
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England national football team manager
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History of national team football manager position in England
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[
"1946 establishments in England",
"England national football team lists",
"England national football team managers",
"History of the England national football team",
"Lists of national association football team managers"
] |
The role of an England national football team manager was first established in 1946 with the appointment of Walter Winterbottom. Before this, the England national football team was selected by the "International Selection Committee", a process in which the Football Association (FA) would select coaches and trainers from the league to prepare the side for single games, but where all decisions ultimately remained under the control of the committee. A 1–0 defeat by Switzerland prompted FA secretary Stanley Rous to raise Winterbottom from "National Director of coaching" to "Manager".
Nineteen men have occupied the post since its inception, four of those in short-term caretaker manager roles. Winterbottom held the position for the longest to date; a tenure of 16 years, including four appearances in the World Cup and a total of 139 matches. Alf Ramsey is the only manager to have won a major tournament, winning the 1966 World Cup with his "Wingless Wonders". Besides Ramsey, only Gareth Southgate at Euro 2020 has taken the team to a major tournament final. The other managers to have progressed to the semi-finals of a major competition are Bobby Robson at the 1990 World Cup, Terry Venables at Euro 1996, and Southgate at the 2018 World Cup.
Swedish coach Sven-Göran Eriksson became the first foreign manager of the team in January 2001 amid much acrimony. He led the team to reach three successive quarter-finals in major championships. Italian manager Fabio Capello replaced Steve McClaren in December 2007, after England failed to qualify for Euro 2008. Capello's side endured a lacklustre performance during the 2010 World Cup, but the FA confirmed that he would remain in the role. Capello resigned in February 2012, following a disagreement with the FA over their removal of John Terry as captain. He was replaced, on a caretaker basis, by Stuart Pearce, before Roy Hodgson was named as Capello's permanent replacement in May 2012. Hodgson's contract finished on 27 June 2016 as England were knocked out of UEFA Euro 2016 by Iceland in the round of 16. Sam Allardyce was announced as his successor a month later, but subsequently left the role after just one competitive match. He was replaced on a caretaker basis by England under-21 coach and former England international defender Gareth Southgate, whose position was made permanent after four matches.
The England manager's job is subject to intense press scrutiny, often including revelations about the incumbent's private life. Due to the high level of expectation of both the public and media, the role has been described as "the impossible job" or compared in importance in national culture to that of the British Prime Minister.
## Position
### Role
The England manager's role means he has sole responsibility for all on-the-field elements of the England team. Among other activities, this includes selecting the national team squad, the starting team, captain, tactics, substitutes and penalty-takers. Before 1946, the "Select Committee" (as appointed by the FA) would manage all issues barring the actual match day team selection, formation and tactics which was left to the head coach for the event. However interference was common, and not only from the FA. After the Second World War, with the relaunch of competitive international calendar, the manager's role expanded to take in all elements: from the selection of hotel and training camp venues, through to food and travel arrangements.
The manager is given a free hand in selecting his coaching ("back room") staff. For example, in 2008 Fabio Capello appointed four Italians (Franco Baldini as general manager, Italo Galbiati as assistant coach, Franco Tancredi as goalkeeping coach and Massimo Neri as fitness coach); he then appointed Englishman Stuart Pearce, the England under-21s coach, as an England coach, with Capello stating "From the start I made it clear that I wanted an English coach as part of my coaching team."
The England manager may also involve himself in wider issues beyond the on-the-field team issues. On a more tactical level, a host of other details can be influenced; Capello is even believed to have instructed the Wembley Stadium ball boys to return balls at speed when they go out of play.
### Appointment
The process of appointing a new England manager is undertaken by an FA committee, comprising board members and other high-ranking FA officials. For example, the members of the selection panel which appointed Sven-Göran Eriksson in 2001 were: chief executive Adam Crozier, chairman Geoff Thompson, vice-chairman Dave Richards, club chairmen and FA board members David Dein and Peter Ridsdale, and technical director Howard Wilkinson.
### National significance
The England manager's job has been compared in importance to that of the Prime Minister. Passion for football as England's national sport is coupled with patriotism and Wembley Stadium as the "home" of football. The dismissal or appointment of an England manager is front-page news and the subject of intense interest. Large sums are wagered on England winning, and during tournaments the country is festooned in Saint George's flags; during the 2006 World Cup, 27% of English adults bought a flag in one month alone. Shops and offices will be deserted as vast numbers of people watch the game.
The England manager's job is made more complex by his dependence on the co-operation of clubs and their managers in releasing players for friendlies, and "club versus country" conflict is said to have happened when permission is refused, given reluctantly, or negotiated. There are also repeated comments that the length of the English season (the top flight plays 38 league matches) is unhelpful for preparing tired players for major tournaments, but the self-interest of the Premier League makes a reduction in the number of games unlikely, particularly in light of the 2008 proposal for Game 39, a match played between Premier League clubs outside the country. This combination of factors, coupled with England's mediocre record in major championships has led to the England manager's job being described as the "impossible job".
## History
### Full-time era begins (1946–1962)
Before 1946, the England national football team had been under the leadership of a Football Association (FA) official and a trainer, usually from a London club. Appointed in 1946, initially as chief coach, Walter Winterbottom had been a member of the FA "International Selection Committee". The England squad was selected by an FA committee during his tenure, with Winterbottom's role restricted to selecting the starting team together with the coaching and tactics. In his first game as manager, he led England to a 7–2 victory over Ireland at Windsor Park, Belfast in the 1946–47 British Home Championship. Success in the Home Championship in 1950 resulted in England's qualification to the 1950 World Cup in Brazil. During the tournament, England suffered a shock defeat against the United States, and went out of the tournament with another 1–0 defeat, this time to Spain.
England experienced another surprise upset under Winterbottom's guidance in 1953 when Hungary defeated England 6–3 at Wembley Stadium. Winterbottom said afterwards, "... The press tended to think we would win easily, but I tried to point out that the Hungarians were actually a great side." He guided England to first place in the 1953–54 British Home Championship, which qualified the team for the 1954 World Cup in Switzerland, but saw his side knocked out in the quarter-finals, going down 4–2 against Uruguay. Three wins and a draw from four matches enabled England's qualification for the 1958 World Cup, only for Winterbottom's side to fail in the group play-off stage, losing 1–0 to the Soviet Union. England lost to Brazil in the quarter-final of the 1962 World Cup in Chile and, under attack from the British press, Winterbottom resigned five months later. He remains the longest serving manager of England.
### World Cup success (1962–1974)
Alf Ramsey took control of the team in 1962, but unlike Winterbottom, Ramsey had been a club manager, winning the League championship with Ipswich Town. Upon his appointment, he declared England would win the 1966 World Cup. His first match in charge resulted in a 5–2 loss at Parc des Princes against France. England automatically qualified for the 1966 World Cup as hosts and, after a goalless draw in the first match against Uruguay, four consecutive victories saw England through to the final against West Germany. A 4–2 victory, after extra time, won England the World Cup for the only time. As a result of his and England's achievements, Ramsey was awarded a knighthood in 1967. The following year England finished third at Euro 1968 in Rome, but Ramsey reflected "We are world champions. Third place is not our real position."
Automatic qualification for the 1970 World Cup was secured as world champions so Ramsey led England on a pre-tournament tour of South America. The effects of altitude on the team led Ramsey to appoint the first full-time team doctor, Neil Phillips, who helped prepare the squad for the forthcoming tournament in Mexico. England were defeated in the quarter-final by West Germany; with a 2–0 lead with 25 minutes of the match remaining, Ramsey substituted Bobby Charlton and goalscorer Martin Peters, but West Germany went on to win 3–2 after extra time. Ramsey was heavily criticised in the British press for the substitutions. Losing out to West Germany again, this time in a two-legged quarter-final for Euro 1972, Ramsey prepared England for qualification for the 1974 World Cup. Needing a win against Poland, Ramsey's tactical use of substitutions was again called into question as the match ended in a 1–1 draw. England had failed to qualify for the World Cup, and Ramsey was dismissed the following May.
### Turbulent times (1974–1982)
Joe Mercer took control of the team on a caretaker basis for seven matches, before the FA appointed Don Revie on a five-year contract. It was a year before Revie's England suffered a defeat but despite this, he changed his starting line-up for every game. His relationship with the FA had broken down and his team-building exercises, including carpet bowls and indoor golf, led to disconsolation in the squad. A 2–0 defeat to the Netherlands at Wembley Stadium turned the press against him; some commentators compared the loss to the 6–3 defeat by Hungary in 1953. Convinced he was to be replaced by Bobby Robson, he announced he was to become manager of the United Arab Emirates team. Selling his story to the Daily Mail, he subsequently resigned on 11 July 1977. Revie was charged with bringing the game into disrepute and was banned by the FA in a "kangaroo court" for ten years. On appeal to the High Court, the ban was overturned but the judge ordered Revie to pay two-thirds of the costs. Brian Clough applied for the position in 1977, but the FA rejected him and Ron Greenwood was appointed, initially as a temporary replacement for Revie, but later in 1977 on a permanent basis. Bobby Moore described him as "the encyclopaedia of football", and he guided England to Euro 1980 without a defeat during qualification.
The team exited the tournament at the group stage and Greenwood turned his attention to qualification for the 1982 World Cup in Spain. Defeats in Switzerland and Romania led Greenwood to consider resignation, but a victory over Hungary convinced him to stay. A 2–1 defeat in Oslo, which led to commentator Bjørge Lillelien's outburst concluding with "Your boys took a hell of a beating!", meant England required at least a point in their final qualifying game against Hungary. A Paul Mariner goal secured victory and qualification for the team. Wins over France, Czechoslovakia and Kuwait allowed England into the second round group but two 0–0 draws ended in England going out of the tournament, without having lost a game. Greenwood retired immediately after the World Cup and on 7 July 1982, two days after England were knocked out of the 1982 World Cup, Bobby Robson was appointed England manager, selecting former West Bromwich Albion teammate Don Howe as his chief coach.
### Robson and "The Hand of God" (1982–1990)
Robson's tenure included 28 qualifying matches, of which only one, against Denmark in 1983, resulted in a defeat. This contributed to England's failure to qualify for Euro 1984, and Robson offered his resignation. It was rejected by the FA chairman, Bert Millichip, and Robson went on to lead the England team to qualify for the 1986 World Cup in Mexico. England were defeated in the quarter-final by Argentina with a brace of goals from Diego Maradona; the "Hand of God" goal, and the "Goal of the Century" he scored five minutes later.
Robson's England dropped only one point in qualifying for Euro 1988, which included an 8–0 win over Turkey. However, this was followed by failure at the tournament itself, held in West Germany, where England were knocked out in the group stage. They finished bottom of their group, succumbing to defeats against the Republic of Ireland, the Netherlands and the Soviet Union. Robson was vilified by the British press, and after a draw in a friendly with Saudi Arabia, one newspaper demanded: "In the name of Allah, go". Robson led England without conceding a goal through qualification for the 1990 World Cup.
As in the 1986 World Cup, Robson was denied the service of his captain, Bryan Robson, who suffered an achilles tendon injury which prevented him playing in the latter stages of the tournament. England topped their group, accumulating four points from their three games. However their progress was not without controversy. England changed formation from their traditional 4–4–2 to incorporate a sweeper, with some sources suggesting this was due to player revolt after the 1–1 draw in the first match with the Republic of Ireland. Robson denies this claim in his autobiography. This was followed by victories over Belgium and Cameroon in the knock-out stages, to set up a semi-final with West Germany.
England lost the match on a penalty shoot-out, after the score had been level at 1–1 following extra time. Robson's last public appearance before his death from cancer was at the Sir Bobby Robson Trophy match in July 2009, played between veterans from that 1990 semi-final as a tribute to his life and in aid of his cancer charity.
### Controversial times (1990–2002)
Robson had announced before the tournament that he would step down from the post after the finals and Graham Taylor was appointed, having been approached in April 1990 by the FA. Failure to proceed past the group stage of Euro 1992 with a 2–1 defeat against Sweden led to newspaper headlines such as "Swedes 2 Turnips 1" and Taylor's nickname of "Turnip Head". Following defeat to the Netherlands in the penultimate qualifying match for the 1994 World Cup, for only the third time in its history, England had failed to qualify for the World Cup. The qualifying campaign was recorded in a television documentary, and Taylor's remark "Do I not like that" soon after entered popular culture.
Failure in the qualification resulted in Taylor resigning, and Terry Venables took over the helm in 1994. As England were hosts for Euro 1996, he did not manage the team in a competitive match for over two years. In January 1996, he announced that he would resign after the tournament as a result of several court cases, but led England to the semi-finals, where they were defeated by Germany on penalties. He was replaced by Glenn Hoddle, whose unorthodox off-the-field approach in bringing in faith healer Eileen Drewery to help the team drew significant criticism. Hoddle suggested she was "more of an agony aunt" but during the 1998 World Cup, the press suggested Drewery had influenced Hoddle in squad selection. England were knocked out of the tournament in the second round, once again on penalties, this time against Argentina. Hoddle's diary portraying his version of events at the World Cup was subsequently published, drawing further criticism.
An interview with Matt Dickinson, a reporter from The Times, suggested that Hoddle had a "controversial belief that the disabled, and others, are being punished for sins in a former life." Hoddle's comments were criticised by several notable politicians, including Sports Minister Tony Banks and Prime Minister Tony Blair. Hoddle stated that he was not prepared to resign and claimed his words were misinterpreted and pointed out his contributions and commitment to organisations helping the disabled. The FA terminated Hoddle's contract soon afterwards, which was welcomed by representatives of disabled groups.
Howard Wilkinson was caretaker manager for two games, before the appointment of Kevin Keegan in February 1999. Initially combining the job with a role at Fulham, Keegan was made full-time coach in May. He led England to qualification for Euro 2000 following success in a two-legged play-off against Scotland. Two 3–2 losses resulted in England leaving the tournament at the group stage. A loss to Germany in the last international match at the old Wembley Stadium in the first 2002 World Cup qualifying match led to Keegan's resignation. Keegan resigned an hour after the team was booed off by England fans; he told the FA officials that he felt "a little short at this level". Wilkinson again returned as caretaker for one more match, followed by Peter Taylor who presided over a friendly loss to Italy.
### Foreign management (2002–2012)
The FA then took the unprecedented, and widely criticised step of appointing the first non-Englishman as coach, in the form of Swede Sven-Göran Eriksson. Eriksson had a good record in European domestic football, with success in Portugal and Italy, and had led clubs to win UEFA competitions on two occasions. He led England to qualify for the 2002 World Cup with David Beckham scoring the vital equaliser against Greece, deep into injury time. England were knocked out by Brazil in the quarter-finals and Eriksson came under fire for his "ice-cool" appearance on the touchline failing to inspire his team, senior player Gareth Southgate remarking after the tournament that "we needed Winston Churchill but we got Iain Duncan Smith".
Eriksson led England to qualification for Euro 2004 but once more the team fell at the quarter-final stage, again losing on penalties, this time to Portugal. Losing 1–0 to Northern Ireland in Belfast during the qualification for the 2006 World Cup led to fans chanting "Sack the Swede", frustrated again at the lack of obvious emotion in Eriksson while his coach, Steve McClaren, was much more animated.
In January 2006, the FA announced that Eriksson would stand down after the World Cup. With the team losing in the quarter-final again to Portugal and again on penalties, Eriksson duly left the post in July. The search for Eriksson's replacement was controversial. It became clear that the FA wanted to appoint Luiz Felipe Scolari, but the approach was botched, and Scolari turned down the offer. Ultimately, Eriksson was replaced by the man who had coached the side under him, Steve McClaren.
Qualification for Euro 2008 proved too much, England losing the final qualifier against Croatia 3–2 in November 2007, when a draw would have been enough to take England to the finals. The British press turned on McClaren, former Scottish international Alan Hansen stating that "... what McClaren should be held accountable for is that with a squad of this quality he failed to qualify from what seemed a reasonably straightforward group ...". McClaren was dismissed the day after the defeat by Croatia, and was replaced in December 2007 by Italian Fabio Capello. The defeat by Croatia is remembered in the sports press for the moniker "Wally with the Brolly", a reference to McClaren's pitchside presence under an umbrella in a match played in heavy rain.
Capello led England to qualification for the 2010 World Cup, winning nine of the team's ten qualifying matches. However, the team's performance in the tournament proper was less impressive. Two lacklustre draws in the group stage against the United States and Algeria were followed by an ignominious 4–1 defeat by traditional rivals Germany in the Round of 16. The team's performance was at least partly attributed to selection and tactical errors by Capello and led to calls for his dismissal. However, on 2 July, the FA confirmed that he would remain in the role until 2012, with Capello himself confirming his intention to step down and retire after Euro 2012.
Conflicting reports came out of the FA as to whether the next manager would be English. On 15 August 2010, the FA's Adrian Bevington stated to the BBC that "we should have an English manager after (Euro 2012)", but on 22 September, the FA's Director of Football Development, Trevor Brooking, stated that "We would like to go English (but) we've got to see what English people are available". Two weeks later, Capello's England qualified for Euro 2012 with a 2–2 draw away against Montenegro. In February 2012, Capello resigned following the FA's decision to remove the captaincy of the national side from John Terry, with Englishman Stuart Pearce taking over the role on a caretaker basis.
### English appointees and Southgate emergence (2012–2016)
Following a 3–2 defeat at Wembley Stadium by the Netherlands in February, Pearce was replaced on 1 May 2012 by West Bromwich Albion manager Roy Hodgson on a four-year contract. Despite the team being based in Kraków in Poland for the tournament, England's first fixture in Euro 2012 was in Donetsk in Ukraine against France, which ended in a 1–1 draw. Subsequent victories over Sweden and tournament co-hosts Ukraine resulted in a quarter-final match against Italy. The game ended goalless after extra time, sending the game to a penalty shoot-out which Italy won 4–2. Hodgson claimed that England's exit from major tournaments had become a "national obsession". With a 2–0 victory over Poland in October 2013, Hodgson led England to qualification for the 2014 World Cup.
However, in the 2014 World Cup, England lost two consecutive group matches, against Italy and Uruguay, by 2–1 on each occasion. This was the first time England had lost two group matches since the 1950 World Cup (when they lost against the United States and Spain) and the first time England had been eliminated at the group stage since the 1958 World Cup. This was also the first time that England had not won a match at the tournament since 1958, and England's points total of one from three matches was its worst ever in the World Cup.
England qualified for UEFA Euro 2016 in September 2015, following a 6–0 win over San Marino. On 27 June 2016, almost immediately after England were knocked out 2–1 by Iceland in the round of 16, Hodgson resigned as manager.
On 22 July, Sam Allardyce was appointed England manager on a two-year contract. After only 67 days in the job, a video published by The Daily Telegraph showed Allardyce making insulting statements against former manager Roy Hodgson, and explaining how to circumvent regulations of The FA on third party ownership of players. He subsequently left the role as manager of England later that day. Former England international defender and England under-21 coach Gareth Southgate was given the senior role on a caretaker basis for four matches while the FA considered their options. Two wins, including a 3–0 victory over Scotland, and a draw in qualifying matches for the 2018 World Cup and a 2–2 draw with Spain in a friendly followed under Southgate's temporary management, before he was formally appointed to the position full-time on 30 November 2016 on a four-year deal. Southgate is still in the job until the Euros in 2024, after further extensions.
## Media reaction
The reaction of the British media to the England national team manager reflects the changing nature of the British media generally. In recent times, managers have been attacked personally, for their personal beliefs, or private lives.
### Personal attacks
The press had long campaigned for changes in management style and / or replacement of the manager himself, but a watershed was reached under the tenure of Graham Taylor, whose unsuccessful reign led to the manager being pilloried in the tabloids. Most notably, The Sun newspaper reacted to a damaging defeat by Sweden at Euro 1992, by the accompaniment of the headline "Swedes 2 Turnips 1" with a photographic montage of a turnip superimposed on Taylor's head. Taylor was thereafter often referred to in the media as "Graham Turnip" or "Turnip Taylor".
Subsequent footballing ignominies were then followed by other depictions of Taylor as a vegetable; England's first game after Euro 92 ended in a 1–0 defeat to Spain, and The Sun pictured Taylor as a "Spanish onion". When he resigned, following the loss of the 1994 World Cup spot to Norway, they reverted to the turnip image, accompanying the front-page headline, "That's yer allotment".
Following Roy Hodgson's appointment, The Sun mocked his rhotacism manner of speech with a "Bwing on the Euwos!" front-page headline. The FA called the headline "unacceptable" and more than 100 people complained to the Press Complaints Commission.
### Issues-based
Glenn Hoddle attracted the media spotlight for two key issues unrelated to on-the-pitch affairs. In the first, his reliance upon purported faith healer Eileen Drewery was questioned. Drewery became part of the official England staff, and players were pressured to see her, even though many of them were sceptical. However, far more opprobrium was caused by Hoddle's comments about disabled people:
> You and I have been physically given two hands and two legs and half-decent brains. Some people have not been born like that for a reason. The karma is working from another lifetime. I have nothing to hide about that. It is not only people with disabilities. What you sow, you have to reap.
Public opinion, based upon the immediate media furore resulted in (according to one BBC poll) 90% of respondents believing Hoddle should not continue as English coach. However, the BBC survey showed that while many considered his comments insensitive to the disabled, others defended his right to express his religious beliefs by claiming that to dismiss him would constitute religious discrimination.
### Private life
Eriksson's private life came under scrutiny, with a number of well-publicised accusations of trysts with women including Ulrika Jonsson, and FA secretary Faria Alam, despite his on-going relationship with Nancy Dell'Olio. Though Eriksson maintained in press conferences that his personal life was a private matter, his relationships with Jonsson in 2002 and Alam in 2004 were subject to tabloid headlines for several weeks.
### Campaigns
The media, both broadsheet and tabloid, have sometimes campaigned for a manager to be dismissed, appointed or retained. Campaigns for managers to be dismissed have been front-page news, with eye-catching headlines including "The final ron-devouz", "In the Name of Allah Go", "Norse Manure", "Blair Gives Hoddle The Red Card" for (respectively) Greenwood, Robson, Taylor and Hoddle.
Eriksson survived several scandals whilst in office, but his tenure was eventually ended when he was one of a series of celebrities targeted by a tabloid 'sting', orchestrated by The Fake Sheikh, Mazher Mahmood. Eriksson's indiscretions revealed by the newspaper "... proved the final straw for the FA", although Eriksson was permitted to stay on in the role until the end of the 2006 World Cup.
These campaigns have also sometimes backfired. Former FA chief executive, Graham Kelly recalled a campaign, orchestrated by The Sun against Bobby Robson, that began in 1984 (six years before his resignation):
> The Sun was handing over "Robson Out" badges at England games as early as 1984 but the FA's then chief executive, Graham Kelly, recalled that with every press attack, his backing increased. "The irony was that just before the 1990 World Cup, the chairman, Bert Millichip, finally lost patience, let his tongue run away with him, and said that Robson either had to win the World Cup or go, and Bobby reacted by approaching PSV Eindhoven. Had this not happened, he would have served another four years, believe me."
Sections of the media have often campaigned for a particular person to be appointed England manager. At various times, but particularly during the tenure of Bobby Robson, the media campaigned for the appointment of Brian Clough. Robson once told FA chairman Bert Millichip "I'm having a rough time and everybody wants Brian – give the job to him. If he's successful, everybody's happy. If he fails, that's the end of the clamour for Brian Clough to be England manager." Robson added, "He would have ruffled a few feathers and disturbed the corridors of power but I think he would have been a good England manager. He had good judgement, knew how to design a team and was a great motivator." Terry Venables was also the subject of a media campaign for dismissal during his time as manager but was then supported by the press to return to the role in 2000.
Steve McClaren received media criticism, and, as failure to qualify for Euro 2008 looked increasingly likely, the headlines became more visceral. In January 2008, football magazine When Saturday Comes described the newspaper coverage of his final month as "relentless and remorseless". Both tabloids and broadsheets published critical pieces, with The Times headlining an editorial "Fail and McClaren has to go".
The media have also parodied this genre of campaigns for recruitment, dismissal or retention of managers. In October 2000, The Sun launched a campaign promoting a donkey as the new England manager.
## Statistical summary
The following table provides a summary of the complete record of each England manager including their progress in both the World Cup and the European Championship.
Statistics correct as of 20 June 2023
Key: Pld–Number of complete tournaments played, W–Number of tournaments won, S–Number of tournaments shared, %–outright win percentage
### Statistical summary for British Home championships
The following table provides a summary of results for each England manager in the British Home Championship, held annually until the 1983–84 season.
|
51,375,496 |
Old Spanish Trail half dollar
| 1,158,919,622 |
1935 commemorative U.S. coin
|
[
"1935 establishments in the United States",
"Cattle in art",
"Currencies introduced in 1935",
"Early United States commemorative coins",
"Fifty-cent coins",
"Maps on coins",
"Old Spanish Trail (trade route)",
"Plants in art"
] |
The Old Spanish Trail half dollar is a commemorative coin struck by the United States Bureau of the Mint in 1935. The coin was designed by L. W. Hoffecker, a coin dealer, who also was in charge of its distribution.
In 1930, President Herbert Hoover vetoed the Gadsden Purchase half dollar bill. Hoffecker had been the moving force behind that effort, and he sought another commemorative coin proposal that he could control if authorizing legislation was passed. He chose the travels of Spanish officer Álvar Núñez Cabeza de Vaca in the early 16th century. Hoffecker took liberties both with the timing of Cabeza de Vaca's travels and their location. For instance, although Hoffecker's hometown of El Paso, Texas, is featured on the coin, Cabeza de Vaca came nowhere near it. All this made little difference to Congress, which passed the Old Spanish Trail coin bill without opposition. It was signed into law by President Franklin D. Roosevelt.
Once they were struck, Hoffecker purchased the coins from the government and sold them to collectors, ostensibly on behalf of the local museum, but in fact for his personal profit, something he later denied in testimony before Congress. There were no complaints about the distribution printed in the pages of The Numismatist (a journal on coin collecting) and Hoffecker went on to the presidency of the American Numismatic Association in 1939. Hoffecker's design for the coin, featuring the head of a cow, has brought mixed reviews from numismatic commentators. The fact that only 10,000 of the half dollars were struck has made them prized among those seeking to complete a "type set" of early commemorative coins—that is, one coin of each different design.
## Background
Álvar Núñez Cabeza de Vaca was an officer on a Spanish expedition that landed around Tampa Bay in 1528. Their searches for treasure led to hostile reception by the local Native Americans, and de Vaca was eventually marooned there. He and others made their way west by small boats along the coast, and eventually reached Galveston Island, where he lived with the Karankawa tribe as a medicine man before continuing west overland: in 1536 he found a Spanish patrol in northern Mexico. He returned home and wrote of his experiences. Cabeza de Vaca, or "head of a cow", was a name said to have been given by the King of Spain to an ancestor of Álvar Núñez for his help in guiding the army through the mountains (along a trail marked with cattle skulls), enabling an attack on the Moors from the rear, defeating them.
In the 1930s, commemorative coins were not sold by the government—Congress, in authorizing legislation, usually designated an organization which had the exclusive right to purchase them at face value and vend them to the public at a premium. In the case of the Old Spanish Trail half dollar, the responsible group was the El Paso Museum, acting through its chairman.
Lyman William Hoffecker (usually known as L. W. Hoffecker) was an El Paso, Texas, coin dealer and an official of the American Numismatic Association (ANA). In 1929, he organized the Gadsden Purchase Commission (consisting mostly of himself) to seek a commemorative coin issue for the 75th anniversary of the Gadsden Purchase. A bill that would have authorized one passed both houses of Congress in 1930, but it was vetoed by President Herbert Hoover, who deemed commemorative coins abusive. Undiscouraged by this, in 1935 (after Hoover left office) Hoffecker made a second attempt for a commemorative coin issue he would control, for the Old Spanish Trail, becoming chairman of the El Paso Museum Coin Committee. This time, he visited Washington and had discussions with several lawmakers, and was even granted a five-minute interview with President Franklin D. Roosevelt, a talk Hoffecker said "that saved us". Hoffecker later testified before Congress that he was asked to handle the arrangements of the Old Spanish Trail half dollar as the only coin collector in El Paso, something Q. David Bowers, in his volume on commemoratives, called a lie, as Hoffecker elsewhere in his correspondence refers to local collectors buying a few of the coins.
## Legislation
R. Ewing Thomason of Texas introduced legislation for an Old Spanish Trail half dollar into the House of Representatives on March 4, 1935. The bill was referred to the Committee on Coinage, Weights, and Measures. That committee held a hearing, at which Thomason appeared, telling the members about Texas history and assuring them the bill would result in no expense to the government. On April 2, John J. Cochran of Missouri reported the bill back to the House on behalf of the committee, recommending it pass. Cochran brought two commemorative coin bills, including the one for the Old Spanish Trail piece, to the House floor on April 3 as emergency measures. He explained to members dubious that the striking of half dollars could be urgent that they were needed for celebrations scheduled for that summer, and that the bills had been delayed due to the committee chairman's illness. First to be considered was the Old Spanish Trail bill. Marion A. Zioncheck of Washington state, who had been quizzing Cochran, asked: "Is this for St. Louis again?"; Cochran responded, "No; this is not for St. Louis." New York's Charles D. Millard asked if the minority (Republican) members of the committee had been consulted; Cochran assured him this was so and they were in favor of the bill. William D. McFarlane of Texas asked what the expense to the federal government would be; Cochran responded, "it will not cost the Government five cents". The bill passed without recorded objection, after which Cochran got the Hudson, New York, Sesquicentennial half dollar passed.
In the Senate, the Old Spanish Trail bill was referred to the Committee on Banking and Currency. That committee issued a report on May 23 by Duncan U. Fletcher of Florida, recommending it pass without amendment. When the bill was brought to the Senate floor on May 28, William Henry King of Utah asked if the bill had the Treasury Department's support, but Fletcher did not know as it was a House bill; his committee had approved it as similar bills had been passed for expositions and other celebrations. The Majority Leader, Joseph Taylor Robinson of Arkansas, noted there would be no expense to the government; Fletcher agreed, stating it would make some money through seignorage. The bill passed without further debate, and was enacted, authorizing 10,000 half dollars, with the signature of President Roosevelt. According to the Numismatic Guaranty Corporation's page on the coin, "Rewriting history to suit his own ends, Hoffecker claimed that El Paso was the end of the Old Spanish Trail traveled by early explorer Alvar Nunez Cabeza de Vaca and the remnants of a 1527 Spanish expedition. This was not really the case, but apparently that didn't bother Congress, as a bill was passed on June 5th, 1935 authorizing a maximum of 10,000 half dollars commemorating the trail."
## Preparation
Hoffecker provided sketches for the half dollar, and sent them to the Bureau of the Mint for approval. Mint Director Nellie Tayloe Ross on June 27 forwarded them to the Commission of Fine Arts for its recommendation, noting that the position of Hoffecker's initials between the anniversary dates was objectionable. The Commission sent the sketches to its sculptor member, Lee Lawrie, for his approval, and he thought they would make a good coin if modeled properly. The sketches had lacked the word "Liberty", something Ross had pointed out. Lawrie felt it must be included, and suggested it be inserted between the cow's horns, which it was. Lawrie also recommended the initials be made less conspicuous. The full commission approved the designs, subject to Lawrie's criticisms being addressed.
Edmund J. Senn of El Paso was hired to make the required plaster models based on the designs and the requirements of the Fine Arts Commission. Hoffecker related that he had sought to hire one of two or three sculptors in the East, but each would take too long and wanted liberty to make changes. Senn was unemployed, and, by Hoffecker's account, he stood over Senn, who worked in Hoffecker's garage. The models were sent to the Fine Arts Commission, which did not like the appearance of the cow's head and required that it be modified. It also questioned the placing of the word LIBERTY on a riband, as if it were a motto, which it is not. Senn revised his models, though little change was made to the head.
## Design
The obverse depicts the head of a cow, intended as a rebus for Cabeza de Vaca, of whom no portrait could be found. Instead, the literal translation of his title was used. There are no other design elements on the obverse, only lettering. Arlie Slabaugh in his volume on commemoratives found the obverse "unorthodox" but "it does what it was intended to do, tells the story and then stops, leaving a generally pleasing and uncluttered design".
The reverse features a yucca in bloom, superimposed against a map of the five Gulf States, with a line intended to describe de Vaca's route, running from Florida to El Paso, which is the only place named. Hoffecker, in submitting the design to the Mint, stated that he hoped there would be no objection to El Paso being named, as there was a precedent for it. There are dots along the route representing St. Augustine, Jacksonville, Tallahassee, Mobile, New Orleans, Galveston, and San Antonio. This is inaccurate, as de Vaca traveled along the Gulf Coast for the most part by boat rather than overland; according to numismatist Dan Brothers in his 2014 article on Hoffecker, "the actual Old Spanish Trail, however, followed a completely different route than the path taken by de Vaca." Hoffecker took further liberties, as the year 1535 was not a significant date in de Vaca's travels. Hoffecker's initials appear at lower right, to the right of and above the year 1935.
Swiatek, in his 2012 volume on commemoratives, describes the Old Spanish Trail issue as "beautiful and very popular". Bowers noted that it was "popular with collectors from the very start, and this enthusiasm has carried through to the present day".
Art historian Cornelius Vermeule, in his volume on U.S. commemorative coins and medals, said of the Old Spanish Trail piece that it "can safely be designated the ugliest commemorative coin ever produced by a United States mint. It may be the strongest contestant for the title of least attractive American coin ever manufactured under official auspices between 1793 and the present." He ridiculed the cow's head, saying that using it to represent Cabeza de Vaca was akin to depicting a field of roses on the dime to represent Franklin Roosevelt. Vermeule noted Slabaugh's praise that the obverse told a story and then stopped, and stated, "the question is whether or not the story is worth telling on a United States half-dollar."
## Production and distribution
There was a note in the June 1935 edition of The Numismatist (the ANA's journal) authored by Hoffecker, stating that he, as head of the Museum Committee, would be selling the Old Spanish Trail half dollars at \$2 each, plus postage. He stated that only 10,000 would be issued, and "we wish all collectors to obtain a few and will not allow any speculator to hold up the public." He placed an advertisement the following month, stating that he was ready to take orders and he hoped the coins would be available from the Mint in 60 days.
The Philadelphia Mint in September struck 10,000 half dollars, plus eight extra that would be held for inspection and testing at the 1936 meeting of the annual Assay Commission. Hoffecker later stated in a letter to another dealer that he paid for the coins, owned them, and sold them, and that the only two the El Paso Museum got were gifts from himself. Accordingly, the profits would have accrued to him. When testifying before Congress in March 1936, he denied having an ownership interest in them. Bowers, whose firm holds Hoffecker's papers, stated his belief that most of the coins were distributed by Hoffecker to collectors and other interested persons, and that he avoided selling to speculators. He kept a quantity for himself, though he also denied that publicly. He wrote to another dealer in 1953 that he was still selling the half dollars, a few each month. When coins from Hoffecker's estate were sold in 1967, a group of 63 Old Spanish Trail half dollars was auctioned off. Hoffecker kept the coin collecting community happy in the distribution of the issue; if there were dissenters, their complaints were not printed in The Numismatist. In 1936, Hoffecker was the distributor of the Elgin, Illinois, Centennial half dollar, and in 1939 was elected president of the American Numismatic Association. Anthony Swiatek and Walter Breen wrote in their volume on commemoratives that "no scandal attached itself to Hoffecker".
The low mintage of the issue has made it desirable to those collectors seeking to put together a type set of commemoratives, one of each design. The Old Spanish Trail half dollar sold at retail for about \$4 in 1940, in uncirculated condition. It thereafter increased in value, selling for about \$38 by 1955, and \$510 by 1975. The deluxe edition of R. S. Yeoman's A Guide Book of United States Coins, published in 2018, lists the coin for between \$1,050 and \$1,450, depending on condition. An exceptional specimen sold at auction for \$25,300 in 2005.
|
391,038 |
Fakhr al-Din II
| 1,171,605,814 |
Druze emir of Mount Lebanon (c. 1572–1635)
|
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"1572 births",
"1635 deaths",
"16th-century Arab people",
"16th-century people from the Ottoman Empire",
"17th-century Arab people",
"17th-century people from the Ottoman Empire",
"Druze in Lebanon",
"Druze people from the Ottoman Empire",
"Emirs of Mount Lebanon",
"History of Sidon",
"Lebanese princes",
"Ma'n dynasty",
"People executed by the Ottoman Empire by decapitation",
"Rebels from the Ottoman Empire"
] |
Fakhr al-Din Ma'n (Arabic: فَخْر ٱلدِّين مَعْن, romanized: Fakhr al-Dīn Maʿn; c. 1572 – March or April 1635), commonly known as Fakhr al-Din II or Fakhreddine II (Arabic: فخر الدين الثاني, romanized: Fakhr al-Dīn al-Thānī), was the paramount Druze emir of Mount Lebanon from the Ma'n dynasty, an Ottoman governor of Sidon-Beirut and Safed, and the strongman over much of the Levant from the 1620s to 1633. For uniting modern Lebanon's constituent parts and communities, especially the Druze and the Maronites, under a single authority for the first time in history, he is generally regarded as the country's founder. Although he ruled in the name of the Ottomans, he acted with considerable autonomy and developed close ties with European powers in defiance of the Ottoman imperial government.
Fakhr al-Din succeeded his father as the emir of the Chouf mountains in 1591. He was appointed over the sanjaks (districts) of Sidon-Beirut in 1593 and Safed in 1602. Despite joining the rebellion of Ali Janbulad in 1606, Fakhr al-Din remained in his post and the Ottomans recognized his takeover of the Keserwan mountains from his rival Yusuf Sayfa. Seven years later, an imperial campaign was launched against him for allying with Tuscany and garrisoning the strategic fortresses of Shaqif Arnun and Subayba. He escaped and became an exile in Tuscany and Sicily. Upon his return in 1618, he resumed control of his former domains and within three years took over northern Mount Lebanon, which was predominantly Maronite. After Fakhr al-Din routed the governor of Damascus at the Battle of Anjar in 1623, he extended his control to the Beqaa Valley, the stronghold of his rivals, the Harfush dynasty. Fakhr al-Din proceeded to capture fortresses across central Syria, gained practical control of Tripoli and its eyalet, and acquired tax farms as far north as Latakia. Although he frequently attained government favor by timely forwarding of tax revenue, bribing officials, and using opportunities of mutual interest to eliminate local rivals, his outsized power and autonomy were considered a rebellion by the imperial government. A near-contemporary historian remarked that "the only thing left for him to do was to claim the Sultanate". He surrendered to the Ottomans during a siege of his Chouf hideout in 1633 and was executed in Constantinople two years later. In 1697 Fakhr al-Din's grandnephew was awarded a tax farm spanning southern Mount Lebanon. It was gradually expanded by the Ma'ns' marital relatives, the Shihabs, in 1711, and was a precursor to the Lebanese Republic.
According to the historian Kamal Salibi, Fakhr al-Din "combined military skill and eminent qualities of leadership with a keen business acumen and unusual powers of observation". During a period when the empire was in a long economic crisis, Fakhr al-Din's territories thrived, and Sidon in particular attained political significance for the first time in its modern history. He protected, promoted, and helped modernize commercial agriculture in his domains, inaugurating the lucrative silk trade of Mount Lebanon. By opening his port towns for European commerce, he facilitated the most significant European political and economic penetration of the Levantine coast since the 13th century. Fakhr al-Din's wealth, derived mainly from his tax farms, but also from extortion and counterfeiting, enabled him to invest in the fortifications and infrastructure needed to foster stability, order, and economic growth. His building works included palatial government houses in Sidon, Beirut and his Chouf stronghold of Deir al-Qamar, caravanserais, bathhouses, mills, and bridges, some of which remain extant. Tax farming financed his army of sekban mercenaries, which after 1623 mostly replaced the local peasant levies on which he previously depended. Christians prospered and played key roles under his rule, with his main enduring legacy being the symbiotic relationship he set in motion between Maronites and Druze, which proved foundational for the creation of a Lebanese entity.
## Origins and early life
Fakhr al-Din was born c. 1572, the eldest of at least two sons of Qurqumaz ibn Yunus, the other son being Yunus. They belonged to the Ma'n dynasty, a Druze family of Arab stock established in the Chouf area of southern Mount Lebanon from before the Ottoman conquest of the Levant in 1516; traditional accounts date their arrival in the Chouf to 1120. The Chouf was administratively divided into a number of nahiyas (subdistricts). They were part of the Sidon Sanjak, a district of Damascus Eyalet. The Chouf, together with the neighboring mountainous nahiyas of the Gharb, the Jurd and the Matn, all south or east of Beirut, were commonly referred to in contemporary sources as "the Druze Mountain" due to their predominantly Druze population.
Like other Ma'nids before him, Qurqumaz was a muqaddam, a local rural chieftain in charge of a small area. He was also a multazim—a holder of a limited-term tax farm known as an iltizam—over all or part of the Chouf. He was referred to as 'emir' by local chroniclers, but the title reflected the traditional prominence of his family in the community and was not an official rank. Fakhr al-Din's mother, Sitt Nasab, belonged to the Tanukh, a princely Druze family established in the Gharb from at least the 12th century. In the words of the historian Kamal Salibi, Fakhr al-Din's paternal ancestors "were the traditional chieftains of the hardy Druzes" of the Chouf, and his maternal kinsmen "were well acquainted with commercial enterprise" in Beirut (see family tree below).
The Druze were officially considered Muslims by the Ottomans for taxation purposes, though they were not viewed as genuine Muslims by the authorities. Members of the community had to pretend to be of the Sunni Muslim creed to attain any official post, were occasionally forced to pay the poll tax known as jizya which was reserved for Christians and Jews, and were the target of condemnatory treatises and fatwas (religious edicts). In countering their incorporation into the Ottoman administrative and fiscal system, the Druze benefited from rugged terrain and possession of muskets, making it difficult to impose Ottoman authority in the Druze Mountain. Ottoman efforts to tax and disarm the Druze manifested in a series of punitive expeditions between 1523 and 1585. During the summer 1585 expedition, hundreds of Druze elders were slain by the vizier Ibrahim Pasha and the Bedouin chief Mansur ibn Furaykh of the Beqaa Valley, and thousands of muskets were confiscated. Qurqumaz refused to surrender and died in hiding shortly after the expedition.
The period between Qurqumaz's death and Fakhr al-Din's emergence in local politics is obscure. According to the historian William Harris, the chiefs of the Druze, "long disobedient and fractious, again became ungovernable" after Qurqumaz's death. The 17th-century historian and Maronite patriarch Istifan al-Duwayhi, who was an associate of the Ma'n, holds that Fakhr al-Din and Yunus were afterward taken in by their maternal uncle Sayf al-Din, the Tanukhid chief of Abeih in the Gharb, for about six years.
### Appearance and personality
Most contemporary descriptions of Fakhr al-Din's appearance note his small stature. He had an olive complexion, a ruddy face, and black eyes, described as "brilliant" by Eugène Roger, a Nazareth-based Franciscan who served as Fakhr al-Din's physician in 1632–1633. His practical court historian, Ahmad al-Khalidi, referred to him as latif al-hamah, roughly translating as 'one with a kind face'. The French consul in Sidon and traveler Chevalier d'Arvieux commented on his appearance:
> Fakhr al-Din was of mediocre height, brown in face; he had a colored complexion, large eyes full of fire, an aquiline nose, a small mouth, white teeth, a beautiful face, a chestnut-blond beard, a very majestic air, of wit infinitely male and a harmonious voice.
According to Harris, the English traveler George Sandys, a contemporary of Fakhr al-Din, offered the "best description" of his personality, calling him "great in courage and achievements ... subtle as a fox, and a not a little inclining to the Tyrant [Ottoman sultan]". Sandys further noted that he was "never known to pray, nor ever seen in a mosque" and only made major decisions after consulting his mother. Roger remarked that he had "invincible courage" and was "learned in astrology and physiognomy".
## Rise
### Governor of Sidon-Beirut and Safed
Around 1590 Fakhr al-Din succeeded his father as the muqaddam of all or part of the Chouf. Tax records indicate that he had gained the iltizam of the Sidon and Beirut nahiyas and the port of Beirut from 14 July 1589. Unlike his Ma'nid predecessors, he cooperated with the Ottomans who, though able to suppress Mount Lebanon's local chiefs with massive force, were unable to pacify the region in the long term without local support. When the veteran general Murad Pasha was appointed beylerbey (provincial governor) of Damascus, Fakhr al-Din hosted and gave him expensive gifts upon his arrival at Sidon in September 1593. He appointed him the sanjak-bey (district governor), of Sidon-Beirut in December. While his ancestors were locally referred to as emirs, Fakhr al-Din had attained the official rank of emir or its Turkish equivalent, bey.
The Ottomans' preoccupation with the wars against Safavid Iranbetween 1578 and 1590 and again between 1603 and 1618and the war with Habsburg Austria afforded Fakhr al-Din the space to consolidate and expand his semi-autonomous power. Between 1591 and 1594 government records indicate that Fakhr al-Din's tax farms grew to span the Chouf, Matn, Jurd, the southern Beqaa Valley, the Shaqif and Tibnin nahiyas in Jabal Amil—in present-day South Lebanon—as well as the salt profits from the ports of Acre, Sidon, and Beirut. Most of his tax farms were renewed by the Ottoman imperial government between 1596 and 1598.
Coinciding interests between Fakhr al-Din and the Ottomans frequently recurred in his career through which he advanced against his local rivals. In 1594 or 1595 Murad Pasha executed Ibn Furaykh and ordered Fakhr al-Din to kill Ibn Furaykh's son Qurqumaz. The sources attribute the measures to Fakhr al-Din's influence over Murad Pasha, though his role was exaggerated according to the historian Abdul-Rahim Abu-Husayn. Nonetheless, the elimination of the Furaykhs, known for their exactions on the local population and harassment of the Druze, had been a mutual interest of Fakhr al-Din and the government.
Their interests coincided again in 1598 when Fakhr al-Din was commissioned by the beylerbey of Damascus, Seyyed Mehmed Pasha, to drive out Yusuf Sayfa Pasha, the beylerbey of Tripoli and local chief of Akkar, from the nahiyas of Beirut and the Keserwan. Fakhr al-Din had been wary of Yusuf's growing proximity to his domains, while Damascus, to which Beirut and the Keserwan administratively belonged, opposed Tripoli's encroachment into its jurisdiction. Fakhr al-Din routed Yusuf's forces at the Nahr al-Kalb river and took control of the two nahiyas for a year before returning them to Yusuf in return for payment. The battle inaugurated a rivalry between Fakhr al-Din and the Sayfas, which lasted for the remainder of his career.
In July 1602, after his patron Murad Pasha became a vizier in Constantinople, Fakhr al-Din was appointed the sanjak-bey of Safed. Shortly before, he had gained the iltizam of the Acre, Tiberias and Safed nahiyas. With the Druze of Sidon-Beirut and Safed under his authority, he effectively became their paramount chief. Although the Druze were often in conflict with the Ottomans, in principle the community was loyal to the ruling Sunni Muslim states, in contrast with the Shia Muslims, who formed a large component of the population of the Safed sanjak. Fakhr al-Din, his military talents proven, may have been appointed to the post to leverage his Druze power base against the Shia.
He cultivated close ties with Safed's Sunni religious scholarly class, known as the ulema. Among them was Khalidi, who was mufti of the city's Hanafis, the madhabIslamic school of lawfavored by the Ottoman state. Foreseeing that he would benefit from Khalidi's close ties to the Damascene authorities and ulema, Fakhr al-Din entered him into his service. Fakhr al-Din was careful to present himself as a Sunni to the Ottoman government.
### Janbulad rebellion and aftermath
In 1606 Fakhr al-Din made common cause with the Kurdish rebel Ali Janbulad of Aleppo against Yusuf; the latter had been invested as commander-in-chief of the Ottoman armies in the Levant to suppress Janbulad. Fakhr al-Din, "who no doubt shared Canpolad's [Janbulad's] thirst for greater regional autonomy", according to the historian Stefan Winter, had ignored government orders to join Yusuf's army. Yusuf's rout by Janbulad and his sekbans at Hama demonstrated the weakness of the government's troops in the Levant; after the battle, Fakhr al-Din united forces with the Kurdish rebel near Hermel. According to Khalidi, Fakhr al-Din's motive was to defend his territory from Yusuf, though Abu-Husayn maintains that he also aimed to take over Beirut and Keserwan, both held by Yusuf.
The rebel allies advanced through the Beqaa Valley toward Damascus where Yusuf was headquartered. Fakhr al-Din and Janbulad gathered the Shihabs of Wadi al-Taym, old allies of the Ma'ns, and besieged Damascus. They defeated Yusuf's troops outside the city and sacked its suburbs for three days, demanding Yusuf's surrender. Yusuf escaped after bribing the city's officials, and Fakhr al-Din and Janbulad withdrew after the officials bribed them with Yusuf's money to lift the siege. Janbulad pursued Yusuf to his redoubt at the Krak des Chevaliers castle where the latter sued for peace, but Fakhr al-Din did not join him. In the course of the fighting, Fakhr al-Din took over the Keserwan.
Murad Pasha, who had become grand vizier in 1606, moved against Janbulad in late 1607 and demanded that Fakhr al-Din join his imperial forces at Payas off the Gulf of Alexandretta. The contemporary Damascene historian al-Burini reported that Fakhr al-Din ignored the summons, waiting for the outcome of the war to decide his position. When Janbulad was defeated, Fakhr al-Din immediately dispatched three hundred men under his son Ali with considerable gifts in the form of 150,000 piasters and 150,000 piasters' worth in silk to appease Murad Pasha in Aleppo. The high amount was a testament to the Ma'ns' wealth and demonstrated why Murad Pasha was invested in their alliance, according to the historian Alessandro Ossaretti. The Grand Vizier had been petitioned by a Damascene delegation to punish Fakhr al-Din for joining Janbulad and damaging their city, but Murad Pasha left him alone, promising the Damascenes he would deal with Fakhr al-Din at a later time. The Aleppine historian al-Urdi (d. 1660) and Sandys attributed Murad Pasha's favorable treatment of Fakhr al-Din in the aftermath of Janbulad's defeat to Fakhr al-Din's large bribes and their cordial ties during Murad Pasha's governorship of Damascus.
Fakhr al-Din was kept as sanjak-bey of Safed, his son Ali was appointed to Sidon-Beirut, and their control of the Keserwan was recognized by the Ottoman imperial government. In early 1610 Fakhr al-Din was instructed by Murad Pasha to assist the new beylerbey of Tripoli, Husayn Pasha al-Jalali, with the collection of the eyalet's taxes amid the interference of Yusuf, who had been dismissed from his post but still held practical control of Tripoli's countryside.
## First conflict with the Ottoman imperial government
### Alliance with Tuscany
Toward the close of the 16th century, the Medici grand dukes of Tuscany had become increasingly active in the eastern Mediterranean, pushed for a new crusade in the Holy Land, and began patronizing the Maronite Christians of Mount Lebanon. Fakhr al-Din rebuffed two Tuscan requests to meet between 1599 and 1602, while the Grand Duke Ferdinand I did not act upon his adviser's suggestion in 1605 to communicate with Fakhr al-Din about a new crusade and trade relations with Beirut. The Tuscans focused instead on Janbulad, with whom they signed a treaty stipulating his assistance in a new crusade and special interests for the Tuscans in the Levantine ports months before Janbulad was defeated.
After Janbulad's defeat, the Tuscans shifted focus to Fakhr al-Din, sending him an arms shipment originally bound for Janbulad. In 1608 they promised him sanctuary in Tuscany if he backed a future crusade. Fakhr al-Din and Tuscany forged a treaty that year. It stipulated military aid and support from the Maronite clergy to Fakhr al-Din against the Sayfas, who controlled predominantly Maronite northern Mount Lebanon, in return for supporting a future Tuscan conquest of Jerusalem and Damascus.
After the Tuscans' Ottoman ally, the pretender to the throne Sultan Yahya, proved incapable of mustering sufficient support within the Empire in 1609, Fakhr al-Din became Tuscany's "last hope for an ally of the region", according to Ossaretti. The Tuscans, their Papal allies, and Fakhr al-Din maintained correspondence between then and 1611. In mid-1609 Fakhr al-Din gave refuge to the Maronite patriarch Yuhanna Makhlouf upon the latter's flight from northern Mount Lebanon. In a 1610 letter from Pope Paul V to Makhlouf, the Pope entrusted Fakhr al-Din with the protection of the Maronite community. Sandys noted in 1610 that Fakhr al-Din had reactivated the port of Tyre for clandestine exchanges and trade with the Tuscans. The following year, he dispatched a Maronite bishop to be his representative in the court of Grand Duke Cosimo II and in the Holy See.
### Ottoman expedition of 1613 and flight
Fakhr al-Din lost favor in Constantinople with the death of Murad Pasha in July 1611 and the succession of Nasuh Pasha. By then, the Ottoman imperial government, freed up from the wars with Austria and Iran and the Jelali revolts in Anatolia, had turned its attention to affairs in the Levant. The authorities had become wary of Fakhr al-Din's expanding territory, his alliance with Tuscany, his unsanctioned strengthening and garrisoning of fortresses, and his employment of outlawed sekbans. Nasuh Pasha had old grievances with Fakhr al-Din stemming from the latter's assistance to the Damascus janissaries in their standoff with imperial troops in Aleppo when the Grand Vizier had been governor there. In 1612 Fakhr al-Din sent his chief aide, or kethuda, Mustafa with 25,000 piasters to gain the goodwill of the Grand Vizier, who may have been offended by the gesture when compared with the much larger gift presented to his predecessor by Fakhr al-Din's son Ali in 1607. The Grand Vizier demanded Fakhr al-Din disband his sekbans, surrender the strategic fortresses of Shaqif Arnun and Subayba, and execute his ally, the chieftain of Baalbek, Yunus al-Harfush; the orders were ignored. Not long after, Fakhr al-Din repulsed an assault by the beylerbey of Damascus, Hafiz Ahmed Pasha, against Yunus al-Harfush and Ahmad Shihab.
To check Fakhr al-Din, the Ottomans appointed Farrukh Pasha to the neighboring sanjaks of Ajlun and Nablus, and drove out two of his allied Bedouin chiefs from Ajlun and the Hauran, both of whom took refuge with Fakhr al-Din. The latter avoided direct conflict with the Ottoman government by deferring the Bedouin chiefs' requests for assistance while awaiting the imperial authorities' response to a gift of money and goods he sent. Nonetheless, at the urging of his Damascene janissary ally Hajj Kiwan, Fakhr al-Din moved to restore his allies to their home regions, sending with them his son Ali at the head of 3,000 men. With help from the Sayfas, who sought to mend ties with the Ma'ns, Ali defeated Farrukh Pasha and the faction of Damascene janissaries opposed to the Ma'ns at Muzayrib on 21 May 1613. In response, Nasuh Pasha appointed Ahmed Pasha at the head of 2,000 imperial janissaries and the troops of some sixty beylerbeys and sanjak-beys to move against Fakhr al-Din.
Fakhr al-Din garrisoned Shaqif Arnun and Subayba, both containing five years' worth of provisions and ammunition, with his sekbans under the commanders Husayn Yaziji and Husayn Tawil, respectively. He sent Ali to take safety with his Bedouin allies in the desert, while sending a Sunni delegation to Damascus led by Khalidi with a peace proposal entailing large payments to the authorities. The proposal was rejected, and on 16 September, Ahmed Pasha had all the roads from Mount Lebanon into the desert blocked and the port of Sidon blockaded to prevent Fakhr al-Din's escape by land or sea. He sent a new sanjak-bey to Safed, where Fakhr al-Din was headquartered at the time, prompting Fakhr al-Din's flight to Sidon. He bribed the deputy admiral of the blockade to allow his escape and boarded a European ship for Livorno, Tuscany.
Fakhr al-Din's sekbans defected to Ahmed Pasha during the campaign, and most of Fakhr al-Din's allies and other local chiefs, namely the Shihabs, Harfushes, Turabays, Hayars, and Qansuhs, also joined the Ottomans, with the exception of his Bedouin ally, the Mafarija chief Amr ibn Jabr, who refused to surrender Fakhr al-Din's son Ali. Abu-Husayn explains their defections as a reflection of "the precariousness of the alliances made by Fakhr al-Din" and the Ottomans' ability to reassert control over the Levant when they were "seriously challenged" there. The Sayfas used the campaign to restore their ties with the Ottoman imperial government and revive their former power. Yusuf's son Husayn backed Ahmed Pasha's siege of Shaqif Arnun and proceeded to burn Deir al-Qamar, the headquarters village of the Ma'ns. In the invasion of the Chouf, Ahmed Pasha and the Sayfas were helped by Druze rivals of Fakhr al-Din. The Ma'ns led by Fakhr al-Din's brother Yunus sued for peace, sending Sitt Nasab and a delegation of thirty Druze religious notables to Ahmed Pasha with a 25,000-piaster payment to him personally and a promised payment of 300,000 piasters to the Ottoman imperial authorities. Ahmed Pasha accepted and ordered Husayn to halt the burning of Deir al-Qamar.
## Exile in Tuscany and Sicily
Shortly after his arrival in Livorno on 3 November, Fakhr al-Din went to Florence. His arrival surprised the Medici, who offered to escort him back to Mount Lebanon and were irked by his refusal. Later that month, Pope Paul V informed the Medici of his opposition to military aid for Fakhr al-Din to avoid provoking a naval war with the Ottomans. The Medici also sought to avoid conflict and in correspondence with Nasuh Pasha in 1614 the latter offered to pardon Fakhr al-Din in return for restricting the port of Sidon to domestic trade with the Ottoman ports of Constantinople, Alexandretta and Alexandria. Ottoman–Tuscan negotiations about Fakhr al-Din's fate continued through 1615. After Nasuh Pasha's death in 1614, Fakhr al-Din also began direct attempts to reconcile with the Ottoman government.
Khalidi's chronicle omits Fakhr al-Din's time in Tuscany, mentioning only his departure and return. A supplement attributed to Khalidi by his chronicle's 20th-century editors provides a detailed account of Fakhr al-Din's time in exile, based in large part on Fakhr al-Din's narrations to Khalidi; Abu-Husayn calls its author "unknown", considering Khalidi's authorship to be "doubtful". Livorno remained Fakhr al-Din's primary residence, but during stays in Florence he was housed in the apartment of the late Pope Leo X in the Palazzo Vecchio. He signed a letter in May requesting permission to remain in Tuscany until it was safe for him to return to Mount Lebanon, after which he relocated to the Palazzo Medici where he remained until July 1615.
Afterwards, Fakhr al-Din moved to Messina in Sicily at the invitation of its viceroy, Pedro Téllez-Girón of the Spanish Habsburgs. The Spanish Habsburgs, who were the strongest advocates of a new crusade, probably held Fakhr al-Din against his will for the next two years, possibly to threaten the Ottomans, according to Olsaretti. The viceroy allowed him a reconnaissance visit to Mount Lebanon later in 1615. He was not permitted to disembark; instead, Yunus and other kinsmen and supporters greeted him on board and informed him that "all of the people of the Shuf [Chouf]" awaited his return. On his return to Sicily he stopped in Malta. When the viceroy moved, in succession, to Palermo and Naples, Fakhr al-Din accompanied him.
## Peak of power
### Reestablishment of the Ma'nid domains
In June 1614 the Ottomans administratively reorganized Fakhr al-Din's former domains to curtail Ma'nid power, combining the sanjaks of Sidon-Beirut and Safed into a separate eyalet called Sidon and appointing to it a beylerbey from Constantinople. The new appointee redistributed control of the Druze Mountain's iltizam among pro-Ottoman Druze chiefs, restricting the Ma'ns' iltizam to the Chouf. Political circumstances in the Empire soon after shifted to the Ma'ns' favor, beginning with the replacement of the executed Nasuh Pasha in November 1614, the dissolution of the Sidon Eyalet in early 1615, and the dismissal of Ahmed Pasha in Damascus in April 1615. The Ottoman–Safavid wars resumed about the same time, siphoning Ottoman troops from the Levant to the Iranian front. The authorities appointed Ali to the governorships of Sidon-Beirut and Safed in December 1615 in return for large payments. The imperial government's principal objective, the dismantlement of the Ma'nid-held fortresses of Shaqif Arnun and Subayba, was carried out in May 1616.
Despite their official appointments, the Ma'ns faced continued opposition from their traditional Druze rivals, who were backed by the Sayfas. The Ma'ns defeated them in four engagements in the heart of the Druze Mountain. In the course of the fighting, the Ma'ns recaptured Beirut and the Keserwan from the Sayfas. Ali granted the iltizam in his sanjak mainly to his uncle Yunus and the Ma'ns' allies from the Tanukh and Abu al-Lama families. Growing opposition to the Ma'ns by the Shias of Safed Sanjak culminated with their support for Fakhr al-Din's former sekban commander Yaziji's efforts to replace Ali as sanjak-bey and their alliance with the Shia Harfushes in 1617–1618. Yaziji was killed after taking up office in Safed in June 1618, and Ali was restored to the post.
The Ottomans pardoned Fakhr al-Din and he returned to Mount Lebanon, arriving in Acre on 29 September 1618. From that point there was no further active Druze opposition to Fakhr al-Din. In Acre Fakhr al-Din held a reception for the rural chieftains across the Levant arriving to greet him, which included all those who joined the 1613 expedition against the Ma'ns. Uneasy about the growing ties between the Harfushes and the Shia chiefs of Safed, he moved to supervise the collection of taxes in the predominantly Shia Bilad Bishara area in December. This prompted the Shia notable families of Ali Saghir, Munkir, Shukr, and Daghir to take refuge with Yunus al-Harfush and evade payment. Fakhr al-Din responded by destroying their homes. In response to the flight of the Jallaqs, a Shia family from Safed city, to Afiq, he captured Afiq, killed fifteen Shia refugees there and took captive the Jallaq women. Afterward, the Shia chiefs of the sanjak agreed to return and concede to Fakhr al-Din's rule; he subsequently released the captives. Shia levies thereafter joined his army in his later military campaigns.
### War with the Sayfas and control of the Maronite districts
During his reception of the Levantine chiefs in Acre, Fakhr al-Din had berated the Sayfas for their hostility in the preceding five years. In 1618 or 1619, he moved against the Sayfas with imperial sanction under the guise of assisting Tripoli's beylerbey Umar Kittanji Pasha with the collection of taxes in his eyalet, which continued to be controlled by the Sayfas. On 4 February 1619 he captured and looted their stronghold of Hisn Akkar and four days later besieged Yusuf and the latter's Druze allies in the Krak des Chevaliers.
During the siege, word had reached Fakhr al-Din that the Ottoman imperial government, probably seeking to avoid a total victory by the Ma'ns, reappointed Yusuf to the governorship of Tripoli. Fakhr al-Din pressed on with the siege and demanded a payment of 150,000 piasters from the Sayfas, while he sent a detachment to burn the Sayfas' home village of Akkar and gained the defection of the Sayfas' men in the forts of Byblos and Smar Jbeil. The beylerbeys of Damascus and Aleppo mobilized their troops in Homs and Hama, respectively, in support of Yusuf, who afterward persuaded Fakhr al-Din to accept a promissory payment of 50,000 piasters and lift the siege in March. Fakhr al-Din's control of the Byblos and Batroun nahiyas and his earlier leasing of their iltizam from Umar Kittanji was recognized by Yusuf in May in lieu of the promised payment.
Fakhr al-Din was charged by the imperial authorities with collecting tax arrears from Yusuf in June/July 1621, thereby giving him imperial cover to assault the Sayfas once again. He captured the Bahsas fort on Tripoli's southern outskirts and besieged the Citadel of Tripoli. Under pressure, Yusuf agreed to sell Fakhr al-Din his properties in Ghazir and Antelias, both in the Keserwan, and Beirut, in return for cancelling Yusuf's personal debts to him. The siege was maintained pending Yusuf's payment of the tax arrears to the government, until Yusuf persuaded the authorities that Fakhr al-Din was using his imperial commission to annex Tripoli. Upon the imperial government's orders, Fakhr al-Din withdrew from Tripoli on 2 October 1621. Yusuf was dismissed again in October/November 1622 after failing to remit the promised tax payments, but refused to hand over power to his replacement Umar Kittanji, who in turn requested Fakhr al-Din's military support. Fakhr al-Din complied in return for the iltizam of the Tripoli nahiyas of Dinniyeh, Bsharri and Akkar. Once Fakhr al-Din set out from Ghazir, Yusuf abandoned Tripoli for Akkar.
Fakhr al-Din thereafter sent his Maronite ally Abu Safi Khazen, the brother of his fiscal and political adviser and scribe, or mudabbir, Abu Nadir Khazen, to occupy Maronite-populated Bsharri, thereby ending the rule of the local Maronite muqaddams established since the late 14th century. The dismissed muqaddam and his son were soon after executed by Fakhr al-Din in connection to the son's raid of a Maronite monastery near Hasroun. The Maronites of Bsharri are likely to have welcomed the end of the muqaddams, the last several of whom failed to protect the interests of their church and community.
Fakhr al-Din secured the defection of Yusuf's son Beylik and their combined forces reentered Tripoli on 13 March 1623. An imperial order arrived a few days later reappointing Yusuf to the eyalet. Umar Kittanji attempted to resist his dismissal, but Fakhr al-Din, by then in practical control of most of the eyalet, insisted that the imperial government's orders be followed. He subsequently escorted the outgoing beylerbey to Beirut and ordered Beylik to return to his father. In May/June, Fakhr al-Din mobilized his forces in Bsharri in support of Yusuf's rebellious nephew Sulayman, who controlled Safita. Yusuf had moved against Sulayman, but relented after Fakhr al-Din's attempted intervention, thereby confirming the Ma'ns as the practical overlords of Safita. Meanwhile, Beylik, who had been appointed by his father to govern Akkar, expelled Yusuf's sekbans from the nahiyas and declared support for Fakhr al-Din.
### Battle of Anjar and aftermath
In 1623, Yunus al-Harfush prohibited the Druze of the Chouf from cultivating their lands in the southern Beqaa, angering Fakhr al-Din. In August/September 1623 he stationed sekbans in the southern Beqaa village of Qabb Ilyas and evicted the Harfushes. Meanwhile, in June or July, the imperial authorities had replaced Fakhr al-Din's son Ali as sanjak-bey of Safed and replaced his other son Husayn and Mustafa Kethuda as the sanjak-beys of Ajlun and Nablus respectively with local opponents of Fakhr al-Din. The imperial authorities soon after restored the Ma'ns to Ajlun and Nablus, but not to Safed. The Ma'ns thereupon moved to assume control of Ajlun and Nablus, prompting Yunus al-Harfush to call on the janissary leader Kurd Hamza, who wielded significant influence over the beylerbey of Damascus, Mustafa Pasha, to block their advance. Kurd Hamza then secured Yunus al-Harfush's appointment to Safed, followed by a failed attempt by Fakhr al-Din to outbid him for the governorship.
Fakhr al-Din launched a campaign against the Turabays and Farrukhs in northern Palestine, but was defeated in a battle at the Awja River near Ramla. On his way back to Mount Lebanon from the abortive Palestine campaign, Fakhr al-Din was notified that the imperial government had reappointed his sons and allies to Safed, Ajlun, and Nablus. The reversal was linked to the successions of Sultan Murad IV (r. 1623–1640) and Grand Vizier Kemankeş Ali Pasha, the latter of whom had been bribed by Fakhr al-Din's agent in Constantinople to restore the Ma'ns to their former sanjaks. Mustafa Pasha and Kurd Hamza, nonetheless, proceeded to launch an expedition against the Ma'ns. Fakhr al-Din arrived in Qabb Ilyas on 22 October, and immediately moved to restore lost money and provisions from the Palestine campaign by raiding the nearby villages of Karak Nuh and Sar'in, both held by the Harfushes.
Afterward, the Damascenes, the Harfushes, and the Sayfas set out from Damascus, while Fakhr al-Din mobilized his Druze fighters, sekbans, and Shia levies. He sent the Shihabs to serve as his vanguard in the tower of Anjar, but by the time Fakhr al-Din arrived there in early November 1623, the Shihabs had been driven off and the Sayfas and Harfushes had taken over the tower. Fakhr al-Din immediately routed the Damascene janissaries at Anjar and captured Mustafa Pasha, while Kurd Hamza and Yunus al-Harfush escaped to Aleppo. Fakhr al-Din extracted from the beylerbey confirmation of the Ma'ns' governorships, his appointment over Gaza Sanjak, his son Mansur over Lajjun Sanjak, and Ali over the southern Beqaa nahiya. The appointments to Gaza, Nablus and Lajjun were not implemented due to the opposition of local powerholders.
Fakhr al-Din plundered Baalbek soon after Anjar and captured and destroyed its citadel on 28 March, after a months-long siege. The Aleppine historian Utayfi observed in 1634 that "the city of Baalbek ... was in ruins ... destroyed by Fakhr al-Din Ibn Ma'n in his war with Banu al-Harfush". Yunus al-Harfush was imprisoned by the beylerbey of Aleppo and executed in 1625, the same year that Fakhr al-Din gained the governorship of the Baalbek nahiya, according to Duwayhi. The imperial government had replaced Mustafa Pasha in January 1624, but without Fakhr al-Din's agreement, the new beylerbey could not assume office in Damascus. Mustafa Pasha remained in place and Fakhr al-Din secured from him the governorship of the Zabadani nahiya for his Shihab proxy Qasim ibn Ali. By March, Fakhr al-Din turned against Mustafa Pasha in favor of his replacement, but the new beylerbey died soon afterward, and Mustafa Pasha was reinstated in April. Relations between Fakhr al-Din and Mustafa Pasha subsequently soured.
### Takeover of Tripoli and zenith
Information about the career of Fakhr al-Din after 1624 is limited due to the deaths of his main contemporary chroniclers and the increasing silence of known Ottoman government sources. Most information about his post-1624 years are provided by Duwayhi. The claim by the local 19th-century chroniclers Haydar al-Shihabi and Tannus al-Shidyaq that Murad IV, powerless against Fakhr al-Din's de facto control over large parts of the Levant, recognized him as sultan al-Barr ('ruler of the Land [of the Levant]') in 1624, is a fabrication, according to Abu-Husayn.
In 1624, Fakhr al-Din lent his backing to Umar Kittanji after the latter was denied entry into Tripoli by Yusuf, who resisted Umar Kittanji's reappointment to the eyalet that year. After mobilizing in support of Umar Kittanji in Batroun in April, Fakhr al-Din stalled from further military action while negotiating with Yusuf over fiscal concessions. Fakhr al-Din secured another four-year iltizam over Byblos, Batroun and Bsharri. Yusuf was restored as beylerbey in August, but his practical control was limited to Tripoli city, the Krak des Chevaliers, the Koura nahiya, and the Jableh sanjak, while most of the remaining areas, including Homs, were held by Fakhr al-Din or his allies and sons-in-law among Yusuf's sons and nephews.
A few months after Yusuf's death in July 1625, Fakhr al-Din launched an abortive assault against Tripoli. He cooperated with its new beylerbey, Mustafa Pasha ibn Iskandar, in the latter's offensive against the Sayfas in the eyalet. He forced out his old ally Sulayman Sayfa from the Safita fortress and was later ceded the fortresses of Krak des Chevaliers and Marqab by Yusuf's sons. In return, Fakhr al-Din influenced the beylerbey to leave the Sayfas undisturbed. In September 1626, he captured the fortress of Salamiyah, followed by Hama and Homs, appointing his deputies to govern them.
Following the appointments of two more beylerbeys to the eyalet, Fakhr al-Din was appointed beylerbey of Tripoli in 1627, according solely to Duwayhi. The near-contemporary Aleppine historian Ramadan al-Utayfi noted that Fakhr al-Din controlled Tripoli until his downfall, but does not specify whether he held office. Ottoman government records affirm that he held the iltizam of the Tripoli nahiyas of Arqa, Akkar, Dinniyeh, Safita, Krak des Chevaliers, Byblos, Batroun, in addition to the iltizam of Sidon-Beirut, Safed and Baalbek, for most of 1625–1630. His iltizam were expanded to Jableh and Latakia in 1628–1629. By the early 1630s, Muhibbi noted that Fakhr al-Din had captured many places around Damascus, controlled thirty fortresses, commanded a large army of sekbans, and that the "only thing left for him to do was to claim the Sultanate".
## Fall and execution
In 1630 or 1631, Fakhr al-Din denied the attempted winter housing of imperial troops returning from a failed campaign against the Safavids in territory under his control. The early 18th-century Ottoman historian Mustafa Naima held that Fakhr al-Din's growing army and power by this point induced fear among the Ottomans that he would take over Damascus. Murad IV was alarmed at his growing presence in northern Syria, near the Empire's Anatolian heartland. Numerous complaints about Fakhr al-Din were submitted to the Sultan. The Ottomans' victories against the Safavids in 1629 are likely to have freed up their forces to deal with Fakhr al-Din and other rebels across the Empire.
The imperial authorities appointed the veteran general Kuchuk Ahmed Pasha to the governorship of Damascus and promoted him to the high rank of vizier in 1632 for the purpose of eliminating Fakhr al-Din. Kuchuk led a large army toward Mount Lebanon, defeating the Ma'ns led by Ali, who was slain, near Khan Hasbaya in Wadi al-Taym. Fakhr al-Din and his retinue subsequently took refuge in a cave in Niha in the southern Chouf or further south in Jezzine. Unable to access the cave, Kuchuk started fires around it to smoke out Fakhr al-Din. He and his men consequently surrendered to Kuchuk. His sons Mansur and Husayn, the latter of whom was stationed in Marqab, had already been captured by Kuchuk. His sons Hasan, Haydar, and Bulak, his brother Yunus and nephew Hamdan ibn Yunus were all executed by Kuchuk during the expedition.
Kuchuk confiscated the money and goods in Fakhr al-Din's possession. A 1634 document from the Sharia Court in Damascus, which recorded the confiscation and disposal of his estate, referred to Fakhr al-Din as "a man well known for having rebelled against the sublime Sultanate". Kuchuk escorted him, chained on a horse, through Damascus where the local poets sang Kuchuk's praises for toppling Fakhr al-Din. Afterward, Fakhr al-Din was sent to Constantinople. There, he was imprisoned in Yedikule, while his two sons were sent to the Galatasaray.
In March or April 1635, Fakhr al-Din was beheaded and Mansur was strangled and tossed into the sea on the orders of Murad IV. Fakhr al-Din's body was displayed in the Hippodrome. The executions may have been prompted by complaints against the Ma'ns, particularly the operations of Fakhr al-Din's nephew Mulhim ibn Yunus against Fakhr al-Din's government-appointed replacement in the Chouf, Ali Alam al-Din. After his execution, his wives, all of whom were imprisoned in the Citadel of Damascus, were hanged. His maternal kinsmen, the Tanukh, were all killed by Alam al-Din. Husayn, still a youth, was spared execution and went on to have a career as a high-ranking imperial official and diplomat.
In the assessment of Olsaretti, "more profound causes than a string of military events were responsible for Fakhr al-Din's fall". Among the contributing factors were the unstable relations between Constantinople and the Levantine provinces with every change of sultan and grand vizier; Fakhr al-Din permanently fell out of imperial favor with Murad IV's accession in 1623. Fakhr al-Din's victories over his local rivals, such as the Sayfas and Mustafa Pasha, removed any serious checks on his power by local forces, eventually provoking an imperial backlash. His increased dependence on mercenaries in the late 1620s allowed and financially necessitated him to raise more revenue from the local population, risking their goodwill towards him. Duwayhi noted that in 1631 Fakhr al-Din sold large quantities of grain to foreign merchants during a period of scarcity, which increased food prices and burdened the inhabitants of his territories. Moreover, social and political conditions in general began to favor stronger, centralized states at the expense of local actors, such as the Ma'nid emirate.
## Politics
### Economic policies
Fakhr al-Din's basic governing policy was based on the collection of sufficient revenue to satisfy the exorbitant demands of the Ottoman imperial government and to elicit the goodwill of the pashas of Damascus through bribes. To raise revenue, he introduced more productive agricultural methods to his territories and promoted commerce. Sandys, who visited Sidon in 1611, observed that Fakhr al-Din had amassed a fortune "gathered by wiles and extortion" from locals and foreign merchants, counterfeited Dutch coins, and was a "severe justice", who restored the ruined structures and repopulated the once-abandoned settlements in his domains. The tax farms which Fakhr al-Din and his family held practically undisturbed from the 1590s were the principal source of his income. The price the Ma'ns paid the imperial authorities for the tax farms remained fixed despite their increasing value, enabling Fakhr al-Din to keep the greater part of their revenue.
Fakhr al-Din protected commercial agriculture in his tax farms and encouraged the growing of cash crops, which were purchased by foreign merchants at a relatively high cost. Special attention was paid to silk production due to high demand in Europe. The Levantine raw silk market had developed in the mid-16th century due to fluctuations in the Iranian silk supply. Mount Lebanon became a center of production by 1550 and its silk exports became an important commodity in Venetian trade by the 1570s. Once in control of Tripoli Eyalet in 1627, Fakhr al-Din planted 12,000 or 14,000 mulberry trees in Tripoli's outskirts and another large mulberry grove in nearby Hisah. As part of his efforts to foster the export of silk, he sent a gift of silk to Tuscany, which reciprocated the following year by sending him five vessels of goods. Significant profits were also derived from cotton, grain, olive oil, and wine. In Safed, where political and economic conditions in the sanjak had deteriorated in the years preceding Fakhr al-Din's appointment, the imperial authorities lauded him in 1605 for "guarding the country, keeping the Bedouins in check, ensuring the welfare and tranquility of the population, promoting agriculture, and increasing prosperity", a state of affairs affirmed by Khalidi.
The Ottoman naval defeat by a Spanish–Venetian coalition at Lepanto in 1571 had increased European economic and political influence in the eastern Mediterranean, including a revival of European–Levantine trade. Towards the end of the 16th century and during the early 17th century, the Ottoman Empire experienced a long-term economic crisis characterized by high inflation, heavy taxation, and political instability. Fakhr al-Din turned the changing economic circumstances to his advantage by opening the ports of Sidon, Beirut and Acre to European trade ships, building hostel-warehouses—known as khans—for merchants there, and establishing friendly ties with European powers. In contrast to the extortion of foreign merchants by the Assafs and Sayfas, the contemporary Arabic, Venetian, and Tuscan sources all emphasized the close relations between Fakhr al-Din, the French, English, Dutch, and Tuscan merchants and the English and French consuls in Sidon.
Fakhr al-Din used a local merchant as his representative in negotiations with foreign traders. In 1622, he secured the release of French traders captured by Moroccan pirates in Acre and assisted the completion of their activities in the town. In 1625, before Fakhr al-Din's capture of Tripoli, the governor of Aleppo had that city's fortifications dismantled to sway foreign merchants there to operate in Aleppine ports; instead, the mostly French and Flemish traders relocated to Fakhr al-Din's Sidon. Under his watch, Sidon was poised to continue prospering at the expense of Aleppo and its Mediterranean ports. In 1630, the Medici granted Fakhr al-Din's request to post a permanent representative to Sidon by dispatching an unofficial consul who operated under the French flag to avoid violating Ottoman capitulation agreements. In the assessment of Salibi, at a time when the Empire "was sinking to destitution because of its failure to adapt to changing circumstances, the realm of Faḫr al-dīn Maʿn [sic], in the southern Lebanon [range] and Galilee, attracted attention as a tiny corner into which the silver of Europe flowed".
### Fortifications and troops
Fakhr al-Din spent the surpluses from his iltizam mainly on fortifications and other infrastructure, which promoted the order and stability required for agriculture and trade to thrive. He obtained and strengthened fortresses throughout his early career, starting with the Chouf redoubt of Niha in 1590, followed in 1594 by fortifications in Beirut, Sidon's inland fort, and the fort guarding Sidon's port. After his appointment to Safed, he obtained Shaqif Arnun in Jabal Amil, formerly held by the Shia Sa'b family and which he heavily provisioned and garrisoned, and Subayba in Mount Hermon. Sandys noted that Fakhr al-Din's "invincible forts" were equipped for a lengthy war. After returning from exile in 1618, he strengthened the fortifications of Acre. The coastal forts of Sidon, Beirut, and Acre were "remarkable for both their strength and the fact they incorporated storage for merchandise", according to Olsaretti. He built watchtowers to guard the mulberry groves he planted in and around Tripoli.
Fakhr al-Din kept the costs of his private army relatively low during his early career as he relied mainly on local peasant levies. Although generally less skilled than professional soldiers, their permanent presence made them readily available in times of war. European government estimates of his local forces between 1605 and 1614 ranged from 10,000 to 30,000, while Sandys estimated the number to be 40,000 Muslims and Christians. Local levies constituted the bulk of the Ma'nid army until the Battle of Anjar in 1623. The peasants' principal responsibility was agriculture, which limited the amount of time and the distance in which the Ma'ns could deploy them during campaigns. As their territories and agricultural production grew, the Ma'ns' use of peasant armies decreased. Khalidi noted that in 1617 the Ma'ns were not able to mobilize more than a small number of troops because the bulk of the levies were needed to work the mulberry groves.
According to Khalidi and a Tuscan agent sent to Sidon, in 1614 Fakhr al-Din employed 1,500 professional infantry and 150 mounted sekban musketeers, who accounted for his largest single expense. The sekbans were a mobile force used in small-scale engagements, sieges, patrols over key roads, and against pirates and brigands. From the 1620s onward, Fakhr al-Din relied on increasing numbers of sekbans. He compensated for the higher cost of their employment by taking larger shares of the surplus from his iltizam at the expense of the peasantry.
## Assessment
Fakhr al-Din's political ambitions spanned well beyond the Druze Mountain and he attached equal importance to controlling the sanjaks and eyalets of Sidon-Beirut, Safed, Tripoli, and Ajlun. Harris places Fakhr al-Din, along with the heads of the Janbulad, Assaf, Sayfa, and Turabay families, in a category of late 16th–early 17th-century Levantine "super chiefs ... serviceable for the Ottoman pursuit of 'divide and rule' ... They could war among themselves and even with the governor of Damascus ... but were in deep trouble if the Ottomans became agitated about revenue or loyalty". In the assessment of the historian Adnan Bakhit, Fakhr al-Din was a Syrian strongman who was afforded space by the Ottomans to suppress and eliminate other local strongmen until he was destroyed by the Ottomans to facilitate their centralized rule over the Syrian eyalets. The Sunni Muslim establishment in Ottoman Damascus generally considered Fakhr al-Din as a tyrant, rebel, and infidel.
Salibi held that in the "annals of Ottoman Syria" Fakhr al-Din "stands out as a brilliant figure by any standard". In his assessment, Fakhr al-Din "was a born adventurer who combined military skill and eminent qualities of leadership with a keen business acumen and unusual powers of observation". The 17th-century English academic and clergyman Henry Maundrell remarked that Fakhr al-Din was "a man much above the ordinary level of a Turkish [Ottoman] genius".
Salibi further noted that although Fakhr al-Din was "a rapacious tyrant who weighed his subjects down with taxes", he was "enlightened enough to realize that the better the condition of a people, the more they can pay". Sidon, Beirut, Acre and their mountainous countryside prospered under Fakhr al-Din. He helped modernize agriculture in his territories with Italian expertise and was the first to promote silk as a cash crop in Mount Lebanon at a time of global demand. Through his ties with the French, the Tuscans and the Papacy, he fostered the most significant European political and economic penetration of Sidon and Beirut since the collapse of the Crusader states in the late 13th century.
Under his stewardship, the city of Sidon attained political significance for the first time in its modern history. The Lebanese nationalist and Arab nationalist histories of Sidon written in the 1960s by Munir al-Khuri and Abd al-Aziz Salim, respectively, both commend Fakhr al-Din and note his rule was a golden age for the city.
## Legacy
After Fakhr al-Din's downfall, the Ottomans attempted, unsuccessfully, to undo the unity of the Druze-dominated Chouf and the Maronite-dominated Keserwan forged under Fakhr al-Din. In 1660, the Ottomans reestablished the Sidon Eyalet and in 1697, awarded Fakhr al-Din's grandnephew Ahmad ibn Mulhim the iltizam of its mountain nahiyas of the Chouf, Gharb, Jurd, Matn, and Keserwan. The singular rule over the mountain nahiyas by Ahmad and his successors from the Shihab clan inaugurated what became known to later historians as the "Lebanese emirate", a term that was not used until the days of the Shihab ruler Bashir II (r. 1789–1840). Nonetheless, the system of fiscal cantons in Mount Lebanon introduced by the Shihabs in 1711 was the precursor to the Mount Lebanon Mutasarrifate established in 1861, which in turn, was a precursor of the modern Lebanese Republic.
Although he did not actually establish a Lebanese state, Fakhr al-Din is regarded by the Lebanese people as the founder of their modern country because he united the Druze and Maronite districts of Mount Lebanon, the neighboring Mediterranean coastal cities, and the Beqaa Valley under a single authority for the first time in history. According to Salibi, Fakhr al-Din's only "enduring" political legacy was the tenuous, symbiotic union of the Maronites and the Druze, which became a significant development throughout Mount Lebanon's later history. In the view of Harris, Fakhr al-Din inaugurated the continued interaction among the Druze, Maronite, Shia, and Sunni communal elites of the constituent regions of modern Lebanon, namely Mount Lebanon, Jabal Amil, the Beqaa Valley and the coast. From the establishment of the French Mandatory state of Greater Lebanon in 1920, Lebanese schoolchildren have been taught that Fakhr al-Din was the country's historical founder.
Under Fakhr al-Din's leadership, Maronite, Greek Orthodox, and Greek Catholic Christians began migrating to the Druze Mountain in large numbers; the devastation wrought on the Druze peasantry during the punitive government campaigns of the 16th century had probably caused a deficit of Druze farm labor for the Druze landowners, which was partly filled by the Christian migrants. Christians were settled in Druze villages by the Druze tribal chiefs in the days of Fakhr al-Din to stimulate agricultural production, centered on silk, and the chiefs donated land to the Maronite Church and monastic institutions to further facilitate Christian settlement. Fakhr al-Din made the first such donation in 1609. Although the Druze chiefs owned much of the Chouf lands on which the silk crop was grown, Christians dominated every other aspect of the silk economy there, including production, financing, brokerage to the markets of Sidon and Beirut, and its export to Europe. Fakhr al-Din's religious tolerance endeared him to the Christians living under his rule. According to Duwayhi,
> Under Emir Fakhr al-Din the Christians could raise their heads high. They built churches, rode horses with saddles, wore turbans of fine muslin and belts with precious inlays, and carried jeweled rifles. Missionaries from Europe came and established themselves in Mount Lebanon. This was because his troops were Christians, and his stewards and attendants Maronites.
### Nationalist historiography
Modern Lebanese historians from the country's different religious communities have interpreted Fakhr al-Din's emirate, or collection of tax farms, according to their own community's conception of the Lebanese state, generally omitting divergent views. Nationalist narratives by Lebanese Druze and Maronites agree on Fakhr al-Din's "decisive influence and contribution to Lebanon's history", according to the historian Yusri Hazran, though they differ significantly in determining Fakhr al-Din's motives and the historic significance of his rule. Druze authors describe him as the ideal ruler who strove to achieve strong domestic unity, build a prosperous economy, and free Lebanon politically from Ottoman oppression. Making the case that the Ma'nids worked toward Lebanon's integration into the Arab regional environment, the Druze authors generally de-emphasize his relations with Europe and portray his drive for autonomy as the first forerunning of the Arab nationalist movement. On the other hand, Maronite authors viewed the legacy of Fakhr al-Din as one of isolation from the Arab–Islamic milieu. Fakhr al-Din himself has been adopted by a number of Maronite nationalists as a member of the religious group, citing the refuge he may have taken with the Khazen family in the Keserwan during his adolescence, or claiming that he had embraced Christianity at his deathbed.
In the view of the historian Philip Hitti, Fakhr al-Din's "long career stood between Lebanon past and Lebanon future. It pointed to the Lebanese their destiny and established a clear-cut break between their country and Syria." According to the historian Christopher Stone, Fakhr al-Din was utilized by the Rahbani brothers in their Lebanese nationalist play, The Days of Fakhr al-Din, as "a perfect historical predecessor for Lebanon's Christian nationalism of the twentieth century".
### Building works
Toward the end of his career Fakhr al-Din requested assistance from the Medici in building modern fortifications in his territory. Tuscan experts, including the architect Francesco Cioli and the builder Francesco Fagni, arrived in Sidon in 1631. D'Arvieux noted that Fakhr al-Din had a significant interest in the arts, poetry, and music. Nonetheless, the modern historian Elie Haddad holds that his communications with Tuscany indicate that Fakhr al-Din's primary concern was utilitarian, namely the defense of his territory, facilitation of movement for his soldiers, and raising the living standards of the inhabitants.
Fakhr al-Din's palace in Beirut, possibly built by Cioli, combined Arabic and Tuscan architectural influences, and contained a marble fountain and extensive gardens. It was no longer extant by the end of the 19th century. Fakhr al-Din's palace in Deir al-Qamar was built in the Mamluk architectural style with little ornamentation, except its arched doorway entrance with its alternating yellow and white bands of limestone, a style known as ablaq.
Haddad assumes that Fagni oversaw the construction of water works and bridges at Nahr al-Kalb, Sidon, and Beirut, as well as the palace in Deir al-Qamar. Fakhr al-Din's building works in Sidon, Acre, and Deir al-Qamar "stand as a permanent tribute to the power and wealth that the Ma'ns achieved under his [Fakhr al-Din's] leadership and to their role in the re-emergence of the Levantine coast", according to Olsaretti.
#### Sidon
Fakhr al-Din had his government house—known as a saray—built in Sidon as early as 1598. It consisted of a large courtyard, an iwan on the ground floor, several rooms, including roofed reception areas known as qa'as, a fountain, and gardens. It was positioned immediately south of a large square in the city, today called 'Saray Square' after Fakhr al-Din's construction. Other than the entrance of the building, which is characterized by ablaq masonry and a type of ornamented vaulting known as muqarnas, the rest of the original structure had been gradually replaced through the early 19th century, when it was converted into a school; the courtyard is now a schoolyard and the garden is a playground. In its original form it was the tallest structure in Sidon and its garden had a wide variety of plants.
The expansion of commercial activity and increasing wealth in Sidon overseen by Fakhr al-Din is architecturally testified by his construction of the khans and mosques he built in the city. Fakhr al-Din is commonly, though erroneously, credited with the construction of the Khan al-Franj caravansary complex. It housed the French consul around 1616 until the consul relocated to a neighboring, formerly Ma'nid-owned property, the Dar al-Musilmani, in the 1630s. The Dar al-Musilmani was built by Fakhr al-Din, who may have used it as his original residence in the city and that of his wives. Following the capture of Fakhr al-Din by Kuchuk, the latter confiscated all of the Ma'ns' properties in Sidon, Tyre, Banias, and other places. He initially endowed the family's properties in Sidon, sixty-nine in total and mostly owned by Fakhr al-Din, his son Ali, and brother Yunus, in an endowment—known as a waqf—administered from Damascus for the benefit of the Islamic holy cities of Mecca and Medina. Among the properties were dozens of houses and shops, two khans, several mills, a soap factory, a coffeehouse, and a bathhouse (or hammam).
Fakhr al-Din's two khans in Sidon were the Khan al-Ruzz (the Caravansary of Rice) and the Khan al-Qaysariyya, both built directly on the Mediterranean shore of the old city. The first was observed by d'Arvieux as having large stores for the storage of rice and other commodities on the ground floor, a covered gallery for the rooms housing visitors on the top floor, a large courtyard, and a small mosque. Today, the Khan al-Ruzz is in a poor state, with the lower floor used for small workshops and the upper floor permanently housing Sidonian and Palestinian families, while the mosque has been replaced by a different structure. The smaller, neighboring Khan al-Qaysariyya, which abutted the Bahri Mosque, had a small, square courtyard with four stores, a second floor with a covered gallery leading to twelve rooms for visitors. D'Arvieux considered it the most beautiful of three khans of Sidon, including the Khan al-Franj. It is a sandstone structure and at present the courtyard has been built on, the lodging rooms and half of the stores have been subdivided and their structure changed. Two of the larger original stores of the Khan al-Qaysariyya remain intact and are used as shops. Fakhr al-Din built dozens of shops in the markets of Suq al-Ars and Suq al-Harir, around the three khans. A number of them continue to function in the Saray Square.
## Marriages and children
Fakhr al-Din married at least four women. The sources generally omit their names, identifying them instead by their male relatives. His first wife was the sister of Muhammad ibn Jamal al-Din, a chief of the Arslans of Choueifat in the Gharb. The marriage was arranged c. 1590 by Fakhr al-Din's mother and uncle Sayf al-Din to reconcile tensions with the Yamani Druze faction of which the Arslans were part. She was known in the sources by the honorific term 'Sultana', as Sitt Nasab was also known. She gave birth to Fakhr al-Din's eldest son Ali. His second marriage was to a woman from the Qaysi Druze faction, to which the Ma'ns belonged, and nothing further is known about her.
In a series of peace settlements with the Sayfas, Fakhr al-Din established marital ties with the family. In 1613, he wed Alwa, a daughter of Yusuf's brother Ali Sayfa, who gave birth to his sons Husayn and Hasan in 1621 and 1624, respectively, and a daughter, Sitt al-Nasr. Sitt al-Nasr was married to Yusuf's son Hasan before 1618, and when Hasan died in 1623 she was remarried to his brother Umar in January 1624. Another of Fakhr al-Din's daughters was wed to Yusuf's son Beylik in 1620, while Fakhr al-Din's son Ali was wed to Yusuf's daughter in the same year. In 1617, one of Fakhr al-Din's daughters was officially wed to Ahmad, a son of Yunus al-Harfush who negotiated with the Ottomans on behalf of the Ma'ns to reinstate them as the sanjak-beys of Sidon-Beirut and Safad in 1615; the daughter was not sent to join Ahmad until December 1620. After Ahmad's death, she was married to his brother Husayn.
Fakhr al-Din's fourth wife was Khasikiyya bint Zafir, the sister of Fakhr al-Din's friend Ali al-Zafiri, who controlled Sidon before Fakhr al-Din's governorship. Known for her intelligence and beauty, she became his favorite wife. She continued to live in Sidon where Fakhr al-Din renovated a palace for her. She was the mother of his sons Haydar and Bulak, and daughter Fakhira. While Fakhr al-Din's other wives were sent for safety in Shaqif Arnun and Subayba, Khasikiyya accompanied him during his exile. She maintained social relations with the women of the Medici household, as indicated by a letter she sent to the Tuscan grand duchess Maria Maddalena in March 1616. Fakhr al-Din also had a concubine, who bore him his son Mansur.
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Final Fantasy XIII
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2009 video game
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is a role-playing video game developed and published by Square Enix for the PlayStation 3 and Xbox 360 consoles and later for Windows in 2014. Released in Japan in December 2009 and international in March 2010, it is the thirteenth title in the mainline Final Fantasy series. The game includes fast-paced combat, a new system for the series for determining which abilities are developed for the characters called "Crystarium", and a customizable "Paradigm" system to control which abilities are used by the characters. Final Fantasy XIII includes elements from the previous games in the series, such as summoned monsters, chocobos, and airships.
The game takes place in the fictional floating world of Cocoon, whose government, the Sanctum, is ordering a purge of civilians who have supposedly come into contact with Pulse, the much-feared world below. The former soldier Lightning begins her fight against the government in order to save her sister who has been branded as an unwilling servant to a god-like being from Pulse, making her an enemy of Cocoon. Lightning is soon joined by a band of allies, and together the group also become marked by the same Pulse creature. They rally against the Sanctum while trying to discover their assigned task and whether they can avoid being turned into monsters or crystals at the completion.
Development began in 2004, and the game was first announced at Electronic Entertainment Expo (E3) 2006. Final Fantasy XIII is the flagship title of the Fabula Nova Crystallis collection of Final Fantasy games and is the first game to use Square Enix's Crystal Tools engine. Final Fantasy XIII was critically acclaimed in Japan and received mostly positive reviews from Western video game publications, which praised the game's graphics, presentation, and battle system. The game’s linearity received a more mixed reception from some critics. Selling 1.7 million copies in Japan in 2009, Final Fantasy XIII became the fastest-selling title in the history of the series. As of 2017, the game has sold over 7 million copies worldwide on consoles. The Windows version has sold over 746,000 copies according to SteamSpy. A sequel, titled Final Fantasy XIII-2, was released in December 2011 in Japan and in February 2012 in North America and PAL regions. A second sequel, titled Lightning Returns: Final Fantasy XIII, which concludes Lightning's story and the Final Fantasy XIII series, was released in November 2013 in Japan and in February 2014 in North America and PAL regions. As of September 2014, Final Fantasy XIII series was widely successful and has shipped over 11 million copies worldwide.
The game was added to Xbox One backward compatibility in November 2018 along with its sequels. It is also Xbox One X Enhanced allowing it to run at a higher resolution.
## Gameplay
The player directly controls the on-screen character through a third-person perspective to interact with people, objects, and enemies throughout the game. The player can also turn the camera around the characters, which allows for a 360° view of the surroundings. The world of Final Fantasy XIII is rendered to scale relative to the characters in it; instead of a caricature of the character roaming around miniature terrain, as found in earlier Final Fantasy games, every area is represented proportionally. The player navigates the world by foot or by chocobo. Players may save their game to a hard disk drive using save stations, where the player can also purchase items from retail networks or upgrade their weapons. An in-game datalog provides a bestiary and incidental information about the world of Final Fantasy XIII. The Final Fantasy XIII Ultimate Hits International version of the game, released in Japan, also contains an "Easy" mode option.
### Battle system
As in Final Fantasy XII, enemies are integrated into the open field and can be approached or avoided by the player. When the player's character touches an enemy, the screen transitions from the regular map to a separate battle screen similar to those used in previous Final Fantasy titles; the character's health is fully restored after each battle.
A maximum of three characters may be used in battles, which use a variant on the series' traditional Active Time Battle (ATB) system first featured in Final Fantasy IV. Unlike previous games in the series, the player only controls the lead character while the remaining two characters are controlled by the game's artificial intelligence (AI). During battle, the player selects an action from the menus, such as Attack, Magic, and Item. Each action requires a specific number of slots on the ATB bar, which refills in real time to a set maximum number; this total size gradually increases throughout the game from two to six.
The Paradigm system allows the player to program "Paradigms" in which the active party members have a specific role in combat, roughly akin to the job system of previous games. The player can only choose from a limited stock of paradigms set up outside of battle, limiting the possible combinations of roles available; this is the only way of directing AI-controlled party members. The roles consist of Commando, dealing physical damage; Ravager, using elemental magic; Medic, a role which can heal and remove negative status ailments; Synergist, which uses magic to strengthen allies by giving positive statuses; Saboteur, which uses magic to weaken enemies by inflicting negative statuses; and Sentinel, which has protective abilities and may take on enemy focus.
In addition to a health bar, each enemy has a stagger bar (or "chain bonus"), indicating with a percentage starting at 100 the strength of attacks dealt by the player. When the chain bonus reaches an amount specific to the kind of enemy, they are staggered. Stagger increases damage massively by providing an instant boost to the chain bonus, and may launch the enemy into the air. Stagger is increased by a large amount by magic-based attacks, but will fall unless sustained by physical attacks.
Each leader or controlled character can summon a specific Eidolon into battle. These summoned creatures include series staples Odin, Shiva, Alexander, and Bahamut, and newcomers Hecatoncheir and Brynhildr. When summoned, the Eidolon stays in combat while the characters accompanying the summoner leave the party. While an Eidolon is summoned, the player can trigger a feature called Gestalt Mode, in which the Eidolon transforms into a different form and performs different attacks while the summoning character rides them.
### Crystarium
The Crystarium is a leveling system consisting of six crystals and resembles the Sphere Grid from Final Fantasy X. Each crystal in the Crystarium represents one of the six roles, and is divided into ten levels. Each level contains various nodes that supply bonuses to health, strength, or magic, or provide new abilities and accessory slots. These nodes are connected by a semi-linear path. The player may advance down the path by acquiring Crystogen Points, which are awarded after defeating enemies. The full Crystarium is not available to the player at the beginning of the game; at specific points in the game's plot, the player gains access to new crystals or levels.
## Plot
### Setting
Final Fantasy XIII is set on the world of Gran Pulse (often simply called Pulse). Central to the story is Cocoon, a massive artificial sphere that floats above Pulse's surface and is ruled by the Sanctum, a theocratic government. The two worlds are controlled by fal'Cie /fælˈsiː/, mechanical beings with godlike power. The Cocoon fal'Cie are responsible for keeping Cocoon floating, as well as providing light and water to the people that live inside. Each fal'Cie handles a specific task. The fal'Cie have the capability of marking the humans that live in Pulse and Cocoon as their servants. These servants, called l'Cie /ləˈsiː/, are branded with a symbol representing either Pulse or Cocoon and are given a "Focus"—a task to complete. If the l'Cie complete their task in time, they are transformed to crystal and according to legend gain eternal life; otherwise they become mindless monsters called Cie'th /siːθ/. The l'Cie are not explicitly told their Focus, but are instead given visions that they must interpret.
Several hundred years before the events of the game, a battle known as the War of Transgression took place between Pulse and Cocoon. During the battle, l'Cie from Pulse attacked and ripped a large hole in Cocoon. Eventually, the l'Cie completed their focus and were turned to crystal. The hole was patched with material lifted from Pulse, and Cocoon's citizens have since lived in fear of another invasion; this fear is used by the Sanctum to remain in power. The Sanctum oversees two military branches: the Guardian Corps, responsible for keeping order on Cocoon, and the Public Security and Intelligence COMmand (PSICOM), the special forces in charge of dealing with any threat related to Pulse. The fal'Cie have given the humans advanced technology, including flying airships and mechanical creatures, and a form of magic also exists. This magic is normally only accessible to l'Cie, fal'Cie, and various monsters in Cocoon and Pulse, though distilled chemical forms can be used by normal humans through the use of Manadrives.
### Characters
The six main playable characters of Final Fantasy XIII are Lightning (Ali Hillis/Maaya Sakamoto), the main protagonist of the game, a former soldier and older sister to Serah; Snow Villiers (Troy Baker/Daisuke Ono), Serah's fiancé and leader of NORA, a paramilitary group; Oerba Dia Vanille (Georgia van Cuylenburg/Yukari Fukui), the game's narrator and an exile who is later revealed to be a l'Cie from Pulse; Sazh Katzroy (Reno Wilson/Masashi Ebara), a civilian pilot and father to a young boy, Dajh; Hope Estheim (Vincent Martella/Yūki Kaji), a young boy who is struggling within the relationships he shares with his parents; and Oerba Yun Fang (Rachel Robinson/Mabuki Andou), a l'Cie from Pulse who is working with the Sanctum's Cavalry branch. Other characters include Galenth Dysley (S. Scott Bullock/Masaru Shinozuka), the ruler of the Sanctum and main antagonist; Cid Raines (Erik Davies/Yuichi Nakamura), a Sanctum Brigadier General in the Cavalry who does not trust the government; and Serah Farron (Laura Bailey/Minako Kotobuki), Lightning's younger sister and Snow's fiancée.
### Story
In Cocoon, the citizens of the town of Bodhum are being evicted, or Purged, after coming in contact with something from Pulse. Over the course of the game, the player is shown flashbacks of the events of the previous thirteen days, which began when a fal'Cie from Pulse was discovered near Bodhum. Lightning's sister Serah had found the fal'Cie from Pulse and been changed into a l'Cie by it. Lightning and Sazh derail a Purge train bound for Pulse in an attempt to save Serah. As Snow leads his resistance group NORA to rescue the Purge exiles, several of them are killed. Heading to the fal'Cie Anima to save Serah, Snow is joined by two of the exiles: Hope and Vanille. The two parties meet at the fal'Cie, and find Serah just as she turns to crystal. Anima then brands them as l'Cie and they are cast out into a different part of Cocoon. During this transformation, the newly crested l'Cie all have the same vision: a monster called Ragnarok. Arguing over the ambiguous nature of the dreamed Focus, the party finds Serah in her crystallized form; Snow remains with her as the others leave.
Snow meets Cid and Fang, two members of the Cavalry, after he is captured and detained aboard the airship Lindblum. Meanwhile, the others flee from PSICOM before getting separated by an airstrike; Hope and Lightning travel to Palumpolum, while Sazh and Vanille travel to Nautilus. In Lightning's scenario, she unintentionally supports Hope's goal of killing Snow to avenge his mother's death. In Vanille's scenario, Sazh discusses how his son Dajh was turned into a l'Cie by a Cocoon fal'Cie and was taken by PSICOM to discover his Focus. In Palumpolum, Lightning attempts to dissuade Hope from going through with his revenge and meets Snow and Fang. Fang reveals that she and Vanille were l'Cie from Pulse who were turned into crystals; they were turned back into humans 13 days earlier, sparking the Purge. Hope attempts to murder Snow, but after being rescued during an airstrike, he decides not to go through with it. The four then flee the city with Cid's aid. In Nautilus, Vanille reveals herself to Sazh as a l'Cie from Pulse, and indirectly the reason that Dajh was turned into a l'Cie. Sazh and Vanille are then captured and detained on board the airship Palamecia.
On the Palamecia, the other members of the party reunite with Vanille and Sazh before they confront Galenth Dysley, the Sanctum's Primarch, who is the Cocoon fal'Cie ruler Barthandelus in disguise. Barthandelus tells the party that their Focus is to transform into the beast Ragnarok and slay the sleeping fal'Cie Orphan, who keeps Cocoon afloat above Pulse. Slaying Orphan will result in the destruction of Cocoon. The party flees and learns from Cid that the fal'Cie believe that Cocoon's destruction will summon the Maker, the creator of the worlds. The fal'Cie cannot harm Orphan themselves. Vanille and Fang reveal to the party that they were involved in the War of Transgression centuries earlier, and that their Focus then had been the same: to transform into Ragnarok and attempt to destroy Orphan. The party flies away to Pulse and journeys to Oerba, Vanille and Fang's hometown, where they hope to learn how to remove their l'Cie marks. The town is deserted, and they find no living people on the surface. The party is unsuccessful in removing their marks, and Barthandelus confronts them again. The party learns that Barthandelus has made Cid the new Primarch to create chaos in Cocoon to force the Cavalry to attack Cid and Orphan in a coup d'état.
The party infiltrates Cocoon and heads towards Orphan but soon discover that the Cavalry have been turned into Cie'th. The party defeats Barthandelus, but Orphan awakens and merges with Barthandelus, then compels Fang to finish her Focus as Ragnarok while the others are seemingly transformed into Cie'th. The party reappears in human form, preventing Fang from transforming. The party defeats Orphan and escapes Cocoon, which is now falling towards Pulse. As the rest of the party turns to crystal for completing their Focus, Vanille and Fang remain on Cocoon and transform into Ragnarok together to prevent a collision between Cocoon and Pulse. The rest of the party awaken from their crystallization on Pulse and find their l'Cie brands gone; Lightning, Hope, Snow and Sazh reunite with Serah and Dajh.
## Development
Development of Final Fantasy XIII began in February 2004, shortly after the release of Final Fantasy X-2 International + Last Mission in Japan. At the time, the project was internally referred to by the codename "Colors World". Over the first year, director Motomu Toriyama and scenario conceptor Kazushige Nojima conceived ideas for the plot. Nojima thought up the crystal mythology that became the basis for the Fabula Nova Crystallis series, including concepts such as the fal'Cie and l'Cie. Toriyama then created a story premised on this mythology. He wanted to portray "characters at the mercy of a predetermined, unjust fate" who "belong together but collide heavily". In order to achieve this, each of the story's thirteen chapters was made to focus on different protagonists. Chapters seven and eight were to mark a turning point in the interpersonal relationships of the party.
In March 2006, when the structural part of the narrative started to come together, lead scenario writer Daisuke Watanabe joined the team. Toriyama gave him a rough outline of the first eight chapters, which included several cornerstone scenes that needed to be kept, like when party members were separated or reunited. He told Watanabe what he wanted to express with the scenario, and asked him to flesh out the story and to strengthen how the points in his outline connected. For example, Toriyama's rudimentary instructions in the document would say "Snow and Hope reconcile". Watanabe had to decide about how the scenes with this reconciliation would play out, then write the scenario that way. To emphasize what the story tried to express, Watanabe adjusted the personalities Toriyama had given to each character. For example, he felt that the party should not have a "reliable and calm leader type" at the beginning of the story, in order to more accurately show the confusion and unease after the protagonists transform into l'Cie. Toriyama has said that one of the storytelling challenges was the despair of the characters and the many points at which they are seemingly cornered. He mentioned the scene where Sazh tries to commit suicide as one such example. Although Toriyama felt it was "almost a little too dark", he wanted to include something like it in the game. In contrast, he said that lighthearted elements such as Sazh's Chocobo chick helped maintain a good balance.
At the beginning of the development, the game was intended to be released on the PlayStation 2. In May 2005, after the positive reception of the tech demo of Final Fantasy VII, the team decided to move the game to the PlayStation 3 and developed it with the new Crystal Tools engine, a seventh generation multiplatform game engine created by Square Enix for its next generation games. Square Enix believed that developing a new engine would speed up development time later in the project, though it would initially cause a delay in the game's development. However, the delay was longer than originally anticipated as the engine had to accommodate the requirements of several other games in addition to XIII. Another factor in the platform move was the delayed release of Final Fantasy XII, which came out a very short time before the release of the PlayStation 3. A PC port was considered during development, but was decided against due to how Square Enix saw the video game market situation at the time as well as additional complexities that Square Enix did not have experience with related to the PC platform, such as security issues. Final Fantasy XIII was first shown at the 2006 E3 convention. The trailer shown was an artistic concept that did not represent the final concept for the game, since at the time there was no playable form of the game. Announced alongside the game was Final Fantasy Versus XIII, later retitled as Final Fantasy XV, and the PlayStation Portable game Final Fantasy Type-0, originally titled Final Fantasy Agito XIII, the three of which form the Fabula Nova Crystallis Final Fantasy series. Square Enix explained that although all three games are thematically linked, they are not directly related in terms of story.
The developers for Final Fantasy XIII were divided into multiple areas, with each developer or team focusing only on a specific task such as developing a specific in-game area or modeling characters. Each physical area of the game was developed separately; after an initial design was approved, teams were assigned to a specific location and filled in details without reusing assets from other areas. Several of the game's developers had worked on previous installments of the series. Director Motomu Toriyama had worked on Final Fantasy X and X-2; producer Yoshinori Kitase had worked on V through VIII and as the producer for X and X-2; main-character designer Tetsuya Nomura had performed the same role for VII, VIII, X, and X-2, and battle-system director Toshiro Tsuchida reprised that role from Final Fantasy X. As XIII was the first Final Fantasy game for the PlayStation 3, the development team's internal goal was for the game to have the same "gameplay and craftmanship" impact that Final Fantasy VII and X had as the first games of the series on their respective consoles. They aimed to sell five million copies of the game. Toriyama wanted the game to be "the ultimate single player RPG".
Tsuchida's concept for the battle system was to maintain the strategic nature of command-based battles. The system stemmed from a desire to create battles similar to those found in the film Final Fantasy VII: Advent Children. Magic points (MP), which had been a part of the battle system in previous Final Fantasy titles, were removed in the game's battle system as Tsuchida and the other designers felt that it gave players an incentive to not use their most powerful magic attacks due to the MP cost, in turn making battles less interesting. The Paradigm system was designed early in the battle system's development, with the intent of making battles rely on quickly changing strategies and feel fast-moving. Originally there were only five roles, but the Saboteur was later added as the designers felt that its abilities were missing from the game and did not fit with the other roles. Together with the maximum of three characters in a combat situation, the groupings of enemies were designed to force the player to switch Paradigms to keep them engaged in the battles.
Toriyama wanted Lightning to be a new type of female character with an athlete's body and a less feminine nature than some of the previous female characters of the series. His guideline to Nomura was to make her "strong and beautiful", and she was intended to be reminiscent of Final Fantasy VII's Cloud Strife. Fang was initially meant to be a male character, but the gender was changed to coincide with the updated character designs during the latter part of development. The graphics capabilities of the PS3 and Xbox 360 compared to previous consoles allowed Nomura to use more complex elements in the character designs than before, such as Lightning's cape and detailed facial features. This in turn meant that the art team had to do much more work for each character or area than in previous games. Nomura did not take an involved role in the creation of the non-playable characters.
Unlike previous games in the series which were more inspired by Asian locations and culture, Final Fantasy XIII was intended by the art team to be reminiscent of the United States. Pulse was based on landscape photographs the team took from across the country, and Cocoon was intended to be a "melting pot" of different ethnicities. The setting was also given a science fiction aesthetic to make it stand out more in comparison with other entries in the series. Art director Isamu Kamikokuryo revealed that many additional scenarios such as Lightning's home, which were functioning in an unreleased build during development, were left out of the final version due to concerns about the game's length and volume. Kamikokuryo said the content they cut was, in itself, enough to make another game. According to Toriyama, the cuts were made in "various stages of [the game's] development", and that some of the content was removed just before the game's completion. The game, unlike previous titles in the series, includes no explorable town areas; Toriyama said in an interview that the team was unable to make them as graphically appealing as the rest of the game and chose to eliminate them. Toriyama intended to have a piece of downloadable content available for the game that would include a new area, weapons and quests, but was forced to cut it as well due to quality concerns so late in the project and difficulties with the different systems for extra content on the two gaming consoles.
A playable demo of Final Fantasy XIII was included in the Japanese version of Final Fantasy VII Advent Children Complete, released on April 16, 2009. Toriyama stated that the release of the demo, which was not in the original development schedule, helped the team recognize a shared vision for what the game should look and feel like, a problem which had been plaguing the development team up until then. It helped the team prioritize the work that still needed to be done, which increased the development speed for the remainder of the project. The game was intended to appeal to both Western and Japanese audiences, and focus groups from both regions were used. The English localization began while development was still in progress to lessen the delay between the Japanese and worldwide releases. The game was initially going to be released solely for the PlayStation 3, but an Xbox 360 version was announced late in the game's development cycle. The Xbox version, due to technical limitations, runs at a lower resolution (720p maximum) than the PlayStation version and is spread across 3 discs.
### Music
Masashi Hamauzu composed the game's soundtrack; his previous work on the series was as a co-composer for Final Fantasy X and as the main composer for Dirge of Cerberus: Final Fantasy VII. The game was the first main-series Final Fantasy game to not include any compositions by original series composer Nobuo Uematsu. Although Uematsu was originally announced to compose the main theme of the game, this role was taken over by Hamauzu after Uematsu signed on to compose the soundtrack for Final Fantasy XIV. The score features some pieces orchestrated by Yoshihisa Hirano, Toshiyuki Oomori, and Kunihito Shiina, with the Warsaw Philharmonic Orchestra. The song "My Hands", from British singer Leona Lewis' second album Echo, was chosen to replace Final Fantasy XIII'''s original theme song, "Kimi ga Iru Kara" by Sayuri Sugawara, for the game's international release. Square Enix president Yoichi Wada later said that it would have been better if the American branch of the company had produced a theme song from scratch, but a lack of staff led to the decision of licensing an existing song.
Music from the game has been released in several albums. Square Enix released the main soundtrack album, Final Fantasy XIII Original Soundtrack, on four Compact Discs in 2010. The album sold 16,000 copies the day of its release. Square Enix released selections from the soundtrack on two gramophone record albums in 2010: W/F: Music from Final Fantasy XIII and W/F: Music from Final Fantasy XIII Gentle Reveries. An album of arranged pieces from the soundtrack, Final Fantasy XIII Original Soundtrack -PLUS-, was also released by Square Enix in the same year, as was an album of piano arrangements. For Life Music published a single of the theme song for the Japanese version of the game, "Kimi ga Iru Kara" (君がいるから, "Because You're Here"), in 2009.
## Versions and merchandise
The game was released in Japan on December 17, 2009, and in North America, Europe and Australia on March 9, 2010. Alongside the release of the game in Japan, Japanese alcoholic beverage distributor Suntory released the "Final Fantasy XIII Elixir" to promote the game. On the same day, a Final Fantasy XIII PlayStation Home personal space was made available for free in Japan until January 13, 2010, along with a costume and personal space furnishings; they were released to the Asian, European, and North American versions of PlayStation Home on March 11, 2010. The game was re-released as part of the Final Fantasy 25th Anniversary Ultimate Box Japanese package in December 2012. It was re-released again in November 2013, as part of the Lightning Ultimate box, a Japan exclusive edition which includes Final Fantasy XIII and its two sequels.
The game was released bundled with consoles in different regions. The game was bundled in Japan with a limited-edition white PlayStation 3 with a pink color print of Lightning on the surface of the console, and with a white Xbox 360 Elite (much like the discontinued Pro models) with the silver strip on the hard drive emblazoned with the Final Fantasy XIII logo in the western release. A limited quantity of themed Xbox faceplates created by Nomura were made available through a select few retailers in Europe, North America, and Australia. PAL territories received a limited collector's edition of the game for both Xbox 360 and PlayStation 3, with the Final Fantasy XIII Original Sound Selection "best of" soundtrack CD, three Eidolon art prints, a Brand of the l'Cie decal and The World of Final Fantasy XIII, a hardback book featuring character artwork, CG-rendered artwork, and environments from across the game production. Square Enix published three Ultimania books in 2010: the Final Fantasy XIII Scenario Ultimania and the Final Fantasy XIII Battle Ultimania on January 28, and the Final Fantasy XIII Ultimania Ω on September 30. The Battle Ultimania provides a description and analysis of the new battle system and its components, and developer interviews. The Scenario Ultimania describes the main scenarios in the game, profiles on the characters and areas in Cocoon and Gran Pulse, developer interviews, and details on each location. The last guide, the Ultimania Ω, includes voice actor and additional staff interviews, the complete story of Final Fantasy XIII including additional character profiles, a collection of artworks and illustrations, and additional dissections of the story and background.
