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13.2 Provision
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Each railroad may maintain a Form FRA F 6180.107, or alternate railroad-designed record in
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place of a Form FRA F 6180.98, only for those claimed occupational illnesses for which the
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railroad has not received, from the employee or their representative, information sufficient to
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determine whether the occupational illness is work-related.
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When a railroad does not receive information sufficient to determine whether a claimed
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occupational illness case is accountable or reportable, the railroad shall make a good faith effort
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to obtain the necessary information by December 1 of the next calendar year.
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The alternative railroad-designed record may be used in lieu of the Alternative Record for
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Illnesses Claimed to Be Work-Related (Form FRA F 6180.107). Any such alternative record
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shall contain all of the information required on the Alternative Record for Illnesses Claimed to
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Be Work-Related. Although this information may be displayed in a different order from that on
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the Alternative Record for Illnesses Claimed to Be Work-Related, the order of the information
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shall be consistent from one such record to another, and the order chosen by the railroad shall be
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consistent for each of the railroad’s reporting establishments. Railroads may list additional
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information on the alternative record beyond the information required on the Alternative Record
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for Illnesses Claimed to Be Work-Related.
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Time limit to record initial claim of occupational illness. Each railroad shall enter each illness
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claimed to be work-related on Form FRA F 6180.107 (or alternative record) as early as
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practicable, but no later than 7 working days after receiving information or acquiring knowledge
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that an employee is claiming they have incurred an occupational illness.
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FRA Guide for Preparing Accident/Incident Reports
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172
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F 6180.107
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Time limit to record additional information regarding a claim of occupational illness. Within
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fifteen calendar days of receiving additional information regarding a claimed occupational illness
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case, each railroad shall document receipt of the information, including date received and type of
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document/information received, in narrative block 19 of Form FRA F 6180.107.
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Time limit to re-evaluate record initial claim of occupational illness after receiving additional
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information. Within forty-five calendar days of receiving additional information regarding a
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claimed occupational illness, each railroad shall re-evaluate the claimed occupational illness to
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determine work-relatedness, taking into account the new information, and document any findings
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resulting from the re-evaluation in narrative block 19 of Form FRA F 6180.107.
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Cases determined to be reportable. Once it has been determined that a particular case is
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accountable or reportable, the railroad must record the information on Form FRA F 6180.98
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within 7 days of the date the determination is made; retain the Railroad Employee Injury and/or
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Illness Record in accordance with § 225.27; and report the occupational illness, as applicable, in
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accordance with § 225.11. Once a case is reported on Form FRA F 6180.55a, it is no longer
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necessary to continue to update the Form FRA F 6180.107 or the Form FRA 6180.98. If the case
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is reported, changes to counts of days absent or restricted are to be made on Form FRA
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F 6180.55a, not on Form FRA F 6180.107 or Form FRA F 6180.98.
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Cases determined NOT to be reportable. Once it has been determined that a particular case is
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not accountable or reportable, the railroad shall include the following information in narrative
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block 19 of Form FRA F 6180.107: 1) why the case does not meet reporting criteria; 2) the basis
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upon which the railroad made this determination; and 3) the most authoritative information the
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railroad relied upon to make the determination.
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Alternative record. The alternative record shall contain all of the following information, to the
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extent that it is reasonably available:
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1. Name of Reporting Railroad
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2. Case/Incident Number (The Case/Incident Number identified in block 2 must be used
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on Form FRA F 6180.98 and Form FRA F 6180.55a for any case determined to be
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accountable or reportable)
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3. Employee’s Name (first, middle, last)
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4. Employee’s Date of Birth (mm/dd/yy)
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5. Employee’s Gender
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6. Employee Identification Number
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7. Date Employee was Hired (mm/dd/yy)
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8. Employee’s Home Address (Include street address, city, State and Zip code)
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9. Employee’s Home Telephone Number (with area code)
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10. Name of Facility Where Railroad Employee Normally Reports to Work
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FRA Guide for Preparing Accident/Incident Reports
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173
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F 6180.107
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11. Location, or Last Known Facility, Where Employee Reports to Work
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12. Job Title of Railroad Employee
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13. Department to Which Employee is Assigned
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14. Date on Which Employee or Representative Notified Company Personnel of Condition
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(mm/dd/yy)
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15. Name of Railroad Official Notified
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16. Title of Railroad Official Notified
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17. Nature of Claimed Illness
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18. Supporting Documentation
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18a. Custodian of Documents (Name, Title, and Address)
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18b. Location of Supporting Documentation (Although the Alternative Record for Illnesses
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Claimed to be Work-Related, or the alternate railroad-designed form, may not include
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all supporting documentation, such as medical records, the record shall note the
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custodian of those documents and where the supporting documents are located so that
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they are readily accessible to FRA upon request)
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19. Narrative
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20. Preparer’s Name
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21. Preparer’s Title
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22. Preparer’s Telephone Number (with area code)
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23. Date the record was initially signed/completed (mm/dd/yy)
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13.3 Questions and Answers
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Q1. The only information provided to the railroad was the employee’s name and
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Employee ID Number. Further attempts to complete the other data elements
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were rejected by the employee and/or his or her attorney. Does this meet
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FRA requirements?
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A1. Yes. The railroad should continue to complete all the data elements when the
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information becomes available and should make a good faith effort to obtain the
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information. However, the railroad is not expected to continue this effort past
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December 1 of the year that follows the date on which the railroad first received a
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claim of the illness.
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Q2. The employee reported that he/she has some pain in hand/arm area due to
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carpal tunnel syndrome and that the job environment caused and/or
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aggravated the condition. The company’s PLHCP has determined the
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employee does not have carpal tunnel, and that the employee’s condition was
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