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on computations as described in this Guide:
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Enter the total amount of damage to all of the consists involved in this
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accident/incident, and if there are other railroads involved in this accident/incident
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that have equipment damages, add this to the total.
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Then, in the narrative provide a breakdown of the damages by each railroad.
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Note: For railroads that are using the AIRG software application to maintain
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their accident/incident data, AIRG will be modified to accept both sets of
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information (i.e., the total amount of damage to the railroad’s equipment,
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and the total amount of damage to the railroad’s equipment added to all
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other of the railroad’s equipment damage).
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22. Total amount of damage in dollars to track, signal, way, and structures based on
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computations as described in this Guide.
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Enter the total amount of damage, in dollars, to the track, signal, way, and
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structures for the accident/incident. If another railroad is responsible for
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maintaining the track on which the accident/incident occurred, contact this carrier
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to obtain the cost of damages to the track, signals, roadbed, track structures, etc.,
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then keep this amount for the Initial Rail Equipment Accident/Incident Record.
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23. Primary cause. Enter into this field the most applicable cause code that describes
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the cause of the accident from Appendix C, “Train Accident Cause Codes.” The
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instructions for entry into this field are the same as for Item 38 of FRA Form
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F 6180.54, as shown in Chapter 7.
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FRA Guide for Preparing Accident/Incident Reports
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42
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F 6180.97
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24. Contributing cause. Enter into this field the most applicable cause code that
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describes the contributing cause of the accident from Appendix C, “Train
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Accident Cause Codes.” The instructions for entry into this field are the same as
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for Item 39 of FRA Form F 6180.54, as shown in Chapter 7.
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25. Number of persons injured and persons killed, broken down into the following
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classifications: worker on duty–railroad employee, railroad employee not on
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duty, passenger on train, nontrespasser–on railroad property, trespasser, worker
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on duty–contractor, contractor–other, worker on duty–volunteer, volunteer–other,
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and nontrespasser—off railroad property.
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Note: Injuries and fatalities, due to suicides and attempted suicides, that meet the
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general reporting criteria shall also be included in this field.
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26. Narrative description of the accident:
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Enter a description of the accident, including a list of the breakdown of the
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equipment damages incurred by each railroad for the accident/incident, and
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specify which consist this specific Initial Rail Equipment Accident/Incident
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Record is for. The breakdown is as follows:
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Railroad (Enter Code) - Each consist’s equipment damages (e.g., Consist A
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equipment damage, Consist B equipment damage, etc.), and all other railroads
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(Enter Codes) and their equipment damages.
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Note: Where an accountable or reportable rail equipment accident/incident is
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caused by a suicide or attempted suicide, the railroad shall indicate that fact in this
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field.
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27. Whether the accident/incident was reported to FRA: If the rail equipment
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accident/incident exceeds the current threshold limit and a Form FRA F 6180.54
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is being submitted, specify “Yes.” For highway-rail grade crossing
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accidents/incidents (which are always reportable), and other non-reportable rail
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equipment accidents/incidents, specify “No”; however, if a highway-rail grade
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crossing accident/incident’s damages exceed the current threshold, then specify
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“Yes.”
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28. Preparer’s name, title, telephone number with area code, and signature.
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29. Date the record was initially signed/completed.
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Each railroad shall enter each reportable and accountable rail equipment accident/incident on the
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appropriate record as early as practicable, but no later than 7 working days after receiving
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information or acquiring knowledge that a rail equipment accident/incident has occurred. See
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§ 225.25(f).
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FRA Guide for Preparing Accident/Incident Reports
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43
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F 6180.97
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The records described above may be maintained at the local establishment or, alternatively, at a
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centralized location. If the records are maintained at a centralized location, but not through
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electronic means, then a paper copy of the records that is current, within 35 days of the month to
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which it applies, shall be available for that establishment. If the records are maintained at a
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centralized location through electronic means, then the records for that establishment shall be
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available for review in a hardcopy format within 4 business hours of FRA’s request. FRA
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recognizes that circumstances outside the railroad’s control may preclude it from fulfilling the
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4-business-hour time limit. In these circumstances, FRA will not assess a monetary penalty
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against the railroad for its failure to provide the requested documentation, provided the railroad
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makes a reasonable effort to correct the problem. See § 225.25(g).
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Do not submit this form or an alternate railroad-designed record. If an incident is determined to
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be reportable, it must be recorded on Form FRA F 6180.54 and must be included with the reports
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filed for that month. If there are any reportable casualties, they must be reported on Form FRA
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F 6180.55a. Once a determination has been made that the rail equipment accident/incident has
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become reportable, any further updating should be done on the Form FRA F 6180.54, and you
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need not update Form FRA F 6180.97; however, you should go back and check off “Yes” for
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Item 32 (or equivalent item on alternative railroad-designed record) of Form FRA F 6180.97
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“Was this accident reported to FRA?”
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It is important to note that the “Case/Incident Number” identified in Block 4 must be used on
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Form FRA F 6180.54 and/or Form FRA F 6180.57 for any case determined to be reportable.
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5.2 Questions and Answers
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Q1. A coupler broke during a switching operation, and the cars behind the
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broken coupler hit the train it separated from. Would this event mean that
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the railroad should complete the Initial Rail Equipment Accident/Incident
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Record?
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A1. This event would qualify as a broken train collision. As this is a collision, if there
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is damage and that damage impairs the functioning or safety of the railroad ontrack equipment (standing or moving), signals, track, track structures, or roadbed
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involved, then the railroad would be required to complete an Initial Rail
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Equipment Accident/Incident Record, Form FRA F 6180.97. If the reportable
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damages exceed the annual reporting threshold, then Rail Equipment
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Accident/Incident Report Form FRA F 6180.54 must also be completed and
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submitted to FRA.
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FRA Guide for Preparing Accident/Incident Reports
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44
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F 6180.97
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Q2. Our switch crew had a minor derailment involving one set of wheels of
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