While the game was introduced on both PlayStation 3 and Xbox 360 in western regions, the game was a PlayStation 3 exclusive in Asian territories. This was changed in late 2010 when Square Enix announced that the Xbox 360 version would in fact release in Japan, despite many statements to the opposite. It was later released for Windows via Steam, along with its two sequels. Final Fantasy XIII was the first game in the series to receive an official release in Chinese and Korean. This was the first edition of a Final Fantasy game in which Japanese voice-overs could be enabled. An international version of the game for the Xbox 360 called Final Fantasy XIII Ultimate Hits International was released in Asia on December 16, 2010. The game includes an "Easy" mode option, and features the English voices. It comes with a bonus booklet titled Final Fantasy XIII Corridor of Memory that contains content that was previously left out of the original version of the game and a short story epilogue titled Final Fantasy XIII Episode I.
Final Fantasy XIII was released for iOS and Android devices via cloud streaming in Japan on April 10, 2015. The game was added to Xbox One backward compatibility in November 2018 along with its sequels.
## Reception
Final Fantasy XIII sold over one million units on its first day of sale in Japan, and had sold 1.7 million copies for the PlayStation 3 in Japan by the end of 2009, and 1.9 million by the end of 2010. Square Enix had anticipated high initial sales for the game and shipped close to two million units for its launch. The game sold more than one million copies in North America in its release month. In March 2010, XIII was the fastest-selling title in the franchise's history. By April of the same year, American game sales for the PlayStation 3 and Xbox 360 reached an estimated 800,000 and 500,000 units respectively. According to Media Create, female gamers accounted for nearly a third of the game's Japanese fanbase. As of July 2012, a combined total of 9.7 million units has been sold on consoles for both Final Fantasy XIII and its sequel XIII-2. As of January 2013, the game had sold 6.6 million copies worldwide. By September 2014, Final Fantasy XIII series was widely successful and has shipped over 11 million copies worldwide. As of 2017, the game has sold over 7 million copies worldwide on consoles. By April 2018, the Windows version has sold over 746,000 copies according to SteamSpy.
Final Fantasy XIII received generally positive reviews. Review aggregator website Metacritic gave the PlayStation 3 version 83/100 based on 83 reviews, the Xbox 360 version 82/100 based on 54 reviews, and the Windows version 65/100 based on 6 reviews. It was rated 39 out of 40 by the Japanese gaming magazine Famitsu. Dengeki praised the game for the battle system, stating that the battles are by far the most exciting in the series, and concluded that Final Fantasy XIII deserved a score of 120, as 100 would not be enough. The game was voted as the second best game of 2009 in Dengeki Online's reader poll, and in January 2010, it was voted the best game ever in Famitsu's reader poll. The game received a Best RPG of the year award nomination at the Spike Video Game Awards, but lost to Mass Effect 2. It won the "Future Division" award at the Japan Game Awards 2009 and later won a Game Designers Award at the Japan Game Awards 2010.
Universal praise was given to the technical milestones achieved by the game's graphics and presentation. Edge felt that Cocoon in particular was an "inspired setting [...] blessed with a vibrancy and vivid colour that often leaves you open-mouthed". GameSpot called the art design "magnificent". Further praise was given to the pre-rendered animation sequences and the almost seamless transition of visual quality between these and the realtime gameplay. Many also appreciated the game's soundtrack, with Masashi Hamauzu providing "a score with catchy hooks and blood-pumping battle melodies", according to Wired.
The battle system of Final Fantasy XIII received widespread praise. The increased pace of battles was appreciated, with several reviews describing it as "thrilling"; Edge's description of the battle system summarized it as "among the genre's finest". 1UP.com said that "despite the fact that two-thirds of your party is AI-controlled, FFXIII's battles may be the most involving the series has ever seen". The story got a mixed reception, with Wired remarking that the plot was "a little more human and less esoteric than in previous games". 1UP.com felt that the story was "hardly world-class writing", but that the writers clearly knew the medium well and had attempted to avoid clichés. Reviewers felt that the characters worked well together, and that the interactions among them as the game progressed made up for shortcomings in the story.
### Linearity
While critics generally praised Square Enix's attempt to revitalize the Final Fantasy series formula, many reacted negatively to the linear nature of the game, especially in the first ten chapters on Cocoon, an issue which many felt was compounded by the large reduction of towns, free-roaming capabilities, and interaction with non-player characters. GamePro described the gameplay as "a long hallway toward an orange target symbol on your mini-map that triggers a cutscene, a boss fight, or both", and 1UP.com criticized the linear aspect as the game's "biggest shortcoming", and felt the first section was "superficial". Edge and others awarded the game especially lower scores as a result of these aspects, with Edge in particular lowering the score they awarded the game to a five out of ten primarily due to the game's linear nature.
In contrast, reviewers from GamesRadar and Computer and Video Games appreciated the linear nature; the former opined that "the streamlined, focused structure eliminates potential tedium without dumbing anything down", while the latter felt it was "a clever move", and kept the player from being "[bogged] down with mundane number crunching, [and] finicky and repetitive leveling-up". Many negatively noted the gradual unfurling of the player's abilities over this first part of the game, from battle gameplay to selecting the party leader. Combined with the game's linear nature, some reviews went as far as to describe these chapters as "boring" until the world of Gran Pulse was revealed. Edge noted that while it did not do enough to make up for the opening chapters, at Gran Pulse the game "hits a sweet spot" as the narrative offers "hunting side-quests and the simple joy of exploring to see what visual marvel is around the next corner".
### Response to criticism
After release, director Motomu Toriyama felt that the lower-than-expected review scores for a main Final Fantasy series game came from reviewers who approached the game from a Western point of view. These reviewers were used to games in which the player was given an open world to explore, he said, noting that this expectation contrasted with the vision the team set out to create. He noted that it "becomes very difficult to tell a compelling story when you're given that much freedom". Yoshinori Kitase said that they "didn't really intend to work within the RPG template", but "wanted to create a new game, even a new genre". He said that "in a lot of senses FFXIII is more like an FPS than an RPG".
Toriyama and Kitase later said, in July 2011, that the biggest complaints about the game were that it was too linear and that there was not enough interaction between the player and the world, which they described as a lack of towns and minigames compared to the previous Final Fantasy games. They also named the amount of time it took to access all of the gameplay elements as a common criticism, saying that people interpreted it as a "lengthy tutorial".
Yoichi Wada, then-president of Square Enix, made his thoughts about the reception of the game known to Gamasutra. He said that "some value it highly and some are not very happy with it", also adding: "Should Final Fantasy become a new type of game or should Final Fantasy not become a new type of game? The customers have different opinions. It's very difficult to determine which way it should go".
### Windows port
Square Enix released a Windows port of the game in October 2014, where it was met with a more negative critical reception than the original versions. PC Gamer's Samuel Roberts, when reviewing the port, criticized not only the original gameplay, but heavily criticized the quality of the port itself, decrying the low resolution, limited graphical options and low framerate. He was especially critical of the time taken for the port given that an unofficial patch was produced by modder Peter Thoman within a day of release that fixed many of the issues. Michael McWhertor of Polygon also noted a similar critical response by consumers. A patch was released by Square Enix two months later in December, which was noted by Thoman as adding only the graphical features that his external patch had, with no other additions or performance improvements.
## Sequels
A direct sequel to Final Fantasy XIII, entitled Final Fantasy XIII-2, was in production by Square Enix, built on the game's story and characters while taking on board the criticism and other feedback about the original. It was released on December 2011 in Japan, followed by North America and Europe in January and February 2012 respectively, for both the PlayStation 3 and the Xbox 360. Motomu Toriyama and Yoshinori Kitase returned to their respective roles as director and producer. The game begins three years after the events of Final Fantasy XIII, and features Serah and newcomer Noel as the main protagonists. XIII-2 is the fifth sequel game in the Final Fantasy series, after Final Fantasy X-2, Dirge of Cerberus: Final Fantasy VII, Final Fantasy XII: Revenant Wings, and Final Fantasy IV: The After Years. Most of the team returned again to create a second sequel entitled Lightning Returns: Final Fantasy XIII, meant to wrap up the story of Lightning and the Final Fantasy XIII universe. The game was released in November 2013 in Japan and in February 2014 in North America and Europe. Toriyama said in the Ultimania Omega companion book prior to XIII-2'''s announcement that he hoped to write a story "where Lightning ends up happy", though at the time Square Enix had no plans to make a sequel.
|
8,851,724 |
White-necked rockfowl
| 1,123,002,566 |
Species of bird found in West Africa
|
[
"Birds described in 1825",
"Birds of West Africa",
"Picathartes",
"Vulnerable animals",
"Vulnerable biota of Africa"
] |
The white-necked rockfowl (Picathartes gymnocephalus) is a medium-sized bird in the family Picathartidae, with a long neck and tail. Also known as the white-necked picathartes, this passerine is mainly found in rocky forested areas at higher altitudes in West Africa from Guinea to Ghana. Its distribution is patchy, with populations often being isolated from each other. The rockfowl typically chooses to live near streams and inselbergs. It has no recognized subspecies, though some believe that it forms a superspecies with the grey-necked rockfowl. The white-necked rockfowl has greyish-black upperparts and white underparts. Its unusually long, dark brown tail is used for balance, and its thighs are muscular. The head is nearly featherless, with the exposed skin being bright yellow except for two large, circular black patches located just behind the eyes. Though the bird is usually silent, some calls are known.
These rockfowl feed primarily on insects, though parents feed small frogs to their young. One feeding strategy involves following Dorylus army ant swarms, feeding on insects flushed by the ants. Rockfowl move through the forest primarily through a series of hops and bounds or short flights in low vegetation. This species rarely flies for long distances. The white-necked rockfowl is monogamous and pairs nest either alone or in the vicinity of other pairs, sometimes in colonies with as many as eight nests. These nests are constructed out of mud formed into a deep cup and are built on rock surfaces, typically in caves. Two eggs are laid twice a year. Though the birds breed in colonies, infanticide is fairly common in this species, with rockfowl attempting to kill the young of other pairs. Nestlings mature in about a month. This bird is long-lived.
This species is classified as Vulnerable as its dwindling and fragmented populations are threatened by habitat destruction. Conservation efforts are underway in parts of its range in the form of habitat protection, education efforts, and new laws. Some of the indigenous peoples of Sierra Leone considered the species to be a protector of the home of their ancestral spirits. This rockfowl is considered one of Africa's most desirable birds by birders and is a symbol of ecotourism across its range.
## Taxonomy
This species was first described by Coenraad Jacob Temminck in 1825 from a specimen collected on the Guinean coast. He published his description in the 2nd volume of Nouveau recueil de planches coloriées d'oiseaux and described it as Corvus gymnocephalus, placing it in the crow genus Corvus. The species name is derived from the Ancient Greek words gymnos "naked", and kephalē "head". However, only three years later the bird was removed from the genus Corvus by René Primevère Lesson and placed in its own genus, Picathartes, as it did not share characteristics common to members of Corvus such as a feathered head. This generic name comes from a combination of the Latin genera pica for "magpie" and cathartes for "vulture". Since its initial description, the picathartes have been placed in more than five different families, including those of crows (Corvidae), starlings (Sturnidae), Old World flycatchers (Muscicapidae), babblers (Timaliidae) and Old World warblers (Sylviidae). Today the white-necked rockfowl and its close relative the grey-necked rockfowl are believed to comprise a unique family, Picathartidae. It has also been suggested though not generally accepted that the two rockfowl represent the remnants of an ancient bird order. Recent DNA analysis has shown that Picathartidae and its closest relatives, southern Africa's rockjumpers and southeast Asia's rail-babbler, form a clade. The analysis suggests that the rockfowl split from the common ancestor of their clade 44 million years ago. It is believed that the ancestor of this clade originated in Australia and spread to Africa. Though the white-necked rockfowl has no subspecies, it is believed to form a superspecies with the grey-necked rockfowl, with plumage and facial pattern being the primary differences between the two species.
Common names used for this species include white-necked rockfowl, white-necked picathartes, yellow-headed picathartes, bare-headed rockfowl, and the less frequently used white-necked bald crow. Rockfowl is a reference to the species' habit of building mud nests on rock surfaces and caves. Picathartes refers to the species' scientific name. Bald crow is a reference to its featherless head and somewhat crow-like appearance, especially its beak.
## Description
This rockfowl measures around 38 to 41 cm (15 to 16 in) in length, with its notably long tail contributing about 18 cm (7.1 in). Adult rockfowl show little sexual dimorphism in plumage and the sexes cannot be told apart by appearance. On the adult, the head, excluding the chin and throat, is completely bare of feathers except for a thin layer of fuzz on the forehead. The head's skin is bright yellow except for two large, circular patches of black skin located just behind the eye and containing the ear; only a thin, 2 mm (0.079 in) wide patch of yellow skin on the crown prevents the two black patches from connecting. The black patch has a raised edge and appears to be a distinct part of the face. The eyelid and eyering are a thin line of black surrounding the bird's large, dark brown eyes. The beak is robust, disproportionately large, and black. This beak can be considered crow-like, is noticeably decurved in the upper mandible, and is about 30 mm (1.2 in) long. The bird's chin and throat are covered in a thin layer of white feathers, and the neck is long and slender. The nape is also covered in white feathers, while the hindneck is nearly bare, revealing the orange-yellow skin. The upper mantle is a solid black, merging into a greyish-black lower mantle. The rockfowl's thighs are very muscular and aid its partially terrestrial lifestyle. The back, rump, and undertail are a bluish grey, while the tail is a dark brown and tented in shape. The moderately-sized wings are also a dark brown. The underparts are a creamy white and appear their creamiest in the upper breast. In dim light the white-necked rockfowl can appear to be solely black above and white below. The legs are blue and relatively long. Overall the plumage appears to be smooth with long feathers. The adult weighs 200 to 250 g (7.1 to 8.8 oz).
The nestling is born naked with dark-brown skin above and translucent pink skin below, blind, and with an orange-red gape. After a few days, the gape changes to a bright yellow-orange. After hatching, the head's skin is all yellow without the black patches of the adult; these are gained about a week before leaving the nest. An immature rockfowl after its fourth week is very similar to the adult, but its underparts are creamier and silkier than those of the adult, its neck possesses fewer feathers, and the yellow on the head is paler. Most noticeably, its tail is significantly shorter than that of the adult.
Although numerous calls have been recorded, the white-necked rockfowl is normally a silent bird. Its call has been compared to the clucks of a chicken, with clucks of "chuk-chuk-chuk" or "choop-choop-choop" being made at a constant rate of eight notes every five seconds. This call typically lasts for at least a minute. It has been suggested that this call may be a proper song, but more research is required to determine if this is accurate. The rockfowl's alarm call, one of its more frequent sounds, has been described as a continuous, low-pitched, guttural chatter similar to "ow, ow, ow". Adults and juveniles have also been known to produce a long-drawn "owooh" call note. Additionally, fledglings can give a loud, quavering second-long whistle as a contact call.
## Distribution and habitat
This species is only found in West Africa from Guinea to Ghana. It is locally common in southeastern Guinea, and is widespread in Sierra Leone except for the north and northwest, and in Liberia except for the north and northeast. In Côte d'Ivoire the species is currently restricted to areas near the Guinean and Liberian border. The bird also lives in Ghana, where it is both local and uncommon in the south central parts of the nation. The white-necked rockfowl's total range covers approximately 391,000 km<sup>2</sup> (151,000 sq mi). However, the species occurs in low population densities in patches across this large range. The species does not migrate, though it does disperse widely after the breeding season.
This rockfowl lives on steep slopes in both primary and mature secondary forests. These forests are typically covered in rocks and are found in hilly lowland areas up to 800 m (2,600 ft). The white-necked rockfowl often lives near flowing streams and rivers so that it has access to wet mud for nest construction. Colonies are typically found within 100 m (330 ft) of a stream. The species also seems to show a preference for living near inselbergs. Rockfowl are occasionally seen in partly cleared forests and near cities, but this appears to be abnormal. Recent surveys have shown that abandoned rockfowl nests are more likely to be in or near secondary forest.
## Ecology and behavior
This picathartes typically keeps low in the vegetation or on the ground near its nesting grounds. It moves quickly through its forested habitat primarily through a series of hops and bounds, followed by a pause before resuming its movements. It uses its tail for balance while traversing the forest. The rockfowl also flies at a low altitude for short distances between vines and trees, and it rarely flies for long distances. This species can disappear from sight into a mass of creepers or rocks. It is capable of high jumps, sometimes jumping 6 m (20 ft) off the cave floor to its nest while only partly using its wings.
It was once thought that the rockfowl rarely ventures far from its breeding grounds; however, new data suggests that the species has a much broader range than previously thought. Rockfowl have been known to continue roosting on their nests for a period following the breeding season. These birds are normally solitary or in pairs, though sometimes they live in groups of three to five birds. Typically, they silently evade any unusual movements in their forest. However, if these birds know that they have been sighted, they can become quite inquisitive and occasionally approach observers. One of the rockfowl's displays entails several of the birds in a colony forming a loose circle. Individual rockfowl run at each other, forcing the approached bird to retreat slightly before chasing either the bird that charged it or another in the circle. At intervals during this display a rockfowl leans forward on a branch, tucking its head between its legs and half-spreading its wings, thus revealing its crown to the other rockfowl. It is believed that this behavior shows the intent of the rockfowl to roost in a group, though recent evidence suggests that the display could be involved in breeding. To scratch its head, the bird lifts its foot over its wing. This species is long-lived.
### Diet
The white-necked rockfowl forages across slopes on mossy, creeper-covered boulders and in trees covered in lianas and hanging mosses. It occasionally forages by hopping across sand by a stream or even in the stream, as evidenced by crab remains in the rockfowl's droppings. While foraging on the ground, the rockfowl picks up leaves with its bill and tosses them aside. It feeds in mixed-species groups ahead of swarms of Dorylus ants with alethes, bristlebills, and Finsch's rufous thrushes, picking off insects flushed by the ants, mostly off the ground. The rockfowl has also been observed hopping from the ground and snatching prey midair.
The diet is diverse and generalized, enabling the white-necked rockfowl to have a degree of adaptability in collecting food. This rockfowl primarily eats insects, including larval cockroaches, tettigoniid grasshoppers, earwigs, ants from the genera Pachycondyla and Dorylus, click beetles from the genus Psephus, and termites. Other than insects, it has been observed eating millipedes, centipedes, snails, earthworms, and occasionally small frogs and lizards. When feeding its nestlings, the rockfowl primarily collects earthworms, small frogs, and lizards, with the vertebrates forming most of the biomass fed to the young. In addition, rockfowl are occasionally seen eating plant material, normally from angiosperms or mosses.
### Reproduction
The White-necked rockfowl breeds primarily in caves and pairs nest either alone or as part of a small colony. While its courtship behavior is unknown, the species is monogamous and therefore does not breed with rockfowl other than its mate despite earlier suggestions that it bred cooperatively. The White-necked rockfowl has two breeding seasons throughout the year, though the timing of the breeding seasons is determined by the location of the birds and the timing of the wet season, with nesting occurring just before and after the wet season and averaging 127 days apart. The rockfowl reuses its nest, and typically repairs it two to eight weeks prior to laying eggs. Guinean birds breed from July to January, while those in Sierra Leone breed from November to February and from April to October. In Liberia, breeding occurs from September to December and from March to July. Ghana's rockfowl breed from March to June and September to November. Breeding caves are traditionally deserted while the rockfowl are not breeding, so increased usage by the rockfowl is considered a first sign of breeding. Nesting colonies average two to five nests, although one colony had forty nests. In addition to breeding birds, sometimes non-breeding rockfowl are present. These birds occasionally attempt infanticide to gain access to prime nesting sites or mates. Birds in these colonies often chase each other in circles, even through the treetops, a rare destination for this species.
Unusually for a rainforest-dwelling bird, the white-necked rockfowl builds a nest out of mud with varying amounts of plant fibers mixed in. Mud is collected from nearby rivers and streams and is shaped into a strong, thick-walled, and deep cup attached to the cave wall or roof, a cliff, or a large boulder approximately 2 to 4 m (6.6 to 13.1 ft) above the ground. These rocks must be sloped inwards to provide the nest with protection from the rain. Phloem fibers and roots from plants line the inside of the cup. The white-necked rockfowl's nesting caves normally are populated by wasps, and the wasp nests 2-to-3 cm (0.79-to-1.18 in) long are often found embedded in the rockfowl's nests. It is believed that in order to build their nest on the smooth cave walls, rockfowl use the nests of the wasps as a nucleus to build around. Cliff nests are always built at a distance from nearby plants. Both birds work on the construction of the nest, with roles alternating as one bird collects the materials while the other shapes them into the nest. The mud is sometimes swallowed and regurgitated prior to use. While nearly all rockfowl nests are found in caves or on cliffs, there are records of nesting occurring on a riverbank and on a fallen tree trunk. Nests are typically constructed at least 1 m (3.3 ft) apart, but one colony had six nests adjoining each other. Nests also vary widely in size, though they average to be 108 mm (4.3 in) long, 172 mm (6.8 in) wide, and 129 mm (5.1 in) deep. It used to be believed that each pair builds two nests, one for breeding and one for roosting; however, recent surveys have found no evidence of this, with all nests in the colony being used for breeding.
One to two eggs, typically two, are laid in each nest a day or two apart. The eggs weigh about 14.5 g (0.51 oz) and have an average size of 25.8 by 38.3 mm (1.02 by 1.51 in). The eggs are a creamy white with dark brown blotches spread across the egg but in higher density near the larger end. Incubation, which begins after the first egg is laid, lasts for 23 to 28 days. The parents take turns incubating their eggs. Hatching typically takes at least 12 hours. The infant rockfowl's eyes open after nine to eleven days, while feathers begin to grow seven days after hatching. After the young hatch, food is brought to them almost four times an hour. To feed its young, the adult rockfowl clings to the side of its nest while fluttering its wings; some birds use their tails as a prop underneath the nest to help support themselves. Rockfowl have been known to kill the young of other rockfowl, while nest predation is carried out by cobras of the genus Naja, the Nile monitor, sun squirrels, red-chested goshawks, and Procolobus monkeys. This leads on average to only 0.44 nestlings surviving per pair of rockfowl. Due to potential infanticide by other rockfowl, parents protect their nest and vicious fights often occur. Rare among other bird species, this behaviour is prevalent in white-necked rockfowl. Not fully understood, it is thought to occur for the sake of resource competition or sexual selection. The young leave the nest after 23 to 27 days, at which time they resemble the adult rockfowl but with much shorter tails. The young leave the nest by standing on the edge, emitting a piercing whistle, and then gliding down to the ground on spread wings where they are met by an adult bearing insects. Even after leaving the nest, the young return to roost on it with their parents.
## Relationship with humans
In the lore of Sierra Leone's indigenous people, the often bizarre rock formations near which the white-necked rockfowl lives were believed to house ancestral spirits. Its residence there led it to be considered a guardian of the formations, leading to a degree of residual respect for the species that persists despite the beliefs that spawned this respect being practically extinct. However, in some regions the rockfowl's secretive habits and inaccessible habitat have meant it was unknown to the local population. Conversely, migrant Liberian hunters sometimes catch the nestlings for food. Due to this species' uniqueness it became a symbol for ecotourism and rainforest conservation in the region in the 1990s. The white-necked rockfowl has been depicted on numerous postage stamps from Ghana and Sierra Leone. Due to its strange appearance and behavior and the difficulty in seeing the species, this bird is considered particularly fascinating by birdwatchers. This species is considered to be one of the five most desirable birds in Africa by ornithologists.
This species also helped launch Sir David Attenborough's career in 1954, when he was the producer on the new television program Zoo Quest. The show's presenter Jack Lester was required to travel to Africa to record attempts to capture animals for display in zoos, with the focus of the series being on the white-necked rockfowl. However, when he fell ill, Attenborough took his place, which launched him into the limelight and starting his narrating career.
### Conservation
This species is considered Vulnerable by the IUCN due to its highly fragmented distribution, dwindling population, and habitat destruction. It is considered to be less common and more threatened than the closely related grey-necked rockfowl. The stronghold of the species is in Sierra Leone and southern Guinea, where the bird is still locally common if difficult to locate. It is estimated that only 2,500 to 10,000 white-necked rockfowl survive, with the population dwindling and spread out over a known 32 sites; however, most individuals studying this species believe that the population is far fewer than the 10,000 maximum. Many of its colonies are currently approaching the minimum population size necessary to guarantee long-term viability against inbreeding. The primary threat is the commercial destruction of its habitat for timber. Although the white-necked rockfowl is capable of withstanding some disturbance of the nearby habitat, as demonstrated by one colony surviving after it was completely surrounded by a cocoa plantation, habitat disturbance is far more likely to negatively impact on breeding success. Most of the remaining colonies in Guinea, Sierra Leone, and Côte d'Ivoire are on protected land, while Liberia and Ghana's colonies are mostly unprotected. In part to protect this species, Sierra Leone recently upgraded its protection of the Gola forest by turning it into its second national park, Gola National Park, and has announced that the country intends to work with Liberia to form a trans-national park protecting the Gola rainforest. In return for lost logging rights, Sierra Leone has compensated locals with road and school renovations, additional training for police officers, and construction of churches and a mosque. Liberia has also expressed a desire to expand its national park system, which would help protect the species. In Guinea, the bird's forests are being logged to provide land for rice farming to help support farmers immigrating from the country's drier north.
Laws exist in Sierra Leone, Liberia, and Ghana to protect this species, but enforcement is minimal. International trading of the white-necked rockfowl is regulated as the bird is currently listed under CITES Appendix I. Additionally, in 2004 BirdLife International drafted an international action plan to provide strategies for protecting this species. This plan focused on surveying the remaining habitat, raising awareness amongst the local populace, and limiting the continued destruction of its habitat. In 2006, BirdLife International received a US\$19,900 grant from the Disney Wildlife Conservation Fund to help enact this plan. Surveys conducted with this funding have resulted in the discovery of additional populations in Sierra Leone. Additionally, wardens have been trained to protect Sierra Leone's Western Area Forest Reserve. This plan, coupled with the bird's appearance and unusual habits, have led it to become a flagship species for habitat conservation across Africa and particularly in its upper Guinean forests.
Until 2003, the species was thought to be extinct in Ghana. Most of the Ghanaian sites from which it is known are active forest reserves, where logging periodically occurs. Outside of the reserves, bush-burning and mining for gold and other metals threaten remaining habitat. Following its rediscovery in Ghana, the Ghana Wildlife Society has begun to survey remaining habitat and implement conservation strategies.
In the 1950s and 1960s, collecting this species for display in zoos was a major threat, and in Liberia in particular this practice destroyed several of the bird's colonies. The rockfowl were captured by the indigenous peoples through the use of traps, while hunters in Guinea, who were already catching rodents and hyraxes at the bird's nesting colonies, sometimes captured rockfowl at night. In Côte d'Ivoire specimens were sometimes caught by bat-catchers. Most birds collected from the wild die within 24 hours. Despite over 70 white-necked rockfowl being displayed in zoos during the 1970s, captive breeding was a rare occurrence and no stable captive populations have been formed. Despite this, zoos did have limited success and at least one zoo was able to hand-rear a white-necked rockfowl. As of 2002, no white-necked rockfowl have existed outside of Africa since 1998.
|
501,413 |
Interstate 355
| 1,166,989,012 |
Highway in Illinois
|
[
"Auxiliary Interstate Highways",
"Expressways in the Chicago area",
"Interstate 55",
"Interstate Highways in Illinois",
"Toll roads in Illinois",
"Tolled sections of Interstate Highways",
"Transportation in Cook County, Illinois",
"Transportation in DuPage County, Illinois",
"Transportation in Will County, Illinois"
] |
Interstate 355 (I-355), also known as the Veterans Memorial Tollway, is an Interstate Highway and tollway in the western and southwest suburbs of Chicago in the U.S. state of Illinois. Like most other toll roads in the northeastern portion of the state, I-355 is maintained by the Illinois State Toll Highway Authority (ISTHA). I-355 runs from I-80 in New Lenox north to I-290 in Itasca, a distance of 32.5 miles (52.3 km). With the exception of a four-mile (6.4 km) expansion in 2009, from U.S. Route 34 (US 34, Ogden Avenue) to 75th Street, the highway is six lanes wide for its entire length.
The tollway authority opened I-355 as the North–South Tollway in 1989 to ease congestion on Illinois Route 53 (IL 53), a parallel two-lane state highway in central DuPage County. Initially, I-355 ran from I-55 north to I-290. The new highway helped cut travel times for commuters traveling north and south in the county. According to commercial real estate developers at the time, the new tollway also opened the western suburbs of Chicago to commercial and industrial development.
On November 11, 2007, the tollway authority opened a southern extension of I-355, which runs 12.5 miles (20.1 km) between I-55 and I-80. The extension was routed through Will County and a small portion of Cook County, which together formed one of Illinois' fastest-growing regions at the time. The tollway authority expected the extension to cut travel times in the region by 20 percent. Upon the extension's opening, the tollway authority changed the name of the tollway to "Veterans Memorial Tollway".
## History
### Early history
From 1963 to 1970, the Illinois Department of Transportation (IDOT) planned and built a new expressway north from Army Trail Road through Schaumburg to the Northwest Tollway (now the Jane Addams Memorial Tollway). After its completion, IDOT rerouted IL 53 onto this new expressway from Rohlwing Road.
The original alignment of I-355 was defined in the Chicago Area Transportation Study (abbreviated CATS) Transportation Plan of April 1962. The plan called for a supplemental system of limited-access expressways to be built in the Chicago metropolitan area by 1980, and defined corridors where the expressways were to be located. Most of these corridors, including the Des Plaines River expressway, the Crosstown Expressway running north–south along the west side of Chicago, and most of a proposed northern extension of IL 53 were scrapped because of intense local opposition.
Initially, state and county officials anticipated building a freeway for the expressway south of Army Trail Road, similar to the existing freeway north of Army Trail Road. In 1979, Chicago mayor Jane Byrne canceled plans for the proposed Crosstown Expressway. Following the move, Congress gave the rights to half of the \$200 million (equivalent to \$ in ) that had been earmarked for the Crosstown Expressway to DuPage County. However, county officials found this amount insufficient for construction of the new freeway. The officials then handed authority for the project over to the tollway authority, and spent the money on other projects in the county.
In June 1984, Republican minority leader of the Illinois House of Representatives James "Pate" Philip helped push through legislation authorizing the construction of the tollway, then referred to as simply the DuPage Tollway. Officials at the Morton Arboretum, one of the nation's premier woodland research centers, promptly filed a federal lawsuit to block construction of the tollway. They also promised to prevent the tollway authority from obtaining environmental approval from federal officials.
In April 1985, the two agencies came to an agreement regarding construction of the new tollway. To protect the arboretum from salt spray and other pollutants caused by cars on the tollway, the tollway authority agreed to build I-355 below grade around the perimeter of the arboretum. The tollway authority would build a water collection system to divert runoff from the arboretum. In addition, they would build earthen berms along the new road, preventing salt spray from damaging arboretum plants. In exchange, the DuPage County Forest Preserve District agreed to a 99-year lease providing 189 acres (0.76 km<sup>2</sup>) of its land to the arboretum for the development of an "urban vegetation laboratory". Under the agreement, Morton Arboretum agreed to charge DuPage County residents lower admissions one day of the week, build a bicycle path connecting the arboretum to nearby forest preserves, and begin a joint clean-streams program to improve the water quality of DuPage County's lakes and streams. In January 1986, the tollway paid out \$2.5 million (equivalent to \$ in ) to a trust fund as a part of the settlement to help finance the arboretum's new programs.
The U.S. Army Corps of Engineers released a preliminary environmental impact statement on March 13, 1986. At a public hearing a month later, arboretum executives and Woodridge officials strongly criticized the report as "fatally flawed" and a repeat of tollway-provided research, including typographical errors. The opposition also cited outdated and inaccurate data regarding wetlands replacement, salt dispersion, and the lack of compensation to residents for lowered property values. The tollway authority agreed to run the road below-grade at 75th Street instead of as a 28-foot-high (8.5 m) elevated highway. In addition, they agreed to spend an extra \$1 million (equivalent to \$ in ) on the redesigned elevation and interchange.
The Corps of Engineers issued a permit for the tollway on October 8, 1986, rejecting last-minute concerns from the Sierra Club to reroute the toll road around sections of Churchill Woods Prairie, between Glen Ellyn and Lombard. The permit allowed the first two earth moving contracts issued by the tollway authority to move forward. The tollway authority put the total cost of 17.7 miles (28.5 km) of new pavement at \$450 million (equivalent to \$ in ). Of the total cost, \$325 million (equivalent to \$ in ) was allocated for construction, \$30 million (equivalent to \$ in ) to alleviating environmental concerns, including moving and enlarging 117 acres (0.47 km<sup>2</sup>) of wetlands, and \$30 million (equivalent to \$ in ) for utility relocation. Work in 1987 consisted primarily of excavation, embankment building and land acquisition.
Because of problems with pavement on other roads in the system and anticipation of heavy traffic on the new Interstate, the tollway authority decided to pave I-355 with pavement expected to last 20 years. Construction workers laid concrete on the tollway to a thickness of 12 inches (30 cm) over an 8-inch (20 cm) sub-base. The new pavement also incorporated fly ash and less cement, allowing the pavement to achieve maximum strength faster than pure concrete.
One of the last issues settled prior to the opening of the tollway was the highway's number. Originally, tollway officials designated the new road I-355. Early in 1988, however, the tollway administration received a letter from the Federal Highway Administration (FHWA) indicating that the highway should be named Interstate 455. FHWA policy at the time dictated that auxiliary Interstate routes that join two other Interstate Highways should start with an even number. IDOT argued the highway more closely resembles a spur from I-55. Ultimately, the tollway authority kept the I-355 designation.
Governor James R. Thompson and U.S. Secretary of Transportation Samuel K. Skinner dedicated the North–South Tollway on December 22, 1989. When it opened, officials estimated travel times from Schaumburg to Oak Brook would be reduced from 55 minutes to 34 minutes, and from Wheaton to Darien from 60 to 34 minutes. Tollway officials also estimated that 200,000 cars per day would use I-355. This figure has since been shown to be slightly optimistic, with maximum average daily traffic values approaching 170,200 only at the northern end of the Interstate. The initial length of I-355 was 20.01 miles (32.20 km) from I-55 north to I-290.
### Opening
I-355 opened at the stroke of midnight on December 24, 1989. As a Christmas gift, the first two days of operation were free. Because of lower traffic counts at the north and south ends of the highway and lack of construction money, tollway officials built the road with four lanes from North Avenue (IL 64) to the Ronald Reagan Memorial Tollway (I-88) on the north end, and around I-55 on the south end. As early as 1991, tollway officials had drawn up plans to widen the highway to three lanes in each direction. Widening from North Avenue to Butterfield Road (IL 56) took place in 1995. The old lines marking the former shoulder can still be seen in the right lane as a result of the tollway authority's attempt to grind them away.
After the new road opened, congestion decreased considerably on nearby north–south arteries. The DuPage County Division of Transportation calculated that congestion had decreased on IL 53 by 20%, and the volume of cars on nearby north–south roads IL 53, IL 59 and IL 83 had decreased. On IL 53 between Ogden Avenue and Roosevelt Road, traffic counts sank from 21,400 to 11,800 vehicles per day. In addition, traffic on the exit ramp from the Tri-State Tollway (I-294) to I-55 dropped 10 percent in 12 months. Drivers also reported decreases in travel time from one end of the county to the other of up to 40 minutes. However, the opening of the tollway also greatly increased congestion on I-290 near the northern terminus. A construction project in the summer months of 1990 widened I-290 just north of the tollway, at a cost of \$2–2.5 million (equivalent to \$– in ).
In spite of the apparent success of the tollway opening, traffic counts and projected toll revenues were initially lower than projected, with an estimated 65,000 motorists per day traveling along the tollway, generating \$55,000–65,000 (equivalent to \$– in ) in daily toll revenues. In addition, a spate of lawsuits were filed regarding the payment of contractors and subcontractors. Numerous liens filed by subcontractors against the tollway were settled in June, 1990 at a cost of \$10.1 million (equivalent to \$ in ). The tollway authority released an additional \$1 million (equivalent to \$ in ) in May 1992 to further settle claims made by the general contractor, entering arbitration soon afterwards to settle another \$1.6–27 million (equivalent to \$– in )) the contractor claimed it was owed. By 2005, average annual daily traffic values had risen to a range of 77,400 to 170,200 vehicles per day.
As early as 1989, the tollway authority had discussed implementing automatic toll collection across the entire system to relieve congestion caused by traffic stopping at mainline toll barriers. The tollway authority began testing I-Pass, the tollway system's electronic payment method, on the entire stretch of I-355 in 1993 at various tollbooths; by September 1994, every plaza on I-355 accepted I-Pass. By 1998, the tollway authority had installed dedicated I-Pass lanes (lanes specifically set aside for electronic toll collections) at both mainline toll barriers. In 1999, I-355 became the first tollway to receive I-Pass Express Lanes (also known as open road tolling, or ORT). With the installation of the express lanes, vehicles with I-Pass could be tolled at highway speeds of 55 miles per hour (89 km/h). In 2005, the tollway authority widened the express lanes from two lanes to three lanes in each direction. This allowed the number of express lanes to match the number of travel lanes on the tollway.
Unlike the other tollways in the tollway system at the time, there were no oases on the Veterans Memorial Tollway when it was opened. This is primarily due to the widespread access to food and fuel throughout the western suburbs when construction began in the late 1980s. When the southern extension was opened in Will County in 2007, that segment of road also did not have any oases.
### Southern extension
In addition to the original alignment of I-355, the Transportation Plan of April 1962 included the concept of a route that ran from Bolingbrook south to Joliet. After the northern portion of I-355 opened in 1989, the Illinois General Assembly authorized the tollway authority to begin studying the southern extension of I-355.
The discovery of the Hine's Emerald Dragonfly, an endangered species, and related concerns for the environmental health of the Des Plaines River wetlands in 1995, ignited a series of legal challenges that delayed construction of the I-355 extension for several years. The Sierra Club filed a lawsuit in 1996 to block planning of the southern extension. In January 1997, a federal judge sided with the Sierra Club, halting construction of the southern extension while the state appealed. In 1999, the state dropped its appeal and amended the environmental impact study (EIS) to meet the Sierra Club's concerns. The state released the supplemental EIS in 2000, and in 2002 the FHWA issued a Record of Decision, allowing construction of the tollway to proceed after six years of delays. Land acquisition and utility relocation took place in 2004. Governor Rod Blagojevich's \$5.6 billion Congestion-Relief Program for the Illinois Tollway passed the General Assembly in September 2004, with \$729.3 million being set aside for the extension (equivalent to \$ and \$ in , respectively). Bidding on an excavation contract passed on November 18, 2004 with construction beginning several days later.
To document and reduce the impact of construction on the dragonfly's habitat, construction crews agreed to keep carcasses of any dragonfly kills. In addition, the tollway authority funded the construction of separate habitats for the dragonfly near the Waterfall Glen Forest Preserve in Lemont and in two other preserves in Cook and Will counties. In late 2005, construction began on the roadway of the 12.5-mile-long (20.1 km) southern extension of I-355 from I-55 in Bolingbrook to I-80 in New Lenox.
Another controversy erupted in February 2006, when the tollway authority threatened to build the tollway with no interchanges unless the suburbs through which the new extension ran contributed \$20 million (equivalent to \$ in ) for construction of the interchanges. This marked the first time that the tollway authority had required local municipalities to contribute funds for interchange construction. The towns of Homer Glen, Lemont, New Lenox, Lockport and Will County agreed in a June 2006 intergovernmental agreement to provide \$20 million in both cash and in-kind contributions for the interchanges.
The southern extension is expected to become an economic catalyst for municipalities located along the tollway. The Village of New Lenox estimates that it will receive an additional \$12 million in sales taxes after its two malls are built out. In Lockport, officials have announced that new Home Depot and SuperTarget stores are planned for the areas near 159th Street and I-355. Commercial developers are also building large warehouse facilities in areas near the Lockport interchanges.
One of "the most impressive engineering feats on the state's 274 miles [441 km] of toll roads" is the Des Plaines River Valley Bridge, a bridge over the Des Plaines River, the Chicago Sanitary and Ship Canal, the Illinois and Michigan Canal, Bluff Road, New Avenue, numerous railroads, and a major Commonwealth Edison utility corridor. The bridge is 1.3 miles (2.1 km) long, and constituted \$125 million of the cost of the extension. Work on the bridge included the construction of 34 piers and elevation of existing high-voltage electricity lines to accommodate the highway. To limit the number of piers in the valley, the tollway authority built the bridge with both 170-foot (52 m) pre-stressed bulb tee girders and 270-foot (82 m) post-tensioned segmental concrete girders. This was \$12 million (equivalent to \$ in ) cheaper than the concrete box girder design option, and \$50 million (equivalent to \$ in ) less than the steel plate girder design option. A design-build clause in the original contract for the bridge, in addition to success in the design-build contracts on the 2004–07 Tri-State Tollway widening and reconstruction, allowed project managers to redesign and build the new bridge.
The tollway authority held a ribbon cutting and dedication ceremony on Veterans Day (November 11), 2007, officially renaming the entire length of I-355 the Veterans Memorial Tollway. Ceremonies were held on the tollway near the 127th Street interchange in Lemont, at 147th Street in Homer Glen, and at US 6 in New Lenox. In addition to the dedication, the tollway authority sponsored a Charity Walk/Run/Roll and "Roll the Tollway", a charity pre-opening bicycle ride on the highway's south extension. After noting the success of the festival, a tollway spokesman announced plans to repeat the event annually, including the closure of the entire southern extension. He later clarified the tollway's position, indicating that while the extension would probably not be closed in its entirety in the future, a possible five-mile (8.0 km) ride across the Des Plaines River Valley Bridge may be held. At around 10:00 p.m. on November 11, a group of Illinois State Police vehicles and tollway maintenance vehicles escorted the first motorists southbound along the I-355 extension, stopping at each interchange to remove barricades. By the time the maintenance crews began to remove barricades along the northbound lanes of the extension, a group of 50 to 60 vehicles had gathered behind the crews.
### Veterans Memorial Trail
As part of constructing the southern extension, the tollway authority donated a 15-to-20-foot-wide (5–6 m) corridor to local municipalities for the construction of a multi-use trail, named the Veterans Memorial Trail, that will run along most of the length of the tollway from I-80 to I-55. Completion of the trail is expected to cost \$10 million, with funding to be provided by local communities along the path. A new construction fund for the trail was created from registration fees collected for "Roll the Tollway". The Active Transportation Alliance announced on January 29, 2008 that about \$108,000 (equivalent to \$ in ) was raised through "Roll the Tollway". Of this amount, \$70,000 (equivalent to \$ in ) was set aside for preliminary engineering studies on the 10.5-mile (16.9 km) bicycle trail. The remaining amount was directed towards advocacy efforts for the Chicago Bicycle Federation and other local bicycle clubs.
The initial engineering phase of the bike trail has been completed in the form of the I-355 Area Trails Master Plan, a framework created by Housel Lavigne Associates designed to distribute the work of creating and funding the trail among local communities. The Forest Preserve District of Will County has begun work on the Veterans Memorial Trail from International Parkway, Woodridge, to 135th Street, Romeoville, and will then extend the trail to US 6 in the Village of New Lenox. This addition will link the trail to a number of businesses in New Lenox, including a shopping mall currently being constructed, Silver Cross Hospital, and medical offices. The Omnibus Appropriations Act included \$470,000 (equivalent to \$ in ) in federal funding for construction of the first phase of the trail.
## Route description
The southern terminus of I-355 is northeast of New Lenox, where the highway intersects I-80. I-355 is routed north and slightly west through rural, hilly portions of Will County. Just after the US 6 interchange (mile 1.0), tollway drivers pay a toll at Spring Creek Toll Plaza, the only toll plaza on the southern extension of I-355. It continues north through the rural sections of Will County, having exits that serve the towns of Homer Glen and Lockport. At 135th Street (approximately mile 8.0) in Lemont, I-355 briefly enters Cook County. After an interchange at 127th Street (mile 9.0), I-355 crosses over the Des Plaines River on the Des Plaines River Valley Bridge before returning to Will County. Shortly north of the bridge, I-355 intersects I-55 at Bolingbrook (mile 12.5). Multiple flyover ramps connect all directions of both highways.
North of I-55, I-355 continues to run almost due north through the established western suburbs of Chicago in DuPage County. Travelers pay another toll just north of Boughton Road, at the Boughton Road Toll Plaza (mile 13.5). Continuing north, I-355 has another multiple flyover interchange with I-88 (miles 19.5 and 23.0), officially designated the Ronald Reagan Memorial Tollway. On the southern end of the interchange, northbound I-355 has exits to both directions of I-88. I-355 then swings below I-88 and runs side-by-side with the other tollway for one mile (1.6 km). Southbound exits to both directions of I-88 are at the northern end of the interchange. At the Army Trail Road Toll Plaza (mile 29.0), through traffic pays the last toll of the tollway. I-355 has no tolls north of the Army Trail Road exit (mile 30) in Addison. There is one untolled exit (mile 31.5) at US 20 (Lake Street) north of the tollway. I-355 terminates at the I-290 interchange near the border of the villages of Itasca and Addison.
As a result of a toll rate increase effective January 1, 2012, the northernmost two toll plazas (Boughton Road and Army Trail Road) charge \$1.90 cash and \$0.95 for cars with I-Pass and E-ZPass. The Spring Creek Toll Plaza charges \$3.80 for travelers paying with cash and \$1.90 for I-Pass and E-ZPass. All three toll plazas force traffic paying with cash to exit right into an area separate from the dedicated I-Pass lanes. Drivers paying with cash then pay their tolls at staffed plaza tollbooths. I-Pass and E-ZPass equipped cars and trucks are permitted to stay on the mainline and pay tolls at highway speeds in the tollway's ORT lanes.
On I-355, the only control cities that are actual cities are Joliet, St. Louis, Missouri, and from I-80, Rockford. Other control cities on I-355 are limited to general areas of suburban Chicago. For example, control cities for I-355 while on I-55 are "West Suburbs" and "Southwest Suburbs". The control city for areas north of I-88 are "Northwest Suburbs".
Because of increasing congestion, the Veterans Memorial Tollway has been widened to eight lanes between 75th Street and US 34. The tollway authority added the four-mile (6.4 km), \$60.4-million project (equivalent to \$ in ) to its Congestion Relief Plan in mid-2007, and the new lanes opened on October 24, 2009.
## Exit list
## See also
|
6,918,478 |
Crawford expedition
| 1,156,950,134 |
1782 campaign in the American Revolutionary War
|
[
"1782 in the United States",
"Battles in the Western theater of the American Revolutionary War",
"Battles involving Native Americans",
"Battles of the American Revolutionary War in Ohio",
"Campaigns of the American Revolutionary War",
"Conflicts in 1782",
"Military expeditions of the United States"
] |
The Crawford expedition, also known as the Sandusky expedition and Crawford's Defeat, was a 1782 campaign on the western front of the American Revolutionary War, and one of the final operations of the conflict. The campaign was led by Colonel William Crawford, a former officer in the U.S. Continental Army. Crawford's goal was to destroy enemy Native American towns along the Sandusky River in the Ohio Country, with the hope of ending Native attacks on American settlers. The expedition was one in a series of raids against enemy settlements that both sides had conducted throughout the war.
In late May 1782, Crawford led about 500 volunteer militiamen, mostly from Pennsylvania, deep into Native American territory, with the intention of surprising the Natives. The Natives and their British allies from Detroit had learned of the expedition and gathered a force to oppose the Americans. A day of indecisive fighting took place near the Sandusky towns on June 4, with the Americans taking refuge in a grove that came to be known as "Battle Island." Native and British reinforcements arrived the following day. The Americans, finding themselves surrounded, retreated that night. The retreat became disorganized, with Crawford becoming separated from most of his men. As the retreat became a rout, another skirmish was fought on June 6. Most of the Americans managed to find their way back to Pennsylvania. Around 70 Americans were killed in the fighting and subsequent executions; Native and British losses were minimal.
During the retreat, Crawford and an unknown number of his men were captured. The Natives executed many of these captives in retaliation for the Gnadenhütten massacre that occurred earlier in the year, in which about 100 peaceful Natives were murdered by Pennsylvanian militiamen. Crawford's execution was particularly brutal: he was tortured for at least two hours before being burned at the stake. His execution was widely publicized in the United States, worsening the already-strained relationship between Natives and Americans.
## Background
When the American Revolutionary War began in 1775, the Ohio River marked a tenuous border between the American colonies and the Natives of the Ohio Country. Ohio Natives—Shawnees, Mingos, Lenapes (Delawares), and Wyandots—were divided over how to respond to the war. Some Native leaders urged neutrality, while others entered the war because they saw it as an opportunity to halt the expansion of the American colonies and to regain lands previously lost to the colonists.
The border war escalated in 1777 after British officials in Detroit began recruiting and arming Native war parties to raid the frontier American settlements. An unknown number of American settlers in present Kentucky, West Virginia, and Pennsylvania were killed in these raids. The intensity of the conflict increased in November 1777, after American militiamen murdered Cornstalk, the leading advocate of Shawnee neutrality. Despite the violence, many Ohio Natives still hoped to stay out of the war, which proved difficult because they were located directly between the British in Detroit and the Americans along the Ohio River.
In February 1778, the Americans launched their first expedition into the Ohio Country in an attempt to neutralize British activity in the region. General Edward Hand led 500 Pennsylvania militiamen on a surprise winter march from Fort Pitt towards the Cuyahoga River, where the British stored military supplies that were distributed to Native raiding parties. Adverse weather conditions prevented the expedition from reaching its objective. On the return march, some of Hand's men attacked peaceful Lenapes, killing one man and a few women and children, including relatives of the Lenape chief Captain Pipe (Hopocan). Because only non-combatants had been killed, the expedition became derisively known as the "squaw campaign".
Despite the attack on his family, Captain Pipe said that he would not seek vengeance. Instead, in September 1778, he was one of the signers of the Treaty of Fort Pitt between the Lenapes and the United States. Americans hoped this agreement would enable American soldiers to pass through Lenape territory and attack Detroit, but the alliance deteriorated after the death of White Eyes, the Lenape chief who had negotiated the treaty. Eventually, Captain Pipe turned against the Americans and moved his followers west to the Sandusky River, where he received support from the British in Detroit.
Over the next several years, Americans and Natives launched raids against each other, usually targeting settlements. In 1780, hundreds of Kentucky settlers were killed or captured in a British-Native expedition into Kentucky. George Rogers Clark of Virginia responded in August 1780 by leading an expedition that destroyed two Shawnee towns along the Mad River, but did little damage to the Native war effort. As most of the Lenapes had by then become pro-British, American Colonel Daniel Brodhead led an expedition into the Ohio Country in April 1781 and destroyed the Lenape town of Coshocton. Clark then recruited men for an expedition against Detroit in the summer of 1781, but Natives decisively defeated one hundred of his men along the Ohio River, effectively ending his campaign. Survivors fled to the militant towns on the Sandusky River.
Several villages of Christian Lenapes lay between the combatants on the Sandusky River and the Americans at Fort Pitt. The villages were administered by the Moravian missionaries David Zeisberger and John Heckewelder. Although pacifists, the missionaries favored the American cause and kept American officials at Fort Pitt informed about hostile British and Native activity. In September 1781, to prevent further communication between the missionaries and the American military, hostile Wyandots and Lenapes from Sandusky forcibly removed the missionaries and their converts to a new village (Captive Town) on the Sandusky River.
In March 1782, nearly 200 Pennsylvania militiamen under Lieutenant Colonel David Williamson rode into the Ohio Country, hoping to rescue American captives and find the warriors who were responsible for raids against Pennsylvania settlers. Enraged by the gruesome murder by Natives of a white woman and her baby, Williamson's men detained about 100 Christian Lenapes at the village of Gnadenhütten. The Christian Lenapes (mostly women and children) had returned to Gnadenhütten from Captive Town to harvest the crops they had been forced to leave behind. Accusing the Christian Natives of having aided hostile raiding parties, the Pennsylvanians murdered them all by hammer blows to the head. The Gnadenhütten massacre, as it came to be called, would have serious repercussions for the next American expedition into the Ohio Country. When George Washington, the American commander-in-chief, learned of the Gnadenhütten massacre, he warned soldiers not to let themselves be taken alive by Natives, but by that time the Sandusky expedition had already begun.
## Planning the expedition
In September 1781, General William Irvine was appointed commander of the Western Department of the Continental Army, which was headquartered at Fort Pitt. Although a major British army under Lord Cornwallis had surrendered at Yorktown in October 1781, virtually ending the war in the east, the conflict on the western frontier continued. Irvine learned that the Americans living on the frontier wanted the army to launch an expedition against Detroit to end ongoing British support for the American Indian war parties. Irvine investigated, then wrote to Washington on December 2, 1781:
> It is, I believe, universally agreed that the only way to keep Indians from harassing the country is to visit them. But we find, by experience, that burning their empty towns has not the desired effect. They can soon build others. They must be followed up and beaten, or the British, whom they draw their support from, totally driven out of their country. I believe if Detroit was demolished, it would be a good step toward giving some, at least, temporary ease to this country.
Washington agreed with Irvine's assessment that Detroit had to be captured or destroyed to end the war in the west. In February 1782, Irvine sent Washington a detailed plan for an offensive. Irvine estimated that with 2,000 men, five cannons, and a supply caravan, he could capture Detroit. Washington replied that the bankrupt U.S. Congress would be unable to finance the campaign, writing that "offensive operations, except upon a small scale, can not just now be brought into contemplation."
With no resources available from either Congress or the Continental Army, Irvine gave permission for volunteers to organize their own offensive. Detroit was too distant and too strong for a small-scale operation, but militiamen such as David Williamson believed that an expedition against the American Indian towns on the Sandusky River was feasible. It was to be a low-budget campaign: each volunteer had to provide at his expense a horse, rifle, ammunition, rations, and other equipment. Their only payment would be an exemption from two months of militia duty, plus whatever plunder might be taken from the Natives. Because of ongoing Native raids—the wife and children of a Baptist minister were killed and scalped in western Pennsylvania on May 12, 1782—there was no shortage of men willing to volunteer.
Because of Washington's reservations, Irvine believed he was not authorized to lead the expedition himself, but he worked to influence the planning of the campaign. Irvine wrote detailed instructions for (as yet unselected) commander of the volunteers:
> The object of your command is, to destroy with fire and sword (if practicable) the Indian town and settlement at Sandusky, by which we hope to give ease and safety to the inhabitants of this country; but, if impracticable, then you will doubtless perform such other services in your power as will, in their consequences, have a tendency to answer this great end.
## Organizing the expedition
On May 20, 1782, the volunteers began gathering at the rendezvous point at Mingo Bottom on the Native side of the Ohio River. They were mostly young men of Irish and Scots-Irish ancestry, and came primarily from Washington and Westmoreland counties in Pennsylvania. Many were Continental Army veterans, and many had taken part in the Gnadenhütten massacre. The exact number of men who took part in the expedition is unknown. An officer wrote to General Irvine on May 24 that there were 480 volunteers, although additional men may have subsequently joined the group. By examining pension files and other records, historian Parker Brown concluded as many as 583 men may have taken part in the expedition, though an unknown number of these deserted before reaching Sandusky. Given the daunting nature of the task ahead of them, many of the volunteers made out their "last wills and testaments" before leaving.
Because this was a volunteer expedition and not a regular army operation, the men elected their officers. The candidates for the top position were David Williamson, the militia colonel who had commanded the Gnadenhütten expedition, and William Crawford, an experienced soldier and frontiersman who had resigned from the Continental Army in 1781. Crawford, a longtime associate and land agent of George Washington, was a veteran of these kinds of operations. In Dunmore's War (1774) he had led an expedition that destroyed a Mingo village in the Ohio Country, and in 1778 he had taken part in the failed "squaw campaign". Crawford, now nearly 60 years-old, had been reluctant to volunteer, but he did so at Irvine's request. Although Williamson was popular with the militia, Irvine made it known he favored Crawford's election as commander because he hoped to avoid a repetition of the Gnadenhütten massacre. Irvine knew many residents of western Pennsylvania resented Continental Army officers. "The general and common opinion of the people of this country is that all Continental officers are too fond of Indians," he wrote. The election, which was acrimonious, ended in a close vote: Crawford received 235 votes to Williamson's 230. Colonel Crawford took command, and Williamson became second-in-command with the rank of major. The other majors were John B. McClelland, Thomas Gaddis, and James Brenton.
At Crawford's request, Irvine allowed Dr John Knight, a Continental Army officer, to accompany the expedition as surgeon. Another volunteer from Irvine's staff was a foreigner with an aristocratic bearing who called himself "John Rose", who served as Crawford's aide-de-camp. Unknown even to Irvine until several years later, Rose was actually Baron Gustave Rosenthal, a Baltic German nobleman from the Russian empire who had fled to America after killing a man in a duel. Rosenthal is the only Russian known to have fought on the American side in the Revolutionary War. Rosenthal kept a detailed journal of the expedition, probably to aid him in writing a full report for Irvine.
## Journey to the Sandusky
Crawford's volunteers left Mingo Bottom on May 25, 1782, carrying provisions for 30 days. In planning the operation, General Irvine had estimated the 175-mile (282 km) journey to Sandusky would take seven days. The campaign began with high expectations. Some volunteers boasted they intended "to extermenate the whole Wiandott Tribe."
As was often the case with militia, many of whom were poorly trained amateur soldiers, there was difficulty maintaining military discipline. The men wasted their rations, and often fired their muskets at wild game, despite orders to the contrary. They were slow to break camp in the mornings, and often failed to take their turn at guard duty. Crawford also proved to be a less capable leader than expected. Rose wrote that Crawford in councils "speaks incoherent, proposes matters confusedly, and is incapable of persuading people into his opinion." The expedition often halted as the commanders debated what to do next. Some volunteers lost heart and deserted.
The journey across the Ohio Country was mostly through woods. The volunteers initially marched in four columns, but the thick underbrush sometimes compelled them to form just two. On June 3, Crawford's men emerged into the open country of the Sandusky Plains, a prairie region just below of the Sandusky River. The following day, June 4, they reached Upper Sandusky, the Wyandot village where they expected to find the enemy, only to discover it had been abandoned. Unknown to the Americans, the Wyandots had recently relocated their town eight miles (13 km) to the north. The new Upper Sandusky, also called the "Half King's Town", was near present-day Upper Sandusky, Ohio) and close to Captain Pipe's Town (near present-day Carey, Ohio). The Americans were unaware that Pipe's Town was nearby.
Crawford's officers held a council of war. Some argued the abandoned village proved the Natives knew about the expedition and were concentrating their forces elsewhere. Others wanted to call off the expedition and return home immediately. Williamson asked for permission to take 50 men and burn the abandoned village, but Crawford refused because he did not wish to divide his force. The council decided to continue the march for the rest of the day, but then to go no further. As the column halted for lunch, John Rose was sent north with a scouting party. Soon, two men returned to report that the scouts were skirmishing with a large force of Natives that was advancing towards the Americans. The Battle of Sandusky had begun.
## British and Native preparations
While planning the expedition, General Irvine had advised Crawford that, "Your best chance of success will be, if possible, to effect a surprise" against Sandusky. The British and Natives, however, learned about the expedition even before Crawford's army had left Mingo Bottom. Thanks to information from a captured American soldier, on April 8 British agent Simon Girty relayed to Detroit an accurate report of Crawford's plans.
Officials of the British Indian Department in Detroit had accordingly prepared for action. In command at Detroit was Major Arent Schuyler DePeyster, responsible to Sir Frederick Haldimand, the Governor General of British North America. DePeyster used agents such as Girty, Alexander McKee, and Matthew Elliott, who all had close relations with Natives, to coordinate British and Native military actions in the Ohio County. In a council at Detroit on May 15, DePeyster and McKee told a gathering of Natives about the Sandusky expedition and advised them to "be ready to meet them in a great body and repulse them." McKee was sent to the Shawnee villages in the Great Miami River valley to recruit warriors to repel the American invasion. Captain William Caldwell was dispatched to Sandusky with a company of mounted soldiers from Butler's Rangers, a Loyalist provincial unit, as well as a number of Natives from the Detroit area led by Matthew Elliott. The Natives from the Detroit area, described as "Lake Indians" by the British, included the "Council of Three Fires" as well as northern Wyandots.
Native scouts spied on the expedition from the beginning. As soon as Crawford's army moved into the Ohio Country, the warning was sent to Sandusky. As the Americans approached, women and children from the Wyandot and Lenape towns were hidden in nearby ravines, while British fur traders packed their goods and hurried out of town. On June 4, Lenapes under Captain Pipe and Wyandots under Dunquat, the "Half King", along with some Mingos, joined forces to oppose the Americans. The size of the combined Lenape, Wyandot, and Mingo force has been estimated at 200 to 500 or more warriors. British reinforcements were nearby, but Shawnees from the south were not expected to arrive until the next day. When the American scouts appeared, Pipe's Lenapes pursued them, while the Wyandots temporarily held back.
## Battle of Sandusky
### June 4: "Battle Island"
The first skirmishing of the Crawford expedition began at about 2 p.m. on June 4, 1782. The scouting party led by John Rose encountered Captain Pipe's Lenapes on the Sandusky plains and conducted a fighting retreat to a grove of trees where they had stored their supplies. The scouts were in danger of being overrun, but were soon reinforced by the main body of Crawford's army. Crawford ordered the men to dismount and drive the Natives out of the woods. After intense fighting, the Americans gained possession of the grove, later known as "Battle Island".
The skirmish became a full-scale battle by 4:00 p.m. After the Americans drove Captain Pipe's Lenapes out of the woods and onto the prairie, the Lenapes were reinforced by Dunquat's Wyandots. British Indian Department agent Matthew Elliott may have been present, coordinating Lenape and Wyandot actions. Pipe's Lenapes skillfully outflanked the American position and then attacked their rear. A few Natives crept close to the American lines in the tall prairie grass. The Americans responded by climbing trees to get a better shot at them. Gunsmoke filled the air, making it difficult to see. After three and a half hours of incessant firing, the Natives gradually broke off the attack with the approach of nightfall. Both sides slept with arms at the ready, and surrounded their positions with large fires to prevent surprise night attacks.
In the first day of fighting, the Americans lost 5 killed men and 19 wounded. The British and Natives suffered 5 killed and 11 wounded. The British and Natives had suffered a setback early in the battle when William Caldwell, commander of the rangers, was wounded in both legs and was compelled to leave the field. The American volunteers scalped several of the Native dead, while the Natives stripped the clothing from dead Americans and scalped at least one. Fifteen Pennsylvanians deserted during the night; they returned home to report Crawford's army had been "cut to pieces."
### June 5: Shawnee reinforcements, American retreat
Firing began early on the morning of June 5, the Natives remaining at a distance of two or three hundred yards. Such long range firing with smooth bore muskets caused little loss to either side. The Americans thought that the Natives held back because they had suffered heavy losses on the previous day. In fact, the Natives were buying time, waiting for reinforcements to arrive. Crawford decided to hold his position in the trees and make a surprise attack on the Natives after nightfall. At this point, he was still confident of success, although his men were low on ammunition and water. Simon Girty, the British Indian Department agent and interpreter, rode up with a white flag and called for the Americans to surrender, which was refused.
That afternoon, the Americans finally noticed about 100 rangers were fighting alongside the Natives. Unaware that the expedition had been watched from the beginning, the Americans were surprised British forces from Detroit had been able to join in the battle on such short notice. While the Americans were discussing this, Alexander McKee arrived with about 140 Shawnees led by Black Snake (Peteusha), who took up a position to Crawford's south, effectively surrounding the Americans. The Shawnees repeatedly fired their muskets into the air, a ceremonial show of strength known as a feu de joie ("fire of joy"), which shook American morale. Recalled Rose, the feu de joie "completed the Business with us." With so many enemies gathering around them, the Americans decided to retreat after dark rather than make a stand. The dead were buried, and fires were burned over the graves to prevent their discovery and desecration. The severely wounded were placed on biers in preparation for the withdrawal.
That night the Americans began to withdraw from the battlefield. The plan was to retreat along the same path on which they had arrived, with Major McClelland's division leading the way. When Crawford learned that men under Captain John Hardin had already departed, he halted the retreat and rode after Hardin's men, hoping to bring them back in line. He was too late: Native sentries opened fire on Hardin's men, creating panic and confusion. McClelland's men stampeded forward, leaving McClelland behind. Many Americans became lost in the dark, separating into small groups. When Major Brenton was wounded, Major Daniel Leet took command of his division and led about 90 men, including John Crawford (the colonel's son) to the west. They managed to break out and eventually return home.
In the confusion, Crawford became concerned about his family members—his son John, his son-in-law William Harrison, and his nephew, also named William Crawford. With Dr Knight, Crawford remained in the area as his men passed, calling for his missing relatives and not finding them. Crawford became angry when he realized the militia, despite his orders, had left some of the wounded behind. After all the men had passed, Crawford and Knight, with two others, finally set off, but were unable to find the main body of men.
### June 6: Battle of the Olentangy
When the sun rose on June 6, 250 to 300 Americans had reached the abandoned Wyandot town. Because Colonel Crawford was missing, Williamson assumed command. Fortunately for the Americans, the pursuit of the retreating army was disorganized because Caldwell, overall commander of the British and Native forces, had been wounded early in the battle. Caldwell believed none of the Americans would have escaped had he still been present. As the retreat continued, a force of Natives finally caught up with the main body of Americans on the eastern edge of the Sandusky Plains, near a branch of the Olentangy River. Some Americans fled as the attack began, while others milled around in confusion. Williamson made a stand with a small group of volunteers and drove off the Natives after an hour of fighting. Three Americans were killed and eight more wounded in the "Battle of the Olentangy". Native losses are unknown.
The Americans buried their dead and resumed the retreat, the Natives and rangers pursuing and firing occasionally from long range. Williamson and Rose kept most of the men together by warning them that an orderly retreat was their only chance to get home alive. The Americans fell back more than 30 miles (48 km), some on foot, before making camp. The next day, two American stragglers were captured and presumably killed before the Natives and rangers finally abandoned the chase. The main body of Americans reached Mingo Bottom on June 13. Many stragglers arrived in small groups for several days more.
## Fates of the captives
Captives taken by Natives during the American Revolution might be ransomed by the British in Detroit, adopted into the tribe, enslaved, or killed. The number of American prisoners executed after the Sandusky expedition is unknown, since their fate was usually recorded only if one of the prisoners survived to tell. While some were executed quickly, others were tortured before being killed. The public torture of prisoners was a traditional ritual in many tribes of the Eastern Woodlands. Captives might be subjected to excruciating torture for hours and even days. The British Indian Department discouraged the killing and torturing of prisoners, with some success, but in 1782 Ohio Natives revived ritual torture in revenge for the Gnadenhütten massacre.
### Shawnee prisoners
During the June 5 retreat, an American scout named John Slover fled eastward with a small group of soldiers. He and two others were captured on June 8 and taken to Wakatomika, a Shawnee town on the Mad River, in present Logan County, Ohio. One of Slover's companions was painted black by the Shawnees, the traditional sign he was to be executed. The villagers, made aware of the coming of prisoners by a messenger, formed two lines. The three prisoners were made to run the gauntlet towards the council house, about 300 yards (270 m) distance. As the prisoners ran by, the villagers beat them with clubs, concentrating on the one who had been painted black. The blackened prisoner was then hacked to death with tomahawks and cut into pieces. His head and limbs were stuck on poles outside the town.
While at Wakatomika, Slover recognized the remains of three other Americans who had recently suffered the same fate: Major McClelland, who had been fourth in command of the expedition, as well as Private William Crawford (Colonel Crawford's nephew) and William Harrison (Crawford's son-in-law). The next day, their heads and limbs were also impaled on poles and their torsos fed to dogs. Slover's other companion was sent to another town to be burned. Slover was taken to Mac-a-chack (near present West Liberty, Ohio), but escaped before he could be burnt. Naked, he stole a horse and rode it until it gave out, then ran on foot, reaching Fort Pitt on July 10, one of the last survivors to return.
### Crawford's capture, trial and execution
After being separated from the main body of men, Crawford, Knight, and four other stragglers traveled southeast along the Sandusky River in present-day Crawford County, Ohio. On June 7, they came upon a party of Lenapes about 28 miles (45 km) east of the battlefield. Knight raised his gun, but Crawford told him not to fire. Crawford and Knight knew some of these Lenapes, who were part of a band led by a war chief named Wingenund. Crawford and Knight were taken prisoner, but the other four Americans escaped. Two of them were later tracked down, killed, and scalped. Crawford and Knight were taken to Wingenund's camp, where they found eight other prisoners. On June 9, while the other prisoners were taken to Old Town, Crawford was taken to Half King's Town where he met with Simon Girty. Girty told Crawford the Lenapes were enraged about the Gnadenhütten massacre, and offered to assist Crawford in escaping, but Crawford was too exhausted and discouraged to make an attempt.
On June 10, Captain Pipe arrived in Old Town and painted the faces of the prisoners black. When Crawford was reunited with the other prisoners, his face was painted black as well. The prisoners were marched to an unnamed Lenape town on Tymochtee Creek, near present-day Crawford, Ohio. Four prisoners were killed with tomahawks and scalped along the way. At the town, Crawford and Knight were guarded while the other prisoners were killed with tomahawks by Lenape women and boys. The boys scalped the victims and slapped the bloody scalps in the faces of Crawford and Knight. Crawford and Knight were made to run the gauntlet, then marched to Pipe's Town.
On the evening of June 10, a council convened at Pipe's Town to determine Crawford's fate. Crawford was accused of taking part in the Gnadenhütten massacre. With Simon Girty serving as his interpreter, Crawford denied the charge. However, Pipe's sister-in-law, Micheykapeeci, recognized Crawford as one of the leaders of the 1778 "squaw campaign," in which her husband (Pipe's brother) and Pipe's mother had been killed. After her testimony, Crawford was condemned to death by fire. Girty offered to ransom Crawford, but his effort to spare Crawford's life was rejected. Although Crawford was not responsible for the Gnadenhütten massacre, historian Colin G. Calloway writes that "Pipe and the Delawares knew Crawford, and they knew what he stood for. The spirits of the slain Moravians cried for vengeance, but the Delawares also vented their outrage on a surveyor, land speculator, and soldier who had threatened their lands and lives for years."
On June 11, about one hundred men, women, and children gathered near Pipe's Town to witness Crawford's execution. Dunquat and a few Wyandots were present, as well as Matthew Elliott. Crawford was stripped naked and beaten. His hands were tied behind his back, and a rope was tied from his hands to a post in the ground. A large fire was lit about six or seven yards (6 m) from the pole. Native men shot charges of gunpowder into Crawford's body, then cut off his ears. Crawford was poked with burning pieces of wood from the fire, and hot coals were thrown at him, which he was compelled to walk on. Crawford begged Girty to shoot him, but Girty replied that he could not interfere. After about two hours to four hours of torture, Crawford fell down unconscious. He was scalped, and a woman poured hot coals over his head, which revived him. He began to walk about insensibly as the torture continued. After he finally died, his body was burned.
The next day, Knight was taken towards the Shawnee towns, where he was to be executed. Along the way, he struck his guard with a log and managed to escape. He successfully made his way back to Pennsylvania on foot. By the time hunters found him on July 4, he was in poor health and barely coherent. They carried him to Fort McIntosh.
## Aftermath
### Casualties
The exact number of casualties resulting from the Crawford expedition is not known. On June 7, 1782, a ranger reported to DePeyster that, "Our loss is very inconsiderable. We had but one ranger killed and two wounded [including Caldwell]. LeVillier, the interpreter, and four Indians were killed and eight wounded. The loss of the enemy is one hundred killed and fifty wounded." British estimates of American casualties proved to be excessive. Historian Consul W. Butterfield, who wrote the only book-length study of the expedition, estimated the total American killed at "less than seventy." Historian Parker Brown identified the names of forty-one Americans who were killed (including executed prisoners), seventeen who were wounded, and seven who were captured but later escaped or were released. He noted his list was likely incomplete.
### Final year of the war
The failure of the Crawford expedition caused alarm along the American frontier, as many Americans feared the Natives would be emboldened by their victory and launch a new series of raids. More defeats for the Americans were yet to come, and so for Americans west of the Appalachian Mountains, 1782 became known as the "Bloody Year". On July 13, 1782, the Mingo leader Guyasuta led about 100 Natives and several British volunteers into Pennsylvania, destroying Hannastown, killing nine and capturing twelve settlers. It was the hardest blow dealt by Natives in Western Pennsylvania during the war.
In Kentucky, the Americans went on the defensive while Caldwell and his Native allies prepared a major offensive. In July 1782, more than 1,000 Natives gathered at Wakatomika, but the expedition came to a halt after scouts reported that George Rogers Clark was preparing to invade the Ohio Country from Kentucky. Most of the Natives dispersed after learning that the reports of imminent invasion were false, but Caldwell led 300 Natives into Kentucky and delivered a devastating blow at the Battle of Blue Licks in August. After his victory at Blue Licks, Caldwell was ordered to cease operations because the United States and Great Britain were about to make peace. Although Irvine had finally gotten permission to lead his own expedition into the Ohio Country, rumors of the peace treaty killed enthusiasm for the undertaking, which never took place. In November 1782, George Rogers Clark delivered the final blow in the Ohio Country, destroying several Shawnee towns, but inflicting little damage on the inhabitants.
Details of the forthcoming peace treaty arrived late in 1782. The Ohio Country, the land that the British and Natives had successfully defended, had been signed away by Great Britain to the United States. The British had not consulted the Natives in the peace process, and the Natives were nowhere mentioned in the treaty's terms. For the Natives, the struggle with American settlers would resume in the Northwest Indian War, though this time without the assistance of their British allies.
### Impact of Crawford's death
Crawford's death was widely publicized in the United States. A ballad about the expedition, entitled "Crawford's Defeat by the Indians", became popular and was long remembered in several versions. In 1783, John Knight's eyewitness account of Crawford's torture, along with Slover's captivity narrative, were published in Francis Bailey's Freeman's Journal and in a separate pamphlet. Knight's editor, Hugh Henry Brackenridge, was an "acknowledged Indian-hater" who described Natives as "the animals vulgarly called Indians." Brackenridge altered Knight's narrative, deleting mentions of Crawford's trial and the fact that Crawford was executed in retaliation for the Gnadenhütten massacre. By suppressing the Natives' motivation, Brackenridge was able, according to historian Parker Brown, to create "a piece of virulent anti-Indian, anti-British propaganda calculated to arouse public attention and patriotism." Brackenridge called for the extermination or expulsion of all Native Americans and the seizure of their lands. In an introduction to the narratives, Bailey endorsed the idea:
> But as they [the Natives] still continue their murders on our frontier, these Narratives may be serviceable to induce our government to take some effectual steps to chastise and suppress them; as from hence, they will see that the nature of an Indian is fierce and cruel, and that an extirpation of them would be useful to the world, and honorable to those who can effect it.
As intended, Knight's narrative increased racial antipathy towards Native Americans, and was often republished over the next 80 years, especially whenever violent encounters between white Americans and Natives were in the news. Although American frontiersmen had often killed Native prisoners, most Americans regarded Native culture as barbaric because of the use of torture, and Crawford's death greatly reinforced this perception of Natives as "savages". In the American national memory, the details of Crawford's torture overshadowed American atrocities such as the Gnadenhütten massacre. The image of the savage Native became a stereotype; the peacekeeping efforts of men like Cornstalk and White Eyes were all but forgotten.
|
3,240,099 |
Typhoon Chataan
| 1,165,176,378 |
Pacific typhoon in 2002
|
[
"2002 Pacific typhoon season",
"2002 in Guam",
"2002 in Japan",
"2002 in the Federated States of Micronesia",
"Retired Pacific typhoons",
"Tropical cyclones in 2002",
"Typhoons",
"Typhoons in Guam",
"Typhoons in Japan",
"Typhoons in the Federated States of Micronesia"
] |
Typhoon Chataan, known in the Philippines as Typhoon Gloria, was the deadliest natural disaster in the history of Chuuk, a state in the Federated States of Micronesia (FSM). The typhoon formed on June 28, 2002, near the FSM, and for several days it meandered while producing heavy rainfall across the region. On Chuuk, the highest 24-hour precipitation total was 506 mm (19.9 in), which was greater than the average monthly total. The rain produced floods up to 1.5 m (4.9 ft) deep, causing landslides across the island that killed 47 people. There was also one death on nearby Pohnpei, and damage in the FSM totaled over \$100 million.
After affecting the FSM, Chataan began a northwest track as an intensifying typhoon. Its eye passed just north of Guam on July 4, though the eyewall moved across the island and dropped heavy rainfall. Totals were highest in southern Guam, peaking at 536 mm (21.1 in). Flooding and landslides from the storm severely damaged or destroyed 1,994 houses. Damage on the island totaled \$60.5 million, and there were 23 injuries. The typhoon also affected Rota in the Northern Marianas Islands with gusty winds and light rainfall. Typhoon Chataan attained its peak intensity of 175 km/h (109 mph) on July 8. It weakened while turning to the north, and after diminishing to a tropical storm Chataan struck eastern Japan on July 10. High rainfall, peaking at 509 mm (20.0 in), flooded 10,270 houses. Damage in Japan totaled about \$500 million.
The name Chataan means "rainy day" in the Chamorro language, which is spoken on Guam. The Philippine Atmospheric, Geophysical and Astronomical Services Administration (PAGASA) named the storm Gloria while the typhoon was in the vicinity of the country.
## Meteorological history
On June 27, 2002, the monsoon trough spawned a tropical disturbance southwest of Pohnpei. The system rapidly organized that day, and at 2000 UTC the Joint Typhoon Warning Center (JTWC) issued a tropical cyclone formation alert. Early on June 28, the Japan Meteorological Agency (JMA) classified the system as a tropical depression near the Mortlock Islands in the Federated States of Micronesia; around the same time, the JTWC also initiated storm advisories. Early on June 29, the JTWC upgraded the system to Tropical Storm 08W, and shortly thereafter the JMA named the system Tropical Storm Chataan. After moving northwestward, the storm turned to the east, resuming a northwest track on June 30 due to a subtropical ridge to the north. The track was erratic because the storm had not yet separated from the monsoon trough. By June 30, Chataan had steadily strengthened to severe tropical storm status, with 10-minute maximum sustained winds of 95 km/h (59 mph).
Only July 1, the system's circulation became broad, with most of the convection located west of the center. The next day, Chataan briefly weakened to an intensity of 85 km/h (53 mph), although it began strengthening steadily on July 3, when its center passed very near Weno in Chuck State in the FSM. At 1800 UTC that night, the JTWC upgraded Chataan to a typhoon, and about 24 hours later the JMA followed suit while the storm was approaching Guam from the southeast. At about 2130 UTC on July 4, the eye of Chataan moved across northern Guam in about two hours, although the center of the eye passed north of the island.
After affecting Guam, Chataan continued toward the northwest and gradually intensified. At 0000 UTC on July 8, the typhoon reached its peak intensity of 175 km/h (109 mph) 10-minute sustained) while located near the Japanese island of Okinotorishima. The JTWC assessed that Chataan had reached its peak intensity of 240 km/h (150 mph) 1-minute sustained) about six hours earlier; on that basis, the agency classified the system as a super typhoon. On July 8, Chataan turned toward the north around the subtropical ridge while maintaining its peak winds for about 18 hours. On July 9 the typhoon turned to the northeast, and late that day it weakened to a severe tropical storm. At around 1530 UTC on July 10, Chataan made landfall on the Bōsō Peninsula in Honshu with winds of about 100 km/h (62 mph) 10-minute sustained). The storm briefly moved offshore before making a second landfall on eastern Hokkaido at 1200 UTC on July 11; this marked the first occasion of a July landfall on the island in 28 years. A few hours later, Chataan became an extratropical cyclone in the Sea of Okhotsk, where the remnants stalled before dissipating on July 13 near Sakhalin.
## Preparations and impact
### Federated States of Micronesia
While Chataan was in its formative stages and still tied to the monsoon trough, it produced a large area of heavy rainfall and strong winds that affected Pohnpei and Chuuk in the FSM. The storm passed very near Chuuk with wind gusts of 82 km/h (51 mph). In the day before Chataan affected the island, it dropped torrential rainfall due to its elongated structure and slow movement. Persistent winds from the larger monsoon trough generated high surf and tides of 0.3 m (0.98 ft) above normal across the region. The most significant effects were from the rainfall, peaking at 954 mm (37.6 in) at the Chuuk Weather Service Office over 13 days. The highest 24-hour total was 506 mm (19.9 in) on Weno Island, of which 361 mm (14.2 in) fell in 12 hours; this was greater than the average monthly rainfall total for the station.
High winds downed power lines on Chuuk, while surf destroyed seawalls and buildings along the coast. The rains causes severe flooding across the island that reached 1.5 m (4.9 ft) in some locations, triggering at least 30 mudslides that killed 47 people. This represented the deadliest natural disaster in the island's recorded history. The landslides reached a depth of 4.6 m (15 ft), which destroyed several homes made of tin and concrete. Many people were buried by the landslides or washed into the ocean. Saltwater flooding contaminated the groundwater and destroyed much of the island's crops. Chataan damaged roads and bridges, and high winds downed power lines, which cut communications between islands. Across Chuuk, the storm destroyed about 1,000 homes and left about 1,000 people homeless. About 100 people were injured.
In nearby Pohnpei state, Chataan produced 72 km/h (45 mph) winds in Nukuoro. The winds destroyed a house and a weather station. Rainfall on the atoll reached 457 mm (18.0 in). High winds, surf, and rain also affected Sapwuafik. Rough seas killed a person on Pohnpei. Crop damage in the country totaled \$3 million, and overall property damage was estimated at \$100 million, mostly on Chuuk.
### Guam
Before Chataan affected Guam, officials canceled U.S. Independence Day festivities, and residents purchased storm supplies. Although the center of the eye did not strike Guam, the eyewall affected the entire island with strong winds and heavy rainfall. The highest sustained winds were estimated at 120 km/h (75 mph), with gusts to 167 km/h (104 mph) at Andersen Air Force Base. Gusts were slightly higher at Apra Harbor, peaking at 170 km/h (110 mph), and gusts may have reached as high as 200 km/h (120 mph). Similar to its effects on Chuuk, Chataan dropped heavy rainfall on Guam, peaking at 536 mm (21.1 in) on Mount Almagosa; the same station reported 311 mm (12.2 in) in about three hours. The Weather Forecast Office on the island reported 265 mm (10.4 in) in a 24-hour period. The rains were less than 250 mm (9.8 in) in northern Guam, and were highest in the mountainous southern region where the eye crossed. While moving across the island, Chataan produced a significant storm surge that peaked at about 3.6 m (12 ft) in Umatac.
High winds caused damage across Guam, mostly to roofs and to poorly built or wooden structures. A total of 1,996 houses were severely damaged or destroyed. Better constructed homes fared well during the storm, and there was little window damage. The winds also downed power lines, leaving an island-wide power outage. John F. Kennedy High School sustained damage to its football field and library. The most significant effects were from the heavy rainfall, resulting in landslides in some areas and causing rivers to flow at above-normal rates; 14 stations reported either record flow rates or peak crests, including an island-wide peak crest of 8.55 m (28.1 ft) at the mouth of the Tolaeyuus River. Two water gauges were destroyed during the storm. Swollen rivers damaged roads, washed away trees, and caused erosion. The storm flooding contaminated Fena Lake, which provides water to the military base, for a few days. In addition, 34 of the island's 110 water wells failed due to the storm. Flooding also destroyed a building and damaged the runway at Antonio B. Won Pat International Airport, and damaged a bridge near Inarajan. A few palm trees fell due to the soil being loosened, either from heavy rains or high waves. Some of the downed trees struck cars, but the winds were not strong enough to overturn any vehicles. In the higher elevations of Guam, some areas experienced heavy crop damage due to strong winds; however, crop damage in general was less than expected, estimated at \$500,000. In Apra Harbor, high seas washed ashore or sank five boats, and a Navy barge spilled 397,000 litres (105,000 gallons) of oil. Overall, Chataan caused about \$60 million in property damage on Guam, and there were 23 injuries, none of them serious.
### Elsewhere
North of Guam, Chataan affected Rota with 74 km/h (46 mph) sustained winds and gusts to 120 km/h (75 mph) at the island's airport. Rainfall was much less than elsewhere in the typhoon's path, and a 24-hour total of 38.6 mm (1.52 in) was reported at Rota's airport. The storm inflicted heavy damage to crops and fisheries, and 60% of farmers reported a total loss. Chataan also damaged roads on the island, many due to fallen trees. Nine huts were destroyed, and damage was estimated at \$2.7 million.
Energy from the typhoon enhanced monsoonal moisture over the Philippines, in conjunction with Tropical Storm Nakri. The two storms contributed to heavy rainfall that triggered floods and landslides, which closed roads and highways. High waves killed three people after a boat overturned. The storm destroyed 566 houses and damaged another 2,363. A total of 31,813 people evacuated to 184 government-opened shelters. Officials canceled classes during the system; several schools were used as temporary shelters. Damage totaled over \$1.5 million (₱64 million pesos), and the floods killed 58 people.
The last location Chataan affected was Japan. The typhoon forced the cancellation of 316 flights and 150 train trips. The expressway between Shizuoka and Tokyo was closed. At least 396 schools were closed in the country, and a baseball game between the Yokohama DeNA BayStars and the Yakult Swallows was canceled due to the inclement weather. Toyota temporarily closed most of its factories in the country. Heavy rainfall, peaking at 509 mm (20.0 in) in Gifu Prefecture, fell across Japan. The rains flooded 10,270 houses in the country, resulting in evacuation orders for about 145,000 people. The floods damaged roads in 338 locations, and at least 10 bridges were destroyed. About 15,000 evacuees were in Ogaki after a river exceeded its banks. High rainfall caused hundreds of landslides, two of which resulted in a death. Floods killed at least three people. Winds from the typhoon peaked at 97 km/h (60 mph) at Hachijō-jima. High winds in Sakai, Osaka damaged 20 houses. In Tokyo, the storm produced light winds and rains, despite passing within 102 km (63 mi). Chataan destroyed 21 homes and damaged 239 others to some degree. During its passage, the typhoon destroyed 258.6 km<sup>2</sup> (99.8 sq mi) of crops. The typhoon killed six people, left one person missing, and injured 30 others. Overall damage in Japan totaled about \$500 million (¥59 billion 2002 JPY). During the storm, Yahoo! Japan received a record 359 million views, mostly due to people checking the website's weather section.
## Aftermath
After Chataan affected Chuuk state, the island's residents were in need of food, clothes and medicine. Only a few crops were not destroyed by the storm; much of the breadfruit was stripped from the trees, and fruit not destroyed by the storm were damaged by parasites. In the days after the storm, the local Red Cross deployed about 100 volunteers to search for victims buried by landslides. However, rescue operations were hampered by persistent flooding after the storm. Initially the death toll was unknown, and it was feared that hundreds of people had been killed. Six people who were seriously injured on Chuuk were flown to The Queen's Medical Center in Hawaii for treatment; they were initially scheduled to fly to Guam Memorial Hospital, but the facility was full. About 2,000 residents affected by the storm evacuated to government-run shelters. The Red Cross shipped various relief supplies, including raincoats and water, to the affected areas. By July 4, power systems were restored and the airport reopened. Although there was enough food in the immediate aftermath, the destruction of crops and cattle posed a long-term food shortage.
On July 3 while Chataan was passing the region, the governor of Chuuk declared a state of emergency, requesting international assistance. On July 9, the government of Japan sent \$87,000 (¥10 million) worth of supplies to Micronesia, including 1,000 blankets and 10 electric generators. Two days later, United States President George W. Bush declared the island as a disaster area. This was six days after FSM President Leo Falcam sent the disaster declaration to the US president, although Falcam had improperly filed the paperwork. Because the FSM is in a Compact of Free Association and not a U.S. state, the Federal Emergency Management Agency (FEMA) could not provide immediate assistance. During the delay, a group of doctors from Guam flew to Chuuk to provide medical assistance. On July 11, the government of Israel sent \$5,000 worth of medicine to the FSM. The next day, the Caritas charity in Australia sent \$20,000 worth of water and food. Residents from elsewhere in the FSM sent clothes and food. The Australian government sent \$10,000 to replenish emergency supplies, and the International Red Cross released about \$20,000 for immediate relief. The government of China sent \$30,000 worth of aid. On July 30, FEMA announced that residents and business owners in Chuuk could apply for individual assistance, including money for housing, repairing damage, and low-interest loans. The declaration would not apply to outer islands in Chuuk, which did not sustain significant damage; this is because FEMA only had funds to restore areas to how they were before the storm. Ultimately, FEMA provided 93,000 L (25,000 US gal) of water, 1,300 blankets, 45,360 km (100,000 lbs) of rice, 11,328 meals ready to eat, and various other supplies. In total, the agency allocated \$10.6 million, mostly in the form of individual assistance that provided money for purchasing lost supplies. FEMA ultimately sent just under \$5 million to Chuuk after Chataan, as well as subsequent typhoons Pongsona and Lupit; however, about \$445,000 of the funding was believed to have been misspent due to discrepancies discovered in an audit in 2006.
In the days after the storm, thousands of people on Guam evacuated to the 15 government shelters set up in schools across the island; the total reached 3,947 people on July 10. The governor of Guam declared a state of emergency after the storm, and on July 6 President Bush declared the island a major disaster area; this allocated federal funding to assist in removing debris and other emergency services. A week later, the declaration was extended to include individual assistance for anyone who experienced damage from the storm. The Fena Lake reservoir experienced excess silt deposit after excessive rainfall from Chataan, which prevented water distribution from the facility; on July 19 – fifteen days after the typhoon's landfall – water production resumed. Before the facility reopened, the Guam Waterworks Authority distributed water to the island at differing times of the day to ration the limited supply. However, by a month after the storm, residents were still required to boil water as a precaution. About five days after Chataan struck Guam, Typhoon Halong affected the island and caused further power outages. Some areas on the island remained without power for over a week, due to electric workers restoring the main transmission lines before fixing individual lines. By July 19, 23% of those who lost power still were without electricity, mostly in outlying areas. By that date, trash collection was restored, and government-opened shelters were closed. Later in July, flooding washed debris from Chataan and clogged two rivers. The oil spill in Apra Harbor was cleaned at three of seven affected locations by August 19. In the months after the storm, tourism decreased further after a decline that began after the September 11 attacks. Ultimately, FEMA provided \$73 million in assistance to the territory, including \$10 million in housing checks to 5,947 people and \$6.5 million worth of food stamps for 79,814 people. The agency provided \$10 million for debris removal and rebuilding public buildings. In December 2002, Typhoon Pongsona struck Guam and caused additional flooding and damage. On August 7, President George W. Bush also declared Rota to be a disaster area, which provided funding for debris removal.
### Retirement
Because of the storm's death toll and damage, the name Chataan became retired and was replaced with Matmo in 2004. Countries in the World Meteorological Organization can request tropical cyclone names to be retired if a storm caused unusually heavy damage. With PAGASA, they retired the name Gloria and was replaced with Glenda in 2006; the agency sought to be apolitical after Gloria Macapagal Arroyo won a disputed presidential election in 2004.
## See also
- Other tropical cyclones named Gloria
- List of tropical cyclones near the Equator
- Typhoon Neoguri (2014)
- Typhoon Halong (2002)
|
1,640,773 |
SMS Helgoland (1909)
| 1,159,185,208 |
Battleship of the German Imperial Navy
|
[
"1909 ships",
"Helgoland-class battleships",
"Ships built in Kiel",
"World War I battleships of Germany"
] |
SMS Helgoland, the lead ship of her class, was a dreadnought battleship of the German Imperial Navy. Helgoland's design represented an incremental improvement over the preceding Nassau class, including an increase in the bore diameter of the main guns, from 28 cm (11 in) to 30.5 cm (12 in). Her keel was laid down on 11 November 1908 at the Howaldtswerke shipyards in Kiel. Helgoland was launched on 25 September 1909 and was commissioned on 23 August 1911.
Like most battleships of the High Seas Fleet, Helgoland saw limited action against Britain's Royal Navy during World War I. The ship participated in several fruitless sweeps into the North Sea as the covering force for the battlecruisers of the I Scouting Group. She saw some limited duty in the Baltic Sea against the Russian Navy, including serving as part of a support force during the Battle of the Gulf of Riga in August 1915. Helgoland was present at the Battle of Jutland on 31 May – 1 June 1916, though she was located in the center of the German line of battle and not as heavily engaged as the König- and Kaiser-class ships in the lead. Helgoland was ceded to Great Britain at the end of the war and broken up for scrap in the early 1920s. Her coat of arms is preserved in the Military History Museum of the Bundeswehr in Dresden.
## Design
The ship was 167.2 m (548 ft 7 in) long, had a beam of 28.5 m (93 ft 6 in) and a draft of 8.94 m (29 ft 4 in), and displaced 24,700 metric tons (24,310 long tons) at full load. She was powered by three triple-expansion steam engines, which produced a top speed of 20.8 knots (38.5 km/h; 23.9 mph). Helgoland stored up to 3,200 metric tons (3,100 long tons) of coal, which allowed her to steam for 5,500 nautical miles (10,200 km; 6,300 mi) at a speed of 10 knots (19 km/h; 12 mph). After 1915 the boilers were modified to burn oil; the ship could carry up to 197 metric tons (194 long tons) of fuel oil. She had a crew of 42 officers and 1,071 enlisted men.
Helgoland was armed with a main battery of twelve 30.5 cm (12 in) SK L/50 guns in six twin gun turrets, with one turret fore, one aft, and two on each flank of the ship. The ship's secondary battery consisted of fourteen 15 cm (5.9 in) SK L/45 guns, all of which were mounted in casemates in the side of the upper deck. For defense against torpedo boats, she carried fourteen 8.8 cm (3.5 in) SK L/45 guns. After 1914, two of the 8.8 cm guns were removed and replaced by 8.8 cm anti-aircraft guns. Helgoland was also armed with six 50 cm (19.7 in) submerged torpedo tubes; one was in the bow, one in the stern, and two on each broadside.
Her main armored belt was 300 mm (11.8 in) thick in the central citadel, and was composed of Krupp cemented armor (KCA). Her main battery gun turrets were protected by the same thickness of KCA on the sides and faces, as well as the barbettes that supported the turrets. Helgoland's deck was 63.5 mm (2.5 in) thick.
## Service history
Helgoland was ordered by the German Imperial Navy (Kaiserliche Marine) under the provisional name Ersatz Siegfried, as a replacement for the old coastal defense ship Siegfried. The contract for the ship was awarded to Howaldtswerke in Kiel under construction number 500. Work began on 24 December 1908 with the laying of her keel, and the ship was launched less than a year later, on 25 September 1909. Fitting-out, including completion of the superstructure and the installation of armament, lasted until August 1911. Helgoland, named for the offshore islands seen as vital to the defense of the Kiel Canal, was commissioned into the High Seas Fleet on 23 August 1911, just under three years from when work commenced.
Upon commissioning, Helgoland replaced the pre-dreadnought Hannover in I Battle Squadron. On 9 February 1912, Helgoland's crew beat the German record for loading coal, taking 1,100 tons of coal on board in two hours; the record was previously held by the crew of the Nassau-class battleship Posen. Kaiser Wilhelm II congratulated the crew through a Cabinet order. In March, fleet training maneuvers were conducted in the North Sea, followed by another round of exercises in November. The fleet also trained in the Skagerrak and Kattegat during the November exercises. The next year followed a similar training pattern, though a summer cruise to Norway was instituted.
On 10 July 1914, Helgoland left the Jade Estuary to take part in the annual summer training cruise to Norway. The fleet, along with several German U-boats, assembled at Skagen on 12 July to practice torpedo boat attacks, individual ship maneuvers, and searchlight techniques. The fleet arrived at the Fjord of Songe by 18 July, but Helgoland had to wait until after midnight for a harbor pilot to guide her into the confined waters of the fjord. Helgoland joined Friedrich der Grosse, the light cruiser Magdeburg, and the Kaiser's yacht Hohenzollern in Balholm. That same day, Helgoland took on 1250 tons of coal from a Norwegian collier. The following morning Helgoland was joined by her sister Oldenburg, and the two ships sailed back to Germany, arriving on the morning of 22 July. On the evening of 1 August, the captain announced to the crew that the Kaiser had ordered the navy to prepare for hostilities with the Russian Navy.
### World War I
At the start of World War I, Helgoland was assigned to I Division, I Battle Squadron. Helgoland was stationed off the heavily fortified island of Wangerooge on 9 August. Minefields and picket lines of cruisers, torpedo boats, and submarines were also emplaced there to defend Wilhelmshaven. Helgoland's engines were kept running for the entirety of her deployment, so that she would be ready to respond at a moment's notice. Four days later, on 13 August, Helgoland returned to Wilhelmshaven to refuel. The following day, naval reservists began arriving to fill out the wartime complements for the German battleships.
The first major naval action in the North Sea, the Battle of Helgoland Bight, took place on 28 August 1914. Helgoland was again stationed off Wangerooge. Despite her proximity to the battle, Helgoland was not sent to aid the beleaguered German cruisers, as she could not be risked in an unsupported attack against possibly superior British forces. Instead, the ship was ordered to drop anchor and await relief by Thüringen. By 04:30, Helgoland received the order to join Ostfriesland and sail out of the harbor. At 05:00, the two battleships met the battered cruisers Frauenlob and Stettin. By 07:30, the ships had returned to port for the night. Three days later, on 31 August, Helgoland was put into drydock for maintenance. On the afternoon of 7 September, Helgoland and the rest of the High Seas Fleet conducted a training cruise to the main island of Helgoland.
#### Raid on Scarborough, Hartlepool, and Whitby
The first major operation of the war in which Helgoland took part was the raid on Scarborough, Hartlepool and Whitby on 15–16 December 1914. The raid was conducted by the battlecruisers of the I Scouting Group; Helgoland and the other dreadnoughts of the High Seas Fleet steamed in distant support of Franz von Hipper's battlecruisers. Friedrich von Ingenohl, the commander of the High Seas Fleet, decided to take up station in the middle of the North Sea, about 130 miles east of Scarborough.
The Royal Navy, which had recently received the German code books captured from the beached cruiser Magdeburg, was aware that an operation was taking place, but was not sure where the Germans would strike. Therefore, the Admiralty ordered David Beatty's 1st Battlecruiser Squadron, the six battleships of the 2nd Battle Squadron, and several cruisers and destroyers to intercept the German battlecruisers. However, Beatty's task force nearly ran headlong into the entire High Seas Fleet. At 06:20, Beatty's destroyer screen came into contact with the German torpedo boat SMS V155. This began a confused, 2-hour battle between the British destroyers and the German cruiser and destroyer screen, often at very close range. At the time of the first encounter, the Helgoland-class battleships were less than 10 nautical miles (19 km; 12 mi) away from the six British dreadnoughts; this was nearly within firing range, but in the darkness, neither British nor German admirals were aware of the composition of their opponents' fleets. Admiral Ingenohl, aware of the Kaiser's order not to risk the battle fleet without his express approval, concluded that his forces were engaging the screen of the entire Grand Fleet, and so, 10 minutes after the first contact, he ordered a turn to the southeast. Continued attacks delayed the turn, but by 06:42, it had been carried out. For about 40 minutes, the two fleets were steaming on a parallel course. At 07:20, Ingenohl ordered a further turn to port, which put his ships on a course for the safety of German bases.
On 17 January, Ingenohl ordered Helgoland to go back to the docks for more maintenance, but she did not enter the drydock until three days later, owing to difficulties getting through the canal locks. By the middle of the month, Helgoland left dock; her berth was then filled by the armored cruiser SMS Roon. On 10 February, Helgoland and the rest of I Squadron sailed out of Wilhelmshaven towards Cuxhaven, but heavy fog impeded movement for two days. The ships then anchored off Brunsbüttel before proceeding through the Kiel Canal to Kiel. The crews conducted gunnery training with the main and secondary guns and torpedo firing practice on 1 March. The following night the crews conducted night-fighting training. On 10 March the squadron again passed through the locks to return to Wilhelmshaven. Fog again slowed progress, and the ships did not reach port until 15 March.
#### Battle of the Gulf of Riga
Helgoland, her three sister ships, and the four Nassau-class battleships were assigned to the task force that was to cover the foray into the Gulf of Riga in August 1915. The German flotilla, which was under the command of Hipper, also included the battlecruisers Von der Tann, Moltke, and Seydlitz, several light cruisers, 32 destroyers and 13 minesweepers. The plan called for channels in Russian minefields to be swept so that the Russian naval presence, which included the pre-dreadnought battleship Slava, could be eliminated. The Germans would then lay minefields of their own to prevent Russian ships from returning to the gulf. Helgoland and the majority of the other big ships of the High Seas Fleet remained outside the gulf for the entirety of the operation. The dreadnoughts Nassau and Posen were detached on 16 August to escort the minesweepers and to destroy Slava, though they failed to sink the old battleship. After three days, the Russian minefields had been cleared, and the flotilla entered the gulf on 19 August, but reports of Allied submarines in the area prompted a German withdrawal from the gulf the following day.
#### Battle of Jutland
Under the command of Captain von Kameke, Helgoland fought at the Battle of Jutland, alongside her sister ships in I Battle Squadron. For the majority of the battle, I Battle Squadron formed the center of the line of battle, behind Rear Admiral Behncke's III Battle Squadron, and followed by Rear Admiral Mauve's elderly pre-dreadnoughts of II Battle Squadron.
Helgoland and her sisters first entered direct combat shortly after 18:00. The German line was steaming northward and encountered the destroyers Nomad and Nestor, which had been disabled earlier in the battle. Nomad, which had been attacked by the Kaiser-class ships at the head of the line, exploded and sank at 18:30, followed five minutes later by the Nestor, sunk by main and secondary gunfire from Helgoland, Thüringen and several other German battleships. At 19:20, Helgoland and several other battleships began firing on HMS Warspite, which, along with the other Queen Elizabeth-class battleships of the 5th Battle Squadron, had been pursuing the German battlecruiser force. The shooting stopped quickly though, as the Germans lost sight of their target; Helgoland had fired only about 20 shells from her main guns.
At 20:15, during the third Gefechtskehrtwendung, Helgoland was struck by a 15-inch (38 cm) armor-piercing (AP) shell, from either Barham or Valiant, in the forward part of the ship. The shell hit the armored belt about 0.8 m (32 in) above the waterline, where the armor was only 15 cm thick. The 15-inch shell broke up on impact, but it still managed to tear a 1.4-meter (4 ft 7 in) hole in the hull. It rained splinters on the foremost port side 15 cm gun, though it could still be fired. Approximately 80 tons of water entered the ship.
By 23:30, the High Seas Fleet had entered its night cruising formation. The order had largely been inverted, with the four Nassau-class ships in the lead, followed directly by the Helgolands, with the Kaisers and Königs astern of them. The rear was again brought up by the elderly pre-dreadnoughts; the mauled German battlecruisers were by this time scattered. At around midnight on 1 June, the Helgoland- and Nassau-class ships in the center of the German line came into contact with the British 4th Destroyer Flotilla. The 4th Flotilla broke off the action temporarily to regroup, but at around 01:00, unwittingly stumbled into the German dreadnoughts a second time. Helgoland and Oldenburg opened fire on the two leading British destroyers. Helgoland fired six salvos from her secondary guns at the destroyer Fortune before she succumbed to the tremendous battering. Shortly after, Helgoland shifted fire to an unidentified destroyer; Helgoland fired five salvos from her 15 cm guns to unknown effect. The British destroyers launched torpedoes at the German ships, but they managed to successfully evade them with a turn to starboard.
Following the return to German waters, Helgoland and Thüringen, along with the Nassau-class battleships Nassau, Posen, and Westfalen, took up defensive positions in the Jade roadstead for the night. During the battle, the ship suffered only minor damage; Helgoland was hit by a single 15-inch shell, but sustained minimal damage. Nevertheless, dry-docking was required to repair the hole in the belt armor. Work was completed by 16 June. In the course of the battle, Helgoland had fired 63 main battery shells, and 61 rounds from her 15 cm guns.
#### Later career
After the Battle of Jutland, Admiral Scheer argued that the fleet could not break the British naval blockade, that only the resumption of unrestricted U-boat warfare would be successful. As a result, the High Seas Fleet largely remained in port, with the exception of two abortive sorties in August and October 1916. In April 1917, Helgoland accidentally rammed the new battlecruiser Hindenburg, which was in the process of fitting-out, as she left her berth. In October 1917 Helgoland, in company with Oldenburg, went to Amrum to receive the light cruisers Brummer and Bremse, which were returning from a raid on a British convoy to Norway. On 27 November the ship traversed the Kaiser Wilhelm Canal into the Baltic, but did not participate in the occupation of the islands in the Gulf of Riga. A third and final fleet advance took place in April 1918, but was cut short when the battlecruiser Moltke developed engine problems and had to be towed back to port.
Helgoland and her three sisters were to have taken part in a final fleet action days before the Armistice was to take effect. The bulk of the High Seas Fleet was to have sortied from their base in Wilhelmshaven to engage the British Grand Fleet; Scheer—by now the Grand Admiral (Großadmiral) of the fleet—intended to inflict as much damage as possible on the British navy, in order to retain a better bargaining position for Germany, despite the expected casualties. However, many of the war-weary sailors felt the operation would disrupt the peace process and prolong the war. On the morning of 29 October 1918, the order was given to sail from Wilhelmshaven the following day. Starting on the night of 29 October, sailors on Thüringen and then on several other battleships mutinied.
Early on the 30th, the crew of Helgoland, which was directly behind Thüringen in the harbor, joined in the mutiny. The I Squadron commander sent boats to Helgoland and Thüringen to take off the ships' officers, who were allowed to leave unharmed. He then informed the rebellious crews that if they failed to stand down, both ships would be torpedoed. After two torpedo boats arrived on the scene, both ships surrendered; their crews were taken ashore and incarcerated. The rebellion then spread ashore; on 3 November, an estimated 20,000 sailors, dock workers, and civilians fought a battle in Kiel in an attempt to secure the release of the jailed mutineers. By 5 November, the red flag of the Socialists flew above every capital ship in Wilhelmshaven save König. The following day, a sailors' council took control of the base, and a train carrying the mutineers from Helgoland and Thüringen was stopped in Cuxhaven, where the men escaped.
According to the terms of the Treaty of Versailles, all four Helgoland-class battleships were disarmed and surrendered as prizes of war to the Allies as replacements for the ships scuttled in Scapa Flow. On 21–22 November 1918, Helgoland steamed to Harwich to retrieve the crews of U-boats that had been surrendered there. She was then removed from active service on 16 December 1918. Helgoland and her sisters were stricken from the German navy on 5 November 1919. Helgoland was formally handed over to the United Kingdom on 5 August 1920. She was scrapped at Morecambe; work began on 3 March 1921. Helgoland's coat of arms is currently preserved in the Military History Museum of the Bundeswehr in Dresden.
|
16,522,290 |
Funerary art
| 1,166,785,871 |
Art associated with a repository for the remains of the dead
|
[
"Burial monuments and structures",
"Death customs",
"Death in art",
"Funerary art",
"Veneration of the dead",
"Visual arts genres"
] |
Funerary art is any work of art forming, or placed in, a repository for the remains of the dead. The term encompasses a wide variety of forms, including cenotaphs ("empty tombs"), tomb-like monuments which do not contain human remains, and communal memorials to the dead, such as war memorials, which may or may not contain remains, and a range of prehistoric megalithic constructs. Funerary art may serve many cultural functions. It can play a role in burial rites, serve as an article for use by the dead in the afterlife, and celebrate the life and accomplishments of the dead, whether as part of kinship-centred practices of ancestor veneration or as a publicly directed dynastic display. It can also function as a reminder of the mortality of humankind, as an expression of cultural values and roles, and help to propitiate the spirits of the dead, maintaining their benevolence and preventing their unwelcome intrusion into the lives of the living.
The deposit of objects with an apparent aesthetic intention is found in almost all cultures – Hindu culture, which has little, is a notable exception. Many of the best-known artistic creations of past cultures – from the Egyptian pyramids and the Tutankhamun treasure, to the Terracotta Army surrounding the tomb of Qin Shi Huang, the Mausoleum of Halicarnassus, the Sutton Hoo ship burial and the Taj Mahal – are tombs or objects found in and around them. In most instances, specialized funeral art was produced for the powerful and wealthy, although the burials of ordinary people might include simple monuments and grave goods, usually from their possessions.
An important factor in the development of traditions of funerary art is the division between what was intended to be visible to visitors or the public after completion of the funeral ceremonies. The treasure of the 18th dynasty Pharaoh Tutankhamun, for example, though exceptionally lavish, was never intended to be seen again after it was deposited, while the exterior of the pyramids was a permanent and highly effective demonstration of the power of their creators. A similar division can be seen in grand East Asian tombs. In other cultures, nearly all the art connected with the burial, except for limited grave goods, was intended for later viewing by the public or at least those admitted by the custodians. In these cultures, traditions such as the sculpted sarcophagus and tomb monument of the Greek and Roman empires, and later the Christian world, have flourished. The mausoleum intended for visiting was the grandest type of tomb in the classical world, and later common in Islamic culture.
## Terminology
Tomb is a general term for any repository for human remains, while grave goods are other objects which have been placed within the tomb. Such objects may include the personal possessions of the deceased, objects specially created for the burial, or miniature versions of things believed to be needed in an afterlife. Knowledge of many non-literate cultures is drawn largely from these sources.
A tumulus, mound, kurgan, or long barrow covered important burials in many cultures, and the body may be placed in a sarcophagus, usually of stone, or a coffin, usually of wood. A mausoleum is a building erected mainly as a tomb, taking its name from the Mausoleum of Mausolus at Halicarnassus. Stele is a term for erect stones that are often what are now called gravestones. Ship burials are mostly found in coastal Europe, while chariot burials are found widely across Eurasia. Catacombs, of which the most famous examples are those in Rome and Alexandria, are underground cemeteries connected by tunnelled passages. A large group of burials with traces remaining above ground can be called a necropolis; if there are no such visible structures, it is a grave field. A cenotaph is a memorial without a burial.
The word "funerary" strictly means "of or pertaining to a funeral or burial", but there is a long tradition in English of applying it not only to the practices and artefacts directly associated with funeral rites, but also to a wider range of more permanent memorials to the dead. Particularly influential in this regard was John Weever's Ancient Funerall Monuments (1631), the first full-length book to be dedicated to the subject of tomb memorials and epitaphs. More recently, some scholars have challenged the usage: Phillip Lindley, for example, makes a point of referring to "tomb monuments", saying "I have avoided using the term 'funeral monuments' because funeral effigies were, in the Middle Ages, temporary products, made as substitutes for the encoffined corpse for use during the funeral ceremonies". Others, however, have found this distinction "rather pedantic".
Related genres of commemorative art for the dead take many forms, such as the moai figures of Easter Island, apparently a type of sculpted ancestor portrait, though hardly individualized. These are common in cultures as diverse as Ancient Rome and China, in both of which they are kept in the houses of the descendants, rather than being buried. Many cultures have psychopomp figures, such as the Greek Hermes and Etruscan Charun, who help conduct the spirits of the dead into the afterlife.
## History
### Pre-history
Most of humanity's oldest known archaeological constructions are tombs. Mostly megalithic, the earliest instances date to within a few centuries of each other, yet show a wide diversity of form and purpose. Tombs in the Iberian peninsula have been dated through thermoluminescence to c. 4510 BCE, and some burials at the Carnac stones in Brittany also date back to the fifth millennium BCE. The commemorative value of such burial sites are indicated by the fact that, at some stage, they became elevated, and that the constructs, almost from the earliest, sought to be monumental. This effect was often achieved by encapsulating a single corpse in a basic pit, surrounded by an elaborate ditch and drain. Over-ground commemoration is thought to be tied to the concept of collective memory, and these early tombs were likely intended as a form of ancestor-worship, a development available only to communities that had advanced to the stage of settled livestock and formed social roles and relationships and specialized sectors of activity.
In Neolithic and Bronze Age societies, a great variety of tombs are found, with tumulus mounds, megaliths, and pottery as recurrent elements. In Eurasia, a dolmen is the exposed stone framework for a chamber tomb originally covered by earth to make a mound which no longer exists. Stones may be carved with geometric patterns (petroglyphs), for example cup and ring marks. Group tombs were made, the social context of which is hard to decipher. Urn burials, where bones are buried in a pottery container, either in a more elaborate tomb, or by themselves, are widespread, by no means restricted to the Urnfield culture which is named after them, or even to Eurasia. Menhirs, or "standing stones", seem often to mark graves or serve as memorials, while the later runestones and image stones often are cenotaphs, or memorials apart from the grave itself; these continue into the Christian period. The Senegambian stone circles are a later African form of tomb markers.
### Ancient Egypt and Nubia
Egyptian funerary art was inseparable to the religious belief that life continued after death and that "death is a mere phase of life". Aesthetic objects and images connected with this belief were partially intended to preserve material goods, wealth and status for the journey between this life and the next, and to "commemorate the life of the tomb owner ... depict performance of the burial rites, and in general present an environment that would be conducive to the tomb owner's rebirth." In this context are the Egyptian mummies encased in one or more layers of decorated coffin, and the canopic jars preserving internal organs. A special category of Ancient Egyptian funerary texts clarify the purposes of the burial customs. The early mastaba type of tomb had a sealed underground burial chamber but an offering-chamber on the ground level for visits by the living, a pattern repeated in later types of tomb. A Ka statue effigy of the deceased might be walled up in a serdab connected to the offering chamber by vents that allowed the smell of incense to reach the effigy. The walls of important tomb-chambers and offering chambers were heavily decorated with reliefs in stone or sometimes wood, or paintings, depicting religious scenes, portraits of the deceased, and at some periods vivid images of everyday life, depicting the afterlife. The chamber decoration usually centred on a "false door", through which only the soul of the deceased could pass, to receive the offerings left by the living.
Representational art, such as portraiture of the deceased, is found extremely early on and continues into the Roman period in the encaustic Faiyum funerary portraits applied to coffins. However, it is still hotly debated whether there was realistic portraiture in Ancient Egypt. The purpose of the life-sized reserve heads found in burial shafts or tombs of nobles of the Fourth dynasty is not well understood; they may have been a discreet method of eliding an edict by Khufu forbidding nobles from creating statues of themselves, or may have protected the deceased's spirit from harm or magically eliminated any evil in it, or perhaps functioned as alternate containers for the spirit if the body should be harmed in any way.
Architectural works such as the massive Great Pyramid and two smaller ones built during the Old Kingdom in the Giza Necropolis and (much later, from about 1500 BCE) the tombs in the Valley of the Kings were built for royalty and the elite. The Theban Necropolis was later an important site for mortuary temples and mastaba tombs. The Kushite kings who conquered Egypt and ruled as pharaohs during the Twenty-fifth Dynasty were greatly influenced by Egyptian funerary customs, employing mummification, canopic jars and ushabti funerary figurines. They also built the Nubian pyramids, which in both size and design more closely resemble the smaller Seventeenth dynasty pyramids at Thebes than those of the Old Kingdom near Memphis.
Lower-class citizens used common forms of funerary art—including shabti figurines (to perform any labor that might be required of the dead person in the afterlife), models of the scarab beetle and funerary texts—which they believed would protect them in the afterlife. During the Middle Kingdom, miniature wooden or clay models depicting scenes from everyday life became popular additions to tombs. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats and even military formations which are scale representations of the ideal ancient Egyptian afterlife.
### Ancient Greece
During the Iron Age, the ancient Greeks did not generally leave elaborate grave goods, except for a coin to pay Charon, the ferryman to Hades, and pottery; however the epitaphios or funeral oration from which the word epitaph comes was regarded as of great importance, and animal sacrifices were made. Those who could afford them erected stone monuments, which was one of the functions of kouros statues in the Archaic period before about 500 BCE. These were not intended as portraits, but during the Hellenistic period, realistic portraiture of the deceased was introduced and family groups were often depicted in bas-relief on monuments, usually surrounded by an architectural frame. The walls of tomb chambers were often painted in fresco, although few examples have survived in as good condition as the Tomb of the Diver from southern Italy or the tombs at Vergina in Macedon. Almost the only surviving painted portraits in the classical Greek tradition are found in Egypt rather than Greece. The Fayum mummy portraits, from the very end of the classical period, were portrait faces, in a Graeco-Roman style, attached to mummies.
Early Greek burials were frequently marked above ground by a large piece of pottery, and remains were also buried in urns. Pottery continued to be used extensively inside tombs and graves throughout the classical period. The great majority of surviving ancient Greek pottery is recovered from tombs; some was apparently items used in life, but much of it was made specifically for placing in tombs, and the balance between the two original purposes is controversial. The larnax is a small coffin or ash-chest, usually of decorated terracotta. The two-handled loutrophoros was primarily associated with weddings, as it was used to carry water for the nuptial bath. However, it was also placed in the tombs of the unmarried, "presumably to make up in some way for what they had missed in life." The one-handled lekythos had many household uses, but outside the household, its principal use was the decoration of tombs. Scenes of a descent to the underworld of Hades were often painted on these, with the dead depicted beside Hermes, Charon or both—though usually only with Charon. Small pottery figurines are often found, though it is hard to decide if these were made especially for placement in tombs; in the case of the Hellenistic Tanagra figurines, this seems probably not the case. But silverware is more often found around the fringes of the Greek world, as in the royal Macedonian tombs of Vergina, or in the neighbouring cultures such as those of Thrace or the Scythians.
The extension of the Greek world after the conquests of Alexander the Great brought peoples with different tomb-making traditions into the Hellenistic sphere, resulting in new formats for art in Greek styles. A generation before Alexander, Mausolus was a Hellenized satrap or semi-independent ruler under the Persian Empire, whose enormous tomb (begun 353 BCE) was wholly exceptional in the Greek world—together with the Pyramids it was the only tomb to be included in the Seven Wonders of the Ancient World. The exact form of the Mausoleum of Halicarnassus, which gave the name to the form, is now unclear, and there are several alternative reconstructions that seek to reconcile the archaeological evidence with descriptions in literature. It had the size and some elements of the design of the Greek temple, but was much more vertical, with a square base and a pyramidal roof. There were quantities of large sculpture, of which most of the few surviving pieces are now in the British Museum. Other local rulers adapted the high-relief temple frieze for very large sarcophagi, starting a tradition which was to exert a great influence on Western art up to 18th-century Neo-Classicism. The late 4th-century Alexander Sarcophagus was in fact made for another Hellenized Eastern ruler, one of a number of important sarcophagi found at Sidon in the modern Lebanon. The two long sides show Alexander's great victory at the Battle of Issus and a lion hunt; such violent scenes were common on ostentatious classical sarcophagi from this period onwards, with a particular revival in Roman art of the 2nd century. More peaceful mythological scenes were popular on smaller sarcophagi, especially of Bacchus.
### Etruscans
Objects connected with death, in particular sarcophagi and cinerary urns, form the basis of much of current knowledge of the ancient Etruscan civilization and its art, which once competed with the culture of ancient Rome, but was eventually absorbed into it. The sarcophagi and the lids of the urns often incorporate a reclining image of the deceased. The reclining figures in some Etruscan funerary art are shown using the mano cornuta to protect the grave.
The main subject in the funerary art of the 7th and 6th centuries BCE was typically a feasting scene, sometimes with dancers and musicians, or athletic competitions. Household bowls, cups, and pitchers are sometimes found in the graves, along with food such as eggs, pomegranates, honey, grapes and olives for use in the afterlife. From the 5th century, the mood changed to more sombre scenes of parting, where the deceased are shown leaving their loved ones, often surrounded by underworld demons, and psychopomps, such as Charun or the winged female Vanth. The underworld figures are sometimes depicted as gesturing impatiently for a human to be taken away. The handshake was another common motif, as the dead took leave of the living. This often took place in front of or near a closed double doorway, presumably the portal to the underworld. Evidence in some art, however, suggests that the "handshake took place at the other end of the journey, and represents the dead being greeted in the Underworld".
### Ancient Rome
The burial customs of the ancient Romans were influenced by both of the first significant cultures whose territories they conquered as their state expanded, namely the Greeks of Magna Graecia and the Etruscans. The original Roman custom was cremation, after which the burnt remains were kept in a pot, ash-chest or urn, often in a columbarium; pre-Roman burials around Rome often used hut-urns—little pottery houses. From about the 2nd century CE, inhumation (burial of unburnt remains) in sarcophagi, often elaborately carved, became more fashionable for those who could afford it. Greek-style medallion portrait sculptures on a stela, or small mausoleum for the rich, housing either an urn or sarcophagus, were often placed in a location such as a roadside, where it would be very visible to the living and perpetuate the memory of the dead. Often a couple are shown, signifying a longing for reunion in the afterlife rather than a double burial (see married couple funerary reliefs).
In later periods, life-size sculptures of the deceased reclining as though at a meal or social gathering are found, a common Etruscan style. Family tombs for the grandest late Roman families, like the Tomb of the Scipios, were large mausoleums with facilities for visits by the living, including kitchens and bedrooms. The Castel Sant'Angelo, built for Hadrian, was later converted into a fortress. Compared to the Etruscans, though, there was less emphasis on provision of a lifestyle for the deceased, although paintings of useful objects or pleasant activities, like hunting, are seen. Ancestor portraits, usually in the form of wax masks, were kept in the home, apparently often in little cupboards, although grand patrician families kept theirs on display in the atrium. They were worn in the funeral processions of members of the family by persons wearing appropriate costume for the figure represented, as described by Pliny the Elder and Polybius. Pliny also describes the custom of having a bust-portrait of an ancestor painted on a round bronze shield (clipeus), and having it hung in a temple or other public place. No examples of either type have survived.
By the late Republic there was considerable competition among wealthy Romans for the best locations for tombs, which lined all the approach roads to the city up to the walls, and a variety of exotic and unusual designs sought to catch the attention of the passer-by and so perpetuate the memory of the deceased and increase the prestige of their family. Examples include the Tomb of Eurysaces the Baker, a freedman, the Pyramid of Cestius, and the Mausoleum of Caecilia Metella, all built within a few decades of the start of the Common Era.
In Italy, sarcophagi were mostly intended to be set against the wall of the tomb, and only decorated on three sides, in contrast to the free-standing styles of Greece and the Eastern Empire. The relief scenes of Hellenistic art became even more densely crowded in later Roman sarcophagi, as for example in the 2nd-century Portonaccio sarcophagus, and various styles and forms emerged, such as the columnar type with an "architectural background of columns and niches for its figures". A well-known Early Christian example is the Sarcophagus of Junius Bassus, used for an important new convert who died in 359. Many sarcophagi from leading centres were exported around the Empire. The Romans had already developed the expression of religious and philosophical ideas in narrative scenes from Greek mythology, treated allegorically; they later transferred this habit to Christian ideas, using biblical scenes.
### China
Funerary art varied greatly across Chinese history. Tombs of early rulers rival the ancient Egyptians for complexity and value of grave goods, and have been similarly pillaged over the centuries by tomb robbers. For a long time, literary references to jade burial suits were regarded by scholars as fanciful myths, but a number of examples were excavated in the 20th century, and it is now believed that they were relatively common among early rulers. Knowledge of pre-dynastic Chinese culture has been expanded by spectacular discoveries at Sanxingdui and other sites. Very large tumuli could be erected, and later, mausoleums. Several special large shapes of Shang dynasty bronze ritual vessels were probably made for burial only; large numbers were buried in elite tombs, while other sets remained above ground for the family to use in making offerings in ancestor veneration rituals. The Tomb of Fu Hao (c. BCE 1200) is one of the few undisturbed royal tombs of the period to have been excavated—most funerary art has appeared on the art market without archaeological context.
The discovery in 1974 of the Terracotta army located the tomb of the First Qin Emperor (died 210 BCE), but the main tumulus, of which literary descriptions survive, has not been excavated. Remains surviving above ground from several imperial tombs of the Han dynasty show traditions maintained until the end of imperial rule. The tomb itself is an "underground palace" beneath a sealed tumulus surrounded by a wall, with several buildings set at some distance away down avenues for the observation of rites of veneration, and the accommodation of both permanent staff and those visiting to perform rites, as well as gateways, towers and other buildings.
Tang dynasty tomb figures, in "three-colour" sancai glazes or overglaze paint, show a wide range of servants, entertainers, animals and fierce tomb guardians between about 12 and 120 cm high, and were arranged around the tomb, often in niches along the sloping access path to the underground chamber.
Chinese imperial tombs are typically approached by a "spirit road", sometimes several kilometres long, lined by statues of guardian figures, based on both humans and animals. A tablet extolling the virtues of the deceased, mounted on a stone representation of Bixi in the form of a tortoise, is often the centerpiece of the ensemble. In Han tombs the guardian figures are mainly of "lions" and "chimeras"; in later periods they are much more varied. A looted tomb with fine paintings is the Empress Dowager Wenming tomb of the 5th century CE, and the many tombs of the 7th-century Tang dynasty Qianling Mausoleum group are an early example of a generally well-preserved ensemble.
The Goguryeo tombs, from a kingdom of the 5th to 7th centuries which included modern Korea, are especially rich in paintings. Only one of the Imperial Tombs of the Ming and Qing Dynasties has been excavated, in 1956, with such disastrous results for the conservation of the thousands of objects found, that subsequently the policy is to leave them undisturbed.
The Lei Cheng Uk Han Tomb Museum in Hong Kong displays a far humbler middle-class Han dynasty tomb, and the mid-2nd-century Wu Family tombs of Jiaxiang County, Shandong are the most important group of commoner tombs for funerary stones. The walls of both the offering and burial chambers of tombs of commoners from the Han period may be decorated with stone slabs carved or engraved in very low relief with crowded and varied scenes, which are now the main indication of the style of the lost palace frescoes of the period. A cheaper option was to use large clay tiles which were carved or impressed before firing. After the introduction of Buddhism, carved "funerary couches" featured similar scenes, now mostly religious. During the Han Dynasty, miniature ceramic models of buildings were often made to accompany the deceased in the graves; to them is owed much of what is known of ancient Chinese architecture. Later, during the Six Dynasties, sculptural miniatures depicting buildings, monuments, people and animals adorned the tops of the hunping funerary vessels. The outsides of tombs often featured monumental brick or stone-carved pillar-gates (que 闕); an example from 121 CE appears to be the earliest surviving Chinese architectural structure standing above ground. Tombs of the Tang Dynasty (618–907) are often rich in glazed pottery figurines of horses, servants and other subjects, whose forceful and free style is greatly admired today. The tomb art reached its peak in the Song and Jin periods; most spectacular tombs were built by rich commoners.
Early burial customs show a strong belief in an afterlife and a spirit path to it that needed facilitating. Funerals and memorials were also an opportunity to reaffirm such important cultural values as filial piety and "the honor and respect due to seniors, the duties incumbent on juniors" The common Chinese funerary symbol of a woman in the door may represent a "basic male fantasy of an elysian afterlife with no restrictions: in all the doorways of the houses stand available women looking for newcomers to welcome into their chambers" Han Dynasty inscriptions often describe the filial mourning for their subjects.
### Korea
Murals painted on the walls of the Goguryeo tombs are examples of Korean painting from its Three Kingdoms era. Although thousands of these tombs have been found, only about 100 have murals. These tombs are often named for the dominating theme of the murals—these include the Tomb of the Dancers, the Tomb of the Hunters, the Tomb of the Four Spirits, and the Tomb of the Wrestlers. Heavenly bodies are a common motif, as are depictions of events from the lives of the royalty and nobles whose bodies had been entombed. The former include the sun, represented as a three-legged bird inside a wheel, and the various constellations, including especially the Four directional constellations: the Azure Dragon of the East, the Vermilion Bird of the South, the White Tiger of the West, and the Black Tortoise of the North.
The Royal Tombs of the Joseon Dynasty in Korea, built between 1408 and 1966, reflect a combination of Chinese and Japanese traditions, with a tomb mound, often surrounded by a screen wall of stone blocks, and sometimes with stone animal figures above ground, not unlike the Japanese haniwa figures (see below). There is usually one or more T-shaped shrine buildings some distance in front of the tomb, which is set in extensive grounds, usually with a hill behind them, and facing a view towards water and distant hills. They are still a focus for ancestor worship rituals. From the 15th century, they became more simple, while retaining a large landscape setting.
### Japan
The Kofun period of Japanese history, from the 3rd to 6th centuries CE, is named after kofun, the often enormous keyhole-shaped Imperial mound-tombs, often on a moated island. None of these have ever been allowed to be excavated, so their possibly spectacular contents remain unknown. Late examples which have been investigated, such as the Kitora Tomb, had been robbed of most of their contents, but the Takamatsuzuka Tomb retains mural paintings. Lower down the social scale in the same period, terracotta haniwa figures, as much as a metre high, were deposited on top of aristocratic tombs as grave markers, with others left inside, apparently representing possessions such as horses and houses for use in the afterlife. Both kofun mounds and haniwa figures appear to have been discontinued as Buddhism became the dominant Japanese religion.
Since then, Japanese tombs have been typically marked by elegant but simple rectangular vertical gravestones with inscriptions. Funerals are one of the areas in Japanese life where Buddhist customs are followed even by those who followed other traditions, such as Shinto. The bodaiji is a special and very common type of temple whose main purpose is as a venue for rites of ancestor worship, though it is often not the actual burial site. This was originally a custom of the feudal lords, but was adopted by other classes from about the 16th century. Each family would use a particular bodaiji over generations, and it might contain a second "grave" if the actual burial were elsewhere. Many later emperors, from the 13th to 19th centuries, are buried simply at the Imperial bodaiji, the Tsuki no wa no misasagi mausoleum in the Sennyū-ji temple at Kyoto.
### The Americas
Unlike many Western cultures, that of Mesoamerica is generally lacking in sarcophagi, with a few notable exceptions such as that of Pacal the Great or the now-lost sarcophagus from the Olmec site of La Venta. Instead, most Mesoamerican funerary art takes the form of grave goods and, in Oaxaca, funerary urns holding the ashes of the deceased. Two well-known examples of Mesoamerican grave goods are those from Jaina Island, a Maya site off the coast of Campeche, and those associated with the Western Mexico shaft tomb tradition. The tombs of Mayan rulers can only normally be identified by inferences drawn from the lavishness of the grave goods and, with the possible exception of vessels made from stone rather than pottery, these appear to contain no objects specially made for the burial.
The Jaina Island graves are noted for their abundance of clay figurines. Human remains within the roughly 1,000 excavated graves on the island (out of 20,000 total) were found to be accompanied by glassware, slateware, or pottery, as well as one or more ceramic figurines, usually resting on the occupant's chest or held in their hands. The function of these figurines is not known: due to gender and age mismatches, they are unlikely to be portraits of the grave occupants, although the later figurines are known to be representations of goddesses.
The so-called shaft tomb tradition of western Mexico is known almost exclusively from grave goods, which include hollow ceramic figures, obsidian and shell jewelry, pottery, and other items (see this Flickr photo for a reconstruction). Of particular note are the various ceramic tableaux including village scenes, for example, players engaged in a Mesoamerican ballgame. Although these tableaux may merely depict village life, it has been proposed that they instead (or also) depict the underworld. Ceramic dogs are also widely known from looted tombs, and are thought by some to represent psychopomps (soul guides), although dogs were often the major source of protein in ancient Mesoamerica.
The Zapotec civilization of Oaxaca is particularly known for its clay funerary urns, such as the "bat god" shown at right. Numerous types of urns have been identified. While some show deities and other supernatural beings, others seem to be portraits. Art historian George Kubler is particularly enthusiastic about the craftsmanship of this tradition:
> No other American potters ever explored so completely the plastic conditions of wet clay or retained its forms so completely after firing ... [they] used its wet and ductile nature for fundamental geometric modelling and cut the material, when half-dry, into smooth planes with sharp edges of an unmatched brilliance and suggestiveness of form.
The Maya Naj Tunich cave tombs and other sites contain paintings, carved stelae, and grave goods in pottery, jade and metal, including death masks. In dry areas, many ancient textiles have been found in graves from South America's Paracas culture, which wrapped its mummies tightly in several layers of elaborately patterned cloth. Elite Moche graves, containing especially fine pottery, were incorporated into large adobe structures also used for human sacrifices, such as the Huaca de la Luna. Andean cultures such as the Sican often practiced mummification and left grave goods in precious metals with jewels, including tumi ritual knives and gold funerary masks, as well as pottery. The Mimbres of the Mogollon culture buried their dead with bowls on top of their heads and ceremonially "killed" each bowl with a small hole in the centre so that the deceased's spirit could rise to another world. Mimbres funerary bowls show scenes of hunting, gambling, planting crops, fishing, sexual acts and births. Some of the North American mounds, such as Grave Creek Mound (c. 250–150 BCE) in West Virginia, functioned as burial sites, while others had different purposes.
The earliest colonist graves were either unmarked, or had very simple timber headstone, with little order to their plotting, reflecting their Puritan origins. However, a tradition of visual funerary art began to develop c. 1640, providing insights into their views of death. The lack of artistry of the earliest known headstones reflects the puritan's stern religious doctrine. Late seventeenth century examples often show a death's head; a stylized skull sometimes with wings or crossed bones, and other realistic imagery depicting humans decay into skulls, bones and dust. The style softened during the late 18th century as Unitarianism and Methodism became more popular. Mid 18th century examples often show the deceased carried by the wings that would apparently take its soul to heaven.
## Traditional societies
There is an enormous diversity of funeral art from traditional societies across the world, much of it in perishable materials, and some is mentioned elsewhere in the article. In traditional African societies, masks often have a specific association with death, and some types may be worn mainly or exclusively for funeral ceremonies. Akan peoples of West Africa commissioned nsodie memorial heads of royal personages. The funeral ceremonies of the Indigenous Australians typically feature body painting; the Yolngu and Tiwi people create carved pukumani burial poles from ironwood trunks, while elaborately carved burial trees have been used in south-eastern Australia. The Toraja people of central Sulawesi are famous for their burial practices, which include the setting-up of effigies of the dead on cliffs. The 19th- and 20th-century royal Kasubi Tombs in Uganda, destroyed by fire in 2010, were a circular compound of thatched buildings similar to those inhabited by the earlier Kabakas when alive, but with special characteristics.
In several cultures, goods for use in the afterlife are still interred or cremated, for example Hell bank notes in East Asian communities. In Ghana, mostly among the Ga people, elaborate figurative coffins in the shape of cars, boats or animals are made of wood. These were introduced in the 1950s by Seth Kane Kwei.
## Funerary art and religion
### Hinduism
Cremation is traditional among Hindus, who also believe in reincarnation, and there is far less of a tradition of funerary monuments in Hinduism than in other major religions. However, there are regional, and relatively recent, traditions among royalty, and the samādhi mandir is a memorial temple for a saint. Both may be influenced by Islamic practices. The mausoleums of the kings of Orchha, from the 16th century onwards, are among the best known. Other rulers were commemorated by memorial temples of the normal type for the time and place, which like similar buildings from other cultures fall outside the scope of this article, though Angkor Wat in Cambodia, the most spectacular of all, must be mentioned.
### Buddhism
Buddhist tombs themselves are typically simple and modest, although they may be set within temples, sometimes large complexes, built for the purpose in the then-prevailing style. According to tradition, the remains of the Buddha's body after cremation were entirely divided up into relics (cetiya), which played an important part in early Buddhism. The stupa developed as a monument enclosing deposits of relics of the Buddha from plain hemispherical mounds in the 3rd century BCE to elaborate structures such as those at Sanchi in India and Borobudur in Java. Regional variants such as the pagoda of China and Japan and the candi of Indonesia evolved from the Indian form. However, none of these can strictly be called tombs. Some important Tibetan lamas are buried in relatively small chortens (Tibetan stupas), sometimes of precious metal, inside or outside monasteries, sometimes after mummification. There are examples at Kursha Monastery in Zanskar and Tashiding Monastery in Sikkim, as well as the Potala Palace in Lhasa and many other monasteries. However, most chortens do not function as tombs.
### Christianity
The Catacombs of Rome contain most of the surviving Christian art of the Early Christian period, mainly in the form of frescos and sculpted sarcophagi. They show a Christian iconography emerging, initially from Roman popular decorative art, but later borrowing from official imperial and pagan motifs. Initially, Christians avoided iconic images of religious figures, and sarcophagi were decorated with ornaments, Christian symbols like the Chi Rho monogram and, later, narrative religious scenes. The Early Christians' habit, after the end of their persecution, of building churches (most famously St Peter's, Rome) over the burial places of martyrs who had originally been buried discreetly or in a mass grave perhaps led to the most distinctive feature of Christian funerary art, the church monument, or tomb inside a church. The beliefs of many cultures, including Judaism and Hinduism as well as classical paganism, consider the dead ritually impure and avoid mixing temples and cemeteries (though see above for Moche, and below for Islamic culture). An exception in the Classical World were the Lycians of Anatolia. There are also the Egyptian mortuary-temples, where the object of worship was the deified royal person entombed, but Egyptian temples to the major gods contained no burials. An extreme example was ancient Delos.
Christians believed in a bodily resurrection of the dead at the Second Coming of Christ, and the Catholic Church only relaxed its opposition to cremation in 1963. Although mass ossuaries have also been used, burial has always been the preferred Christian tradition, at least until recent times. Burial was, for as long as there was room, usually in a graveyard adjacent to the church, with a gravestone or horizontal slab, or for the wealthy or important clergy, inside it. Wall tombs in churches strictly include the body itself, often in a sarcophagus, while often the body is buried in a crypt or under the church floor, with a monument on the wall. Persons of importance, especially monarchs, might be buried in a free-standing sarcophagus, perhaps surrounded by an elaborate enclosure using metalwork and sculpture; grandest of all were the shrines of saints, which became the destinations of pilgrimages. The monument to Maximilian I, Holy Roman Emperor in the Hofkirche, Innsbruck took decades to complete, while the tomb of St Dominic in Bologna took several centuries to reach its final form.
If only because its strong prejudice against free-standing and life-size sculpture, Eastern Orthodoxy could not have developed the tomb monument in the same way as the Western Church, and the burials of rich or important individuals continued the classical tradition of sarcophagi carved in relief, with the richness of the carving tending to diminish over the centuries, until just simple religious symbols were left. Constantine I and most later Byzantine Emperors up to 1028 were buried in the Church of the Holy Apostles in Constantinople, which was destroyed after the fall of Constantinople of 1453. Some massive but mostly plain porphyry sarcophagi from the church are now placed outside the Istanbul Archaeology Museums.
The Tomb of Antipope John XXIII in Florence is a grand Early Renaissance wall tomb by Donatello and Michelozzo; although classical in style, it reflects the somewhat inharmonious stacking up of different elements typical of major Gothic tombs. It has a life-size effigy, also known as a gisant, lying on the sarcophagus, which was common from the Romanesque period through to the Baroque and beyond. Ruling dynasties were often buried together, usually in monasteries; the Chartreuse de Champmol was founded for that purpose by the Valois Dukes of Burgundy in 1383. The Scaliger tombs in Verona are magnificent free-standing Gothic canopied tombs—they are outside the church in a special enclosure, and so are unrestricted in height. Important churches like St Peter's in Rome, St Paul's Cathedral, London, Santi Giovanni e Paolo, Venice (twenty-five Doges), and the Basilica of Santa Croce, Florence contain large numbers of impressive monuments to the great and the good, created by the finest architects and sculptors available. Local parish churches are also often full of monuments, which may include large and artistically significant ones for local landowners and notables. Often a prominent family would add a special chapel for their use, including their tombs; in Catholic countries, bequests would pay for masses to be said in perpetuity for their souls. By the High Renaissance, led by Michelangelo's tombs, the effigies are often sitting up, and later may stand. Often they turn towards the altar, or are kneeling facing it in profile.
In the late Middle Ages, influenced by the Black Death and devotional writers, explicit memento mori imagery of death in the forms of skulls or skeletons, or even decomposing corpses overrun with worms in the transi tomb, became common in northern Europe, and may be found in some funerary art, as well as motifs like the Dance of Death and works like the Ars moriendi, or "Art of Dying". It took until the Baroque period for such imagery to become popular in Italy, in works like the tomb of Pope Urban VIII by Bernini (1628–1647), where a bronze winged skeleton inscribes the Pope's name on a tablet below his enthroned effigy. As cities became more crowded, bones were sometimes recovered after a period, and placed in ossuaries where they might be arranged for artistic effect, as at the Capuchin Crypt in Rome or the Czech Sedlec Ossuary, which has a chandelier made of skulls and bones.
The church struggled to eliminate the pagan habits of leaving grave goods except for the clothing and usual jewellery of the powerful, especially rings. Kings might be buried with a sceptre, and bishops with a crozier, their respective symbols of office. The 7th-century Stonyhurst Gospel, with a unique Insular original leather binding, was recovered from St Cuthbert's coffin, itself a significant object. The armour and sword of a knight might be hung over his tomb, as those of the Black Prince still are in Canterbury Cathedral. The Early Christian Church, to the frustration of historians of costume, encouraged burial in a plain white winding-sheet, as being all that would be required at the Second Coming. For centuries, most except royalty followed this custom, which at least kept clothing, which was very expensive for rich and poor alike, available for the use of the living. The use of a rich cloth pall to cover the coffin during the funeral grew during the Middle Ages; initially these were brightly coloured and patterned, only later black. They were usually then given to the Church to use for vestments or other decorations.
From the early 13th century to the 16th, a popular form of monument north of the Alps, especially for the smaller landowner and merchant classes, was the monumental brass, a sheet of brass on which the image of the person or persons commemorated was engraved, often with inscriptions and an architectural surround. They could be on the floor or wall inside a church. These provide valuable evidence as to changes in costume, especially for women. Many bishops and even some German rulers were commemorated with brasses.
The castrum doloris was a temporary catafalque erected around the coffin for the lying in state of important people, usually in a church, the funerary version of the elaborate temporary decorations for other court festivities, like royal entries. These began in the late Middle Ages, but reached their height of elaboration in the 18th century. A particular feature in Poland was the coffin portrait, a bust-length painted portrait of the deceased, attached to the coffin, but removed before burial and often then hung in the church. Elsewhere, death masks were used in similar fashion. Hatchments were a special lozenge-shaped painted coat of arms which was displayed on the house of the deceased for a mourning period, before usually being moved to hang in the church. Like mourning clothes, these fall outside a strict definition of art.
For some time after the Protestant Reformation, English church monuments formed the majority of large-scale artworks added to Protestant churches, especially in sculpture. The English upper classes ceased to commission altarpieces and other religious art for churches, but their tomb monuments continued to grow in size to fill the empty wall spaces; similar trends were seen in Lutheran countries, but Calvinists tended to be more disapproving of figure sculpture. Many portraits were painted after death, and sometimes dead family members were included along with the living; a variety of indications might be used to suggest the distinction.
The large Baroque tomb monument continued likely to include a portrait of the deceased, and was more likely to include personified figures of Death, Time, Virtues or other figures than angels. The late medieval transi tomb vocabulary of images of bodily decay, such as skulls and skeletons, was sometimes re-introduced, but in a less confrontational manner. Neo-Classicism, led by Antonio Canova, revived the classical stela, either with a portrait or a personification; in this style there was little or no difference between the demands of Catholic and Protestant patrons.
By the 19th century, many Old World churchyards and church walls had completely run out of room for new monuments, and cemeteries on the outskirts of cities, towns or villages became the usual place for burials. The rich developed the classical styles of the ancient world for small family tombs, while the rest continued to use gravestones or what were now usually false sarcophagi, placed over a buried coffin. The cemeteries of the large Italian cities are generally accepted to have outdone those of other nations in terms of extravagant statuary, especially the Monumental Cemetery of Staglieno in Genoa, the Cimitero Monumentale di Milano and the Certosa di Bologna. In Italy at least, funerary sculpture remained of equal status to other types during the 19th and early 20th centuries, and was made by the leading artists, often receiving reviews in the press, and being exhibited, perhaps in maquette form.
Monuments kept up with contemporary stylistic developments during the 19th century, embracing Symbolism enthusiastically, but then gradually became detached from the avant-garde after Art Nouveau and a few Art Deco examples. Where burials in church crypts or floors took place, memorial stained glass windows, mostly on normal religious subjects but with a commemorative panel, are often found. War memorials, other than on the site of a battle, were relatively unusual until the 19th century, but became increasingly common during it, and after World War I were erected even in villages of the main combatant nations.
### Islam
Islamic funerary art is dominated by architecture. Grave goods are discouraged to the point that their absence is frequently one recognition criterion of Muslim burials. Royalty and important religious figures were typically buried in plain stone sarcophagi, perhaps with a religious inscription. However, funerary architecture often offered a means of "moving beyond the strictures of formal Muslim burial rites" and expressing social dimensions such as status, piety, love for the deceased, and Muslim identity.
A number of distinct architectural traditions arose for expressing these social elements. The Islamic tradition was slow in starting; the hadith "condemn the building of tombs, and Muhammad himself set the example of requesting burial in an unmarked grave in one of the chambers of his house" in Medina, though by at least the 12th century, buildings of the vast Al-Masjid an-Nabawi complex already marked the site. The earliest identified Muslim monumental tomb, in Samarra in Iraq, only dates from 862, and was commissioned by the Byzantine princess whose son was buried there. At some point, the tradition incorporated the idea of a garden setting, perhaps following the Islamic concept of Paradise, an association certainly made when the tradition was mature, although the difficulty of reconstructing gardens from archaeology makes the early stages of this process hard to trace. At any rate, gardens surrounding tombs became established in Islamic tradition in many parts of the world, and existing pleasure gardens were sometimes appropriated for this purpose. Versions of the formal Persian charbagh design were widely used in India, Persia and elsewhere.
Another influence may have been the octagonal Dome of the Rock in Jerusalem, not a mausoleum itself, but "the earliest Islamic model for centrally planned commemorative buildings", adapting the Byzantine form of the martyrium in a building standing alone, though on a stone platform rather than in a garden. In the Persian sphere, a tradition of relatively small mausoleums evolved, often in the shape of short hexagonal or octagonal domed towers, usually containing a single chamber, like the Malek Tomb. These single-chambered tombs developed into larger buildings in the Timurid and Mughal Empires, like the Gur-e Amir tomb of Timur at Samarkand and the famous Mughal tombs of India, which culminated in the Taj Mahal. The Mughal tombs are mostly set in a large walled charbagh (chahar-bagh) or Mughal gardens, often with pavilions at the corners and a gatehouse. The Taj Mahal is atypically placed at the end of the garden, backing onto the river Yamuna; a central placing is usual. They may have minarets, although they do not normally function as mosques. The Tomb of Jahangir lacks any dome, while the Tomb of Akbar the Great has only small decorative ones. Other Islamic Indian rulers built similar tombs, such as Gol Gumbaz.
In all this tradition, the contemporary architectural style for mosques was adapted for a building with a smaller main room, and usually no courtyard. Decoration was often tilework, and could include parchin kari inlays in semi-precious stone, painting, and decorative carving. No animals would be represented, but geometric patterns and written inscriptions were common. The sarcophagus might be in a small inner chamber, dimly visible through a grille of metal or stone, or might stand in the main room. Money would be bequeathed to pay for continuous readings of the Qur'an in the mausoleum, and they were normally open for visitors to pay their respects. The Mausoleum of Khomeini, still under construction in a Tehran cemetery, and intended to be the centre of a huge complex, continues these traditions.
The tradition evolved differently in the Ottoman world, where smaller single-roomed türbe typically stand on the grounds of mosque complexes, often built by the deceased. The sarcophagi (often purely symbolic, as the body is below the floor) may be draped in a rich pall, and surmounted by a real cloth or stone turban, which is also traditional at the top of ordinary Turkish gravestones (usually in stylised form). Two of the most famous are in the Süleymaniye Mosque in Istanbul; the Yeşil Türbe ("Green Tomb") of 1421 is an unusually large example in Bursa, and also unusual in having extensive tile work on the exterior, which is usually masonry, whereas the interiors are often decorated with brightly colored tiles.
Other parts of the Islamic world reflected local techniques and traditions. The 15th-century royal Tomb of Askia in Mali used the local technique of mud-building to erect a 17-metre-high (56 ft) pyramidal tomb set in a mosque complex. At the other end of the Islamic world, Javanese royalty are mostly buried in royal graveyards such as those at Kota GedMe and Imogiri. Mausoleums of rulers are more likely to be a side-room inside a mosque or form part of a larger complex containing perhaps a hospital, madrasah or library. Large domes, elaborately decorated inside, are common. The tomb-mosque of Sultan Qaitbay (died 1496) is a famous example, one of many in Cairo, though here the tomb chamber is unusually large compared to the whole.
## Contemporary period
Funerary art tends to be conservative in style, and many grave markers in various cultures follow rather traditional patterns, while others reflect modernism or other recent styles. Public monuments representing collective memorials to particular groups of dead people continue to be erected, especially war memorials, and in the Western world have now replaced individual or family memorials as the dominant types of very large memorials; Western political leaders now usually receive simple graves. Some large memorials are fairly traditional, while those reflecting more contemporary styles include the Vietnam Veterans Memorial, and several Holocaust memorials, such as Yad Vashem in Jerusalem, the Vel d'Hiv Memorial in Paris (1994), the Memorial to the Murdered Jews of Europe in Berlin (2004), and the Judenplatz Holocaust Memorial in Vienna (2000). These are in notable contrast to the style of most war memorials to the military of World War II; earlier modernist memorials to the dead of World War I were sometimes removed after a time as inappropriate. Some war memorials, especially in countries like Germany, have had a turbulent political history, for example the much-rededicated Neue Wache in Berlin and the Yasukuni Shrine in Tokyo, which is internationally controversial.
Several critics detect a crisis in public memorial style from 1945, when the traditional figurative symbolic language, and evocation of nationalist values, came to seem inadequate, especially in relation to genocide, at least on the Western side of the Iron Curtain. In the Communist East the established style of Socialist Realism was still considered appropriate, at least by the authorities. The generation of abstracted and conceptual war and Holocaust memorials erected in the West from the 1990s onwards seems finally to have found a resolution for these issues.
Many large mausoleums have been constructed for political leaders, including Lenin's Mausoleum and those for Atatürk, Jinnah, Kim Il-Sung, Che Guevara and several Presidential memorials in the United States, although the actual burials of recent presidents are very simple, with their Presidential library and museum now usually their largest commemorative memorial. The Mausoleum of Khomeini is a grand mosque complex, as large as any medieval example, not least because it includes a 20,000 place parking lot.
## See also
- List of types of funerary monument
- List of mausolea
- Mourning portraits
|
40,528,403 |
Yugoslav torpedo boat T1
| 1,173,788,535 |
Austro-Hungarian then Yugoslav torpedo boat operating between 1921 and 1959
|
[
"1913 ships",
"Naval ships of Yugoslavia captured by Italy during World War II",
"Ships built in Trieste",
"Torpedo boats of the Austro-Hungarian Navy",
"Torpedo boats of the Royal Yugoslav Navy",
"World War I torpedo boats of Austria-Hungary",
"World War II naval ships of Yugoslavia"
] |
T1 was a seagoing torpedo boat that was operated by the Royal Yugoslav Navy between 1921 and 1941. Originally 76 T, a 250t-class torpedo boat of the Austro-Hungarian Navy built in 1914, she was armed with two 66 mm (2.6 in) guns and four 450 mm (17.7 in) torpedo tubes, and could carry 10–12 naval mines. She saw active service during World War I, performing convoy, escort and minesweeping tasks, anti-submarine operations and shore bombardment missions. In 1917 the suffixes of all Austro-Hungarian torpedo boats were removed, and thereafter she was referred to as 76. She was part of the escort force for the Austro-Hungarian dreadnought Szent István during the action that resulted in the sinking of that ship by Italian torpedo boats in June 1918. Following Austria-Hungary's defeat later that year, she was allocated to the Navy of the Kingdom of Serbs, Croats and Slovenes, which became the Royal Yugoslav Navy, and was renamed T1. At the time, she and seven other 250t-class boats were the only modern sea-going vessels of the fledgling maritime force.
During the interwar period, T7 and the rest of the navy were involved in training exercises and cruises to friendly ports, but activity was limited by reduced naval budgets. This ship was captured by the Italians during the German-led Axis invasion of Yugoslavia in April 1941. After her main armament was modernised, she served with the Royal Italian Navy under her Yugoslav designation. Following the Italian capitulation in September 1943, she was returned to the Royal Yugoslav Navy-in-exile. She was commissioned by the Yugoslav Navy after World War II, and after a refit which included replacement of her armament, she served as Golešnica until 1959.
## Background
In 1910, the Austria-Hungary Naval Technical Committee initiated the design and development of a 275-tonne (271-long-ton) coastal torpedo boat, specifying that it should be capable of sustaining 30 knots (56 km/h; 35 mph) for 10 hours. This specification was based an expectation that the Strait of Otranto, where the Adriatic Sea meets the Ionian Sea, would be blockaded by hostile forces during a future conflict. In such circumstances, there would be a need for a torpedo boat that could sail from the Austro-Hungarian Navy (German: kaiserliche und königliche Kriegsmarine) base at the Bocche di Cattaro (Bay of Kotor) to the Strait during darkness, locate and attack blockading ships and return to port before morning. Steam turbine power was selected for propulsion, as diesels with the necessary power were not available, and the Austro-Hungarian Navy did not have the practical experience to run turbo-electric boats. Stabilimento Tecnico Triestino (STT) of Triest was selected for the contract to build eight vessels, ahead of one other tenderer. The T-group designation signified that they were built at Triest.
## Description and construction
The 250t-class, T-group boats had short raised forecastles and an open bridge, and were fast and agile, well designed for service in the Adriatic. They had a waterline length of 57.3 m (188 ft 0 in), a beam of 5.7 m (18 ft 8 in), and a normal draught of 1.5 m (4 ft 11 in). While their designed displacement was 237 tonnes (233 long tons), they displaced about 324 tonnes (319 long tons) fully loaded. The crew consisted of three officers and thirty-eight enlisted men. The boats were powered by two Parsons steam turbines driving two propellers, using steam generated by two Yarrow water-tube boilers, one of which burned fuel oil and the other coal. There were two boiler rooms, one behind the other. The turbines were rated at 5,000–5,700 shaft horsepower (3,700–4,300 kW) and designed to propel the boats to a top speed of 28 kn (52 km/h; 32 mph), although a maximum speed of 29.2 kn (54.1 km/h; 33.6 mph) could be achieved. They carried 18.2 t (17.9 long tons) of coal and 24.3 t (23.9 long tons) of fuel oil, which gave them a range of 1,000 nautical miles (1,900 km; 1,200 mi) at 16 kn (30 km/h; 18 mph). The T-group had one funnel rather than the two funnels of the later groups of the class, and had a large ventilation cowl under the bridge and another smaller one aft of the funnel. Due to an inadequate budget, 76 T and the rest of the 250t class were essentially large coastal vessels, despite the original intention that they would be used for "high seas" operations. They were the first small Austro-Hungarian Navy boats to use turbines, and this contributed to ongoing problems with them, which had to be progressively solved once they were in service.
The boats were originally to be armed with three Škoda 66 mm (2.6 in) L/30 guns, and three 450 mm (17.7 in) torpedo tubes, but this was changed to two guns and four torpedo tubes before the first boat was completed, to standardise the armament with the F-group to follow. The torpedo tubes were mounted in pairs, with one pair mounted between the forecastle and bridge, and the other on a section of raised superstructure above the aft machinery room. They could also carry 10–12 naval mines. The third of its class to be completed, 76 T was laid down on 24 June 1913, launched on 15 December 1913 and completed on 20 July 1914. Later that year, one 8 mm (0.31 in) machine gun was added.
## Career
### World War I
At the outbreak of World War I, 76 T was part of the 1st Torpedo Group of the 3rd Torpedo Craft Division of the Austro-Hungarian 1st Torpedo Craft Flotilla. The original concept of operation for the 250t-class boats was that they would sail in a flotilla at the rear of a cruising battle formation, and were to intervene in fighting only if the battleships around which the formation was established were disabled, or in order to attack damaged enemy battleships. When a torpedo attack was ordered, it was to be led by a scout cruiser, supported by two destroyers to repel any enemy torpedo boats. A group of four to six torpedo boats would deliver the attack under the direction of the flotilla commander.
During the war, 76 T was used for convoy, escort and minesweeping tasks, anti-submarine operations, and shore bombardment missions. She also conducted patrols and supported seaplane raids against the Italian coast. On 24 May 1915, 76 T and seven other 250t-class boats were involved in the shelling of various Italian shore-based targets known as the Bombardment of Ancona, with 76 T involved in the operation against Ancona itself. On 27 July, a flotilla led by the scout cruisers Admiral Spaun and Novara, and escorted by two destroyers along with 76 T and two other 250t-class boats shelled the Italian railway line between Ancona and Pesaro. In late November 1915, the Austro-Hungarian fleet deployed a force from its main fleet base at Pola to Cattaro in the southern Adriatic; this force included six of the eight T-group torpedo boats, so it is possible that one of these was 76 T. This force was tasked to maintain a permanent patrol of the Albanian coastline and interdict any troop transports crossing from Italy.
On 22 February 1916, 76 T, the Kaiman-class torpedo boat 70 F and two other 250t-class boats laid a defensive minefield off the port of Antivari. On 3 May, 76 T and five other 250t-class boats were accompanying four destroyers when they were involved in a surface action off Porto Corsini, near Ravenna, against an Italian force led by the flotilla leaders Cesare Rossarol and Guglielmo Pepe. On this occasion the Austro-Hungarian force retreated behind a minefield with no damage to the torpedo boats, and only splinter damage to the Huszár-class destroyer Csikós. In 1917, one of 76 T's 66 mm guns was placed on an anti-aircraft mount. On 21 May 1917, the suffix of all Austro-Hungarian torpedo boats was removed, and thereafter they were referred to only by the numeral. In June and July, Austro-Hungarian aircraft were constantly in action bombing various targets along the east coast of Italy. On a twenty-one seaplane raid targeting the harbour at Grado between Venice and Triest, and the main railway hub in the same area at Cervignano, 76 was part of the covering force which also included three destroyers and three other 250t-class boats. One of the destroyers was targeted by an enemy submarine, but evaded the torpedo.
By 1918, the Allies had strengthened their ongoing blockade on the Strait of Otranto, as foreseen by the Austro-Hungarian Navy. As a result, it was becoming more difficult for the German and Austro-Hungarian U-boats to get through the strait and into the Mediterranean Sea. In response to these blockades, the new commander of the Austro-Hungarian Navy, Konteradmiral Miklós Horthy, decided to launch an attack on the Allied defenders with battleships, scout cruisers, and destroyers. During the night of 8 June, Horthy left the naval base of Pola in the upper Adriatic with the dreadnought battleships Viribus Unitis and Prinz Eugen. At about 23:00 on 9 June 1918, after some difficulties getting the harbour defence barrage opened, the dreadnoughts Szent István and Tegetthoff, escorted by one destroyer and six torpedo boats, including 76, also departed Pola and set course for Slano, north of Ragusa, to rendezvous with Horthy in preparation for a coordinated attack on the Otranto Barrage. About 03:15 on 10 June, while returning from an uneventful patrol off the Dalmatian coast, two Italian Navy (Italian: Regia Marina) MAS boats, MAS 15 and MAS 21, spotted the smoke from the Austrian ships. Both boats successfully penetrated the escort screen and split to engage the dreadnoughts individually. MAS 21 attacked Tegetthoff, but her torpedoes missed. The crew of 76 did not sight the MAS boats until they had launched their torpedoes. Under the command of Luigi Rizzo, MAS 15 fired two torpedoes at 03:25, both of which hit Szent István. Both boats evaded pursuit although Rizzo had to discourage 76 by dropping depth charges in his wake. The torpedo hits on Szent István were abreast her boiler rooms, which flooded, knocking out power to the pumps. Szent István capsized less than three hours after being torpedoed. This disaster practically ended Austro-Hungarian fleet operations in the Adriatic for the remaining months of the war.
### Interwar period
The Austro-Hungarian Empire sued for peace in November 1918, and 76 survived the war intact. In 1920, under the terms of the previous year's Treaty of Saint-Germain-en-Laye, by which rump Austria officially ended World War I, she was allocated to the Kingdom of Serbs, Croats and Slovenes (KSCS, later Yugoslavia). Along with three other 250t-class T-group boats, 77, 78 and 79, and four 250t-class F-group boats, she served with the Royal Yugoslav Navy (Serbo-Croatian Latin: Kraljevska Mornarica, KM; Краљевска Морнарица). Taken over in March 1921, in KM service, 76 was renamed T1. When the navy was formed, she and the other seven 250t-class boats were the only modern sea-going vessels in the KM. During the French occupation of Cattaro, the original torpedo tubes were destroyed or damaged, and new ones of the same size were ordered from the Strojne Tovarne factory in Ljubljana. In KM service it was intended to replace one or both guns on each boat of the 250t class with a longer Škoda 66 mm (2.6 in) L/45 gun, and it is believed that this included the forward gun on T1. She was also fitted with one or two Zbrojovka 15 mm (0.59 in) machine guns. In KM service, the crew increased to 52, and she was commissioned in 1923.
In 1925, exercises were conducted off the Dalmatian coast, involving the majority of the navy. T1 underwent a refit in 1927. In May and June 1929, six of the eight 250t-class torpedo boats accompanied the light cruiser Dalmacija, the submarine tender Hvar and the submarines Hrabri and Nebojša, on a cruise to Malta, the Greek island of Corfu in the Ionian Sea, and Bizerte in the French protectorate of Tunisia. The ships and crews made a very good impression while visiting Malta. In 1932, the British naval attaché reported that Yugoslav ships engaged in few exercises, manoeuvres or gunnery training due to reduced budgets. By 1939, the maximum speed achieved by the 250t class in Yugoslav service had declined to 24 kn (44 km/h; 28 mph).
### World War II and post-war service
In April 1941, Yugoslavia entered World War II when it was invaded by the German-led Axis powers. At the time of the invasion, T1 was assigned to the Southern Sector of the KM's Coastal Defence Command based at the Bay of Kotor, along with her sister ship T3 and a number of minesweepers and other craft. T1 was part of the 3rd Torpedo Division, but was left at Kotor when the rest of the division was deployed to the central Dalmatian port of Šibenik just prior to the invasion, in accordance with a plan to attack the Italian enclave of Zara in northern Dalmatia. T1 was captured by the Italian Navy shortly after the commencement of hostilities and was operated by them under her Yugoslav designation, conducting coastal and second-line escort duties in the Adriatic. Her guns were replaced by two 76 mm (3.0 in) L/40 anti-aircraft guns, and her bridge was enclosed. She was allocated to Maridalmazia, the military maritime command of Dalmatia (Italian: Comando militare maritime della Dalmatia), which was responsible for the area from the northern Adriatic island of Premuda south to the port of Bar in the Italian governorate of Montenegro. On 21 January 1943, T1 was escorting the steamer Cassala near Cape Menders (current day Cape Mendra near Ulcinj, Montenegro, then part of the Italian protectorate of Albania) when they were attacked by the British submarine HMS Tigris. Tigris fired four torpedoes but missed both ships.
After the Italians capitulated in September 1943, she was returned by them to the KM-in-exile in December 1943. She was commissioned by the Yugoslav Navy (Serbo-Croatian Latin: Jugoslavenska Ratna Mornarica, Југословенска Pатна Mорнарица) after the war, serving as Golešnica. Her post-war fit-out included replacing her guns with two 40 mm (1.6 in) guns on single mounts and four 20 mm (0.79 in) guns, and removing her torpedo tubes. She continued in Yugoslav service as a guard ship until October 1959. After being decommissioned and disarmed, she was sunk as a target and is now a recreational dive site.
## See also
- List of ships of the Royal Yugoslav Navy
- List of ships of the Yugoslav Navy
|
88,003 |
Menstrual cycle
| 1,173,841,395 |
Natural changes in the human female reproductive system
|
[
"Gynaecological endocrinology",
"Human female endocrine system",
"Human female reproductive system",
"Menstrual cycle",
"Midwifery",
"Periodic phenomena",
"Women's health"
] |
The menstrual cycle is a series of natural changes in hormone production and the structures of the uterus and ovaries of the female reproductive system that makes pregnancy possible. The ovarian cycle controls the production and release of eggs and the cyclic release of estrogen and progesterone. The uterine cycle governs the preparation and maintenance of the lining of the uterus (womb) to receive an embryo. These cycles are concurrent and coordinated, normally last between 21 and 35 days, with a median length of 28 days, and continue for about 30–45 years.
Naturally occurring hormones drive the cycles; the cyclical rise and fall of the follicle stimulating hormone prompts the production and growth of oocytes (immature egg cells). The hormone estrogen stimulates the uterus lining (endometrium) to thicken to accommodate an embryo should fertilization occur. The blood supply of the thickened lining provides nutrients to a successfully implanted embryo. If implantation does not occur, the lining breaks down and blood is released. Triggered by falling progesterone levels, menstruation (a "period", in common parlance) is the cyclical shedding of the lining, and is a sign that pregnancy has not occurred.
Each cycle occurs in phases based on events either in the ovary (ovarian cycle) or in the uterus (uterine cycle). The ovarian cycle consists of the follicular phase, ovulation, and the luteal phase; the uterine cycle consists of the menstrual, proliferative and secretory phases. Day one of the menstrual cycle is the first day of the period, which lasts for about five days. Around day fourteen, an egg is usually released from the ovary. Menarche (the onset of the first period) usually occurs around the age of twelve years.
The menstrual cycle can cause some women to experience premenstrual syndrome with symptoms that may include tender breasts, and tiredness. More severe symptoms that affect daily living are classed as premenstrual dysphoric disorder, and are experienced by 3–8% of women. During the first few days of menstruation some women experience period pain that can spread from the abdomen to the back and upper thighs. The menstrual cycle can be modified by hormonal birth control.
## Cycles and phases
The menstrual cycle encompasses the ovarian and uterine cycles. The ovarian cycle describes changes that occur in the follicles of the ovary, whereas the uterine cycle describes changes in the endometrial lining of the uterus. Both cycles can be divided into phases. The ovarian cycle consists of alternating follicular and luteal phases, and the uterine cycle consists of menstruation, the proliferative phase, and the secretory phase. The menstrual cycle is controlled by the hypothalamus in the brain, and the anterior pituitary gland at the base of the brain. The hypothalamus releases gonadotropin-releasing hormone (GnRH), which causes the nearby anterior pituitary to release follicle-stimulating hormone (FSH) and luteinizing hormone (LH). Before puberty, GnRH is released in low steady quantities and at a steady rate. After puberty, GnRH is released in large pulses, and the frequency and magnitude of these determine how much FSH and LH are produced by the pituitary.
Measured from the first day of one menstruation to the first day of the next, the length of a menstrual cycle varies but has a median length of 28 days. The cycle is often less regular at the beginning and end of a woman's reproductive life. At puberty, a child's body begins to mature into an adult body capable of sexual reproduction; the first period (called menarche) occurs at around 12 years of age and continues for about 30–45 years. Menstrual cycles end at menopause, which is usually between 45 and 55 years of age.
### Ovarian cycle
Between menarche and menopause the ovaries regularly alternate between luteal and follicular phases during the monthly menstrual cycle. Stimulated by gradually increasing amounts of estrogen in the follicular phase, discharges of blood flow stop and the uterine lining thickens. Follicles in the ovary begin developing under the influence of a complex interplay of hormones, and after several days one, or occasionally two, become dominant, while non-dominant follicles shrink and die. About mid-cycle, some 10–12 hours after the increase in luteinizing hormone, known as the LH surge, the dominant follicle releases an oocyte, in an event called ovulation.
After ovulation, the oocyte lives for 24 hours or less without fertilization, while the remains of the dominant follicle in the ovary become a corpus luteum – a body with the primary function of producing large amounts of the hormone progesterone. Under the influence of progesterone, the uterine lining changes to prepare for potential implantation of an embryo to establish a pregnancy. The thickness of the endometrium continues to increase in response to mounting levels of estrogen, which is released by the antral follicle (a mature ovarian follicle) into the blood circulation. Peak levels of estrogen are reached at around day thirteen of the cycle and coincide with ovulation. If implantation does not occur within about two weeks, the corpus luteum degenerates into the corpus albicans, which does not produce hormones, causing a sharp drop in levels of both progesterone and estrogen. This drop causes the uterus to lose its lining in menstruation; it is around this time that the lowest levels of estrogen are reached.
In an ovulatory menstrual cycle, the ovarian and uterine cycles are concurrent and coordinated and last between 21 and 35 days, with a population average of 27–29 days. Although the average length of the human menstrual cycle is similar to that of the lunar cycle, there is no causal relation between the two.
#### Follicular phase
The ovaries contain a finite number of egg stem cells, granulosa cells and theca cells, which together form primordial follicles. At around 20 weeks into gestation some 7 million immature eggs have already formed in an ovary. This decreases to around 2 million by the time a girl is born, and 300,000 by the time she has her first period. On average, one egg matures and is released during ovulation each month after menarche. Beginning at puberty, these mature to primary follicles independently of the menstrual cycle. The development of the egg is called oogenesis and only one cell survives the divisions to await fertilization. The other cells are discarded as polar bodies, which cannot be fertilized. The follicular phase is the first part of the ovarian cycle and it ends with the completion of the antral follicles. Meiosis (cell division) remains incomplete in the egg cells until the antral follicle is formed. During this phase usually only one ovarian follicle fully matures and gets ready to release an egg. The follicular phase shortens significantly with age, lasting around 14 days in women aged 18–24 compared with 10 days in women aged 40–44.
Through the influence of a rise in follicle stimulating hormone (FSH) during the first days of the cycle, a few ovarian follicles are stimulated. These follicles, which have been developing for the better part of a year in a process known as folliculogenesis, compete with each other for dominance. All but one of these follicles will stop growing, while one dominant follicle – the one that has the most FSH receptors – will continue to maturity. The remaining follicles die in a process called follicular atresia. Luteinizing hormone (LH) stimulates further development of the ovarian follicle. The follicle that reaches maturity is called an antral follicle, and it contains the ovum (egg cell).
The theca cells develop receptors that bind LH, and in response secrete large amounts of androstenedione. At the same time the granulosa cells surrounding the maturing follicle develop receptors that bind FSH, and in response start secreting androstenedione, which is converted to estrogen by the enzyme aromatase. The estrogen inhibits further production of FSH and LH by the pituitary gland. This negative feedback regulates levels of FSH and LH. The dominant follicle continues to secrete estrogen, and the rising estrogen levels make the pituitary more responsive to GnRH from the hypothalamus. As estrogen increases this becomes a positive feedback signal, which makes the pituitary secrete more FSH and LH. This surge of FSH and LH usually occurs one to two days before ovulation and is responsible for stimulating the rupture of the antral follicle and release of the oocyte.
#### Ovulation
Around day fourteen, the egg is released from the ovary. Called ovulation, this occurs when a mature egg is released from the ovarian follicles into the fallopian tube, about 10–12 hours after the peak in LH surge. Typically only one of the 15–20 stimulated follicles reaches full maturity, and just one egg is released. Ovulation only occurs in around 10% of cycles during the first two years following menarche, and by the age of 40–50, the number of ovarian follicles is depleted. LH initiates ovulation at around day 14 and stimulates the formation of the corpus luteum. Following further stimulation by LH, the corpus luteum produces and releases estrogen, progesterone, relaxin (which relaxes the uterus by inhibiting contractions of the myometrium), and inhibin (which inhibits further secretion of FSH).
The release of LH matures the egg and weakens the follicle wall in the ovary, causing the fully developed follicle to release its oocyte. If it is fertilized by a sperm, the oocyte promptly matures into an ootid, which blocks the other sperm cells and becomes a mature egg. If it is not fertilized by a sperm, the oocyte degenerates. The mature egg has a diameter of about 0.1 mm (0.0039 in), and is the largest human cell.
Which of the two ovaries – left or right – ovulates appears random; no left and right coordinating process is known. Occasionally both ovaries release an egg; if both eggs are fertilized, the result is fraternal twins. After release from the ovary, the egg is swept into the fallopian tube by the fimbria – a fringe of tissue at the end of each fallopian tube. After about a day, an unfertilized egg disintegrates or dissolves in the fallopian tube, and a fertilized egg reaches the uterus in three to five days.
Fertilization usually takes place in the ampulla, the widest section of the fallopian tubes. A fertilized egg immediately starts the process of embryonic development. The developing embryo takes about three days to reach the uterus, and another three days to implant into the endometrium. It has reached the blastocyst stage at the time of implantation: this is when pregnancy begins. The loss of the corpus luteum is prevented by fertilization of the egg. The syncytiotrophoblast (the outer layer of the resulting embryo-containing blastocyst that later becomes the outer layer of the placenta) produces human chorionic gonadotropin (hCG), which is very similar to LH and preserves the corpus luteum. During the first few months of pregnancy, the corpus luteum continues to secrete progesterone and estrogens at slightly higher levels than those at ovulation. After this and for the rest of the pregnancy, the placenta secretes high levels of these hormones – along with human chorionic gonadotropin (hCG), which stimulates the corpus luteum to secrete more progesterone and estrogens, blocking the menstrual cycle. These hormones also prepare the mammary glands for milk production.
#### Luteal phase
Lasting about 14 days, the luteal phase is the final phase of the ovarian cycle and it corresponds to the secretory phase of the uterine cycle. During the luteal phase, the pituitary hormones FSH and LH cause the remaining parts of the dominant follicle to transform into the corpus luteum, which produces progesterone. The increased progesterone starts to induce the production of estrogen. The hormones produced by the corpus luteum also suppress production of the FSH and LH that the corpus luteum needs to maintain itself. The level of FSH and LH fall quickly, and the corpus luteum atrophies. Falling levels of progesterone trigger menstruation and the beginning of the next cycle. From the time of ovulation until progesterone withdrawal has caused menstruation to begin, the process typically takes about two weeks. For an individual woman, the follicular phase often varies in length from cycle to cycle; by contrast, the length of her luteal phase will be fairly consistent from cycle to cycle at 10 to 16 days (average 14 days).
### Uterine cycle
The uterine cycle has three phases: menses, proliferative and secretory.
#### Menstruation
Menstruation (also called menstrual bleeding, menses or a period) is the first and most evident phase of the uterine cycle and first occurs at puberty. Called menarche, the first period occurs at the age of around twelve or thirteen years. The average age is generally later in the developing world and earlier in the developed world. In precocious puberty, it can occur as early as age eight years, and this can still be normal.
Menstruation is initiated each month by falling levels of estrogen and progesterone and the release of prostaglandins, which constrict the spiral arteries. This causes them to spasm, contract and break up. The blood supply to the endometrium is cut off and the cells of the top layer of the endometrium (the stratum functionalis) become deprived of oxygen and die. Later the whole layer is lost and only the bottom layer, the stratum basalis, is left in place. An enzyme called plasmin breaks up the blood clots in the menstrual fluid, which eases the flow of blood and broken down lining from the uterus. The flow of blood continues for 2–6 days and around 30–60 milliliters of blood is lost, and is a sign that pregnancy has not occurred.
The flow of blood normally serves as a sign that a woman has not become pregnant, but this cannot be taken as certainty, as several factors can cause bleeding during pregnancy. Menstruation occurs on average once a month from menarche to menopause, which corresponds with a woman's fertile years. The average age of menopause in women is 52 years, and it typically occurs between 45 and 55 years of age. Menopause is preceded by a stage of hormonal changes called perimenopause.
Eumenorrhea denotes normal, regular menstruation that lasts for around the first 5 days of the cycle. Women who experience menorrhagia (heavy menstrual bleeding) are more susceptible to iron deficiency than the average person.
#### Proliferative phase
The proliferative phase is the second phase of the uterine cycle when estrogen causes the lining of the uterus to grow and proliferate. The latter part of the follicular phase overlaps with the proliferative phase of the uterine cycle. As they mature, the ovarian follicles secrete increasing amounts of estradiol, an estrogen. The estrogens initiate the formation of a new layer of endometrium in the uterus with the spiral arterioles.
As estrogen levels increase, cells in the cervix produce a type of cervical mucus that has a higher pH and is less viscous than usual, rendering it more friendly to sperm. This increases the chances of fertilization, which occurs around day 11 to day 14. This cervical mucus can be detected as a vaginal discharge that is copious and resembles raw egg whites. For women who are practicing fertility awareness, it is a sign that ovulation may be about to take place, but it does not mean ovulation will definitely occur.
#### Secretory phase
The secretory phase is the final phase of the uterine cycle and it corresponds to the luteal phase of the ovarian cycle. During the secretory phase, the corpus luteum produces progesterone, which plays a vital role in making the endometrium receptive to the implantation of a blastocyst (a fertilized egg, which has begun to grow). Glycogen, lipids, and proteins are secreted into the uterus and the cervical mucus thickens. In early pregnancy, progesterone also increases blood flow and reduces the contractility of the smooth muscle in the uterus and raises basal body temperature.
If pregnancy does not occur the ovarian and uterine cycles start over again.
## Anovulatory cycles and short luteal phases
Only two-thirds of overtly normal menstrual cycles are ovulatory, that is, cycles in which ovulation occurs. The other third lack ovulation or have a short luteal phase (less than ten days) in which progesterone production is insufficient for normal physiology and fertility. Cycles in which ovulation does not occur (anovulation) are common in girls who have just begun menstruating and in women around menopause. During the first two years following menarche, ovulation is absent in around half of cycles. Five years after menarche, ovulation occurs in around 75% of cycles and this reaches 80% in the following years. Anovulatory cycles are often overtly identical to normally ovulatory cycles. Any alteration to balance of hormones can lead to anovulation. Stress, anxiety and eating disorders can cause a fall in GnRH, and a disruption of the menstrual cycle. Chronic anovulation occurs in 6–15% of women during their reproductive years. Around menopause, hormone feedback dysregulation leads to anovulatory cycles. Although anovulation is not considered a disease, it can be a sign of an underlying condition such as polycystic ovary syndrome. Anovulatory cycles or short luteal phases are normal when women are under stress or athletes increasing the intensity of training. These changes are reversible as the stressors decrease or, in the case of the athlete, as she adapts to the training.
## Menstrual health
Although a normal and natural process, some women experience premenstrual syndrome with symptoms that may include acne, tender breasts, and tiredness. More severe symptoms that affect daily living are classed as premenstrual dysphoric disorder and are experienced by 3 to 8% of women. Dysmenorrhea (menstrual cramps or period pain) is felt as painful cramps in the abdomen that can spread to the back and upper thighs during the first few days of menstruation. Debilitating period pain is not normal and can be a sign of something severe such as endometriosis. These issues can significantly affect a woman's health and quality of life and timely interventions can improve the lives of these women.
There are common culturally communicated misbeliefs that the menstrual cycle affects women's moods, causes depression or irritability, or that menstruation is a painful, shameful or unclean experience. Often a woman's normal mood variation is falsely attributed to the menstrual cycle. Much of the research is weak, but there appears to be a very small increase in mood fluctuations during the luteal and menstrual phases, and a corresponding decrease during the rest of the cycle. Changing levels of estrogen and progesterone across the menstrual cycle exert systemic effects on aspects of physiology including the brain, metabolism, and musculoskeletal system. The result can be subtle physiological and observable changes to women's athletic performance including strength, aerobic, and anaerobic performance.
Changes to the brain have also been observed throughout the menstrual cycle but do not translate into measurable changes in intellectual achievement – including academic performance, problem-solving, memory, and creativity. Improvements in spatial reasoning ability during the menstruation phase of the cycle are probably caused by decreases in levels of estrogen and progesterone.
In some women, ovulation features a characteristic pain called mittelschmerz (a German term meaning middle pain). The cause of the pain is associated with the ruptured follicle, causing a small amount of blood loss.
Even when normal, the changes in hormone levels during the menstrual cycle can increase the incidence of disorders such as autoimmune diseases, which might be caused by estrogen enhancement of the immune system.
Around 40% of women with epilepsy find that their seizures occur more frequently at certain phases of their menstrual cycle. This catamenial epilepsy may be due to a drop in progesterone if it occurs during the luteal phase or around menstruation, or a surge in estrogen if it occurs at ovulation. Women who have regular periods can take medication just before and during menstruation. Options include progesterone supplements, increasing the dose of their regular anticonvulsant drug, or temporarily adding an anticonvulsant such as clobazam or acetazolamide. If this is ineffective, or when a woman's menstrual cycle is irregular, then treatment is to stop the menstrual cycle occurring. This may be achieved using medroxyprogesterone, triptorelin or goserelin, or by sustained use of oral contraceptives.
### Hormonal contraception
Hormonal contraceptives prevent pregnancy by inhibiting the secretion of the hormones, FSH, LH and GnRH. Hormonal contraception that contains estrogen, such as combined oral contraceptive pills (COCPs), stop the development of the dominant follicle and the mid-cycle LH surge and thus ovulation. Sequential dosing and discontinuation of the COCP can mimic the uterine cycle and produce bleeding that resembles a period. In some cases, this bleeding is lighter.
Progestin-only methods of hormonal contraception do not always prevent ovulation but instead work by stopping the cervical mucus from becoming sperm-friendly. Hormonal contraception is available in a variety of forms such as pills, patches, skin implants and hormonal intrauterine devices (IUDs).
## Evolution and other species
Most female mammals have an estrous cycle, but only ten primate species, four bat species, the elephant shrews and the Cairo spiny mouse (Acomys cahirinus) have a menstrual cycle. The cycles are the same as in humans apart from the length, which ranges from 9 to 37 days. The lack of immediate relationship between these groups suggests that four distinct evolutionary events have caused menstruation to arise. In species that have a menstrual cycle, ovulation is not obvious to potential mates and there is no mating season. There are four theories on the evolutionary significance of menstruation:
1. Control of sperm-borne pathogens. This hypothesis held that menstruation protected the uterus against pathogens introduced by sperm. Hypothesis 1 does not take into account that copulation can take place weeks before menstruation and that potentially infectious semen is not controlled by menstruation in other species.
2. Energy conservation. This hypothesis claimed that it took less energy to rebuild a uterine lining than to maintain it if pregnancy did not occur. Hypothesis 2 does not explain other species that also do not maintain a uterine lining but do not menstruate.
3. A theory based on spontaneous decidualization (a process that results in significant changes to cells of the endometrium in preparation for, and during, pregnancy, in which the endometrium changes into the decidua). Decidualization leads to the development of the endothelium, which involves cells of the immune system, the formation of a new blood supply, hormones and tissue differentiation. In non-menstruating mammals, decidualization is driven by the embryo, not the mother. It evolved in some placental mammals because it confers advantages in that it allows females to prepare for pregnancy without needing a signal from the fetus. Hypothesis 3 defers to an explanation of the evolutionary origin of spontaneous decidualization and does not explain the evolution of menstruation alone.
4. Uterine pre-conditioning. This hypothesis claims that a monthly pre-conditioning of the uterus is needed in species, such as humans, that have deeply invasive (deep-rooted) placentas. In the process leading to the formation of a placenta, maternal tissues are invaded. This hypothesis holds that menstruation was not evolutionary, rather the result of a coincidental pre-conditioning of the uterus to protect uterine tissue from the deeply rooting placenta, in which a thicker endometrium develops. Hypothesis 4 does not explain menstruation in non-primates.
|
30,632,499 |
Peter Jeffrey (RAAF officer)
| 1,160,015,341 |
Royal Australian Air Force fighter pilot
|
[
"1913 births",
"1997 deaths",
"Australian Companions of the Distinguished Service Order",
"Australian World War II flying aces",
"Australian recipients of the Distinguished Flying Cross (United Kingdom)",
"Australian stockbrokers",
"Military personnel from New South Wales",
"People educated at Cranbrook School, Sydney",
"Royal Australian Air Force officers",
"Royal Australian Air Force personnel of World War II",
"Shot-down aviators",
"University of Sydney alumni",
"Wing leaders"
] |
Peter Jeffrey, DSO, DFC (6 July 1913 – 6 April 1997) was a senior officer and fighter ace in the Royal Australian Air Force (RAAF). Born in Tenterfield, New South Wales, he joined the RAAF active reserve in 1934, and transferred to the Permanent Air Force (PAF) shortly before World War II. Posted to the Middle East in July 1940, Jeffrey saw action with No. 3 Squadron and took command of the unit the following year, earning the Distinguished Flying Cross for his energy and fighting skills. He was appointed wing leader of No. 234 Wing RAF in November 1941, and became an ace the same month with his fifth solo victory. The next month he was awarded the Distinguished Service Order for his achievements, which included rescuing a fellow pilot who had crash landed in the desert.
In 1942, Jeffrey was posted to the South West Pacific, where he helped organise No. 75 Squadron for the defence of Port Moresby, and No. 76 Squadron before the Battle of Milne Bay. He served two stints in charge of No. 2 Operational Training Unit in southern Australia before the end of the war, broken by command of No. 1 (Fighter) Wing in the Northern Territory and Western Australia during 1943–44, at which time he was promoted to temporary group captain. Jeffrey was transferred to the RAAF reserve after the war but returned to the PAF in 1951, holding training posts in Victoria and command of RAAF Base Edinburgh in South Australia, before resigning in 1956. Outside the military, he was a grazier and stockbroker. He died in 1997 at the age of 83.
## Early life
The son of A. L. Jeffrey, Peter Jeffrey was born in Tenterfield, New South Wales, on 6 July 1913. He was educated at Church of England Preparatory School in Toowoomba, Queensland, and at Cranbrook in Sydney. Having spent time as a jackaroo, by 1934 he was in his first year of engineering studies at Sydney University, residing in St Andrew's College. In December that year, he enlisted as an air cadet in the RAAF active reserve, known as the Citizen Air Force (CAF).
Jeffrey undertook flying instruction on the 1935 'B' (reservists) course conducted by No. 1 Squadron at RAAF Station Laverton, and was commissioned as a pilot officer in July. Serving with No. 22 (City of Sydney) Squadron from July 1936, he transferred from the CAF to the Permanent Air Force (PAF) on a short-service commission in May 1938. He was then assigned to No. 1 Flying Training School at RAAF Point Cook, Victoria, as an instructor. In January 1939, he was posted to Britain to attend the Specialists Signals Course at Royal Air Force College Cranwell, and was promoted to flight lieutenant in September.
## World War II
Completing his course at Cranwell in November 1939, Jeffrey returned to Australia the following January as Signals Officer with No. 3 (Army Cooperation) Squadron at RAAF Station Richmond, New South Wales. He resumed flying duties in June 1940, and posted out to the Middle East as a flight commander with No. 3 Squadron on 15 July.
### Middle East
Sailing via Bombay, India, No. 3 Squadron arrived at Suez, Egypt, in late August 1940. Along with most of his comrades, Jeffrey flew obsolescent Gloster Gladiator biplanes in support of the Australian 6th Division during the North African Campaign; he claimed no victories at this stage. Promoted squadron leader, he took over No. 3 Squadron from Wing Commander Ian McLachlan on 13 February 1941, by which time the unit had converted to Hawker Hurricane monoplane fighters. Based at RAF Benina in defence of Benghazi when Jeffrey assumed command, No. 3 Squadron retreated eastwards only hours ahead of German tanks after Rommel launched his offensive in April. The Australians were forced to use ten different airfields in as many days before the Allies regrouped.
Jeffrey was flying a Hurricane when he claimed his first aerial victory on 15 April 1941. Following a flight of four German Junkers Ju 52 transports back to their base near Fort Capuzzo, Libya, he shot one down before it landed and strafed the other three on the ground, setting all on fire. He was decorated with the Distinguished Flying Cross (DFC) for this exploit, as well as his "untiring efforts" and "high standard of efficiency ... under extremely trying conditions"; the award was promulgated in the London Gazette on 13 May. After converting to P-40 Tomahawks the same month, No. 3 Squadron took part in the Syria-Lebanon Campaign. Jeffrey scored the unit's first victory in the new fighter when he shot down in flames an Italian Junkers Ju 88 over the sea near Beirut on 13 June 1941. Two days later he destroyed a Vichy French Martin 167 bomber in southern Syria. Jeffrey was credited with another Ju 88 before the squadron returned to North Africa in September to support the Allied counter-attack against the Afrika Korps. He was mentioned in despatches on 24 September 1941.
As commanding officer of No. 3 Squadron, Jeffrey came up with innovative ways of improving morale in the face of harsh living conditions. On one occasion he arranged accommodation for his men near a beach, well away from the din of night-time bombing that was causing them to lose sleep on a regular basis. Another of his more "radical ideas" and lasting legacies was a combined mess for all pilots in the combat zone, whether commissioned or non-commissioned. The concept was initially frowned upon by Royal Air Force units, but when Air Vice Marshal "Mary" Coningham dined at the shared mess on 11 October 1941 and gave his approval, it took root across the entire Desert Air Force; leading ace Clive Caldwell later put the same idea into practice as commander of the RAAF's No. 1 (Fighter) Wing in Darwin, Northern Territory. One of No. 3 Squadron's flight sergeants recalled that Jeffrey made it a rule for new pilots to get to know their ground crew to increase their sense of comradeship, and also gave one of his senior warrant officers special responsibility for keeping track of the location of Allied airfields and petrol supplies to ensure that the unit was never short of fuel or places to land in an emergency.
Having been promoted to temporary wing commander and appointed wing leader of No. 234 Wing RAF earlier in the month, Jeffrey was credited with a share in the destruction of a Messerschmitt Bf 110 heavy fighter on 20 November. Two days later he was shot down himself, but was uninjured and managed to make his way back to base. On 25 November, above cheering Allied soldiers besieged in Tobruk, Jeffrey led No. 3 Squadron and No. 112 Squadron RAF in an attack on Axis bombers that resulted in seven enemy aircraft being destroyed and eight damaged, against one Tomahawk lost. He scored his fifth solo victory during the engagement, shooting down a Bf 110, and damaged another. On 30 November, Jeffrey rescued one of his old comrades from No. 3 Squadron, Sergeant Pilot Allan Cameron, who had crash-landed behind enemy lines. Nicknamed "Tiny", Cameron had the bulkiest frame of any man in the unit, and after landing Jeffrey had to ditch his parachute to make room for his passenger in the Tomahawk's cockpit. He nevertheless managed to take off and return to base, and Cameron went on to survive the war and become an ace in the process. For this and other achievements Jeffrey was awarded the Distinguished Service Order on 12 December 1941. As well as his rescue of the downed pilot, the citation paid tribute to his "great success" as wing leader, his "fine fighting spirit" in returning to base after having been shot down himself, and to his "magnificent leadership, fearlessness and skill" that had "contributed in a large measure to the successes achieved". At the end of the month, Jeffrey was posted back to Australia to serve in the South West Pacific. He was credited with a total of five aerial victories in the Middle East, plus one shared and one damaged, though he was considered to be "conservative" in his scoring.
### South West Pacific
Jeffrey arrived in Australia in January 1942, and the following month briefly took charge of RAAF Bankstown, New South Wales. On 4 March he became the inaugural commander of No. 75 (Fighter) Squadron, operating newly delivered P-40 Kittyhawks. Forming the squadron in Townsville, Queensland, Jeffrey was responsible for readying it for the defence of Port Moresby, which would become one of the crucial early battles in the New Guinea campaign. Although it included two other veterans of No. 3 Squadron in the Middle East, Flight Lieutenants "Old John" Jackson and Peter Turnbull, most of the unit's pilots were untried, and Jeffrey had only nine days to instil in them basic principles of combat flying, gunnery and tactics. He handed over command to Jackson on 19 March, but assisted in ferrying the Kittyhawks to Moresby two days later, only to be fired upon by nervous anti-aircraft gunners as he came in to land with Turnbull and two other pilots. All four aircraft were damaged, and Jeffrey came within inches of death as a bullet flew past his skull and into the headrest of his seat. By 24 March, No. 75 Squadron had already shot down several Japanese raiders; having overseen its successful establishment, Jeffrey returned to Australia. He immediately began working up a second new Kittyhawk unit for service in New Guinea, No. 76 (Fighter) Squadron. Based in Townsville at this stage, it was subsequently commanded by Peter Turnbull and joined No. 75 Squadron in the Battle of Milne Bay.
In April 1942, Jeffrey was appointed to establish and command No. 2 Operational Training Unit (No. 2 OTU). Initially based at Port Pirie, South Australia, the unit relocated to Mildura, Victoria, the following month, training pilots for combat in such aircraft as Kittyhawks, CAC Boomerangs and Supermarine Spitfires. Its instructors under Jeffrey included aces Clive Caldwell and Wilf Arthur. Jeffrey married Colleen Crozier at Toorak Presbyterian Church in Melbourne on 14 May; his best man was fellow ace and No. 3 Squadron veteran Alan Rawlinson. The couple had two sons. In August 1943, Jeffrey took charge of No. 5 Fighter Sector Headquarters, based in Darwin, Northern Territory. On 25 September, he took over from Caldwell as Officer Commanding No. 1 (Fighter) Wing, comprising three Spitfire squadrons whose role was to defend North-Western Area (NWA) from air attack. By this time, Japanese raids had declined in strength and frequency, and Allied forces in the NWA shifted from a defensive posture to assaulting Japanese positions in the Dutch East Indies and Western New Guinea. No. 1 Wing intercepted some raiders in late September but none came in October; the last Japanese attack on northern Australia took place on 12 November. Jeffrey was promoted to temporary group captain in December.
On 8 March 1944, Jeffrey urgently dispatched two of his squadrons to the vicinity of Perth, Western Australia, in response to concerns that a Japanese naval force would raid the area, but it proved to be an abortive sortie; no attack ensued, and the squadrons were directed to return to Darwin on 20 March. He led the wing in its first offensive strafing operation on 18 April, attacking Japanese positions in the Babar Islands. The next month, he deployed his headquarters and two squadrons to Exmouth Gulf in Western Australia to protect facilities that had been established to refuel the British Eastern Fleet before Operation Transom. On 5 September 1944, Jeffrey led No. 1 Wing to the Tanimbar Islands and strafed targets in Selaru. Later he discussed the mission with Caldwell, who was then commanding No. 80 (Fighter) Wing and had tagged along to determine if such long-range operations might be worthwhile for his squadrons. Jeffrey declared that the trip was a wasted effort and he had only undertaken it to prevent, in Caldwell's words, "the morale of his pilots going completely down the drain". The following month, Jeffrey was recommended to be mentioned in despatches for "gallant and distinguished service" in North-Western Area; the award was gazetted on 9 March 1945. Departing No. 1 Wing, in November he returned to the command of No. 2 OTU, in which role he saw out the rest of the war.
## Post-war career
Following the cessation of hostilities, No. 2 OTU was reduced to the status of a care-and-maintenance unit, and Jeffrey's commission was terminated on 6 June 1946. Having been transferred to the RAAF reserve upon his demobilisation, he sought readmission to the PAF in August the same year, without success. He then took up farming, purchasing a property on the Murray River. In April 1951 he again applied to rejoin the PAF and this time was granted a commission as a wing commander. Over the next two years he held training posts in Victoria, firstly at the RAAF Staff College, Point Cook, and in 1952 at Central Flying School, East Sale. The following year he became Deputy Director of Operations at RAAF Headquarters, Melbourne.
Raised to acting group captain in February 1954, Jeffrey was appointed Superintendent, Air, with the Long-Range Weapons Establishment in Salisbury, South Australia. Coordinating weapons trials at Woomera Rocket Range, Jeffrey and his support staff were based initially at RAAF Base Mallala but later relocated to Edinburgh airfield, then part of Salisbury and owned by the Department of Supply. On 17 January 1955, he became the inaugural Officer Commanding RAAF Base Edinburgh, and oversaw the transfer of units from Mallala during the year. He handed over command of the base in April 1956, and resigned from the Air Force on 14 May. Returning to private life, Jeffrey settled in Queensland and became partner in a stock broking firm at Surfers Paradise. He later became a grazier, running a sheep and cattle property at Emerald in Queensland's Central Highlands. In 1972 he moved back to Surfers Paradise, where he died on 6 April 1997 at the age of 83, survived by his wife and sons. His obituary in The Sydney Morning Herald on 10 April described him as the "archetypal Australian combat leader ... fearless, forthright, unpretentious, caring".
|
4,567,536 |
509th Composite Group
| 1,143,346,533 |
US Air Force unit tasked with the atomic bombing of Hiroshima and Nagasaki
|
[
"1944 establishments in Utah",
"1946 disestablishments in New Mexico",
"Atomic bombings of Hiroshima and Nagasaki",
"Bombardment groups of the United States Air Force",
"Bombardment groups of the United States Army Air Forces in the Japan campaign",
"Composite groups of the United States Air Force",
"Composite groups of the United States Army Air Forces",
"Manhattan Project",
"Military units and formations established in 1944",
"Nuclear warfare"
] |
The 509th Composite Group (509 CG) was a unit of the United States Army Air Forces created during World War II and tasked with the operational deployment of nuclear weapons. It conducted the atomic bombings of Hiroshima and Nagasaki, Japan, in August 1945.
The group was activated on 17 December 1944 at Wendover Army Air Field, Utah. It was commanded by Lieutenant Colonel Paul W. Tibbets. Because it contained flying squadrons equipped with Boeing B-29 Superfortress bombers, C-47 Skytrain, and C-54 Skymaster transport aircraft, the group was designated as a "composite", rather than a "bombardment" formation. It operated Silverplate B-29s, which were specially configured to enable them to carry nuclear weapons.
The 509th Composite Group began deploying to North Field on Tinian, Northern Mariana Islands, in May 1945. In addition to the two nuclear bombing raids, it carried out 15 practice missions against Japanese-held islands, and 12 combat missions against targets in Japan dropping high-explosive pumpkin bombs.
In the postwar era, the 509th Composite Group was one of the original ten bombardment groups assigned to Strategic Air Command on 21 March 1946 and the only one equipped with Silverplate B-29 Superfortress aircraft capable of delivering atomic bombs. It was standardized as a bombardment group and redesignated the 509th Bombardment Group, Very Heavy, on 10 July 1946.
## History
### Organization, training, and security
The 509th Composite Group was constituted on 9 December 1944, and activated on 17 December 1944, at Wendover Army Air Field, Utah. It was commanded by Lieutenant Colonel Paul W. Tibbets, who received promotion to full colonel in January 1945. It was initially assumed that the group would divide in two, with half going to Europe and half to the Pacific. In the first week of September Tibbets was assigned to organize a combat group to develop the means of delivering an atomic weapon by airplane against targets in Germany and Japan, then command it in combat. Because the organization developed by Tibbets was self-sustained, with flying squadrons of both Boeing B-29 Superfortress bombers and transport aircraft, the group was designated as a "composite" rather than a "bombardment" unit.
On 8 September, working with Major General Leslie R. Groves, Jr.'s Manhattan Project, Tibbets selected Wendover for his training base over Great Bend Army Air Field, Kansas, and Mountain Home Army Airfield, Idaho, because of its remoteness. On 14 September 1944, the 393d Bombardment Squadron arrived at Wendover from its former base at Fairmont Army Air Base, Nebraska, where it had been in operational training (OTU) with the 504th Bombardment Group since 12 March. When its parent group deployed to the Marianas in early November 1944, the squadron was assigned directly to the Second Air Force until creation of the 509th Composite Group. Originally consisting of twenty-one crews, fifteen were selected to continue training, and were organized into three flights of five crews, lettered A, B, and C. The 393d Bombardment Squadron was commanded by Lieutenant Colonel Thomas J. Classen, who like Tibbets had combat experience in heavy bombers, commanding a Boeing B-17 Flying Fortress with the 11th Bombardment Group.
The 393d Bombardment Squadron conducted ground school training only until delivery of three modified Silverplate airplanes in mid-October 1944 allowed resumption of flight training. These aircraft had extensive bomb bay modifications and a "weaponeer" station installed. Initial training operations identified numerous other modifications necessary to the mission, particularly in reducing the overall weight of the airplane to offset the heavy loads it would be required to carry. Five more Silverplates were delivered in November and six in December, giving the group 14 for its training operations. In January and February 1945, 10 of the 15 crews under the command of the Group S-3 (operations officer) were assigned temporary duty at Batista Field, San Antonio de los Baños, Cuba, where they trained in long-range over-water navigation.
The 320th Troop Carrier Squadron, the other flying unit of the 509th, came into being because of the highly secret work of the group. The organization that was to become the 509th required its own transports for the movement of both personnel and materiel, resulting in creation of an ad hoc unit nicknamed "The Green Hornet Line". Crews for this unit were acquired from the five 393d crews not selected to continue B-29 training. All those qualified for positions with the 320th chose to remain with the 509th rather than be assigned to a replacement pool of the Second Air Force. They began using C-46 Commando and C-47 Skytrains already at Wendover, and in November 1944 acquired three C-54 Skymasters. The 320th Troop Carrier Squadron originally consisted of three C-54 and four C-47 aircraft. In April 1945 the C-47s were transferred to the 216th Army Air Forces Base Unit and two additional C-54s acquired. The 320th Troop Carrier Squadron was constituted and activated on the same dates as the group.
Other support units were activated at Wendover from personnel already present and working with Project Alberta or in the 216th Army Air Forces Base Unit, both affiliated with the Manhattan project. Project Alberta was the part of the Manhattan Project at Site Y in Los Alamos, New Mexico, responsible for the preparation and delivery of the nuclear weapons. It was commanded by U.S. Navy Captain William S. Parsons, who would accompany the Hiroshima mission as weaponeer. On 6 March 1945, concurrent with the activation of Project Alberta, the 1st Ordnance Squadron, Special (Aviation) was activated at Wendover, again using Army Air Forces personnel on hand or already at Los Alamos. Its purpose was to provide "skilled machinists, welders and munitions workers" and special equipment to the group to enable it to assemble atomic weapons at its operating base, thereby allowing the weapons to be transported more safely in their component parts. A rigorous candidate selection process was used to recruit personnel, reportedly with an 80% "washout" rate. Not until May 1945 did the 509th Composite Group reach full strength.
The 390th Air Service Group was created as the command echelon for the 603rd Air Engineering Squadron, the 1027th Air Material Squadron, and its own Headquarters and Base Services Squadron, but when these units became independent operationally, it acted as the basic support unit for the entire 509th Composite Group in providing quarters, rations, medical care, postal service and other functions. The 603rd Air Engineering Squadron was unique in that it provided depot-level B-29 maintenance in the field, obviating the necessity of sending aircraft back to the United States for major repairs. On Tinian the 603rd Air Engineering Squadron was assigned to the 313th Bombardment Wing's "C" and "D" Service Centers, where it performed provided depot-level ("third echelon") maintenance for the entire 313th Bombardment Wing when it was not engaged in 509th activities. The 393d Bombardment Squadron's maintenance section was re-organized as a "combat line maintenance" section (also called PLM, or "production line maintenance," a technique developed by the Air Transport Command in India for "Hump" aircraft) to maximize use of personnel for first and second echelon maintenance.
### Overseas movement
With the addition of the 1st Ordnance Squadron to its roster, the 509th Composite Group had an authorized strength of 225 officers and 1,542 enlisted men, almost all of whom deployed to Tinian. The 320th Troop Carrier Squadron kept its base of operations at Wendover. In addition to its authorized strength, the 509th had attached to it on Tinian 51 civilian and military personnel of Project Alberta, and two representatives from Washington, D.C., the deputy director of the Manhattan Project, Brigadier General Thomas Farrell, and Rear Admiral William R. Purnell of the Military Policy Committee.
Two anecdotes illustrate the level of security affecting the 509th's personnel and equipment. En route to Tinian on 4 June 1945, the B-29 that became The Great Artiste made an intermediate stop at Mather Field, near Sacramento, California. The commanding general of the base allegedly attempted to enter the aircraft to inspect it and was warned by a plane guard who aimed his carbine at the general's chest that he could not do so. A similar incident occurred to a Project Alberta courier, 2nd Lieutenant William A. King. King was escorting the plutonium core of the Fat Man implosion bomb to Tinian, strapped to the floor of one of the 509th's C-54s. On 26 July 1945 it made a refueling stop at Hickam Field, Hawaii. The commander of a combat unit returning to the United States learned that the Skymaster had only one passenger and attempted to enter the C-54 to requisition it as transport for his men. He was prevented from doing so by King, who aimed a .45 caliber automatic pistol at the colonel.
The 509th transferred four of its 14 training Silverplate B-29s to the 216th AAF Base Unit in February 1945. In April the third modification increment of Silverplates, which would be their combat aircraft, began coming off the Martin-Omaha assembly line. These "fly-away" aircraft were equipped with fuel-injected engines, Curtiss Electric reversible-pitch propellers, pneumatic actuators for rapid opening and closing of bomb bay doors and other improvements. The remaining 17 Silverplate B-29s were placed in storage. Each bombardier completed at least 50 practice drops of inert pumpkin bombs before Tibbets declared his group combat-ready.
The ground support echelon of the 509th Composite Group, consisting of 44 officers and 815 enlisted men commanded by Major George W. Westcott of the Headquarters Squadron, received movement orders and moved by rail on 26 April 1945 to its port of embarkation at Seattle, Washington. On 6 May the support elements sailed on the SS Cape Victory for the Marianas, while group materiel was shipped on the SS Emile Berliner. The Cape Victory made brief port calls at Honolulu and Eniwetok but the passengers were not permitted to leave the dock area. An advance party of the air echelon, consisting of 29 officers and 61 enlisted men commanded by Group Intelligence Officer (S-2) Lieutenant Colonel Hazen Payette, flew by C-54 to North Field, Tinian, between 15 and 22 May. It was joined by the ground echelon on 29 May 1945, marking the group's official change of station. Project Alberta's "Destination Team" also sent most of its members to Tinian to supervise the assembly, loading, and dropping of the bombs under the administrative title of 1st Technical Services Detachment, Miscellaneous War Department Group.
### Equipment and crews
The air echelon consisted of the members of the 393d Bombardment Squadron. The 320th Troop Carrier Squadron remained at Wendover. It began deploying from Wendover 4 June 1945, with the first B-29 arriving at North Field on 11 June. The group was assigned to the 313th Bombardment Wing, whose four groups had been flying missions against Japan since mid-February, but for security reasons their permanent base area was near the runways on the island's north tip, several miles away from the main installations in the center of Tinian. The 509th, after spending most of June in an area previously occupied by the Seabees of the 18th Naval Construction Battalion, took over the 13th Naval Construction Battalion Area just west of North Field's Runway D, a self-contained base with 89 Quonset huts, a huge storage warehouse, a consolidated mess hall, chapel, administrative area, theater, and other amenities.
Each crew was required to attend the 313th Bombardment Wing's week-long "Lead Crew Ground School" on its arrival. The ground school indoctrinated combat crews in procedures regarding air-sea rescue, ditching and bailouts, survival, radar bombing, weather, wing and air force regulations, emergency procedures, camera operation, dinghy drills, and other topics related to combat operations. Two of the group's bombers were not delivered by Martin-Omaha until early July. They remained at Wendover until 27 July to act as transports for two of the Fat Man assemblies.
Because of their geographical isolation from the combat crews of other groups, rigidly enforced security measures, and exclusion from participation in regular bombing missions, crews of the 393d Bombardment Squadron were resented and ridiculed as "lacking in discipline" and having a "soft life". The official history of the Army Air Forces characterized the ridicule as "epitomized in a satirical verse entitled Nobody Knows, with a recurring refrain, 'For the 509th is winning the war.'"
The group was assigned tail markings of a circle outline (denoting the 313th Wing) around an arrowhead pointing forward, but at the beginning of August its B-29s were repainted with the tail markings of other XXI Bomber Command groups as a security measure, because it was feared that Japanese survivors on Tinian were reporting the 509th's activities to Tokyo by clandestine radio. The Victor (identification assigned by the squadron) numbers previously assigned the 393d aircraft were changed to avoid confusion with B-29s of the groups from whom the tail identifiers were borrowed. Victor numbers 82, 89, 90, and 91 (including the Enola Gay) carried the markings of the 6th Bombardment Group (Circle R); Victors 71, 72, 73, and 84 those of the 497th Bombardment Group (large "A"); Victors 77, 85, 86, and 88 those of the 444th Bombardment Group (triangle N); and Victors 83, 94, and 95 those of the 39th Bombardment Group (square P).
Although all of the B-29s were named as shown, the only nose art applied to the aircraft before the atomic bomb missions was that of Enola Gay. With the exceptions of Victors 71 and 94, the others were applied some time in August 1945. Luke the Spook was not named until November 1945, and it is not known if nose art was ever applied to Jabit III.
### Combat operations
After ground training for the combat crews, the 509th began operations on 30 June 1945, with a calibration flight involving nine of the B-29s on hand. During the month of July and the first eight days of August the thirteen bombers of the 393d Bombardment Squadron flew an intensive training and mission rehearsal program that consisted of:
- 17 individual training sorties without ordnance,
- 15 practice bombing missions between 1 and 22 July against airfields on Japanese-held Truk, Marcus, Rota, and Guguan in which 90 B-29 sorties dropped 500- and 1000-pound bombs to practice radar and visual bombing procedures,
- 12 combat missions between 20 and 29 July against targets in Japan dropping high-explosive pumpkin bombs, in which 37 B-29 sorties delivered conventional-bomb replications of the Fat Man: four on 20 July, three on 24 July, two on 26 July, and three on 29 July. Some 27 sorties were made visually and 10 by radar, striking 17 primary targets, 15 secondary targets, and five targets of opportunity. Two other aircraft did not drop their bombs: one jettisoned its pumpkin bomb into the sea near Iwo Jima, and the Strange Cargos bomb came loose from the bomb rack and plunged through the closed bomb bay doors while the bomber was still on the ground. One B-29 incurred minor battle damage in the attacks. Flying at 30,000 feet (9,100 m) put them above the effective range of flak. Each pumpkin bomb mission was conducted by a formation of three aircraft in the hope of convincing the Japanese military that small groups of B-29s did not justify a strong response. This strategy proved successful, and Japanese fighters only occasionally attempted to intercept the 509th Composite Group's aircraft.
- 7 component-tests between 23 July and 8 August involving rehearsal drops of four inert Little Boy gun-type fission weapons and three Fat Man assemblies, and
- a practice mission on 29 July to Iwo Jima in which an inert Little Boy was unloaded and then reloaded to rehearse the contingency plan for using a back-up bomber in an emergency.
To accustom the Japanese to small groups of American bombers, training flights consisted of three planes that dropped a single bomb before returning to base. It was hoped that they would be allowed to carry out their job without any Japanese opposition.
While this training was taking place, the components of the first two atomic bombs were shipped to Tinian by various means. For the uranium bomb code-named "Little Boy", fissile components consisted of a cylindrical target and nine washer-like rings that made up the hollow cylinder projectile. When the bomb detonated, these would be brought together to create a cylindrical core. The uranium-235 projectile and bomb pre-assemblies (partly assembled bombs without the fissile components) left Hunters Point Naval Shipyard, California, on 16 July aboard the cruiser USS Indianapolis, arriving 26 July. The Little Boy pre-assemblies were designated L-1, L-2, L-3, L-4, L-5, L-6, L-7 and L-11. L-1, L-2, L-5 and L-6 were expended in test drops. L-6 was used in the Iwo Jima dress rehearsal on 29 July. This was repeated on 31 July, but this time L-6 was test dropped near Tinian by Enola Gay. L-11 was the assembly used for the Hiroshima bomb. On 26 July three C-54s of the 320th Troop Carrier Squadron left Kirtland Army Air Field, each with three of the uranium-235 target rings, and landed at North Field on 28 July.
The components for the bomb code-named the Fat Man arrived by air the same day. The bomb's plutonium core (encased in its insertion capsule) and the beryllium-polonium initiator were transported from Kirtland to Tinian by C-54 in the custody of Project Alberta couriers. Three Fat Man high explosive pre-assemblies designated F31, F32, and F33 were picked up at Kirtland on 28 July by three B-29s, two from the 509th and one from the 216th AAF Base Unit, and transported to North Field, arriving 2 August. The B-29s were Luke the Spook and Laggin' Dragon of the 509th, and 42-65386, a phase 3 Silverplate of the 216th AAF Base Unit. F33 was expended during the final rehearsal on 8 August, and F31 was the bomb dropped on Nagasaki. F32 presumably would have been used for a third attack or its rehearsal.
The final item of preparation for the operation came on 29 July 1945. Orders for the attack were issued to General Carl Spaatz on 25 July under the signature of General Thomas T. Handy, the acting Chief of Staff of the United States Army, since General of the Army George C. Marshall was at the Potsdam Conference with the President. The order designated four targets: Hiroshima, Kokura, Niigata, and Nagasaki, and ordered the attack to be made "as soon as weather will permit after about 3 August."
### Atomic bomb missions
The mission profile for both atomic missions called for weather scouts to precede the strike force by an hour, reporting weather conditions in code over each proposed target. The strike force consisted of a bombing aircraft, with the aircraft commander responsible for all decisions in reaching the target and the bomb commander (weaponeer) responsible for all decisions regarding dropping of the bomb; a blast instrumentation aircraft which would fly the wing of the strike aircraft and drop instruments by parachute into the target area; and a camera ship, which would also carry scientific observers. Each mission had an additional "spare" aircraft pre-positioned on Iwo Jima to take over carrying the bomb if the strike aircraft encountered mechanical problems. The six combat crews of the Hiroshima mission were briefed on their targets, operational flight data, and the effects of the bomb on 4 August 1945. Their pre-mission briefing on 5 August, under the terms of Operations Order No. 35, covered details on weather and air-sea rescue. The Order described the bomb to be used as "special".
Special Mission 13, attacking Hiroshima, was flown as planned and executed without significant problems or diversion from plan. Enola Gay took off at 02:45, 7.5 long tons (7.6 t) overweight and near maximum gross weight. Arming of the bomb began eight minutes into the flight and took 25 minutes. The three target-area aircraft arrived over Iwo Jima approximately three hours into the mission and departed together at 06:07. The safeties on the bomb were removed at 07:30, 90 minutes before time over target, and 15 minutes later the B-29s began a climb to the 30,000-foot (9,100 m) bombing altitude. The bomb run began at 09:12, with the drop three minutes later, after which the B-29s immediately performed steep diving turns. The detonation followed 45.5 seconds after the drop. Primary and "echo" shock waves overtook the B-29s a minute following the blast, and the smoke cloud was visible to the crews for 90 minutes, by which time they were almost 400 miles (640 km) away. Enola Gay returned to Tinian at 14:58.
Special Mission 16 was moved up two days from 11 August because of adverse weather forecasts. Weather also dictated a change in rendezvous to Yakushima, much closer to the target, and an initial cruise altitude of 17,000 feet (5,200 m) instead of 9,300 feet (2,800 m), both of which considerably increased fuel consumption. Pre-flight inspection discovered an inoperative fuel transfer pump in the 625-US-gallon (2,370 L) aft bomb bay fuel tank, but a decision was made to continue anyway. The plutonium bomb did not require arming in flight, but did have its safeties removed 30 minutes after the 03:45 takeoff (all times Tinian; Nagasaki times were one hour earlier) when Bockscar reached 5,000 feet (1,500 m) of altitude. When the daylight rendezvous point was reached at 09:10, the photo plane failed to appear. The weather planes reported both targets within the required visual attack parameters while Bockscar circled Yakushima waiting for the photo plane. Finally the mission proceeded without the photo plane, thirty minutes behind schedule. When Bockscar arrived at Kokura 30 minutes later, cloud cover had increased to 70% of the area, and three bomb runs over the next 50 minutes were fruitless in bombing visually. The commanders decided to reduce power to conserve fuel and divert to Nagasaki, bombing by radar if necessary. The bomb run began at 11:58. (two hours behind schedule) using radar; but the Fat Man was dropped visually when a hole opened in the clouds at 12:01. The photo plane arrived at Nagasaki in time to complete its mission, and the three aircraft diverted to Okinawa, where they arrived at 13:00. Trying in vain for 20 minutes to contact the control tower at Yontan Airfield to obtain landing clearance, Bockscar nearly ran out of fuel.
While the Nagasaki mission was in progress, two B-29s of the 509th took off from Tinian to return to Wendover. The crews of Classen in the unnamed Victor 94, and Captain John A. Wilson in Jabit III, together with ground support crews, were sent back to the United States to stage for the possibility of transporting further bomb pre-assemblies to Tinian. Groves expected to have another atomic bomb ready for shipment on 13 August and use on 19 August, with three more available in September and a further three in October. Groves ordered that all shipments of material be stopped on 13 August, when the third bomb was still at Site Y.
### Post atomic bomb operations
After each atomic mission the group conducted other combat operations, making a series of pumpkin bomb attacks on 8 and 14 August. Six B-29s visually attacked targets at Yokkaichi, Uwajima, Tsuruga, and Tokushima on 8 August, bombing two primary and three secondary targets with five bombs. Seven aircraft visually attacked Koromo and Nagoya on 14 August. Some Punkins (Crew B-7, Price) is believed to have dropped the last bombs by the Twentieth Air Force in World War II. After the announcement of the Japanese surrender, the 509th Composite Group flew three further training missions involving 31 sorties on 18, 20 and 22 August, then stood down from operations. The group made a total of 210 operational sorties from 30 June to 22 August, aborted four additional flights, and had only a single aircraft fail to take off. Altogether, 140 sorties involved the dropping of live ordnance. Some 60 flights were credited as combat missions: 49 pumpkin bomb and 11 atomic bomb sorties.
Three B-29s (Full House, Straight Flush, and Top Secret) flew six combat missions each. Crews A-1 (Taylor) and C-11 (Eatherly) flew the most combat missions, six (including one atomic mission) each, while six other crews each flew five. Only the late arrivals (A-2 [Costello] and C-12 [Zahn]) did not participate in any combat missions, although Costello's B-29 was used by another crew for weather reconnaissance of Nagasaki on the second mission. Including training and test flights, crews B-8 (McKnight) and C-13 (Bock) flew the most missions, with 20 total (5 combat). Crew B-7 (Price) is the only crew to fly all of its missions (18 total, 5 combat) in its normally assigned aircraft, Some Punkins.
The 509th Composite Group returned to the United States on 6 November 1945, and was stationed at Roswell Army Airfield, New Mexico. Colonel William H. Blanchard replaced Tibbets as group commander on 22 January 1946, and also became the first commander of the 509th Bombardment Wing. It was one of the original ten bombardment groups assigned to Strategic Air Command when it was formed on 21 March 1946. The 715th and 830th Bombardment Squadrons were assigned to the 509th on 6 May 1946, and the group was redesignated the 509th Bombardment Group, Very Heavy on 10 July. The 320th Troop Carrier Squadron was inactivated on 19 August. At Roswell, the 509th became the nuclear strike and deterrence core of the Strategic Air Command, and was the only unit capable of delivery of nuclear weapons until June 1948, when B-50 Superfortresses were initially deployed. The 509th itself converted to the B-50 in 1950, and transferred its Silverplate B-29s to the squadrons of the 97th Bombardment Wing at Biggs Air Force Base, Texas.
## Organization
## Depictions
The training and operations of the 509th Composite Group were dramatized in a Hollywood film, Above and Beyond (1952), with Robert Taylor cast in the role of Tibbets. The story was retold in a partly fictionalized made-for-television film Enola Gay: The Men, the Mission, the Atomic Bomb (1980), with Patrick Duffy portraying Tibbets. The operations of the 509th Composite Group were treated to a lesser extent in the docudrama The Beginning or the End (1947), with Barry Nelson as Tibbets.
## Lineage
- Established as 509th Composite Group on 9 December 1944
Activated on 17 December 1944
Redesignated: 509th Bombardment Group, Very Heavy, on 10 July 1946
Redesignated: 509th Bombardment Group, Medium, on 2 July 1948
Inactivated on 16 June 1952
- Redesignated 509th Operations Group''' on 12 March 1993
Activated on 15 July 1993
Source: Fact Sheet – 509 Operations Group (ACC)
## Assignments
- Second Air Force, 17 December 1944;
- 315th Bombardment Wing, 18 December 1944;
- 313th Bombardment Wing, c. June 1945;
- Second Air Force, 10 October 1945;
- 58th Bombardment Wing, 17 January 1946;
- Fifteenth Air Force, 31 March 1946
Source: Fact Sheet – 509 Operations Group (ACC)
## Stations
- Wendover Army Air Field, Utah, 17 December 1944
- North Field, Tinian, 29 May 1945
- Roswell Army Airfield, New Mexico, 6 November 1945
Source:
## Campaigns
Air Combat, Asiatic-Pacific Campaign''
Air Offensive, Japan
Eastern Mandates
Western Pacific
Source:
## Honors
Department of the Air Force Special Order GB-294, dated 2 September 1999, awarded the Air Force Outstanding Unit Award (with Valor) to the 509th Composite Group for outstanding achievement in combat for the period 1 July 1945 to 14 August 1945.
|
166,344 |
Prince Albert Victor, Duke of Clarence and Avondale
| 1,170,878,986 |
British prince
|
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Prince Albert Victor, Duke of Clarence and Avondale (Albert Victor Christian Edward; 8 January 1864 – 14 January 1892), was the eldest child of the Prince and Princess of Wales (later King Edward VII and Queen Alexandra). From the time of his birth, he was second in the line of succession to the British throne, but did not become king or Prince of Wales because he died before both his grandmother Queen Victoria and his father.
Albert Victor was known to his family, and many later biographers, as "Eddy". When young, he travelled the world extensively as a Royal Navy cadet, and as an adult he joined the British Army but did not undertake any active military duties. After two unsuccessful courtships, he became engaged to be married to Princess Victoria Mary of Teck in late 1891. A few weeks later, he died during a major pandemic. Mary later married his younger brother, who eventually became King George V in 1910.
Albert Victor's intellect, sexuality, and mental health have been the subject of speculation. Rumours in his time linked him with the Cleveland Street scandal, which involved a homosexual brothel; however, there is no conclusive evidence that he ever went there, or was indeed homosexual. Some authors have argued that he was the serial killer known as Jack the Ripper, or that he was otherwise involved in the murders, but contemporaneous documents show that Albert Victor could not have been in London at the time of the murders, and the claim is widely dismissed.
## Early life
Albert Victor was born two months prematurely on 8 January 1864 at Frogmore House, Windsor, Berkshire. He was the first child of Albert Edward, Prince of Wales, and his wife Alexandra of Denmark. Following his grandmother Queen Victoria's wishes, he was named Albert Victor, after herself and her late husband, Albert. As a grandchild of the reigning British monarch in the male line and a son of the Prince of Wales, he was formally styled His Royal Highness Prince Albert Victor of Wales from birth. He was christened Albert Victor Christian Edward in the private chapel of Buckingham Palace on 10 March 1864 by the Archbishop of Canterbury, Charles Longley, but was known informally as "Eddy".
### Education
When Albert Victor was just short of seventeen months old, his brother, Prince George of Wales, was born on 3 June 1865. Given the closeness in age of the two royal brothers, they were educated together. In 1871, the Queen appointed John Neale Dalton as their tutor. The two princes were given a strict programme of study, which included games and military drills as well as academic subjects. Dalton complained that Albert Victor's mind was "abnormally dormant".
Though he learned to speak Danish, progress in other languages and subjects was slow. Sir Henry Ponsonby thought that Albert Victor might have inherited his mother's deafness. Albert Victor never excelled intellectually. Possible physical explanations for Albert Victor's inattention or indolence in class include absence seizures or his premature birth, which can be associated with learning difficulties, but Lady Geraldine Somerset blamed Albert Victor's poor education on Dalton, whom she considered uninspiring.
Separating the brothers for the remainder of their education was considered, but Dalton advised the Prince of Wales against splitting them up as "Prince Albert Victor requires the stimulus of Prince George's company to induce him to work at all." In 1877, the two boys were sent to the Royal Navy's training ship, HMS Britannia. They began their studies there two months behind the other cadets as Albert Victor contracted typhoid fever, for which he was treated by Sir William Gull. Dalton accompanied them as chaplain to the ship.
In 1879, after a great deal of discussion between the Queen, the Prince of Wales, their households and the Government, the royal brothers were sent as naval cadets on a three-year world tour aboard HMS Bacchante. Albert Victor was rated midshipman on his sixteenth birthday. They toured the British Empire, accompanied by Dalton, visiting the Americas, the Falkland Islands, South Africa, Australia, Fiji, the Far East, Singapore, Ceylon, Aden, Egypt, the Holy Land and Greece. They acquired tattoos in Japan. By the time they returned to Britain, Albert Victor was eighteen.
The brothers were parted in 1883; George continued in the navy and Albert Victor attended Trinity College, Cambridge. At Bachelor's Cottage, Sandringham, Albert Victor was expected to cram before arriving at university in the company of Dalton, French instructor Monsieur Hua, and a newly chosen tutor/companion, James Kenneth Stephen. Some biographers have said that Stephen was a misogynist, although this has recently been questioned, and he may have felt emotionally attached to Albert Victor, but whether or not his feelings were overtly homosexual is open to question. Stephen was initially optimistic about tutoring the prince, but by the time the party were to move to Cambridge had concluded, "I do not think he can possibly derive much benefit from attending lectures at Cambridge ... He hardly knows the meaning of the words to read".
At the start of the new term in October, Albert Victor, Dalton, and Lieutenant Henderson from Bacchante moved to Nevile's Court at Trinity College, which was generally reserved for accommodating dons rather than students. The prince showed little interest in the intellectual atmosphere, and he was excused from examinations, though he did become involved in undergraduate life. He was introduced to Oscar Browning, a noted don who gave parties and "made pets of those undergraduates who were handsome and attractive", and became friendly with Dalton's godson, Alfred Fripp, who later became his doctor and royal surgeon. It is not known whether he had any sexual experiences at Cambridge, but partners of either sex would have been available. In August 1884, he spent some time at Heidelberg University studying German, before returning to Cambridge. Leaving Cambridge in 1885, where he had already served as a cadet in the 2nd Cambridge University Battalion, he was gazetted as an officer in the 10th Hussars. In 1888, he was awarded an honorary degree by the university.
One of Albert Victor's instructors said he learnt by listening rather than reading or writing and had no difficulty remembering information, but Prince George, Duke of Cambridge, had a less favourable opinion of him, calling him "an inveterate and incurable dawdler". Princess Augusta of Cambridge was also dismissive, calling him: "si peu de chose" [such a small thing].
Much of Albert Victor's time at his post in Aldershot was spent drilling, which he disliked, though he did like to play polo. He passed his examinations, and in March 1887, he was posted to Hounslow where he was promoted to captain. He was given more public engagements, visited Ireland and Gibraltar, and opened the Hammersmith suspension bridge. Of his private life, a childhood friend of Albert Victor later recalled that it was uneventful: "his brother officers had said that they would like to make a man of the world of him. Into that world he refused to be initiated."
## Cleveland Street scandal
In July 1889, the Metropolitan Police uncovered a male brothel operated by Charles Hammond in London's Cleveland Street. Under police interrogation, the male prostitutes and pimps revealed the names of their clients, who included Lord Arthur Somerset, an Extra Equerry to the Prince of Wales. At the time, all homosexual acts between men were illegal, and the clients faced social ostracism, prosecution, and at worst, two years' imprisonment with hard labour.
The resultant Cleveland Street scandal implicated other high-ranking figures in British society, and rumours swept upper-class London of the involvement of a member of the royal family, namely Prince Albert Victor. The prostitutes had not named Albert Victor, and it is suggested that Somerset's solicitor, Arthur Newton, fabricated and spread the rumours to take the heat off his client. Letters exchanged between the Treasury Solicitor, Sir Augustus Stephenson, and his assistant, Hamilton Cuffe, make coded reference to Newton's threats to implicate Albert Victor.
In December 1889, it was reported that the Prince and Princess of Wales were "daily assailed with anonymous letters of the most outrageous character" bearing upon the scandal. The Prince of Wales intervened in the investigation; no clients were ever prosecuted and nothing against Albert Victor was proven. Sir Charles Russell was retained to watch the proceedings in the case on behalf of Albert Victor. Although there is no conclusive evidence for or against his involvement, or that he ever visited a homosexual club or brothel, the rumours and cover-up have led some biographers to speculate that he did visit Cleveland Street, and that he was "possibly bisexual, probably homosexual". This is contested by other commentators, one of whom refers to him as "ardently heterosexual" and his involvement in the rumours as "somewhat unfair". The historian H. Montgomery Hyde wrote: "There is no evidence that he was homosexual, or even bisexual."
While English newspapers suppressed mention of the Prince's name in association with the case, Welsh-language, colonial, and American newspapers were less inhibited. The New York Times ridiculed him as a "dullard" and "stupid perverse boy", who would "never be allowed to ascend the British throne". According to one American press report, when departing the Gare du Nord in Paris in May 1890, Albert Victor was cheered by a waiting crowd of English, but hissed and catcalled by some of the French; one journalist present asked him if he would comment "as to the cause of his sudden departure from England". According to the report, "The Prince's sallow face turned scarlet and his eyes seemed to start from their orbits," and he had one of his companions upbraid the fellow for impertinence.
Somerset's sister, Lady Waterford, denied that her brother knew anything about Albert Victor. She wrote, "I am sure the boy is as straight as a line ... Arthur does not the least know how or where the boy spends his time ... he believes the boy to be perfectly innocent." Lady Waterford also believed Somerset's protestations of his own innocence. In surviving private letters to his friend Lord Esher, Somerset denies knowing anything directly about Albert Victor, but confirms that he has heard the rumours, and hopes that they will help quash any prosecution. He wrote,
> I can quite understand the Prince of Wales being much annoyed at his son's name being coupled with the thing but that was the case before I left it ... we were both accused of going to this place but not together ... they will end by having out in open court exactly what they are all trying to keep quiet. I wonder if it is really a fact or only an invention of that arch ruffian H[ammond].
He continued,
> I have never mentioned the boy's name except to Probyn, Montagu and Knollys when they were acting for me and I thought they ought to know. Had they been wise, hearing what I knew and therefore what others knew, they ought to have hushed the matter up, instead of stirring it up as they did, with all the authorities.
The rumours persisted; sixty years later the official biographer of George V, Harold Nicolson, was told by Lord Goddard, who was a twelve-year-old schoolboy at the time of the scandal, that Albert Victor "had been involved in a male brothel scene, and that a solicitor had to commit perjury to clear him. The solicitor was struck off the rolls for his offence, but was thereafter reinstated." In fact, none of the lawyers in the case was convicted of perjury or struck off during the scandal, but Somerset's solicitor, Arthur Newton, was convicted of obstruction of justice for helping his clients escape abroad, and was sentenced to six weeks in prison. Over twenty years later in 1910, Newton was struck off for twelve months for professional misconduct after falsifying letters from another of his clients, the notorious murderer Dr Crippen. In 1913, Newton was struck off indefinitely and sentenced to three years' imprisonment for obtaining money by false pretences.
## Tour of India
The foreign press suggested that Albert Victor was sent on a seven-month tour of British India from October 1889 to avoid the gossip which swept London society in the wake of the scandal. This is not true; the trip had actually been planned since the spring. Travelling via Athens, Port Said, Cairo and Aden, Albert Victor arrived in Bombay on 9 November 1889. He was entertained sumptuously in Hyderabad by the Nizam, and elsewhere by many other maharajahs. In Bangalore he laid the foundation stone of the Glass House at the Lalbagh Botanical Gardens on 30 November 1889. He spent Christmas at Mandalay and the New Year at Calcutta. Most of the extensive travelling was done by train, although elephants were ridden as part of ceremonies. In the style of the time, a great many animals were shot for sport.
During the trip, Albert Victor met Mrs. Margery Haddon, the wife of a civil engineer, Henry Haddon. After several failed marriages and Albert Victor's death, Margery came to England and claimed the Prince was the father of her son, Clarence Haddon. There was no evidence and her claims were dismissed. She had become an alcoholic and seemed deranged. The allegations were reported to Buckingham Palace and the head of the police Special Branch investigated. Papers in The National Archives show that neither courtiers nor Margery had any proof to support the allegation. In a statement to police, Albert Victor's lawyers admitted that there had been "some relations" between him and Mrs. Haddon, but denied the claim of fatherhood.
In the 1920s, however, the son, Clarence, repeated the story and published a book in the United States, My Uncle George V, in which he claimed he was born in London in September 1890, about nine months after Albert Victor's meeting with Mrs. Haddon. In 1933, he was charged with demanding money with menace and attempted extortion after writing to the King asking for hush money. At his trial the following January, the prosecution produced documents showing that Haddon's enlistment papers, marriage certificate, officer's commission, demobilisation papers and employment records all showed he was born in or before 1887, at least two years before Albert Victor met Mrs. Haddon. Haddon was found guilty and the judge, believing Haddon to be suffering from delusions, did not imprison him but bound him over for three years on the condition that he made no claim that he was Albert Victor's son. Haddon breached the conditions and was incarcerated for a year. Dismissed as a crank, he died a broken man. Even if Haddon's claim had been true, as with other illegitimate births it would have made no difference to the royal line of succession.
On his return from India, Albert Victor was created Duke of Clarence and Avondale and Earl of Athlone on 24 May 1890, Queen Victoria's 71st birthday.
## Potential brides
In 1889, Albert Victor's grandmother Queen Victoria expressed her wish that he marry his paternal cousin Princess Alix of Hesse and by Rhine, who was one of her favorite granddaughters. In Balmoral Castle, he proposed to Alix, but she did not return his affections and refused his offer of engagement. He persisted in trying to convince Alix to marry him, but he finally gave up in 1890 when she sent him a letter in which she told him "how it grieves her to pain him, but that she cannot marry him, much as she likes him as a Cousin." In 1894, she married Tsar Nicholas II of Russia, another of Albert Victor's cousins.
After her proposed match with Alix fell through, Victoria suggested to Albert Victor that he marry another first cousin, Princess Margaret of Prussia. On 19 May 1890, she sent him a formal letter in which she expressed her opinions about Margaret's suitability to become Queen: "Of the few possible Princesses (for of course any Lady in Society would never do) I think no one more likely to suit you and the position better than your Cousin Mossy ... She is not regularly pretty but she has a very pretty figure, is very amiable and half English with great love for England which you will find in very few if any others." Although Albert Victor's father approved, Queen Victoria's secretary Henry Ponsonby informed her that Albert Victor's mother "would object most strongly and indeed has already done so." Nothing came of Queen Victoria's suggestion.
By this time however, Albert Victor was falling in love with Princess Hélène of Orléans, a daughter of Prince Philippe, Count of Paris, a pretender to the French throne who was living in England after being banished from France in 1886. At first, Queen Victoria opposed any engagement because Hélène was Roman Catholic. Once Albert Victor and Hélène confided their love to her, the Queen relented and supported the proposed marriage. Hélène offered to convert to the Church of England, and Albert Victor offered to renounce his succession rights to marry her.
To the couple's disappointment, her father refused to countenance the marriage and was adamant she could not convert. Hélène travelled personally to intercede with Pope Leo XIII, but he confirmed her father's verdict, and the courtship ended. When Albert Victor died, his sisters Maud and Louise sympathized with Hélène and treated her, not his fiancée Princess Victoria Mary of Teck, as his true love. Maud told her that "he is buried with your little coin around his neck" and Louise said that he is "yours in death". Hélène later became Duchess of Aosta.
By 1891, another potential bride, Princess Victoria Mary of Teck, was under consideration. Mary was the daughter of Queen Victoria's first cousin Princess Mary Adelaide, Duchess of Teck. Queen Victoria was very supportive, considering Mary ideal—charming, sensible and pretty. On 3 December 1891 Albert Victor, to Mary's "great surprise", proposed to her at Luton Hoo, the country residence of the Danish ambassador to Britain. The wedding was set for 27 February 1892.
## Personal life
In 1891, Albert Victor wrote to Lady Sybil St Clair Erskine that he was in love once again, though he does not say with whom. A week after the first letter, he asked Erskine, "I wonder if you really love me a little? ... I should be very pleased if you did just a little bit."
In late 1891, the Prince was implicated as having been involved with a former Gaiety Theatre chorus girl, Lydia Miller (stage name Lydia Manton), who committed suicide by drinking carbolic acid. Although she was the nominal mistress of Lord Charles Montagu, who gave evidence at the inquest, it was alleged that he was merely a cover for the Prince, who had requested she give up her theatrical career on his behalf, and that the authorities sought to suppress the case by making the inquest private and refusing access to the depositions. Similarly to the Cleveland Street scandal, only overseas newspapers printed Albert Victor's name, but regional British newspapers did quote the radical London newspaper The Star which published: "It is a fact so well known that the blind denials of it given in some quarters are childishly futile. Lydia Manton was the petite amie of a certain young prince, and that, too, quite recently." It was labelled "a scandal of the first magnitude ... on the lips of every clubman", and compared to the Tranby Croft affair, in which his father was called to give evidence at a trial for slander.
Rumours also surfaced in 1900, after Albert Victor's death, of his association with another former Gaiety girl, Maude Richardson (birth name: Louisa Lancey), and that the royal family had attempted to pay her off. In 2002, letters purported to have been sent by Albert Victor to his solicitor referring to a payoff made to Richardson of £200 were sold at Bonhams auction house in London. Owing to discrepancies in the dates and spelling of the letters, one historian has suggested they could be forgeries.
In mid-1890, Albert Victor was attended by several doctors. In Albert Victor's and other correspondence, his illness is only referred to as "fever" or "gout". Some biographers have assumed he was suffering from "a mild form of venereal disease", perhaps gonorrhea, which he may have suffered from on an earlier occasion, but the exact nature of his illness is unknown. Letters dated 1885 and 1886 from Albert Victor to his doctor at Aldershot (known only as "Roche") detail that he was taking medicine for 'glete' (gleet), then a term for gonorrhea discharge.
## Death
Just as plans for both his marriage to Mary and his appointment as Viceroy of Ireland were under discussion, Albert Victor fell ill with influenza in the pandemic of 1889–1892. He developed pneumonia and died at Sandringham House in Norfolk on 14 January 1892, less than a week after his 28th birthday.
His parents the Prince and Princess of Wales, his sisters Princesses Maud and Victoria, his brother Prince George, his fiancée Princess Mary, her parents the Duke and Duchess of Teck, three physicians (Alan Reeve Manby, Francis Laking and William Broadbent) and three nurses were present. The Prince of Wales's chaplain, Canon Frederick Hervey, stood over Albert Victor reading prayers for the dying.
The nation was shocked. Shops put up their shutters. The Prince of Wales wrote to Queen Victoria, "Gladly would I have given my life for his". Princess Mary wrote to Queen Victoria of the Princess of Wales, "the despairing look on her face was the most heart-rending thing I have ever seen." His younger brother Prince George wrote, "how deeply I did love him; & I remember with pain nearly every hard word & little quarrel I ever had with him & I long to ask his forgiveness, but, alas, it is too late now!" George took Albert Victor's place in the line of succession, eventually succeeding to the throne as George V in 1910. Drawn together during their shared period of mourning, Prince George later married Mary himself in 1893. She became queen consort on George's accession.
Albert Victor's mother, Alexandra, never fully recovered from her son's death and kept the room in which he died as a shrine. At the funeral, Mary laid her bridal wreath of orange blossom upon the coffin. James Kenneth Stephen, Albert Victor's former tutor, refused all food from the day of Albert Victor's death and died 20 days later; he had suffered a head injury in 1886 which left him suffering from psychosis. The Prince is buried in the Albert Memorial Chapel close to St George's Chapel, Windsor Castle. His tomb, by Alfred Gilbert, is "the finest single example of late 19th-century sculpture in the British Isles". A recumbent effigy of the Prince in a Hussar uniform (almost impossible to see properly in situ) lies above the tomb. Kneeling over him is an angel, holding a heavenly crown. The tomb is surrounded by an elaborate railing, with figures of saints. The perfectionist Gilbert spent too much on the commission, went bankrupt, and left the country. Five of the smaller figures were only completed with "a greater roughness and pittedness of texture" after his return to Britain in the 1920s.
One obituary, written by a journalist who claimed to have attended the majority of Albert Victor's public appearances, stated:
> He was little known personally to the English public. His absence at sea, and on travels and duty with his regiment, kept him out of the general eye ... at times, there was a sallowness of hue, which much increased the grave aspect ... not only in the metropolis, but throughout the country, somehow, it was always said, 'He will never come to the throne.'
## Legacy
During his life, the bulk of the British press treated Albert Victor with nothing but respect and the eulogies that immediately followed his death were full of praise. The radical politician Henry Broadhurst, who had met both Albert Victor and his brother George, noted that they had "a total absence of affectation or haughtiness". On the day of Albert Victor's death, the leading Liberal politician, William Ewart Gladstone, wrote in his personal private diary "a great loss to our party". However, Queen Victoria referred to Albert Victor's "dissipated life" in private letters to her eldest daughter, which were later published.
In the mid-20th century, the official biographers of Queen Mary and King George V, James Pope-Hennessy and Harold Nicolson respectively, promoted hostile assessments of Albert Victor's life, portraying him as lazy, ill-educated and physically feeble. The exact nature of his "dissipations" is not clear, but in 1994 Theo Aronson favoured the theory on "admittedly circumstantial" evidence that the "unspecified 'dissipations' were predominantly homosexual". Aronson's judgement was based on Albert Victor's "adoration of his elegant and possessive mother; his 'want of manliness'; his 'shrinking from horseplay'; [and] his 'sweet, gentle, quiet and charming' nature", as well as the Cleveland Street rumours and his opinion that there is "a certain amount of homosexuality in all men". He admitted, however, that "the allegations of Prince Eddy's homosexuality must be treated cautiously."
Rumours that Prince Albert Victor may have committed, or been responsible for, the Jack the Ripper murders were first mentioned in print in 1962. It was later alleged, among others by Stephen Knight in Jack the Ripper: The Final Solution, that Albert Victor fathered a child with a woman in the Whitechapel district of London, and either he or several high-ranking men committed the murders in an effort to cover up his indiscretion. Though such claims have been repeated frequently, scholars have dismissed them as fantasies, and refer to indisputable proof of the Prince's innocence.
For example, on 30 September 1888, when Elizabeth Stride and Catherine Eddowes were murdered in London, Albert Victor was over 500 miles (over 800 km) away at Balmoral, the royal retreat in Scotland, in the presence of Queen Victoria, other family members, visiting German royalty and a large number of staff. According to the official Court Circular, family journals and letters, newspaper reports and other sources, he could not have been near any of the murders. Other fanciful conspiracy theories are that he died of syphilis or poison, that he was pushed off a cliff on the instructions of Lord Randolph Churchill, or that his death was faked to remove him from the line of succession.
Albert Victor's posthumous reputation became so bad that in 1964 Philip Magnus called his death a "merciful act of providence", supporting the theory that his death removed an unsuitable heir to the throne and replaced him with the reliable and sober George V. In 1972, Michael Harrison was the first modern author to re-assess Albert Victor and portray him in a more sympathetic light. Biographer Andrew Cook continued attempts to rehabilitate Albert Victor's reputation, arguing that his lack of academic progress was partly due to the incompetence of his tutor, Dalton; that he was a warm and charming man; that there is no tangible evidence that he was homosexual or bisexual; that he held liberal views, particularly on Irish Home Rule; and that his reputation was diminished by biographers eager to improve the image of his brother, George.
### Fictional portrayals
The conspiracy theories surrounding Albert Victor have led to his portrayal in film as somehow responsible for or involved in the Jack the Ripper murders. Bob Clark's Sherlock Holmes mystery Murder by Decree was released in 1979 with "Duke of Clarence (Eddy)" played by Robin Marchal. Jack the Ripper was released in 1988 with Marc Culwick as Prince Albert Victor. Samuel West played "Prince Eddy" in The Ripper (1997), having previously played Albert Victor as a child in the 1975 TV miniseries Edward the Seventh.
Older versions of Albert Victor in Edward the Seventh are played by Jerome Watts and Charles Dance. From 1989 to 1998 Alan Moore and Eddie Campbell published the graphic novel From Hell in serialized form, which is based on Stephen Knight's theory. It was adapted into a 2001 film of the same name by the Hughes brothers. Mark Dexter portrayed both "Prince Edward" and "Albert Sickert". The story, based largely on the same sources as Murder by Decree, is also the basis for the play Force and Hypocrisy by Doug Lucie.
A pair of alternative history novels King and Joker (1976) and Skeleton in Waiting (1990), written by Peter Dickinson, are the adventures of a fictitious royal family descended from an Albert Victor who survived and reigned as King Victor I. In Gary Lovisi's parallel universe Sherlock Holmes pastiche, "The Adventure of the Missing Detective" in Sherlock Holmes: The Hidden Years, Albert Victor is portrayed as a tyrannical king, who rules after the deaths (in suspicious circumstances) of both his grandmother and father. The Prince also appears as the murder victim in the first of the Lord Francis Powerscourt crime novels Goodnight Sweet Prince, and as a murder suspect in the novel Death at Glamis Castle by Robin Paige.
In both The Bloody Red Baron (volume 2 of Anno Dracula series) by Kim Newman and the novel I, Vampire by Michael Romkey, he has become a vampire. In the former, he is the British monarch during the First World War. The Prince of Mirrors by Alan Robert Clark is a historical novel which closely follows the factual trajectory of Albert Victor's documented life, and imaginatively interweaves how that life might have been emotionally. Two DC Comics series published as part of its Elseworlds imprint feature Prince Albert ("Eddy") as a minor character: Gotham by Gaslight and Wonder Woman: Amazonia.
## Titles, styles, honours and arms
### Titles and styles
- 8 January 1864 – 24 May 1890: His Royal Highness Prince Albert Victor of Wales
- 24 May 1890 – 14 January 1892: His Royal Highness The Duke of Clarence and Avondale
The Duke of Clarence's full style, as proclaimed at his funeral by Garter King of Arms, was: "[the] Most High, Mighty, and Illustrious Prince Albert Victor Christian Edward, Duke of Clarence and Avondale, Earl of Athlone, Duke of Saxony, Prince of Saxe-Coburg and Gotha, Knight of the Most Noble Order of the Garter, Knight of the Most Illustrious Order of Saint Patrick".
### Honours
British honours
- KG: Royal Knight of the Most Noble Order of the Garter, 3 September 1883
- KP: Extra Knight of the Most Illustrious Order of Saint Patrick, 28 June 1887
- ADC: Personal Aide-de-Camp to the Queen, 21 June 1887
- LLD: Doctor of Laws, University of Dublin, 1887
- LLD: Doctor of Laws, University of Cambridge, 1888
- Sub-Prior of the Venerable Order of Saint John of Jerusalem, 1888
Foreign honours
- Grand Cross of the Order of the Netherlands Lion
- Grand Cross of the Royal Military Order of the Tower and Sword, 5 March 1885
- Grand Cross of the Royal and Distinguished Order of Charles III, with Collar, 23 January 1885
- Order of Osmanieh, 1st Class in Diamonds
- Grand Cross of the Order of the Star of Romania
- Knight of the Supreme Order of the Most Holy Annunciation, 8 January 1885
- Grand Cross of the Order of the Southern Cross
- Grand Cross of the Saxe-Ernestine House Order, 1883
- Grand Cross of the Grand Ducal Hessian Order of Ludwig, 30 April 1884
- Grand Cross of the Order of the White Falcon, 1885
- Knight of the Order of the Elephant, 11 October 1883
- Knight of the Royal Order of the Seraphim, 8 January 1885
- Knight of the Order of the Black Eagle, 8 January 1885
- Grand Cordon of the Order of Leopold, 1885
- Grand Cross of the Royal Hungarian Order of Saint Stephen, 1887
#### Military
- 1877–1879: Cadet aboard training ship HMS Britannia, Dartmouth, Devon
- 1879–1880: Cadet, HMS Bacchante
- Mid, 1880–1883: Promoted to Midshipman, HMS Bacchante
- Lt, 1886–1887: Appointed Lieutenant, 10th (Prince of Wales' Own) Royal Hussars
- Capt, 1887: Promoted to Captain, 9th Queen's Royal Lancers
- Capt, 1887–1889: Captain, 3rd King's Royal Rifle Corps
- Maj, 1889–1892: Major, 10th (Prince of Wales' Own) Royal Hussars
#### Honorary military appointments
British
- Honorary Colonel, 4th Regiment, Bengal Infantry
- Honorary Colonel, 4th Bombay Cavalry
- Honorary Colonel, 1st Punjab Cavalry
- Honorary Colonel, Third City of London Rifle Volunteer Corps (7th (City of London) Battalion, London Regiment) 1890–92
### Arms
With his dukedom, Albert Victor was granted a coat of arms, being the royal arms of the United Kingdom, differenced by an inescutcheon of the arms of Saxony and a label of three points argent, the centre point bearing a cross gules.
## Ancestry
## External links
[ ](Category:Prince_Albert_Victor,_Duke_of_Clarence_and_Avondale "wikilink") [1864 births](Category:1864_births "wikilink") [1892 deaths](Category:1892_deaths "wikilink") [Military personnel from Berkshire](Category:Military_personnel_from_Berkshire "wikilink") [19th-century British Army personnel](Category:19th-century_British_Army_personnel "wikilink") [19th-century nobility](Category:19th-century_nobility "wikilink") [9th Queen's Royal Lancers officers](Category:9th_Queen's_Royal_Lancers_officers "wikilink") [10th Royal Hussars officers](Category:10th_Royal_Hussars_officers "wikilink") [Alumni of Trinity College, Cambridge](Category:Alumni_of_Trinity_College,_Cambridge "wikilink") [Burials at St George's Chapel, Windsor Castle](Category:Burials_at_St_George's_Chapel,_Windsor_Castle "wikilink") [Deaths from influenza](Category:Deaths_from_influenza "wikilink") [Deaths from pneumonia in England](Category:Deaths_from_pneumonia_in_England "wikilink") [English Anglicans](Category:English_Anglicans "wikilink") [English people of Danish descent](Category:English_people_of_Danish_descent "wikilink") [House of Saxe-Coburg and Gotha (United Kingdom)](Category:House_of_Saxe-Coburg_and_Gotha_(United_Kingdom) "wikilink") [Infectious disease deaths in England](Category:Infectious_disease_deaths_in_England "wikilink") [Jack the Ripper](Category:Jack_the_Ripper "wikilink") [King's Royal Rifle Corps officers](Category:King's_Royal_Rifle_Corps_officers "wikilink") [People from Windsor, Berkshire](Category:People_from_Windsor,_Berkshire "wikilink") [People of the Victorian era](Category:People_of_the_Victorian_era "wikilink") [Dukes of Clarence](Category:Dukes_of_Clarence "wikilink") [ Albert Victor](Category:Peers_of_the_United_Kingdom_created_by_Queen_Victoria "wikilink") [British princes](Category:British_princes "wikilink") [Freemasons of the United Grand Lodge of England](Category:Freemasons_of_the_United_Grand_Lodge_of_England "wikilink") [Knights of the Garter](Category:Knights_of_the_Garter "wikilink") [Knights of St Patrick](Category:Knights_of_St_Patrick "wikilink") [Grand Crosses of the Order of Saint Stephen of Hungary](Category:Grand_Crosses_of_the_Order_of_Saint_Stephen_of_Hungary "wikilink") [Grand Crosses of the Order of the Star of Romania](Category:Grand_Crosses_of_the_Order_of_the_Star_of_Romania "wikilink") [Recipients of the Order of the Netherlands Lion](Category:Recipients_of_the_Order_of_the_Netherlands_Lion "wikilink") [Children of Edward VII](Category:Children_of_Edward_VII "wikilink") [Sons of emperors](Category:Sons_of_emperors "wikilink") [Sons of kings](Category:Sons_of_kings "wikilink") [Heirs apparent who never acceded](Category:Heirs_apparent_who_never_acceded "wikilink")
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Symphony No. 3 (Górecki)
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Symphony by Henryk Gorecki
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[
"1976 compositions",
"1992 classical albums",
"20th-century symphonies",
"Compositions by Henryk Górecki",
"Holy minimalism compositions",
"Minimalistic compositions"
] |
The Symphony No. 3, Op. 36, also known as the Symphony of Sorrowful Songs (Polish: Symfonia pieśni żałosnych), is a symphony in three movements composed by Henryk Górecki in Katowice, Poland, between October and December 1976. The work is indicative of the transition between Górecki's earlier dissonant style and his later more tonal style and "represented a stylistic breakthrough: austerely plaintive, emotionally direct and steeped in medieval modes". It was premièred on 4 April 1977, at the Royan International Festival, with Stefania Woytowicz as soprano and Ernest Bour as conductor.
A solo soprano sings Polish texts in each of the three movements. The first is a 15th-century Polish lament of Mary, mother of Jesus; the second a message written on the wall of a Gestapo cell during World War II; and the third a Silesian folk song of a mother searching for her son killed by the Germans in the Silesian uprisings. The first and third movements are written from the perspective of a parent who has lost a child, and the second movement from that of a child separated from a parent. The dominant themes of the symphony are motherhood, despair and suffering.
Until 1992, Górecki was known only to connoisseurs, primarily as one of several composers from the Polish School responsible for the postwar Polish music renaissance. That year, Elektra-Nonesuch released a recording of the 15-year-old symphony performed by the London Sinfonietta that topped the classical charts in Britain and the United States. It has sold more than a million copies, vastly exceeding the expected lifetime sales of a typical symphonic recording by a 20th-century composer. This success, however, has not generated similar interest in Górecki's other works.
## Background
Despite a political climate that was unfavorable to modern art (often denounced as "formalist" by the communist authorities), post-war Polish composers enjoyed an unprecedented degree of compositional freedom following the establishment of the Warsaw Autumn festival in 1956. Górecki had won recognition among avant-garde composers for the experimental, dissonant and serialist works of his early career; he became visible on the international scene through such modernist works as Scontri, which was a success at the 1960 Warsaw Autumn, and his First Symphony, which was awarded a prize at the 1961 Paris Youth Bienniale. Throughout the 1960s, he continued to form acquaintanceships with other experimental and serialist composers such as Pierre Boulez and Karlheinz Stockhausen.
During the 1970s, Górecki began to distance himself from the serialism and extreme dissonance of his earlier work, and his Third Symphony, like the preceding choral pieces Euntes ibant et flebant (Op. 32, 1972) and Amen (Op. 35, 1975), starkly rejects such techniques. The lack of harmonic variation in Górecki's Third Symphony, and its reliance on repetition, marked a stage in Górecki's progression towards the harmonic minimalism and the simplified textures of his more recent work. Because of the religious nature of many of his works during this period, critics and musicologists often align him with other modernist composers who began to explore radically simplified musical textures, tonality, and melody, and who also infused many of their works with religious significance. Like-minded composers, such as Arvo Pärt and John Tavener, are frequently grouped with Górecki under the term "holy minimalism", although none of the composers classified as such have admitted to common influences.
## Composition
In 1973, Górecki approached the Polish folklorist Adolf Dygacz in search of traditional melodies to incorporate in a new work. Dygacz presented four songs which had been recorded in the Silesia region in south-western Poland. Górecki was impressed by the melody "Where has he gone, my dear young son?" (Kajże się podzioł mój synocek miły?), which describes a mother's mourning for a son lost in war, and probably dates from the Silesian Uprisings of 1919–21. Górecki had heard a version of the song in the 1960s and had not been impressed by the arrangement, but the words and the melody of Dygacz's new version made a lasting impression on him. He said "for me, it is a wonderfully poetic text. I do not know if a 'professional' poet would create such a powerful entity out of such terse, simple words. It is not sorrow, despair or resignation, or the wringing of hands: it is just the great grief and lamenting of a mother who has lost her son."
Later that year, Górecki learned of an inscription scrawled on the wall of a cell in a German Gestapo prison in the town of Zakopane, which lies at the foot of the Tatra mountains in southern Poland. The words were those of 18-year-old Helena Wanda Błażusiakówna, a highland woman incarcerated on 25 September 1944. It read O Mamo, nie płacz, nie. Niebios Przeczysta Królowo, Ty zawsze wspieraj mnie (Oh Mamma do not cry, no. Immaculate Queen of Heaven, always support me). The composer recalled, "I have to admit that I have always been irritated by grand words, by calls for revenge. Perhaps in the face of death I would shout out in this way. But the sentence I found is different, almost an apology or explanation for having got herself into such trouble; she is seeking comfort and support in simple, short but meaningful words". He later explained, "In prison, the whole wall was covered with inscriptions screaming out loud: 'I'm innocent', 'Murderers', 'Executioners', 'Free me', 'You have to save me'—it was all so loud, so banal. Adults were writing this, while here it is an eighteen-year-old girl, almost a child. And she is so different. She does not despair, does not cry, does not scream for revenge. She does not think about herself; whether she deserves her fate or not. Instead, she only thinks about her mother: because it is her mother who will experience true despair. This inscription was something extraordinary. And it really fascinated me."
Górecki now had two texts: one from a mother to her son, the other from a daughter to her mother. While looking for a third that would continue the theme, he decided on a mid-15th-century folk song from the southern city of Opole. Its text contains a passage in which the Virgin Mary speaks to her Son dying on the cross: "O my son, beloved and chosen, Share your wounds with your mother ..." (Synku miły i wybrany, rozdziel z matką swoje rany ...). Górecki said, "this text was folk-like, anonymous. So now I had three acts, three persons ... Originally, I wanted to frame these texts with an introduction and a conclusion. I even chose two verses (5 and 6) from Psalm 93/94 in the translation by Wujek: 'They humiliated Your people, O Lord, and afflicted Your heritage, they killed the widow and the passer-by, murdered the orphans.'" However, he rejected this format because he believed the structure would position the work as a symphony "about war". Górecki sought to transcend such specifics, and instead structured the work as three independent laments.
## Instrumentation and score
The symphony is constructed around simple harmonies, set in a neo-modal style which makes use of the medieval musical modes, but does not adhere strictly to medieval rules of composition. A performance typically lasts about 54 minutes. Ronald Blum describes the piece as "mournful, like Mahler, but without the bombast of percussion, horns and choir, just the sorrow of strings and the lone soprano". The work consists of three elegiac movements, each marked Lento to indicate their slow tempi. Strings dominate the musical textures and the music is rarely loud—the dynamics reach fortissimo in only a few bars.
The symphony is scored for solo soprano, four flutes (two players doubling on piccolos), four clarinets in B, two bassoons, two contrabassoons, four horns in F, four trombones, harp, piano and strings. Górecki specifies exact complements for the string forces: 16 first violins, 16 second violins, 12 violas, 12 cellos, and 8 double basses. For most of the score, these are in turn divided into two parts, each notated on a separate staff. Thus the string writing is mainly in ten different parts, on ten separate staves. In some sections some of these parts are divided even further into separate parts, which are written on the same staff, so that ten staves are still used for a greater number of parts.
Unusually, the score omits oboes, English horns, bass clarinets, and trumpets. The bassoons, contrabassoons, and trombones play only in the first movement, and only for a few bars (bassoons and contrabassoons: 339–342 and 362–369; trombones: 343–348 and 367–369).
The musicologist Adrian Thomas notes that the symphony lacks dissonance outside of modal inflections (that is, occasional use of pitches that fall outside the mode), and that it does not require nonstandard techniques or virtuosic playing. Thomas further observes that "there is no second-hand stylistic referencing, although if predecessors were to be sought they might be found, distantly removed, in the music of composers as varied as Bach, Schubert, Tchaikovsky, and even Debussy."
### Lento—Sostenuto tranquillo ma cantabile
Typically 27 minutes in duration, the first movement equals the combined length of the second and third movements, and is based on a late 15th-century lament of Mary from the Lysagora Songs collection of the Holy Cross Monastery (Św. Krzyż Monastery) in the Świętokrzyskie Mountains. Comprising three thematic sections, the movement opens with a canon based on a 24-bar theme, which is repeated several times. The canon begins in 2 parts; then, for each repetition of the theme, an extra part is added, until the canon is in eight parts (with the top two parts doubled at the octave, making for ten voices total), using a 24-bar melody in the Aeolian mode on E. It begins with the double basses, 2nd part, with each succeeding entry occurring one measure later (i.e., a new entry begins every 25 measures), each starting a diatonic fifth above the last. That means that each appearance of the melody in a new part is in a different mode, in this order:
1. Aeolian on E (double basses, 2nd part)
2. Phrygian on B (double basses, 1st part)
3. Locrian on F (cellos, 2nd part)
4. Lydian on C (cellos, 1st part)
5. Ionian on G (violas, 2nd part)
6. Mixolydian on D (violas, 1st part)
7. Dorian on A (2nd violins, 2nd part)
8. Aeolian on E (1st violins, 2nd part)
After the 8-part canon is played, it is repeated, with the 1st parts of the 1st and 2nd violins (silent up to this point) doubling the other violin parts an octave higher.
After that, the canon continues, but the voices gradually drop out one by one, from the lowest upwards and the highest downwards; the instruments in question then double, or play the parts of, a higher or lower voice that is still playing, in this order ('→' means 'double/play the parts of'):
1. Double basses: 2nd part (low E Aeolian) → 1st part (B Phrygian) [canon reduced to 7 voices]
2. 1st violins: 1st part (highest E Aeolian) → 2nd part (high E Aeolian)
3. Double basses (B Phrygian) → Cellos, 2nd part (F Locrian)
4. Cellos: 2nd part (F Locrian) → 1st part (C Lydian) [canon reduced to 6 voices]
5. 2nd violins: 1st part (high A Dorian) → 2nd part (A Dorian)
6. Double basses (F Locrian) → Cellos (C Lydian)
7. Cellos (C Lydian) → Violas, 2nd part (G Ionian)
8. 2nd violins (A Dorian) → Violas, 1st part (D Mixolydian)
9. 1st violins (high E Aeolian) → 2nd violins (A Dorian) [canon reduced to 4 voices]
10. Double basses fall silent
11. 1st violins (A Dorian) → 2nd violins + violas, 1st part (D Mixolydian) [canon reduced to 2 voices]
The canon ends with all the strings (except the double basses) sustaining a single note, E4.
The soprano enters on the same note in the second section and builds to a climax on the final word, at which point the strings enter forcefully with the climax of the opening canon. The third section of the movement (Lento—Cantabile semplice) is a long dénouement, another canon based on the same melody in the opening canon; but this time it starts with 8 parts (the top two doubled in octaves), and the voices drop out from high to low:
1. 1st violins: 1st part (highest E Aeolian) → 2nd part (high E Aeolian)
2. 2nd violins: 1st part (high A Dorian) → 2nd part (A Dorian)
3. 1st violins sustain an E5 drone
4. 2nd violins sustain an E4 drone as 1st violins fall silent
5. Violas: 1st part (D Mixolydian) → 2nd part (G Ionian)
6. Violas sustain an E3 drone as 2nd violins fall silent
7. Cellos: 1st part (C Lydian) → 2nd part (F Locrian)
8. Cellos sustain an E2 drone as violas fall silent
9. Double Basses: 1st part (B Phrygian) → 2nd part (melody in low E Aeolian)
The movement thus ends with the lower strings, and the piano (briefly recalling the second section of the movement).
### Lento e largo—Tranquillissimo
The nine-minute second movement is for soprano, clarinets, horns, harp, piano, and strings, and contains a libretto formed from the prayer to the Virgin Mary inscribed by Helena Błażusiakówna on the cell wall in Zakopane. According to the composer, "I wanted the second movement to be of a highland character, not in the sense of pure folklore, but the climate of Podhale ... I wanted the girl's monologue as if hummed ... on the one hand almost unreal, on the other towering over the orchestra."
The movement opens with a folk drone, A–E, and a melodic fragment, E–G–F, which alternate with sudden plunges to a low B–D dyad. Thomas describes the effect as "almost cinematic ... suggest[ing] the bright open air of the mountains". As the soprano begins to sing, her words are supported by the orchestra until she reaches a climaxing top A. The movement is resolved when the strings hold a chord without diminuendo for nearly one and a half minutes. The final words of the movement are the first two lines of the Polish Ave Maria, sung twice on a repeated pitch by the soprano.
### Lento—Cantabile-semplice
The tempo of the third movement is similar to that of the previous two, and subtle changes in dynamism and mode make it more complex and involving than it may at first appear. With a duration of approximately seventeen minutes, it comprises three verses in A minor and, like the first movement, is constructed from evolving variations on a simple motif. The melody is established in the opening verse, and the second and third verses revisit the cradling motifs of the second movement. As in the second movement, the motifs are built up from inversions of plain triads and seventh chords stretching across several octaves. As the soprano sings the final words, the key changes to a pure diatonic A major which accompanies, in writer David Ellis's words, the "ecstatic final stanza":
> O sing for him / God's little song-birds / Since his mother cannot find him.
> And you, God's little flowers / May you blossom all around / that my son may sleep a happy sleep.
The orchestra returns to A minor before a final postlude in A major. In Górecki's own words: "Finally there came that unvarying, persistent, obstinate 'walczyk' [on the chord of A], sounding well when played piano, so that all the notes were audible. For the soprano, I used a device characteristic of highland singing: suspending the melody on the third [C] and descending from the fifth to the third while the ensemble moves stepwise downward [in sixths]".
## Interpretation
The symphony was dedicated to Górecki's wife Jadwiga Rurańska. When asked why, Górecki responded, "Who was I supposed to dedicate it to?" He never sought to explain the symphony as a response to a political or historical event. Instead, he maintained that the work is an evocation of the ties between mother and child. Górecki was commissioned to write music in response to the Holocaust in the 1960s but was unable to finish any of the pieces he started for that purpose. While Górecki stated that for many years he sought to produce a work specifically in response to Auschwitz, he resisted that interpretation of the symphony, which he preferred to be viewed in a wider context. Other critics have attempted to interpret the symphony in spiritual terms, an approach which Górecki also dismissed. Still others have suggested that the symphony can be understood as a compendium of Polish history:
> The symphony alludes to each of the main historical and political developments in Poland's history from the 14th century to 1976, the year of its composition. What is more, each of the three movements appears to represent a different age . . . and [they are] chronologically contiguous. The composer seems to have created three separate and discrete "chapters" in his summary of Poland's history.
Górecki said of the work, "Many of my family died in concentration camps. I had a grandfather who was in Dachau, an aunt in Auschwitz. You know how it is between Poles and Germans. But Bach was a German too—and Schubert, and Strauss. Everyone has his place on this little earth. That's all behind me. So the Third Symphony is not about war; it's not a Dies Irae; it's a normal Symphony of Sorrowful Songs."
## Reception
### Initial
Górecki's Symphony No. 3 was written in 1976, when Górecki was, in the words of the music critic Jane Perlez, "a fiery figure, fashionable only among a small circle of modern-music aficionados". The 1977 world première at the Royan Festival, Ernest Bour conducting, was reviewed by six western critics, all of them harshly dismissive. Heinz Koch, writing for Musica, said that the symphony "drags through three old folk melodies (and nothing else) for an endless 55 minutes". Górecki recalled that, at the premiere, he sat next to a "prominent French musician", probably Pierre Boulez, who, after hearing the twenty-one repetitions of an A-major chord at the end of the symphony, loudly exclaimed: "Merde!"
The symphony was first recorded in Poland in 1978 by the soprano Stefania Woytowicz. It was deemed a masterpiece by Polish critics, although, during the late 1970s and early 1980s, recordings and performances were widely criticised by the press outside Poland. The symphony drew hostility from critics who felt that Górecki had moved too far away from the established avant-garde style and was, according to Dietmar Polaczek (writing for Österreichische Musikzeitschrift), "simply adding to the decadent trash that encircled the true pinnacles of avant-gardism".
### Increasing recognition
In 1985, the French filmmaker Maurice Pialat featured a section of the third movement in the credits of his film Police. When the work was later repackaged as a "soundtrack album", it sold well. Although Gorecki's name was featured prominently on the front cover, the sleeve notes on the back provided little information about the work, and Górecki's name appeared in smaller type than those of the main actors.
In the mid-1980s, the British industrial music group Test Dept used the symphony as a backdrop for video collages during their concerts to express sympathy with the Polish Solidarity movement, which Górecki also supported (his 1981 piece Miserere was composed in part as a response to government opposition of Solidarity trade unions).
### London Sinfonietta recording and commercial success
During the late 1980s, the symphony received increasing airplay on US and British classical radio stations, notably Classic FM(From 1992). The fall of communism helped to spread the popularity of Polish music generally, and by 1990 the symphony was being performed in major cities such as New York, London and Sydney.
A 1991 recording with the London Sinfonietta, conducted by David Zinman and featuring the soloist Dawn Upshaw, was released in 1992 by the Elektra imprint Nonesuch Records. Within two years, it sold more than 700,000 copies worldwide; it reached number 6 on the mainstream UK album charts, and while it did not appear on the US Billboard 200, it topped the US classical charts for 38 weeks and stayed on the chart for 138 weeks. The Zinman/Upshaw recording has sold over a million copies, making it probably the best selling contemporary classical record.
Michael Steinberg described the symphony's success as essentially a phenomenon of the compact disc. While live performances are still given, they do not always sell out. Some critics, wondering at the sudden success of the piece nearly two decades after its composition, suggest that it resonated with a particular mood in the popular culture at the time. Stephen Johnson, writing in A guide to the symphony, wondered whether the success was "a flash in the pan" or would have lasting significance. In 1998, Steinberg asked, "[are people] really listening to this symphony? How many CD buyers discover that fifty-four minutes of very slow music with a little singing in a language they don't understand is more than they want? Is it being played as background music to Chardonnay and brie?" Steinberg compared the success of Górecki's symphony to the Doctor Zhivago phenomenon of 1958: "Everybody rushed to buy the book; few managed actually to read it. The appearance of the movie in 1965 rescued us all from the necessity." Górecki was as surprised as anyone else at the recording's success, and later speculated that "perhaps people find something they need in this piece of music.... Somehow I hit the right note, something they were missing. Something, somewhere had been lost to them. I feel that I instinctively knew what they needed."
At least a dozen recordings were issued in the wake of the success of the Nonesuch recording, and the work enjoyed significant exposure in a number of artistic media worldwide. It was used by several filmmakers in the 1990s and onwards to elicit a sense of pathos or sorrow, including as an accompaniment to a plane crash in Peter Weir's Fearless (1993), and in the soundtrack to Julian Schnabel's Basquiat (1996), in the Netflix series (season 2, episode 7) The Crown, and in Terrence Malick's A Hidden Life (2019). An art gallery in Santa Fe, New Mexico opened an exhibit in 1995 dedicated entirely to visual art inspired by the piece. It is also used as one of the songs in the music playlist at the Johns Hopkins Center for Psychedelic and Consciousness Research.
### Ballet "Light of Passage"
In 2017 Canadian choreographer Crystal Pite set the first movement of the symphony as a ballet called Flight Pattern, commissioned by the Royal Opera House. In 2022 she expanded this into a setting of all three movements, Light of Passage.
## Discography
|
31,410,560 |
Philitas of Cos
| 1,171,354,645 |
Ancient Greek scholar and poet
|
[
"280s BC deaths",
"3rd-century BC Greek people",
"3rd-century BC poets",
"4th-century BC Greek people",
"4th-century BC births",
"Ancient Greek educators",
"Ancient Greek elegiac poets",
"Ancient Greek epigrammatists",
"Ancient Greek lexicographers",
"Ancient Koans",
"Homeric scholars",
"Ptolemaic court"
] |
Philitas of Cos (/fɪˈlaɪtəs/; Greek: Φιλίτας ὁ Κῷος, Philītas ho Kōos; c. 340 – c. 285 BC), sometimes spelled Philetas (/faɪˈliːtəs/; Φιλήτας, Philētas; see Bibliography below), was a Greek scholar, poet and grammarian during the early Hellenistic period of ancient Greece. He is regarded as the founder of the Hellenistic school of poetry, which flourished in Alexandria after about 323 BC. Philitas is also reputed to have been the tutor of Ptolemy II Philadelphus and the poet Theocritus. He was thin and frail; Athenaeus later caricatured him as an academic so consumed by his studies that he wasted away and died.
Philitas was the first major Greek writer who was both a scholar and a poet. His reputation continued for centuries, based on both his pioneering study of words and his verse in elegiac meter. His vocabulary Disorderly Words described the meanings of rare literary words, including those used by Homer. His poetry, notably his elegiac poem Demeter, was highly respected by later ancient poets. However, almost all his work has since been lost.
## Life
Little is known of Philitas' life. Ancient sources refer to him as a Coan, a native or long-time inhabitant of Cos, one of the Dodecanese islands in the Aegean Sea just off the coast of Asia. His student Theocritus wrote that Philetas' father was Telephos (Τήλεφος, Tḗlephos) and his mother, assuming the manuscript is supplemented correctly, Euctione (Εὐκτιόνη, Euktiónē). From a comment about Philitas in the Suda, a 10th-century AD historical encyclopedia, it is estimated he was born c. 340 BC, and that he might have established a reputation in Cos by c. 309/8 BC. During the Wars of the Diadochi that followed the death of Alexander the Great and divided Alexander's empire, Ptolemy had captured Cos from his rival successor, Antigonus, in 310 BC; his son, Ptolemy II Philadelphus, was born there in 308 BC. It was a favorite retreat for men of letters weary of Alexandria.
Philetas was appointed Philadelphus' tutor, which suggests he moved to Alexandria c. 297/6 BC and moved back to Cos in the later 290s BC. He may also have tutored Arsinoe II, Philadelphus' older sister and eventual wife. Later tutors of royal offspring in Ptolemaic Egypt generally headed the Library of Alexandria, but it is unknown whether Philitas held that position. Philitas also taught the poets Hermesianax and Theocritus and the grammarian Zenodotus, and after he returned to Cos he seems to have spent at least ten years leading a brotherhood of intellectuals and poets that included Aratus, Hermesianax, and Theocritus.
Hermesianax wrote of "Philitas, singing of nimble Bittis", and Ovid twice calls her "Battis". It is commonly thought that Bittis or Battis was Philitas' mistress, and that Hermesianax referred to love poetry; another possibility is that her name connoted "chatterbox", and that she was a humorous personification of Philitas' passion for words.
Philitas was thin and frail, and may have suffered and died from a wasting disease. He seems to have died in Cos sometime in the 280s BC. His pupil Hermesianax wrote that a statue of him was erected under a plane tree by the people of Cos, depicting him as "frail with all the glosses". His contemporary Posidippus wrote that Philadelphus commissioned a bronze of Philitas in old age from the sculptor Hecataeus, which "included nothing from the physique of heroes. No, ... he cast the old man full of cares." The 3rd century AD Roman author Aelian skeptically passed along a story that Philitas was so thin that he put lead weights in the soles of his shoes to avoid being blown away by a stiff wind. A 2nd century AD Greek author, Athenaeus of Naucratis, wrote that Philitas studied false arguments and erroneous word-usage so intensely that he wasted away and starved to death, and that his epitaph read:
St. George Stock analyzed the story as saying Philitas studied the Megarian school of philosophy, which cultivated and studied paradoxes such as the liar paradox: if someone says "I am lying", is what he says true or false? Stock wrote that Philitas worried so much over the liar paradox that he died of insomnia, and translated the epitaph as follows:
A more literal translation suggests that the invented epitaph pokes fun at Philitas' focus on using the right words:
> Stranger, I am Philitas. The lying word and nights' evening cares destroyed me.
## Works
Philitas wrote a vocabulary explaining the meanings of rare literary words, words from local dialects, and technical terms; it probably took the form of a lexicon. The vocabulary, called Disorderly Words (Ἄτακτοι γλῶσσαι, Átaktoi glôssai), has been lost, with only a few fragments quoted by later authors. One example, quoted in Athenaeus, is that the word πέλλα (pélla) meant "wine cup" in the ancient Greek region of Boeotia; this was evidently contrasted to the same word meaning "milk pail" in Homer's Iliad. Hermeneia, another scholarly work, probably contained Philitas' versions and critical interpretations of Homer and other authors.
About thirty fragments of Philitas' poetry are known, along with four definite titles:
- Demeter, Philitas' most famous work, consisted of elegiac couplets, or couplets in the elegiac meter. Its few surviving fragments suggest that it narrated the grain goddess Demeter's hunt for her daughter Persephone. The fragments describe Demeter's arrival on Cos and warm welcome by its royal family of Meropids, or humans twice normal size, thus presenting the founding myth of a local cult of Demeter on Cos.
- Hermes was an epyllion, or brief mythological narrative, written in hexameter. It had the structure of a hymn, with a central narrative telling of Odysseus' visit to the island of the king Aeolus, keeper of the winds, and of Odysseus' secret affair with the king's daughter Polymele. It is also possible that Hermes was a collection of such stories, with the patronage of Hermes himself as the common thread.
- Playthings (Παίγνια, Paígnia) had two shorter collections. These poems had the structure of epigrams and their themes may have included erotica. The only surviving poem contains two elegiac couplets and has a puzzle or riddle structure characteristic of some ancient Greek drinking-party songs.
- Only one of the Epigrams has been fully reconstructed.
Another possible poem is Telephus, which may have been a companion to Demeter.
At most fifty verses of Philitas survive. Below is an example fragment of two verses, which was quoted in the Collection of Paradoxical Stories, whose putative author Antigonus (often identified with Antigonus of Carystus, a near-contemporary) does not specify which work they came from; indirect evidence suggests Demeter. These two verses show the confluence of Philitas' interests in poetry and obscure words:
According to Antigonus, the "cactus" (κάκτος, káktos) was a thorny plant from Sicily, and "When a deer steps on it and is pricked, its bones remain soundless and unusable for flutes. For that reason Philitas spoke of it." Antigonus quotes one more passage, and the 5th century AD anthologist Stobaeus quotes eleven passages from Philitas; the remaining fragments are derived from ancient commentators who quoted Philitas when discussing rare words or names used by other authors.
## Influence
Philitas was the most important intellectual figure in the early years of Hellenistic civilization. He gained instant recognition in both poetry and literary scholarship, and, as far as is known, was the first person called "poet as well as scholar" (ποιητὴς ἅμα καὶ κριτικός, poiētḕs [h]áma kaì kritikós). As tutor to Philadelphus he is assumed to have had great influence on the development of the Mouseion at Alexandria, a scholarly institution that included the famous Library of Alexandria. A statue was erected of him, possibly at a Mouseion at Cos, and his work was explicitly acknowledged as a classic by both Theocritus and Callimachus.
His reputation for scholarship endured for at least a century. In Athens, the comic playwright Strato made jokes that assumed audiences knew about Philitas' vocabulary, and the vocabulary was criticized more than a century later by the influential Homeric scholar Aristarchus of Samothrace in his Against Philitas (Πρὸς Φιλίταν, Pròs Philítan). The geographer Strabo described him three centuries later as "simultaneously a poet and a critic".
Philitas was the first writer whose works represent the combination of qualities now regarded as Hellenistic: variety, scholarship, and use of Homeric sources in non-epic works. He directly influenced the major Hellenistic poets Callimachus and Apollonius of Rhodes. His poetry was mentioned or briefly quoted by Callimachus and by other ancient authors, and his poetic reputation endured for at least three centuries, as Augustan poets identified his name with great elegiac writing. Propertius linked him to Callimachus with the following well-known couplet:
Ovid also linked the two poets, urging women who wished to capture a man to read Callimachus and Philitas, and conversely advising people wishing to fall out of love to avoid these two. The 1st-century AD rhetorician Quintilian ranked Philitas second only to Callimachus among the elegiac poets. Philitas' influence has been found or suspected in a wide range of ancient writing; Longus' 2nd century AD novel Daphnis and Chloe contains a character likely named after him. Almost all that he wrote seems to have disappeared within two centuries, though, so it is unlikely that any writer later than the 2nd century BC read any but a few of his lines.
|
708,307 |
Chetco River
| 1,119,046,922 |
River in Oregon, United States
|
[
"Drainage basins of the Pacific Ocean",
"Rivers of Curry County, Oregon",
"Rivers of Oregon",
"Rogue River-Siskiyou National Forest",
"Wild and Scenic Rivers of the United States"
] |
The Chetco River is a 56-mile-long (90 km) stream located in the southwestern portion of the U.S. state of Oregon. It drains approximately 352 square miles (912 km<sup>2</sup>) of Curry County. Flowing through a rugged and isolated coastal region, it descends rapidly from about 3,200 feet (975 m) to sea level at the Pacific Ocean. Except for the lowermost 5 miles (8 km), the river is located entirely within the Rogue River – Siskiyou National Forest. The river rises in the Kalmiopsis Wilderness, northwest of Chetco Peak at the junction of the Oregon Coast Range and the Klamath Mountains. It flows generally north, west, and then southwest, before emptying into the ocean between Brookings and Harbor, approximately 6 miles (10 km) north of the California state line. The Chetco River's watershed remains largely undeveloped, protected by the Rogue River – Siskiyou National Forest and the Kalmiopsis Wilderness. The upper 45 miles (72 km) of the river have been designated Wild and Scenic since 1988.
Native Americans have lived in the Chetco River's watershed for the last one to three thousand years. Several explorers, including Sir Francis Drake, George Vancouver, and Jedediah Smith, visited the region between the 16th and 19th centuries, and found the Chetco people inhabiting the area. Non-indigenous settlers arrived soon after gold and other precious metals were discovered in the 1840s and 1850s. The town of Brookings was founded in the early 20th century, and incorporated in 1951. Fourteen thousand residents of Brookings and Harbor rely on the Chetco for drinking water.
Supporting a large population of salmon and trout, the Chetco's water is of very high quality. The watershed is home to many other species, including several that are endemic to the Siskiyou Mountains area. The northernmost grove of Redwoods—the tallest trees on Earth—grow in the southern region of the Chetco's drainage basin. In total, the river is home to over 200 species of animals, and 97 percent of the watershed is forested.
## Course
The Chetco River begins about 4 miles (6 km) east of Chetco Peak, approximately 3,201 feet (975.7 m) above sea level. It flows north, gathering small tributaries such as the Little Chetco River and Babyfoot Creek. The river turns west near the 5,098-foot-tall (1,554 m) Pearsoll Peak, the highest point in the watershed. It receives Box Canyon Creek on the left bank, Tincup Creek on the right bank, and Boulder Creek on the left. It then flows south, gathering the South Fork Chetco River. A few miles farther south, the river passes through a Redwood grove. It flows between Bosley Butte to the north and Mount Emily to the south; the latter is the impact site of one of only four bombs known to have been dropped in the continental United States by an enemy aircraft. This occurred during the Lookout Air Raids of 1942.
Turning southwest, the river flows through Alfred A. Loeb State Park and collects the North Fork Chetco River on the right at river mile (RM) 5 (or river kilometer (RK) 8). The Chetco becomes an estuary about 1.7 miles (2.7 km) from its mouth. It passes through the communities of Brookings to the north and Harbor to the south, and discharges into the Pacific Ocean.
### Discharge
The United States Geological Survey monitors the flow of the Chetco River at a stream gauge at RM 10.7 (RK 17.2), which is 6.8 miles (11 km) northeast of Brookings. It opened in 1969, and continues to operate. The average flow was 2,263 cubic feet per second (64.08 m<sup>3</sup>/s) from a drainage area of 271 square miles (702 km<sup>2</sup>), about 77 percent of the Chetco's total drainage basin. The maximum recorded flow was 85,400 cubic feet per second (2,420 m<sup>3</sup>/s) on December 22, 1964, during the Pacific Northwest flood of 1964. The minimum flow was 42 cubic feet per second (1.2 m<sup>3</sup>/s) on October 14, 1987.
## Watershed
The Chetco River drains 352 square miles (912 km<sup>2</sup>) of the southern Oregon Coast. About 78 percent is owned by the United States Forest Service, and another 5 percent is owned by the Bureau of Land Management. Sixteen percent is privately owned, while the remaining one percent is managed by the cities of Brookings and Harbor, Curry County, and the state of Oregon. Approximately 97 percent of the land is used for forestry, 2 percent for agriculture and rural areas, and 1 percent is urban. Gravel and minerals are mined from the lower and upper regions of the watershed, respectively.
The region is mostly mountainous, characterized by steep river valleys. Elevations in the Chetco River watershed range from sea level to 5,098 feet (1,554 m) at the summit of Pearsoll Peak. Precipitation averages between 45 and 140 inches (1,143 and 3,556 mm) per year, with October through June being the wettest months. Seventy percent of surface runoff is collected from rain, and 30 percent from rain on snow. Twenty-five separate wetlands totaling 93 acres (38 ha) have been identified in the watershed. Temperatures average between 32 and 82 °F (0 and 28 °C), although the Brookings effect (or Chetco effect; similar to a foehn wind) often brings localized hot weather to the Brookings area. The increase in temperature is caused by the geography of the region; cool air funnels down the Chetco River valley from the Siskiyou and Coast ranges, gradually heating up before eventually reaching Brookings as a warm wind. The mountains also shield the area from cool marine layers. Partially as a result of this phenomenon, Brookings recorded its highest temperature ever, 108 °F (42 °C), on July 8, 2008.
Earthquakes are common, and large-scale ones occur around every 300 years. The Cascadia earthquake of 1700—estimated at 8.7–9.2 on the moment magnitude scale—caused a tsunami to sweep across California, Oregon, Washington, and British Columbia, reaching Japan the next day. It was produced when the entire Cascadia subduction zone, about 680 miles (1,100 km) long, slipped approximately 66 feet (20 m) in a megathrust event. Another major earthquake occurred in 1873 near present-day Brookings. With a magnitude of 7.3, the quake was felt from Seattle to San Francisco. Wind is also a factor in the region; storms can sometimes reach over 100 miles per hour (160 km/h). The Columbus Day Storm of 1962 brought devastating winds to nearly all of Oregon; nearby Port Orford recorded gusts exceeding 190 miles per hour (310 km/h). The storm killed 38 people across the state and caused over \$200 million worth of damage. The watershed often experiences wildfires, some of them major. The Biscuit Fire of 2002 burned over 500,000 acres (200,000 ha) of the Kalmiopsis Wilderness and surrounding regions.
As of the 2010 census, the city of Brookings had a population of 6,336, while nearby Harbor had 2,391. In total, over 14,000 residents of the Brookings–Harbor area depend on the Chetco River for drinking water. Nearby watersheds include the Winchuck and Smith rivers to the south, the Pistol River to the north, and the Illinois River, a tributary of the Rogue River, to the north and east.
## Flora and fauna
The Chetco River watershed is covered primarily by temperate coniferous forest, which includes species such as Douglas fir, western hemlock, white fir, Port Orford cedar, California incense cedar, and Sitka spruce. Jeffrey pine, knobcone pine, and golden chinquapin have also been identified. Hardwoods including tanoak, bigleaf maple, red alder, and Pacific madrone are common. Manzanita, hazelnut, vine maple, western skunk cabbage, and multiple species of berries and grasses make up the understory. Kalmiopsis, a flowering evergreen shrub and the namesake of the Kalmiopsis Wilderness, only grows in the Siskiyou Mountains. Several noxious weeds have also been identified, including gorse, Scotch broom, blackberries, and thistles.
The most prevalent species of the extreme southern portion of the watershed is the coastal redwood, one of the tallest types of trees on Earth. The world's northernmost redwood grove is located near the south bank of the Chetco at RM 15 (RK 24), about 8 miles (10 km) north of the California border. Trees here are around 300 to 800 years old, 5 to 13 feet (2 to 4 m) in diameter, and some exceed 300 feet (91 m) tall. The redwoods were heavily logged in the early 20th century. Prior to logging, the massive trees created their own microclimate by capturing moisture from fog, and also by the immense amount of shade they produced. The redwoods region is less mountainous than the rest of the watershed, and meandering streams are much more common.
Over 200 species of animals inhabit the river and its tributaries. Birds such as loons, grebes, ducks, kingfishers, and bald eagles are known to live around streams and other regions of the watershed. Auks, gulls, and terns have been spotted around the river's mouth, and black-legged kittiwakes nest in the area during the winter. The wildlife in the Kalmiopsis region of the Chetco watershed is more diverse than that of any other region in Oregon. Mammals such as American black bears, black-tailed deer, bobcats, ring-tailed cats, and gray foxes are common inhabitants of this region. The rare Siskiyou chipmunk is endemic to the Klamath Mountains. Steelhead and chinook and coho salmon are the most common anadromous fish that inhabit the Chetco River. Steelhead are abundant and have been spotted in most major and minor streams. Chinook salmon usually travel as far as Boulder Creek, about halfway between the Chetco's headwaters and its mouth. Coho also generally stay in this area, but some have been found in the Granite and Carter Creek area, about 12 miles (19 km) above Boulder Creek. Coastal cutthroat trout can be found all around the watershed; some migrate to the ocean, while others live in the river and its tributaries year round. Pacific lamprey, three-spined stickleback, and various sculpins have also been observed.
## Geology
The Chetco River flows through the ancient Klamath Mountain terrane, which is between 400 and 100 million years old, the oldest rocks in Oregon. The Klamath microcontinent was originally located beneath the ocean near southern California before separating hundreds of millions of years ago. Plate tectonics pushed the microcontinent north, and bits of granite, sea floor sediment, subduction zones, and coral reefs gradually accreted into small islands. Between 212 and 170 million years ago, a massive volcanic arc erupted on the Klamath microcontinent, binding the islands together in a single block. The Klamath microcontinent went through a period of intense tectonic activity known as the Siskiyou orogeny roughly 170 to 165 million years ago. The process was strong enough to force sedimentary rocks deep into the Earth's crust, melting them into large plutons of granite, which rose slowly to the surface. Shortly after, a large portion of sea floor was thrust over the older Klamath terranes; much of it is still visible atop Vulcan and Chetco peaks. This region is known as the Josephine Ophiolite, and contains a rare type of rock called peridotite, originating from the Earth's mantle.
The mountainous terrain of the Chetco River watershed was created approximately 130 million years ago when the microcontinent collided with the much larger North American continent. The process uplifted the complex and exotic terranes of the microcontinent to form the Klamath Mountains. Many glaciers carved U-shaped valleys and cirques during the last ice age, and several alpine lakes still exist today.
Today, sandstone, shale, granite, and serpentine are the primary rock types in the Chetco region. Various forms of loam comprise its soil. Erosion levels are high due to a combination of high precipitation, steep slopes, and landslides, which can result in earthflows.
## History
Humans have lived in the Chetco River watershed since approximately 1,000 to 3,000 years ago. The first inhabitants were perhaps ancestors of the Chetco Indians and other Native American tribes, themselves descendants of the first humans who traveled across the Bering land bridge from Siberia over 10,000 years ago. At least nine separate villages were constructed along the Chetco River, including two on either side of its mouth. The Native Americans named the river "chit taa-ghii\~-li\~'".
The first European American to visit the area may have been Sir Francis Drake on June 5, 1579, during his circumnavigation of the world. The Vancouver Expedition also explored the area in 1792. In June 1828 Jedediah Smith and his company of fur traders camped on the south bank of the river near a Native American village. Between 1853 and 1855, many Native Americans were killed and their villages destroyed in skirmishes occurring around the same time as the nearby Rogue River Wars. On July 9, 1856, the remaining Chetco were marched north to the Siletz Reservation.
Oregon—and therefore the Chetco watershed—was jointly occupied by the United Kingdom and the United States after the Treaty of 1818 was signed. The Oregon Treaty was ratified in 1846, giving the United States ownership of Oregon. Soon after, the Oregon Territory was established, and Oregon became a U.S. state on February 14, 1859.
The discovery of gold and other precious metals in the watershed brought settlers to the region in the 1840s and 1850s. Nickel, cobalt, and chromium were also mined. The town of Harbor was founded on the south bank of the Chetco River in 1891, and a ferry service across the river opened in 1904. It was shut down in 1915 when the Chetco Bridge opened. In 1912, the Brookings Lumber & Box Company moved north from the San Bernardino Mountains in southern California to the southern Oregon coast region. The company constructed a sawmill in 1914, and founded the town of Brookings. Brookings was not incorporated until 1951. The region remained relatively isolated due to its mountainous terrain until 1924, when Highway 101 was extended from Crescent City, California, to Brookings. In 1932, the Isaac Lee Patterson Bridge was completed over the Rogue River to the north, connecting the region to the rest of the Oregon coast. In 1917, a 1,200-foot-long (366 m) wharf was built at the mouth of the river. Jetties were constructed on either side of its mouth by the United States Army Corps of Engineers in 1957.
The Siskiyou National Forest was created on October 5, 1906, protecting the entire upper portion of the Chetco watershed. The nearby Rogue River National Forest was combined with it in 2004, creating the nearly 1,800,000-acre (728,000 ha) Rogue River – Siskiyou National Forest. In 1964, the United States Congress set aside over 80,000 acres (32,000 ha) of the eastern Chetco River watershed and surrounding regions to create the Kalmiopsis Wilderness. The wilderness was expanded several times in the 1970s, and now encompasses over 180,000 acres (72,800 ha).
On October 28, 1988, a 44.5-mile (71.6 km) stretch of the Chetco River was designated a National Wild and Scenic River, from its headwaters to the boundary of the Rogue River – Siskiyou National Forest. In a court case in 1994, the Chetco was determined to be navigable. In 2002, over 500,000 acres (202,000 ha) of the eastern portion of the watershed and surrounding regions were destroyed in the Biscuit Fire. Originally five separate fires, it was caused by several lightning strikes between July 12 and 15. By August 17, all five had burned together, creating one massive fire. It burned for over five months and was not fully extinguished until December 31.
In 2002, 45 acres (18 ha) of land on the Little Chetco River were sold to Washington real estate developer David Rutan, only several months after the Biscuit Fire tore through the region. He opened a gold mining camp on the site in 2007, flying in customers by helicopter. Curry County officials soon stated that the camp violated zoning and sanitation laws, but inspections were stymied because of the area's inaccessibility. Rutan bought several more claims in the Wild and Scenic section of the Chetco River in the following years, beginning 6 miles (10 km) inside the Kalmiopsis Wilderness, and ending 24 miles (39 km) downstream. Despite environmentalists' concerns, he proposed mining the Chetco riverbed for gold and minerals via commercial suction dredges, permitted by the General Mining Act of 1872. In 2010, the Chetco River was identified as the seventh most endangered river in America by advocacy organization American Rivers, facing a threat of "motorized instream mining". Oregon's governor, Ted Kulongoski, two senators, Ron Wyden and Jeff Merkley, and congressman Peter DeFazio all asked the United States Department of Agriculture to withdraw the Chetco River from the 1872 Mining Act, thus preventing mineral mining on the river. However, Rutan forfeited his claims by not paying his annual filing fees to the Bureau of Land Management in 2011.
## Pollution
The Oregon Department of Environmental Quality (DEQ) has monitored the Chetco River for eight different parameters that affect water quality: temperature, oxygen saturation, pH, nutrients, bacteria, chemical contaminants such as pesticides and metals, turbidity, and alkalinity. Streams that exceed the standard level are then placed on the DEQ 303d list in accordance with the Clean Water Act. The Chetco from Box Canyon Creek to its mouth exceeded the standard level for temperature and turbidity. The North Fork, South Fork, and other tributaries were also listed for temperature and turbidity. All tributaries of the Chetco usually exceed the 64 °F (18 °C) temperature standard. Water temperatures range from 62.6 °F (17.0 °C) at Bosley Creek to 76 °F (24 °C) at Willow Bar. High turbidity levels in the Chetco River watershed are usually caused by landslides, various forms of erosion, and plugged road culverts.
On the Oregon Water Quality Index (OWQI) used by DEQ, water quality scores can vary from 10 (worst) to 100 (ideal). The average for the Chetco River at RM 10.8 (RK 17.4) between 1998 and 2007 was 95 (excellent) in the summer and 90 in the fall, winter, and spring. These scores are comparable to the 1986 to 1995 results of 94 and 93. Despite the excellent ratings, the Chetco River actually ranks as the second most polluted stream in Curry County, after Floras Creek, a tributary of the New River.
## Recreation
Fishing, four-wheel driving, swimming, boating, camping, sightseeing, and picnicking are the primary recreational activities in the watershed. Whitewater kayaking is also popular in the winter months when water levels are high. Several trails are maintained throughout the Kalmiopsis Wilderness, as well as other regions in the watershed. Eight boat launches are located on the river between its confluence with the south fork and its mouth. Alfred A. Loeb State Park, located on the banks of the Chetco, has three cabins and 48 camping sites.
Several large parks are located in Brookings. The 33-acre (13 ha) Azalea Park in Brookings features five species of wild azaleas. The park was designated an Oregon State Park in 1939, but was given to Brookings in 1993. It hosts the American Music Festival from June until September. The Nature's Coastal Holiday light show is displayed in Azalea Park every December. Chetco Point Park, located near the wharf, has several fire rings and picnic tables, as well as views of the river, the Pacific Ocean, and the Port of Brookings Harbor. It is home to the rare Wolf's Evening Primrose.
## See also
- List of rivers of Oregon
- List of longest streams of Oregon
- List of National Wild and Scenic Rivers
|
58,078,663 |
Katie Joplin
| 1,145,969,246 |
1999 American sitcom that aired on The WB
|
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"1999 American television series debuts",
"1999 American television series endings",
"English-language television shows",
"Television series by Warner Bros. Television Studios",
"Television shows set in Philadelphia",
"The WB original programming"
] |
Katie Joplin is an American sitcom created by Tom Seeley and Norm Gunzenhauser that aired for one season on The WB Television Network (The WB) from August to September 1999. Park Overall stars as the title character, a single mother who moves from Knoxville to Philadelphia and tries to balance her job as a radio program host with parenting her teenage son Greg (Jesse Head). Supporting characters include Katie's niece Liz Berlin (Ana Reeder) as well as her co-workers, played by Jay Thomas, Jim Rash, and Simon Rex. Majandra Delfino guest-starred in three episodes as the daughter of the radio station's general manager.
Warner Bros. Television produced the series, and its premise was developed from a pitch that Overall gave to The WB. The network initially optioned the show as a potential mid-season replacement for the 1998–1999 television season, but it was delayed for a year due to production issues. Production on Katie Joplin was halted in October 1998 because The WB and Warner Bros. Television were disappointed with its development.
Katie Joplin received the lowest ratings for any original program The WB aired in its time slot. Before the show's premiere, The WB already decided to cancel it, feeling it would not connect with a younger demographic. Only five episodes aired, although seven were filmed. Critics recommended Katie Joplin prior to its premiere, and the delay in its airing was a subject of discussion. Retrospective reviews of the series were negative and focused on its short run.
## Premise and characters
The series follows Katie Joplin (Park Overall), a single mother to her 14-year-old son Greg (Jesse Head). While living in Knoxville, she is disappointed with her job in a bottling plant, where she works 16 hours a day. She moves to Philadelphia, to track down her estranged husband Jerry and find a new job. Katie's niece Liz Berlin (Ana Reeder) allows her and Greg to live in her loft on a temporary basis. Liz is an editor at a popular fashion magazine, and television historians Tim Brooks and Earle F. Marsh described her as a fashion plate. Katie first works for the Crescent Corset Company and later Car City, while her son attends Benjamin Franklin High School.
Katie makes a positive first impression with WLBP-FM's general manager Glen Shotz (Jay Thomas) while trying to sell him a car. Thomas approached his character from a sympathetic viewpoint; he explained: "I'm trying to make this guy more human than any general manager I've ever had." Brooks and Marsh wrote Katie impressed Glen with her "perception, Southern wit, and strong opinions" and said she received a job to host a phone-in radio program because of her "out-spoken nature". Episodes are often about Katie's attempt to balance her career and her relationship with her son. Head said that he shared several characteristics with Greg, explaining that they both come from small towns and enjoy "the music and baggy pants".
During her six-hour overnight show, entitled The Katie Joplin Show, Katie gives advice on love to her listeners. Program director Mitchell Tuit (Jim Rash) dislikes her as he opposes a talk show airing on his primarily rock and roll station. In an attempt to sabotage the program, he pairs her with the inexperienced producer Tiger French (Simon Rex). The Malay Mail's Marina Abdul Ghani wrote that Katie quickly becomes popular with listeners because she can get "right to the heart of the matter".
Glen has a teenage daughter, Sara Shotz (Majandra Delfino), out-of-wedlock and has not talked to her in years. During the show, he has a wife who recently gave birth to twins. Upon Katie's encouragement, Glen reconnects with Sara, and spoils her and hires her as a receptionist despite her incompetence. Sara treats Glen respectfully after he disciplines her, and she moves in with him. An episode focuses on Sara and Tiger secretly dating.
## Production and broadcast history
Tom Seeley and Norm Gunzenhauser created Katie Joplin and were its executive producers. Author Richard Irvin wrote that it was similar to the sitcom Murphy Brown, which was also produced by Seeley and Gunzenhauser. Katie Joplin's premise was developed in 1998 and based on a pitch that Overall made to The WB during a presentation. She said the series "brings the mountain spirit and mountain wisdom to the city of brotherly love", and described its tone as "very upbeat (and) very odd". Warner Bros. Television produced the series, which was filmed in front of a studio audience.
The WB Television Network (The WB) had originally optioned Katie Joplin as a mid-season replacement for the 1998–1999 television season. The network had considered it along with Zoe, Duncan, Jack and Jane, Baby Blues, and Movie Stars for its Sunday line-up. It was delayed to 1999 due to unspecified production issues. The WB and Warner Bros. Television were disappointed with the series, and stopped production in October 1998. Katie Joplin was developed under four working titles: You're With Kate, You're on With Kate, Untitled Park Overall Project, and Citizen Kate.
Katie Joplin premiered on August 9, 1999, and the final episode aired on September 6, 1999. Seven episodes were filmed, although only five aired. The series carried a TV-PG rating for suggestive dialogue and coarse or crude language. Broadcast on Monday nights at 9:30 pm EST, each episode lasts 30 minutes with commercials. Katie Joplin received the lowest ratings for any original WB program that aired in the time slot. When discussing these low ratings, The Washington Post columnist Lisa de Moraes wrote: "Maybe they should've let a couple of people know they were running it." In 2016, Irvin listed Katie Joplin in his book Forgotten Laughs: An Episode Guide to 150 TV Sitcoms You Probably Never Saw.
Overall learned The WB canceled Katie Joplin while promoting the sitcom Ladies Man; she said: "I think that's pretty rude. Honey, they didn't even call me to tell me they were canceling it!" According to Overall, The WB decided to cancel the series months before it aired as they did not believe it could attract a young demographic. Rob Owen, while writing for the Pittsburgh Post-Gazette, said Katie Joplin was scheduled for a "short run", and Times Leader's Norma Cavazos described it as a "summer series". de Moraes considered it an example of burning off, a practice in which a television network airs an already-canceled show as filler.
## Episodes
## Critical reception
Prior to its debut, Katie Joplin was recommended by critics from TV Guide, The News Journal, The Arizona Republic, and the South Florida Sun-Sentinel. Rob Owen believed the series would appeal to fans of Overall who was well-known for her role on the sitcom Empty Nest.
Some reviewers commented on the delay with the show's airing. David Bianculli, while writing for Fort Worth Star-Telegram, said both Katie Joplin and the CBS sitcom Thanks were not "deemed worthy of consideration for their respective networks' fall schedules". A Dayton Daily News reviewer questioned The WB's decision, and wondered "perhaps they want us to decide for ourselves just why that might be". The writer highlighted Thomas's casting as the main reason for their "curiosity about what might have gone wrong here".
Retrospective reviews of the series were negative. In 2000, Mediaweek*'s Marc Berman discussed how since the early 1990s, television networks became increasingly interested in summer programming. Berman identified Northern Exposure and Melrose Place as successful instances of shows premiering in the summer, and criticized Katie Joplin as a failure because of its short run. The same year, journalist Josh Chetwynd cited it in USA Today while doing an overview of The WB and UPN on the fifth anniversary of their launches. He singled out Katie Joplin as one of The WB's "big bombs" based on its quick cancelation. In a 2011 Radio World* article, Stephen Winzenburg discussed it as a part of his larger question about why television shows about radio have limited success and longevity. He criticized the show's premise, believing it was unrealistic for a middle-aged woman to be hired as a radio host without any prior experience. Winzenburg also considered the featured radio station (87.5 FM) to be an unlikely dial position.
|
66,743 |
New Jersey Devils
| 1,173,777,597 |
National Hockey League team in Newark, New Jersey
|
[
"1982 establishments in New Jersey",
"1982 in sports in New Jersey",
"Harris Blitzer Sports & Entertainment",
"Ice hockey clubs established in 1982",
"Ice hockey teams in New Jersey",
"Ice hockey teams in the New York metropolitan area",
"Metropolitan Division",
"National Hockey League in the New York metropolitan area",
"National Hockey League teams",
"New Jersey Devils",
"Sports in East Rutherford, New Jersey",
"Sports in Newark, New Jersey",
"Sports teams and properties owned by David Blitzer",
"Sports teams and properties owned by Josh Harris"
] |
The New Jersey Devils are a professional ice hockey team based in Newark, New Jersey. The Devils compete in the National Hockey League (NHL) as a member of the Metropolitan Division in the Eastern Conference. The club was founded as the Kansas City Scouts in Kansas City, Missouri, in 1974. The Scouts moved to Denver in 1976 and became the Colorado Rockies. In 1982, they moved to East Rutherford, New Jersey, and took their current name. For their first 25 seasons in New Jersey, the Devils were based at the Meadowlands Sports Complex in East Rutherford and played their home games at Brendan Byrne Arena (later renamed Continental Airlines Arena). Before the 2007–08 season, the Devils moved to Prudential Center in Newark. The team is owned and managed by Harris Blitzer Sports & Entertainment (HBSE), with founders David Blitzer and Josh Harris having owned the team since 2013.
The franchise was poor to mediocre in the eight years before moving to New Jersey, a pattern that continued during the first five years in New Jersey as they failed to make the Stanley Cup playoffs and never finished higher than fifth in their division, which had six teams at the time. Their fortunes began to turn around following the hiring of the president and general manager Lou Lamoriello in 1987. Under Lamoriello's stewardship, the Devils made the playoffs all but three times between 1988 and 2012, including 13 berths in a row from 1997 to 2010, and finished with a winning record every season from 1992–93 to 2009–10. They have won the Atlantic Division regular season title nine times, most recently in 2009–10, before transferring to the newly created Metropolitan Division as part of the NHL's realignment in 2013. The Devils have reached the Stanley Cup Finals five times, winning in 1994–95, 1999–2000 and 2002–03, and losing in 2000–01 and 2011–12. The Devils were known for their defense-first approach throughout their years of Cup contention, and were one of the teams credited with popularizing the neutral zone trap in the mid-1990s.
The Devils have a rivalry with their cross-Hudson River neighbor, the New York Rangers, as well as a rivalry with the Philadelphia Flyers. The Devils are one of three NHL teams in the New York metropolitan area; the others are the Rangers and the New York Islanders. The Devils are one of four major professional sports teams that play their home games in New Jersey; the others are the National Football League's New York Giants and New York Jets, and the New York Red Bulls of Major League Soccer. Since the relocation of the New Jersey Nets to Brooklyn in 2012, the Devils have been the only major league team in any sport to bill themselves as representing the state of New Jersey.
## History
### Kansas City and Colorado
In 1972, the NHL announced plans to add two expansion teams, including one in Kansas City, Missouri owned by a group headed by Edwin G. Thompson. The new team was nicknamed the Scouts in reference to Cyrus E. Dallin's statue of the same name which stands in that city's Penn Valley Park. In the team's inaugural season, 1974–75, the Scouts were forced to wait until the ninth game to play in Kansas City's Kemper Arena, and did not post a win until beating the Washington Capitals, their expansion brethren, in their tenth contest. With 41 points in their inaugural season, the Scouts finished last in the Smythe Division; only the Capitals had fewer points in the NHL. Kansas City fell to 36 points the following season, and had a 27-game win-less streak, three short of the NHL record, which was set when the 1980–81 Winnipeg Jets went 30 games without a win. The Scouts had difficulty drawing fans to home games, and National Hockey League Players' Association (NHLPA) leader Alan Eagleson publicly expressed concerns about whether Scouts players would be paid.
After two seasons in Kansas City, the franchise moved to Denver and was renamed the Colorado Rockies it played at the McNichols Sports Arena. The team won its first game as the Rockies, 4–2, against the Toronto Maple Leafs. The Rockies were in position to qualify for the playoffs 60 games into the 1976–77 season, but a streak of 18 games without a win caused them to fall from contention. The Rockies ended the campaign last in the division with a 20–46–14 record and 54 points, and improved to 59 points the next season. Despite having the sixth-worst record in the League, the Rockies beat-out the Vancouver Canucks for second in the Division by two points and gained a playoff berth. The Philadelphia Flyers eliminated the Rockies from the playoffs in the preliminary round.
A lack of stability continually plagued the team. In their first eight years, the Scouts/Rockies went through ten coaches, none lasting two full seasons.
The franchise never won more than 22 games and did not return to the playoffs after 1977–78 in its six seasons in Colorado. Prior to the 1978–79 season, the team was sold to New Jersey trucking tycoon Arthur Imperatore, who intended to move the team to his home state. The plan was criticized due to the existence of three other NHL teams in the region. In any event, their intended home in the Meadowlands was still under construction, and there was no nearby facility suitable even for temporary use; the franchise ultimately stayed in Denver. In 1979, the team hired Don Cherry as head coach and featured forward Lanny McDonald. The Rockies still posted the worst record in the NHL, and Cherry was subsequently fired after the season. After two more years in Denver, the Rockies were sold to a group headed by Jersey City native John McMullen (who also owned Major League Baseball's Houston Astros) on May 27, 1982, and the franchise moved to New Jersey. As part of the relocation deal, the Devils had to compensate the three existing teams in the region – the New York Islanders, New York Rangers and Flyers – for encroaching on their territory.
### New Jersey
#### 1982–1993: Building the foundation
On June 30, 1982, the team was renamed the New Jersey Devils, after the legend of the Jersey Devil, a creature that allegedly inhabited the Pine Barrens of South Jersey. Over 10,000 people voted in a contest held to select the name. The team began play in East Rutherford, New Jersey at the Brendan Byrne Arena, later renamed the Continental Airlines Arena and then the Izod Center, where they called home through the 2006–07 season. With their relocation, the newly christened Devils were placed in the Wales Conference's Patrick Division. Their first game ended in a 3–3 tie against the Pittsburgh Penguins, with their first goal scored by Don Lever. Their first win, a 3–2 victory, came in New Jersey at the expense of the Rangers. The team finished with a 17–49–14 record, putting them three points above last place in the Patrick Division.
In the following season, on November 19, 1983, the Devils were criticized by Wayne Gretzky after a 13–4 loss to the Edmonton Oilers. In a post-game interview, Gretzky said that the Devils were "putting a Mickey Mouse operation on the ice." Later, Gretzky said that his comment was "blown out of proportion." In response, many Devils fans wore Mickey Mouse apparel when the Oilers returned to New Jersey on January 15, 1984, despite a 5–4 loss. Also in the 1983–84 season, the Devils hosted the annual NHL All-Star Game. New Jersey's Chico Resch was the winning goaltender, and Devils defenseman Joe Cirella tallied a goal as the Wales Conference beat the Campbell Conference 7–6. Overall, the team did not achieve much success. Head coach Bill MacMillan was fired 20 games into the season, whereupon Tom McVie was named the new coach. The Devils won only 17 games and after the season, Doug Carpenter succeeded McVie.
The Devils assembled a core of players that included John MacLean, Bruce Driver, Ken Daneyko, Kirk Muller and Pat Verbeek, with Resch as their goaltender. Their record improved each season between 1983–84 and 1986–87. However, they were unable to reach the playoffs. Despite their improvement, the Devils remained last in the Patrick Division in 1985–86 and 1986–87. McMullen hired Providence College athletic director Lou Lamoriello as team president in April 1987. To gain greater control over franchise operations, Lamoriello appointed himself general manager before the 1987–88 season.
The 1987–88 Devils garnered the franchise's first winning record. On the final day of the regular season, they were tied with their rivals, the Rangers, for the final playoff spot in the Patrick Division. After New York defeated the Quebec Nordiques 3–0, the Devils needed to defeat the Chicago Blackhawks for a postseason berth. The Devils were trailing 3–2 midway through the third period when John MacLean tied the game, and with 2:39 left in overtime, he added the winning goal. Although the Rangers and Devils both finished with 82 points, the Devils had two more wins, sending them to the playoffs for the first time in franchise history as the New Jersey Devils. The team made it all the way to the Wales Conference Finals in the 1988 Stanley Cup playoffs, but lost to the Boston Bruins in seven games. In that series, head coach Jim Schoenfeld verbally abused referee Don Koharski after the third game in the Devils' 6–1 loss. During the exchange, Koharski fell and Schoenfeld said to him "Good, 'cause you fell, you fat pig! Have another doughnut! Have another doughnut!" Schoenfeld was given a suspension by the NHL, but due to a favorable court order, he was able to coach in the fourth game of the series. In protest, referee Dave Newell and linesmen Gord Broseker and Ray Scapinello refused to work the game. Three off-ice officials – Paul McInnis, Jim Sullivan and Vin Godleski – were tracked down to work the game. After the injunction was lifted, Schoenfeld's suspension was imposed in the following game.
In the next season, the Devils once again slipped below .500 and missed the playoffs. Among the postseason player changes Lamoriello made in the off-season was the signing of two Soviet stars – Viacheslav Fetisov and Sergei Starikov. The Devils drafted Fetisov years earlier in the 1983 Entry Draft, but the Soviet Government did not allow Fetisov, who was a member of the national team, to leave the country. Shortly after, the Devils signed Fetisov's defense partner, Alexei Kasatonov.
The team changed coaches midway through each of the next two seasons. Schoenfeld was replaced with John Cunniff in 1989–90, and Tom McVie was hired midway through the 1990–91 season and helmed the team through its third-straight Division Semifinals' elimination in 1991–92. Herb Brooks, who coached the 1980 U.S. Olympic "Miracle on Ice" team, was brought in for the 1992–93 season, but when the team yet again was eliminated in the Division Semifinals, he was fired and replaced by former Montreal Canadiens head coach Jacques Lemaire.
#### 1993–2000: A Championship franchise
Under Lemaire, the team played during the 1993–94 regular season as members of the Eastern Conference's Atlantic Division (with the NHL renaming its divisions to better reflect geography that season) with a lineup that included defensemen Scott Stevens, Scott Niedermayer and Ken Daneyko; forwards Stephane Richer, John MacLean, Bobby Holik and Claude Lemieux; and goaltenders Chris Terreri and Martin Brodeur, the latter goaltender was honored as the NHL's top rookie with the Calder Memorial Trophy. The Devils scored 330 times in the regular season and set a franchise record with 106 points, second behind the New York Rangers in the Atlantic Division. The Devils and Rangers met in an Eastern Conference Finals match-up, which went seven games. Going into Game 6 in New Jersey, the Devils led the series three games to two. Before the game, Rangers captain Mark Messier guaranteed that the Rangers would win Game 6. Messier led his team back, netting a natural hat-trick to help the Rangers overcome an early 2–0 Devils lead and force a decisive contest. In Game 7, the Devils' Valeri Zelepukin tied the score at 1–1 with 7.7 seconds remaining, but the Devils were defeated in double overtime on a goal by Stephane Matteau.
Despite the setback, the team returned to the Eastern Conference Finals during the lockout-shortened 1994–95 season and defeated the Philadelphia Flyers four games to two. They swept the heavily favored Detroit Red Wings to win New Jersey's first-ever Stanley Cup, as they brought the Cup across the Hudson River from New York, after the Rangers had won it the year before. The 1994–95 Devils team became the first to give the players a day with the Stanley Cup, a tradition that lives on with each Cup winner. Claude Lemieux was awarded the Conn Smythe Trophy as playoffs MVP. The success came amid constant rumors that the team would move for the third time in its history to Nashville. Staring at the prospect of losing the team, the state agreed to fund a renovation of the Devils' arena. Nashville eventually received an NHL franchise three years later, when the Nashville Predators joined the league as an expansion team.
The Devils missed the playoffs by two points the following season, with a 37–33–12 record and finishing twelfth overall in the league. While they finished with more points than all but three teams in the Western Conference, they were beaten by the Tampa Bay Lightning for the eighth and final playoff spot in the East after a 5–2 loss to the Ottawa Senators on the last day of the regular season. It marked the first time in 26 years that a defending Cup champion failed to reach the playoffs. For the remainder of the decade the Devils won the Atlantic Division and finished as the first overall team in the Eastern Conference all three seasons, but were unable to make a deep playoff run. Despite posting 104 points in the 1996–97 season and 107 in 1997–98, they were ousted by the Rangers four games to one in the Conference Semifinals of the 1997 playoffs and in the Conference Quarterfinals by the Senators four games to two a year later. Lemaire resigned after that season and was replaced by assistant coach Robbie Ftorek. However, the next season ended as the previous one, with a Conference Quarterfinals' loss, this time to the Pittsburgh Penguins in seven games.
Late in the 1999–2000 season, Lamoriello made the decision to fire Ftorek and replace him with assistant coach Larry Robinson, which the New York Posts Mark Everson described as "pure panic" at the prospect of another early-round playoff elimination. The Devils were in position to reach the playoffs, but Lamoriello reacted to a stretch of 17 games in which the team went 5–10–2. New Jersey followed the move by defeating the Florida Panthers, the Toronto Maple Leafs and the Philadelphia Flyers during the postseason to make the finals. In the finals, the Devils reached the top again, defeating the defending champion Dallas Stars in six games to win the Stanley Cup for the second time. Veterans such as Stevens, Holik, Niedermayer, Daneyko, and Brodeur were joined by new players acquired in the intervening five years, including Patrik Elias, Petr Sykora, Jason Arnott, Alexander Mogilny and Calder Trophy recipient Scott Gomez. The Devils' second championship run included a come-from-behind victory in the Conference Finals. They trailed the Flyers three games to one, but rebounded to win three-straight games and the series. This was the first time in NHL Conference Finals history that a 3–1 series deficit was surmounted. This series featured a hit that captain Scott Stevens laid on Flyers center Eric Lindros in the seventh game, which effectively ended Lindros' career in Philadelphia. Stevens was named the winner of the Conn Smythe Trophy, as the Devils clinched the Stanley Cup on Arnott's goal in double-overtime of Game 6 in Dallas.
In 2000, McMullen sold the team to Puck Holdings, an affiliate of YankeeNets (now Yankee Global Enterprises) for \$176 million. The owners wanted to program Devils games on what eventually became the YES Network and move the team to a new arena in Newark. Neither of these proposals became reality under Puck Holdings' ownership. For the start of the next season, Lamoriello was appointed CEO of both the Devils and the New Jersey Nets of the National Basketball Association (NBA). He remained at the helm of the basketball team until it was sold with the intention of moving it to Brooklyn in 2004, a move that did not come to pass at that time.
#### 2001–2007: Third Cup and lockout
Led by the Elias-Arnott-Sykora line (The A Line) on offense and the goaltending of Brodeur (who appeared in a record 97 games between the regular season and playoffs), the Devils won their division, finished first overall in the East, led the entire league in scoring, and reached the Stanley Cup Finals for the second-straight year in 2001. They lost the series to the Colorado Avalanche in seven games despite holding a 3–2 series lead after Game 5. John Madden became the first player in franchise history to win the Frank J. Selke Trophy for top defensive forward. In the 2001–02 season, they were expected to be contenders once again, and they finished the season as the third-best team in the Atlantic Division, with 95 points. The Devils entered the playoffs as a sixth seed, but lost in the Conference Quarterfinals to the third-seeded Carolina Hurricanes.
Prior to the 2002–03 season, the Devils traded A-Line stars Arnott and Sykora in two separate transactions. Arnott and Randy McKay were sent to Dallas to acquire forwards Joe Nieuwendyk and Jamie Langenbrunner, while Sykora was part of a package to receive Jeff Friesen from Anaheim. The revitalized forward group would ultimately lead the team to first in the Atlantic Division with 108 points. Their playoff run included victories over Boston and Tampa Bay in the first two rounds, followed by a game seven Conference Final series victory over the Presidents' Trophy-winning Ottawa Senators; decided by a goal from Friesen in the final three minutes. In the Stanley Cup Finals, the Devils faced the Mighty Ducks of Anaheim in a back-and-forth battle, as both teams won all of their home games. After defeating the Mighty Ducks in the seventh game of the finals in New Jersey, the franchise won their third Stanley Cup. After the series, Daneyko, a long-time fan favorite who spent his entire two-decade career with the Devils, announced his retirement. Brodeur was awarded the Vezina Trophy as outstanding goaltender in the regular season for the first time in his career, having won 41 games in the regular season to top the NHL.
In the 2003–04 season, Brodeur took home the Vezina Trophy again. Despite losing team captain Scott Stevens in the 38th game of the season to a concussion, the Devils finished second in the Atlantic Division with 100 points. With the sixth seed in the Stanley Cup playoffs, the Devils lost in the Conference Quarterfinals to the Philadelphia Flyers four games to one. In March 2004, near the end of the season, Lehman Brothers executive Jeff Vanderbeek purchased a controlling interest from Puck Holdings and resigned from Lehman Brothers to assume full-time ownership. He had been a minority owner since the 2000 sale. Like Puck Holdings/YankeeNets, Vanderbeek largely left the Devils in Lamoriello's hands.
Vanderbeek was a strong proponent of the proposed arena in Newark, which first received funding from the city council during Puck Holdings' ownership in 2002. After legal battles over both eminent domain and the city's financial participation in the arena project, the final deal was approved by council in October 2004, during the early months of the lockout, and the groundbreaking occurred almost exactly a year later. Nonetheless, in January 2006, financial issues threatened to halt the deal, as the Devils did not provide the city with a required letter of credit until the last possible day.
Though construction was well underway, in late summer 2006, new Mayor of Newark Cory Booker promised to reevaluate the deal and considered backing out. In October, Booker conceded there would be "a first-class arena built in the city of Newark, whether we like it or not," and soon after the Devils struck a deal including both property and monetary givebacks that appeased city officials. The arena, which was named the Prudential Center when Newark-based Prudential Financial purchased naming rights in early 2007, opened shortly after the start of the 2007–08 season.
The 2004–05 season was canceled due to the lockout; many Devils players played in European leagues and in the hockey world championships. Patrik Elias, who was playing in the Russian Superleague, contracted hepatitis A. Faced with Elias' indefinite recovery timetable, plus the loss of defensive stalwarts Scott Niedermayer to free agency and Scott Stevens to retirement, Lamoriello signed veteran defenseman Dan McGillis and two former Devils, winger Alexander Mogilny and defenseman Vladimir Malakhov, none of whom finished the season on the ice. In July 2005, the team announced that head coach Pat Burns would not return for the 2005–06 season after being diagnosed with cancer for the second time in little more than a year. Assistant coach Larry Robinson, the team's head coach from 2000 to 2002, was promoted to start the season.
The Devils struggled early in the 2005–06 season, ending the 2005 calendar year with a 16–18–5 record. Robinson resigned as head coach on December 19, and Lamoriello moved down to the bench. Once Elias returned from his bout with hepatitis, the team quickly turned around, finishing 46–27–9 after a season-ending 11-game winning streak capped with a 4–3 win over the Montreal Canadiens. During that final victory, which clinched the Devils' sixth division title, Brian Gionta set a new team record for goals in a season with 48, topping Pat Verbeek's 46. The win streak to close the year was also an NHL record. The Devils swept the Rangers in four games in the Conference Quarterfinals, and were then eliminated by the Carolina Hurricanes in five games in the Conference Semifinals.
In the off-season, the Devils hired former Montreal Canadiens head coach Claude Julien to replace Lamoriello behind the bench. However, in the last week of the 2006–07 Devils season, with just three games left, Julien was fired, and Lamoriello once again reprised his coaching role. The Devils went on to win their seventh Atlantic Division title and earn the second seed in the Eastern Conference after finishing ahead of the Pittsburgh Penguins by two points. They then defeated the Tampa Bay Lightning in six games in the Conference Quarterfinals, but fell to the Ottawa Senators in the Conference Semifinals in five. The conclusion of the series marked the end of the Devils' time at the Continental Airlines Arena.
#### 2007–2013: Move to Newark and return to Finals
Before the move to Newark, the Devils hired their 14th coach in a 26-season span, Brent Sutter. As the Devils' pre-season came to an end, prospects Nicklas Bergfors and David Clarkson made the final roster. The Devils opened their new arena, the Prudential Center, on October 27, 2007, against Ottawa after opening the season with a nine-game road trip. The game ended with a 4–1 win for Ottawa. In the last game of the 2007–08 season against the Rangers, the Devils won in a shootout, giving them home-ice advantage over the Rangers in the playoffs. The Devils lost the series against the Rangers 4–1, losing all three games at home. Brodeur won the Vezina Trophy for the fourth time in five years for his performance in the regular season.
For the 2008–09 season, the Devils signed Brian Rolston and Bobby Holik, both making their second stints with the team. The Devils were forced to play without Brodeur for over three months after he tore a biceps tendon in November, but strong play by backup goalie Scott Clemmensen kept the Devils atop the Atlantic Division. After his return, Brodeur broke Patrick Roy's record for regular season wins on March 17, 2009, with his 552nd victory, while Patrik Elias became the franchise's all-time leading scorer with his 702nd point. The season also served as a break-out year for 24-year-old Zach Parise, who led the team with an impressive 45 goals and 94 points. In the Conference Quarterfinals of the 2009 playoffs, the Devils were eliminated in a Game 7 loss in which the Hurricanes scored two goals in the last minute and 20 seconds to erase a 3–2 Devils lead.
In the off-season, the Devils announced that Sutter was stepping down from his position, citing personal and family reasons; he became the coach of the Calgary Flames shortly afterward. Jacques Lemaire returned to the head coach position. During the 2009–10 season, the Devils made a trade to acquire star left wing Ilya Kovalchuk from the Atlanta Thrashers. The Devils had their 12th 100-point season in their last 15 attempts. They finished the season in first place in the Atlantic Division, second in the Eastern Conference, and played in the postseason for the 13th-straight time. Their seeding matched them up against Philadelphia in the Conference Quarterfinals, and they were eliminated four games to one.
After Lemaire retired from coaching, the Devils announced that the team's all-time leading scorer, John MacLean, would become their new head coach. During the off-season, the Devils signed Kovalchuk to a 15-year, \$100 million contract, keeping him in New Jersey until the conclusion of the 2024–25 season; the move came after the NHL had rejected a 17-year contract for allegedly circumventing the NHL Collective Bargaining Agreement (CBA). The League still penalized the Devils for trying to circumvent the NHL salary cap with a money fine, a third-round draft pick in 2011 and one future first-round pick within the next four seasons. MacLean led the team to a record of 9–22–2, and after sitting in last place in the NHL on December 23, he was removed in favor of Lemaire, coming out of retirement for his third stint as head coach of the Devils and second in less than two seasons. Just a few days later, struggling captain Jamie Langenbrunner was traded back to Dallas after nine seasons with New Jersey. With the injured Parise missing most of the regular season, the team struggled offensively, finishing last in goals scored. Despite this, the Devils managed a mid-season turnaround, winning 22 out of the next 25 games. However, the Devils still failed to qualify for the playoffs for the first time since 1996, ending their 13-year streak.
In the 2011 off-season, Lemaire once again retired and was replaced by former Florida Panthers head coach Peter DeBoer. DeBoer's new system helped develop a strong offense, which had seven 40-point scorers by the season's end and broke an NHL record for the best regular season penalty kill since before the Expansion Era. Four players – Kovalchuk, Elias, Clarkson and newly named captain Zach Parise – scored 30 or more goals, with Kovalchuk and Elias also finishing the season among the NHL's top ten-point scorers. Rookie forward Adam Henrique totaled 51 points and earned a Calder Trophy nomination for rookie of the year. As the sixth seed in the Eastern Conference, the Devils defeated Southeast champions Florida before overcoming both divisional rivals, the Flyers and Rangers, to win the Conference and return to the finals after nine years. Facing the Los Angeles Kings in the Finals, the Devils lost the first three games, but won the next two while facing elimination. In Game 6, the Kings defeated the Devils and captured the series.
During the 2012 off-season, Zach Parise signed a 13-year, \$98 million contract with the Minnesota Wild, leaving the Devils after one season as team captain. The Devils entered the lockout-shortened season with Bryce Salvador as their new captain. However, the Devils failed to repeat the performance of the prior year, finishing 19–19–10 in 48 games and missed the playoffs.
#### 2013–present: Harris–Blitzer era
The Devils' longtime financial struggles worsened during the 2012–13 season, and at one point the team needed to borrow \$30 million to meet their payroll. This prompted owner Jeff Vanderbeek to sell the team. Andrew Barroway, the attorney who loaned the team the \$30 million, was one potential buyer. Ultimately, the team was sold to Philadelphia 76ers owners Josh Harris and David Blitzer for over \$320 million. The sale was formally announced on August 15, 2013. During the off-season, Kovalchuk announced he would retire from the NHL, expressing a desire to return home to Russia along with his family. In addition, 30-goal scorer Clarkson also left the Devils, signing a seven-year deal with Toronto. With the departures of Parise and now Kovalchuk and Clarkson, the Devils were in desperate need of offensive help. In an effort to fill the void, the Devils signed veteran Jaromir Jagr, who despite being 41 years old, led the team scoring in the 2013–14 season. During the 2013 NHL Entry Draft, hosted in Newark, the Devils acquired goaltender Cory Schneider from Vancouver in exchange for the Devils' first-round draft pick. Schneider split goaltending duties with the 41-year-old Brodeur, which led to some controversy over who should be the starting goalie for the Devils. Despite Schneider's 1.97 goals against average leading the NHL, the Devils missed the playoffs by five points due to lagging offensive production. In the 2014 off-season, the Devils saw the departure of NHL all-time wins leader Martin Brodeur, who was not re-signed and subsequently joined the St. Louis Blues. Brodeur, who had spent his entire 21-year career with the Devils, played only seven games with St. Louis before announcing his retirement.
The 2014–15 season opened with the Devils' roster suffering with injuries, and consequently the team accumulated losses. On December 26, Peter DeBoer was fired from the head coach position. To replace him, Lamoriello invested in two head coaches, former Devils player Scott Stevens (who had been DeBoer's assistant for two years) and Adam Oates, with Lamoriello himself supervising the team during the first months. The Devils finished the season as the sixth-worst team in the League, 20 points away from a playoff spot and with just one victory in the last 11 games.
During the 2015 off-season, Ray Shero was named the Devils' new general manager, and John Hynes was named as the new head coach. Among Shero's first moves as general manager was trading with the Anaheim Ducks to acquire Kyle Palmieri, who would become a key forward for the Devils in future seasons. Lou Lamoriello resigned as team president and became the general manager of the Toronto Maple Leafs, replacing Dave Nonis, who was fired at the end of the season. In the 2015–16 season, the Devils finished seventh in the Metropolitan Division with 84 points, missing the playoffs for the fourth consecutive season. That off-season, the Devils attempted to bolster its forward strength in a blockbuster trade with the Edmonton Oilers, sending defenseman and former first-round draft pick Adam Larsson to Edmonton in exchange for Taylor Hall. This did not turn the Devils' fortunes, and the team finished in last place in the Eastern Conference the following season with 70 points; this was the first time that they finished last in the conference since the 1985–86 season. However, they won the ensuing draft lottery to secure the first overall selection in the 2017 NHL Entry Draft, which they used to select center Nico Hischier.
In the 2017–18 season, the team recorded its best start in franchise history, going 9–2–0 in their first 11 games of the season. Hall set the franchise record for points in consecutive games, recording a point in 26 straight appearances. Hall finished the season sixth in the NHL in points (93) and earned nominations for the Hart Memorial Trophy for the league's most valuable player and the Ted Lindsay Award for the NHL's most outstanding player. On the back of Hall's impressive performance and with aid from goaltender Keith Kinkaid and rookie Hischier, the Devils clinched a playoff spot for the first time since the 2011–12 season with a win over the Toronto Maple Leafs. The Devils' playoff run ended in the first round where they lost 4–1 to the Tampa Bay Lightning in a seven-game series. After the conclusion of the playoffs, Hall became the first player in franchise history to win the Hart Memorial Trophy.
The Devils failed to return to the playoffs in the 2018–19 season as they struggled. Plagued by injuries, including reigning league MVP Hall being sidelined with a knee injury for nearly 50 games; the Devils finished 15th in the Eastern Conference with 72 points. In the subsequent draft lottery, the team received the first overall selection in the 2019 NHL Entry Draft for the second time in three years. The Devils used this pick to select Jack Hughes first overall.
In the 2019 off-season, the Devils acquired P. K. Subban, Nikita Gusev, and Wayne Simmonds. The Devils started the 2019–20 season with a six-game losing streak, going 0–4–2, and after having a 9–13–4 record in December, head coach John Hynes was fired and replaced by assistant coach Alain Nasreddine in the interim. However, the Devils continued to struggle and Hall was traded to the Arizona Coyotes, longtime captain Andy Greene was traded to the New York Islanders, and Wayne Simmonds was traded to the Buffalo Sabres. Shero was fired on January 12, 2020, and replaced by interim general manager Tom Fitzgerald. On March 12, the regular season was suspended due to the COVID-19 pandemic. Then, on May 26, the regular season was declared finished and the Devils missed the playoffs for the second year in a row. On July 9, Lindy Ruff was named the Devils' head coach; Nasreddine was retained as an assistant coach. In the off-season, the Devils also attempted to find a permanent goaltending solution by signing longtime Chicago Blackhawks netminder Corey Crawford; however, Crawford retired prior to the start of the 2020–21 season, never having played a game with New Jersey. After a good start with great play from goaltender Mackenzie Blackwood and center Jack Hughes, the Devils would suffer an outbreak of COVID-19, which sidelined the team for two weeks. Once they returned, they struggled, and Palmieri was traded alongside longest-tenured Devil Travis Zajac to the Islanders. The Devils would go on to miss the playoffs for the third consecutive season.
During the 2021 off-season, the Devils signed free agent defenseman Dougie Hamilton from the Carolina Hurricanes. General manager Tom Fitzgerald would also succeed in his goal to sign a backup goaltender and top 6 winger by signing veterans Jonathan Bernier and Tomas Tatar. However, the 2021–22 season fared to be no better as the Devils once again missed the playoffs. At the end of the season, Nasreddine was not tendered a contract extension, and Mark Recchi was fired from his assistant coach position.
In the 2022–23 season, the team rebounded by recording its best regular season in franchise history. Spurred on by a franchise-record 13-game winning streak in October and November, the Devils finished third in the entire league and set a franchise record for wins (52) and points (112). The team's climb from 63 points the prior season to 112 points marked the largest single-season increase by any NHL team in an 82-game season. In addition to a breakout season from newly acquired goaltender Vitek Vanecek, the Devils were led by impressive offensive performances from Hughes, Hischier, Hamilton, and Jesper Bratt. All four players eclipsed the 70-point mark, while Hughes set a franchise record for most points in a single season by a Devils player with 99 points. Devils general manager Tom Fitzgerald built further on this impressive offensive core by acquiring All-Star forward Timo Meier in a mid-season trade from the San Jose Sharks. In the First Round of the 2023 Stanley Cup playoffs, the Devils faced their rivals across the river, the New York Rangers. After falling behind 2–0 in the series with two home losses, the Devils rebounded to win the series in seven games. After advancing to the Second Round for the first time since 2012, the Devils were defeated by the Carolina Hurricanes in five games.
## Season-by-season record
This is a partial list of the last five seasons completed by the Devils. For the full season-by-season history, see List of New Jersey Devils seasons
Note: GP = Games played, W = Wins, L = Losses, T = Ties, OTL = Overtime Losses, Pts = Points, GF = Goals for, GA = Goals against
## Team identity
### Jerseys
The team colors are red, black and white, and they can be seen on both the home and road jerseys. The home jersey, which was the team's road jersey until the NHL swapped home and road colors in 2003, is dominantly red in color. There are three black and white stripes, one across each arm and prior to the 2017–18 season, one across the waist. The road jersey (the team's former home jersey) is white in color with a similar design, except that the three stripes are black and red. The shoulders are draped with black on both uniforms. Before the 1992–93 season, the uniforms were green and red with slightly different striping, leading some fans to affectionately refer to them as "Christmas colors". The color green was chosen to reflect New Jersey's nickname as "The Garden State" and the New Jersey Pine Barrens, home of the Jersey Devil.
During the Lou Lamoriello era, the Devils refused to join the trend of teams unveiling third jerseys, and continued to do so well after Lamoriello left in 2015. Lamoriello had stated that he did not ever intend to introduce a third jersey for the Devils, saying, "I don't believe in it", Lamoriello said. "I strongly believe that you have to have one identity as a team. We want to create a feeling that our home and away jerseys are special and that it means something special to wear one." Unlike most teams, the Devils kept the same uniform design when the NHL switched to the Rbk Edge jerseys by Reebok for the 2007–08 season.
On August 20, 2009, Lamoriello announced that the Devils would wear their classic red, white and green jerseys on their Saint Patrick's Day 2010 game against the Pittsburgh Penguins. Lamoriello stated, "The original red, green and white jerseys are a part of our history here in New Jersey. We have always been an organization that takes great pride in its tradition. This is something we believe our fans will enjoy for that one special night." Martin Brodeur wore a special replica helmet of the one from his first NHL game. The throwback jerseys continued to be used, including for games on or around St. Patrick's Day over three different seasons and in the 2014 NHL Stadium Series against the Rangers, on January 26.
On June 20, 2017, the Devils revealed updated uniforms for the 2017–18 season. Made by Adidas, the new sweaters are the first major change to the team's look since they replaced green with black. They feature the removal of the stripes on the bottom of the sweater, and also thicker sleeve stripes with equal width bands of white and black.
The Devils wore their classic white, red and green uniforms for four home games in the 2018–19 season.
The Devils rolled out a "Reverse Retro" alternate uniform in collaboration with Adidas during the 2020–21 season. The team used the original uniform template worn from 1982 to 1992, but green served as the base color instead of red.
After eschewing the trend of "third jerseys" under Lou Lamoriello, the Devils finally unveiled a full-time alternate uniform early in the 2021–22 season. This uniform featured a black base and white stripes spread across the shoulders and sleeves. "Jersey" in white script lettering and red drop shadows is stitched in front with lacing at the neck. The uniform was designed by Devils legend Martin Brodeur and was largely influenced by the history of ice hockey in New Jersey.
During the 2022–23 season, the Devils unveiled a new "Reverse Retro" alternate uniform in collaboration with Adidas. The team again used the original uniform template worn from 1982 to 1992, with white as the base color, but with red, navy and gold striping. The color palette was chosen to honor the Devils' previous identities, the Kansas City Scouts and the Colorado Rockies, and the club's 40th anniversary.
### Logo
The Devils' logo is a monogram of the letters "N", and "J", rendered with devil horns at the top of the "J" and a pointed tail at the bottom. The monogram was red with a green outline when the team began playing in New Jersey, but the outline color was changed to black in 1992, due to difficulties in making the green color consistent between its logo and jerseys. The logo sits inside an open black circle, and lies on a field of white in the middle of the chest on both uniforms. Before the Devils' move from Colorado in 1982, then-owner John McMullen's wife designed a prototype logo, which was then modified by a professional graphic design and marketing firm, and became the green-and-red logo used by the team for the first ten years in New Jersey.
### Mascot
The mascot is "NJ Devil", a 7-foot (2.1 m) tall devil who plays into the myth of the Jersey Devil. NJ Devil keeps the crowd excited, signs autographs, participates in entertainment during the intermissions, skates across the ice, throws T-shirts and runs throughout the aisles of the arena to high five fans. Prior to 1993, the mascot was "Slapshot", a large Devils hockey puck that interacted with the fans. The man inside the costume resigned after he was accused of touching three women inappropriately while in costume. The man agreed to undergo psychological counseling for a year as part of his agreement to avoid trial. To remove the stigma of the lawsuit, Slapshot was retired and has not returned since.
### Traditions
Arlette Roxburgh has been the team's primary national anthem singer at home games since 1996 and is a favorite among Devils fans. Pete Cannarozzi has been the team's organist since 2001. His organ playing has been instrumental in bridging the Devils’ tradition from the Meadowlands to Prudential Center. In addition to playing during breaks in play and at the end of a period, he also provides Arlette or another local performer with accompanying music during the national anthem.
Some of Prudential Center's most vociferous fans can be found in Sections 233 and 122, home to groups of Devils fans whom self-identify as the Crazies and the Diablos, respectively. The 233 Crazies were originally created in 1993 as the 228 Crazies at the Meadowlands. They are known for their custom, triple-digit Devils jerseys reflecting their section number with “CRAZIES” on the nameplate, and are the source of many chants and generally enthusiastic behavior. A handful of 233 Crazies typically attend every Devils home game and some road games as well. The Diablos of Section 122 were originally conceived in part by the Devils’ management in 2011 by extending a special season ticket offer to and actively seeking input from fans seeking to participate in a European-style supporters’ section similar to those popular in Major League Soccer, ultimately in an effort to liven-up in the in-arena atmosphere following a poor campaign on the ice. While the Diablos have ultimately ceased to be supported directly by the organization and the following ownership group has focused on different methods of enhancing the fan experience, Section 122 and its general vicinity continues to be a source of more raucous behavior and general hostility towards opposing teams.
Mark Baumann, simply known to fans by his last name, Baumann, is a long-time season ticket holder familiar to many Devils fans for starting the D-E-V-I-L-S chant, dating back to 1995. He commonly wears a white Devils jersey with his name and the number 00.
### Rivalries
The Devils developed strong rivalries with two teams out of geographical proximity and frequent playoff confrontations. The "Battle of the Hudson River" with the New York Rangers is so-called as the Devils' arenas in the New York metropolitan area were always less than ten miles and across the Hudson River from Madison Square Garden. New Jersey's proximity with Pennsylvania also led to a rivalry with the Philadelphia Flyers, the "Battle of the Jersey Turnpike." The Flyers have a large following in South Jersey and train in Voorhees Township. Both teams had the most titles of the Atlantic Division prior to the 2013 realignment, with nine to the Devils and six to the Flyers.
### Style of play
The Devils have been known as a defense-first team since head coach Jacques Lemaire's first tenure, although the Devils have twice led the Eastern Conference in goals scored, once leading the NHL in goals scored (295 goals for in 2000–01). Lemaire gave the Devils their defensive mantra when he implemented a system commonly called the "neutral zone trap." This system is designed to force teams to turn over the puck in the neutral zone leading to a counterattack. This style of play led the team to be chastised by the media and hockey purists for "making the NHL boring." Nevertheless, the Devils were successful using this style of play, and Devils head coach Larry Robinson asserted that the Montreal Canadiens teams he played on in the 1970s (who also won the Cup many times) used a form of the trap, though it did not have a name.
Under head coach Brent Sutter, the team adopted less of a trap and more of a transitional, aggressive forechecking style of play which also emphasized puck possession and instilled the cycle to start the 2007–08 season. This led to many high scoring games early in the season for New Jersey. The Devils went on to score 244 goals in the 2008–09 season, the most the team had scored in eight seasons. However, with the return of Lemaire as head coach, the Devils resumed a more defense-oriented playing style, scoring just 222 goals and allowing only 191, an NHL best in the 2009–10 season, earning Martin Brodeur his fifth William M. Jennings Trophy.
Lemaire has since re-entered retirement, and was replaced by former Florida head coach Peter DeBoer on July 19, 2011. The team showed greater offensive prowess during the 2011–12 season, employing a more aggressive forecheck centered on Ilya Kovalchuk. Under DeBoer's system, according to Lamoriello, the Devils' defenseman were often sent into the offensive zone to apply pressure on the opposing team's defense. After DeBoer's dismissal, Adam Oates had a similar approach improving the Devils' offense, investing on the versatility of the forwards.
## Players and personnel
### Current roster
### Honored members
#### Retired numbers
The Devils have retired five numbers.
Notes:
- <sup>1</sup> Daneyko holds the record for most games played in the Devils uniform with 1,283 (and spent his entire career with the team).
- <sup>2</sup> Stevens spent 13 seasons with the Devils, captaining the team for 12 of those seasons (1992–2004) while serving as captain of all three Stanley Cup-winning teams. Note that the banner includes the 2004–05 lockout season, as Stevens did not retire until 2005.
- <sup>3</sup> Elias was the first forward to have his number retired in Devils franchise history. Elias played his entire career with the Devils and holds the franchise record for goals, assists and points.
- <sup>4</sup> Niedermayer spent the first 13 seasons of his career with the Devils, winning the James Norris Memorial Trophy in 2004.
- <sup>5</sup> Brodeur holds the NHL goaltenders' record for wins (691), shutouts (125), games played (1266), playoff shutouts (24), and goals scored (3). Brodeur won the Vezina Trophy four times with the Devils.
- The NHL retired Wayne Gretzky's No. 99 for all its member teams at the 2000 NHL All-Star Game.
#### Hall of Fame honorees
Eleven Devils players have been inducted into the Hockey Hall of Fame. Peter Stastny, who played for the Devils from 1989 to 1993, was inducted in 1998. A center who defected from Czechoslovakia, Stastny was one of the NHL's top goal scorers in the 1980s. In 2001, Stastny was joined in the Hall of Fame by Devils defenseman Viacheslav Fetisov, who was one of the first Soviet players in the NHL. Fetisov played for the team in the 1989–90 season and again from 1990 to 1995. Scott Stevens, the Devils' defenseman from 1991 to 2004 and long-time team captain, was inducted in 2007 in his first year of eligibility. In December 2014, Stevens returned as head coach for the Devils' defense. Igor Larionov, a forward with a 15-year career in the NHL who spent the 2003–04 season with the Devils, was inducted in 2008. Two Devils centers were inducted in 2011: Doug Gilmour, who had played for the team from 1996 to 1998, and Joe Nieuwendyk, a member of the club from 2001 to 2003. In 2013, the Hall of Fame again inducted two former Devils players: left wing Brendan Shanahan, who had played for the team from 1987 to 1991 and again for the 2008–09 season, and defenseman Scott Niedermayer, who was a Devil from 1992 to 2004. In the 2015, defenseman Phil Housley, who briefly played 22 games for the organization after being traded to New Jersey at the 1996 trade deadline, was inducted into the Hall of Fame. In 2017, left wing Dave Andreychuk, who played for the Devils for four seasons from 1996 to 1999, was inducted into the Hall of Fame. In 2018, longtime Devils goaltender Martin Brodeur was inducted into the Hall of Fame, who played with the team from 1991 to 2014, breaking multiple league records including most wins and shutouts while a member of the team.
In 2009, Lou Lamoriello, Devils president and general manager from 1987 to 2015, was inducted into the Hall as a Builder. Two Devils head coaches have also been inducted in the category. Herb Brooks, who coached the 1980 U.S. Olympic team to victory in the "Miracle on Ice" and served as Devils head coach in the 1992–93 season, was inducted in 2006. Pat Burns, head coach from 2002 to 2004, was inducted posthumously in 2014. Longtime Devils broadcaster Mike Emrick was the 2008 recipient of the Foster Hewitt Memorial Award.
Three Devils head coaches had been inducted as players prior to joining the Devils organization. Jacques Lemaire, a 12-season NHL veteran forward who played primarily for the Canadiens, was inducted in 1984 and served as Devils head coach from 1993 to 1998 and from 2009 to 2011. Larry Robinson, who spent most of his 20-season career with the Canadiens, was inducted in 1995 and subsequently served as Devils head coach from 2000 to 2002 and in 2005. Adam Oates, a center with 19 seasons in the NHL who was inducted in 2012, began serving as the Devils head coach for offense in December 2014.
### Team captains
This list does not include the former captains of the Kansas City Scouts and Colorado Rockies.
- Don Lever, 1982–1984
- Mel Bridgman, 1984–1987
- Kirk Muller, 1987–1991
- Bruce Driver, 1991–1992
- Scott Stevens, 1992–2004
- Scott Niedermayer, 2004
- Patrik Elias, 2006–2007
- Jamie Langenbrunner, 2007–2011
- Zach Parise, 2011–2012
- Bryce Salvador, 2013–2015
- Andy Greene, 2015–2020
- Nico Hischier, 2021–present
### General managers
This list does not include the former general managers of the Kansas City Scouts and Colorado Rockies.
- Bill MacMillan, 1982–1983
- Max McNab, 1983–1987
- Lou Lamoriello, 1987–2015
- Ray Shero, 2015–2020
- Tom Fitzgerald, 2020–present
### Head coaches
This list does not include the former coaches of the Kansas City Scouts and Colorado Rockies.
Source:
- Bill MacMillan, 1982–1983
- Tom McVie, 1983–1984
- Doug Carpenter, 1984–1988
- Jim Schoenfeld, 1988–1989
- John Cunniff, 1989–1991
- Tom McVie, 1991–1992
- Herb Brooks, 1992–1993
- Jacques Lemaire, 1993–1998
- Robbie Ftorek, 1998–2000
- Larry Robinson, 2000–2002<sup>1</sup>
- Kevin Constantine, 2002
- Pat Burns, 2002–2005
- Larry Robinson, 2005
- Lou Lamoriello, 2005–2006
- Claude Julien, 2006–2007
- Lou Lamoriello, 2007<sup>2</sup>
- Brent Sutter, 2007–2009
- Jacques Lemaire, 2009–2010
- John MacLean, 2010
- Jacques Lemaire, 2010–2011<sup>3</sup>
- Peter DeBoer, 2011–2014
- Adam Oates and
Scott Stevens (co-head coaches), 2014–2015<sup>4</sup>
- John Hynes, 2015–2019
- Alain Nasreddine, 2019–2020<sup>5</sup>
- Lindy Ruff, 2020–present
Notes:
- <sup>1</sup> Robinson took over as interim head coach with eight games left in the 1999–2000 season after Ftorek was fired. After winning the Stanley Cup in 2000, he was hired as the permanent head coach.
- <sup>2</sup> Lamoriello took over as interim head coach after the firing Julien with only three games left in the 2006–07 season.
- <sup>3</sup> Lemaire took over as interim head coach in the middle of the 2010–11 season after MacLean was fired.
- <sup>4</sup> Stevens and Oates took over as interim co-head coaches in the middle of the 2013–14 season after DeBoer was fired.
- <sup>5</sup> Nasreddine took over as interim head coach in the middle of the 2019–20 season after Hynes was fired.
### First-round draft picks
This list does not include draft picks of the Kansas City Scouts and Colorado Rockies.
- 1982: Rocky Trottier (8th overall), and Ken Daneyko (18th overall)
- 1983: John MacLean (6th overall)
- 1984: Kirk Muller (2nd overall)
- 1985: Craig Wolanin (3rd overall)
- 1986: Neil Brady (3rd overall)
- 1987: Brendan Shanahan (2nd overall)
- 1988: Corey Foster (12th overall)
- 1989: Bill Guerin (5th overall), and Jason Miller (18th overall)
- 1990: Martin Brodeur (20th overall)
- 1991: Scott Niedermayer (3rd overall), and Brian Rolston (11th overall)
- 1992: Jason Smith (18th overall)
- 1993: Denis Pederson (13th overall)
- 1994: Vadim Sharifijanov (25th overall)
- 1995: Petr Sykora (18th overall)
- 1996: Lance Ward (10th overall)
- 1997: Jean-Francois Damphousse (24th overall)
- 1998: Mike Van Ryn (26th overall), and Scott Gomez (27th overall)
- 1999: Ari Ahonen (27th overall)
- 2000: David Hale (22nd overall)
- 2001: Adrian Foster (28th overall)
- 2002: None
- 2003: Zach Parise (17th overall)
- 2004: Travis Zajac (20th overall)
- 2005: Niclas Bergfors (23rd overall)
- 2006: Matt Corrente (30th overall)
- 2007: None
- 2008: Mattias Tedenby (24th overall)
- 2009: Jacob Josefson (20th overall)
- 2010: None
- 2011: Adam Larsson (4th overall)
- 2012: Stefan Matteau (29th overall)
- 2013: None
- 2014: John Quenneville (30th overall)
- 2015: Pavel Zacha (6th overall)
- 2016: Michael McLeod (12th overall)
- 2017: Nico Hischier (1st overall)
- 2018: Ty Smith (17th overall)
- 2019: Jack Hughes (1st overall)
- 2020: Alexander Holtz (7th overall), Dawson Mercer (18th overall), and Shakir Mukhamadullin (20th overall)
- 2021: Luke Hughes (4th overall), and Chase Stillman (29th overall)
- 2022: Simon Nemec (2nd overall)
## Franchise records
Scoring leaders
These are the top-ten point-scorers in franchise history (Kansas City, Colorado and New Jersey). Figures are updated after each completed NHL regular season.
- – current Devils player
Note'': Pos = Position; GP = Games played; G = Goals; A = Assists; Pts = Points; P/G = Points per game
Career records
- Most games played: Ken Daneyko, 1,283
- Most goals: Patrik Elias, 408
- Most assists: Patrik Elias, 617
- Most points: Patrik Elias, 1,025
- Most penalty minutes: Ken Daneyko, 2,516
- Most wins: Martin Brodeur, 688
Regular season records
- Most goals in a season: Brian Gionta, 48 (2005–06)
- Most assists in a season: Scott Stevens, 60 (1993–94)
- Most points in a season: Jack Hughes, 99 (43 G, 56 A) (2022–23)
- Most penalty minutes in a season: Krzysztof Oliwa, 295 (1997–98)
- Most wins in a season: Martin Brodeur, 48 (2006–07)
- Most power play goals in a season: Brian Gionta, 24 (2005–06)
Playoff records
- Most goals in a playoff season: Claude Lemieux, 13 (1995)
- Most goals by a defenseman in a playoff season: Brian Rafalski, 7 (2001)
- Most assists in a playoff season: Scott Niedermayer, 16 (2003)
- Most points in a single playoff game: Patrik Sundstrom, 8 (3 G, 5 A) (April 22, 1988) (also the NHL record)
- Most points in a playoff season: Patrik Elias, 23 (9 G, 14 A) (2001)
- Most points by a defenseman in a playoff season: Brian Rafalski and Scott Niedermayer, 18 (2001, 2003)
- Most penalty minutes in a playoff season: Perry Anderson, 113 (1988)
Team records
- Most consecutive wins in a season: 13 (2000–01) (2022–23)
- Most points in a season: 112 (2022–23)
- Most wins in a season: 52 (2022–23)
- Longest season-ending win streak: 11 (2005–06)
## Affiliate teams
### American Hockey League
The Maine Mariners were the Devils' first American Hockey League (AHL) affiliate, from 1982 to 1987. The team moved in 1987 and became the Utica Devils, serving as New Jersey's affiliate until 1993. The Albany River Rats became their affiliate from 1993 to 2006. In 2006, the Devils bought the Lowell Lock Monsters and renamed them the Lowell Devils, which moved in 2010 to become the Albany Devils. The Albany Devils moved after the 2016–17 season and became the Binghamton Devils. In May 2021, it was announced that the Binghamton Devils would be moved to Utica in the 2021–22 season to become the Utica Comets.
### ECHL
In 2006, the Devils purchased the ECHL franchise Trenton Titans, which was then renamed the Trenton Devils. Following four seasons of on-ice struggles and financial losses, the Devils suspended operations of the Trenton franchise in 2011. On August 8, 2017, the Devils announced a one-year affiliation with the Adirondack Thunder for the 2017–18 season, after having an "informal working arrangement" for the past two seasons.
## Television and radio
Television: MSGSN
- Bill Spaulding – play-by-play
- Ken Daneyko – color commentator
- Bryce Salvador – color commentator and studio analyst
- Erika Wachter – TV host
Radio:''' Audacy (formerly Radio.com), WFAN (selected games)
- Matt Loughlin – play-by-play
- Chico Resch – color commentator
|
10,468,896 |
WINC (AM)
| 1,173,872,232 |
Radio station in Winchester, Virginia
|
[
"1941 establishments in Virginia",
"News and talk radio stations in the United States",
"Radio stations established in 1941",
"Radio stations in Virginia",
"Sports radio stations in the United States",
"Winchester, Virginia"
] |
WINC (1400 AM) is a commercial broadcast radio station licensed to Winchester, Virginia, United States. The station carries a news, talk, and sports format. Owned by Colonial Radio Group of Williamsport, LLC, WINC serves the Northern Shenandoah Valley in Virginia. The station's studios are located in Winchester while the transmitter (shared with WXVA) resides south of the city in nearby Kernstown. In addition to a standard analog transmission, WINC is available online.
Originally known for 80 years under the WINC call sign, the station was launched by Richard Field Lewis, Jr. on June 26, 1941, as Winchester's first radio station. The station remained in the hands of the Lewis family until its sale to North Carolina-based Centennial Broadcasting in 2007. The station's current format, established in 1996, consists mostly of conservative talk programs and top-of-the-hour news from Fox News Radio. Sports programming from Virginia Tech is also broadcast. Prior formats include middle of the road music, adult contemporary, and classic hits.
Several milestones have occurred during the station's 80 years of history. WINC was the station on which country music singer Patsy Cline made her debut in 1948, when Cline asked the leader of a "hillbilly band" for a chance to perform with them on air. In the late 1950s, the station's chief engineer, Philip Whitney, designed a CONELRAD alarm device for FM stations to warn listeners in the event of an enemy attack during the Cold War. Whitney also created many of the remote control systems used by radio stations. He was awarded for his work by the National Association of Broadcasters in 1970. WINC had difficulty renewing its license in the early 1970s, as it was airing 22 minutes of commercials per hour—in excess of what the Federal Communications Commission (FCC) permitted. The station encountered further trouble in 1988 when a local prosecutor called one of its promotions an "illegal cash lottery"; a judge disagreed. In that same year, the news department at WINC received an Associated Press Broadcasters Association national award for "Best Radio Spot News".
The late 2010s and early 2020s were marked by change spurred by the gradual divestment of Centennial's Winchester stations. WINC began simulcasting full-time over (then WZFC) on January 31, 2018, but this ended in mid-November 2020 when Centennial sold the first WINC-FM, in operation since 1946, to Educational Media Foundation. Following a subsequent sale of a second WINC-FM at and WZFC to Metro Radio, WINC assumed the WZFC call letters on June 30, 2021, with Colonial Radio Group taking over operations via a local marketing agreement on July 1, and consummating the acquisition of the station on October 22, 2021. Colonial Radio owner Todd Bartley later became part of a local group that has since purchased WINC-FM. The station flipped back to its historical WINC call sign on February 25, 2023.
## History
### Pre-broadcast and launch
Richard Field Lewis, Jr. was a graduate of the College of Engineering at the University of California, Berkeley. He founded Fredericksburg, Virginia radio station WFVA in 1939. Before that, he had worked at KFXM in San Bernardino, California, as chief engineer. Lewis filed the initial application for a new station in Winchester, Virginia, with the Federal Communications Commission (FCC) on November 24, 1940. The application specified a transmitting frequency of 1370 AM, with a power of 250 watts, the maximum permitted for stations operating on "local" frequencies at the time. This application was approved and a construction permit (CP) issued on February 4, 1941. However, the pending implementation of the North American Regional Broadcasting Agreement (NARBA) mandated that on March 29, 1941, most stations on 1370 AM would move to 1400 AM, so the authorization specified this adjusted frequency.
In early March 1941, the FCC assigned the station the call sign WINC, derived from the first four letters in Winchester. At 6:57 am on June 26, 1941, WINC began broadcasting as Winchester's first radio station. Two weeks later, on July 13, Virginia Senator Harry F. Byrd and Governor James Hubert Price attended the dedication of the station. The first announcer on WINC was Grant Pollock, who had been hired as the station's commercial sales manager. Pollock came to Winchester from NBC Radio in Los Angeles. At the time of WINC's launch, Winchester had a population of 12,095, with only 2,968 radios. In June 1941, the station announced it would join the NBC Blue Network the following month.
Throughout the station's existence, WINC's studios have been located at 520 North Pleasant Valley Road in Winchester. The address at launch was 520 Kerr Street, later incorporated into Pleasant Valley Road.
### History since launch
#### World War II
Less than six months after the station's first broadcast, WINC carried live descriptions of the attack on Pearl Harbor and President Roosevelt's "Infamy Speech" the following day. With the United States entry to World War II, WINC participated in the war effort on the air and at its studios. The City of Winchester erected an Aircraft Warning Service station, manned by volunteers, beside the WINC facility. The station aired an hour-long special program called "Virginia Schools at War Mobilization" on February 22, 1943. The program involved approximately 618,000 schoolchildren and teachers from around the state, war-savings staff, and state and civic dignitaries. The special, broadcast live from Mount Vernon, was carried on 13 other Virginia stations and on WWDC in Washington, D.C. WINC participated in another wartime broadcast, this one in late January 1944, to encourage the public to buy War Bonds. A total of \$150,525 in bonds were sold during the two-hour program, broadcast on 13 stations in Virginia and one in Washington, D.C.
On June 15, 1945, the NBC Blue Network formally changed its name to the American Broadcasting Company (ABC). WINC remained an affiliate of the renamed network. In the same year, C. Leslie Golliday was hired as the station's production manager. Golliday also built and launched two stations of his own: WEPM in Martinsburg, West Virginia, in 1946 and WCLG in Morgantown, West Virginia, in 1954.
#### Post World War II
The station began carrying Standard Oil's "Your Esso Weather Reporter" spots on April 22, 1946. The Esso programs included the "latest weather prediction and [a] brief commercial". WINC began carrying programming from the Keystone Broadcasting System (KBS) and Lang–Worth Feature Programs in 1946 and 1948 respectively. Both Keystone and Lang-Worth were electrical transcription networks. Programming from Lang-Worth was removed from the station's schedule in 1951, while Keystone programming remained until 1960. Richard F. Lewis, Jr., launched WINC-FM, sister station to WINC, on November 18, 1946.
A January 1947 contest on WINC was responsible for knocking out the entire telephone system for the city of Winchester. Mark Sheeler, a disc jockey at WINC, gave a "wolf whistle" as the signal for Winchester area "housewives" to call the studio. The first one to reach him would win "a free pair of nylon hose and a \$10 handbag". The station received around 4,000 simultaneous phone calls; the first call to get through was from the telephone company. Sheeler was informed that his contest was jamming local phone lines. He quickly made an on-air announcement calling off the contest.
On August 8, 1947, WINC applied to move from 1400 to 950 AM. In the same application, the station requested an increase in the station's power to 1,000 watts during the day and 500 watts at night. More than two years later, the application was dismissed and WINC remained at its original frequency and power.
Fourteen-year-old country music singer Virginia "Ginny" Hensley, who later became Patsy Cline, began her career by making her broadcast debut on WINC in 1948. Hensley asked "Joltin'" Jim McCoy, the leader of a "hillbilly band" called "The Melody Playboys", about to perform on the station, for a chance to sing with them. She told the band leader, "If you just give me a chance to sing with you, I'll never ask for pay." Cline continued to perform regularly on Saturday mornings on WINC. In 1948 and 1949, respectively, Bing Crosby and Bob Hope visited WINC, where they were interviewed on-the-air. Crosby and Hope were each in town for the city's annual Shenandoah Apple Blossom Festival.
In early 1950, Lewis hired Whittaker Chambers. Chambers was an American journalist (who had previously worked at Time Magazine), Communist Party member, and a former Soviet agent. Chambers was a "principal figure in the Alger Hiss case".
WINC joined the NBC Radio Network (previously named NBC Red) on November 1, 1951, after more than ten years as an ABC affiliate (previously called NBC Blue). WINC rejoined ABC Radio, carrying both networks' programming, on January 18, 1952, but dropped NBC programming in 1953. WINC became one of the flagship members of the Washington Senators Baseball Network, established in May 1952. The station added the long-running Voice of Prophecy program on June 3, 1953. On October 18, 1957, WINC owner Richard F. Lewis, Jr., died, and control of WINC passed to his widow, Marion Park Lewis. Ownership of the station was transferred again on January 31, 1964, from Richard F. Lewis Jr., Inc., a company owned by Marion Park Lewis, to Mid-Atlantic Network Inc., a corporation wholly owned by the Lewis family.
The station applied for and received a construction permit on August 9, 1958, to increase its broadcasting power from 250 to 1,000 watts, both day and night. The FCC approved the application in January 1961 but only for a daytime power increase. In 1959, WINC engineer Philip Whitney designed a CONELRAD alarm device for FM stations. The CONELRAD system allowed for early nationwide warnings in the event of possible enemy attack during the Cold War. Whitney is also credited with creating many of the remote control systems used by radio stations, including the microwave remote control system. The National Association of Broadcasters presented Whitney with its annual Engineering Award on April 7, 1970, for his work.
#### 1960s through 1980s
In the 1960s, the station hosted interviews with several prominent figures. Paul Harvey, in town for a speaking engagement, broadcast his "News and Comment" program from WINC studios on April 14, 1962. President Lyndon B. Johnson, visiting for the Apple Blossom Festival in 1964, was interviewed live on the station. The station was the first in Winchester to announce the assassinations of John F. Kennedy in 1963 and Robert F. Kennedy in 1968.
While attempting to renew the station's license in early 1971, Mid-Atlantic Network ran into trouble with the FCC due to the quantity of commercials the station was airing. The station was carrying 22 minutes of commercials an hour according to a letter from then-FCC Broadcast Bureau Chief Francis R. Welsh. Welsh said in the letter that the FCC was not convinced the amount of commercials served the community in a positive way. At the time, the FCC allowed no more than 18 minutes of commercials per hour. However, the station's license was ultimately renewed on May 14, 1971.
Part of WINC's programming in 1977 included daily political commentaries from former California governor Ronald Reagan. WINC remained an ABC Radio affiliate in 1978, carrying its American Contemporary Network with a middle of the road music format. WINC added adult contemporary music to its format in 1980. In 1981, the first year for which ratings information is available, WINC led all other area stations with a 16.3 rating. The station dropped the middle of the road music in 1982, airing only adult contemporary music. In 1985, WINC removed ABC Radio's "American Contemporary Network" from its schedule in favor of ABC's "American Entertainment Network", while continuing to air an adult contemporary format. The station increased its nighttime power to 1,000 watts in 1986. The news department at WINC received an Associated Press Broadcasters Association national award for "Best Radio Spot News" in 1988.
#### 1988 "Lottery" lawsuit
The local prosecutor, City of Winchester Commonwealth's Attorney Paul Thomson, filed suit against WINC and sister station WINC-FM in June 1988 for a promotion Thomson called an "illegal cash lottery". A license plate number of a car with a WINC bumper sticker was announced over the air, and the owner was given 92 minutes to call in and choose to accept a prize of \$92 or give up the money for a chance of winning \$9,200. Thomson compared the contest to the game show Let's Make a Deal. On December 19, 1988, Winchester Circuit Court Judge Perry Sarver ruled in favor of WINC stating he did not believe "promotional plans such as was used ... are in violation of the lottery statute". Sarver also said it would require a "substantial expenditure" for the contest to be considered a lottery.
#### 1990s and after
By 1991, WINC was airing a classic hits format, which was dropped a year later, returning to adult contemporary. Talk programs were added in 1994 and all music dropped two years after that. Also in 1996, WINC became an affiliate of AP Radio. With the change to news/talk, WINC garnered only a 2.9 in the 1996 radio ratings. In contrast, sister station WINC-FM received a 12.1 during the same ratings period.
The station's Internet presence also began in 1996, as a subpage within sister station WINC-FM's website. WINC launched its own website in 2008. In 1998, WINC began using the slogan "The Right Side of the AM Dial". The station picked up CBS and CNN affiliations in 2000, dropping the Associated Press.
On October 22, 2007, WINC debuted a live and local morning show called The Winchester Morning Magazine airing weekdays from 6 a.m. to 10 a.m. The program, hosted by Michael Haman, featured topics ranging from local general interest to news. The program was cancelled under a year later in September 2008, and the station returned to syndicated programming in the mornings. Also in 2008, WINC began using the "First in Winchester, First in News" slogan.
#### Centennial ownership
On May 17, 2007, Mid-Atlantic Network announced it was selling WINC to North Carolina-based Centennial Broadcasting. The price of the sale, initially reported at \$36 million, also included WINC-FM, WWRT and WWRE in Winchester and WBQB and WFVA in Fredericksburg. Later reports had the price of the sale at \$35.972 million.
Centennial CEO Allen B. Shaw, commenting in a Winchester Star interview on the sale, said he had been considering buying the company for several months. At the time of the interview, he did not foresee any changes to the stations. The sale closed in August 2007, and in the last ratings book under Lewis Family ownership, WINC received a 2.7 rating. The station's ratings have stayed within a two- to three-point range, while the format has remained the same after the sale.
WINC celebrated its 75th year on the air on June 26, 2016. The station aired vignettes with former employees and a classic photo album was added on the station's website.
Then sister-station WZFC (on the FM dial) began simulcasting WINC on January 31, 2018, extending WINC's programming into Front Royal and Woodstock, as well as parts of Warren and Shenandoah Counties in Virginia. The addition of the FM simulcast was something operations manager Mike Herald had considered "for quite some time" but only brought to fruition due to the current political climate. Herald felt the "conservative lean" of the hosts aired by WINC would "resonate really well with the folks here in the valley" as "Mr. Trump has made things very exciting". The fact that Warren and Shenandoah Counties voted Republican or "red" by "at least a 30-point margin" in the 2016 presidential election and the 2017 Virginia gubernatorial election also made it a "natural fit".
#### 2020 and 2021 Centennial divestitures
Centennial Broadcasting began divesting their Winchester properties starting in 2020. Centennial president and CEO Allen B. Shaw admitted to the Winchester Star that "we're a very small company ... it's a challenge for us". WINC-FM was the first station divested, with Educational Media Foundation announcing its \$1.75 million purchase on October 8, 2020. WINC, WZFC and WXBN were retained. Prior to WINC-FM switching to EMF's Air1 network, the station's intellectual property moved to a two-station simulcast of WZFC and WXBN by mid-November, with the latter station renamed WINC-FM; in the process, WINC lost its full-time FM simulcast. Following that realignment, Centennial agreed to sell WINC-FM and WZFC to Fairfax, Virginia-based Metro Radio, Inc. for \$225,000, a deal made mostly out of "financial considerations". As a result, WINC and its long-time studio facility which the station has been in since its launch were now the only remaining pieces of the original Lewis cluster.
Allen Shaw said in a May 2021 interview with the Star that WINC hadn't experienced "great financial success" further compounded with the recent death of Rush Limbaugh, whose syndicated show had been a long-time fixture on the station. While Shaw said he would "hate for" WINC to "go dark", he "[couldn’t] rule it out", but hoped to either donate the station to a nonprofit organization or sell it "if the right buyer came along".
#### Change to WZFC and sale to Colonial
The uncertainty of WINC's future coincided with the station celebrating its 80th anniversary on June 26, 2021. Four days later, the call sign changed to WZFC, assuming the calls of WINC's former FM simulcast, which became WKDV-FM. The next day, on July 1, 2021, Colonial Radio Group of Williamsport, LLC, began operating WZFC via a local marketing agreement with an option to purchase for \$25,000. Colonial owner Todd Bartley told the Star, "it's a tremendous honor to take a legacy [station] like this one forward". Allen Shaw told the Star that Centennial attempted to give the station for free to Metro Radio as part of the sale of WINC-FM and but "Metro didn't want it". Had Colonial not purchased WZFC, the station would have ceased broadcasting with the license returned to the FCC, a possibility Shaw felt "would have been bad" for the region. Colonial completed the acquisition of WZFC on October 22, 2021.
While new to Winchester, Bartley had prior experience as a broadcaster, programmer and station owner in Ohio and Pennsylvania. Under the Colonial name, Bartley previously owned WEJS and WLYC in Williamsport, Pennsylvania, but the two stations were taken under receivership and divested by a bankruptcy trustee in 2020. WZFC's studios and transmitter site were not included in the sale; Centennial disclosed that the building would either be sold or demolished, while the tower would be taken down "eventually". Bartley said Colonial was already negotiating with another radio station for a replacement tower, and applied to diplex WZFC from the daytime tower site of WXVA. Centennial dismantled the WINC tower on November 3, 2021, with Bartley moving the studios to a facility on Garber Lane. Bartley went on to say while Colonial intends for WZFC to carry additional local fare, the station's existing talk format would be retained.
Metro sold WINC-FM (having divested WKDV-FM in October 2021) to Euclid Avenue Properties, a local group headed by funeral home operator Darrin Jones with Bartley as a partner, for \$250,000 on October 7, 2022. Jones, a certified public accountant by trade, organized the purchase on referral from Bartley in reaction to Metro operating WINC-FM as a Leesburg station from Chantilly with no Winchester-based programming. The deal closed in December 2022. Former Centennial executive Bruce Simel praised both the WINC-FM sale and Bartley's success relocating WZFC's studios and transmitter, saying, "this is great news for local businesses and anyone that loves Winchester ... WINC has, and always will, stand for Winchester." While Jones would oversee WINC-FM and Bartley would continue to operate , Jones told the Star, "we've joined together in the running and management of both stations". Accordingly, Bartley filed paperwork with the FCC to change WZFC's call sign back to WINC, which was done on February 25, 2023.
## Programming
WINC carries a news/talk/sports format established in 1996. The weekday lineup consists mostly of nationally-syndicated conservative talk shows hosted by Hugh Hewitt, Dan Bongino, Sean Hannity, Mark Levin, Bill O'Reilly and Rich Valdez, along with a regionally syndicated program hosted by Wendy Bell. America in the Morning, The Ramsey Show and Coast to Coast AM are also featured. The station was previously the home of Rush Limbaugh and Jim Bohannon until their deaths in 2021 and 2022, respectively.
WINC carries five-minute newscasts every hour from Fox News Radio. The station also has a news department that prepares and broadcasts local news reports. The station is an affiliate of the Virginia Sports Radio Network, which carries University of Virginia football and basketball and the Virginia Tech IMG Sports Network, which carries Virginia Tech football and basketball.
Weekend programming on WINC includes home-improvement shows In the Garden with Andre Viette and At Home with Gary Sullivan. The station also airs "best of" editions of previously recorded weekday programming and a "best of" edition of Charlie Kirk's program which isn't heard during the weekdays. Sunday Night with Bill Cunningham is also heard.
## References, notes and sources
|
64,300 |
Bart Simpson
| 1,173,715,950 |
Fictional character from The Simpsons
|
[
"Animated human characters",
"Animation controversies in television",
"Characters created by Matt Groening",
"Child characters in animated films",
"Child characters in television",
"Comedy film characters",
"Fictional characters from the 20th century",
"Fictional characters with attention deficit hyperactivity disorder",
"Fictional elementary school students",
"Fictional pranksters",
"Fictional skateboarders",
"Fictional victims of child abuse",
"Male characters in animated series",
"Prank calling",
"Television characters introduced in 1987",
"Television controversies in the United States",
"The Simpsons characters"
] |
Bartholomew Jojo "Bart" Simpson is a fictional character in the American animated television series The Simpsons and part of the Simpson family. He is voiced by Nancy Cartwright and first appeared on television in The Tracey Ullman Show short "Good Night" on April 19, 1987. Cartoonist Matt Groening created and designed Bart while waiting in the lobby of James L. Brooks' office. Groening had been called to pitch a series of shorts based on his comic strip, Life in Hell, but instead decided to create a new set of characters. While the rest of the characters were named after Groening's family members, Bart's name is an anagram of the word brat. After appearing on The Tracey Ullman Show for two years, the Simpson family received its own series on Fox, which debuted December 17, 1989. Bart has appeared in every Simpsons episode except "Four Great Women and a Manicure".
At ten years old, Bart is the eldest child and only son of Homer and Marge, and the brother of Lisa and Maggie. Bart's most prominent and popular character traits are his mischievousness, rebelliousness and disrespect for authority. Hallmarks of the character include his chalkboard gags in the opening sequence; his prank calls to Moe; and his catchphrases "Eat my shorts", "¡Ay, caramba!", "Don't have a cow, man!", and "I'm Bart Simpson. Who the hell are you?" However, with the exception of "¡Ay, caramba!", these hallmarks have been retired or are not often used. Bart has appeared in other media relating to The Simpsons – including video games, The Simpsons Movie, The Simpsons Ride, commercials, and comic books – and inspired an entire line of merchandise.
In casting, Cartwright originally planned to audition for the role of Lisa, while Yeardley Smith tried out for Bart. Smith's voice was considered too high for a boy, so she was given the role of Lisa. Cartwright found Lisa uninteresting, so she instead auditioned for Bart, which she thought was a better role.
During the first two seasons of The Simpsons, Bart was the show's protagonist and "Bartmania" ensued, spawning Bart Simpson-themed merchandise touting his rebellious attitude and pride at underachieving, which caused many parents and educators to cast him as a bad role model for children. Around the third season, the role of the protagonist was taken over by his father, and series started to focus more on the family as a whole, though Bart still remains a prominent breakout character. Time named Bart one of the 100 most important people of the 20th century, and he was named "entertainer of the year" in 1990 by Entertainment Weekly. Cartwright has won several awards for voicing Bart, including a Primetime Emmy Award in 1992 and an Annie Award in 1995. In 2000, Bart, along with the rest of his family, was awarded a star on the Hollywood Walk of Fame.
## Role in The Simpsons
The Simpsons uses a floating timeline in which the characters do not age or age very little, and as such, the show is always assumed to be set in the current year. In several episodes, events have been linked to specific times, though sometimes this timeline has been contradicted in subsequent episodes. Bart's year of birth was stated in "I Married Marge" (season three, 1991) as being in the early 1980s. In "Simpsorama" (season 26, 2014) Bart states his birthday as February 23. He lived with his parents in the Lower East Side of Springfield until the Simpsons bought their first house. When Lisa was born, Bart was at first jealous of the attention she received, but he soon warmed to her when he discovered that "Bart" was her first word. Bart's first day of school was in the early 1990s. His initial enthusiasm was crushed by an uncaring teacher and Marge became worried that something was truly wrong with Bart. One day during recess, Bart met Milhouse and started entertaining him and other students with various gestures and rude words. Principal Skinner told him "you've just started school, and the path you choose now may be the one you follow for the rest of your life! Now, what do you say?" In his moment of truth, Bart responded, "eat my shorts". The episode "That '90s Show" (season nineteen, 2008) contradicted much of the backstory's time frame; for example, it was revealed that Homer and Marge were childless in the early 1990s.
Bart's hobbies include skateboarding, watching television (especially The Krusty the Clown Show which includes The Itchy & Scratchy Show), reading comic books (especially Radioactive Man), playing video games and generally causing mischief. His favorite movies are Jaws and the Star Wars Trilogy. For the duration of the series, Bart has attended Springfield Elementary School and has been in Edna Krabappel's fourth grade class. While he is too young to hold a full-time job, he has had occasional part-time jobs. He works as a bartender at Fat Tony's social club in "Bart the Murderer" (season three, 1991); as Krusty the Clown's assistant in "Bart Gets Famous" (season five, 1994); as a doorman in Springfield's burlesque house, the Maison Derrière, in "Bart After Dark" (season eight, 1996); and briefly owns his own factory in "Homer's Enemy" (season eight, 1997).
## Character
### Creation
Matt Groening first conceived of Bart and the rest of the Simpson family in 1987, while waiting in the lobby of producer James L. Brooks' office. Groening had been called in to pitch a series of animated shorts for The Tracey Ullman Show, and had intended to present an adaptation of his Life in Hell comic strip. When he realized that animating Life in Hell would require him to rescind publication rights, Groening decided to go in another direction. He hurriedly sketched out his version of a dysfunctional family, naming the characters after members of his own family. For the rebellious son, he substituted "Bart", an anagram of the word brat, for his own name, as he decided it would have been too obvious for him to have named the character 'Matt'. Bart's middle initial J is a "tribute" to animated characters such as Bullwinkle J. Moose and Rocket J. Squirrel from The Rocky and Bullwinkle Show, who received their middle initial from Jay Ward. According to the book Bart Simpson's Guide to Life, Bart's full middle name is "JoJo".
Bart had originally been envisioned as "a much milder, troubled youth given to existential angst who talks to himself", but the character was changed based on Cartwright's voice acting. Groening has credited several different figures with providing inspiration for Bart: Matt Groening's older brother Mark provided much of the motivation for Bart's attitude. Bart was conceived as an extreme version of the typical misbehaving child character, merging all of the extreme traits of characters such as Tom Sawyer and Huckleberry Finn into one person. Groening describes Bart as "what would happen if the son of Eddie Haskell [from Leave It to Beaver] got his own show". Groening has also said that he found the premise of Dennis the Menace disappointing and was inspired to create a character who was actually a menace.
Bart made his debut with the rest of the Simpson family on April 19, 1987, in The Tracey Ullman Show short "Good Night". In 1989, the shorts were adapted into The Simpsons, a half-hour series airing on the Fox Broadcasting Company. Bart and the Simpson family remained the main characters on this new show.
### Design
The entire Simpson family was designed so that they would be recognizable in silhouette. The family was crudely drawn, because Groening had submitted basic sketches to the animators, assuming they would clean them up; instead, they just traced over his drawings. Bart's original design, which appeared in the first shorts, had spikier hair, and the spikes were of different lengths. The number was later limited to nine spikes, all of the same size. At the time Groening was primarily drawing in black and "not thinking that [Bart] would eventually be drawn in color" gave him spikes which appear to be an extension of his head. The features of Bart's character design are generally not used in other characters; for example, no other characters in current episodes have Bart's spiky hairline, although several background characters in the first few seasons shared the trait.
The basic rectangular shape of Bart's head is described by director Mark Kirkland as a coffee can. Homer's head is also rectangular (with a dome on top), while spheres are used for Marge, Lisa, and Maggie. Different animators have different methods of drawing Bart. Former director Jeffrey Lynch starts off with a box, then adds the eyes, then the mouth, then the hair spikes, ear, and then the rest of the body. Matt Groening normally starts with the eyes, then the nose, and the rest of the outline of Bart's head. Many of the animators have trouble drawing Bart's spikes evenly; one trick they use is to draw one on the right, one on the left, one in the middle, then continue to add one in the middle of the blank space until there are nine. Originally, whenever Bart was to be drawn from an angle looking down so the top of his head was seen, Groening wanted there to be spikes along the outline of his head, and in the middle as well. Instead, Wes Archer and David Silverman drew him so that there was an outline of the spikes, then just a smooth patch in the middle because "it worked graphically". In "The Blue and the Gray", Bart (along with Lisa and Maggie) finally questions why his hair has no visible border to separate head from hair.
In the season seven (1995) episode "Treehouse of Horror VI", Bart (along with Homer) was computer-animated into a three-dimensional character for the first time for the "Homer<sup>3</sup>" segment of the episode. The computer animation was provided by Pacific Data Images. While designing the 3D model of the character, the animators did not know how they would show Bart's hair. They realized that there were vinyl Bart dolls in production and purchased one to use as a model.
### Voice
Bart's voice is provided by Nancy Cartwright, who voices several other child characters on The Simpsons, including Nelson Muntz, Ralph Wiggum, Todd Flanders, and Kearney. While the roles of Homer and Marge were given to Dan Castellaneta and Julie Kavner because they were already a part of The Tracey Ullman Show cast, the producers decided to hold casting for the roles of Bart and Lisa. Yeardley Smith had initially been asked to audition for the role of Bart, but casting director Bonita Pietila believed her voice was too high. Smith later recalled, "I always sounded too much like a girl. I read two lines as Bart and they said, 'Thanks for coming!'" Smith was given the role of Lisa instead. On March 13, 1987, Nancy Cartwright went in to audition for the role of Lisa. After arriving at the audition, she found that Lisa was simply described as the "middle child" and at the time did not have much personality. Cartwright became more interested in the role of Bart, who was described as "devious, underachieving, school-hating, irreverent, [and] clever". Matt Groening let her try out for the part instead, and upon hearing her read, gave her the job on the spot. Cartwright is the only one of the six main Simpsons cast members who had been professionally trained in voice acting prior to working on the show.
Cartwright's normal speaking voice is said to have "no obvious traces of Bart". The voice came naturally to Cartwright; prior to The Tracey Ullman Show, she had used elements of it in shows such as My Little Pony, Snorks, and Pound Puppies. Cartwright describes Bart's voice as easy to perform, saying, "Some characters take a little bit more effort, upper respiratory control, whatever it is technically. But Bart is easy to do. I can just slip into that without difficulty." She usually does five or six readings of every line in order to give the producers more to work with. In flashforward episodes, Cartwright still provides the voice of Bart. For "Lisa's Wedding" (season six, 1995), Bart's voice was electronically lowered.
Despite Bart's fame, Cartwright is rarely recognized in public. When she is recognized and asked to perform Bart's voice in front of children, Cartwright refuses as it "freaks [them] out". During the first season of The Simpsons, the Fox Network did not allow Cartwright to give interviews because they did not want to publicize that Bart was voiced by a woman.
Until 1998, Cartwright was paid \$30,000 per episode. During a pay dispute in 1998, Fox threatened to replace the six main voice actors with new actors, going as far as preparing for casting of new voices. The dispute was resolved and Cartwright received \$125,000 per episode until 2004, when the voice actors demanded that they be paid \$360,000 an episode. The dispute was resolved a month later, and Cartwright's pay rose to \$250,000 per episode. After salary renegotiations in 2008, the voice actors received approximately \$400,000 per episode. Three years later, with Fox threatening to cancel the series unless production costs were cut, Cartwright and the other cast members accepted a 30 percent pay cut to just over \$300,000 per episode.
### Hallmarks
In the opening sequence of many Simpsons episodes, the camera zooms in on Springfield Elementary School, where Bart can be seen writing lines on the chalkboard. The sentences, which changes from episode to episode, has become known as the "chalkboard gag". Chalkboard messages may involve political humor such as "The First Amendment does not cover burping", pop culture references such as "I can't see dead people", and meta-references such as "I am not a 32-year-old woman" and "Nobody reads these anymore". The animators are able to produce the chalkboard gags quickly and in some cases have changed them to fit current events. For example, the chalkboard gag for "Homer the Heretic" (season four, 1992) read, "I will not defame New Orleans." The gag had been written as an apology to the city for a controversial song in the previous week's episode, "A Streetcar Named Marge", which called the city a "home of pirates, drunks and whores". Many episodes do not feature a chalkboard gag because a shorter opening title sequence, where the chalkboard gags are cut, is used to make more room for story and plot development.
One of Bart's early hallmarks were his prank calls to Moe's Tavern owner Moe Szyslak in which Bart calls Moe and asks for a gag name. Moe tries to find that person in the bar, but rapidly realizes it is a prank call and (despite not knowing who actually made the call) angrily threatens Bart. These calls were based on a series of prank calls known as the Tube Bar recordings. Moe was based partly on Tube Bar owner Louis "Red" Deutsch, whose often profane responses inspired Moe's violent side. The prank calls debuted in "Homer's Odyssey" (season one, 1990), the third episode to air, but were included in "Some Enchanted Evening", the first episode of the series that was produced. As the series progressed, it became more difficult for the writers to come up with a fake name and to write Moe's angry response, so the pranks were dropped as a regular joke during the fourth season but they have occasionally resurfaced on the show.
The catchphrase "Eat My Shorts" was an ad-lib by Cartwright in one of the original table readings, harking back to an incident when she was in high school. Cartwright was in the marching band at Fairmont High School, and one day while performing, the band chanted "Eat my shorts" rather than the usual "Fairmont West! Fairmont West!" It could also be an homage to The Breakfast Club, as John Bender says the phrase to Principal Vernon. John Bender would become the inspiration for another Matt Groening creation, Bender from Futurama. Bart's other catchphrases, "¡Ay, caramba!" came from a Portuguese flamenco dancer and "Don't have a cow!" had been around since the 1950s which derived from the British phrase "Don't have kittens"; both were featured on T-shirts manufactured during the production of the early seasons of The Simpsons. "Cowabunga" is also commonly associated with Bart, although it was mostly used on the show after it had been used as a slogan on the T-shirts. Reiss also stated the writers took the phrase from Chief Thunderthud on The Howdy Doody Show. The use of catchphrase-based humor was mocked in the episode "Bart Gets Famous" (season five, 1994) in which Bart lands a popular role on Krusty the Clown's show for saying the line "I didn't do it." The writers chose the phrase "I didn't do it" because they wanted a "lousy" phrase "to point out how really crummy things can become really popular".
Bart commonly appears nude in the show, although in every case only his buttocks are visible. In The Simpsons Movie (2007), Bart appears in a sequence where he is skateboarding while fully nude; several different items cover his genitalia, but for a brief moment his penis can be seen. The scene was one of the first worked on for the film, but the producers were nervous about the segment because they thought it would earn the movie an R rating. Despite this, the film was rated PG-13 by the Motion Picture Association of America for "Irreverent Humor Throughout". The scene was later included by Entertainment Weekly in their list of "30 Unforgettable Nude Scenes".
### Personality
Bart's character traits of rebelliousness and disrespect for authority have been compared to that of America's founding fathers, and he has been described as an updated version of Tom Sawyer and Huckleberry Finn, rolled into one. In his book Planet Simpson, Chris Turner describes Bart as a nihilist, a philosophical position that argues that existence is without objective meaning, purpose, or intrinsic value.
Bart's rebellious attitude has made him a disruptive student at Springfield Elementary School, where he is an underachiever and proud of it. He is constantly at odds with his teacher Ms. Krabappel, Principal Skinner, and occasionally Groundskeeper Willie. Bart does poorly in school and is well aware of it, having once declared, "I am dumb, okay? Dumb as a post! Think I'm happy about it?" On one occasion, Lisa successfully proves that Bart is dumber than a hamster, although Bart ultimately outsmarts her. Bart's thoughts are often illogical; he once thought if he died and reincarnated as a butterfly, he would be able to burn the school down without being suspected, thinking that he would be able to hold a gas can as a butterfly. He has also thought if he wrote his name in wet cement, people who see it after it dries will wonder how he managed to write his name in solid cement. In "Separate Vocations" (season three, 1992), Bart becomes hall monitor and his grades go up, suggesting that he struggles mainly because he does not pay attention, not because he is stupid. This idea is reinforced in "Brother's Little Helper" (season eleven, 1999), in which it is revealed that Bart has attention deficit disorder. His lack of smarts can also be attributed to the hereditary "Simpson Gene", which affects the intelligence of most male members of the Simpson family. Although he gets into endless trouble and can be sadistic, shallow and selfish, Bart also exhibits many qualities of high integrity. He has, on a few occasions, helped Principal Skinner and Mrs. Krabappel: In "Sweet Seymour Skinner's Baadasssss Song" (season five, 1994), Bart accidentally got Skinner fired and befriended him outside the school environment. Bart missed having Skinner as an adversary and got him rehired, knowing that this would mean that the two could no longer be friends.
Due to Bart's mischievousness and Homer's often uncaring and incompetent behavior, the two have a turbulent, jaded, violent, and at times borderline sadistic relationship. Bart regularly addresses Homer by his first name instead of "Dad", while Homer in turn often refers to him as "the boy". Homer has a short temper and when enraged by Bart will strangle him on impulse in a cartoonishly violent manner. One of the original ideas for the show was that Homer would be "very angry" and oppressive toward Bart, but these characteristics were toned down somewhat as their characters were explored. Marge is a much more caring, understanding and nurturing parent than Homer, but she also refers to Bart as "a handful" and is often embarrassed by his antics. In "Marge Be Not Proud" (season seven, 1995), she felt she was mothering Bart too much and began acting more distant towards him after he was caught shoplifting. At the beginning of the episode, Bart protested at her over-mothering but as her attitude changed, he felt bad and made it up to her. Despite his attitude, Bart is sometimes willing to experience humiliation if it means pleasing his mom. Marge has expressed an understanding for her "special little guy" and has defended him on many occasions. She once said "I know Bart can be a handful, but I also know what he's like inside. He's got a spark. It's not a bad thing ... Of course, it makes him do bad things."
Bart shares a sibling rivalry with his younger sister, Lisa, but has a buddy-like relationship with his youngest sister Maggie, due to her infant state. While Bart has often hurt Lisa, and even fought her physically, the two are often very close. Bart cares for Lisa deeply and has always apologized for going too far. He also believes Lisa to be his superior when it comes to solving problems and frequently goes to her for advice. Bart is also highly protective of Lisa: When a bully destroys her box of cupcakes in "Bart the General" (season one, 1990), Bart immediately stands up for her.
Bart is portrayed as a popular cool boy and has many friends at school. Out of all of them his best friend is Milhouse Van Houten, although Bart has at times shown embarrassment about their friendship. Bart is a bad influence on Milhouse, and the two have been involved in a lot of mischief together. Because of this behavior, Milhouse's mother forbids Milhouse from playing with Bart in "Homer Defined" (season three, 1991). While at first he pretended that he did not care, Bart eventually realizes that he needs Milhouse, and Marge manages to convince Mrs. Van Houten to reconsider. Milhouse is a frequent target for local bullies Nelson Muntz and his friends Jimbo, Dolph, and Kearney. At times, Bart also finds himself at the hands of their abuse. Despite being the more socially powerful of the two, Bart's social popularity has temporarily subsided various episodes either due to extreme embarrassment caused by his family or other people (or even himself) or an unfortunate coincidence. Milhouse describes their social standing as "Three and a half. We get beat up, but we get an explanation." While Bart and the bullies have been adversaries at times, with Bart once declaring war on Nelson, the school bullies actually like Bart for his ways and hang out with him at times, especially Nelson who eventually becomes close friends with him.
Bart is one of the biggest fans of children's television host Krusty the Clown. He once declared, "I've based my whole life on Krusty's teachings", and sleeps in a room filled with Krusty merchandise. He has helped the clown on many occasions, for example, foiling Sideshow Bob's attempt to frame Krusty for armed robbery in "Krusty Gets Busted" (season one, 1990), reuniting Krusty with his estranged father in "Like Father, Like Clown". and helping Krusty return to the air with a comeback special and reignite his career in "Krusty Gets Kancelled". For his part, Krusty has remained largely ignorant of Bart's help and treats Bart with disinterest. One summer, Bart enthusiastically attended Kamp Krusty, which turned out to be a disaster, with Krusty nowhere to be seen. Bart keeps his hopes up by believing that Krusty would show up, but is soon pushed over the edge, and finally decides that he is sick of Krusty's shoddy merchandise and takes over the camp. Krusty immediately visits the camp in hopes of ending the conflict and manages to appease Bart. One of the original ideas for the series was that Bart worshiped a television clown but had no respect for his father, although this was never directly explored. Because of this original plan, Krusty's design is basically Homer in clown make-up. When Bart foiled Sideshow Bob's plans in "Krusty Gets Busted", it sparked a long-standing feud between the two. The writers decided to have Bob repeatedly return to get revenge on Bart. They took the idea of the Coyote chasing the Road Runner and depicted Bob as an intelligent person obsessed with catching a bratty boy. Bob has appeared in fourteen episodes, generally plotting various evil schemes which often have to do with getting revenge on Bart (and sometimes the entire Simpson family by proxy), but is always foiled in the end.
## Reception and cultural influence
### Bartmania
In 1990, Bart quickly became one of the most popular characters on television in what was termed "Bartmania". He became the most prevalent Simpsons character on memorabilia, such as T-shirts. In the early 1990s, millions of T-shirts featuring Bart were sold; as many as one million were sold on some days. Believing Bart to be a bad role model, several American public schools banned T-shirts featuring Bart next to captions such as "I'm Bart Simpson. Who the hell are you?" and "Underachiever ('And proud of it, man!')". The Simpsons merchandise sold well and generated \$2 billion in revenue during the first 14 months of sales. The success of Bart Simpson merchandise inspired an entire line of black market counterfeit items, especially T-shirts. Some featured Bart announcing various slogans, others depicted redesigns of the character, including "Teenage Mutant Ninja Bart, Air Simpson Bart, [and] RastaBart". Matt Groening generally did not object to bootleg merchandise, but took exception to a series of "Nazi Bart" shirts which depicted Bart in Nazi uniform or as a white power skinhead. 20th Century Fox sued the creator of the shirts, who eventually agreed to stop making them.
Bart became so associated with Fox that, when bidding in 1993 to show pro football, the network had to assure the NFL and reporters that the character would not announce games. Due to the show's success, over the summer of 1990 Fox decided to switch The Simpsons' timeslot so that it would move from 8:00 p.m. ET on Sunday night to the same time on Thursday, where it would compete with The Cosby Show on NBC, the number one show at the time. Through the summer, several news outlets published stories about the supposed "Bill vs. Bart" rivalry. The August 31, 1990 issue of Entertainment Weekly featured a picture of Bill Cosby wearing a Bart Simpson T-shirt. "Bart Gets an 'F' (season two, 1990) was the first episode to air against The Cosby Show, and it received a lower Nielsen rating, tying for eighth behind The Cosby Show, which had an 18.5 rating. The rating is based on the number of household televisions that were tuned into the show, but Nielsen Media Research estimated that 33.6 million viewers watched the episode, making it the number one show in terms of actual viewers that week. At the time, it was the most watched episode in the history of the Fox Network, and it is still the highest rated episode in the history of The Simpsons. Because of his popularity, Bart was often the most promoted member of the Simpson family in advertisements for the show, even for episodes in which he was not involved in the main plot.
Bart was described as "television's king of 1990", "television's brightest new star" and an "undiminished smash". Entertainment Weekly named Bart the "entertainer of the year" for 1990, writing that "Bart has proved to be a rebel who's also a good kid, a terror who's easily terrorized, and a flake who astonishes us, and himself, with serious displays of fortitude." In the United States congressional, senatorial and gubernatorial elections of 1990, Bart was one of the most popular write-in candidates, and in many areas was second only to Mickey Mouse amongst fictional characters. In the 1990 Macy's Thanksgiving Day Parade, Bart made his debut as one of the giant helium-filled balloons for which the parade is known. The Bart Simpson balloon has appeared at every parade since. This was referenced in The Simpsons in the episode "Bart vs. Thanksgiving", which aired the same day as the parade, where Homer tells Bart, "If you start building a balloon for every flash-in-the-pan cartoon character, you turn the parade into a farce!" Meanwhile, behind and unbeknownst to him, the television briefly shows a Bart Simpson balloon.
The album The Simpsons Sing the Blues was released in September 1990 and was a success, peaking at No. 3 on the Billboard 200 and becoming certified 2× platinum by the Recording Industry Association of America. The first single from the album was the pop rap song "Do the Bartman", performed by Nancy Cartwright and released on November 20, 1990. The song was written by Bryan Loren, a friend of Michael Jackson. Jackson was a fan of The Simpsons, especially Bart, and had called the producers one night offering to write Bart a number one single and do a guest spot on the show. Jackson eventually guest starred in the episode "Stark Raving Dad" (season three, 1991) under the pseudonym John Jay Smith. While the song was never officially released as a single in the United States, it was successful in the United Kingdom. In 1991 it was the number one song in the UK for three weeks from February 16 to March 9 and was the seventh best-selling song of the year. It sold half a million copies and was certified gold by the British Phonographic Industry on February 1, 1991.
### Bart as a role model
Bart's rebellious nature, which frequently resulted in no punishment for his misbehavior, led some parents and conservatives to characterize him as a poor role model for children. Robert Bianco of the Pittsburgh Post-Gazette wrote that "[Bart] outwits his parents and outtalks his teachers; in short, he's the child we wish we'd been, and fear our children will become." In schools, educators claimed that Bart was a "threat to learning" because of his "underachiever and proud of it" attitude and negative attitude regarding his education. Others described him as "egotistical, aggressive and mean-spirited." In response to the criticism, James L. Brooks said, "I'm very wary of television where everybody is supposed to be a role model, you don't run across that many role models in real life. Why should television be full of them?"
In 1990 William Bennett, who at the time was drug czar of the United States, visited a drug treatment center in Pittsburgh and upon noticing a poster of Bart remarked, "You guys aren't watching The Simpsons, are you? That's not going to help you any." When a backlash over the comment ensued, Bennett apologized, claiming he "was just kidding" and saying "I'll sit down with the little spike head. We'll straighten this thing out." In a 1991 interview, Bill Cosby described Bart as a bad role model for children, calling him "angry, confused, frustrated". In response, Matt Groening said, "That sums up Bart, all right. Most people are in a struggle to be normal. He thinks normal is very boring, and does things that others just wished they dare do." On January 27, 1992, then-President George H. W. Bush said, "We are going to keep on trying to strengthen the American family, to make American families a lot more like the Waltons and a lot less like the Simpsons." The writers rushed out a tongue-in-cheek reply in the form of a short segment which aired three days later before a rerun of "Stark Raving Dad" in which Bart replied, "Hey, we're just like the Waltons. We're praying for an end to the Depression, too."
Although there were many critics of the character, favorable comments came from several quarters. Columnist Erma Bombeck wrote, "Kids need to know that somewhere in this world is a contemporary who can pull off all the things they can only fantasize about, someone who can stick it to their parents once in a while and still be permitted to live." In 2003, Bart placed first in a poll of parents in the United Kingdom who were asked "which made-up character had the most influence" on children under 12 years old.
### Commendations
In 1998, Time named Bart one of the 100 most important people of the 20th century. He was the only fictional character to make the list. He had previously appeared on the cover of the edition of December 31, 1990. He was also ranked No. 48 in TV Guide's "50 Greatest TV Stars of All Time" in 1996 and both he and Lisa ranked No. 11 in TV Guide's "Top 50 Greatest Cartoon Characters of All Time" in 2002. In 2022, Paste writers claimed that Bart is the 26th best cartoon character of all time.
At the 44th Primetime Emmy Awards in 1992, Cartwright won a Primetime Emmy Award for Outstanding Voice-Over Performance for voicing Bart in the season three episode "Separate Vocations". She shared the award with five other voice actors from The Simpsons. Various episodes in which Bart is strongly featured have been nominated for Emmy Awards for Outstanding Animated Program, including "Radio Bart" in 1992, "Future-Drama" in 2005, "The Haw-Hawed Couple" in 2006 and "Homer's Phobia", which won the award in 1997. In 1995, Cartwright won an Annie Award for "Voice Acting in the Field of Animation" for her portrayal of Bart in an episode. In 2000, Bart and the rest of the Simpson family were awarded a star on the Hollywood Walk of Fame located at 7021 Hollywood Boulevard.
In 2014 Bart Simpson became the second mascot of Russian football club FC Zenit Saint Petersburg, wearing number 87 on his back (referring to the character's debut in 1987; the club's first mascot is a blue-maned lion).
### Merchandising
Alongside T-shirts, Bart has been included in various other The Simpsons-related merchandise, including air fresheners, baseball caps, bumper stickers, cardboard standups, refrigerator magnets, key rings, buttons, dolls, posters, figurines, clocks, soapstone carvings, Chia Pets, bowling balls and boxer shorts. The Bart Book, a book about Bart's personality and attributes, was released in 2004. Other books include Bart Simpson's Guide to Life. The Simpsons and Philosophy: The D'oh! of Homer, which is not an official publication, includes a chapter analyzing Bart's character and comparing him to the "Nietzschean ideal".
Bart has appeared in other media relating to The Simpsons. He has appeared in every one of The Simpsons video games, including Bart vs. the World, Bart Simpson's Escape from Camp Deadly, Bart vs. the Space Mutants, Bart's House of Weirdness, Bart vs. The Juggernauts, Bartman Meets Radioactive Man, Bart's Nightmare, Bart & the Beanstalk and The Simpsons Game, released in 2007. Alongside the television series, Bart regularly appears in issues of Simpsons Comics, which were first published on November 29, 1993, and are still issued monthly, and also has his own series called Bart Simpson Comics which have been released since 2000. Bart also plays a role in The Simpsons Ride, launched in 2008 at Universal Studios Florida and Hollywood. Bart appears as a playable character in the toys-to-life video game Lego Dimensions, released via a "Fun Pack" packaged with a Gravity Sprinter accessory in November 2015.
Bart, and other The Simpsons characters, have appeared in numerous television commercials for Nestlé's Butterfinger candy bars from 1990 to 2001, with the slogan "Nobody better lay a finger on my Butterfinger!" Lisa would occasionally advertise it too. Matt Groening would later say that the Butterfinger advertising campaign was a large part of the reason why Fox decided to pick up the half-hour show. The campaign was discontinued in 2001, much to the disappointment of Cartwright. Bart has also appeared in commercials for Burger King and Ramada Inn. In 2001, Kellogg's launched a brand of cereal called "Bart Simpson Peanut Butter Chocolate Crunch", which was available for a limited time. Before the half-hour series went on the air, Matt Groening pitched Bart as a spokesperson for Jell-O. He wanted Bart to sing "J-E-L-L-O", then burp the letter O. His belief was that kids would try to do it the next day, but he was rejected.
On April 9, 2009, the United States Postal Service unveiled a series of five 44-cent stamps featuring Bart and the four other members of the Simpson family. They are the first characters, other than Sesame Street characters, to receive this accolade while the show is still in production. The stamps, designed by Matt Groening, were made available for purchase on May 7, 2009.
|
190,291 |
USS Kearsarge (BB-5)
| 1,152,170,277 |
Kearsarge-class pre-dreadnought battleship
|
[
"1898 ships",
"Banana Wars ships of the United States",
"Crane ships of the United States Navy",
"Crane vessels",
"Floating cranes",
"Individual cranes (machines)",
"Kearsarge-class battleships",
"Ships built in Newport News, Virginia",
"World War I battleships of the United States",
"World War II auxiliary ships of the United States"
] |
USS Kearsarge (BB-5), was a pre-dreadnought battleship of the United States Navy and lead ship of her class of battleships. She was named after the sloop-of-war Kearsarge, famous for sinking the CSS Alabama, and was the only United States Navy battleship not named after a state.
Her keel was laid down by the Newport News Shipbuilding Company of Virginia, on 30 June 1896. She was launched on 24 March 1898, sponsored by Mrs. Elizabeth Winslow (née Maynard), the wife of Rear Admiral Herbert Winslow, and commissioned on 20 February 1900.
Between 1903 and 1907 Kearsarge served in the North Atlantic Fleet, and from 1907 to 1909 she sailed as part of the Great White Fleet. In 1909 she was decommissioned for modernization, which was finished in 1911. In 1915 she served in the Atlantic, and between 1916 and 1919 she served as a training ship. She was converted into a crane ship in 1920, renamed Crane Ship No. 1 in 1941, and sold for scrap in 1955.
## Design
The Kearsarge-class battleships were designed to be used for coastal defense. They had a displacement of 11,540 short tons (10,470 t), an overall length of 375 feet 4 inches (114.40 m), a beam of 72 feet 3 inches (22.02 m) and a draft of 23 feet 6 inches (7.16 m). The two 3-cylinder vertical triple-expansion steam engines and five Scotch boilers, connected to two propeller shafts, produced a total of 11,674 indicated horsepower (8,705 kW), and gave a maximum speed of 16.816 knots (19.352 mph; 31.143 km/h). Kearsarge was manned by 40 officers and 514 enlisted men, a total of 554 crew.
Kearsarge had two double turrets, with two 13 in (330 mm)/35 caliber guns and two 8 in (203 mm)/40 caliber guns each, stacked in two levels. The guns and turret armor were designed by the Bureau of Ordnance, while the turret itself was designed by the Bureau of Construction and Repair. This caused the guns to be mounted far back in the turret, making the ports very large. Admiral William Sims claimed that as a result, a shell fired into the port could reach the magazines below, disabling the guns. In addition to these guns, Kearsarge carried fourteen 5 in (127 mm)/40 caliber guns, twenty 6-pounder (57 mm or 2.2 in) guns, eight 1-pounder (37 mm or 1.5 in) guns, four .30 in (7.6 mm) machine guns, and four 18 in (457 mm) torpedo tubes. Kearsarge had a very low freeboard, which resulted in her guns becoming unusable in bad weather.
The ship's waterline armor belt was 5–16.5 inches (127–419 mm) thick and the main gun turrets were protected by 15–17 inches (381–432 mm) of armor, while the secondary turrets had 6–11 inches (152–279 mm) of armor. The barbettes were 12.5–15 inches (318–381 mm) thick, while the conning tower had 10 inches (254 mm) of armor. The armor was made of harveyized steel.
Kearsarge carried 16 smaller boats. A 40-foot (12 m) steam cutter, with a capacity of 60 men, together with a 33-foot (10 m) steam cutter, were used for general carrying from and to port, and could tow the other boats if needed. Two 33-foot launches, each capable of carrying 64 men, were the "working boats". There were ten 30-foot (9.1 m) boats: four cutters, each with a capacity of 45 men, the Admiral's barge, two whaleboats (which served as lifeboats), and the Captain's gig. Four smaller boats completed Kearsarge's small fleet: two 20-foot (6.1 m) dinghies and two 18-foot (5.5 m) catamarans.
## Construction
Kearsarge was authorized on 2 March 1895, the contract for her construction was awarded on 2 January 1896, and the keel of the vessel was laid down on 30 June 1896 by Newport News Shipbuilding & Dry Dock Company in Virginia. The total cost was US\$5,043,591.68. She was soon named after the American Civil War sloop-of-war Kearsarge, and was the first ship of the United States Navy to be named by act of Congress. She was the only US battleship not named after a state. She was christened on 24 March 1898 (the same day as her sister ship, Kentucky) by Mrs. Elizabeth Winslow (née Maynard), the wife of Captain Herbert Winslow, daughter-in-law of Captain John Ancrum Winslow, the commander of the original Kearsarge. She was commissioned on 20 February 1900, under the command of Captain William M. Folger.
## Service history
### Early career
As flagship of the North Atlantic Squadron, Kearsarge sailed along the Atlantic seaboard and the Caribbean Sea. In May 1901 Captain Bowman H. McCalla assumed command of Kearsarge, although by May 1902 the ship was being commanded by Captain Joseph Newton Hemphill. Reassigned as flagship of the European Squadron, she sailed from Sandy Hook on 3 June 1903, on her way to Kiel, Germany. She was visited by Emperor Wilhelm II of Germany on 25 June, and by the Prince of Wales – who would later become King George V of the United Kingdom – on 13 July.
Kearsarge returned to Bar Harbor, Maine, on 26 July, and resumed her position as flagship. On 1 December the ship sailed from New York for Guantánamo Bay, Cuba, where she was present as the United States took formal possession of the Guantanamo Naval Reservation on 10 December. On 26 March 1904 Captain Raymond P. Rodgers assumed command of the ship. Following maneuvers in the Caribbean Sea, Kearsarge left with the North Atlantic Squadron for Lisbon, Portugal, where she met King Carlos I of Portugal on 11 June 1904. Independence Day was celebrated in Phaleron Bay, Greece, with King George I of Greece and his son and daughter-in-law, Prince Andrew of Greece and Denmark and Princess Alice of Battenberg. The squadron visited Corfu, Trieste, and Fiume before returning to Newport, Rhode Island, on 29 August 1904.
On 31 March 1905, Maine replaced Kearsarge as flagship of the North Atlantic Fleet, although she remained with the fleet. Captain Herbert Winslow took command of the ship during December. On 13 April 1906, while participating in an exercise off Cape Cruz, Cuba, the gunpowder in a 13-inch gun ignited accidentally, killing two officers and eight men.
### Great White Fleet
Attached to the Fourth Division of the Second Squadron, and under command of Captain Hamilton Hutchins, she sailed on 16 December 1907 with the Great White Fleet. The fleet left from Hampton Roads, passed by Trinidad and Rio de Janeiro, and then passed through the Straits of Magellan. From there she passed by the west coast of South America, visiting Punta Arenas and Valparaíso, Chile, Callao, Peru, and Magdalena Bay, Mexico. The fleet reached San Diego on 14 April 1908 and moved on to San Francisco on 6 May. Two months later the warships sailed for Honolulu, Hawaii, and from there to Auckland, New Zealand, arriving 9 August. The fleet made Sydney, Australia, on 20 August, and after a week sailed for Melbourne.
Kearsarge departed Albany, Western Australia, on 18 September for ports in the Philippine Islands, Japan, China, and Ceylon before transiting the Suez Canal. The fleet split at Port Said, with Kearsarge leaving on 10 January 1909 for Malta, and arriving in Algiers on 24 January, before reforming with the fleet at Gibraltar on 1 February. She returned to Hampton Roads on 22 February, and was inspected by U.S. President Theodore Roosevelt.
### World War I
As with most of the Great White Fleet ships, Kearsarge was modernized on her return. She was decommissioned at the Philadelphia Naval Shipyard on 4 September 1909, and the modernization was completed in 1911, at a cost of US\$675,000. The ship received cage masts, new water-tube boilers, and another four 5-inch guns. The 1-pounder guns were removed, as were sixteen of the 6-pounders. She was recommissioned on 23 June 1915, and operated along the Atlantic coast. On 17 September she left Philadelphia to land a detachment of US Marines at Veracruz, Mexico, remaining there from 28 September 1915 to 5 January 1916. She then carried the Marines to New Orleans, Louisiana, before joining the Atlantic Reserve Fleet at Philadelphia on 4 February. Until the United States joined World War I, she trained naval militia from Massachusetts and Maine. During the war she was used to train Armed Guard crews and naval engineers during cruises along the Atlantic seaboard. On 18 August 1918 Kearsarge rescued 26 survivors of the Norwegian barque Nordhav which had been sunk by U-117, bringing them to Boston.
### Inter-war period
Between 29 May and 29 August 1919, Kearsarge trained United States Naval Academy midshipmen in the Caribbean. Kearsarge sailed from Annapolis, Maryland to the Philadelphia Navy Yard, where she decommissioned on either 10 May or 18 May 1920.
Kearsarge was converted into a crane ship, and was given hull classification symbol IX-16 on 17 July 1920, but it was changed to AB-1 on 5 August. Her turrets, superstructure, and armor were removed, and were replaced by a large revolving crane with a lifting capacity of 250 tons (230 tonnes), as well as 10-foot (3.0 m) blisters, which improved her stability. The crane ship was utilized often over the next 20 years, including the raising of USS Squalus in 1939.
### World War II
On 6 November 1941, Kearsarge was renamed Crane Ship No. 1, allowing her name to be given to Hornet (CV-12), and later to Kearsarge (CV-33). She continued her service, however, handling guns, turrets, armor, and other heavy lifts for vessels such as Indiana, Alabama, Savannah, Chicago, and Pennsylvania.
She was transferred to the San Francisco Naval Shipyard in 1945, where she participated in the construction of Hornet and Boxer and the re-construction of Saratoga. One of her last projects was performing heavy lifts during the reassembly of another crane vessel, YD-171 (ex-Schwimmkran nr. 1) on Terminal Island. In 1948 she left the West Coast for the Boston Naval Shipyard. On 22 June 1955 her name was struck from the Naval Vessel Register, and she was sold for scrap on 9 August.
|
1,900,988 |
New Amsterdam Theatre
| 1,173,232,443 |
Broadway theater in Manhattan, New York
|
[
"1903 establishments in New York City",
"42nd Street (Manhattan)",
"Art Nouveau architecture in New York City",
"Art Nouveau theatres",
"Beaux-Arts architecture in New York City",
"Broadway theatres",
"Disney Theatrical Productions",
"Nederlander Organization",
"New York City Designated Landmarks in Manhattan",
"New York City interior landmarks",
"Theater District, Manhattan",
"Theatres completed in 1903",
"Theatres on the National Register of Historic Places in Manhattan"
] |
The New Amsterdam Theatre is a Broadway theater at 214 West 42nd Street, at the southern end of Times Square, in the Theater District of Manhattan in New York City. One of the first Broadway venues to open in the Times Square neighborhood, the New Amsterdam was built from 1902 to 1903 to designs by Herts & Tallant. The theater is operated by Disney Theatrical Productions and has 1,702 seats across three levels. Both the Beaux-Arts exterior and the Art Nouveau interior of the building are New York City landmarks, and the building is on the National Register of Historic Places.
The theater's main entrance is through a 10-story wing facing north on 42nd Street, while the auditorium is in the rear, facing south on 41st Street. The facade on 42nd Street is made of gray limestone and was originally ornamented with sculptural detail; the rest of the facade is made of brick. The lobby within the office wing leads to a set of ornamental foyers, a reception room, and men's and women's lounges. The elliptical auditorium contains two balconies cantilevered above a ground-level orchestra. Above the main auditorium is a now-disused roof theater, which opened in 1904 and also served as a studio. The theater has a steel frame and was designed with advanced mechanical systems for its time.
The New Amsterdam Theatre was named for the Dutch settlement of New Amsterdam, the precursor to New York City. Klaw and Erlanger operated the venue for more than two decades after its opening on October 26, 1903. From 1913 to 1927, the New Amsterdam was the home of the Ziegfeld Follies, whose producer, Florenz Ziegfeld Jr., maintained an office in the building and operated the theater on the roof. Erlanger bought Klaw's interest in 1927, and the New Amsterdam was converted into a movie theater in 1937, in which capacity it served until 1983. The Nederlander Organization tried to redevelop the theater for ten years as part of the 42nd Street Development Project. It was then leased by The Walt Disney Company and renovated by Hardy Holzman Pfeiffer from 1995 to 1997. After Disney took over the New Amsterdam's operation, the theater hosted the musical The Lion King, followed by Mary Poppins and Aladdin.
## Site
The New Amsterdam Theatre is at 214 West 42nd Street, between Seventh Avenue and Eighth Avenue near the southern end of Times Square, in the Theater District of Midtown Manhattan in New York City. The land lot is irregularly shaped and covers 19,250 sq ft (1,788 m<sup>2</sup>), extending 200 ft (61 m) between its two frontages on 41st and 42nd Streets. The main frontage on 42nd Street (including the box office) measures 75 ft (23 m) wide, and the 41st Street frontage measures 150 ft (46 m) wide. Originally, the 42nd Street frontage was only 25 ft (7.6 m) wide; the developers, Abraham L. Erlanger and Marcus Klaw, wanted the more prominent 42nd Street frontage as the main entrance. The lots comprising the site had previously been owned by Samuel McMillan and the Johnson estate.
The city block includes 5 Times Square to the east and the Candler Building, Madame Tussauds New York, Empire Theatre, and Eleven Times Square to the west. The American Airlines Theatre, Times Square Theater, Lyric Theatre, New Victory Theater, and 3 Times Square are across 42nd Street to the north, and the Nederlander Theatre is to the south. An entrance to the New York City Subway's Times Square–42nd Street station, served by the , is next to the theater.
The surrounding area is part of Manhattan's Theater District and contains many Broadway theaters. In the first two decades of the 20th century, eleven venues for legitimate theater were built within one block of West 42nd Street between Seventh and Eighth Avenues. The New Amsterdam, Harris, Liberty, Eltinge, and Lew Fields theaters occupied the south side of the street. The original Lyric and Apollo theaters (combined into the current Lyric Theatre), as well as the Times Square, Victory, Selwyn (now American Airlines), and Victoria theaters, occupied the north side. These venues were mostly converted to movie theaters by the 1930s, and many of them had been relegated to showing pornography by the 1970s.
## Design
The New Amsterdam Theatre was designed by architects Herts & Tallant and developed for Klaw and Erlanger from 1902 to 1903. It was built by the Fuller Construction Company. The facade is designed in the Beaux-Arts style with elements of Art Nouveau, and the theater's interior is an early example of architectural Art Nouveau in New York City. Decoration was carried out by more than a dozen artists. The decorative scheme predominantly depicted three topics: the history of New York City prior to 1903, including its original history as the Dutch colony of New Amsterdam; the history of theater; and the floral and foliage motifs often seen in theaters. The design also included elements of classicism.
The theater consists of two major portions: a 10-story tower with offices on the narrow 42nd Street frontage, as well as the auditorium at the rear on 41st Street. The tower was developed to house Klaw and Erlanger's booking activities. The two sections are connected by a one-story passageway at ground level. The New Amsterdam Theatre's building housed two theaters when it opened: the main 41st Street auditorium as well as a rooftop theater.
### Facade
The primary elevation of the facade, on 42nd Street, is made of gray limestone with a steeply pitched roof made of red tile. The theater's entrance is a triple-height segmental arch; the stories above contain offices. The office wing measures 150 ft (46 m) tall. The 41st Street elevation contains the stage doors and is clad with plain brick, since the architects thought the public would seldom see that elevation. The side walls of the office wing on 42nd Street are also constructed of brick because the architects had anticipated that high-rise buildings would be constructed on either side. Fire escapes are placed across the theater wing's exterior on 41st Street.
#### Theater entrance
On 42nd Street, the triple-height arch had rusticated stone piers on either side. The original entrance was a double door with transom windows made of leaded glass, above which was a sign with the theater's name. The sign was ornately decorated and, at night, was illuminated by lights on the upper stories. The second and third stories contain bronze-framed windows with flower and vine decorations. The original doors were removed around 1937, but the second- and third-story windows still exist. The entrance vestibule, originally immediately inside the doors, contained green tiles and relief panels by St. John Issing. The vestibule was reconfigured as an outdoor space when the original entrance doors were removed; it contains a ticket booth on its western side.
The arch at the second and third stories was initially highly decorated, but the decorations were all removed in 1937 to make way for a marquee. At the second floor were yellow-and-gray Montreal marble columns. These were topped by bronze capitals designed by Enid Yandell, which contained four heads depicting the ages of drama. The top of the arch at the third story originally had a keystone carved by Grendellis and Ricci, with a garland depicting oak, laurel, and ivy. Above was a cornice with modillions, as well as a group of sculptures by George Gray Barnard, depicting five figures linked by garlands. Cupid (symbolizing love comedy) and a woman stood on one side of the central figure, a female personification of drama; Pierrot (symbolizing musical farce) and a knight stood on the other side.
#### Office stories
The office stories along the 42nd Street elevation are three bays wide. The fourth through sixth stories contain simple fenestration, but the seventh-story windows are taller than those on the three preceding stories. On the seventh story there is a frieze with winged heads below it, as well as pilasters topped by capitals with floral decorations. Grendellis and Ricci designed terracotta panels for the arched pediments above the seventh-story windows, which represent dance, declamation, and song. At the ninth story, decorated pilasters flank the windows, and a frieze runs above the windows, with the year "1903" carved into it.
The tenth story contains a central projecting dormer, containing a decorated pediment, as well as a smaller dormer in either of the side bays. The peak of the central dormer contains a mask with garlands. It was originally flanked by representations of drama and music. These figures held up a shield silhouetted against the sky. Herts & Tallant did not include a cornice on the facade, since they felt such a feature was unsuitable for office buildings.
### Interior
The New Amsterdam Theatre was among the first non-high-rise buildings in New York City with a steel superstructure. The structural frame is made of 2,000 short tons (1,800 long tons; 1,800 t) of steel. According to a 1903 source, the frame is made of approximately 270,000 steel pieces, which required about 7,500 engineering drawings. There were also 57 cantilevers and 38 electric elevators. The side walls of the office wing are non-bearing walls. The tower wing was used as offices for Klaw and Erlanger and later Florenz Ziegfeld Jr.
The theater was also mechanically advanced for its time, with heating, cooling, and vacuum-cleaning systems, as well as a fireproof structural frame. The auditorium alone had a volume of 400,000 cu ft (11,000 m<sup>3</sup>) and was indirectly heated by fans in the subbasement. The ventilation system included air plenums on 41st Street, a 10-foot (3.0 m) fan, a silk filter, and a heater that moistened the air to natural levels of humidity. The air could be completely changed in ten minutes. Air was distributed through the floors and walls, and it was exhausted through disc fans above the auditorium. Three telephone systems were installed to allow communications between different parts of the theater. These mechanical systems were completely replaced between 1995 and 1997. The new mechanical systems do not intrude upon the original design, except for a light grid above the proscenium of the auditorium.
#### Lobby and foyers
Leading from the 42nd Street entrance vestibule is the lobby, which runs under the office wing; the space contains curving Art Nouveau-style floral motifs. The eastern (or left) wall contains bronze office and elevator doors. The remainder of the wall contains marble panels, separated by terracotta pilasters that were designed by Neumark of Bremen and carved by Grendellis and Ricci. There are mirrored panels above the marble on the western (right) wall. Above the walls are twelve terracotta panels designed by Roland Hinton Perry, which form a frieze. Those on the eastern wall depict enes from Shakespeare's plays, and those on the western wall depict scenes from operas by Richard Wagner. A scene from Faust is depicted over the entrance on the north, and Greek drama is depicted over the doorway to the auditorium foyer on the south. The coffered ceiling is made of wood and originally contained plaster-and-leaded-glass chandeliers, which have since been replaced by simpler fixtures.
The lobby leads south to the auditorium's entrance foyer. Within the foyer, above the doors from the lobby, is a semicircular plaster relief by Hugh Tallant, depicting progress. This design includes a blue-and-gold representation of a woman with flower and leaf decorations on either side. Perry designed full-size panels for the foyer walls, which depicted the colony of New Amsterdam in the 17th century as well as a more modern view of New York City in the 19th century. The panels were subsequently removed when refreshment stands were added, and mirrors were installed in their place. The ceiling of the foyer contained a stained-glass dome, originally named "The Song of the Flowers". The stained glass vault was replaced with a vault painted gold.
The south wall of the entrance foyer leads to a promenade foyer, which is as wide as the auditorium itself. The promenade foyer contains a groin vault with floral moldings. The foyer contains a wood balustrade overlooking the parterre orchestra level of the auditorium to the west. A sylvan-themed relief by Issing is at the southern end of the promenade foyer, leading to 41st Street.
On the east wall of the promenade foyer, there are four staircases: two leading up to the auditorium's balconies and two leading down to the lounges. The stairs are made of green-veined Maryland Cremo marble. The stairs contain green terracotta balustrades made with faience glazing, containing panels with vines, flowers, and animals. The oak-wood newel posts at each landing have figures inspired by characters from Shakespeare. The staircase decorations have been attributed to Norwegian architect Thorbjorn Bassoe.
#### Rooms
From the rear of the first-floor promenade foyer is an arch leading to the general reception room, a green-and-gold space with oak paneling. The general reception room measures 50 ft × 30 ft (15.2 m × 9.1 m). The arch was originally flanked by marble fountains. On the north and south walls, George Peixotto designed two symbolic paintings entitled "Inspiration" and "Creation". The rear (east) wall of the reception room has a fireplace with a Caen stone and Irish marble mantel, also decorated with curving foliate patterns. Above the fireplaces are niches, which originally contained busts depicting poets Homer, Shakespeare, and Virgil. The paneling is 12 ft (3.7 m) high and contains built-in seats and stylized curved trees. The paneling also once had 38 medallions with painted portraits, designed by William Frazee Strunz and depicting "Lovers of Historical Drama". The reception room's vaulted ceiling and the room's arches are decorated with floral moldings.
The women's and men's lounges are both directly below the reception room: the women's lounge to the south and the men's lounge to the north. The women's lounge originally had pink carved reliefs of roses. The ceiling of the women's lounge depicted a rose with personifications of the five senses, as well as depictions of the figures Eros, Ganymede, and Jupiter. The men's lounge was a smoking room with depictions of various figures, which New York Plaisance magazine referred to as "notably artistic and interesting".
The old rectangular smoking room, also called the New Amsterdam Room for its decorations, is between the lounges. Stairs descend 3 ft (0.91 m) from the lounges to the room. The space measures 70 ft × 40 ft (21 m × 12 m). The room's floor is made of Welsh quarry tile and the walls have brown Flemish-oak paneling and upholstered seats. The upper portions of the walls contain sixteen murals attributed to Edward Simmons and R. W. Finn, which depict New York City's historical development. There is a fireplace at one corner of the room, with a mantel of Caen stone and gray-washed brick. The ceiling is a segmental dome, supported by an oval colonnade of plain, round Caen-stone columns. Eight allegorical murals by Peixotto decorate the dome. There is a bronze grille representing a winged youth, at the dome's apex. An inscription surrounds the dome's base, with the words "I had rather a fool to make me merry than experience to make me sad", a line from the Shakespeare comedy As You Like It. The old smoking room was converted into a bar during the 1990s.
#### Auditorium
The auditorium is at the south end of the building and is elliptical in plan, with curved walls, a domed ceiling, and two balcony levels over the orchestra level. The space measures 86 ft (26 m) wide, and it is 90 ft (27 m) long between the stage apron and the reception room's wall. The dome rises 80 ft (24 m) above the floor of the orchestra. The original color scheme was described in The New York Times as consisting of "tender pinks, mauves, lilacs, red and gold". These decorations were bright to compensate for the original direct current lighting system, which was dim. The modern decorative scheme contains reproductions of many of the original decorations with a subdued color palette. A double wall surrounds the whole auditorium and contains a fire gallery measuring 15 ft (4.6 m) wide. The auditorium held around 1,550 seats in its original configuration. After its reopening in 1997, the auditorium had 1,814 seats; as of 2022, the New Amsterdam has a seating capacity of 1,702.
Unusually for theaters of the time, the balconies are cantilevered from the structural framework, which eliminated the need for columns that blocked sightlines. The second balcony is recessed from the first balcony and is suspended directly from the ceiling with tension rods. Also unlike in older theaters, which often had horseshoe-shaped balconies that wrapped around the sides and rear of the auditorium, the New Amsterdam's balconies only stretch across the rear wall. At the orchestra and balcony levels, the lower sections of the walls have carved-oak wainscoting. The original seats had walnut-stained seatbacks without cushions, which became known as "Amsterdam backs" when they were used in other theaters.
The auditorium initially had twelve seating boxes, six on either side of the stage; they were arranged in staggered pairs and installed within arches on the side walls. The boxes were included to compensate for the relative lack of seating on the side walls, and they had unobstructed views of the stage. Each box was ornamented with a different floral motif, so the boxes were often identified by the names of the flowers on them. The boxes were removed when the New Amsterdam was converted into a movie theater. They were restored in 1997 based on historical blueprints.
The Neumark brothers designed plaster and carved-oak moldings around the dome, the proscenium arch, and the wall arches. The proscenium arch measures 36 ft (11 m) high and 40 ft (12 m) wide. Surrounding the proscenium is an elliptical arch, which rises to the edge of the ceiling dome. Between the two arches is a 18-by-45-foot (5.5 by 13.7 m) mural, designed by Robert Blum and executed by Albert B. Wenzell after Blum died. The mural depicts personified figures of such topics as truth, love, melancholy, death, and chivalry, flanking a central figure representing poetry. On either side are murals by Wenzell depicting Virtue and Courage. Issing also designed 16 dark-green peacocks for the proscenium, placed atop depictions of vines. There are also floral motifs and female figures around the dome. The ceiling of the auditorium also has seven arches with wood paneling. The ceiling of the main auditorium contains a girder measuring 90 ft (27 m) long and 14 ft (4.3 m) tall and weighing 70 short tons (63 long tons; 64 t). At the time of the New Amsterdam's construction in 1903, this was the largest piece of steel ever used in a building.
The stage measures 60 by 100 ft (18 by 30 m), making it the largest legitimate theater stage ever designed at the time. The entire stage consists of bridge spans that could be lowered to 33 ft (10 m) below the auditorium. A two-story-deep area was excavated below the stage to accommodate this. Four hydraulic platforms, each measuring 42 by 7 ft (12.8 by 2.1 m), could raise or lower different parts of the stage. The stage had a turntable, and the stage floor could be tilted. Surrounding the stage is a large freight elevator, two dressing-room elevators, and a carpentry shop. There is also a fly gallery with counterweights to raise or lower sets. One side of the stage had an electric switchboard that controlled the lighting. The original stage curtain had floral motifs similar to those in the rest of the theater. The dressing room could accommodate 500 people. The lighting system included a set of emergency exit lights, as well as reflectors to illuminate the area between the footlights.
#### Roof theater
The girder above the main auditorium supported a roof theater named the Aerial Gardens. Accessed by two elevators from the lobby, the Aerial Gardens was also designed by Herts & Tallant and opened in 1904. New York City building regulations at the time prohibited the construction of buildings above theater stages. As a result, the back of the theater's stage wall was directly above the proscenium arch of the main auditorium, and the stage was smaller. There was no balcony, but there were twelve boxes as well as a promenade at the rear of the roof theater. The Aerial Gardens was fully enclosed and originally had 680 seats. It could theoretically be used year-round, but in practice it was only used during the summer. There was also a planted garden adjacent to the theater. The Aerial Gardens was subsequently known as Ziegfeld Roof, Danse de Follies, Dresden Theatre, Frolics Theatre, and finally the New Amsterdam Roof.
After Florenz Ziegfeld started hosting the Ziegfeld Follies at the New Amsterdam in 1913, the main floor of the roof theater was turned into a 22,000-square-foot (2,000 m<sup>2</sup>) dance floor, and a "U"-shaped balcony was erected. The redesigned roof theater had a movable stage and a glass balcony. Cross lighting could also be used to create rainbow color patterns. In 1930, a movable glass curtain was installed over the proscenium of the roof theater. The floor was soundproofed when the space was used as an NBC broadcast studio, and smaller studios were placed in the office wing. By the early 21st century, the roof theater had been converted into office space.
## History
Times Square became the epicenter for large-scale theater productions between 1900 and the Great Depression. Manhattan's theater district had begun to shift from Union Square and Madison Square during the first decade of the 20th century. The New Amsterdam, Lyceum, and Hudson, which all opened in 1903, were among the first theaters to make this shift; the New Amsterdam is one of the oldest surviving Broadway theaters. Furthermore, at the beginning of the 20th century, Klaw and Erlanger operated the predominant theatrical booking agency in the United States. They decided to relocate to 42nd Street after observing that the Metropolitan Opera House, the Victoria Theatre, and the Theatre Republic (now New Victory Theater) had been developed around that area.
### Construction
In January 1902, Klaw and Erlanger bought seven land lots at 214 West 42nd Street and 207–219 West 41st Street. At the time, the theater was to be known as the Majestic. The next month, Fuller Construction was hired as the main contractor, and Herts & Tallant were selected as the architects for the theater. By then, the venue had been named the New Amsterdam, after the Dutch colonial settlement that predated New York City. Herts & Tallant submitted plans to the New York City Department of Buildings (DOB) shortly afterward. Construction had commenced by May 1902. Eighteen steam drills and 150 workers excavated the foundation to a depth of 40 ft (12 m).
A controversy arose in early 1903 when a neighboring landowner, Samuel McMillan, discovered that the office wing on 42nd Street would protrude 4 ft (1.2 m) beyond the lot line. The DOB ordered that work be halted temporarily, pending a decision on an ordinance regarding "ornamental projections". The New York City Board of Aldermen had already passed the ordinance, and mayor Seth Low had to decide whether to approve it. The DOB stationed a police officer outside the construction site during the daytime, but the developers erected the facade overnight in March 1903. A meeting on the ordinance drew much public opposition, prompting Low to send the bill back to the Board of Aldermen. A judge placed an injunction in April 1903, preventing Low from making a decision on the ordinance. The injunction was vacated two days afterward, and Low vetoed the resolution. The Board of Aldermen passed a revised resolution the next week; the aldermen explicitly stated that the ordinance would help Klaw and Erlanger.
After the ordinance was passed, the New Amsterdam's facade was completed as planned. By July 1903, work was proceeding on the New Amsterdam full-time, which The New York Times attributed to an agreement between the Fuller Company and the building trades. At the beginning of that August, the steel structure was topped out. The dispute over the facade continued even after the theater's opening. In 1905, McMillan brought the lawsuit to the New York Supreme Court, Appellate Division, which ruled that the Board of Aldermen's ordinance violated the Constitution of New York.
### Original Broadway run
#### 1900s and early 1910s
The New Amsterdam Theatre opened on October 26, 1903, with Shakespeare's A Midsummer Night's Dream, which was a flop despite costing five times as much as the typical Broadway show. In its first few months of operation, the theater also hosted Whoop Dee Doo, a musical by Weber and Fields. The new theater was chronicled in various publications. Architects' and Builders' Magazine said "The character of the decoration fixes more or less the purpose of the house", and another critic wrote that "the New Amsterdam Theatre will mark an epoch in the history of art" if it were successful. The New York Times referred to the theater as "a vision of gorgeousness"; New York Plaisance magazine called it "a most beautiful and commodious place of amusement"; and yet another source opined that "Architecturally it is near perfection." Theatre magazine described the New Amsterdam as "perhaps the most imposing of all the new theatres" opened on Broadway during 1903.
The Aerial Gardens opened on June 6, 1904, with the vaudeville production A Little of Everything. The New Amsterdam had started out as a venue for serious drama, but comedy drama became popular within a few years of its opening. Klaw and Erlanger had begun renting out the New Amsterdam, since they wanted to focus on other theatrical ventures, and since it was expensive for them to produce all of the theater's shows. Many producers expressed interest in the theater because of its technologically advanced equipment and Art Nouveau design. The men disagreed over the theater's bookings; Klaw wanted to stage classical productions, but Erlanger preferred large revues and musicals. In 1905, the theater hosted the comedy She Stoops to Conquer. The next year, the theater hosted Forty-five Minutes from Broadway, featuring Fay Templeton and Victor Moore, as well as The Governor's Son, starring the family of George M. Cohan. This was followed in 1907 by The Merry Widow, which ran 416 performances at both the main auditorium and the Aerial Gardens. Richard Mansfield appeared in a limited number of performances at the theater for several seasons, starring in both Richard III and Peer Gynt. Kitty Grey, starring Julia Sanderson, was staged at the New Amsterdam in 1909, as was the European operetta The Silver Star.
The New Amsterdam also staged musicals, particularly those imported from Europe, as well as classic hits. The productions included those by Shakespeare, as well as "kiddie fare" such as Mother Goose and Humpty Dumpty. In 1910, the New Amsterdam staged the melodrama Madame X and the European operetta Madame Sherry, the latter of which ran 231 performances. The next year saw a production of The Pink Lady with Hazel Dawn, running 312 performances, as well as the musical adaptation of Ben-Hur. The New Amsterdam hosted several other productions in 1912 and 1913, including Robin Hood, The Count of Luxembourg, and Oh! Oh! Delphine.
#### Ziegfeld Follies era
Flo Ziegfeld hosted the Ziegfeld Follies, a series of revues, at the New Amsterdam every year from 1913 to 1927, with two exceptions. Ziegfeld's relationship with Klaw and Erlanger had dated to the mid-1900s, when the syndicate had paid him \$200 a week to present vaudeville; by 1907, he had come up with the Follies. The first edition of the Follies at the New Amsterdam was hosted on June 16, 1913. Among the performers in the Follies were Fanny Brice, Eddie Cantor, W. C. Fields, Ina Claire, Marilyn Miller, Will Rogers, Sophie Tucker, Bert Williams, and Van and Schenck. An urban legend holds that the theater contains the ghost of one performer, silent film star Olive Thomas. Ziegfeld also hired either Joseph Urban or John Eberson to redesign the theater on the roof with a balcony and a dance floor. With the completion of the roof theater's renovation, Ziegfeld began displaying Danse de Follies, a racier sister show of the Follies, in 1915. Subsequently, known as the Midnight Frolic, the show was also used to test the skills of promising up-and-coming performers. Ziegfeld also had his own office on the seventh floor of the office wing. The 1924 edition of the Follies had the longest run, with 401 performances, though that edition was not particularly distinctive either critically or artistically.
Between each year's edition of the Follies, the theater hosted other productions. The production Sweethearts premiered in 1913, and Hazel Dawn starred in The Little Cafe the same year. The musical Watch Your Step premiered at the New Amsterdam in 1914, featuring Irving Berlin's first complete Broadway score; it ran for 175 performances. A performance of Around the Map was staged in 1915. The following year, Sir Herbert Tree and Company staged several Shakespeare plays, and Guy Bolton and Emmerich Kálmán's musical Miss Springtime ran 224 performances. The Cohan Revue of 1918 was then staged at the New Amsterdam, followed the same year by The Rainbow Girl and The Girl Behind the Gun. The decade ended with The Velvet Lady, as well as a musical version of Monsieur Beaucaire, in 1919.
The New Amsterdam staged Sally, where Marilyn Miller had her musical comedy debut, in 1920; it ran for 570 performances. The Midnight Frolic was popular but, because it offered alcoholic beverages, closed during Prohibition in 1921 or 1922. It then reopened as the Dresden, with performances of Cinders starting in April 1923. The rooftop theater became the Frolic Theatre in September 1923 and was operated by Ziegfeld and Charles Dillingham. During the mid- and late 1920s, the main auditorium hosted several plays. In 1925, the musical Sunny opened, ultimately running 517 performances; by contrast, Betsy opened the next year and was a failure with 39 performances. The main auditorium's productions in 1927 included Lucky, Trelawny of the 'Wells''', and Julius Caesar. The Frolic, meanwhile, hosted a performance of He Loved the Ladies during one week in 1927; one of the seven showings had no audience members at all.
#### Late 1920s and 1930s
Klaw and Erlanger continued to operate the New Amsterdam Theatre jointly until 1927, when Erlanger bought out Klaw's interest. Erlanger then announced plans to renovate the New Amsterdam Theatre for \$500,000. The same year, Ziegfeld developed his own theater, the Ziegfeld Theatre on Sixth Avenue. The theater's hits in 1928 included the musical comedy Rosalie, which ran 327 performances, and Whoopee, which ran 379 performances. Meanwhile, Ziegfeld re-launched the Midnight Frolic at the rooftop theater in December 1928. The following June, Erlanger announced he would convert the rooftop theater into a modern facility called Aerial Theater, which would accommodate legitimate plays, films with sound, or radio broadcasts. Upon obtaining sole ownership of the theater, Erlanger renewed Dillingham and Ziegfeld's lease, which had been set to expire at the end of 1929. Another production was staged at the main auditorium in 1929, Sherlock Holmes. Erlanger was in significant debt when he died in 1930, and the Dry Dock Savings Bank took over his estate.
In the 1930s, during the beginning of the Great Depression, many Broadway theaters were impacted by declining attendance. The main auditorium only saw a small decrease in quality and quantity of productions, but the Frolics Theatre had a steep decline in premieres. NBC took over the roof theater in February 1930 and converted it into a broadcast studio, the NBC Times Square Studio, which opened the next month. The modifications cost \$70,000. Downstairs, Earl Carroll's Vanities of 1930 was played at the main auditorium. A revival of The Admirable Crichton and the original revue The Band Wagon followed in 1931, as did Face the Music in 1932. After Face the Music closed at the end of 1932, the theater had no musical premiere for the first time in its history. During early 1933, the musicals Alice in Wonderland and The Cherry Orchard had limited runs at the New Amsterdam, presented by Eva Le Gallienne and her Civic Repertory Theater. Murder at the Vanities premiered in late 1933 and was followed by Roberta the same year, the latter of which was a hit with 295 performances.
When Revenge with Music premiered at the New Amsterdam in 1934, it was the only remaining legitimate theater production on 42nd Street. Revenge with Music was followed by George White's Scandals of 1936, as well as Sigmund Romberg's Forbidden Melody the same year. The Dry Dock Savings Bank acquired the New Amsterdam Theatre through a foreclosure proceeding in May 1936 after the theater's owners had failed to pay over \$1.65 million in interest, taxes, and other fees. By then, Erlanger and Ziegfeld had died several years previously. Afterward, Dry Dock leased the roof to CBS and the Mutual Broadcasting System for broadcasts, but an injunction was placed in August 1936 because Dry Dock had no broadcast license. The broadcasters had to apply for a license after Dry Dock unsuccessfully sued to have the injunction removed. Othello, which premiered in January 1937, was the last live performance at the New Amsterdam for more than half a century; it ran for 21 performances before closing.
### Movie theater and decline
The New Amsterdam Theatre was sold in June 1937 to Max A. Cohen of Anco Enterprises, under the condition that the New Amsterdam never host burlesque. Cohen renovated the facade, replacing the original decorations with a marquee. The New Amsterdam reopened as a movie theater on July 3, 1937, showing the film adaptation of A Midsummer Night's Dream. Bernard Sobel, Flo Ziegfeld's former agent, lamented in The New York Times that the cinema conversion was "another indication that the old order has indeed changed". The theater showed other movies for 10 to 25 cents per ticket, although Cohen could not show first runs of movies immediately upon their release, at least not initially. The marquee was further modified in 1947. The auditorium boxes were removed as part of a 1953 renovation. These modifications allowed the installation of a Cinerama wide screen.
MBS continued to use the rooftop theater as a studio. The Cinema Circuit Corporation leased the roof theater in April 1943, showing movies at the 740-seat facility only on weekends. That November, the roof theater hosted a ten-week roster of small plays. The United Booking Office, the New Amsterdam's last remaining tenant from the legitimate theater era, moved out of the office wing that year. The roof studio was leased in 1949 to television station WOR-TV, which spent \$75,000 to remodel the roof theater and \$20,000 on equipment. The renovated rooftop studio started broadcasting in October 1949. In subsequent years, the roof theater was used for rehearsals, and the main auditorium became a profitable cinema. By the late 1950s, the New Amsterdam was one of two theaters on the block that showed first-run films, the other being the Lyric. Ticket prices were higher than both "move-over houses", which received films immediately after they ran at the first-run theaters, and the "reissue houses", which screened old films. The New Amsterdam and the other 42nd Street theaters operated from 8 a.m. to 3 a.m., with three shifts of workers. The ten theaters on the block attracted about five million visitors a year between them.
In 1960, Mark Finkelstein, who co-owned the theater building with Cohen, announced that the roof theater would be renovated into a 700-seat venue for theatrical productions. The following year, Finkelstein and Andour Enterprises Inc. were listed as having purchased the building outright. Cohen retired around the same time, and Finkelstein took over full operation. By the early 1960s, the surrounding block had decayed, but many of the old theater buildings from the block's heyday remained, including the New Amsterdam. Later that decade, a critic characterized the roof theater as a "gloomy cavern" and the main auditorium as "just another in the dubious string of 42nd Street movie houses". By the late 1970s, the New Amsterdam Theatre was dilapidated, though many of the interior decorations still remained. The area had become dangerous: two armed guards were killed at the theater during a robbery in 1976, and a patron was stabbed to death in 1979. The cinema continued to run until about 1982 or 1983, showing kung fu movies in its final years.
### Restoration
The 42nd Street Development Corporation, formed in 1976 to discuss plans for redeveloping Times Square, considered turning the New Amsterdam Theatre into a dance complex in 1977. The same year, the City University of New York's Graduate Center hosted an exhibition with photographs of the New Amsterdam and other theaters to advocate for the area's restoration. Another plan, in 1978, called for restoring the New Amsterdam as a legitimate theater while razing nearby buildings to create a park. The New York City Landmarks Preservation Commission designated the New Amsterdam Theatre and a portion of its interior as a city landmark on October 23, 1979. The theater was added to the National Register of Historic Places on January 10, 1980.
#### Nederlander plans
The New York State Urban Development Corporation (UDC), an agency of the New York state government, had proposed redeveloping the area around a portion of West 42nd Street in 1981. Theatrical operator Nederlander Organization tried to buy the New Amsterdam Theatre from Finkelstein in early 1982, before the city and state governments selected developers for the sites, but was unsuccessful. The city government selected the Nederlander Organization in April 1982 to operate the New Amsterdam Theatre, and the Nederlanders bought the rights to operate the theater in December 1982. The theater was technically owned by the New York City Industrial Development Corporation, which issued \$5 million in bonds to finance the acquisition. The Nederlanders were responsible for developing the theater and paying off the bonds, as well as \$250,000 of annual payments in lieu of taxes. The company planned to redevelop the main auditorium into a 1,700-seat theater and reopen the 700-seat roof theater by 1983. If the rest of the 42nd Street Development Project was unsuccessful, the Nederlanders could switch the theater's main entrance to 41st Street. Robert Nederlander of the Nederlander Organization had wanted to continue hosting motion pictures while the redevelopment was underway, but the city government denied his proposal.
Plans for restoration were officially announced in May 1983. The \$6 million project would use both private and public funding. Soon after work began, contractors discovered more structural damage than they had expected, including rotting girders. This led the Nederlanders to announce in mid-1983 that the reopening would be delayed indefinitely. The production of the musical Carmen, which was supposed to be presented at the roof theater, was relocated as a result. The Nederlanders wanted to seal off the roof theater completely, but the city government suggested instead that the National Theater Center be hosted on the roof. City officials indicated that they would provide \$2.5 million to restore the roof theater and convert it to the National Theater Center, but the city allocated the funds elsewhere in the 1985 city budget.
The Empire State Development Corporation and New York City Economic Development Corporation purchased the property in 1984. The same year, Jerry Weintraub purchased a stake in the operation of the New Amsterdam. The theater's renovation had been planned in conjunction with four new office towers, the development of which had been delayed. The renovation was abandoned partway through, the decorations being left exposed to the elements. The roof had started leaking, and the interior had water damage. Several shows were announced for the rundown theater, all of which were withdrawn. After having spent \$15 million on renovations, the Nederlanders announced in 1990 that the New Amsterdam's restoration would not be viable "for the next several years" until the four office towers were completed. The New York City Opera considered moving to the theater in 1991 but decided against doing so.
After the Nederlanders fell behind on their payments in 1992, the UDC agreed to take over the theater for \$247,000 or \$275,000. Hardy Holzman Pfeiffer Associates (HHPA) was hired to stabilize the structure. By then, chunks of plaster had fallen from the roof and first balcony, and entire sections of the roof theater had fallen apart. Bird droppings had appeared all over the floor because there were holes in the roof. There were dead cats in the basement, and mushrooms were growing through the auditorium floor. A reporter for the Los Angeles Times wrote in 1994 that the theater's "cracking terra-cotta ornaments, faded murals and decayed plaster moldings [form] a depressing metaphor for the decline of Times Square".
#### Disney renovation
Marian Sulzberger Heiskell, a chairwoman of the 42nd Street Development Project, was a family friend of Michael Eisner, the chairman of The Walt Disney Company. For several years in the 1980s and 1990s, Heiskell had tried to convince Eisner to open a Disney enterprise on Times Square. Disney's internal studies showed that such a venue would conflict with the gated and clean image of its amusement parks and other venues. Architect Robert A. M. Stern, who had worked both on Disney projects and on the 42nd Street Development, tried to convince Eisner but was rebuffed. In March 1993, Eisner changed his mind and asked to see a full-size model of the buildings being planned in the 42nd Street Development. After the recent high-profile cancellations of the Disney's America and WestCOT theme parks, Disney Development vice president David A. Malmuth wanted a successful development. At a meeting to discuss designs for the town of Celebration, Florida, Stern arranged for Eisner to tour the theater. Eisner quickly agreed to renovate the theater after New 42nd Street president Cora Cahan guided him through the dilapidated interior.
In September 1993, the media reported that Disney was seriously considering renovating the New Amsterdam Theatre. Disney had planned to show Beauty and the Beast there, but delays forced the production to open at the Palace Theatre instead. Disney had tentatively agreed to take over the New Amsterdam by the end of the year, and mayor Rudy Giuliani and governor Mario Cuomo publicly announced plans for the theater's restoration in January 1994. Disney real estate negotiator Frank S. Ioppolo Sr. obtained several guarantees after threatening to withdraw from the project. This included protection against lawsuits over the proposed renovation; expensive, high-quality items; and government subsidies from the state and city. Other Broadway theater operators had initially opposed the economic incentives, alleging the 42nd Street Development Project was tantamount to a subsidy for the New Amsterdam. After Cuomo promised to create a loan program for other Broadway theaters, two operators dropped their opposition to Disney's project.
Disney promised in February 1994 to renovate the theater with \$8 million of its own equity and a \$21 million low-interest loan from the city and state governments. Other entertainment companies showed interest in the 42nd Street redevelopment after the agreement was announced, and there was also interest in renovating 42nd Street's other theaters. During 1994, the rundown theater was used as a filming location for the movie Vanya on 42nd Street. Officials agreed to loan Disney another \$5 million later that year. In May 1995, Disney Theatrical Productions signed a 49-year revenue-based lease for the property, in which Disney would pay the city and state a percentage of the gross sales from the theater. Disney, along with the city and state governments, ultimately agreed to share any costs above \$32.5 million. Disney would also pay about \$2 million for higher-quality materials, and the city and state governments would commit \$1.9 million to a contingency fund. The financial plan was finalized in July 1995. Disney wanted at least two other companies to commit to new developments in Times Square before it agreed to restore the New Amsterdam. Madame Tussauds and AMC Theatres subsequently agreed to redevelop three neighboring theaters.
Disney's research and development subsidiary, Walt Disney Imagineering, oversaw the renovation of the New Amsterdam Theatre, hiring design firm Theatre Projects Consultants as a consultant. HHPA was hired to design the renovation, and Tishman Construction was the general contractor. Some mockups of the decorations were created before work commenced. Conservators took a paint chip sample from a billboard outside the building and discovered 121 layers of paint, each for a different event. According to Hugh Hardy of HHPA, the project entailed recreating half the oak paneling and three-quarters of the plaster decoration, as well as the restoration of other decorations and the installation of new mechanical systems. Some of the decorative details were painted and glazed to appear older than they actually were. New spaces, such as lounges, restrooms, and elevators, were also created. At some point in the restoration, state preservation officials had requested the restoration of the ornament on the 42nd Street facade. This request was ultimately dropped after officials determined that the replacement marquee was itself an important part of the theater's history.
#### Disney operation
The New Amsterdam's restoration was officially completed on April 2, 1997. Architectural critic Ada Louise Huxtable wrote "If this is Disney magic, we need more of it", and Herbert Muschamp wrote: "The place is an architectural version of an American Eden, the unsullied natural paradise in which European explorers cast the New World." The first production was a limited engagement of a concert version of King David that May, followed by the premiere of the film Hercules the following month. Disney's decision to stage these events was to ensure the New Amsterdam's restoration would not be overshadowed by the premiere of The Lion King, which in itself was a highly acclaimed production. The Lion King opened in November 1997. The roof theater remained closed, and Disney had no plans to reopen it, in part because the elevators could not accommodate 700 patrons under city building codes. Disney subsequently converted the roof theater into office space. The renovation of the theater was detailed in the book The New Amsterdam: The Biography of a Broadway Theater.
Disney's restoration of the New Amsterdam Theatre helped spur the long-delayed redevelopment of Times Square; this led to criticisms of the area's "Disneyfication" from observers who were unaware of Disney's investment. Besides theatrical productions, the revived New Amsterdam has hosted events benefiting Broadway Cares/Equity Fights AIDS, including past iterations of the annual Easter Bonnet Competition. It also hosted a televised concert by the Backstreet Boys for Disney Channel, Backstreet Boys In Concert, in 1998. The Lion King ran at the New Amsterdam until June 2006, when it relocated to the Minskoff Theatre to make way for Mary Poppins. Mary Poppins began previews at the New Amsterdam on October 14, 2006, and had its first regular performance on November 16, 2006; it ran until March 3, 2013.
Previews for the musical Aladdin began on February 26, 2014, and the show officially opened on March 20, 2014. Aladdin broke the house record at the New Amsterdam Theatre for the week ending August 10, 2014, with a gross of \$1,602,785. As of 2023, Aladdin also holds the box-office record for the New Amsterdam Theatre, grossing \$2,584,549 over nine performances for the week ending December 30, 2018. All Broadway theaters temporarily closed on March 12, 2020, due to the COVID-19 pandemic. The New Amsterdam reopened September 28, 2021, with performances of Aladdin.
## Notable productions
Productions are listed by the year of their first performance. The Ziegfeld Follies, which has had multiple editions, is listed by the years of the first performances of each edition. This list only includes Broadway shows; it does not include films screened there.
- 1903: A Midsummer Night's Dream
- 1903: Whoop-Dee-Doo
- 1904: The Two Orphans
- 1905: She Stoops to Conquer
- 1905: Richard III
- 1906: Forty-five Minutes from Broadway
- 1907: The Merry Widow
- 1907: Peer Gynt
- 1910: Madame X
- 1911: The Pink Lady
- 1911: Ben-Hur
- 1912: The Count of Luxembourg
- 1913: Oh! Oh! Delphine
- 1913–1927: Ziegfeld Follies
- 1913: Sweethearts
- 1914: Watch Your Step
- 1918: The Girl Behind the Gun
- 1920: Sally
- 1925: Sunny
- 1927: Trelawny of the 'Wells'
- 1928: Rosalie
- 1928: Whoopee
- 1930: Earl Carroll's Vanities
- 1931: The Band Wagon
- 1932: Face the Music
- 1933: Alice in Wonderland
- 1933: The Cherry Orchard
- 1933: Roberta
- 1934: Revenge with Music
- 1936: George White's Scandals
- 1937: Othello
- 1997: King David
- 1997: The Lion King
- 2006: Mary Poppins
- 2014: Aladdin''
## See also
- List of Broadway theaters
- List of New York City Designated Landmarks in Manhattan from 14th to 59th Streets
- National Register of Historic Places listings in Manhattan from 14th to 59th Streets
|
976,284 |
C. J. Cregg
| 1,152,853,484 |
American TV character
|
[
"Articles containing video clips",
"Fictional Democrats (United States)",
"Fictional White House Chiefs of Staff",
"Fictional White House Press Secretaries",
"Fictional characters from Ohio",
"Television characters introduced in 1999",
"The West Wing characters"
] |
Claudia Jean Cregg is a fictional character played by Allison Janney on the American television drama The West Wing. From the beginning of the series in 1999 until the sixth season in 2004, she was the White House Press Secretary in the administration of President Josiah Bartlet. After that, she serves as the president's chief of staff until the end of the show in 2006. The character is partially inspired by real-life White House Press Secretary Dee Dee Myers, who worked as a consultant on the show.
Aaron Sorkin, the show's creator, designed C. J. to be assertive and independent from the show's men; though she is portrayed as a smart, strong, witty, and thoughtful character, she is frequently patronized and objectified by her male coworkers. She is sometimes shown as overly emotional, a trait criticized by reviewers as a misogynistic stereotype. Her onscreen romance with Danny Concannon (Timothy Busfield), a senior White House reporter, was also criticized by commentators as giving the impression she was betraying her coworkers. Initially, she is portrayed as politically inept, but she quickly becomes one of the most savvy characters on the show.
Despite C. J.'s shortcomings and surroundings, she is considered among the best characters ever written by Aaron Sorkin. The character proved to be Janney's breakthrough role and earned her widespread critical acclaim, as well as multiple offers to enter the real-life American political realm. For her performance, she received four Primetime Emmy Awards, as well as four Screen Actors Guild Awards and four nominations for the Golden Globe Award. She reprised her role at a real-life 2016 White House press briefing, the 2017 Not the White House Correspondents' Dinner, and a 2020 special episode to benefit When We All Vote.
## Creation
On The West Wing, C. J. Cregg is played by Allison Janney. The character is said to have been partially inspired by Dee Dee Myers, who worked as the White House Press Secretary to Bill Clinton and was a consultant to the show. West Wing creator Aaron Sorkin denied this, commenting that "I'm a fiction writer. I make stuff up".
### Casting
Aaron Sorkin had previously seen Janney in the 1998 film Primary Colors and was impressed by a scene in which Janney tripped down a flight of stairs. Janel Moloney tried out for the role, but she was asked to play assistant Donna Moss instead. Moloney later became a regular on the show.
The casting of C. J. Cregg was jeopardized by worries of a lack of racial diversity in the show's original lineup. According to Sorkin, both the show's crew and the network were concerned that every actor who had been selected so far was white. Janney, a white woman, was the favorite for the role – despite her impression that she had botched the audition. CCH Pounder, who is Guyanese, was also auditioning well. In the end, Sorkin remarked, "when we closed our eyes at night we wanted Allison. So we cast Allison". Pounder later guest-starred in the season one episode "Celestial Navigation" as the Secretary of Housing and Urban Development.
Janney has stated that she is not like C. J., quipping to The Daily Telegraph that "C. J. is incredibly brilliant – and I am an actor who memorizes lines". She notes that politics overwhelm her, unlike her savvy and well-adapted character, and recalled that fans of the show initially expect her to behave like C. J. before discovering who she really is. Janney also remarked that she enjoyed acting in episodes that were more focused on the personal lives of the characters, noting, "I'm more of a person who loves to deal with relationships and emotions".
### Appearance
C. J.'s usual costume on the show was a dark pantsuit, sometimes by Calvin Klein or Armani. To convey a casual feel, a dove grey or beige blouse would be included under the pantsuit, as well as an occasional dark tank top. Another option was a skirt that fell at or past the knees. The costume was designed with more masculine effects; costume designer Lyn Paolo commented that Allison Janney's height of 6 feet (1.8 metres) allowed for a "longer drape". C. J.'s height was the subject of multiple jokes on the show, including being assigned the Secret Service code name "Flamingo" during her time in the White House. Paolo also remarked on a podcast that the clothing was designed to not distract from the show; in one episode set in a gala, a reporter asks what C. J. is wearing. She simply replies, "it's a dress".
In the episode "Isaac and Ishmael", which was produced in the aftermath of the September 11 attacks, C. J. wore a piece of jewelry called the "Lagos Heart of Freedom", which depicted a silver heart studded with precious gems to depict the flag of the United States. The jewelry was sent to Lyn Paolo for free by the designer's public relations firm; the Universal Press Syndicate referred to it as "fall's No. I fashion statement".
C. J. is frequently portrayed as clumsy or even dyspraxic. In her very first scene on the show, she falls off a treadmill while attempting to answer her pager. Over the course of the show, C. J. falls into her own swimming pool, hurls a basketball through a window, falls over from recoil at a target range, and clumsily fails to cast a fishing line, while her father (who has Alzheimer's disease) encounters no such difficulties.
## Character role and development
In the first six seasons of The West Wing, C. J. works as the White House Press Secretary under President Josiah Bartlet. In the sixth season episode "Liftoff", she was promoted to succeed Leo McGarry as White House Chief of Staff, following Leo's resignation after a major heart attack. She remains chief of staff until the final episode, leaving the White House after the inauguration of President Matt Santos. She had joined Bartlet's first presidential campaign after being fired from her job at an entertainment industry public relations firm in Beverly Hills.
Initially, C. J.'s character was poorly developed; Aaron Sorkin admitted in a companion book that C. J. was "the most underwritten role of the pilot". Sorkin commented that after several episodes, it became clear to the crew that Allison Janney and her character were going to be a key part of the show. Janney appears in all 154 episodes of The West Wing. She reprised her role in a 2020 reunion special with nearly all of the original cast, termed "A West Wing Special to Benefit When We All Vote".
### Personality
According to Aaron Sorkin, C. J. was designed to stand out from other female characters of the era; he writes in the pilot of the West Wing Script Book that C. J.'s role is not about "when is Mr. Right going to come along and save me from this?" C. J.'s character was shown to be an adept, empathetic, confident, witty, and independent one with considerable depth, and the only female character portrayed as intellectually on par with the male senior staff. Patrick Webster, in his book Windows into The West Wing, attributed this partially to the acting ability of Allison Janney. C. J. also suffers from anxiety and self-doubt, as well as what Elle referred to as the "standard office-gal trope" of "bitchiness and hysteria". A flashback from "In The Shadow of Two Gunmen Part 2", the second episode of the second season, shows that C. J. is the only character to doubt whether she is qualified for the role in the Bartlet campaign she is being offered, despite her not being the only character to have a thin political résumé.
C. J. is often shown to be a more emotionally vulnerable character, and sometimes stereotyped as subject to her own feelings. Since The West Wing frequently mixes the personal lives and professional careers of its characters, this tendency has the effect of letting her feelings influence her views on policy. In the third season episode "The Women of Qumar", C. J. learns that the United States is renewing its lease on a military base there. She has a deep-seated emotional reaction to this news throughout the episode, culminating in a scene in her office with the National Security Advisor, Nancy McNally. C. J. reveals her reasoning for her opposition, telling her that "they beat women, Nancy. They hate women. The only reason they keep Qumari women alive is to make more Qumari men". McNally is not swayed by this reasoning, arguing that the base is strategically pragmatic, and after C. J. unsuccessfully counters with a long-winded analogy to apartheid, she simply pleaded, "they're beating the women, Nancy!" After McNally walks away, C. J. regains control of her emotions and neutrally delivers the news to the press in her briefing. Webster opined that although this scene allowed for a powerful emotional statement on the issue for the viewer, it also revealed a gender bias in the writing of C. J.'s character. Author Shawn Parry-Giles commented that scenes like these play into the stereotype in which women are portrayed as too subjective and emotional for rational, political decision-making.
### White House press secretary
As White House press secretary, C. J. is the most influential and visible woman on The West Wing. However, this role still positions her as a supporting character – her job is to spin the actions and policies of the president, but she does not have a hand in shaping that policy the way the male characters do.
Initially, C. J. is portrayed as politically inept. She was shown to be clueless with respect to basic government functions, needing to be informed of the purpose of the U.S. census by Sam Seaborn in one first-season episode. She also admits elsewhere to having little understanding of White House economic policies. Her romance with White House reporter Danny Concannon also entangles with her job, causing her colleagues to distrust her; in the first season episode "Lord John Marbury", the senior staff chooses to lie to her about troop movement in an Indo-Pakistani conflict, because they thought that she was too friendly with the press, particularly Danny, and would not be able to lie from the podium. In the press briefing room, she is asked by a reporter about the troop movement, which she laughingly denies; her having to retract the statement later damages her credibility with the press. Also, in the first-season episode "Mandatory Minimums", C. J. receives the staff's blame when Danny publishes a memo from a staffer, criticizing the president's performance. C. J. tells Danny in another episode that a relationship would damage her reputation; Shawn Parry-Giles opined that C. J. could not be involved with Danny while in the White House because the staff would see her only as the "woman-as-traitor" trope.
C. J. develops into a politically astute character, sometimes more so than her male counterparts. Drawing on the previous incident in "Lord John Marbury", C. J. lies to the press in the first-season finale "What Kind of Day Has It Been", confidently delivering the misinformation directly to Danny. In "The Leadership Breakfast", C. J. correctly assesses that Toby Ziegler is ordering her to make a political mistake, which results in a congressman directly criticizing the president during a joint presidential and congressional press conference. Josh Lyman later comments to her that "you had a lot of opportunities to say 'I told you so' and score some points with Leo. You're a class act". In another episode, she thwarts a general who plans to give a television interview that would embarrass the president by questioning his military authority. Though the general calls her "kitten" when they meet, C. J. remains calm and points out that in her background research, she noticed that he has fraudulently obtained a medal for an act of service he never performed; the general attempts to return the conversation to Bartlet, but C. J. ends the conversation, cutting him off with "is there anything else, sir?"
### Romance
As well as her on-again-off-again romance with Danny, C. J. has another love interest throughout the third season – a secret service agent named Simon Donovan (Mark Harmon), assigned to protect her after she receives death threats. C. J. is initially resistant to Donovan's assignment, struggling to preserve her autonomy. Over time, she falls in love with Donovan and submits to his protection; Shawn Parry-Giles argued that this transformation shows that she is treated like a "prized and revered object of protection" with no need or capability for autonomy. Donovan refuses to return her affection while he is assigned to her, but the threat to C. J. abates, meaning that he was no longer tasked with her protection. Just as the two are about to begin a relationship, Donovan is shot and killed while stopping a robbery at a local store.
In the final season premiere, "The Ticket", a scene showing the characters "three years later" forecast C. J. as married to Danny with one child. This is realized in the series finale, "Tomorrow"; in the episode, C. J. leaves the White House, choosing to pursue a relationship with Danny instead.
### Sexism from other characters
Like many female characters on The West Wing, C. J. is frequently condescended to, and even objectified by, the show's men. In a scene from the first season episode "The Crackpots and These Women", the president and Leo look around a room full of women working in the White House, complimenting each one in a gendered manner. C. J. in particular is compared to "a fifties movie star, so capable, so loving and energetic". Essayist Laura K. Garrett writes that the president's comment makes C. J. seem like "a lovable pet, not a professional woman".
In another first season episode, "Lies, Damn Lies, and Statistics", the president's senior staff predicts the results of an upcoming poll. Most staffers predicted that the president's poll numbers would drop, or hold steady at best, but C. J. predicted a large bump. Leo, who relayed the staffers' guesses to the president, left out C. J.'s predictions; she suspected this was because she was a woman. In the end, C. J. was shown to have made the correct prediction.
In the second season episode "Bartlet's Third State of the Union", C. J. appears on a television show to discuss the president's State of the Union address, where she is introduced by the host as the "very lovely, the very talented – Claudia Jean Cregg". The host then tells the entire room during a commercial break that C. J. is not wearing pants. In "Ways and Means", C. J. is sexualized by Bruno Gianelli, manager of the president's re-election campaign, who remarks "man, you have got a killer body, you know that?"
## Reception
Reviewers have praised C. J.'s portrayal, both during and after the show's run. Frazier Moore with the Associated Press described her in 2000 as "a scrapper with an enormous heart, many fallibilities, and a gift for snappy repartee". The BBC remarked that C. J. "might make the list for best chief of staff of all time, save for the fact that she's fictional". In 2014, The Atlantic ranked C. J. highest on their list of the 144 best characters on The West Wing, writer Joe Reid commenting that "her capability and combination of strength and simple compassion represented the fantasy of the Bartlet White House better than anyone". In their list of the best characters from all television serials created by Sorkin, Vulture ranked C. J. second, commenting that "if all the Sorkin women were as classy, self-assured, and legitimately funny (the turkey pardon!) as C. J., we'd never have had the Sorkin woman argument in the first place".
Reviewers also lauded Janney's performance; The Cincinnati Enquirer wrote in 2001 that Janney "combines comedy, drama, and political savvy" in C. J., approving of her ability to alternate between wit and seriousness throughout each episode. C. J. Cregg proved to be Allison Janney's breakthrough role. Janney's performance was also lauded by her fellow cast members. In an interview with Empire magazine, Martin Sheen (who played President Bartlet) recounted an instance in which the cast, in a confidential, anonymous poll, unanimously agreed that Janney was "the very best among us". Janney's four Emmy awards from The West Wing outpaced every other cast member. She also received four Screen Actors Guild awards for her performance on The West Wing, and many other awards and nominations. Janney reported receiving letters of appreciation for her portrayal of C. J. from women viewers.
## Legacy
After the show ended in 2006, Allison Janney was offered political punditry roles in several news organizations, as well as several requests to campaign for Democratic candidates. Janney declined, telling The Guardian that "you really don't want to hire me. I'm not good in that area". In 2018, Janney remarked on The Graham Norton Show that people often assumed that she was similar to C. J., but that the two were not alike in reality. Janney commented that "it made me very shy of meeting people because I wasn't her. I would love to be like her, she was thrilling".
On April 29, 2016, Janney made an appearance at a White House Press Briefing in place of actual Press Secretary Josh Earnest to raise awareness of opioid use disorder. Janney made humorous references to her time on The West Wing, including a joke about "Josh [Earnest] getting a root canal", a reference to an episode in which Josh Lyman conducts a press briefing while C. J. recovers from an emergency root canal.
In 2017, Janney reprised her role as C. J. for the pre-taped introduction of Not the White House Correspondents' Dinner. Appearing to brief the press, C. J. answers several bad-faith questions from reporters before going on a monologue, arguing that this kind of questioning detracts from real journalism and that these kinds of reporters should not be listened to.
In 2021, C. J. Cregg became a "trending topic" on Twitter after the first press conference of Joe Biden's press secretary, Jen Psaki. Psaki was compared favorably to C. J. online for her dry wit, as well as her straightforward answers, Allison Janney commenting that she was "flattered" by the comparison. Mary McNamara of the Los Angeles Times criticized the comparison, commenting that although she loved C. J.'s character, the comparisons were indicative of the outgoing press secretary's constant battles with the press being over; not Psaki's objective merit. In 2022, Teen Vogue highlighted the comparison between C. J. and Psaki as a negative; the article criticized Psaki's style as glib and attention seeking, attitudes expected instead from television characters like C. J.
|
53,028,600 |
Kalākaua coinage
| 1,097,291,017 |
1883 Kingdom of Hawaii's silver coins
|
[
"19th century in Hawaii",
"19th century in San Francisco",
"Currencies introduced in 1883",
"Economy of Hawaii",
"Hawaiian Kingdom",
"House of Kalākaua",
"Modern obsolete currencies",
"Silver coins"
] |
The Kalākaua coinage is a set of silver coins of the Kingdom of Hawaii dated 1883, authorized to boost Hawaiian pride by giving the kingdom its own money. They were designed by Charles E. Barber, Chief Engraver of the United States Bureau of the Mint, and were struck at the San Francisco Mint. The issued coins are a dime (ten-cent piece), quarter dollar, half dollar, and dollar.
No immediate action had been taken after the 1880 act authorizing coins, but King Kalākaua was interested and government officials saw a way to get out of a financial bind by getting coins issued in exchange for government bonds. Businessman Claus Spreckels was willing to make the arrangements with the United States in exchange for profits from the coin production, and contracted with the US Mint to have \$1,000,000 worth of coins struck. Originally, a 121⁄2 cent piece was planned and a few specimens were struck, but it was scrapped in an effort to have uniformity between US and Hawaiian coins, and a dime was substituted. The coins were struck at San Francisco in 1883 and 1884, though all bear the earlier date.
The coins met a hostile reception from the business community in Honolulu, who feared inflation of the currency in a time of recession. After legal maneuvering, the government agreed to use over half of the coinage as backing for paper currency, which continued until better economic times began in 1885. After that, the coins were more eagerly accepted in circulation. They remained in the flow of commerce on the islands until withdrawn in 1903, after Hawaii had become a US territory.
## Background
Native Hawaiians before the arrival of Captain Cook in 1770 used no coins; trade in their agricultural economy was based on barter. Early relations between Hawaiians and explorers were also based on barter, with nails, beads, and small pieces of iron sometimes being used as money, but as more systematic foreign trade began at the turn of the 19th century, coins of many lands came to the islands as payment for exports. The arrival of the missionaries, and the plantations and other commercial activity that soon followed, led to the first currencies generated by the islands: tokens and scrip used to pay workers because of the chronic shortage of small change. The trade ties and cultural connections with the United States led the early Hawaii business community to think in terms of the US dollar, and it became the basis for trade, with the Hawaiian royal government periodically publishing tables of the value of non-US coins in terms of the dollar. This was necessary because such coins, brought to the islands by foreign trade, circulated as a means of exchange alongside American silver and gold pieces.
In 1847, King Kamehameha III issued a one-cent coin, most likely struck by a firm in New England. It was unpopular with merchants, who preferred not to deal with such small amounts. Some were issued in change in government transactions, but only about 12,000 ever circulated. The failure caused the government to reconsider plans to issue more denominations of coins.
By 1883, most coins on the islands were American, due to the close economic integration between islands and mainland. The laws of Hawaii reflected this, making gold American coins legal tender for an unlimited amount and American silver coins legal tender to \$50. In 1879, the kingdom issued its first currency notes, technically certificates of deposit, redeemable in silver coin and with denominations ranging from \$10 to \$500.
At that time in Hawaii, gold coins brought a premium over their face value if purchased with silver; only gold could be used for certain transactions, such as paying customs duties. Silver had been heavily imported into the kingdom in the 1870s despite government efforts to slow the flow with taxes, and thus gold was more expensive there in terms of silver than in the United States, which was more stable monetarily. Any large influx of silver into circulation, such as by the Kalākaua coins, meant that silver in the hands of the public might become worth less in terms of gold. In 1883, Hawaii was in a recession, due in part to a fall in sugar prices because of overproduction.
## Preparation
Finance chair Walter M. Gibson, supported by Minister of the Interior Samuel G. Wilder, pushed a new currency law through the 1880 legislature. It allowed the kingdom to purchase gold and silver bullion to be struck into new Hawaiian coins. Having the kingdom issue its own coins was one means by which the government hoped to improve Native Hawaiian morale, as their numbers and their influence had both been declining over the previous few decades. The king became more interested in coinage bearing his likeness during his world tour of 1881. During this journey, he was contacted by the owner of a New Caledonia nickel mining company hoping to use the metal in coinage, and sample five-cent pieces were sent to the king after his return to Honolulu. They found little favor, possibly because Hawaii's motto was misspelled. No action was taken until 1882, when the king appointed Gibson to lead the government. He moved forward with the coin idea; the currency was to have the king's image on the obverse side, and Hawaii's coat of arms and motto Ua Mau ke Ea o ka ʻĀina i ka Pono (The Life of the Land is Perpetuated in Righteousness) on the reverse. The 1880 law specified that the silver coins were to be in denominations of one dollar, fifty cents, twenty-five cents, and twelve and one-half cents. Twelve and one-half cents, or one bit (one Spanish colonial real) was sometimes the day's pay for a laborer.
A National Loan Act provided for \$2 million in bonds, but due to its poor creditworthiness, the kingdom had been unable to sell them. Gibson hit upon the idea of combining the two acts by appointing businessman Claus Spreckels, a close friend of the king, as government agent to contract with the United States Mint to have coins struck there, and for Spreckels to be paid in government bonds. In March 1883, the cabinet council authorized Finance Minister John Mākini Kapena to make the arrangement with Spreckels, who received formal authority for this role in May. H.A.P. Carter, Hawaiian envoy in Washington, acted as intermediary between the Hawaiians and the US government, and wrote to Kapena in June that the US authorities regarded the agency arrangement as peculiar, since a more usual way of proceeding would have been for the Hawaiian government to contract directly, and to pay for the coins in cash.
Spreckels was already in correspondence with American authorities; in January 1883, the Director of the United States Mint, Horatio Burchard, had written to him explaining the laws under which the Mint could strike coins for foreign governments, and that although the coins could be struck at the San Francisco Mint, the dies for the coinage would have to be prepared at Philadelphia. He asked for sketches from Spreckels, who provided an obverse showing a full-face portrait of the king; this was submitted to Chief Engraver Charles E. Barber in Philadelphia, who rejected it as impractical. Barber recommended the king be shown in profile, and a suitable photograph was sent to him for use in preparing models of the proposed coins. Once the Mint received Spreckels' commission as agent, Acting Director Robert E. Preston wrote noting that the authorization called for 121⁄2 cent pieces, but that the Hawaiian law had called for coins identical in size, weight, and fineness to US coins, and there was no such denomination struck by the US Mint. He asked if ten-cent pieces were desired instead, but no answer was immediately forthcoming, and Barber finished preliminary designs, including the 121⁄2 cent piece.
Barber finished hubs for the four coins in September 1883, and Philadelphia Mint Superintendent A. Loudon Snowden had two sets struck and sent to Preston in Washington. Snowden praised the beauty of the coins, and was happy that Barber had required less relief than needed on US coins of like value, since this meant the coins would be easier for the Mint to strike. Preston sent the coins to Spreckels in San Francisco, and authorized Philadelphia to make additional sets, both for its coin cabinet and for the director's office in Washington. Barber was instructed to make five sets of coining dies for each denomination, to be sent to the San Francisco Mint, with instructions that no coins were to be struck pending a final contract with Spreckels, and that the dies were to remain Hawaiian government property, to be turned over on request.
The formal contract was dated October 29, signed by Spreckels as agent for Hawaii, and by San Francisco Mint Superintendent E. F. Burton. It provided for \$1,000,000 in coins: \$500,000 in silver dollars, \$300,000 in half dollars, \$125,000 in quarter dollars and \$75,000 in dimes. The Hawaiian government made the change from 121⁄2 cent pieces to dimes because it was negotiating a monetary convention with the United States and wanted its coins to conform to America's, though this convention never went into force. By mid-November the change had been noticed by the Mint, and Spreckels sent confirmation and a go-ahead to make dies for the dime, on the understanding that a revised authorization would be needed from Honolulu before production of dimes could begin. This was received in December. By this time, the kingdom's order was already in production, having started with a run of half dollars in November. Barber did not complete work on hubs for the dime until January 1884, and dies were not dispatched to San Francisco until February, though they are dated 1883. Once he had received the dies for the ten-cent coin, Burton sent the unneeded dies for the 121⁄2 cent piece to the director's office in Washington.
Spreckels supplied the bullion for the coins, at a cost of about \$850,000. He paid \$17,500 as the Mint's fee for striking the coins, \$2,500 for designs, and \$250 for dies. A final change reduced the total value in dimes to \$25,000 (250,000 coins) while increasing the value in half dollars to \$350,000 (700,000 coins).
## Design
Both sides of each coin were designed by Charles E. Barber. The obverse displays a naked bust of Kalākaua. He is surrounded by his name and title; the date appears beneath. W. T. R. Marvin, writing in 1883 for the American Journal of Numismatics, said he had been told by those who had seen the coins that "the profile head of the King compares favorably with that of many rulers of much more important countries". Ernest Andrade, who chronicled the controversy caused by the coins, wrote that they bore Kalākaua's profile, "admittedly a handsome one".
The dollar, half dollar and quarter dollar bear the royal arms, set forth most fully on the dollar, where the shield is emblazoned on a mantle, possibly ermine. Marvin suggested the famous feather cloak worn by Kamehameha the Great as a more appropriate choice than the fur to bear the arms. Below the shield on the dollar is suspended the Star of the Order of Kamehameha, and above it is the royal crown. Around the coin is Hawaii's motto, words spoken by Kamehameha following a time of distress. To either side is 1 and D.; below is the denomination of one dollar rendered in Hawaiian, AKAHI DALA. Dala became the Hawaiian term for dollar in missionary times as words changed to conform to the smaller Hawaiian alphabet. Dollar is rendered "dala" in speech in many parts of Asia and the Pacific.
The reverses of the half dollar and quarter dollar bear the arms without the mantle and order, encircled by the motto, with the denomination expressed respectively as HAPALUA meaning half dollar, and HAPAHA, quarter dollar. Each of the two coins pairs its fraction with the D., on either side of the shield. The 121⁄2 cent piece, known today only by a few proof pieces, bears a wreath with a crown separating its branches, and with the motto surrounding. The denomination is within the wreath, expressed as HAPAWALA. That design was adapted for the dime, with the denomination within the wreath expressed as UMI KENETA, and below the wreath ONE DIME, both meaning ten cents.
## Distribution and controversy
The first shipment of coins, \$130,000 in half dollars, arrived by ship on December 9, 1883. Hawaii was still in an economic recession. A number of members of the business community, including Sanford B. Dole, objected to the issue on the grounds that so much silver would inflate the currency, and went to court to prevent the government from giving Spreckels bonds in exchange for anything except gold coin, as the law required. The government opposed the action, which was brought in the islands' supreme court, on the grounds that the silver coins were equivalent to gold. The chief justice, A. F. Judd, granted a temporary writ of mandamus against the government giving the Dole plaintiffs what they wanted, finding that the coins were not equivalent to gold, and that the coinage and loan acts had been violated. On appeal to the full court, though, Judd was reversed, as the court found that Dole and his associates should have filed for an injunction. But when they did, the petition was denied. In the interim at a meeting chaired by the king, the privy council had declared the new coinage a legal tender; once the lawsuit was resolved, the government paid for a half million dollars in coins with a like amount of bonds.
Spreckels and his partners William G. Irwin and F. F. Low formed the Spreckels & Company Bank in Hawaii in 1884, for the specific purpose of circulating the silver coins. The first Hawaiian silver coin known to have been spent, a half dollar, was found among the receipts at the Honolulu Music Hall on January 10, 1884. It was placed in a pendant and given to the leading lady. The new coinage went into general circulation on January 14, with coins available at the Hawaiian Treasury and at Spreckels' new bank in Honolulu. There was considerable demand, and the coins (all of which were received by June 1884) displaced American quarter dollars and half dollars in circulation, something taken (depending on political position) to mean that they were accepted, or that Gresham's Law (bad money drives out good) was in operation. The Hawaiian Treasury had been almost out of cash before receiving the coins, and they entered commerce as the government paid for goods and services, increasing the money supply and risking inflation. Within six months of issue, the coins traded against American currency at a discount of 21⁄2 percent.
Dole and his allies in the legislature used the coin issuance as a means of attacking the government, accusing Gibson and others of disobeying the laws, and demanding information on Spreckels' profits, which the government stated was about three percent after costs such as transport and insurance were calculated. The political fallout of the coinage was the 1884 election-year shift towards the Kuokoa (independent) Party in the legislature. The Currency Act of 1884, passed after the election, restricted acceptance of silver coin as payment to debts under \$10, and limited the exchange of silver for gold at the treasury to \$150,000 a month. The new silver coins were expected to flow into the Treasury in exchange for gold under this arrangement, but the government refused to implement the law until forced to by the Supreme Court. To avoid a financial panic, major private banks and businesses agreed to exchange gold for the new silver coins, in which there was little public confidence. But in February 1885, faced with a government refusal to pay out gold (of which the Treasury was almost bare), the private businesses stopped this arrangement. Negotiations followed, and the government reluctantly agreed to sequester more than \$550,000 of the coins in a special account to back the banknotes then in circulation. Although this left the government with little liquidity, the increased confidence in its finances allowed it to borrow on a short-term basis. By mid-1885, sugar prices were rising, and prosperity was returning to the islands. Greater amounts of gold flowed into the islands, balancing the silver that was already there, and stabilizing the monetary situation. The Kalākaua coins became more acceptable, and by 1888, most of the non-US foreign silver had been exchanged for them. They remained in circulation during the turbulent years of the 1890s in Hawaii, as the monarchy fell and the short-lived republic ended in 1898 with annexation to the United States. Despite the urging of local interests, it was not until 1903 that Congress acted, ordering that the Hawaii silver coins be exchanged by January 1, 1904, or lose status as legal tender. By 1907, coins worth about \$814,000 of the \$1,000,000 originally issued had been redeemed; they were exchanged for US silver and melted down at the San Francisco Mint.
## Reuse and collecting
Of the coins that were not redeemed, some were likely lost in the fires that devastated Honolulu's Chinatown in 1887 and 1900. Members of that community were often distrustful of banks, and hid valuables in their homes. Quantities of the remainder were used in the jewelry trade, which bought several thousand dollars worth in the final months the coins remained legal tender. In the years after territorial status was granted Hawaii in 1900, many sought keepsakes of the vanished kingdom, and a large variety of souvenir items featuring the coins were sold as enameled (and unenameled) jewelry: pins, watch fobs, cuff links, belt buckles, hat bands and hat pins. Decorative items such as spoons and napkin rings were also made. Generally, the side featuring the coat of arms is the one enameled.
Members of the coin collecting community own some of the Kalākaua pieces. Richard S. Yeoman's A Guide Book of United States Coins in its 2018 edition lists the quarter dollar as generally the least expensive Hawaii coin, ranging from \$50 to \$375 for the pieces struck for circulation. Proof coins are much more expensive, especially the 121⁄2 cent piece (hapawalu), a copy of which brought \$43,125 at auction in 2011. The Kalākaua coins have been reproduced, and their designs repurposed for privately issued medals. The dies for the original coins were cancelled and are in the Hawaiʻi State Archives.
## Mintages
|
10,781,211 |
First Silesian War
| 1,166,273,828 |
18th-century war between Prussia and Austria
|
[
"Frederick the Great",
"Silesian Wars",
"War of the Austrian Succession"
] |
The First Silesian War (German: Erster Schlesischer Krieg) was a war between Prussia and Austria that lasted from 1740 to 1742 and resulted in Prussia's seizing most of the region of Silesia (now in south-western Poland) from Austria. The war was fought mainly in Silesia, Moravia and Bohemia (the lands of the Bohemian Crown) and formed one theatre of the wider War of the Austrian Succession. It was the first of three Silesian Wars fought between Frederick the Great's Prussia and Maria Theresa's Austria in the mid-18th century, all three of which ended in Prussian control of Silesia.
No particular triggering event started the war. Prussia cited its centuries-old dynastic claims on parts of Silesia as a casus belli, but Realpolitik and geostrategic factors also played a role in provoking the conflict. Maria Theresa's contested succession to the Habsburg monarchy provided an opportunity for Prussia to strengthen itself relative to regional rivals such as Saxony and Bavaria.
The war began with a Prussian invasion of Habsburg Silesia in late 1740, and it ended in a Prussian victory with the 1742 Treaty of Berlin, which recognised Prussia's seizure of most of Silesia and parts of Bohemia. Meanwhile, the wider War of the Austrian Succession continued, and conflict over Silesia would draw Austria and Prussia into a renewed Second Silesian War only two years later. The First Silesian War marked the unexpected defeat of the Habsburg monarchy by a lesser German power and initiated the Austria–Prussia rivalry that would shape German politics for more than a century.
## Context and causes
In the early 18th century, Prussia's ruling House of Hohenzollern held dynastic claims to various duchies within the Habsburg province of Silesia, a populous and prosperous region contiguous with Prussia's core territory in the Margraviate of Brandenburg. Besides its value as a source of tax revenue, industrial output (particularly minerals) and military recruits, Silesia held great geostrategic importance to the belligerents. The valley of the Upper Oder formed a natural military conduit between Brandenburg, the Kingdom of Bohemia and the Margraviate of Moravia, and whichever power held the territory could threaten its neighbours. Silesia also lay along the north-eastern frontier of the Holy Roman Empire, allowing its controller to limit the influence of the Polish–Lithuanian Commonwealth and of the Russian Empire within Germany.
### Brandenburg–Prussia's claims
Prussia's claims in Silesia were based, in part, on a 1537 inheritance treaty between the Silesian Piast Duke Frederick II of Legnica and the Hohenzollern Prince-Elector Joachim II Hector of Brandenburg, whereby the Silesian Duchies of Liegnitz, Wohlau and Brieg were to pass to the Hohenzollerns of Brandenburg should the Piast dynasty in Silesia become extinct. At the time, the Habsburg King Ferdinand I of Bohemia (Silesia's feudal overlord) rejected the agreement and pressed the Hohenzollerns to repudiate it. In 1603, Hohenzollern Elector Joachim III Frederick of Brandenburg separately inherited the Silesian Duchy of Jägerndorf from his cousin, Margrave George Frederick of Brandenburg-Ansbach, and installed his second son, Johann Georg, as duke.
In the 1618 Bohemian Revolt and the ensuing Thirty Years' War, Johann Georg joined the Silesian estates in revolt against the Catholic Holy Roman Emperor Ferdinand II. After the Catholic victory in the 1621 Battle of White Mountain, the Emperor confiscated Johann Georg's duchy and refused to return it to his heirs after his death, but the Hohenzollerns of Brandenburg continued to assert themselves as the legitimate rulers of Jägerndorf. In 1675 the "Great Elector" Frederick William of Brandenburg laid claim to Liegnitz, Wohlau and Brieg when the Silesian Piast line ended with the death of Duke George William of Liegnitz, but the Habsburg Emperor disregarded the Hohenzollern claims and the lands escheated to the Bohemian crown.
In 1685, when Austria was engaged in the Great Turkish War, Emperor Leopold I gave Great Elector Frederick William immediate control of the Silesian exclave of Schwiebus in return for military support against the Turks and the surrender of the outstanding Hohenzollern claims in Silesia. After the accession of the Great Elector's son and successor, Frederick III of Brandenburg, the Emperor took back control of Schwiebus in 1694, claiming the territory had only been personally assigned to the late Great Elector for life. As a young prince, Frederick III had secretly agreed to this repossession in return for Leopold's payment of some of his debts, but as monarch he repudiated the agreement and reasserted the old Hohenzollern claims to Jägerndorf and the Silesian Piast heritage.
### Austrian succession
Two generations later, the newly crowned Hohenzollern King Frederick II of Prussia formed designs on Silesia soon after succeeding to the throne in May 1740. Frederick judged that his dynasty's claims were credible, and he had inherited from his father, King Frederick William I, a large and well-trained Prussian army and a healthy royal treasury. Austria was in financial distress, and its army had not been reinforced or reformed after an ignominious performance in the 1737–1739 Austro-Turkish War. The European strategic situation was favourable for an attack on Austria, with Britain and France occupying each other's attentions in the War of Jenkins' Ear and Sweden moving toward war with Russia; the Electors of Bavaria and Saxony also had claims against Austria and seemed likely to join in the attack. Though the Hohenzollerns' dynastic claims provided a legalistic casus belli, considerations of Realpolitik and geostrategy played the leading role in provoking the war.
An opportunity arose for Prussia to press its claims when Habsburg Holy Roman Emperor Charles VI died in October 1740 without a male heir. With the Pragmatic Sanction of 1713, Charles had established his eldest daughter, Maria Theresa, as the successor to his hereditary titles. Upon his death she duly became ruler of Austria, as well as of the Bohemian and Hungarian lands within the Habsburg monarchy. During Emperor Charles's lifetime the Pragmatic Sanction had been generally acknowledged by the imperial states, but when he died it was promptly contested by Prussia, Bavaria and Saxony.
Frederick saw in Austria's female succession an opportune moment for the seizure of Silesia, calling it "the signal for the complete transformation of the old political system" in a 1740 letter to Voltaire. He argued that the Pragmatic Sanction did not apply to Silesia, which was held by the Habsburgs as a part of the imperial demesne rather than as a hereditary possession. Frederick also argued that his father had assented to the Sanction in return for assurances of Austrian support for Hohenzollern claims on the Rhenish Duchies of Jülich and Berg, which had not yet materialised.
Meanwhile, Prince-Elector Charles Albert of Bavaria and Prince-Elector Frederick Augustus II of Saxony had each married one of Maria Theresa's older cousins from a senior branch of the House of Habsburg, and they used these connections to justify claims to Habsburg territory in the absence of a male heir. Frederick Augustus, who ruled Poland-Lithuania in personal union, was especially interested in gaining control of Silesia to connect his two realms into one contiguous territory (which would nearly surround Brandenburg); Frederick's concern to prevent this outcome contributed to his haste in moving against Austria when the contested succession provided an opportunity.
### Moves toward war
As Prussia reactivated its Silesian claims and prepared for war against Austria, several other European powers made similar moves. Charles Albert of Bavaria launched a claim to the imperial throne along with the Habsburg territories of Bohemia, Upper Austria and Tyrol, while Frederick Augustus of Saxony laid claim to Moravia and Upper Silesia. The Kingdoms of Spain and Naples hoped to seize Habsburg possessions in northern Italy, while France, which viewed the Habsburgs as traditional rivals, sought control of the Austrian Netherlands. The Electorates of Cologne and the Palatinate joined these to form an alliance known as the League of Nymphenburg, which aimed at the diminution or destruction of the Habsburg monarchy and its dominant position among the German states.
Austria was supported by Great Britain (in personal union with the Electorate of Hanover) and, eventually, Savoy–Sardinia and the Dutch Republic; the Russian Empire under Empress Elizabeth also indirectly took Austria's side in the wider conflict by making war against Sweden (a French ally at the time). Maria Theresa's aims in the conflict were, first, to preserve her hereditary lands and titles and, second, to win or compel support for the election of her husband, Duke Francis Stephen of Lorraine, as Holy Roman Emperor, defending her house's traditional pre-eminence within Germany.
After Emperor Charles's death on 20 October, Frederick quickly resolved to strike first; on 8 November he ordered the mobilisation of the Prussian army, and on 11 December he issued an ultimatum to Maria Theresa demanding the cession of Silesia. In return, he offered to guarantee all other Habsburg possessions against any attack, pay a large cash indemnity, acknowledge the Pragmatic Sanction, and give his vote as elector of Brandenburg in the imperial election to Maria Theresa's husband. Not waiting for a response, he and his troops advanced into Silesia.
### Methods and technologies
European warfare in the early modern period was characterised by the widespread adoption of firearms in combination with more traditional bladed weapons. 18th-century European armies were built around units of massed infantry armed with smoothbore flintlock muskets and bayonets. Cavalrymen were equipped with sabres and pistols or carbines; light cavalry were used principally for reconnaissance, screening and tactical communications, while heavy cavalry were used as tactical reserves and deployed for shock attacks. Smoothbore artillery provided fire support and played the leading role in siege warfare. Strategic warfare in this period centred around control of key fortifications positioned so as to command the surrounding regions and roads, with lengthy sieges a common feature of armed conflict. Decisive field battles were relatively rare, though they played a larger part in Frederick's theory of warfare than was typical among his contemporary rivals.
The Silesian Wars, like most European wars of the 18th century, were fought as so-called cabinet wars in which disciplined regular armies were equipped and supplied by the state to conduct warfare on behalf of the sovereign's interests. Occupied enemy territories were regularly taxed and extorted for funds, but large-scale atrocities against civilian populations were rare compared with conflicts in the previous century. Military logistics was the decisive factor in many wars, as armies had grown too large to support themselves on prolonged campaigns by foraging and plunder alone. Military supplies were stored in centralised magazines and distributed by baggage trains that were highly vulnerable to enemy raids. Armies were generally unable to sustain combat operations during winter and normally established winter quarters in the cold season, resuming their campaigns with the return of spring.
## Course
### Silesian campaign of 1740–41
The Prussian army had massed quietly along the Oder during early December 1740, and on 16 December, without a declaration of war, Frederick moved his troops across the frontier into Silesia. The Prussian force consisted of two corps totalling 27,000 soldiers, while Silesia was defended by an Austrian garrison of only 8,000 men. The Austrians were able to offer only light resistance and garrison a few fortresses; the Prussians swept through the province, taking control of the capital at Breslau without a fight on 2 January 1741. The fortress at Ohlau was also taken without resistance on 9 January, after which the Prussians used it for their winter quarters. By the end of January 1741, almost the entirety of Silesia had come under Prussian control, and the remaining Austrian strongholds of Glogau, Brieg and Neisse were besieged.
After leaving winter quarters in early 1741, the Prussian forces began a spring campaign, and on 9 March Prince Leopold II of Anhalt-Dessau took Glogau by storm. In late March, an Austrian force of around 20,000 under the command of Wilhelm Reinhard von Neipperg crossed the Sudetes mountains from Moravia and broke the siege of Neisse on 5 April, after which the main Prussian force manoeuvred to oppose its advance. The two armies engaged each other near the village of Mollwitz on 10 April, where the Prussians under Marshal Kurt von Schwerin successfully stopped the Austrian advance in the Battle of Mollwitz. Neither army acquitted itself well at Mollwitz, and Frederick at one point fled (on Schwerin's advice) to avoid capture, but the Prussians held the field and subsequently portrayed the battle as a victory. Brieg surrendered to the Prussians on 4 May, after which the main Prussian force encamped through the succeeding months near Neisse, facing off against Neipperg's Austrians but fighting little.
### Negotiations of Mid-1741
After Austria's failure at Mollwitz to repel the Prussian invasion, other powers were emboldened to attack the beleaguered monarchy, widening the conflict into what would become the War of the Austrian Succession. France declared its support for Prussia's seizure of Silesia in the 5 June Treaty of Breslau, and in July it joined in the Treaty of Nymphenburg, by which France and Spain committed to support Bavaria's territorial claims against Austria. French forces began crossing the Rhine on 15 August,joining the Bavarian forces on the Danube and advancing toward Vienna, while a Spanish–Neapolitan army attacked Austria's holdings in northern Italy. Saxony, formerly an Austrian ally, now joined the French alliance, and Britain declared itself neutral to prevent French or Prussian attacks on Hanover.
Faced with the prospect of a total partition of her realm, Maria Theresa worked through the following months to regroup and prepare a counter-attack. On 25 June she received her formal coronation as Queen of Hungary in Pressburg and began trying to recruit a new army from her eastern lands. In August she offered Frederick concessions in the Low Countries and a cash payment if Prussia would evacuate Silesia, though she was immediately rebuffed. Meanwhile, fresh enemies attacked Austria on multiple fronts: the Franco-Bavarian force seized Linz on 14 September and advanced through Upper Austria, reaching the vicinity of Vienna by October, while Bohemia was simultaneously invaded by the Saxons. Seeing Austria's distress, Frederick opened secret peace negotiations with Neipperg in Breslau, even as he continued to publicly support the League of Nymphenburg.
Although Prussia was allied with the French, the idea of France or Bavaria becoming the dominant power in Germany through Austria's destruction did not appeal to Frederick. With British urging and mediation, on 9 October Austria and Prussia agreed to a secret armistice known as the Convention of Klein Schnellendorf, under which both belligerents would cease hostilities in Silesia (though maintaining their appearance), and Austria would eventually concede Lower Silesia in return for a final peace to be negotiated before the end of the year. Neipperg's Austrian forces were then recalled from Silesia to defend Austria against the western invaders, abandoning Neisse after a sham siege in early November and leaving the whole of Silesia under Prussian control.
### Bohemia–Moravia campaign of 1741–42
In mid-October, Charles Albert of Bavaria and his French allies were encamped near Vienna, ready to besiege it, but he became concerned that Saxony and Prussia would seize parts of Bohemia, which he had also claimed. The French also deprecated a decisive move on Vienna, wishing to see Austria reduced rather than destroyed. So, on 24 October their forces turned north to march instead on Prague. The Bavarian, French and Saxon armies converged in November, besieging it and ultimately storming it on 26 November; Charles Albert went on to proclaim himself King of Bohemia on 7 December. Meanwhile, in early November Frederick negotiated the border between putative territories of Prussian Silesia and Saxon Moravia with Frederick Augustus of Saxony, also securing French and Bavarian support for his seizure of the entirety of Silesia, along with the Bohemian County of Glatz.
As the Franco-Bavarian allies made territorial gains, Frederick became concerned that Prussia might be sidelined in the eventual peace agreement, so he repudiated the Convention of Klein Schnellendorf, accusing the Austrians of violating its secrecy, and joined the general advance southward into Bohemia and Moravia. In December Schwerin's army advanced through the Sudetes into Moravia, occupying the capital at Olmütz on 27 December, while Prince Leopold's army besieged the fortress at Glatz on the edge of Bohemia. In January 1742 the Imperial election was held at Frankfurt, where Bavarian Elector Charles Albert was chosen as the next Holy Roman Emperor.
In early 1742 Frederick organised a joint advance through Moravia toward Vienna with the Saxons and French, which began after their forces met on 5 February at Wischau. The French, however, proved reluctant and uncooperative allies, and, after the seizure of Iglau on 15 February, they withdrew into Bohemia. The Prussians and Saxons marched on toward Brünn, the main Austrian stronghold remaining in Moravia, but they made little progress due to the substantial Austrian garrison and a shortage of supplies. The Saxons abandoned the effort on 30 March and returned to Bohemia, where they would remain until withdrawing completely from the war in July. The Moravian campaign achieved no significant gains, and on 5 April the Prussians retreated into Bohemia and Upper Silesia.
As the Moravian advance collapsed, Charles Alexander of Lorraine (Maria Theresa's brother-in-law) led a reinforced Austro-Hungarian army of 30,000 through Moravia toward Bohemia, hoping to disperse the Prussians and liberate Prague. In early May, a Prussian army of 28,000 led by Frederick and Prince Leopold marched into the plains of the Elbe south-east of Prague, manoeuvring to block the Austrian advance. The two armies met when Charles's Austrians attacked Prince Leopold's camp near the village of Chotusitz on 17 May; the resulting Battle of Chotusitz ended in a narrow Prussian victory, with substantial casualties on both sides. Prince Charles's defeat at Chotusitz, followed shortly by the defeat of another Austrian army at the Battle of Sahay on 24 May, left Prague securely in the invaders' hands and Austria with no immediate means of driving them out of Bohemia.
### Treaties of Breslau and Berlin
In the aftermath of Chotusitz, Prussia intensified its efforts to reach a separate peace with Austria, and negotiators from the two belligerents met again in Breslau in late May. Frederick now demanded almost the whole of Silesia, as well as the County of Glatz; Maria Theresa was reluctant to make such concessions, but the British envoy, Lord Hyndford, pressed her to make peace with Prussia and concentrate her forces against the French. The British treasury had financed much of Austria's war effort through cash subsidies meant to weaken France, and Hyndford threatened to withdraw Britain's support if Maria Theresa refused to concede Silesia. The two belligerents eventually reached an agreement in the 11 June Treaty of Breslau, which ended the First Silesian War.
Under this treaty, Austria conceded to Prussia the large majority of Silesia along with the Bohemian County of Glatz, territories which would later be consolidated to form the Prussian Province of Silesia. Austria retained the remainder of Bohemia and two small portions of the extreme southern end of Silesia, including the Duchy of Teschen and parts of the Duchies of Jägerndorf, Troppau, and Neisse; these lands would later be combined to form the crown land of Austrian Silesia. Prussia also agreed to take on some of Austria's debts that had been secured against assets in Silesia, as well as committing to remain neutral for the remainder of the ongoing War of the Austrian Succession. This arrangement was formalised and confirmed in the Treaty of Berlin, signed 28 July 1742.
## Outcomes
The First Silesian War ended in a clear victory for Prussia, which secured some 35,000 square kilometres (14,000 sq mi) of new territory and around a million new subjects, greatly enhancing its resources and prestige. However, by twice making a separate peace while the War of the Austrian Succession raged on, Frederick abandoned his erstwhile allies in the League of Nymphenburg and earned a reputation for diplomatic unreliability and double-dealing. With Prussia removed from the wider war, Austria launched a major counter-attack and began regaining lost ground on other fronts, and the diplomatic situation shifted in Austria's favour.
Prussia's seizure of Silesia also ensured continuing conflict with Austria and Saxony. Maria Theresa's determination to recover Silesia would lead to renewed conflict with Prussia in the Second Silesian War only two years later, with a Third Silesian War to follow after another decade; Saxony would take Austria's side in both future conflicts.
### Prussia
In the territorial settlement that ended the war, Prussia gained control of extensive new lands in Glatz and Silesia, a populous and densely industrialised region that would contribute substantial manpower and taxes to the Prussian state. The small kingdom's unexpected victory over the Habsburg monarchy set it apart from German rivals such as Bavaria and Saxony, marking the beginning of Prussia's rise toward the status of a European great power.
The seizure of Silesia made Prussia and Austria into lasting and determined enemies, beginning the Austria–Prussia rivalry that would come to dominate German politics over the next century. Saxony, envious of Prussia's ascendancy and threatened by Prussian Silesia's geostrategic position, also turned its foreign policy firmly against Prussia. Frederick's unilateral withdrawal from the Nymphenburg alliance (and its repetition at the end of the Second Silesian War) angered the French court, and his next perceived "betrayal" (a defensive alliance with Britain under the 1756 Convention of Westminster) accelerated France's eventual realignment toward Austria in the Diplomatic Revolution of the 1750s.
### Austria
The Treaties of Breslau and Berlin cost the Habsburg monarchy its wealthiest province, and capitulating to a lesser German prince significantly dented the Habsburg Monarchy's prestige. The House of Habsburg was also defeated in the Imperial election, calling into question its pre-eminence within Germany. The Austrian army had found itself outmatched by the more disciplined Prussians, and in late 1741 the Nymphenburg alliance had threatened the Habsburg monarchy with disaster.
However, peace in the Silesian theatre gave the Austrian forces a free hand to reverse the gains made by the French and Bavarians the previous year. The western invaders were driven back up the Danube Valley in early 1742, and Saxony withdrew its forces from Bohemia after the Treaty of Berlin, making peace with Austria near the end of the year. The Franco-Bavarian forces occupying Prague were isolated and besieged, eventually giving up the city in December. By mid-1743, Austria would recover control of Bohemia, drive the French back across the Rhine into Alsace, and occupy Bavaria, exiling Emperor Charles VII to Frankfurt.
|
1,620,499 |
Bluebuck
| 1,170,204,713 |
Extinct species of South African antelope
|
[
"Endemic fauna of South Africa",
"Extinct mammals of Africa",
"Grazing antelopes",
"Mammal extinctions since 1500",
"Mammals described in 1776",
"Mammals of South Africa",
"Species endangered by habitat loss",
"Species made extinct by human activities",
"Taxa named by Peter Simon Pallas"
] |
The bluebuck (Afrikaans: bloubok /ˈblaʊbɒk/) or blue antelope (Hippotragus leucophaeus) is an extinct species of antelope that lived in South Africa until around 1800. It was smaller than the other two species in its genus Hippotragus, the roan antelope and sable antelope. The bluebuck was sometimes considered a subspecies of the roan antelope, but a genetic study has confirmed it as a distinct species.
The largest mounted bluebuck specimen is 119 centimetres (47 in) tall at the withers. Its horns measure 56.5 centimetres (22.2 in) along the curve. The coat was a uniform bluish-grey, with a pale whitish belly. The forehead was brown, darker than the face. Its mane was not as developed as in the roan and sable antelopes; its ears were shorter and blunter, not tipped with black; and it had a darker tail tuft and smaller teeth. It also lacked the contrasting black and white patterns seen on the heads of its relatives. The bluebuck was a grazer, and may have calved where rainfall, and thus the availability of grasses, would peak. The bluebuck was confined to the southwestern Cape when encountered by Europeans, but fossil evidence and rock paintings show that it originally had a larger distribution.
Europeans encountered the bluebuck in the 17th century, but it was already uncommon by then, perhaps due to its preferred grassland habitat having been reduced to a 4,300-square-kilometre (1,700 sq mi) range, mainly along the southern coast of South Africa. Sea level changes during the early Holocene may also have contributed to its decline by disrupting the population. The first published mention of the bluebuck is from 1681, and few descriptions of the animal were written while it existed. The few 18th-century illustrations appear to have been based on stuffed specimens. Hunted by European settlers, the bluebuck became extinct around 1800; it was the first large African mammal to face extinction in historical times, followed by the quagga in 1883. Only four mounted skins remain, in museums in Leiden, Stockholm, Vienna, and Paris, along with horns and possible bones in various museums.
## Taxonomy
According to German zoologist Erna Mohr's 1967 book about the bluebuck, the 1719 account of the Cape of Good Hope published by the traveler Peter Kolbe appears to be the first publication containing a mention of the species. Kolbe also included an illustration, which Mohr believed was based on memory and notes. In 1975, Husson and Holthuis examined the original Dutch version of Kolbe's book and concluded that the illustration did not depict a bluebuck, but rather a greater kudu (Tragelaphus strepsiceros), and that the error was due to a mistranslation into German. The first published illustration of the bluebuck is therefore instead a depiction of a horn from 1764. It has also been pointed out that the animal had already been mentioned (as "blaue Böcke") on a list of South African mammals in 1681.
The Welsh naturalist Thomas Pennant made the next published illustration, and included an account of the antelope, calling it "blue goat", in his 1771 Synopsis of Quadrupeds, based on a skin from the Cape of Good Hope purchased from Amsterdam. In 1778, a drawing by the Swiss-Dutch natural philosopher Jean-Nicolas-Sébastien Allamand was included in Comte de Buffon's Histoire Naturelle; he called the antelope tzeiran, the Siberian name for the goitered gazelle (Gazella subgutturosa). The illustration is widely believed to be based on the specimen in Leiden. This drawing is the first published illustration that shows the entire animal. Another record of the bluebuck appears in the travel memoirs of French explorer François Levaillant, published in the 1780s, describing his quest to discover the land to the east of the Cape of Good Hope, "Hottentots Holland". The German zoologist Martin Lichtenstein wrote about the bluebuck in 1812, but the species was mentioned less frequently in subsequent literature.
In 1776, the German zoologist Peter Simon Pallas formally described the bluebuck as Antilope leucophaeus. In 1853, the Dutch zoologist Coenraad Jacob Temminck stated that the type specimen was an adult male skin now in the Naturalis Biodiversity Center in Leiden (formerly Rijksmuseum van Natuurlijke Historie), collected in Swellendam and present in Haarlem before 1776. It has been questioned whether this was actually the type specimen, but in 1969, the Dutch zoologists Antonius M. Husson and Lipke Holthuis selected it as the lectotype of a syntype series, as Pallas may have based his description on multiple specimens.
In 1846, the Swedish zoologist Carl Jakob Sundevall moved the bluebuck and its closest relatives to the genus Hippotragus; he had originally named this genus for the roan antelope (H. equinus) in 1845. This revision was commonly accepted by other writers, such as the British zoologists Philip Sclater and Oldfield Thomas, who restricted the genus Antilope to the blackbuck (A. cervicapra) in 1899. In 1914, the name Hippotragus was submitted for conservation (so older, unused genus names could be suppressed) to the International Commission on Zoological Nomenclature (ICZN) with the bluebuck as the type species. However, the original 1845 naming of the genus with the roan antelope as a single species was overlooked and later suppressed by the ICZN, leading to some taxonomic confusion. In 2001, the British ecologist Peter J. Grubb proposed that the ICZN should rescind its suppression of the 1845 naming and make the roan antelope the type species of Hippotragus, since too little is known about the bluebuck for it to be a reliable type species. This was accepted by the commission in 2003.
The common names "bluebuck" and "blue antelope" are English for the original Afrikaans name "blaubok" /ˈblaʊbɒk/. The name is a compound of blauw and bok ("male antelope" or "male goat"). Variants of this name include "blaawwbok" and "blawebock". The generic name Hippotragus is Greek for "horse-goat", while the specific name leucophaeus is a fusion of two Greek words: leukos ("white") and phaios ("brilliant").
### Preserved specimens
Four mounted skins of the bluebuck remain: the adult male in Leiden, a young male at the Zoological Museum of Stockholm, an adult female in the Vienna Museum of Natural History, and an adult male in the Museum of Natural History in Paris. A mounted skin was housed in the Zoological Museum in Uppsala until the 19th century, but now only the horns remain. There are also records of a skin in Haarlem, but its current whereabouts are unknown. Several of these skins have been identified in various 18th-century illustrations. Skeletal remains have been found in both archaeological and palaeontological contexts.
In 2021, the German geneticist Elisabeth Hempel and colleagues examined sixteen bluebuck specimens to resolve their identities, and found that only four of them were bluebucks. The skins in Stockholm and Vienna were confirmed as belonging to bluebucks, as were skull fragments in Leiden that may belong to the lectotype specimen, and the horns in Uppsala. Four assigned skulls (those in Glasgow, Leiden, Paris and Berlin) were shown to belong to either sable or roan antelopes, as were two pairs of horns (in Cape Town and St. Andrews). As a result, the bluebuck is rarer in museum collections than previously though, and no complete skulls are known of the species. The researchers pointed out that there are four more potential specimens that could be confirmed through testing; two skulls in Berlin, a pair of horns in London, and either a skull or pair of horns in Brussels.
### Evolution
Based on studies of morphology, the bluebuck has historically been classified as either a distinct species or as a subspecies of the roan antelope. After its extinction, some 19th-century naturalists began to doubt its validity as a species, with some believing the museum specimens to be small or immature roan antelopes, and both species were lumped together under the name A. leucophaeus by the English zoologist George Robert Gray in 1821. The Austrian zoologist Franz Friedrich Kohl pointed out the distinct features of the bluebuck in 1866, followed by Sclater and Thomas, who rejected the synonymy in 1899. In 1974, the American biologist Richard G. Klein showed (based on fossils) that the bluebuck and roan antelope occurred sympatrically on the coastal plain of the southwestern Cape from Oakhurst to Uniondale during the early Holocene, supporting their status as separate species.
In 1996, an analysis of mitochondrial DNA extracted from the bluebuck specimen in Vienna by South African biologist Terence J. Robinson's and colleagues showed that it was outside the clade containing the roan and sable antelopes. The study therefore concluded that the bluebuck is a distinct species, and not merely a subspecies of the roan antelope as was supposed. In 2017, a reconstruction of the entire bluebuck mitogenome by Portuguese biologists Gonçalo Espregueira Themudo and Paula F. Campos, based on bone powder extracted from the horns in Uppsala, contradicted the 1996 results. This study instead placed the bluebuck as a sister species to the sable antelope, with the roan antelope as an outgroup. The bluebuck and sable antelope diverged from each other 2.8 million years ago, while the roan antelope diverged from both of them 4.17 million years ago. Africa was going through climatic oscillations between 3.5 and 2 million years ago, and during a colder period, the ancestors of the sable antelope and bluebuck may have been separated, and the population in southern Africa eventually became a new species.
The cladograms below shows the placement of the bluebuck according to the 1996 and 2017 DNA studies:
Robinson and colleagues, 1996:
Themudo and Campos, 2017:
Based on their larger sample of specimens, Hempel and colleagues also found the bluebuck genetically closest to the sable antelope in 2021. This was confirmed by a 2022 study by Hempel and colleagues, which managed to sample DNA from a fossil bluebuck specimen for the first time, at 9,800–9,300 years old the oldest paleogenome from Africa (the climate in South Africa is generally unfavourable to preserving ancient DNA).
## Description
The adult male bluebuck in Leiden is 119 centimetres (47 in) tall at the withers, and is possibly the largest known specimen. According to Sclater and Thomas, the tallest specimen is the one in Paris, a male that stands 110 centimetres (45 in) at the shoulder; the specimen in Vienna, on the other hand, is the shortest, a 100-centimetre (40 in) tall female. The bluebuck was notably smaller than the roan and sable antelopes, and therefore the smallest member of its genus.
The coat was a uniform bluish-grey, with a pale whitish belly, which was not contrasted on the flanks. The limbs had a faint dark line along their front surface. The forehead was brown, darker than the face, and the upper lip and patch in front of the eyes were lighter than the body. The neck-mane was directed forwards and not as developed as in the roan and sable antelopes, and the throat-mane was almost absent. Other differences between the bluebuck and its extant relatives included its shorter and blunter ears not tipped with black, a darker tail tuft (though little darker than its general colour), and smaller teeth. The bluebuck also lacked the contrasting black and white patterns seen on the heads of its relatives.
As the old skins are presumably faded, it may be difficult to reconstruct the original colour of the bluebuck from them. Pennant observed that the eyes had white patches below them and the underbelly was white; the coat was a "fine blue" in living specimens, while it changed to "bluish grey, with a mixture of white" in dead animals. He also suggested that the length of the bluebuck's hair and the morphology of its horns formed a link between antelopes and goat. He went on to describe the ears as pointed and over 23 centimetres (9 in) long and the tail as 18 centimetres (7 in) long, terminating in a 6 centimetres (2.4 in) long tuft.
The horns of the bluebuck were significantly shorter and thinner than those of the roan antelope, but perhaps proportionally longer. The horns of the Leiden specimen measure 56.5 centimetres (22.2 in) along the curve. Pennant gave the horn length as 51 centimetres (20 in). He added that the horns, sharp and curving backward, consist of twenty rings. The horns of the bluebuck appear to have hollow pedicles (bony structures from which the horns emerge).
## Behaviour and ecology
The bluebuck, as Klein puts it, became extinct before "qualified scientists could make observations on live specimens". According to historical accounts, the bluebuck formed groups of up to 20 individuals. Similarities to the roan and the sable antelopes in terms of dental morphology make it highly probable that the bluebuck was predominantly a selective grazer, and fed mainly on grasses. The row of premolars was longer than in others of the genus, implying the presence of dicots in the diet. A 2013 study by the Australian palaeontologist J. Tyler Faith and colleagues noted the scarcity of morphological evidence to show that the bluebuck could have survived the summers in the western margin of the Cape Floristic Region (CFR), when the grasses are neither palatable nor nutritious. This might have induced a west-to-east migration, because the eastern margin receives rainfall throughout the year while precipitation in the western margin is limited to winter.
An 18th-century account suggests that females might have left their newborn calves in isolation and returned regularly to suckle them until the calves were old enough to join herds, which is similar to the behaviour of roan and sable antelopes. Akin to other grazing antelopes, the bluebuck probably calved mainly where rainfall, and thus the availability of grasses, peaked. Such locations could be the western margin of the CFR during winter and the eastern margin of the CFR during summer. Faith and colleagues found that the occurrence of juveniles in bluebuck fossils decreases linearly from the west to the east, indicating that most births took place in the western CFR; due to the preference for rainfall, it may be further assumed that most births occurred during winter, when the western CFR receives most of its rainfall. The annual west-to-east migration would have followed in summer, consistent with the greater number of older juveniles in the east that would have joined herds. Juvenile fossils also occur in other places across the range, but appear to be concentrated in the western CFR.
## Distribution and habitat
Endemic to South Africa, the bluebuck was confined to the southwestern Cape. A 2003 study estimated the expanse of the historic range of the bluebuck at 4,300 square kilometres (1,700 sq mi), mainly along the southern coast of South Africa; fossils, however, have been discovered in a broader area that includes the southern and western CFR and even the highlands of Lesotho. Historical records give a rough estimate of its range. On 20 January 1774, Swedish naturalist Carl Peter Thunberg recorded a sighting in Tigerhoek, Mpumalanga. In March or April 1783, Levalliant claimed to have witnessed two specimens in Soetemelksvlei, Western Cape. Based on these notes, a 2009 study by the South African zoologist Graham I. H. Kerley and colleagues estimated the range of the bluebuck to be limited within a triangular area in the Western Cape, bounded by Caledon to the west, Swellendam to the northeast and Bredasdorp to the south. Rock paintings in the Caledon river valley of the Free State province in eastern South Africa have been identified as bluebucks, which also confirms the once wider distribution of the species.
In 1974, Klein studied the fossils of Hippotragus species in South Africa. Most of these were found to represent the bluebuck and the roan antelope. The fossil record suggested that the bluebuck occurred in large numbers during the last glacial period (nearly 0.1 million years ago), and was more common than sympatric antelopes. The bluebuck could adapt to more open habitats than could the roan antelope, a notable point of difference between these species. Fossils of the bluebuck have been found in the Klaises River and the Nelson Bay Cave (near Plettenberg Bay) and Swartklip (to the west of the Hottentots Holland mountains). Faith and colleagues noted that the western and southern CFR were separated by biogeographical barriers, such as the Cape Fold Belt and afromontane forests.
A 2011 study suggested that low sea levels facilitated migrations for large mammals; therefore the rise in sea levels with the beginning of the Holocene would have led to fragmented bluebuck populations and distanced many populations from the western coast (fossils dating to this period are scarce in the western coast but have been recorded from the southern coast). Thus, a mass extinction could have taken place, leaving behind mainly the populations that remained in the resource-rich western CFR. The causes of the drastic decline in bluebuck populations just before the 15th and 16th centuries have not been investigated; competition with livestock and habitat deterioration could have been major factors in its depletion.
Faith and colleagues further suggested that the bluebuck, being a grazer, probably favoured grassland habitats. This hypothesis is supported by fossil evidencebluebuck fossils appear in significant numbers along with those of grassland antelopes. Kerley and colleagues suggested that the bluebuck frequented grasslands and shunned wooded areas and thickets. In a 1976 study of fossils in the Southern Cape, Klein observed that the bluebuck's habitat preferences were similar to those of the African buffalo (Syncerus caffer) and the reedbucks (Redunca).
## Relationship with humans
### Extinction
Due to the small range of the bluebuck at the time of European settlement of the Cape region in the 17th and 18th centuries compared to the much wider area evidenced by fossil remains, it is thought the species was already in decline before this time. The bluebuck was the sole species of Hippotragus in the region until 70,000–35,000 years ago, but the roan antelope appears to have become predominant about 11,000 years ago. According to Robertson and colleagues in 1996, this might have coincided with grasslands being replaced by, for example, brush and forest, thereby reducing what is presumed to be the preferred habitat of the bluebuck, the grasslands.
Faith and colleagues stated in 2013 that the results of the sea level changes in the early Holocene may also have played a role in the decline of the species, and left only the southern population to survive into historical times. Hempel and colleagues found a low level of genetic diversity between the four confirmed bluebuck specimens in 2021, which confirms its population size was low by the time of European colonisation. In 2022, Hempel and colleagues demonstrated that there had been ancient gene flow from the roan into the blue antelope, and that the genomic diversity was much lower in the latter. This indicates the species was already vulnerable due to low population size in at least the early Holocene due to habitat loss and range fragmentation, and the impact of colonial-era humans was probably the decisive factor that led to its extinction.
The bluebuck was hunted to extinction by European settlers; in 1774 Thunberg noted that it was becoming increasingly rare. The German biologist Hinrich Lichtenstein claimed that the last bluebuck had been shot in 1799 or 1800. The bluebuck is the first historically recorded large African mammal to become extinct, followed by the quagga (Equus quagga quagga), which died out in 1883. Around the time of its extinction, the bluebuck occurred in what would be known as the Overberg region (Western Cape), probably concentrated in Swellendam. In 1990, the South African zoologist Brian D. Colohan argued that an 1853 eyewitness report of a "bastard gemsbok" seen near Bethlehem, Free State, actually referred to a bluebuck, 50 years after the last individuals in Swellendam were shot. The IUCN Red List accepts Lichtenstein's dates of extinction. The related roan and sable antelopes have also disappeared from much of their former range.
### Cultural significance
The bluebuck rock paintings from the Caledon river valley have been attributed to Bushmen. They show six antelopes facing a man, and were supposedly inspired by shamanic trance; they may depict a Bushman visiting the spirit-world through a tunnel. The Bushmen possibly believed that the bluebuck had a supernatural potency, like other animals in their environment. The animals in the paintings are similar in proportion to the reedbuck, but the large ears, horns, and lack of a mane rule out species other than the bluebuck.
A South African fable, The Story of the Hare, mentions a bluebuck (referred to as inputi) that, among other animals, is appointed to guard a kraal. The bluebuck is also mentioned in French novelist Jules Verne's Five Weeks in a Balloon (1863); the animal is described as a "superb animal of a pale-bluish colour shading upon the gray, but with the belly and the insides of the legs as white as the driven snow".
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Felix Mendelssohn
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German composer (1809–1847)
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Jakob Ludwig Felix Mendelssohn Bartholdy (3 February 1809 – 4 November 1847), born and widely known as Felix Mendelssohn, was a German composer, pianist, organist and conductor of the early Romantic period. Mendelssohn's compositions include symphonies, concertos, piano music, organ music and chamber music. His best-known works include the overture and incidental music for A Midsummer Night's Dream (which includes his "Wedding March"), the Italian Symphony, the Scottish Symphony, the oratorio St. Paul, the oratorio Elijah, the overture The Hebrides, the mature Violin Concerto and the String Octet. The melody for the Christmas carol "Hark! The Herald Angels Sing" is also his. Mendelssohn's Songs Without Words are his most famous solo piano compositions.
Mendelssohn's grandfather was the renowned Jewish philosopher Moses Mendelssohn, but Felix was initially raised without religion. He was baptised at the age of seven, becoming a Reformed Christian. He was recognised early as a musical prodigy, but his parents were cautious and did not seek to capitalise on his talent. His sister Fanny Mendelssohn received a similar musical education and was a talented composer and pianist in her own right; some of her early songs were published under her brother's name and her Easter Sonata was for a time mistakenly attributed to him after being lost and rediscovered in the 1970s.
Mendelssohn enjoyed early success in Germany, and revived interest in the music of Johann Sebastian Bach, notably with his performance of the St Matthew Passion in 1829. He became well received in his travels throughout Europe as a composer, conductor and soloist; his ten visits to Britain – during which many of his major works were premiered – form an important part of his adult career. His essentially conservative musical tastes set him apart from more adventurous musical contemporaries such as Franz Liszt, Richard Wagner, Charles-Valentin Alkan and Hector Berlioz. The Leipzig Conservatory, which he founded, became a bastion of this anti-radical outlook. After a long period of relative denigration due to changing musical tastes and antisemitism in the late 19th and early 20th centuries, his creative originality has been re-evaluated. He is now among the most popular composers of the Romantic era.
## Life
### Childhood
Felix Mendelssohn was born on 3 February 1809, in Hamburg, at the time an independent city-state, in the same house where, a year later, the dedicatee and first performer of his Violin Concerto, Ferdinand David, would be born. Mendelssohn's father, the banker Abraham Mendelssohn, was the son of the German Jewish philosopher Moses Mendelssohn, whose family was prominent in the German Jewish community. Until his baptism at age seven, Mendelssohn was brought up largely without religion. His mother, Lea Salomon, was a member of the Itzig family and a sister of Jakob Salomon Bartholdy. Mendelssohn was the second of four children; his older sister Fanny also displayed exceptional and precocious musical talent.
The family moved to Berlin in 1811, leaving Hamburg in disguise in fear of French reprisal for the Mendelssohn bank's role in breaking Napoleon's Continental System blockade. Abraham and Lea Mendelssohn sought to give their children – Fanny, Felix, Paul and Rebecka – the best education possible. Fanny became a pianist well known in Berlin musical circles as a composer; originally Abraham had thought that she, rather than Felix, would be the more musical. But it was not considered proper, by either Abraham or Felix, for a woman to pursue a career in music, so she remained an active but non-professional musician. Abraham was initially disinclined to allow Felix to follow a musical career until it became clear that he was seriously dedicated.
Mendelssohn grew up in an intellectual environment. Frequent visitors to the salon organised by his parents at their home in Berlin included artists, musicians and scientists, among them Wilhelm and Alexander von Humboldt, and the mathematician Peter Gustav Lejeune Dirichlet (whom Mendelssohn's sister Rebecka would later marry). The musician Sarah Rothenburg has written of the household that "Europe came to their living room".
### Surname
Abraham Mendelssohn renounced the Jewish religion prior to Felix's birth; he and his wife decided not to have Felix circumcised, in contravention of the Jewish tradition. Felix and his siblings were at first brought up without religious education; on 21 March 1816, they were baptized in a private ceremony in the family's Berlin apartment by the Reformed Protestant minister of the Jerusalem Church, at which time Felix was given the additional names Jakob Ludwig. Abraham and his wife Lea were baptised in 1822, and formally adopted the surname Mendelssohn Bartholdy (which they had used since 1812) for themselves and for their children.
The name Bartholdy was added at the suggestion of Lea's brother, Jakob Salomon Bartholdy, who had inherited a property of this name in Luisenstadt and adopted it as his own surname. In an 1829 letter to Felix, Abraham explained that adopting the Bartholdy name was meant to demonstrate a decisive break with the traditions of his father Moses: "There can no more be a Christian Mendelssohn than there can be a Jewish Confucius". (Letter to Felix of 8 July 1829). On embarking on his musical career, Felix did not entirely drop the name Mendelssohn as Abraham had requested, but in deference to his father signed his letters and had his visiting cards printed using the form 'Mendelssohn Bartholdy'. In 1829, his sister Fanny wrote to him of "Bartholdy [...] this name that we all dislike".
### Career
#### Musical education
Mendelssohn began taking piano lessons from his mother when he was six, and at seven was tutored by Marie Bigot in Paris. Later in Berlin, all four Mendelssohn children studied piano with Ludwig Berger, who was himself a former student of Muzio Clementi. From at least May 1819 Mendelssohn (initially with his sister Fanny) studied counterpoint and composition with Carl Friedrich Zelter in Berlin. This was an important influence on his future career. Zelter had almost certainly been recommended as a teacher by his aunt Sarah Levy, who had been a pupil of W. F. Bach and a patron of C. P. E. Bach. Sarah Levy displayed some talent as a keyboard player, and often played with Zelter's orchestra at the Berliner Singakademie; she and the Mendelssohn family were among its leading patrons. Sarah had formed an important collection of Bach family manuscripts which she bequeathed to the Singakademie; Zelter, whose tastes in music were conservative, was also an admirer of the Bach tradition. This undoubtedly played a significant part in forming Felix Mendelssohn's musical tastes, as his works reflect this study of Baroque and early classical music. His fugues and chorales especially reflect a tonal clarity and use of counterpoint reminiscent of Johann Sebastian Bach, whose music influenced him deeply.
#### Early maturity
Mendelssohn probably made his first public concert appearance at the age of nine, when he participated in a chamber music concert accompanying a horn duo. He was a prolific composer from an early age. As an adolescent, his works were often performed at home with a private orchestra for the associates of his wealthy parents amongst the intellectual elite of Berlin. Between the ages of 12 and 14, Mendelssohn wrote 13 string symphonies for such concerts, and a number of chamber works. His first work, a piano quartet, was published when he was 13. It was probably Abraham Mendelssohn who procured the publication of this quartet by the house of Schlesinger. In 1824 the 15-year-old wrote his first symphony for full orchestra (in C minor, Op. 11).
At age 16 Mendelssohn wrote his String Octet in E-flat major, a work which has been regarded as "mark[ing] the beginning of his maturity as a composer." This Octet and his Overture to Shakespeare's A Midsummer Night's Dream, which he wrote a year later in 1826, are the best-known of his early works. (Later, in 1843, he also wrote incidental music for the play, including the famous "Wedding March".) The Overture is perhaps the earliest example of a concert overture – that is, a piece not written deliberately to accompany a staged performance but to evoke a literary theme in performance on a concert platform; this was a genre which became a popular form in musical Romanticism.
In 1824 Mendelssohn studied under the composer and piano virtuoso Ignaz Moscheles, who confessed in his diaries that he had little to teach him. Moscheles and Mendelssohn became close colleagues and lifelong friends. The year 1827 saw the premiere – and sole performance in his lifetime – of Mendelssohn's opera Die Hochzeit des Camacho. The failure of this production left him disinclined to venture into the genre again.
Besides music, Mendelssohn's education included art, literature, languages, and philosophy. He had a particular interest in classical literature and translated Terence's Andria for his tutor Heyse in 1825; Heyse was impressed and had it published in 1826 as a work of "his pupil, F\*\*\*\*" [i.e. "Felix" (asterisks as provided in original text)]. This translation also qualified Mendelssohn to study at the University of Berlin, where from 1826 to 1829 he attended lectures on aesthetics by Georg Wilhelm Friedrich Hegel, on history by Eduard Gans, and on geography by Carl Ritter.
#### Meeting Goethe and conducting Bach
In 1821 Zelter introduced Mendelssohn to his friend and correspondent, the writer Johann Wolfgang von Goethe (then in his seventies), who was greatly impressed by the child, leading to perhaps the earliest confirmed comparison with Mozart in the following conversation between Goethe and Zelter:
> "Musical prodigies ... are probably no longer so rare; but what this little man can do in extemporizing and playing at sight borders the miraculous, and I could not have believed it possible at so early an age." "And yet you heard Mozart in his seventh year at Frankfurt?" said Zelter. "Yes", answered Goethe, "... but what your pupil already accomplishes, bears the same relation to the Mozart of that time that the cultivated talk of a grown-up person bears to the prattle of a child."
Mendelssohn was invited to meet Goethe on several later occasions, and set a number of Goethe's poems to music. His other compositions inspired by Goethe include the overture Calm Sea and Prosperous Voyage (Op. 27, 1828), and the cantata Die erste Walpurgisnacht (The First Walpurgis Night, Op. 60, 1832).
In 1829, with the backing of Zelter and the assistance of the actor Eduard Devrient, Mendelssohn arranged and conducted a performance in Berlin of Bach's St Matthew Passion. Four years previously his grandmother, Bella Salomon, had given him a copy of the manuscript of this (by then all-but-forgotten) masterpiece. The orchestra and choir for the performance were provided by the Berlin Singakademie. The success of this performance, one of the very few since Bach's death and the first ever outside of Leipzig, was the central event in the revival of Bach's music in Germany and, eventually, throughout Europe. It earned Mendelssohn widespread acclaim at the age of 20. It also led to one of the few explicit references which Mendelssohn made to his origins: "To think that it took an actor and a Jew's son to revive the greatest Christian music for the world!"
Over the next few years Mendelssohn travelled widely. His first visit to England was in 1829; other places visited during the 1830s included Vienna, Florence, Milan, Rome and Naples, in all of which he met with local and visiting musicians and artists. These years proved to be the germination for some of his most famous works, including the Hebrides Overture and the Scottish and Italian symphonies.
#### Düsseldorf
On Zelter's death in 1832, Mendelssohn had hopes of succeeding him as conductor of the Singakademie; but at a vote in January 1833 he was defeated for the post by Carl Friedrich Rungenhagen. This may have been because of Mendelssohn's youth, and fear of possible innovations; it was also suspected by some to be attributable to his Jewish ancestry. Following this rebuff, Mendelssohn divided most of his professional time over the next few years between Britain and Düsseldorf, where he was appointed musical director (his first paid post as a musician) in 1833.
In the spring of that year Mendelssohn directed the Lower Rhenish Music Festival in Düsseldorf, beginning with a performance of George Frideric Handel's oratorio Israel in Egypt prepared from the original score, which he had found in London. This precipitated a Handel revival in Germany, similar to the reawakened interest in J. S. Bach following his performance of the St. Matthew Passion. Mendelssohn worked with the dramatist Karl Immermann to improve local theatre standards, and made his first appearance as an opera conductor in Immermann's production of Mozart's Don Giovanni at the end of 1833, where he took umbrage at the audience's protests about the cost of tickets. His frustration at his everyday duties in Düsseldorf, and the city's provincialism, led him to resign his position at the end of 1834. He had offers from both Munich and Leipzig for important musical posts, namely, direction of the Munich Opera, the editorship of the prestigious Leipzig music journal the Allgemeine musikalische Zeitung, and direction of the Leipzig Gewandhaus Orchestra; he accepted the latter in 1835.
#### Leipzig and Berlin
In Leipzig, Mendelssohn concentrated on developing the town's musical life by working with the orchestra, the opera house, the Thomanerchor (of which Bach had been a director), and the city's other choral and musical institutions. Mendelssohn's concerts included, in addition to many of his own works, three series of "historical concerts" featuring music of the eighteenth century, and a number of works by his contemporaries. He was deluged by offers of music from rising and would-be composers; among these was Richard Wagner, who submitted his early Symphony, the score of which, to Wagner's disgust, Mendelssohn lost or mislaid. Mendelssohn also revived interest in the music of Franz Schubert. Robert Schumann discovered the manuscript of Schubert's Ninth Symphony and sent it to Mendelssohn, who promptly premiered it in Leipzig on 21 March 1839, more than a decade after Schubert's death.
A landmark event during Mendelssohn's Leipzig years was the premiere of his oratorio Paulus, (the English version of this is known as St. Paul), given at the Lower Rhenish Festival in Düsseldorf in 1836, shortly after the death of the composer's father, which affected him greatly; Felix wrote that he would "never cease to endeavour to gain his approval ... although I can no longer enjoy it". St. Paul seemed to many of Mendelssohn's contemporaries to be his finest work, and sealed his European reputation.
When Friedrich Wilhelm IV came to the Prussian throne in 1840 with ambitions to develop Berlin as a cultural centre (including the establishment of a music school, and reform of music for the church), the obvious choice to head these reforms was Mendelssohn. He was reluctant to undertake the task, especially in the light of his existing strong position in Leipzig. Mendelssohn nonetheless spent some time in Berlin, writing some church music such as Die Deutsche Liturgie, and, at the King's request, music for productions of Sophocles's Antigone (1841 – an overture and seven pieces) and Oedipus at Colonus (1845), A Midsummer Night's Dream (1843) and Racine's Athalie (1845). But the funds for the school never materialised, and many of the court's promises to Mendelssohn regarding finances, title, and concert programming were broken. He was therefore not displeased to have the excuse to return to Leipzig.
In 1843 Mendelssohn founded a major music school – the Leipzig Conservatory, now the Hochschule für Musik und Theater "Felix Mendelssohn Bartholdy". where he persuaded Ignaz Moscheles and Robert Schumann to join him. Other prominent musicians, including the string players Ferdinand David and Joseph Joachim and the music theorist Moritz Hauptmann, also became staff members. After Mendelssohn's death in 1847, his musically conservative tradition was carried on when Moscheles succeeded him as head of the Conservatory.
#### Mendelssohn in Britain
Mendelssohn first visited Britain in 1829, where Moscheles, who had already settled in London, introduced him to influential musical circles. In the summer he visited Edinburgh, where he met among others the composer John Thomson, whom he later recommended for the post of professor of music at Edinburgh University. He made ten visits to Britain, lasting altogether about 20 months; he won a strong following, which enabled him to make a good impression on British musical life. He composed and performed, and also edited for British publishers the first critical editions of oratorios of Handel and of the organ music of J. S. Bach. Scotland inspired two of his most famous works: the overture The Hebrides (also known as Fingal's Cave); and the Scottish Symphony (Symphony No. 3). An English Heritage blue plaque commemorating Mendelssohn's residence in London was placed at 4 Hobart Place in Belgravia, London, in 2013.
His protégé, the British composer and pianist William Sterndale Bennett, worked closely with Mendelssohn during this period, both in London and Leipzig. He first heard Bennett perform in London in 1833 aged 17. Bennett appeared with Mendelssohn in concerts in Leipzig throughout the 1836/1837 season.
On Mendelssohn's eighth British visit in the summer of 1844, he conducted five of the Philharmonic concerts in London, and wrote: "[N]ever before was anything like this season – we never went to bed before half-past one, every hour of every day was filled with engagements three weeks beforehand, and I got through more music in two months than in all the rest of the year." (Letter to Rebecka Mendelssohn Bartholdy, Soden, 22 July 1844). On subsequent visits Mendelssohn met Queen Victoria and her husband Prince Albert, himself a composer, who both greatly admired his music.
Mendelssohn's oratorio Elijah was commissioned by the Birmingham Triennial Music Festival and premiered on 26 August 1846, at the Town Hall, Birmingham. It was composed to a German text translated into English by William Bartholomew, who authored and translated many of Mendelssohn's works during his time in England.
On his last visit to Britain in 1847, Mendelssohn was the soloist in Beethoven's Piano Concerto No. 4 and conducted his own Scottish Symphony with the Philharmonic Orchestra before the Queen and Prince Albert.
#### Death
Mendelssohn suffered from poor health in the final years of his life, probably aggravated by nervous problems and overwork. A final tour of England left him exhausted and ill, and the death of his sister, Fanny, on 14 May 1847, caused him further distress. Less than six months later, on 4 November, aged 38, Mendelssohn died in Leipzig after a series of strokes. His grandfather Moses, Fanny, and both his parents had all died from similar apoplexies. Although he had been generally meticulous in the management of his affairs, he died intestate.
Mendelssohn's funeral was held at the Paulinerkirche, Leipzig, and he was buried at the Dreifaltigkeitsfriedhof I in Berlin-Kreuzberg. The pallbearers included Moscheles, Schumann and Niels Gade. Mendelssohn had once described death, in a letter to a stranger, as a place "where it is to be hoped there is still music, but no more sorrow or partings."
### Personal life
#### Personality
While Mendelssohn was often presented as equable, happy, and placid in temperament, particularly in the detailed family memoirs published by his nephew Sebastian Hensel after the composer's death, this was misleading. The music historian R. Larry Todd notes "the remarkable process of idealization" of Mendelssohn's character "that crystallized in the memoirs of the composer's circle", including Hensel's. The nickname "discontented Polish count" was given to Mendelssohn on account of his aloofness, and he referred to the epithet in his letters. He was frequently given to fits of temper which occasionally led to collapse. Devrient mentions that on one occasion in the 1830s, when his wishes had been crossed, "his excitement was increased so fearfully ... that when the family was assembled ... he began to talk incoherently in English. The stern voice of his father at last checked the wild torrent of words; they took him to bed, and a profound sleep of twelve hours restored him to his normal state". Such fits may be related to his early death.
Mendelssohn was an enthusiastic visual artist who worked in pencil and watercolour, a skill which he enjoyed throughout his life. His correspondence indicates that he could write with considerable wit in German and English – his letters were sometimes accompanied by humorous sketches and cartoons.
#### Religion
On 21 March 1816, at the age of seven years, Mendelssohn was baptised with his brother and sisters in a home ceremony by Johann Jakob Stegemann, minister of the Evangelical congregation of Berlin's Jerusalem Church and New Church. Although Mendelssohn was a conforming Christian as a member of the Reformed Church, he was both conscious and proud of his Jewish ancestry and notably of his connection with his grandfather, Moses Mendelssohn. He was the prime mover in proposing to the publisher Heinrich Brockhaus a complete edition of Moses's works, which continued with the support of his uncle, Joseph Mendelssohn. Felix was notably reluctant, either in his letters or conversation, to comment on his innermost beliefs; his friend Devrient wrote that "[his] deep convictions were never uttered in intercourse with the world; only in rare and intimate moments did they ever appear, and then only in the slightest and most humorous allusions". Thus for example in a letter to his sister Rebecka, Mendelssohn rebukes her complaint about an unpleasant relative: "What do you mean by saying you are not hostile to Jews? I hope this was a joke [...] It is really sweet of you that you do not despise your family, isn't it?" Some modern scholars have devoted considerable energy to demonstrate either that Mendelssohn was deeply sympathetic to his ancestors' Jewish beliefs, or that he was hostile to this and sincere in his Christian beliefs.
#### Mendelssohn and his contemporaries
`Throughout his life Mendelssohn was wary of the more radical musical developments undertaken by some of his contemporaries. He was generally on friendly, if sometimes somewhat cool, terms with Hector Berlioz, Franz Liszt, and Giacomo Meyerbeer, but in his letters expresses his frank disapproval of their works, for example writing of Liszt that his compositions were "inferior to his playing, and [...] only calculated for virtuosos"; of Berlioz's overture Les francs-juges "[T]he orchestration is such a frightful muddle [...] that one ought to wash one's hands after handling one of his scores"; and of Meyerbeer's opera Robert le diable "I consider it ignoble", calling its villain Bertram "a poor devil". When his friend the composer Ferdinand Hiller suggested in conversation to Mendelssohn that he looked rather like Meyerbeer – they were actually distant cousins, both descendants of Rabbi Moses Isserles – Mendelssohn was so upset that he immediately went to get a haircut to differentiate himself.`
In particular, Mendelssohn seems to have regarded Paris and its music with the greatest of suspicion and an almost puritanical distaste. Attempts made during his visit there to interest him in Saint-Simonianism ended in embarrassing scenes. It is significant that the only musician with whom Mendelssohn remained a close personal friend, Ignaz Moscheles, was of an older generation and equally conservative in outlook. Moscheles preserved this conservative attitude at the Leipzig Conservatory until his own death in 1870.
#### Marriage and children
`Mendelssohn married Cécile Charlotte Sophie Jeanrenaud (10 October 1817 – 25 September 1853), the daughter of a French Reformed Church clergyman, on 28 March 1837. The couple had five children: Carl, Marie, Paul, Lili and Felix August. The second youngest child, Felix August, contracted measles in 1844 and was left with impaired health; he died in 1851. The eldest, Carl Mendelssohn Bartholdy (7 February 1838 – 23 February 1897), became a historian, and professor of history at Heidelberg and Freiburg universities; he died in a psychiatric institution in Freiburg aged 59. Paul Mendelssohn Bartholdy (1841–1880) was a noted chemist and pioneered the manufacture of aniline dye. Marie married Victor Benecke and lived in London. Lili married Adolf Wach, later professor of law at Leipzig University.`
The family papers inherited by Marie's and Lili's children form the basis of the extensive collection of Mendelssohn manuscripts, including the so-called "Green Books" of his correspondence, now in the Bodleian Library at Oxford University. Cécile Mendelssohn Bartholdy died less than six years after her husband, on 25 September 1853.
#### Jenny Lind
Mendelssohn became close to the Swedish soprano Jenny Lind, whom he met in October 1844. Papers confirming their relationship had not been made public. In 2013, George Biddlecombe confirmed in the Journal of the Royal Musical Association that "The Committee of the Mendelssohn Scholarship Foundation possesses material indicating that Mendelssohn wrote passionate love letters to Jenny Lind entreating her to join him in an adulterous relationship and threatening suicide as a means of exerting pressure upon her, and that these letters were destroyed on being discovered after her death."
Mendelssohn met and worked with Lind many times, and started an opera, Lorelei, for her, based on the legend of the Lorelei Rhine maidens; the opera was unfinished at his death. He is said to have tailored the aria "Hear Ye Israel", in his oratorio Elijah, to Lind's voice, although she did not sing the part until after his death, at a concert in December 1848. In 1847, Mendelssohn attended a London performance of Meyerbeer's Robert le diable – an opera that musically he despised – in order to hear Lind's British debut, in the role of Alice. The music critic Henry Chorley, who was with him, wrote: "I see as I write the smile with which Mendelssohn, whose enjoyment of Mdlle. Lind's talent was unlimited, turned round and looked at me, as if a load of anxiety had been taken off his mind. His attachment to Mdlle. Lind's genius as a singer was unbounded, as was his desire for her success."
Upon Mendelssohn's death, Lind wrote: "[He was] the only person who brought fulfillment to my spirit, and almost as soon as I found him I lost him again." In 1849, she established the Mendelssohn Scholarship Foundation, which makes an award to a young resident British composer every two years in Mendelssohn's memory. The first winner of the scholarship, in 1856, was Arthur Sullivan, then aged 14. In 1869, Lind erected a plaque in Mendelssohn's memory at his birthplace in Hamburg.
## Music
### Composer
#### Style
`Something of Mendelssohn's intense attachment to his personal vision of music is conveyed in his comments to a correspondent who suggested converting some of the Songs Without Words into lieder by adding texts: "What [the] music I love expresses to me, are not thoughts that are too indefinite for me to put into words, but on the contrary, too definite."`
Schumann wrote of Mendelssohn that he was "the Mozart of the nineteenth century, the most brilliant musician, the one who most clearly sees through the contradictions of the age and for the first time reconciles them." This appreciation brings to the fore two features that characterized Mendelssohn's compositions and his compositional process. First, that his inspiration for musical style was rooted in his technical mastery and his interpretation of the style of previous masters, although he certainly recognized and developed the strains of early Romanticism in the music of Beethoven and Weber. The historian James Garratt writes that from his early career, "the view emerged that Mendelssohn's engagement with early music was a defining aspect of his creativity." This approach was recognized by Mendelssohn himself, who wrote that, in his meetings with Goethe, he gave the poet "historical exhibitions" at the keyboard; "every morning, for about an hour, I have to play a variety of works by great composers in chronological order, and must explain to him how they contributed to the advance of music." Secondly, it highlights that Mendelssohn was more concerned to reinvigorate the musical legacy which he inherited, rather than to replace it with new forms and styles, or with the use of more exotic orchestration. In these ways he differed significantly from many of his contemporaries in the early Romantic period, such as Wagner, Berlioz and Franz Liszt. Whilst Mendelssohn admired Liszt's virtuosity at the keyboard, he found his music jejune. Berlioz said of Mendelssohn that he had "perhaps studied the music of the dead too closely."
The musicologist Greg Vitercik considers that, while "Mendelssohn's music only rarely aspires to provoke", the stylistic innovations evident from his earliest works solve some of the contradictions between classical forms and the sentiments of Romanticism. The expressiveness of Romantic music presented a problem in adherence to sonata form; the final (recapitulation) section of a movement could seem, in the context of Romantic style, a bland element without passion or soul. Furthermore, it could be seen as a pedantic delay before reaching the emotional climax of a movement, which in the classical tradition had tended to be at the transition from the development section of the movement to the recapitulation; whereas Berlioz and other "modernists" sought to have the emotional climax at the end of a movement, if necessary by adding an extended coda to follow the recapitulation proper. Mendelssohn's solution to this problem was less sensational than Berlioz's approach, but was rooted in changing the structural balance of the formal components of the movement. Thus typically in a Mendelssohnian movement, the development-recapitulation transition might not be strongly marked, and the recapitulation section would be harmonically or melodically varied so as not to be a direct copy of the opening, exposition, section; this allowed a logical movement towards a final climax. Vitercik summarizes the effect as "to assimilate the dynamic trajectory of 'external form' to the 'logical' unfolding of the story of the theme".
Richard Taruskin wrote that, although Mendelssohn produced works of extraordinary mastery at a very early age,
> he never outgrew his precocious youthful style. [...] He remained stylistically conservative [...] feeling no need to attract attention with a display of "revolutionary" novelty. Throughout his short career he remained comfortably faithful to the musical status quo – that is, the "classical" forms, as they were already thought of by his time. His version of romanticism, already evident in his earliest works, consisted in musical "pictorialism" of a fairly conventional, objective nature (though exquisitely wrought).
#### Early works
The young Mendelssohn was greatly influenced in his childhood by the music of both J. S. Bach and C. P. E. Bach, and of Beethoven, Joseph Haydn and Mozart; traces of these composers can be seen in the 13 early string symphonies. These were written from 1821 to 1823, when he was between the ages of 12 and 14, principally for performance in the Mendelssohn household, and not published or publicly performed until long after his death.
His first published works were his three piano quartets (1822–1825; Op. 1 in C minor, Op. 2 in F minor and Op. 3 in B minor); but his capacities are especially revealed in a group of works of his early maturity: the String Octet (1825), the Overture A Midsummer Night's Dream (1826), which in its finished form also owes much to the influence of Adolf Bernhard Marx, at the time a close friend of Mendelssohn, and the two early string quartets: Op. 12 (1829) and Op. 13 (1827), which both show a remarkable grasp of the techniques and ideas of Beethoven's last quartets that Mendelssohn had been closely studying. These four works show an intuitive command of form, harmony, counterpoint, colour, and compositional technique, which in the opinion of R. Larry Todd justifies claims frequently made that Mendelssohn's precocity exceeded even that of Mozart in its intellectual grasp.
A 2009 survey by the BBC of 16 music critics opined that Mendelssohn was the greatest composing prodigy in the history of Western classical music.
#### Symphonies
Mendelssohn's mature symphonies are numbered approximately in the order of publication, rather than the order in which they were composed. The order of composition is: 1, 5, 4, 2, 3. The placement of No. 3 in this sequence is problematic because he worked on it for over a decade, starting the sketches soon after he began work on No. 5 but completing it after both Nos. 5 and 4.
The Symphony No. 1 in C minor for full orchestra was written in 1824, when Mendelssohn was aged 15. This work is experimental, showing the influences of Beethoven and Carl Maria von Weber. Mendelssohn conducted the symphony on his first visit to London in 1829, with the orchestra of the Philharmonic Society. For the third movement he substituted an orchestration of the Scherzo from his Octet. In this form the piece was a success, and laid the foundations of his British reputation.
During 1829 and 1830 Mendelssohn wrote his Symphony No. 5, known as the Reformation. It celebrated the 300th anniversary of the Reformation. Mendelssohn remained dissatisfied with the work and did not allow publication of the score.
Mendelssohn's travels in Italy inspired him to compose the Symphony No. 4 in A major, known as the Italian Symphony. He conducted the premiere in 1833, but did not allow the score to be published during his lifetime, as he continually sought to rewrite it.
The Scottish Symphony (Symphony No. 3 in A minor) was written and revised intermittently between 1829 (when Mendelssohn noted down the opening theme during a visit to Holyrood Palace) and 1842, when it was given its premiere in Leipzig, the last of his symphonies to be premiered in public. This piece evokes Scotland's atmosphere in the ethos of Romanticism, but does not employ any identified Scottish folk melodies.
He wrote the symphony-cantata Lobgesang (Hymn of Praise) in B-flat major, posthumously named Symphony No. 2, to mark the celebrations in Leipzig of the supposed 400th anniversary of the printing press by Johannes Gutenberg; the first performance took place on 25 June 1840.
#### Other orchestral music
Mendelssohn wrote the concert overture The Hebrides (Fingal's Cave) in 1830, inspired by visits to Scotland around the end of the 1820s. He visited Fingal's Cave, on the Hebridean isle of Staffa, as part of his Grand Tour of Europe, and was so impressed that he scribbled the opening theme of the overture on the spot, including it in a letter he wrote home the same evening. He wrote other concert overtures, notably Calm Sea and Prosperous Voyage (Meeresstille und glückliche Fahrt, 1828), inspired by a pair of poems by Goethe and The Fair Melusine (Die schöne Melusine) (1830). A contemporary writer considered these works as "perhaps the most beautiful overtures that, so far, we Germans possess".
Mendelssohn also wrote in 1839 an overture to Ruy Blas, commissioned for a charity performance of Victor Hugo's drama (which the composer hated). His incidental music to A Midsummer Night's Dream (Op. 61), including the well-known "Wedding March", was written in 1843, seventeen years after the Overture.
#### Concertos
The Violin Concerto in E minor, Op. 64 (1844), was written for Ferdinand David. David, who had worked closely with Mendelssohn during the piece's preparation, gave the premiere of the concerto on his Guarneri violin. Joseph Joachim called it one of the four great violin concertos along with those of Beethoven, Brahms, and Bruch.
Mendelssohn also wrote a lesser-known, early concerto for violin and strings in D minor (1822); four piano concertos ("no. 0" in A minor, 1822; 1 in G minor, 1831; 2 in D minor, 1837; and 3 in E minor, a posthumously published fragment from 1844); two concertos for two pianos and orchestra (E major, which he wrote at 14 [1823], and A-flat major, at 15 [1824]); and another double concerto, for violin and piano (1823). In addition, there are several single-movement works for soloist and orchestra. Those for piano are the Rondo Brillante of 1834, the Capriccio Brillante of 1832, and the Serenade and Allegro Giocoso of 1838. He also wrote two concertinos (Konzertstücke), Op. 113 and 114, originally for clarinet, basset horn and piano; Op. 113 was orchestrated by the composer.
#### Chamber music
Mendelssohn's mature output contains numerous chamber works, many of which display an emotional intensity lacking in some of his larger works. In particular, his String Quartet No. 6, the last of his string quartets and his last major work – written following the death of his sister Fanny – is, in the opinion of the historian Peter Mercer-Taylor, exceptionally powerful and eloquent. Other mature works include two string quintets; sonatas for the clarinet, cello, viola and violin; and two piano trios. For the Piano Trio No. 1 in D minor, Mendelssohn uncharacteristically took the advice of his fellow composer, Ferdinand Hiller, and rewrote the piano part in a more Romantic, "Schumannesque" style, considerably heightening its effect.
#### Piano music
The musicologist Glenn Stanley observes that "[u]nlike Brahms, unlike his contemporaries Schumann, Chopin and Liszt, and unlike [his] revered past masters....Mendelssohn did not regard the piano as a preferred medium for his most significant artistic statements". Mendelssohn's Songs Without Words (Lieder ohne Worte), eight cycles each containing six lyric pieces (two published posthumously), remain his most famous solo piano compositions. They became standard parlour recital items even during the composer's lifetime, and their overwhelming popularity, according to Todd, has itself caused many critics to underrate their musical value. As example, Charles Rosen equivocally commented, despite noting "how much beautiful music they contain", that "[i]t is not true that they are insipid, but they might as well be." During the 19th century, composers who were inspired to produce similar pieces of their own included Charles-Valentin Alkan (his five sets of Chants, each ending with a barcarolle) and Anton Rubinstein.
Other notable piano works by Mendelssohn include his Variations sérieuses, Op. 54 (1841), the Rondo Capriccioso, the set of six Preludes and Fugues, Op. 35 (written between 1832 and 1837), and the Seven Characteristic Pieces, Op. 7 (1827).
#### Organ music
Mendelssohn played and composed for organ from the age of 11 until his death. His primary organ works are the Three Preludes and Fugues, Op. 37 (1837), and the Six Sonatas, Op. 65 (1845), of which Eric Werner wrote "next to Bach's works, Mendelssohn's Organ Sonatas belong to the required repertory of all organists".
#### Opera
Mendelssohn wrote some Singspiele for family performance in his youth. His opera Die beiden Neffen (The Two Nephews) was rehearsed for him on his 15th birthday. 1829 saw Die Heimkehr aus der Fremde (Son and Stranger or Return of the Roamer), a comedy of mistaken identity written in honour of his parents' silver anniversary and unpublished during his lifetime. In 1825 he wrote a more sophisticated work, Die Hochzeit des Camacho (Camacho's Wedding), based on an episode in Don Quixote, for public consumption. It was produced in Berlin in 1827, but coolly received. Mendelssohn left the theatre before the conclusion of the first performance, and subsequent performances were cancelled.
Although he never abandoned the idea of composing a full opera, and considered many subjects – including that of the Nibelung saga later adapted by Wagner, about which he corresponded with his sister Fanny – he never wrote more than a few pages of sketches for any project. In Mendelssohn's last years the opera manager Benjamin Lumley tried to contract him to write an opera from Shakespeare's The Tempest on a libretto by Eugène Scribe, and even announced it as forthcoming in 1847, the year of Mendelssohn's death. The libretto was eventually set by Fromental Halévy. At his death Mendelssohn left some sketches for an opera on the story of the Lorelei.
#### Choral works
Mendelssohn's two large biblical oratorios, St Paul in 1836 and Elijah in 1846, are greatly influenced by J. S. Bach. The surviving fragments of an unfinished oratorio, Christus, consist of a recitative, a chorus "There Shall a Star Come out of Jacob", and a male voice trio.
Strikingly different is the more overtly Romantic Die erste Walpurgisnacht (The First Walpurgis Night), a setting for chorus and orchestra of a ballad by Goethe describing pagan rituals of the Druids in the Harz mountains in the early days of Christianity. This score has been seen by the scholar Heinz-Klaus Metzger as a "Jewish protest against the domination of Christianity".
Mendelssohn wrote five settings from "The Book of Psalms" for chorus and orchestra. Schumann opined in 1837 that his version of Psalm 42 was the "highest point that he [Mendelssohn] reached as a composer for the church. Indeed the highest point recent church music has reached at all."
Mendelssohn also wrote many smaller-scale sacred works for unaccompanied choir, such as a setting of Psalm 100, Jauchzet dem Herrn, alle Welt, and for choir with organ. Most are written in or translated into English. Among the most famous is Hear My Prayer, whose second half contains "O for the Wings of a Dove", which became often performed as a separate item. The piece is written for full choir, organ, and a treble or soprano soloist. Mendelssohn's biographer Todd comments, "The very popularity of the anthem in England [...] later exposed it to charges of superficiality from those contemptuous of Victorian mores."
A hymn tune Mendelssohn – an adaptation by William Hayman Cummings of a melody from Mendelssohn's cantata Festgesang (Festive Hymn), a secular 1840s composition, which Mendelssohn felt unsuited to sacred music – has become the standard tune for Charles Wesley's popular Christmas hymn "Hark! The Herald Angels Sing".
#### Songs
Mendelssohn wrote many songs, both for solo voice and for duet, with piano. It has been asserted that from 1819 (when he was 10) until his death there was "scarcely a single month in which he was not occupied with song composition". Many of these songs are simple, or slightly modified, strophic settings. Some, such as his best-known song "Auf Flügeln des Gesanges" ("On Wings of Song"), became popular. The scholar Susan Youens comments "If [Mendelssohn]'s emotional range in lied was narrower than Schubert's, that is hardly surprising: Schubert composed many more songs than Mendelssohn across a wider spectrum", and whilst Schubert had a declared intent to modernize the song style of his day, "[t]his was not Mendelssohn's mission."
A number of songs written by Mendelssohn's sister Fanny originally appeared under her brother's name; this may have been partly due to the prejudice of the family, and partly to her own retiring nature. In 1842, this resulted in an embarrassing moment when Queen Victoria, receiving Felix at Buckingham Palace, expressed her intention of singing to the composer her favourite of his songs, Italien (to words by Franz Grillparzer), which Felix confessed was by Fanny.
### Performer
During his lifetime, Mendelssohn became renowned as a keyboard performer, both on the piano and organ. One of his obituarists noted: "First and chiefest we esteem his pianoforte-playing, with its amazing elasticity of touch, rapidity, and power; next his scientific and vigorous organ playing [...] his triumphs on these instruments are fresh in public recollection. In his concerts and recitals Mendelssohn performed works by some of his German predecessors, notably Carl Maria von Weber, Beethoven and J.S. Bach, whose organ music he brought back into the repertoire "virtually alone".
Mendelssohn admired the grand pianos of the Viennese maker Conrad Graf; he acquired one in 1832 which he used in the family house and recitals in Berlin, and later another for use in Düsseldorf. In private and public performances, Mendelssohn was celebrated for his improvisations. On one occasion in London, when asked by the soprano Maria Malibran after a recital to extemporise, he improvised a piece which included the melodies of all the songs she had sung. The music publisher Victor Novello, who was present, remarked "He has done some things that seem to me impossible, even after I have heard them done." At another recital in 1837, where Mendelssohn played the piano for a singer, Robert Schumann ignored the soprano and wrote "Mendelssohn accompanied like a God."
### Conductor
Mendelssohn was a noted conductor, both of his own works and of those by other composers. At his London debut in 1829, he was noted for his innovatory use of a baton (then a great novelty). But his novelty also extended to taking great care over tempo, dynamics and the orchestral players themselves – both rebuking them when they were recalcitrant and praising them when they satisfied him. It was his success while conducting at the Lower Rhine music festival of 1836 that led to him taking his first paid professional position as director at Düsseldorf. Among those appreciating Mendelssohn's conducting was Hector Berlioz, who in 1843, invited to Leipzig, exchanged batons with Mendelssohn, writing "When the Great Spirit sends us to hunt in the land of souls, may our warriors hang our tomahawks side by side at the door of the council chamber". At Leipzig, Mendelssohn led the Gewandhaus Orchestra to great heights; although concentrating on the great composers of the past (already becoming canonised as the "classics") he also included new music by Schumann, Berlioz, Gade and many others, as well as his own music. One critic who was not impressed was Richard Wagner; he accused Mendelssohn of using tempos in his performances of Beethoven symphonies that were far too fast.
### Editor
Mendelssohn's interest in baroque music was not limited to the Bach St Matthew Passion which he had revived in 1829. He was concerned in preparing and editing such music, whether for performance or for publication, to be as close as possible to the original intentions of the composers, including wherever possible a close study of early editions and manuscripts. This could lead him into conflict with publishers; for instance, his edition of Handel's oratorio Israel in Egypt for the London Handel Society (1845) evoked an often contentious correspondence, with Mendelssohn refusing for example to add dynamics where not given by Handel, or to add parts for trombones. Mendelssohn also edited a number of Bach's works for organ, and apparently discussed with Robert Schumann the possibility of producing a complete Bach edition.
### Teacher
Although Mendelssohn attributed great importance to musical education, and made a substantial commitment to the Conservatoire he founded in Leipzig, he did not greatly enjoy teaching and took only a very few private pupils who he believed had notable qualities. Such students included the composer William Sterndale Bennett, the pianist Camille-Marie Stamaty, the violinist and composer Julius Eichberg, and Walther von Goethe (grandson of the poet). At the Leipzig Conservatoire Mendelssohn taught classes in composition and ensemble playing.
## Reputation and legacy
### The first century
In the immediate wake of Mendelssohn's death, he was mourned both in Germany and England. However, the conservative strain in Mendelssohn, which set him apart from some of his more flamboyant contemporaries, bred a corollary condescension amongst some of them toward his music. Mendelssohn's relations with Berlioz, Liszt and others had been uneasy and equivocal. Listeners who had raised questions about Mendelssohn's talent included Heinrich Heine, who wrote in 1836 after hearing the oratorio St. Paul that his work was
> characterized by a great, strict, very serious seriousness, a determined, almost importunate tendency to follow classical models, the finest, cleverest calculation, sharp intelligence and, finally, complete lack of naïveté. But is there in art any originality of genius without naïveté?
Such criticism of Mendelssohn for his very ability – which could be characterised negatively as facility – was taken to further lengths by Richard Wagner. Mendelssohn's success, his popularity and his Jewish origins irked Wagner sufficiently to damn Mendelssohn with faint praise, three years after his death, in an anti-Jewish pamphlet Das Judenthum in der Musik:
> [Mendelssohn] has shown us that a Jew may have the amplest store of specific talents, may own the finest and most varied culture, the highest and tenderest sense of honour – yet without all these pre-eminences helping him, were it but one single time, to call forth in us that deep, that heart-searching effect which we await from art [...] The washiness and the whimsicality of our present musical style has been [...] pushed to its utmost pitch by Mendelssohn's endeavour to speak out a vague, an almost nugatory Content as interestingly and spiritedly as possible.
The philosopher Friedrich Nietzsche expressed consistent admiration for Mendelssohn's music, in contrast to his general scorn for "Teutonic" Romanticism:
> At any rate, the whole music of romanticism [e.g. Schumann and Wagner] ... was second-rate music from the very start, and real musicians took little notice of it. Things were different with Felix Mendelssohn, that halcyon master who, thanks to his easier, purer, happier soul, was quickly honoured and just as quickly forgotten, as a lovely incident in German music.
Some readers, however, have interpreted Nietzsche's characterization of Mendelssohn as a 'lovely incident' as condescending.
In the 20th century the Nazi regime and its Reichsmusikkammer cited Mendelssohn's Jewish origin in banning performance and publication of his works, even asking Nazi-approved composers to rewrite incidental music for A Midsummer Night's Dream (Carl Orff obliged). Under the Nazis, "Mendelssohn was presented as a dangerous 'accident' of music history, who played a decisive role in rendering German music in the 19th century 'degenerate'." The German Mendelssohn Scholarship for students at the Leipzig Conservatoire was discontinued in 1934 (and not revived until 1963). The monument dedicated to Mendelssohn erected in Leipzig in 1892 was removed by the Nazis in 1936. A replacement was erected in 2008. The bronze statue of Mendelssohn by Clemens Buscher outside the Düsseldorf Opera House was also removed and destroyed by the Nazis in 1936. A replacement was erected in 2012. Mendelssohn's grave remained unmolested during the Nazi years.
Mendelssohn's reputation in Britain remained high throughout the 19th century. Prince Albert inscribed (in German) a libretto for the oratorio Elijah in 1847: "To the noble artist who, surrounded by the Baal-worship of false art, has been able, like a second Elijah, through genius and study, to remain true to the service of true art." In 1851 an adulatory novel by the teenaged Elizabeth Sara Sheppard was published, Charles Auchester. The book features as its leading character the "Chevalier Seraphel", an idealized portrait of Mendelssohn, and remained in print for nearly 80 years. In 1854 Queen Victoria requested that the Crystal Palace include a statue of Mendelssohn when it was rebuilt. Mendelssohn's "Wedding March" from A Midsummer Night's Dream was played at the wedding of Queen Victoria's daughter, Princess Victoria, The Princess Royal, to Crown Prince Frederick William of Prussia in 1858, and it remains popular at marriage ceremonies. Mendelssohn's pupil Sterndale Bennett was a major force in British musical education until his death in 1875, and a great upholder of his master's traditions; he numbered among his pupils many of the next generation of English composers, including Sullivan, Hubert Parry and Francis Edward Bache.
By the early twentieth century, many critics, including Bernard Shaw, began to condemn Mendelssohn's music for its association with Victorian cultural insularity; Shaw in particular complained of the composer's "kid-glove gentility, his conventional sentimentality, and his despicable oratorio-mongering". In the 1950s the scholar Wilfrid Mellers complained of Mendelssohn's "spurious religiosity which reflected the element of unconscious humbug in our morality". A contrasting opinion came from the pianist and composer Ferruccio Busoni, who considered Mendelssohn "a master of undisputed greatness" and "an heir of Mozart". Busoni, like earlier virtuosi such as Anton Rubinstein and Charles-Valentin Alkan, regularly included Mendelssohn's piano works in his recitals.
### Modern opinions
Appreciation of Mendelssohn's work has developed since the mid-20th century, together with the publication of a number of biographies placing his achievements in context. Mercer-Taylor comments on the irony that "this broad-based reevaluation of Mendelssohn's music is made possible, in part, by a general disintegration of the idea of a musical canon", an idea which Mendelssohn "as a conductor, pianist and scholar" had done so much to establish. The critic H. L. Mencken concluded that, if Mendelssohn indeed missed true greatness, he missed it "by a hair".
Charles Rosen, in a chapter on Mendelssohn in his 1995 book The Romantic Generation, both praised and criticized the composer. He called him "the greatest child prodigy the history of Western music has ever known", whose command at age 16 surpassed that of Mozart or Chopin at 19, the possessor at an early age of a "control of large-scale structure unsurpassed by any composer of his generation", and a "genius" with a "profound" comprehension of Beethoven. Rosen believed that in the composer's later years, without losing his craft or genius, he "renounced ... his daring"; but he called Mendelssohn's relatively late Violin Concerto in E minor "the most successful synthesis of the Classical concerto tradition and the Romantic virtuoso form". Rosen considered the "Fugue in E minor" (later included in Mendelssohn's Op. 35 for piano) a "masterpiece"; but in the same paragraph called Mendelssohn "the inventor of religious kitsch in music". Nevertheless, he pointed out how the dramatic power of "the juncture of religion and music" in Mendelssohn's oratorios is reflected throughout the music of the next fifty years in the operas of Meyerbeer and Giuseppe Verdi and in Wagner's Parsifal.
A large portion of Mendelssohn's 750 works still remained unpublished in the 1960s, but most of them are now available. A scholarly edition of Mendelssohn's complete works and correspondence is in preparation but is expected to take many years to complete, and will be in excess of 150 volumes. This includes a modern and fully researched catalogue of his works, the Mendelssohn-Werkverzeichnis (MWV). Mendelssohn's oeuvre has been explored more deeply. Recordings of virtually all of Mendelssohn's published works are now available, and his works are frequently heard in the concert hall and on broadcasts. R. Larry Todd noted in 2007, in the context of the impending bicentenary of Mendelssohn's birth, "the intensifying revival of the composer's music over the past few decades", and that "his image has been largely rehabilitated, as musicians and scholars have returned to this paradoxically familiar but unfamiliar European classical composer, and have begun viewing him from new perspectives."
|
11,820 |
Fridtjof Nansen
| 1,172,311,155 |
Norwegian polar explorer (1861–1930)
|
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Fridtjof Wedel-Jarlsberg Nansen (; 10 October 1861 – 13 May 1930) was a Norwegian polymath and Nobel Peace Prize laureate. He gained prominence at various points in his life as an explorer, scientist, diplomat and humanitarian.
He led the team that made the first crossing of the Greenland interior in 1888, traversing the island on cross-country skis. He won international fame after reaching a record northern latitude of 86°14′ during his Fram expedition of 1893–1896. Although he retired from exploration after his return to Norway, his techniques of polar travel and his innovations in equipment and clothing influenced a generation of subsequent Arctic and Antarctic expeditions.
Nansen studied zoology at the Royal Frederick University in Christiania and later worked as a curator at the University Museum of Bergen where his research on the central nervous system of lower marine creatures earned him a doctorate and helped establish neuron doctrine. Later, neuroscientist Santiago Ramón y Cajal won the 1906 Nobel Prize in Medicine for his research on the same subject. After 1896 his main scientific interest switched to oceanography; in the course of his research he made many scientific cruises, mainly in the North Atlantic, and contributed to the development of modern oceanographic equipment.
As one of his country's leading citizens, in 1905 Nansen spoke out for the ending of Norway's union with Sweden, and was instrumental in persuading Prince Carl of Denmark to accept the throne of the newly independent Norway. Between 1906 and 1908 he served as the Norwegian representative in London, where he helped negotiate the Integrity Treaty that guaranteed Norway's independent status.
In the final decade of his life, Nansen devoted himself primarily to the League of Nations, following his appointment in 1921 as the League's High Commissioner for Refugees. In 1922 he was awarded the Nobel Peace Prize for his work on behalf of the displaced victims of World War I and related conflicts. Among the initiatives he introduced was the "Nansen passport" for stateless persons, a certificate that used to be recognized by more than 50 countries. He worked on behalf of refugees alongside Vidkun Quisling until his sudden death in 1930, after which the League established the Nansen International Office for Refugees to ensure that his work continued. This office received the Nobel Peace Prize in 1938. His name is commemorated in numerous geographical features, particularly in the polar regions.
## Family background and childhood
The Nansen family originated from Denmark.
Hans Nansen (1598–1667), a trader, was an early explorer of the White Sea region of the Arctic Ocean. In later life he settled in Copenhagen, becoming the city's borgmester in 1654. Later generations of the family lived in Copenhagen until the mid-18th century, when Ancher Antoni Nansen moved to Norway (then in a union with Denmark). His son, Hans Leierdahl Nansen (1764–1821), was a magistrate first in the Trondheim district, later in Jæren. After Norway's separation from Denmark in 1814, he entered national political life as the representative for Stavanger in the first Storting, and became a strong advocate of union with Sweden. After suffering a paralytic stroke in 1821 Hans Leierdahl Nansen died, leaving a four-year-old son, Baldur Fridtjof Nansen, the explorer's father.
Baldur was a lawyer without ambitions for public life, who became Reporter to the Supreme Court of Norway. He married twice, the second time to Adelaide Johanne Thekla Isidore Bølling Wedel-Jarlsberg from Bærum, a niece of Herman Wedel-Jarlsberg who had helped frame the Norwegian constitution of 1814 and was later the Swedish king's Norwegian Viceroy. Baldur and Adelaide settled at Store Frøen, an estate at Aker, a few kilometres north of Norway's capital city, Christiania (since renamed Oslo). The couple had three children; the first died in infancy, the second, born 10 October 1861, was Fridtjof Wedel-Jarlsberg Nansen.
Store Frøen's rural surroundings shaped the nature of Nansen's childhood. In the short summers the main activities were swimming and fishing, while in the autumn the chief pastime was hunting for game in the forests. The long winter months were devoted mainly to skiing, which Nansen began to practice at the age of two, on improvised skis. At the age of 10 he defied his parents and attempted the ski jump at the nearby Huseby installation. This exploit had near-disastrous consequences, as on landing the skis dug deep into the snow, pitching the boy forward: "I, head first, described a fine arc in the air ... [W]hen I came down again I bored into the snow up to my waist. The boys thought I had broken my neck, but as soon as they saw there was life in me ... a shout of mocking laughter went up." Nansen's enthusiasm for skiing was undiminished, though as he records, his efforts were overshadowed by those of the skiers from the mountainous region of Telemark, where a new style of skiing was being developed. "I saw this was the only way", wrote Nansen later.
At school, Nansen worked adequately without showing any particular aptitude. Studies took second place to sports, or to expeditions into the forests where he would live "like Robinson Crusoe" for weeks at a time. Through such experiences Nansen developed a marked degree of self-reliance. He became an accomplished skier and a highly proficient skater. Life was disrupted when, in the summer of 1877, Adelaide Nansen died suddenly. Distressed, Baldur Nansen sold the Store Frøen property and moved with his two sons to Christiania. Nansen's sporting prowess continued to develop; at 18 he broke the world one-mile (1.6 km) skating record, and in the following year won the national cross-country skiing championship, a feat he would repeat on 11 subsequent occasions.
## Student and adventurer
In 1880 Nansen passed his university entrance examination, the examen artium. He decided to study zoology, claiming later that he chose the subject because he thought it offered the chance of a life in the open air. He began his studies at the Royal Frederick University in Christiania early in 1881.
Early in 1882 Nansen took "...the first fatal step that led me astray from the quiet life of science." Professor Robert Collett of the university's zoology department proposed that Nansen take a sea voyage, to study Arctic zoology at first hand. Nansen was enthusiastic, and made arrangements through a recent acquaintance, Captain Axel Krefting, commander of the sealer Viking. The voyage began on 11 March 1882 and extended over the following five months. In the weeks before sealing started, Nansen was able to concentrate on scientific studies. From water samples he showed that, contrary to previous assumption, sea ice forms on the surface of the water rather than below. His readings also demonstrated that the Gulf Stream flows beneath a cold layer of surface water. Through the spring and early summer Viking roamed between Greenland and Spitsbergen in search of seal herds. Nansen became an expert marksman, and on one day proudly recorded that his team had shot 200 seals. In July, Viking became trapped in the ice close to an unexplored section of the Greenland coast; Nansen longed to go ashore, but this was impossible. However, he began to develop the idea that the Greenland icecap might be explored, or even crossed. On 17 July the ship broke free from the ice, and early in August was back in Norwegian waters.
Nansen did not resume formal studies at the university. Instead, on Collett's recommendation, he accepted a post as curator in the zoological department of the Bergen Museum. He was to spend the next six years of his life there—apart from a six-month sabbatical tour of Europe—working and studying with leading figures such as Gerhard Armauer Hansen, the discoverer of the leprosy bacillus, and Daniel Cornelius Danielssen, the museum's director who had turned it from a backwater collection into a centre of scientific research and education. Nansen's chosen area of study was the then relatively unexplored field of neuroanatomy, specifically the central nervous system of lower marine creatures. Before leaving for his sabbatical in February 1886 he published a paper summarising his research to date, in which he stated that "anastomoses or unions between the different ganglion cells" could not be demonstrated with certainty. This unorthodox view was confirmed by the simultaneous research of the embryologist Wilhelm His and the psychiatrist August Forel. Nansen is considered the first Norwegian defender of the neuron theory, originally proposed by Santiago Ramón y Cajal. His subsequent paper, The Structure and Combination of Histological Elements of the Central Nervous System, published in 1887, became his doctoral thesis.
## Crossing of Greenland
### Planning
The idea of an expedition across the Greenland icecap grew in Nansen's mind throughout his Bergen years. In 1887, after the submission of his doctoral thesis, he finally began organising this project. Before then, the two most significant penetrations of the Greenland interior had been those of Adolf Erik Nordenskiöld in 1883, and Robert Peary in 1886. Both had set out from Disko Bay on the western coast, and had travelled about 160 kilometres (100 mi) eastward before turning back. By contrast, Nansen proposed to travel from east to west, ending rather than beginning his trek at Disko Bay. A party setting out from the inhabited west coast would, he reasoned, have to make a return trip, as no ship could be certain of reaching the dangerous east coast and picking them up. By starting from the east—assuming that a landing could be made there—Nansen's would be a one-way journey towards a populated area. The party would have no line of retreat to a safe base; the only way to go would be forward, a situation that fitted Nansen's philosophy completely.
Nansen rejected the complex organisation and heavy manpower of other Arctic ventures, and instead planned his expedition for a small party of six. Supplies would be manhauled on specially designed lightweight sledges. Much of the equipment, including sleeping bags, clothing and cooking stoves, also needed to be designed from scratch. These plans received a generally poor reception in the press; one critic had no doubt that "if [the] scheme be attempted in its present form ... the chances are ten to one that he will ... uselessly throw his own and perhaps others' lives away". The Norwegian parliament refused to provide financial support, believing that such a potentially risky undertaking should not be encouraged. The project was eventually launched with a donation from a Danish businessman, Augustin Gamél; the rest came mainly from small contributions from Nansen's countrymen, through a fundraising effort organised by students at the university.
Despite the adverse publicity, Nansen received numerous applications from would-be adventurers. He wanted expert skiers, and attempted to recruit from the skiers of Telemark, but his approaches were rebuffed. Nordenskiöld had advised Nansen that Sami people, from Finnmark in the far north of Norway, were expert snow travellers, so Nansen recruited a pair, Samuel Balto and Ole Nielsen Ravna. The remaining places went to Otto Sverdrup, a former sea-captain who had more recently worked as a forester; Oluf Christian Dietrichson, an army officer, and Kristian Kristiansen, an acquaintance of Sverdrup's. All had experience of outdoor life in extreme conditions, and were experienced skiers. Just before the party's departure, Nansen attended a formal examination at the university, which had agreed to receive his doctoral thesis. In accordance with custom he was required to defend his work before appointed examiners acting as "devil's advocates". He left before knowing the outcome of this process.
### Expedition
The sealer Jason picked up Nansen's party on 3 June 1888 from the Icelandic port of Ísafjörður. They sighted the Greenland coast a week later, but thick pack ice hindered progress. With the coast still 20 kilometres (12 mi) away, Nansen decided to launch the small boats. They were within sight of Sermilik Fjord on 17 July; Nansen believed it would offer a route up the icecap.
The expedition left Jason "in good spirits and with the highest hopes of a fortunate result." Days of extreme frustration followed as they drifted south. Weather and sea conditions prevented them from reaching the shore. They spent most time camping on the ice itself—it was too dangerous to launch the boats.
By 29 July, they found themselves 380 kilometres (240 mi) south of the point where they left the ship. That day they finally reached land but were too far south to begin the crossing. Nansen ordered the team back into the boats after a brief rest and to begin rowing north. The party battled northward along the coast through the ice floes for the next 12 days. They encountered a large Eskimo encampment on the first day, near Cape Steen Bille. Occasional contacts with the nomadic native population continued as the journey progressed.
The party reached Umivik Bay on 11 August, after covering 200 kilometres (120 mi). Nansen decided they needed to begin the crossing. Although they were still far south of his intended starting place; the season was becoming too advanced. After they landed at Umivik, they spent the next four days preparing for their journey. They set out on the evening of 15 August, heading north-west towards Christianhaab on the western shore of Disko Bay—600 kilometres (370 mi) away.
Over the next few days, the party struggled to ascend. The inland ice had a treacherous surface with many hidden crevasses and the weather was bad. Progress stopped for three days because of violent storms and continuous rain one time. The last ship was due to leave Christianhaab by mid-September. They would not be able to reach it in time, Nansen concluded on 26 August. He ordered a change of course due west, towards Godthaab; a shorter journey by at least 150 kilometres (93 mi). The rest of the party, according to Nansen, "hailed the change of plan with acclamation."
They continued climbing until 11 September and reached a height of 2,719 metres (8,921 ft) above sea level. Temperatures on the icecap summit of the icecap dropped to −45 °C (−49 °F) at night. From then on the downward slope made travelling easier. Yet, the terrain was rugged and the weather remained hostile. Progress was slow: fresh snowfalls made dragging the sledges like pulling them through sand.
On 26 September, they battled their way down the edge of a fjord westward towards Godthaab. Sverdrup constructed a makeshift boat out of parts of the sledges, willows, and their tent. Three days later, Nansen and Sverdrup began the last stage of the journey; rowing down the fjord.
On 3 October, they reached Godthaab, where the Danish town representative greeted them. He first informed Nansen that he secured his doctorate, a matter that "could not have been more remote from [Nansen's] thoughts at that moment." The team accomplished their crossing in 49 days. Throughout the journey, they maintained meteorological and geographical and other records relating to the previously unexplored interior.
The rest of the team arrived in Godthaab on 12 October. Nansen soon learned no ship was likely to call at Godthaab until the following spring. Still, they were able to send letters back to Norway via a boat leaving Ivigtut at the end of October. He and his party spent the next seven months in Greenland. On 15 April 1889, the Danish ship Hvidbjørnen finally entered the harbour. Nansen recorded: "It was not without sorrow that we left this place and these people, among whom we had enjoyed ourselves so well."
## Interlude and marriage
Hvidbjørnen reached Copenhagen on 21 May 1889. News of the crossing had preceded its arrival, and Nansen and his companions were feted as heroes. This welcome, however, was dwarfed by the reception in Christiania a week later, when crowds of between thirty and forty thousand—a third of the city's population—thronged the streets as the party made its way to the first of a series of receptions. The interest and enthusiasm generated by the expedition's achievement led directly to the formation that year of the Norwegian Geographical Society.
Nansen accepted the position of curator of the Royal Frederick University's zoology collection, a post which carried a salary but involved no duties; the university was satisfied by the association with the explorer's name. Nansen's main task in the following weeks was writing his account of the expedition, but he found time late in June to visit London, where he met the Prince of Wales (the future Edward VII), and addressed a meeting of the Royal Geographical Society (RGS).
The RGS president, Sir Mountstuart Elphinstone Grant Duff, said that Nansen has claimed "the foremost place amongst northern travellers", and later awarded him the Society's prestigious Patron's Medal. This was one of many honours Nansen received from institutions all over Europe. He was invited by a group of Australians to lead an expedition to Antarctica, but declined, believing that Norway's interests would be better served by a North Pole conquest.
On 11 August 1889 Nansen announced his engagement to Eva Sars, the daughter of Michael Sars, a zoology professor who had died when Eva was 11 years old. The couple had met some years previously, at the skiing resort of Frognerseteren, where Nansen recalled seeing "two feet sticking out of the snow". Eva was three years older than Nansen, and despite the evidence of this first meeting, was an accomplished skier. She was also a celebrated classical singer who had been coached in Berlin by Désirée Artôt, one-time paramour of Tchaikovsky. The engagement surprised many; since Nansen had previously expressed himself forcefully against the institution of marriage, Otto Sverdrup assumed he had read the message wrongly. The wedding took place on 6 September 1889, less than a month after the engagement.
## Fram expedition
### Planning
Nansen first began to consider the possibility of reaching the North Pole after reading meteorologist Henrik Mohn's theory on transpolar drift in 1884. Artefacts found on the coast of Greenland were identified to have come from the Jeannette expedition. In June 1881, USS Jeannette was crushed and sunk off the Siberian coast—the opposite side of the Arctic Ocean. Mohn surmised the location of the artefacts indicated the existence of an ocean current from east to west, all the way across the polar sea and possibly over the pole itself.
The idea remained fixated in Nansen's mind for the next couple of years. He developed a detailed plan for a polar venture after his triumphant return from Greenland. He made his idea public in February 1890, at a meeting of the newly formed Norwegian Geographical Society. Previous expeditions, he argued, approached the North Pole from the west and failed because they were working against the prevailing east–west current; the secret was to work with the current.
A workable plan would require a sturdy and manoeuvrable small ship, capable of carrying fuel and provisions for twelve men for five years. This ship would enter the ice pack close to the approximate location of Jeannette's sinking, drifting west with the current towards the pole and beyond it—eventually reaching the sea between Greenland and Spitsbergen.
Experienced polar explorers were dismissive: Adolphus Greely called the idea "an illogical scheme of self-destruction". Equally dismissive were Sir Allen Young, a veteran of the searches for Franklin's lost expedition, and Sir Joseph Dalton Hooker, who had sailed to the Antarctic on the Ross expedition. Nansen still managed to secure a grant from the Norwegian parliament after an impassioned speech. Additional funding was secured through a national appeal for private donations.
### Preparations
Nansen chose naval engineer Colin Archer to design and build a ship. Archer designed an extraordinarily sturdy vessel with an intricate system of crossbeams and braces of the toughest oak timbers. Its rounded hull was designed to push the ship upwards when beset by pack ice. Speed and manoeuvrability were to be secondary to its ability as a safe and warm shelter during their predicted confinement.
The length-to-beam ratio—39-metre-long (128 ft) and 11-metre-wide (36 ft)—gave it a stubby appearance, justified by Archer: "A ship that is built with exclusive regard to its suitability for [Nansen's] object must differ essentially from any known vessel." It was christened Fram and launched on 6 October 1892.
Nansen selected a party of twelve from thousands of applicants. Otto Sverdrup, who took part in Nansen's earlier Greenland expedition was appointed as the expedition's second-in-command. Competition was so fierce that army lieutenant and dog-driving expert Hjalmar Johansen signed on as ship's stoker, the only position still available.
### Into the ice
Fram left Christiania on 24 June 1893, cheered on by thousands of well-wishers. After a slow journey around the coast, the final port of call was Vardø, in the far north-east of Norway. Fram left Vardø on 21 July, following the North-East Passage route pioneered by Nordenskiöld in 1878–1879, along the northern coast of Siberia. Progress was impeded by fog and ice conditions in the mainly uncharted seas.
The crew also experienced the dead water phenomenon, where a ship's forward progress is impeded by friction caused by a layer of fresh water lying on top of heavier salt water. Nevertheless, Cape Chelyuskin, the most northerly point of the Eurasian continental mass, was passed on 10 September.
Heavy pack ice was sighted ten days later at around latitude 78°N, as Fram approached the area in which USS Jeannette was crushed. Nansen followed the line of the pack northwards to a position recorded as , before ordering engines stopped and the rudder raised. From this point Fram's drift began. The first weeks in the ice were frustrating, as the drift moved unpredictably; sometimes north, sometimes south.
By 19 November, Fram's latitude was south of that at which she had entered the ice. Only after the turn of the year, in January 1894, did the northerly direction become generally settled; the 80°N mark was finally passed on 22 March. Nansen calculated that, at this rate, it might take the ship five years to reach the pole. As the ship's northerly progress continued at a rate rarely above a kilometre and a half per day, Nansen began privately to consider a new plan—a dog sledge journey towards the pole. With this in mind, he began to practice dog-driving, making many experimental journeys over the ice.
In November, Nansen announced his plan: when the ship passed latitude 83°N, he and Hjalmar Johansen would leave the ship with the dogs and make for the pole while Fram, under Sverdrup, continued its drift until it emerged from the ice in the North Atlantic. After reaching the pole, Nansen and Johansen would make for the nearest known land, the recently discovered and sketchily mapped Franz Josef Land. They would then cross to Spitzbergen where they would find a ship to take them home.
The crew spent the rest of the winter of 1894 preparing clothing and equipment for the forthcoming sledge journey. Kayaks were built, to be carried on the sledges until needed for the crossing of open water. Preparations were interrupted early in January when violent tremors shook the ship. The crew disembarked, fearing the vessel would be crushed, but Fram proved herself equal to the danger. On 8 January 1895, the ship's position was 83°34′N, above Greely's previous record of 83°24′N.
### Dash for the pole
With the ship's latitude at 84°4′N and after two false starts, Nansen and Johansen began their journey on 14 March 1895. Nansen allowed 50 days to cover the 356 nautical miles (660 km; 410 mi) to the pole, an average daily journey of seven nautical miles (13 km; 8 mi). After a week of travel, a sextant observation indicated they averaged nine nautical miles (17 km; 10 mi) per day, which put them ahead of schedule. However, uneven surfaces made skiing more difficult, and their speeds slowed. They also realised they were marching against a southerly drift, and that distances travelled did not necessarily equate to distance progressed.
On 3 April, Nansen began to doubt whether the pole was attainable. Unless their speed improved, their food would not last them to the pole and back to Franz Josef Land. He confided in his diary: "I have become more and more convinced we ought to turn before time." Four days later, after making camp, he observed the way ahead was "... a veritable chaos of iceblocks stretching as far as the horizon." Nansen recorded their latitude as 86°13′6′′N—almost three degrees beyond the previous record—and decided to turn around and head back south.
### Retreat
At first Nansen and Johansen made good progress south, but suffered a serious setback on 13 April, when in his eagerness to break camp, they had forgotten to wind their chronometers, which made it impossible to calculate their longitude and accurately navigate to Franz Josef Land. They restarted the watches based on Nansen's guess they were at 86°E. From then on they were uncertain of their true position. The tracks of an Arctic fox were observed towards the end of April. It was the first trace of a living creature other than their dogs since they left Fram. They soon saw bear tracks and by the end of May saw evidence of nearby seals, gulls and whales.
On 31 May, Nansen calculated they were only 50 nautical miles (93 km; 58 mi) from Cape Fligely, Franz Josef Land's northernmost point. Travel conditions worsened as increasingly warmer weather caused the ice to break up. On 22 June, the pair decided to rest on a stable ice floe while they repaired their equipment and gathered strength for the next stage of their journey. They remained on the floe for a month.
The day after leaving this camp, Nansen recorded: "At last the marvel has come to pass—land, land, and after we had almost given up our belief in it!" Whether this still-distant land was Franz Josef Land or a new discovery they did not know—they had only a rough sketch map to guide them. The edge of the pack ice was reached on 6 August and they shot the last of their dogs—the weakest of which they killed regularly to feed the others since 24 April. The two kayaks were lashed together, a sail was raised, and they made for the land.
It soon became clear this land was part of an archipelago. As they moved southwards, Nansen tentatively identified a headland as Cape Felder on the western edge of Franz Josef Land. Towards the end of August, as the weather grew colder and travel became increasingly difficult, Nansen decided to camp for the winter. In a sheltered cove, with stones and moss for building materials, the pair erected a hut which was to be their home for the next eight months. With ready supplies of bear, walrus and seal to keep their larder stocked, their principal enemy was not hunger but inactivity. After muted Christmas and New Year celebrations, in slowly improving weather, they began to prepare to leave their refuge, but it was 19 May 1896 before they were able to resume their journey.
### Rescue and return
On 17 June, during a stop for repairs after the kayaks had been attacked by a walrus, Nansen thought he heard a dog barking as well as human voices. He went to investigate, and a few minutes later saw the figure of a man approaching. It was the British explorer Frederick Jackson, who was leading an expedition to Franz Josef Land and was camped at Cape Flora on nearby Northbrook Island. The two were equally astonished by their encounter; after some awkward hesitation Jackson asked: "You are Nansen, aren't you?", and received the reply "Yes, I am Nansen."
Johansen was picked up and the pair were taken to Cape Flora where, during the following weeks, they recuperated from their ordeal. Nansen later wrote that he could "still scarcely grasp" their sudden change of fortune; had it not been for the walrus attack that caused the delay, the two parties might have been unaware of each other's existence.
On 7 August, Nansen and Johansen boarded Jackson's supply ship Windward, and sailed for Vardø where they arrived on the 13th. They were greeted by Hans Mohn, the originator of the polar drift theory, who was in the town by chance. The world was quickly informed by telegram of Nansen's safe return, but as yet there was no news of Fram.
Taking the weekly mail steamer south, Nansen and Johansen reached Hammerfest on 18 August, where they learned that Fram had been sighted. She had emerged from the ice north and west of Spitsbergen, as Nansen had predicted, and was now on her way to Tromsø. She had not passed over the pole, nor exceeded Nansen's northern mark. Without delay Nansen and Johansen sailed for Tromsø, where they were reunited with their comrades.
The homeward voyage to Christiania was a series of triumphant receptions at every port. On 9 September, Fram was escorted into Christiania's harbour and welcomed by the largest crowds the city had ever seen. The crew were received by King Oscar, and Nansen, reunited with family, remained at the palace for several days as special guests. Tributes arrived from all over the world; typical was that from the British mountaineer Edward Whymper, who wrote that Nansen had made "almost as great an advance as has been accomplished by all other voyages in the nineteenth century put together".
## National figure
### Scientist and polar oracle
Nansen's first task on his return was to write his account of the voyage. This he did remarkably quickly, producing 300,000 words of Norwegian text by November 1896; the English translation, titled Farthest North, was ready in January 1897. The book was an instant success, and secured Nansen's long-term financial future. Nansen included without comment the one significant adverse criticism of his conduct, that of Greely, who had written in Harper's Weekly on Nansen's decision to leave Fram and strike for the pole: "It passes comprehension how Nansen could have thus deviated from the most sacred duty devolving on the commander of a naval expedition."
During the 20 years following his return from the Arctic, Nansen devoted most of his energies to scientific work. In 1897 he accepted a professorship in zoology at the Royal Frederick University, which gave him a base from which he could tackle the major task of editing the reports of the scientific results of the Fram expedition. This was a much more arduous task than writing the expedition narrative. The results were eventually published in six volumes, and according to a later polar scientist, Robert Rudmose-Brown, "were to Arctic oceanography what the Challenger expedition results had been to the oceanography of other oceans."
In 1900, Nansen became director of the Christiania-based International Laboratory for North Sea Research, and helped found the International Council for the Exploration of the Sea. Through his connection with the latter body, in the summer of 1900 Nansen embarked on his first visit to Arctic waters since the Fram expedition, a cruise to Iceland and Jan Mayen Land on the oceanographic research vessel Michael Sars, named after Eva's father. Shortly after his return he learned that his Farthest North record had been passed, by members of the Duke of the Abruzzi's Italian expedition. They had reached 86°34′N on 24 April 1900, in an attempt to reach the North Pole from Franz Josef Land. Nansen received the news philosophically: "What is the value of having goals for their own sake? They all vanish ... it is merely a question of time."
Nansen was now considered an oracle by all would-be explorers of the north and south polar regions. Abruzzi had consulted him, as had the Belgian Adrien de Gerlache, each of whom took expeditions to the Antarctic. Although Nansen refused to meet his own countryman and fellow-explorer Carsten Borchgrevink (whom he considered a fraud), he gave advice to Robert Falcon Scott on polar equipment and transport, prior to the 1901–04 Discovery expedition. At one point Nansen seriously considered leading a South Pole expedition himself, and asked Colin Archer to design two ships. However, these plans remained on the drawing board.
By 1901 Nansen's family had expanded considerably. A daughter, Liv, had been born just before Fram set out; a son, Kåre was born in 1897 followed by a daughter, Irmelin, in 1900 and a second son Odd in 1901. The family home, which Nansen had built in 1891 from the profits of his Greenland expedition book, was now too small. Nansen acquired a plot of land in the Lysaker district and built, substantially to his own design, a large and imposing house which combined some of the characteristics of an English manor house with features from the Italian renaissance.
The house was ready for occupation by April 1902; Nansen called it Polhøgda (in English "polar heights"), and it remained his home for the rest of his life. A fifth and final child, son Asmund, was born at Polhøgda in 1903.
### Politician and diplomat
The union between Norway and Sweden, imposed by the Great Powers in 1814, had been under considerable strain through the 1890s, the chief issue in question being Norway's rights to its own consular service. Nansen, although not by inclination a politician, had spoken out on the issue on several occasions in defence of Norway's interests. As of 1898 Nansen was among the contributors of Ringeren, an anti-Union magazine established by Sigurd Ibsen. It seemed, early in the 20th century that agreement between the two countries might be possible, but hopes were dashed when negotiations broke down in February 1905. The Norwegian government fell, and was replaced by one led by Christian Michelsen, whose programme was one of separation from Sweden.
In February and March Nansen published a series of newspaper articles which placed him firmly in the separatist camp. The new prime minister wanted Nansen in the cabinet, but Nansen had no political ambitions. However, at Michelsen's request he went to Berlin and then to London where, in a letter to The Times, he presented Norway's legal case for a separate consular service to the English-speaking world. On 17 May 1905, Norway's Constitution Day, Nansen addressed a large crowd in Christiania, saying: "Now have all ways of retreat been closed. Now remains only one path, the way forward, perhaps through difficulties and hardships, but forward for our country, to a free Norway". He also wrote a book, Norway and the Union with Sweden, to promote Norway's case abroad.
On 23 May the Storting passed the Consulate Act establishing a separate consular service. King Oscar refused his assent; on 27 May the Norwegian cabinet resigned, but the king would not recognise this step. On 7 June the Storting unilaterally announced that the union with Sweden was dissolved. In a tense situation the Swedish government agreed to Norway's request that the dissolution should be put to a referendum of the Norwegian people. This was held on 13 August 1905 and resulted in an overwhelming vote for independence, at which point King Oscar relinquished the crown of Norway while retaining the Swedish throne. A second referendum, held in November, determined that the new independent state should be a monarchy rather than a republic. In anticipation of this, Michelsen's government had been considering the suitability of various princes as candidates for the Norwegian throne. Faced with King Oscar's refusal to allow anyone from his own House of Bernadotte to accept the crown, the favoured choice was Prince Charles of Denmark. In July 1905 Michelsen sent Nansen to Copenhagen on a secret mission to persuade Charles to accept the Norwegian throne. Nansen was successful; shortly after the second referendum Charles was proclaimed king, taking the name Haakon VII. He and his wife, the British princess Maud, were crowned in the Nidaros Cathedral in Trondheim on 22 June 1906.
In April 1906 Nansen was appointed Norway's first Minister in London. His main task was to work with representatives of the major European powers on an Integrity Treaty which would guarantee Norway's position. Nansen was popular in England, and got on well with King Edward, though he found court functions and diplomatic duties disagreeable; "frivolous and boring" was his description. However, he was able to pursue his geographical and scientific interests through contacts with the Royal Geographical Society and other learned bodies. The Treaty was signed on 2 November 1907, and Nansen considered his task complete. Resisting the pleas of, among others, King Edward that he should remain in London, on 15 November Nansen resigned his post. A few weeks later, still in England as the king's guest at Sandringham, Nansen received word that Eva was seriously ill with pneumonia. On 8 December he set out for home, but before he reached Polhøgda he learned, from a telegram, that Eva had died.
### Oceanographer and traveller
After a period of mourning, Nansen returned to London. He had been persuaded by his government to rescind his resignation until after King Edward's state visit to Norway in April 1908. His formal retirement from the diplomatic service was dated 1 May 1908, the same day on which his university professorship was changed from zoology to oceanography. This new designation reflected the general character of Nansen's more recent scientific interests.
In 1905, he had supplied the Swedish physicist Walfrid Ekman with the data which established the principle in oceanography known as the Ekman spiral. Based on Nansen's observations of ocean currents recorded during the Fram expedition, Ekman concluded that the effect of wind on the sea's surface produced currents which "formed something like a spiral staircase, down towards the depths".
In 1909 Nansen combined with Bjørn Helland-Hansen to publish an academic paper, The Norwegian Sea: its Physical Oceanography, based on the Michael Sars voyage of 1900. Nansen had by now retired from polar exploration, the decisive step being his release of Fram to fellow Norwegian Roald Amundsen, who was planning a North Pole expedition. When Amundsen made his controversial change of plan and set out for the South Pole, Nansen stood by him.
Between 1910 and 1914, Nansen participated in several oceanographic voyages. In 1910, aboard the Norwegian naval vessel Fridtjof, he carried out researches in the northern Atlantic, and in 1912 he took his own yacht, Veslemøy, to Bear Island and Spitsbergen. The main objective of the Veslemøy cruise was the investigation of salinity in the North Polar Basin. One of Nansen's lasting contributions to oceanography was his work designing instruments and equipment; the "Nansen bottle" for taking deep water samples remained in use into the 21st century, in a version updated by Shale Niskin.
At the request of the Royal Geographical Society, Nansen began work on a study of Arctic discoveries, which developed into a two-volume history of the exploration of the northern regions up to the beginning of the 16th century. This was published in 1911 as Nord i Tåkeheimen ("In Northern Mists"). That year he renewed an acquaintance with Kathleen Scott, wife of Robert Falcon Scott, whose Terra Nova Expedition had sailed for Antarctica in 1910.
Biographer Roland Huntford has claimed that Nansen and Kathleen Scott had a brief affair. Louisa Young, in her biography of Lady Scott, rejects the claim. Many women were attracted to Nansen, and he had a reputation as a womaniser. His personal life was troubled around this time; in January 1913 he received news of the suicide of Hjalmar Johansen, who had returned in disgrace from Amundsen's successful South Pole expedition. In March 1913, Nansen's youngest son Asmund died after a long illness.
In the summer of 1913, Nansen travelled to the Kara Sea, by the invitation of Jonas Lied, as part of a delegation investigating a possible trade route between Western Europe and the Siberian interior. The party then took a steamer up the Yenisei River to Krasnoyarsk, and travelled on the Trans-Siberian Railway to Vladivostok before turning for home. Nansen published a report from the trip in Through Siberia. The life and culture of the Russian peoples aroused in Nansen an interest and sympathy he would carry through to his later life. Immediately before the First World War, Nansen joined Helland-Hansen in an oceanographical cruise in eastern Atlantic waters.
### Statesman and humanitarian
#### League of Nations
On the outbreak of war in 1914, Norway declared its neutrality, alongside Sweden and Denmark. Nansen was appointed as the president of the Norwegian Union of Defence, but had few official duties, and continued with his professional work as far as circumstances permitted. As the war progressed, the loss of Norway's overseas trade led to acute shortages of food in the country, which became critical in April 1917, when the United States entered the war and placed extra restrictions on international trade. Nansen was dispatched to Washington by the Norwegian government; after months of discussion, he secured food and other supplies in return for the introduction of a rationing system. When his government hesitated over the deal, he signed the agreement on his own initiative.
Within a few months of the war's end in November 1918, a draft agreement had been accepted by the Paris Peace Conference to create a League of Nations, as a means of resolving disputes between nations by peaceful means. The foundation of the League at this time was providential as far as Nansen was concerned, giving him a new outlet for his restless energy. He became president of the Norwegian League of Nations Society, and although the Scandinavian nations with their traditions of neutrality initially held themselves aloof, his advocacy helped to ensure that Norway became a full member of the League in 1920, and he became one of its three delegates to the League's General Assembly.
In April 1920, at the League's request, Nansen began organising the repatriation of around half a million prisoners of war, stranded in various parts of the world. Of these, 300,000 were in Russia which, gripped by revolution and civil war, had little interest in their fate. Nansen was able to report to the Assembly in November 1920 that around 200,000 men had been returned to their homes. "Never in my life", he said, "have I been brought into touch with so formidable an amount of suffering."
Nansen continued this work for a further two years until, in his final report to the Assembly in 1922, he was able to state that 427,886 prisoners had been repatriated to around 30 different countries. In paying tribute to his work, the responsible committee recorded that the story of his efforts "would contain tales of heroic endeavour worthy of those in the accounts of the crossing of Greenland and the great Arctic voyage."
### Nansen Mission
The Nansen Mission is the colloquial term used by inhabitants of former Soviet Socialist Republics to describe the series of humanitarian initiatives undertaken by the International Committee of the Red Cross and headed by Fridtjof Nansen. This international effort included the involvement of the Swiss, Swedish, Dutch, Danish, Norwegian and German branches of the Red Cross, the Swiss and Italian Children's Aids, the Seventh-day Adventist Society, as well as many other organisations. The mobilisation effort began in August 1921 and the first programmes in Russia began soon after, with the signing of an agreement of assistance between Nansen and Georgy Chicherin, which provided aid to mitigate starvation in Russia and Ukraine.
#### Russian famine
Even before this work was complete, Nansen was involved in a further humanitarian effort. On 1 September 1921, prompted by the British delegate Philip Noel-Baker, he accepted the post of the League's High Commissioner for Refugees. His main brief was the resettlement of around two million Russian refugees displaced by the upheavals of the Russian Revolution.
At the same time he tried to tackle the urgent problem of famine in Russia; following a widespread failure of crops around 30 million people were threatened with starvation and death. Despite Nansen's pleas on behalf of the starving, Russia's revolutionary government was feared and distrusted internationally, and the League was reluctant to come to its peoples' aid. Nansen had to rely largely on fundraising from private organisations, and his efforts met with limited success. Later he was to express himself bitterly on the matter:
> "There was in various transatlantic countries such an abundance of maize, that the farmers had to burn it as fuel in their railway engines. At the same time, the ships in Europe were idle, for there were no cargoes. Simultaneously there were thousands, nay millions of unemployed. All this, while thirty million people in the Volga region—not far away and easily reached by our ships—were allowed to starve and die. The politicians of the world at large, except in the United States, were trying to find an excuse for doing nothing on the pretext that it was the Russians' own fault – a result of the Bolshevik system."
A major problem impeding Nansen's work on behalf of refugees was that most of them lacked documentary proof of identity or nationality. Without legal status in their country of refuge, their lack of papers meant they were unable to go anywhere else. To overcome this, Nansen devised a document that became known as the "Nansen passport", a form of identity for stateless persons that was in time recognised by more than 50 governments, and which allowed refugees to cross borders legally. Although the passport was created initially for refugees from Russia, it was extended to cover other groups.
While attending the Conference of Lausanne in November 1922, Nansen learned that he had been awarded the Nobel Peace Prize for 1922. The citation referred to "his work for the repatriation of the prisoners of war, his work for the Russian refugees, his work to bring succour to the millions of Russians afflicted by famine, and finally his present work for the refugees in Asia Minor and Thrace". Nansen donated the prize money to international relief efforts.
#### Greco-Turkish resettlement
After the Greco-Turkish War of 1919–1922, Nansen travelled to Constantinople to negotiate the resettlement of hundreds of thousands of refugees, mainly ethnic Greeks who had fled from Turkey after the defeat of the Greek Army. The impoverished Greek state was unable to take them in, and so Nansen devised a scheme for a population exchange whereby half a million Turks in Greece were returned to Turkey, with full financial compensation, while further loans facilitated the absorption of the refugee Greeks into their homeland. Despite some controversy over the principle of a population exchange, the plan was implemented successfully over a period of several years.
#### Armenian genocide
From 1925 onwards, Nansen devoted much time trying to help Armenian refugees, victims of Armenian genocide at the hands of the Ottoman Empire during the First World War and further ill-treatment thereafter. His goal was the establishment of a national home for these refugees, within the borders of Soviet Armenia. His main assistant in this endeavour was Vidkun Quisling, the future Nazi collaborator and head of a Norwegian puppet government during the Second World War.
After visiting the region, Nansen presented the Assembly with a modest plan for the irrigation of 360 square kilometres (140 sq mi) on which 15,000 refugees could be settled. The plan ultimately failed, because even with Nansen's unremitting advocacy the money to finance the scheme was not forthcoming. Despite this failure, his reputation among the Armenian people remains high.
Nansen wrote Armenia and the Near East (1923) wherein he describes the plight of the Armenians in the wake of losing its independence to the Soviet Union. The book was translated into many languages. After his visit to Armenia, Nansen wrote two additional books: Across Armenia (1927) and Through the Caucasus to the Volga (1930).
Within the League's Assembly, Nansen spoke out on many issues besides those related to refugees. He believed that the Assembly gave the smaller countries such as Norway a "unique opportunity for speaking in the councils of the world." He believed that the extent of the League's success in reducing armaments would be the greatest test of its credibility. He was a signatory to the Slavery Convention of 25 September 1926, which sought to outlaw the use of forced labour. He supported a settlement of the post-war reparations issue and championed Germany's membership of the League, which was granted in September 1926 after intensive preparatory work by Nansen.
## Later life
On 17 January 1919 Nansen married Sigrun Munthe, a long-time friend with whom he had had a love affair in 1905, while Eva was still alive. The marriage was resented by the Nansen children, and proved unhappy; an acquaintance writing of them in the 1920s said Nansen appeared unbearably miserable and Sigrun steeped in hate.
Nansen's League of Nations commitments through the 1920s meant that he was mostly absent from Norway, and was able to devote little time to scientific work. Nevertheless, he continued to publish occasional papers. He entertained the hope that he might travel to the North Pole by airship, but could not raise sufficient funding. In any event he was forestalled in this ambition by Amundsen, who flew over the pole in Umberto Nobile's airship Norge in May 1926. Two years later Nansen broadcast a memorial oration to Amundsen, who had disappeared in the Arctic while organising a rescue party for Nobile whose airship had crashed during a second polar voyage. Nansen said of Amundsen: "He found an unknown grave under the clear sky of the icy world, with the whirring of the wings of eternity through space."
In 1926 Nansen was elected Rector of the University of St Andrews in Scotland, the first foreigner to hold this largely honorary position. He used the occasion of his inaugural address to review his life and philosophy, and to deliver a call to the youth of the next generation. He ended:
> We all have a Land of Beyond to seek in our life—what more can we ask? Our part is to find the trail that leads to it. A long trail, a hard trail, maybe; but the call comes to us, and we have to go. Rooted deep in the nature of every one of us is the spirit of adventure, the call of the wild—vibrating under all our actions, making life deeper and higher and nobler.
Nansen largely avoided involvement in domestic Norwegian politics, but in 1924 he was persuaded by the long-retired former Prime Minister Christian Michelsen to take part in a new anti-communist political grouping, the Fatherland League. There were fears in Norway that should the Marxist-oriented Labour Party gain power it would introduce a revolutionary programme. At the inaugural rally of the League in Oslo (as Christiania had now been renamed), Nansen declared: "To talk of the right of revolution in a society with full civil liberty, universal suffrage, equal treatment for everyone ... [is] idiotic nonsense."
Following continued turmoil between the centre-right parties, there was even an independent petition in 1926 gaining some momentum that proposed for Nansen to head a centre-right national unity government on a balanced budget program, an idea he did not reject. He was the headline speaker at the single largest Fatherland League rally with 15,000 attendees in Tønsberg in 1928. In 1929 he went on his final tour for the League on the ship Stella Polaris, holding speeches from Bergen to Hammerfest.
In between his various duties and responsibilities, Nansen had continued to take skiing holidays when he could. In February 1930, aged 68, he took a short break in the mountains with two old friends, who noted that Nansen was slower than usual and appeared to tire easily. On his return to Oslo he was laid up for several months, with influenza and later phlebitis, and was visited on his sickbed by King Haakon VII.
Nansen was a close friend of a clergyman named Wilhelm. Nansen himself was an atheist.
## Death and legacy
Nansen died of a heart attack on 13 May 1930. He was given a non-religious state funeral before cremation, after which his ashes were laid under a tree at Polhøgda. Nansen's daughter Liv recorded that there were no speeches, just music: Schubert's Death and the Maiden, which Eva used to sing.
In his lifetime and thereafter, Nansen received honours and recognition from many countries. Among the many tributes paid to him subsequently was that of Lord Robert Cecil, a fellow League of Nations delegate, who spoke of the range of Nansen's work, done with no regard for his own interests or health: "Every good cause had his support. He was a fearless peacemaker, a friend of justice, an advocate always for the weak and suffering."
Nansen was a pioneer and innovator in many fields. As a young man he embraced the revolution in skiing methods that transformed it from a means of winter travel to a universal sport, and quickly became one of Norway's leading skiers. He was later able to apply this expertise to the problems of polar travel, in both his Greenland and his Fram expeditions.
He invented the "Nansen sledge" with broad, ski-like runners, the "Nansen cooker" to improve the heat efficiency of the standard spirit stoves then in use, and the layer principle in polar clothing, whereby the traditionally heavy, awkward garments were replaced by layers of lightweight material. In science, Nansen is recognised both as one of the founders of modern neurology, and as a significant contributor to early oceanographical science, in particular for his work in establishing the Central Oceanographic Laboratory in Christiania.
Through his work on behalf of the League of Nations, Nansen helped to establish the principle of international responsibility for refugees. Immediately after his death the League set up the Nansen International Office for Refugees, a semi-autonomous body under the League's authority, to continue his work. The Nansen Office faced great difficulties, in part arising from the large numbers of refugees from the European dictatorships during the 1930s. Nevertheless, it secured the agreement of 14 countries (including a reluctant Great Britain) to the Refugee Convention of 1933.
It also helped to repatriate 10,000 Armenians to Yerevan in Soviet Armenia, and to find homes for a further 40,000 in Syria and Lebanon. In 1938, the year in which it was superseded by a wider-ranging body, the Nansen Office was awarded the Nobel Peace Prize. In 1954, the League's successor body, the United Nations, established the Nansen Medal, later named the Nansen Refugee Award, given annually by the United Nations High Commissioner for Refugees to an individual, group or organisation "for outstanding work on behalf of the forcibly displaced".
Numerous geographical features bear his name: the Nansen Basin and the Nansen-Gakkel Ridge in the Arctic Ocean; Mount Nansen in the Yukon region of Canada; Mount Nansen, Mount Fridtjof Nansen and Nansen Island, all in Antarctica; as well as Nansen Island in the Kara Sea, Nansen Land in Greenland and Nansen Island in Franz Josef Land; 853 Nansenia, an asteroid; Nansen crater at the Moon's north pole and Nansen crater on Mars. His Polhøgda mansion is now home to the Fridtjof Nansen Institute, an independent foundation which engages in research on environmental, energy and resource management politics.
A 1968 Norwegian/Soviet biographical film Just a Life: the Story of Fridtjof Nansen was released with Knut Wigert as Nansen.
The Royal Norwegian Navy launched the first of a series of five Fridtjof Nansen-class frigates in 2004, with as its lead ship. Cruise ship was launched in 2020.
## Orders and decorations
## Works
- Paa ski over Grønland. En skildring af Den norske Grønlands-ekspedition 1888–89. Aschehoug, Kristiania 1890. Tr. as The First Crossing of Greenland, 1890. (Reviewed in The Scientific Results of Dr. Nansen’s Expedition by James Geikie The Scottish Geographical Magazine, 1891).
- Eskimoliv. Aschehoug, Kristiania 1891. Tr. as Eskimo Life, (London: Longmans, Green & Co., 1893).
- Fram over Polhavet. Den norske polarfærd 1893–1896. Aschehoug, Kristiania 1897. Tr. as Farthest North, 1897.
- The Norwegian North Polar Expedition, 1893–1896; Scientific Results (6 volumes, 1901).
- Norge og foreningen med Sverige. Jacob Dybwads Forlag, Kristiania 1905. Tr. as Norway and the Union With Sweden, 1905.
- Northern Waters: Captain Roald Amundsen's Oceanographic Observations in the Arctic Seas in 1901. Jacob Dybwads Forlag, Kristiania, 1906.
- Nord i tåkeheimen. Utforskningen av jordens nordlige strøk i tidlige tider. Jacob Dybwads Forlag, Kristiania 1911. Tr. as In Northern Mists: Arctic Exploration in Early Times, 1911.
- Gjennem Sibirien. Jacob Dybwads forlag, Kristiania, 1914. Tr. as Through Siberia the Land of the Future, 1914.
- Frilufts-liv. Jacob Dybwads Forlag, Kristiania, 1916.
- En ferd til Spitsbergen. Jacob Dybwads Forlag, Kristiania, 1920.
- Rusland og freden. Jacob Dybwads Forlag, Kristiania, 1923.
- Blant sel og bjørn. Min første Ishavs-ferd. Jacob Dybwads Forlag, Kristiania, 1924.
- Gjennem Armenia. Jacob Dybwads Forlag, Oslo, 1927.
- Gjennem Kaukasus til Volga. Jacob Dybwads Forlag, Oslo, 1929. Tr. as Through The Caucasus To The Volga, 1931.
English translations
- Armenia and the Near East. Publisher: J.C. & A.L. Fawcett, Inc., New York, 1928. (excerpts).
## See also
- Arctic exploration
- List of polar explorers
- Nansen Ski Club
- Nansen Ski Jump
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Grim Fandango
| 1,169,882,481 | null |
[
"1998 video games",
"Adventure games",
"Android (operating system) games",
"D.I.C.E. Award for Adventure Game of the Year winners",
"Day of the Dead",
"Fiction about the afterlife",
"Games with tank controls",
"IOS games",
"Linux games",
"Lua (programming language)-scripted video games",
"LucasArts games",
"MacOS games",
"Magic realism",
"Neo-noir video games",
"Nintendo Switch games",
"PlayStation 4 games",
"PlayStation Network games",
"PlayStation Vita games",
"Point-and-click adventure games",
"Retrofuturistic video games",
"ScummVM-supported games",
"Single-player video games",
"Video games about death",
"Video games about skeletons",
"Video games developed in the United States",
"Video games scored by Peter McConnell",
"Video games set in the 1950s",
"Windows games",
"Xbox One games"
] |
Grim Fandango is a 1998 adventure game directed by Tim Schafer and developed and published by LucasArts for Microsoft Windows. It is the first adventure game by LucasArts to use 3D computer graphics overlaid on pre-rendered static backgrounds. As with other LucasArts adventure games, the player must converse with characters and examine, collect, and use objects to solve puzzles.
Grim Fandango is set in the Land of the Dead and the retro-futuristic version of the 1950s, through which recently departed souls, represented as calaca-like figures, travel before they reach their final destination. The story follows travel agent Manuel "Manny" Calavera as he attempts to save new arrival Mercedes "Meche" Colomar, a virtuous soul, on her journey. The game combines elements of the Aztec afterlife with film noir style, with influences including The Maltese Falcon, On the Waterfront and Casablanca.
Grim Fandango received praise for its art design and direction. It was selected for several awards and is often listed as one of the greatest video games of all time. However, it was a commercial failure and contributed towards LucasArts' decision to end adventure game development and the decline of the adventure game genre. The critical success of the 2012 video game, Telltale's The Walking Dead, was seen as constituting a revitalization of the adventure genre.
In 2014, with help from Sony, Schafer's studio Double Fine Productions acquired the Grim Fandango license following Disney's acquisition and closure of LucasArts as a video game developer the previous year. Double Fine produced a remastered version of the game, featuring improved character graphics, controls (including point and click), an orchestrated score, and directors' commentary. It was released for Windows, PlayStation 4, PlayStation Vita, OS X, and Linux in January 2015, for Android and iOS in May 2015, for Nintendo Switch in November 2018, and for Xbox One in October 2020.
## Gameplay
Grim Fandango is an adventure game, in which the player controls Manuel "Manny" Calavera (calavera being Spanish for 'skull') as he follows Mercedes "Meche" Colomar in the Underworld. The game uses the GrimE engine, pre-rendering static backgrounds from 3D models, while the main objects and characters are animated in 3D. Additionally, cutscenes in the game have also been pre-rendered in 3D. The player controls Manny's movements and actions with a keyboard, a joystick, or a gamepad. The remastered edition allows control via a mouse as well. Manny must collect objects that can be used with either other collectible objects, parts of the scenery, or with other people in the Land of the Dead in order to solve puzzles and progress in the game. The game lacks any type of HUD. Unlike the earlier 2D LucasArts games, the player is informed of objects or persons of interest not by text floating on the screen when the player passes a cursor over them, but instead by the fact that Manny will turn his head toward that object or person as he walks by. The player reviews the inventory of items that Manny has collected by watching him pull each item in and out of his coat jacket. Manny can engage in dialogue with other characters through conversation trees to gain hints of what needs to be done to solve the puzzles or to progress the plot. As in most LucasArts adventure games, the player can never die or otherwise get into a no-win situation (that prevents completion of the game).
## Synopsis
### Setting
Grim Fandango takes place in the Land of the Dead (the Eighth Underworld), where recently departed souls aim to make their way to the Land of Eternal Rest (the Ninth Underworld) on the Four Year Journey of the Soul. Good deeds in life are rewarded by access to better travel packages, provided by the Department of Death, to assist in making the journey (such as sports cars and luxury ocean cruises), the best of which is the Number Nine, an express train that takes four minutes to reach the gate to the Ninth Underworld. However, souls who did not lead a kind life are left to travel through the Land of the Dead on foot, which would take around four years. Such souls often lose faith in the existence of the Ninth Underworld and instead find jobs and stay in the Land of the Dead. The travel agents of the Department of Death act as the Grim Reaper to escort the souls from the Land of the Living to the Land of the Dead, and then determine which mode of transport the soul has merited. Each year on the Day of the Dead, these souls are allowed to visit their families in the Land of the Living.
The souls in the Land of the Dead appear as skeletal calaca figures. Alongside them are demons that have been summoned to help with the more mundane tasks of day-to-day life, such as vehicle maintenance and even drink service. The souls themselves can suffer death-within-death by being "sprouted", the result of being shot with "sproutella"-filled darts that cause flowers to grow out through bones, rapidly feeding off the calcium of the soul's skeleton. The ones who are sprouted are reincarnated. Many of the characters are Mexican and occasional Spanish words are interspersed into the English dialogue, resulting in Spanglish. Many of the characters smoke, following a film noir tradition; the manual asks players to consider that every smoker in the game is dead.
### Plot
The game is divided into four acts, each taking place on November 2 (the Day of the Dead) in four consecutive years. Manuel "Manny" Calavera is a travel agent at the Department of Death in the city of El Marrow, forced into his job to work off a debt "to the powers that be". Manny is frustrated with being assigned clients that must take the four-year journey due to their poor living choices and is threatened to be fired by his boss, Don Copal, if he does not come up with better clients. Manny steals a client, Mercedes "Meche" Colomar, from his successful co-worker Domino Hurley. The Department computers assign Meche to the four-year journey even though Manny believes she should have a guaranteed spot on the "Number Nine" luxury express train due to her pureness of heart in her life. When Manny went to his boss while asking Meche to wait for him fixing the issue, Meche starts her jorney on foot herself. Don Copal uses it as a reason to arrest Manny. Manny was freed from arrest and sprouting by Salvador "Sal" Limones, the leader of the small underground organization the Lost Souls Alliance (LSA), who warns him of Domino and Don rigging the system to deny many clients Double N tickets, hoarding them for the boss of the criminal underworld, Hector LeMans. LeMans then sells the tickets at an exorbitant price to those that can afford it. Sal recruits Manny to help LSA by setting up a system of pigeon mail and providing the group with biometrics of Manny in order to access the computer systems of the Department. Manny recognizes that he cannot stop Hector at present and instead, with the help of his driver and speed demon Glottis, he tries to find Meche on her journey in the nearby Petrified Forest. Manny arrives at the small port city of Rubacava and finds that he has beaten Meche there, and waits for her to arrive.
A year passes, and the city of Rubacava has grown. Manny now runs his own nightclub off a converted automat near the edge of the Forest. Manny sees Meche leaving the port with Domino, but when he tries to stop them, he himself was stopped by Meche. Manny learns from Olivia Ofrenda, the owner of the beatnik Blue Casket nightclub, that Don has been sprouted for letting the scandal be known.
Manny gives chase, manages to get on a board of leaving ship as a janitor, and a year later (after being promoted to a captain) tracks them to a coral mining plant on the Edge of the World. Domino has been holding Meche there as a trap to lure Manny. All of Domino's clients who had their tickets stolen are also being held there and used as slave labor, both to make a profit with the coral mining and as a way to keep Hector's scandal quiet. Domino tries to convince Manny to take over his position in the plant seeing as he has no alternative and can spend the rest of eternity with Meche but he refuses. After rescuing Meche, Manny defeats Domino by causing him to fall into a rock crusher. Manny, along with Meche, Glottis and a few of the souls being held at the plant then escape from the Edge of the World.
The three travel for another year until they reach the terminus for the Number Nine train before the Ninth Underworld. The Gate Keeper to the Ninth Underworld won't let the souls progress without their tickets, mistakenly believing they have sold them, and it's further revealed that a wicked soul that has either not paid off their debt or tried to cheat the Gate Keeper with a fake or stolen Double N Ticket to gain entrance to the Ninth Underworld will cause the express train to transform into the hell train (which sends all souls on board to hell). Meanwhile, Glottis has fallen deathly ill. Manny learns from demons stationed at the terminus that the only way to revive Glottis is to travel at high speeds to restore Glottis' purpose for being summoned. Manny and the others devise a makeshift fuel source to create a "rocket" train cart, quickly taking Manny and Meche back to Rubacava and saving Glottis' life. The three return to El Marrow, now found to be fully in Hector's control and renamed as Nuevo Marrow. Manny regroups with Sal and his expanded LSA and with the help of Olivia, who volunteered to join the gang earlier in Rubacava, and is able to learn about Hector's current activities. Further investigation reveals that Hector not only has been hoarding the Number Nine tickets, but has created counterfeit versions that he has sold to others while keeping the real tickets for himself in a desperate attempt to balance out his sinful life and get out of the Land of the Dead. Manny tries to confront Hector but is lured into another trap by Olivia, who is revealed to be Hector's girlfriend, who has also captured Sal, and is taken to Hector's greenhouse to be sprouted. Manny is able to defeat Hector after Sal sacrifices himself to prevent Olivia from interfering. Manny and Meche are able to find the real Double N tickets, including the one that Meche should have received. Manny makes sure the rest of the tickets are given to their rightful owners; in turn, he is granted his own ticket for his good deeds. Together, Manny and Meche board the Number Nine for their happy journey to the Ninth Underworld while Glottis who can't join them waves tearfully goodbye.
## Development
### Background and project inception
Grim Fandango's development was led by project leader Tim Schafer, co-designer of Day of the Tentacle and creator of Full Throttle and the more recent Psychonauts and Brütal Legend. Schafer had conceived a Day of the Dead-themed adventure before production of Full Throttle began, and he submitted both concepts to LucasArts for approval at the same time. Full Throttle was accepted instead because of its greater mainstream appeal; it became a hit and opened the way for Schafer to create Grim Fandango. Rogue Leaders: The Story of LucasArts noted that the pitching process for Grim Fandango was "a breeze" because of Schafer's earlier success, despite the new project's unusual theme.
Development began soon after the completion of Full Throttle in June 1995. Grim Fandango was an attempt by LucasArts to rejuvenate the graphic adventure genre, in decline by 1998. In response to complaints that Full Throttle was too short, Schafer set the goal of having twice as many puzzles as Full Throttle, which demanded a more lengthy and ambitious story to accommodate them. According to Schafer, the game was developed on a \$3 million budget. It was the first LucasArts adventure since Labyrinth not to use the SCUMM engine, instead using the Sith engine, pioneered by Jedi Knight: Dark Forces II, as the basis of the new GrimE engine. The GrimE engine was built using the scripting language Lua. This design decision was due to LucasArts programmer Bret Mogilefsky's interest in the language, and is considered one of the first uses of Lua in gaming applications. The game's success led to the language's use in many other games and applications, including Escape from Monkey Island and Baldur's Gate.
### 3D design
Grim Fandango mixed static pre-rendered background images with 3D characters and objects. Part of this decision was based on how the calaca figures would appear in three dimensions. There were more than 90 sets and 50 characters in the game to be created and rendered; Manny's character alone comprised 250 polygons. The development team found that by utilizing three-dimensional models to pre-render the backgrounds, they could alter the camera shot to achieve more effective or dramatic angles for certain scenes simply by re-rendering the background, instead of having to have an artist redraw the background for a traditional 2D adventure game. The team adapted the engine to allow Manny's head to move separately from his body to make the player aware of important objects nearby. The 3D engine also aided in the choreography between the spoken dialog and body and arm movements of the characters. Additionally, full motion video cutscenes were incorporated to advance the plot, using the same in-game style for the characters and backgrounds to make them nearly indistinguishable from the actual game.
### Themes and influences
The game combines several Aztec beliefs of the afterlife and underworld with 1930s Art Deco design motifs and a dark plot reminiscent of the film noir genre. The Aztec motifs of the game were influenced by Schafer's decade-long fascination with folklore, stemming from an anthropology class he took at University of California Berkeley, and talks with folklorist Alan Dundes, with Schafer recognizing that the four-year journey of the soul in the afterlife would set the stage for an adventure game. Schafer stated that once he had set on the Afterlife setting: "Then I thought, what role would a person want to play in a Day of the Dead scenario? You'd want to be the grim reaper himself. That's how Manny got his job. Then I imagined him picking up people in the land of the living and bringing them to the land of the dead, like he's really just a glorified limo or taxi driver. So the idea came of Manny having this really mundane job that looks glamorous because he has the robe and the scythe, but really, he's just punching the clock". Schafer recounted a Mexican folklore about how the dead were buried with two bags of gold to be used in the afterlife, one on their chest and one hidden in their coffin, such that if the spirits in the afterlife stole the one on the chest, they would still have the hidden bag of gold; this idea of a criminal element in the afterlife led to the idea of a crime-ridden, film noir style to the world. The division of the game into four years was a way of breaking the game's overall puzzle into four discrete sections. Each year was divided into several non-linear branches of puzzles that all had to be solved before the player could progress to the next year.
Schafer opted to give the conversation-heavy game the flavor of film noir set in the 1930s and 1940s, stating that "there's something that I feel is really honest about the way people talked that's different than modern movies". He was partially inspired by novels written by Raymond Chandler and Dashiell Hammett. Several film noir movies were also inspiration for much of the game's plot and characters. Tim Schafer stated that the true inspiration was drawn from films like Double Indemnity, in which a weak and undistinguished insurance salesman finds himself entangled in a murder plot. The design and early plot are fashioned after films such as Chinatown and Glengarry Glen Ross. Several scenes in Grim Fandango are directly inspired by the genre's films such as The Maltese Falcon, The Third Man, Key Largo, and most notably Casablanca: two characters in the game's second act are directly modeled after the roles played by Peter Lorre and Claude Rains in the film. The main villain, Hector LeMans, was designed to resemble Sydney Greenstreet's character of Signor Ferrari from Casablanca. His voice was also modeled after Greenstreet, complete with his trademark chuckle.
Visually, the game drew inspiration from various sources: the skeletal character designs were based largely on the calaca figures used in Mexican Day of the Dead festivities, while the architecture ranged from Art Deco skyscrapers to an Aztec temple. The team turned to LucasArts artist Peter Chan to create the calaca figures. The art of Ed "Big Daddy" Roth was used as inspiration for the designs of the hot rods and the demon characters like Glottis.
Originally, Schafer had come up with the name "Deeds of the Dead" for the game's title, as he had originally planned Manny to be a real estate agent in the Land of the Dead. Other potential titles included "The Long Siesta" and "Dirt Nap", before he came up with the title Grim Fandango.
### Voice cast
The game featured a large cast for voice acting in the game's dialog and cutscenes, employing many Latino actors to help with the Spanish slang. Voice actors included Tony Plana as Manny, Maria Canals-Barrera as Meche, Alan Blumenfeld as Glottis, and Jim Ward as Hector. Schafer credits Plana for helping to deepen the character of Manny, as the voice actor was a native Spanish speaker and suggested alternate dialog for the game that was more natural for casual Spanish conversations. Schafer planned from the beginning for the voice cast to consist entirely of Latino performers.
### Original release
Originally, the game was to be shipped in the first half of 1998 but was delayed; as a result, the game was shipped on October 28, 1998, for release on October 30, the Friday before November 2, the actual date of the Day of the Dead celebration. Even with the delay, the team had to drop several of the puzzles and characters from the game, including a climactic five-step puzzle against Hector LeMans at the conclusion of the game; Schafer later noted that they would have needed one to two more years to implement their original designs.
### Remastered version
#### Acquisition of rights and announcement
A remastered version of Grim Fandango was released for the PlayStation 4, PlayStation Vita, Microsoft Windows, Mac OS X, and Linux platforms on January 27, 2015. The PlayStation 4 and PlayStation Vita versions feature cross-buy and cross-save. It was later released for Android and iOS on May 5. The remastered version was released as a PlayStation Plus title for the month of January 2016.
The remastered version was predicated on the transition of LucasArts from a developer and publisher into a licensor and publisher in 2013 shortly after its acquisition by Disney. Under new management, LucasArts licensed several of its intellectual properties (IP), including Grim Fandango, to outside developers. Schafer was able to acquire the rights to the game with financial assistance from Sony, and started the process of building out the remaster within Double Fine Productions. Schafer said that the sale of LucasArts to Disney had reminded them of the past efforts of former LucasArts president Darrell Rodriguez to release the older LucasArts titles as Legacy Properties, such as the 2009 rerelease of The Secret of Monkey Island. Schafer also noted that they had tried to acquire the property from LucasArts in the years prior, but the frequent change in management stalled progress. When they began to inquire about the rights with Disney and LucasArts following its acquisition, they found that Sony, through their vice president of publisher and developer relations Adam Boyes, was also looking to acquire the rights. Boyes stated that Sony had been interested in working with a wide array of developers for the PlayStation 4, and was also inspired to seek Grim Fandango's after seeing developers like Capcom and Midway Games revive older properties. Boyes' determination was supported by John Vignocchi, VP of Production for Disney Interactive, who also shared memories of the game, and was able to bring in contacts to track down the game's assets. After discovering they were vying for the same property, Schafer and Boyes agreed to work together to acquire the IP and subsequent funding, planning to make the re-release a remastered version. Sony did not ask for any of IP rights for the game, instead only asking Double Fine to give the PlayStation platforms console exclusivity in exchange for funding support, similar to their Pub Fund scheme they use to support independent developers.
#### Challenges
A major complication in remastering the original work was having many of the critical game files go missing or on archaic formats. A large number of backup files were made on Digital Linear Tape (DLT) which Disney/LucasArts had been able to recover for Double Fine, but the company had no drives to read the tapes. Former LucasArts sound engineer Jory Prum had managed to save a DLT drive and was able to extract all of the game's audio development data from the tapes.
Schafer noted at the time of Grim Fandango's original development, retention of code was not as rigorous as present-day standards, and in some cases, Schafer believes the only copies of some files were unintentionally taken by employees when they had left LucasArts. As such, Schafer and his team have been going back through past employee records to try to trace down any of them and ask for any files they may have saved. In other cases, they have had difficulty in identifying elements on the low-resolution artwork of the original game, such as an emblem on one character's hat, and have had to go looking for original concept art to figure out the design.
Once original assets were identified, as to be used to present the "classic" look of the game in the Remastered edition, Double Fine worked to improve the overall look for modern computers. The textures and lighting models for the characters were improved, in particular for Manny. Schafer has likened the remastering approach to The Criterion Collection film releases in providing a high-fidelity version of the game without changing the story or the characters.
In addition to his own developers, Schafer reached out to players who had created unofficial patches and graphical improvements on the original game, and modifications needed to keep it running in ResidualVM, and gained their help to improve the game's assets for the remastered version. One such feature was a modified control scheme that converted the game's movement controls from the tank controls to a point and click-style interface. Schafer said the team used tank controls as it was popular with other games like Resident Evil at the time, but recognized it did not work well within the adventure game genre. Schafer contacted Tobias Pfaff who created the point-and-click modification to obtain access to his code to incorporate into the remastered version.
#### Later development and new features
Double Fine demonstrated an in-progress version of the remastered game at IndieCade event in October 2014; new features included higher-resolution textures and improved resolution for the character models as well as having real-time lighting models, and the ability to switch back and forth between this presentation and the original graphics at the touch of a control. The remastered game runs in 4:3 aspect ratio but has an option to stretch this to a 16:9 ratio rather than render in a native 4:3 ratio. The remaster includes improvements to the control scheme developed by Pfaff's patch and other alternate control schemes in addition to the original tank like controls, including analogue controls for console versions and point-and-click controls for computer versions. The game's soundtrack was fully orchestrated through performances of the Melbourne Symphony Orchestra (who also performed the soundtrack for Double Fine's Broken Age). The remastered version also includes developer commentary, which can be activated via the options menu and listened to at various points in the game. The PlayStation version also features cloud saving between the PS4 and Vita versions. A Nintendo Switch port was released on November 1, 2018. Double Fine was acquired by Xbox Game Studios in 2019, and Grim Fandango for the Xbox One arrived in 2020.
## Soundtrack
### Original soundtrack
Grim Fandango has an original soundtrack that combines orchestral score, South American folk music, jazz, bebop, swing, and big band music, inspired by the likes of Duke Ellington and Benny Goodman as well as film composers Max Steiner and Adolph Deutsch. It also has various influences from traditional Russian, Celtic, Mexican, Spanish, and Indian strings culture. It was composed and produced by Peter McConnell at LucasArts. Others credited are Jeff Kliment (Engineer, Mixed By, Mastered), and Hans Christian Reumschüssel (Additional Music Production). The score featured live musicians that McConnell knew or made contact with in San Francisco's Mission District, including a mariachi band. The soundtrack was released as a CD in 1998.
The soundtrack was very well received. IGN called it a "beautiful soundtrack that you'll find yourself listening to even after you're done with the game". SEMO said "the compositions and performances are so good that listening to this album on a stand-alone basis can make people feel like they're in a bar back then". RPGFan said "the pieces are beautifully composed, wonderfully played ... has a stellar soundtrack with music that easily stands alone outside the context of the game. This CD was an absolute pleasure to listen to and comes highly recommended". Game Revolution in its game review praised as one of the "most memorable soundtracks ever to grace the inside of a cranial cavity where an eardrum used to be". PC Gamer in its 2014 list of Top 100 Games, acclaimed Grim Fandango for including "one of the best soundtracks in PC gaming history". In 2017 Fact magazine also listed it as one of the "100 best video game soundtracks of all time".
In 1999's Academy of Interactive Arts & Sciences' Interactive Achievement Awards, the soundtrack was nominated in the category of "Outstanding Achievement in Sound and Music". It was also lauded by GameSpot, which awarded it the "Best PC Music awards", and included it in the "Ten Best PC Game Soundtracks" list in 1999.
### Remastered soundtrack
After the original Pro Tools sound files were recovered, Peter McConnell found that some of the samples he had used originally did not sound good, and the team opted to re-orchestrate the score. The game's soundtrack was fully orchestrated through performances of the Melbourne Symphony Orchestra for the remastered version of the game.
The re-made soundtrack was produced under Nile Rodgers' label Sumthing Else. It had a standard release of 37 tracks, as well as a Director's Cut with 14 extra tracks (the latter sold exclusively through Sumthing Else). It included the original score from the LucasArts archives, new compositions by Peter McConnell and new orchestral arrangements, as well as new extended versions of jazz pieces re-mixed at Sony Computer Entertainment America.
In 2018, celebrating the 20th anniversary of the original release of the game, the soundtrack was released for the first time in vinyl format.
## Reception
### Reviews
Grim Fandango gained critical acclaim upon its release. Aggregating review website Metacritic gave the game a score of 94/100. Critics lauded the art direction in particular, with GameSpot rating the visual design as "consistently great". PC Zone emphasized the production as a whole calling the direction, costumes, characters, music, and atmosphere expertly done. They also commented the game would make a "superb film". The San Francisco Chronicle stated "Grim Fandango feels like a wild dance through a cartoonish film-noir adventure. Its wacky characters, seductive puzzle-filled plot and a nearly invisible interface allow players to lose themselves in the game just as cinemagoers might get lost in a movie." The Houston Chronicle, in naming Grim Fandango the best game of 1998 along with Half-Life, complimented the graphics calling them "jaw-dropping" and commented that the game "is full of both dark and light humor". IGN summed its review up by saying the game was the "best adventure game" it had ever seen.
Next Generation reviewed the PC version of the game, rating it five stars out of five, and stated that "Grim Fandango is a smart, beautiful, and enjoyable adventure game that will leave you holding your breath waiting for Grim Fandango 2."
The game also received criticisms from the media. Several reviewers noted that there were difficulties experienced with the interface, requiring a certain learning curve to get used to, and selected camera angles for some puzzles were poorly chosen. The use of elevators in the game was particularly noted as troublesome. The review from Adventure Gamers expressed dislike of the soundtrack, and, at times, "found it too heavy and not well suited to the game's theme". A Computer and Video Games review also noted that the game had continuous and long data loading from the CD-ROM that interrupted the game and "spoils the fluidity of some sequences and causes niggling delays".
In 1999, Next Generation listed Grim Fandango as number 26 on their "Top 50 Games of All Time", commenting that, "Grim offered adventure fans funny, touching, and infuriating moments in following its characters, and it did so through a magnificently beautiful game."
### Awards
Grim Fandango won several awards after its release in 1998. PC Gamer selected the game as the 1998 "Adventure Game of the Year". The game won IGN's "Best Adventure Game of the Year" in 1998, while GameSpot awarded it their "Best of E3 1998", "PC Adventure Game of the Year", "PC Game of the Year", "Best PC Graphics for Artistic Design", and "Best PC Music awards". GameSpot named Grim Fandango its Game of the Year for 1998, and in the following year included the game in their "Ten Best PC Game Soundtracks" and was selected as the 10th "Best PC Ending" by their readership. In 1999, Grim Fandango won "PC Adventure Game of the Year" during the AIAS' 2nd Annual Interactive Achievement Awards (now known as the D.I.C.E. Awards); it was also nominated for "Game of the Year", "Computer Entertainment Title of the Year", "Outstanding Achievement in Art/Graphics", "Outstanding Achievement in Character or Story Development" and "Outstanding Achievement in Sound and Music".
Grim Fandango has been included in several publishers' "Top Games" lists well after its release. GameSpot inducted the game into their "Greatest Games of All Time" in 2003 citing, "Ask just about anyone who has played Grim Fandango, and he or she will agree that it's one of the greatest games of all time." GameSpy also added the game to their Hall of Fame in 2004, further describing it as the seventh "Most Underrated Game of All Time" in 2003. Adventure Gamers listed Grim Fandango as the seventh "Top Adventure Game of All Time" in 2004; in their 2011 list of "Top 100 All-Time Adventures" it was listed as \#1. In 2007, IGN included the game in the "Top 25 PC Games" (as 15th) and "Top 100 Games of All Time" (at 36th), citing that "LucasArts' second-to-last stab at the classic adventure genre may very well be the most original and brilliant one ever made." Grim Fandango remained as the 20th in the Top 25 PC Games in IGN's 2009 list.
#### Lists of awards and rankings
### Sales and aftermath
Initial estimates suggested that Grim Fandango sold well during the 1998 holiday season. It debuted at \#6 for the first week of November on PC Data's computer game sales charts, at an average retail price of \$35. It was absent by its second week. In the United Kingdom, Grim Fandango claimed first place on Chart-Track's weekly sales chart in December, before falling to ninth place. It secured 12th after four weeks, and 24th at the 13-week mark. The game sold 58,617 copies and earned \$2.33 million in the United States by the end of 1998, and rose to 95,000 sales there by March 2000, according to PC Data. Grim Fandango sold another 16,157 units in the region during 2001, and 8,032 in the first six months of 2002; its jewel case SKU reached 5,621 sales during 2003. According to Tim Schafer, the game achieved sales of approximately 500,000 units by 2012, around 50% fewer than Full Throttle had achieved. It is commonly considered a commercial failure, even though LucasArts stated that "Grim Fandango met domestic expectations and exceeded them worldwide". The game had become profitable by 2000, although Dave Grossman has said, "It was pretty ambitious and expensive, and I don't think it made very much money back." A writer for Edge summarized in 2009, "While its reputation as a flop isn't entirely accurate, Grim's sales were either an indication that people preferred motorbikes to Gitanes-smoking corpses, or a sign of the times: adventure games were simply on their way out."
While LucasArts proceeded to produce Escape from Monkey Island in 2000, they canceled development of sequels to Sam & Max Hit the Road and Full Throttle stating that "After careful evaluation of current market place realities and underlying economic considerations, we've decided that this was not the appropriate time to launch a graphic adventure on the PC." Subsequently, the studio dismissed many of the people involved with their adventure games, some of whom went on to set up Telltale Games, creating an episodic series of Sam & Max games. These events, along with other changes in the video game market towards action-based games, are seen as primary causes in the decline of the adventure game genre. Grim Fandango's underperformance was seen as a sign that the genre was commercially "dead" to rival Sierra, as well. LucasArts stated in 2006 that they do not plan on returning to adventure games until the "next decade". Ultimately the studio stopped developing video games in 2013 after The Walt Disney Company acquisition of Lucasfilm, and was dissolved shortly thereafter.
Tim Schafer left LucasArts shortly after Grim Fandango's release, and created his own company, Double Fine Productions, in 2000 along with many of those involved in the development of Grim Fandango. The company has found similar critical success with their first title, Psychonauts. Schafer stated that while there is strong interest from fans and that he "would love to go back and spend time with the characters from any game [he's] worked on", a sequel to Grim Fandango or his other previous games is unlikely as "I always want to make something new." With the help of developers such as Double Fine and Telltale Games, adventure games saw a resurgence in the 2010s, with financially successful titles such as Broken Age, The Walking Dead, and The Wolf Among Us.
### Remastered version
Grim Fandango Remastered has received similar positive reception as the original release, with many critics continuing to praise the game's story, characters, and soundtrack. They also found the developer's commentary to be very insightful to the history of the game. Reviewers were disappointed at the lack of an auto-save system, as well as the game not receiving a full high-definition upgrade, leaving the higher-resolution characters somewhat out of place with the original 3D backgrounds. Many reviewers also noted that the puzzles, though a staple of the day when Grim Fandango was first released, remain somewhat obtuse with solutions that are not clear even after the player solves them, and that a hint system, as was added to the Monkey Island remake, would have been very helpful. The game's pacing, also unchanged from the original version, was also found harder to grasp, in both the pacing within the game's four acts, and the time taken to move around and between rooms. In his review for Eurogamer, Richard Cobbett warned players to "be careful of rose-tinted memories", that while the remastered version is faithful to the original, it does show aspects of the original game that have become outdated in video game development. Wired's Laura Hudson considered the remastered version highlighted how the original game was "an artifact of its time, an exceptional piece of interactive art wrapped inextricably around the technology and conventions of its time in a way that reveals both their limitations and the brilliance they were capable of producing".
## Legacy
In 2005, The Guardian characterized the game as "the last genuine classic to come from LucasArts, the company that helped define adventure games, Tim Schafer's noir-pastiche follows skull-faced Manny Calavera through a bureaucratic parody of the Land of the Dead. With a look that takes from both Mexican mythology and art deco, Grim Fandango is as unique an artistic statement as mainstream gaming has managed to offer. While loved by devotees, its limited sales prompted LucasArts to back away from original adventures to simply exploit franchises".
Eurogamer's Jeffrey Matulef, in a 2012 retrospective look, believed that Grim Fandango's combination of film noir and the adventure game genre was the first of its kind and a natural fit due to the script-heavy nature of both, and would later help influence games with similar themes like the Ace Attorney series and L.A. Noire.
Grim Fandango has been considered a representative title demonstrating video games as an art form; the game was selected in 2012 as a candidate for public voting for inclusion within the Smithsonian Institution's "The Art of Video Games" exhibit, while the Museum of Modern Art seeks to install the game as an exhibit as part of its permanent collection within the Department of Architecture and Design.
The game was included in the "Game Masters" exhibition, organized in 2012 by the Australian Centre for the Moving Image (ACMI); an event devoted to explore the faces and the history behind computer games. Tim Schafer was featured as the creative force behind Grim Fandango, within the exhibition section called "Game Changers", crediting him along a few other visionary game designers for having "pushed the boundaries of game design and storytelling, introducing new genres, creating our best-loved characters and revolutionising the way we understand and play games".
Grim Fandango has been the centerpiece of a large fan community for the game that has continued to be active more than 10 years after the game's release. Such fan communities include the Grim Fandango Network and the Department of Death, both of which include fan art and fiction in addition to other original content.
In an interview with Kotaku after the announcement of the remaster, Schafer stated that he has long considered the idea of a Grim Fandango sequel to further expand on the setting of the game. He felt the story would be a difficult component, as either they would have to figure a means to bring Manny back from his final reward, or otherwise build the story around a new character. One option he has considered to alleviate the issue is by creating an adventure game using an open-world mechanic similar to the Grand Theft Auto series.
|
27,195,497 |
2010 Football League Championship play-off final
| 1,164,554,835 |
2010 UK football match
|
[
"2009–10 Football League Championship",
"2009–10 in Welsh football",
"2010 Football League play-offs",
"2010 sports events in London",
"Blackpool F.C. matches",
"Cardiff City F.C. matches",
"EFL Championship play-off finals",
"May 2010 sports events in the United Kingdom"
] |
The 2010 Football League Championship play-off final was an association football match played at Wembley Stadium, London, on 22 May 2010 between Blackpool and Cardiff City. The match was to determine the third and final team to win promotion from the Championship, the second tier of English football, to the Premier League for the 2010–11 season. The culmination of the 2010 Football League Championship play-offs, the match saw Blackpool beat Cardiff City to earn promotion alongside the Championship winners Newcastle United and runners-up West Bromwich Albion. The match, and subsequent promotion, was estimated to be worth around £90 million to the winning team.
Blackpool entered the play-offs having finished sixth in the 2009–10 Football League Championship, securing the last of the play-off places on the final day of the regular season, while Cardiff finished two places above them in fourth. Blackpool reached the play-off final with a 6–4 aggregate semi-final victory over third-place finishers Nottingham Forest. In their semi-final, Cardiff beat fifth-placed Leicester City by virtue of a penalty shoot-out following a 3–3 aggregate draw over two legs.
The play-off final was played in front of 82,244 spectators and was refereed by Andre Marriner. In the game, Cardiff twice took the lead through goals by Michael Chopra and Joe Ledley. On both occasions, Blackpool equalised within four minutes, first through Charlie Adam and later Gary Taylor-Fletcher. Blackpool took the lead shortly before half-time following a goal from striker Brett Ormerod. With no score from either team in the second half, the final result was a 3–2 victory to Blackpool.
As a consequence of winning promotion, Blackpool's Bloomfield Road stadium, which had a capacity of 16,750, became one of the smallest stadiums to host Premier League football. It also meant Blackpool returned to the top flight of English League football for the first time since the 1970–71 season, when they spent one season in the old First Division, finishing bottom. In the season following their 2010 play-off final victory, they were relegated back to the Championship. Cardiff reached the play-offs again the following season but were defeated in the semi-finals.
## Route to the final
The 2009–10 Championship title was won by Newcastle United with 102 points, returning to the Premier League one season after being relegated. The second automatic promotion spot was claimed by West Bromwich Albion who had also been relegated from the Premier League the previous year.
Blackpool, who had been considered candidates for relegation at the start of the season by some critics, finished the campaign in sixth position to claim the final play-off place. They secured the spot with a 1–1 draw against Bristol City in their final league match. With a total of 70 points, they finished a single point ahead of Swansea City who were held to a 0–0 draw with Doncaster Rovers in their final match. Blackpool's opponents for the play-off semi-finals were third-placed Nottingham Forest, against whom the won the first leg 2–1 at Bloomfield Road. Having conceded a 13th-minute goal from Chris Cohen, Blackpool came from behind to win following a goal from Keith Southern and a penalty from Charlie Adam.
In the second leg, Blackpool twice fell behind, equalising first through DJ Campbell, after an early first-half goal from Robert Earnshaw, and again from Stephen Dobbie after Earnshaw's second goal of the match. They took the lead with two quick goals from Campbell who completed his hat-trick in the space of three minutes, scoring in the 76th and 79th minutes, as Blackpool took a 6–3 aggregate lead. Forest striker Dele Adebola scored a late consolation goal in injury time but Blackpool advanced to the play-off final as the match finished 4–3, with an aggregate score of 6–4.
Cardiff City finished fourth in the Championship, three points behind Nottingham Forest and level on points with Leicester City in fifth, to reach the Championship play-offs for the first time. The first leg at the Walkers Stadium was decided by a single goal from Cardiff's Peter Whittingham, who scored from a free kick in the 78th minute. Despite intense pressure in the final 10 minutes, Cardiff held out to claim victory.
In the second leg, Michael Chopra opened the scoring to double Cardiff's aggregate lead, but an equaliser on the day from Matty Fryatt and an own goal from Cardiff captain Mark Hudson made it level on aggregate at 2–2. Andy King then gave Leicester the lead on aggregate with a goal just after half-time. With just over 20 minutes to play, Cardiff were awarded a penalty, which Whittingham scored to level the aggregate score again at 3–3. With the away goals rule not in effect in the Football League play-offs, the match went to extra time. No further goals were scored in the additional 30 minutes, so the match had to be settled by a penalty shoot-out. Both sides scored each of their first three kicks, before David Marshall saved a Panenka attempt from Leicester's Yann Kermorgant, allowing Mark Kennedy to give Cardiff the lead. Marshall then saved Martyn Waghorn's spot-kick to put Cardiff through to the final.
## Match
### Background
Ian Holloway had been appointed manager of Blackpool at the end of the 2008–09 season on a one-year contract, following a year without a role in football. During the summer transfer window, he made numerous signings, the most prominent of which was the permanent signing of Charlie Adam for around £500,000. Adam had impressed during a loan the spell the previous year and continued his form by finishing the 2009–10 campaign as the club's highest goalscorer with 16 league goals. Blackpool president Valērijs Belokoņs had promised the club's players a £5 million reward fund at the start of the 2009–10 season if they achieved promotion to the Premier League, to be shared among the players dependent on appearances made over the course of the season. Club captain Ian Evatt stated that the potential bonus had spurred the team on during the season, commenting that "if anyone deserves it, it is this group of players".
Cardiff had narrowly failed to gain a play-off place the previous year, losing the final place to Preston North End on the last day of the season after failing to win any of their last four matches. Defender Roger Johnson was sold to Birmingham City for £5 million, but the money was reinvested into the side with the arrivals of Chopra, Hudson, Marshall, Anthony Gerrard and Paul Quinn. The signing of Chopra for a reported £4 million more than doubled the club's previous transfer record, surpassing the £1.75 m paid for Peter Thorne in 2001. Chopra proved prolific during the campaign, scoring 21 times in all competitions. He was the club's second highest goalscorer for the season behind Whittingham who scored 25 times.
The two teams were competing for promotion to the Premier League, the first tier of the English football league system. The play-off final was held at Wembley Stadium in London. Blackpool had played once before at the redeveloped Wembley, defeating Yeovil Town 2–0 in the 2007 Football League One play-off final. Cardiff had played at the redeveloped stadium on two occasions in 2008, in the semi-final and final of the 2007–08 FA Cup. Neither side had played in the Premier League since the league's decision to break away from the Football League in 1992 and Cardiff would have become the first non-English team to play in the league had they won. Holloway had previously met Cardiff in the 2003 Football League Second Division play-off final seven years previously, when his Queens Park Rangers side lost in extra time.
The Championship play-off finals are considered one of the most financially lucrative matches in football. The winners of the 2010 final were believed to receive around £90 million for winning the match and the subsequent promotion to the Premier League due to increased commercial and broadcasting income. The Football League announced that the English national anthem "God Save the Queen", traditionally played before play-off finals would not be included. This decision would later become Football League policy in subsequent matches at Wembley between Welsh and English clubs. It originated from events at the 2008 FA Cup Final between Portsmouth and Cardiff, in which both "God Save the Queen" and the Welsh anthem "Hen Wlad Fy Nhadau" were played and both sets of supporters jeered the opposing anthems.
### Pre-match
Holloway made no changes to Blackpool's matchday squad, naming the same starting line-up and substitutes used in their play-off semi-final second leg. Jones also made no changes to the side that had started the second leg of the club's play-off semi-final against Leicester City, striker Jay Bothroyd overcoming doubts over a grade two hamstring strain injury to be named in the starting line-up. The only change to Cardiff's matchday squad was Gerrard being selected on the bench in place of Gábor Gyepes.
Cardiff kept their team hotel location secret in order to avoid any attempts of a retaliation attempt by fans of Queens Park Rangers. This followed an incident prior to the 2003 play-off final when the two sides met in which a Cardiff fan was arrested after triggering a false fire alarm call at the Rangers' team hotel during the night prior to the match. Rangers' internet message boards had seen fans threaten a possible "revenge attack". Cardiff manager Dave Jones stated that the club had taken extra precautions, but that "they will probably find out where we are staying. If it goes off, it goes off; but I think there is enough security there." The Cardiff squad would receive a £1.6 million bonus to be shared among the players if they achieved promotion.
The referee for the match was Andre Marriner (Birmingham). He was assisted by Dave Bryan (Lincolnshire) and Adam Watts (Worcestershire), with Mike Jones (Cheshire) acting as the fourth official.
### Summary
Cardiff kicked off the match around 3 p.m. in front of a Wembley Stadium crowd of 82,244. They began as the more attacking of the teams, with Peter Whittingham playing a cross into the box where Chopra was able to beat opposition defender Alex Baptiste to the ball, hitting the crossbar with his resulting shot four minutes into the match. Five minutes later, Whittingham again played in Chopra, allowing the striker to score past Blackpool goalkeeper Matt Gilks into the bottom corner of the net. Four minutes later Cardiff conceded a free kick on the edge of their penalty area when Stephen McPhail was adjudged by Marriner to have deliberately handled the ball. Adam hit the free kick around the wall and into the net to equalise. After fifteen minutes Cardiff's Bothroyd succumbed to his pre-existing hamstring injury and was substituted, being replaced by loan player Kelvin Etuhu. Blackpool were able to gain control of the game as Cardiff adjusted to the change, with both Stephen Crainey and DJ Campbell shooting wide from outside the penalty area.
As Cardiff regrouped, they created several opportunities towards the end of the first half. They retook the lead after 36 minutes when Whittingham recorded his second assist of the match by playing a pass to Joe Ledley who beat the advancing Gilks to give Cardiff a 2–1 lead. Blackpool equalised again four minutes later: a Blackpool corner was fumbled by Cardiff goalkeeper Marshall and fell to Evatt whose shot was blocked on the goal line by Kennedy. The ball fell to Gary Taylor-Fletcher, who had hit the post with a shot minutes earlier, and he was able to turn the ball into the net. Blackpool continued to press and they took the lead in first-half injury time when Campbell was tackled by a Cardiff defender only for the ball to deflect to Brett Ormerod who gave Blackpool a 3–2 lead. Ormerod later described the chance, stating "Marshall jumped at me and made himself big so all I could do was to bung the ball straight through his legs". Shortly before the end of the first half, Cardiff defender Darcy Blake managed to score but the goal was ruled out for offside. The half ended with no further score; it was a record for the most goals scored in the first half of a Championship play-off final.
Despite taking the lead, Blackpool continued to attack after half-time, with Taylor-Fletcher creating chances for the side early in the second half. Holloway substituted two of his side's goalscorers within the first fifteen minutes of the half, replacing Taylor-Fletcher and Ormerod with Stephen Dobbie and Ben Burgess. Chopra struck the post for the second time in the match soon after, when Chris Burke had played a pass to the striker, and Ledley and Etuhu both had attempts on goal as Cardiff pushed forward. Cardiff replaced winger Burke with forward Ross McCormack but, as their frustration grew, they committed more players to attacks and Blackpool created several chances late in the game as they looked to counter-attack. However, both sides were unable to convert any chances and the match eventually finished with Blackpool securing a 3–2 victory.
### Details
## Post-match
By winning the match, Blackpool returned to the first tier of English football for the first time since the 1970–71 season and were described in The Daily Telegraph as the "smallest club" to reach the Premier League. The club's home ground, Bloomfield Road, became one of the smallest grounds in Premier League history, initially able to hold around 12,000 spectators until a mid-season upgrade increased the capacity to 16,750. Holloway became only the second Blackpool manager to win promotion in his first season at the club, alongside Les Shannon who managed the 1970–71 team. Holloway described himself as "bursting with pride" over the club's promotion to the Premier League in his first season in the role. Blackpool midfielder Keith Southern was named man of the match.
The club appointed a five-man panel to allocate the promised £5 million promotion bonus. This consisted of chairman Karl Oyston, Holloway, club captain Jason Euell, the club's Professional Footballers' Association representative Paul Rachubka and Stephen Crainey. Oyston later revealed that the club's squad had voted to exclude three players from the bonus payout, former loan signings Marcel Seip and Jay Emmanuel-Thomas and an unnamed contracted player. Emmanuel-Thomas and the unnamed player accepted a lower payout but defender Seip later sued the club over his share of the promotion bonus having been excluded from the payout. Having played seven matches during the season, he was later awarded £72,206 plus legal costs and interest.
Loanees Séamus Coleman and DJ Campbell both returned to their parent clubs at the end of the season. A permanent deal for Leicester City striker Campbell was completed on 31 August 2010 despite Blackpool initially refusing to pay the asking price. Ben Burgess was the only contracted player in the play-off final matchday squad to leave the club prior to the Premier League season, joining Notts County.
The following season, Blackpool, who earned praise for their attacking style of play, were relegated on the final day of the season having lost 4–2 to Manchester United. In their first season back in the Championship, with the promise of another promotion bonus, Holloway led the club to another play-off final where they suffered a 2–1 defeat to West Ham United. In November 2012, Holloway left Blackpool after being offered the manager's job at Crystal Palace. Following Holloway's departure, the club struggled under several managers and were eventually relegated to League One in 2014 and then suffered a second relegation in successive years, to League Two.
Cardiff reached the play-offs again in the 2010–11 season after finishing fourth but suffered defeat in the semi-final, losing 3–0 on aggregate to Reading. The defeat would ultimately cost Cardiff manager Dave Jones his job as the club decided to terminate his contract following an end-of-season performance review. At the time of his departure, Jones was the longest serving manager in the Championship. After a third successive defeat in the play-offs in 2012, Cardiff gained promotion to the Premier League in 2013 by winning the Championship title.
The match was the last game at Cardiff for several players involved including Joe Ledley and substitutes Mark Kennedy, Ross McCormack, Tony Capaldi and Peter Enckelman. The five were among eleven first-team players to depart after the final.
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763,637 |
Water fluoridation
| 1,164,632,581 |
Addition of fluoride to a water supply to reduce tooth decay
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[
"Dentistry",
"Drinking water",
"Fluorine",
"Medical controversies",
"Preventive Dentistry",
"Water fluoridation",
"Water treatment"
] |
Water fluoridation is the controlled adjustment of fluoride to a public water supply solely to reduce tooth decay. Fluoridated water contains fluoride at a level that is effective for preventing cavities; this can occur naturally or by adding fluoride. Fluoridated water operates on tooth surfaces: in the mouth, it creates low levels of fluoride in saliva, which reduces the rate at which tooth enamel demineralizes and increases the rate at which it remineralizes in the early stages of cavities. Typically a fluoridated compound is added to drinking water, a process that in the U.S. costs an average of about \$ per person-year. Defluoridation is needed when the naturally occurring fluoride level exceeds recommended limits. In 2011, the World Health Organization suggested a level of fluoride from 0.5 to 1.5 mg/L (milligrams per litre), depending on climate, local environment, and other sources of fluoride. Bottled water typically has unknown fluoride levels.
Tooth decay remains a major public health concern in most industrialized countries, affecting 60–90% of schoolchildren and the vast majority of adults. Water fluoridation reduces cavities in children, while efficacy in adults is less clear. A Cochrane review estimates a reduction in cavities when water fluoridation was used by children who had no access to other sources of fluoride to be 35% in baby teeth and 26% in permanent teeth. Most European countries have experienced substantial declines in tooth decay, though milk and salt fluoridation is widespread in lieu of water fluoridation. Recent studies suggest that water fluoridation, particularly in industrialized nations, may be unnecessary because topical fluorides (such as in toothpaste) are widely used, and caries rates have become low.
Although fluoridation can cause dental fluorosis, which can alter the appearance of developing teeth or enamel fluorosis, the differences are mild and usually not an aesthetic or public health concern. There is no clear evidence of other side effects from water fluoridation. Fluoride's effects depend on the total daily intake of fluoride from all sources. Drinking water is typically the largest source; other methods of fluoride therapy include fluoridation of toothpaste, salt, and milk. The views on the most efficient method for community prevention of tooth decay are mixed. The Australian government states that water fluoridation is the most effective way to achieve fluoride exposure that is community-wide. The World Health Organization reports that water fluoridation, when feasible and culturally acceptable, has substantial advantages, especially for subgroups at high risk, while the European Commission finds no benefit to water fluoridation compared with topical use.
Public water fluoridation was first practiced in the U.S. As of 2012, 25 countries have artificial water fluoridation to varying degrees, 11 of them have more than 50% of their population drinking fluoridated water. A further 28 countries have water that is naturally fluoridated, though in many of them the fluoride is above the optimal level. As of 2012, about 435 million people worldwide received water fluoridated at the recommended level (i.e., about 5.4% of the global population). About 214 million of them live in the United States. Major health organizations such as the World Health Organization and FDI World Dental Federation supported water fluoridation as safe and effective. The Centers for Disease Control and Prevention lists water fluoridation as one of the ten great public health achievements of the 20th century in the U.S. Despite this, the practice is controversial as a public health measure. Some countries and communities have discontinued fluoridation, while others have expanded it. Opponents of the practice argue that neither the benefits nor the risks have been studied adequately, and debate the conflict between what might be considered mass medication and individual liberties.
## Goal
The goal of water fluoridation is to prevent tooth decay by adjusting the concentration of fluoride in public water supplies. Tooth decay (dental caries) is one of the most prevalent chronic diseases worldwide. Although it is rarely life-threatening, tooth decay can cause pain and impair eating, speaking, facial appearance, and acceptance into society, and it greatly affects the quality of life of children, particularly those of low socioeconomic status. In most industrialized countries, tooth decay affects 60–90% of schoolchildren and the vast majority of adults; although the problem appears to be less in Africa's developing countries, it is expected to increase in several countries there because of changing diet and inadequate fluoride exposure. In the U.S., minorities and the poor both have higher rates of decayed and missing teeth, and their children have less dental care. Once a cavity occurs, the tooth's fate is that of repeated restorations, with estimates for the median life of an amalgam tooth filling ranging from 9 to 14 years. Oral disease is the fourth most expensive disease to treat. The motivation for fluoridation of salt or water is similar to that of iodized salt for the prevention of congenital hypothyroidism and goiter.
The goal of water fluoridation is to prevent a chronic disease whose burdens particularly fall on children and the poor. Another of the goals was to bridge inequalities in dental health and dental care. Some studies suggest that fluoridation reduces oral health inequalities between the rich and poor, but the evidence is limited. There is anecdotal but not scientific evidence that fluoride allows more time for dental treatment by slowing the progression of tooth decay, and that it simplifies treatment by causing most cavities to occur in pits and fissures of teeth. Other reviews have found not enough evidence to determine if water fluoridation reduces oral-health social disparities.
Health and dental organizations worldwide have endorsed its safety and effectiveness. Its use began in 1945, following studies of children in a region where higher levels of fluoride occur naturally in the water. Further research showed that moderate fluoridation prevents tooth decay.
## Implementation
Fluoridation does not affect the appearance, taste, or smell of drinking water. It is normally accomplished by adding one of three compounds to the water: sodium fluoride, fluorosilicic acid, or sodium fluorosilicate.
- Sodium fluoride (NaF) was the first compound used and is the reference standard. It is a white, odorless powder or crystal; the crystalline form is preferred if manual handling is used, as it minimizes dust. It is more expensive than the other compounds, but is easily handled and is usually used by smaller utility companies. It is toxic in gram quantities by ingestion or inhalation.
- Fluorosilicic acid (H<sub>2</sub>SiF<sub>6</sub>) is the most commonly used additive for water fluoridation in the United States. It is an inexpensive liquid by-product of phosphate fertilizer manufacture. It comes in varying strengths, typically 23–25%; because it contains so much water, shipping can be expensive. It is also known as hexafluorosilicic, hexafluosilicic, hydrofluosilicic, and silicofluoric acid.
- Sodium fluorosilicate (Na<sub>2</sub>SiF<sub>6</sub>) is the sodium salt of fluorosilicic acid. It is a powder or very fine crystal that is easier to ship than fluorosilicic acid. It is also known as sodium silicofluoride.
These compounds were chosen for their solubility, safety, availability, and low cost. A 1992 census found that, for U.S. public water supply systems reporting the type of compound used, 63% of the population received water fluoridated with fluorosilicic acid, 28% with sodium fluorosilicate, and 9% with sodium fluoride.
### Recommendations
The Centers for Disease Control and Prevention developed recommendations for water fluoridation that specify requirements for personnel, reporting, training, inspection, monitoring, surveillance, and actions in case of overfeed, along with technical requirements for each major compound used.
Although fluoride was once considered an essential nutrient, the U.S. National Research Council has since removed this designation due to the lack of studies showing it is essential for human growth, though still considering fluoride a "beneficial element" due to its positive impact on oral health. The European Food Safety Authority's Panel on Dietetic Products, Nutrition and Allergies (NDA) considers fluoride not to be an essential nutrient, yet, due to the beneficial effects of dietary fluoride on prevention of dental caries they have defined an Adequate Intake (AI) value for it. The AI of fluoride from all sources (including non-dietary sources) is 0.05 mg/kg body weight per day for both children and adults, including pregnant and lactating women.
In 2011, the U.S. Department of Health and Human Services (HHS) and the U.S. Environmental Protection Agency (EPA) lowered the recommended level of fluoride to 0.7 mg/L. In 2015, the U.S. Food and Drug Administration (FDA), based on the recommendation of the U.S. Public Health Service (PHS) for fluoridation of community water systems, recommended that bottled water manufacturers limit fluoride in bottled water to no more than 0.7 milligrams per liter (mg/L; equivalent to parts per million).
Previous recommendations were based on evaluations from 1962, when the U.S. specified the optimal level of fluoride to range from 0.7 to 1.2 mg/L, depending on the average maximum daily air temperature; the optimal level is lower in warmer climates, where people drink more water, and is higher in cooler climates.
These standards are not appropriate for all parts of the world, where fluoride levels might be excessive and fluoride should be removed from water, and is based on assumptions that have become obsolete with the rise of air conditioning and increased use of soft drinks, processed food, fluoridated toothpaste, and other sources of fluorides. In 2011, the World Health Organization stated that 1.5 mg/L should be an absolute upper bound and that 0.5 mg/L may be an appropriate lower limit. A 2007 Australian systematic review recommended a range from 0.6 to 1.1 mg/L.
### Occurrences
Fluoride naturally occurring in water can be above, at, or below recommended levels. Rivers and lakes generally contain fluoride levels less than 0.5 mg/L, but groundwater, particularly in volcanic or mountainous areas, can contain as much as 50 mg/L. Higher concentrations of fluorine are found in alkaline volcanic, hydrothermal, sedimentary, and other rocks derived from highly evolved magmas and hydrothermal solutions, and this fluorine dissolves into nearby water as fluoride. In most drinking waters, over 95% of total fluoride is the F<sup>−</sup> ion, with the magnesium–fluoride complex (MgF<sup>+</sup>) being the next most common. Because fluoride levels in water are usually controlled by the solubility of fluorite (CaF<sub>2</sub>), high natural fluoride levels are associated with calcium-deficient, alkaline, and soft waters. Defluoridation is needed when the naturally occurring fluoride level exceeds recommended limits. It can be accomplished by percolating water through granular beds of activated alumina, bone meal, bone char, or tricalcium phosphate; by coagulation with alum; or by precipitation with lime.
Pitcher or faucet-mounted water filters do not alter fluoride content; the more-expensive reverse osmosis filters remove 65–95% of fluoride, and distillation removes all fluoride. Some bottled waters contain undeclared fluoride, which can be present naturally in source waters, or if water is sourced from a public supply which has been fluoridated. The FDA states that bottled water products labeled as de-ionized, purified, demineralized, or distilled have been treated in such a way that they contain no or only trace amounts of fluoride, unless they specifically list fluoride as an added ingredient.
## Evidence
Existing evidence suggests that water fluoridation reduces tooth decay. Consistent evidence also suggests that it causes dental fluorosis, most of which is mild and not usually of aesthetic concern. No clear evidence of other adverse effects exists, though almost all research thereof has been of poor quality.
### Effectiveness
Reviews have shown that water fluoridation reduces cavities in children. A conclusion for the efficacy in adults is less clear with some reviews finding benefit and others not. Studies in the U.S. in the 1950s and 1960s showed that water fluoridation reduced childhood cavities by fifty to sixty percent, while studies in 1989 and 1990 showed lower reductions (40% and 18% respectively), likely due to increasing use of fluoride from other sources, notably toothpaste, and also the 'halo effect' of food and drink that is made in fluoridated areas and consumed in unfluoridated ones.
A 2000 UK systematic review (York) found that water fluoridation was associated with a decreased proportion of children with cavities of 15% and with a decrease in decayed, missing, and filled primary teeth (average decreases was 2.25 teeth). The review found that the evidence was of moderate quality: few studies attempted to reduce observer bias, control for confounding factors, report variance measures, or use appropriate analysis. Although no major differences between natural and artificial fluoridation were apparent, the evidence was inadequate for a conclusion about any differences. A 2007 Australian systematic review used the same inclusion criteria as York's, plus one additional study. This did not affect the York conclusions. A 2011 European Commission systematic review based its efficacy on York's review conclusion. A 2015 Cochrane systematic review estimated a reduction in cavities when water fluoridation was used by children who had no access to other sources of fluoride to be 35% in baby teeth and 26% in permanent teeth. The evidence was of poor quality. A 2020 study in the Journal of Political Economy found that water fluoridation significantly improved dental health and labor market outcomes, but had non-significant effects on cognitive ability.
Fluoride may also prevent cavities in adults of all ages. A 2007 meta-analysis by CDC researchers found that water fluoridation prevented an estimated 27% of cavities in adults, about the same fraction as prevented by exposure to any delivery method of fluoride (29% average). A 2011 European Commission review found that the benefits of water fluoridation for adult in terms of reductions in decay are limited. A 2015 Cochrane review found no conclusive research regarding the effectiveness of water fluoridation in adults. A 2016 review found variable quality evidence that, overall, stopping of community water fluoridation programs was typically followed by an increase in cavities.
Most countries in Europe have experienced substantial declines in cavities without the use of water fluoridation due to the introduction of fluoridated toothpaste and the large use of other fluoride-containing products, including mouthrinse, dietary supplements, and professionally applied or prescribed gel, foam, or varnish. For example, in Finland and Germany, tooth decay rates remained stable or continued to decline after water fluoridation stopped in communities with widespread fluoride exposure from other sources. Fluoridation is however still clearly necessary in the U.S. because unlike most European countries, the U.S. does not have school-based dental care, many children do not visit a dentist regularly, and for many U.S. children water fluoridation is the primary source of exposure to fluoride. The effectiveness of water fluoridation can vary according to circumstances such as whether preventive dental care is free to all children.
### Fluorosis
Fluoride's adverse effects depend on total fluoride dosage from all sources. At the commonly recommended dosage, the only clear adverse effect is dental fluorosis, which can alter the appearance of children's teeth during tooth development; this is mostly mild and is unlikely to represent any real effect on aesthetic appearance or on public health. In April 2015, recommended fluoride levels in the United States were changed to 0.7 ppm from 0.7–1.2 ppm to reduce the risk of dental fluorosis. The 2015 Cochrane review estimated that for a fluoride level of 0.7 ppm the percentage of participants with fluorosis of aesthetic concern was approximately 12%. This increases to 40% when considering fluorosis of any level not of aesthetic concern. In the US mild or very mild dental fluorosis has been reported in 20% of the population, moderate fluorosis in 2% and severe fluorosis in less than 1%.
The critical period of exposure is between ages one and four years, with the risk ending around age eight. Fluorosis can be prevented by monitoring all sources of fluoride, with fluoridated water directly or indirectly responsible for an estimated 40% of risk and other sources, notably toothpaste, responsible for the remaining 60%. Compared to water naturally fluoridated at 0.4 mg/L, fluoridation to 1 mg/L is estimated to cause additional fluorosis in one of every 6 people (95% CI 4–21 people), and to cause additional fluorosis of aesthetic concern in one of every 22 people (95% CI 13.6–∞ people). Here, aesthetic concern is a term used in a standardized scale based on what adolescents would find unacceptable, as measured by a 1996 study of British 14-year-olds. In many industrialized countries the prevalence of fluorosis is increasing even in unfluoridated communities, mostly because of fluoride from swallowed toothpaste. A 2009 systematic review indicated that fluorosis is associated with consumption of infant formula or of water added to reconstitute the formula, that the evidence was distorted by publication bias, and that the evidence that the formula's fluoride caused the fluorosis was weak. In the U.S. the decline in tooth decay was accompanied by increased fluorosis in both fluoridated and unfluoridated communities; accordingly, fluoride has been reduced in various ways worldwide in infant formulas, children's toothpaste, water, and fluoride-supplement schedules.
### Safety
Fluoridation has little effect on risk of bone fracture (broken bones); it may result in slightly lower fracture risk than either excessively high levels of fluoridation or no fluoridation.
There is no clear association between water fluoridation and cancer or deaths due to cancer, both for cancer in general and also specifically for bone cancer and osteosarcoma. Series of research concluded that concentration of fluoride in water doesn't associate with osteosarcoma. The beliefs regarding association of fluoride exposure and osteosarcoma stem from a study of US National Toxicology program in 1990, which showed uncertain evidence of association of fluoride and osteosarcoma in male rats. But there is still no solid evidence of cancer-causing tendency of fluoride in mice. Fluoridation of water has been practiced around the world to improve citizens' dental health. It is also deemed as major health success. Fluoride concentration levels in water supplies are regulated, such as United States Environmental Protection Agency regulates fluoride levels to not be greater than 4 milligrams per liter. Actually, water supplies already have natural occurring fluoride, but many communities chose to add more fluoride to the point that it can reduce tooth decay. Fluoride is also known for its ability to cause new bone formation. Yet, further research shows no osteosarcoma risks from fluoridated water in humans. Most of the research involved counting number of osteosarcoma patients cases in particular areas which has difference concentrations of fluoride in drinking water. The statistic analysis of the data shows no significant difference in occurrences of osteosarcoma cases in different fluoridated regions. Another important research involved collecting bone samples from osteosarcoma patients to measure fluoride concentration and compare them to bone samples of newly diagnosed malignant bone tumors. The result is that the median fluoride concentrations in bone samples of osteosarcoma patients and tumor controls are not significantly different. Not only fluoride concentration in bones, Fluoride exposures of osteosarcoma patients are also proven to be not significantly different from healthy people. More recent studies have disputed any relationship to consumption of fluoridated drinking water during childhood.
Fluoride can occur naturally in water in concentrations well above recommended levels, which can have several long-term adverse effects, including severe dental fluorosis, skeletal fluorosis, and weakened bones; water utilities in the developed world reduce fluoride levels to regulated maximum levels in regions where natural levels are high, and the WHO and other groups work with countries and regions in the developing world with naturally excessive fluoride levels to achieve safe levels. The World Health Organization recommends a guideline maximum fluoride value of 1.5 mg/L as a level at which fluorosis should be minimal.
In rare cases improper implementation of water fluoridation can result in overfluoridation that causes outbreaks of acute fluoride poisoning, with symptoms that include nausea, vomiting, and diarrhea. Three such outbreaks were reported in the U.S. between 1991 and 1998, caused by fluoride concentrations as high as 220 mg/L; in the 1992 Alaska outbreak, 262 people became ill and one person died. In 2010, approximately 60 gallons of fluoride were released into the water supply in Asheboro, North Carolina in 90 minutes—an amount that was intended to be released in a 24-hour period.
Like other common water additives such as chlorine, hydrofluosilicic acid and sodium silicofluoride decrease pH and cause a small increase of corrosivity, but this problem is easily addressed by increasing the pH. Although it has been hypothesized that hydrofluosilicic acid and sodium silicofluoride might increase human lead uptake from water, a 2006 statistical analysis did not support concerns that these chemicals cause higher blood lead concentrations in children. Trace levels of arsenic and lead may be present in fluoride compounds added to water, but no credible evidence exists that their presence is of concern: concentrations are below measurement limits.
The effect of water fluoridation on the natural environment has been investigated, and no adverse effects have been established. Issues studied have included fluoride concentrations in groundwater and downstream rivers; lawns, gardens, and plants; consumption of plants grown in fluoridated water; air emissions; and equipment noise.
## Mechanism
Fluoride exerts its major effect by interfering with the demineralization mechanism of tooth decay. Tooth decay is an infectious disease, the key feature of which is an increase within dental plaque of bacteria such as Streptococcus mutans and Lactobacillus. These produce organic acids when carbohydrates, especially sugar, are eaten. When enough acid is produced to lower the pH below 5.5, the acid dissolves carbonated hydroxyapatite, the main component of tooth enamel, in a process known as demineralization. After the sugar is gone, some of the mineral loss can be recovered—or remineralized—from ions dissolved in the saliva. Cavities result when the rate of demineralization exceeds the rate of remineralization, typically in a process that requires many months or years.
All fluoridation methods, including water fluoridation, create low levels of fluoride ions in saliva and plaque fluid, thus exerting a topical or surface effect. A person living in an area with fluoridated water may experience rises of fluoride concentration in saliva to about 0.04 mg/L several times during a day. Technically, this fluoride does not prevent cavities but rather controls the rate at which they develop. When fluoride ions are present in plaque fluid along with dissolved hydroxyapatite, and the pH is higher than 4.5, a fluorapatite-like remineralized veneer is formed over the remaining surface of the enamel; this veneer is much more acid-resistant than the original hydroxyapatite, and is formed more quickly than ordinary remineralized enamel would be. The cavity-prevention effect of fluoride is mostly due to these surface effects, which occur during and after tooth eruption. Although some systemic (whole-body) fluoride returns to the saliva via blood plasma, and to unerupted teeth via plasma or crypt fluid, there is little data to determine what percentages of fluoride's anticavity effect comes from these systemic mechanisms. Also, although fluoride affects the physiology of dental bacteria, its effect on bacterial growth does not seem to be relevant to cavity prevention.
Fluoride's effects depend on the total daily intake of fluoride from all sources. About 70–90% of ingested fluoride is absorbed into the blood, where it distributes throughout the body. In infants 80–90% of absorbed fluoride is retained, with the rest excreted, mostly via urine; in adults about 60% is retained. About 99% of retained fluoride is stored in bone, teeth, and other calcium-rich areas, where excess quantities can cause fluorosis. Drinking water is typically the largest source of fluoride. In many industrialized countries swallowed toothpaste is the main source of fluoride exposure in unfluoridated communities. Other sources include dental products other than toothpaste; air pollution from fluoride-containing coal or from phosphate fertilizers; trona, used to tenderize meat in Tanzania; and tea leaves, particularly the tea bricks favored in parts of China. High fluoride levels have been found in other foods, including barley, cassava, corn, rice, taro, yams, and fish protein concentrate. The U.S. Institute of Medicine has established Dietary Reference Intakes for fluoride: Adequate Intake values range from 0.01 mg/day for infants aged 6 months or less, to 4 mg/day for men aged 19 years and up; and the Tolerable Upper Intake Level is 0.10 mg/kg/day for infants and children through age 8 years, and 10 mg/day thereafter. A rough estimate is that an adult in a temperate climate consumes 0.6 mg/day of fluoride without fluoridation, and 2 mg/day with fluoridation. However, these values differ greatly among the world's regions: for example, in Sichuan, China the average daily fluoride intake is only 0.1 mg/day in drinking water but 8.9 mg/day in food and 0.7 mg/day directly from the air due to the use of high-fluoride soft coal for cooking and drying foodstuffs indoors.
## Alternatives
The views on the most effective method for community prevention of tooth decay are mixed. The Australian government review states that water fluoridation is the most effective means of achieving fluoride exposure that is community-wide. The European Commission review states "No obvious advantage appears in favour of water fluoridation compared with topical prevention". Other fluoride therapies are also effective in preventing tooth decay; they include fluoride toothpaste, mouthwash, gel, and varnish, and fluoridation of salt and milk. Dental sealants are effective as well, with estimates of prevented cavities ranging from 33% to 86%, depending on age of sealant and type of study.
Fluoride toothpaste is the most widely used and rigorously evaluated fluoride treatment. Its introduction is considered the main reason for the decline in tooth decay in industrialized countries, and toothpaste appears to be the single common factor in countries where tooth decay has declined. Toothpaste is the only realistic fluoride strategy in many low-income countries, where lack of infrastructure renders water or salt fluoridation infeasible. It relies on individual and family behavior, and its use is less likely among lower economic classes; in low-income countries it is unaffordable for the poor. Fluoride toothpaste prevents about 25% of cavities in young permanent teeth, and its effectiveness is improved if higher concentrations of fluoride are used, or if the toothbrushing is supervised. Fluoride mouthwash and gel are about as effective as fluoride toothpaste; fluoride varnish prevents about 45% of cavities. By comparison, brushing with a nonfluoride toothpaste has little effect on cavities.
The effectiveness of salt fluoridation is about the same as that of water fluoridation, if most salt for human consumption is fluoridated. Fluoridated salt reaches the consumer in salt at home, in meals at school and at large kitchens, and in bread. For example, Jamaica has just one salt producer, but a complex public water supply; it started fluoridating all salt in 1987, achieving a decline in cavities. Universal salt fluoridation is also practiced in Colombia and the Swiss Canton of Vaud; in Germany fluoridated salt is widely used in households but unfluoridated salt is also available, giving consumers a choice. Concentrations of fluoride in salt range from 90 to 350 mg/kg, with studies suggesting an optimal concentration of around 250 mg/kg.
Milk fluoridation is practiced by the Borrow Foundation in some parts of Bulgaria, Chile, Peru, Russia, Macedonia, Thailand and the UK. Depending on location, the fluoride is added to milk, to powdered milk, or to yogurt. For example, milk powder fluoridation is used in rural Chilean areas where water fluoridation is not technically feasible. These programs are aimed at children, and have neither targeted nor been evaluated for adults. A systematic review found low-quality evidence to support the practice, but also concluded that further studies were needed.
Other public-health strategies to control tooth decay, such as education to change behavior and diet, have lacked impressive results. Although fluoride is the only well-documented agent which controls the rate at which cavities develop, it has been suggested that adding calcium to the water would reduce cavities further. Other agents to prevent tooth decay include antibacterials such as chlorhexidine and sugar substitutes such as xylitol. Xylitol-sweetened chewing gum has been recommended as a supplement to fluoride and other conventional treatments if the gum is not too costly. Two proposed approaches, bacteria replacement therapy (probiotics) and caries vaccine, would share water fluoridation's advantage of requiring only minimal patient compliance, but have not been proven safe and effective. Other experimental approaches include fluoridated sugar, polyphenols, and casein phosphopeptide–amorphous calcium phosphate nanocomplexes.
A 2007 Australian review concluded that water fluoridation is the most effective and socially the most equitable way to expose entire communities to fluoride's cavity-prevention effects. A 2002 U.S. review estimated that sealants decreased cavities by about 60% overall, compared to about 18–50% for fluoride. A 2007 Italian review suggested that water fluoridation may not be needed, particularly in the industrialized countries where cavities have become rare, and concluded that toothpaste and other topical fluoride are the best way to prevent cavities worldwide. A 2004 World Health Organization review stated that water fluoridation, when it is culturally acceptable and technically feasible, has substantial advantages in preventing tooth decay, especially for subgroups at high risk.
## Worldwide prevalence
As of November 2012, a total of about 378 million people worldwide received artificially fluoridated water. The majority of those were in the United States. About 40 million worldwide received water that was naturally fluoridated to recommended levels.
Much of the early work on establishing the connection between fluoride and dental health was performed by scientists in the U.S. during the early 20th century, and the U.S. was the first country to implement public water fluoridation on a wide scale. It has been introduced to varying degrees in many countries and territories outside the U.S., including Argentina, Australia, Brazil, Canada, Chile, Colombia, Hong Kong, Ireland, Israel, Korea, Malaysia, New Zealand, the Philippines, Serbia, Singapore, Spain, the UK, and Vietnam. In 2004, an estimated 13.7 million people in western Europe and 194 million in the U.S. received artificially fluoridated water. In 2010, about 66% of the U.S. population was receiving fluoridated water.
Naturally fluoridated water is used by approximately 4% of the world's population, in countries including Argentina, France, Gabon, Libya, Mexico, Senegal, Sri Lanka, Tanzania, the U.S., and Zimbabwe. In some locations, notably parts of Africa, China, and India, natural fluoridation exceeds recommended levels.
Communities have discontinued water fluoridation in some countries, including Finland, Germany, Japan, the Netherlands, and Switzerland. Changes have been motivated by political opposition to water fluoridation, but sometimes the need for water fluoridation was met by alternative strategies. The use of fluoride in its various forms is the foundation of tooth decay prevention throughout Europe; several countries have introduced fluoridated salt, with varying success: in Switzerland and Germany, fluoridated salt represents 65% to 70% of the domestic market, while in France the market share reached 60% in 1993 but dwindled to 14% in 2009; Spain, in 1986 the second West European country to introduce fluoridation of table salt, reported a market share in 2006 of only 10%. In three other West European countries, Greece, Austria and the Netherlands, the legal framework for production and marketing of fluoridated edible salt exists. At least six Central European countries (Hungary, Czechia, Slovakia, Croatia, Slovenia, Romania) have shown some interest in salt fluoridation; however, significant usage of approximately 35% was only achieved in the Czech Republic. The Slovak Republic had the equipment to treat salt by 2005; in the other four countries attempts to introduce fluoridated salt were not successful. When Israel implemented the 2014 Dental Health Promotion Program, that includes education, medical followup and the use of fluoride-containing products and supplements, it evaluated that mandatory water fluoridation was no longer necessary, stating "supply of fluoridated water forces those who do not so wish to also consume water with added fluoride. This approach is therefore not accepted in most countries in the world.".
## History
The history of water fluoridation can be divided into three periods. The first (c. 1801–1933) was research into the cause of a form of mottled tooth enamel called the Colorado brown stain. The second (c. 1933–1945) focused on the relationship between fluoride concentrations, fluorosis, and tooth decay, and established that moderate levels of fluoride prevent cavities. The third period, from 1945 on, focused on adding fluoride to community water supplies.
In the first half of the 19th century, investigators established that fluoride occurs with varying concentrations in teeth, bone, and drinking water. In the second half they speculated that fluoride would protect against tooth decay, proposed supplementing the diet with fluoride, and observed mottled enamel (now called severe dental fluorosis) without knowing the cause. In 1874, the German public health officer Carl Wilhelm Eugen Erhardt recommended potassium fluoride supplements to preserve teeth. In 1892 the British physician James Crichton-Browne noted in an address that fluoride's absence from diets had resulted in teeth that were "peculiarly liable to decay", and who proposed "the reintroduction into our diet ... of fluorine in some suitable natural form ... to fortify the teeth of the next generation".
The foundation of water fluoridation in the U.S. was the research of the dentist Frederick McKay (1874–1959). McKay spent thirty years investigating the cause of what was then known as the Colorado brown stain, which produced mottled but also cavity-free teeth; with the help of G.V. Black and other researchers, he established that the cause was fluoride. The first report of a statistical association between the stain and lack of tooth decay was made by UK dentist Norman Ainsworth in 1925. In 1931, an Alcoa chemist, H.V. Churchill, concerned about a possible link between aluminum and staining, analyzed water from several areas where the staining was common and found that fluoride was the common factor.
In the 1930s and early 1940s, H. Trendley Dean and colleagues at the newly created U.S. National Institutes of Health published several epidemiological studies suggesting that a fluoride concentration of about 1 mg/L was associated with substantially fewer cavities in temperate climates, and that it increased fluorosis but only to a level that was of no medical or aesthetic concern. Other studies found no other significant adverse effects even in areas with fluoride levels as high as 8 mg/L. To test the hypothesis that adding fluoride would prevent cavities, Dean and his colleagues conducted a controlled experiment by fluoridating the water in Grand Rapids, Michigan, starting 25 January 1945. The results, published in 1950, showed significant reduction of cavities. Significant reductions in tooth decay were also reported by important early studies outside the U.S., including the Brantford–Sarnia–Stratford study in Canada (1945–1962), the Tiel–Culemborg study in the Netherlands (1953–1969), the Hastings study in New Zealand (1954–1970), and the Department of Health study in the U.K. (1955–1960). By present-day standards these and other pioneering studies were crude, but the large reductions in cavities convinced public health professionals of the benefits of fluoridation.
Fluoridation became an official policy of the U.S. Public Health Service by 1951, and by 1960 water fluoridation had become widely used in the U.S., reaching about 50 million people. By 2006, 69.2% of the U.S. population on public water systems were receiving fluoridated water, amounting to 61.5% of the total U.S. population; 3.0% of the population on public water systems were receiving naturally occurring fluoride. In some other countries the pattern was similar. New Zealand, which led the world in per-capita sugar consumption and had the world's worst teeth, began fluoridation in 1953, and by 1968 fluoridation was used by 65% of the population served by a piped water supply. Fluoridation was introduced into Brazil in 1953, was regulated by federal law starting in 1974, and by 2004 was used by 71% of the population. In the Republic of Ireland, fluoridation was legislated in 1960, and after a constitutional challenge the two major cities of Dublin and Cork began it in 1964; fluoridation became required for all sizeable public water systems and by 1996 reached 66% of the population. In other locations, fluoridation was used and then discontinued: in Kuopio, Finland, fluoridation was used for decades but was discontinued because the school dental service provided significant fluoride programs and the cavity risk was low, and in Basel, Switzerland, it was replaced with fluoridated salt.
McKay's work had established that fluorosis occurred before tooth eruption. Dean and his colleagues assumed that fluoride's protection against cavities was also pre-eruptive, and this incorrect assumption was accepted for years. By 2000, however, the topical effects of fluoride (in both water and toothpaste) were well understood, and it had become known that a constant low level of fluoride in the mouth works best to prevent cavities.
## Economics
Fluoridation costs an estimated \$ per person-year on the average (range: \$–\$; all costs in this paragraph are for the U.S. and are in dollars, inflation-adjusted from earlier estimates). Larger water systems have lower per capita cost, and the cost is also affected by the number of fluoride injection points in the water system, the type of feeder and monitoring equipment, the fluoride chemical and its transportation and storage, and water plant personnel expertise. In affluent countries the cost of salt fluoridation is also negligible; developing countries may find it prohibitively expensive to import the fluoride additive. By comparison, fluoride toothpaste costs an estimated \$–\$ per person-year, with the incremental cost being zero for people who already brush their teeth for other reasons; and dental cleaning and application of fluoride varnish or gel costs an estimated \$ per person-year. Assuming the worst case, with the lowest estimated effectiveness and highest estimated operating costs for small cities, fluoridation costs an estimated \$–\$ per saved tooth-decay surface, which is lower than the estimated \$ to restore the surface and the estimated \$ average discounted lifetime cost of the decayed surface, which includes the cost to maintain the restored tooth surface. It is not known how much is spent in industrial countries to treat dental fluorosis, which is mostly due to fluoride from swallowed toothpaste.
Although a 1989 workshop on cost-effectiveness of cavity prevention concluded that water fluoridation is one of the few public health measures that save more money than they cost, little high-quality research has been done on the cost-effectiveness and solid data are scarce. Dental sealants are cost-effective only when applied to high-risk children and teeth. A 2002 U.S. review estimated that on average, sealing first permanent molars saves costs when they are decaying faster than 0.47 surfaces per person-year whereas water fluoridation saves costs when total decay incidence exceeds 0.06 surfaces per person-year. In the U.S., water fluoridation is more cost-effective than other methods to reduce tooth decay in children, and a 2008 review concluded that water fluoridation is the best tool for combating cavities in many countries, particularly among socially disadvantaged groups. A 2016 review of studies published between 1995 and 2013 found that water fluoridation in the U.S. was cost-effective, and that it was more so in larger communities.
U.S. data from 1974 to 1992 indicate that when water fluoridation is introduced into a community, there are significant decreases in the number of employees per dental firm and the number of dental firms. The data suggest that some dentists respond to the demand shock by moving to non-fluoridated areas and by retraining as specialists.
## Controversy
The water fluoridation controversy arises from political, moral, ethical, economic, and safety concerns regarding the water fluoridation of public water supplies. For impoverished groups in both developing and developed countries, international and national agencies and dental associations across the world support the safety and effectiveness of water fluoridation. Authorities' views on the most effective fluoride therapy for community prevention of tooth decay are mixed; some state water fluoridation is most effective, while others see no special advantage and prefer topical application strategies.
Those opposed argue that water fluoridation has no or little cariostatic benefits, may cause serious health problems, is not effective enough to justify the costs, is pharmacologically obsolete, and presents a moral conflict between the common good and individual rights.
## See also
- Water fluoridation by country
- History of water supply and sanitation
|
12,574,431 |
Bezhin Meadow
| 1,122,174,230 |
1937 film by Sergei Eisenstein
|
[
"1930s Russian-language films",
"1930s unfinished films",
"1937 drama films",
"1937 short films",
"Films about the Soviet Union in the Stalin era",
"Films based on works by Ivan Turgenev",
"Films directed by Sergei Eisenstein",
"Soviet black-and-white films",
"Soviet drama films",
"Soviet propaganda films",
"Soviet short films"
] |
Bezhin Meadow (Бежин луг, Bezhin lug) is a 1937 Soviet propaganda film, famous for having been suppressed and believed destroyed before its completion. Directed by Sergei Eisenstein, it tells the story of a young farm boy whose father attempts to betray the government for political reasons by sabotaging the year's harvest and the son's efforts to stop his own father to protect the Soviet state, culminating in the boy's murder and a social uprising. The film draws its title from a story by Ivan Turgenev, but is based on the life of Pavlik Morozov, a young Russian boy who became a political martyr following his death in 1932, after he denounced his father to Soviet government authorities and subsequently died at the hands of his family. Pavlik Morozov was immortalized in school programs, poetry, music, and film.
Commissioned by a communist youth group, the film's production ran from 1935 to 1937, until it was halted by the central Soviet government, which said it contained artistic, social, and political failures. Some, however, blamed the failure of Bezhin Meadow on government interference and policies, extending all the way to Joseph Stalin himself. In the wake of the film's failure, Eisenstein publicly recanted his work as an error. Individuals were arrested during and after the ensuing debacle.
Bezhin Meadow was long thought lost in the wake of World War II bombings. In the 1960s, however, cuttings and partial prints of the film were found; from these, a reconstruction of Bezhin Meadow, based on the original script, was undertaken. Rich in religious symbolism, the film and its history became the focus of academic study. The film was extensively discussed both inside and outside of the film industry for its historical nature, the odd circumstances of its production and failure, and its imagery, which is considered some of the greatest in cinema. In spite of the failure of Bezhin Meadow, Eisenstein rebounded to win Soviet acclaim and awards, and became artistic director of a major film studio.
## Plot
Because Bezhin Meadow was repeatedly edited, re-shot, and changed to satisfy the Soviet government authorities, several versions of the film were created.
The most sourced and best-known version focuses on Stepok, a young boy in a collective farming village, who is a member of the local Young Pioneers Communist organization, as are other local children. His father Samokhin, a farmer, plans to sabotage the village harvest for political reasons by burning down the titular meadow, but Stepok organizes the other Young Pioneer children to guard the crops. Samokhin grows progressively more frustrated by his son's actions and success. Eventually, Stepok reports Samokhin's crimes to the Soviet government authorities, and is in turn slain by his own father for betraying his family. The other Young Pioneers break into the local church, singing songs, and desecrate it in response to Stepok's death. The visuals of the film shift during the destruction of the church, with the villagers becoming that which they are destroying—the angry villagers, by the end of the set piece, are depicted as Christ-like, angelic, and prophetic figures.
A later re-editing of the film opens with images of orchards and blue sky, showing a stone obelisk with Turgenev's name on it. It is next revealed that Stepok's mother has been beaten to death by his father. In a dark hut, Samokhin complains that his son has a greater loyalty to the Soviet than his own family, as Stepok enters from the bright day outside. His father quotes from the Bible: "If the son betrays his father, kill him like a dog!" Samokhin is arrested for arson, and Stepok leaves with a Communist functionary. The other arsonists take refuge in the local church, and are soon arrested. The arsonists are nearly lynched, but are saved from the villagers' wrath by Stepok. The villagers transform the church into a clubhouse, symbolically ridiculing religion or the clergy.
In some versions, the destruction of the church was replaced with a scene of villagers fighting the arsonist's fire. In the film, the fire was started when the arsonists threw dried sunflowers and lit matches into the community's fuel storage area. In some cuts, Stepok overhears his father's planning and sneaks out in the night to inform on him; in others, the local Communist Party functionary breastfeeds Stepok's young sister; in still others, Stepok's father says after shooting his son, "They took you from me, but I did not give you to them. I did not give my own flesh and blood." After Stepok's death, the same aforementioned Communist official carries him off, joined by other children, in a funeral march that was said to evolve into a victory march.
The film, as mentioned by Shumyatsky and Eisenstein, is rich in religious iconography and the symbolic struggle between good and evil. Additionally, Birgit Beumers writes, "The peasants here are grey-bearded prophets; the young men are broad-shouldered Renaissance apostles; the fleshy girls are earthly Madonnas; the peasant wrecking the iconostasis is a biblical Samson; the chubby young boy in the shirt, raised high under the cupola towards the slanting sun-ray which turns his locks golden, is the young Jesus Christ ascending to the Heavenly Throne." Bezhin Meadow, in its various unreleased versions, was "Dedicated to the bright memory of Pavlik Morozov, a small hero of our time" (cf. A Hero of Our Time).
## Cast
- Viktor Kartashov as Stepok (as Vitya Kartashov)
- Nikolay Khmelyov as Peasant
- Boris Zakhava as Stepka's father - first film version
- Yekaterina Teleshova
- Pyotr Arzhanov as Political Commissar (as Pavel Ardzhanov)
- Nikolai Maslov
- Yakov Zajtsev
- Vadim Gusev
- Serafim Kozminskiy
- Stanislav Rostotsky as Boy
- Sergey Averkiyev as Appearing
## Original Turgenev story and Pavlik Morozov
The film was based in part on a story by Ivan Turgenev, a 19th-century Russian scholar and novelist, but was adapted to incorporate the folk story of Pavlik Morozov, a supposed Young Pioneer glorified by Soviet Union propaganda as a martyr. Turgenev's original short fiction titled "Bezhin Meadow" or "Bezhin Lea" was a story about peasant boys in the 1850s, in the Oryol region, discussing supernatural signs of death, while they spend the night in the Bezhin Meadow with a lost hunter. It is a part of A Sportsman's Sketches, a collection of short stories. Eisenstein would later remove any direct references to Turgenev's fiction, aside from the title, from the film.
Morozov's life and death in the village of Gerasimovka in the Ural Mountains, has no connection with Turgenev's literary work. Morozov was a 13-year-old boy who denounced his father, a kulak, to the Soviet government authorities, and was in turn killed by his family. It was a Soviet morality tale: opposing the state was selfish and reactionary, and the state was more important than family. The most popular account of the Morozov story is as follows: born to poor peasants in Gerasimovka, a small village 350 kilometres (220 mi) north-east of Sverdlovsk, Morozov was a dedicated communist who led the Young Pioneers at his school, and supported Stalin's collectivization of farms. In 1932, at age 13, Morozov reported his father to the political police (GPU). Morozov's father, the Chairman of the Village Soviet or Selsoviet, was alleged to have been "forging documents and selling them to the bandits and enemies of the Soviet State" (as his sentence read). The elder Morozov, Trofim, was sentenced to 10 years in a labor camp, and later executed. However, Pavlik's family did not approve of the young boy's actions. On September 3 of that year, his uncle, grandfather, grandmother and a cousin murdered him, along with his younger brother. All of them except the uncle were rounded up by the GPU, convicted, and sentenced to "the highest measure of social defense", execution by a firing squad.
The Morozov story was developed into compulsory children's readings, songs, plays, a symphonic poem, a full-length opera and six biographies. There is very little original evidence related to the story; much of it is hearsay provided by second-hand witnesses. In Bezhin Meadow, the child is named Stepok, departing from the original historical lore and information. Among the ironies of Bezhin Meadow's history were that Pavlik Morozov may not have even been a member of the Young Pioneers. Morozov had been called a "disturbed young boy" who was unaware of the consequences of what he was doing and turned his father in to the authorities for having abandoned his mother for a younger woman, rather than for political reasons.
## Production
Herbert Marshall argued that by 1931, government interference in Soviet artistic work was already well established, in various forms: from peers of the artists, guided by 'above'; from "the different circles competent to judge it"; and ultimately from the Communist Party and Stalin himself. This all led to the failed production of Bezhin Meadow.
Before production of the film began, the script by Aleksandr Rzheshevsky was well received by Eisenstein, but there were initial concerns about the quality of the plot and characterization involved. The commission for the production was issued by the Communist Youth League, or Komsomol, to honor their efforts in supporting collective farm work, and was to focus on "the socialist reconstruction of the countryside". Filming began in the middle of 1935, and in October 1935 the first developed film was presented to the Mosfilm Studio, which was producing Bezhin Meadow. The studio requested changes, and production continued. In August 1936, with most of the principal filming done, Boris Shumyatsky, the then-head of the Soviet GUK (Principal Directorate for the Cinema) ordered a halt in production and directed that the film be re-written. The script was again revised, with Eisenstein acknowledging errors in his production after a further version was rejected by the studio. During the creation of Bezhin Meadow, Eisenstein did not widely screen footage of the film for review.
Production on the unreleased film cost 2 million rubles, and spanned two years. When casting the production, Eisenstein had preferred to not use professional actors, instead using people who represented "types" to play a given role. Two thousand young boys were auditioned during the search for the ideal young actor to play the part of Stepok, the renamed Morozov character. Filming took place in many locations, primarily in Moscow studios, and remote locations in the Ukraine and the Caucasus. During production, Eisenstein had the foresight to save the edited-out frames from every shot in the film, which allowed for the later reconstruction of Bezhin Meadows in the 1960s, even though the original prints were destroyed.
The Central Executive Committee of the Communist Party required that it screen and approve Bezhin Meadow before its release. Multiple versions of the film were banned by the committee, which cited them as "inartistic and politically bankrupt", and claimed that Eisenstein "confused the class struggle with the struggle between good and evil". By an order from the Chief Directorate of Soviet Cinema, production of the film was stopped permanently on March 17, 1937. Shumyatsky complained that Eisenstein had presented the conflicts of the film in somewhat Biblical terms, rather than placing the conflicts of the film in the context of the socialist class struggle. Eisenstein himself would later say that the murder of Stepok by his father was "reminiscent of Abraham's sacrifice of Isaac".
After the film's final rejection, Shumyatsky took responsibility for the failure in the Soviet media, with an essay detailing the film's history in Pravda. According to Shumyatsky, Bezhin Meadow was a slander against the Soviet countryside, and an example of Formalism that needed to be eliminated. Shumyatsky went on to say, "[Eisenstein was] making Bezhin Meadow only because it offered him an opportunity to indulge in formalistic exercises. Instead of creating a strong, clear, direct work, Eisenstein detached his work from reality, from the colors and heroism of reality. He consciously reduced the work's ideological content." Shumyatsky would lose his government position two years later, when he was charged with being an English spy, arrested, and shot. One of the reasons Shumyatsky gave for shutting down production of Bezhin Meadow was that Eisenstein was wasting money and resources in producing it; conversely, before his execution, Shumyatsky himself was charged with wasting money and resources by cancelling films such as Bezhin Meadow. The suppression of Bezhin Meadow was also said to be part of an ongoing campaign against the artistic avant-garde in Joseph Stalin's Russia.
Following the order to stop production of the film from the Soviet government and Shumyatsky, Eisenstein contracted smallpox, followed afterwards by influenza, and the film was destined to remain unfinished. He worked further on the story with the Soviet author Isaac Babel, but no material was ever published or released from their collaboration, and the production of Bezhin Meadow came to an end. The unfinished and unreleased film reels were destroyed during a World War II bombing raid in 1941. In a later published response to Shumyatsky titled "The Mistakes of Bezhin Meadow", Eisenstein pledged he would "rid myself of the last anarchistic traits of individualism in my outlook and creative method". Eisenstein finally wrote, "What caused catastrophe to overtake the picture I had worked on for two years? What was the mistaken viewpoint which, despite honesty of feelings and devotion to work, brought the production to a perversion of reality, making it politically insubstantial and consequently inartistic?"
## Reactions and legacy
Eisenstein's Bezhin Meadow has had a rich legacy of responses and criticism since its original production. In the wake of Shumyatsky's statements in Pravda, which diminished Eisenstein's reputation in the Soviet Union to the lowest point in his career, others soon weighed in. Some criticism of the film was that it was too abstract or formalist, echoing Shumyatsky's views. Ilya Vaisfeld called the film and Eisenstein's methods "profoundly hostile to socialism", and faulted Eisenstein for presenting enemies in a possibly favorable light. According to Nikolai Otten, Eisenstein's failure was due to filming an emotional scenario, thinking it freed him from studio control. Boris Babitsky, the chief of Mosfilm Studio (the producers of the film), took responsibility for the production's failure, and for not controlling Eisenstein's work or halting filming earlier; Babitsky was later arrested for this. Ivan Pyryev felt that Eisenstein did not want to be a "Soviet person", giving this as a reason for the failure of the film. David Maryan, another director, blamed Eisenstein for looking down on others, taking no pleasure in the achievements of others, and for being a loner. Eisenstein's political status came under attack as well due to the film. G. Zeldovich, of the Principal Directorate for the Cinema, questioned whether Eisenstein should be free to work with film students due to his political unreliability.
Not all of the commentary and examination of Bezhin Meadow was overtly negative, however. In the years after the film closed its production, studios and film organizations in major Russian cities including Moscow, Leningrad, and Kiev held seminars to examine the lessons of the film, with some of the sessions lasting days. A former student of Eisenstein, Peotr Pavlenko, defended Eisenstein's work in the wake of Bezhin Meadow. Grigori Alexandrov, a filmmaker Eisenstein had worked with previously, was denounced for "raising himself above the community" because he did not speak out against his associate. Esfir Shub suggested that as Eisenstein was not present in the USSR during the first five-year plan, he was unable to correctly present modern political lessons. The set-piece in Bezhin Meadow where the villagers desecrate the village church in response to Stepok's death, which was removed in later versions of the film, has been called "one of the great set-pieces in cinema", and a further demonstration of the Biblical imagery featured in the film. Among such visuals from the desecration sequence were an image of a girl in a mirror, framed as the Virgin Mary, and a statue of a crucified Christ held as if it were in a pietà. Ivor Montagu likened Eisenstein's struggles with the film to Galileo's conflict with the Inquisition. In spite of the heavy criticisms he faced, Eisenstein was allowed by the politburo to continue his career, and he created and released the film Alexander Nevsky in 1938.
In the 1960s, it was learned that Eisenstein's wife, Pera Attasheva, had saved splices of film from the editing table that was used for Bezhin Meadow. Starting in 1964, a reconstruction of the film was created and set to a musical score by Sergei Prokofiev by Russian film director Sergei Yutkevich with Eisenstein scholar Naum Kleiman. The film was edited to the original script, to preserve the original cutting continuity; new intertitles were also created from the script, and a new spoken introduction was added. The film now exists as a 35-minute "silent film slide show". In 1988, the filming of Bezhin Meadow was the focus of a retrospective at the Tisch School of the Arts in New York City. Entitled "Jay Leyda: A Life's Work", it focused on Leyda, a professor at the school and the lone American to have studied with Eisenstein at the Moscow State Film Institute; Leyda had been apprentice director and still photographer on the set. Of the Soviet films from the 1920s and 1930s, Bezhin Meadow is the one that may be most cited in academic works related to film study.
Though production of Bezhin Meadow was never completed, and a full version was never distributed, the film was later considered a celebration of Soviet political purposes and informants. In spite of the problems that Bezhin Meadow faced, Eisenstein would receive the Order of Lenin in 1939 due to the wild success of Alexander Nevsky. In 1941, he became the artistic director of Mosfilm Studios.
## See also
- 1930s in film
- Cinema of the Russian Empire
- Cinema of the Soviet Union
- List of lost films
- Russian culture
- Soviet art
|
486,195 |
L'Orfeo
| 1,172,911,880 |
Opera by Claudio Monteverdi
|
[
"1607 operas",
"Italian-language operas",
"Operas",
"Operas about Orpheus",
"Operas based on Metamorphoses",
"Operas by Claudio Monteverdi",
"Pastoral operas",
"Proserpina"
] |
L'Orfeo (SV 318) (), sometimes called La favola d'Orfeo , is a late Renaissance/early Baroque favola in musica, or opera, by Claudio Monteverdi, with a libretto by Alessandro Striggio. It is based on the Greek legend of Orpheus, and tells the story of his descent to Hades and his fruitless attempt to bring his dead bride Eurydice back to the living world. It was written in 1607 for a court performance during the annual Carnival at Mantua. While Jacopo Peri's Dafne is generally recognised as the first work in the opera genre, and the earliest surviving opera is Peri's Euridice, L'Orfeo is the earliest that is still regularly performed.
By the early 17th century the traditional intermedio—a musical sequence between the acts of a straight play—was evolving into the form of a complete musical drama or "opera". Monteverdi's L'Orfeo moved this process out of its experimental era and provided the first fully developed example of the new genre. After its initial performance the work was staged again in Mantua, and possibly in other Italian centres in the next few years. Its score was published by Monteverdi in 1609 and again in 1615. After the composer's death in 1643 the opera went unperformed for many years, and was largely forgotten until a revival of interest in the late 19th century led to a spate of modern editions and performances. At first these performances tended to be concert (unstaged) versions within institutes and music societies, but following the first modern dramatised performance in Paris, in 1911, the work began to be seen in theatres. After the Second World War many recordings were issued, and the opera was increasingly staged in opera houses, although some leading venues resisted it. In 2007, the quatercentenary of the premiere was celebrated by performances throughout the world.
In his published score Monteverdi lists around 41 instruments to be deployed, with distinct groups of instruments used to depict particular scenes and characters. Thus strings, harpsichords and recorders represent the pastoral fields of Thrace with their nymphs and shepherds, while heavy brass illustrates the underworld and its denizens. Composed at the point of transition from the Renaissance era to the Baroque, L'Orfeo employs all the resources then known within the art of music, with particularly daring use of polyphony. The work is not orchestrated as such; in the Renaissance tradition instrumentalists followed the composer's general instructions but were given considerable freedom to improvise.
## Historical background
Claudio Monteverdi, born in Cremona in 1567, was a musical prodigy who studied under Marc'Antonio Ingegneri, the maestro di cappella (head of music) at Cremona Cathedral. After training in singing, string playing and composition, Monteverdi worked as a musician in Verona and Milan until, in 1590 or 1591, he secured a post as suonatore di vivuola (viola player) at Duke Vincenzo Gonzaga's court at Mantua. Through ability and hard work Monteverdi rose to become Gonzaga's maestro della musica (master of music) in 1601.
Vincenzo Gonzaga's particular passion for musical theatre and spectacle grew from his family connections with the court of Florence. Towards the end of the 16th century innovative Florentine musicians were developing the intermedio—a long-established form of musical interlude inserted between the acts of spoken dramas—into increasingly elaborate forms. Led by Jacopo Corsi, these successors to the renowned Camerata were responsible for the first work generally recognised as belonging to the genre of opera: Dafne, composed by Corsi and Jacopo Peri and performed in Florence in 1598. This work combined elements of madrigal singing and monody with dancing and instrumental passages to form a dramatic whole. Only fragments of its music still exist, but several other Florentine works of the same period—Rappresentatione di Anima, et di Corpo by Emilio de' Cavalieri, Peri's Euridice and Giulio Caccini's identically titled Euridice—survive complete. These last two works were the first of many musical representations of the Orpheus myth as recounted in Ovid's Metamorphoses, and as such were direct precursors of Monteverdi's L'Orfeo.
The Gonzaga court had a long history of promoting dramatic entertainment. A century before Duke Vincenzo's time the court had staged Angelo Poliziano's lyrical drama La favola di Orfeo, at least half of which was sung rather than spoken. More recently, in 1598 Monteverdi had helped the court's musical establishment produce Giovanni Battista Guarini's play Il pastor fido, described by theatre historian Mark Ringer as a "watershed theatrical work" which inspired the Italian craze for pastoral drama. On 6 October 1600, while visiting Florence for the wedding of Maria de' Medici to King Henry IV of France, Duke Vincenzo attended the premiere of Peri's Euridice. It is likely that his principal musicians, including Monteverdi, were also present at this performance. The Duke quickly recognised the novelty of this new form of dramatic entertainment, and its potential for bringing prestige to those prepared to sponsor it.
## Creation
### Libretto
Among those present at the Euridice performance in October 1600 was a young lawyer and career diplomat from Gonzaga's court, Alessandro Striggio, son of a well-known composer of the same name. The younger Striggio was himself a talented musician; as a 16-year-old, he had played the viol at the wedding festivities of Duke Ferdinando of Tuscany in 1589. Together with Duke Vincent's two young sons, Francesco and Fernandino, he was a member of Mantua's exclusive intellectual society, the Accademia degli Invaghiti [it], which provided the chief outlet for the city's theatrical works. It is not clear at what point Striggio began his libretto for L'Orfeo, but work was evidently under way in January 1607. In a letter written on 5 January, Francesco Gonzago asks his brother, then attached to the Florentine court, to obtain the services of a high quality castrato from the Grand Duke's establishment, for a "play in music" being prepared for the Mantuan Carnival.
Striggio's main sources for his libretto were Books 10 and 11 of Ovid's Metamorphoses and Book Four of Virgil's Georgics. These provided him with the basic material, but not the structure for a staged drama; the events of acts 1 and 2 of the libretto are covered by a mere 13 lines in the Metamorphoses. For help in creating a dramatic form, Striggio drew on other sources—Poliziano's 1480 play, Guarini's Il pastor fido, and Ottavio Rinuccini's libretto for Peri's Euridice. Musicologist Gary Tomlinson remarks on the many similarities between Striggio's and Rinuccini's texts, noting that some of the speeches in L'Orfeo "correspond closely in content and even in locution to their counterparts in L'Euridice". The critic Barbara Russano Hanning writes that Striggio's verses are less subtle than those of Rinuccini, although the structure of Striggio's libretto is more interesting. Rinuccini, whose work had been written for the festivities accompanying a Medici wedding, was obliged to alter the myth to provide a "happy ending" suitable for the occasion. By contrast, because Striggio was not writing for a formal court celebration he could be more faithful to the spirit of the myth's conclusion, in which Orfeo is killed and dismembered by deranged maenads or "Bacchantes". He chose, in fact, to write a somewhat muted version of this bloody finale, in which the Bacchantes threaten Orfeo's destruction but his actual fate is left in doubt.
The libretto was published in Mantua in 1607 to coincide with the premiere and incorporated Striggio's ambiguous ending. However, Monteverdi's score published in Venice in 1609 by Ricciardo Amadino shows an entirely different resolution, with Orpheus transported to the heavens through the intervention of Apollo. According to Ringer, Striggio's original ending was almost certainly used at the opera's premiere, but there is no doubt that Monteverdi believed the revised ending was aesthetically correct. The musicologist Nino Pirrotta argues that the Apollo ending was part of the original plan for the work, but was not staged at the premiere because the small room which hosted the event could not contain the theatrical machinery that this ending required. The Bacchantes scene was a substitution; Monteverdi's intentions were restored when this constraint was removed.
### Composition
When Monteverdi composed L'Orfeo he had a thorough grounding in theatrical music. He had been employed at the Gonzaga court for 16 years, much of it as a performer or arranger of stage music, and in 1604 he had written the ballo Gli amori di Diane ed Endimone for the 1604–05 Mantua Carnival. The elements from which Monteverdi constructed his first opera score—the aria, the strophic song, recitative, choruses, dances, dramatic musical interludes—were, as conductor Nikolaus Harnoncourt has pointed out, not created by him, but "he blended the entire stock of newest and older possibilities into a unity that was indeed new". Musicologist Robert Donington writes similarly: "[The score] contains no element which was not based on precedent, but it reaches complete maturity in that recently developed form ... Here are words as directly expressed in music as [the pioneers of opera] wanted them expressed; here is music expressing them ... with the full inspiration of genius."
Monteverdi states the orchestral requirements at the beginning of his published score, but in accordance with the practice of the day he does not specify their exact usage. At that time it was usual to allow each interpreter of the work freedom to make local decisions, based on the orchestral forces at their disposal. These could differ sharply from place to place. Furthermore, as Harnoncourt points out, the instrumentalists would all have been composers and would have expected to collaborate creatively at each performance, rather than playing a set text. Another practice of the time was to allow singers to embellish their arias. Monteverdi wrote plain and embellished versions of some arias, such as Orfeo's "Possente spirto", but according to Harnoncourt "it is obvious that where he did not write any embellishments he did not want any sung".
Each act of the opera deals with a single element of the story, and each ends with a chorus. Despite the five-act structure, with two sets of scene changes, it is likely that L'Orfeo conformed to the standard practice for court entertainments of that time and was played as a continuous entity, without intervals or curtain descents between acts. It was the contemporary custom for scene shifts to take place in sight of the audience, these changes being reflected musically by changes in instrumentation, key and style.
### Instrumentation
For the purpose of analysis the music scholar Jane Glover has divided Monteverdi's list of instruments into three main groups: strings, brass and continuo, with a few further items not easily classifiable. The strings grouping is formed from ten members of the violin family (viole da brazzo), two double basses (contrabassi de viola), and two kit violins (violini piccoli alla francese). The viole da brazzo are in two five-part ensembles, each comprising two violins, two violas and a cello. The brass group contains four or five trombones (sackbuts), three or four trumpets and two cornetts. The continuo forces include two harpsichords (duoi gravicembani), a double harp (arpa doppia), two or three chitarroni, two pipe organs (organi di legno), three bass viola da gamba, and a regal or small reed organ. Outside of these groupings are two recorders (flautini alla vigesima secunda), and possibly one or more citterns—unlisted by Monteverdi, but included in instructions relating to the end of act 4.
Instrumentally, the two worlds represented within the opera are distinctively portrayed. The pastoral world of the fields of Thrace is represented by the strings, harpsichords, harp, organs, recorders and chitarroni. The remaining instruments, mainly brass, are associated with the Underworld, though there is not an absolute distinction; strings appear on several occasions in the Hades scenes. Within this general ordering, specific instruments or combinations are used to accompany some of the main characters—Orpheus by harp and organ, shepherds by harpsichord and chitarrone, the Underworld gods by trombones and regal. All of these musical distinctions and characterisations were in accordance with the longstanding traditions of the Renaissance orchestra, of which the large L'Orfeo ensemble is typical.
Monteverdi instructs his players generally to "[play] the work as simply and correctly as possible, and not with many florid passages or runs". Those playing ornamentation instruments such as strings and flutes are advised to "play nobly, with much invention and variety", but are warned against overdoing it, whereby "nothing is heard but chaos and confusion, offensive to the listener". Since at no time are all the instruments played together, the number of players needed is less than the number of instruments. Harnoncourt indicates that in Monteverdi's day the numbers of players and singers together, and the small rooms in which performances were held, often meant that the audience barely numbered more than the performers.
Three of the instruments used in the original performance of L'Orfeo have had recent revivals: the cornetto (usually paired with sackbuts), the double harp [it] (a multi-course harp with sharps and flats) and the regal (an organ with fractional-length reed pipes). Instrumental color was widely used in specific dramatic situations during the 17c: in particular the regal was associated with Hades.
## Roles
In his personaggi listed in the 1609 score, Monteverdi unaccountably omits La messaggera (the Messenger), and indicates that the final chorus of shepherds who perform the moresca (Moorish dance) at the opera's end are a separate group (che fecero la moresca nel fine). Little information is available about who sang the various roles in the first performance. A letter published at Mantua in 1612 records that the distinguished tenor and composer Francesco Rasi took part, and it is generally assumed that he sang the title role. Rasi could sing in both the tenor and bass ranges "with exquisite style ... and extraordinary feeling". The involvement in the premiere of a Florentine castrato, Giovanni Gualberto Magli, is confirmed by correspondence between the Gonzaga princes. Magli sang the prologue, Proserpina and possibly one other role, either La messaggera or Speranza. The musicologist and historian Hans Redlich mistakenly allocates Magli to the role of Orfeo.
A clue about who played Euridice is contained in a 1608 letter to Duke Vincenzo. It refers to "that little priest who performed the role of Euridice in the Most Serene Prince's Orfeo". This priest was possibly Padre Girolamo Bacchini, a castrato known to have had connections to the Mantuan court in the early 17th century. The Monteverdi scholar Tim Carter speculates that two prominent Mantuan tenors, Pandolfo Grande and Francesco Campagnola may have sung minor roles in the premiere.
There are solo parts for four shepherds and three spirits. Carter calculates that through the doubling of roles that the text allows, a total of ten singers—three sopranos, two altos, three tenors and two basses—is required for a performance, with the soloists (except Orfeo) also forming the chorus. Carter's suggested role-doublings include La musica with Euridice, Ninfa with Proserpina and La messaggera with Speranza.
## Synopsis
The action takes place in two contrasting locations: the fields of Thrace (acts 1, 2 and 5) and the Underworld (acts 3 and 4). An instrumental toccata (English: "tucket", meaning a flourish on trumpets) precedes the entrance of La musica, representing the "spirit of music", who sings a prologue of five stanzas of verse. After a gracious welcome to the audience she announces that she can, through sweet sounds, "calm every troubled heart". She sings a further paean to the power of music, before introducing the drama's main protagonist, Orfeo, who "held the wild beasts spellbound with his song".
### Act 1
After La musica's final request for silence, the curtain rises on act 1 to reveal a pastoral scene. Orfeo and Euridice enter together with a chorus of nymphs and shepherds, who act in the manner of a Greek chorus, commenting on the action both as a group and as individuals. A shepherd announces that this is the couple's wedding day; the chorus responds, first in a stately invocation ("Come, Hymen, O come") and then in a joyful dance ("Leave the mountains, leave the fountains"). Orfeo and Euridice sing of their love for each other before leaving with most of the group for the wedding ceremony in the temple. Those left on stage sing a brief chorus, commenting on how Orfeo used to be one "for whom sighs were food and weeping was drink" before love brought him to a state of sublime happiness.
### Act 2
Orfeo returns with the main chorus, and sings with them of the beauties of nature. Orfeo then muses on his former unhappiness, but proclaims: "After grief one is more content, after pain one is happier". The mood of contentment is abruptly ended when La messaggera enters, bringing the news that, while gathering flowers, Euridice has received a fatal snakebite. The chorus expresses its anguish: "Ah, bitter happening, ah, impious and cruel fate!", while the Messaggera castigates herself as the bearing of bad tidings ("For ever I will flee, and in a lonely cavern lead a life in keeping with my sorrow"). Orfeo, after venting his grief and incredulity ("Thou art dead, my life, and I am breathing?"), declares his intention to descend into the Underworld and persuade its ruler to allow Euridice to return to life. Otherwise, he says, "I shall remain with thee in the company of death". He departs, and the chorus resumes its lament.
### Act 3
Orfeo is guided by Speranza to the gates of Hades. Having pointed out the words inscribed on the gate ("Abandon hope, all ye who enter here"), Speranza leaves. Orfeo is now confronted with the ferryman Caronte, who addresses Orfeo harshly and refuses to take him across the river Styx. Orfeo attempts to persuade Caronte by singing a flattering song to him ("Mighty spirit and powerful divinity"), and, although the ferryman is moved by his music ("Indeed thou charmest me, appeasing my heart"), he does not allow him to pass, claiming he is incapable of feeling pity. However, when Orfeo takes up his lyre and plays, Caronte is soothed into sleep. Seizing his chance, Orfeo steals the ferryman's boat and crosses the river, entering the Underworld while a chorus of spirits reflects that nature cannot defend herself against man: "He has tamed the sea with fragile wood, and disdained the rage of the winds."
### Act 4
In the Underworld, Proserpina, Queen of Hades, who has been deeply affected by Orfeo's singing, petitions King Plutone, her husband, for Euridice's release. Moved by her pleas, Plutone agrees on the condition that, as he leads Euridice towards the world, Orfeo must not look back. If he does, "a single glance will condemn him to eternal loss". Orfeo enters, leading Euridice and singing confidently that on that day he will rest on his wife's white bosom. But as he sings a note of doubt creeps in: "Who will assure me that she is following?". Perhaps, he thinks, Plutone, driven by envy, has imposed the condition through spite? Suddenly distracted by an off-stage commotion, Orfeo looks round; immediately, the image of Euridice begins to fade. She sings, despairingly: "Losest thou me through too much love?" and disappears. Orfeo attempts to follow her but is drawn away by an unseen force. The chorus of spirits sings that Orfeo, having overcome Hades, was in turn overcome by his passions.
### Act 5
Back in the fields of Thrace, Orfeo has a long soliloquy in which he laments his loss, praises Euridice's beauty and resolves that his heart will never again be pierced by Cupid's arrow. An off-stage echo repeats his final phrases. Suddenly, in a cloud, Apollo descends from the heavens and chastises him: "Why dost thou give thyself up as prey to rage and grief?" He invites Orfeo to leave the world and join him in the heavens, where he will recognise Euridice's likeness in the stars. Orfeo replies that it would be unworthy not to follow the counsel of such a wise father, and together they ascend. A shepherds' chorus concludes that "he who sows in suffering shall reap the fruit of every grace", before the opera ends with a vigorous moresca.
### Original libretto ending
In Striggio's 1607 libretto, Orfeo's act 5 soliloquy is interrupted, not by Apollo's appearance but by a chorus of maenads or Bacchantes—wild, drunken women—who sing of the "divine fury" of their master, the god Bacchus. The cause of their wrath is Orfeo and his renunciation of women; he will not escape their heavenly anger, and the longer he evades them the more severe his fate will be. Orfeo leaves the scene and his destiny is left uncertain, as the Bacchantes devote themselves for the rest of the opera to wild singing and dancing in praise of Bacchus. The early music authority Claude Palisca believes that the two endings are not incompatible; Orfeo might evade the fury of the Bacchantes and be rescued by Apollo. However, this alternative ending in any case nearer to original classic myth, where the Bacchantes also appear, but it is made explicit that they torture him to his death, followed by reunion as a shade with Euridice but no apotheosis nor any interaction with Apollo.
## Reception and performance history
### Premiere and early performances
The date for the first performance of L'Orfeo, 24 February 1607, is evidenced by two letters, both dated 23 February. In the first, Francesco Gonzaga informs his brother that the "musical play" will be performed tomorrow; it is clear from earlier correspondence that this refers to L'Orfeo. The second letter is from a Gonzaga court official, Carlo Magno, and gives more details: "Tomorrow evening the Most Serene Lord the Prince is to sponsor a [play] in a room in the apartments which the Most Serene Lady had the use of ...it should be most unusual, as all the actors are to sing their parts." The "Serene Lady" is Duke Vincenzo's widowed sister Margherita Gonzaga d'Este, who lived within the Ducal Palace. The room of the premiere cannot be identified with certainty; according to Ringer, it may have been the Galleria dei Fiumi, which has the dimensions to accommodate a stage and orchestra with space for a small audience.
There is no detailed account of the premiere, although Francesco wrote on 1 March that the work had "been to the great satisfaction of all who heard it", and had particularly pleased the Duke. The Mantuan court theologian and poet, Cherubino Ferrari wrote that: "Both poet and musician have depicted the inclinations of the heart so skilfully that it could not have been done better ... The music, observing due propriety, serves the poetry so well that nothing more beautiful is to be heard anywhere". After the premiere Duke Vincenzo ordered a second performance for 1 March; a third performance was planned to coincide with a proposed state visit to Mantua by the Duke of Savoy. Francesco wrote to the Duke of Tuscany on 8 March, asking if he could retain the services of the castrato Magli for a little longer. However, the visit was cancelled, as was the celebratory performance.
There are suggestions that in the years following the premiere, L'Orfeo may have been staged in Florence, Cremona, Milan and Turin, though firmer evidence suggests that the work attracted limited interest beyond the Mantuan court. Francesco may have mounted a production in Casale Monferrato, where he was governor, for the 1609–10 Carnival, and there are indications that the work was performed on several occasions in Salzburg between 1614 and 1619, under the direction of Francesco Rasi. Years later, during the first flourish of Venetian opera in 1637–43, Monteverdi chose to revive his second opera, L'Arianna there, but not L'Orfeo. There is some evidence of performances shortly after Monteverdi's death: in Geneva in 1643, and in Paris, at the Louvre, in 1647. Although according to Carter the work was still admired across Italy in the 1650s, it was subsequently forgotten, as largely was Monteverdi, until the revival of interest in his works in the late 19th century.
### 20th-century revivals
After years of neglect, Monteverdi's music began to attract the interest of pioneer music historians in the late 18th and early 19th centuries, and from the second quarter of the 19th century onwards he is discussed increasingly in scholarly works. In 1881 a truncated version of the L'Orfeo score, intended for study rather than performance, was published in Berlin by Robert Eitner. In 1904 the composer Vincent d'Indy produced an edition in French, which comprised only act 2, a shortened act 3 and act 4. This edition was the basis of the first public performance of the work in two-and-a-half centuries, a concert performance at d'Indy's Schola Cantorum on 25 February 1904. The distinguished writer Romain Rolland, who was present, commended d'Indy for bringing the opera to life and returning it "to the beauty it once had, freeing it from the clumsy restorations which have disfigured it"—presumably a reference to Eitner's edition. The d'Indy edition was also the basis of the first modern staged performance of the work, at the Théâtre Réjane, Paris, on 2 May 1911.
An edition of the score by the minor Italian composer Giacomo Orefice (Milan, 1909) received several concert performances in Italy and elsewhere before and after the First World War. This edition was the basis of the opera's United States debut, another concert performance at the New York Met in April 1912. The opera was introduced to London, in d'Indy's edition, when it was sung to piano accompaniment at the Institut Français on 8 March 1924. The first British staged performance, with only small cuts, was given by the Oxford University Operatic Society on 7 December 1925, using an edition prepared for the event by Jack Westrup. In the London Saturday Review, music critic Dyneley Hussey called the occasion "one of the most important events of recent years"; the production had "indicated at once Monteverdi's claim to rank among the great geniuses who have written dramatic music". Westrup's edition was revived in London at the Scala Theatre in December 1929, the same year in which the opera received its first US staged performance, at Smith College, Northampton, Massachusetts. The three Scala performances resulted in a financial disaster, and the opera was not seen again in Britain for 35 years.
Among a flurry of revivals after 1945 was Paul Hindemith's edition, a full period reconstruction of the work prepared in 1943, which was staged and recorded at the Vienna Festival in 1954. This performance had a great impact on the young Nikolaus Harnoncourt, and was hailed as a masterpiece of scholarship and integrity. The first staged New York performance, by the New York City Opera under Leopold Stokowski on 29 September 1960, saw the American operatic debut of Gérard Souzay, one of several baritones who have sung the role of Orfeo. The theatre was criticised by New York Times critic Harold C. Schonberg because, to accommodate a performance of Luigi Dallapiccola's contemporary opera Il prigioniero, about a third of L'Orfeo was cut. Schonberg wrote: "Even the biggest aria in the opera, 'Possente spirito', has a good-sized slash in the middle ... [L'Orfeo] is long enough, and important enough, not to mention beautiful enough, to have been the entire evening's opera."
By the latter part of the 20th century the opera was being shown all over the world. In 1965, Sadler's Wells, forerunner of English National Opera (ENO), staged the first of many ENO presentations which would continue into the 21st century. Among various celebrations marking the opera's 400th anniversary in 2007 were a semi-staged performance at the Teatro Bibiena in Mantua, a full-scale production by the English Bach Festival (EBF) at the Whitehall Banqueting House in London on 7 February, and an unconventional production by Glimmerglass Opera in Cooperstown, New York, conducted by Antony Walker and directed by Christopher Alden. On 6 May 2010 the BBC broadcast a performance of the opera from La Scala, Milan. Despite the reluctance of some major opera houses to stage L'Orfeo, it is a popular work with the leading Baroque ensembles. During the period 2008–10, the French-based Les Arts Florissants, under its director William Christie, presented the Monteverdi trilogy of operas (L'Orfeo, Il ritorno d'Ulisse and L'incoronazione di Poppea) in a series of performances at the Teatro Real in Madrid.
## Music
L'Orfeo is, in Redlich's analysis, the product of two musical epochs. It combines elements of the traditional madrigal style of the 16th century with those of the emerging Florentine mode, in particular the use of recitative and monodic singing as developed by the Camerata and their successors. In this new style, the text dominates the music; while sinfonias and instrumental ritornelli illustrate the action, the audience's attention is always drawn primarily to the words. The singers are required to do more than produce pleasant vocal sounds; they must represent their characters in depth and convey appropriate emotions.
Monterverdi's recitative style was influenced by Peri's, in Euridice, although in L'Orfeo recitative is less preponderant than was usual in dramatic music at this time. It accounts for less than a quarter of the first act's music, around a third of the second and third acts, and a little under half in the final two acts.
The importance of L'Orfeo is not that it was the first work of its kind, but that it was the first attempt to apply the full resources of the art of music, as then evolved, to the nascent genre of opera. In particular, Monteverdi made daring innovations in the use of polyphony, of which Palestrina had been the principal exponent. In L'Orfeo, Monteverdi extends the rules, beyond the conventions which polyphonic composers, faithful to Palestrina, had previously considered as sacrosanct. Monteverdi was not in the generally understood sense an orchestrator; Ringer finds that it is the element of instrumental improvisation that makes each performance of a Monteverdi opera a "unique experience, and separates his work from the later operatic canon".
The opera begins with a martial-sounding toccata for trumpets which is repeated twice. When played on period wind instruments the sound can be startling to modern audiences; Redlich calls it "shattering". Such flourishes were the standard signal for the commencement of performances at the Mantuan court; the opening chorus of Monteverdi's 1610 Vespers, also composed for Gonzaga's court, employs the same fanfare. The toccata acted as a salute to the Duke; according to Donington, if it had not been written, precedent would have required it to be improvised. As the brass sound of the toccata fades, it is replaced by the gentler tone of the strings ritornello which introduces La musica's prologue. The ritornello is repeated in shortened form between each of the prologue's five verses, and in full after the final verse. Its function within the opera as a whole is to represent the "power of music"; as such it is heard at the end of act 2, and again at the beginning of act 5, one of the earliest examples of an operatic leitmotiv. It is temporally structured as a palindrome and its form of strophic variations allows Monteverdi to carefully shape musical time for expressive and structural purposes in the context of seconda prattica.
After the prologue, act 1 follows in the form of a pastoral idyll. Two choruses, one solemn and one jovial are repeated in reverse order around the central love-song "Rosa del ciel" ("Rose of the heavens"), followed by the shepherds' songs of praise. The buoyant mood continues into act 2, with song and dance music influenced, according to Harnoncourt, by Monteverdi's experience of French music. The sudden entrance of La messaggera with the doleful news of Euridice's death, and the confusion and grief which follow, are musically reflected by harsh dissonances and the juxtaposition of keys. The music remains in this vein until the act ends with La musica's ritornello, a hint that the "power of music" may yet bring about a triumph over death. Monteverdi's instructions as the act concludes are that the violins, the organ and harpsichord become silent and that the music is taken up by the trombones, the cornetts and the regal, as the scene changes to the Underworld.
The centrepiece of act 3, perhaps of the entire opera, is Orfeo's extended aria "Possente spirto e formidabil nume" ("Mighty spirit and powerful divinity"), by which he attempts to persuade Caronte to allow him to enter Hades. Monteverdi's vocal embellishments and virtuoso accompaniment provide what Carter describes as "one of the most compelling visual and aural representations" in early opera. Instrumental colour is provided by a chitarrone, a pipe-organ, two violins, two cornetts and a double-harp. This array, according to music historian and analyst John Whenham, is intended to suggest that Orfeo is harnessing all the available forces of music to support his plea. In act 4 the impersonal coldness of the Underworld is broken by the warmth of Proserpina's singing on behalf of Orfeo, a warmth that is retained until the dramatic moment at which Orfeo "looks back". The cold sounds of the sinfonia from the beginning of act 3 then remind us that the Underworld is, after all, entirely devoid of human feeling. The brief final act, which sees Orfeo's rescue and metamorphosis, is framed by the final appearance of La musica's ritornello and the lively moresca that ends the opera. This dance, says Ringer, recalls the jigs danced at the end of Shakespeare's tragedies, and provides a means of bringing the audience back to their everyday world, "just as the toccata had led them into another realm some two hours before. The toccata and the moresca unite courtly reality with operatic illusion."
## Recording history
The first recording of L'Orfeo was issued in 1939, a freely adapted version of Monteverdi's music by Giacomo Benvenuti, given by the orchestra of La Scala Milan conducted by Ferrucio Calusio. In 1949, for the recording of the complete opera by the Berlin Radio Orchestra conducted by Helmut Koch, the new medium of long-playing records (LPs) was used. The advent of LP recordings was, as Harold C. Schonberg later wrote, an important factor in the postwar revival of interest in Renaissance and Baroque music, and from the mid-1950s recordings of L'Orfeo have been issued on many labels. The 1969 recording by Nikolaus Harnoncourt and the Vienna Concentus Musicus, using Harnoncourt's edition based on period instruments, was praised for "making Monteverdi's music sound something like the way he imagined". In 1981 Siegfried Heinrich, with the Early Music Studio of the Hesse Chamber Orchestra, recorded a version which re-created the original Striggio libretto ending, adding music from Monteverdi's 1616 ballet Tirsi e Clori for the Bacchante scenes. Among more recent recordings, that of Emmanuelle Haïm in 2004 has been praised for its dramatic effect.
## Editions
After the publication of the L'Orfeo score in 1609, the same publisher (Ricciardo Amadino of Venice) brought it out again in 1615. Facsimiles of these editions were printed in 1927 and 1972 respectively. Since Eitner's first "modern" edition of L'Orfeo in 1884, and d'Indy's performing edition 20 years later—both of which were abridged and adapted versions of the 1609 score—there have been many attempts to edit and present the work, not all of them published. Most of the editions that followed d'Indy up to the time of the Second World War were arrangements, usually heavily truncated, that provided a basis for performances in the modern opera idiom. Many of these were the work of composers, including Carl Orff (1923 and 1939) and Ottorino Respighi in 1935. Orff's 1923 score, using a German text, included some period instrumentation, an experiment he abandoned when producing his later version.
In the post-war period, editions have moved increasingly to reflect the performance conventions of Monteverdi's day. This tendency was initiated by two earlier editions, that of Jack Westrup used in the 1925 Oxford performances, and Gian Francesco Malipiero's 1930 complete edition which sticks closely to Monteverdi's 1609 original. After the war, Hindemith's attempted period reconstruction of the work was followed in 1955 by an edition from August Wenzinger that remained in use for many years. The next 30 years saw numerous editions, mostly prepared by scholar-performers rather than by composers, generally aiming towards authenticity if not always the complete re-creation of the original instrumentation. These included versions by Raymond Leppard (1965), Denis Stevens (1967), Nikolaus Harnoncourt (1969), Jane Glover (1975), Roger Norrington (1976) and John Eliot Gardiner. Only the composers Valentino Bucchi (1967), Bruno Maderna (1967) and Luciano Berio (1984) produced editions based on the convention of a large modern orchestra. In the 21st century editions continue to be produced, often for use in conjunction with a particular performance or recording.
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The Dark Side of the Moon
| 1,173,248,036 | null |
[
"1973 albums",
"Albums produced by David Gilmour",
"Albums produced by Nick Mason",
"Albums produced by Richard Wright (musician)",
"Albums produced by Roger Waters",
"Albums with cover art by Hipgnosis",
"Albums with cover art by Storm Thorgerson",
"Capitol Records albums",
"EMI Records albums",
"Grammy Hall of Fame Award recipients",
"Harvest Records albums",
"Pink Floyd albums",
"Science fiction concept albums",
"United States National Recording Registry albums",
"United States National Recording Registry recordings"
] |
The Dark Side of the Moon is the eighth studio album by the English rock band Pink Floyd, released on 1 March 1973 by Harvest Records in the UK and Capitol Records in the US. Developed during live performances before recording began, it was conceived as a concept album that would focus on the pressures faced by the band during their arduous lifestyle, and also deal with the mental health problems of former band member Syd Barrett, who departed the group in 1968. New material was recorded in two sessions in 1972 and 1973 at EMI Studios (now Abbey Road Studios) in London.
The record builds on ideas explored in Pink Floyd's earlier recordings and performances, while omitting the extended instrumentals that characterised the band's earlier work. The group employed multitrack recording, tape loops, and analogue synthesisers, including experimentation with the EMS VCS 3 and a Synthi A. Engineer Alan Parsons was responsible for many of the sonic aspects of the recording, and for the recruitment of session singer Clare Torry, who appears on "The Great Gig in the Sky".
The Dark Side of the Moon centers on the idea of madness, exploring themes such as conflict, greed, time, death, and mental illness. Snippets from interviews with the band's road crew and others are featured alongside philosophical quotations. The sleeve, which depicts a prismatic spectrum, was designed by Storm Thorgerson in response to keyboardist Richard Wright's request for a "simple and bold" design which would represent the band's lighting and the album's themes. The album was promoted with two singles, "Money" and "Us and Them".
The Dark Side of the Moon is among the most critically acclaimed albums and often features in professional listings of the greatest of all time. It brought Pink Floyd international fame, wealth and plaudits to all four band members. A blockbuster release of the album era, it also propelled record sales throughout the music industry during the 1970s. The Dark Side of the Moon is certified 14 times platinum in the United Kingdom, and topped the US Billboard Top LPs & Tape chart, where it has charted for 981 weeks. As of 2013, The Dark Side of the Moon has sold over 45 million copies worldwide, making it the best-selling album of the 1970s and the fourth-best-selling album in history. In 2012, the album was selected for preservation in the United States National Recording Registry by the Library of Congress as being "culturally, historically, or aesthetically significant". It was inducted into the Grammy Hall of Fame in 1999.
## Background
Following Meddle in 1971, Pink Floyd assembled for a tour of Britain, Japan and the United States in December of that year. In a band meeting at drummer Nick Mason's home in north London, bassist Roger Waters proposed that a new album could form part of the tour. Waters conceived an album that dealt with things that "make people mad", focusing on the pressures associated with the band's arduous lifestyle, and dealing with the mental health problems suffered by former band member Syd Barrett. The band had explored a similar idea with the 1969 concert suite The Man and The Journey. In an interview for Rolling Stone, guitarist David Gilmour said: "I think we all thought – and Roger definitely thought – that a lot of the lyrics that we had been using were a little too indirect. There was definitely a feeling that the words were going to be very clear and specific."
The band approved of Waters' concept for an album unified by a single theme, and Waters, Gilmour, Mason and keyboardist Richard Wright all participated in writing and producing new material. Waters created the early demo tracks in a small studio in a garden shed at his home in Islington. Parts of the album were taken from previously unused material; the opening line of "Breathe" came from an earlier work by Waters and Ron Geesin, written for the soundtrack of The Body, and the basic structure of "Us and Them" was borrowed from an original composition, "The Violent Sequence" by Wright for Zabriskie Point. The band rehearsed at a warehouse in London owned by the Rolling Stones and at the Rainbow Theatre in Finsbury Park, London. They also purchased extra equipment, which included new speakers, a PA system, a 28-track mixing desk with a four channel quadraphonic output, and a custom-built lighting rig. Nine tonnes of kit was transported in three lorries. This would be the first time the band had taken an entire album on tour. The album had been given the provisional title of Dark Side of the Moon (an allusion to lunacy, rather than astronomy). After discovering that title had already been used by another band, Medicine Head, it was temporarily changed to Eclipse. The new material was premiered at The Dome in Brighton, on 20 January 1972, and after the commercial failure of Medicine Head's album the title was changed back to the band's original preference.
Dark Side of the Moon: A Piece for Assorted Lunatics, as it was then known, was performed for an assembled press on 17 February 1972 at the Rainbow Theatre, more than a year before its release, and was critically acclaimed. Michael Wale of The Times described the piece as "bringing tears to the eyes. It was so completely understanding and musically questioning." Derek Jewell of The Sunday Times wrote "The ambition of the Floyd's artistic intention is now vast." Melody Maker was less enthusiastic: "Musically, there were some great ideas, but the sound effects often left me wondering if I was in a bird-cage at London Zoo." The following tour was praised by the public. The new material was performed in the same order in which it was eventually sequenced on the album. Differences included the lack of synthesisers in tracks such as "On the Run", and Clare Torry's vocals on "The Great Gig in the Sky" replaced by readings from the Bible.
Pink Floyd's lengthy tour through Europe and North America gave them the opportunity to make improvements to the scale and quality of their performances. Work on the album was interrupted in late February when the band travelled to France and recorded music for French director Barbet Schroeder's film La Vallée. They performed in Japan, returned to France in March to complete work on the film, played more shows in North America, then flew to London and resumed recording in May and June. After more concerts in Europe and North America, the band returned to London on 9 January 1973 to complete the album.
## Concept
The Dark Side of the Moon was built upon experiments Pink Floyd had attempted in their previous live shows and recordings, although it lacked the extended instrumental excursions which, according to critic David Fricke, had become characteristic of the band following the departure of founding member Syd Barrett in 1968. Gilmour, Barrett's replacement, later referred to those instrumentals as "that psychedelic noodling stuff". He and Waters cited 1971's Meddle as a turning point towards what would later be realised on the album. The Dark Side of the Moon's lyrical themes include conflict, greed, the passage of time, death and insanity, the last inspired in part by Barrett's deteriorating mental state. The album contains musique concrète on several tracks.
Each side of the vinyl album is a continuous piece of music. The five tracks on each side reflect various stages of human life, beginning and ending with a heartbeat, exploring the nature of the human experience and, according to Waters, "empathy". "Speak to Me" and "Breathe" together highlight the mundane and futile elements of life that accompany the ever-present threat of madness, and the importance of living one's own life – "Don't be afraid to care". By shifting the scene to an airport, the synthesiser-driven instrumental "On the Run" evokes the stress and anxiety of modern travel, in particular Wright's fear of flying. "Time" examines the manner in which its passage can control one's life and offers a stark warning to those who remain focused on mundane pursuits; it is followed by a retreat into solitude and withdrawal in "Breathe (Reprise)". The first side of the album ends with Wright and vocalist Clare Torry's soulful metaphor for death, "The Great Gig in the Sky".
"Money", the first track on side two, opens with the sound of cash registers and rhymically jingling coins. The song mocks greed and consumerism with sarcastic lyrics and cash-related sound effects. "Money" became the band's most commercially successful track and was covered by other artists. "Us and Them" addresses the isolation of the depressed with the symbolism of conflict and the use of simple dichotomies to describe personal relationships. "Any Colour You Like" tackles the illusion of choice one has in society. "Brain Damage" looks at mental illness resulting from the elevation of fame and success above the needs of the self; in particular, the line "and if the band you're in starts playing different tunes" reflects the mental breakdown of former bandmate Syd Barrett. The album ends with "Eclipse", which espouses the concepts of otherness and unity, while encouraging the listener to recognise the common traits shared by humanity.
## Recording
The Dark Side of the Moon was recorded at EMI Studios (now Abbey Road Studios) in approximately 60 days between 31 May 1972 and 9 February 1973. Pink Floyd were assigned staff engineer Alan Parsons, who had worked as assistant tape operator on their fifth album, Atom Heart Mother (1970), and had gained experience as a recording engineer on the Beatles' Abbey Road and Let It Be albums. The Dark Side of the Moon sessions made use of advanced studio techniques, as the studio was capable of 16-track mixes which offered greater flexibility than the eight- or four-track mixes Pink Floyd had previously worked with, although the band often used so many tracks that second-generation copies were still needed to make more space available on the tape. Mix supervisor Chris Thomas recalled later, "There were only two or three tracks of drums when we came to mixing it. Depending on the song, there would be one or two tracks of guitar, and these would include the solo and the rhythm guitar parts. One track for keyboard, one track for bass, and one or two sound effects tracks. They had been very, very efficient in the way they'd worked."
The first track recorded was "Us and Them" on 31 May, followed seven days later by "Money". For "Money", Waters had created effects loops in an unusual time signature from recordings of money-related objects, including coins thrown into a mixing bowl in his wife's pottery studio. These were re-recorded to take advantage of the band's decision to create a quadraphonic mix of the album, although Parsons later expressed dissatisfaction with the result of this mix, which he attributed to a lack of time and a shortage of multitrack tape recorders.
"Time" and "The Great Gig in the Sky" were recorded next, followed by a two-month break, during which the band spent time with their families and prepared for a tour of the United States. The recording sessions were frequently interrupted: Waters, a supporter of Arsenal F.C., would break to see his team compete, and the band would occasionally stop to watch Monty Python's Flying Circus on television while Parsons worked on the tracks. Gilmour recalled, "...but when we were on a roll, we would get on."
After returning from the US in January 1973, they recorded "Brain Damage", "Eclipse", "Any Colour You Like" and "On the Run", and fine-tuned work from previous sessions. Four female vocalists were assembled to sing on "Brain Damage", "Eclipse" and "Time", and saxophonist Dick Parry was booked to play on "Us and Them" and "Money". With director Adrian Maben, the band also filmed studio footage for Pink Floyd: Live at Pompeii. Once the recording sessions were complete, the band began a tour of Europe.
### Instrumentation
The album features metronomic sound effects during "Speak to Me" and tape loops for the opening of "Money". Mason created a rough version of "Speak to Me" at his home before completing it in the studio. The track serves as an overture and contains cross-fades of elements from other pieces on the album. A piano chord, replayed backwards, serves to augment the build-up of effects, which are immediately followed by the opening of "Breathe". Mason received a rare solo composing credit for "Speak to Me".
The sound effects on "Money" were created by splicing together Waters' recordings of clinking coins, tearing paper, a ringing cash register, and a clicking adding machine, which were used to create a 7-beat effects loop. This was later adapted to four tracks to create a "walk around the room" effect in quadraphonic presentations of the album. At times, the degree of sonic experimentation on the album required the studio engineers and all four band members to operate the mixing console's faders simultaneously, in order to mix down the intricately assembled multitrack recordings of several of the songs, particularly "On the Run".
Along with conventional rock band instrumentation, Pink Floyd introduced prominent synthesisers to their sound. The band experimented with an EMS VCS 3 on "Brain Damage" and "Any Colour You Like", and a Synthi A on "Time" and "On the Run". They also devised and recorded unconventional sounds, such as assistant engineer Peter James running around the studio's echo chamber during "On the Run", and a specially treated bass drum made to simulate a human heartbeat during "Speak to Me", "On the Run", "Time" and "Eclipse". This heartbeat is most prominent in the intro and the outro to the album, but it can also be heard sporadically on "Time" and "On the Run". "Time" features assorted clocks ticking, then chiming simultaneously at the start of the song, accompanied by a series of Rototoms. The recordings were initially created as a quadraphonic test by Parsons, who recorded each timepiece at an antique clock shop. Although these recordings had not been created specifically for the album, elements of this material were eventually used in the track.
### Voices
Several tracks, including "Us and Them" and "Time", demonstrated Wright's and Gilmour's ability to harmonise their similar-sounding voices, and engineer Alan Parsons used techniques such as double tracking vocals and guitars, which allowed Gilmour to harmonise with himself. Prominent use was also made of flanging and phase-shifting on vocals and instruments, odd trickery with reverb, and the panning of sounds between channels, most notably in the quadraphonic mix of "On the Run", where the sound of the Hammond B3 organ played through a Leslie speaker swirls around the listener.
Wright's "The Great Gig in the Sky" features Clare Torry, a session singer and songwriter and a regular at Abbey Road. Parsons liked her voice, and when the band decided to use a female vocalist he suggested that she could sing on the track. The band explained the album concept to her, but they were unable to tell her exactly what she should do, and Gilmour, who was in charge of the session, asked her to try to express emotions rather than sing words. In a few takes on a Sunday night, Torry improvised a wordless melody to accompany Wright's emotive piano solo. She was initially embarrassed by her exuberance in the recording booth and wanted to apologise to the band, who were impressed with her performance but did not tell her so. Her takes were edited to produce the version used on the track. She left the studio under the impression that her vocals would not make the final cut, and she only became aware that she had been included in the final mix when she picked up the album at a local record store and saw her name in the credits. For her contribution she was paid her standard session fee of £30, equivalent to about £ in 2023.
In 2004, she sued EMI and Pink Floyd for 50% of the songwriting royalties, arguing that her contribution to "The Great Gig in the Sky" was substantial enough to be considered co-authorship. The case was settled out of court for an undisclosed sum, with all post-2005 pressings crediting Wright and Torry jointly.
In the final week of recording, Waters asked staff and others at Abbey Road to respond to questions printed on flashcards and some of their replies were edited into the final mix. The interviewees were placed in front of a microphone in a darkened Studio 3 and shown such questions as "What's your favourite colour?" and "What's your favourite food?", before moving on to themes central to the album, including those of madness, violence, and death. Questions such as "When was the last time you were violent?", followed immediately by "Were you in the right?", were answered in the order they were presented.
Roadie Roger "The Hat" Manifold was recorded in a conventional sit-down interview. Waters asked him about a violent encounter he had had with a motorist, and Manifold replied "... give 'em a quick, short, sharp shock ..." Asked about death, he responded, "Live for today, gone tomorrow, that's me ..." Another roadie, Chris Adamson, recorded the words that open the album: "I've been mad for fucking years. Absolutely years. Over the edge... It's working with bands that does it."
The band's road manager Peter Watts (father of actress Naomi Watts) contributed the repeated laughter during "Brain Damage" and "Speak to Me". His second wife, Patricia "Puddie" Watts (now Patricia Gleason), was responsible for the line about the "geezer" who was "cruisin' for a bruisin'", used in the segue between "Money" and "Us and Them", and the words "I never said I was frightened of dying" halfway through "The Great Gig in the Sky".
Several of the responses – "I am not frightened of dying. Any time will do, I don't mind. Why should I be frightened of dying? There's no reason for it ... you've got to go sometime"; "I know I've been mad, I've always been mad, like most of us have"; and the closing "There is no dark side in the moon really. Matter of fact, it's all dark" – came from the studios' Irish doorman, Gerry O'Driscoll. "The bit you don't hear," said Parsons, "is that, after that, he said, 'The only thing that makes it look alight is the sun.' The band were too overjoyed with his first line, and it would have been an anticlimax to continue."
Paul and Linda McCartney were interviewed, but their answers – judged to be "trying too hard to be funny" – were not used. The McCartneys' Wings bandmate Henry McCullough contributed the line, "I don't know, I was really drunk at the time."
### Completion
When the flashcard sessions were finished, producer Chris Thomas was hired to provide "a fresh pair of ears" for the final mix. Thomas's background was in music rather than engineering; he had worked with Beatles producer George Martin and was an acquaintance of Pink Floyd's manager, Steve O'Rourke. The members of the band were said to have disagreed over the mix, with Waters and Mason preferring a "dry" and "clean" mix that made more use of the non-musical elements and Gilmour and Wright preferring a subtler and more "echoey" mix. Thomas said later, "There was no difference in opinion between them, I don't remember Roger once saying that he wanted less echo. In fact, there were never any hints that they were later going to fall out. It was a very creative atmosphere. A lot of fun."
Thomas's intervention resulted in a compromise between Waters and Gilmour, who were both satisfied with the result. Thomas was responsible for significant changes, including the perfect timing of the echo used on "Us and Them". He was also present for the recording of "The Great Gig in the Sky". Waters said in an interview in 2006, when asked if he felt his goals had been accomplished in the studio:
> When the record was finished I took a reel-to-reel copy home with me and I remember playing it for my wife then, and I remember her bursting into tears when it was finished. And I thought, "This has obviously struck a chord somewhere", and I was kinda pleased by that. You know when you've done something, certainly if you create a piece of music, you then hear it with fresh ears when you play it for somebody else. And at that point I thought to myself, "Wow, this is a pretty complete piece of work", and I had every confidence that people would respond to it.
## Packaging
The album was originally released in a gatefold LP sleeve designed by Hipgnosis and George Hardie. Hipgnosis had designed several of the band's previous albums, with controversial results; EMI had reacted with confusion when faced with the cover designs for Atom Heart Mother and Obscured by Clouds, as they had expected to see traditional designs which included lettering and words. Designers Storm Thorgerson and Aubrey Powell were able to ignore such criticism, as they were employed by the band. For The Dark Side of the Moon, Wright suggested something "smarter, neater – more classy", and simple, "like the artwork of a Black Magic chocolate box".
The design was inspired by a photograph of a prism with a beam of white light projected through it and emerging in the colours of the visible spectrum that Thorgerson had found in a 1963 physics textbook, as well as by an illustration by Alex Steinweiss, the inventor of album cover art, for the New York Philharmonic's 1942 performance of Ludwig van Beethoven's Emperor Concerto. The artwork was created by an associate of Hipgnosis, George Hardie. Hipgnosis offered a choice of seven designs for the sleeve, but all four members of the band agreed that the prism was the best. "There were no arguments," said Roger Waters. "We all pointed to the prism and said 'That's the one'."
The design depicts a glass prism dispersing white light into colours and represents three elements: the band's stage lighting, the album lyrics, and Wright's request for a "simple and bold" design. At Waters' suggestion, the spectrum of light continues through to the gatefold. Added shortly afterwards, the gatefold design also includes a visual representation of the heartbeat sound used throughout the album, and the back of the album cover contains Thorgerson's suggestion of another prism recombining the spectrum of light, to make possible interesting layouts of the sleeve in record shops. The light band emanating from the prism on the album cover has six colours, missing indigo, compared with the usual division of the visible spectrum into red, orange, yellow, green, blue, indigo, and violet. Inside the sleeve were two posters and two pyramid-themed stickers. One poster bore pictures of the band in concert, overlaid with scattered letters to form PINK FLOYD, and the other an infrared photograph of the Great Pyramids of Giza, created by Powell and Thorgerson.
The band were so confident of the quality of Waters' lyrics that, for the first time, they printed them on the album's sleeve.
## Release
As the quadraphonic mix of the album was not then complete, the band (with the exception of Wright) boycotted the press reception held at the London Planetarium on 27 February. The guests were, instead, presented with a quartet of life-sized cardboard cut-outs of the band, and the stereo mix of the album was played over a poor-quality public address system. Generally, however, the press were enthusiastic; Melody Maker's Roy Hollingworth described Side One as "so utterly confused with itself it was difficult to follow", but praised Side Two, writing: "The songs, the sounds, the rhythms were solid and sound, Saxophone hit the air, the band rocked and rolled, and then gushed and tripped away into the night." Steve Peacock of Sounds wrote: "I don't care if you've never heard a note of the Pink Floyd's music in your life, I'd unreservedly recommend everyone to The Dark Side of the Moon". In his 1973 review for Rolling Stone magazine, Loyd Grossman declared Dark Side "a fine album with a textural and conceptual richness that not only invites, but demands involvement". In Christgau's Record Guide: Rock Albums of the Seventies (1981), Robert Christgau found its lyrical ideas clichéd and its music pretentious, but called it a "kitsch masterpiece" that can be charming with highlights such as taped speech fragments, Parry's saxophone, and studio effects which enhance Gilmour's guitar solos.
The Dark Side of the Moon was released first in the US on 1 March 1973, and then in the UK on 16 March. It became an instant chart success in Britain and throughout Western Europe; by the following month, it had gained a gold certification in the US. Throughout March 1973 the band played the album as part of their US tour, including a midnight performance at Radio City Music Hall in New York City on 17 March before an audience of 6,000. The album reached the Billboard Top LPs & Tape chart's number one spot on 28 April 1973, and was so successful that the band returned two months later for another tour.
### Label
Much of the album's early American success is attributed to the efforts of Pink Floyd's US record company, Capitol Records. Newly appointed chairman Bhaskar Menon set about trying to reverse the relatively poor sales of the band's 1971 studio album Meddle. Meanwhile, disenchanted with Capitol, the band and manager O'Rourke had been quietly negotiating a new contract with CBS president Clive Davis, on Columbia Records. The Dark Side of the Moon was the last album that Pink Floyd were obliged to release before formally signing a new contract. Menon's enthusiasm for the new album was such that he began a huge promotional advertising campaign, which included radio-friendly truncated versions of "Us and Them" and "Time".
In some countries – notably the UK – Pink Floyd had not released a single since 1968's "Point Me at the Sky", and unusually "Money" was released as a single on 7 May, with "Any Colour You Like" on the B-side. It reached number 13 on the Billboard Hot 100 in July 1973. A two-sided white label promotional version of the single, with mono and stereo mixes, was sent to radio stations. The mono side had the word "bullshit" removed from the song – leaving "bull" in its place – however, the stereo side retained the uncensored version. This was subsequently withdrawn; the replacement was sent to radio stations with a note advising disc jockeys to dispose of the first uncensored copy. On 4 February 1974, a double A-side single was released with "Time" on one side, and "Us and Them" on the opposite side. Menon's efforts to secure a contract renewal with Pink Floyd were in vain however; at the beginning of 1974, the band signed for Columbia with a reported advance fee of \$1M (in Britain and Europe they continued to be represented by Harvest Records).
### Sales
The Dark Side of the Moon became one of the best-selling albums of all time and is in the top 25 of a list of best-selling albums in the United States. Although it held the number one spot in the US for only a week, it remained in the Billboard 200 albums chart for 736 nonconsecutive weeks (from 17 March 1973 to 16 July 1988). Of those first 736 charted weeks, the album had two notable consecutive runs in the Billboard 200 chart: 84 weeks (from 17 March 1973 to 19 October 1974) and 593 weeks (from 18 December 1976 to 23 April 1988).. It made its final appearance in the Billboard 200 albums chart during its initial run on the week ending 8 October 1988, in its 741st charted week. It re-appeared on the Billboard charts with the introduction of the Top Pop Catalog Albums chart in the issue dated 25 May 1991, and was still a perennial feature ten years later. It reached number one on the Pop Catalog chart when the 2003 hybrid CD/SACD edition was released and sold 800,000 copies in the US. On the week of 5 May 2006 The Dark Side of the Moon achieved a combined total of 1,716 weeks on the Billboard 200 and Pop Catalog charts.
After a change in chart methodology in 2009 which allowed catalogue titles to be included in the Billboard 200, The Dark Side of the Moon returned to the chart at number 189 on 12 December of that year for its 742nd charting week. It has continued to sporadically appear on the Billboard 200 since then, with the total at 981 weeks on the chart as of May 2023. "On a slow week" between 8,000 and 9,000 copies are sold. As of April 2013, the album had sold 9,502,000 copies in the US since 1991 when Nielsen SoundScan began tracking sales for Billboard. One in every fourteen people in the US under the age of 50 is estimated to own, or to have owned, a copy.
The Dark Side of the Moon was released before the introduction of platinum certification in 1976 by Recording Industry Association of America (RIAA), and therefore held only a gold certification until 16 February 1990, when it was certified 11 times platinum. On 4 June 1998, the RIAA certified the album 15× platinum, denoting sales of fifteen million in the United States. This makes it Pink Floyd's biggest-selling work there; The Wall is 23 times platinum, but as a double album this signifies sales of 11.5 million. "Money" has sold well as a single, and as with "Time", remains a radio favourite; in the US, for the year ending 20 April 2005, "Time" was played on 13,723 occasions, and "Money" on 13,731 occasions. In 2017, The Dark Side of the Moon was the seventh-bestselling album of all time in the UK and the highest-selling album never to reach number one. As one of the blockbuster LPs of the album era (1960s–2000s), The Dark Side of the Moon also led to an increase in record sales overall into the late 1970s. In 2013, industry sources suggested that worldwide sales of The Dark Side of the Moon totalled about 45 million.In 1993, Gilmour attributed the album's success to the combination of music, lyrics and cover art: "All the music before had not had any great lyrical point to it. And this one was clear and concise." Mason said that, when they finished the album, Pink Floyd felt confident it was their best work to date, but were surprised by its commercial success. He said it was "not only about being a good album but also about being in the right place at the right time".
### Reissues and remasters
In 1979, The Dark Side of the Moon was released as a remastered LP by Mobile Fidelity Sound Lab, and in April 1988 on their "Ultradisc" gold CD format. It was released by EMI and Harvest on CD in Japan in June 1983 and in the US and Europe in August 1984. In 1992, it was rereleased as a remastered CD in the box set Shine On. This version was re-released as a 20th-anniversary box set edition with postcards the following year, with a cover design by Thorgerson. On some pressings, an orchestral version of the Beatles' "Ticket to Ride" is faintly audible after "Eclipse" over the closing heartbeats.
#### 30th-anniversary 5.1 surround sound mix
A quadraphonic mix, created by Alan Parsons, was commissioned by EMI but never endorsed by Pink Floyd, as Parsons was disappointed with his mix. For the album's 30th anniversary, an updated surround version was released in 2003. The band elected not to use Parsons' quadraphonic mix, and instead had the engineer James Guthrie create a new 5.1 channel surround sound mix on the SACD format. Guthrie had worked with Pink Floyd since their eleventh album, The Wall, and had previously worked on surround versions of The Wall for DVD-Video and Waters' In the Flesh for SACD. In 2003, Parsons expressed disappointment with Guthrie's SACD mix, suggesting he was "possibly a little too true to the original mix", but was generally complimentary. The 30th-anniversary edition won four Surround Music Awards in 2003, and sold more than 800,000 copies.
The cover image of the 30th-anniversary edition was created by a team of designers including Thorgerson. The image is a photograph of a custom-made stained glass window, built to match the dimensions and proportions of the original prism design. Transparent glass, held in place by strips of lead, was used in place of the opaque colours of the original. The idea is derived from the "sense of purity in the sound quality, being 5.1 surround sound ..." The image was created out of a desire to be "the same but different, such that the design was clearly DSotM, still the recognisable prism design, but was different and hence new".
#### Later reissues
The Dark Side of the Moon was rereleased in 2003 on 180-gram virgin vinyl and mastered by Kevin Gray at AcousTech Mastering. It included slightly different versions of the posters and stickers that came with the original vinyl release, along with a new 30th-anniversary poster.
In 2007, the album was included in Oh, by the Way, a box set celebrating the 40th anniversary of Pink Floyd, and a DRM-free version was released on the iTunes Store. In 2011, it was reissued featuring a remastered version with various other material.
In 2023, Pink Floyd announced The Dark Side of the Moon 50th Anniversary box set, including a newly remastered edition of the album, surround sound mixes (including a new Dolby Atmos mix), a photo book, and The Dark Side of the Moon Live at Wembley 1974, on vinyl.
## Legacy
The success of the album brought wealth to all four members of the band; Richard Wright and Roger Waters bought large country houses, and Nick Mason became a collector of upmarket cars. Some of the profits were invested in the production of Monty Python and the Holy Grail. Engineer Alan Parsons received a Grammy Award nomination for Best Engineered Recording, Non-Classical for The Dark Side of the Moon, and he went on to have a successful career as a recording artist with the Alan Parsons Project. Although Waters and Gilmour have on occasion downplayed his contribution to the success of the album, Mason has praised his role. In 2003, Parsons reflected: "I think they all felt that I managed to hang the rest of my career on Dark Side of the Moon, which has an element of truth to it. But I still wake up occasionally, frustrated about the fact that they made untold millions and a lot of the people involved in the record didn't."
Part of the legacy of The Dark Side of the Moon is its influence on modern music and on the musicians who have performed cover versions of its songs. It is often seen as a pivotal point in the history of rock music, and comparisons are sometimes made with Radiohead's 1997 album OK Computer, including a premise explored by Ben Schleifer in Speak to Me': The Legacy of Pink Floyd's The Dark Side of the Moon (2006) that the two albums share a theme that "the creative individual loses the ability to function in the [modern] world".
In a 2018 book about classic rock, Steven Hyden recalls concluding, in his teens, that The Dark Side of the Moon and Led Zeppelin IV were the two greatest albums of the genre, vision quests "encompass[ing] the twin poles of teenage desire". They had similarities, in that both albums' cover and internal artwork eschew pictures of the bands in favour of "inscrutable iconography without any tangible meaning (which always seemed to give the music packaged inside more meaning)". But whereas Led Zeppelin had looked outward, toward "conquering the world" and were known at the time for their outrageous sexual antics on tour, Pink Floyd looked inward, toward "overcoming your own hang-ups". In 2013, The Dark Side of the Moon was selected for preservation in the United States National Recording Registry by the Library of Congress as "culturally, historically, or aesthetically significant".
### Rankings
The Dark Side of the Moon frequently appears on professional rankings of the greatest albums. In 1987, Rolling Stone ranked it the 35th best album of the preceding 20 years. Rolling Stone ranked it number 43 on its 2003 and 2012 lists of the "500 Greatest Albums of All Time" and number 55 in its 2020 list, Pink Floyd's highest placement. Both Rolling Stone and Q have listed The Dark Side of the Moon as the best progressive rock album.
In 2006, Australian Broadcasting Corporation viewers voted The Dark Side of the Moon their favourite album. NME readers voted it the eighth-best album in a 2006 poll, and in 2009, Planet Rock listeners voted it the greatest of all time. The album is also number two on the "Definitive 200" list of albums, made by the National Association of Recording Merchandisers "in celebration of the art form of the record album". It ranked 29th in The Observer's 2006 list of "The 50 Albums That Changed Music", and 37th in The Guardian's 1997 list of the "100 Best Albums Ever", as voted for by a panel of artists and music critics. In 2014, readers of Rhythm voted it the seventh most influential progressive drumming album. It was voted number 9 in Colin Larkin's All Time Top 1000 Albums 3rd Edition (2000).
The album's cover has also been praised by critics and listeners, with VH1 proclaiming it to be the fourth greatest in history.
### Covers, tributes and samples
Return to the Dark Side of the Moon: A Tribute to Pink Floyd, released in 2006, is a cover album of The Dark Side of the Moon featuring artists such as Adrian Belew, Tommy Shaw, Dweezil Zappa, and Rick Wakeman. In 2000, The Squirrels released The Not So Bright Side of the Moon, which features a cover of the entire album. The New York dub collective Easy Star All-Stars released Dub Side of the Moon in 2003 and Dubber Side of the Moon in 2010. The group Voices on the Dark Side released the album Dark Side of the Moon a Cappella, a complete a cappella version of the album. The bluegrass band Poor Man's Whiskey frequently play the album in bluegrass style, calling the suite Dark Side of the Moonshine. A string quartet version of the album was released in 2003. In 2009, the Flaming Lips released a track-by-track remake of the album in collaboration with Stardeath and White Dwarfs, and featuring Henry Rollins and Peaches as guest musicians.
Several notable acts have covered the album live in its entirety, and a range of performers have used samples from The Dark Side of the Moon in their own material. Jam-rock band Phish performed a semi-improvised version of the entire album as part of their show on 2 November 1998 in West Valley City, Utah. Progressive metal band Dream Theater have twice covered the album in their live shows, and in May 2011 Mary Fahl released From the Dark Side of the Moon, a song-by-song "re-imagining" of the album. Milli Vanilli used the tape loops from Pink Floyd's "Money" to open their track "Money", followed by Marky Mark and the Funky Bunch on Music for the People.
### The Wizard of Oz
In the 1990s, it was discovered that playing The Dark Side of the Moon alongside the 1939 film The Wizard of Oz produced moments of apparent synchronicity, and it was suggested that this was intentional. Such moments include Dorothy beginning to jog at the lyric "no one told you when to run" during "Time", balancing on a fence, tightrope-style, during the line "balanced on the biggest wave" in "Breathe", and putting her ear to the Tin Man's chest as the album's closing heartbeats are heard. Parsons and members of Pink Floyd denied any connection, with Parsons calling it "a complete load of eyewash ... If you play any record with the sound turned down on the TV, you will find things that work."
### The Dark Side of the Moon Redux
For the 50th anniversary of The Dark Side of the Moon, Waters recorded a new version, The Dark Side of the Moon Redux'', set for release on 6 October 2023. It was recorded with no other members of Pink Floyd, and features spoken word sections and more downbeat arrangements, with no guitar solos. Waters said he wanted to "bring out the heart and soul of the album musically and spiritually". He also said it is intended to be taken from the perspective of an older man, as "not enough people recognised what it's about, what it was I was saying then".
## Track listing
All lyrics are written by Roger Waters.
Note
- Since the 2011 remasters, and the Discovery box set, "Speak to Me" and "Breathe (In the Air)" are indexed as individual tracks.
## Personnel
Pink Floyd
- David Gilmour – vocals, guitars, Synthi AKS
- Nick Mason – drums, percussion, tape effects
- Roger Waters – bass guitar, vocals, VCS 3, tape effects
- Richard Wright – organ (Hammond and Farfisa), piano, electric piano (Wurlitzer, Rhodes), EMS VCS 3, Synthi AKS, vocals
Additional musicians
- Dick Parry – saxophone on "Us and Them" and "Money"
- Clare Torry – vocals on "The Great Gig in the Sky"
- Doris Troy – backing vocals
- Lesley Duncan – backing vocals
- Liza Strike – backing vocals
- Barry St. John – backing vocals
Production
- Alan Parsons – engineering
- Peter James – assistant (incorrectly identified as "Peter Jones" on first US pressings of the LP)
- Chris Thomas – mix supervisor
- Doug Sax, James Guthrie – 1992 remastering at The Mastering Lab
- James Guthrie, Joel Plante – 2011 remastering at das boot recording
Design'''
- Hipgnosis – sleeve design, photography
- George Hardie – sleeve art, stickers art
## Charts
### Weekly charts
### Year-end charts
## Certifications and sales
## Release history
## See also
- List of best-selling albums
- List of best-selling albums in Australia
- List of best-selling albums in Canada
- List of best-selling albums in France
- List of best-selling albums in Germany
- List of best-selling albums in Italy
- List of best-selling albums in New Zealand
- List of best-selling albums in the United Kingdom
- List of best-selling albums in the United States
- List of diamond-certified albums in Canada
|
36,669,976 |
Episode 14 (Twin Peaks)
| 1,165,665,990 | null |
[
"1990 American television episodes",
"Television episodes directed by David Lynch",
"Television episodes written by Mark Frost",
"Twin Peaks (season 2) episodes"
] |
"Episode 14", also known as "Lonely Souls", is the seventh episode of the second season of the American mystery television series Twin Peaks. The episode was written by series co-creator Mark Frost and directed by series co-creator David Lynch. It features series regulars Kyle MacLachlan, Michael Ontkean, Ray Wise and Richard Beymer; and guest stars Frank Silva (uncredited) as Killer BOB, Hank Worden as The Waiter, Julee Cruise as Singer, and David Lynch as Gordon Cole.
Twin Peaks centers on the investigation into the murder of schoolgirl Laura Palmer (Sheryl Lee) in the small rural town in Washington state after which the series is named. In this episode, during the ongoing investigation into Laura's death, FBI special agent Dale Cooper (MacLachlan) and Sheriff Truman (Ontkean) continue to search for her killer, the demonic BOB, who has possessed a human host. Aided by Mike (Al Strobel), Cooper and Truman arrest Benjamin Horne (Beymer), believing him to be inhabited by BOB. Later that night, The Giant (Carel Struycken) warns Cooper "it is happening again," while BOB's real host, Leland Palmer (Wise), murders Madeline Ferguson (Lee).
"Episode 14" was first broadcast on November 10, 1990, on the American Broadcasting Company (ABC) and was watched by an audience of 17.2 million households in the United States, about 20 percent of the available audience. The episode was well received, garnering positive reviews after its initial broadcast and in subsequent years. Academic readings of the entry have highlighted the theme of duality and the cinematography in the revelation scene.
## Plot
### Background
The small fictional town of Twin Peaks, Washington, has been shocked by the murder of schoolgirl Laura Palmer (Sheryl Lee) and the attempted murder of her friend Ronette Pulaski (Phoebe Augustine). FBI special agent Dale Cooper (Kyle MacLachlan) has been sent to the town to investigate, and has come to the realization that the killer was possessed by a demonic entity—Killer BOB (Frank Silva). MIKE (Al Strobel), a similar spirit, has spoken to Cooper and his FBI superior, Regional Bureau Chief Gordon Cole (David Lynch), explaining the nature of their existence.
Meanwhile, Madeline "Maddy" Ferguson (Lee), Laura's cousin, has arrived in Twin Peaks from Missoula, Montana, and helps Laura's friends Donna Hayward (Lara Flynn Boyle) and James Hurley (James Marshall) investigate the killing. Donna finds Harold Smith (Lenny Von Dohlen), one of Laura's friends to whom she had given a secret diary, and Donna and Maddy attempt to steal it from him.
### Events
Cooper, Sheriff Harry S. Truman (Michael Ontkean), Deputy Andy Brennan (Harry Goaz), Doctor Hayward (Warren Frost) and Mike visit The Great Northern hotel in an attempt to find Bob's human host. Upon the approach of Benjamin Horne, Mike convulses and collapses onto the floor, indicating that Bob has inhabited someone nearby. Meanwhile, Deputy Hawk (Michael Horse) visits the residence of Harold Smith and finds that he has committed suicide. Hawk contacts Cooper and Truman, and they arrive at Smith's residence and discover Laura Palmer's secret diary among his belongings. Meanwhile, Maddy announces she is leaving Twin Peaks to return home.
Elsewhere, Bobby Briggs (Dana Ashbrook) and Shelly Johnson (Mädchen Amick) discuss their financial concerns regarding Shelly's catatonic husband Leo (Eric Da Re). Audrey Horne (Sherilyn Fenn) confronts her father Ben (Richard Beymer) over his ownership of One Eyed Jacks, a casino and brothel on the Canada–United States border. When Audrey asks him whether he killed Laura Palmer, he denies it but confesses that he and Laura had a sexual relationship and that he loved her. Later, Shelly arrives for work at the Double R Diner and announces to its owner Norma Jennings (Peggy Lipton) that she is resigning to care for Leo full-time. Ed Hurley (Everett McGill) and his wife Nadine, who is experiencing amnesia and adrenaline-induced strength, enter the diner. Nadine, believing she is eighteen years old, speaks to Norma, but the waitress, along with Ed, puts on a façade and conceals the truth. Meanwhile, Bobby and his friend Mike Nelson (Gary Hershberger) break open the sole of Leo Johnson's shoe, discovering a microcassette.
Cooper examines the remains of Laura's diary at the police station, finding repeated references to Bob's long-running molestation of her. Cooper also learns that Bob is a friend of Laura's father, Leland Palmer (Ray Wise), and finds an entry that seemingly implicates Ben Horne. Audrey then enters and tells Cooper about Ben and Laura's affair. After she leaves, Cooper tells Sheriff Truman about The Giant's message "without chemicals, he points". Cooper recalls when Mike—who becomes active when his human host, Philip Gerard, is not on drugs—spasmed in The Great Northern's lobby when Ben entered. Cooper concludes that Ben is Bob's human host and arrests him.
Later that night, Sarah Palmer (Grace Zabriskie) crawls across her living room floor and has a vision of a white horse. Cooper and Truman visit The Roadhouse at the behest of the Log Lady (Catherine E. Coulson). While a band perform, Cooper has a vision of The Giant, who tells him "it is happening again". The Giant sees Leland Palmer fixing his tie, while his reflection in the mirror shows Bob. Maddy comes downstairs and sees Bob standing over Sarah's unconscious body. Bob's visage shifts back and forth between Leland's and his own. He chases Maddy up the stairs, brings her to the living room and repeatedly strangles, punches, taunts and kisses her before ramming her head into a glass picture frame, killing her. Bob places a letter "O" under her fingernails, as he had done with other letters on past victims. Cooper's vision ends, and The Waiter (Hank Worden) tells Cooper he is sorry. Donna and James cry during the band's final song.
## Production
"Episode 14" was written by series co-creator Mark Frost, who had written six previous episodes and directed the first-season finale, "Episode 7". Frost co-wrote three further installments—"Episode 16", "Episode 26" and Episode 29"—and all the episodes of the 2017 limited series. This episode was directed by Lynch, the fifth such episode of Twin Peaks; he later directed "Episode 29" and all the installments of the limited series. Lynch has later said he feels he was able to show more on screen in the episode than he expected the network's standards and practices office to allow. He credits this to the unusual imagery used, adding "if it's not quite standard it sneaks through, but it could be that the 'not quite standard' things make it even more terrifying and disturbing."
The cast of Twin Peaks did not know who would be revealed as Palmer's killer for some time. Wise had hoped his character Leland would not be the eventual murderer; as the parent of a young girl he was disturbed by the idea of portraying a man who had murdered his daughter. Wise was called to a meeting with Lynch, Frost, Sheryl Lee and Richard Beymer, during which Lynch told those assembled that Leland Palmer was the killer: while addressing Wise, Lynch said "Ray, it was you, it was always you." However, Wise felt the end result was "beautiful" and that it left him and his character "satisfied and redeemed". Before this meeting, the only people to know the killer's identity were Frost, Lynch, and Lynch's daughter Jennifer, who had been given the information so she could author the 1990 tie-in novel The Secret Diary of Laura Palmer.
Lynch has mentioned that he tried to avoid thinking about the morality of the narrative, or how it would be received by censors or critics, feeling that if he allowed that worry to affect him it would ultimately drive him to create something that made him uncomfortable, preferring instead to simply produce the episode he wanted to and be prepared to defend it if necessary. He has also compared the search for Laura's killer to the central narrative of the 1960s television series The Fugitive, which featured an ongoing search for a one-armed man. Contrasting the two, Lynch stated "each week, you know, they [the writers for The Fugitive] hardly ever dealt with that. And that's the beautiful thing. You keep wondering, 'When will he find this guy and set everything straight?' But then you knew it would be the end."
### Cinematography
The climactic murder of Madeline Ferguson in the episode features extensive use of jump cuts to portray Leland Palmer's spirit possession, switching rapidly between actors Ray Wise and Frank Silva. The scene is unusually long for a murder on television, lasting over four minutes. Some of its elements, including the insertion of a paper letter under Ferguson's fingernail and the use of jump cuts to events in the Roadhouse bar, are intended to echo similar aspects of "Pilot".
Erica Sheen and Annette Davison, in their book The Cinema of David Lynch: American Dreams, Nightmare Visions, have drawn attention to the use of mise en scène early in the episode. A scene featuring Ferguson, Leland and Sarah Palmer sitting in the Palmers' living room pans across the family's bric-a-brac. This technique draws attention to the painting with which Ferguson will be assaulted, and it highlights the similarity between Ferguson and Palmer by focusing on "the famous homecoming queen shot" of Palmer while Ferguson's face is visible. Sheen and Davison argued that the scene highlights the "emotional claustrophobia" felt by Ferguson, and that the set surrounding her was deliberately assembled to create this feeling.
## Themes
The revelation scene, in which Bob is shown to have inhabited Leland Palmer, has been noted for its sense of duality, a common theme throughout Twin Peaks. In Full of Secrets: Critical Approaches to Twin Peaks, David Lavery wrote that upon The Giant's appearance to Dale Cooper, "The Giant has transmuted the public place into something private". Lavery added that the murder scene is "in the living room, the public within the private". He summarized that the ambiguity between the public perception and the private perception—"the outer and the inner"—"reverberates" throughout the scene. In his view, Maddy Ferguson was Laura Palmer's "double" and Leland is "doubled" by Bob. However, Lavery referred to the duality of Leland and Bob as a "subjective formation" and added that the use of jump cuts "could be Maddy's view of Leland just as much as Leland's view of himself".
This scene has also been noted by critic Sue Lafky from the Journal of Film and Video as one of several in the series that suggest incest and necrophilia. She speculated that "Leland/Bob may have raped the dead or dying Maddie", comparing this to the "necrophilic fantasies" that Laura Palmer's corpse evokes, and Ben Horne's unwitting brush with incest when he encounters his daughter Audrey at a brothel.
## Broadcast and reception
"Episode 14" first aired on the ABC network on November 10, 1990. The initial broadcast was viewed by 17.2 million households in the United States, making it the fifty-first most-viewed broadcast episode for the week. These viewing figures represented 20 percent of the available audience and 10.4 percent of all households in the country. This represented a significant rise in viewing figures compared to the preceding episode, "Episode 13", which was seen by 11.3 million households. However, the following episode, "Episode 15", suffered a drop in viewing figures, attracting 13.3 million households.
The episode was well received critically. Writing for the Chicago Sun-Times, Richard Roeper noted that fans and critics had begun to lose interest in the series by this point, but he felt that "even at its most strained and obtuse, [Twin Peaks] displays more imagination and effort than almost everything else in TV land." He added that viewers may have been put off by the series' frame of time, explaining that only two weeks of narrative time had elapsed since "Pilot", a slow pace contrasted with the "fast-forward, instant payoff philosophy of most television". AllRovi's Andrea LeVasseur described the installment as "pivotal", noting that it "answers some of the series' long-running questions".
Writing for The A.V. Club, Keith Phipps rated the episode an "A", adding "it's not like there's any shortage of action." He felt the effects used in the episode were effective and frightening while still seeming low-key. In his view, the episode's blending of surrealism and horror was similar to scenes from Lynch's 2001 film Mulholland Drive. Phipps described the climactic murder as "one of the most disturbing moments in the Lynch filmography", adding that it was a recurring Lynchian theme to represent the end of innocence as an actual death. IGN's Matt Fowler included the murder at number 16 in a list of the "Top 20 Creepiest Moments on TV", describing it as "nightmare fuel". Fowler felt the depiction of the killing was "savage" and unusually long for a television scene; however, he added that the rampant speculation as to the identity of the killer meant the revelation would be "somewhat expected".
Keith Uhlich, writing for Slant Magazine, described the episode as "quintessential Lynch, perhaps his finest work", noting that the climactic murder scene was more powerful because of its necessary use of implication and suggestion. However, Uhlich felt the installment was "a tough act to follow", arguing that the only subsequent installments that competed with it were the series' finale and the 1992 psychological thriller film Twin Peaks: Fire Walk with Me, which is based on Twin Peaks. DVD Talk's Jamie S. Rich described the installment as "a violent, disturbing revelation". Rich felt the entry's supernatural elements assured the audience there was "a grander scheme to the Laura Palmer story", elevating the series' long-running murder plot beyond "just a random night partying with drug dealers gone wrong".
|
25,979,929 |
Norwich Market
| 1,164,522,133 |
Outdoor market in central Norwich, England
|
[
"11th-century establishments in England",
"Buildings and structures in Norwich",
"Retail markets in England",
"Squares in England",
"Tourist attractions in Norwich"
] |
Norwich Market (also known as Norwich Provision Market) is an outdoor market consisting of around 200 stalls in central Norwich, England. Founded in the latter part of the 11th century to supply Norman merchants and settlers moving to the area following the Norman conquest of England, it replaced an earlier market a short distance away. It has been in operation on the present site for over 900 years.
By the 14th century, Norwich was one of the largest and most prosperous cities in England, and Norwich Market was a major trading hub. Control of, and income from, the market was ceded by the monarchy to the city of Norwich in 1341, from which time it provided a significant source of income for the local council. Freed from royal control, the market was reorganised to benefit the city as much as possible. Norwich and the surrounding region were devastated by plague and famine in the latter half of the 14th century, with the population falling by over 50%. Following the plague years, Norwich came under the control of local merchants and the economy was rebuilt. In the early 15th century, a Guildhall was built next to the market to serve as a centre for local government and law enforcement. The largest surviving mediaeval civic building in Britain outside London, it remained the seat of local government until 1938 and in use as a law court until 1985.
In the Georgian era, Norwich became an increasingly popular destination with travellers and developed into a fashionable shopping town. Buildings around the market were developed into luxury shops and coaching inns. The eastern side of the market was particularly fashionable and became known as Gentleman's Walk. The area around the market had become very congested by the 19th century, but the council was unable to raise funds for improvement and few alterations were made. Because many of the market's stalls were privately owned, the council was unable to rearrange the market into a more rational layout.
Following the First World War, the local authority began to systematically buy up all the stalls on the market, eventually bringing the entire market into public ownership. It was radically redesigned in the 1930s: stalls were arranged into parallel rows and a new City Hall was built along the entire western side of the marketplace to replace the by then inadequate Guildhall. This new arrangement survived with few significant changes for the rest of the 20th century. By the 1990s, the market was becoming decrepit and, in 2003, proposals were made for another radical rebuilding of the area. These proposals were extremely controversial and were abandoned in 2004 in favour of a scheme which retained the parallel rows of stalls, but replaced the old stalls with steel units of four stalls each. The rebuilt market was completed in early 2006 and is one of the largest markets in Britain.
## Foundation
The county town of Norfolk, Norwich is a city on the River Wensum in the East of England. Its origins are unclear, but by the reign of King Æthelstan (924–939) the city was a major trading centre and one of the most important boroughs in England. The Anglo-Saxon settlement was centred around Tombland, a large open space at the point where the roads into Norwich converged. The plain of Tombland was the site of Norwich's market.
Following the Norman conquest of England (1066–1071), Norwich was radically redesigned. Norwich Cathedral was built immediately to the east of Tombland and much of the old town to the southwest of Tombland was cleared for the motte of Norwich Castle. A new Norman town was built west of the Castle, in an area known as Mancroft. The new town at Mancroft included a market of its own to provide for the Norman settlers and merchants moving into the area, and possibly also to supply the castle's garrison. The exact date of the foundation of the market at Mancroft is not recorded, but it is known to have been operational by the time the Domesday Book was compiled in 1086. Granting the right to trade in Norman England was a part of the Royal Prerogative and, as with most fairs and markets of the period, the market at Mancroft was operated under licence from the King. The King's Clerk had jurisdiction over all trade conducted at the market, and tolls and rents were collected on behalf of the King.
Almost no records survive of the Norman market in the 11th to 13th centuries. It is known that shortly after the market's establishment, a tollhouse was built nearby, which served as a collection point for taxes on trade. Although the precise location of the tollhouse is not recorded, it was immediately north of the market on part of the site now occupied by the Guildhall. At some point soon after its construction, the tollhouse also became the centre for the civil administration of the city. Although the Tombland market retained its charter to host an annual horse fair, over time the market at Mancroft supplanted that at Tombland as the principal market of the area. At the end of the 11th century, the Tombland market was removed during construction work on Norwich Cathedral.
## Norwich Market in the Middle Ages
By the start of the 14th century, Norwich was one of Europe's major cities. East Anglia was at this time one of the most densely populated areas in England, producing large amounts of grain, sheep, cattle and poultry. Much of this produce was traded in Norwich, an inland port roughly at the centre of the region. The City, meanwhile, had industrialised, its growth based on textiles, leather and metalworking, as well as being the administrative centre of the region. By 1300, Norwich had a population of between 6,000–10,000, with a total of around 20,000 people living in the area. (One 19th century historian estimated Norwich's population pre-1349 at as high as 70,000.) It was one of the largest and most prosperous cities in the country, and was considered the second city of England. Aside from occasional fairs, the majority of all goods produced in or imported to the region passed through the market at Mancroft. While there is some evidence that the market operated daily for a period around 1300, it generally operated on Wednesdays and Saturdays.
### Layout
The market had by this time taken on roughly the layout it retains today. It was a long rectangular open space aligned north–south, with the tollhouse (the Guildhall after 1413) marking the northern end and the very large church of St Peter Mancroft marking the southern end. (St Peter Mancroft was built in 1430–55 incorporating an earlier church built in 1075 and was financed by the market's merchants. It retains its association with the market; all stallholders retain the right to hold their weddings in the church and to be buried in the churchyard.) The marketplace sloped downwards from west to east. A long straight passageway called the Nethererowe or Nether Row (later renamed Gentleman's Walk) marked the eastern boundary. Another passage called the Overerowe, or Over Row (later renamed St Peter's Street, and since 1938 occupied by City Hall), marked the western boundary.
The mediaeval market was divided into sections, each dealing with a particular trade. The stalls of the market were arranged in rows. They varied in width from 2 feet (60 cm) to 15 feet (460 cm). Highly valuable, in the early years of the market they were generally owned by major institutions such as trade guilds and religious bodies, and generated a high income from rents. They also provided a steady income for the King, and later the city, from perpetual rents. The marketplace was surrounded by retail buildings, construction of which began in about 1300. These were fixed, permanent structures, some of which had multiple storeys and cellars.
The northern section of the main market place, immediately south of the tollhouse, housed fishmongers, butchers, ironmongers and woolsellers. This section of the market also housed the murage loft after 1294, where tolls to fund the building of Norwich's city walls were collected. The southern section of the main market place, north of St Peter Mancroft, housed a bread market and a number of stalls associated with Norwich's significant cloth and leather industries. A broad space between the main marketplace and the Nethererowe was kept clear for the use of country smallholders, who would set up temporary booths and tents to sell their wares.
South of St Peter Mancroft was a second marketplace dealing in wheat, poultry, cattle and sheep. Pigs, horses, timber and dye were not traded in the main market, but had dedicated markets elsewhere in the city. (The modern Norwich place names of Timberhill, St John Maddermarket and Rampant Horse Street derive from their origins as the sites of the mediaeval timber, dye and horse markets respectively.)
### Transfer to city control
In 1341, King Edward III visited Norwich for a jousting tournament, coinciding with the completion of the city's defensive walls. Edward and his mother, Isabella of France, were very impressed by the city and, as a token of appreciation for bearing the costs of the defensive fortifications, Edward granted the franchise of the market to the city in perpetuity. The control by the King's Clerk over trade at the market was ended and tolls and rents from the market from then on went directly to the city's bailiffs (the rulers of the city).
With the powers of the King's Clerk abolished, the bailiffs of Norwich set about regulating the operation of the market for what they felt was the greatest benefit to the city. To encourage fair competition among the market's traders, it was forbidden to sell foodstuffs before the Cathedral bell had tolled for Lady Mass (6.00 am). The practice of forestalling (meeting merchants on their way to the market either to buy their goods for resale, or to prevent them from attending the market and thus make goods of the type they were selling scarce and hence more expensive) was forbidden. Trading anywhere other than in the market was strongly discouraged and the right to re-sell goods at a profit was restricted to Freemen of the city. The prices of bread and beer were fixed, and a set of standardised weights and measures was introduced, against which measures used by merchants would regularly be checked. Shortly after the transfer of the market to the city a market cross was erected near the centre of the main market (opposite the present day entrance to Davey Place), the design of which is not recorded.
In mid-1348, the outbreak of bubonic plague known as the Great Mortality (later referred to as the Black Death), which had swept across Europe during the past year, reached England for the first time with an outbreak in the south coast port of Melcombe. The plague spread gradually over the rest of the country with devastating effect, causing a mortality estimated at between 30%–45%. In late March 1349, the outbreak reached East Anglia and, for reasons which are not understood, increased drastically in intensity. In 1349–50 alone, more than half the population of East Anglia died.
In 1369, East Anglia, whose farming economy had collapsed in the wake of the plague, was struck by famine. Although the market continued to operate, in the immediate aftermath of the plague it was at a much reduced level and many stalls were left empty for some years after. The famine of 1369 overwhelmed Norwich's burial grounds, necessitating an expansion of St Peter Mancroft's churchyard. The southernmost rows of stalls in the main marketplace, which had been occupied by drapers and linen merchants, were removed to clear space for an enlarged churchyard. By 1377, the population of Norwich had fallen from at least 20,000 before the outbreak to below 6,000.
Although social order was maintained throughout the plague years, the economy of the region was devastated. However, the surviving merchant community were very influential in the city and, in the wake of the catastrophe, set about increasing the council's influence around the market, buying many of the surrounding shops. The council also bought a set of wharves along King Street near Dragon Hall in 1397 and decreed that all goods entering Norwich by water be unloaded there. This ensured almost complete control of Norwich trade by the merchants who now dominated the council.
The market soon began to recover from the plague years to become a major trading hub again. Records of 1565 show 37 butchers' stalls alone in the market, and Norwich also became a major centre for the import of exotic foods. Sugar, figs and prunes were traded in the market in the 16th century, and it is recorded that 20,000 oranges and 1,000 lemons were provided for the 1581 St Bartholomew's Day fair.
### Guildhall and new market cross
In 1404, Norwich secured a royal charter granting it autonomy as "The County of the City of Norwich". The local council was restructured into a body headed by a Mayor and administered by Sheriffs and Aldermen; the Mayor also formally became Clerk of the Markets, but in practice the running of the markets was always delegated to deputies.
By this time, the tollhouse was proving inadequate as the seat of local government and between 1407 and 1413 it was demolished, along with an adjoining site which had housed a vegetable market, and was replaced by a new Guildhall. In keeping with Norwich's status, it was one of the largest civic buildings in England outside London and housed all aspects of local government and justice for the new council. The Guildhall cost between £400–£500 to build. (As it was built primarily using pressed labour, modern equivalents of the building costs are virtually meaningless. The annual income of the city council at the time the Guildhall was built was around £120.) The eastern face of the Guildhall was built in a distinctive black and white checked design, representing the exchequer. The undercroft of the tollhouse was retained for use as a dungeon, while a new basement served as a lock-up from the opening of the Guildhall until the 1980s.
The murage loft in the market, redundant since the completion of the city walls, took over the functions of the old tollhouse and became the offices of the market supervisor and the collection office for market tolls and taxes.
Between 1501 and 1503, Mayor John Rightwise had the original market cross demolished and replaced with an elaborate new cross. This was octagonal in shape, stood on a plinth 30 feet (9 m) wide, and rose to a height of 60 to 70 feet (18 to 21 m). The central structure contained an oratory, occupied by a priest.
Rightwise's new market cross only survived in its original form for a short time. During the English Reformation of the 1530s, the rood on the pinnacle was pulled down and the oratory became a storeroom. The octagonal plinth became a shopping arcade of small stalls. In 1549, a temporary gallows was erected at the cross for the mass execution of 60 of the participants in Kett's Rebellion, who had congregated in the marketplace during their brief capture of Norwich. In 1574, a local law was enacted demanding that all unemployed men were to assemble at the market cross each morning at 5.00 am, along with the tools of their trade, and remain there for an hour in the hope that they would be offered work; a bonesetter was hired to treat any men who claimed they were unfit for work through injury. The success of this scheme is not recorded.
By the 17th century, the building was known as the Market House, and was used for the sale of grain and other goods sold by the bushel; a set of approved measures were chained to the pillars for public use. The archaic title of "Keeper of the Cross" was bestowed on the man appointed to sweep the marketplace weekly.
The market cross also served as the focal point of Norfolk's parliamentary elections. Candidates would bring large crowds of voters in by cart from the surrounding countryside and ply them with large quantities of free alcohol to ensure their support. Candidates would pay for lodgings for the voters, but, in closely fought elections, more voters than usual would be shipped in and every inn in the city would fill, forcing voters to sleep in and around the cross. Sir Thomas Browne described the voters around the market cross as "like flocks of sheep" during the unusually close elections of 1678, at the height of the Exclusion Crisis. Following the counting of the vote, the winning candidate would be carried three times around the market, followed by torch-bearers and trumpeters. By this time, the crowds would generally be extremely drunk on the liquor provided by the candidates, and elections would often degenerate into drunken revelry or fighting.
Although it was popular with travelling vendors, particularly of small fancy goods, the maintenance of the market cross was costly and unpopular with Norwich's citizens. In 1732 the cross was demolished, and the stone was sold for £125. In 2005 the base of the cross was rediscovered in excavations during renovation of the market area, but has since been re-covered. Its site is now outlined in red stones embedded in the market floor.
## Other uses of the market square in Tudor and Stuart England
With few fixed structures in the main marketplace, the plain traditionally served as a public open space on days when the market was not operational. Before the Reformation in the 1530s, its main use was as a venue for religious festivals, particularly the annual procession of the Craft Guilds at Corpus Christi. Most public religious festivals were abandoned following the Reformation and the subsequent dissolution of many of the mediaeval guilds, and the leading event on Norwich's civic calendar became the annual inauguration of the mayor, which took place each May.
The inauguration ceremony was conducted by the civic authorities and by the surviving, and still powerful, Guild of St George, and combined elements of a public festival and a religious carnival. Four whifflers (city officials carrying swords) marched ahead of the procession to clear a path. Behind the whifflers, the incoming and outgoing mayors rode side-by-side, preceded by trumpeters and standard-bearers carrying the banners of England and St George, and followed by the city's Sheriffs and Aldermen in ceremonial gowns of violet and red, respectively. The procession was flanked by the city's waits (musicians playing loud wind instruments, usually the shawm) (a mediaeval double reed wind instrument with conical wooden body), and accompanied by dick fools (clowns carrying wands and wearing red and yellow gowns adorned with bells and cats' tails) and a man costumed as a dragon.
As well as the mayoral inaugurations, the marketplace was also the setting for other public events, particularly mourning processions on the deaths of monarchs, coronation celebrations, royal birthdays and celebrations of military victories. Firework displays and bonfires would be held on these occasions, accompanied by the local militia firing volleys and the ringing of the bells of the surrounding churches, while local residents and shopkeepers would illuminate their windows with lit candles. Often, particularly in the 18th century, temporary triumphal arches would be erected beside the Guildhall. Free beer would traditionally be distributed at these events, which would on occasion degenerate into drunken disorder.
The market was also the location for public punishment of wrongdoers, and stocks and a pillory were set at a prominent position at the eastern end of the Guildhall. The stocks were used for the punishment of relatively minor offences such as breaching the regulations on the price of bread, public brawling or incivility to the Mayor; wrongdoers would on occasion also be paraded around the market wearing paper hats bearing details of their offence. The pillory was used for more serious offences such as sedition. On at least two occasions in the late 16th century people convicted of sedition were nailed to the pillory by their ears; on completion of their time on the pillory their ears were cut off. Public whippings of criminals were also conducted in the marketplace. Although not all executions in the period are recorded, it is known that public hangings also took place in the market square and around the market cross.
By the 17th century, the market had also become the venue for many travelling entertainments. Exotic animals were displayed, including lions, tigers, camels and jackals, and displays by conjurers, puppeteers, singers, acrobats and other entertainers also regularly took place. Displays of human deformities were also popular; records exist from the 1670s and 1680s of the Mayor granting exhibition licences to, among others, "a monstrous man with 2 bodies brought from the Indies by Sir Thomas Grantham", "a girl of sixteen with no bones", "a monstrous hayrie child", and "a monstrous man taken from amongst the hills of Corinthia, he feeds on the roots of trees etc". Stages erected by charlatans selling medicines and demonstrating miracle cures were often erected near the Guildhall, prompting regular complaints from fishmongers that the crowds were blocking access to their stalls; on at least one occasion one of these travelling doctors had his licence withdrawn 'because of possible damage to the city's economy by the distraction of "idle minds" from their work'.
## Developments in the Georgian period
Improvements in Norfolk's road infrastructure and the development of the stagecoach system made Norwich an increasingly popular destination with travellers. Norwich was recovering from the plague years and was a major city, with attractions and social events second only to London itself. The increasingly prosperous country landowners of Norfolk and Suffolk began visiting Norwich more frequently and staying for longer when they did so.
By the end of the 17th century many of the strict regulations regarding trade in Norwich were lifted or relaxed, and Norwich became a fashionable shopping town. Shops catering for the growing wealthy classes, such as booksellers, vintners and gunsmiths, grew around the market plain, especially in the large buildings along the eastern side of the market, the Nethererowe, which became so popular with the gentry it became known as Gentleman's Walk. Gentleman's Walk acquired a number of luxury shops, including John Toll's drapers from which Elizabeth Gurney (later Elizabeth Fry) watched the election of 1796, the wine and spirit dealership of Thomas Bignold who in company with other local shopkeepers founded a mutual association to provide fire insurance for the area's shops which became Norwich Union, and Saunders Coffee House, patronised by the young Horatio and William Nelson.
By this time, a row of stalls bordering on St Peter Mancroft's churchyard had developed into a row of three- and four-storey houses running east to west, and a second row of buildings running north to south ran through the main market square. This row of houses cut off the main market from the eastern strip housing the butchers and fishmongers, known as the Upper Market, leaving only two narrow passageways as direct links between the two-halves of the market square. (Although the buildings dividing the upper and lower markets were demolished in the 1930s, one of these connecting passages survives as Pudding Lane. The name "Pudding Lane" derives from "ped", an archaic word for the large baskets from which itinerant traders sold goods in the market.)
With increased numbers of people visiting Norwich, trade boomed in the inns around the marketplace. In addition to the existing taverns, at least four very large coaching inns opened along Gentleman's Walk. By the latter half of the 18th century, stagecoaches were leaving one or other of the inns almost daily to London, and the inns also served as the hub of a network of frequent services throughout East Anglia.
Built around long narrow yards, as well as serving food and drink and providing lodgings, these coaching inns also served as temporary warehouses, auction rooms and gambling halls for travellers doing business in the market. The best known was the Angel, parts of which dated to the 15th century. As well as providing the other functions of the Norwich inns, its yard also served as a popular theatre and venue for other performers. (Despite its significance as a city, Norwich did not have a dedicated theatre until 1758.) However, in 1699 part of the building collapsed during a performance by Thomas Doggett's troupe of players, killing a woman and injuring many of the audience. The reputation of the Angel was severely damaged, and although still used for small-scale entertainments such as puppet shows, it was never again used for full-scale theatrical performances.
Meanwhile, the livestock market south of St Peter Mancroft was becoming overwhelmingly crowded on market days. Eventually part of the eastern side of the castle mound was levelled, and in 1738 the livestock sales were moved to this new site. The old hay market remained on the old site for more than a century, until it was also moved to the new livestock market site in the early 19th century. The new livestock market was one of the last significant livestock markets in a British city centre, and developed a reputation as "the cruellest in the country".
## 19th century improvements
The relocation of the livestock market had done little to resolve the problems of congestion in and around the market. Many of the mediaeval access routes to the market were too narrow for wheeled transport, and the narrow alleys were also dark, dangerous and mostly unpaved. Although the market had been resurfaced during the 18th century, this had been with flint pebble cobblestones which were easily dislodged and trapped refuse. William Chase, editor of the first Norwich Directory, lobbied in the late 18th century for civic improvements and a rationalisation of the streets around the market. However, the economy of Norwich depended heavily on the textile industry, which had suffered badly from the loss of export markets during the French Wars, and funds for improvements were limited. By the beginning of the 19th century the only significant improvement had been the paving of Gentleman's Walk. In 1805 a number of Improvement Commissions were established to propose solutions to the problems facing the area, but little action was taken. Local councils had no powers to levy rates to fund general civic improvements and as a consequence funds for improvement works had to be raised either through tolls and rents, via public appeals, or through long term borrowing, and the city was initially unable to raise sufficient funds.
In 1813 the yard of the King's Head coaching inn was widened to create Davey Place, a new street between the market and Back of the Inns, at that time a narrow passageway which ran parallel to Gentleman's Walk behind the coaching inns. (Although the inns no longer remain, Back of the Inns survives as a street name.) In 1820 the Gasolier, Norwich's first gas lamp, was installed in the market outside the entrance to Davey Place. Exchange Street, a new road running north from the northeast corner of the market, was completed in 1828 and a roadway was installed alongside the existing footpath. London Street, the main road connecting the market with the older areas of the city around Tombland and the Cathedral was widened in 1856. In 1860 the decrepit fish market adjacent to the Guildhall, by now over 700 years old, was replaced with a new neoclassical building. In 1863 Gentleman's Walk was paved properly with York stone, and in 1874 the cobbles of the marketplace were replaced by timber blocks. Although by this time the market operated on all working days, Sunday trading laws meant it was closed on Sundays. The market space on Sundays was used for public assemblies and gatherings.
Meanwhile, Norwich railway station had opened in 1844. Although many Norwich residents were reluctant to use the railway, and goods carriers initially found it more convenient to continue to collect goods from the coaching inns, as railway usage gradually increased the number of coaches and carts calling at the inns slowly dwindled, reducing congestion. In 1899 the Angel inn—renamed the Royal Hotel in 1840 on the occasion of Queen Victoria's wedding—finally closed, and was replaced with George Skipper's Royal Arcade, a shopping centre in the Art Nouveau style.
Although the civic authorities initially resisted installing tramways in the city centre owing to concerns about nuisance and disruption, they eventually relented; by the end of the 19th century Norwich had a total of 16 miles (26 km) of tram routes, including a route along Gentleman's Walk itself. While schemes to rationalise the layout of the market's stalls had been proposed since the 18th century, they had foundered on the fact that so many of the stalls were privately owned.
## 1930s redevelopment
In the wake of the First World War the council's Markets Committee began a programme of gradually buying back all the privately owned stalls, with the intention of encouraging demobilised servicemen to work on the market. Within a few years the market was entirely publicly owned, and the council took responsibility for the upkeep of the market. The city also bought out and closed many of the 30 or more inns in the area, transferring their licences to the growing suburbs.
Meanwhile, the Guildhall, designed to serve the post-plague city with a population of around 6,000, was hopelessly inadequate as the administrative centre of a major modern city. As an interim solution the row of buildings dividing the upper and main markets had mostly been taken into public ownership and converted into civic offices, and in January 1914 the 1860 fish market had also been enlarged and converted into offices. The Liberal welfare reforms of the early 20th century and the Local Government Act 1929 had greatly increased the role of local government in public health and welfare, and by the 1930s Norwich council was suffering from a severe lack of office space.
The council opted for a radical redevelopment of the area around the upper market. The row of buildings from St Peter Mancroft to the Guildhall, which divided the upper and lower markets, were demolished, opening up the marketplace, as were the buildings along the western side of the market. The mixture of stalls and booths which occupied the market itself were all removed, and replaced by 205 stalls in uniform parallel rows, topped with multi-coloured sloping roofs (known locally as "tilts"). During the rebuilding of the market square, the existing stalls were relocated to a number of temporary locations in the area to allow them to continue trading, including the courtyard and rear of the City Hall development and surrounding streets. In 1938 the coverings of the stalls were given the multi-coloured stripes for which they became famous.
In 1932, despite concerns from some local residents and businesses about the huge expense at a time of recession, a new building was envisaged to replace the demolished civic buildings, spanning the entire length of the western edge of the now unified marketplace. From over 140 entries a design by Charles Holloway James and Stephen Rowland Pierce was selected. Heavily influenced by Scandinavian architecture, the design attracted negative criticism at the time, with John Piper saying that "fog is its friend". Opened by King George VI in 1938 as City Hall, the building proved extremely successful, and was described by Nikolaus Pevsner as "the foremost English public building between the Wars". Norwich's war memorial, designed by Edwin Lutyens and opened in 1927 outside the Guildhall, was moved to a long narrow memorial garden on a raised terrace between City Hall and the enlarged market shortly after the opening of City Hall. The Guildhall remained in use as a law court until 1985, and its basement remained in use as cells until that time.
## 1976 renovation
Although superficially the market remained little changed in the decades following the 1930s redevelopment, by the 1960s it was falling into disrepair, and it no longer met modern hygiene regulations. A lack of funds delayed improvement works, and renovation works did not begin until February 1976. Hot and cold running water and refrigeration were provided to those stalls handling food, and many of the stalls were converted into lockable units. New electrical mains cables were installed throughout the market, the site was resurfaced, and the elegant but ageing 19th century lavatories were demolished. Aside from the demolition of the Victorian toilets, the only significant visible alteration was the addition of corrugated plastic covers over the walkways between the stalls. Although competition from supermarkets was by this time affecting shopping patterns, and the decline of market gardening meant a virtual end to stall-holders selling their own produce, the market survived competitive pressures. Many stalls diversified into specialist foods, clothing and other goods and the high number of stalls allowed the market to sell a range of goods as great as that provided by the supermarkets.
## 2005 rebuilding
While the 1976 renovations prolonged the life of the 1930s market, by the 1990s the market was once more becoming decrepit. The covers erected in 1976 over the walkways blocked sunlight, leaving much of the market dingy and poorly lit. The walkways themselves, already narrow, were becoming even more restricted as stalls erected external displays and additional weatherproofing. Removable shutters used to secure the stalls overnight were stacked against the sides of the stalls during trading hours, causing further obstruction, while on those stalls fitted with doors the doors opened outwards to maximise the limited space inside the units. In addition, the floors of stalls followed the slope of the hill, a gradient of about 1:12, causing health problems for those market workers who had to stand at this angle for prolonged periods during the day. Norwich City Council decided that these problems needed to be addressed, and in December 2003 invited the public to choose between three proposals for a rebuilt market.
These plans were extremely controversial. All three envisaged reducing the number of stalls from 205 to 140–160 to increase space, and all three involved splitting the market into isolated clusters of stalls, significantly altering its character and appearance. The Eastern Daily Press organised a campaign against the perceived unattractiveness of the designs, the proposed reduction in the number of stalls which would mean stallholders losing their jobs and the remaining stallholders facing rent increases to cover the difference, and the change to the character of central Norwich that such a radical redesign of the market would entail. A petition of over 12,000 signatories rejecting all three proposed designs was gathered.
Following a public meeting on 26 January 2004 the council backed down, and Hereward Cooke, deputy leader of the council, said that "We are finding out what the stall-holders and people of Norwich want and we will try our best to fulfill their wishes". Architect Michael Innes proposed a new design, which was accepted by the council. The new design was put in place in 2005.
Innes's design retained the market's layout of parallel rows of stalls with striped coloured roofs. The new stalls were built as steel and aluminium prefabricated units consisting of four stalls each, each stall having a level floor accessed by a step. These "pods" were arranged in rows, with 2-metre (6 ft 7 in) wide walkways between the "pods". Transparent retractable canopies were installed above the aisles, which could be opened and closed centrally.
To allow the market to continue trading while the rebuilding took place, a set of temporary stalls were built in Gentleman's Walk and surrounding streets. A third of the market's stalls at a time traded from these temporary stalls while their stalls in the main market were replaced, a process taking four months for each third of the market. The rebuilding was officially completed on 25 March 2006. Although generally popular with traders and shoppers, the redesign was criticised by The Times, who described it as "an anaemic shopping mall for health and safety inspectors: straight lines, wipe-clean boxy cubicles, all life and love drained out."
Meanwhile, in November 2004 engineers identified cracks in the terrace supporting the Memorial Gardens, and they were closed to the public as a potential hazard. Eventually in 2009 work began on renovating the gardens. Lutyens's memorial was dismantled and cleaned, and reassembled at a higher level to be visible from the street; it was also rotated 180° to face City Hall, rather than the market. The terrace was strengthened, and the gardens were landscaped around a new sculpture by Paul de Monchaux on the original site of the memorial.
Supermarkets continued to affect shopping patterns. In 1979 fruit and vegetable stalls occupied 70 of the market's 205 stalls; by 1988 greengrocers occupied only 28 stalls, and by 2010 there were only seven remaining fruit and vegetable stalls on the market. A wide variety of other stalls have taken their place, and the market remains active. One of the largest markets in Britain, it is a tourist attraction as well as remaining heavily used by local residents, and is a focal point of the city.
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